0000930413-20-002030.txt : 20200814
0000930413-20-002030.hdr.sgml : 20200814
20200814075809
ACCESSION NUMBER: 0000930413-20-002030
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200814
DATE AS OF CHANGE: 20200814
EFFECTIVENESS DATE: 20200814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIAA-CREF FUNDS
CENTRAL INDEX KEY: 0001084380
IRS NUMBER: 134055167
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-09301
FILM NUMBER: 201101408
BUSINESS ADDRESS:
STREET 1: 730 THIRD AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2129166746
MAIL ADDRESS:
STREET 1: 730 THIRD AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: TIAA CREF INSTITUTIONAL MUTUAL FUNDS
DATE OF NAME CHANGE: 19990415
0001084380
S000005360
TIAA-CREF Equity Index Fund
C000014611
Institutional Class
TIEIX
C000033987
Retirement Class
TIQRX
C000033988
Retail Class
TINRX
C000079551
Premier Class
TCEPX
C000162542
Advisor Class
TEIHX
C000202742
Class W
TEQWX
0001084380
S000005361
TIAA-CREF S&P 500 Index Fund
C000014612
Institutional Class
TISPX
C000014613
Retirement Class
TRSPX
C000162543
Advisor Class
TISAX
C000202743
Class W
TISWX
0001084380
S000005367
TIAA-CREF Small-Cap Blend Index Fund
C000014624
Institutional Class
TISBX
C000014625
Retirement Class
TRBIX
C000162544
Advisor Class
TRHBX
C000202744
Class W
TRHWX
0001084380
S000005368
TIAA-CREF International Equity Index Fund
C000014626
Institutional Class
TCIEX
C000014627
Retirement Class
TRIEX
C000079552
Premier Class
TRIPX
C000162545
Advisor Class
TCIHX
C000202745
Class W
TCIWX
0001084380
S000005369
TIAA-CREF Real Estate Securities Fund
C000014628
Institutional Class
TIREX
C000014629
Retail Class
TCREX
C000014630
Retirement Class
TRRSX
C000079553
Premier Class
TRRPX
C000162546
Advisor Class
TIRHX
0001084380
S000005370
TIAA-CREF Growth & Income Fund
C000014631
Institutional Class
TIGRX
C000014632
Retirement Class
TRGIX
C000033989
Retail Class
TIIRX
C000079554
Premier Class
TRPGX
C000162547
Advisor Class
TGIHX
C000202746
Class W
TGIWX
0001084380
S000005371
TIAA-CREF Social Choice Equity Fund
C000014633
Institutional Class
TISCX
C000014634
Retirement Class
TRSCX
C000033990
Retail Class
TICRX
C000079555
Premier Class
TRPSX
C000162548
Advisor Class
TICHX
0001084380
S000005372
TIAA-CREF Core Bond Fund
C000014635
Institutional Class
TIBDX
C000033991
Retirement Class
TIDRX
C000033992
Retail Class
TIORX
C000079556
Premier Class
TIDPX
C000162549
Advisor Class
TIBHX
C000202747
Class W
TBBWX
0001084380
S000005373
TIAA-CREF Inflation-Linked Bond Fund
C000014636
Institutional Class
TIILX
C000014637
Retail Class
TCILX
C000033993
Retirement Class
TIKRX
C000079557
Premier Class
TIKPX
C000162550
Advisor Class
TIIHX
C000202748
Class W
TIIWX
0001084380
S000005374
TIAA-CREF Money Market Fund
C000014638
Institutional Class
TCIXX
C000033994
Retirement Class
TIEXX
C000033995
Retail Class
TIRXX
C000079558
Premier Class
TPPXX
C000162551
Advisor Class
TMHXX
C000202749
Class W
TMWXX
0001084380
S000005375
TIAA-CREF Lifecycle 2010 Fund
C000014639
Retirement Class
TCLEX
C000047972
Institutional Class
TCTIX
C000079559
Premier Class
TCTPX
C000162552
Advisor Class
TCLHX
0001084380
S000005376
TIAA-CREF Lifecycle 2015 Fund
C000014640
Retirement Class
TCLIX
C000047973
Institutional Class
TCNIX
C000079560
Premier Class
TCFPX
C000162553
Advisor Class
TCNHX
0001084380
S000005377
TIAA-CREF Lifecycle 2020 Fund
C000014641
Retirement Class
TCLTX
C000047974
Institutional Class
TCWIX
C000079561
Premier Class
TCWPX
C000162554
Advisor Class
TCWHX
0001084380
S000005378
TIAA-CREF Lifecycle 2025 Fund
C000014642
Retirement Class
TCLFX
C000047975
Institutional Class
TCYIX
C000079562
Premier Class
TCQPX
C000162555
Advisor Class
TCQHX
0001084380
S000005379
TIAA-CREF Lifecycle 2030 Fund
C000014643
Retirement Class
TCLNX
C000047976
Institutional Class
TCRIX
C000079563
Premier Class
TCHPX
C000162556
Advisor Class
TCHHX
0001084380
S000005380
TIAA-CREF Lifecycle 2035 Fund
C000014644
Retirement Class
TCLRX
C000047977
Institutional Class
TCIIX
C000079564
Premier Class
TCYPX
C000162557
Advisor Class
TCYHX
0001084380
S000005381
TIAA-CREF International Equity Fund
C000014645
Institutional Class
TIIEX
C000014646
Retirement Class
TRERX
C000033996
Retail Class
TIERX
C000079565
Premier Class
TREPX
C000162558
Advisor Class
TIEHX
C000202750
Class W
TIEWX
0001084380
S000005382
TIAA-CREF Lifecycle 2040 Fund
C000014647
Retirement Class
TCLOX
C000047978
Institutional Class
TCOIX
C000079566
Premier Class
TCZPX
C000162559
Advisor Class
TCZHX
0001084380
S000005383
TIAA-CREF Large-Cap Value Fund
C000014648
Institutional Class
TRLIX
C000014649
Retail Class
TCLCX
C000014650
Retirement Class
TRLCX
C000079567
Premier Class
TRCPX
C000162560
Advisor Class
TRLHX
C000202751
Class W
TRLWX
0001084380
S000005384
TIAA-CREF Mid-Cap Growth Fund
C000014651
Institutional Class
TRPWX
C000014652
Retail Class
TCMGX
C000014653
Retirement Class
TRGMX
C000079568
Premier Class
TRGPX
C000162561
Advisor Class
TCMHX
0001084380
S000005385
TIAA-CREF Mid-Cap Value Fund
C000014654
Institutional Class
TIMVX
C000014655
Retail Class
TCMVX
C000014656
Retirement Class
TRVRX
C000079569
Premier Class
TRVPX
C000162562
Advisor Class
TRVHX
0001084380
S000005386
TIAA-CREF Quant Small-Cap Equity Fund
C000014657
Institutional Class
TISEX
C000014658
Retail Class
TCSEX
C000014659
Retirement Class
TRSEX
C000079570
Premier Class
TSRPX
C000162563
Advisor Class
TSCHX
C000202752
Class W
TSCWX
0001084380
S000005387
TIAA-CREF Large-Cap Growth Index Fund
C000014660
Institutional Class
TILIX
C000014661
Retirement Class
TRIRX
C000162564
Advisor Class
TRIHX
C000202753
Class W
TRIWX
0001084380
S000005388
TIAA-CREF Large-Cap Value Index Fund
C000014662
Institutional Class
TILVX
C000014663
Retirement Class
TRCVX
C000162565
Advisor Class
THCVX
C000202754
Class W
THCWX
0001084380
S000012194
TIAA-CREF Managed Allocation Fund
C000033271
Retail Class
TIMRX
C000033272
Retirement Class
TITRX
C000033273
Institutional Class
TIMIX
0001084380
S000012195
TIAA-CREF Short-Term Bond Fund
C000033274
Retail Class
TCTRX
C000033275
Retirement Class
TISRX
C000033276
Institutional Class
TISIX
C000079571
Premier Class
TSTPX
C000162566
Advisor Class
TCTHX
C000202755
Class W
TCTWX
0001084380
S000012196
TIAA-CREF High-Yield Fund
C000033277
Retail Class
TIYRX
C000033278
Retirement Class
TIHRX
C000033279
Institutional Class
TIHYX
C000079572
Premier Class
TIHPX
C000162567
Advisor Class
TIHHX
C000202756
Class W
TIHWX
0001084380
S000012197
TIAA-CREF Large-Cap Growth Fund
C000033280
Retail Class
TIRTX
C000033281
Retirement Class
TILRX
C000033282
Institutional Class
TILGX
C000079573
Premier Class
TILPX
C000162568
Advisor Class
TILHX
C000202757
Class W
TILWX
0001084380
S000012198
TIAA-CREF Core Plus Bond Fund
C000033283
Retail Class
TCBPX
C000033284
Retirement Class
TCBRX
C000033285
Institutional Class
TIBFX
C000079574
Premier Class
TBPPX
C000162569
Advisor Class
TCBHX
C000202758
Class W
TCBWX
0001084380
S000012199
TIAA-CREF 5-15 Year Laddered Tax-Exempt Bond Fund
C000033286
Retail Class
TIXRX
C000033287
Institutional Class
TITIX
C000162570
Advisor Class
TIXHX
0001084380
S000019656
TIAA-CREF Quant International Equity Fund
C000054988
Institutional Class
TFIIX
C000162571
Advisor Class
TEIEX
C000202759
Class W
TEIWX
0001084380
S000019657
TIAA-CREF Quant Large-Cap Growth Fund
C000054989
Institutional Class
TLIIX
C000162572
Advisor Class
TECGX
C000202760
Class W
TECWX
0001084380
S000019658
TIAA-CREF Quant Large-Cap Value Fund
C000054990
Institutional Class
TEVIX
C000162573
Advisor Class
TELCX
C000202761
Class W
TELWX
0001084380
S000019659
TIAA-CREF Lifecycle 2045 Fund
C000054991
Institutional Class
TTFIX
C000054992
Retirement Class
TTFRX
C000079575
Premier Class
TTFPX
C000162574
Advisor Class
TTFHX
0001084380
S000019660
TIAA-CREF Lifecycle 2050 Fund
C000054993
Institutional Class
TFTIX
C000054994
Retirement Class
TLFRX
C000079576
Premier Class
TCLPX
C000162575
Advisor Class
TFTHX
0001084380
S000019661
TIAA-CREF Lifecycle Retirement Income Fund
C000054995
Retail Class
TLRRX
C000054996
Institutional Class
TLRIX
C000054997
Retirement Class
TLIRX
C000079577
Premier Class
TPILX
C000162576
Advisor Class
TLRHX
0001084380
S000026498
TIAA-CREF Lifecycle Index 2010 Fund
C000079517
Institutional Class
TLTIX
C000079518
Premier Class
TLTPX
C000079519
Retirement Class
TLTRX
C000162577
Advisor Class
TLTHX
0001084380
S000026499
TIAA-CREF Lifecycle Index Retirement Income Fund
C000079520
Institutional Class
TRILX
C000079521
Premier Class
TLIPX
C000079522
Retirement Class
TRCIX
C000162578
Advisor Class
TLIHX
0001084380
S000026500
TIAA-CREF Bond Index Fund
C000079523
Institutional Class
TBIIX
C000079524
Retirement Class
TBIRX
C000079525
Premier Class
TBIPX
C000079526
Retail Class
TBILX
C000162579
Advisor Class
TBIAX
C000202762
Class W
TBIWX
0001084380
S000026501
TIAA-CREF Lifecycle Index 2015 Fund
C000079527
Institutional Class
TLFIX
C000079528
Premier Class
TLFPX
C000079529
Retirement Class
TLGRX
C000162580
Advisor Class
TLFAX
0001084380
S000026502
TIAA-CREF Lifecycle Index 2020 Fund
C000079530
Institutional Class
TLWIX
C000079531
Premier Class
TLWPX
C000079532
Retirement Class
TLWRX
C000162581
Advisor Class
TLWHX
0001084380
S000026503
TIAA-CREF Lifecycle Index 2025 Fund
C000079533
Institutional Class
TLQIX
C000079534
Premier Class
TLVPX
C000079535
Retirement Class
TLQRX
C000162582
Advisor Class
TLQHX
0001084380
S000026504
TIAA-CREF Lifecycle Index 2030 Fund
C000079536
Institutional Class
TLHIX
C000079537
Premier Class
TLHPX
C000079538
Retirement Class
TLHRX
C000162583
Advisor Class
TLHHX
0001084380
S000026505
TIAA-CREF Lifecycle Index 2035 Fund
C000079539
Institutional Class
TLYIX
C000079540
Premier Class
TLYPX
C000079541
Retirement Class
TLYRX
C000162584
Advisor Class
TLYHX
0001084380
S000026506
TIAA-CREF Lifecycle Index 2040 Fund
C000079542
Institutional Class
TLZIX
C000079543
Premier Class
TLPRX
C000079544
Retirement Class
TLZRX
C000162585
Advisor Class
TLZHX
0001084380
S000026507
TIAA-CREF Lifecycle Index 2045 Fund
C000079545
Institutional Class
TLXIX
C000079546
Premier Class
TLMPX
C000079547
Retirement Class
TLMRX
C000162586
Advisor Class
TLMHX
0001084380
S000026508
TIAA-CREF Lifecycle Index 2050 Fund
C000079548
Institutional Class
TLLIX
C000079549
Premier Class
TLLPX
C000079550
Retirement Class
TLLRX
C000162587
Advisor Class
TLLHX
0001084380
S000029604
TIAA-CREF Emerging Markets Equity Fund
C000090850
Retail Class
TEMRX
C000090851
Retirement Class
TEMSX
C000090852
Premier Class
TEMPX
C000090853
Institutional Class
TEMLX
C000162588
Advisor Class
TEMHX
C000202763
Class W
TEMVX
0001084380
S000029605
TIAA-CREF Emerging Markets Equity Index Fund
C000090854
Retail Class
TEQKX
C000090855
Retirement Class
TEQSX
C000090856
Premier Class
TEQPX
C000090857
Institutional Class
TEQLX
C000162589
Advisor Class
TEQHX
C000202764
Class W
TENWX
0001084380
S000031926
TIAA-CREF Lifecycle Index 2055 Fund
C000099413
Retirement Class
TTIRX
C000099414
Institutional Class
TTIIX
C000099415
Premier Class
TTIPX
C000162590
Advisor Class
TTIHX
0001084380
S000031927
TIAA-CREF Lifecycle 2055 Fund
C000099416
Retirement Class
TTRLX
C000099417
Institutional Class
TTRIX
C000099418
Premier Class
TTRPX
C000162591
Advisor Class
TTRHX
0001084380
S000034958
TIAA-CREF Lifestyle Aggressive Growth Fund
C000107517
Institutional Class
TSAIX
C000107518
Premier Class
TSAPX
C000107519
Retail Class
TSALX
C000107520
Retirement Class
TSARX
C000162593
Advisor Class
TSAHX
0001084380
S000034959
TIAA-CREF Lifestyle Conservative Fund
C000107521
Institutional Class
TCSIX
C000107522
Premier Class
TLSPX
C000107523
Retail Class
TSCLX
C000107524
Retirement Class
TSCTX
C000162594
Advisor Class
TLSHX
0001084380
S000034960
TIAA-CREF Lifestyle Growth Fund
C000107525
Premier Class
TSGPX
C000107526
Retail Class
TSGLX
C000107527
Retirement Class
TSGRX
C000107528
Institutional Class
TSGGX
C000162595
Advisor Class
TSGHX
0001084380
S000034961
TIAA-CREF Lifestyle Income Fund
C000107529
Institutional Class
TSITX
C000107530
Premier Class
TSIPX
C000107531
Retail Class
TSILX
C000107532
Retirement Class
TLSRX
C000162596
Advisor Class
TSIHX
0001084380
S000034962
TIAA-CREF Lifestyle Moderate Fund
C000107533
Institutional Class
TSIMX
C000107534
Premier Class
TSMPX
C000107535
Retail Class
TSMLX
C000107536
Retirement Class
TSMTX
C000162597
Advisor Class
TSMHX
0001084380
S000038169
TIAA-CREF Core Impact Bond Fund
C000117721
Institutional Class
TSBIX
C000117722
Premier Class
TSBPX
C000117723
Retail Class
TSBRX
C000117724
Retirement Class
TSBBX
C000162598
Advisor Class
TSBHX
0001084380
S000040206
TIAA-CREF International Opportunities Fund
C000124962
Institutional Class
TIOIX
C000124963
Premier Class
TIOPX
C000124964
Retail Class
TIOSX
C000124965
Retirement Class
TIOTX
C000162599
Advisor Class
TIOHX
C000202765
Class W
TIOVX
0001084380
S000046660
TIAA-CREF Emerging Markets Debt Fund
C000145608
Institutional Class
TEDNX
C000145609
Premier Class
TEDPX
C000145610
Retail Class
TEDLX
C000145611
Retirement Class
TEDTX
C000162600
Advisor Class
TEDHX
C000202766
Class W
TEDVX
0001084380
S000046661
TIAA-CREF Lifecycle 2060 Fund
C000145612
Institutional Class
TLXNX
C000145613
Premier Class
TLXPX
C000145614
Retirement Class
TLXRX
C000162601
Advisor Class
TLXHX
0001084380
S000046662
TIAA-CREF Lifecycle Index 2060 Fund
C000145615
Retirement Class
TVITX
C000145616
Institutional Class
TVIIX
C000145617
Premier Class
TVIPX
C000162602
Advisor Class
TVIHX
0001084380
S000050278
TIAA-CREF Short-Term Bond Index Fund
C000158750
Institutional Class
TNSHX
C000158751
Premier Class
TPSHX
C000158752
Retail Class
TRSHX
C000158753
Retirement Class
TESHX
C000162603
Advisor Class
TTBHX
C000202767
Class W
TTBWX
0001084380
S000050279
TIAA-CREF Social Choice International Equity Fund
C000158754
Institutional Class
TSONX
C000158755
Premier Class
TSOPX
C000158756
Retail Class
TSORX
C000158757
Retirement Class
TSOEX
C000162604
Advisor Class
TSOHX
0001084380
S000050280
TIAA-CREF Social Choice Low Carbon Equity Fund
C000158758
Premier Class
TPWCX
C000158759
Retail Class
TLWCX
C000158760
Retirement Class
TEWCX
C000158761
Institutional Class
TNWCX
C000162605
Advisor Class
TCCHX
0001084380
S000054622
TIAA-CREF International Bond Fund
C000171516
Advisor Class
TIBNX
C000171517
Institutional Class
TIBWX
C000171518
Premier Class
TIBLX
C000171519
Retail Class
TIBEX
C000171520
Retirement Class
TIBVX
C000202768
Class W
TIBUX
0001084380
S000054623
TIAA-CREF Quant Small/Mid-Cap Equity Fund
C000171521
Retirement Class
TSMOX
C000171522
Advisor Class
TSMNX
C000171523
Institutional Class
TSMWX
C000171524
Premier Class
TSMMX
C000171525
Retail Class
TSMEX
C000202769
Class W
TSMUX
0001084380
S000055721
TIAA-CREF Quant International Small-Cap Equity Fund
C000175453
Advisor Class
TAISX
C000175454
Institutional Class
TIISX
C000175455
Premier Class
TPISX
C000175456
Retail Class
TLISX
C000175457
Retirement Class
TTISX
C000202770
Class W
TAIWX
0001084380
S000063522
TIAA-CREF Green Bond Fund
C000205811
Institutional Class
TGRNX
C000205812
Premier Class
TGRLX
C000205813
Retail Class
TGROX
C000205814
Retirement Class
TGRMX
C000205815
Advisor Class
TGRKX
0001084380
S000063523
TIAA-CREF Short Duration Impact Bond Fund
C000205816
Institutional Class
TSDJX
C000205817
Premier Class
TSDFX
C000205818
Retail Class
TSDBX
C000205819
Retirement Class
TSDDX
C000205820
Advisor Class
TSDHX
0001084380
S000069450
TIAA-CREF Lifecycle 2065 Fund
C000221702
Premier Class
C000221703
Advisor Class
C000221704
Institutional Class
C000221705
Retirement Class
0001084380
S000069451
TIAA-CREF Lifecycle Index 2065 Fund
C000221706
Premier Class
C000221707
Retirement Class
C000221708
Advisor Class
C000221709
Institutional Class
N-PX
1
c100186_npx.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09301
TIAA-CREF Funds
--------------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
730 Third Avenue, New York, NY 10017
--------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
Rachael Zufall
c/o Nuveen, LLC
8625 Andrew Carnegie Blvd
Charlotte, NC 28262
--------------------------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: (888) 842-7782
Date of fiscal year end: 03/31, 5/31, 10/31
Date of reporting period: 07/01/19 - 06/30/20
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder
(17CFR 270.30b1-4). The Commission may use the information provided on Form N-PX
in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 100 F Street,
N.W., Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss.3507.
