0001085146-21-000868.txt : 20210216
0001085146-21-000868.hdr.sgml : 20210216
20210216123602
ACCESSION NUMBER: 0001085146-21-000868
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
EFFECTIVENESS DATE: 20210216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Jefferies Group LLC
CENTRAL INDEX KEY: 0001084580
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 954719745
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10917
FILM NUMBER: 21635025
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: JEFFERIES LEGAL DEPT.
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-709-6409
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: JEFFERIES LEGAL DEPT.
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: JEFFERIES GROUP INC /DE/
DATE OF NAME CHANGE: 19990429
FORMER COMPANY:
FORMER CONFORMED NAME: JEF HOLDING CO INC
DATE OF NAME CHANGE: 19990419
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001084580
XXXXXXXX
12-31-2020
12-31-2020
false
Jefferies Group LLC
520 MADISON AVENUE
JEFFERIES LEGAL DEPT.
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10917
N
Leon Bijou
Associate General Counsel
212-336-1165
/s/ Leon Bijou
New York
NY
02-12-2021
4
1444
11096660
false
1
0001265287
028-13184
JEFFERIES LLC
2
0001697634
028-17885
Leucadia Investment Management Ltd
4
0001492224
028-13965
Jefferies Investment Advisers, LLC
5
0001681904
028-17499
Jefferies Financial Products, LLC
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
2U INC
COM
90214J101
416
10400
SH
DFND
1
10400
0
0
3M CO
COM
88579Y101
1445
8267
SH
DFND
1 4
8267
0
0
8X8 INC NEW
COM
282914100
1840
53378
SH
DFND
5
53378
0
0
8X8 INC NEW
COM
282914100
1034
30000
SH
Put
DFND
1
30000
0
0
8X8 INC NEW
NOTE 0.500% 2/0
282914AB6
1578
1078000
PRN
DFND
1
1078000
0
0
ABBOTT LABS
COM
002824100
1508
13772
SH
DFND
1 4
13772
0
0
ABBOTT LABS
COM
002824100
1095
10000
SH
Put
DFND
1
10000
0
0
ABBVIE INC
COM
00287Y109
178
1661
SH
DFND
1 4
1661
0
0
ABBVIE INC
COM
00287Y109
161
1500
SH
Put
DFND
1
1500
0
0
ABIOMED INC
COM
003654100
8695
26820
SH
DFND
5
26820
0
0
ACADEMY SPORTS & OUTDOORS IN
COM
00402L107
1099
53000
SH
DFND
1
53000
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
1378
25769
SH
DFND
1
25769
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
2759
51600
SH
Put
DFND
1
51600
0
0
ACAMAR PARTNERS ACQSITION CO
CL A
004285102
3099
276700
SH
DFND
1
276700
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
244
933
SH
DFND
1 4
933
0
0
ACCOLADE INC
COM
00437E102
305
7000
SH
DFND
1
7000
0
0
ACON S2 ACQUISITION CORP
CL SHS
G00748106
298
29599
SH
DFND
1
29599
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
5709
61481
SH
DFND
1 4
61481
0
0
ACUITY BRANDS INC
COM
00508Y102
259
2141
SH
DFND
1
2141
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
441
2800
SH
DFND
1
2800
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
13115
143000
SH
DFND
1 5
143000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
14032
153000
SH
Call
DFND
1
153000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
4430
48300
SH
Put
DFND
1
48300
0
0
AECOM
COM
00766T100
3248
65256
SH
DFND
1
65256
0
0
AECOM
COM
00766T100
1867
37500
SH
Call
DFND
1
37500
0
0
AEROJET ROCKETDYNE HLDGS INC
NOTE 2.250%12/1
007800AB1
95
46000
PRN
DFND
1
46000
0
0
AES CORP
COM
00130H105
2745
116824
SH
DFND
4
116824
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
7987
67405
SH
DFND
1 5
67405
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
6470
54600
SH
Put
DFND
1
54600
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
352
8132
SH
DFND
1
8132
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
3033
70000
SH
Put
DFND
1
70000
0
0
AIR PRODS & CHEMS INC
COM
009158106
6065
22200
SH
DFND
4 5
22200
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
5022
47831
SH
DFND
1 5
47831
0
0
ALBEMARLE CORP
COM
012653101
3636
24650
SH
DFND
1
24650
0
0
ALBERTSONS COS INC
COMMON STOCK
013091103
1011
57500
SH
DFND
1
57500
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
13404
85788
SH
DFND
1 5
85788
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
13989
60110
SH
DFND
1 5
60110
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
200264
860000
SH
Call
DFND
5
860000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
260029
1117300
SH
Put
DFND
5
1117300
0
0
ALIGN TECHNOLOGY INC
COM
016255101
1336
2500
SH
DFND
5
2500
0
0
ALLAKOS INC
COM
01671P100
3220
23000
SH
DFND
5
23000
0
0
ALLAKOS INC
COM
01671P100
5152
36800
SH
Call
DFND
1
36800
0
0
ALLAKOS INC
COM
01671P100
84
600
SH
Put
DFND
1
600
0
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
8132
484907
SH
DFND
1 5
484907
0
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
10486
625300
SH
Call
DFND
1
625300
0
0
ALLOVIR INC
COM
019818103
630
16400
SH
DFND
1
16400
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
COM
01988P108
2166
150000
SH
Put
DFND
1
150000
0
0
ALLSTATE CORP
COM
020002101
2160
19653
SH
DFND
1 4 5
19653
0
0
ALLSTATE CORP
COM
020002101
3353
30500
SH
Call
DFND
1
30500
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
2431
18704
SH
DFND
1
18704
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
1872
14400
SH
Call
DFND
1
14400
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
3938
30300
SH
Put
DFND
1
30300
0
0
ALPHABET INC
CAP STK CL A
02079K305
4261
2431
SH
DFND
1 4 5
2431
0
0
ALPHABET INC
CAP STK CL C
02079K107
9527
5438
SH
DFND
1 4 5
5438
0
0
ALPS ETF TR
ALERIAN MLP
00162Q452
224
8714
SH
DFND
4
8714
0
0
ALTERYX INC
COM CL A
02156B103
9983
81968
SH
DFND
1 5
81968
0
0
ALTERYX INC
COM CL A
02156B103
21520
176700
SH
Call
DFND
1
176700
0
0
ALTERYX INC
COM CL A
02156B103
1096
9000
SH
Put
DFND
1
9000
0
0
ALTICE USA INC
CL A
02156K103
14940
394500
SH
DFND
4
394500
0
0
ALTICE USA INC
CL A
02156K103
1136
30000
SH
Put
DFND
1
30000
0
0
ALTRIA GROUP INC
COM
02209S103
1137
27744
SH
DFND
1 4
27744
0
0
ALUSSA ENERGY ACQUISITION CO
SHS CL A
G0232J101
665
66126
SH
DFND
1
66126
0
0
ALX ONCOLOGY HLDGS INC
COM
00166B105
345
4000
SH
DFND
1
4000
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
181
37000
SH
DFND
5
37000
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
1665
340400
SH
Call
DFND
1
340400
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
184
37700
SH
Put
DFND
1
37700
0
0
AMAZON COM INC
COM
023135106
6686
2053
SH
DFND
1 4 5
2053
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
246
16000
SH
DFND
1
16000
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
554
36000
SH
Put
DFND
1
36000
0
0
AMBARELLA INC
SHS
G037AX101
759
8271
SH
DFND
1 5
8271
0
0
AMBARELLA INC
SHS
G037AX101
4802
52300
SH
Call
DFND
1
52300
0
0
AMC NETWORKS INC
CL A
00164V103
183
5122
SH
DFND
1 5
5122
0
0
AMC NETWORKS INC
CL A
00164V103
268
7500
SH
Call
DFND
1
7500
0
0
AMCOR PLC
ORD
G0250X107
121
10271
SH
DFND
1
10271
0
0
AMEDISYS INC
COM
023436108
2053
7000
SH
DFND
5
7000
0
0
AMEDISYS INC
COM
023436108
9152
31200
SH
Call
DFND
1
31200
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
233
14785
SH
DFND
1
14785
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
8200
520000
SH
Call
DFND
1
520000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
18801
1192200
SH
Put
DFND
1
1192200
0
0
AMERICAN AIRLS GROUP INC
NOTE 6.500% 7/0
02376RAF9
30625
24232000
PRN
DFND
1
24232000
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
25
3000
SH
DFND
1
3000
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
626
75000
SH
Put
DFND
1
75000
0
0
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
207
10300
SH
DFND
1
10300
0
0
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
4660
232200
SH
Call
DFND
1
232200
0
0
AMERICAN EXPRESS CO
COM
025816109
3931
32508
SH
DFND
1 4 5
32508
0
0
AMERICAN EXPRESS CO
COM
025816109
133
1100
SH
Call
DFND
1
1100
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
2792
18192
SH
DFND
4
18192
0
0
AMERIS BANCORP
COM
03076K108
2533
66536
SH
DFND
1 5
66536
0
0
AMERIS BANCORP
COM
03076K108
3046
80000
SH
Call
DFND
1
80000
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
3178
32509
SH
DFND
1
32509
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
7811
79900
SH
Call
DFND
1
79900
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
1466
15000
SH
Put
DFND
1
15000
0
0
AMGEN INC
COM
031162100
25517
110980
SH
DFND
1 5
110980
0
0
AMGEN INC
COM
031162100
2483
10800
SH
Call
DFND
1
10800
0
0
AMGEN INC
COM
031162100
4024
17500
SH
Put
DFND
1
17500
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
439
19000
SH
DFND
5
19000
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
1051
45500
SH
Call
DFND
1
45500
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
903
39100
SH
Put
DFND
1
39100
0
0
AMPHENOL CORP NEW
CL A
032095101
2826
21608
SH
DFND
1 5
21608
0
0
ANALOG DEVICES INC
COM
032654105
9209
62337
SH
DFND
1 4 5
62337
0
0
ANAPTYSBIO INC
COM
032724106
235
10951
SH
DFND
1
10951
0
0
ANAPTYSBIO INC
COM
032724106
499
23200
SH
Put
DFND
1
23200
0
0
ANGI HOMESERVICES INC
COM CL A
00183L102
910
69000
SH
DFND
1
69000
0
0
ANGI HOMESERVICES INC
COM CL A
00183L102
330
25000
SH
Call
DFND
1
25000
0
0
ANGI HOMESERVICES INC
COM CL A
00183L102
330
25000
SH
Put
DFND
1
25000
0
0
ANTARES PHARMA INC
COM
036642106
539
135000
SH
DFND
1
135000
0
0
ANTERO RESOURCES CORP
COM
03674X106
2155
395362
SH
DFND
4
395362
0
0
ANTHEM INC
COM
036752103
20263
63106
SH
DFND
1
63106
0
0
ANTHEM INC
COM
036752103
2569
8000
SH
Call
DFND
1
8000
0
0
ANTHEM INC
COM
036752103
2087
6500
SH
Put
DFND
1
6500
0
0
AON PLC
SHS CL A
G0403H108
11459
54240
SH
DFND
1 4 5
54240
0
0
APACHE CORP
COM
037411105
2838
200000
SH
DFND
1
200000
0
0
APACHE CORP
COM
037411105
1332
93900
SH
Call
DFND
1
93900
0
0
APACHE CORP
COM
037411105
2838
200000
SH
Put
DFND
1
200000
0
0
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
637
13000
SH
DFND
5
13000
0
0
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
7837
160000
SH
Put
DFND
1
160000
0
0
APOLLO STRATEGIC GROWTH CAPT
SHS CL A
G0411R106
4284
411488
SH
DFND
1
411488
0
0
APPLE INC
COM
037833100
15168
114309
SH
DFND
1 4 5
114309
0
0
APPLE INC
COM
037833100
38414
289500
SH
Call
DFND
1
289500
0
0
APPLE INC
COM
037833100
32562
245400
SH
Put
DFND
1
245400
0
0
APTIV PLC
SHS
G6095L109
1885
14466
SH
DFND
1 4
14466
0
0
ARAMARK
COM
03852U106
497
12919
SH
DFND
1
12919
0
0
ARCH RESOURCES INC
CL A
03940R107
1093
24982
SH
DFND
1 5
24982
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
479
9500
SH
DFND
5
9500
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
1159
23000
SH
Call
DFND
1
23000
0
0
ARCLIGHT CLEAN TRANSITION CO
CL A
G04561109
977
88143
SH
DFND
1
88143
0
0
ARCLIGHT CLEAN TRANSITION CO
UNIT 09/21/2025
G04561117
332
27900
SH
DFND
1
27900
0
0
ARCTURUS THERAPEUTICS HLDGS
COM
03969T109
133
3076
SH
DFND
1
3076
0
0
ARCTURUS THERAPEUTICS HLDGS
COM
03969T109
781
18000
SH
Call
DFND
1
18000
0
0
ARCTURUS THERAPEUTICS HLDGS
COM
03969T109
304
7000
SH
Put
DFND
1
7000
0
0
ARES CAPITAL CORP
COM
04010L103
1925
113964
SH
DFND
4
113964
0
0
ARGO GROUP INTL HLDGS LTD
COM
G0464B107
38438
879598
SH
DFND
1 5
879598
0
0
ARLO TECHNOLOGIES INC
COM
04206A101
244
31300
SH
Call
DFND
1
31300
0
0
ARMSTRONG WORLD INDS INC
COM
04247X102
375
5035
SH
DFND
1 4
5035
0
0
ARTIUS ACQUISITION INC
COM CL A
04316G105
8423
792395
SH
DFND
1
792395
0
0
ASCENDANT DIGITAL ACQUISITIO
COM CL A
G05155109
382
37200
SH
DFND
1
37200
0
0
ASHLAND GLOBAL HLDGS INC
COM
044186104
9921
125261
SH
DFND
4
125261
0
0
ASSURANT INC
COM
04621X108
2629
19300
SH
DFND
5
19300
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
2855
57104
SH
DFND
1
57104
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
1250
25000
SH
Put
DFND
1
25000
0
0
AT HOME GROUP INC
COM
04650Y100
1214
78500
SH
DFND
1
78500
0
0
AT&T INC
COM
00206R102
1722
59887
SH
DFND
1 4 5
59887
0
0
AT&T INC
COM
00206R102
5246
182400
SH
Call
DFND
1
182400
0
0
AT&T INC
COM
00206R102
288
10000
SH
Put
DFND
1
10000
0
0
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
5064
133344
SH
DFND
4
133344
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
5530
31382
SH
DFND
1
31382
0
0
AVALONBAY CMNTYS INC
COM
053484101
714
4450
SH
DFND
1
4450
0
0
AVANTOR INC
COM
05352A100
1408
50000
SH
DFND
1
50000
0
0
AVAYA HLDGS CORP
COM
05351X101
1888
98606
SH
DFND
1 5
98606
0
0
AVAYA HLDGS CORP
COM
05351X101
1930
100800
SH
Call
DFND
1
100800
0
0
AVAYA HLDGS CORP
COM
05351X101
287
15000
SH
Put
DFND
1
15000
0
0
AVERY DENNISON CORP
COM
053611109
1287
8300
SH
DFND
1 5
8300
0
0
AVIS BUDGET GROUP
COM
053774105
102731
2754182
SH
DFND
5
2754182
0
0
AXALTA COATING SYS LTD
COM
G0750C108
1085
38000
SH
DFND
5
38000
0
0
AXALTA COATING SYS LTD
COM
G0750C108
1428
50000
SH
Call
DFND
1
50000
0
0
AZURE PWR GLOBAL LTD
SHS
V0393H103
5483
134480
SH
DFND
4
134480
0
0
BALL CORP
COM
058498106
219
2354
SH
DFND
1
2354
0
0
BALL CORP
COM
058498106
2097
22500
SH
Put
DFND
1
22500
0
0
BANCFIRST CORP
COM
05945F103
237
4034
SH
DFND
