Related Party Transactions (Tables)

9 Months Ended

Aug. 31, 2018

Summary of Interest Income, Other Revenues and Investment Income Attributable to Related Party Private Equity Funds

The following table presents revenues and service charges related to our investment in Private Equity Related Funds (in thousands):



	Nine Months Ended August 31,					Nine Months Ended August 31,
	2018		2017			2018		2017
Other revenues and investment income (loss)	$	172	$	(373	)	$	10,175	$	(9,793	)
Service charges	92		200			212		523

Schedule of related party transactions

Net gains on our investments in these hedge funds, which are included in Principal transactions in our Consolidated Statements of Earnings (in millions):



	Three Months Ended August 31,				Nine Months Ended August 31,
	2018		2017		2018		2017
Net gains on our investments	$	0.5	$	1.9	$	5.0	$	5.1

We sold securities to Jefferies at fair value for cash during the following periods:



Date	Amount (in millions) (1)
February 2017	$	25.6
April 2017	21.9
August 2017	7.1

(1) There was no gain or loss on these transactions

The following table presents the balances relating to these foreign exchange contracts, which are included in our Consolidated Statements of Financial Condition (in millions).



	August 31, 2018		November 30, 2017
Payables-brokers, dealers and clearing organizations	$	12.3	$	17.0

We provide services to and receive services from Jefferies under service agreements. We also receive revenues from Jefferies under a revenue sharing agreement (in millions):



	Three Months Ended August 31,				Nine Months Ended August 31,
	2018		2017		2018		2017
Charges to Jefferies for services provided	$	15.8	$	13.0	$	46.1	$	34.8
Charges from Jefferies for services received	2.2		4.9		6.9		13.8


•	We provide capital markets and asset management services to Jefferies and its affiliates. The following table presents the revenues earned by type of services provided (in millions):



	Three Months Ended August 31,				Nine Months Ended August 31,
	2018		2017		2018		2017
Investment banking	$	5.6	$	—	$	5.6	$	—
Commissions and other fees	0.1		—		0.5		—
Principal transactions	—		—		0.1		—
Other revenues	0.3		—		0.7		—


•	Receivables from and payables to Jefferies, included in Other assets and Accrued expenses and other liabilities, respectively, in our Consolidated Statements of Financial Condition (in millions):



	August 31, 2018		November 30, 2017
Receivable from Jefferies	$	3.2	$	2.5
Payable to Jefferies	0.6		3.1