ITEM 1. PROXY VOTING RECORD
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP")
number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or
abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-09301
Reporting Period: 07/01/2019 - 06/30/2020
TIAA-CREF Funds
================= TC 5-15 Year Laddered Tax-Exempt Bond Fund =================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
========================== TIAA-CREF Bond Index Fund ==========================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
================== TIAA-CREF Global Natural Resources Fund =====================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
===================== TIAA-CREF Inflation-Linked Bond Fund =====================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
====================== TIAA-CREF International Bond Fund ======================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
========================= TIAA-CREF Money Market Fund =========================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
======================= TIAA-CREF Short-Term Bond Fund =======================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
===================== TIAA-CREF Short-Term Bond Index Fund ====================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
====================== TIAA-CREF Social Choice Bond Fund ======================
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
=========== TIAA-CREF Social Choice Equity Fund - Sec Lending Sleeve ==========
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
=== TIAA-CREF Social Choice International Equity Fund - Sec Lending Sleeve ====
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
===== TIAA-CREF Social Choice Low Carbon Equity Fund - Sec Lending Sleeve ======
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
==================== TC Quant International Equity Fund =======================
AB Industrivarden
Ticker Security ID: Meeting Date Meeting Status
INDUA CINS W45430126 04/24/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Dividend Record Date Mgmt For For For
17 Ratification of Board Mgmt For For For
and CEO
Acts
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Board Size Mgmt For For For
20 Directors' Fees Mgmt For For For
21 Elect Par Boman Mgmt For For For
22 Elect Christian Caspar Mgmt For For For
23 Elect Marika Mgmt For For For
Fredriksson
24 Elect Bengt Kjell Mgmt For For For
25 Elect Fredrik Lundberg Mgmt For For For
26 Elect Annika Lundius Mgmt For For For
27 Elect Lars Pettersson Mgmt For For For
28 Elect Helena Stjernholm Mgmt For For For
29 Elect Fredrik Lundberg Mgmt For For For
as
Chair
30 Number of Auditors Mgmt For For For
31 Authority to Set Mgmt For For For
Auditor's
Fees
32 Appointment of Auditor Mgmt For For For
33 Remuneration Policy Mgmt For For For
34 Long-term Share Mgmt For For For
Savings
Program
35 Shareholder Proposal ShrHoldr N/A For N/A
(Voting
Power)
36 Shareholder Proposal ShrHoldr N/A For N/A
(Amendment to
Articles)
37 Shareholder Proposal ShrHoldr N/A Against N/A
(Petition for Voting
Rights)
38 Shareholder Proposal ShrHoldr N/A Against N/A
(Small and
Medium-Sized
Shareholders)
39 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
ACS Actividades de Construccion y Servicios, S.A.
Ticker Security ID: Meeting Date Meeting Status
ACS CINS E7813W163 05/07/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Report on Mgmt For For For
Non-Financial
Information
5 Ratification of Board Mgmt For For For
Acts
6 Elect Jose Javier Mgmt For For For
Echenique
Landiribar
7 Elect Mariano Mgmt For For For
Hernandez
Herreros
8 Board Size Mgmt For For For
9 Remuneration Policy Mgmt For For For
(Binding)
10 Remuneration Report Mgmt For For For
(Advisory)
11 Amendments to General Mgmt For For For
Meeting Regulations
(Interpretation)
12 Amendments to General Mgmt For For For
Meeting Regulations
(Role)
13 Amendments to General Mgmt For For For
Meeting Regulations
(Call)
14 Amendments to General Mgmt For For For
Meeting Regulations
(Information and
Attendance)
15 Amendments to General Mgmt For For For
Meeting Regulations
(Attendance)
16 Amendments to General Mgmt For For For
Meeting Regulations
(Speeches)
17 Amendments to General Mgmt For For For
Meeting Regulations
(Remote
Vote)
18 Amendments to General Mgmt For For For
Meeting Regulation
(Suspension and
Postponement)
19 Approval of Mgmt For For For
Consolidated Text of
General Meeting
Regulations
20 Scrip Dividend; Mgmt For For For
Authority to Cancel
Shares and Reduce
Share
Capital
21 Authority to Mgmt For For For
Repurchase and
Reissue or Cancel
Treasury
Shares
22 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
23 Authorisation of Legal Mgmt For For For
Formalities
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Admiral Group plc
Ticker Security ID: Meeting Date Meeting Status
ADM CINS G0110T106 04/30/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect David Stevens Mgmt For For For
5 Elect Geraint Jones Mgmt For For For
6 Elect Annette Court Mgmt For For For
7 Elect Jean Park Mgmt For For For
8 Elect G. Manning Mgmt For For For
Rountree
9 Elect Owen Clarke Mgmt For For For
10 Elect Justine Roberts Mgmt For For For
11 Elect Andrew Crossley Mgmt For For For
12 Elect Michael Brierley Mgmt For For For
13 Elect Karen Green Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Amendment to Mgmt For For For
Discretionary Free
Share
Scheme
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Adyen NV
Ticker Security ID: Meeting Date Meeting Status
ADYEN CINS N3501V104 05/26/2020 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Remuneration Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Management Board Mgmt For For For
Remuneration
Policy
8 Supervisory Board Mgmt For For For
Remuneration
Policy
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Elect Pieter Sipko Mgmt For For For
Overmars to the
Supervisory
Board
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Suppress Mgmt For For For
Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Appointment of Auditor Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Aercap Holdings N.V.
Ticker Security ID: Meeting Date Meeting Status
AER CUSIP N00985106 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Supervisory Board
Acts
3 Elect Paul Dacier Mgmt For For For
4 Elect Richard Michael Mgmt For For For
Gradon
5 Elect Robert G. Warden Mgmt For For For
6 Designation of CFO as Mgmt For For For
Person Temporarily
Responsible for
Management
7 Appointment of Auditor Mgmt For For For
8 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
9 Authority to Suppress Mgmt For For For
Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares with
Preemptive Rights
in
connection with
Mergers and
Acquisitions
11 Authority to Suppress Mgmt For For For
Preemptive Rights
in
connection with
Mergers and
Acquisitions
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Mgmt For For For
Repurchase Additional
Shares
14 Reduction of Capital Mgmt For For For
Through Cancellation
of
Shares
________________________________________________________________________________
Ageas SA/NV
Ticker Security ID: Meeting Date Meeting Status
AGS CINS B0148L138 04/23/2020 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Amendments to Articles Mgmt For For For
(Article
1)
7 Amendments to Articles Mgmt For For For
(Article
2)
8 Amendments to Articles Mgmt For For For
(Article
3)
9 Amendments to Articles Mgmt For For For
(Article
6bis)
10 Amendments to Articles Mgmt For For For
(Article
7)
11 Amendments to Articles Mgmt For For For
(Article
9)
12 Amendments to Articles Mgmt For For For
(Article
10)
13 Amendments to Articles Mgmt For For For
(Article
11)
14 Amendments to Articles Mgmt For For For
(Article
12)
15 Amendments to Articles Mgmt For For For
(Article
13)
16 Amendments to Articles Mgmt For For For
(Article
14)
17 Amendments to Articles Mgmt For For For
(Article
15)
18 Amendments to Articles Mgmt For For For
(Article
17)
19 Amendments to Articles Mgmt For For For
(Article
18)
20 Amendments to Articles Mgmt For For For
(Article
19)
21 Amendments to Articles Mgmt For For For
(Article
20)
22 Amendments to Articles Mgmt For For For
(Article
22)
23 Amendments to Articles Mgmt For For For
(Article
23)
24 Cancellation of Shares Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Increase in Authorised Mgmt For For For
Capital
27 Authority to Mgmt For For For
Repurchase
Shares
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ageas SA/NV
Ticker Security ID: Meeting Date Meeting Status
AGS CINS B0148L138 05/20/2020 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports; Mgmt For For For
Allocation of
Profits
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Allocation of Dividends Mgmt For For For
10 Ratification of Board Mgmt For For For
Acts
11 Ratification of Mgmt For For For
Auditor's
Acts
12 Remuneration Report Mgmt For For For
13 Remuneration Policy Mgmt For For For
14 Elect Jane Murphy Mgmt For For For
15 Elect Lucrezia Reichlin Mgmt For For For
16 Elect Yvonne Lang Mgmt For For For
Ketterer
17 Elect Richard David Mgmt For For For
Jackson
18 Elect Antonio Cano Mgmt For For For
19 Amendments to Articles Mgmt For For For
(Article
1)
20 Amendments to Articles Mgmt For For For
(Article
2)
21 Amendments to Articles Mgmt For For For
(Article
3)
22 Amendments to Articles Mgmt For For For
(Article
6bis)
23 Amendments to Articles Mgmt For For For
(Article
7)
24 Amendments to Articles Mgmt For For For
(Article
9)
25 Amendments to Articles Mgmt For For For
(Article
10)
26 Amendments to Articles Mgmt For For For
(Article
11)
27 Amendments to Articles Mgmt For For For
(Article
12)
28 Amendments to Articles Mgmt For For For
(Article
13)
29 Amendments to Articles Mgmt For For For
(Article
14)
30 Amendments to Articles Mgmt For For For
(Article
15)
31 Amendments to Articles Mgmt For For For
(Article
17)
32 Amendments to Articles Mgmt For For For
(Article
18)
33 Amendments to Articles Mgmt For For For
(Article
19)
34 Amendments to Articles Mgmt For For For
(Article
20)
35 Amendments to Articles Mgmt For For For
(Article
22)
36 Amendments to Articles Mgmt For For For
(Article
23)
37 Cancellation of Shares Mgmt For For For
38 Non-Voting Agenda Item N/A N/A N/A N/A
39 Increase in Authorised Mgmt For For For
Capital
40 Authority to Mgmt For For For
Repurchase
Shares
41 Non-Voting Agenda Item N/A N/A N/A N/A
42 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AGL Energy Limited
Ticker Security ID: Meeting Date Meeting Status
AGL CINS Q01630195 09/19/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Jacqueline C. Hey Mgmt For For For
4 Elect Diane L. Mgmt For For For
Smith-Gander
5 Elect Patricia McKenzie Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Brett
Redman)
7 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change Transition
Plan
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Expenditure
Report on Pollution
Controls
________________________________________________________________________________
AIA Group Limited
Ticker Security ID: Meeting Date Meeting Status
1299 CINS Y002A1105 05/29/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Edmund TSE Sze Mgmt For For For
Wing
6 Elect Jack SO Chak Mgmt For For For
Kwong
7 Elect Mohamed Azman Mgmt For For For
Yahya
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Share Option Scheme Mgmt For Against Against
________________________________________________________________________________
Air Liquide S.A.
Ticker Security ID: Meeting Date Meeting Status
AI CINS F01764103 05/05/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
9 Elect Brian Gilvary Mgmt For For For
10 Elect Anette Bronder Mgmt For For For
11 Elect Kim Ann Mink Mgmt For For For
12 Special Auditors Mgmt For For For
Report on Regulated
Agreements
13 Remuneration of Benoit Mgmt For For For
Potier, Chair and
CEO
14 Remuneration Report Mgmt For For For
15 Remuneration Policy Mgmt For For For
(Executives)
16 Directors' Fees Mgmt For For For
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
18 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
19 Employee Stock Mgmt For For For
Purchase
Plan
20 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
21 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
22 Amendments to Articles Mgmt For For For
Regarding the Powers
of the Board of
Directors
23 Amendments to Articles Mgmt For For For
Regarding Board of
Directors
Remuneration
24 Amendments to Articles Mgmt For For For
Regarding Shareholder
Identification
25 Amendments to Articles Mgmt For For For
Regarding the Powers
of the Board of
Directors
26 Amendments to Articles Mgmt For For For
Regarding Company
Duration
27 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Air Water Inc
Ticker Security ID: Meeting Date Meeting Status
4088 CINS J00662114 06/30/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Masahiro Toyoda Mgmt For For For
3 Elect Kikuo Toyoda Mgmt For For For
4 Elect Yasuo Imai Mgmt For For For
5 Elect Kiyoshi Shirai Mgmt For For For
6 Elect Masato Machida Mgmt For For For
7 Elect Yu Karato Mgmt For For For
8 Elect Yukiko Sakamoto Mgmt For For For
9 Elect Isamu Shimizu Mgmt For For For
10 Elect Takao Matsui Mgmt For For For
11 Elect Hiromi Yanagisawa Mgmt For For For
12 Elect Atsushi Hayashi Mgmt For For For
13 Elect Yuji Ando Mgmt For For For
14 Elect Kunihiko Mgmt For For For
Tsuneyoshi
15 Elect Nobuo Hayashi Mgmt For For For
________________________________________________________________________________
Alfresa Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
2784 CINS J0109X107 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Taizo Kubo Mgmt For For For
3 Elect Ryuji Arakawa Mgmt For For For
4 Elect Yasuki Izumi Mgmt For For For
5 Elect Seiichi Kishida Mgmt For For For
6 Elect Hisashi Katsuki Mgmt For For For
7 Elect Koichi Shimada Mgmt For For For
8 Elect Yusuke Fukujin Mgmt For For For
9 Elect Yoichiro Mgmt For For For
Yatsurugi
10 Elect Takashi Hara Mgmt For For For
11 Elect Manabu Kinoshita Mgmt For For For
12 Elect Toshie Takeuchi Mgmt For For For
13 Elect Masakazu Ozaki Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Allianz SE
Ticker Security ID: Meeting Date Meeting Status
ALV CINS D03080112 05/06/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Allocation of Mgmt For For For
Profits/Dividends
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Approval of Mgmt For For For
Intra-Company Control
Agreement with
Allianz Africa
Holding
GmbH
________________________________________________________________________________
Alstom
Ticker Security ID: Meeting Date Meeting Status
ALO CINS F0259M475 07/10/2019 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Henri Mgmt For For For
Poupart-Lafarge
9 Elect Sylvie Kande de Mgmt For For For
Beaupuy
10 Elect Sylvie Rucar Mgmt For For For
11 Non-Competition Mgmt For For For
Agreement (Henri
Poupart-Lafarge,
Chair and
CEO)
12 Post-Employment Mgmt For For For
Agreement (Henri
Poupart-Lafarge,
Chair and
CEO)
13 Remuneration of Henri Mgmt For For For
Poupart-Lafarge,
Chair and
CEO
14 Remuneration Policy Mgmt For For For
(Chair and
CEO)
15 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
16 Employee Stock Mgmt For For For
Purchase
Plan
17 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
18 Authority to Issue Mgmt For For For
Performance
Shares
19 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Altice Europe N.V.
Ticker Security ID: Meeting Date Meeting Status
ATC CINS N0R25F103 06/26/2020 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Remuneration Report Mgmt For Against Against
7 Ratification of Mgmt For For For
Executive Directors'
Acts
8 Ratification of Mgmt For For For
Non-Executive
Directors'
Acts
9 Annual Bonus of Alan Mgmt For Against Against
Weill,
CEO
10 Annual Bonus of Mgmt For Against Against
Natacha Marty,
General
Counsel
11 Interim Award Payment Mgmt For Against Against
to Natacha
Marty
12 Amend Remuneration of Mgmt For Against Against
Natacha
Marty
13 Remuneration Policy Mgmt For Against Against
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Cancellation of Shares Mgmt For For For
17 Amendments to Articles Mgmt For Against Against
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
AMADA HOLDINGS CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
6113 CINS J01218106 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tsutomu Isobe Mgmt For For For
4 Elect Toshinori Mgmt For For For
Kurihara
5 Elect Yukihiro Fukui Mgmt For For For
6 Elect Kazuhiko Miwa Mgmt For For For
7 Elect Mitsuo Okamoto Mgmt For For For
8 Elect Michiyoshi Mazuka Mgmt For For For
9 Elect Toshitake Chino Mgmt For For For
10 Elect Hidekazu Miyoshi Mgmt For For For
11 Elect Makoto Murata as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Ana Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
9202 CINS J0156Q112 06/29/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shinichiro Ito Mgmt For For For
3 Elect Shinya Katanozaka Mgmt For For For
4 Elect Yutaka Ito Mgmt For For For
5 Elect Naoto Takada Mgmt For For For
6 Elect Ichiro Fukuzawa Mgmt For For For
7 Elect Koji Shibata Mgmt For For For
8 Elect Yuji Hirako Mgmt For For For
9 Elect Ado Yamamoto Mgmt For For For
10 Elect Izumi Kobayashi Mgmt For For For
11 Elect Eijiro Katsu Mgmt For For For
12 Elect Toyoyuki Nagamine Mgmt For For For
13 Elect Shingo Matsuo Mgmt For For For
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 05/05/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Elect Hixonia Nyasulu Mgmt For For For
4 Elect Nonkululeko Mgmt For For For
Nyembezi
5 Elect Ian R. Ashby Mgmt For For For
6 Elect Marcelo H. Bastos Mgmt For For For
7 Elect Stuart Chambers Mgmt For For For
8 Elect Mark Cutifani Mgmt For For For
9 Elect Byron Grote Mgmt For For For
10 Elect Tony O'Neill Mgmt For For For
11 Elect Stephen T. Pearce Mgmt For For For
12 Elect Jim Rutherford Mgmt For For For
13 Elect Anne Stevens Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Remuneration Policy Mgmt For For For
(Binding)
17 Remuneration Report Mgmt For For For
(Advisory)
18 Long-Term Incentive Mgmt For Against Against
Plan
19 Bonus Share Plan Mgmt For For For
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MTL CINS L0302D210 06/13/2020 Voted
Meeting Type Country of Trade
Mix Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Accounts Mgmt For For For
and
Reports
2 Accounts and Reports Mgmt For For For
3 Approve Omission of Mgmt For For For
Dividends
4 Allocation of Losses Mgmt For For For
5 Remuneration Policy Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Elect Lakshmi N. Mittal Mgmt For For For
10 Elect Bruno Lafont Mgmt For For For
11 Elect Michel Wurth Mgmt For For For
12 Elect Aditya Mittal Mgmt For For For
13 Elect Etienne Schneider Mgmt For For For
14 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
15 Appointment of Auditor Mgmt For For For
16 Performance Share Unit Mgmt For For For
Plan
17 Increase in Authorised Mgmt For For For
Capital
________________________________________________________________________________
Aristocrat Leisure Limited
Ticker Security ID: Meeting Date Meeting Status
ALL CINS Q0521T108 02/20/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Kathleen Mgmt For For For
Conlon
3 Re-elect Sylvia Mgmt For For For
Summers
Couder
4 Re-elect Pat Ramsey Mgmt For For For
5 Elect Philippe Etienne Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Trevor
Croker)
7 Approve SuperShare Plan Mgmt For For For
8 Remuneration Report Mgmt For For For
9 Renew Proportional Mgmt For For For
Takeover
Provisions
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Asahi Group Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2502 CINS J02100113 03/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Naoki Izumiya Mgmt For For For
4 Elect Akiyoshi Koji Mgmt For For For
5 Elect Atsushi Katsuki Mgmt For Against Against
6 Elect Yutaka Henmi Mgmt For For For
7 Elect Taemin Park Mgmt For For For
8 Elect Keizo Tanimura Mgmt For For For
9 Elect Tatsuro Kosaka Mgmt For For For
10 Elect Yasushi Shingai Mgmt For For For
11 Elect Christina Mgmt For For For
Ahmadjian
12 Elect Naoko Nishinaka Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Ashtead Group plc
Ticker Security ID: Meeting Date Meeting Status
AHT CINS G05320109 09/10/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Final Dividend Mgmt For For For
5 Elect Paul A. Walker Mgmt For For For
6 Elect Brendan Horgan Mgmt For For For
7 Elect Michael R. Pratt Mgmt For For For
8 Elect Angus Cockburn Mgmt For For For
9 Elect Lucinda Riches Mgmt For For For
10 Elect Tanya Fratto Mgmt For For For
11 Elect Lindsley Ruth Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CINS N07059202 04/22/2020 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Remuneration Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Long Term Incentive Mgmt For For For
Plan; Authority to
Issue
Shares
11 Management Board Mgmt For For For
Remuneration
Policy
12 Supervisory Board Mgmt For For For
Remuneration
Policy
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Elect Annet P. Aris to Mgmt For For For
the Supervisory
Board
17 Elect D. Mark Durcan Mgmt For For For
to the Supervisory
Board
18 Elect Warren A. East Mgmt For For For
to the Supervisory
Board
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Appointment of Auditor Mgmt For For For
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Suppress Mgmt For For For
Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights in Connection
with Mergers,
Acquisitions and
Alliances
24 Authority to Suppress Mgmt For For For
Preemptive Rights in
Connection with
Mergers, Acquisitions
and
Alliances
25 Authority to Mgmt For For For
Repurchase Ordinary
Shares
26 Authority to Mgmt For For For
Repurchase Additional
Ordinary
Shares
27 Authority to Cancel Mgmt For For For
Repurchased
Shares
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Assicurazioni Generali S.p.A.