1
4034
0
0
BANDWIDTH INC
COM CL A
05988J103
5398
35130
SH
DFND
1 5
35130
0
0
BAOZUN INC
SPONSORED ADR
06684L103
165
4789
SH
DFND
1
4789
0
0
BAOZUN INC
SPONSORED ADR
06684L103
7317
213000
SH
Call
DFND
1
213000
0
0
BARCLAYS BANK PLC
IPTH SR B S&P
06746P621
907
54000
SH
DFND
1
54000
0
0
BARCLAYS BANK PLC
IPTH SR B S&P
06746P621
252
15000
SH
Call
DFND
1
15000
0
0
BARRICK GOLD CORP
COM
067901108
1614
70835
SH
DFND
1 4
70835
0
0
BARRICK GOLD CORP
COM
067901108
2791
122500
SH
Put
DFND
1
122500
0
0
BATTALION OIL CORP
COM
07134L107
4150
500000
SH
DFND
5
500000
0
0
BAUSCH HEALTH COS INC
COM
071734107
539
25916
SH
DFND
1 5
25916
0
0
BAUSCH HEALTH COS INC
COM
071734107
1456
70000
SH
Call
DFND
1
70000
0
0
BAUSCH HEALTH COS INC
COM
071734107
4722
227000
SH
Put
DFND
1
227000
0
0
BAXTER INTL INC
COM
071813109
1116
13912
SH
DFND
1
13912
0
0
BAXTER INTL INC
COM
071813109
273
3400
SH
Call
DFND
1
3400
0
0
BECTON DICKINSON & CO
COM
075887109
4974
19879
SH
DFND
1 4 5
19879
0
0
BECTON DICKINSON & CO
COM
075887109
11260
45000
SH
Call
DFND
1
45000
0
0
BECTON DICKINSON & CO
COM
075887109
8282
33100
SH
Put
DFND
1
33100
0
0
BED BATH & BEYOND INC
COM
075896100
260
14650
SH
DFND
1
14650
0
0
BED BATH & BEYOND INC
COM
075896100
7013
394900
SH
Call
DFND
1
394900
0
0
BED BATH & BEYOND INC
COM
075896100
2913
164000
SH
Put
DFND
1
164000
0
0
BELLUS HEALTH INC NEW
COM NEW
07987C204
413
135091
SH
DFND
1
135091
0
0
BENCHMARK ELECTRS INC
COM
08160H101
271
10042
SH
DFND
1
10042
0
0
BENEFITFOCUS INC
COM
08180D106
354
24476
SH
DFND
1
24476
0
0
BENEFITFOCUS INC
COM
08180D106
1448
100000
SH
Put
DFND
1
100000
0
0
BENEFITFOCUS INC
NOTE 1.250%12/1
08180DAB2
8298
9328000
PRN
DFND
1
9328000
0
0
BERKELEY LTS INC
COM
084310101
688
7700
SH
DFND
1
7700
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1408
6073
SH
DFND
1 4
6073
0
0
BEYOND MEAT INC
COM
08862E109
4654
37232
SH
DFND
1 4
37232
0
0
BIGCOMMERCE HLDGS INC
COM SER 1
08975P108
343
5350
SH
DFND
1 4
5350
0
0
BILIBILI INC
SPONS ADS REP Z
090040106
823
9600
SH
DFND
1 5
9600
0
0
BILIBILI INC
SPONS ADS REP Z
090040106
10989
128200
SH
Call
DFND
1
128200
0
0
BILIBILI INC
SPONS ADS REP Z
090040106
22502
262500
SH
Put
DFND
1
262500
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
210
50000
SH
DFND
5
50000
0
0
BIOGEN INC
COM
09062X103
894
3652
SH
DFND
1
3652
0
0
BIOGEN INC
COM
09062X103
5705
23300
SH
Call
DFND
1
23300
0
0
BIOGEN INC
COM
09062X103
4163
17000
SH
Put
DFND
1
17000
0
0
BIOHAVEN PHARMACTL HLDG CO L
COM
G11196105
1593
18582
SH
DFND
1
18582
0
0
BIOHAVEN PHARMACTL HLDG CO L
COM
G11196105
3326
38800
SH
Call
DFND
1
38800
0
0
BIOHAVEN PHARMACTL HLDG CO L
COM
G11196105
2400
28000
SH
Put
DFND
1
28000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
2113
24093
SH
DFND
1
24093
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
3946
45000
SH
Call
DFND
1
45000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
2175
24800
SH
Put
DFND
1
24800
0
0
BK OF AMERICA CORP
COM
060505104
1976
65198
SH
DFND
1 4 5
65198
0
0
BK OF AMERICA CORP
COM
060505104
6062
200000
SH
Put
DFND
1
200000
0
0
BLACKROCK CR ALLOCATION INCO
COM
092508100
2131
144847
SH
DFND
4
144847
0
0
BLACKROCK LTD DURATION INC T
COM SHS
09249W101
2326
146090
SH
DFND
4
146090
0
0
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
3806
141163
SH
DFND
4
141163
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
501
7723
SH
DFND
1 4 5
7723
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
5509
85000
SH
Put
DFND
1
85000
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
551
20000
SH
DFND
5
20000
0
0
BLOOM ENERGY CORP
COM CL A
093712107
459
16000
SH
DFND
5
16000
0
0
BLOOM ENERGY CORP
COM CL A
093712107
545
19000
SH
Call
DFND
1
19000
0
0
BLOOMIN BRANDS INC
COM
094235108
4635
238654
SH
DFND
1
238654
0
0
BLOOMIN BRANDS INC
COM
094235108
4855
250000
SH
Put
DFND
1
250000
0
0
BLUEBIRD BIO INC
COM
09609G100
4323
99900
SH
Call
DFND
1
99900
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
1570
14000
SH
DFND
5
14000
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
5237
46700
SH
Call
DFND
1
46700
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
2815
25100
SH
Put
DFND
1
25100
0
0
BOEING CO
COM
097023105
351
1638
SH
DFND
1 4
1638
0
0
BOINGO WIRELESS INC
COM
09739C102
221
17365
SH
DFND
1
17365
0
0
BOINGO WIRELESS INC
NOTE 1.000%10/0
09739CAB8
254
276000
PRN
DFND
1
276000
0
0
BORGWARNER INC
COM
099724106
1352
35000
SH
DFND
5
35000
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
719
20005
SH
DFND
1 4
20005
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
252
7000
SH
Call
DFND
1
7000
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
719
20000
SH
Put
DFND
1
20000
0
0
BOWX ACQUISITION CORP
CL A
103085106
513
50000
SH
DFND
1
50000
0
0
BOWX ACQUISITION CORP
UNIT 08/03/2025
103085205
214
20000
SH
DFND
1
20000
0
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
256
1477
SH
DFND
1
1477
0
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
1730
10000
SH
Put
DFND
1
10000
0
0
BRINKER INTL INC
COM
109641100
113
2000
SH
DFND
5
2000
0
0
BRINKER INTL INC
COM
109641100
1131
20000
SH
Call
DFND
1
20000
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
856
13803
SH
DFND
1 4
13803
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
1092
17600
SH
Put
DFND
1
17600
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
150
4000
SH
DFND
5
4000
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
487
13000
SH
Call
DFND
1
13000
0
0
BROADSTONE ACQUISITION CORP
UNIT 99/99/9999
G1739V118
488
46510
SH
DFND
1
46510
0
0
BROOKFIELD PPTY REIT INC
CL A
11282X103
571
38200
SH
DFND
1
38200
0
0
BROWN FORMAN CORP
CL B
115637209
1293
16278
SH
DFND
1 4 5
16278
0
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
1510
37000
SH
DFND
5
37000
0
0
BURGUNDY TECHNOLOGY ACQU COR
CL A
G1702T116
678
65100
SH
DFND
1
65100
0
0
BURLINGTON STORES INC
COM
122017106
1114
4260
SH
DFND
1
4260
0
0
BURNING ROCK BIOTECH LTD
SPONSORED ADS
12233L107
231
10000
SH
DFND
1
10000
0
0
C4 THERAPEUTICS INC
COM STK
12529R107
382
11530
SH
DFND
1
11530
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
8451
113781
SH
DFND
1 5
113781
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
13443
181000
SH
Call
DFND
1
181000
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
5645
76000
SH
Put
DFND
1
76000
0
0
CALAMP CORP
NOTE 2.000% 8/0
128126AD1
58
65000
PRN
DFND
1
65000
0
0
CALLAWAY GOLF CO
COM
131193104
600
25000
SH
DFND
5
25000
0
0
CALLAWAY GOLF CO
COM
131193104
2809
117000
SH
Call
DFND
1
117000
0
0
CANADIAN NAT RES LTD
COM
136385101
13761
573315
SH
DFND
4
573315
0
0
CANADIAN SOLAR INC
COM
136635109
7982
155771
SH
DFND
4
155771
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
4032
96000
SH
DFND
5
96000
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
4452
106000
SH
Call
DFND
1
106000
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
1331
31700
SH
Put
DFND
1
31700
0
0
CARDINAL HEALTH INC
COM
14149Y108
1613
30115
SH
DFND
1
30115
0
0
CARLYLE GROUP INC
COM
14316J108
314
10000
SH
DFND
4
10000
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
6673
308100
SH
DFND
1 4 5
308100
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
10613
490000
SH
Call
DFND
1
490000
0
0
CARRIER GLOBAL CORPORATION
COM
14448C104
1647
43658
SH
DFND
1 4 5
43658
0
0
CARRIER GLOBAL CORPORATION
COM
14448C104
5850
155100
SH
Call
DFND
1
155100
0
0
CARS COM INC
COM
14575E105
226
20000
SH
DFND
1
20000
0
0
CARS COM INC
COM
14575E105
45
4000
SH
Call
DFND
1
4000
0
0
CARS COM INC
COM
14575E105
791
70000
SH
Put
DFND
1
70000
0
0
CARVANA CO
CL A
146869102
6827
28500
SH
DFND
5
28500
0
0
CARVANA CO
CL A
146869102
18732
78200
SH
Call
DFND
1
78200
0
0
CARVANA CO
CL A
146869102
4671
19500
SH
Put
DFND
1
19500
0
0
CASEYS GEN STORES INC
COM
147528103
223
1247
SH
DFND
4
1247
0
0
CASSAVA SCIENCES INC
COM
14817C107
853
125000
SH
DFND
4
125000
0
0
CATALENT INC
COM
148806102
2604
25021
SH
DFND
1
25021
0
0
CATERPILLAR INC
COM
149123101
15
80
SH
DFND
4
80
0
0
CATERPILLAR INC
COM
149123101
2275
12500
SH
Put
DFND
1
12500
0
0
CBOE GLOBAL MKTS INC
COM
12503M108
559
6000
SH
DFND
1
6000
0
0
CBRE GROUP INC
CL A
12504L109
1613
25712
SH
DFND
1 5
25712
0
0
CBRE GROUP INC
CL A
12504L109
4629
73800
SH
Call
DFND
1
73800
0
0
CC NEUBERGER PRIN HLDGS II
SHS CL A
G3166T103
260
25000
SH
DFND
1
25000
0
0
CC NEUBERGER PRIN HLDGS II
UNIT 99/99/9999
G3166T129
226
22728
SH
DFND
1
22728
0
0
CC NEUBERGER PRINCIPAL HLDNG
COM
G1992Y114
1084
100000
SH
DFND
1
100000
0
0
CENTENE CORP DEL
COM
15135B101
2946
49074
SH
DFND
1 4
49074
0
0
CENTENE CORP DEL
COM
15135B101
1801
30000
SH
Call
DFND
1
30000
0
0
CENTENE CORP DEL
COM
15135B101
9137
152200
SH
Put
DFND
1
152200
0
0
CENTENNIAL RESOURCE DEV INC
CL A
15136A102
1854
1235700
SH
Call
DFND
1
1235700
0
0
CENTERPOINT ENERGY INC
COM
15189T107
383
17700
SH
DFND
1
17700
0
0
CERNER CORP
COM
156782104
1076
13706
SH
DFND
1
13706
0
0
CHARLES RIV LABS INTL INC
COM
159864107
2768
11080
SH
DFND
1
11080
0
0
CHARLES RIV LABS INTL INC
COM
159864107
6247
25000
SH
Put
DFND
1
25000
0
0
CHEFS WHSE INC
COM
163086101
13
506
SH
DFND
1
506
0
0
CHEFS WHSE INC
COM
163086101
3854
150000
SH
Call
DFND
1
150000
0
0
CHEFS WHSE INC
COM
163086101
6679
260000
SH
Put
DFND
1
260000
0
0
CHEFS WHSE INC
NOTE 1.875%12/0
163086AB7
14471
15035000
PRN
DFND
1
15035000
0
0
CHEGG INC
COM
163092109
2030
22473
SH
DFND
1 5
22473
0
0
CHEGG INC
COM
163092109
1852
20500
SH
Call
DFND
1
20500
0
0
CHEGG INC
COM
163092109
3613
40000
SH
Put
DFND
1
40000
0
0
CHEGG INC
NOTE 0.125% 3/1
163092AD1
603
333000
PRN
DFND
1
333000
0
0
CHEVRON CORP NEW
COM
166764100
9804
116092
SH
DFND
1 4
116092
0
0
CHEVRON CORP NEW
COM
166764100
14525
172000
SH
Put
DFND
1
172000
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
2063
1488
SH
DFND
1 4 5
1488
0
0
CHP MERGER CORP
COM CL A
12558Y106
429
41850
SH
DFND
1
41850
0
0
CHURCH & DWIGHT INC
COM
171340102
1630
18681
SH
DFND
1
18681
0
0
CHURCHILL CAPITAL CORP IV
CL A
171439102
1001
100000
SH
DFND
1
100000
0
0
CIGNA CORP NEW
COM
125523100
2726
13095
SH
DFND
4 5
13095
0
0
CIGNA CORP NEW
COM
125523100
5392
25900
SH
Call
DFND
1
25900
0
0
CIGNA CORP NEW
COM
125523100
6558
31500
SH
Put
DFND
1
31500
0
0
CIMAREX ENERGY CO
COM
171798101
6970
185812
SH
DFND
4 5
185812
0
0
CIMAREX ENERGY CO
COM
171798101
5627
150000
SH
Call
DFND
1
150000
0
0
CINTAS CORP
COM
172908105
2686
7600
SH
DFND
1
7600
0
0
CISCO SYS INC
COM
17275R102
8446
188748
SH
DFND
1 4 5
188748
0
0
CISCO SYS INC
COM
17275R102
15081
337000
SH
Call
DFND
1
337000
0
0
CIT GROUP INC
COM NEW
125581801
16317
454512
SH
DFND
4
454512
0
0
CITIGROUP INC
COM NEW
172967424
3277
53139
SH
DFND
1 4 5
53139
0
0
CITY HLDG CO
COM
177835105
489
7038
SH
DFND
1
7038
0
0
CLEARWAY ENERGY INC
CL A
18539C105
5271
178382
SH
DFND
4
178382
0
0
CLEVELAND-CLIFFS INC NEW
COM
185899101
17152
1178000
SH
DFND
5
1178000
0
0
CLEVELAND-CLIFFS INC NEW
COM
185899101
20821
1430000
SH
Call
DFND
1
1430000
0
0
CLEVELAND-CLIFFS INC NEW
COM
185899101
42225
2900100
SH
Put
DFND
1
2900100
0
0
CLIMATE CHANGE CRISIS REAL I
CL A COM
18716C100
1199
111949
SH
DFND
1
111949
0
0
CLOROX CO DEL
COM
189054109
4706
23306
SH
DFND
1 5
23306
0
0
CLOUDFLARE INC
CL A COM
18915M107
2281
30018
SH
DFND
1 5
30018
0
0
CLOUDFLARE INC
CL A COM
18915M107
4939
65000
SH
Call
DFND
1
65000
0
0
CLOUDFLARE INC
CL A COM
18915M107
1140
15000
SH
Put
DFND
1
15000
0
0
CLOVIS ONCOLOGY INC
COM
189464100
2
426
SH
DFND
1
426
0
0
CLOVIS ONCOLOGY INC
COM
189464100
54
11200
SH
Call
DFND
1
11200
0
0
CLOVIS ONCOLOGY INC
COM
189464100
128
26600
SH
Put
DFND
1
26600
0
0
CM LIFE SCIENCES INC
COM CL A
18978W109
1592
144244
SH
DFND
1
144244
0
0
CM LIFE SCIENCES INC
UNIT 09/01/2025
18978W208
726
62556
SH
DFND
1
62556
0
0
CMC MATERIALS INC
COM
12571T100
5129
33900
SH
DFND
1
33900
0
0
CME GROUP INC
COM
12572Q105
1165
6402
SH
DFND
1 4
6402
0
0
CMS ENERGY CORP
COM
125896100
483
7919
SH
DFND
1 5
7919
0
0
CNX RES CORP
COM
12653C108
1647
152500
SH
DFND
5
152500
0
0
CNX RES CORP
COM
12653C108
2538
235000
SH
Call
DFND
1
235000
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
58134
1166654
SH
DFND
1 4
1166654
0
0
COHN ROBBINS HOLDINGS CORP
COM CL A
G23726105
4597
441601
SH
DFND
1
441601
0
0
COLLEGIUM PHARMACEUTICAL INC
COM
19459J104
52
2573
SH
DFND
1
2573
0
0
COLLEGIUM PHARMACEUTICAL INC
COM
19459J104
250
12500
SH
Call
DFND
1
12500
0
0
COLLEGIUM PHARMACEUTICAL INC
NOTE 2.625% 2/1
19459JAA2
2913
2948000
PRN
DFND
1
2948000
0
0
COLONY CAP INC NEW
CL A COM
19626G108
5712
1187500
SH
DFND
5
1187500
0
0
COLONY CAP INC NEW
CL A COM
19626G108
6902
1434900
SH
Call
DFND
1
1434900
0
0
COLONY CAP INC NEW
CL A COM
19626G108
481
100000
SH
Put
DFND
1
100000
0
0
COLONY STARWOOD HOMES
NOTE 3.500% 1/1
19625XAB8
72
54000
PRN
DFND
1
54000
0
0
COLUMBIA ETF TR I
MULTI SEC MUNI
19761L607
333
14854
SH
DFND
4
14854
0
0
COMCAST CORP NEW
CL A
20030N101
1094
20887
SH
DFND
