0001213900-23-043278.txt : 20230525
0001213900-23-043278.hdr.sgml : 20230525
20230525215823
ACCESSION NUMBER: 0001213900-23-043278
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230523
FILED AS OF DATE: 20230525
DATE AS OF CHANGE: 20230525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALON ZVI
CENTRAL INDEX KEY: 0001084951
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40710
FILM NUMBER: 23962833
MAIL ADDRESS:
STREET 1: 10725 NORTH DE ANZA BLVD
CITY: CUPERTINO
STATE: CA
ZIP: 95014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roth CH Acquisition IV Co.
CENTRAL INDEX KEY: 0001855447
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 9497205700
MAIL ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
4
1
ownership.xml
X0407
4
2023-05-23
0
0001855447
Roth CH Acquisition IV Co.
TYGO
0001084951
ALON ZVI
655 CAMPBELL TECHNOLOGY PKWY,
STE 150
CAMPBELL
CA
95008
1
1
1
0
CEO / Chairperson
0
Common Stock
2023-05-23
4
A
0
1774826
A
1774826
I
By Revocable Trust
Common Stock
2023-05-23
4
A
0
12689302
A
12689302
I
By Alon Ventures, LLC
Stock Option (Right to Buy)
0.26
2023-05-23
4
A
0
582694
A
2024-04-13
Common Stock
582694
582694
D
Stock Option (Right to Buy)
0.60
2023-05-23
4
A
0
101971
A
2025-05-12
Common Stock
101971
101971
D
Stock Option (Right to Buy)
0.56
2023-05-23
4
A
0
136933
A
2026-06-19
Common Stock
136933
136933
D
Stock Option (Right to Buy)
0.56
2023-05-23
4
A
0
82159
A
2027-08-16
Common Stock
82159
82159
D
Stock Option (Right to Buy)
0.64
2023-05-23
4
A
0
90375
A
2028-09-19
Common Stock
90375
90375
D
Stock Option (Right to Buy)
0.64
2023-05-23
4
A
0
99413
A
2029-09-11
Common Stock
99413
99413
D
Stock Option (Right to Buy)
0.75
2023-05-23
4
A
0
140001
A
2026-02-24
Common Stock
140001
140001
D
Stock Option (Right to Buy)
2.57
2023-05-23
4
A
0
123354
A
2032-06-22
Common Stock
123354
123354
D
Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each Legacy Tigo share of common stock was exchanged in the Merger for 0.233335 shares of Issuer common stock.
Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.
The stock options are immediately exercisable.
The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vested on 7/01/2020, and the remainder vest monthly through July 2023.
The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vested on 2/25/2022, and the remainder vest monthly through January 2025.
The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vest on 6/23/2023, and the remainder vest monthly thereafter through May 2026.
/s/ Bill Roeschlein, as attorney-in-fact
2023-05-25