Ticker Security ID: Meeting Date Meeting Status
G CINS T05040109 04/27/2020 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 List Presented by Mgmt For N/A N/A
Mediobanca
8 List presented by Mgmt For For For
Group of
Institutional
Investors
Representing 1.3% of
Share
Capital
9 Statutory Auditors' Mgmt For For For
Fees
10 Remuneration Policy Mgmt For For For
(Binding)
11 Remuneration Report Mgmt For Against Against
(Advisory)
12 Group Long-Term Mgmt For For For
Incentive Plan
2020-2022
13 Authority to Mgmt For For For
Repurchase and
Reissue Shares
(Incentive
Plans)
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Group LTIP
2020)
15 2020 Performance Share Mgmt For Against Against
Plan - CEO
Only
16 Authority to Mgmt For Against Against
Repurchase and
Reissue Shares
(Performance Share
Plan - CEO
Only)
17 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights (Performance
Share Plan - CEO
Only)
18 Amendments to Article Mgmt For For For
3(1)
19 Amendments to Article Mgmt For For For
9(1)
20 Amendments to Article Mgmt For For For
33(7)
21 Amendments to Article Mgmt For For For
28(1)
22 Amendments to Article Mgmt For For For
28(2)
23 Amendments to Article Mgmt For For For
28(4)(10)(13)
24 Amendments to Article Mgmt For For For
28(5)(6)
25 Amendments to Article Mgmt For For For
28(10)
________________________________________________________________________________
Astellas Pharma Inc.
Ticker Security ID: Meeting Date Meeting Status
4503 CINS J03393105 06/18/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoshihiko Mgmt For For For
Hatanaka
3 Elect Kenji Yasukawa Mgmt For For For
4 Elect Naoki Okamura Mgmt For For For
5 Elect Mamoru Sekiyama Mgmt For For For
6 Elect Keiko Yamagami Mgmt For For For
7 Elect Hiroshi Kawabe Mgmt For For For
8 Elect Tatsuro Ishizuka Mgmt For For For
9 Elect Toru Yoshimitsu Mgmt For For For
10 Elect Hiro Sasaki Mgmt For For For
11 Elect Raita Takahashi Mgmt For For For
________________________________________________________________________________
Astrazeneca plc
Ticker Security ID: Meeting Date Meeting Status
AZN CUSIP 046353108 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Leif Johansson Mgmt For For For
6 Elect Pascal Soriot Mgmt For For For
7 Elect Marc Dunoyer Mgmt For For For
8 Elect Genevieve B. Mgmt For Against Against
Berger
9 Elect Philip Broadley Mgmt For For For
10 Elect Graham A. Mgmt For For For
Chipchase
11 Elect Michel Demare Mgmt For For For
12 Elect Deborah DiSanzo Mgmt For For For
Eldracher
13 Elect Sheri McCoy Mgmt For For For
14 Elect Tony SK MOK Mgmt For For For
15 Elect Nazneen Rahman Mgmt For For For
16 Elect Marcus Wallenberg Mgmt For For For
17 Remuneration Report Mgmt For For For
(Advisory)
18 Remuneration Policy Mgmt For For For
(Binding)
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
23 Authority to Mgmt For For For
Repurchase
Shares
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
25 2020 Performance Share Mgmt For For For
Plan
________________________________________________________________________________
Atlas Copco AB
Ticker Security ID: Meeting Date Meeting Status
ATCOA CINS W1R924195 04/23/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Ratification of Board Mgmt For For For
and CEO
Acts
13 Allocation of Mgmt For For For
Profits/Dividends
14 Dividend Record Date Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size Mgmt For For For
17 Number of Auditors Mgmt For For For
18 Election of Directors Mgmt For For For
19 Elect Hans Straberg as Mgmt For For For
Chair
20 Appointment of Auditor Mgmt For For For
21 Directors' Fees Mgmt For For For
22 Authority to Set Mgmt For For For
Auditor's
Fees
23 Remuneration Guidelines Mgmt For For For
24 Personnel Option Plan Mgmt For For For
2020
25 Authority to Mgmt For For For
Repurchase Shares
Pursuant to
Performance Option
Plan
2020
26 Authority to Mgmt For For For
Repurchase Shares
Pursuant to
Directors'
Fees
27 Authority to Issue Mgmt For For For
Treasury Shares
Pursuant to
Performance Option
Plan
2020
28 Authority to Issue Mgmt For For For
Treasury Shares
Pursuant to
Directors'
Fees
29 Authority to Issue Mgmt For For For
Treasury Shares
Pursuant to LTIP
2015, 2016,
2017
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Australia and New Zealand Banking Group Limited
Ticker Security ID: Meeting Date Meeting Status
ANZ CINS Q09504137 12/17/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Paul Dominic Mgmt For For For
O'Sullivan
3 Re-elect Graeme R. Mgmt For For For
Liebelt
4 Re-elect Sarah (Jane) Mgmt For For For
Halton
5 Remuneration Report Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Board Spill Resolution Mgmt Against Against For
8 Equity Grant (CEO Mgmt For For For
Shayne
Elliott)
9 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Exposure to Fossil
Fuel
Assets
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Suspension
of Industry
Association
Memberships
________________________________________________________________________________
Auto Trader Group Plc
Ticker Security ID: Meeting Date Meeting Status
AUTO CINS G06708104 09/19/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Ed Williams Mgmt For For For
5 Elect Trevor Mather Mgmt For For For
6 Elect Nathan Coe Mgmt For For For
7 Elect David Keens Mgmt For For For
8 Elect Jill Easterbrook Mgmt For For For
9 Elect Jeni Mundy Mgmt For For For
10 Elect Catherine Faiers Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Azrieli Group Ltd
Ticker Security ID: Meeting Date Meeting Status
AZRG CINS M1571Q105 04/30/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Indemnification & Mgmt For For For
Exemption of
Directors
(Controlling
Shareholders)
________________________________________________________________________________
BAE Systems plc
Ticker Security ID: Meeting Date Meeting Status
BA CINS G06940103 05/07/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Revathi Advaithi Mgmt For For For
5 Elect Roger Carr Mgmt For For For
6 Elect Elizabeth Corley Mgmt For For For
7 Elect Chris Grigg Mgmt For For For
8 Elect Paula Rosput Mgmt For For For
Reynolds
9 Elect Nicholas Rose Mgmt For For For
10 Elect Ian Tyler Mgmt For For For
11 Elect Charles Woodburn Mgmt For For For
12 Elect Thomas Arseneault Mgmt For For For
13 Elect Bradley Greve Mgmt For For For
14 Elect Jane Griffiths Mgmt For For For
15 Elect Stephen T. Pearce Mgmt For For For
16 Elect Nicole W. Mgmt For For For
Piasecki
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Banco Bilbao Vizcaya Argentaria S.A.
Ticker Security ID: Meeting Date Meeting Status
BBVA CINS E11805103 03/13/2020 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Report on Mgmt For For For
Non-Financial
Information
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Elect Lourdes Maiz Mgmt For For For
Carro
7 Elect Susana Rodriguez Mgmt For For For
Vidarte
8 Elect Raul Catarino Mgmt For For For
Galamba de
Oliveira
9 Elect Ana Leonor Mgmt For For For
Revenga
Shanklin
10 Elect Carlos Salazar Mgmt For For For
Lomelin
11 Maximum Variable Mgmt For For For
Remuneration
12 Appointment of Auditor Mgmt For For For
13 Authorisation of Legal Mgmt For For For
Formalities
14 Remuneration Report Mgmt For For For
(Advisory)
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco Santander S.A.
Ticker Security ID: Meeting Date Meeting Status
SAN CINS E19790109 07/22/2019 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Banco Santander Mexico Mgmt For For For
Transaction
3 Transaction Related Mgmt For For For
Authorities
________________________________________________________________________________
Bandai Namco Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
7832 CINS Y0606D102 06/22/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mitsuaki Taguchi Mgmt For For For
4 Elect Masaru Kawaguchi Mgmt For For For
5 Elect Shuji Otsu Mgmt For For For
6 Elect Yuji Asako Mgmt For For For
7 Elect Yasuo Miyakawa Mgmt For For For
8 Elect Hitoshi Hagiwara Mgmt For For For
9 Elect Kazumi Kawashiro Mgmt For For For
10 Elect Makoto Asanuma Mgmt For For For
11 Elect Yuzuru Matsuda Mgmt For For For
12 Elect Satoko Kuwabara Mgmt For For For
13 Elect Mikiharu Noma Mgmt For For For
14 Elect Koichi Kawana Mgmt For For For
________________________________________________________________________________
Barclays plc
Ticker Security ID: Meeting Date Meeting Status
BARC CINS G08036124 05/07/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Dawn Fitzpatrick Mgmt For For For
5 Elect Mohamed A. Mgmt For For For
El-Erian
6 Elect Brian Gilvary Mgmt For For For
7 Elect Michael Ashley Mgmt For For For
8 Elect Tim Breedon Mgmt For For For
9 Elect Sir Ian Cheshire Mgmt For For For
10 Elect Mary Anne Citrino Mgmt For For For
11 Elect Mary E. Francis Mgmt For For For
12 Elect Crawford Gillies Mgmt For For For
13 Elect Nigel Higgins Mgmt For For For
14 Elect Tushar Morzaria Mgmt For For For
15 Elect Diane L. Mgmt For For For
Schueneman
16 Elect Jes Staley Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
23 Authority to Issue Mgmt For For For
Equity Convertible
Notes w/ Preemptive
Rights
24 Authority to Issue Mgmt For For For
Equity Convertible
Notes w/o Preemptive
Rights
25 Authority to Mgmt For For For
Repurchase
Shares
26 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
27 Renew SAYE Share Mgmt For For For
Option
Scheme
28 Amendment to Share Mgmt For For For
Value
Plan
29 Management Proposal Mgmt For For For
Regarding Climate
Change
Strategy
30 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Climate
Change
Strategy
________________________________________________________________________________
Barratt Developments plc
Ticker Security ID: Meeting Date Meeting Status
BDEV CINS G08288105 10/16/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Special Dividend Mgmt For For For
5 Elect John M. Allan Mgmt For For For
6 Elect David F. Thomas Mgmt For For For
7 Elect Steven J. Boyes Mgmt For For For
8 Elect Jessica White Mgmt For For For
9 Elect Richard Akers Mgmt For For For
10 Elect Nina Bibby Mgmt For For For
11 Elect Jock F. Lennox Mgmt For For For
12 Elect Sharon White Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Basf SE
Ticker Security ID: Meeting Date Meeting Status
BAS CINS D06216317 06/18/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Ratification of Mgmt For For For
Management Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Elect Kurt Bock as Mgmt For For For
Supervisory Board
Member
12 Management Board Mgmt For For For
Remuneration
Policy
13 Amendments to Articles Mgmt For For For
Regarding Supervisory
Board Members' Term
Length
14 Amendments to Articles Mgmt For For For
Regarding Supervisory
Board Members'
Fees
15 Supervisory Board Mgmt For For For
Remuneration
Policy
________________________________________________________________________________
Bayer AG
Ticker Security ID: Meeting Date Meeting Status
BAYN CINS D0712D163 04/28/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Presentation of Mgmt For For For
Accounts and Reports;
Allocation of
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Elect Ertharin Cousin Mgmt For For For
10 Elect Otmar Wiestler Mgmt For For For
11 Elect Horst Baier Mgmt For For For
12 Management Board Mgmt For For For
Remuneration
Policy
13 Supervisory Board Mgmt For For For
Remuneration
Policy
14 Amendments to Articles Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BHP Group Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/07/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(BHP Group plc & BHP
Group
Limited)
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Authority to Mgmt For For For
Repurchase
Shares
8 Remuneration Policy Mgmt For For For
(Binding -
UK)
9 Remuneration Report Mgmt For For For
(Advisory-
UK)
10 Remuneration Report Mgmt For For For
(Advisory
-AUS)
11 Equity Grant (CEO Mgmt For For For
Andrew
Mackenzie)
12 Elect Ian D. Cockerill Mgmt For For For
13 Elect Susan Kilsby Mgmt For For For
14 Elect Terence (Terry) Mgmt For For For
J.
Bowen
15 Elect Malcolm W. Mgmt For For For
Broomhead
16 Elect Anita M. Frew Mgmt For For For
17 Elect Andrew Mackenzie Mgmt For For For
18 Elect Lindsay P. Mgmt For For For
Maxsted
19 Elect John Mogford Mgmt For For For
20 Elect Shriti Vadera Mgmt For For For
21 Elect Ken N. MacKenzie Mgmt For For For
22 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Suspension
of Industry
Association
Memberships
________________________________________________________________________________
BOC Hong Kong (Holdings) Ltd
Ticker Security ID: Meeting Date Meeting Status
2388 CINS Y0920U103 06/29/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect WANG Jiang Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect SUN Yu Mgmt For For For
9 Elect KOH Beng Seng Mgmt For For For
10 Elect Savio W. Tung Mgmt For For For
11 Elect Eva CHENG Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
BOC Hong Kong (Holdings) Ltd
Ticker Security ID: Meeting Date Meeting Status
2388 CINS Y0920U103 06/29/2020 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Services and Mgmt For For For
Relationship
Agreement
________________________________________________________________________________
Bollore
Ticker Security ID: Meeting Date Meeting Status
BOL CINS F10659260 05/27/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Ratification of Acts;
Non Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Special Auditors Mgmt For For For
Report on Regulated
Agreements
8 Elect Marie Bollore Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Appointment of Mgmt For For For
Alternate
Auditor
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Remuneration Report Mgmt For For For
13 Remuneration of Mgmt For For For
Vincent Bollore,
Chair and CEO (Until
March 14,
2019)
14 Remuneration of Mgmt For For For
Cyrille Bollore,
Deputy CEO (Until
March 14,
2019)
15 Remuneration of Mgmt For For For
Cyrille Bollore,
Chair and CEO (From
April 1,
2019)
16 Remuneration Policy Mgmt For For For
(Directors)
17 Remuneration Policy Mgmt For For For
(Chair and
CEO)
18 Authorisation of Legal Mgmt For For For
Formalities
19 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offers
20 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
21 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
22 Amendments to Articles Mgmt For For For
Regarding Annual
General
Meetings
23 Amendments to Articles Mgmt For For For
Regarding Directors'
Remuneration
24 Authorisation of Legal Mgmt For For For
Formalities
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bouygues
Ticker Security ID: Meeting Date Meeting Status
EN CINS F11487125 04/23/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Profits Mgmt For For For
8 Special Auditors Mgmt For For For
Report on Regulated
Agreements
9 Remuneration Policy Mgmt For For For
(Executives)
10 Remuneration Policy Mgmt For For For
(Board of
Directors)
11 Remuneration Report Mgmt For For For
12 Remuneration of Martin Mgmt For For For
Bouygues, Chair and
CEO
13 Remuneration of Mgmt For For For
Olivier Bouygues,
Deputy
CEO
14 Remuneration of Mgmt For For For
Philippe Marien,
Deputy
CEO
15 Remuneration of Mgmt For For For
Olivier Roussat,
Deputy
CEO
16 Elect Alexandre de Mgmt For For For
Rothschild
17 Elect Benoit Maes Mgmt For For For
18 Authority to Mgmt For Against Against
Repurchase and
Reissue
Shares
19 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
20 Authority to Issue Mgmt For Against Against
Warrants as a
Takeover
Defense
21 Amendments to Articles Mgmt For For For
22 Authorisation of Legal Mgmt For For For
Formalities Related
to Article
Amendments
23 Authorisation of Legal Mgmt For For For
Formalities
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CUSIP 055622104 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Bernard Looney Mgmt For For For
5 Elect Brian Gilvary Mgmt For For For
6 Elect Alison J. Mgmt For For For
Carnwath
7 Elect Pamela Daley Mgmt For For For
8 Elect Ian E.L. Davis Mgmt For For For
9 Elect Dame Ann Dowling Mgmt For For For
10 Elect Helge Lund Mgmt For For For
11 Elect Melody B. Meyer Mgmt For For For
12 Elect Brendan R. Nelson Mgmt For For For
13 Elect Paula Rosput Mgmt For For For
Reynolds
14 Elect John Sawers Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Executive Incentive Mgmt For For For
Plan
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
British American Tobacco Plc
Ticker Security ID: Meeting Date Meeting Status
BATS CINS G1510J102 04/30/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Jack M. Bowles Mgmt For For For
6 Elect Richard Burrows Mgmt For For For
7 Elect Susan J. Farr Mgmt For For For
8 Elect Marion Helmes Mgmt For For For
9 Elect Luc Jobin Mgmt For For For
10 Elect Holly K. Koeppel Mgmt For For For
11 Elect Savio Kwan Mgmt For For For
12 Elect Dimitri Mgmt For For For
Panayotopoulos
13 Elect Jeremy Fowden Mgmt For For For
14 Elect Tadeau Marroco Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Restricted Share Plan Mgmt For For For
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BT Group plc
Ticker Security ID: Meeting Date Meeting Status
BT.A CINS G16612106 07/10/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Jan P. du Plessis Mgmt For For For
5 Elect Simon J. Lowth Mgmt For For For
6 Elect Iain C. Conn Mgmt For For For
7 Elect Timotheus Hottges Mgmt For For For
8 Elect Isabel Hudson Mgmt For For For
9 Elect Mike Inglis Mgmt For For For
10 Elect Nicholas Rose Mgmt For For For
11 Elect Jasmine Whitbread Mgmt For For For
12 Elect Philip Jansen Mgmt For For For
13 Elect Matthew Key Mgmt For For For
14 Elect Allison Kirkby Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
21 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Capgemini SE
Ticker Security ID: Meeting Date Meeting Status
CAP CINS F4973Q101 05/20/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts Mgmt For For For
and
Reports
5 Allocation of Mgmt For For For
Profits/Dividends
6 Special Auditors Mgmt For For For
Report on Regulated
Agreements
7 Remuneration of Paul Mgmt For For For
Hermelin, Chair and
CEO
8 Remuneration of Mgmt For For For
Thierry Delaporte,
Deputy
CEO
9 Remuneration of Aiman Mgmt For For For
Ezzat, Deputy
CEO
10 Remuneration Report Mgmt For For For
11 Remuneration Policy Mgmt For For For
(Chair and
CEO)
12 Remuneration Policy Mgmt For For For
(Deputy
CEO)
13 Remuneration Policy Mgmt For For For
(Chair)
14 Remuneration Policy Mgmt For For For
(CEO)
15 Remuneration Policy Mgmt For For For
(Board of
Directors)
16 Elect Sian Mgmt For For For
Herbert-Jones
17 Elect Belen Moscoso Mgmt For For For
del
Prado
18 Elect Aiman Ezzat Mgmt For For For
19 Elect Lucia Mgmt For For For
Sinapi-Thomas
20 Elect Claire Sauvanaud Mgmt Against Against For
21 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
22 Appointment of Auditor Mgmt For For For
(Mazars)
23 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
24 Amendments to Articles Mgmt For For For
25 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
26 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
27 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
28 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive Rights and
to Increase Capital
in Case of Exchange
Offer
29 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
30 Authority to Set Mgmt For For For
Offering Price of
Shares
31 Greenshoe Mgmt For For For
32 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
33 Authority to Issue Mgmt For For For
Performance
Shares
34 Employee Stock Mgmt For For For
Purchase
Plan
35 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
36 Authorisation of Legal Mgmt For For For
Formalities
37 Non-Voting Meeting Note N/A N/A N/A N/A
38 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Capitaland Limited
Ticker Security ID: Meeting Date Meeting Status
C31 CINS Y10923103 06/29/2020 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Chaly MAH Chee Mgmt For For For
Kheong
5 Elect Amirsham A Aziz Mgmt For For For
6 Elect KEE Teck Koon Mgmt For For For
7 Elect Gabriel LIM Meng Mgmt For For For
Liang
8 Elect Miguel KO Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to Grant Mgmt For For For
Awards and Issue
Shares under Equity
Incentive
Plans
12 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
13 Establishment and Mgmt For For For
Issuance of Shares
under the CapitaLand
Scrip Dividend
Scheme
14 Amendments to Mgmt For For For
Constitution
________________________________________________________________________________
Carlsberg A/S
Ticker Security ID: Meeting Date Meeting Status
CARLB CINS K36628137 03/16/2020 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Ratification of Board
and Management
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Remuneration Policy Mgmt For For For
8 Supervisory Board Fees Mgmt For For For
9 Cancellation of Shares Mgmt For For For
10 Amendments to Articles Mgmt For For For
Regarding
Agenda
11 Amendments to Articles Mgmt For For For
(Editorial)
12 Elect Flemming Mgmt For For For
Besenbacher
13 Elect Lars Fruergaard Mgmt For For For
Joregensen
14 Elect Carl Bache Mgmt For For For
15 Elect Magdi Batato Mgmt For For For
16 Elect Domitille Mgmt For For For
Doat-Le
Bigot
17 Elect Lilian Biner Mgmt For For For
18 Elect Richard Burrows Mgmt For For For
19 Elect Soren-Peter Mgmt For For For
Fuchs
Olesen
20 Elect Majken Schultz Mgmt For For For
21 Elect Lars Stemmerik Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Central Japan Railway Company
Ticker Security ID: Meeting Date Meeting Status
9022 CINS J05523105 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kohei Tsuge Mgmt For For For
4 Elect Shin Kaneko Mgmt For For For
5 Elect Yoshiki Suyama Mgmt For For For
6 Elect Shunichi Kosuge Mgmt For For For
7 Elect Mamoru Uno Mgmt For For For
8 Elect Mamoru Tanaka Mgmt For For For
9 Elect Takanori Mizuno Mgmt For For For
10 Elect Atsuhito Mori Mgmt For For For
11 Elect Shunsuke Niwa Mgmt For For For
12 Elect Hiroshi Suzuki Mgmt For For For
13 Elect Takayuki Oyama Mgmt For For For
14 Elect Hajime Kobayashi Mgmt For For For
15 Elect Torkel Patterson Mgmt For For For
16 Elect Takashi Saeki Mgmt For For For
17 Elect Haruo Kasama Mgmt For For For
18 Elect Taku Oshima Mgmt For For For
19 Elect Tatsuhiko Yamada Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Chubu Electric Power Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
9502 CINS J06510101 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Satoru Katsuno Mgmt For For For
5 Elect Kingo Hayashi Mgmt For For For
6 Elect Chiyoji Kurata Mgmt For For For
7 Elect Yoshiro Hiraiwa Mgmt For For For
8 Elect Hitoshi Mizutani Mgmt For For For
9 Elect Shinya Otani Mgmt For For For
10 Elect Takayuki Mgmt For For For
Hashimoto
11 Elect Tadashi Shimao Mgmt For For For
12 Elect Mitsue Kurihara Mgmt For For For
13 Elect Akinori Kataoka Mgmt For For For
14 Elect Fumiko Nagatomi Mgmt For For For
15 Elect Hiroshi Takada Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Withdrawal
from Nuclear Power
Generation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Restriction
on Investment in the
Japan Atomic Power
Company
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
Restrictions on
Investments
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Spent
Nuclear
Fuel
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Withdrawal
from Coal-Fired
Thermal Power
Procurement
________________________________________________________________________________
CHUGAI PHARMACEUTICAL CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
4519 CINS J06930101 03/30/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tatsuro Kosaka Mgmt For For For