1 4
20887
0
0
COMCAST CORP NEW
CL A
20030N101
6492
123900
SH
Call
DFND
1
123900
0
0
COMCAST CORP NEW
CL A
20030N101
31199
595400
SH
Put
DFND
1
595400
0
0
COMMERCE BANCSHARES INC
COM
200525103
222
3383
SH
DFND
1
3383
0
0
COMPASS PATHWAYS PLC
SPONSORED ADS
20451W101
26404
554248
SH
DFND
4
554248
0
0
COMSCORE INC
COM
20564W105
4784
1921241
SH
DFND
5
1921241
0
0
COMSTOCK RES INC
COM
205768302
1233
282091
SH
DFND
1
282091
0
0
COMSTOCK RES INC
COM
205768302
2786
637500
SH
Put
DFND
1
637500
0
0
CONAGRA BRANDS INC
COM
205887102
709
19543
SH
DFND
1
19543
0
0
CONDUENT INC
COM
206787103
62
12960
SH
DFND
1
12960
0
0
CONDUENT INC
COM
206787103
240
50000
SH
Call
DFND
1
50000
0
0
CONMED CORP
COM
207410101
8729
77939
SH
DFND
5
77939
0
0
CONMED CORP
NOTE 2.625% 2/0
207410AF8
6661
4746000
PRN
DFND
1
4746000
0
0
CONOCOPHILLIPS
COM
20825C104
23716
593040
SH
DFND
4 5
593040
0
0
CONOCOPHILLIPS
COM
20825C104
7998
200000
SH
Call
DFND
1
200000
0
0
CONSOLIDATED EDISON INC
COM
209115104
434
6000
SH
DFND
1
6000
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
9927
45319
SH
DFND
1
45319
0
0
COOPER COS INC
COM NEW
216648402
2725
7500
SH
DFND
5
7500
0
0
COPA HOLDINGS SA
CL A
P31076105
6565
85000
SH
Call
DFND
1
85000
0
0
COPA HOLDINGS SA
CL A
P31076105
9268
120000
SH
Put
DFND
1
120000
0
0
CORBUS PHARMACEUTICALS HLDGS
COM
21833P103
25
20000
SH
DFND
1
20000
0
0
CORE MARK HOLDING CO INC
COM
218681104
1189
40500
SH
DFND
1
40500
0
0
CORELOGIC INC
COM
21871D103
10052
130000
SH
DFND
1
130000
0
0
CORNING INC
COM
219350105
861
23920
SH
DFND
1
23920
0
0
COSTCO WHSL CORP NEW
COM
22160K105
8442
22406
SH
DFND
1 4 5
22406
0
0
COSTCO WHSL CORP NEW
COM
22160K105
151
400
SH
Call
DFND
1
400
0
0
COSTCO WHSL CORP NEW
COM
22160K105
5237
13900
SH
Put
DFND
1
13900
0
0
COUPA SOFTWARE INC
COM
22266L106
8714
25711
SH
DFND
1 5
25711
0
0
CREE INC
COM
225447101
3707
35000
SH
DFND
5
35000
0
0
CREE INC
NOTE 0.875% 9/0
225447AB7
88
49000
PRN
DFND
1
49000
0
0
CRESCENT ACQUISITION CORP
COM CL A
22564L105
680
65100
SH
DFND
1
65100
0
0
CRITEO S A
SPONS ADS
226718104
185
9000
SH
DFND
5
9000
0
0
CRITEO S A
SPONS ADS
226718104
3230
157500
SH
Call
DFND
1
157500
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
1748
8253
SH
DFND
1 4
8253
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
6100
28800
SH
Call
DFND
1
28800
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
1059
5000
SH
Put
DFND
1
5000
0
0
CROWN HLDGS INC
COM
228368106
11404
113809
SH
DFND
1
113809
0
0
CSX CORP
COM
126408103
86
945
SH
DFND
1
945
0
0
CSX CORP
COM
126408103
218
2400
SH
Put
DFND
1
2400
0
0
CUBESMART
COM
229663109
202
6000
SH
DFND
1
6000
0
0
CUMMINS INC
COM
231021106
7946
34987
SH
DFND
1 5
34987
0
0
CUREVAC N V
COM
N2451R105
350
4315
SH
DFND
1
4315
0
0
CVB FINL CORP
COM
126600105
215
11015
SH
DFND
1
11015
0
0
CVS HEALTH CORP
COM
126650100
10064
147349
SH
DFND
1 4
147349
0
0
CVS HEALTH CORP
COM
126650100
26296
385000
SH
Call
DFND
1
385000
0
0
CVS HEALTH CORP
COM
126650100
14746
215900
SH
Put
DFND
1
215900
0
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
6464
40000
SH
DFND
5
40000
0
0
D R HORTON INC
COM
23331A109
3791
55000
SH
DFND
5
55000
0
0
D8 HOLDINGS CORP
SHS CL A
G2614K110
520
51150
SH
DFND
1
51150
0
0
DAKTRONICS INC
COM
234264109
468
100000
SH
DFND
1
100000
0
0
DANAHER CORPORATION
COM
235851102
1901
8557
SH
DFND
1 4 5
8557
0
0
DANIMER SCIENTIFIC INC
COM CL A
236272100
52897
2249999
SH
DFND
1
2249999
0
0
DARLING INGREDIENTS INC
COM
237266101
1142
19807
SH
DFND
1 4
19807
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
1113
19500
SH
Call
DFND
1
19500
0
0
DEL TACO RESTAURANTS INC NEW
COM
245496104
427
47175
SH
DFND
1
47175
0
0
DENALI THERAPEUTICS INC
COM
24823R105
2513
30000
SH
DFND
5
30000
0
0
DENALI THERAPEUTICS INC
COM
24823R105
5026
60000
SH
Call
DFND
1
60000
0
0
DENNYS CORP
COM
24869P104
147
10000
SH
DFND
1
10000
0
0
DESIGNER BRANDS INC
CL A
250565108
555
72485
SH
DFND
1
72485
0
0
DEVON ENERGY CORP NEW
COM
25179M103
765
48404
SH
DFND
1 5
48404
0
0
DEVON ENERGY CORP NEW
COM
25179M103
201
12700
SH
Call
DFND
1
12700
0
0
DEXCOM INC
COM
252131107
4622
12500
SH
DFND
5
12500
0
0
DEXCOM INC
COM
252131107
2551
6900
SH
Call
DFND
1
6900
0
0
DEXCOM INC
COM
252131107
3771
10200
SH
Put
DFND
1
10200
0
0
DEXCOM INC
NOTE 0.750%12/0
252131AH0
1233
541000
PRN
DFND
1
541000
0
0
DFP HEALTHCARE ACQUISITNS CO
COM CL A
23343Q100
432
40000
SH
DFND
1
40000
0
0
DIEBOLD NXDF INC
COM
253651103
185
17400
SH
Call
DFND
1
17400
0
0
DIEBOLD NXDF INC
COM
253651103
400
37500
SH
Put
DFND
1
37500
0
0
DIGICEL GROUP 0.5 LIMITED
DEBT 7.000%12/3
G2761YAC7
30
95336
PRN
DFND
1
95336
0
0
DIGITAL RLTY TR INC
COM
253868103
803
5757
SH
DFND
1 4
5757
0
0
DIGITAL TURBINE INC
COM NEW
25400W102
528
9340
SH
DFND
1 5
9340
0
0
DIGITAL TURBINE INC
COM NEW
25400W102
990
17500
SH
Call
DFND
1
17500
0
0
DIGITAL TURBINE INC
COM NEW
25400W102
848
15000
SH
Put
DFND
1
15000
0
0
DISCOVER FINL SVCS
COM
254709108
10009
110558
SH
DFND
1 4
110558
0
0
DISCOVERY INC
COM SER A
25470F104
79107
2629001
SH
DFND
1 5
2629001
0
0
DISCOVERY INC
COM SER A
25470F104
3385
112500
SH
Call
DFND
1
112500
0
0
DISCOVERY INC
COM SER A
25470F104
10155
337500
SH
Put
DFND
1
337500
0
0
DISH NETWORK CORPORATION
CL A
25470M109
3609
111607
SH
DFND
1 5
111607
0
0
DISH NETWORK CORPORATION
CL A
25470M109
5938
183600
SH
Call
DFND
1
183600
0
0
DISH NETWORK CORPORATION
CL A
25470M109
1666
51500
SH
Put
DFND
1
51500
0
0
DISH NETWORK CORPORATION
NOTE 2.375% 3/1
25470MAD1
3197
3389000
PRN
DFND
1
3389000
0
0
DISH NETWORK CORPORATION
NOTE 3.375% 8/1
25470MAB5
182
189000
PRN
DFND
1
189000
0
0
DISNEY WALT CO
COM
254687106
24252
133855
SH
DFND
1 4 5
133855
0
0
DISNEY WALT CO
COM
254687106
32304
178300
SH
Call
DFND
1
178300
0
0
DISNEY WALT CO
COM
254687106
23553
130000
SH
Put
DFND
1
130000
0
0
DOLLAR GEN CORP NEW
COM
256677105
2256
10726
SH
DFND
1 5
10726
0
0
DOLLAR TREE INC
COM
256746108
7208
66719
SH
DFND
1 4
66719
0
0
DOMINION ENERGY INC
COM
25746U109
3815
53461
SH
DFND
1 4
53461
0
0
DOMINION ENERGY INC
UNIT 99/99/9999
25746U133
1627
16214
SH
DFND
4
16214
0
0
DORCHESTER MINERALS LP
COM UNIT
25820R105
7903
724381
SH
DFND
5
724381
0
0
DOUBLELINE YIELD OPPORTUNITI
COM
25862D105
1282
69286
SH
DFND
4
69286
0
0
DOVER CORP
COM
260003108
3306
26187
SH
DFND
1
26187
0
0
DOW INC
COM
260557103
359
6472
SH
DFND
1 4
6472
0
0
DRAFTKINGS INC
COM CL A
26142R104
656
14091
SH
DFND
1
14091
0
0
DROPBOX INC
CL A
26210C104
111
5000
SH
DFND
1
5000
0
0
DROPBOX INC
CL A
26210C104
2168
97700
SH
Call
DFND
1
97700
0
0
DROPBOX INC
CL A
26210C104
5392
243000
SH
Put
DFND
1
243000
0
0
DTE ENERGY CO
COM
233331107
7102
58493
SH
DFND
1 5
58493
0
0
DUCK CREEK TECHNOLOGIES INC
SHS
264120106
650
15000
SH
DFND
1
15000
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
809
8836
SH
DFND
1
8836
0
0
DUN & BRADSTREET HLDGS INC
COM
26484T106
555
22281
SH
DFND
1
22281
0
0
DUPONT DE NEMOURS INC
COM
26614N102
112
1579
SH
DFND
1 4
1579
0
0
DUPONT DE NEMOURS INC
COM
26614N102
156442
2200000
SH
Call
DFND
1
2200000
0
0
DURECT CORP
COM
266605104
2123
1025653
SH
DFND
5
1025653
0
0
DYCOM INDS INC
COM
267475101
113
1500
SH
DFND
5
1500
0
0
DYCOM INDS INC
COM
267475101
536
7100
SH
Call
DFND
1
7100
0
0
DYNATRACE INC
COM NEW
268150109
108
2507
SH
DFND
1 5
2507
0
0
DYNATRACE INC
COM NEW
268150109
541
12500
SH
Call
DFND
1
12500
0
0
DYNATRACE INC
COM NEW
268150109
541
12500
SH
Put
DFND
1
12500
0
0
E L F BEAUTY INC
COM
26856L103
670
26613
SH
DFND
1
26613
0
0
EAGLE MATLS INC
COM
26969P108
1520
15000
SH
DFND
5
15000
0
0
EASTMAN CHEM CO
COM
277432100
702
7000
SH
DFND
1
7000
0
0
EATON CORP PLC
SHS
G29183103
1129
9400
SH
DFND
1
9400
0
0
EBAY INC.
COM
278642103
2515
50057
SH
DFND
1 5
50057
0
0
ECOLAB INC
COM
278865100
2975
13748
SH
DFND
1
13748
0
0
EDISON INTL
COM
281020107
3767
59968
SH
DFND
1 4
59968
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
1698
18608
SH
DFND
1 5
18608
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
6042
197000
SH
DFND
1 5
197000
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
8434
275000
SH
Call
DFND
1
275000
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
4791
156200
SH
Put
DFND
1
156200
0
0
ELECTRONIC ARTS INC
COM
285512109
11177
77837
SH
DFND
1 4 5
77837
0
0
ELECTRONIC ARTS INC
COM
285512109
20104
140000
SH
Put
DFND
1
140000
0
0
ELEMENT SOLUTIONS INC
COM
28618M106
3103
175000
SH
DFND
5
175000
0
0
ELEMENT SOLUTIONS INC
COM
28618M106
9663
545000
SH
Call
DFND
1
545000
0
0
ENDO INTL PLC
SHS
G30401106
1
164
SH
DFND
1
164
0
0
ENDO INTL PLC
SHS
G30401106
1172
163200
SH
Put
DFND
1
163200
0
0
ENERGIZER HLDGS INC NEW
COM
29272W109
552
13089
SH
DFND
1 5
13089
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
36
5891
SH
DFND
1
5891
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
618
100000
SH
Call
DFND
1
100000
0
0
ENPHASE ENERGY INC
COM
29355A107
2459
14015
SH
DFND
4
14015
0
0
ENTERGY CORP NEW
COM
29364G103
434
4344
SH
DFND
1
4344
0
0
EOG RES INC
COM
26875P101
1247
25000
SH
DFND
1
25000
0
0
EOG RES INC
COM
26875P101
4239
85000
SH
Call
DFND
1
85000
0
0
EPIZYME INC
COM
29428V104
191
17591
SH
DFND
1
17591
0
0
EPIZYME INC
COM
29428V104
279
25700
SH
Put
DFND
1
25700
0
0
EPLUS INC
COM
294268107
809
9200
SH
DFND
1
9200
0
0
ERIE INDTY CO
CL A
29530P102
281
1144
SH
DFND
1
1144
0
0
ESSENTIAL UTILS INC
COM
29670G102
1008
21312
SH
DFND
1 4
21312
0
0
ESSENTIAL UTILS INC
UNIT 04/30/2022
29670G201
2428
39147
SH
DFND
4
39147
0
0
ESSEX PPTY TR INC
COM
297178105
208
875
SH
DFND
1 4
875
0
0
ETF SER SOLUTIONS
US GLB JETS
26922A842
224
10000
SH
DFND
4
10000
0
0
ETFIS SER TR I
VIRTUS INFRCAP
26923G822
2102
95500
SH
DFND
4
95500
0
0
ETSY INC
COM
29786A106
3471
19510
SH
DFND
4 5
19510
0
0
ETSY INC
COM
29786A106
1779
10000
SH
Call
DFND
1
10000
0
0
EVERBRIDGE INC
COM
29978A104
12149
81500
SH
DFND
1 5
81500
0
0
EVERSOURCE ENERGY
COM
30040W108
441
5100
SH
DFND
1
5100
0
0
EXACT SCIENCES CORP
COM
30063P105
11304
85318
SH
DFND
1 4
85318
0
0
EXACT SCIENCES CORP
COM
30063P105
662
5000
SH
Put
DFND
1
5000
0
0
EXACT SCIENCES CORP
NOTE 0.375% 3/0
30063PAC9
3502
2673000
PRN
DFND
1
2673000
0
0
EXELON CORP
COM
30161N101
16739
396475
SH
DFND
1
396475
0
0
EXELON CORP
COM
30161N101
2322
55000
SH
Call
DFND
1
55000
0
0
EXELON CORP
COM
30161N101
23457
555600
SH
Put
DFND
1
555600
0
0
EXPERIENCE INVT CORP
COM CL A
30217C109
277
25000
SH
DFND
1
25000
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
371
3200
SH
DFND
1
3200
0
0
EXXON MOBIL CORP
COM
30231G102
12179
295468
SH
DFND
4 5
295468
0
0
EXXON MOBIL CORP
COM
30231G102
24386
591600
SH
Call
DFND
1
591600
0
0
EXXON MOBIL CORP
COM
30231G102
12160
295000
SH
Put
DFND
1
295000
0
0
F N B CORP
COM
302520101
160
16884
SH
DFND
1
16884
0
0
FACEBOOK INC
CL A
30303M102
15068
55163
SH
DFND
1 4 5
55163
0
0
FACEBOOK INC
CL A
30303M102
13576
49700
SH
Call
DFND
1
49700
0
0
FACEBOOK INC
CL A
30303M102
9479
34700
SH
Put
DFND
1
34700
0
0
FARFETCH LTD
ORD SH CL A
30744W107
78001
1222391
SH
DFND
1 5
1222391
0
0
FARFETCH LTD
ORD SH CL A
30744W107
24063
377100
SH
Put
DFND
1
377100
0
0
FARO TECHNOLOGIES INC
COM
311642102
204
2890
SH
DFND
1
2890
0
0
FASTENAL CO
COM
311900104
1927
39473
SH
DFND
1 5
39473
0
0
FASTLY INC
CL A
31188V100
1485
17000
SH
DFND
5
17000
0
0
FASTLY INC
CL A
31188V100
6719
76900
SH
Call
DFND
1
76900
0
0
FASTLY INC
CL A
31188V100
2840
32500
SH
Put
DFND
1
32500
0
0
FB FINL CORP
COM
30257X104
404
11625
SH
DFND
1 5
11625
0
0
FB FINL CORP
COM
30257X104
1181
34000
SH
Call
DFND
1
34000
0
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
184
10196
SH
DFND
1
10196
0
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
293
16200
SH
Call
DFND
1
16200
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
3211
22697
SH
DFND
1 4
22697
0
0
FIFTH THIRD BANCORP
COM
316773100
276
10000
SH
DFND
1
10000
0
0
FIFTH THIRD BANCORP
COM
316773100
276
10000
SH
Put
DFND
1
10000
0
0
FINSERV ACQUISITION CORP
CL A
318085107
2188
175000
SH
DFND
1
175000
0
0
FINTECH ACQUISITION CORP V
UNIT 99/99/9999
31810Q305
580
54177
SH
DFND
1
54177
0
0
FIREEYE INC
COM
31816Q101
8177
354600
SH
Call
DFND
1
354600
0
0
FIREEYE INC
COM
31816Q101
987
42800
SH
Put
DFND
1
42800
0
0
FIREEYE INC
NOTE 0.875% 6/0
31816QAF8
123
102000
PRN
DFND
1
102000
0
0
FIRST BANCORP P R
COM NEW
318672706
110
11889
SH
DFND
1
11889
0
0
FIRST HORIZON CORPORATION
COM
320517105
1122
87935
SH
DFND
1
87935
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
348
2368
SH
DFND
4
2368
0
0
FIRST TR INTER DUR PFD & IN
COM
33718W103
2187
90924
SH
DFND
4
90924
0
0
FISERV INC
COM
337738108
2166
19026
SH
DFND
1 4 5
19026
0
0
FITBIT INC
CL A
33812L102
360
52892
SH
DFND
1
52892
0
0
FITBIT INC
CL A
33812L102
1229
180800
SH
Call
DFND
1
180800
0
0
FITBIT INC
CL A
33812L102
5807
853900
SH
Put
DFND
1
853900
0
0
FIVE BELOW INC
COM
33829M101
63
359
SH
DFND
1
359
0
0
FIVE BELOW INC
COM
33829M101
3080
17600
SH
Call
DFND
1
17600
0
