0001405086-14-000183.txt : 20140515
0001405086-14-000183.hdr.sgml : 20140515
20140515095030
ACCESSION NUMBER: 0001405086-14-000183
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001085393
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10569
FILM NUMBER: 14844312
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-9500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Basswood Capital Management LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 19990428
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001085393
XXXXXXXX
03-31-2014
03-31-2014
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE
10TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10569
Y
Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.
MATTHEW LINDENBAUM
MANAGING MEMBER
212-521-9500
/S/MATTHEW LINDENBAUM
NEW YORK
NY
05-15-2014
0
177
1921803
false
INFORMATION TABLE
2
basswood3-31-2014-3.xml
1ST CENTURY BANCSHARES INC
COM
31943X102
1018
128549
SH
SOLE
128549
0
0
AMERICAN RIVER BANKSHARES
COM
029326105
2478
268508
SH
SOLE
268508
0
0
ANIXTER INTL INC
COM
035290105
28300
278758
SH
SOLE
278758
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
4724
88712
SH
SOLE
88712
0
0
ASTORIA FINL CORP
COM
046265104
16228
1174223
SH
SOLE
1174223
0
0
ATLANTIC COAST FINL CORP
COM
048426100
6883
1532955
SH
SOLE
1532955
0
0
BANC CALIF INC
COM
05990K106
8638
704013
SH
SOLE
704013
0
0
BANCORPSOUTH INC
COM
059692103
1446
57919
SH
SOLE
57919
0
0
BANK MUTUAL CORP NEW
COM
063750103
6896
1087733
SH
SOLE
1087733
0
0
BANK OF AMERICA CORP
COM
060505104
42577
2475430
SH
SOLE
2475430
0
0
BANK OF MARIN BANCORP
COM
063425102
4371
97003
SH
SOLE
97003
0
0
BANK NEW YORK MELLON CORP
COM
064058100
44235
1253468
SH
SOLE
1253468
0
0
BANKFINL CORP
COM
06643P104
11066
1108771
SH
SOLE
1108771
0
0
BANNER CORP
COM NEW
06652V208
1477
35845
SH
SOLE
35845
0
0
BARNES & NOBLE INC
COM
067774109
1356
64900
SH
SOLE
64900
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
13686
354004
SH
SOLE
354004
0
0
BELDEN INC
COM
077454106
42669
613054
SH
SOLE
613054
0
0
BLACKROCK INC
COM
09247X101
2199
6994
SH
SOLE
6994
0
0
BOK FINL CORP
COM NEW
05561Q201
7847
113643
SH
SOLE
113643
0
0
BOSTON PRIVATE FINL HLDGS
COM
101119105
3171
234358
SH
SOLE
234358
0
0
BRIDGE BANCORP INC
COM
108035106
15584
583445
SH
SOLE
583445
0
0
BRIDGE CAP HLDGS
COM
108030107
14258
600087
SH
SOLE
600087
0
0
CAMDEN NATL CORP
COM
133034108
3070
74514
SH
SOLE
74514
0
0
CAPITAL CITY BK GROUP INC
COM
139674105
10486
789589
SH
SOLE
789589
0
0
CARDINAL FINL CORP
COM
14149F109
9757
547218
SH
SOLE
547218
0
0
CARLISLE COS INC
COM
142339100
26806
337866
SH
SOLE
337866
0
0
CARNIVAL CORP
PAIRED CTF
143658300
6042
159596
SH
SOLE
159596
0
0
CAROLINA BK HLDGS INC GREENS
COM
143785103
2529
246724
SH
SOLE
246724
0
0
CASCADE BANCORP
COM NEW
147154207
21
3801
SH
SOLE
3801
0
0
CENTERSTATE BANKS INC
COM
15201P109
15228
1394517
SH
SOLE
1394517
0
0
CENTRAL PAC FINL CORP
COM NEW
154760409
23731
1174796
SH
SOLE
1174796
0
0
CENTRAL VALLEY CMNTY BANCORP
COM
155685100
4625
401854
SH
SOLE
401854
0
0
CIT GROUP INC
COM NEW
125581801
43187
881015
SH
SOLE
881015
0
0
CITIGROUP INC
COM NEW
172967424
47291
993517
SH
SOLE
993517
0
0
CITY NATL CORP
COM
178566105
41711
