0001405086-18-000171.txt : 20180814
0001405086-18-000171.hdr.sgml : 20180814
20180814102022
ACCESSION NUMBER: 0001405086-18-000171
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180814
DATE AS OF CHANGE: 20180814
EFFECTIVENESS DATE: 20180814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 181014992
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
06-30-2018
06-30-2018
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
08-14-2018
0
137
2122387
false
INFORMATION TABLE
2
basswood-table-q2-2018.xml
AERCAP HOLDINGS NV
SHS
N00985106
38224
705894
SH
SOLE
705894
0
0
AIR LEASE CORP
CL A
00912X302
42888
1021875
SH
SOLE
1021875
0
0
ALLY FINL INC
COM
02005N100
169440
6449934
SH
SOLE
6449934
0
0
AMERICAN RIVER BANKSHARES
COM
029326105
10558
666118
SH
SOLE
666118
0
0
APPLE INC
COM
037833100
2831
15296
SH
SOLE
15296
0
0
AV HOMES INC
COM
00234P102
6784
317016
SH
SOLE
317016
0
0
BANK AMER CORP
COM
060505104
32792
1163234
SH
SOLE
1163234
0
0
BANK COMM HLDGS
COM
06424J103
13317
1044468
SH
SOLE
1044468
0
0
BANK NEW YORK MELLON CORP
COM
064058100
8624
159912
SH
SOLE
159912
0
0
BANK OF THE ST JAMES FINL GP
COM
470299108
7032
424872
SH
SOLE
424872
0
0
BANNER CORP
COM NEW
06652V208
1043
17349
SH
SOLE
17349
0
0
BAYCOM CORP
COM
07272M107
6113
247000
SH
SOLE
247000
0
0
BELDEN INC
COM
077454106
4159
68039
SH
SOLE
68039
0
0
BLACK KNIGHT INC
COM
09215C105
5487
102472
SH
SOLE
102472
0
0
BOFI HLDG INC
COM
05566U108
19674
480899
SH
SOLE
480899
0
0
BRIDGE BANCORP INC
COM
108035106
78654
2187875
SH
SOLE
2187875
0
0
BRIDGEWATER BANCSHARES INC
COM ACCD INV
108621103
9288
730174
SH
SOLE
730174
0
0
CAMBRIDGE BANCORP
COM
132152109
8066
93201
SH
SOLE
93201
0
0
CAMDEN NATL CORP
COM
133034108
14868
325260
SH
SOLE
325260
0
0
CANNAE HLDGS INC
COM
13765N107
2066
111383
SH
SOLE
111383
0
0
CAPITAL ONE FINL CORP
COM
14040H105
8016
87221
SH
SOLE
87221
0
0
CAROLINA FINL CORP NEW
COM
143873107
2008
46787
SH
SOLE
46787
0
0
CENTRAL VALLEY CMNTY BANCORP
COM
155685100
6332
299233
SH
SOLE
299233
0
0
CENTURY CMNTYS INC
COM
156504300
28775
912059
SH
SOLE
912059
0
0
CHEMUNG FINL CORP
COM
164024101
10249
204524
SH
SOLE
204524
0
0
CITIGROUP INC
COM NEW
172967424
33783
504832
SH
SOLE
504832
0
0
CITIZENS FINL GROUP INC
COM
174610105
44388
1141067
SH
SOLE
1141067
0
0
CODORUS VY BANCORP INC
COM
192025104
10726
349593
SH
SOLE
349593
0
0
COMERICA INC
COM
200340107
14651
161137
SH
SOLE
161137
0
0
COMMUNITY FINL CORP MD
COM
20368X101
9325
263728
SH
SOLE
263728
0
0
COUSINS PPTYS INC
COM
222795106
142
14659
SH
SOLE
14659
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1869
37724
SH
SOLE
37724
0
0
DIME CMNTY BANCSHARES
COM
253922108
12123
621675
SH
SOLE
621675
0
0
DNB FINL CORP
COM
233237106
7233
206371
SH
SOLE
206371
0
0
EAGLE BANCORP INC MD
COM
268948106
9280
151392
SH
SOLE
151392
0
0
EAST WEST BANCORP INC
COM
27579R104
2477
37989
SH
SOLE
37989
0
0
ENSCO PLC
SHS CLASS A
G3157S106
58
7986
SH
SOLE
7986
0
0
ENTERPRISE BANCORP INC MASS
COM
293668109
1836
45412
SH
SOLE
45412
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
8125
307887
SH
SOLE
307887
0
0
FARMERS CAP BK CORP
COM
309562106
7589
145669
SH
SOLE
145669
0
0
FAUQUIER BANKSHARES INC VA
COM
312059108
509
23996
SH
SOLE
23996
0
0
FCB FINL HLDGS INC
CL A
30255G103
5442
92556
SH
SOLE
92556
