0001405086-17-000223.txt : 20171114
0001405086-17-000223.hdr.sgml : 20171114
20171114085120
ACCESSION NUMBER: 0001405086-17-000223
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 171198573
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
09-30-2017
09-30-2017
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
11-14-2017
0
149
2175789
false
INFORMATION TABLE
2
basswood-hr-9-30-2017.xml
AERCAP HOLDINGS NV
SHS
N00985106
37687
737372
SH
SOLE
737372
0
0
AIR LEASE CORP
CL A
00912X302
39185
919405
SH
SOLE
919405
0
0
ALLY FINL INC
COM
02005N100
141701
5840934
SH
SOLE
5840934
0
0
AMERICAN OUTDOOR BRANDS CORP
COM
02874P103
3988
261534
SH
SOLE
261534
0
0
AMERICAN RIVER BANKSHARES
COM
029326105
8807
636319
SH
SOLE
636319
0
0
APPLE INC
COM
037833100
2357
15296
SH
SOLE
15296
0
0
ASTORIA FINL CORP
COM
046265104
42713
1986651
SH
SOLE
1986651
0
0
ATLANTIC CAP BANCSHARES INC
COM
048269203
6561
361489
SH
SOLE
361489
0
0
BANC OF CALIFORNIA INC
COM
05990K106
4043
194847
SH
SOLE
194847
0
0
BANK AMER CORP
COM
060505104
37434
1477275
SH
SOLE
1477275
0
0
BANK OF MARIN BANCORP
COM
063425102
16539
241445
SH
SOLE
241445
0
0
BANK NEW YORK MELLON CORP
COM
064058100
8479
159912
SH
SOLE
159912
0
0
BANK OF THE ST JAMES FINL GP
COM
470299108
5576
384540
SH
SOLE
384540
0
0
BANNER CORP
COM NEW
06652V208
3154
51465
SH
SOLE
51465
0
0
BAY BANCORP INC
COM
07203T106
3416
300949
SH
SOLE
300949
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
18143
354004
SH
SOLE
354004
0
0
BELDEN INC
COM
077454106
59340
736872
SH
SOLE
736872
0
0
BLACKROCK INC
COM
09247X101
3448
7713
SH
SOLE
7713
0
0
BOFI HLDG INC
COM
05566U108
39883
1400875
SH
SOLE
1400875
0
0
BRIDGE BANCORP INC
COM
108035106
70475
2075839
SH
SOLE
2075839
0
0
BRYN MAWR BK CORP
COM
117665109
9819
224170
SH
SOLE
224170
0
0
CALATLANTIC GROUP INC
COM
128195104
9916
270701
SH
SOLE
270701
0
0
CAMDEN NATL CORP
COM
133034108
14194
325260
SH
SOLE
325260
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
3999
45694
SH
SOLE
45694
0
0
CAPITAL CITY BK GROUP INC
COM
139674105
946
39386
SH
SOLE
39386
0
0
CAPITAL ONE FINL CORP
COM
14040H105
52005
614277
SH
SOLE
614277
0
0
CARLISLE COS INC
COM
142339100
33885
337866
SH
SOLE
337866
0
0
CENTURY CMNTYS INC
COM
156504300
9687
392189
SH
SOLE
392189
0
0
CHEMUNG FINL CORP
COM
164024101
7276
154480
SH
SOLE
154480
0
0
CITIGROUP INC
COM NEW
172967424
28697
394517
SH
SOLE
394517
0
0
CITIZENS FINL GROUP INC
COM
174610105
48798
1288555
SH
SOLE
1288555
0
0
COBIZ FINANCIAL INC
COM
190897108
2722
138594
SH
SOLE
138594
0
0
CODORUS VY BANCORP INC
COM
192025104
2496
81268
SH
SOLE
81268
0
0
COMERICA INC
COM
200340107
17858
234176
SH
SOLE
234176
0
0
COUSINS PPTYS INC
COM
222795106
137
14659
SH
SOLE
14659
0
0
COVENANT TRANSN GROUP INC
CL A
22284P105
2690
92831
SH
SOLE
92831
0
0
CU BANCORP CALIF
COM
126534106
6114
157670
SH
SOLE
157670
0
0
DANA INCORPORATED
COM
235825205
4543
162469
SH
SOLE
162469
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
2460
25001
SH
SOLE
25001
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
5650
117161
SH
SOLE
117161
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
122
8417
SH
SOLE
8417
0
0
EAGLE BANCORP INC MD
COM
268948106
3085
46014
SH
SOLE
46014
0
0
EAST WEST BANCORP INC
COM
27579R104
2271
37989
SH
SOLE
37989
0
0
EMCOR GROUP INC
COM
29084Q100
11191
161305
SH
SOLE
161305
0
0
ENSCO PLC
SHS CLASS A
G3157S106
48
7986
SH
SOLE
7986
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
8121
504718
SH
SOLE
504718
0
0
ESSENT GROUP LTD
COM
G3198U102
2809
69369
SH
SOLE
69369
