0001209191-19-028733.txt : 20190510 0001209191-19-028733.hdr.sgml : 20190510 20190510121158 ACCESSION NUMBER: 0001209191-19-028733 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190501 FILED AS OF DATE: 20190510 DATE AS OF CHANGE: 20190510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLINGLER JEFFREY R CENTRAL INDEX KEY: 0001776278 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08399 FILM NUMBER: 19813701 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE RD CITY: COLUMBUS STATE: OH ZIP: 43085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORTHINGTON INDUSTRIES INC CENTRAL INDEX KEY: 0000108516 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 311189815 STATE OF INCORPORATION: OH FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 BUSINESS PHONE: 6144383210 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 FORMER COMPANY: FORMER CONFORMED NAME: WORTHINGTON STEEL CO DATE OF NAME CHANGE: 19720123 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2019-05-01 0 0000108516 WORTHINGTON INDUSTRIES INC WOR 0001776278 KLINGLER JEFFREY R 200 OLD WILSON BRIDGE ROAD COLUMBUS OH 43085 0 1 0 0 President, Worthington Steel Common Shares 3407 D Common Shares 4600 I by IRA Common Shares 1 I by 401(k) Plan Employee Non-Qualified Stock Option (Right to Buy) 42.30 2017-06-30 2026-06-30 Common Shares 1100 D Employee Non-Qualified Stock Option (Right to Buy) 47.76 2018-06-29 2027-06-29 Common Shares 900 D Employee Non-Qualified Stock Option (Right to Buy) 42.91 2019-06-28 2028-06-28 Common Shares 900 D Phantom Stock Under the Deferred Compensation Plan Common Shares 675 D This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan and vests at 33.33% per year beginning on the first anniversary of the 6/30/2016 grant date. The date listed is the first day any portion of the non-qualified stock option vested. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan and vests at 33.33% per year beginning on the first anniversary of the 6/29/2017 grant date. The date listed is the first day any portion of the non-qualified stock option vested. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan and vests at 33.33% per year beginning on the first anniversary of the 6/28/2018 grant date. The date listed is the first day any portion of the non-qualified stock option will vest. The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. The account under the 2005 NQ Plan tracks common shares on a one-for-one basis. /s/Dale T. Brinkman, as attorney-in-fact for Jeffrey R. Klingler 2019-05-10