0001405086-17-000185.txt : 20170814
0001405086-17-000185.hdr.sgml : 20170814
20170814104705
ACCESSION NUMBER: 0001405086-17-000185
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170814
DATE AS OF CHANGE: 20170814
EFFECTIVENESS DATE: 20170814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 171028133
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
06-30-2017
06-30-2017
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
08-14-2017
0
145
2040437
false
INFORMATION TABLE
2
bcm-table-q2-2017.xml
AERCAP HOLDINGS NV
SHS
N00985106
36361
783136
SH
SOLE
783136
0
0
AIR LEASE CORP
CL A
00912X302
37192
995510
SH
SOLE
995510
0
0
ALLY FINL INC
COM
02005N100
94344
4514055
SH
SOLE
4514055
0
0
AMERICAN RIVER BANKSHARES
COM
029326105
8936
615881
SH
SOLE
615881
0
0
APPLE INC
COM
037833100
2203
15296
SH
SOLE
15296
0
0
ASTORIA FINL CORP
COM
046265104
40031
1986651
SH
SOLE
1986651
0
0
ATLANTIC CAP BANCSHARES INC
COM
048269203
5328
280417
SH
SOLE
280417
0
0
BANC OF CALIFORNIA INC
COM
05990K106
19512
907516
SH
SOLE
907516
0
0
BANK AMER CORP
COM
060505104
41169
1696992
SH
SOLE
1696992
0
0
BANK OF MARIN BANCORP
COM
063425102
17819
289504
SH
SOLE
289504
0
0
BANK NEW YORK MELLON CORP
COM
064058100
8159
159912
SH
SOLE
159912
0
0
BANK OF THE ST JAMES FINL GP
COM
470299108
5674
379261
SH
SOLE
379261
0
0
BANNER CORP
COM NEW
06652V208
2908
51465
SH
SOLE
51465
0
0
BAY BANCORP INC
COM
07203T106
4156
546783
SH
SOLE
546783
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
17346
354004
SH
SOLE
354004
0
0
BELDEN INC
COM
077454106
55313
733307
SH
SOLE
733307
0
0
BLACKROCK INC
COM
09247X101
3258
7713
SH
SOLE
7713
0
0
BOFI HLDG INC
COM
05566U108
40759
1718337
SH
SOLE
1718337
0
0
BRIDGE BANCORP INC
COM
108035106
69125
2075839
SH
SOLE
2075839
0
0
BRYN MAWR BK CORP
COM
117665109
13823
325257
SH
SOLE
325257
0
0
CALATLANTIC GROUP INC
COM
128195104
8906
251947
SH
SOLE
251947
0
0
CAMDEN NATL CORP
COM
133034108
13957
325260
SH
SOLE
325260
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
3709
45694
SH
SOLE
45694
0
0
CAPITAL CITY BK GROUP INC
COM
139674105
3620
177274
SH
SOLE
177274
0
0
CAPITAL ONE FINL CORP
COM
14040H105
48662
588989
SH
SOLE
588989
0
0
CARLISLE COS INC
COM
142339100
32232
337866
SH
SOLE
337866
0
0
CENTURY CMNTYS INC
COM
156504300
8335
336092
SH
SOLE
336092
0
0
CHEMUNG FINL CORP
COM
164024101
3302
80767
SH
SOLE
80767
0
0
CITIGROUP INC
COM NEW
172967424
28301
423162
SH
SOLE
423162
0
0
CITIZENS FINL GROUP INC
COM
174610105
47890
1342212
SH
SOLE
1342212
0
0
COBIZ FINANCIAL INC
COM
190897108
2963
170277
SH
SOLE
170277
0
0
CODORUS VY BANCORP INC
COM
192025104
2114
74445
SH
SOLE
74445
0
0
COMERICA INC
COM
200340107
10857
148243
SH
SOLE
148243
0
0
COUSINS PPTYS INC
COM
222795106
129
14659
SH
SOLE
14659
0
0
COVENANT TRANSN GROUP INC
CL A
22284P105
2969
169362
SH
SOLE
169362
0
0
CU BANCORP CALIF
COM
126534106
5700
157670
SH
SOLE
157670
0
0
DANA INCORPORATED
COM
235825205
5052
226250
SH
SOLE
226250
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
2191
25001
SH
SOLE
25001
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
5579
103816
SH
SOLE
103816
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
91
8417
SH
SOLE
8417
0
0
DIEBOLD NXDF INC
COM
253651103
3228
115299
SH
SOLE
115299
0
0
EAGLE BANCORP INC MD
COM
268948106
2913
46014
SH
SOLE
46014
0
0
EAST WEST BANCORP INC
COM
27579R104
2225
37989
SH
SOLE
37989
0
0
ELMIRA SVGS BK ELMIRA N Y
COM
289660102
1819
89587
SH
SOLE
89587
0
0
EMCOR GROUP INC
COM
29084Q100
