0001209191-18-040558.txt : 20180703 0001209191-18-040558.hdr.sgml : 20180703 20180703101830 ACCESSION NUMBER: 0001209191-18-040558 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180628 FILED AS OF DATE: 20180703 DATE AS OF CHANGE: 20180703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCONNELL JOHN P/OH CENTRAL INDEX KEY: 0001106145 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08399 FILM NUMBER: 18935030 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORTHINGTON INDUSTRIES INC CENTRAL INDEX KEY: 0000108516 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 311189815 STATE OF INCORPORATION: OH FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 BUSINESS PHONE: 6144383210 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 FORMER COMPANY: FORMER CONFORMED NAME: WORTHINGTON STEEL CO DATE OF NAME CHANGE: 19720123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-28 0 0000108516 WORTHINGTON INDUSTRIES INC WOR 0001106145 MCCONNELL JOHN P/OH WORTHINGTON INDUSTRIES, INC. 200 OLD WILSON BRIDGE ROAD COLUMBUS OH 43085 1 1 0 0 Chairman/Chief Exec Officer Common Shares 2018-06-28 4 A 0 20000 0.00 A 1675472 D Common Shares 2018-06-29 4 M 0 100000 20.21 A 1775472 D Common Shares 12415982 I By JMAC, Inc. Common Shares 2428312 I By the Porter Rardin Trust f/b/o John P. McConnell and Margaret Kollis Common Shares 6948 I As custodian for his son, C.R.McConnell Common Shares 6118 I By Spouse, Amy McConnell, as custodian for her son, Luke A. Edmonds Common Shares 118000 I By The McConnell Family Trust Common Shares 255875 I By The Margaret R. McConnell Trust f/b/o Margaret Kollis Common Shares 25240 I By the Worthington Industries, Inc. Deferred Profit Sharing Plan Non-qualified stock option (right to acquire) 42.91 2018-06-28 4 A 0 22000 0.00 A 2019-06-28 2028-06-28 Common Shares 22000 22000 D Non-qualified stock option (right to acquire) 20.21 2018-06-29 4 M 0 100000 0.00 D 2009-07-01 2018-07-01 Common Shares 100000 0 D An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/28/2021). Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan Fund and is based on a plan statement as of 6/30/2018. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/28/2020 and 6/28/2021. This option was granted out of the Worthington Industries, Inc. 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date (7/01/2008). Date listed is the first day any portion of the option vested. Additional portions of 20% of the option vested annually on 7/1/2010, 7/1/2011, 7/1/2012 and 7/1/2013. /S/ John P. McConnell by Dale T. Brinkman, as attorney-in-fact 2018-07-03