-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SG5WL/Z1a1vTVlsQtgGdCuyxo8bYEiNERH1K6gj4eB4iJhli/X0UvjzPNcOJIDpv 5FCXchV4UPbqgWnUBfB6MA== 0001211677-04-000003.txt : 20040122 0001211677-04-000003.hdr.sgml : 20040122 20040122171200 ACCESSION NUMBER: 0001211677-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040120 FILED AS OF DATE: 20040122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANDLER RICHARD B CENTRAL INDEX KEY: 0001211677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14947 FILM NUMBER: 04538345 MAIL ADDRESS: STREET 1: 520 MADISON AVE. STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JEFFERIES GROUP INC /DE/ CENTRAL INDEX KEY: 0001084580 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 954719745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-284-2550 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: JEF HOLDING CO INC DATE OF NAME CHANGE: 19990419 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-01-20 0 0001084580 JEFFERIES GROUP INC /DE/ JEF 0001211677 HANDLER RICHARD B C/O JEFFERIES & COMPANY, INC. 520 MADISON AVE., 12TH FLOOR NEW YORK NY 10022 1 1 0 0 Chief Executive Officer Common Stock 2004-01-20 4 A 0 62110 36.45 A 2622812 D Common Stock 2004-01-20 4 A 0 600000 0 A 3222812 D Acquisition of shares under the Jefferies Group, Inc. 2003 Incentive Compensation Plan in lieu of cash compensation in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934, as amended. Does not include 52,400 shares indirectly held by the Reporting Person by the Trustee of the Jefferies Group, Inc. Employees' Stock Ownership Plan for the benefit of the Reporting Person. Acquisition of shares under the Jefferies Group, Inc. 2003 Incentive Compensation Plan as part of the Reporting Person's 2003 and 2004 compensation for no cash consideration in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934, as amended. Does not include 52,400 shares indirectly held by the Reporting Person by the Trustee of the Jefferies Group, Inc. Employees' Stock Ownership Plan for the benefit of the Reporting Person /s/ Roland T. Kelly, by Power of Attorney 2004-01-22 -----END PRIVACY-ENHANCED MESSAGE-----