0
0
FARMERS CAP BK CORP
COM
309562106
6125
145669
SH
SOLE
145669
0
0
FAUQUIER BANKSHARES INC VA
COM
312059108
467
23504
SH
SOLE
23504
0
0
FCB FINL HLDGS INC
CL A
30255G103
2598
53788
SH
SOLE
53788
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
15860
334183
SH
SOLE
334183
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
13717
146883
SH
SOLE
146883
0
0
FIFTH THIRD BANCORP
COM
316773100
17164
613452
SH
SOLE
613452
0
0
FINANCIAL INSTNS INC
COM
317585404
9002
312580
SH
SOLE
312580
0
0
FIRST AMERN FINL CORP
COM
31847R102
18501
370243
SH
SOLE
370243
0
0
FIRST BANCORP N C
COM
318910106
4242
123266
SH
SOLE
123266
0
0
FIRST BUSEY CORP
COM NEW
319383204
3675
117193
SH
SOLE
117193
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
5619
15028
SH
SOLE
15028
0
0
FIRST FNDTN INC
COM
32026V104
34957
1954007
SH
SOLE
1954007
0
0
FIRST HAWAIIAN INC
COM
32051X108
5445
179749
SH
SOLE
179749
0
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
632
21003
SH
SOLE
21003
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
12936
338190
SH
SOLE
338190
0
0
FIRST MIDWEST BANCORP DEL
COM
320867104
8818
376527
SH
SOLE
376527
0
0
FIRST SAVINGS FINL GROUP INC
COM
33621E109
502
9402
SH
SOLE
9402
0
0
FIRST SOUTH BANCORP INC VA
COM
33646W100
1712
92391
SH
SOLE
92391
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
33031
930988
SH
SOLE
930988
0
0
FNB CORP PA
COM
302520101
14596
1040307
SH
SOLE
1040307
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
1910
111383
SH
SOLE
111383
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
2414
128081
SH
SOLE
128081
0
0
GUARANTY BANCORP DEL
COM NEW
40075T607
4108
147758
SH
SOLE
147758
0
0
HARLEY DAVIDSON INC
COM
412822108
21898
454214
SH
SOLE
454214
0
0
HOME BANCSHARES INC
COM
436893200
6494
257494
SH
SOLE
257494
0
0
HONEYWELL INTL INC
COM
438516106
23125
163150
SH
SOLE
163150
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
8296
594292
SH
SOLE
594292
0
0
INDEPENDENT BANK CORP MICH
COM NEW
453838609
7306
322571
SH
SOLE
322571
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
10632
164076
SH
SOLE
164076
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
223
19238
SH
SOLE
19238
0
0
JPMORGAN CHASE & CO
COM
46625H100
70010
733012
SH
SOLE
733012
0
0
KEYCORP NEW
COM
493267108
4417
234720
SH
SOLE
234720
0
0
KINDER MORGAN INC DEL
COM
49456B101
2420
126163
SH
SOLE
126163
0
0
KNIGHT TRANSN INC
COM
499064103
2539
61116
SH
SOLE
61116
0
0
KORN FERRY INTL
COM NEW
500643200
1690
42870
SH
SOLE
42870
0
0
LAKELAND BANCORP INC
COM
511637100
3789
185729
SH
SOLE
185729
0
0
LEAR CORP
COM NEW
521865204
18529
107056
SH
SOLE
107056
0
0
LENNAR CORP
CL A
526057104
7918
149958
SH
SOLE
149958
0
0
M & T BK CORP
COM
55261F104
938
5823
SH
SOLE
5823
0
0
M/I HOMES INC
COM
55305B101
4828
180610
SH
SOLE
180610
0
0
MARLIN BUSINESS SVCS CORP
COM
571157106
22432
780235
SH
SOLE
780235
0
0
MASCO CORP
COM
574599106
6810
174565
SH
SOLE
174565
0
0
MB FINANCIAL INC NEW
COM
55264U108
6844
152017
SH
SOLE
152017
0
0
MBT FINL CORP
COM
578877102
2307
210701
SH
SOLE
210701
0
0
MIDSOUTH BANCORP INC
COM
598039105
9399
779980
SH
SOLE
779980
0
0
NCR CORP NEW
COM
62886E108
5115
136331
SH
SOLE
136331
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
12382
229092
SH
SOLE
229092
0
0
OLD LINE BANCSHARES INC
COM
67984M100
4983
177959
SH
SOLE
177959
0
0
OLD NATL BANCORP IND
COM
680033107
10104
552157
SH
SOLE
552157
0
0
OLD POINT FINL CORP
COM
680194107
322
9939
SH
SOLE
9939
0
0
ONEMAIN HLDGS INC
COM
68268W103
47857
1697652
SH
SOLE
1697652
0
0
ORRSTOWN FINL SVCS INC
