0001209191-20-057839.txt : 20201112
0001209191-20-057839.hdr.sgml : 20201112
20201112091642
ACCESSION NUMBER: 0001209191-20-057839
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201110
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GILMORE GEOFFREY G
CENTRAL INDEX KEY: 0001554715
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08399
FILM NUMBER: 201303884
MAIL ADDRESS:
STREET 1: 200 OLD WILSON BRIDGE ROAD
CITY: COLUMBUS
STATE: OH
ZIP: 43085
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WORTHINGTON INDUSTRIES INC
CENTRAL INDEX KEY: 0000108516
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310]
IRS NUMBER: 311189815
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0531
BUSINESS ADDRESS:
STREET 1: 200 OLD WILSON BRIDGE ROAD
CITY: COLUMBUS
STATE: OH
ZIP: 43085
BUSINESS PHONE: 6144383210
MAIL ADDRESS:
STREET 1: 200 OLD WILSON BRIDGE ROAD
CITY: COLUMBUS
STATE: OH
ZIP: 43085
FORMER COMPANY:
FORMER CONFORMED NAME: WORTHINGTON STEEL CO
DATE OF NAME CHANGE: 19720123
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-11-10
0
0000108516
WORTHINGTON INDUSTRIES INC
WOR
0001554715
GILMORE GEOFFREY G
200 OLD WILSON BRIDGE ROAD
COLUMBUS
OH
43085
0
1
0
0
EVP & Chief Operating Officer
Common Shares
2020-11-10
4
M
0
6000
31.71
A
205930
D
Common Shares
2020-11-10
4
M
0
8500
30.92
A
214430
D
Common Shares
2020-11-10
4
M
0
3334
38.91
A
217764
D
Common Shares
2020-11-10
4
S
0
17834
52.48
D
199930
D
Common Shares
2020-11-10
4
S
0
11089
52.49
D
188841
D
Non-qualified stock option (right to buy)
31.71
2020-11-10
4
M
0
6000
0.00
D
2014-06-28
2023-06-28
Common Shares
6000
0
D
Non-qualified stock option (right to buy)
30.92
2020-11-10
4
M
0
8500
0.00
D
2016-06-26
2025-06-26
Common Shares
8500
0
D
Non-qualified stock option (right to buy)
38.91
2020-11-10
4
M
0
3334
0.00
D
2020-06-27
2029-06-27
Common Shares
3334
6666
D
Phantom Stock Acquired Under Deferred Compensation Plan
Common Shares
109
8844
D
The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.
This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 06/29/2014 and 06/29/2015.
This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 06/26/2017 and 6/26/2018.
This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option will vest annually on 06/27/2021 and 06/27/2022.
The account tracks common shares on a one-for-one basis.
Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").
The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.
The amount shown reflects additional unfunded theoretical Worthington Industries, Inc. common shares (i.e. phantom stock) credited pursuant to the dividend reinvestment feature of the 2005 NQ Plan.
/s/Dale T. Brinkman, as attorney-in-fact for Geoffrey G. Gilmore
2020-11-12