-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DfyvqCJwHzT9Uwio79eV6wBhJVUks5L3oTSeREyICEhKoS0uuKI5T49bPWV48FrV 9Hk14Um+Wjy48XVOcg1MRg== 0001211677-07-000001.txt : 20070723 0001211677-07-000001.hdr.sgml : 20070723 20070723091236 ACCESSION NUMBER: 0001211677-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070719 FILED AS OF DATE: 20070723 DATE AS OF CHANGE: 20070723 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JEFFERIES GROUP INC /DE/ CENTRAL INDEX KEY: 0001084580 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 954719745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-284-2550 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: JEF HOLDING CO INC DATE OF NAME CHANGE: 19990419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANDLER RICHARD B CENTRAL INDEX KEY: 0001211677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14947 FILM NUMBER: 07992747 BUSINESS ADDRESS: BUSINESS PHONE: 212-284-2316 MAIL ADDRESS: STREET 1: C/O JEFFERIES & COMPANY, INC. STREET 2: 520 MADISON AVE., 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-07-19 0 0001084580 JEFFERIES GROUP INC /DE/ JEF 0001211677 HANDLER RICHARD B C/O JEFFERIES & COMPANY, INC. 520 MADISON AVE., 12TH FLOOR NEW YORK NY 10022 1 1 0 0 CEO Common Stock 2007-07-19 4 P 0 326609 30.0699 A 11186965 D Common Stock 2007-07-19 4 M 0 800000 11.75 A 11986965 D Common Stock 2007-07-19 4 M 0 7460 12.1557 A 11994425 D Common Stock 2007-07-19 4 M 0 8464 10.598 A 12002889 D Common Stock 2007-07-19 4 M 0 9464 9.3761 A 12012353 D Common Stock 2007-07-19 4 M 0 8572 10.4547 A 12020925 D Common Stock 2007-07-19 4 F 0 326600 29.879 D 11694325 D Option - right to buy 11.75 2007-07-19 4 M 0 800000 0 D 2003-08-15 2007-08-15 Common Stock 800000 0 I Held by Reporting Person as Trustee Option - right to buy 12.1557 2007-07-19 4 M 0 7460 0 D 2004-12-31 2007-12-31 Common Stock 7460 0 D Option - right to buy 10.598 2007-07-19 4 M 0 8464 0 D 2004-12-31 2007-12-31 Common Stock 8464 0 D Option - right to buy 9.3761 2007-07-19 4 M 0 9464 0 D 2004-12-31 2007-12-31 Common Stock 9464 0 D Option - right to buy 10.4547 2007-07-19 4 M 0 8572 0 D 2004-12-31 2007-12-31 Common Stock 8572 0 D Weighted average price based on the following transactions: 500 at $29.54, 100 at $29.55, 3100 at $29.56, 300 at $29.57, 1800 at $29.60, 200 at $29.61, 300 at $29.62, 100 at $29.66, 100 at $29.70, 400 at $29.75, 200 at $29.76, 500 at $29.77, 200 at $29.78, 100 at $29.81, 200 at $29.84 ,1400 at $29.87, 2300 at $29.88, 2700 at $29.89, 4100 at $29.90, 2200 at $29.91, 600 at $29.92, 1700 at $29.93, 1200 at $29.94, 2100 at $29.95, 1100 at $29.96, 4300 at $29.97, 3900 at $29.98, 5100 at $29.99, 23100 at $30.00, 12700 at $30.01, 14000 at $30.02, 6100 at $30.03, 22100 at $30.04, 11400 at $30.05, 20000 at $30.06, 11900 at $30.07, 14700 at $30.08, 13000 at $30.09, 10500 at $30.10, 24109 at $30.11, 11900 at $30.12, 5300 at $30.13, 8000 at $30.14, 10800 at $30.15, 9800 at $30.16, 12400 at $30.17, 10200 at $30.18, 4300 at $30.19, 3300 at $30.20, 1200 at $30.21, 8400 at $30.22, 11700 at $30.23, 4900 at $30.24. Does not include 108,524 shares indirectly held by the Reporting Person by the Trustee of the Jefferies Group, Inc. Employees' Stock Ownership Plan for the benefit of the Reporting Person, and does not include 40 shares indirectly held by the Reporting Person as custodian for family accounts. Includes shares held by the Reporting Person as trustee for estate planning trusts. One-third of the options were exercisable on each of 8/15/2003, 8/15/2004 and 8/15/2005. /s/ Roland T. Kelly, by power of attorney 2007-07-23 -----END PRIVACY-ENHANCED MESSAGE-----