0001209191-23-021529.txt : 20230329 0001209191-23-021529.hdr.sgml : 20230329 20230329161452 ACCESSION NUMBER: 0001209191-23-021529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230328 FILED AS OF DATE: 20230329 DATE AS OF CHANGE: 20230329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYTTLE CATHERINE M CENTRAL INDEX KEY: 0001554743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08399 FILM NUMBER: 23775360 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORTHINGTON INDUSTRIES INC CENTRAL INDEX KEY: 0000108516 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 311189815 STATE OF INCORPORATION: OH FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 BUSINESS PHONE: 6144383210 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 FORMER COMPANY: FORMER CONFORMED NAME: WORTHINGTON STEEL CO DATE OF NAME CHANGE: 19720123 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-03-28 0 0000108516 WORTHINGTON INDUSTRIES INC WOR 0001554743 LYTTLE CATHERINE M 200 OLD WILSON BRIDGE ROAD COLUMBUS OH 43085 0 1 0 0 Sr VP & Chief HR Officer 0 Common Shares 2023-03-28 4 M 0 2200 42.30 A 56184 D Common Shares 2023-03-28 4 M 0 1800 42.91 A 57984 D Common Shares 2023-03-28 4 M 0 1700 42.50 A 59684 D Common Shares 2023-03-28 4 M 0 4300 38.91 A 63984 D Common Shares 2023-03-28 4 S 0 9880 62.89 D 54104 D Common Shares 2023-03-28 4 S 0 120 63.38 D 53984 D Common Shares 140.43 D Non-qualified stock option (right to buy) 42.30 2023-03-28 4 M 0 2200 0.00 D 2017-06-30 2026-06-30 Common Shares 2200 0 D Non-qualified stock option (right to buy) 42.91 2023-03-28 4 M 0 1800 0.00 D 2019-06-28 2028-06-28 Common Shares 1800 0 D Non-qualified stock option (right to buy) 42.50 2023-03-28 4 M 0 1700 0.00 D 2019-09-26 2028-09-26 Common Shares 1700 0 D Non-qualified stock option (right to buy) 38.91 2023-03-28 4 M 0 4300 0.00 D 2020-06-27 2029-06-27 Common Shares 4300 0 D Phantom stock acquired under Deferred Compensation Plan Common Shares 6.43 343.43 D The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $62.37 to $62.89, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth. The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $63.37 to $63.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth. Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in common shares of Worthington Industries, Inc. and is based on a plan statement dated as of December 31, 2022. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2018 and 6/30/2019. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/28/2020 and 6/28/2021. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 9/26/2020 and 9/26/2021. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/27/2021 and 6/27/2022. The account under the 2005 NQ Plan (as defined below) tracks Worthington Industries Inc. common shares on a one-for-one basis. Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan"). The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. the theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon leaving Worthington Industries, Inc. and its subsidiaries. The amount shown reflects additional unfunded theoretical Worthington Industries, Inc. common shares (i.e. phantom stock) credited pursuant to the dividend reinvestment feature of the 2005 NQ Plan. /s/Patrick J. Kennedy, as attorney-in-fact for Catherine M. Lyttle 2023-03-29