529870
SH
SOLE
529870
0
0
COMERICA INC
COM
200340107
4661
89972
SH
SOLE
89972
0
0
COUSINS PPTYS INC
COM
222795106
168
14659
SH
SOLE
14659
0
0
CU BANCORP CALIF
COM
126534106
20212
1098493
SH
SOLE
1098493
0
0
D R HORTON INC
COM
23331A109
2703
124845
SH
SOLE
124845
0
0
DANA HLDG CORP
COM
235825205
10966
471244
SH
SOLE
471244
0
0
DOVER CORP
COM
260003108
16003
195759
SH
SOLE
195759
0
0
DUKE REALTY CORP
COM NEW
264411505
542
32095
SH
SOLE
32095
0
0
EASTERN VA BANKSHARES INC
COM
277196101
1327
205790
SH
SOLE
205790
0
0
EMCOR GROUP INC
COM
29084Q100
7554
161452
SH
SOLE
161452
0
0
EMPIRE NATIONAL BANK
COM
291617108
458
51319
SH
SOLE
51319
0
0
FARMERS CAP BK CORP
COM
309562106
16609
739471
SH
SOLE
739471
0
0
FASTENAL CO
COM
311900104
444
9000
SH
SOLE
9000
0
0
FELCOR LODGING TR INC
COM
31430F101
625
69095
SH
SOLE
69095
0
0
FIDELITY NATIONAL FINL
CL A
31620R105
11878
377791
SH
SOLE
377791
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
9283
173670
SH
SOLE
173670
0
0
FIDELITY SOUTHERN CORP NEW
COM
316394105
29479
2110196
SH
SOLE
2110196
0
0
FIFTH THIRD BANCORP
COM
316773100
2867
124899
SH
SOLE
124899
0
0
FIRST AMERN FINL CORP
COM
31847R102
25079
944594
SH
SOLE
944594
0
0
FIRST BANCORP N C
COM
318910106
21974
1156509
SH
SOLE
1156509
0
0
FIRST CHOICE BANK
COM
319461109
2303
187986
SH
SOLE
187986
0
0
FIRST CONN BANCORP INC MD
COM
319850103
9454
603729
SH
SOLE
603729
0
0
FIRST FINL HLDGS INC NEW
COM
32023E105
2652
42350
SH
SOLE
42350
0
0
FIRST HORIZON NATL CORP
COM
320517105
1085
87900
SH
SOLE
87900
0
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
406
21003
SH
SOLE
21003
0
0
FIRST INTERNET BANCORP
COM
320557101
4859
213396
SH
SOLE
213396
0
0
FIRST NBC BK HLDG CO
COM
32115D106
13645
391422
SH
SOLE
391422
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
12791
1353592
SH
SOLE
1353592
0
0
FIRST SEC GROUP INC
COM NEW
336312202
5700
2740351
SH
SOLE
2740351
0
0
FIRST SOUTH BANCORP INC VA
COM
33646W100
1163
133728
SH
SOLE
133728
0
0
FLUOR CORP NEW
COM
343412102
2536
32620
SH
SOLE
32620
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
14407
562546
SH
SOLE
562546
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
14441
88133
SH
SOLE
88133
0
0
GREENHILL & CO INC
COM
395259104
31287
601909
SH
SOLE
601909
0
0
HALLIBURTON CO
COM
406216101
8936
151742
SH
SOLE
151742
0
0
HAMPTON ROADS BANKSHARES INC
COM NEW
409321502
12775
8034761
SH
SOLE
8034761
0
0
HANCOCK HLDG CO
COM
410120109
15737
429373
SH
SOLE
429373
0
0
HARLEY DAVIDSON INC
COM
412822108
30255
454214
SH
SOLE
454214
0
0
HEIDRICK & STRUGGLES INTL IN
COM
422819102
5856
291795
SH
SOLE
291795
0
0
HERITAGE COMMERCE CORP
COM
426927109
1836
227849
SH
SOLE
227849
0
0
HERITAGE OAKS BANCORP
COM
42724R107
7440
920750
SH
SOLE
920750
0
0
MILLER HERMAN INC
COM
600544100
1855
57734
SH
SOLE
57734
0
0
HOME BANCORP INC
COM
43689E107
1541
73393
SH
SOLE
73393
0
0
HOMESTREET INC
COM
43785V102
21696
1109786
SH
SOLE
1109786
0
0
HONEYWELL INTL INC
COM
438516106
15134
163150
SH
SOLE
163150
0
0
HUDSON VALLEY HOLDING CORP
COM
444172100
37530
1970074
SH
SOLE
1970074
0
0
INDEPENDENT BANK CORP MICH
COM NEW
453838609
5357
412699
SH
SOLE
412699
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
2926
209730
SH
SOLE
209730
0