4 Elect Motoo Ueno Mgmt For For For
5 Elect Osamu Okuda Mgmt For For For
6 Elect Mariko Momoi Mgmt For For For
7 Elect Takaaki Nimura Mgmt For For For
8 Elect Kenichi Masuda Mgmt For For For
9 Statutory Auditors' Mgmt For For For
Fees
________________________________________________________________________________
CIMIC Group Limited
Ticker Security ID: Meeting Date Meeting Status
CIM CINS Q2424E105 04/01/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Marcelino Mgmt For For For
Fernandez
Verdes
4 Re-elect Jose Luis del Mgmt For For For
Valle
Perez
5 Re-elect Pedro Jose Mgmt For For For
Lopez
Jimenez
________________________________________________________________________________
CK Asset Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1113 CINS G2177B101 05/14/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Victor LI Tzar Mgmt For Against Against
Kuoi
6 Elect Justin CHIU Kwok Mgmt For For For
Hung
7 Elect Henry CHEONG Mgmt For For For
Ying
Chew
8 Elect Katherine HUNG Mgmt For For For
Siu
Lin
9 Elect Colin S. Russel Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
CK Asset Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1113 CINS G2177B101 10/09/2019 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
________________________________________________________________________________
CK Hutchison Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0001 CINS G21765105 05/14/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Canning FOK Kin Mgmt For For For
Ning
6 Elect KAM Hing Lam Mgmt For For For
7 Elect Edith SHIH Mgmt For For For
8 Elect Roland CHOW Kun Mgmt For For For
Chee
9 Elect LEUNG Siu Hon Mgmt For For For
10 Elect Vincent CHENG Mgmt For For For
Hoi-Chuen
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Amendments to Articles Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CK Infrastructure Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1038 CINS G2178K100 05/13/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Victor LI Tzar Mgmt For For For
Kuoi
6 Elect CHAN Loi Shun Mgmt For For For
7 Elect CHEN Tsien Hua Mgmt For For For
8 Elect SNG Sow Mei Mgmt For For For
alias POON Sow
Mei
9 Elect Colin S. Russel Mgmt For For For
10 Elect Paul J. Tighe Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Amendments to Bye-Laws Mgmt For For For
________________________________________________________________________________
Coca-Cola Bottlers Japan Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
2579 CINS J0815C108 03/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Calin Dragan Mgmt For Against Against
5 Elect Bjorn Ivar Mgmt For For For
Ulgenes
6 Elect Hiroshi Yoshioka Mgmt For For For
7 Elect Hiroko Wada Mgmt For For For
8 Elect Hirokazu Yamura Mgmt For For For
9 Elect Enrique Rapetti Mgmt For For For
as Audit Committee
Director
10 Revision of Non-Audit Mgmt For For For
Committee Directors'
Fees, Adoption and
Revision of
Restricted Stock
Units
________________________________________________________________________________
Coca-Cola HBC AG
Ticker Security ID: Meeting Date Meeting Status
CCH CINS H1512E100 06/16/2020 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appropriation of Mgmt For For For
Earnings
4 Declaration of Dividend Mgmt For For For
5 Ratification of Board Mgmt For For For
and Management
Acts
6 Elect Anastassis G. Mgmt For For For
David
7 Elect Zoran Bogdanovic Mgmt For For For
8 Elect Charlotte J. Mgmt For For For
Boyle
9 Elect Reto Francioni Mgmt For Against Against
10 Elect Olusola Mgmt For For For
David-Borha
11 Elect William Douglas Mgmt For For For
12 Elect Anastasios I. Mgmt For For For
Leventis
13 Elect Christo Leventis Mgmt For For For
14 Elect Alexandra Mgmt For For For
Papalexopoulou
15 Elect Jose Octavio Mgmt For For For
Reyes
Lagunes
16 Elect Alfredo Rivera Mgmt For For For
17 Elect Ryan Rudolph Mgmt For For For
18 Elect Anna Mgmt For For For
Diamantopoulou
19 Election of Mgmt For For For
Independent
Proxy
20 Re-election of the Mgmt For For For
Statutory
Auditor
21 Advisory Vote on Mgmt For For For
Re-Appointment of the
Independent
Registered Public
Accounting Firm for
UK
Purposes
22 Remuneration Report Mgmt For For For
(Advisory)
23 Remuneration Policy Mgmt For For For
(Non-UK
Issuer--Advisory)
24 Swiss Remuneration Mgmt For For For
Report
(Advisory)
25 Directors' Fees Mgmt For For For
26 Approval of the Mgmt For For For
Maximum Aggregate
Amount of
the
Remuneration for the
Operating
Committee
27 Authority to Mgmt For For For
Repurchase
Shares
28 Non-Voting Meeting Note N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cochlear Limited
Ticker Security ID: Meeting Date Meeting Status
COH CINS Q25953102 10/22/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For For For
4 Re-elect Yasmin A. Mgmt For For For
Allen
5 Re-elect Donal P. Mgmt For For For
O'Dwyer
6 Elect Abbas Hussain Mgmt For For For
7 Re-elect Rick Mgmt For For For
Holliday-Smith
8 Equity Grant (MD/CEO Mgmt For For For
Dig
Howitt)
________________________________________________________________________________
Commonwealth Bank of Australia
Ticker Security ID: Meeting Date Meeting Status
CBA CINS Q26915100 10/16/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Shirish Mgmt For For For
Moreshwar
Apte
3 Re-elect Mary Padbury Mgmt For For For
4 Elect Genevieve Bell Mgmt For For For
5 Elect Paul F. O'Malley Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Matt
Comyn)
8 Adoption Of New Mgmt For For For
Constitution
________________________________________________________________________________
Compass Group Plc
Ticker Security ID: Meeting Date Meeting Status
CPG CINS G23296208 02/06/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Karen Witts Mgmt For For For
5 Elect Dominic Blakemore Mgmt For For For
6 Elect Gary Green Mgmt For For For
7 Elect Carol Arrowsmith Mgmt For For For
8 Elect John G. Bason Mgmt For For For
9 Elect Stefan Bomhard Mgmt For For For
10 Elect John Bryant Mgmt For For For
11 Elect Anne-Francoise Mgmt For For For
Nesmes
12 Elect Nelson Luiz Mgmt For For For
Costa
Silva
13 Elect Ireena Vittal Mgmt For For For
14 Elect Paul S. Walsh Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Directors' Fees Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Computershare Limited
Ticker Security ID: Meeting Date Meeting Status
CPU CINS Q2721E105 11/13/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Simon Jones Mgmt For For For
3 Re-elect Tiffany Fuller Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Stuart
Irving)
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Board Spill Resolution Mgmt Against Against For
________________________________________________________________________________
CRH Plc
Ticker Security ID: Meeting Date Meeting Status
CRH CINS G25508105 04/23/2020 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Richard Boucher Mgmt For For For
5 Elect Johan Karlstrom Mgmt For For For
6 Elect Shaun Kelly Mgmt For For For
7 Elect Heather Ann Mgmt For For For
McSharry
8 Elect Albert Manifold Mgmt For For For
9 Elect Senan Murphy Mgmt For For For
10 Elect Gillian L. Platt Mgmt For For For
11 Elect Mary K. Rhinehart Mgmt For For For
12 Elect Lucinda Riches Mgmt For For For
13 Elect Siobhan Talbot Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Appointment of Auditor Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Price Mgmt For For For
Range for Reissuance
of Treasury
Shares
21 Scrip Dividend Mgmt For For For
________________________________________________________________________________
CSL Limited
Ticker Security ID: Meeting Date Meeting Status
CSL CINS Q3018U109 10/16/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Marie McDonald Mgmt For For For
3 Re-elect Megan Clark Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Paul
Perreault)
6 Equity Grant (CSO Mgmt For For For
Andrew
Cuthbertson)
________________________________________________________________________________
Dai-ichi Life Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
8750 CINS J09748112 06/22/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Koichiro Watanabe Mgmt For For For
4 Elect Seiji Inagaki Mgmt For For For
5 Elect Shigeo Tsuyuki Mgmt For For For
6 Elect Hideo Teramoto Mgmt For For For
7 Elect Satoru Tsutsumi Mgmt For For For
8 Elect Kenji Sakurai Mgmt For For For
9 Elect Tetsuya Kikuta Mgmt For For For
10 Elect George Olcott Mgmt For For For
11 Elect Koichi Maeda Mgmt For For For
12 Elect Yuriko Inoue Mgmt For For For
13 Elect Yasushi Shingai Mgmt For For For
14 Elect Morinobu Nagahama Mgmt For For For
15 Elect Fusakazu Kondo Mgmt For For For
16 Elect Rieko Sato Mgmt For For For
Rieko
Kamada
17 Elect Shu Ungyong Mgmt For For For
18 Elect Koichi Masuda Mgmt For For For
19 Elect Fumiaki Tsuchiya Mgmt For For For
as Alternate Audit
Committee
Director
________________________________________________________________________________
DAIFUKU CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
6383 CINS J08988107 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Hiroshi Geshiro Mgmt For For For
4 Elect Shuichi Honda Mgmt For For For
5 Elect Seiji Sato Mgmt For For For
6 Elect Toshiaki Hayashi Mgmt For For For
7 Elect Yoshiaki Ozawa Mgmt For For For
8 Elect Mineo Sakai Mgmt For For For
9 Elect Kaku Kato Mgmt For For For
10 Elect Keiko Kaneko Mgmt For For For
11 Elect Ryosuke Aihara Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
DAIICHI SANKYO COMPANY, LIMITED
Ticker Security ID: Meeting Date Meeting Status
4568 CINS J11257102 06/15/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sunao Manabe Mgmt For For For
4 Elect Toshiaki Sai Mgmt For For For
5 Elect Satoru Kimura Mgmt For For For
6 Elect Noritaka Uji Mgmt For For For
7 Elect Tsuguya Fukui Mgmt For For For
8 Elect Kazuaki Kama Mgmt For For For
9 Elect Sawako Nohara Mgmt For For For
10 Elect Masahiko Ohtsuki Mgmt For For For
11 Elect Shoji Hirashima Mgmt For For For
12 Bonus Mgmt For For For
13 Amendments to Mgmt For For For
Restricted Stock
Plan
________________________________________________________________________________
DAIKIN INDUSTRIES, LTD.
Ticker Security ID: Meeting Date Meeting Status
6367 CINS J10038115 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Noriyuki Inoue Mgmt For Against Against
5 Elect Masanori Togawa Mgmt For For For
6 Elect Chiyono Terada Mgmt For For For
7 Elect Tatsuo Kawada Mgmt For For For
8 Elect Akiji Makino Mgmt For For For
9 Elect Shingo Torii Mgmt For For For
10 Elect Ken Tayano Mgmt For For For
11 Elect Masatsugu Minaka Mgmt For For For
12 Elect Jiro Tomita Mgmt For For For
13 Elect Kanwal Jeet Jawa Mgmt For For For
14 Elect Takashi Matsuzaki Mgmt For For For
15 Elect Toru Nagashima Mgmt For For For
as Statutory
Auditor
16 Elect Ichiro Ono as Mgmt For For For
Alternate Statutory
Auditor
17 Outside Directors' Fees Mgmt For For For
________________________________________________________________________________
Dairy Farm International Limited
Ticker Security ID: Meeting Date Meeting Status
DFIJ CINS G2624N153 05/06/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Elect Clem Constantine Mgmt For For For
4 Elect Y. K. Pang Mgmt For For For
5 Elect Jeremy Parr Mgmt For For For
6 Elect John R. Witt Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
DAIWA HOUSE INDUSTRY CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
1925 CINS J11508124 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Keiichi Yoshii Mgmt For For For
4 Elect Tamio Ishibashi Mgmt For For For
5 Elect Takeshi Kosokabe Mgmt For For For
6 Elect Hirotsugu Otomo Mgmt For For For
7 Elect Tatsuya Urakawa Mgmt For For For
8 Elect Kazuhito Dekura Mgmt For For For
9 Elect Yoshinori Mgmt For For For
Ariyoshi
10 Elect Keisuke Mgmt For For For
Shimonishi
11 Elect Nobuya Ichiki Mgmt For For For
12 Elect Kazuyoshi Kimura Mgmt For For For
13 Elect Yutaka Shigemori Mgmt For For For
14 Elect Yukiko Yabu Mgmt For For For
15 Elect Yukinori Kuwano Mgmt For For For
16 Elect Miwa Seki Mgmt For For For
17 Elect Akihisa Watanabe Mgmt For For For
as Statutory
Auditor
18 Bonus Mgmt For For For
19 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Dassault Systemes SA
Ticker Security ID: Meeting Date Meeting Status
DSY CINS F2457H472 05/26/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Special Auditors Mgmt For For For
Report on Regulated
Agreements
8 Remuneration Policy Mgmt For For For
(Corporate
Officers)
9 Remuneration of Mgmt For For For
Charles Edelstenne,
Chair
10 Remuneration of Mgmt For For For
Bernard Charles, Vice
Chair and
CEO
11 Remuneration Report Mgmt For For For
12 Elect Marie-Helene Mgmt For For For
Habert-Dassault
13 Elect Laurence Mgmt For Against Against
Lescourret
14 Directors' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
17 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives,
Written Consultation,
and the Age
Limits
18 Authority to Grant Mgmt For For For
Stock
Options
19 Employee Stock Mgmt For For For
Purchase
Plan
20 Authority to Decide Mgmt For For For
Mergers by
Absorption
21 Authority to Increase Mgmt For For For
Capital in Case of
Merger by
Absorptions
22 Authority to Decide on Mgmt For For For
Spin-offs
23 Authority to Increase Mgmt For For For
Capital in Case of
Spin-off
24 Authority to Decide on Mgmt For For For
Partial Transfer of
Assets
25 Authority to Increase Mgmt For For For
Capital in Case of
Partial Transfer of
Assets
26 Authorisation of Legal Mgmt For For For
Formalities
27 Non-Voting Meeting Note N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DBS Group Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
D05 CINS Y20246107 04/30/2020 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Peter SEAH Lim Mgmt For For For
Huat
6 Elect HO Tian Yee Mgmt For For For
7 Elect Olivier LIM Tse Mgmt For For For
Ghow
8 Elect OW Foong Pheng Mgmt For For For
9 Authority To Grant Mgmt For Against Against
Awards And Issue
Shares Under The Dbsh
Share
Plan
10 Authority to Issues Mgmt For For For
Share under The
California
Sub-Plan
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority To Issue Mgmt For For For
Shares Pursuant To
The Dbsh Scrip
Dividend
Scheme
13 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Deutsche Telekom AG
Ticker Security ID: Meeting Date Meeting Status
DTE CINS D2035M136 06/19/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Elect Michael Kaschke Mgmt For For For
as Supervisory Board
Member
12 Spin-Off and Takeover Mgmt For For For
Agreement with
Telekom Deutschland
GmbH
13 Appointment of Auditor Mgmt For For For
for Interim
Statements
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Deutsche Wohnen SE
Ticker Security ID: Meeting Date Meeting Status
DWNI CINS D2046U176 06/05/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Matthias Hunlein Mgmt For For For
10 Elect Kerstin Gunther Mgmt For For For
11 Amendments to Articles Mgmt For For For
(Notices)
12 Amendments to Articles Mgmt For For For
(SRD II; Electronic
Transmission)
13 Amendments to Articles Mgmt For For For
(SRD II; Proof of
Shareholdings)
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Diageo plc
Ticker Security ID: Meeting Date Meeting Status
DGE CINS G42089113 09/19/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Debra A. Crew Mgmt For For For
5 Elect Lord Mervyn Mgmt For For For
Davies
6 Elect Javier Ferran Mgmt For For For
7 Elect Susan Kilsby Mgmt For For For
8 Elect HO Kwon Ping Mgmt For For For
9 Elect Nicola Mendelsohn Mgmt For For For
10 Elect Ivan Menezes Mgmt For For For
11 Elect Kathryn A. Mgmt For For For
Mikells
12 Elect Alan Stewart Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Irish Sharesave Scheme Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
21 Adoption of New Mgmt For For For
Articles of
Association
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Edenred
Ticker Security ID: Meeting Date Meeting Status
EDEN CINS F3192L109 05/07/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Elect Jean-Paul Bailly Mgmt For For For
9 Elect Dominique Mgmt For For For
D'Hinnin
10 Elect Alexandre De Mgmt For For For
Juniac
11 Remuneration Policy Mgmt For For For
(Chair and
CEO)
12 Remuneration Policy Mgmt For For For
(Board of
Directors)
13 Directors' Fees Mgmt For For For
14 Remuneration Report Mgmt For For For
15 Remuneration of Mgmt For For For
Bertrand Dumazy,
Chair and
CEO
16 Special Auditors Mgmt For For For
Report on Regulated
Agreements
17 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
18 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
19 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive Rights and
to Increase Capital
in Case of Exchange
Offers
21 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
22 Greenshoe Mgmt For For For
23 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
24 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
25 Employee Stock Mgmt For For For
Purchase
Plan
26 Authority to Issue Mgmt For For For
Performance
Shares
27 Amendments to Articles Mgmt For For For
Regarding Written
Consultation
28 Amendments to Articles Mgmt For For For
29 Authorisation of Legal Mgmt For For For
Formalities
30 Non-Voting Meeting Note N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eiffage
Ticker Security ID: Meeting Date Meeting Status
FGR CINS F2924U106 04/22/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts Mgmt For For For
and
Reports
8 Allocation of Profits Mgmt For For For
9 Special Auditors Mgmt For For For
Report on Regulated
Agreements
10 Elect Jean-Francois Mgmt For For For
Roverato
11 Elect Jean Guenard Mgmt For For For
12 Remuneration Policy Mgmt For For For
(Board of
Directors)
13 Remuneration Policy Mgmt For For For
(Chair and
CEO)
14 Remuneration Report Mgmt For For For
15 Remuneration of Benoit Mgmt For For For
de Ruffray, Chair and
CEO
16 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
18 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
19 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/o
Preemptive Rights in
Case of Exchange
Offer
21 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
22 Greenshoe Mgmt For For For
23 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
24 Global Ceiling on Mgmt For For For
Capital and Debt
Increases
25 Employee Stock Mgmt For For For
Purchase
Plan
26 Authority to Grant Mgmt For For For
Stock
Options
27 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
28 Amendments to Article Mgmt For For For
Regarding Written
Consultation
29 Amendments to Articles Mgmt For For For
Regarding Board of
Directors'
Remuneration, Role of
the Chair and
Electronic
Signature
30 Textual References Mgmt For For For
Applicable In Case of
Regulation
Updates
31 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Eisai Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
4523 CINS J12852117 06/19/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Haruo Naito Mgmt For For For
3 Elect Yasuhiko Katoh Mgmt For Against Against
4 Elect Hirokazu Kanai Mgmt For For For
5 Elect Daiken Tsunoda Mgmt For For For
6 Elect Bruce Aronson Mgmt For For For
7 Elect Yutaka Tsuchiya Mgmt For For For
8 Elect Shuzo Kaihori Mgmt For For For
9 Elect Ryuichi Murata Mgmt For For For
10 Elect Hideyo Uchiyama Mgmt For For For
11 Elect Hideki Hayashi Mgmt For For For
12 Elect Yumiko Miwa Mgmt For For For
________________________________________________________________________________
Enagas SA
Ticker Security ID: Meeting Date Meeting Status
ENG CINS E41759106 06/29/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Report on Mgmt For For For
Non-Financial
Information
3 Allocation of Mgmt For For For
Profits/Dividends
4 Special Dividend Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Amendments to Articles Mgmt For For For
(Remote
Attendance)
7 Amendments to Articles Mgmt For Against Against
(Board
Size)
8 Amendments to Articles Mgmt For For For
(Board
Meetings)
9 Amendments to Articles Mgmt For For For
(Audit and Compliance
Committee)
10 Amendments to Articles Mgmt For For For
(Appointments,
Remuneration and CSR
Committee)
11 Amendments to Articles Mgmt For For For
(Dividend in
Kind)
12 Amendments to General Mgmt For For For
Meeting Regulations
(Remote
Attendance)
13 Elect Sociedad Estatal Mgmt For For For
de Participaciones
Industriales -SEPI
(Bartolome Lora
Toro)
14 Elect Jose Blanco Lopez Mgmt For For For
15 Elect Jose Montilla Mgmt For For For
Aguilera
16 Elect Critobal Jose Mgmt For For For
Gallego
Castillo
17 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
18 Amendments to Mgmt For For For
Remuneration
Policy
19 Remuneration Report Mgmt For For For
(Advisory)
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authorisation of Legal Mgmt For For For
Formalities
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Endesa SA
Ticker Security ID: Meeting Date Meeting Status
ELE CINS E41222113 05/05/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For For For
2 Management Reports Mgmt For For For
3 Report on Mgmt For For For
Non-Financial
Information
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
7 Authority to Mgmt For For For
Repurchase
Shares
8 Amendments to Articles Mgmt For For For
of Association (Board
of
Directors)
9 Amendments to Articles Mgmt For For For
(General
Meetings)
10 Amendments to Articles Mgmt For For For
(Non-Financial
Information
Statement)
11 Amendments to General Mgmt For For For
Meeting Regulations
(Non-Financial
Information
Statement)
12 Amendments to General Mgmt For For For
Meeting Regulations
(Attendance)
13 Elect Pilar Gonzalez Mgmt For For For
de
Frutos
14 Ratify and Elect Mgmt For For For
Antonio
Cammisecra
15 Elect Eugenia Bieto Mgmt For For For
Caubet
16 Elect Alicia Koplowitz Mgmt For For For
y Romero de
Juseu
17 Board Size Mgmt For For For
18 Remuneration Report Mgmt For For For
(Advisory)
19 Remuneration Policy Mgmt For For For
(Binding)
20 Strategic Incentive Mgmt For For For
Plan
2020-2022
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Enel S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENEL CINS T3679P115 05/14/2020 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
7 Board Size Mgmt For For For
8 Board Term Length Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 List Presented by Mgmt For N/A N/A
Ministry of Economy
and
Finance
11 List Presented by Mgmt For For For
Group of
Institutional
Investors
Representing 2.23% of
Share
Capital
12 Elect Michele Alberto Mgmt For For For
Fabiano Crisostomo as
Chair of
Board
13 Directors' Fees Mgmt For For For
14 Long-Term Incentive Mgmt For For For
Plan
2020
15 Remuneration Policy Mgmt For For For
(Binding)
16 Remuneration Report Mgmt For For For
(Advisory)
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
EQT AB
Ticker Security ID: Meeting Date Meeting Status
EQT CINS W3R27C102 06/08/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratify Conni Jonsson Mgmt For For For
16 Ratify Edith Cooper Mgmt For For For
17 Ratify Johan Forssell Mgmt For For For
18 Ratify Gordon Orr Mgmt For For For
19 Ratify Finn Rausing Mgmt For For For
20 Ratify Peter Mgmt For For For
Wallenberg
Jr
21 Ratify Christian Mgmt For For For
Sinding
(CEO)
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Board Size Mgmt For For For
24 Number of Auditors Mgmt For For For
25 Directors' Fees Mgmt For For For
26 Authority to Set Mgmt For For For
Auditor's
Fees
27 Elect Conni Jonsson Mgmt For For For
28 Elect Edith W. Cooper Mgmt For For For
29 Elect Johan Forssell Mgmt For For For
30 Elect Gordon Robert Mgmt For For For
Halyburton
Orr
31 Elect Finn Rausing Mgmt For For For
32 Elect Peter Wallenberg Mgmt For For For
Jr.
