0001144204-18-041194.txt : 20180731 0001144204-18-041194.hdr.sgml : 20180731 20180731194908 ACCESSION NUMBER: 0001144204-18-041194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20180727 FILED AS OF DATE: 20180731 DATE AS OF CHANGE: 20180731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BPG Holdings Group Inc. CENTRAL INDEX KEY: 0001682251 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 18982518 BUSINESS ADDRESS: STREET 1: 181 BAY STREET, SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 BUSINESS PHONE: 416 369 2300 MAIL ADDRESS: STREET 1: 181 BAY STREET, SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BPG Holdings Group (US) Holdings Inc. CENTRAL INDEX KEY: 0001682236 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 18982519 BUSINESS ADDRESS: STREET 1: 181 BAY STREET, SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 BUSINESS PHONE: 416 369 2300 MAIL ADDRESS: STREET 1: 181 BAY STREET, SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Property Partners Ltd CENTRAL INDEX KEY: 0001560282 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 18982520 BUSINESS ADDRESS: STREET 1: 73 FRONT STREET STREET 2: 5TH FLOOR CITY: HAMILTON STATE: D0 ZIP: HM 12 BUSINESS PHONE: 212 417 7514 MAIL ADDRESS: STREET 1: 73 FRONT STREET STREET 2: 5TH FLOOR CITY: HAMILTON STATE: D0 ZIP: HM 12 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Property Partners L.P. CENTRAL INDEX KEY: 0001545772 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 18982521 BUSINESS ADDRESS: STREET 1: 73 FRONT STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 BUSINESS PHONE: 212-417-7000 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Property LP CENTRAL INDEX KEY: 0001560317 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 18982522 BUSINESS ADDRESS: STREET 1: 73 FRONT STREET STREET 2: 5TH FLOOR CITY: HAMILTON STATE: D0 ZIP: HM 12 BUSINESS PHONE: 212 417 7514 MAIL ADDRESS: STREET 1: 73 FRONT STREET STREET 2: 5TH FLOOR CITY: HAMILTON STATE: D0 ZIP: HM 12 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield BPY Holdings (US) Inc. CENTRAL INDEX KEY: 0001560314 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 18982523 BUSINESS ADDRESS: STREET 1: SUITE 181, BAY STREET STREET 2: BROOKFIELD PLACE CITY: TORONTO STATE: A6 ZIP: M5J2T3 BUSINESS PHONE: 212 417 7514 MAIL ADDRESS: STREET 1: SUITE 181, BAY STREET STREET 2: BROOKFIELD PLACE CITY: TORONTO STATE: A6 ZIP: M5J2T3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CanHoldco 1 ULC CENTRAL INDEX KEY: 0001574298 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 18982524 BUSINESS ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE SUITE 300 CITY: TORONTO STATE: Z4 ZIP: M5J2T3 BUSINESS PHONE: 212 415 7514 MAIL ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE SUITE 300 CITY: TORONTO STATE: Z4 ZIP: M5J2T3 FORMER NAME: FORMER CONFORMED NAME: BPY Canada Subholdings 1 ULC DATE OF NAME CHANGE: 20160714 FORMER NAME: FORMER CONFORMED NAME: CanHoldco 1 ULC DATE OF NAME CHANGE: 20130412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Property