0
INTL BANCSHARES COR
COM
459044103
15069
600856
SH
SOLE
600856
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
875
13780
SH
SOLE
13780
0
0
JOS A BANK CLOTHIERS INC
COM
480838101
4332
67370
SH
SOLE
67370
0
0
JP MORGAN CHASE & CO
COM
46625H100
44501
733012
SH
SOLE
733012
0
0
KORN/FERRY INTL
COM NEW
500643200
2358
79201
SH
SOLE
79201
0
0
LAKELAND BANCORP INC
COM
511637100
1990
176885
SH
SOLE
176885
0
0
LEAR CORP
COM NEW
521865204
6619
79065
SH
SOLE
79065
0
0
LENNAR CORP
COM
526057104
3258
82228
SH
SOLE
82228
0
0
LINN ENERGY LLC
UNIT LTD LIAB
536020100
1120
39541
SH
SOLE
39541
0
0
LNB BANCORP INC
COM
502100100
6581
576233
SH
SOLE
576233
0
0
MACATAWA BANK CORP
COM
554225102
1343
266410
SH
SOLE
266410
0
0
MASCO CORP
COM
574599106
3877
174565
SH
SOLE
174565
0
0
MBT FINL CORP
COM
578877102
2573
522971
SH
SOLE
522971
0
0
MERCANTILE BANK CORP
COM
587376104
417
20230
SH
SOLE
20230
0
0
METLIFE INC
COM
59156R108
4237
80239
SH
SOLE
80239
0
0
METRO BANCORP INC
COM
59161R101
29505
1395673
SH
SOLE
1395673
0
0
MIDSOUTH BANCORP INC
COM
598039105
883
52463
SH
SOLE
52463
0
0
MOHAWK INDS INC
COM
608190104
26339
193700
SH
SOLE
193700
0
0
MORGAN STANLEY
COM NEW
617446448
18030
578426
SH
SOLE
578426
0
0
NCI BUILDING SYSTEMS INC
COM NEW
628852204
2532
145043
SH
SOLE
145043
0
0
NEW YORK COM BANCORP INC
COM
649445103
1177
73265
SH
SOLE
73265
0
0
NEWBRIDGE BANCORP
CL A NO PAR
65080T102
10571
1480506
SH
SOLE
1480506
0
0
NORTH VALLEY BANCORP
COM NEW
66304M204
14778
611173
SH
SOLE
611173
0
0
NORWEGIAN CRUISE LINE HOLDINGS LTD
SHS
G66721104
3402
105428
SH
SOLE
105428
0
0
OCEANFIRST FINL CORP
COM
675234108
17210
972883
SH
SOLE
972883
0
0
OLD LINE BANCSHARES INC
COM
67984M100
232
13434
SH
SOLE
13434
0
0
OLD SECOND BANCORP INC
COM
680277100
18
3905
SH
SOLE
3905
0
0
ORRSTOWN FINL SERVICES INC
COM
687380105
5819
353110
SH
SOLE
353110
0
0
OSHKOSH CORP
COM
688239201
7153
121504
SH
SOLE
121504
0
0
OWENS CORNING INC
COM
690742101
17792
412145
SH
SOLE
412145
0
0
PACIFIC CONTINENTAL CORP
COM
69412V108
11160
811074
SH
SOLE
811074
0
0
PACIFIC MERCANTILE BANCORP
COM
694552100
3253
523755
SH
SOLE
523755
0
0
PACIFIC PREMIER BANCORP INC
COM
69478X105
7823
484669
SH
SOLE
484669
0
0
PACWEST BANCORP
COM
695263103
9312
216514
SH
SOLE
216514
0
0
PALMETTO BANCSHARES INC
COM NEW
697062206
6939
492449
SH
SOLE
492449
0
0
PARK STERLING CORP
COM
70086Y105
7046
1059532
SH
SOLE
1059532
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
3112
141452
SH
SOLE
141452
0
0
PENNYMAC FINL SERVICE
COM
70932B101
13355
802570
SH
SOLE
802570
0
0
PEOPLES BANCORP OF NORTH CAROLINA
COM
710577107
1124
72044
SH
SOLE
72044
0
0
PLY GEM HOLDINGS INC
COM
72941W100
2984
236257
SH
SOLE
236257
0
0
POPULAR INC
COM NEW
733174700
1653
53325
SH
SOLE
53325
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
19708
759177
SH
SOLE
759177
0
0
PREMIER FINL BANCORP INC
COM
74050M105
4693
327249
SH
SOLE
327249
0
0
PRIVATEBANCORP INC
COM
742962103
34785
1140125
SH
SOLE
1140125
0
0
PULASKI FINL CORP
COM
745548107
9986
946547
SH
SOLE
946547
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1537
68789
SH
Put
SOLE
68789
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
512
22930
SH
Put
SOLE
22930
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