33 Elect Nicola Kimm Mgmt For For For
34 Elect Diony Lebot Mgmt For For For
35 Elect Conni Jonsson as Mgmt For For For
Chair
36 Appointment of Auditor Mgmt For For For
37 Remuneration Policy Mgmt For For For
38 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
39 Amendments to Articles Mgmt For For For
40 Non-Voting Agenda Item N/A N/A N/A N/A
41 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Essity Aktiebolag
Ticker Security ID: Meeting Date Meeting Status
ESSITY.B CINS W3R06F100 04/02/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Board Size Mgmt For For For
16 Number of Auditors Mgmt For For For
17 Directors and Mgmt For For For
Auditors'
Fees
18 Elect Ewa Bjorling Mgmt For For For
19 Elect Par Boman Mgmt For For For
20 Elect Maija-Liisa Mgmt For For For
Friman
21 Elect Annemarie Mgmt For For For
Gardshol
22 Elect Magnus Groth Mgmt For For For
23 Elect Bert Nordberg Mgmt For For For
24 Elect Louise Svanberg Mgmt For For For
25 Elect Lars Rebien Mgmt For For For
Sorensen
26 Elect Barbara Milian Mgmt For For For
Thoralfsson
27 Elect Par Boman Mgmt For For For
28 Appointment of Auditor Mgmt For For For
29 Nomination Committee Mgmt For For For
Guidelines
30 Remuneration Policy Mgmt For For For
31 Amendments to Articles Mgmt For For For
32 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Eurofins Scientific S.E.
Ticker Security ID: Meeting Date Meeting Status
ERF CINS F3322K104 06/26/2020 Voted
Meeting Type Country of Trade
Mix Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Board Mgmt For For For
Report
2 Presentation of Mgmt For For For
Special Board Report
Regarding Authorised
Capital
3 Presentation of Mgmt For For For
Auditor
Report
4 Accounts and Reports Mgmt For For For
(Consolidated)
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits Mgmt For For For
7 Ratification of Board Mgmt For For For
Acts
8 Ratification of Mgmt For For For
Auditor's
Acts
9 Remuneration Policy Mgmt For For For
10 Remuneration Report Mgmt For For For
11 Elect Stuart Anderson Mgmt For Against Against
to the Board of
Directors
12 Elect Gilles G. Martin Mgmt For For For
to the Board of
Directors
13 Elect Valerie Hanote Mgmt For Against Against
to the Board of
Directors
14 Elect Yves-Loic Martin Mgmt For For For
to the Board of
Directors
15 Elect Pascal Rakovsky Mgmt For For For
to the Board of
Directors
16 Appointment of Auditor Mgmt For For For
17 Directors' Fees Mgmt For For For
18 Report on Share Mgmt For For For
Repurchase
Programme
19 Authorisation of Legal Mgmt For For For
Formalities
20 Increase in Authorised Mgmt For Against Against
Capital
21 Authorisation of Legal Mgmt For For For
Formalities
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Evolution Gaming Group AB
Ticker Security ID: Meeting Date Meeting Status
EVO CINS W3287P115 06/17/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and Management
Acts
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Board Size Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Appointment of Auditor Mgmt For For For
19 Nomination Committee Mgmt For Against Against
20 Remuneration Policy Mgmt For For For
21 Authority to Mgmt For For For
Repurchase
Shares
22 Issuance of Treasury Mgmt For For For
Shares
23 Capital Redemption Plan Mgmt For For For
24 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
FamilyMart Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
8028 CINS J1340R107 05/28/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Koji Takayanagi Mgmt For For For
3 Elect Takashi Sawada Mgmt For For For
4 Elect Toshio Kato Mgmt For For For
5 Elect Isao Kubo Mgmt For For For
6 Elect Naoyoshi Mgmt For For For
Tsukamoto
7 Elect Atsushi Inoue Mgmt For For For
8 Elect Jun Takahashi Mgmt For For For
9 Elect Mikio Nishiwaki Mgmt For For For
10 Elect Tadashi Izawa Mgmt For For For
11 Elect Mika Takaoka Mgmt For For For
12 Elect Chikako Sekine Mgmt For For For
13 Elect Takayuki Aonuma Mgmt For For For
14 Elect Kunihiro Nakade Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Fast Retailing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
9983 CINS J1346E100 11/28/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Tadashi Yanai Mgmt For For For
3 Elect Toru Hambayashi Mgmt For For For
4 Elect Nobumichi Hattori Mgmt For For For
5 Elect Masaaki Shintaku Mgmt For For For
6 Elect Takashi Nawa Mgmt For For For
7 Elect Naotake Ono Mgmt For For For
8 Elect Takeshi Okazaki Mgmt For For For
9 Elect Kazumi Yanai Mgmt For For For
10 Elect Koji Yanai Mgmt For For For
11 Elect Masumi Mizusawa Mgmt For For For
as Statutory
Auditor
12 Directors' Fees Mgmt For For For
________________________________________________________________________________
Faurecia
Ticker Security ID: Meeting Date Meeting Status
EO CINS F3445A108 06/26/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Special Auditors Mgmt For For For
Report on Regulated
Agreements
8 Supplementary Mgmt For For For
Retirement Benefits
(Patrick Koller,
CEO)
9 Elect Michel de Rosen Mgmt For For For
10 Elect Odile Desforges Mgmt For For For
11 Elect Linda S. Mgmt For For For
Hasenfratz
12 Elect Olivia Larmaraud Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Remuneration Report Mgmt For For For
15 Remuneration of Michel Mgmt For For For
de Rosen,
Chair
16 Remuneration of Mgmt For For For
Patrick Koller,
CEO
17 Remuneration Policy Mgmt For For For
(Board of
Directors)
18 Remuneration Policy Mgmt For For For
(Chair)
19 Remuneration Policy Mgmt For For For
(CEO)
20 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
21 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive Rights and
to Increase Capital
in Case of Exchange
Offer
23 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
24 Greenshoe Mgmt For For For
25 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
26 Authority to Issue Mgmt For For For
Performance
Shares
27 Employee Stock Mgmt For For For
Purchase
Plan
28 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
29 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives;
Directors'
Remuneration; Related
Party
Transactions
30 Amendments to Articles Mgmt For For For
Regarding Chair Age
Limits
31 Amendments to Articles Mgmt For For For
Regarding Written
Consultation
32 Amendments to Articles Mgmt For Against Against
Regarding Share
Ownership Disclosure
Requirements
33 Amendments to Articles Mgmt For For For
Regarding
Shareholders'
Identification
34 Textual References Mgmt For For For
Applicable in Case of
Regulation
Updates
35 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Fisher & Paykel Healthcare Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
FPH CINS Q38992105 08/28/2019 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Lewis Gradon Mgmt For For For
3 Re-elect Donal O'Dwyer Mgmt For For For
4 Elect Neville Mitchell Mgmt For For For
5 Authorise Board to Set Mgmt For For For
Auditor's
Fees
6 Equity Grant (MD/CEO Mgmt For For For
Lewis Gradon -
Performance Share
Rights)
7 Equity Grant (MD/CEO Mgmt For For For
Lewis Gradon -
Options)
8 Amendments to Mgmt For For For
Constitution
________________________________________________________________________________
Fortescue Metals Group Limited
Ticker Security ID: Meeting Date Meeting Status
FMG CINS Q39360104 10/29/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Sharon Mgmt For For For
Warburton
4 Elect ZHANG Ya-Qin Mgmt For For For
5 Approve Increase in Mgmt N/A For N/A
NEDs' Fee
Cap
6 Equity Grant (MD/CEO Mgmt For For For
Elizabeth
Gaines)
________________________________________________________________________________
FUJIFILM Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
4901 CINS J14208102 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shigetaka Komori Mgmt For For For
4 Elect Kenji Sukeno Mgmt For For For
5 Elect Koichi Tamai Mgmt For For For
6 Elect Takashi Iwasaki Mgmt For For For
7 Elect Takatoshi Mgmt For For For
Ishikawa
8 Elect Junji Okada Mgmt For For For
9 Elect Teiichi Goto Mgmt For For For
10 Elect Tatsuo Kawada Mgmt For For For
11 Elect Kunitaro Kitamura Mgmt For For For
12 Elect Makiko Eda Mgmt For For For
13 Elect Takashi Shimada Mgmt For For For
14 Elect Nobuo Hanada Mgmt For For For
15 Elect Tatsuya Inagawa Mgmt For For For
________________________________________________________________________________
Fujitsu Limited
Ticker Security ID: Meeting Date Meeting Status
6702 CINS J15708159 06/22/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takahito Tokita Mgmt For For For
3 Elect Hidenori Furuta Mgmt For For For
4 Elect Takeshi Isobe Mgmt For For For
5 Elect Masami Yamamoto Mgmt For For For
6 Elect Jun Yokota Mgmt For For For
7 Elect Chiaki Mukai Mgmt For For For
8 Elect Atsushi Abe Mgmt For For For
9 Elect Yoshiko Kojo Mgmt For For For
Yoshiko
Kugu
10 Elect Scott Callon Mgmt For For For
11 Elect Megumi Yamamuro Mgmt For For For
12 Elect Hideo Makuta Mgmt For For For
13 Elect Koichi Namba as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Fukuoka Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
8354 CINS J17129107 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Takashige Shibato Mgmt For For For
5 Elect Yasuhiko Yoshida Mgmt For For For
6 Elect Yuji Shirakawa Mgmt For For For
7 Elect Yasuaki Morikawa Mgmt For For For
8 Elect Koji Yokota Mgmt For For For
9 Elect Toshimi Nomura Mgmt For For For
10 Elect Takujiroh Mori Mgmt For For For
11 Elect Masahiko Fukasawa Mgmt For For For
12 Elect Toshiya Kosugi Mgmt For For For
13 Elect Kazunori Tanaka Mgmt For For For
14 Elect Hideo Yamada Mgmt For For For
15 Elect Nobuko Ishibashi Mgmt For For For
16 Elect Naohiko Gondo Mgmt For For For
17 Elect Masamichi Miura Mgmt For For For
18 Non-Audit Committee Mgmt For For For
Directors'
Fees
19 Audit Committee Mgmt For For For
Directors'
Fees
________________________________________________________________________________
Gecina SA
Ticker Security ID: Meeting Date Meeting Status
GFC CINS F4268U171 04/23/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Transfer of Reserves Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Interim Scrip Dividend Mgmt For For For
10 Special Auditors Mgmt For For For
Report on Regulated
Agreements
11 Remuneration Report Mgmt For For For
12 Remuneration of Mgmt For For For
Bernard Carayon,
Chair
13 Remuneration of Meka Mgmt For For For
Brunel,
CEO
14 Remuneration Policy Mgmt For For For
(Board of
Directors)
15 Remuneration Policy Mgmt For For For
(Chair)
16 Remuneration Policy Mgmt For For For
(CEO)
17 Elect Jerome Brunel as Mgmt For For For
Censor
18 Elect Ines Archer-Toper Mgmt For For For
19 Elect Claude Gendron Mgmt For For For
20 Elect Jerome Brunel Mgmt For For For
21 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
22 Internal Spin-off Mgmt For For For
23 Amendments to Articles Mgmt For For For
regarding the Form of
Shares
24 Amendments to Articles Mgmt For For For
Regarding
Shareholders
Disclosure
Rule
25 Amendments to Articles Mgmt For For For
regarding Directors'
Remuneration
26 Amendments to Articles Mgmt For For For
regarding the
Allocation of
Profits
27 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
28 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
29 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offers
30 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
31 Greenshoe Mgmt For For For
32 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
33 Authority to Set Mgmt For For For
Offering Price of
Shares
34 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
35 Employee Stock Mgmt For For For
Purchase
Plan
36 Authority to Issue Mgmt For For For
Performance
Shares
37 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
38 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CINS G3910J112 05/06/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Jonathan R. Mgmt For For For
Symonds
5 Elect Charles A. Mgmt For For For
Bancroft
6 Elect Emma N. Walmsley Mgmt For For For
7 Elect Manvinder S. Mgmt For For For
Banga
8 Elect Hal V. Barron Mgmt For For For
9 Elect Vivienne Cox Mgmt For For For
10 Elect Lynn L. Elsenhans Mgmt For For For
11 Elect Laurie H. Mgmt For For For
Glimcher
12 Elect Jesse Goodman Mgmt For For For
13 Elect Judy C. Lewent Mgmt For For For
14 Elect Iain J. Mackay Mgmt For For For
15 Elect Urs Rohner Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Approve exemption from Mgmt For For For
statement of the
senior statutory
auditor's name in
published auditors'
reports
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GMO Payment Gateway, Inc.
Ticker Security ID: Meeting Date Meeting Status
3769 CINS J18229104 12/15/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Masatoshi Kumagai Mgmt For For For
5 Elect Issei Ainoura Mgmt For Against Against
6 Elect Ryu Muramatsu Mgmt For For For
7 Elect Satoru Isozaki Mgmt For For For
8 Elect Yuichi Hisada Mgmt For For For
9 Elect Masashi Yasuda Mgmt For For For
10 Elect Takehito Kaneko Mgmt For For For
11 Elect Hiroyuki Mgmt For For For
Nishiyama
12 Elect Hirofumi Mgmt For For For
Yamashita
13 Elect Masaya Onagi Mgmt For For For
14 Elect Akio Sato Mgmt For For For
________________________________________________________________________________
Goodman Group
Ticker Security ID: Meeting Date Meeting Status
GMG CINS Q4229W132 11/20/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
(Goodman Logistics
(HK)
Limited)
4 Re-elect Phillip Mgmt For For For
(Phil) J.
Pryke
5 Re-Elect Anthony Rozic Mgmt For For For
6 Elect Chris Green Mgmt For For For
7 Remuneration Report Mgmt For For For
8 Equity Grant (CEO Mgmt For For For
Gregory Goodman)
9 Equity Grant Mgmt For For For
(Executive Director
Danny
Peeters)
10 Equity Grant (Deputy Mgmt For For For
CEO Anthony
Rozic)
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Board Spill Mgmt Against Against For
________________________________________________________________________________
GVC Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
GVC CINS G427A6103 02/06/2020 Voted
Meeting Type Country of Trade
Special ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Tax Mgmt For For For
Residency and
Amendment to
Articles
________________________________________________________________________________
H & M Hennes & Mauritz AB
Ticker Security ID: Meeting Date Meeting Status
HMB CINS W41422101 05/07/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Board Size; Number of Mgmt For For For
Auditors
16 Directors and Mgmt For For For
Auditors'
Fees
17 Elect Stina Honkamaa Mgmt For For For
Bergfors
18 Elect Anders Dahlvig Mgmt For For For
19 Elect Danica Kragic Mgmt For For For
Jensfelt
20 Elect Lena Patriksson Mgmt For For For
Keller
21 Elect Christian Sievert Mgmt For For For
22 Elect Erica Wiking Mgmt For For For
Hager
23 Elect Niklas Zennstrom Mgmt For For For
24 Elect Karl-Johan Mgmt For For For
Persson
25 Elect Karl-Johan Mgmt For For For
Persson as
Chair
26 Appointment of Auditor Mgmt For For For
27 Election of Nomination Mgmt For For For
Committee
Members
28 Remuneration Policy Mgmt For For For
29 Shareholder Proposal ShrHoldr N/A For N/A
Regarding
Sustainability
Targets in
Connection with
Remuneration
30 Amendments to Articles Mgmt For For For
31 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Removal of
Multiple-Voting
Rights
32 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Collection
of Data on
Personnel
33 Non-Voting Agenda Item N/A N/A N/A N/A
34 Non-Voting Meeting Note N/A N/A N/A N/A
35 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Halma plc
Ticker Security ID: Meeting Date Meeting Status
HLMA CINS G42504103 07/25/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Paul A. Walker Mgmt For For For
5 Elect Andrew Williams Mgmt For For For
6 Elect Adam Meyers Mgmt For For For
7 Elect Daniela B. Soares Mgmt For For For
8 Elect Roy M. Twite Mgmt For For For
9 Elect Tony Rice Mgmt For For For
10 Elect Carole Cran Mgmt For For For
11 Elect Jo Harlow Mgmt For For For
12 Elect Jennifer Ward Mgmt For For For
13 Elect Marc Ronchetti Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Hang Seng Bank Limited
Ticker Security ID: Meeting Date Meeting Status
0011 CINS Y30327103 05/22/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Raymond K.F. Mgmt For For For
Chien
5 Elect CHIANG Lai Yuen Mgmt For For For
6 Elect Kathleen GAN Mgmt For For For
Chieh
Huey
7 Elect Kenneth NG Sing Mgmt For For For
Yip
8 Elect Michael WU Wei Mgmt For For For
Kuo
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Hankyu Hanshin Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
9042 CINS J18439109 06/17/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Kazuo Sumi Mgmt For For For
5 Elect Takehiro Sugiyama Mgmt For For For
6 Elect Masao Shin Mgmt For For For
7 Elect Noriyuki Inoue Mgmt For For For
8 Elect Noriko Endo Mgmt For For For
Noriko
Tsujihiro
9 Elect Yoshishige Mgmt For For For
Shimatani
10 Elect Naoya Araki Mgmt For For For
11 Elect Yuki Tsuru Yuki Mgmt For For For
Itami
12 Elect Masayoshi Mgmt For For For
Ishibashi
13 Elect Junzo Ishii Mgmt For For For
14 Elect Michiari Komiyama Mgmt For For For
15 Elect Yuki Tsuru Yuki Mgmt For For For
Itami as Alternate
Audit Committee
Director
16 Non-Audit Committee Mgmt For For For
Directors'
Fees
17 Audit Committee Mgmt For For For
Directors'
Fees
18 Trust Type Equity Plans Mgmt For For For
________________________________________________________________________________
Hannover Ruck SE
Ticker Security ID: Meeting Date Meeting Status
HNR1 CINS D3015J135 05/06/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For Against Against
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Authority to Mgmt For For For
Repurchase Shares
Using Equity
Derivatives
________________________________________________________________________________
Harvey Norman Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
HVN CINS Q4525E117 11/27/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Kay L. Page Mgmt For For For
4 Re-elect David M. Mgmt For For For
Ackery
5 Re-elect Kenneth W. Mgmt For For For
Gunderson-Briggs
6 Re-elect Maurice John Mgmt For For For
Craven
7 Elect Stephen Mayne Mgmt Against For Against
(non-board
endorsed)
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Board Spill Mgmt Against Against For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hermes International SCA
Ticker Security ID: Meeting Date Meeting Status
RMS CINS F48051100 04/24/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Ratification of Mgmt For For For
Management
Acts
7 Allocation of Mgmt For For For
Profits/Dividends
8 Special Auditors Mgmt For For For
Report on Regulated
Agreements
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Remuneration Report Mgmt For For For
11 Remuneration of Axel Mgmt For For For
Dumas,
Manager
12 Remuneration of Emile Mgmt For For For
Hermes SARL, Managing
General
Partner
13 Remuneration of Eric Mgmt For For For
de Seynes,
Supervisory Board
Chair
14 Remuneration Policy Mgmt For For For
(Manager and General
Managing
Partner)
15 Remuneration Policy Mgmt For For For
(Supervisory
Board)
16 Elect Dorothee Altmayer Mgmt For For For
17 Elect Monique Cohen Mgmt For For For
18 Elect Renaud Mommeja Mgmt For For For
19 Elect Eric de Seynes Mgmt For For For
20 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
21 Authority to Grant Mgmt For For For
Stock
Options
22 Authority to Issue Mgmt For For For
Performance
Shares
23 Amendments to Articles Mgmt For For For
24 Authorisation of Legal Mgmt For For For
Formalities
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
HIKARI TSUSHIN, INC.
