0001209191-19-002415.txt : 20190107 0001209191-19-002415.hdr.sgml : 20190107 20190107113956 ACCESSION NUMBER: 0001209191-19-002415 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181101 FILED AS OF DATE: 20190107 DATE AS OF CHANGE: 20190107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAYEK JOSEPH B CENTRAL INDEX KEY: 0001429897 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08399 FILM NUMBER: 19512694 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORTHINGTON INDUSTRIES INC CENTRAL INDEX KEY: 0000108516 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 311189815 STATE OF INCORPORATION: OH FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 BUSINESS PHONE: 6144383210 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 FORMER COMPANY: FORMER CONFORMED NAME: WORTHINGTON STEEL CO DATE OF NAME CHANGE: 19720123 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0206 3/A 2018-11-01 2018-11-01 0 0000108516 WORTHINGTON INDUSTRIES INC WOR 0001429897 HAYEK JOSEPH B 200 OLD WILSON BRIDGE ROAD COLUMBUS OH 43085 0 1 0 0 VP and CFO Common Shares 11400 D Common Shares 2000 I By IRA Employee Non-Qualified Stock Option (Right to Buy) 43.04 2015-06-30 2024-06-30 Common Shares 1500 D Employee Non-Qualified Stock Option (Right to Buy) 30.92 2016-06-26 2025-06-26 Common Shares 2000 D Employee Non-Qualified Stock Option (Right to Buy) 42.30 2017-06-30 2026-06-30 Common Shares 1500 D Employee Non-Qualified Stock Option (Right to Buy) 47.76 2018-06-29 2027-06-29 Common Shares 1200 D Employee Non-Qualified Stock Option (Right to Buy) 42.91 2019-06-28 2028-06-28 Common Shares 1200 D Phantom Stock Acquired Under Deferred Compensation Plan Common Shares 851 D 2,200 common shares were omitted from the reporting person's original Form 3, and also were omitted from five (5) Form 4's filed by the reporting person after his original Form 3 was filed. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan and vested at 33.33% per year beginning on the first anniversary of the 6/30/2014 grant date. The date listed is the first day any portion of the non-qualified stock option vested. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan and vests at 33.33% per year beginning on the first anniversary of the 6/26/2015 grant date. The date listed is the first day any portion of the non-qualified stock option vested. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan and vests at 33.33% per year beginning on the first anniversary of the 6/30/2016 grant date. The date listed is the first date any portion of the non-qualified stock option vested. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan and vests at 33.33% per year beginning on the first anniversary of the 6/29/2017 grant date. The date listed is the first date any portion of the non-qualified stock option vested. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan and vests at 33.33% per year beginning on the first anniversary of the 6/28/2018 grant date. The date listed is the first date any portion of the non-qualified stock option will vest. Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan"). The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. The account under the 2005 NQ Plan tracks common shares on a one-for-one basis. /s/Dale T. Brinkman, as attorney-in-fact for Joseph B. Hayek 2019-01-07