0001405086-22-000076.txt : 20220214
0001405086-22-000076.hdr.sgml : 20220214
20220214102901
ACCESSION NUMBER: 0001405086-22-000076
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220214
DATE AS OF CHANGE: 20220214
EFFECTIVENESS DATE: 20220214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 22626805
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
12-31-2021
12-31-2021
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
02-14-2022
0
135
2179913
false
INFORMATION TABLE
2
basswood-table-q4-2021.xml
AERCAP HOLDINGS NV
SHS
N00985106
69208
1057897
SH
SOLE
1057897
0
0
AIR LEASE CORP
CL A
00912X302
16589
375073
SH
SOLE
375073
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
18848
283136
SH
SOLE
283136
0
0
ALLY FINL INC
COM
02005N100
42258
887580
SH
SOLE
887580
0
0
AMALGAMATED FINANCIAL CORP
COM
022671101
15478
922967
SH
SOLE
922967
0
0
AMERIS BANCORP
COM
03076K108
4058
81689
SH
SOLE
81689
0
0
APOLLO STRATEGIC GRWT CPTL I
SHS CL A
G0412A102
752
76938
SH
SOLE
76938
0
0
ASSURANT INC
COM
04621X108
5359
34381
SH
SOLE
34381
0
0
ATHENE HOLDING LTD
CL A
G0684D107
31989
383883
SH
SOLE
383883
0
0
ATLAS CREST INVESTMENT CORP
COM CL A
049287105
1465
150531
SH
SOLE
150531
0
0
AUSTERLITZ ACQUISITION CORP
COM CL A
G0633U101
757
77904
SH
SOLE
77904
0
0
AUSTERLITZ ACQUISITION CORP
SHS CL A
G0633D109
707
72854
SH
SOLE
72854
0
0
BK OF AMERICA CORP
COM
060505104
51752
1163233
SH
SOLE
1163233
0
0
BANK OF THE JAMES FINL GP IN
COM
470299108
4670
302080
SH
SOLE
302080
0
0
BAYCOM CORP
COM
07272M107
12675
675649
SH
SOLE
675649
0
0
BERKSHIRE HILLS BANCORP INC
COM
084680107
4202
147794
SH
SOLE
147794
0
0
BURFORD CAP LTD
ORD SHS
G17977110
6747
638917
SH
SOLE
638917
0
0
CAMDEN NATL CORP
COM
133034108
11929
247699
SH
SOLE
247699
0
0
CAPITAL ONE FINL CORP
COM
14040H105
19930
137363
SH
SOLE
137363
0
0
CARLYLE GROUP INC
COM
14316J108
2567
46764
SH
SOLE
46764
0
0
CARTER BANKSHARES INC
COM NEW
146103106
6443
418640
SH
SOLE
418640
0
0
CATALYST BANCORP INC
COMMON STOCK
14888L101
154
11246
SH
SOLE
11246
0
0
CBTX INC
COM
12481V104
24458
843363
SH
SOLE
843363
0
0
CENTURY CMNTYS INC
COM
156504300
15382
188072
SH
SOLE
188072
0
0
CF ACQUISITION CORP IV
COM CL A
12520T102
1546
157802
SH
SOLE
157802
0
0
CF ACQUISITION CORP V
CL A
12520R106
1516
156254
SH
SOLE
156254
0
0
CHEMUNG FINL CORP
COM
164024101
5880
126583
SH
SOLE
126583
0
0
CHURCHILL CAPITAL CORP VI
COM CL A
17143W101
1426
145845
SH
SOLE
145845
0
0
CHURCHILL CAPITAL CORP VII
COM CL A
17144M102
1504
152973
SH
SOLE
152973
0
0
CITIGROUP INC
COM NEW
172967424
1203
19920
SH
SOLE
19920
0
0
CITIZENS FINL GROUP INC
COM
174610105
13583
287481
SH
SOLE
287481
0
0
COMERICA INC
COM
200340107
43097
495372
SH
SOLE
495372
0
0
CUSTOMERS BANCORP INC
COM
23204G100
14790
226256
SH
SOLE
226256
0
0
DEEP LAKE CAPITAL ACQUSTN CO
CL A SHS
G27029100
742
75825
SH
SOLE
75825
0
0
DIME CMNTY BANCSHARES INC
COM
25432X102
119969
3412088
SH
SOLE
3412088
0
0
EAGLE BANCORP INC MD
COM
268948106
2684
46012
SH
SOLE
46012
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
33941
1077485
SH
SOLE
1077485
0
0
EVANS BANCORP INC
COM NEW
29911Q208
3047
75609
SH
SOLE
75609
0
0
FEDERATED HERMES INC
CL B
314211103
28406
755893
SH
SOLE
755893
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
17438
334183
SH
SOLE
334183