Ticker Security ID: Meeting Date Meeting Status
9435 CINS J1949F108 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yasumitsu Mgmt For For For
Shigeta
2 Elect Hideaki Wada Mgmt For For For
3 Elect Takeshi Tamamura Mgmt For For For
4 Elect Ko Gido Mgmt For For For
5 Elect Masato Takahashi Mgmt For For For
________________________________________________________________________________
HKT Trust and HKT Limited
Ticker Security ID: Meeting Date Meeting Status
6823 CINS Y3R29Z107 05/08/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Richard LI Tzar Mgmt For For For
Kai
6 Elect Mico CHUNG Cho Mgmt For For For
Yee
7 Elect Srinivas Mgmt For For For
Bangalore
Gangaiah
8 Elect Aman S. Mehta Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Share Stapled Units
w/o Preemptive
Rights
________________________________________________________________________________
HONDA MOTOR CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
7267 CINS J22302111 06/19/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Toshiaki Mgmt For For For
Mikoshiba
3 Elect Takahiro Hachigo Mgmt For For For
4 Elect Seiji Kuraishi Mgmt For For For
5 Elect Kohei Takeuchi Mgmt For For For
6 Elect Toshihiro Mibe Mgmt For For For
7 Elect Hiroko Koide Mgmt For For For
8 Elect Fumiya Kokubu Mgmt For For For
9 Elect Takanobu Ito Mgmt For For For
________________________________________________________________________________
Hong Kong & China Gas Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
00003 CINS Y33370100 06/05/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LEE Ka Kit Mgmt For For For
6 Elect David LI Kwok-po Mgmt For For For
7 Elect Alfred CHAN Wing Mgmt For For For
Kin
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Bonus Share Issuance Mgmt For For For
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Hong Kong Exchanges And Clearing Limited
Ticker Security ID: Meeting Date Meeting Status
0388 CINS Y3506N139 05/07/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect CHEAH Cheng Hye Mgmt For For For
5 Elect Hugo LEUNG Pak Mgmt For For For
Hon
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Mgmt For For For
Repurchase
Shares
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
HSBC Holdings plc
Ticker Security ID: Meeting Date Meeting Status
HSBA CINS G4634U169 04/24/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Noel Quinn Mgmt For For For
4 Elect Laura M.L. Cha Mgmt For For For
5 Elect Henri de Castries Mgmt For For For
6 Elect Irene LEE Yun Mgmt For For For
Lien
7 Elect Jose Antonio Mgmt For For For
Meade
Kuribrena
8 Elect Heidi G. Miller Mgmt For For For
9 Elect David T. Nish Mgmt For For For
10 Elect Ewen Stevenson Mgmt For For For
11 Elect Jackson P. Tai Mgmt For For For
12 Elect Mark E. Tucker Mgmt For For For
13 Elect Pauline van der Mgmt For For For
Meer
Mohr
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Issue Mgmt For For For
Repurchased
Shares
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Contingent
Convertible
Securities)
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Contingent
Convertible
Securities)
24 2011 Share Plan Mgmt For For For
25 UK Sharesave Scheme Mgmt For For For
26 UK SIP and Sharematch Mgmt For For For
27 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
28 Shareholder Proposal ShrHoldr Against Against For
Regarding Pension
Scheme
________________________________________________________________________________
Hulic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3003 CINS J23594112 03/24/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Saburo Nishiura Mgmt For For For
4 Elect Manabu Yoshidome Mgmt For For For
5 Elect Hidehiro Shiga Mgmt For For For
6 Elect Hajime Kobayashi Mgmt For For For
7 Elect Takaya Maeda Mgmt For For For
8 Elect Tadashi Nakajima Mgmt For For For
9 Elect Tsukasa Miyajima Mgmt For For For
10 Elect Hideo Yamada Mgmt For For For
11 Elect Atsuko Fukushima Mgmt For For For
12 Elect Kaoru Takahashi Mgmt For For For
13 Elect Koichi Nezu Mgmt For For For
14 Elect Nobuyuki Mgmt For For For
Kobayashi
15 Elect Kenichi Sekiguchi Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Amendments to Trust Mgmt For For For
Type Equity
Plan
________________________________________________________________________________
Iberdrola
Ticker Security ID: Meeting Date Meeting Status
IBE CINS E6165F166 04/02/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts Mgmt For For For
3 Management Reports Mgmt For For For
4 Report on Mgmt For For For
Non-Financial
Information
5 Ratification of Board Mgmt For For For
Acts
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
(Social
Dividend)
8 Amendments to Articles Mgmt For For For
(Compliance
System)
9 Amendments to Articles Mgmt For For For
(Share
Capital)
10 Amendments to General Mgmt For For For
Meeting's Regulations
(Report on
Non-Financial
Information)
11 Amendments to General Mgmt For For For
Meeting Regulations
(Remote Participation
and Right to
Information)
12 Amendments to General Mgmt For For For
Meeting Regulations
(Technical)
13 Allocation of Mgmt For For For
Profits/Dividends
14 First Scrip Dividend Mgmt For For For
15 Second Scrip Dividend Mgmt For For For
16 Remuneration Report Mgmt For For For
(Advisory)
17 2020-2022 Strategic Mgmt For For For
Bonus
Plan
18 Elect Nicola Brewer Mgmt For For For
19 Elect Regina Helena Mgmt For For For
Jorge
Nunes
20 Elect Inigo Victor de Mgmt For For For
Oriol
Ibarra
21 Elect Samantha Barber Mgmt For For For
22 Board Size Mgmt For For For
23 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
24 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
25 Authorisation of Legal Mgmt For For For
Formalities
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ICA Gruppen AB
Ticker Security ID: Meeting Date Meeting Status
ICA CINS W4241E105 04/21/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board Mgmt For For For
and CEO
Acts
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Board Size; Number of Mgmt For For For
Auditors
19 Directors and Mgmt For For For
Auditors'
Fees
20 Election of Directors Mgmt For For For
21 Appointment of Auditor Mgmt For For For
22 Election of Nomination Mgmt For For For
Committee
Members
23 Remuneration Policy Mgmt For For For
24 Amendments to Articles Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Inpex Corporation
Ticker Security ID: Meeting Date Meeting Status
1605 CINS J2467E101 03/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Toshiaki Mgmt For For For
Kitamura
4 Elect Takayuki Ueda Mgmt For Against Against
5 Elect Seiya Ito Mgmt For For For
6 Elect Takahiko Ikeda Mgmt For For For
7 Elect Shigeharu Yajima Mgmt For For For
8 Elect Kimihisa Kittaka Mgmt For For For
9 Elect Nobuharu Sase Mgmt For For For
10 Elect Daisuke Yamada Mgmt For For For
11 Elect Jun Yanai Mgmt For For For
12 Elect Norinao Iio Mgmt For For For
13 Elect Atsuko Nishimura Mgmt For For For
14 Elect Yasushi Kimura Mgmt For For For
15 Elect Kiyoshi Ogino Mgmt For For For
16 Elect Tomoo Nishikawa Mgmt For For For
17 Bonus Mgmt For For For
________________________________________________________________________________
Intesa Sanpaolo Spa
Ticker Security ID: Meeting Date Meeting Status
ISP CINS T55067101 04/27/2020 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Co-Option of Andrea
Sironi
5 Elect Roberto Franchini Mgmt For For For
6 Remuneration Policy Mgmt For For For
(Binding)
7 Remuneration Report Mgmt For For For
(Advisory)
8 Maximum variable pay Mgmt For For For
ratio
9 2019 and 2020 Annual Mgmt For For For
Incentive
Plans
10 Authority to Mgmt For For For
Repurchase and
Reissue Shares to
Service Annual
Incentive
Plans
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Share Capital Increase Mgmt For For For
Pursuant to
Acquisition Offer for
UBI
Banca
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS G49188116 08/08/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Zarina B.M. Bassa Mgmt For For For
3 Elect Perry K.O. Mgmt For For For
Crosthwaite
4 Elect Hendrik du Toit Mgmt For For For
5 Elect David Friedland Mgmt For For For
6 Elect Philip A. Mgmt For For For
Hourquebie
7 Elect Charles Jacobs Mgmt For For For
8 Elect Ian R. Kantor Mgmt For For For
9 Elect Mark Mgmt For For For
Malloch-Brown
10 Elect Khumo L. Mgmt For For For
Shuenyane
11 Elect Fani Titi Mgmt For For For
12 Elect Kim Mary Mgmt For For For
McFarland
13 Elect Nishlan Andre Mgmt For For For
Samujh
14 Remuneration Report Mgmt For For For
(Advisory)
15 Remuneration Policy Mgmt For For For
(Advisory)
16 Authorisation of Legal Mgmt For For For
Formalities
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Interim Dividend Mgmt For For For
(Ordinary
Shareholders -
Investec
Limited)
20 Interim Dividend Mgmt For For For
(Preference
Shareholders -
Investec
Limited)
21 Final Dividend Mgmt For For For
(Ordinary and
Preference
Shareholders -
Investec
Limited)
22 Appointment of Joint Mgmt For For For
Auditor (Ernst &
Young) (Investec
Limited)
23 Appointment of Joint Mgmt For For For
Auditor (KPMG)
(Investec
Limited)
24 General Authority to Mgmt For For For
Issue Preference
Shares (Investec
Limited)
25 General Authority to Mgmt For For For
Issue Special
Convertible Shares
(Investec
Limited)
26 Authority to Mgmt For For For
Repurchase Ordinary
Shares (Investec
Limited)
27 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
Limited)
28 Approve Financial Mgmt For For For
Assistance (Investec
Limited)
29 Approve NEDs' Fees Mgmt For For For
(Investec
Limited)
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Accounts and Reports Mgmt For For For
(Investec
plc)
32 Interim Dividend Mgmt For For For
(Investec
plc)
33 Final Dividend Mgmt For For For
(Investec
plc)
34 Appointment of Auditor Mgmt For For For
(Investec
plc)
35 Authority to Set Mgmt For For For
Auditor's Fees
(Investec
plc)
36 Authority to Issue Mgmt For For For
Special Convertible
Shares w/ Preemptive
Rights (Investec
plc)
37 Authority to Mgmt For For For
Repurchase Ordinary
Shares (Investec
plc)
38 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
plc)
39 Authorisation of Mgmt For For For
Political Donations
(Investec
plc)
________________________________________________________________________________
Investor AB
Ticker Security ID: Meeting Date Meeting Status
INVEB CINS W48102128 06/17/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Ratification of Gunnar Mgmt For For For
Brock
12 Ratification of Johan Mgmt For For For
Forssell
13 Ratification of Mgmt For For For
Magdalena
Gerger
14 Ratification of Tom Mgmt For For For
Johnstone,
CBE
15 Ratification of Sara Mgmt For For For
Mazur
16 Ratification of Grace Mgmt For For For
Reksten
Skaugen
17 Ratification of Hans Mgmt For For For
Straberg
18 Ratification of Lena Mgmt For For For
Treschow
Torell
19 Ratification of Jacob Mgmt For For For
Wallenberg
20 Ratification of Marcus Mgmt For For For
Wallenberg
21 Ratification of Mgmt For For For
Dominic
Barton
22 Allocation of Mgmt For For For
Profits/Dividends
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Board Size Mgmt For For For
25 Number of Auditors Mgmt For For For
26 Directors' Fees Mgmt For For For
27 Authority to Set Mgmt For For For
Auditor's
Fees
28 Elect Gunnar Brock Mgmt For For For
29 Elect Johan Forssell Mgmt For For For
30 Elect Magdalena Gerger Mgmt For For For
31 Elect Tom Johnstone Mgmt For For For
32 Elect Sara Mazur Mgmt For For For
33 Elect Grace Reksten Mgmt For For For
Skaugen
34 Elect Hans Straberg Mgmt For For For
35 Elect Lena Treschow Mgmt For For For
Torell
36 Elect Jacob Wallenberg Mgmt For For For
37 Elect Marcus Wallenberg Mgmt For For For
38 Elect Jacob Wallenberg Mgmt For For For
as
Chair
39 Appointment of Auditor Mgmt For For For
40 Remuneration Policy Mgmt For For For
41 Long-Term Incentive Mgmt For For For
Plan for Employees of
Investor
42 Long-Term Incentive Mgmt For For For
Plan for Employees of
Patricia
Industries
43 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
44 Authority to Issue Mgmt For For For
Treasury Shares
Pursuant to
LTIP
45 Amendments to Articles Mgmt For For For
46 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Abolition
of Voting
Differentiation
47 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding the Removal
of the Possibility of
Differentiation of
Voting Rights from
the Swedish Company
Act
48 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Representation for
Small and
Medium-Sized
Shareholders
________________________________________________________________________________
Israel Discount Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
DSCT CINS 465074201 03/18/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Compensation Terms of Mgmt For For For
New
CEO
4 Updated Compensation Mgmt For For For
Terms of
Chair
________________________________________________________________________________
Israel Discount Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
DSCT CINS 465074201 09/16/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Dividend of Preference Mgmt For For For
Shareholders
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Tamar Bar-Noy Mgmt For N/A N/A
Gotlin As External
Director
7 Elect Miriyam Katz as Mgmt For For For
External
Director
8 Amend Compensation Mgmt For For For
Policy
________________________________________________________________________________
ISUZU MOTORS LIMITED
Ticker Security ID: Meeting Date Meeting Status
7202 CINS J24994113 06/29/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shinsuke Minami Mgmt For Against Against
4 Elect Shigeji Sugimoto Mgmt For Against Against
5 Elect Mitsuyoshi Mgmt For Against Against
Shibata
6 Elect Kozue Nakayama Mgmt For For For
7 Elect Kenji Miyazaki Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Itochu Corporation
Ticker Security ID: Meeting Date Meeting Status
8001 CINS J2501P104 06/19/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masahiro Okafuji Mgmt For For For
4 Elect Yoshihisa Suzuki Mgmt For For For
5 Elect Tomofumi Yoshida Mgmt For For For
6 Elect Yuji Fukuda Mgmt For For For
7 Elect Fumihiko Mgmt For For For
Kobayashi
8 Elect Tsuyoshi Mgmt For For For
Hachimura
9 Elect Atsuko Muraki Mgmt For For For
10 Elect Harufumi Mgmt For For For
Mochizuki
11 Elect Masatoshi Kawana Mgmt For For For
12 Elect Makiko Nakamori Mgmt For For For
13 Elect Makoto Kyoda as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
JAPAN POST HOLDINGS Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6178 CINS J2800D109 06/17/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hiroya Masuda Mgmt For Against Against
3 Elect Norito Ikeda Mgmt For For For
4 Elect Kazuhide Kinugawa Mgmt For For For
5 Elect Tetsuya Senda Mgmt For For For
6 Elect Akio Mimura Mgmt For For For
7 Elect Kunio Ishihara Mgmt For For For
8 Elect Charles D. Lake, Mgmt For For For
II
9 Elect Michiko Hirono Mgmt For For For
Michiko
Fujii
10 Elect Tsuyoshi Okamoto Mgmt For For For
11 Elect Miharu Koezuka Mgmt For For For
12 Elect Sakie Akiyama Mgmt For For For
13 Elect Makoto Kaiami Mgmt For For For
14 Elect Akira Satake Mgmt For For For
________________________________________________________________________________
Japan Tobacco Inc.
