0001209191-23-021529.txt : 20230329
0001209191-23-021529.hdr.sgml : 20230329
20230329161452
ACCESSION NUMBER: 0001209191-23-021529
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230328
FILED AS OF DATE: 20230329
DATE AS OF CHANGE: 20230329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LYTTLE CATHERINE M
CENTRAL INDEX KEY: 0001554743
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08399
FILM NUMBER: 23775360
MAIL ADDRESS:
STREET 1: 200 OLD WILSON BRIDGE ROAD
CITY: COLUMBUS
STATE: OH
ZIP: 43085
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WORTHINGTON INDUSTRIES INC
CENTRAL INDEX KEY: 0000108516
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310]
IRS NUMBER: 311189815
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0531
BUSINESS ADDRESS:
STREET 1: 200 OLD WILSON BRIDGE ROAD
CITY: COLUMBUS
STATE: OH
ZIP: 43085
BUSINESS PHONE: 6144383210
MAIL ADDRESS:
STREET 1: 200 OLD WILSON BRIDGE ROAD
CITY: COLUMBUS
STATE: OH
ZIP: 43085
FORMER COMPANY:
FORMER CONFORMED NAME: WORTHINGTON STEEL CO
DATE OF NAME CHANGE: 19720123
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-03-28
0
0000108516
WORTHINGTON INDUSTRIES INC
WOR
0001554743
LYTTLE CATHERINE M
200 OLD WILSON BRIDGE ROAD
COLUMBUS
OH
43085
0
1
0
0
Sr VP & Chief HR Officer
0
Common Shares
2023-03-28
4
M
0
2200
42.30
A
56184
D
Common Shares
2023-03-28
4
M
0
1800
42.91
A
57984
D
Common Shares
2023-03-28
4
M
0
1700
42.50
A
59684
D
Common Shares
2023-03-28
4
M
0
4300
38.91
A
63984
D
Common Shares
2023-03-28
4
S
0
9880
62.89
D
54104
D
Common Shares
2023-03-28
4
S
0
120
63.38
D
53984
D
Common Shares
140.43
D
Non-qualified stock option (right to buy)
42.30
2023-03-28
4
M
0
2200
0.00
D
2017-06-30
2026-06-30
Common Shares
2200
0
D
Non-qualified stock option (right to buy)
42.91
2023-03-28
4
M
0
1800
0.00
D
2019-06-28
2028-06-28
Common Shares
1800
0
D
Non-qualified stock option (right to buy)
42.50
2023-03-28
4
M
0
1700
0.00
D
2019-09-26
2028-09-26
Common Shares
1700
0
D
Non-qualified stock option (right to buy)
38.91
2023-03-28
4
M
0
4300
0.00
D
2020-06-27
2029-06-27
Common Shares
4300
0
D
Phantom stock acquired under Deferred Compensation Plan
Common Shares
6.43
343.43
D
The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $62.37 to $62.89, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth.
The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $63.37 to $63.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth.
Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in common shares of Worthington Industries, Inc. and is based on a plan statement dated as of December 31, 2022.
This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2018 and 6/30/2019.
This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/28/2020 and 6/28/2021.
This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 9/26/2020 and 9/26/2021.
This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/27/2021 and 6/27/2022.
The account under the 2005 NQ Plan (as defined below) tracks Worthington Industries Inc. common shares on a one-for-one basis.
Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan"). The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. the theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon leaving Worthington Industries, Inc. and its subsidiaries.
The amount shown reflects additional unfunded theoretical Worthington Industries, Inc. common shares (i.e. phantom stock) credited pursuant to the dividend reinvestment feature of the 2005 NQ Plan.
/s/Patrick J. Kennedy, as attorney-in-fact for Catherine M. Lyttle
2023-03-29