0001209191-21-023915.txt : 20210401 0001209191-21-023915.hdr.sgml : 20210401 20210401092338 ACCESSION NUMBER: 0001209191-21-023915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210330 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCONNELL JOHN P/OH CENTRAL INDEX KEY: 0001106145 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08399 FILM NUMBER: 21796278 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORTHINGTON INDUSTRIES INC CENTRAL INDEX KEY: 0000108516 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 311189815 STATE OF INCORPORATION: OH FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 BUSINESS PHONE: 6144383210 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 FORMER COMPANY: FORMER CONFORMED NAME: WORTHINGTON STEEL CO DATE OF NAME CHANGE: 19720123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-30 0 0000108516 WORTHINGTON INDUSTRIES INC WOR 0001106145 MCCONNELL JOHN P/OH WORTHINGTON INDUSTRIES, INC. 200 OLD WILSON BRIDGE ROAD COLUMBUS OH 43085 1 1 1 0 Executive Chairman Common Shares 2021-03-30 4 M 0 726 23.10 A 1356244 D Common Shares 2021-03-30 4 S 0 726 67.60 D 1355518 D Common Shares 2021-03-30 4 M 0 65964 20.47 A 1421482 D Common Shares 2021-03-30 4 S 0 65964 67.60 D 1355518 D Common Shares 2021-03-31 4 M 0 14036 20.47 A 1369554 D Common Shares 2021-03-31 4 S 0 14036 67.09 D 1355518 D Common Shares 12415982 I By JMAC, Inc. Common Shares 2428312 I By the Porter Rardin Trust f/b/o John P. McConnell and Margaret Kollis Common Shares 8173 I As custodian for his son, C.R.McConnell Common Shares 7343 I By Spouse, Amy McConnell, as custodian for her son, Luke A. Edmonds Common Shares 118000 I By The McConnell Family Trust Common Shares 255875 I By The Margaret R. McConnell Trust f/b/o Margaret Kollis Common Shares 25227 I By the Worthington Industries, Inc. Deferred Profit Sharing Plan Common Shares 44250 I By McConnell 2020 LAE Trust Non-qualified stock option (right to buy) 23.10 2021-03-30 4 M 0 726 0.00 D 2012-06-30 2021-06-30 Common Shares 726 0 D Non-qualified stock option (right to buy) 20.47 2021-03-30 4 M 0 65964 0.00 D 2013-06-29 2022-06-29 Common Shares 65964 14036 D Non-qualified stock option (right to buy) 20.47 2021-03-31 4 M 0 14036 0.00 D 2013-06-29 2022-06-29 Common Shares 14036 0 D The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth. Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a Plan statement as of 2/28/2021. These common shares are held in an irrevocable trust for the benefit of the son of the reporting person's spouse. The reporting person's spouse is the trustee of such irrevocable trust. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2013 and 6/30/2014. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/29/2014 and 6/29/2015. /S/ John P. McConnell by Dale T. Brinkman, as attorney-in-fact 2021-04-01