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
350
20600
SH
Put
DFND
1
20600
0
0
FIVE9 INC
COM
338307101
1377
7898
SH
DFND
5
7898
0
0
FIVERR INTL LTD
ORD SHS
M4R82T106
1756
9003
SH
DFND
1
9003
0
0
FLAHERTY & CRUMRINE DYN PFD
SHS
33848W106
1633
56209
SH
DFND
4
56209
0
0
FLEX LTD
ORD
Y2573F102
8454
470206
SH
DFND
1
470206
0
0
FLEX LTD
ORD
Y2573F102
13260
737500
SH
Call
DFND
1
737500
0
0
FLEX LTD
ORD
Y2573F102
11642
647500
SH
Put
DFND
1
647500
0
0
FMC CORP
COM NEW
302491303
353
3068
SH
DFND
1 5
3068
0
0
FMC CORP
COM NEW
302491303
805
7000
SH
Call
DFND
1
7000
0
0
FOLEY TRASIMENE ACQUISITION
COM CL A
344328109
1208
80000
SH
DFND
1
80000
0
0
FOLEY TRASIMENE ACQUISTN COR
COM CL A
34431F104
465
41583
SH
DFND
1
41583
0
0
FOOT LOCKER INC
COM
344849104
613
15166
SH
DFND
1
15166
0
0
FORD MTR CO DEL
COM
345370860
2461
280000
SH
DFND
4 5
280000
0
0
FORMA THERAPEUTICS HLDGS INC
SHS
34633R104
1502
43036
SH
DFND
1
43036
0
0
FORTIVE CORP
COM
34959J108
7722
109038
SH
DFND
1 4 5
109038
0
0
FORUM MERGER III CORP
COM CL A
349885103
1806
125000
SH
DFND
1
125000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
9758
375000
SH
Call
DFND
1
375000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
5074
195000
SH
Put
DFND
1
195000
0
0
FRESHPET INC
COM
358039105
1136
8000
SH
DFND
5
8000
0
0
FTAC OLYMPUS ACQUISITION COR
CL A SHS
G37288100
2193
212872
SH
DFND
1
212872
0
0
FUBOTV INC
COM
35953D104
31693
1131896
SH
DFND
5
1131896
0
0
FUBOTV INC
COM
35953D104
11200
400000
SH
Call
DFND
1
400000
0
0
FUSION FUEL GREEN PLC
CL A
G3R25D118
3128
172118
SH
DFND
4
172118
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
1751
14157
SH
DFND
1
14157
0
0
GAN LTD
ORD SHS
G3728V109
1174
57900
SH
DFND
1
57900
0
0
GAN LTD
ORD SHS
G3728V109
298
14700
SH
Call
DFND
1
14700
0
0
GAN LTD
ORD SHS
G3728V109
4322
213100
SH
Put
DFND
1
213100
0
0
GAP INC
COM
364760108
1358
67242
SH
DFND
1 5
67242
0
0
GAP INC
COM
364760108
9017
446600
SH
Call
DFND
1
446600
0
0
GAP INC
COM
364760108
3364
166600
SH
Put
DFND
1
166600
0
0
GCM GROSVENOR INC
COM CL A
36831E108
133
10000
SH
DFND
1
10000
0
0
GDS HLDGS LTD
NOTE 2.000% 6/0
36165LAB4
49
29000
PRN
DFND
1
29000
0
0
GENERAC HLDGS INC
COM
368736104
3058
13449
SH
DFND
4
13449
0
0
GENERAL DYNAMICS CORP
COM
369550108
490
3291
SH
DFND
1
3291
0
0
GENERAL ELECTRIC CO
COM
369604103
275
25484
SH
DFND
1
25484
0
0
GENERAL ELECTRIC CO
COM
369604103
112
10400
SH
Call
DFND
1
10400
0
0
GENERAL ELECTRIC CO
COM
369604103
3474
321700
SH
Put
DFND
1
321700
0
0
GENERAL MTRS CO
COM
37045V100
3685
88500
SH
DFND
1 5
88500
0
0
GENERAL MTRS CO
COM
37045V100
3439
82600
SH
Call
DFND
1
82600
0
0
GENERATION BIO CO
COM
37148K100
284
10000
SH
DFND
1
10000
0
0
GENESIS PK ACQUISITION CORP
UNIT 99/99/9999
G38245117
14806
1425000
SH
DFND
1
1425000
0
0
GIBRALTAR INDS INC
COM
374689107
583
8100
SH
DFND
1
8100
0
0
GILEAD SCIENCES INC
COM
375558103
11448
196498
SH
DFND
4 5
196498
0
0
GILEAD SCIENCES INC
COM
375558103
12194
209300
SH
Call
DFND
1
209300
0
0
GLOBAL PMTS INC
COM
37940X102
3687
17117
SH
DFND
1 4
17117
0
0
GLOBAL SHIP LEASE INC NEW
COM CL A
Y27183600
164
13787
SH
DFND
1
13787
0
0
GODADDY INC
CL A
380237107
33969
409512
SH
DFND
4
409512
0
0
GOHEALTH INC
COM CL A
38046W105
410
30000
SH
DFND
1
30000
0
0
GOLAR LNG LTD
SHS
G9456A100
434
45000
SH
DFND
1
45000
0
0
GOLAR LNG LTD
SHS
G9456A100
3374
350000
SH
Put
DFND
1
350000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
505
1915
SH
DFND
1 4
1915
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
3956
15000
SH
Call
DFND
1
15000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
3956
15000
SH
Put
DFND
1
15000
0
0
GOODRX HLDGS INC
COM CL A
38246G108
567
14058
SH
DFND
1 4
14058
0
0
GOPRO INC
CL A
38268T103
1180
142500
SH
DFND
5
142500
0
0
GOPRO INC
CL A
38268T103
2681
323800
SH
Call
DFND
1
323800
0
0
GORES HLDGS IV INC
COM CL A
382865103
184
14000
SH
DFND
1
14000
0
0
GORES HLDGS IV INC
COM CL A
382865103
66
5000
SH
Call
DFND
1
5000
0
0
GORES HLDGS IV INC
COM CL A
382865103
1182
90000
SH
Put
DFND
1
90000
0
0
GORES HLDGS V INC
COM CL A
382864106
387
37200
SH
DFND
1
37200
0
0
GRAFTECH INTL LTD
COM
384313508
144
13462
SH
DFND
1
13462
0
0
GSX TECHEDU INC
SPONSORED ADS
36257Y109
31149
602383
SH
DFND
5
602383
0
0
GSX TECHEDU INC
SPONSORED ADS
36257Y109
155
3000
SH
Put
DFND
1
3000
0
0
GUARDANT HEALTH INC
COM
40131M109
3970
30800
SH
DFND
1
30800
0
0
GUESS INC
COM
401617105
12470
551300
SH
Put
DFND
1
551300
0
0
GUESS INC
NOTE 2.000% 4/1
401617AD7
26343
23416000
PRN
DFND
1
23416000
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
6822
59109
SH
DFND
1
59109
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
3658
31700
SH
Call
DFND
1
31700
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
24213
209800
SH
Put
DFND
1
209800
0
0
GX ACQUISITION CORP
COM CL A
36251A107
165
15000
SH
DFND
1
15000
0
0
HALLIBURTON CO
COM
406216101
1572
83178
SH
DFND
1
83178
0
0
HALLIBURTON CO
COM
406216101
4583
242500
SH
Call
DFND
1
242500
0
0
HALLIBURTON CO
COM
406216101
6942
367300
SH
Put
DFND
1
367300
0
0
HARMONY BIOSCIENCES HLDGS IN
COM
413197104
368
10191
SH
DFND
1
10191
0
0
HC2 HLDGS INC
COM
404139107
17768
5450314
SH
DFND
1
5450314
0
0
HCA HEALTHCARE INC
COM
40412C101
6382
38805
SH
DFND
1 4
38805
0
0
HCA HEALTHCARE INC
COM
40412C101
10229
62200
SH
Put
DFND
1
62200
0
0
HERBALIFE NUTRITION LTD
COM SHS
G4412G101
288
6000
SH
DFND
1
6000
0
0
HERSHEY CO
COM
427866108
387
2543
SH
DFND
1
2543
0
0
HESKA CORP
COM RESTRC NEW
42805E306
2112
14500
SH
DFND
5
14500
0
0
HESS CORP
COM
42809H107
11568
219130
SH
DFND
1 4
219130
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
111
9349
SH
DFND
1 5
9349
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
944
79700
SH
Call
DFND
1
79700
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
9472
85132
SH
DFND
1 5
85132
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
22530
202500
SH
Call
DFND
1
202500
0
0
HIMAX TECHNOLOGIES INC
SPONSORED ADR
43289P106
37
5000
SH
DFND
1
5000
0
0
HIMAX TECHNOLOGIES INC
SPONSORED ADR
43289P106
553
74800
SH
Call
DFND
1
74800
0
0
HIMAX TECHNOLOGIES INC
SPONSORED ADR
43289P106
157
21300
SH
Put
DFND
1
21300
0
0
HOLOGIC INC
COM
436440101
2913
40000
SH
DFND
1
40000
0
0
HOME DEPOT INC
COM
437076102
3055
11500
SH
DFND
5
11500
0
0
HOME DEPOT INC
COM
437076102
38754
145900
SH
Put
DFND
1
145900
0
0
HONEYWELL INTL INC
COM
438516106
3014
14168
SH
DFND
1 5
14168
0
0
HORIZON THERAPEUTICS PUB L
SHS
G46188101
817
11171
SH
DFND
1 4
11171
0
0
HORIZON THERAPEUTICS PUB L
SHS
G46188101
4082
55800
SH
Call
DFND
1
55800
0
0
HORIZON THERAPEUTICS PUB L
SHS
G46188101
322
4400
SH
Put
DFND
1
4400
0
0
HORMEL FOODS CORP
COM
440452100
746
16000
SH
DFND
5
16000
0
0
HOWARD HUGHES CORP
COM
44267D107
29599
375000
SH
DFND
1
375000
0
0
HUAZHU GROUP LTD
NOTE 0.375%11/0
16949NAC3
111
100000
PRN
DFND
1
100000
0
0
HUAZHU GROUP LTD
SPONSORED ADS
44332N106
775
17200
SH
DFND
1
17200
0
0
HUBBELL INC
COM
443510607
314
2000
SH
DFND
1
2000
0
0
HUBSPOT INC
COM
443573100
5304
13380
SH
DFND
1 5
13380
0
0
HUDSON EXECUTIVE INVT CORP
COM CL A
443761101
324
30000
SH
DFND
1
30000
0
0
HUDSON EXECUTIVE INVT CORP
UNIT 06/21/2025
443761200
139
12206
SH
DFND
1
12206
0
0
HUMANA INC
COM
444859102
11457
27925
SH
DFND
1 5
27925
0
0
HUMANA INC
COM
444859102
14770
36000
SH
Call
DFND
1
36000
0
0
HUNT J B TRANS SVCS INC
COM
445658107
639
4673
SH
DFND
1
4673
0
0
IAA INC
COM
449253103
4484
69000
SH
DFND
5
69000
0
0
IAA INC
COM
449253103
6758
104000
SH
Call
DFND
1
104000
0
0
IDEX CORP
COM
45167R104
295
1481
SH
DFND
1
1481
0
0
IHS MARKIT LTD
SHS
G47567105
898
10000
SH
DFND
5
10000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
2139
10491
SH
DFND
1 5
10491
0
0
ILLUMINA INC
COM
452327109
25194
68093
SH
DFND
1 5
68093
0
0
ILLUMINA INC
COM
452327109
962
2600
SH
Call
DFND
1
2600
0
0
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
10340
7061000
PRN
DFND
1
7061000
0
0
ILLUMINA INC
NOTE 8/1
452327AK5
6203
5528000
PRN
DFND
1 4
5528000
0
0
IMMERSION CORP
COM
452521107
867
76800
SH
Call
DFND
1
76800
0
0
IMMERSION CORP
COM
452521107
82
7300
SH
Put
DFND
1
7300
0
0
INCYTE CORP
COM
45337C102
1719
19768
SH
DFND
1 5
19768
0
0
INCYTE CORP
COM
45337C102
1070
12300
SH
Call
DFND
1
12300
0
0
INCYTE CORP
COM
45337C102
2070
23800
SH
Put
DFND
1
23800
0
0
INFINERA CORP
COM
45667G103
251
23966
SH
DFND
5
23966
0
0
INFINERA CORP
COM
45667G103
661
63100
SH
Call
DFND
1
63100
0
0
INFINERA CORP
COM
45667G103
252
24000
SH
Put
DFND
1
24000
0
0
INNOVIVA INC
COM
45781M101
6080
490700
SH
DFND
1 5
490700
0
0
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
4429
500492
SH
DFND
1
500492
0
0
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
4726
534000
SH
Put
DFND
1
534000
0
0
INSEEGO CORP
COM
45782B104
174
11276
SH
DFND
1
11276
0
0
INSEEGO CORP
COM
45782B104
286
18500
SH
Call
DFND
1
18500
0
0
INSEEGO CORP
COM
45782B104
155
10000
SH
Put
DFND
1
10000
0
0
INSIGHT ENTERPRISES INC
COM
45765U103
989
13000
SH
DFND
5
13000
0
0
INSIGHT ENTERPRISES INC
NOTE 0.750% 2/1
45765UAB9
17536
13807000
PRN
DFND
1
13807000
0
0
INSULET CORP
NOTE 0.375% 9/0
45784PAK7
8824
6640000
PRN
DFND
1
6640000
0
0
INSULET CORP
NOTE 1.375%11/1
45784PAH4
1371
500000
PRN
DFND
1
500000
0
0
INTEL CORP
COM
458140100
2870
57600
SH
DFND
1 4 5
57600
0
0
INTEL CORP
COM
458140100
2596
52100
SH
Call
DFND
1
52100
0
0
INTELLIA THERAPEUTICS INC
COM
45826J105
598
11000
SH
DFND
5
11000
0
0
INTELLIA THERAPEUTICS INC
COM
45826J105
707
13000
SH
Call
DFND
1
13000
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
553
22406
SH
DFND
1
22406
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
568
23000
SH
Put
DFND
1
23000
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
1843
15983
SH
DFND
1 4
15983
0
0
INTERDIGITAL INC
NOTE 2.000% 6/0
45867GAB7
170
161000
PRN
DFND
1
161000
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1732
13762
SH
DFND
4 5
13762
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
88
700
SH
Call
DFND
1
700
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
13518
124200
SH
Call
DFND
1
124200
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
3287
30200
SH
Put
DFND
1
30200
0
0
INTUIT
COM
461202103
8195
21574
SH
DFND
1 4
21574
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
33788
41300
SH
DFND
1 5
41300
0
0
INVESCO EXCH TRADED FD TR II
SOLAR ETF
46138G706
4110
40000
SH
Put
DFND
1
40000
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
329
15515
SH
DFND
4
15515
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC LEISURE
46137V720
3421
85453
SH
DFND
1 4
85453
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
7238
56747
SH
DFND
4
56747
0
0
INVESCO LTD
SHS
G491BT108
225
12900
SH
DFND
1
12900
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
68587
218610
SH
DFND
1 4 5
218610
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
199915
637200
SH
Call
DFND
1
637200
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
329898
1051500
SH
Put
DFND
1 5
1051500
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
110
10382
SH
DFND
1
10382
0
0
INVITATION HOMES INC
COM
46187W107
743
25000
SH
DFND
5
25000
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
1129
19976
SH
DFND
1 5
19976
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
22202
478500
SH
DFND
5
478500
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
27710
597200
SH
Call
DFND
1
597200
0
0
IQIYI INC
NOTE 2.000% 4/0
46267XAD0
9524
10732000
PRN
DFND
1
10732000
0
0
IQIYI INC
NOTE 3.750%12/0
46267XAB4
346
350000
PRN
DFND
1
350000
0
0
IQIYI INC
NOTE 4.000%12/1
46267XAE8
17491
17445000
PRN
DFND
1
17445000
0
0
IQIYI INC
SPONSORED ADS
46267X108
29748
1701806
SH
DFND
5
1701806
0
0
IQIYI INC
SPONSORED ADS
46267X108
12089
691600
SH
Call
DFND
1
691600
0
0
IQIYI INC
SPONSORED ADS
46267X108
5971
341600
SH
Put
DFND
1
341600
0
0
IRHYTHM TECHNOLOGIES INC
COM
450056106
727
3066
SH
DFND
1
3066
0
0
IRHYTHM TECHNOLOGIES INC
COM
450056106
2396
10100
SH
Put
DFND
1
10100
0
0
IRIDIUM COMMUNICATIONS INC
COM
46269C102
3759
95600
SH
Put
DFND
1
95600
0
0
IROBOT CORP
COM
462726100
803
10000
SH
DFND
5
10000
0
0
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333X108
1730
151925
SH
DFND
1
151925
0
0
IRONWOOD PHARMACEUTICALS INC
NOTE 0.750% 6/1
46333XAF5
3608
3218000
PRN
DFND
1
3218000
0
0
IRONWOOD PHARMACEUTICALS INC
NOTE 1.500% 6/1
46333XAH1
2503
2201000
PRN
DFND
1
2201000
0
0
ISHARES SILVER TR
ISHARES
46428Q109
921
37500
SH
DFND
5
37500
0
0
ISHARES SILVER TR
ISHARES
46428Q109
1020
41500
SH
Call
DFND
1
41500
0
0
ISHARES SILVER TR
ISHARES
46428Q109
1273
51800
SH
Put
DFND
1
51800
0
0
ISHARES TR
20 YR TR BD ETF
464287432
4338
27500
SH
DFND
5
27500
0
0
ISHARES TR
CORE TOTAL USD
46434V613
902
16529
SH
DFND
4
16529
0
0
ISHARES TR
EXPANDED TECH
464287515
802
2265
SH
DFND
4
2265
0
0
ISHARES TR
EXPANDED TECH
464287515
8853
25000
SH
Put
DFND
1
25000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