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
12572
334183
SH
SOLE
334183
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
15574
146883
SH
SOLE
146883
0
0
FIFTH THIRD BANCORP
COM
316773100
3991
139052
SH
SOLE
139052
0
0
FINANCIAL INSTNS INC
COM
317585404
12648
384427
SH
SOLE
384427
0
0
FIRST AMERN FINL CORP
COM
31847R102
6949
134358
SH
SOLE
134358
0
0
FIRST BANCORP N C
COM
318910106
5043
123266
SH
SOLE
123266
0
0
FIRST BUSEY CORP
COM NEW
319383204
3717
117193
SH
SOLE
117193
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
6061
15028
SH
SOLE
15028
0
0
FIRST FNDTN INC
COM
32026V104
16336
881121
SH
SOLE
881121
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
1707
40453
SH
SOLE
40453
0
0
FIRST LONG IS CORP
COM
320734106
10045
404216
SH
SOLE
404216
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
34512
1007343
SH
SOLE
1007343
0
0
FNB CORP PA
COM
302520101
18028
1343349
SH
SOLE
1343349
0
0
FRANKLIN FINL NETWORK INC
COM
35352P104
14823
394219
SH
SOLE
394219
0
0
GUARANTY BANCORP DEL
COM NEW
40075T607
4403
147758
SH
SOLE
147758
0
0
HANCOCK WHITNEY CORPORATION
COM
410120109
2
53
SH
SOLE
53
0
0
HERITAGE FINL CORP WASH
COM
42722X106
2170
62272
SH
SOLE
62272
0
0
HILLTOP HOLDINGS INC
COM
432748101
31827
1442091
SH
SOLE
1442091
0
0
HOME BANCSHARES INC
COM
436893200
5809
257494
SH
SOLE
257494
0
0
HONEYWELL INTL INC
COM
438516106
23502
163150
SH
SOLE
163150
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
1331
90169
SH
SOLE
90169
0
0
IBERIABANK CORP
COM
450828108
17520
231133
SH
SOLE
231133
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
215
19238
SH
SOLE
19238
0
0
JPMORGAN CHASE & CO
COM
46625H100
76380
733012
SH
SOLE
733012
0
0
KEYCORP NEW
COM
493267108
19499
997925
SH
SOLE
997925
0
0
KINDER MORGAN INC DEL
COM
49456B101
2229
126163
SH
SOLE
126163
0
0
KORN FERRY INTL
COM NEW
500643200
2655
42870
SH
SOLE
42870
0
0
LAKELAND BANCORP INC
COM
511637100
3687
185729
SH
SOLE
185729
0
0
LEAR CORP
COM NEW
521865204
19892
107056
SH
SOLE
107056
0
0
LENNAR CORP
CL B
526057302
56
1315
SH
SOLE
1315
0
0
LENNAR CORP
CL A
526057104
20476
390026
SH
SOLE
390026
0
0
LIVE OAK BANCSHARES INC
COM
53803X105
2758
89999
SH
SOLE
89999
0
0
LUTHER BURBANK CORP
COM
550550107
27351
2377290
SH
SOLE
2377290
0
0
M & T BK CORP
COM
55261F104
991
5823
SH
SOLE
5823
0
0
M/I HOMES INC
COM
55305B101
15949
602295
SH
SOLE
602295
0
0
MARLIN BUSINESS SVCS CORP
COM
571157106
20094
673176
SH
SOLE
673176
0
0
MASCO CORP
COM
574599106
6532
174565
SH
SOLE
174565
0
0
MB FINANCIAL INC NEW
COM
55264U108
7099
152017
SH
SOLE
152017
0
0
MERCHANTS BANCORP IND
COM
58844R108
11946
418710
SH
SOLE
418710
0
0
MERIDIAN BK PAOLI PA
COM
58958P104
11159
613460
SH
SOLE
613460
0
0
METROPOLITAN BK HLDG CORP
COM
591774104
14149
269606
SH
SOLE
269606
0
0
MIDSOUTH BANCORP INC
COM
598039105
21192
1599383
SH
SOLE
1599383
0
0
MIDWESTONE FINL GROUP INC NE
COM
598511103
7889
233552
SH
SOLE
233552
0
0
NCR CORP NEW
COM
62886E108
3004
100196
SH
SOLE
100196
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
4974
105279
SH
SOLE
105279
0
0
OLD LINE BANCSHARES INC
COM
67984M100
3186
91274
SH
SOLE
91274
0
0
OLD NATL BANCORP IND
COM
680033107
10270
552157
SH
SOLE
552157
0
0
OLD POINT FINL CORP
COM
680194107
618
21404
SH
SOLE
21404
0
0
ONEMAIN HLDGS INC
COM