560
2995
SH
Put
SOLE
2995
0
0
REGIONAL MANAGEMENT CORP
COM
75902K106
5565
225662
SH
SOLE
225662
0
0
REGIONS FINL CORP
COM
7591EP100
2001
180089
SH
SOLE
180089
0
0
REPUBLIC BANCORP KY
CL A
760281204
5693
251912
SH
SOLE
251912
0
0
REPUBLIC FIRST BANCORP INC
COM
760416107
4957
1287583
SH
SOLE
1287583
0
0
RIVERVIEW BANCORP INC
COM
769397100
2073
605083
SH
SOLE
605083
0
0
ROWAN COS INC
SHS CL A
G7665A101
1838
54579
SH
SOLE
54579
0
0
RYDER SYSTEM INC
COM
783549108
7974
99778
SH
SOLE
99778
0
0
SEACOAST BANKING CORP
COM NEW
811707801
3783
343951
SH
SOLE
343951
0
0
SHORE BANCSHARES INC
COM
825107105
2824
297000
SH
SOLE
297000
0
0
SIERRA BANCORP
COM
82620P102
18895
1186903
SH
SOLE
1186903
0
0
SODASTREAM INTERNATIONAL LTD
USD SHS
M9068E105
1579
35807
SH
SOLE
35807
0
0
SOUTHERN FIRST BANCSHARES INC
COM
842873101
336
24253
SH
SOLE
24253
0
0
SPX CORP
COM
784635104
5238
53281
SH
SOLE
53281
0
0
STATE STREET CORP
COM
857477103
44355
637747
SH
SOLE
637747
0
0
STEINER LEISURE LTD
ORD
P8744Y102
4992
107938
SH
SOLE
107938
0
0
STEWART INFORMATION SVCS COR
COM
860372101
23057
656336
SH
SOLE
656336
0
0
STOCK BLDG SUPPLY HLDGS INC
COM
86101X104
4108
202178
SH
SOLE
202178
0
0
STRATEGIC HOTELS & RESORTS I
COM
86272T106
759
74501
SH
SOLE
74501
0
0
SUFFOLK BANCORP
COM
864739107
15013
673247
SH
SOLE
673247
0
0
SUN BANCORP INC
COM
86663B102
4150
1235210
SH
SOLE
1235210
0
0
SUNTRUST BANKS
COM
867914103
3911
98299
SH
SOLE
98299
0
0
SUSQUEHANNA BANCSHARES INC
COM
869099101
8197
720956
SH
SOLE
720956
0
0
SYNOVUS FINL CORP
COM
87161C105
84359
24884664
SH
SOLE
24884664
0
0
TAYLOR CAPITAL GROUP INC
COM
876851106
5654
236352
SH
SOLE
236352
0
0
TEREX CORP
COM
880779103
7564
170740
SH
SOLE
170740
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
1952
36938
SH
SOLE
36938
0
0
THE COMMUNITY FINL CORP
COM
20368X101
7132
335639
SH
SOLE
335639
0
0
THE FIRST BANCSHARES INC
COM
318916103
5189
358104
SH
SOLE
358104
0
0
THE FIRST OF LONG ISLAND CORP
COM
320734106
21299
524465
SH
SOLE
524465
0
0
TIMBERLAND BANCORP INC
COM
887098101
1149
107373
SH
SOLE
107373
0
0
TITAN MACHINERY INC
COM
88830R101
2413
153989
SH
SOLE
153989
0
0
TRICO BANCSHARES
COM
896095106
11648
449201
SH
SOLE
449201
0
0
TUTOR PERINI CORP
COM
901109108
5293
184613
SH
SOLE
184613
0
0
UNITED BANKSHARES INC
COM
909907107
5517
180165
SH
SOLE
180165
0
0
UNITED CMNTY FINL CORP OHIO
COM
909839102
2198
560774
SH
SOLE
560774
0
0
US BANCORP DEL
COM NEW
902973304
49377
1152064
SH
SOLE
1152064
0
0
VALLEY NATIONAL BANCORP
COM
919794107
3397
326306
SH
SOLE
326306
0
0
WASHINGTONFIRST BANKSHARE INC
COM
940730104
2455
168475
SH
SOLE
168475
0
0
WCI CMNTYS INC
COM PAR $0.01
92923C807
3997
202283
SH
SOLE
202283
0
0
WEINGARTEN REALTY INVESTORS
SH BEN INT
948741103
655
21830
SH
SOLE
21830
0
0
WELLS FARGO & CO
COM
949746101
60482
1215959
SH
SOLE
1215959
0
0
WESCO INTL INC
COM
95082P105
28713
345025
SH
SOLE
345025
0
0
WESTAMERICA BANCORP
COM
957090103
1974
36500
SH
SOLE
36500
0
0
WILLIS GROUP HOLDINGS LTD
SHS
G96666105
13535
306699
SH
SOLE
306699
0
0
WINTRUST FINL CORP
COM
97650W108
27516
565477
SH
SOLE
565477
0
0
XEROX CORP
COM
984121103
5287
467901
SH
SOLE
467901
0
0
ZIONS BANCORP
COM
989701107
13591
438688
SH
SOLE
438688
0
0