0
0
FIFTH THIRD BANCORP
COM
316773100
4077
93607
SH
SOLE
93607
0
0
FINWISE BANCORP
COM
31813A109
13077
948315
SH
SOLE
948315
0
0
FIRST BANCORP N C
COM
318910106
5636
123266
SH
SOLE
123266
0
0
FIRST BUSEY CORP
COM NEW
319383204
47321
1744866
SH
SOLE
1744866
0
0
FIRST BUSINESS FINL SVCS INC
COM
319390100
2511
86078
SH
SOLE
86078
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
12471
15028
SH
SOLE
15028
0
0
FIRST INTERNET BANCORP
COM
320557101
7267
154493
SH
SOLE
154493
0
0
FIRST MIDWEST BANCORP DEL
COM
320867104
14018
684456
SH
SOLE
684456
0
0
FIRST UTD CORP
COM
33741H107
3369
179592
SH
SOLE
179592
0
0
FIRST WESTN FINL INC
COM
33751L105
15121
498053
SH
SOLE
498053
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
50662
1056788
SH
SOLE
1056788
0
0
F N B CORP
COM
302520101
48997
4039345
SH
SOLE
4039345
0
0
FORTRESS CAPITAL ACQUISITION
SHS CL A
G36427105
1508
154461
SH
SOLE
154461
0
0
FORTRESS VALUE ACQUIS CORP I
COM CL A
34964G107
755
77236
SH
SOLE
77236
0
0
FTAC ATHENA ACQUISITION CORP
CL A SHS
G37283101
758
76416
SH
SOLE
76416
0
0
FTAC HERA ACQUISITION CORP
CLASS A ORD SHS
G3728Y103
814
83268
SH
SOLE
83268
0
0
G SQUARED ASCEND I INC
SHS CL A
G4204R109
755
76421
SH
SOLE
76421
0
0
GLOBAL PMTS INC
COM
37940X102
4308
31866
SH
SOLE
31866
0
0
GORES HOLDINGS VII INC
COM CL A
38286T101
755
77152
SH
SOLE
77152
0
0
GREAT WESTERN BANCORP INC
COM
391416104
8172
240623
SH
SOLE
240623
0
0
GUILD HLDGS CO
CL A
40172N107
11830
843187
SH
SOLE
843187
0
0
HBT FINL INC.
COM
404111106
5070
270692
SH
SOLE
270692
0
0
HERITAGE FINL CORP WASH
COM
42722X106
5639
230737
SH
SOLE
230737
0
0
HOME BANCSHARES INC
COM
436893200
4055
166538
SH
SOLE
166538
0
0
HORIZON BANCORP INC
COM
440407104
2373
113803
SH
SOLE
113803
0
0
INSU ACQUISITION CORP III
COM CL A
457817104
815
83187
SH
SOLE
83187
0
0
ISHARES TR
MSCI EURO FL ETF
464289180
99
4940
SH
SOLE
4940
0
0
JAWS MUSTANG ACQUISITION COR
SHS CL A
G50737108
770
79022
SH
SOLE
79022
0
0
JOFF FINTECH ACQUISITION COR
COM CL A
46592C100
752
77165
SH
SOLE
77165
0
0
JPMORGAN CHASE & CO
COM
46625H100
77750
491000
SH
SOLE
491000
0
0
KB HOME
COM
48666K109
20056
448386
SH
SOLE
448386
0
0
KEYCORP
COM
493267108
1704
73678
SH
SOLE
73678
0
0
SPDR SER TR
S&P REGL BKG
78464A698
341
4811
SH
Put
SOLE
4811
0
0
LAKELAND BANCORP INC
COM
511637100
5349
281681
SH
SOLE
281681
0
0
LAZARD GROWTH ACQUISITION CO
CL A ORD SHS
G54035103
754
77530
SH
SOLE
77530
0
0
LAZARD LTD
SHS A
G54050102
7867
180311
SH
SOLE
180311
0
0
LENDINGCLUB CORP
COM NEW
52603A208
17162
709770
SH
SOLE
709770
0
0
LENDINGTREE INC NEW
COM
52603B107
3571
29130
SH
SOLE
29130
0
0
LENNAR CORP
CL A
526057104
46114
396991
SH
SOLE
396991
0
0
LOANDEPOT INC
COM CL A
53946R106
6400
1333405
SH
SOLE
1333405
0
0
M & T BK CORP
COM
55261F104
35123
228696
SH
SOLE
228696
0
0
M/I HOMES INC
COM
55305B101
38112
612924
SH
SOLE
612924
0
0
MACATAWA BK CORP
COM
554225102
4637
525692
SH
SOLE
525692
0
0
MARLIN BUSINESS SVCS CORP
COM
571157106
5772
247954
SH
SOLE
247954
0
0
MERCHANTS BANCORP IND
COM
58844R108
31987
675828
SH
SOLE
675828
0
0
MERITAGE HOMES CORP
COM
59001A102
23518
192673
SH
SOLE
192673
0
0
METROPOLITAN BK HLDG CORP
COM
591774104
18898
177394
SH
SOLE
177394
0
0
MIDWESTONE FINL GROUP INC NE
COM
598511103
7181
221834
SH
SOLE
221834
0
0
MORGAN STANLEY
