0001405086-18-000052.txt : 20180214
0001405086-18-000052.hdr.sgml : 20180214
20180214084010
ACCESSION NUMBER: 0001405086-18-000052
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
EFFECTIVENESS DATE: 20180214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 18607386
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
12-31-2017
12-31-2017
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
02-14-2018
0
152
2162506
false
INFORMATION TABLE
2
basswood-12-31-2017table.xml
AERCAP HOLDINGS NV
SHS
N00985106
43269
822441
SH
SOLE
822441
0
0
AIR LEASE CORP
CL A
00912X302
35226
732507
SH
SOLE
732507
0
0
ALLY FINL INC
COM
02005N100
152292
5222634
SH
SOLE
5222634
0
0
AMERICAN OUTDOOR BRANDS CORP
COM
02874P103
1878
146248
SH
SOLE
146248
0
0
AMERICAN RIVER BANKSHARES
COM
029326105
9689
635735
SH
SOLE
635735
0
0
APPLE INC
COM
037833100
2589
15296
SH
SOLE
15296
0
0
ASSOCIATED BANC CORP
COM
045487105
5620
221244
SH
SOLE
221244
0
0
ASTORIA FINL CORP
COM
046265104
1631
75873
SH
SOLE
75873
0
0
ATLANTIC CAP BANCSHARES INC
COM
048269203
16972
964313
SH
SOLE
964313
0
0
AV HOMES INC
COM
00234P102
1880
112923
SH
SOLE
112923
0
0
BANK AMER CORP
COM
060505104
34339
1163234
SH
SOLE
1163234
0
0
BANK NEW YORK MELLON CORP
COM
064058100
8613
159912
SH
SOLE
159912
0
0
BANK OF MARIN BANCORP
COM
063425102
8187
120400
SH
SOLE
120400
0
0
BANK OF THE ST JAMES FINL GP
COM
470299108
5974
400103
SH
SOLE
400103
0
0
BANNER CORP
COM NEW
06652V208
2837
51465
SH
SOLE
51465
0
0
BAY BANCORP INC
COM
07203T106
3385
276909
SH
SOLE
276909
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
22571
354004
SH
SOLE
354004
0
0
BELDEN INC
COM
077454106
1472
19071
SH
SOLE
19071
0
0
BLACK KNIGHT INC
COM
09215C105
4524
102472
SH
SOLE
102472
0
0
BOFI HLDG INC
COM
05566U108
48731
1629787
SH
SOLE
1629787
0
0
BRIDGE BANCORP INC
COM
108035106
69835
1995297
SH
SOLE
1995297
0
0
BRYN MAWR BK CORP
COM
117665109
13640
308602
SH
SOLE
308602
0
0
CALATLANTIC GROUP INC
COM
128195104
7271
128944
SH
SOLE
128944
0
0
CAMBRIDGE BANCORP
COM
132152109
16867
211365
SH
SOLE
211365
0
0
CAMDEN NATL CORP
COM
133034108
13703
325260
SH
SOLE
325260
0
0
CANNAE HLDGS INC
COM
13765N107
1897
111383
SH
SOLE
111383
0
0
CAPITAL ONE FINL CORP
COM
14040H105
31803
319373
SH
SOLE
319373
0
0
CARLISLE COS INC
COM
142339100
38398
337866
SH
SOLE
337866
0
0
CAROLINA FINL CORP NEW
COM
143873107
1738
46787
SH
SOLE
46787
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
1417
14550
SH
SOLE
14550
0
0
CENTRAL VALLEY CMNTY BANCORP
COM
155685100
2894
143413
SH
SOLE
143413
0
0
CENTURY CMNTYS INC
COM
156504300
12097
388956
SH
SOLE
388956
0
0
CHEMUNG FINL CORP
COM
164024101
8067
167715
SH
SOLE
167715
0
0
CITIGROUP INC
COM NEW
172967424
18289
245792
SH
SOLE
245792
0
0
CITIZENS FINL GROUP INC
COM
174610105
20849
496637
SH
SOLE
496637
0
0
CODORUS VY BANCORP INC
COM
192025104
3467
125943
SH
SOLE
125943
0
0
COMERICA INC
COM
200340107
13988
161137
SH
SOLE
161137
0
0
COMMUNITY FINL CORP MD
COM
20368X101
15782
412072
SH
SOLE
412072
0
0
COUSINS PPTYS INC
COM
222795106
136
14659
SH
SOLE
14659
0
0
DANA INCORPORATED
COM
235825205
5201
162469
SH
SOLE
162469
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
5257
93878
SH
SOLE
93878
0
0
EAGLE BANCORP INC MD
COM
268948106
6952
120077
SH
SOLE
120077
0
0
EAST WEST BANCORP INC
COM
27579R104
2311
37989
SH
SOLE
37989
0
0
EMCOR GROUP INC
COM
29084Q100
13187
161305
SH
SOLE
161305
0
0
ENSCO PLC
SHS CLASS A
G3157S106
47
7986
SH
SOLE
7986
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
10278
520660
SH
SOLE
520660
0
0
ESSENT GROUP LTD
COM
G3198U102
3012
69369
SH
SOLE
69369
0
0
FARMERS CAP BK CORP
COM
309562106