Split Corp. CENTRAL INDEX KEY: 0001597429 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 18982525 BUSINESS ADDRESS: STREET 1: 1500 ROYAL CENTRE STREET 2: 1055 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 4N7 BUSINESS PHONE: 1-604-893-2329 MAIL ADDRESS: STREET 1: 1500 ROYAL CENTRE STREET 2: 1055 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 4N7 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Office Properties Inc CENTRAL INDEX KEY: 0001085359 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34948 FILM NUMBER: 18982526 BUSINESS ADDRESS: STREET 1: BCE PLACE STREET 2: 181 BAY STREET, SUITE 330 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 BUSINESS PHONE: 416-369-2300 MAIL ADDRESS: STREET 1: BCE PLACE STREET 2: 181 BAY STREET, SUITE 330 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 FORMER NAME: FORMER CONFORMED NAME: BROOKFIELD PROPERTIES CORP DATE OF NAME CHANGE: 19990428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GGP Inc. CENTRAL INDEX KEY: 0001496048 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 272963337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 N. ORLEANS ST. STREET 2: SUITE 300 CITY: CHICAGO STATE: IL ZIP: 60654-1607 BUSINESS PHONE: 312-960-5000 MAIL ADDRESS: STREET 1: 350 N. ORLEANS ST. STREET 2: SUITE 300 CITY: CHICAGO STATE: IL ZIP: 60654-1607 FORMER COMPANY: FORMER CONFORMED NAME: General Growth Properties, Inc. DATE OF NAME CHANGE: 20101109 FORMER COMPANY: FORMER CONFORMED NAME: New GGP, Inc. DATE OF NAME CHANGE: 20100706 4 1 tv499662_4.xml FORM 4 X0306 4 2018-07-27 0 0001496048 GGP Inc. GGP 0001682251 BPG Holdings Group Inc. 181 BAY STREET, SUITE 300 TORONTO A6 M5J 2T3 ONTARIO, CANADA 1 0 1 1 Director by deputization *** 0001682236 BPG Holdings Group (US) Holdings Inc. 181 BAY STREET, SUITE 300 TORONTO A6 M5J 2T3 ONTARIO, CANADA 1 0 1 1 Director by deputization *** 0001560282 Brookfield Property Partners Ltd 73 FRONT STREET 5TH FLOOR HAMILTON D0 HM 12 BERMUDA 1 0 1 1 Director by deputization *** 0001545772 Brookfield Property Partners L.P. 73 FRONT STREET 5TH FLOOR HAMILTON D0 HM 12 BERMUDA 1 0 1 1 Director by deputization *** 0001560317 Brookfield Property LP 73 FRONT STREET 5TH FLOOR HAMILTON D0 HM 12 BERMUDA 1 0 1 1 Director by deputization *** 0001560314 Brookfield BPY Holdings (US) Inc. 181 BAY STREET TORONTO A6 M5J2T3 ONTARIO, CANADA 1 0 1 1 Director by deputization *** 0001574298 CanHoldco 1 ULC 181 BAY STREET TORONTO A6 M5J2T3 ONTARIO, CANADA 1 0 1 1 Director by deputization *** 0001597429 Brookfield Property Split Corp. 181 BAY STREET TORONTO A6 M5J2T3 ONTARIO, CANADA 1 0 1 1 Director by deputization *** 0001085359 Brookfield Office Properties Inc 181 BAY STREET TORONTO A6 M5J 2T3 ONTARIO, CANADA 1 0 1 1 Director by deputization *** Common Stock, par value $0.01 per share 2018-07-27 4 J 0 79094965 D 0 I See footnote Common Stock, par value $0.01 per share 2018-07-27 4 J 0 351958 D 0 I See footnote Common Stock, par value $0.01 per share 2018-07-27 4 J 0 12989228 D 0 I See footnote Common Stock, par value $0.01 