-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JFcz9Z+ultX4M2Gtzh0M00DJ6Yyy9iRFH2YxaNyugzTESRMvYMeQ2ikb/mbuY3qc 52MrnfHNbL5vYFLcHV7Dxw== 0001209191-04-047915.txt : 20041008 0001209191-04-047915.hdr.sgml : 20041008 20041008155614 ACCESSION NUMBER: 0001209191-04-047915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041006 FILED AS OF DATE: 20041008 DATE AS OF CHANGE: 20041008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS RALPH V CENTRAL INDEX KEY: 0001106177 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08399 FILM NUMBER: 041072327 BUSINESS ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORTHINGTON INDUSTRIES INC CENTRAL INDEX KEY: 0000108516 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 311189815 STATE OF INCORPORATION: OH FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 BUSINESS PHONE: 6144383210 MAIL ADDRESS: STREET 1: 200 OLD WILSON BRIDGE ROAD CITY: COLUMBUS STATE: OH ZIP: 43085 FORMER COMPANY: FORMER CONFORMED NAME: WORTHINGTON STEEL CO DATE OF NAME CHANGE: 19720123 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-10-06 0 0000108516 WORTHINGTON INDUSTRIES INC WOR 0001106177 ROBERTS RALPH V WORTHINGTON INDUSTRIES, INC. 200 OLD WILSON BRIDGE ROAD COLUMBUS OH 43085 0 1 0 0 Exec VP Marketing Common Shares 200 I Held by Spouse Common Shares 18127 I by 401(k) Plan Common Shares 2004-10-06 4 M 0 16000 12.00 A 34268 D Common Shares 2004-10-06 4 M 0 4000 9.30 A 38268 D Common Shares 2004-10-06 4 M 0 30000 13.00 A 68268 D Common Shares 2004-10-06 4 S 0 26000 22.50 D 42268 D Common Shares 2004-10-06 4 S 0 1300 22.58 D 40968 D Common Shares 2004-10-06 4 S 0 600 22.57 D 40368 D Common Shares 2004-10-06 4 S 0 400 22.56 D 39968 D Common Shares 2004-10-06 4 S 0 3100 22.51 D 36868 D Common Shares 2004-10-06 4 S 0 4700 22.55 D 32168 D Common Shares 2004-10-06 4 S 0 3500 22.54 D 28668 D Common Shares 2004-10-06 4 S 0 7600 22.53 D 21068 D Common Shares 2004-10-06 4 S 0 2800 22.52 D 18268 D Common Shares 18268 D Employee Stock Option (Right to Purchase) 12.00 2004-10-06 4 M 0 16000 0.00 D 2001-05-19 2010-05-19 Common Shares 16000 4000 D Employee Stock Option (Right to Purchase) 9.30 2004-10-06 4 M 0 4000 0.00 D 2002-03-30 2011-03-30 Common Shares 4000 8000 D Employee Stock Option (Right to Purchase) 13.00 2004-10-06 4 M 0 30000 0.00 D 1999-11-18 2008-11-18 Common Shares 30000 70000 D The amount listed is based on a plan statement dated as of May 26, 2004 which reflects the most up-to-date information available regarding holdings in the fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan which invests in common shares of the Issuer. This option was granted out of the Worthington Industries, Inc. 1997 Long-Term Incentive Plan and vests at 20% per year beginning on the first anniversary of the grant date (5/19/00). Date listed is the first day any portion of the option vested. Additional portions of 20% of the option vested annually on 5/19/02, 5/19/03 and 5/19/04. The option will vest as to the remaining 4,000 common shares on 5/19/05. This option was granted out of the Worthington Industries, Inc. 1997 Long-Term Incentive Plan and vests at 20% per year beginning on the first anniversary of the grant date (3/30/01). Date listed is the first any portion of the option vested. Additional portions of 20% of the option vested annually on 3/30/03 and 3/30/04. The option was exercised as to 8,000 common shares on 8/18/03. The remaining portion of the option will vest as to 4,000 common shares on each of 8/30/05 and 3/30/06. This option was granted out of the Worthington Industries, Inc. 1997 Long-Term Incentive Plan and vested at 20% per year beginning on the first anniversary of the grant date (11/18/98). Date listed is the first day any portion of the option vested. /s/ Ralph V. Roberts 2004-10-08 -----END PRIVACY-ENHANCED MESSAGE-----