MANAGING MEMBER

0001405086-22-000239.txt : 20220815 0001405086-22-000239.hdr.sgml : 20220815 20220815093248 ACCESSION NUMBER: 0001405086-22-000239 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220815 DATE AS OF CHANGE: 20220815 EFFECTIVENESS DATE: 20220815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C. CENTRAL INDEX KEY: 0001085393 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10569 FILM NUMBER: 221162875 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-521-9500 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Basswood Capital Management LLC DATE OF NAME CHANGE: 20130814 FORMER COMPANY: FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 19990428 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001085393 XXXXXXXX 06-30-2022 06-30-2022 BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE 10TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-10569 Y Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein. MATTHEW LINDENBAUM MANAGING MEMBER 212-521-9500 /S/MATTHEW LINDENBAUM NEW YORK NY 08-15-2022 0 136 1590211 false INFORMATION TABLE 2 basswood-table-q2-2022.xml AERCAP HOLDINGS NV SHS N00985106 27573 673498 SH SOLE 673498 0 0 AIR LEASE CORP CL A 00912X302 1854 55448 SH SOLE 55448 0 0 ALLSTATE CORP COM 020002101 10814 85331 SH SOLE 85331 0 0 ALLY FINL INC COM 02005N100 29854 890884 SH SOLE 890884 0 0 AMALGAMATED FINANCIAL CORP COM 022671101 16502 834282 SH SOLE 834282 0 0 AMERIPRISE FINL INC COM 03076C106 2320 9759 SH SOLE 9759 0 0 AMERIS BANCORP COM 03076K108 3282 81689 SH SOLE 81689 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 18249 376418 SH SOLE 376418 0 0 APOLLO STRATEGIC GRWT CPTL I SHS CL A G0412A102 756 76938 SH SOLE 76938 0 0 ASSURANT INC COM 04621X108 5943 34381 SH SOLE 34381 0 0 ATLAS CREST INVESTMENT CORP COM CL A 049287105 1477 150531 SH SOLE 150531 0 0 AUSTERLITZ ACQUISITION CORP COM CL A G0633U101 760 77904 SH SOLE 77904 0 0 AUSTERLITZ ACQUISITION CORP SHS CL A G0633D109 710 72854 SH SOLE 72854 0 0 AXOS FINANCIAL INC COM 05465C100 19338 539421 SH SOLE 539421 0 0 BANCORP INC DEL COM 05969A105 17488 895879 SH SOLE 895879 0 0 BK OF AMERICA CORP COM 060505104 36211 1163233 SH SOLE 1163233 0 0 BANK MARIN BANCORP COM 063425102 4860 152940 SH SOLE 152940 0 0 BANK OF THE JAMES FINL GP IN COM 470299108 2952 227043 SH SOLE 227043 0 0 BANK7 CORP COM 06652N107 2437 106700 SH SOLE 106700 0 0 BAYCOM CORP COM 07272M107 8913 431007 SH SOLE 431007 0 0 BERKSHIRE HILLS BANCORP INC COM 084680107 3661 147794 SH SOLE 147794 0 0 BLACKROCK INC COM 09247X101 15867 26052 SH SOLE 26052 0 0 BURFORD CAP LTD ORD SHS G17977110 11803 1169784 SH SOLE 1169784 0 0 CAMDEN NATL CORP COM 133034108 10911 247699 SH SOLE 247699 0 0 CAPITAL ONE FINL CORP COM 14040H105 38042 365120 SH SOLE 365120 0 0 CARLYLE GROUP INC COM 14316J108 4338 137006 SH SOLE 137006 0 0 CATALYST BANCORP INC COMMON STOCK 14888L101 152 11246 SH SOLE 11246 0 0 CBTX INC COM 12481V104 19603 737247 SH SOLE 737247 0 0 CENTRAL VY CMNTY BANCORP COM 155685100 2431 167680 SH SOLE 167680 0 0 CENTURY CMNTYS INC COM 156504300 9926 220735 SH SOLE 220735 0 0 CF ACQUISITION CORP IV COM CL A 12520T102 1553 157802 SH SOLE 157802 0 0 CHEMUNG FINL CORP COM 164024101 8563 182198 SH SOLE 182198 0 0 CHURCHILL CAPITAL CORP VI COM CL A 17143W101 1428 145845 SH SOLE 145845 0 0 CHURCHILL CAPITAL CORP VII COM CL A 17144M102 1495 152973 SH SOLE 152973 0 0 CITIGROUP INC COM NEW 172967424 916 19920 SH SOLE 