-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hem00iA+18ZxWITkDnZfy24V3yJmrHDYsBO6eNkvs0W4WkuCWN/MgXnPRODphj/N fkoOt2okGo5cYzV6J67fAA== 0001012870-02-000126.txt : 20020413 0001012870-02-000126.hdr.sgml : 20020413 ACCESSION NUMBER: 0001012870-02-000126 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020104 FILED AS OF DATE: 20020114 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TALARIAN CORP CENTRAL INDEX KEY: 0000857914 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330323810 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31011 FILM NUMBER: 2508654 BUSINESS ADDRESS: STREET 1: 333 DISTEL CIRCLE CITY: LOS ALTOS STATE: CA ZIP: 94022-1404 BUSINESS PHONE: 6509658050 MAIL ADDRESS: STREET 1: 333 DISTEL CIRCLE CITY: LOS ALTOS STATE: CA ZIP: 94022-1404 COMPANY DATA: COMPANY CONFORMED NAME: TIBCO SOFTWARE INC CENTRAL INDEX KEY: 0001085280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] OWNER IRS NUMBER: 770449727 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 3165 PORTER DRIVE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6508465000 MAIL ADDRESS: STREET 1: 3165 PORTER DRIVE CITY: PALO ALTO STATE: CA ZIP: 94304 3 1 d3.txt INITIAL STATEMENT OF BENEFICIAL OWNERSHIP - ---------------------------- -------------------------------- FORM 3 OMB APPROVAL - ---------------------------- -------------------------------- OMB Number: 3235-0104 Expires: Pending Estimated average burden hours per response 0.5 -------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* TIBCO Software Inc. - --------------------------------------------------------------- (Last) (First) (Middle) 3165 Porter Drive - --------------------------------------------------------------- (Street) Palo Alto, CA 94304 - --------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Date of Event Requiring Statement (Month/Day/Year) 1/4/02 - -------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an entity (Voluntary) 77-0449727 - -------------------------------------------------------------------------------- 4. Issuer Name and Ticker or Trading Symbol Talarian Corporation (NASDAQ: TALR) - -------------------------------------------------------------------------------- 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ____________________________________________ - -------------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form Filed by One Reporting Person [_] Form Filed by More than One Reporting Person - -------------------------------------------------------------------------------- Table I - Non-Derivative Securities Beneficially Owned
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Indirect (I) Beneficial Ownership (Instr. 4) (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value 0 (1) 0 (1) (1) $0.001 per share ("Common Stock") - ------------------------------------------------------------------------------------------------------------------------------------
/(1)/ TIBCO Software Inc., a Delaware corporation ("TIBCO"), entered into an Agreement and Plan of Merger dated as of January 4, 2002, by and among TIBCO, Panther Acquisition Corporation, a Delaware corporation and newly formed wholly-owned subsidiary of TIBCO ("Merger Sub"), and Talarian Corporation, a Delaware corporation ("Talarian") (the "Merger Agreement"), providing for the merger (the "Merger") of Merger Sub with Talarian. As an inducement for TIBCO to enter into the Merger Agreement and in consideration thereof, certain stockholders of Talarian (collectively, the "Stockholders") entered into a voting agreement with TIBCO dated as of January 4, 2002 (the "Voting Agreement"). Pursuant to the Voting Agreement, the Stockholders have granted to TIBCO, Merger Sub, or any of their respective nominees, an irrevocable proxy to vote such Stockholders' shares of Talarian Common Stock in respect of any matter related to the approval and adoption of the Merger and the Merger Agreement at every meeting of the Talarian stockholders, however called. As a result of this grant of irrevocable proxy to vote, TIBCO may be deemed to beneficially own, for the purposes of determining its status as a 10% holder, 6,988,034 shares of Talarian common stock (of which 311,907 shares are subject to options to purchase Talarian common stock held by the Stockholders). Neither the filing of this Form 3 nor any of its contents shall be deemed to constitute an admission by TIBCO that it is the beneficial owner of any of the common stock of Talarian referred to herein for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose, and such beneficial ownership is expressly disclaimed. FORM 3 (continued) Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Date Exercisable 3. Title and Amount of 4. Conversion 5. Ownership 6. Nature of Security and Expiration Date Securities Underlying or Exercise Form of Indirect (Instr. 4) (Month/Day/Year) Derivative Security Price of Derivative Beneficial (Instr. 4) Derivative Security: Ownership --------------------------------------------- Security Direct (D) or (Instr. 5) Date Expira- Amount or Indirect (I) Exer- tion Number of (Instr. 5) cisable Date Title Shares - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Explanation of Responses: TIBCO Software Inc. By: /s/ Robert P. Stefanski ----------------------------- Robert P. Stefanski Executive Vice President, General Counsel and Secretary January 11, 2002 ----------------------------------- ---------------------- **Signature of Reporting Person Date * If the form is filed by more than one reporting person, see Instruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. -2- -----END PRIVACY-ENHANCED MESSAGE-----