68268W103
101217
3040470
SH
SOLE
3040470
0
0
OP BANCORP
COM
67109R109
12350
970894
SH
SOLE
970894
0
0
ORRSTOWN FINL SVCS INC
COM
687380105
2287
87951
SH
SOLE
87951
0
0
OWENS CORNING NEW
COM
690742101
25196
397608
SH
SOLE
397608
0
0
PACIFIC PREMIER BANCORP
COM
69478X105
15747
412763
SH
SOLE
412763
0
0
PACWEST BANCORP DEL
COM
695263103
26438
534965
SH
SOLE
534965
0
0
PARKE BANCORP INC
COM
700885106
11080
468509
SH
SOLE
468509
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
32163
929833
SH
SOLE
929833
0
0
PENNYMAC FINL SVCS INC
CL A
70932B101
41470
2110408
SH
SOLE
2110408
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
3711
205168
SH
SOLE
205168
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
19132
311847
SH
SOLE
311847
0
0
PNC FINL SVCS GROUP INC
COM
693475105
4293
31778
SH
SOLE
31778
0
0
POPULAR INC
COM NEW
733174700
1311
28994
SH
SOLE
28994
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
10281
167283
SH
SOLE
167283
0
0
PREMIER FINL BANCORP INC
COM
74050M105
10572
566255
SH
SOLE
566255
0
0
REGIONAL MGMT CORP
COM
75902K106
53451
1526306
SH
SOLE
1526306
0
0
REGIONS FINL CORP NEW
COM
7591EP100
45423
2554728
SH
SOLE
2554728
0
0
REPUBLIC FIRST BANCORP INC
COM
760416107
3618
460937
SH
SOLE
460937
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
2444
32456
SH
SOLE
32456
0
0
RYDER SYS INC
COM
783549108
4334
60316
SH
SOLE
60316
0
0
SANDY SPRING BANCORP INC
COM
800363103
7853
191492
SH
SOLE
191492
0
0
SB ONE BANCORP
COM
78413T103
4009
134987
SH
SOLE
134987
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
2136
67640
SH
SOLE
67640
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1275
47962
SH
Put
SOLE
47962
0
0
SHORE BANCSHARES INC
COM
825107105
12952
680959
SH
SOLE
680959
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
31061
242888
SH
SOLE
242888
0
0
SOUTH ST CORP
COM
840441109
4567
52946
SH
SOLE
52946
0
0
SOUTHERN FIRST BANCSHARES IN
COM
842873101
2761
62471
SH
SOLE
62471
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
72
267
SH
Put
SOLE
267
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
260
959
SH
Put
SOLE
959
0
0
STERLING BANCORP DEL
COM
85917A100
41234
1754650
SH
SOLE
1754650
0
0
STERLING BANCORP INC
COM
85917W102
39873
2984480
SH
SOLE
2984480
0
0
STEWARDSHIP FINL CORP
COM
860326107
5692
488606
SH
SOLE
488606
0
0
STEWART INFORMATION SVCS COR
COM
860372101
4498
104443
SH
SOLE
104443
0
0
SVB FINL GROUP
COM
78486Q101
9794
33917
SH
SOLE
33917
0
0
SYNCHRONY FINL
COM
87165B103
14645
438743
SH
SOLE
438743
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
15399
291486
SH
SOLE
291486
0
0
TAYLOR MORRISON HOME CORP
CL A
87724P106
17660
849836
SH
SOLE
849836
0
0
TRICO BANCSHARES
COM
896095106
5167
137982
SH
SOLE
137982
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
6558
180165
SH
SOLE
180165
0
0
US BANCORP DEL
COM NEW
902973304
69012
1379695
SH
SOLE
1379695
0
0
VALLEY NATL BANCORP
COM
919794107
1103
90722
SH
SOLE
90722
0
0
VERITEX HLDGS INC
COM
923451108
2828
91008
SH
SOLE
91008
0
0
WELLS FARGO CO NEW
COM
949746101
88793
1601614
SH
SOLE
1601614
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
4263
75297
SH
SOLE
75297
0
0
WINTRUST FINL CORP
COM
97650W108
2971
34133
SH
SOLE
34133
0
0
ZIONS BANCORPORATION
COM
989701107
29769
564979
SH
SOLE
564979
0
0