0001213900-23-043278.txt : 20230525 0001213900-23-043278.hdr.sgml : 20230525 20230525215823 ACCESSION NUMBER: 0001213900-23-043278 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230523 FILED AS OF DATE: 20230525 DATE AS OF CHANGE: 20230525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALON ZVI CENTRAL INDEX KEY: 0001084951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40710 FILM NUMBER: 23962833 MAIL ADDRESS: STREET 1: 10725 NORTH DE ANZA BLVD CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roth CH Acquisition IV Co. CENTRAL INDEX KEY: 0001855447 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9497205700 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 ownership.xml X0407 4 2023-05-23 0 0001855447 Roth CH Acquisition IV Co. TYGO 0001084951 ALON ZVI 655 CAMPBELL TECHNOLOGY PKWY, STE 150 CAMPBELL CA 95008 1 1 1 0 CEO / Chairperson 0 Common Stock 2023-05-23 4 A 0 1774826 A 1774826 I By Revocable Trust Common Stock 2023-05-23 4 A 0 12689302 A 12689302 I By Alon Ventures, LLC Stock Option (Right to Buy) 0.26 2023-05-23 4 A 0 582694 A 2024-04-13 Common Stock 582694 582694 D Stock Option (Right to Buy) 0.60 2023-05-23 4 A 0 101971 A 2025-05-12 Common Stock 101971 101971 D Stock Option (Right to Buy) 0.56 2023-05-23 4 A 0 136933 A 2026-06-19 Common Stock 136933 136933 D Stock Option (Right to Buy) 0.56 2023-05-23 4 A 0 82159 A 2027-08-16 Common Stock 82159 82159 D Stock Option (Right to Buy) 0.64 2023-05-23 4 A 0 90375 A 2028-09-19 Common Stock 90375 90375 D Stock Option (Right to Buy) 0.64 2023-05-23 4 A 0 99413 A 2029-09-11 Common Stock 99413 99413 D Stock Option (Right to Buy) 0.75 2023-05-23 4 A 0 140001 A 2026-02-24 Common Stock 140001 140001 D Stock Option (Right to Buy) 2.57 2023-05-23 4 A 0 123354 A 2032-06-22 Common Stock 123354 123354 D Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each Legacy Tigo share of common stock was exchanged in the Merger for 0.233335 shares of Issuer common stock. Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer. The stock options are immediately exercisable. The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vested on 7/01/2020, and the remainder vest monthly through July 2023. The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vested on 2/25/2022, and the remainder vest monthly through January 2025. The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vest on 6/23/2023, and the remainder vest monthly thereafter through May 2026. /s/ Bill Roeschlein, as attorney-in-fact 2023-05-25