Ticker Security ID: Meeting Date Meeting Status
2914 CINS J27869106 03/19/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yasutake Tango Mgmt For For For
5 Elect Mutsuo Iwai Mgmt For For For
6 Elect Masamichi Mgmt For For For
Terabatake
7 Elect Naohiro Minami Mgmt For For For
8 Elect Kiyohide Mgmt For For For
Hirowatari
9 Elect Kazuhito Mgmt For For For
Yamashita
10 Elect Main Koda Mgmt For For For
11 Elect Koichiro Watanabe Mgmt For For For
12 Elect Yukiko Nagashima Mgmt For For For
Yukiko
Watanabe
13 Directors' Fees and Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
Jardine Matheson Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
JARJ CINS G50736100 05/07/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Elect David HSU Mgmt For For For
4 Elect Adam P.C. Keswick Mgmt For For For
5 Elect Anthony Mgmt For For For
Nightingale
6 Elect John R. Witt Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Jardine Strategic Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
JDSB CINS G50764102 05/07/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Elect David HSU Mgmt For For For
4 Elect Adam P.C. Keswick Mgmt For For For
5 Elect Lincoln LEONG Mgmt For For For
Kwok
Kuen
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Kajima Corporation
Ticker Security ID: Meeting Date Meeting Status
1812 CINS J29223120 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yoshikazu Oshimi Mgmt For For For
5 Elect Naoki Atsumi Mgmt For For For
6 Elect Hiroyoshi Koizumi Mgmt For For For
7 Elect Masayasu Kayano Mgmt For For For
8 Elect Hiroshi Ishikawa Mgmt For For For
9 Elect Ken Uchida Mgmt For For For
10 Elect Nobuyuki Mgmt For For For
Hiraizumi
11 Elect Shoichi Kajima Mgmt For For For
12 Elect Koji Furukawa Mgmt For For For
13 Elect Masahiro Sakane Mgmt For For For
14 Elect Kiyomi Saito Mgmt For For For
Kiyomi
Takei
15 Elect Yukio Machida Mgmt For For For
16 Elect Takashi Kumano Mgmt For For For
17 Elect Yukiko Fujikawa Mgmt For For For
Yukiko
Kobayashi
________________________________________________________________________________
Kao Corporation
Ticker Security ID: Meeting Date Meeting Status
4452 CINS J30642169 03/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Michitaka Sawada Mgmt For Against Against
5 Elect Toshiaki Takeuchi Mgmt For For For
6 Elect Yoshihiro Hasebe Mgmt For For For
7 Elect Tomoharu Matsuda Mgmt For For For
8 Elect Sonosuke Kadonaga Mgmt For For For
9 Elect Osamu Shinobe Mgmt For For For
10 Elect Chiaki Mukai Mgmt For For For
11 Elect Nobuhide Hayashi Mgmt For For For
12 Elect Takahiro Mgmt For For For
Nakazawa as Statutory
Auditor
________________________________________________________________________________
KDDI CORPORATION
Ticker Security ID: Meeting Date Meeting Status
9433 CINS J31843105 06/17/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takashi Tanaka Mgmt For For For
4 Elect Makoto Takahashi Mgmt For For For
5 Elect Takashi Shoji Mgmt For For For
6 Elect Shinichi Muramoto Mgmt For For For
7 Elect Keiichi Mori Mgmt For For For
8 Elect Kei Morita Mgmt For For For
9 Elect Toshitake Amamiya Mgmt For For For
10 Elect Hirokuni Takeyama Mgmt For For For
11 Elect Kazuyuki Mgmt For For For
Yoshimura
12 Elect Goro Yamaguchi Mgmt For For For
13 Elect Keiji Yamamoto Mgmt For For For
14 Elect Shigeo Oyagi Mgmt For For For
15 Elect Riyo Kano Mgmt For For For
16 Elect Shigeki Goto Mgmt For For For
17 Elect Kenichiro Takagi Mgmt For For For
18 Elect Shin Honto Mgmt For For For
19 Elect Toshihiko Mgmt For For For
Matsumiya
20 Elect Jun Karube Mgmt For For For
________________________________________________________________________________
Kerry Group Plc
Ticker Security ID: Meeting Date Meeting Status
KRZ CINS G52416107 04/30/2020 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Elect Gerry Behan Mgmt For For For
4 Elect Hugh Brady Mgmt For For For
5 Elect Gerard Culligan Mgmt For For For
6 Elect Karin L. Mgmt For For For
Dorrepaal
7 Elect Joan Garahy Mgmt For For For
8 Elect Marguerite Larkin Mgmt For For For
9 Elect Tom Moran Mgmt For For For
10 Elect Cornelius Murphy Mgmt For For For
11 Elect Christopher Mgmt For For For
Rogers
12 Elect Edmond Scanlan Mgmt For For For
13 Elect Philip Toomey Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Remuneration Report Mgmt For For For
(Advisory)
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Keyence Corporation
Ticker Security ID: Meeting Date Meeting Status
6861 CINS J32491102 06/12/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takemitsu Mgmt For Against Against
Takizaki
4 Elect Yu Nakata Mgmt For For For
5 Elect Keiichi Kimura Mgmt For For For
6 Elect Akiji Yamaguchi Mgmt For For For
7 Elect Masayuki Miki Mgmt For For For
8 Elect Akinori Yamamoto Mgmt For For For
9 Elect Akira Kanzawa Mgmt For For For
10 Elect Yoichi Tanabe Mgmt For For For
11 Elect Seiichi Taniguchi Mgmt For For For
12 Elect Hidehiko Takeda Mgmt For For For
13 Elect Hiroji Indo Mgmt For For For
14 Elect Masaharu Mgmt For For For
Yamamoto as Alternate
Statutory
Auditor
________________________________________________________________________________
Klepierre
Ticker Security ID: Meeting Date Meeting Status
LI CINS F5396X102 04/30/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Special Auditors Mgmt For For For
Report on Regulated
Agreements
9 Severance Agreement Mgmt For For For
(Jean-Marc Jestin,
Management Board
Chair)
10 Severance Agreement Mgmt For For For
(Jean-Michel Gault,
deputy
CEO)
11 Elect Catherine Simoni Mgmt For For For
12 Elect Florence von Erb Mgmt For For For
13 Elect Stanley Shashoua Mgmt For For For
14 Remuneration Policy Mgmt For For For
(Supervisory
Board)
15 Remuneration Policy Mgmt For For For
(Management Board
Chair)
16 Remuneration Policy Mgmt For For For
(Management Board
Members)
17 Remuneration Report Mgmt For For For
18 Remuneration of David Mgmt For For For
Simon, Supervisory
Board
Chair
19 Remuneration of Mgmt For For For
Jean-Marc Jestin,
Management Board
Chair
20 Remuneration of Mgmt For For For
Jean-Michel Gault,
Deputy
CEO
21 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
22 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
23 Amendments to Articles Mgmt For For For
Regarding Shareholder
Identification
24 Amendments to Articles Mgmt For For For
regarding Written
Consultation
25 Amendments to Articles Mgmt For For For
regarding Directors'
Remuneration
26 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
KOITO MANUFACTURING CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
7276 CINS J34899104 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mitsuo Kikuchi Mgmt For For For
4 Elect Yohei Kawaguchi Mgmt For For For
5 Elect Yukinobu Suzuki Mgmt For For For
________________________________________________________________________________
KOMATSU LTD.
Ticker Security ID: Meeting Date Meeting Status
6301 CINS J35759125 06/18/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tetsuji Ohashi Mgmt For For For
4 Elect Hiroyuki Ogawa Mgmt For For For
5 Elect Masayuki Moriyama Mgmt For For For
6 Elect Kiyoshi Mizuhara Mgmt For For For
7 Elect Kuniko Urano Mgmt For For For
8 Elect Makoto Kigawa Mgmt For For For
9 Elect Takeshi Kunibe Mgmt For For For
10 Elect Arthur M. Mgmt For For For
Mitchell
11 Elect Terumi Sasaki as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
Kubota Corporation
Ticker Security ID: Meeting Date Meeting Status
6326 CINS J36662138 03/19/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Masatoshi Kimata Mgmt For For For
3 Elect Yuichi Kitao Mgmt For For For
4 Elect Masato Yoshikawa Mgmt For For For
5 Elect Shinji Sasaki Mgmt For For For
6 Elect Toshihiko Mgmt For For For
Kurosawa
7 Elect Dai Watanabe Mgmt For For For
8 Elect Yuzuru Matsuda Mgmt For For For
9 Elect Koichi Ina Mgmt For For For
10 Elect Yutaro Shintaku Mgmt For For For
11 Elect Yuichi Yamada as Mgmt For For For
Statutory
Auditor
12 Bonus Mgmt For For For
13 Amendment to Mgmt For For For
Restricted Stock
Plan
________________________________________________________________________________
Kurita Water Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
6370 CINS J37221116 06/29/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Michiya Kadota Mgmt For For For
4 Elect Kiyoshi Ito Mgmt For For For
5 Elect Yoshio Yamada Mgmt For For For
6 Elect Hirohiko Ejiri Mgmt For For For
7 Elect Yasuo Suzuki Mgmt For For For
8 Elect Toshimi Kobayashi Mgmt For For For
9 Elect Tsuguto Moriwaki Mgmt For For For
10 Elect Ryoko Sugiyama Mgmt For For For
11 Elect Keiko Tanaka Mgmt For For For
12 Elect Kenjiro Kobayashi Mgmt For For For
13 Elect Toshiaki Tada Mgmt For For For
14 Elect Tetsuya Nagasawa Mgmt For For For
as Alternate
Statutory
Auditor
________________________________________________________________________________
L E Lundbergfoeretagen AB
Ticker Security ID: Meeting Date Meeting Status
LUNDB CINS W54114108 04/01/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Allocation of Mgmt For For For
Profits/Dividends
16 Board Size Mgmt For For For
17 Directors and Mgmt For For For
Auditors'
Fees
18 Election of Directors Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Remuneration Policy Mgmt For For For
21 Authority to Mgmt For For For
Repurchase
Shares
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
L'Oreal S.A.
Ticker Security ID: Meeting Date Meeting Status
OR CINS F58149133 06/30/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Nicolas Meyers Mgmt For For For
9 Elect Ilham Kadri Mgmt For For For
10 Elect Beatrice Mgmt For For For
Guillaume-Grabisch
11 Elect Jean-Victor Mgmt For For For
Meyers
12 Remuneration Report Mgmt For For For
13 Remuneration of Mgmt For For For
Jean-Paul Agon, Chair
and
CEO
14 Remuneration Policy Mgmt For For For
(Chair and CEO and
Board of
Directors)
15 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
17 Authority to Issue Mgmt For For For
Performance
Shares
18 Employee Stock Mgmt For For For
Purchase
Plan
19 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
20 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
21 Authorisation of Legal Mgmt For For For
Formalities
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LafargeHolcim Limited
Ticker Security ID: Meeting Date Meeting Status
LHN CINS H4768E105 05/12/2020 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Compensation Report Mgmt For For For
5 Ratification of Board Mgmt For For For
and Management
Acts
6 Allocation of Profits Mgmt For For For
7 Dividend from Reserves Mgmt For For For
8 Elect Beat Hess as Mgmt For For For
Board
Chair
9 Elect Oscar Fanjul Mgmt For For For
Martin
10 Elect Colin Hall Mgmt For For For
11 Elect Naina Lal Kidwai Mgmt For For For
12 Elect Patrick Kron Mgmt For For For
13 Elect Adrian Loader Mgmt For For For
14 Elect Jurg Oleas Mgmt For For For
15 Elect Claudia Sender Mgmt For For For
Ramirez
16 Elect Hanne Birgitte Mgmt For For For
Breinbjerg
Sorensen
17 Elect Dieter Spalti Mgmt For For For
18 Elect Philippe Block Mgmt For For For
19 Elect Kim Fausing Mgmt For For For
20 Elect Oscar Fanjul Mgmt For For For
Martin as Nomination,
Compensation, and
Governance Committee
Member
21 Elect Adrian Loader as Mgmt For For For
Nomination,
Compensation, and
Governance Committee
Member
22 Elect Hanne Birgitte Mgmt For For For
Breinbjerg Sorensen
as Nomination,
Compensation, and
Governance Committee
Member
23 Elect Colin Hall as Mgmt For For For
Nomination,
Compensation, and
Governance Committee
Member
24 Elect Claudia Sender Mgmt For For For
Ramirez as
Nomination,
Compensation, and
Governance Committee
Member
25 Appointment of Auditor Mgmt For For For
26 Appointment of Mgmt For For For
Independent
Proxy
27 Board Compensation Mgmt For For For
28 Executive Compensation Mgmt For For For
29 Additional or Amended Mgmt N/A Abstain N/A
Proposals
________________________________________________________________________________
Legal & General Group plc
Ticker Security ID: Meeting Date Meeting Status
LGEN CINS G54404127 05/21/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Elect Michelle Mgmt For For For
Scrimgeour
4 Elect Henrietta Baldock Mgmt For For For
5 Elect Philip Broadley Mgmt For For For
6 Elect Stuart Jeffrey Mgmt For For For
Davies
7 Elect John Kingman Mgmt For For For
8 Elect Lesley Knox Mgmt For For For
9 Elect M. George Lewis Mgmt For For For
10 Elect Kerrigan Procter Mgmt For For For
11 Elect Toby Strauss Mgmt For For For
12 Elect Julia Wilson Mgmt For For For
13 Elect Nigel Wilson Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Remuneration Policy Mgmt For For For
(Binding)
17 Remuneration Report Mgmt For For For
(Advisory)
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Contingent
Convertible
Securities w/
Preemptive
Rights
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
23 Authority to Issue Mgmt For For For
Contingent
Convertible
Securities w/o
Preemptive
Rights
24 Authority to Mgmt For For For
Repurchase
Shares
25 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Legrand SA
Ticker Security ID: Meeting Date Meeting Status
LR CINS F56196185 05/27/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Remuneration Report Mgmt For For For
9 Remuneration of Gilles Mgmt For For For
Schnepp,
Chair
10 Remuneration of Benoit Mgmt For For For
Coquart,
CEO
11 Remuneration Policy Mgmt For For For
(Chair)
12 Remuneration Policy Mgmt For For For
(CEO)
13 Remuneration Policy Mgmt For For For
(Board of
Directors)
14 Directors' Fees Mgmt For For For
15 Elect Isabelle Mgmt For For For
Boccon-Gibod
16 Elect Christel Bories Mgmt For For For
17 Elect Angeles Mgmt For For For
Garcia-Poveda
18 Elect Benoit Coquart Mgmt For For For
19 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
20 Amendments to Articles Mgmt For For For
Regarding the Length
of
Terms
21 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
22 Amendments to Articles Mgmt For For For
Regarding Written
Consultation
23 Amendments to Articles Mgmt For For For
Regarding the Role of
the Board of
Directors
24 Amendments to Articles Mgmt For For For
Regarding the Mode of
Direction, Censors'
Remuneration and
Statutory
Auditors
25 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
26 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
27 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
28 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
29 Greenshoe Mgmt For For For
30 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
31 Employee Stock Mgmt For For For
Purchase
Plan
32 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
33 Global Ceiling on Mgmt For For For
Capital Increases and
Debt
Issuances
34 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
London Stock Exchange Group plc
Ticker Security ID: Meeting Date Meeting Status
LSE CINS G5689U103 04/21/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Elect Jacques Aigrain Mgmt For For For
6 Elect Marshall C. Mgmt For For For
Bailey
7 Elect Kathleen DeRose Mgmt For For For
8 Elect Cressida Hogg Mgmt For For For
9 Elect Raffaele Mgmt For For For
Jerusalmi
10 Elect Stephen O'Connor Mgmt For For For
11 Elect Val Rahmani Mgmt For For For
12 Elect Don Robert Mgmt For For For
13 Elect David A. Mgmt For For For
Schwimmer
14 Elect Andrea Sironi Mgmt For For For
15 Elect David Warren Mgmt For For For
16 Elect Dominic Blakemore Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authorisation of Mgmt For For For
Political
Donations
21 Deferred Bonus Plan Mgmt For For For
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
24 Authority to Mgmt For For For
Repurchase
Shares
25 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
London Stock Exchange Group plc
Ticker Security ID: Meeting Date Meeting Status
LSE CINS G5689U103 11/26/2019 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Mgmt For For For
Refinitiv
2 Share Issuance Mgmt For For For
Pursuant to
Acquisition
________________________________________________________________________________
Lundin Petroleum AB
Ticker Security ID: Meeting Date Meeting Status
LUPE CINS W64566107 03/31/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Shareholder Proposal ShrHoldr Against Against For
(Recovery
Provisions)
15 Shareholder Proposal ShrHoldr Against For Against
(Disclosure of Costs
Associated with
Criminal
Investigations)
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Board Size Mgmt For For For
19 Directors' Fees Mgmt For For For
20 Elect Peggy Bruzelius Mgmt For For For
21 Elect Ashley Mgmt For For For
Heppenstall
22 Elect Ian H. Lundin Mgmt For For For
23 Elect Lukas H. Lundin Mgmt For For For
24 Elect Grace Reksten Mgmt For For For
Skaugen
25 Elect Torstein Sanness Mgmt For For For
26 Elect Alex Schneiter Mgmt For For For
27 Elect Jakob Thomasen Mgmt For For For
28 Elect Cecilia Vieweg Mgmt For For For
29 Elect Ian H. Lundin as Mgmt For For For
Chair of the
Board
30 Authority to Set Mgmt For For For
Auditor's
Fees
31 Appointment of Auditor Mgmt For For For
32 Remuneration Policy Mgmt For For For
33 Approval of LTIP 2020 Mgmt For For For
34 Authority to Issue Mgmt For For For
Shares Pursuant to
2017, 2018 and 2019
LTIPs
35 Authority to Issue Mgmt For For For
Shares Pursuant to
LTIP
2020
36 Authority to Issue Mgmt For For For
Shares and
Convertible
Securities w/ or w/o
Preemptive
Rights
37 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
38 Non-Voting Agenda Item N/A N/A N/A N/A
39 Nomination Committee Mgmt For For For
Guidelines
40 Amendments to Articles Mgmt For For For
41 Non-Voting Agenda Item N/A N/A N/A N/A
42 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
LVMH Moet Hennessy Louis Vuitton SE
Ticker Security ID: Meeting Date Meeting Status
MC CINS F58485115 06/30/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Special Auditors Mgmt For For For
Report on Regulated
Agreements
9 Elect Delphine Arnault Mgmt For For For
10 Elect Antonio Belloni Mgmt For For For
11 Elect Diego Della Valle Mgmt For Against Against
12 Elect Marie-Josee Mgmt For For For
Kravis
13 Elect Marie-Laure Mgmt For For For
Sauty de
Chalon
14 Elect Natacha Valla Mgmt For For For
15 Elect Charles D. Mgmt For For For
Powell as
Censor
16 Remuneration Report Mgmt For For For
17 Remuneration of Mgmt For For For
Bernard Arnault,
Chair and
CEO
18 Remuneration of Mgmt For For For
Antonio Belloni,
Deputy
CEO
19 Remuneration Policy Mgmt For For For
(Board of
Directors)
20 Remuneration Policy Mgmt For For For
(Chair and
CEO)
21 Remuneration Policy Mgmt For For For
(Deputy
CEO)
22 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
23 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
24 Authority to Issue Mgmt For For For
Performance
Shares
25 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
26 Amendments to Articles Mgmt For For For
27 Amendments to Articles Mgmt For For For
Regarding the Role of
the Board of
Directors
28 Amendments to Articles Mgmt For For For
________________________________________________________________________________
M&G Plc
Ticker Security ID: Meeting Date Meeting Status
MNG CINS G6107R102 05/27/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Mike J. Evans Mgmt For For For
5 Elect John Foley Mgmt For For For
6 Elect Clare Bousfield Mgmt For For For
7 Elect Clive Adamson Mgmt For For For
8 Elect Robin Lawther Mgmt For For For
9 Elect Clare Thompson Mgmt For For For
10 Elect Massimo Tosato Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authorisation of Mgmt For For For
Political
Donations
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Preference Shares w/
Preemptive
Rights
16 Authority to Issue Mgmt For For For
Mandatory Convertible
Securities w/
Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Mandatory Convertible
Securities w/o
Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
M3, Inc.
