-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TkDiqFJl5w5qxvgg8hqCpofIv8puS5zpxfrI8VEXOEvF/TE8fPkNjKC1XYl5Mg2Q eSOxzANB8o7soLWYTVxk1A== 0000896463-97-000046.txt : 19970222 0000896463-97-000046.hdr.sgml : 19970222 ACCESSION NUMBER: 0000896463-97-000046 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROUGE STEEL CO CENTRAL INDEX KEY: 0000918577 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 382386833 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-44291 FILM NUMBER: 97534238 BUSINESS ADDRESS: STREET 1: 3001 MILLER ROAD STREET 2: P O BOX 1639 CITY: DEARBORN STATE: MI ZIP: 48121-1639 BUSINESS PHONE: 3133178969 MAIL ADDRESS: STREET 1: 3001 MILLER ROAD STREET 2: P O BOX 1639 CITY: DEARBORN STATE: MI ZIP: 48121-1639 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WORTHINGTON INDUSTRIES INC CENTRAL INDEX KEY: 0000108516 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 311189815 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1205 DEARBORN DR CITY: COLUMBUS STATE: OH ZIP: 43085 BUSINESS PHONE: 6144383210 MAIL ADDRESS: STREET 1: 1205 DEARBORN DR CITY: COLUMBUS STATE: OH ZIP: 43085 FORMER COMPANY: FORMER CONFORMED NAME: WORTHINGTON STEEL CO DATE OF NAME CHANGE: 19720123 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 S C H E D U L E 13G Under the Securities Exchange Act of 1934 ROUGE STEEL COMPANY _________________________________________ (Name of Issuer) Common Stock, $.01 Par Value _________________________________________ (Title of Class of Securities) 779099 10 _________________________________________ (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 4 Pages CUSIP NO. 779099 10 Page 2 of 4 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Worthington Industries, Inc. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) _____ (b) _____ 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware 5. SOLE VOTING POWER 5,999,600 6. SHARED VOTING POWER -0- 7. SOLE DISPOSITIVE POWER 5,999,600 8. SHARED DISPOSITIVE POWER -0- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,999,600 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 27.4% 12. TYPE OF REPORTING PERSON* CO CUSIP NO. 779099 10 Page 3 of 4 ITEM 1(A). NAME OF ISSUER Rouge Steel Company ITEM 1(B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES P. O. Box 1699, 3001 Miller Road, Dearborn, MI 48121-1699 ITEM 2(A). NAME OF PERSON FILING Worthington Industries, Inc. ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE 1205 Dearborn Drive, Columbus, OH 43085-4769 ITEM 2(C) CITIZENSHIP Delaware ITEM 2(D) TITLE OF CLASS OF SECURITIES Common Stock, $.01 par value ITEM 2(E) CUSIP 779099 10 ITEM 3. Not Applicable ITEM 4. OWNERSHIP. Ownership is based on 21,903,536 total outstanding shares of Common Stock at December 31, 1996 ITEM 4(A) AMOUNT BENEFICIALLY OWNED: 5,999,600 shares beneficially owned.(1) ITEM 4(B) PERCENT OF CLASS 27.4%(2) ITEM 4(C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) Sole power to vote or to direct the vote: 5,999,600 (see Footnote 1) (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 5,999,600 (see Footnote 1) ______________________ (1) Further divided into two classes: 422,000 shares of Class B Common Stock and 5,577,600 shares of Class A Common Stock. (2) This percentage is explained as 6% of the issued and outstanding shares of Class B Common Stock and 19.9% of Class A Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock (i) at any time in the discretion of the holder of such shares of Class B Common Stock or (ii) automatically upon the transfer of shares of Class B Common Stock to other than certain permitted transferees. CUSIP NO. 779099 10 Page 4 of 4 (iv) Shared power to dispose or to direct the disposition of: -0- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. WORTHINGTON INDUSTRIES, INC. DATED: February 14, 1997 By: /s/ Dale T. Brinkman _______________________________________ Dale T. Brinkman, Asst. Secretary -----END PRIVACY-ENHANCED MESSAGE-----