5608
145669
SH
SOLE
145669
0
0
FAUQUIER BANKSHARES INC VA
COM
312059108
509
23254
SH
SOLE
23254
0
0
FCB FINL HLDGS INC
CL A
30255G103
2732
53788
SH
SOLE
53788
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
13113
334183
SH
SOLE
334183
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
13820
146883
SH
SOLE
146883
0
0
FIFTH THIRD BANCORP
COM
316773100
15806
520949
SH
SOLE
520949
0
0
FINANCIAL INSTNS INC
COM
317585404
5805
186653
SH
SOLE
186653
0
0
FIRST AMERN FINL CORP
COM
31847R102
7529
134358
SH
SOLE
134358
0
0
FIRST BANCORP N C
COM
318910106
4353
123266
SH
SOLE
123266
0
0
FIRST BUSEY CORP
COM NEW
319383204
3509
117193
SH
SOLE
117193
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
6056
15028
SH
SOLE
15028
0
0
FIRST FNDTN INC
COM
32026V104
38417
2072115
SH
SOLE
2072115
0
0
FIRST HAWAIIAN INC
COM
32051X108
10035
343888
SH
SOLE
343888
0
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
661
21003
SH
SOLE
21003
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
13468
336274
SH
SOLE
336274
0
0
FIRST LONG IS CORP
COM
320734106
33482
1174813
SH
SOLE
1174813
0
0
FIRST SAVINGS FINL GROUP INC
COM
33621E109
559
9810
SH
SOLE
9810
0
0
FIRST UTD CORP
COM
33741H107
1235
70999
SH
SOLE
70999
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
15606
417060
SH
SOLE
417060
0
0
FNB CORP PA
COM
302520101
18161
1314113
SH
SOLE
1314113
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
4580
154738
SH
SOLE
154738
0
0
GUARANTY BANCORP DEL
COM NEW
40075T607
4086
147758
SH
SOLE
147758
0
0
HARLEY DAVIDSON INC
COM
412822108
23110
454214
SH
SOLE
454214
0
0
HOME BANCSHARES INC
COM
436893200
5987
257494
SH
SOLE
257494
0
0
HONEYWELL INTL INC
COM
438516106
25021
163150
SH
SOLE
163150
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
5606
385003
SH
SOLE
385003
0
0
INDEPENDENT BANK CORP MICH
COM NEW
453838609
10244
458325
SH
SOLE
458325
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
12462
164076
SH
SOLE
164076
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
187
19238
SH
SOLE
19238
0
0
JPMORGAN CHASE & CO
COM
46625H100
78388
733012
SH
SOLE
733012
0
0
KEYCORP NEW
COM
493267108
6175
306164
SH
SOLE
306164
0
0
KINDER MORGAN INC DEL
COM
49456B101
2280
126163
SH
SOLE
126163
0
0
KORN FERRY INTL
COM NEW
500643200
1774
42870
SH
SOLE
42870
0
0
LAKELAND BANCORP INC
COM
511637100
3575
185729
SH
SOLE
185729
0
0
LEAR CORP
COM NEW
521865204
20426
115622
SH
SOLE
115622
0
0
LENNAR CORP
CL A
526057104
6508
102905
SH
SOLE
102905
0
0
LYON WILLIAM HOMES
CL A NEW
552074700
5353
184095
SH
SOLE
184095
0
0
M & T BK CORP
COM
55261F104
996
5823
SH
SOLE
5823
0
0
M D C HLDGS INC
COM
552676108
2018
63295
SH
SOLE
63295
0
0
M/I HOMES INC
COM
55305B101
5451
158461
SH
SOLE
158461
0
0
MARLIN BUSINESS SVCS CORP
COM
571157106
16841
751839
SH
SOLE
751839
0
0
MASCO CORP
COM
574599106
7670
174565
SH
SOLE
174565
0
0
MB FINANCIAL INC NEW
COM
55264U108
6768
152017
SH
SOLE
152017
0
0
MBT FINL CORP
COM
578877102
2233
210701
SH
SOLE
210701
0
0
MERCHANTS BANCORP IND
COM
58844R108
33907
1722932
SH
SOLE
1722932
0
0
MERIDIAN BK PAOLI PA
COM
58958P104
10744
537742
SH
SOLE
537742
0
0
META FINL GROUP INC
COM
59100U108
8797
94944
SH
SOLE
94944
0
0
METROPOLITAN BK HLDG CORP
COM
591774104
8272
196493
SH
SOLE
196493
0
0
MIDSOUTH BANCORP INC
COM
598039105
15137
1142420
SH
SOLE
1142420
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
11905
223570
SH
SOLE
223570
0
0
OAK VALLEY BANCORP OAKDALE C
COM
671807105
622
31827
SH
SOLE
31827
0
0
OLD LINE BANCSHARES INC
COM
67984M100
11252
382188
SH
SOLE
382188
0
0
OLD NATL BANCORP IND
COM
680033107
9635
552157
SH
SOLE
552157
0
0
OLD POINT FINL CORP
COM
