0001213900-23-072164.txt : 20230830 0001213900-23-072164.hdr.sgml : 20230830 20230830161520 ACCESSION NUMBER: 0001213900-23-072164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230828 FILED AS OF DATE: 20230830 DATE AS OF CHANGE: 20230830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALON ZVI CENTRAL INDEX KEY: 0001084951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40710 FILM NUMBER: 231225421 MAIL ADDRESS: STREET 1: 10725 NORTH DE ANZA BLVD CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIGO ENERGY, INC. CENTRAL INDEX KEY: 0001855447 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 655 CAMPBELL TECHNOLOGY PARKWAY STREET 2: SUITE 150 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (408) 402-0802 MAIL ADDRESS: STREET 1: 655 CAMPBELL TECHNOLOGY PARKWAY STREET 2: SUITE 150 CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: Roth CH Acquisition IV Co. DATE OF NAME CHANGE: 20210406 4 1 ownership.xml X0508 4 2023-08-28 0 0001855447 TIGO ENERGY, INC. TYGO 0001084951 ALON ZVI 655 CAMPBELL TECHNOLOGY PKWY, STE 150 CAMPBELL CA 95008 1 1 1 0 Chief Executive Officer 0 Common Stock 2023-08-28 4 M 0 13300 0.2571 A 187213 D Common Stock 2023-08-28 4 S 0 13300 11.35 D 173913 D Common Stock 2023-08-29 4 M 0 7900 0.2571 A 181813 D Common Stock 2023-08-29 4 S 0 7900 11.15 D 173913 D Common Stock 1774826 I By Revocable Trust Common Stock 12689306 I By Alon Ventures, LLC Stock Option (right to buy) 0.2571 2023-08-28 4 M 0 13300 0.00 D 2023-10-31 Common Stock 13300 553376 D Stock Option (right to buy) 0.2571 2023-08-29 4 M 0 7900 0.00 D 2023-10-31 Common Stock 7900 545476 D Includes 173,913 shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. One-Third (1/3) of the RSUs shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the Grant Date, subject to continued service through each such vesting date. Represents shares of Common Stock that were sold to satisfy the exercise price and tax withholding obligations due upon the exercise of a stock option that was to expire on October 31, 2023. Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $10.89 to $11.60. Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $10.95 to $11.57. The stock option was immediately exercisable on April 14, 2014, which was the date of grant. The reporting person undertakes to provide to Tigo Energy, Inc., any security holder of Tigo Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price, with respect to all transactions reported on this Form 4. /s/ Bill Roeschlein, as attorney-in-fact 2023-08-30