per share 2018-07-27 4 J 0 24063298 D 0 I See footnote Common Stock, par value $0.01 per share 2018-07-27 4 J 0 53000412 D 0 I See footnote Common Stock, par value $0.01 per share 2018-07-27 4 J 0 6985772 D 0 I See footnote Common Stock, par value $0.01 per share 2018-07-27 4 J 0 70114877 D 0 I See footnote Common Stock, par value $0.01 per share 2018-07-27 4 J 0 28573419 D 0 I See footnote Common Stock, par value $0.01 per share 2018-07-27 4 J 0 2577297 D 0 I See footnote Common Stock, par value $0.01 per share 2018-07-27 4 J 0 45890612 D 0 I See footnote Series B Preferred Stock 2018-07-27 4 J 0 79094965 A Common Stock 79094965 79094965 I See footnote Series B Preferred Stock 2018-07-27 4 J 0 351958 A Common Stock 351958 351958 I See footnote Series B Preferred Stock 2018-07-27 4 J 0 12989228 A Common Stock 12989228 12989228 I See footnote Series B Preferred Stock 2018-07-27 4 J 0 24063298 A Common Stock 24063298 24063298 I See footnote Series B Preferred Stock 2018-07-27 4 J 0 53000412 A Common Stock 53000412 53000412 I See footnote Series B Preferred Stock 2018-07-27 4 J 0 6985772 A Common Stock 6985772 6985772 I See footnote Series B Preferred Stock 2018-07-27 4 J 0 70114877 A Common Stock 70114877 70114877 I See footnote Series B Preferred Stock 2018-07-27 4 J 0 28573419 A Common Stock 28573419 28573419 I See footnote Series B Preferred Stock 2018-07-27 4 J 0 2577297 A Common Stock 2577297 2577297 I See footnote Series B Preferred Stock 2018-07-27 4 J 0 45890612 A Common Stock 45890612 45890612 I See footnote See Exhibit 99.1; Note 1. See Exhibit 99.1; Note 2. See Exhibit 99.1; Note 3. See Exhibit 99.1; Note 4. See Exhibit 99.1; Note 5. See Exhibit 99.1; Note 6. See Exhibit 99.1; Note 7. See Exhibit 99.1; Note 8. See Exhibit 99.1; Note 9. See Exhibit 99.1; Note 10. See Exhibit 99.1; Note 11. *** Brian Kingston, a Senior Managing Partner of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), serves on the board of directors of the Issuer as a representative of BAM and certain of its affiliates, including the Reporting Persons. The Reporting Persons are "directors by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934. BPG HOLDINGS GROUP INC /s/ Sujoy Gupta, Vice President 2018-07-31 BPG HOLDINGS GROUP (US) HOLDINGS INC /s/ Sujoy Gupta, Vice President 2018-07-31 BROOKFIELD PROPERTY PARTNERS LIMITED /s/ Jane Sheere, Secretary 2018-07-31 BROOKFIELD PROPERTY PARTNERS L.P. By: Brookfield Property Partners Limited, its general partner /s/ Jane Sheere, Secretary 2018-07-31 BROOKFIELD PROPERTY L.P. By: Brookfield Property Partners L.P., its managing general partner By: Brookfield Property Partners Limited, its general partner /s/ Jane Sheere, Secretary 2018-07-31 BROOKFIELD BPY HOLDINGS INC /s/ Allen Yi, Assistant Secretary 2018-07-31 BPY CANADA SUBHOLDINGS 1 ULC /s/ Keith Hyde, President 2018-07-31 BROOKFIELD PROPERTY SPLIT CORP /s/ Michelle L. Campbell, Secretary 2018-07-31 BROOKFIELD OFFICE PROPERTIES INC /s/ Keith Hyde, Vice President, Taxation 2018-07-31 EX-99.1 2 tv499662_ex99-1.htm EXHIBIT 99.1