10546
161305
SH
SOLE
161305
0
0
ENSCO PLC
SHS CLASS A
G3157S106
41
7986
SH
SOLE
7986
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
4256
283704
SH
SOLE
283704
0
0
ESSENT GROUP LTD
COM
G3198U102
2576
69369
SH
SOLE
69369
0
0
FARMERS CAP BK CORP
COM
309562106
5616
145669
SH
SOLE
145669
0
0
FAUQUIER BANKSHARES INC VA
COM
312059108
439
23082
SH
SOLE
23082
0
0
FCB FINL HLDGS INC
CL A
30255G103
2568
53788
SH
SOLE
53788
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
14981
334183
SH
SOLE
334183
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
12544
146883
SH
SOLE
146883
0
0
FIFTH THIRD BANCORP
COM
316773100
37854
1458175
SH
SOLE
1458175
0
0
FIRST AMERN FINL CORP
COM
31847R102
31921
714271
SH
SOLE
714271
0
0
FIRST BANCORP N C
COM
318910106
3853
123266
SH
SOLE
123266
0
0
FIRST BUSEY CORP
COM NEW
319383204
3436
117193
SH
SOLE
117193
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
5601
15028
SH
SOLE
15028
0
0
FIRST FNDTN INC
COM
32026V104
29592
1801092
SH
SOLE
1801092
0
0
FIRST HAWAIIAN INC
COM
32051X108
4668
152447
SH
SOLE
152447
0
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
601
21003
SH
SOLE
21003
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
1526
41018
SH
SOLE
41018
0
0
FIRST SAVINGS FINL GROUP INC
COM
33621E109
336
6362
SH
SOLE
6362
0
0
FIRST SOUTH BANCORP INC VA
COM
33646W100
1528
92391
SH
SOLE
92391
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
36014
1168511
SH
SOLE
1168511
0
0
FNB CORP PA
COM
302520101
8937
631123
SH
SOLE
631123
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
1760
111383
SH
SOLE
111383
0
0
GUARANTY BANCORP DEL
COM NEW
40075T607
4019
147758
SH
SOLE
147758
0
0
HARLEY DAVIDSON INC
COM
412822108
24537
454214
SH
SOLE
454214
0
0
HONEYWELL INTL INC
COM
438516106
21746
163150
SH
SOLE
163150
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
6537
483528
SH
SOLE
483528
0
0
INDEPENDENT BANK CORP MICH
COM NEW
453838609
5911
271780
SH
SOLE
271780
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
8688
164076
SH
SOLE
164076
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
236
19238
SH
SOLE
19238
0
0
JPMORGAN CHASE & CO
COM
46625H100
66997
733012
SH
SOLE
733012
0
0
KEYCORP NEW
COM
493267108
4399
234720
SH
SOLE
234720
0
0
KINDER MORGAN INC DEL
COM
49456B101
2417
126163
SH
SOLE
126163
0
0
KORN FERRY INTL
COM NEW
500643200
1480
42870
SH
SOLE
42870
0
0
LAKELAND BANCORP INC
COM
511637100
3492
185729
SH
SOLE
185729
0
0
LEAR CORP
COM NEW
521865204
16753
117914
SH
SOLE
117914
0
0
LENNAR CORP
CL A
526057104
7955
149193
SH
SOLE
149193
0
0
M & T BK CORP
COM
55261F104
943
5823
SH
SOLE
5823
0
0
MARLIN BUSINESS SVCS CORP
COM
571157106
19224
764363
SH
SOLE
764363
0
0
MASCO CORP
COM
574599106
6670
174565
SH
SOLE
174565
0
0
MB FINANCIAL INC NEW
COM
55264U108
6695
152017
SH
SOLE
152017
0
0
MBT FINL CORP
COM
578877102
2044
210701
SH
SOLE
210701
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
10713
197323
SH
SOLE
197323
0
0
OLD LINE BANCSHARES INC
COM
67984M100
5010
177770
SH
SOLE
177770
0
0
OLD NATL BANCORP IND
COM
680033107
9525
552157
SH
SOLE
552157
0
0
OLD POINT FINL CORP
COM
680194107
327
9939
SH
SOLE
9939
0
0
ONEMAIN HLDGS INC
COM
68268W103
41409
1683968
SH
SOLE
1683968
0
0
ORRSTOWN FINL SVCS INC
COM
687380105
18661
816659
SH
SOLE
816659
0
0
OWENS CORNING NEW
COM
690742101
25232
377054
SH
SOLE
377054
0
0
PACIFIC PREMIER BANCORP
COM
69478X105
15231
412763
SH
SOLE
412763
0
0
PACWEST BANCORP DEL
COM
695263103
22157
474459
SH
SOLE
474459
