0001085280-14-000187.txt : 20141209 0001085280-14-000187.hdr.sgml : 20141209 20141209200536 ACCESSION NUMBER: 0001085280-14-000187 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141205 FILED AS OF DATE: 20141209 DATE AS OF CHANGE: 20141209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIBCO SOFTWARE INC CENTRAL INDEX KEY: 0001085280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770449727 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3303 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6508461000 MAIL ADDRESS: STREET 1: 3303 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RODE MURRAY D CENTRAL INDEX KEY: 0001284455 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26579 FILM NUMBER: 141276323 MAIL ADDRESS: STREET 1: 3303 HILLVIEW AVE CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-12-05 1 0001085280 TIBCO SOFTWARE INC TIBX 0001284455 RODE MURRAY D 3303 HILLVIEW AVENUE PALO ALTO CA 94304 0 1 0 0 EVP, COO Common Stock 2014-12-05 4 A 0 31250.0 0.0 A 465493 D Common Stock 2014-12-05 4 D 0 31250.0 D 434243 D Common Stock 2014-12-05 4 A 0 31250.0 0.0 A 465493 D Common Stock 2014-12-05 4 D 0 31250.0 D 434243 D Common Stock 2014-12-05 4 A 0 62500.0 0.0 A 496743 D Common Stock 2014-12-05 4 D 0 62500.0 D 434243 D Common Stock 2014-12-05 4 A 0 9375.0 0.0 A 443618 D Common Stock 2014-12-05 4 D 0 9375.0 D 434243 D Common Stock 2014-12-05 4 D 0 142975.0 D 291268 D Common Stock 2014-12-05 4 D 0 146286.0 D 144982 D Common Stock 2014-12-05 4 D 0 30000.0 D 114982 D Common Stock 2014-12-05 4 D 0 15000.0 D 99982 D Common Stock 2014-12-05 4 D 0 17500.0 D 82482 D Common Stock 2014-12-05 4 D 0 6250.0 D 76232 D Common Stock 2014-12-05 4 D 0 45000.0 D 31232 D Common Stock 2014-12-05 4 D 0 31232.0 24.0 D 0 D Common Stock 2014-12-05 4 D 0 2999.0 24.0 D 0 I by Spouse Common Stock 2014-12-05 4 D 0 11818.0 24.0 D 0 I by Trust Non-Qualified Stock Option (right to buy) 6.94 2014-12-05 4 D 0 19792.0 D 2010-04-24 2016-04-24 Common Stock 19792 0 D Non-Qualified Stock Option (right to buy) 7.83 2014-12-05 4 D 0 14583.0 D 2009-05-06 2015-05-06 Common Stock 14583 0 D For the fiscal year 2014 Performance Restricted Stock Unit award (the 2014 PRSU Award) with respect to the number of shares reported, this transaction reflects achievement of the earned restricted stock thereunder based on the applicable performance range of the 2014 PRSU Award. These award shares were canceled in the merger in exchange for a cash payment representing the total value of TIBX common stock on the effective date of the merger ($24 per share). For the fiscal year 2011 Performance Restricted Stock Unit award (the 2011 PRSU Award) with respect to the number of shares reported, this transaction reflects achievement of the fiscal year 2011 financial performance at the applicable range of the 2011 PRSU Award. This option was canceled in the merger in exchange for a cash payment representing the difference between the exercise price of the option and the value of the underlying TIBX common stock on the effective date of the merger ($24 per share). By: William R. Hughes, Attorney-in-Fact For: Murray D. Rode 2014-12-09