Exhibit 99.1

 

Explanation of Responses:

 

(1)Shares held directly by Brookfield Retail Holdings VII LLC, a Delaware limited liability company (“BRH VII”).

 

(2)Shares held directly by Brookfield Retail Holdings II Sub III LLC, a Delaware limited liability company (“BRH II Sub”).

 

(3)Shares held directly by BW Purchaser, LLC, a Delaware limited liability company (“BWP”).

 

(4)Shares held directly by Brookfield Retail Holdings Warrants LLC, a Delaware limited liability company (“BRH Warrants”).

 

(5)Shares held directly by Brookfield BPY Retail Holdings II Subco LLC, a Delaware limited liability company (“New GGP Subco”).

 

(6)Shares held directly by New Brookfield BPY Retail Holdings II LLC, a Delaware limited liability company (“New LLC 1”).

 

(7)Shares held directly by BPY Retail V LLC, a Delaware limited liability company (“BPY V”).

 

(8)Shares held directly by New GGP Warrants LLC, a Delaware limited liability company (“New GGP Warrants”)

 

(9)Shares held directly by Brookfield Retail Mall LLC, a Delaware limited liability company (“Retail Mall”).

 

(10)Shares held directly by BPY Retail I LLC, a Delaware limited liability company (“BPY I”).

 

(11)Each of the Reporting Persons, as an indirect parent of each of BRH VII, BRH II Sub, BWP, BRH Warrants, New GGP Subco, New LLC 1, BPY V, New GGP Warrants, Retail Mall and BPY I (collectively, the “Direct Holders”), may be deemed to have an indirect pecuniary interest in an indeterminate portion of the shares of Common Stock and Series B Preferred Stock of the Issuer (“Class B Stock”) that are directly beneficially owned by each of the Direct Holders. On July 27, 2018 prior to the market open, pursuant to that certain Amended and Restated Class B Stock Exchange Agreement, dated as of June 25, 2018, by and among the Issuer and the Direct Holders, each Direct Holder exchanged each share of Common Stock owned by it for one share of Class B Stock. In the event that the Agreement and Plan of Merger, dated as of March 26, 2018 (as amended on June 25, 2018, and as it may be further amended or otherwise modified from time to time in accordance with its terms, the “Merger Agreement”), by and among Brookfield Property Partners L.P., Goldfinch Merger Sub Corp. and the Issuer, is terminated in accordance with its terms prior to the time at which the amendment and restatement of the Issuer’s Certificate of Incorporation is filed with and accepted by the Secretary of State of the State of Delaware pursuant to the terms of the Merger Agreement, then each share of Class B Stock shall be automatically, without action by the Issuer or any holder, converted into one fully paid and non-assessable share of Common Stock, without the payment of any accrued and unpaid dividends. In accordance with Instruction 4(b)(iv), the entire amount of the Common Stock and Class B Stock that is owned by each Direct Holder is reported herein. Each of the Reporting Persons disclaims beneficial ownership of all shares of Common Stock and Class B Stock that is beneficially owned by each Direct Holder, except to the extent of any indirect pecuniary interest therein.

 

 

 

 

 

 EX-99.2 3 tv499662_ex99-2.htm EXHIBIT 99.2

 

Exhibit 99.2

 

JOINT FILERS

 

Reporting Owner Name/Address Relationships
Director 10% Owner Officer Other

BPG Holdings Group (US) Holdings Inc.

181 Bay Street, Suite 300

Toronto, Ontario, Canada M5J 2T3

 X X   Director by deputization

Brookfield Property Partners Limited

73 Front Street, 5th Floor

Hamilton HM 12 Bermuda

 X X   Director by deputization

Brookfield Property Partners L.P.

73 Front Street, 5th Floor

Hamilton HM 12 Bermuda

 X X   Director by deputization

Brookfield Property L.P.

73 Front Street, 5th Floor

Hamilton HM 12 Bermuda

 X X   Director by deputization

Brookfield BPY Holdings Inc.

181 Bay Street, Suite 300

Toronto, Ontario, Canada M5J 2T3

 X X   Director by deputization

BPY Canada Subholdings 1 ULC

181 Bay Street, Suite 300

Toronto, Ontario, Canada M5J 2T3

 X X   Director by deputization

Brookfield Property Split Corp.

181 Bay Street, Suite 330

Toronto, Ontario, Canada M5J 2T3

 X X   Director by deputization

Brookfield Office Properties Inc.

181 Bay Street, Suite 330

Toronto, Ontario, Canada M5J 2T3

 X X   Director by deputization