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
35361
1130099
SH
SOLE
1130099
0
0
PENNYMAC FINL SVCS INC
CL A
70932B101
26690
1598213
SH
SOLE
1598213
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
3621
205063
SH
SOLE
205063
0
0
PNC FINL SVCS GROUP INC
COM
693475105
3968
31778
SH
SOLE
31778
0
0
POPULAR INC
COM NEW
733174700
2224
53325
SH
SOLE
53325
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
8945
167283
SH
SOLE
167283
0
0
PREMIER FINL BANCORP INC
COM
74050M105
6545
317560
SH
SOLE
317560
0
0
PROVIDENT BANCORP INC
COM
74383X109
5910
262672
SH
SOLE
262672
0
0
PULTE GROUP INC
COM
745867101
7326
298671
SH
SOLE
298671
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
715
29000
SH
Put
SOLE
29000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
247
1022
SH
Put
SOLE
1022
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
48
200
SH
Put
SOLE
200
0
0
REGIONAL MGMT CORP
COM
75902K106
30769
1302106
SH
SOLE
1302106
0
0
REGIONS FINL CORP NEW
COM
7591EP100
48044
3281664
SH
SOLE
3281664
0
0
REPUBLIC FIRST BANCORP INC
COM
760416107
7260
784910
SH
SOLE
784910
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
2354
32456
SH
SOLE
32456
0
0
SANDY SPRING BANCORP INC
COM
800363103
4638
114064
SH
SOLE
114064
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
50911
2112499
SH
SOLE
2112499
0
0
SHORE BANCSHARES INC
COM
825107105
2838
172520
SH
SOLE
172520
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
40521
282319
SH
SOLE
282319
0
0
SVB FINL GROUP
COM
78486Q101
5962
33917
SH
SOLE
33917
0
0
SOUTH ST CORP
COM
840441109
4537
52946
SH
SOLE
52946
0
0
SOUTHERN FIRST BANCSHARES IN
COM
842873101
852
23000
SH
SOLE
23000
0
0
STATE STR CORP
COM
857477103
6226
69388
SH
SOLE
69388
0
0
STERLING BANCORP DEL
COM
85917A100
12589
541457
SH
SOLE
541457
0
0
STEWARDSHIP FINL CORP
COM
860326107
3889
413753
SH
SOLE
413753
0
0
STEWART INFORMATION SVCS COR
COM
860372101
6730
148300
SH
SOLE
148300
0
0
STONEGATE BK FT LAUDERDALE F
COM
861811107
5903
127820
SH
SOLE
127820
0
0
SUSSEX BANCORP
COM
869245100
13949
572846
SH
SOLE
572846
0
0
SWIFT TRANSN CO
CL A
87074U101
2249
84884
SH
SOLE
84884
0
0
SYNCHRONY FINL
COM
87165B103
9627
322828
SH
SOLE
322828
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
12895
291486
SH
SOLE
291486
0
0
TCF FINL CORP
COM
872275102
7600
476816
SH
SOLE
476816
0
0
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
13994
180800
SH
SOLE
180800
0
0
COMMUNITY FINL CORP MD
COM
20368X101
17620
457658
SH
SOLE
457658
0
0
FIRST LONG IS CORP
COM
320734106
33462
1170008
SH
SOLE
1170008
0
0
TOLL BROTHERS INC
COM
889478103
6773
171417
SH
SOLE
171417
0
0
TOPBUILD CORP
COM
89055F103
1029
19396
SH
SOLE
19396
0
0
TRI POINTE GROUP INC
COM
87265H109
3162
239716
SH
SOLE
239716
0
0
TRICO BANCSHARES
COM
896095106
4850
137982
SH
SOLE
137982
0
0
TRIUMPH BANCORP INC
COM
89679E300
254
10331
SH
SOLE
10331
0
0
UNITED BANKSHARES INC WEST V
COM
909907107
7062
180165
SH
SOLE
180165
0
0
US BANCORP DEL
COM NEW
902973304
59815
1152064
SH
SOLE
1152064
0
0
VALLEY NATL BANCORP
COM
919794107
3854
326307
SH
SOLE
326307
0
0
VERITEX HLDGS INC
COM
923451108
37433
1421705
SH
SOLE
1421705
0
0
WASHINGTONFIRST BANKSHARES I
COM
940730104
20563
595512
SH
SOLE
595512
0
0
WELLS FARGO CO NEW
COM
949746101
67376
1215959
SH
SOLE
1215959
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
3705
75297
SH
SOLE
75297
0
0
WINTRUST FINL CORP
COM
97650W108
1099
14376
SH
SOLE
14376
0
0
ZIONS BANCORPORATION
COM
989701107
26081
593967
SH
SOLE
593967
0
0