19920 0 0 CITIZENS FINL GROUP INC COM 174610105 10260 287481 SH SOLE 287481 0 0 COLUMBIA BKG SYS INC COM 197236102 14317 499715 SH SOLE 499715 0 0 COMERICA INC COM 200340107 50380 686558 SH SOLE 686558 0 0 CUSTOMERS BANCORP INC COM 23204G100 35769 1055123 SH SOLE 1055123 0 0 DEEP LAKE CAPITAL ACQUSTN CO CL A SHS G27029100 746 75825 SH SOLE 75825 0 0 DIME CMNTY BANCSHARES INC COM 25432X102 88790 2994611 SH SOLE 2994611 0 0 EAGLE BANCORP INC MD COM 268948106 2181 46012 SH SOLE 46012 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 31133 934915 SH SOLE 934915 0 0 EVANS BANCORP INC COM NEW 29911Q208 1483 43620 SH SOLE 43620 0 0 EVERCORE INC CLASS A 29977A105 3810 40700 SH SOLE 40700 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 12351 334183 SH SOLE 334183 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 12758 139172 SH SOLE 139172 0 0 FIFTH THIRD BANCORP COM 316773100 3145 93607 SH SOLE 93607 0 0 FINWISE BANCORP COM 31813A109 8409 901332 SH SOLE 901332 0 0 FIRST BANCORP N C COM 318910106 4302 123266 SH SOLE 123266 0 0 FIRST BUSEY CORP COM NEW 319383204 28013 1225970 SH SOLE 1225970 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 9825 15028 SH SOLE 15028 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 7726 202723 SH SOLE 202723 0 0 FIRST UTD CORP COM 33741H107 4435 236398 SH SOLE 236398 0 0 FIRST WESTN FINL INC COM 33751L105 4862 178828 SH SOLE 178828 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 10276 289874 SH SOLE 289874 0 0 F N B CORP COM 302520101 38689 3562503 SH SOLE 3562503 0 0 FORTRESS CAPITAL ACQUISITION SHS CL A G36427105 1521 154461 SH SOLE 154461 0 0 FORTRESS VALUE ACQUIS CORP I COM CL A 34964G107 759 77236 SH SOLE 77236 0 0 FTAC ATHENA ACQUISITION CORP CL A SHS G37283101 750 76416 SH SOLE 76416 0 0 FTAC HERA ACQUISITION CORP CLASS A ORD SHS G3728Y103 816 83268 SH SOLE 83268 0 0 G SQUARED ASCEND I INC SHS CL A G4204R109 750 76421 SH SOLE 76421 0 0 GLOBAL PMTS INC COM 37940X102 2502 22618 SH SOLE 22618 0 0 GORES HOLDINGS VII INC COM CL A 38286T101 755 77152 SH SOLE 77152 0 0 GUILD HLDGS CO CL A 40172N107 8540 838055 SH SOLE 838055 0 0 HANCOCK WHITNEY CORPORATION COM 410120109 2347 52933 SH SOLE 52933 0 0 HBT FINL INC. COM 404111106 5756 322130 SH SOLE 322130 0 0 HERITAGE FINL CORP WASH COM 42722X106 15681 623271 SH SOLE 623271 0 0 HOME BANCORP INC COM 43689E107 3 100 SH SOLE 100 0 0 HOME BANCSHARES INC COM 436893200 3459 166538 SH SOLE 166538 0 0 HORIZON BANCORP INC COM 440407104 5584 320526 SH SOLE 320526 0 0 INSU ACQUISITION CORP III COM CL A 457817104 819 83187 SH SOLE 83187 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2864 24935 SH SOLE 24935 0 0 ISHARES TR 7-10 YR TRSY BD 464287440 18250 178393 SH SOLE 178393 0 0 JAWS MUSTANG ACQUISITION COR SHS CL A G50737108 777 79022 SH SOLE 79022 0 0 JOFF FINTECH ACQUISITION COR COM CL A 46592C100 759 77165 SH SOLE 77165 0 0 JPMORGAN CHASE & CO COM 46625H100 55292 491000 SH SOLE 491000 0 0 KB HOME COM 48666K109 1833 64397 SH SOLE 64397 0 0 KEYCORP COM 493267108 1269 73678 SH SOLE 73678 0 0 SPDR SER TR S&P REGL BKG 78464A698 378 6500 SH Put SOLE 6500 0 0 SPDR SER TR S&P REGL BKG 78464A698 220 3788 SH Put SOLE 3788 0 0 LAKELAND BANCORP INC COM 511637100 4940 337927 SH SOLE 337927 0 0 LAZARD GROWTH ACQUISITION CO CL A ORD SHS G54035103 760 77530 SH SOLE 77530 0 0 LAZARD LTD SHS A G54050102 5844 180311 SH SOLE 180311 0 0 LENDINGCLUB CORP COM NEW 52603A208 7684 657305 SH SOLE 657305 0 0 