680194107
303
10188
SH
SOLE
10188
0
0
ONEMAIN HLDGS INC
COM
68268W103
71885
2765855
SH
SOLE
2765855
0
0
ORRSTOWN FINL SVCS INC
COM
687380105
13304
526900
SH
SOLE
526900
0
0
OWENS CORNING NEW
COM
690742101
34666
377054
SH
SOLE
377054
0
0
PACIFIC PREMIER BANCORP
COM
69478X105
16511
412763
SH
SOLE
412763
0
0
PACWEST BANCORP DEL
COM
695263103
26962
534965
SH
SOLE
534965
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
31943
912140
SH
SOLE
912140
0
0
PENNYMAC FINL SVCS INC
CL A
70932B101
39889
1784748
SH
SOLE
1784748
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
3835
205063
SH
SOLE
205063
0
0
PNC FINL SVCS GROUP INC
COM
693475105
4585
31778
SH
SOLE
31778
0
0
POPULAR INC
COM NEW
733174700
1893
53325
SH
SOLE
53325
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
9833
167283
SH
SOLE
167283
0
0
PREMIER FINL BANCORP INC
COM
74050M105
5941
295865
SH
SOLE
295865
0
0
PROVIDENT BANCORP INC
COM
74383X109
7574
286359
SH
SOLE
286359
0
0
PULTE GROUP INC
COM
745867101
5945
178806
SH
SOLE
178806
0
0
REGIONAL MGMT CORP
COM
75902K106
40458
1537760
SH
SOLE
1537760
0
0
REGIONS FINL CORP NEW
COM
7591EP100
44139
2554356
SH
SOLE
2554356
0
0
REPUBLIC FIRST BANCORP INC
COM
760416107
3895
460937
SH
SOLE
460937
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
2650
32456
SH
SOLE
32456
0
0
SANDY SPRING BANCORP INC
COM
800363103
18600
476689
SH
SOLE
476689
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
29874
1185023
SH
SOLE
1185023
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
537
19223
SH
Put
SOLE
19223
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1505
53921
SH
Put
SOLE
53921
0
0
SHORE BANCSHARES INC
COM
825107105
9932
594717
SH
SOLE
594717
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
1913
13935
SH
SOLE
13935
0
0
SOUTH ST CORP
COM
840441109
4614
52946
SH
SOLE
52946
0
0
SOUTHERN FIRST BANCSHARES IN
COM
842873101
949
23000
SH
SOLE
23000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
80
300
SH
Put
SOLE
300
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
150
561
SH
Put
SOLE
561
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
446
1672
SH
Put
SOLE
1672
0
0
STATE STR CORP
COM
857477103
4380
44868
SH
SOLE
44868
0
0
STERLING BANCORP DEL
COM
85917A100
53534
2176197
SH
SOLE
2176197
0
0
STERLING BANCORP INC
COM
85917W102
31636
2491016
SH
SOLE
2491016
0
0
STEWARDSHIP FINL CORP
COM
860326107
4580
446832
SH
SOLE
446832
0
0
STEWART INFORMATION SVCS COR
COM
860372101
6273
148300
SH
SOLE
148300
0
0
SUSSEX BANCORP
COM
869245100
15953
594167
SH
SOLE
594167
0
0
SVB FINL GROUP
COM
78486Q101
7929
33917
SH
SOLE
33917
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
13974
291486
SH
SOLE
291486
0
0
TAYLOR MORRISON HOME CORP
CL A
87724P106
5077
207495
SH
SOLE
207495
0
0
TOLL BROTHERS INC
COM
889478103
4997
104068
SH
SOLE
104068
0
0
TOPBUILD CORP
COM
89055F103
1469
19396
SH
SOLE
19396
0
0
TRICO BANCSHARES
COM
896095106
5224
137982
SH
SOLE
137982
0
0
TRIUMPH BANCORP INC
COM
89679E300
325
10331
SH
SOLE
10331
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
6261
180165
SH
SOLE
180165
0
0
US BANCORP DEL
COM NEW
902973304
73016
1362747
SH
SOLE
1362747
0
0
VALLEY NATL BANCORP
COM
919794107
1018
90722
SH
SOLE
90722
0
0
VERITEX HLDGS INC
COM
923451108
31266
1133244
SH
SOLE
1133244
0
0
WASHINGTONFIRST BANKSHARES I
COM
940730104
18624
543611
SH
SOLE
543611
0
0
WELLS FARGO CO NEW
COM
949746101
80662
1329516
SH
SOLE
1329516
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
4263
75297
SH
SOLE
75297
0
0
WINTRUST FINL CORP
COM
97650W108
12889
156477
SH
SOLE
156477
0
0
ZIONS BANCORPORATION
COM
989701107
15809
311022
SH
SOLE
311022
0
0