-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KrImv7+qnlCkLIp9bLKDLV1Lqxa5WjIMVAgBnze5+DmAqUjw2cw+0PZ2n+F2w9Of 6Y7T7QKRBRMX+vhs7egoRw== 0001085280-03-000025.txt : 20030417 0001085280-03-000025.hdr.sgml : 20030417 20030417161438 ACCESSION NUMBER: 0001085280-03-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030415 FILED AS OF DATE: 20030417 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TIBCO SOFTWARE INC CENTRAL INDEX KEY: 0001085280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770449727 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26579 FILM NUMBER: 03654468 BUSINESS ADDRESS: STREET 1: 3165 PORTER DRIVE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6508465000 MAIL ADDRESS: STREET 1: 3165 PORTER DRIVE CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SZULIK MATTHEW CENTRAL INDEX KEY: 0001180595 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O RED HAT, INC STREET 2: 1801 VARSITY DRIVE CITY: RALEIGH STATE: NC ZIP: 27606 BUSINESS PHONE: 9197543300 X44403 MAIL ADDRESS: STREET 1: C/O RED HAT, INC STREET 2: 1801 VARSITY DRIVE CITY: RALEIGH STATE: NC ZIP: 27606 4 1 szulik.txt MATTHEW J. SZULIK 041503 FORM 4 4 1 NASD 0001180595 Director TIBCO Software Inc. 0001085280 77-0449727 04/15/03 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Szulik, Matthew J. 3303 Hillview Avenue Palo Alto, California 94304-1213 2. Issuer Name and Ticker or Trading Symbol TIBCO Software Inc. (TIBX) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Day/Year 4/15/2003 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------------------------ Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option $4.41000 04/15/03 A 40,000 (1) 04/15/13 (right to buy) Non-Qualified Stock Option $9.59000 04/11/12 (right to buy) Non-Qualified Stock Option $10.35000 04/26/01 A 60,000 (1) 04/26/11 (right to buy) Non-Qualified Stock Option $55.56250 04/12/00 A 150,000 04/12/10 (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option 04/15/03 Common Stock 40,000 40,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 40,000 40,000 D Direct (right to buy) Non-Qualified Stock Option 04/26/01 Common Stock 60,000 60,000 D Direct (right to buy) Non-Qualified Stock Option 04/12/00 Common Stock 150,000 150,000 D Direct (right to buy) Explanation of Responses: (1) 1/3 of the Shares subject to the Option shall vest on each anniversary of the Vesting Commencement Date, so that 100% of the Option shall be exercisable after three years, subject to Optionee's continuing to be a Director on such dates.
SIGNATURE OF REPORTING PERSON /S/ By: Cheryl Schrady For: Matthew J. Szulik DATE 04/17/03 -----END PRIVACY-ENHANCED MESSAGE-----