LENNAR CORP CL A 526057104 28067 397713 SH SOLE 397713 0 0 LOANDEPOT INC COM CL A 53946R106 46 31623 SH SOLE 31623 0 0 M & T BK CORP COM 55261F104 6437 40383 SH SOLE 40383 0 0 M/I HOMES INC COM 55305B101 5758 145182 SH SOLE 145182 0 0 MACATAWA BK CORP COM 554225102 6586 745076 SH SOLE 745076 0 0 MERCHANTS BANCORP IND COM 58844R108 19178 845973 SH SOLE 845973 0 0 MERITAGE HOMES CORP COM 59001A102 2955 40757 SH SOLE 40757 0 0 META FINL GROUP INC COM 59100U108 4702 121593 SH SOLE 121593 0 0 METROPOLITAN BK HLDG CORP COM 591774104 12315 177394 SH SOLE 177394 0 0 MIDWESTONE FINL GROUP INC NE COM 598511103 3919 131859 SH SOLE 131859 0 0 MORGAN STANLEY COM NEW 617446448 28086 369259 SH SOLE 369259 0 0 NCR CORP NEW COM 62886E108 1062 34122 SH SOLE 34122 0 0 NORTHEAST BK LEWISTON ME COM 66405S100 16100 440721 SH SOLE 440721 0 0 OLD NATL BANCORP IND COM 680033107 30927 2091070 SH SOLE 2091070 0 0 ONEMAIN HLDGS INC COM 68268W103 33153 886924 SH SOLE 886924 0 0 PACWEST BANCORP DEL COM 695263103 23689 888549 SH SOLE 888549 0 0 PARKE BANCORP INC COM 700885106 8834 421463 SH SOLE 421463 0 0 PATHFINDER BANCORP INC MD COM 70319R109 1940 97361 SH SOLE 97361 0 0 PCB BANCORP COM 69320M109 2733 146292 SH SOLE 146292 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 2697 90792 SH SOLE 90792 0 0 PENNYMAC FINL SVCS INC NEW COM 70932M107 21879 500538 SH SOLE 500538 0 0 PERELLA WEINBERG PARTNERS CLASS A COM 71367G102 247 42325 SH SOLE 42325 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 7096 98134 SH SOLE 98134 0 0 POPULAR INC COM NEW 733174700 26907 349766 SH SOLE 349766 0 0 PULTE GROUP INC COM 745867101 4609 116295 SH SOLE 116295 0 0 QUINSTREET INC COM 74874Q100 9019 896495 SH SOLE 896495 0 0 REGIONAL MGMT CORP COM 75902K106 44186 1182405 SH SOLE 1182405 0 0 ROCKET COS INC COM CL A 77311W101 1281 174055 SH SOLE 174055 0 0 SANDY SPRING BANCORP INC COM 800363103 809 20707 SH SOLE 20707 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 23321 130130 SH SOLE 130130 0 0 SMARTFINANCIAL INC COM NEW 83190L208 1647 68178 SH SOLE 68178 0 0 SOUTHSTATE CORPORATION COM 840441109 4085 52944 SH SOLE 52944 0 0 SOUTHERN STS BANCSHARES INC COM 843878307 2254 100212 SH SOLE 100212 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 8138 246080 SH SOLE 246080 0 0 SYNOVUS FINL CORP COM NEW 87161C501 14335 397632 SH SOLE 397632 0 0 TAYLOR MORRISON HOME CORP COM 87724P106 8047 344463 SH SOLE 344463 0 0 TEXAS CAP BANCSHARES INC COM 88224Q107 39016 741187 SH SOLE 741187 0 0 TIMBERLAND BANCORP INC COM 887098101 3349 133978 SH SOLE 133978 0 0 ISHARES TR 20 YR TR BD ETF 464287432 438 3809 SH Call SOLE 3809 0 0 TOLL BROTHERS INC COM 889478103 1635 36668 SH SOLE 36668 0 0 TRICO BANCSHARES COM 896095106 6297 137981 SH SOLE 137981 0 0 UNITED BANKSHARES INC WEST V COM 909907107 8173 233034 SH SOLE 233034 0 0 UNITED SEC BANCSHARES CALIF COM 911460103 2387 313247 SH SOLE 313247 0 0 US BANCORP DEL COM NEW 902973304 53018 1152063 SH SOLE 1152063 0 0 USCB FINANCIAL HOLDINGS INC CLASS A COM 90355N101 90 7800 SH SOLE 7800 0 0 UWM HOLDINGS CORPORATION COM CL A 91823B109 1760 497309 SH SOLE 497309 0 0 WEBSTER FINL CORP COM 947890109 64949 1540896 SH SOLE 1540896 0 0 WELLS FARGO CO NEW COM 949746101 49728 1269548 SH SOLE 1269548 0 0 WESBANCO INC COM 950810101 1866 58859 SH SOLE 58859 0 0 WESTERN ALLIANCE BANCORP COM 957638109 45512 644646 SH SOLE 644646 0 0 ZIONS BANCORPORATION N A COM 989701107 17395 341739 SH SOLE 341739 0 0