742
8500
SH
DFND
1
8500
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
85772
982500
SH
Put
DFND
1
982500
0
0
ISHARES TR
MSCI EAFE ETF
464287465
7204
98738
SH
DFND
1
98738
0
0
ISHARES TR
MSCI EAFE ETF
464287465
24442
335000
SH
Call
DFND
1
335000
0
0
ISHARES TR
MSCI EAFE ETF
464287465
163992
2247700
SH
Put
DFND
1
2247700
0
0
ISHARES TR
MSCI UK ETF NEW
46435G334
313
10700
SH
DFND
4
10700
0
0
ISHARES TR
MSCI USA MMENTM
46432F396
7258
45000
SH
Put
DFND
1
45000
0
0
ISHARES TR
MSCI USA VALUE
46432F388
1017
11700
SH
DFND
1
11700
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
4522
29853
SH
DFND
4 5
29853
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
20527
135500
SH
Call
DFND
1
135500
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
200906
1326200
SH
Put
DFND
1
1326200
0
0
ISHARES TR
RUS MID CAP ETF
464287499
325
4740
SH
DFND
4
4740
0
0
ISHARES TR
SHORT TREAS BD
464288679
5181
46872
SH
DFND
4
46872
0
0
ISIS PHARMACEUTICALS INC DEL
NOTE 1.000%11/1
464337AJ3
52
48000
PRN
DFND
1
48000
0
0
ISTAR INC
COM
45031U101
23559
1586483
SH
DFND
4
1586483
0
0
ITRON INC
COM
465741106
911
9500
SH
DFND
4
9500
0
0
J & J SNACK FOODS CORP
COM
466032109
1725
11100
SH
DFND
5
11100
0
0
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
728
14327
SH
DFND
4
14327
0
0
J2 GLOBAL INC
COM
48123V102
4885
50000
SH
Put
DFND
1
50000
0
0
JACK IN THE BOX INC
COM
466367109
1392
15000
SH
DFND
1
15000
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.500% 8/1
472145AD3
2944
2746000
PRN
DFND
1
2746000
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.875% 8/1
472145AB7
373
362000
PRN
DFND
1
362000
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
1051
6365
SH
DFND
1
6365
0
0
JEFFERIES FINL GROUP INC
COM
47233W109
404
16428
SH
DFND
4
16428
0
0
JOHNSON & JOHNSON
COM
478160104
25779
163804
SH
DFND
1 4 5
163804
0
0
JOHNSON & JOHNSON
COM
478160104
23339
148300
SH
Call
DFND
1
148300
0
0
JOHNSON & JOHNSON
COM
478160104
27526
174900
SH
Put
DFND
1
174900
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
1024
21970
SH
DFND
1
21970
0
0
JPMORGAN CHASE & CO
COM
46625H100
6117
48136
SH
DFND
1 4 5
48136
0
0
JPMORGAN CHASE & CO
COM
46625H100
4841
38100
SH
Call
DFND
1
38100
0
0
JUNIPER INDL HLDGS INC
COM CL A
48205G106
2356
220000
SH
DFND
1
220000
0
0
JUNIPER NETWORKS INC
COM
48203R104
900
40000
SH
DFND
5
40000
0
0
KANDI TECHNOLOGIES GROUP INC
COM
483709101
172
24999
SH
DFND
1
24999
0
0
KANDI TECHNOLOGIES GROUP INC
COM
483709101
297
43100
SH
Put
DFND
1
43100
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
325
1593
SH
DFND
1
1593
0
0
KE HLDGS INC
SPONSORED ADS
482497104
32107
521720
SH
DFND
5
521720
0
0
KELLOGG CO
COM
487836108
1855
29805
SH
DFND
1
29805
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
11998
90833
SH
DFND
1 4
90833
0
0
KIMBERLY-CLARK CORP
COM
494368103
1491
11060
SH
DFND
1 4
11060
0
0
KINDER MORGAN INC DEL
COM
49456B101
0
2
SH
DFND
1
2
0
0
KINDER MORGAN INC DEL
COM
49456B101
1025
75000
SH
Call
DFND
1
75000
0
0
KINGSOFT CLOUD HLDGS LTD
ADS
49639K101
3049
70000
SH
DFND
5
70000
0
0
KINGSOFT CLOUD HLDGS LTD
ADS
49639K101
7055
162000
SH
Call
DFND
1
162000
0
0
KINGSOFT CLOUD HLDGS LTD
ADS
49639K101
5583
128200
SH
Put
DFND
1
128200
0
0
KKR & CO INC
COM
48251W104
218
5373
SH
DFND
4 5
5373
0
0
KNIGHT-SWIFT TRANSN HLDGS IN
CL A
499049104
5475
130908
SH
DFND
4
130908
0
0
KODIAK SCIENCES INC
COM
50015M109
147
1000
SH
DFND
5
1000
0
0
KODIAK SCIENCES INC
COM
50015M109
2894
19700
SH
Call
DFND
1
19700
0
0
KOPIN CORP
COM
500600101
182
75000
SH
DFND
1
75000
0
0
KOPIN CORP
COM
500600101
313
128800
SH
Call
DFND
1
128800
0
0
KOPIN CORP
COM
500600101
72
29800
SH
Put
DFND
1
29800
0
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
636
23200
SH
Call
DFND
1
23200
0
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
686
25000
SH
Put
DFND
1
25000
0
0
KROGER CO
COM
501044101
476
15000
SH
DFND
5
15000
0
0
KYMERA THERAPEUTICS INC
COM
501575104
310
5000
SH
DFND
1
5000
0
0
L BRANDS INC
COM
501797104
1700
45699
SH
DFND
1 5
45699
0
0
L BRANDS INC
COM
501797104
3924
105500
SH
Call
DFND
1
105500
0
0
L BRANDS INC
COM
501797104
4017
108000
SH
Put
DFND
1
108000
0
0
L&F ACQUISITION CORP
UNIT 99/99/9999
G53702125
482
46500
SH
DFND
1
46500
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
564
2982
SH
DFND
1
2982
0
0
LADDER CAP CORP
CL A
505743104
538
55000
SH
DFND
1
55000
0
0
LAM RESEARCH CORP
COM
512807108
1181
2500
SH
DFND
5
2500
0
0
LAMB WESTON HLDGS INC
COM
513272104
528
6709
SH
DFND
1
6709
0
0
LAMB WESTON HLDGS INC
COM
513272104
2654
33700
SH
Put
DFND
1
33700
0
0
LANDCADIA HOLDINGS III INC
UNIT 99/99/9999
51476H209
16902
1513200
SH
DFND
1 4
1513200
0
0
LAS VEGAS SANDS CORP
COM
517834107
417
7000
SH
DFND
4
7000
0
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
265
5780
SH
DFND
1 4
5780
0
0
LAUDER ESTEE COS INC
CL A
518439104
2928
11000
SH
DFND
1
11000
0
0
LENDINGCLUB CORP
COM NEW
52603A208
8259
782123
SH
DFND
5
782123
0
0
LGL SYS ACQUISITION CORP
COM CL A
50201G106
478
47244
SH
DFND
1
47244
0
0
LI AUTO INC
SPONSORED ADS
50202M102
3725
129197
SH
DFND
4 5
129197
0
0
LI AUTO INC
SPONSORED ADS
50202M102
3096
107400
SH
Call
DFND
1
107400
0
0
LI AUTO INC
SPONSORED ADS
50202M102
2056
71300
SH
Put
DFND
1
71300
0
0
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
157
14191
SH
DFND
1
14191
0
0
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
1109
100000
SH
Call
DFND
1
100000
0
0
LIFE STORAGE INC
COM
53223X107
210
1760
SH
DFND
1
1760
0
0
LILLY ELI & CO
COM
532457108
3514
20811
SH
DFND
1 4
20811
0
0
LILLY ELI & CO
COM
532457108
5065
30000
SH
Put
DFND
1
30000
0
0
LINDE PLC
SHS
G5494J103
13622
51693
SH
DFND
1 4
51693
0
0
LIVANOVA PLC
SHS
G5509L101
470
7100
SH
DFND
1
7100
0
0
LIVANOVA PLC
SHS
G5509L101
3311
50000
SH
Put
DFND
1
50000
0
0
LIVE NATION ENTERTAINMENT IN
NOTE 2.500% 3/1
538034AQ2
120
93000
PRN
DFND
1
93000
0
0
LIVE OAK ACQUISITION CORP II
UNIT 99/99/9999
53804W205
1009
93000
SH
DFND
1
93000
0
0
LOCKHEED MARTIN CORP
COM
539830109
1244
3505
SH
DFND
1 4
3505
0
0
LULULEMON ATHLETICA INC
COM
550021109
2541
7300
SH
DFND
1
7300
0
0
LUMENTUM HLDGS INC
NOTE 0.250% 3/1
55024UAB5
1672
1014000
PRN
DFND
1
1014000
0
0
LUMINAR TECHNOLOGIES INC
COM CL A
550424105
354
10411
SH
DFND
1
10411
0
0
LUMINAR TECHNOLOGIES INC
COM CL A
550424105
1343
39500
SH
Put
DFND
1
39500
0
0
LUMINEX CORP DEL
COM
55027E102
583
25198
SH
DFND
1 5
25198
0
0
LUMOS PHARMA INC
COM
55028X109
4308
120651
SH
DFND
5
120651
0
0
LYFT INC
CL A COM
55087P104
4352
88575
SH
DFND
1 5
88575
0
0
LYFT INC
CL A COM
55087P104
1292
26300
SH
Call
DFND
1
26300
0
0
LYFT INC
CL A COM
55087P104
4579
93200
SH
Put
DFND
1
93200
0
0
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
712
12940
SH
DFND
5
12940
0
0
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
1651
30000
SH
Call
DFND
1
30000
0
0
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
1651
30000
SH
Put
DFND
1
30000
0
0
MADRIGAL PHARMACEUTICALS INC
COM
558868105
556
5000
SH
DFND
5
5000
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
913
67500
SH
Call
DFND
1
67500
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
913
67500
SH
Put
DFND
1
67500
0
0
MARATHON OIL CORP
COM
565849106
3667
549777
SH
DFND
1 4
549777
0
0
MARATHON OIL CORP
COM
565849106
561
84100
SH
Call
DFND
1
84100
0
0
MARATHON OIL CORP
COM
565849106
3935
590000
SH
Put
DFND
1
590000
0
0
MARATHON PATENT GROUP INC
COM
56585W401
482
46200
SH
Call
DFND
1
46200
0
0
MARATHON PATENT GROUP INC
COM
56585W401
294
28200
SH
Put
DFND
1
28200
0
0
MARATHON PETE CORP
COM
56585A102
5817
140638
SH
DFND
1 4 5
140638
0
0
MARATHON PETE CORP
COM
56585A102
3238
78300
SH
Put
DFND
1
78300
0
0
MARAVAI LIFESCIENCES HLDGS I
COM CL A
56600D107
2259
80520
SH
DFND
1
80520
0
0
MARKETAXESS HLDGS INC
COM
57060D108
220
385
SH
DFND
1
385
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
1497
5272
SH
DFND
1
5272
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
5679
20000
SH
Call
DFND
1
20000
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
6588
23200
SH
Put
DFND
1
23200
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
22914
482000
SH
DFND
5
482000
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
128724
2707700
SH
Call
DFND
1
2707700
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
14148
297600
SH
Put
DFND
1
297600
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
3692
10344
SH
DFND
1 4
10344
0
0
MATCH GROUP INC NEW
COM
57667L107
4435
29332
SH
DFND
1 5
29332
0
0
MAXEON SOLAR TECHNOLOGIES LT
SHS
Y58473102
851
30000
SH
DFND
1
30000
0
0
MAXEON SOLAR TECHNOLOGIES LT
SHS
Y58473102
2213
78000
SH
Call
DFND
1
78000
0
0
MAXEON SOLAR TECHNOLOGIES LT
SHS
Y58473102
213
7500
SH
Put
DFND
1
7500
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
449
5067
SH
DFND
1 4
5067
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
1240
12973
SH
DFND
1
12973
0
0
MCDONALDS CORP
COM
580135101
2950
13750
SH
DFND
1 4
13750
0
0
MCKESSON CORP
COM
58155Q103
1653
9506
SH
DFND
1
9506
0
0
MCKESSON CORP
COM
58155Q103
5722
32900
SH
Call
DFND
1
32900
0
0
MEDALLIA INC
COM
584021109
387
11654
SH
DFND
1
11654
0
0
MEDTRONIC PLC
SHS
G5960L103
250
2133
SH
DFND
1 4
2133
0
0
MEDTRONIC PLC
SHS
G5960L103
1617
13800
SH
Call
DFND
1
13800
0
0
MEDTRONIC PLC
SHS
G5960L103
1171
10000
SH
Put
DFND
1
10000
0
0
MERCADOLIBRE INC
COM
58733R102
6694
3996
SH
DFND
1
3996
0
0
MERCK & CO. INC
COM
58933Y105
1093
13367
SH
DFND
1
13367
0
0
MERCK & CO. INC
COM
58933Y105
450
5500
SH
Put
DFND
1
5500
0
0
MERITOR INC
COM
59001K100
106
3800
SH
DFND
1
3800
0
0
MERITOR INC
COM
59001K100
1396
50000
SH
Call
DFND
1
50000
0
0
MESA LABS INC
NOTE 1.375% 8/1
59064RAA7
3582
3002000
PRN
DFND
1
3002000
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
17209
15100
SH
DFND
5
15100
0
0
MGP INGREDIENTS INC NEW
COM
55303J106
2000
42500
SH
DFND
1
42500
0
0
MICROCHIP TECHNOLOGY INC.
NOTE 1.625% 2/1
595017AD6
155
51000
PRN
DFND
1
51000
0
0
MICRON TECHNOLOGY INC
COM
595112103
13382
178000
SH
DFND
1
178000
0
0
MICRON TECHNOLOGY INC
COM
595112103
58122
773100
SH
Call
DFND
1
773100
0
0
MICRON TECHNOLOGY INC
COM
595112103
34899
464200
SH
Put
DFND
1
464200
0
0
MICROSOFT CORP
COM
594918104
9567
43013
SH
DFND
1 4
43013
0
0
MICROSOFT CORP
COM
594918104
5916
26600
SH
Call
DFND
1
26600
0
0
MICROSOFT CORP
COM
594918104
1668
7500
SH
Put
DFND
1
7500
0
0
MICROVISION INC DEL
COM NEW
594960304
628
116800
SH
Call
DFND
1
116800
0
0
MICROVISION INC DEL
COM NEW
594960304
856
159100
SH
Put
DFND
1
159100
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
21432
97580
SH
DFND
1
97580
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
11773
53600
SH
Call
DFND
1
53600
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
41907
190800
SH
Put
DFND
1
190800
0
0
MODEL N INC
COM
607525102
3568
100000
SH
Call
DFND
1
100000
0
0
MODERNA INC
COM
60770K107
3448
33000
SH
DFND
5
33000
0
0
MODERNA INC
COM
60770K107
9246
88500
SH
Call
DFND
1
88500
0
0
MODERNA INC
COM
60770K107
44755
428400
SH
Put
DFND
1
428400
0
0
MONDELEZ INTL INC
CL A
609207105
938
16042
SH
DFND
1 4
16042
0
0
MONGODB INC
NOTE 0.750% 6/1
60937PAB2
262
51000
PRN
DFND
1
51000
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
679
7341
SH
DFND
1
7341
0
0
MONTES ARCHIMEDES ACQUISITIO
UNIT 09/30/2025
612657205
977
93000
SH
DFND
1
93000
0
0
MOODYS CORP
COM
615369105
6705
23100
SH
DFND
1
23100
0
0
MORGAN STANLEY
COM NEW
617446448
54
793
SH
DFND
1
793
0
0
MORGAN STANLEY
COM NEW
617446448
5482
80000
SH
Call
DFND
1
80000
0
0
MORGAN STANLEY
COM NEW
617446448
4968
72500
SH
Put
DFND
1
72500
0
0
MOSAIC CO NEW
COM
61945C103
161
7000
SH
DFND
5
7000
0
0
MOSAIC CO NEW
COM
61945C103
322
14000
SH
Call
DFND
1
14000
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
510
3000
SH
DFND
4
3000
0
0
MP MATERIALS CORP
COM CL A
553368101
13
418
SH
DFND
1
418
0
0
MP MATERIALS CORP
COM CL A
553368101
3217
100000
SH
Call
DFND
1
100000
0
0
MSCI INC
COM
55354G100
2977
6667
SH
DFND
1
6667
0
0
NANTHEALTH INC
NOTE 5.500%12/1
630104AB3
4881
5000000
PRN
DFND
1
5000000
0
0
NATIONAL STORAGE AFFILIATES
COM SHS BEN IN
637870106
229
6350
SH
DFND
4
6350
0
0
NCINO INC
COM
63947U107
1086
15000
SH
DFND
1
15000
0
0
NELNET INC
CL A
64031N108
45436
637784
SH
DFND
4
637784
0
0
NETAPP INC
COM
64110D104
861
13000
SH
DFND
5
13000
0
0
NETFLIX INC
COM
64110L106
2032
3757
SH
DFND
1 4 5
3757
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
6
59
SH
DFND
1
59
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
5320
55500
SH
Call
DFND
1
55500
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
240
2500
SH
Put
DFND
1
2500
0
0
NEVRO CORP
NOTE 2.750% 4/0
64157FAC7
93
51000
PRN
DFND
1
51000
0
0
NEW BEGINNINGS ACQUISITION C
UNIT 99/99/9999
64222H209
2167
197900
SH
DFND
1
197900
0
0
NEW ORIENTAL ED & TECHNOLOGY
SPON ADR
647581107
18581
100000
SH
DFND
5
100000
0
0
NEW PROVIDENCE ACQUISITION
COM CL A