COM
687380105
16551
664691
SH
SOLE
664691
0
0
OWENS CORNING NEW
COM
690742101
29165
377054
SH
SOLE
377054
0
0
PACIFIC PREMIER BANCORP
COM
69478X105
15582
412763
SH
SOLE
412763
0
0
PACWEST BANCORP DEL
COM
695263103
23965
474459
SH
SOLE
474459
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
39776
1178912
SH
SOLE
1178912
0
0
PENNYMAC FINL SVCS INC
CL A
70932B101
28417
1596439
SH
SOLE
1596439
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
3720
205063
SH
SOLE
205063
0
0
PNC FINL SVCS GROUP INC
COM
693475105
4283
31778
SH
SOLE
31778
0
0
POPULAR INC
COM NEW
733174700
1917
53325
SH
SOLE
53325
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
10096
167283
SH
SOLE
167283
0
0
PREMIER FINL BANCORP INC
COM
74050M105
6860
314801
SH
SOLE
314801
0
0
PROVIDENT BANCORP INC
COM
74383X109
6414
277050
SH
SOLE
277050
0
0
PULTE GROUP INC
COM
745867101
6893
252218
SH
SOLE
252218
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
957
37020
SH
Put
SOLE
37020
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
126
501
SH
Put
SOLE
501
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
70
280
SH
Put
SOLE
280
0
0
REGIONAL MGMT CORP
COM
75902K106
34826
1438485
SH
SOLE
1438485
0
0
REGIONS FINL CORP NEW
COM
7591EP100
45889
3013092
SH
SOLE
3013092
0
0
REPUBLIC FIRST BANCORP INC
COM
760416107
5976
646046
SH
SOLE
646046
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
2510
32456
SH
SOLE
32456
0
0
SANDY SPRING BANCORP INC
COM
800363103
5608
135318
SH
SOLE
135318
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
51046
2136699
SH
SOLE
2136699
0
0
SHORE BANCSHARES INC
COM
825107105
2806
168512
SH
SOLE
168512
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
42610
332784
SH
SOLE
332784
0
0
SVB FINL GROUP
COM
78486Q101
6346
33917
SH
SOLE
33917
0
0
SOUTH ST CORP
COM
840441109
4768
52946
SH
SOLE
52946
0
0
SOUTHERN FIRST BANCSHARES IN
COM
842873101
836
23000
SH
SOLE
23000
0
0
STATE STR CORP
COM
857477103
6629
69388
SH
SOLE
69388
0
0
STERLING BANCORP DEL
COM
85917A100
13347
541457
SH
SOLE
541457
0
0
STEWARDSHIP FINL CORP
COM
860326107
4351
443963
SH
SOLE
443963
0
0
STEWART INFORMATION SVCS COR
COM
860372101
5600
148300
SH
SOLE
148300
0
0
SUSSEX BANCORP
COM
869245100
13623
574826
SH
SOLE
574826
0
0
SYNCHRONY FINL
COM
87165B103
1842
59331
SH
SOLE
59331
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
13426
291486
SH
SOLE
291486
0
0
COMMUNITY FINL CORP MD
COM
20368X101
16187
457658
SH
SOLE
457658
0
0
FIRST LONG IS CORP
COM
320734106
40715
1337107
SH
SOLE
1337107
0
0
TOLL BROTHERS INC
COM
889478103
6063
146210
SH
SOLE
146210
0
0
TOPBUILD CORP
COM
89055F103
1264
19396
SH
SOLE
19396
0
0
TRI POINTE GROUP INC
COM
87265H109
2994
216815
SH
SOLE
216815
0
0
TRICO BANCSHARES
COM
896095106
5623
137982
SH
SOLE
137982
0
0
TRIUMPH BANCORP INC
COM
89679E300
333
10331
SH
SOLE
10331
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
6693
180165
SH
SOLE
180165
0
0
US BANCORP DEL
COM NEW
902973304
61739
1152064
SH
SOLE
1152064
0
0
VALLEY NATL BANCORP
COM
919794107
3932
326307
SH
SOLE
326307
0
0
VERITEX HLDGS INC
COM
923451108
43959
1630531
SH
SOLE
1630531
0
0
WASHINGTONFIRST BANKSHARES I
COM
940730104
22658
636651
SH
SOLE
636651
0
0
WELLS FARGO CO NEW
COM
949746101
83647
1516715
SH
SOLE
1516715
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
3997
75297
SH
SOLE
75297
0
0
LYON WILLIAM HOMES
CL A NEW
552074700
1590
69155
SH
SOLE
69155
0
0
WINTRUST FINL CORP
COM
97650W108
14063
179587
SH
SOLE
179587
0
0
ZIONS BANCORPORATION
COM
989701107
17395
368695
SH
SOLE
368695
0
0