COM NEW
617446448
36246
369259
SH
SOLE
369259
0
0
MOTIVE CAPITAL CORP
SHS CL A
G6293A103
1530
155498
SH
SOLE
155498
0
0
NORTHEAST BK LEWISTON ME
COM
66405S100
18388
514641
SH
SOLE
514641
0
0
OLD NATL BANCORP IND
COM
680033107
9062
500119
SH
SOLE
500119
0
0
ONEMAIN HLDGS INC
COM
68268W103
66717
1333280
SH
SOLE
1333280
0
0
PACWEST BANCORP DEL
COM
695263103
29206
646581
SH
SOLE
646581
0
0
PARKE BANCORP INC
COM
700885106
13898
653124
SH
SOLE
653124
0
0
PATHFINDER BANCORP INC MD
COM
70319R109
339
19716
SH
SOLE
19716
0
0
PCB BANCORP
COM
69320M109
3213
146292
SH
SOLE
146292
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
13441
379679
SH
SOLE
379679
0
0
PENNYMAC FINL SVCS INC NEW
COM
70932M107
81325
1165455
SH
SOLE
1165455
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
2018
113228
SH
SOLE
113228
0
0
PERELLA WEINBERG PARTNERS
CLASS A COM
71367G102
36743
2857118
SH
SOLE
2857118
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
9372
98134
SH
SOLE
98134
0
0
POPULAR INC
COM NEW
733174700
52045
634380
SH
SOLE
634380
0
0
PULTE GROUP INC
COM
745867101
30907
540707
SH
SOLE
540707
0
0
QUINSTREET INC
COM
74874Q100
6457
354987
SH
SOLE
354987
0
0
RADIAN GROUP INC
COM
750236101
38
1797
SH
SOLE
1797
0
0
REGIONAL MGMT CORP
COM
75902K106
67931
1182237
SH
SOLE
1182237
0
0
ROCKET COS INC
COM CL A
77311W101
1645
117478
SH
SOLE
117478
0
0
SALISBURY BANCORP INC
COM
795226109
404
7359
SH
SOLE
7359
0
0
SANDY SPRING BANCORP INC
COM
800363103
996
20707
SH
SOLE
20707
0
0
SIERRA BANCORP
COM
82620P102
2649
97568
SH
SOLE
97568
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
42093
130130
SH
SOLE
130130
0
0
SMARTFINANCIAL INC
COM NEW
83190L208
1909
69782
SH
SOLE
69782
0
0
SOUTHSTATE CORPORATION
COM
840441109
4241
52944
SH
SOLE
52944
0
0
SOUTHERN STS BANCSHARES INC
COM
843878307
6241
318897
SH
SOLE
318897
0
0
SPIRIT OF TEX BANCSHARES INC
COM
84861D103
1424
49473
SH
SOLE
49473
0
0
STERLING BANCORP DEL
COM
85917A100
83758
3247710
SH
SOLE
3247710
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
2371
49535
SH
SOLE
49535
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
42501
1215701
SH
SOLE
1215701
0
0
TEXAS CAP BANCSHARES INC
COM
88224Q107
13653
226601
SH
SOLE
226601
0
0
TIMBERLAND BANCORP INC
COM
887098101
3647
131651
SH
SOLE
131651
0
0
TREBIA ACQUISITION CORP
COM CL A
G9027T109
1496
150235
SH
SOLE
150235
0
0
TRICO BANCSHARES
COM
896095106
5928
137981
SH
SOLE
137981
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
8454
233034
SH
SOLE
233034
0
0
UNITED SEC BANCSHARES CALIF
COM
911460103
2136
263091
SH
SOLE
263091
0
0
UNITY BANCORP INC
COM
913290102
2680
102100
SH
SOLE
102100
0
0
US BANCORP DEL
COM NEW
902973304
64711
1152063
SH
SOLE
1152063
0
0
USCB FINANCIAL HOLDINGS INC
CLASS A COM
90355N101
3746
267493
SH
SOLE
267493
0
0
UWM HOLDINGS CORPORATION
COM CL A
91823B109
2346
396296
SH
SOLE
396296
0
0
VICTORY CAP HLDGS INC
COM CL A
92645B103
13451
368225
SH
SOLE
368225
0
0
VIRGINIA NATL BANKSHARES COR
COM
928031103
2691
71049
SH
SOLE
71049
0
0
VIRTUS INVT PARTNERS INC
COM
92828Q109
27565
92779
SH
SOLE
92779
0
0
WELLS FARGO CO NEW
COM
949746101
57661
1201780
SH
SOLE
1201780
0
0
WESBANCO INC
COM
950810101
2059
58859
SH
SOLE
58859
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
13381
124305
SH
SOLE
124305
0
0