0001213900-23-067734.txt : 20230815 0001213900-23-067734.hdr.sgml : 20230815 20230815155349 ACCESSION NUMBER: 0001213900-23-067734 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230811 FILED AS OF DATE: 20230815 DATE AS OF CHANGE: 20230815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALON ZVI CENTRAL INDEX KEY: 0001084951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40710 FILM NUMBER: 231174765 MAIL ADDRESS: STREET 1: 10725 NORTH DE ANZA BLVD CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIGO ENERGY, INC. CENTRAL INDEX KEY: 0001855447 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 655 CAMPBELL TECHNOLOGY PARKWAY STREET 2: SUITE 150 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (408) 402-0802 MAIL ADDRESS: STREET 1: 655 CAMPBELL TECHNOLOGY PARKWAY STREET 2: SUITE 150 CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: Roth CH Acquisition IV Co. DATE OF NAME CHANGE: 20210406 4 1 ownership.xml X0508 4 2023-08-11 0 0001855447 TIGO ENERGY, INC. TYGO 0001084951 ALON ZVI 655 CAMPBELL TECHNOLOGY PKWY, STE 150 CAMPBELL CA 95008 0 1 0 0 Chief Executive Officer 0 Common Stock 2023-08-11 4 A 0 173913 0.00 A 173913 D Common Stock 1774826 I By Revocable Trust Common Stock 12689306 I By Alon Ventures, LLC Stock Option (right to buy) 11.50 2023-08-11 4 A 0 271780 0.00 A 2033-08-10 Common Stock 271780 271780 D Represents shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. One-Third (1/3) of the RSUs shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the Grant Date, subject to continued service through each such vesting date. Stock option was granted under the Issuer's 2023 Incentive Plan. The option is scheduled to vest as to twenty-five percent (25%) of the shares subject to the stock option on August 11, 2023 and one forty-eighth (1/48th) of the shares subject to the option shall vest on the last day of each calendar month thereafter, subject to continued service through each such vesting date. /s/ Bill Roeschlein, as attorney-in-fact 2023-08-15