-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bx3tWCSLptvbm3PPRM0yaWgaUuDPYyQY9cjC632RRQpqonfa1Z7h86tHdm7QjCrg gR5tGing6BZLFB2rL0tFmA== 0001085280-03-000017.txt : 20030326 0001085280-03-000017.hdr.sgml : 20030325 20030326164418 ACCESSION NUMBER: 0001085280-03-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030319 FILED AS OF DATE: 20030326 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TIBCO SOFTWARE INC CENTRAL INDEX KEY: 0001085280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770449727 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26579 FILM NUMBER: 03618660 BUSINESS ADDRESS: STREET 1: 3165 PORTER DRIVE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6508465000 MAIL ADDRESS: STREET 1: 3165 PORTER DRIVE CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: OMEARA CHRISTOPHER G CENTRAL INDEX KEY: 0001185228 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 3303 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6508461000 MAIL ADDRESS: STREET 1: 3303 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 omeara.txt CHRISTOPHER G. OMEARA 031903 4 1 NASD 0001185228 Officer TIBCO Software Inc. 0001085280 77-0449727 03/19/03 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) OMeara, Christopher G. 3303 Hillview Avenue Palo Alto, California 94304-1213 2. Issuer Name and Ticker or Trading Symbol TIBCO Software Inc. (TIBX) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Day/Year 3/19/2003 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) EVP, Finance & CFO 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------------------------ Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right $4.58000 03/19/03 A 6,250 (1) 03/19/13 to buy) Non-Qualified Stock Option $4.58000 03/19/03 A 93,750 (1) 03/19/03 (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right 03/19/03 Common Stock 6,250 6,250 D Direct to buy) Non-Qualified Stock Option 03/19/03 Common Stock 93,750 93,750 D Direct (right to buy) Explanation of Responses: (1) 1/48th of the shares of the combined option grants listed vest monthly over four years, beginning one month from the date of grant. These shares are granted under the issuer's 1996 Stock Option Plan.
SIGNATURE OF REPORTING PERSON /S/ By: Cheryl Schrady For: Christopher G. OMeara DATE 03/21/03
-----END PRIVACY-ENHANCED MESSAGE-----