64822P106
442
32550
SH
DFND
1
32550
0
0
NEW RELIC INC
COM
64829B100
1112
17000
SH
DFND
1 5
17000
0
0
NEW RELIC INC
COM
64829B100
1635
25000
SH
Call
DFND
1
25000
0
0
NEW RELIC INC
COM
64829B100
1079
16500
SH
Put
DFND
1
16500
0
0
NEW RELIC INC
NOTE 0.500% 5/0
64829BAB6
52
53000
PRN
DFND
4
53000
0
0
NEW YORK CMNTY CAP TR V
UNIT 11/01/2051
64944P307
1556
33927
SH
DFND
4
33927
0
0
NEW YORK TIMES CO
CL A
650111107
740
14300
SH
Call
DFND
1
14300
0
0
NEW YORK TIMES CO
CL A
650111107
305
5900
SH
Put
DFND
1
5900
0
0
NEWMONT CORP
COM
651639106
7628
127359
SH
DFND
1 4
127359
0
0
NEWMONT CORP
COM
651639106
2096
35000
SH
Put
DFND
1
35000
0
0
NEXTERA ENERGY INC
COM
65339F101
6889
89290
SH
DFND
1 4
89290
0
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F739
2575
50130
SH
DFND
4
50130
0
0
NICE LTD
SPONSORED ADR
653656108
7005
24704
SH
DFND
1 5
24704
0
0
NIKE INC
CL B
654106103
5035
35594
SH
DFND
1 4
35594
0
0
NIKE INC
CL B
654106103
17160
121300
SH
Call
DFND
1
121300
0
0
NIKE INC
CL B
654106103
17160
121300
SH
Put
DFND
1
121300
0
0
NIO INC
SPON ADS
62914V106
64438
1322070
SH
DFND
1 5
1322070
0
0
NIO INC
SPON ADS
62914V106
65068
1335000
SH
Put
DFND
1 5
1335000
0
0
NORDSTROM INC
COM
655664100
208
6655
SH
DFND
1
6655
0
0
NORFOLK SOUTHN CORP
COM
655844108
713
3000
SH
DFND
5
3000
0
0
NORFOLK SOUTHN CORP
COM
655844108
4752
20000
SH
Call
DFND
1
20000
0
0
NORFOLK SOUTHN CORP
COM
655844108
2376
10000
SH
Put
DFND
1
10000
0
0
NORTHERN OIL AND GAS INC MN
COM
665531307
438
50000
SH
DFND
1
50000
0
0
NORTHERN OIL AND GAS INC MN
COM
665531307
4380
500000
SH
Put
DFND
1
500000
0
0
NORTHERN STAR ACQUISITION CO
UNIT 08/29/2025
665742201
471
30000
SH
DFND
1
30000
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
763
30000
SH
DFND
5
30000
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
5086
200000
SH
Call
DFND
1
200000
0
0
NOVAGOLD RES INC
COM NEW
66987E206
4336
448405
SH
DFND
4
448405
0
0
NOVAVAX INC
COM NEW
670002401
3901
34979
SH
DFND
1
34979
0
0
NOVAVAX INC
COM NEW
670002401
8029
72000
SH
Put
DFND
1
72000
0
0
NOVOCURE LTD
ORD SHS
G6674U108
2353
13600
SH
DFND
1
13600
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
7010
159002
SH
DFND
1
159002
0
0
NUANCE COMMUNICATIONS INC
DEBT 1.500%11/0
67020YAG5
138
64000
PRN
DFND
1
64000
0
0
NUVASIVE INC
COM
670704105
398
7060
SH
DFND
1 5
7060
0
0
NUVASIVE INC
COM
670704105
287
5100
SH
Call
DFND
1
5100
0
0
NUVASIVE INC
NOTE 2.250% 3/1
670704AG0
1927
1907000
PRN
DFND
1
1907000
0
0
NVENT ELECTRIC PLC
SHS
G6700G107
2017
86600
SH
Call
DFND
1
86600
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
3155
19840
SH
DFND
1
19840
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1781
11200
SH
Call
DFND
1
11200
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
3975
25000
SH
Put
DFND
1
25000
0
0
OAK STR HEALTH INC
COM
67181A107
2177
35589
SH
DFND
1
35589
0
0
OAKTREE ACQUISITION CORP
SHS CL A
G67145105
730
50000
SH
DFND
1
50000
0
0
OAKTREE ACQUISITION CORP II
UNIT 09/15/2027
G6715X129
935
87277
SH
DFND
1
87277
0
0
OCCIDENTAL PETE CORP
COM
674599105
173
10000
SH
DFND
1
10000
0
0
OCCIDENTAL PETE CORP
COM
674599105
5605
323800
SH
Call
DFND
1
323800
0
0
OCCIDENTAL PETE CORP
COM
674599105
3272
189000
SH
Put
DFND
1
189000
0
0
OCWEN FINL CORP
COM NEW
675746606
506
17500
SH
DFND
5
17500
0
0
OCWEN FINL CORP
COM NEW
675746606
3108
107500
SH
Call
DFND
1
107500
0
0
OKTA INC
CL A
679295105
1658
6519
SH
DFND
1 4 5
6519
0
0
OKTA INC
CL A
679295105
381
1500
SH
Call
DFND
1
1500
0
0
OKTA INC
CL A
679295105
2543
10000
SH
Put
DFND
1
10000
0
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
9150
46879
SH
DFND
1 5
46879
0
0
OLEMA PHARMACEUTICALS INC
COM
68062P106
726
15100
SH
DFND
1
15100
0
0
OMEROS CORP
COM
682143102
714
50000
SH
Call
DFND
1
50000
0
0
OMEROS CORP
NOTE 5.250% 2/1
682143AG7
10897
10113000
PRN
DFND
1
10113000
0
0
OMEROS CORP
NOTE 6.250%11/1
682143AE2
6035
5649000
PRN
DFND
1
5649000
0
0
OMNICELL COM
COM
68213N109
4441
37000
SH
DFND
5
37000
0
0
ON SEMICONDUCTOR CORP
COM
682189105
1767
54000
SH
DFND
1
54000
0
0
ON SEMICONDUCTOR CORP
COM
682189105
4167
127300
SH
Call
DFND
1
127300
0
0
ON SEMICONDUCTOR CORP
COM
682189105
5728
175000
SH
Put
DFND
1
175000
0
0
ONE
COM CL A
G7000X105
268
24845
SH
DFND
1
24845
0
0
ORACLE CORP
COM
68389X105
4528
70000
SH
DFND
5
70000
0
0
ORACLE CORP
COM
68389X105
9704
150000
SH
Call
DFND
1
150000
0
0
OREILLY AUTOMOTIVE INC
COM
67103H107
5657
12500
SH
DFND
1
12500
0
0
OSPREY TECHNLGY AQUISTION CO
COM CL A
68839R104
682
65100
SH
DFND
1
65100
0
0
OVERSTOCK COM INC DEL
COM
690370101
13
280
SH
DFND
1
280
0
0
OVERSTOCK COM INC DEL
COM
690370101
1012
21100
SH
Call
DFND
1
21100
0
0
OVINTIV INC
COM
69047Q102
7025
489234
SH
DFND
4
489234
0
0
OWL ROCK CAPITAL CORPORATION
COM
69121K104
143
11313
SH
DFND
4
11313
0
0
PACIRA BIOSCIENCES INC
COM
695127100
1172
19586
SH
DFND
1 5
19586
0
0
PACIRA BIOSCIENCES INC
COM
695127100
4308
72000
SH
Call
DFND
1
72000
0
0
PACIRA BIOSCIENCES INC
COM
695127100
1005
16800
SH
Put
DFND
1
16800
0
0
PACIRA BIOSCIENCES INC
NOTE 2.375% 4/0
695127AD2
319
279000
PRN
DFND
1
279000
0
0
PACKAGING CORP AMER
COM
695156109
858
6225
SH
DFND
1
6225
0
0
PAE INC
COM CL A
69290Y109
407
44363
SH
DFND
1
44363
0
0
PALO ALTO NETWORKS INC
COM
697435105
696
1959
SH
DFND
4 5
1959
0
0
PALO ALTO NETWORKS INC
COM
697435105
2772
7800
SH
Put
DFND
5
7800
0
0
PALO ALTO NETWORKS INC
NOTE 0.750% 7/0
697435AD7
12101
8555000
PRN
DFND
1 4
8555000
0
0
PANGAEA LOGISTICS SOLUTION L
SHS
G6891L105
238
85868
SH
DFND
1
85868
0
0
PARSLEY ENERGY INC
CL A
701877102
11022
776163
SH
DFND
1
776163
0
0
PARSLEY ENERGY INC
CL A
701877102
14573
1026300
SH
Put
DFND
1
1026300
0
0
PARTY CITY HOLDCO INC
COM
702149105
150
24390
SH
DFND
1
24390
0
0
PAYCHEX INC
COM
704326107
4272
45852
SH
DFND
1 5
45852
0
0
PAYPAL HLDGS INC
COM
70450Y103
13047
55707
SH
DFND
1 4 5
55707
0
0
PAYPAL HLDGS INC
COM
70450Y103
2342
10000
SH
Call
DFND
1
10000
0
0
PBF ENERGY INC
CL A
69318G106
2023
284921
SH
DFND
4
284921
0
0
PC CONNECTION INC
COM
69318J100
1267
26800
SH
DFND
1
26800
0
0
PDC ENERGY INC
COM
69327R101
1062
51732
SH
DFND
4
51732
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
10447
68854
SH
DFND
1 5
68854
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
3034
20000
SH
Put
DFND
1
20000
0
0
PENN NATL GAMING INC
COM
707569109
6132
71000
SH
DFND
5
71000
0
0
PENN NATL GAMING INC
COM
707569109
8551
99000
SH
Call
DFND
1
99000
0
0
PENN NATL GAMING INC
COM
707569109
1771
20500
SH
Put
DFND
1
20500
0
0
PENN NATL GAMING INC
NOTE 2.750% 5/1
707569AU3
46
13000
PRN
DFND
1
13000
0
0
PENNYMAC FINL SVCS INC NEW
COM
70932M107
35907
547200
SH
Call
DFND
1
547200
0
0
PENNYMAC FINL SVCS INC NEW
COM
70932M107
7205
109800
SH
Put
DFND
1
109800
0
0
PENUMBRA INC
COM
70975L107
5250
30000
SH
DFND
5
30000
0
0
PENUMBRA INC
COM
70975L107
6580
37600
SH
Call
DFND
1
37600
0
0
PENUMBRA INC
COM
70975L107
7665
43800
SH
Put
DFND
1
43800
0
0
PEPSICO INC
COM
713448108
321
2162
SH
DFND
1 4
2162
0
0
PEPSICO INC
COM
713448108
208
1400
SH
Call
DFND
1
1400
0
0
PERFICIENT INC
COM
71375U101
1310
27500
SH
DFND
5
27500
0
0
PERSHING SQUARE TONTINE HLDG
COM CL A
71531R109
1383
49875
SH
DFND
1 4
49875
0
0
PERSHING SQUARE TONTINE HLDG
COM CL A
71531R109
502
18100
SH
Call
DFND
1
18100
0
0
PERSHING SQUARE TONTINE HLDG
COM CL A
71531R109
502
18100
SH
Put
DFND
1
18100
0
0
PETIQ INC
COM CL A
71639T106
1245
32389
SH
DFND
1 5
32389
0
0
PETIQ INC
COM CL A
71639T106
1346
35000
SH
Put
DFND
1
35000
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
1600
142500
SH
DFND
1
142500
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
1965
175000
SH
Call
DFND
1
175000
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
8984
800000
SH
Put
DFND
1
800000
0
0
PFIZER INC
COM
717081103
18207
494628
SH
DFND
1 4 5
494628
0
0
PFIZER INC
COM
717081103
13336
362300
SH
Call
DFND
1
362300
0
0
PFIZER INC
COM
717081103
6041
164100
SH
Put
DFND
1
164100
0
0
PG&E CORP
COM
69331C108
10936
877700
SH
DFND
1 5
877700
0
0
PG&E CORP
COM
69331C108
13322
1069200
SH
Call
DFND
1
1069200
0
0
PG&E CORP
COM
69331C108
19343
1552400
SH
Put
DFND
1
1552400
0
0
PHATHOM PHARMACEUTICALS INC
COM
71722W107
8224
247560
SH
DFND
1
247560
0
0
PHILIP MORRIS INTL INC
COM
718172109
708
8548
SH
DFND
1 4
8548
0
0
PHOENIX NEW MEDIA LTD
SPONSORED ADS
71910C103
24
20000
SH
DFND
1
20000
0
0
PHOENIX NEW MEDIA LTD
SPONSORED ADS
71910C103
43
36000
SH
Put
DFND
1
36000
0
0
PINDUODUO INC
NOTE 12/0
722304AC6
2950
2395000
PRN
DFND
1
2395000
0
0
PINTEREST INC
CL A
72352L106
6195
94000
SH
DFND
5
94000
0
0
PINTEREST INC
CL A
72352L106
14920
226400
SH
Call
DFND
1
226400
0
0
PINTEREST INC
CL A
72352L106
20541
311700
SH
Put
DFND
1
311700
0
0
PIONEER NAT RES CO
COM
723787107
19104
167745
SH
DFND
1 4
167745
0
0
PIONEER NAT RES CO
COM
723787107
4556
40000
SH
Call
DFND
1
40000
0
0
PIONEER NAT RES CO
COM
723787107
36445
320000
SH
Put
DFND
1
320000
0
0
PLURALSIGHT INC
COM CL A
72941B106
20
956
SH
DFND
1 4 5
956
0
0
PLURALSIGHT INC
COM CL A
72941B106
629
30000
SH
Call
DFND
1
30000
0
0
PLURALSIGHT INC
NOTE 0.375% 3/0
72941BAB2
52
53000
PRN
DFND
4
53000
0
0
PMV PHARMACEUTICALS INC
COM
69353Y103
615
10000
SH
DFND
1
10000
0
0
POOL CORP
COM
73278L105
404
1084
SH
DFND
1
1084
0
0
POWER INTEGRATIONS INC
COM
739276103
892
10900
SH
DFND
1
10900
0
0
PPD INC
COM
69355F102
240
7000
SH
DFND
5
7000
0
0
PPD INC
COM
69355F102
3980
116300
SH
Call
DFND
1
116300
0
0
PPG INDS INC
COM
693506107
9538
66135
SH
DFND
1 4 5
66135
0
0
PRETIUM RES INC
COM
74139C102
551
48000
SH
DFND
5
48000
0
0
PRETIUM RES INC
COM
74139C102
2296
200000
SH
Call
DFND
1
200000
0
0
PRICELINE GRP INC
NOTE 0.900% 9/1
741503AX4
7312
6240000
PRN
DFND
1
6240000
0
0
PRIMO WATER CORPORATION
COM
74167P108
4873
310781
SH
DFND
4
310781
0
0
PROCTER AND GAMBLE CO
COM
742718109
632
4542
SH
DFND
4 5
4542
0
0
PROCTER AND GAMBLE CO
COM
742718109
1391
10000
SH
Call
DFND
1
10000
0
0
PROG HOLDINGS INC
COM NPV
74319R101
5387
100000
SH
DFND
1
100000
0
0
PROGRESSIVE CORP
COM
743315103
758
7668
SH
DFND
1 4
7668
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
650
11150
SH
DFND
1 4
11150
0
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
436
42476
SH
DFND
1
42476
0
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
436
42500
SH
Put
DFND
1
42500
0
0
PURE STORAGE INC
CL A
74624M102
2223
98300
SH
DFND
1 5
98300
0
0
PURE STORAGE INC
CL A
74624M102
1481
65500
SH
Call
DFND
1
65500
0
0
PURE STORAGE INC
CL A
74624M102
705
31200
SH
Put
DFND
1
31200
0
0
PURPLE INNOVATION INC
COM
74640Y106
3294
100000
SH
DFND
1
100000
0
0
Q2 HLDGS INC
NOTE 0.750% 2/1
74736LAB5
203
91000
PRN
DFND
1
91000
0
0
QIAGEN NV
SHS NEW
N72482123
335
6459
SH
SOLE
6459
0
0
QUALCOMM INC
COM
747525103
4266
28000
SH
DFND
1
28000
0
0
QUALCOMM INC
COM
747525103
3428
22500
SH
Call
DFND
1
22500
0
0
QUALCOMM INC
COM
747525103
20322
133400
SH
Put
DFND
1
133400
0
0
QUANTA SVCS INC
COM
74762E102
576
8000
SH
DFND
5
8000
0
0
QUANTA SVCS INC
COM
74762E102
1404
19500
SH
Call
DFND
1
19500
0
0
QUANTUMSCAPE CORP
COM CL A
74767V109
845
10000
SH
Call
DFND
1
10000
0
0
QUANTUMSCAPE CORP
COM CL A
74767V109
9290
110000
SH
Put
DFND
1
110000
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
7871
66048
SH
DFND
1 4
66048
0
0
RADIUS GLOBAL INFRASTRCTRE I
COM CL A
750481103
22485
1749769
SH
DFND
1
1749769
0
0
RALPH LAUREN CORP
CL A
751212101
3865
37255
SH
DFND
1
37255
0
0
RALPH LAUREN CORP
CL A
751212101
11079
106800
SH
Call
DFND
1
106800
0
0
RALPH LAUREN CORP
CL A
751212101
1037
10000
SH
Put
DFND
1
10000
0
0
RANGE RES CORP
COM
75281A109
1344
200600
SH
DFND
1
200600
0
0
RANGE RES CORP
COM
75281A109
4690
700000
SH
Call
DFND
1
700000
0
0
RAPID7 INC
COM
753422104
5946
65952
SH
DFND
1 5
65952
0
0
RAYMOND JAMES FINL INC
COM
754730109
3803
39750
SH
DFND
5
39750
0
0
RAYMOND JAMES FINL INC
COM
754730109
7080
74000
SH
Call
DFND
1
74000
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
3687
51560
SH
DFND
1 4
51560
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
100
1400
SH
Call
DFND
1
1400
0
0
REALOGY HLDGS CORP
COM
75605Y106
68
5176
SH
DFND
1
5176
0
0
REALOGY HLDGS CORP
COM
75605Y106
656
50000
SH
Put
DFND
1
50000
0
0
REALPAGE INC
NOTE 1.500% 5/1
75606NAC3
195
150000
PRN
DFND
1
150000
0
0
REGAL BELOIT CORP
COM
758750103
1597
13000
SH
DFND
1
13000
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
8143
16856
SH
DFND
1 5
16856
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
4831
10000
SH
Put
DFND
1
10000
0
0
RELAY THERAPEUTICS INC
COM
75943R102
416
10000
SH
DFND
1
10000
0
0
REPLIGEN CORP
NOTE 0.375% 7/1
759916AB5
61
35000
PRN
DFND
1
35000
0
0
REPUBLIC SVCS INC
COM
760759100
1567
16269
SH
DFND
1 5
16269
0
0
RESMED INC
COM
761152107
1275
6000
SH
DFND
5
6000
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
3382
55350
SH
DFND
1 5
55350
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
6111
100000
SH
Call
DFND
1
100000
