0001561894-19-000094.txt : 20190801
0001561894-19-000094.hdr.sgml : 20190801
20190801211247
ACCESSION NUMBER: 0001561894-19-000094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190730
FILED AS OF DATE: 20190801
DATE AS OF CHANGE: 20190801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAGOMARSINO SIMONE
CENTRAL INDEX KEY: 0001084960
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35877
FILM NUMBER: 19994242
MAIL ADDRESS:
STREET 1: 1500 ROSECRANS AVENUE, SUITE 300
CITY: MANHATTAN BEACH
STATE: CA
ZIP: 90266
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hannon Armstrong Sustainable Infrastructure Capital, Inc.
CENTRAL INDEX KEY: 0001561894
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 461347456
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1906 TOWNE CENTRE BLVD, SUITE 370
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
BUSINESS PHONE: (410) 571-9860
MAIL ADDRESS:
STREET 1: 1906 TOWNE CENTRE BLVD, SUITE 370
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
4
1
wf-form4_156470835114676.xml
FORM 4
X0306
4
2019-07-30
0
0001561894
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
HASI
0001084960
LAGOMARSINO SIMONE
1906 TOWNE CENTRE BLVD
SUITE 370
ANNAPOLIS
MD
21401
1
0
0
0
Common Stock
5000
I
Allan and Lagomarsino Revocable Trust
LTIP Units
2019-07-30
4
A
0
2385
0
A
Common stock, par value $0.01 per share
2385.0
2385
D
These shares of Common Stock are held the Allan and Lagomarsino Revocable Trust UAD 2/10/2017, as amended (the "Trust"), of which Ms. Lagomarison is the trustee. Ms. Lagomarsino possesses the voting and investment power with respect to the shares of Common Stock held by the Trust.
2,385 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 2,385 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and are scheduled to vest on August 15, 2020. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.
Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.
N/A
/s/ Simon Lagomarsino
2019-08-01