0001213900-23-072164.txt : 20230830
0001213900-23-072164.hdr.sgml : 20230830
20230830161520
ACCESSION NUMBER: 0001213900-23-072164
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230828
FILED AS OF DATE: 20230830
DATE AS OF CHANGE: 20230830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALON ZVI
CENTRAL INDEX KEY: 0001084951
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40710
FILM NUMBER: 231225421
MAIL ADDRESS:
STREET 1: 10725 NORTH DE ANZA BLVD
CITY: CUPERTINO
STATE: CA
ZIP: 95014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIGO ENERGY, INC.
CENTRAL INDEX KEY: 0001855447
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 655 CAMPBELL TECHNOLOGY PARKWAY
STREET 2: SUITE 150
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: (408) 402-0802
MAIL ADDRESS:
STREET 1: 655 CAMPBELL TECHNOLOGY PARKWAY
STREET 2: SUITE 150
CITY: CAMPBELL
STATE: CA
ZIP: 95008
FORMER COMPANY:
FORMER CONFORMED NAME: Roth CH Acquisition IV Co.
DATE OF NAME CHANGE: 20210406
4
1
ownership.xml
X0508
4
2023-08-28
0
0001855447
TIGO ENERGY, INC.
TYGO
0001084951
ALON ZVI
655 CAMPBELL TECHNOLOGY PKWY,
STE 150
CAMPBELL
CA
95008
1
1
1
0
Chief Executive Officer
0
Common Stock
2023-08-28
4
M
0
13300
0.2571
A
187213
D
Common Stock
2023-08-28
4
S
0
13300
11.35
D
173913
D
Common Stock
2023-08-29
4
M
0
7900
0.2571
A
181813
D
Common Stock
2023-08-29
4
S
0
7900
11.15
D
173913
D
Common Stock
1774826
I
By Revocable Trust
Common Stock
12689306
I
By Alon Ventures, LLC
Stock Option (right to buy)
0.2571
2023-08-28
4
M
0
13300
0.00
D
2023-10-31
Common Stock
13300
553376
D
Stock Option (right to buy)
0.2571
2023-08-29
4
M
0
7900
0.00
D
2023-10-31
Common Stock
7900
545476
D
Includes 173,913 shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. One-Third (1/3) of the RSUs shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the Grant Date, subject to continued service through each such vesting date.
Represents shares of Common Stock that were sold to satisfy the exercise price and tax withholding obligations due upon the exercise of a stock option that was to expire on October 31, 2023.
Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $10.89 to $11.60.
Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $10.95 to $11.57.
The stock option was immediately exercisable on April 14, 2014, which was the date of grant.
The reporting person undertakes to provide to Tigo Energy, Inc., any security holder of Tigo Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price, with respect to all transactions reported on this Form 4.
/s/ Bill Roeschlein, as attorney-in-fact
2023-08-30