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
6111
100000
SH
Put
DFND
1
100000
0
0
REVOLVE GROUP INC
CL A
76156B107
233
7462
SH
DFND
1
7462
0
0
REXFORD INDL RLTY INC
COM
76169C100
98
2000
SH
DFND
5
2000
0
0
REXFORD INDL RLTY INC
COM
76169C100
462
9400
SH
Call
DFND
1
9400
0
0
RH
COM
74967X103
6366
14224
SH
DFND
4
14224
0
0
RH
NOTE 6/1
74967XAA1
75
33000
PRN
DFND
1
33000
0
0
RINGCENTRAL INC
CL A
76680R206
3010
7942
SH
DFND
1
7942
0
0
RIOT BLOCKCHAIN INC
COM
767292105
936
55100
SH
Call
DFND
1
55100
0
0
RIOT BLOCKCHAIN INC
COM
767292105
1002
59000
SH
Put
DFND
1
59000
0
0
ROCKET COS INC
COM CL A
77311W101
4073
201436
SH
DFND
1 4
201436
0
0
ROCKET COS INC
COM CL A
77311W101
4060
200800
SH
Put
DFND
1
200800
0
0
ROCKET PHARMACEUTICALS INC
COM
77313F106
1919
35000
SH
DFND
5
35000
0
0
ROKU INC
COM CL A
77543R102
484
1458
SH
DFND
1 5
1458
0
0
ROLLINS INC
COM
775711104
525
13442
SH
DFND
1
13442
0
0
ROMEO POWER INC
COM
776153108
1607
71447
SH
DFND
4
71447
0
0
ROPER TECHNOLOGIES INC
COM
776696106
517
1200
SH
DFND
5
1200
0
0
ROSS STORES INC
COM
778296103
7031
57254
SH
DFND
1 4
57254
0
0
ROTH CH ACQUISITION I CO
COM
778675108
718
44503
SH
DFND
4
44503
0
0
ROYAL CARIBBEAN GROUP
COM
V7780T103
747
10005
SH
DFND
1 4 5
10005
0
0
ROYAL CARIBBEAN GROUP
COM
V7780T103
934
12500
SH
Call
DFND
1
12500
0
0
ROYAL CARIBBEAN GROUP
COM
V7780T103
5228
70000
SH
Put
DFND
1
70000
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1952
55551
SH
DFND
4 5
55551
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
4515
128500
SH
Call
DFND
1
128500
0
0
SABRE CORP
COM
78573M104
2006
166908
SH
DFND
1
166908
0
0
SABRE CORP
COM
78573M104
599
49800
SH
Call
DFND
1
49800
0
0
SAFEHOLD INC
COM
78645L100
19379
267330
SH
DFND
4
267330
0
0
SAGE THERAPEUTICS INC
COM
78667J108
1557
18000
SH
DFND
5
18000
0
0
SAGE THERAPEUTICS INC
COM
78667J108
2466
28500
SH
Call
DFND
1
28500
0
0
SAGE THERAPEUTICS INC
COM
78667J108
3365
38900
SH
Put
DFND
1
38900
0
0
SAIA INC
COM
78709Y105
633
3500
SH
DFND
1
3500
0
0
SAILPOINT TECHNOLOGIES HLDGS
COM
78781P105
1297
24362
SH
DFND
5
24362
0
0
SALESFORCE COM INC
COM
79466L302
9881
44403
SH
DFND
1 4
44403
0
0
SANDBRIDGE ACQUISITION CORP
COM CL A
799793104
426
41850
SH
DFND
1
41850
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
1721
10092
SH
DFND
1
10092
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
5183
30400
SH
Put
DFND
1
30400
0
0
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
1597
5659
SH
DFND
1 5
5659
0
0
SCHLUMBERGER LTD
COM
806857108
10104
462866
SH
DFND
1 4 5
462866
0
0
SCHLUMBERGER LTD
COM
806857108
6372
291900
SH
Call
DFND
1
291900
0
0
SCHLUMBERGER LTD
COM
806857108
5370
246000
SH
Put
DFND
1
246000
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
484
7546
SH
DFND
4
7546
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
794
8730
SH
DFND
4
8730
0
0
SCIENTIFIC GAMES CORP
COM
80874P109
10454
251969
SH
DFND
1 5
251969
0
0
SCIPLAY CORPORATION
CL A
809087109
942
68000
SH
DFND
1
68000
0
0
SCORPIO TANKERS INC
SHS
Y7542C130
554
49503
SH
DFND
1 4
49503
0
0
SCVX CORP
COM
G79448208
412
40000
SH
DFND
1
40000
0
0
SEA LTD
SPONSORD ADS
81141R100
1991
10000
SH
Put
DFND
1
10000
0
0
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
39
39000
PRN
DFND
1
39000
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
5157
82967
SH
DFND
1
82967
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
5811
153331
SH
DFND
1 4 5
153331
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
13796
364000
SH
Call
DFND
1
364000
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
12613
332800
SH
Put
DFND
1
332800
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
1275
18899
SH
DFND
1 4
18899
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
5241
46202
SH
DFND
1 4
46202
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
2666
23500
SH
Call
DFND
1
23500
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
33465
295000
SH
Put
DFND
1
295000
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
15942
540790
SH
DFND
1 4
540790
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
23348
792000
SH
Call
DFND
1
792000
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
23814
807800
SH
Put
DFND
1
807800
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
8709
98347
SH
DFND
1 4
98347
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
8279
93500
SH
Put
DFND
1
93500
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
2030
32372
SH
DFND
1 4
32372
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
4199
58000
SH
DFND
5
58000
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1185
9117
SH
DFND
4
9117
0
0
SEMPRA ENERGY
COM
816851109
474
3719
SH
DFND
1
3719
0
0
SERVICENOW INC
COM
81762P102
2807
5100
SH
DFND
1
5100
0
0
SFL CORPORATION LTD
SHS
G7738W106
3140
500000
SH
Call
DFND
1
500000
0
0
SHENANDOAH TELECOMMUNICATION
COM
82312B106
804
18600
SH
DFND
1
18600
0
0
SHERWIN WILLIAMS CO
COM
824348106
3307
4500
SH
DFND
5
4500
0
0
SHIFT4 PMTS INC
CL A
82452J109
1206
16000
SH
DFND
1
16000
0
0
SHIP FINANCE INTERNATIONAL L
NOTE 5.750%10/1
G81075AF3
69
70000
PRN
DFND
1
70000
0
0
SHOPIFY INC
NOTE 0.125%11/0
82509LAA5
3955
3350000
PRN
DFND
1
3350000
0
0
SILICON LABORATORIES INC
NOTE 1.375% 3/0
826919AB8
853
614000
PRN
DFND
1
614000
0
0
SILVER SPIKE ACQUISITION COR
CL A SHS
G8136L106
1277
100000
SH
DFND
1
100000
0
0
SILVERGATE CAP CORP
CL A
82837P408
8212
110506
SH
DFND
4
110506
0
0
SIRIUS XM HOLDINGS INC
COM
82968B103
1911
300000
SH
DFND
1
300000
0
0
SIRIUS XM HOLDINGS INC
COM
82968B103
1661
260700
SH
Put
DFND
1
260700
0
0
SKILLZ INC
COM
83067L109
1400
70000
SH
DFND
1
70000
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
9300
220162
SH
DFND
1 4 5
220162
0
0
SLM CORP
COM
78442P106
372
30000
SH
DFND
1
30000
0
0
SLM CORP
COM
78442P106
74
6000
SH
Call
DFND
1
6000
0
0
SLM CORP
COM
78442P106
310
25000
SH
Put
DFND
1
25000
0
0
SMART GLOBAL HLDGS INC
SHS
G8232Y101
1771
47051
SH
DFND
1 5
47051
0
0
SMARTSHEET INC
COM CL A
83200N103
314
4530
SH
DFND
1
4530
0
0
SMARTSHEET INC
COM CL A
83200N103
1996
28800
SH
Call
DFND
1
28800
0
0
SMARTSHEET INC
COM CL A
83200N103
866
12500
SH
Put
DFND
1
12500
0
0
SMILEDIRECTCLUB INC
CL A COM
83192H106
240
20109
SH
DFND
1
20109
0
0
SNAP INC
CL A
83304A106
31414
627410
SH
DFND
1 4 5
627410
0
0
SNAP INC
CL A
83304A106
127003
2536500
SH
Call
DFND
1
2536500
0
0
SNAP INC
CL A
83304A106
57831
1155000
SH
Put
DFND
1
1155000
0
0
SONOS INC
COM
83570H108
15750
673346
SH
DFND
1 4
673346
0
0
SONOS INC
COM
83570H108
8666
370506
SH
Call
DFND
1 4
370506
0
0
SORRENTO THERAPEUTICS INC
COM NEW
83587F202
341
50000
SH
Put
DFND
1
50000
0
0
SOTERA HEALTH CO
COM
83601L102
1235
45000
SH
DFND
1
45000
0
0
SOUTHERN CO
COM
842587107
1473
23979
SH
DFND
1 5
23979
0
0
SOUTHERN CO
UNIT 08/01/2022
842587602
2359
45453
SH
DFND
4
45453
0
0
SOUTHWEST AIRLS CO
COM
844741108
8283
177709
SH
DFND
1 4 5
177709
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
3994
2743000
PRN
DFND
1 4
2743000
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
1241
416600
SH
Call
DFND
4
416600
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
477
1561
SH
DFND
4
1561
0
0
SPDR GOLD TR
GOLD SHS
78463V107
12064
67640
SH
DFND
1 4
67640
0
0
SPDR GOLD TR
GOLD SHS
78463V107
96314
540000
SH
Call
DFND
1
540000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
524438
1402690
SH
DFND
1 4 5
1402690
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
290580
777200
SH
Call
DFND
1
777200
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
853605
2283100
SH
Put
DFND
1
2283100
0
0
SPDR SER TR
S&P BIOTECH
78464A870
8447
60000
SH
DFND
5
60000
0
0
SPDR SER TR
S&P BIOTECH
78464A870
24637
175000
SH
Call
DFND
1
175000
0
0
SPDR SER TR
S&P BIOTECH
78464A870
116172
825200
SH
Put
DFND
1
825200
0
0
SPDR SER TR
S&P BK ETF
78464A797
1885
45075
SH
DFND
1 4
45075
0
0
SPDR SER TR
S&P OILGAS EXP
78468R556
17550
300000
SH
DFND
1
300000
0
0
SPDR SER TR
S&P OILGAS EXP
78468R556
76664
1310500
SH
Call
DFND
1
1310500
0
0
SPDR SER TR
S&P OILGAS EXP
78468R556
101106
1728300
SH
Put
DFND
1
1728300
0
0
SPDR SER TR
S&P REGL BKG
78464A698
8397
161643
SH
DFND
1 4 5
161643
0
0
SPDR SER TR
S&P REGL BKG
78464A698
5195
100000
SH
Call
DFND
1
100000
0
0
SPDR SER TR
S&P REGL BKG
78464A698
520
10000
SH
Put
DFND
1
10000
0
0
SPLUNK INC
COM
848637104
7085
41705
SH
DFND
1 4 5
41705
0
0
SPLUNK INC
COM
848637104
24430
143800
SH
Call
DFND
1 5
143800
0
0
SPLUNK INC
COM
848637104
18705
110100
SH
Put
DFND
5
110100
0
0
SPLUNK INC
NOTE 0.500% 9/1
848637AC8
3505
2676000
PRN
DFND
1
2676000
0
0
SPLUNK INC
NOTE 1.125% 9/1
848637AD6
35
26000
PRN
DFND
1
26000
0
0
SPOK HLDGS INC
COM
84863T106
779
70000
SH
DFND
1
70000
0
0
SQUARE INC
CL A
852234103
17999
82703
SH
DFND
1 5
82703
0
0
STANLEY BLACK & DECKER INC
COM
854502101
6160
34500
SH
DFND
5
34500
0
0
STANLEY BLACK & DECKER INC
UNIT 11/15/2022
854502846
2206
19722
SH
DFND
4
19722
0
0
STAR BULK CARRIERS CORP.
SHS PAR
Y8162K204
63002
7134962
SH
DFND
4
7134962
0
0
STARBUCKS CORP
COM
855244109
1965
18370
SH
DFND
1 4
18370
0
0
STARBUCKS CORP
COM
855244109
1605
15000
SH
Put
DFND
1
15000
0
0
STEEL DYNAMICS INC
COM
858119100
922
25000
SH
DFND
1
25000
0
0
STRIDE INC
COM
86333M108
2439
114900
SH
DFND
1 5
114900
0
0
STRYKER CORPORATION
COM
863667101
2859
11668
SH
DFND
1 4
11668
0
0
SUMMIT MATLS INC
CL A
86614U100
4
198
SH
DFND
1
198
0
0
SUMMIT MATLS INC
CL A
86614U100
2008
100000
SH
Call
DFND
1
100000
0
0
SUNCOR ENERGY INC NEW
COM
867224107
1091
65000
SH
Call
DFND
1
65000
0
0
SUNNOVA ENERGY INTL INC.
COM
86745K104
4861
107705
SH
DFND
4
107705
0
0
SUNRUN INC
COM
86771W105
867
12500
SH
Put
DFND
1
12500
0
0
SUPERNUS PHARMACEUTICALS INC
COM
868459108
2831
112500
SH
Call
DFND
1
112500
0
0
SUPERNUS PHARMACEUTICALS INC
NOTE 0.625% 4/0
868459AD0
4168
4371000
PRN
DFND
1 4
4371000
0
0
SURO CAPITAL CORP
COM NEW
86887Q109
127
9700
SH
DFND
1
9700
0
0
SURO CAPITAL CORP
COM NEW
86887Q109
262
20000
SH
Put
DFND
1
20000
0
0
SUSTAINABLE OPPORTNTS ACQ CO
ORD SHS A
G8598Y109
193
17920
SH
DFND
1
17920
0
0
SVB FINANCIAL GROUP
COM
78486Q101
1357
3500
SH
DFND
5
3500
0
0
SVB FINANCIAL GROUP
COM
78486Q101
9696
25000
SH
Put
DFND
1
25000
0
0
SVMK INC
COM
78489X103
228
8926
SH
DFND
1 4
8926
0
0
SYNAPTICS INC
NOTE 0.500% 6/1
87157DAD1
484
350000
PRN
DFND
1
350000
0
0
SYNCHRONY FINANCIAL
COM
87165B103
2214
63798
SH
DFND
1
63798
0
0
SYNCHRONY FINANCIAL
COM
87165B103
2343
67500
SH
Call
DFND
1
67500
0
0
SYNCHRONY FINANCIAL
COM
87165B103
5293
152500
SH
Put
DFND
1
152500
0
0
SYSCO CORP
COM
871829107
328
4422
SH
DFND
1
4422
0
0
TAILWIND ACQUISITION CORP
COM CL A
87403Q102
3669
353082
SH
DFND
1
353082
0
0
TAILWIND ACQUISITION CORP
UNIT 09/07/2027
87403Q201
498
46221
SH
DFND
1
46221
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
3616
17400
SH
DFND
5
17400
0
0
TALOS ENERGY INC
COM
87484T108
247
30000
SH
DFND
1
30000
0
0
TALOS ENERGY INC
COM
87484T108
1813
220000
SH
Put
DFND
1
220000
0
0
TARGET CORP
COM
87612E106
4169
23618
SH
DFND
1 4
23618
0
0
TATTOOED CHEF INC
COM CL A
87663X102
1927
84185
SH
DFND
1
84185
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
797
6581
SH
DFND
1
6581
0
0
TEGNA INC
COM
87901J105
594
42600
SH
Call
DFND
1
42600
0
0
TEKKORP DIGITAL ACQUISITN CO
UNIT 09/29/2027
G8739H122
12363
1150000
SH
DFND
1
1150000
0
0
TELADOC HEALTH INC
COM
87918A105
3705
18529
SH
DFND
1 5
18529
0
0
TELADOC HEALTH INC
COM
87918A105
500
2500
SH
Call
DFND
1
2500
0
0
TELOS CORP MD
COM
87969B101
660
20000
SH
DFND
1
20000
0
0
TEMPUR SEALY INTL INC
COM
88023U101
2267
83977
SH
DFND
4
83977
0
0
TENCENT MUSIC ENTMT GROUP
SPON ADS
88034P109
7496
389627
SH
DFND
5
389627
0
0
TERADATA CORP DEL
COM
88076W103
591
26306
SH
DFND
1
26306
0
0
TERADYNE INC
COM
880770102
3328
27755
SH
DFND
5
27755
0
0
TESLA INC
COM
88160R101
8997
12750
SH
DFND
1 5
12750
0
0
TESLA INC
COM
88160R101
70567
100000
SH
Call
DFND
5
100000
0
0
TESLA INC
NOTE 1.250% 3/0
88160RAC5
98
10000
PRN
DFND
1
10000
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
376
39000
SH
DFND
5
39000
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
740
76700
SH
Call
DFND
1
76700
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
11571
1199100
SH
Put
DFND
1
1199100
0
0
TEXAS CAP BANCSHARES INC
COM
88224Q107
40763
685097
SH
DFND
1 5
685097
0
0
TEXAS INSTRS INC
COM
882508104
11411
69522
SH
DFND
1 4 5
69522
0
0
TEXAS INSTRS INC
COM
882508104
1789
10900
SH
Call
DFND
1
10900
0
0
TEXAS INSTRS INC
COM
882508104
3693
22500
SH
Put
DFND
1
22500
0
0
THE PROVIDENCE SERVICE CORP
COM
743815102
264
1904
SH
DFND
1
1904
0
0
THE REALREAL INC
COM
88339P101
336
17200
SH
DFND
1
17200
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
7089
15219
SH
DFND
1 5
15219
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
606
1300
SH
Call
DFND
1
1300
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
8896
19100
SH
Put
DFND
1
19100
0
0
THOMSON REUTERS CORP.
COM NEW
884903709
3972
48500
SH
DFND
1
48500
0
0
THUNDER BRDG ACQUISTION II L
CL A SHS
G8857S116
1322
100000
SH
DFND
1
100000
0
0
TIGA ACQUISITION CORP
UNIT 99/99/9999
G88672129
212
20000
SH
DFND
1
20000
0
0
TJX COS INC NEW
COM
872540109
225
3298
SH
DFND
1 4
3298
0
0
T-MOBILE US INC
COM
872590104
445
3301
SH
DFND
4
3301
0
0
T-MOBILE US INC
COM
872590104
13
100
SH
Call
DFND
1
100
0
0
T-MOBILE US INC
COM
872590104
15548
115300
SH
Put
DFND
1
115300
0
0
TORM PLC
SHS CL A
G89479102
74
10000
SH
SOLE
10000
0
0
TPG PACE TECH OPPORTUNITIES
UNIT 99/99/9999
G8990Y111
298
26189
SH
DFND
1
26189
0
0
TPI COMPOSITES INC
COM
87266J104
396
7500
SH
DFND
1
7500
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
1443
624657
SH
DFND
1
624657
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
1639
709500
SH
Call
DFND
1
709500
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
4508
1951300
SH
Put
DFND
1
1951300
0
0
TREBIA ACQUISITION CORP
COM CL A
G9027T109
378
35000
SH
DFND
1
35000
0
0
TRILOGY METALS INC NEW
COM
89621C105
488
244104
SH
DFND
1
244104
0
0
TRIMBLE INC
COM
896239100
1068
16000
SH
DFND
5
16000
0
0
TRIMBLE INC
COM
896239100
2270
34000
SH
Call
DFND
1
34000
0
0
TRIPADVISOR INC
COM
896945201
8965
311500
SH
DFND
5
311500
0
0
TRIPADVISOR INC
COM
896945201
21199
736600
SH
Call
DFND
1
736600
0
0
TRIPADVISOR INC
COM
896945201
720
25000
SH
Put
DFND
1
25000
0
0
TRUECAR INC
COM
89785L107
1235
294024
SH
DFND
5
294024
0
0
TRUIST FINL CORP
COM
89832Q109
398
8312
SH
DFND
1
8312
0
0
TRUIST FINL CORP
COM
89832Q109
479
10000
SH
Call
DFND
1
10000
0
0
TRUIST FINL CORP
COM
89832Q109
240
5000
SH
Put
DFND
1
5000
0
0
TTEC HLDGS INC
COM
89854H102
1109
15200
SH
DFND
1
15200
0
0
TURNING PT BRANDS INC
COM
90041L105
446
10000
SH
Call
DFND
1
10000
0
0
TURNING PT BRANDS INC
COM
90041L105
446
10000
SH
Put
DFND
1
10000
0
0
TUSCAN HLDGS CORP II
COM
90070A103
551
50000
SH
DFND
1
50000
0
0
TWC TECH HLDGS II CORP
COM
90117G105
979
93000
SH
DFND
1
93000
0
0
TWC TECH HLDGS II CORP
UNIT 09/10/2025
90117G204
269
25000
SH
DFND
1
25000
0
0
TWILIO INC
CL A
90138F102
2502
7391
SH
DFND
4 5
7391
0
0
TWITTER INC
COM
90184L102
12836
237040
SH
DFND
1 5
237040
0
0
TWITTER INC
COM
90184L102
8929
164900
SH
Call
DFND
1
164900
0
0
TWITTER INC
COM
90184L102
6097
112600
SH
Put
DFND
1
112600
0
0
TYLER TECHNOLOGIES INC
COM
902252105
3623
8300
SH
DFND
5
8300
0
0
TYSON FOODS INC
CL A
902494103
1197
18583
SH
DFND
1
18583
0
0
UBER TECHNOLOGIES INC
COM
90353T100
26058
510948
SH
DFND
1 4 5
510948
0
0
UBER TECHNOLOGIES INC
COM
90353T100
4590
90000
SH
Call
DFND
1
90000
0
0
UDR INC
COM
902653104
404
10520
SH
DFND
1 4
10520
0
0
UMPQUA HLDGS CORP
COM
904214103
164
10860
SH
DFND
1
10860
0
0
UNDER ARMOUR INC
CL A
904311107
174
10111
SH
DFND
1 4
10111
0
0
UNDER ARMOUR INC
CL C
904311206
1228
82500
SH
DFND
5
82500
0
0
UNDER ARMOUR INC
CL C
904311206
1488
100000
SH
Call
DFND
1
100000
0
0
UNILEVER PLC
SPON ADR NEW
904767704
2233
37000
SH
DFND
5
37000
0
0
UNILEVER PLC
SPON ADR NEW
904767704
5728
94900
SH
Call
DFND
1
94900
0
0
UNILEVER PLC
SPON ADR NEW
904767704
2801
46400
SH
Put
DFND
1
46400
0
0
UNION PAC CORP
COM
907818108
6726
32300
SH
DFND
1 5
32300
0
0
UNIQURE NV
SHS
N90064101
691
19139
SH
DFND
1 5
19139
0
0
UNIQURE NV
SHS
N90064101
2262
62600
SH
Call
DFND
1
62600
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
2526
15000
SH
DFND
1
15000
0
0
UNITED STATES STL CORP NEW
COM
912909108
19961
1190300
SH
Put
DFND
1
1190300
0
0
UNITED STATES STL CORP NEW
NOTE 5.000%11/0
912909AT5
103
69000
PRN
DFND
1
69000
0
0
UNITED STS OIL FD LP
UNITS
91232N207
1043
31600
SH
Call
DFND
1
31600
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
1921
12657
SH
DFND
4 5
12657
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
2520
16600
SH
Call
DFND
1
16600
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
20161
57491
SH
DFND
1 5
57491
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
877
2500
SH
Call
DFND
1
2500
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
4419
12600
SH
Put
DFND
1
12600
0
0
UP FINTECH HLDG LTD
SPONSORED ADS
91531W106
99
12500
SH
DFND
1
12500
0
0
UP FINTECH HLDG LTD
SPONSORED ADS
91531W106
293
36900
SH
Call
DFND
1
36900
0
0
UP FINTECH HLDG LTD
SPONSORED ADS
91531W106
215
27100
SH
Put
DFND
1
27100
0
0
US BANCORP DEL
COM NEW
902973304
1664
35712
SH
DFND
1
35712
0
0
VAIL RESORTS INC
COM
91879Q109
214
766
SH
DFND
1
766
0
0
VALE S A
SPONSORED ADS
91912E105
5130
306073
SH
DFND
4 5
306073
0
0
VALE S A
SPONSORED ADS
91912E105
14489
864500
SH
Call
DFND
1
864500
0
0
VALE S A
SPONSORED ADS
91912E105
11732
700000
SH
Put
DFND
1
700000
0
0
VALERO ENERGY CORP
COM
91913Y100
890
15732
SH
DFND
1 4 5
15732
0
0
VALLEY NATL BANCORP
COM
919794107
106
10909
SH
DFND
1
10909
0
0
VALVOLINE INC
COM
92047W101
926
40000
SH
Call
DFND
1
40000
0
0
VALVOLINE INC
COM
92047W101
926
40000
SH
Put
DFND
1
40000
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
1320
36639
SH
DFND
1 4
36639
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
17019
472500
SH
Call
DFND
1
472500
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
22282
618600
SH
Put
DFND
1
618600
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189H607
2007
13031
SH
DFND
1
13031
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189H607
4081
26500
SH
Call
DFND
1
26500
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189H607
30800
200000
SH
Put
DFND
1
200000
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
476
2709
SH
DFND
4
2709
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
1291
15202
SH
DFND
1 4
15202
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
13697
39854
SH
DFND
4
39854
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
2095
17611
SH
DFND
1 4
17611
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
437
3097
SH
DFND
4
3097
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
436
1948
SH
DFND
4
1948
0
0
VAXART INC
COM NEW
92243A200
1285
225000
SH
DFND
1
225000
0
0
VAXART INC
COM NEW
92243A200
1285
225000
SH
Put
DFND
1
225000
0
0
VAXCYTE INC
COM
92243G108
266
10000
SH
DFND
1
10000
0
0
VECTOR ACQUISITION CORP
UNIT 09/30/2027
G9442R100
350
32550
SH
DFND
1
32550
0
0
VELODYNE LIDAR INC
COM
92259F101
74
3250
SH
DFND
1
3250
0
0
VELODYNE LIDAR INC
COM
92259F101
513
22500
SH
Call
DFND
1
22500
0
0
VELODYNE LIDAR INC
COM
92259F101
1280
56100
SH
Put
DFND
1
56100
0
0
VENTOUX CCM ACQUISITION CORP
UNIT 09/30/2025
92280L200
1960
190267
SH
DFND
1
190267
0
0
VERISK ANALYTICS INC
COM
92345Y106
343
1653
SH
DFND
1
1653
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
218
922
SH
DFND
1 5
922
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
1182
5000
SH
Call
DFND
1
5000
0
0
VERTIV HOLDINGS CO
COM CL A
92537N108
1890
101240
SH
DFND
1 5
101240
0
0
VERTIV HOLDINGS CO
COM CL A
92537N108
1960
105000
SH
Call
DFND
1
105000
0
0
VERTIV HOLDINGS CO
COM CL A
92537N108
1214
65000
SH
Put
DFND
1
65000
0
0
VESPER HEALTHCARE ACQSTN COR
UNIT 99/99/9999
92538T203
606
50000
SH
DFND
1
50000
0
0
VIACOMCBS INC
CL B
92556H206
35747
959399
SH
DFND
1 5
959399
0
0
VIACOMCBS INC
CL B
92556H206
1449
38900
SH
Call
DFND
1
38900
0
0
VIACOMCBS INC
CL B
92556H206
2701
72500
SH
Put
DFND
1
72500
0
0
VIATRIS INC
COM
92556V106
33000
1760913
SH
DFND
1 4 5
1760913
0
0
VIATRIS INC
COM
92556V106
67655
3610200
SH
Call
DFND
1
3610200
0
0
VIATRIS INC
COM
92556V106
17825
951200
SH
Put
DFND
1
951200
0
0
VIAVI SOLUTIONS INC
COM
925550105
1083
72326
SH
DFND
5
72326
0
0
VIKING THERAPEUTICS INC
COM
92686J106
135
24000
SH
Call
DFND
1
24000
0
0
VIPSHOP HOLDINGS LIMITED
SPONSORED ADS A
92763W103
2264
80538
SH
DFND
5
80538
0
0
VIR BIOTECHNOLOGY INC
COM
92764N102
402
15000
SH
DFND
5
15000
0
0
VIR BIOTECHNOLOGY INC
COM
92764N102
1205
45000
SH
Call
DFND
1
45000
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
72
3046
SH
DFND
1
3046
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
593
25000
SH
Call
DFND
1
25000
0
0
VISA INC
COM CL A
92826C839
933
4264
SH
DFND
1 4
4264
0
0
VISA INC
COM CL A
92826C839
700
3200
SH
Put
DFND
5
3200
0
0
VOCERA COMMUNICATIONS INC
COM
92857F107
5538
133344
SH
DFND
5
133344
0
0
VPC IMPACT ACQUISITION HLDNG
UNIT 09/22/2025
G9441E126
227
21436
SH
DFND
1
21436
0
0
VROOM INC
COM
92918V109
2003
48888
SH
DFND
1
48888
0
0
VULCAN MATLS CO
COM
929160109
184
1244
SH
DFND
1
1244
0
0
VULCAN MATLS CO
COM
929160109
7416
50000
SH
Call
DFND
1
50000
0
0
VULCAN MATLS CO
COM
929160109
12310
83000
SH
Put
DFND
1
83000
0
0
VUZIX CORP
COM NEW
92921W300
295
32500
SH
DFND
1
32500
0
0
VUZIX CORP
COM NEW
92921W300
411
45300
SH
Call
DFND
1
45300
0
0
VUZIX CORP
COM NEW
92921W300
1724
189900
SH
Put
DFND
1
189900
0
0
WABTEC
COM
929740108
238
3256
SH
DFND
1
3256
0
0
WAITR HLDGS INC
COM
930752100
2095
753501
SH
DFND
1
753501
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1142
28637
SH
DFND
1 5
28637
0
0
WALMART INC
COM
931142103
2382
16526
SH
DFND
1 4 5
16526
0
0
WALMART INC
COM
931142103
2998
20800
SH
Call
DFND
1
20800
0
0
WARNER MUSIC GROUP CORP
COM CL A
934550203
518
13629
SH
DFND
1
13629
0
0
WASTE CONNECTIONS INC
COM
94106B101
239
2332
SH
DFND
1
2332
0
0
WATERS CORP
COM
941848103
286
1156
SH
DFND
1
1156
0
0
WATSCO INC
COM
942622200
228
1006
SH
DFND
1
1006
0
0
WAYFAIR INC
CL A
94419L101
23
100
SH
Call
DFND
1
100
0
0
WAYFAIR INC
CL A
94419L101
14678
65000
SH
Put
DFND
1
65000
0
0
WAYFAIR INC
NOTE 0.375% 9/0
94419LAB7
47
24000
PRN
DFND
1
24000
0
0
WEC ENERGY GROUP INC
COM
92939U106
538
5846
SH
DFND
1
5846
0
0
WEIBO CORP
NOTE 1.250%11/1
948596AC5
464
480000
PRN
DFND
1
480000
0
0
WEIBO CORP
SPONSORED ADR
948596101
1681
41000
SH
DFND
1
41000
0
0
WEIBO CORP
SPONSORED ADR
948596101
3997
97500
SH
Call
DFND
1
97500
0
0
WEIBO CORP
SPONSORED ADR
948596101
2869
70000
SH
Put
DFND
1
70000
0
0
WELLS FARGO CO NEW
COM
949746101
163
5400
SH
DFND
1 4 5
5400
0
0
WELLS FARGO CO NEW
COM
949746101
7092
235000
SH
Call
DFND
1
235000
0
0
WELLS FARGO CO NEW
COM
949746101
453
15000
SH
Put
DFND
1
15000
0
0
WESCO INTL INC
COM
95082P105
1060
13500
SH
DFND
1
13500
0
0
WESTAMERICA BANCORPORATION
COM
957090103
394
7125
SH
DFND
1
7125
0
0
WESTERN ASSET EMERGING MKTS
COM
95766A101
2852
205192
SH
DFND
4
205192
0
0
WESTERN DIGITAL CORP.
COM
958102105
3046
55000
SH
DFND
5
55000
0
0
WESTERN DIGITAL CORP.
COM
958102105
5024
90700
SH
Call
DFND
1
90700
0
0
WESTERN DIGITAL CORP.
COM
958102105
415
7500
SH
Put
DFND
1
7500
0
0
WESTERN UN CO
COM
959802109
9961
454000
SH
DFND
5
454000
0
0
WHIRLPOOL CORP
COM
963320106
546
3024
SH
DFND
1 4
3024
0
0
WHITING PETE CORP NEW
COM NEW
966387508
3609
144360
SH
DFND
4
144360
0
0
WHOLE EARTH BRANDS INC
COM CL A
96684W100
273
25000
SH
Call
DFND
1
25000
0
0
WHOLE EARTH BRANDS INC
COM CL A
96684W100
273
25000
SH
Put
DFND
1
25000
0
0
WILLIAMS COS INC
COM
969457100
493
24610
SH
DFND
4 5
24610
0
0
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
2512
11924
SH
DFND
1 4
11924
0
0
WILLSCOT MOBIL MINI HLDNG CO
COM CL A
971378104
28818
1243747
SH
DFND
1
1243747
0
0
WINGSTOP INC
COM
974155103
2492
18800
SH
Put
DFND
1
18800
0
0
WINTRUST FINL CORP
COM
97650W108
441
7212
SH
DFND
1 5
7212
0
0
WINTRUST FINL CORP
COM
97650W108
611
10000
SH
Call
DFND
1
10000
0
0
WISDOMTREE TR
CLOUD COMPUTNG
97717Y691
1441
26900
SH
DFND
4
26900
0
0
WIX COM LTD
SHS
M98068105
1177
4710
SH
DFND
1
4710
0
0
WORKDAY INC
CL A
98138H101
9745
40671
SH
DFND
1 4 5
40671
0
0
WORKHORSE GROUP INC
COM NEW
98138J206
3580
181000
SH
DFND
5
181000
0
0
WORKHORSE GROUP INC
COM NEW
98138J206
6033
305000
SH
Call
DFND
1
305000
0
0
WORKIVA INC
NOTE 1.125% 8/1
98139AAB1
1498
1114000
PRN
DFND
1
1114000
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
625
13000
SH
DFND
1
13000
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
2859
59500
SH
Call
DFND
1
59500
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
1898
39500
SH
Put
DFND
1
39500
0
0
WYNDHAM DESTINATIONS INC
COM
98310W108
2558
57031
SH
DFND
1
57031
0
0
WYNDHAM HOTELS & RESORTS INC
COM
98311A105
620
10433
SH
DFND
1 4 5
10433
0
0
WYNDHAM HOTELS & RESORTS INC
COM
98311A105
1189
20000
SH
Call
DFND
1
20000
0
0
XCEL ENERGY INC
COM
98389B100
454
6817
SH
DFND
1
6817
0
0
XP INC
CL A
G98239109
516
13000
SH
DFND
5
13000
0
0
XP INC
CL A
G98239109
1039
26200
SH
Call
DFND
1
26200
0
0
XPO LOGISTICS INC
COM
983793100
1845
15474
SH
DFND
1
15474
0
0
XPO LOGISTICS INC
COM
983793100
22612
189700
SH
Call
DFND
1
189700
0
0
XPO LOGISTICS INC
COM
983793100
2384
20000
SH
Put
DFND
1
20000
0
0
YOUDAO INC
SPONSORED ADS
98741T104
2140
80678
SH
DFND
5
80678
0
0
YY INC
NOTE 0.750% 6/1
98426TAD8
6297
6171000
PRN
DFND
1
6171000
0
0
YY INC
NOTE 1.375% 6/1
98426TAF3
15215
14908000
PRN
DFND
1
14908000
0
0
ZENDESK INC
COM
98936J101
4582
32012
SH
DFND
1 5
32012
0
0
ZILLOW GROUP INC
CL A
98954M101
411
3024
SH
DFND
5
3024
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
18951
146000
SH
DFND
1 5
146000
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
30750
236900
SH
Call
DFND
1
236900
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
39096
301200
SH
Put
DFND
1 5
301200
0
0
ZOETIS INC
CL A
98978V103
3651
22059
SH
DFND
1 4
22059
0
0
ZOETIS INC
CL A
98978V103
927
5600
SH
Call
DFND
1
5600
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
3171
9400
SH
DFND
5
9400
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
8163
24200
SH
Call
DFND
1
24200
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
3879
11500
SH
Put
DFND
1
11500
0
0
ZOOMINFO TECHNOLOGIES INC
COM CL A
98980F104
1326
27500
SH
DFND
5
27500
0
0
ZOOMINFO TECHNOLOGIES INC
COM CL A
98980F104
5855
121400
SH
Call
DFND
1
121400
0
0
ZSCALER INC
COM
98980G102
10970
54931
SH
DFND
5
54931
0
0
ZSCALER INC
COM
98980G102
12622
63200
SH
Call
DFND
1
63200
0
0
ZYNGA INC
CL A
98986T108
10691
1083201
SH
DFND
1 4 5
1083201
0
0
ZYNGA INC
CL A
98986T108
5010
507600
SH
Call
DFND
1
507600
0
0
ZYNGA INC
CL A
98986T108
1607
162800
SH
Put
DFND
1
162800
0
0