Ticker Security ID: Meeting Date Meeting Status
2413 CINS J4697J108 06/30/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Itaru Tanimura Mgmt For For For
2 Elect Akihiko Tomaru Mgmt For For For
3 Elect Eiji Tsuchiya Mgmt For For For
4 Elect Kazuyuki Izumiya Mgmt For For For
5 Elect Akinori Urae Mgmt For For For
6 Elect Kenichiro Yoshida Mgmt For For For
7 Elect Kenichi Mori Mgmt For For For
8 Elect Masako Ii Mgmt For For For
Masako
Kasai
9 Elect Mayuka Yamazaki Mgmt For For For
Mayuka
Oonishi
10 Elect Ryoko Toyama Mgmt For For For
________________________________________________________________________________
Macquarie Group Limited
Ticker Security ID: Meeting Date Meeting Status
MQG CINS Q57085286 07/25/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Michael J. Mgmt For For For
Hawker
3 Re-elect Michael J. Mgmt For For For
Coleman
4 Elect Philip M. Coffey Mgmt For For For
5 Elect Jillian R. Mgmt For For For
Broadbent
6 Remuneration Report Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Shemara
Wikramanayake)
8 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
9 Approve Issue of Mgmt For For For
Securities
________________________________________________________________________________
Makita Corporation
Ticker Security ID: Meeting Date Meeting Status
6586 CINS J39584107 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mitsuhiko Mgmt For For For
Wakayama
4 Elect Akira Kodama Mgmt For For For
5 Elect Shoji Inoue Mgmt For For For
6 Bonus Mgmt For For For
________________________________________________________________________________
Medipal Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
7459 CINS J4189T101 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shuichi Watanabe Mgmt For Against Against
3 Elect Yasuhiro Chofuku Mgmt For For For
4 Elect Toshihide Yoda Mgmt For For For
5 Elect Yuji Sakon Mgmt For For For
6 Elect Takuro Hasegawa Mgmt For For For
7 Elect Shinjiro Watanabe Mgmt For For For
8 Elect Seiichi Kasutani Mgmt For For For
9 Elect Mitsuko Kagami Mgmt For For For
10 Elect Toshio Asano Mgmt For For For
11 Elect Kuniko Shoji Mgmt For For For
12 Elect Koichi Mimura Mgmt For For For
________________________________________________________________________________
Meiji Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2269 CINS J41729104 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kazuo Kawamura Mgmt For For For
3 Elect Daikichiro Mgmt For For For
Kobayashi
4 Elect Katsunari Matsuda Mgmt For For For
5 Elect Koichiro Shiozaki Mgmt For For For
6 Elect Jun Furuta Mgmt For For For
7 Elect Tomochika Mgmt For For For
Iwashita
8 Elect Toru Murayama Mgmt For For For
9 Elect Mariko Matsumura Mgmt For For For
10 Elect Makoto Imamura Mgmt For For For
as Alternate
Statutory
Auditor
________________________________________________________________________________
Merck KGAA
Ticker Security ID: Meeting Date Meeting Status
MRK CINS D5357W103 05/28/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Approval of Mgmt For For For
Intra-Company Control
Agreement with BSSN
UG
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Michelin (CGDE)-B
Ticker Security ID: Meeting Date Meeting Status
ML CINS F61824144 06/23/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Consolidated Accounts Mgmt For For For
and
Reports
8 Special Auditors Mgmt For For For
Report on Regulated
Agreements
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Remuneration Policy Mgmt For For For
(Managers)
11 Remuneration Policy Mgmt For For For
(Supervisory
Board)
12 Remuneration Report Mgmt For For For
13 Remuneration of Mgmt For For For
Florent Menegaux,
General Managing
Partner, and CEO
since May 17,
2019
14 Remuneration of Yves Mgmt For For For
Chapot, General
Manager
15 Remuneration of Mgmt For For For
Jean-Dominique
Senard, CEO and
General Managing
Partner until May 17,
2019
16 Remuneration of Michel Mgmt For For For
Rollier, Supervisory
Board
Chair
17 Elect Anne-Sophie de Mgmt For For For
La
Bigne
18 Elect Jean-Pierre Mgmt For For For
Duprieu
19 Elect Patrick de la Mgmt For For For
Chevardiere
20 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
23 Greenshoe Mgmt For For For
24 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
25 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
26 Employee Stock Mgmt For For For
Purchase
Plan
27 Global Ceiling on Mgmt For For For
Capital Increases and
Debt
Issuances
28 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
29 Authority to Issue Mgmt For For For
Restricted
Shares
30 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
31 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Mirvac Group
Ticker Security ID: Meeting Date Meeting Status
MGR CINS Q62377108 11/19/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Re-elect John F. Mgmt For For For
Mulcahy
4 Re-elect James Millar Mgmt For For For
5 Elect Jane Hewitt Mgmt For For For
6 Elect Peter S. Nash Mgmt For For For
7 Remuneration Report Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Issue Of Securities Mgmt For For For
Under The Long-Term
Performance
Plan
10 Issue Of Securities Mgmt For For For
Under The General
Employee Exemption
Plan
11 Equity Grant (MD/CEO Mgmt For For For
Susan
Lloyd-Hurwitz)
12 Ratify Placement of Mgmt For For For
Securities
________________________________________________________________________________
Mitsubishi Electric Corporation
Ticker Security ID: Meeting Date Meeting Status
6503 CINS J43873116 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Masaki Sakuyama Mgmt For For For
3 Elect Takeshi Sugiyama Mgmt For For For
4 Elect Masahiko Sagawa Mgmt For For For
5 Elect Shinji Harada Mgmt For For For
6 Elect Tadashi Mgmt For For For
Kawagoishi
7 Elect Takashi Sakamoto Mgmt For For For
8 Elect Kei Uruma Mgmt For For For
9 Elect Mitoji Yabunaka Mgmt For For For
10 Elect Hiroshi Obayashi Mgmt For For For
11 Elect Kazunori Watanabe Mgmt For For For
12 Elect Hiroko Koide Mgmt For For For
13 Elect Takashi Oyamada Mgmt For For For
________________________________________________________________________________
Mitsubishi Heavy Industries Limited
Ticker Security ID: Meeting Date Meeting Status
7011 CINS J44002178 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shunichi Miyanaga Mgmt For For For
4 Elect Seiji Izumisawa Mgmt For For For
5 Elect Masahiko Mishima Mgmt For For For
6 Elect Hisato Kozawa Mgmt For For For
7 Elect Naoyuki Shinohara Mgmt For For For
8 Elect Ken Kobayashi Mgmt For For For
9 Elect Noriko Morikawa Mgmt For For For
10 Elect Koji Okura as Mgmt For For For
Audit Committee
Director
________________________________________________________________________________
Mitsubishi UFJ Lease & Finance Company Limited
Ticker Security ID: Meeting Date Meeting Status
8593 CINS J4706D100 06/24/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tadashi Shiraishi Mgmt For For For
3 Elect Takahiro Yanai Mgmt For For For
4 Elect Toshimitsu Urabe Mgmt For For For
5 Elect Tsuyoshi Mgmt For For For
Nonoguchi
6 Elect Yoichi Shimoyama Mgmt For For For
7 Elect Teruyuki Minoura Mgmt For For For
8 Elect Toshio Haigo Mgmt For For For
9 Elect Mitsumasa Icho Mgmt For For For
10 Elect Naomi Hayashi Mgmt For For For
11 Elect Naohito Suzuki Mgmt For For For
12 Elect Hiroko Kaneko Mgmt For For For
________________________________________________________________________________
Mitsui & Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
8031 CINS J44690139 06/19/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masami Iijima Mgmt For For For
4 Elect Tatsuo Yasunaga Mgmt For For For
5 Elect Yukio Takebe Mgmt For For For
6 Elect Takakazu Uchida Mgmt For For For
7 Elect Kenichi Hori Mgmt For For For
8 Elect Hirotatsu Mgmt For For For
Fujiwara
9 Elect Yoshio Kometani Mgmt For For For
10 Elect Shinichiro Omachi Mgmt For For For
11 Elect Miki Yoshikawa Mgmt For For For
12 Elect Izumi Kobayashi Mgmt For For For
13 Elect Jenifer Rogers Mgmt For For For
14 Elect Samuel Walsh Mgmt For For For
15 Elect Takeshi Mgmt For For For
Uchiyamada
16 Elect Masako Egawa Mgmt For For For
________________________________________________________________________________
Mitsui Fudosan Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
8801 CINS J4509L101 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Takashi Ueda as Mgmt For For For
Director
5 Elect Hiroaki Ishigami Mgmt For For For
6 Elect Yukimi Ozeki Mgmt For For For
7 Bonus Mgmt For For For
8 Adoption of Restricted Mgmt For For For
Stock
Plan
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 03/25/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 D&O Liability Insurance Mgmt For For For
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 12/18/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Moshe Vidman Mgmt For For For
5 Elect Ron Gazit Mgmt For For For
6 Elect Jonathan Kaplan Mgmt For For For
7 Elect Avraham Zeldman Mgmt For For For
8 Elect Ilan Kremer Mgmt For For For
9 Elect Eli Alroy Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Compensation Policy Mgmt For For For
12 Compensation Terms of Mgmt For For For
CEO
________________________________________________________________________________
Moncler SPA
Ticker Security ID: Meeting Date Meeting Status
MONC CINS T6730E110 06/11/2020 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For For For
(Binding)
5 Remuneration Report Mgmt For For For
(Advisory)
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 List Presented by Mgmt For N/A N/A
Ruffini
Partecipazioni
S.r.l.
8 List Presented by Mgmt For For For
Group of
Institutional
Investors
Representing 2.04% of
Share
Capital
9 Election of the Chair Mgmt For For For
of the Statutory
Auditors
10 Statutory Auditors' Mgmt For For For
Fees
11 2020 Performance Mgmt For For For
Shares Incentive
Plan
12 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
13 Authority to Issue Mgmt For For For
Shares to Service
2020 Performance
Shares
Plan
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MS&AD Insurance Group Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
8725 CINS J4687C105 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yasuyoshi Mgmt For For For
Karasawa
4 Elect Yasuzo Kanasugi Mgmt For For For
5 Elect Noriyuki Hara Mgmt For For For
6 Elect Tetsuji Higuchi Mgmt For For For
7 Elect Satoru Tamura Mgmt For For For
8 Elect Masahito Fukuda Mgmt For For For
9 Elect Hisahito Suzuki Mgmt For For For
10 Elect Mariko Bando Mgmt For For For
11 Elect Akira Arima Mgmt For For For
12 Elect Kazuhito Ikeo Mgmt For For For
13 Elect Junichi Tobimatsu Mgmt For For For
14 Elect Rochelle Kopp Mgmt For For For
15 Elect Kunio Chiyoda as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
Muenchener Rueckversicherungs-Gesellschaft AG
Ticker Security ID: Meeting Date Meeting Status
MUV2 CINS D55535104 04/29/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Elect Carsten Spohr as Mgmt For For For
Supervisory Board
Member
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
13 Amendments to Articles Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Amendments to Articles Mgmt For For For
16 Amendments to Articles Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Amendments to Articles Mgmt For For For
20 Amendments to Articles Mgmt For For For
21 Amendments to Articles Mgmt For For For
22 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Murata Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6981 CINS J46840104 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tsuneo Murata Mgmt For For For
4 Elect Norio Nakajima Mgmt For For For
5 Elect Hiroshi Iwatsubo Mgmt For For For
6 Elect Yoshito Takemura Mgmt For For For
7 Elect Masahiro Ishitani Mgmt For For For
8 Elect Ryuji Miyamoto Mgmt For For For
9 Elect Masanori Mgmt For For For
Minamiide
10 Elect Takashi Mgmt For For For
Shigematsu
11 Elect Yuko Yasuda Mgmt For For For
12 Elect Yoshiro Ozawa Mgmt For For For
13 Elect Hyo Kanbayashi Mgmt For For For
14 Elect Takatoshi Mgmt For For For
Yamamoto
15 Elect Naoko Munakata Mgmt For For For
________________________________________________________________________________
National Grid Plc
Ticker Security ID: Meeting Date Meeting Status
NG. CINS G6S9A7120 07/29/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Elect Sir Peter Gershon Mgmt For For For
4 Elect John Pettigrew Mgmt For For For
5 Elect Andy Agg Mgmt For For For
6 Elect Dean Seavers Mgmt For For For
7 Elect Nicola Shaw Mgmt For For For
8 Elect Jonathan Dawson Mgmt For For For
9 Elect Therese Esperdy Mgmt For For For
10 Elect Paul Golby Mgmt For For For
11 Elect Amanda Mesler Mgmt For For For
12 Elect Earl L. Shipp Mgmt For For For
13 Elect Jonathan SIlver Mgmt For For For
14 Elect Mark Williamson Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Remuneration Policy Mgmt For For For
(Binding)
18 Remuneration Report Mgmt For For For
(Advisory)
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Scrip Dividend Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Capitalisation of Mgmt For For For
Accounts (Scrip
Dividend
Scheme)
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
26 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
27 Authority to Mgmt For For For
Repurchase
Shares
28 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Neste Corporation
Ticker Security ID: Meeting Date Meeting Status
NESTE CINS X5688A109 05/18/2020 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Remuneration Policy Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Directors' Fees Mgmt For For For
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Appointment of Auditor Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Issuance of Shares w/ Mgmt For For For
or w/o Preemptive
Rights
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Nestle S.A.
Ticker Security ID: Meeting Date Meeting Status
NESN CINS H57312649 04/23/2020 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Compensation Report Mgmt For For For
5 Ratification of Board Mgmt For For For
and Management
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Paul Bulcke as Mgmt For For For
Board
Chair
8 Elect Ulf Mark Mgmt For For For
Schneider
9 Elect Henri de Castries Mgmt For For For
10 Elect Renato Fassbind Mgmt For For For
11 Elect Ann M. Veneman Mgmt For For For
12 Elect Eva Cheng Mgmt For For For
13 Elect Patrick Aebischer Mgmt For For For
14 Elect Ursula M. Burns Mgmt For For For
15 Elect Kasper Rorsted Mgmt For For For
16 Elect Pablo Isla Mgmt For For For
17 Elect Kimberly A. Ross Mgmt For For For
18 Elect Dick Boer Mgmt For For For
19 Elect Dinesh Paliwal Mgmt For For For
20 Elect Hanne Jimenez de Mgmt For For For
Mora
21 Elect Patrick Mgmt For For For
Aebischer as
Compensation
Committee
Member
22 Elect Ursula M. Burns Mgmt For For For
as Compensation
Committee
Member
23 Elect Pablo Isla as Mgmt For For For
Compensation
Committee
Member
24 Elect Dick Boer as Mgmt For For For
Compensation
Committee
Member
25 Appointment of Auditor Mgmt For For For
26 Appointment of Mgmt For For For
Independent
Proxy
27 Board Compensation Mgmt For For For
28 Executive Compensation Mgmt For For For
29 Cancellation of Shares Mgmt For For For
and Reduction in
Share
Capital
30 Additional or Amended ShrHoldr Against Abstain Against
Shareholder
Proposals
________________________________________________________________________________
New World Development Company Limited
Ticker Security ID: Meeting Date Meeting Status
0017 CINS Y63084126 06/19/2020 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Services Group Master Mgmt For For For
Services
Agreement
________________________________________________________________________________
New World Development Company Limited
Ticker Security ID: Meeting Date Meeting Status
0017 CINS Y63084126 06/19/2020 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Share Consolidation Mgmt For For For
________________________________________________________________________________
Next plc
Ticker Security ID: Meeting Date Meeting Status
NXT CINS G6500M106 05/14/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Jonathan Bewes Mgmt For For For
5 Elect Tristia Harrison Mgmt For For For
6 Elect Amanda James Mgmt For For For
7 Elect Richard Papp Mgmt For For For
8 Elect Michael J. Roney Mgmt For Against Against
9 Elect Francis Salway Mgmt For For For
10 Elect Jane Shields Mgmt For For For
11 Elect Dianne Thompson Mgmt For For For
12 Elect Simon Wolfson Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Amendment to Long-Term Mgmt For For For
Incentive
Plan
16 Share Matching Plan Mgmt For For For
17 Sharesave Plan Mgmt For For For
18 Share Option Scheme Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Mgmt For For For
Repurchase Shares
Off-Market
24 Amendment to Borrowing Mgmt For For For
Powers
25 Adoption of New Mgmt For For For
Articles
26 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
NH Foods Ltd.
Ticker Security ID: Meeting Date Meeting Status
2282 CINS J4929Q102 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoshihide Hata Mgmt For For For
3 Elect Tetsuhiro Kito Mgmt For For For
4 Elect Nobuhisa Ikawa Mgmt For For For
5 Elect Sadanori Miyagai Mgmt For For For
6 Elect Yasuko Kono Mgmt For For For
7 Elect Atsushi Iwasaki Mgmt For For For
8 Elect Hideo Arase Mgmt For For For
9 Elect Fumio Maeda Mgmt For For For
10 Trust Type Equity Plans Mgmt For For For
________________________________________________________________________________
Nintendo Co Ltd
Ticker Security ID: Meeting Date Meeting Status
7974 CINS J51699106 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shuntaro Furukawa Mgmt For For For
4 Elect Shigeru Miyamoto Mgmt For For For
5 Elect Shinya Takahashi Mgmt For For For
6 Elect Ko Shiota Mgmt For For For
7 Elect Satoru Shibata Mgmt For For For
8 Elect Naoki Noguchi Mgmt For For For
9 Elect Katsuhiro Umeyama Mgmt For For For
10 Elect Masao Yamazaki Mgmt For For For
11 Elect Asa Shinkawa Mgmt For For For
________________________________________________________________________________
Nippon Express Co Limited
Ticker Security ID: Meeting Date Meeting Status
9062 CINS ADPV45415 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kenji Watanabe Mgmt For For For
4 Elect Mitsuru Saito Mgmt For For For
5 Elect Takaaki Ishii Mgmt For For For
6 Elect Susumu Akita Mgmt For For For
7 Elect Satoshi Horikiri Mgmt For For For
8 Elect Takashi Masuda Mgmt For For For
9 Elect Masahiro Sugiyama Mgmt For For For
10 Elect Shigeo Nakayama Mgmt For For For
11 Elect Sadako Yasuoka Mgmt For For For
12 Elect Shigeki Arima Mgmt For For For
13 Elect Toshiaki Nojiri Mgmt For For For
14 Elect Yoshio Aoki Mgmt For For For
15 Bonus Mgmt For For For
________________________________________________________________________________
Nippon Yusen Kabushiki Kaisha
Ticker Security ID: Meeting Date Meeting Status
9101 CINS J56515232 06/29/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Tadaaki Naito Mgmt For Against Against
5 Elect Hitoshi Nagasawa Mgmt For For For
6 Elect Eiichi Takahashi Mgmt For For For
7 Elect Hiroki Harada Mgmt For For For
8 Elect Yutaka Higurashi Mgmt For For For
9 Elect Yoshihiro Mgmt For For For
Katayama
10 Elect Hiroko Kuniya Mgmt For For For
11 Elect Eiichi Tanabe Mgmt For For For
12 Elect Hiroshi Nakaso Mgmt For For For
13 Elect Satoko Kuwabara Mgmt For For For
14 Elect Michio Matsui as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Nissan Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
4021 CINS J56988108 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kojiro Kinoshita Mgmt For For For
4 Elect Junichi Miyazaki Mgmt For For For
5 Elect Shinsuke Yagi Mgmt For For For
6 Elect Katsuaki Miyaji Mgmt For For For
7 Elect Takashi Honda Mgmt For For For
8 Elect Hitoshi Suzuki Mgmt For For For
9 Elect Tadashi Oe Mgmt For For For
10 Elect Hidehito Obayashi Mgmt For For For
11 Elect Kazunori Kataoka Mgmt For For For
12 Elect Norihiro Suzuki Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
NISSHIN SEIFUN GROUP INC.
Ticker Security ID: Meeting Date Meeting Status
2002 CINS J57633109 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Nobuki Kemmoku Mgmt For For For
3 Elect Michinori Mgmt For For For
Takizawa
4 Elect Akira Mori Mgmt For For For
5 Elect Koichi Iwasaki Mgmt For For For
6 Elect Takao Yamada Mgmt For For For
7 Elect Yuji Koike Mgmt For For For
8 Elect Akio Mimura Mgmt For For For
9 Elect Kazuhiko Fushiya Mgmt For For For
10 Elect Motoo Nagai Mgmt For For For
11 Elect Satoshi Odaka Mgmt For For For
________________________________________________________________________________
Nitori Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
9843 CINS J58214131 05/14/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Akio Nitori Mgmt For For For
3 Elect Toshiyuki Shirai Mgmt For For For
4 Elect Fumihiro Sudo Mgmt For For For
5 Elect Fumiaki Matsumoto Mgmt For For For
6 Elect Masanori Takeda Mgmt For For For
7 Elect Sadayuki Mgmt For For For
Sakakibara
8 Elect Yoshihiko Mgmt For For For
Miyauchi
9 Elect Takao Kubo Mgmt For For For
10 Elect Takaharu Ando Mgmt For For For
11 Elect Kazuhiro Suzuki Mgmt For For For
12 Elect Tsuneyoshi Mgmt For For For
Tatsuoka
________________________________________________________________________________
Nitto Denko Corporation
Ticker Security ID: Meeting Date Meeting Status
6988 CINS J58472119 06/19/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Bonus Mgmt For For For
4 Elect Hideo Takasaki Mgmt For For For
5 Elect Nobuhiro Todokoro Mgmt For For For
6 Elect Yosuke Miki Mgmt For For For
7 Elect Yasuhiro Iseyama Mgmt For For For
8 Elect Yoichiro Furuse Mgmt For For For
9 Elect Takashi Hatchoji Mgmt For For For
10 Elect Tamio Fukuda Mgmt For For For
11 Elect Lai Yong Wong Mgmt For For For
12 Elect Masashi Teranishi Mgmt For For For
13 Elect Mitsuhide Shiraki Mgmt For For For
14 Directors' Fees Mgmt For For For
________________________________________________________________________________
Nomura Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
8604 CINS J58646100 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Koji Nagai Mgmt For For For
3 Elect Kentaro Okuda Mgmt For For For
4 Elect Toshimo Morita Mgmt For For For
5 Elect Hisato Miyashita Mgmt For For For
6 Elect Hiroshi Kimura Mgmt For For For
7 Elect Kazuhiko Ishimura Mgmt For For For
8 Elect Noriaki Shimazaki Mgmt For For For
9 Elect Mari Sono Mgmt For For For
10 Elect Michael LIM Choo Mgmt For For For
San
11 Elect Laura S. Unger Mgmt For For For
________________________________________________________________________________
Nomura Real Estate Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
3231 CINS J5893B104 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
- Change in Size of
Board of
Audit Committee
Directors
3 Elect Atsushi Yoshikawa Mgmt For For For
4 Elect Eiji Kutsukake Mgmt For For For
5 Elect Seiichi Miyajima Mgmt For For For
6 Elect Toshiaki Seki Mgmt For For For
7 Elect Makoto Haga Mgmt For For For
8 Elect Tetsuro Higashi Mgmt For For For
9 Elect Shoichi Nagamatsu Mgmt For For For
10 Elect Tetsu Takahashi Mgmt For For For
as Audit Committee
Director
11 Audit Committee Mgmt For For For
Directors
Fees
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/28/2020 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Mgmt For For For
and Management
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Cancellation of Shares Mgmt For For For
and Reduction in
Share
Capital
7 Board Compensation Mgmt For For For
8 Executive Compensation Mgmt For For For
9 Compensation Report Mgmt For For For
10 Elect Jorg Reinhardt Mgmt For For For
as Board
Chair
11 Elect Nancy C. Andrews Mgmt For For For
12 Elect Ton Buchner Mgmt For For For
13 Elect Patrice Bula Mgmt For For For
14 Elect Srikant M. Datar Mgmt For For For
15 Elect Elizabeth Doherty Mgmt For For For
16 Elect Ann M. Fudge Mgmt For For For
17 Elect Frans van Houten Mgmt For For For
18 Elect Andreas von Mgmt For For For
Planta
19 Elect Charles L. Mgmt For For For
Sawyers
20 Elect Enrico Vanni Mgmt For For For
21 Elect William T. Mgmt For For For
Winters
22 Elect Bridgette P. Mgmt For For For
Heller
23 Elect Simon Moroney Mgmt For For For
24 Elect Patrice Bula as Mgmt For For For
Compensation
Committee
Member
25 Elect Srikant M. Datar Mgmt For For For
as Compensation
Committee
Member
26 Elect Enrico Vanni as Mgmt For For For
Compensation
Committee
Member
27 Elect William T. Mgmt For For For
Winters as
Compensation
Committee
Member
28 Elect Bridgette P. Mgmt For For For
Heller as
Compensation
Committee
Member
29 Appointment of Auditor Mgmt For For For
30 Appointment of Mgmt For For For
Independent
Proxy
31 Additional or Amended Mgmt For Abstain Against
Proposals
________________________________________________________________________________
Novo Nordisk A/S
Ticker Security ID: Meeting Date Meeting Status
NOVOB CINS K72807132 03/26/2020 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Directors' Fees 2019 Mgmt For For For
7 Directors' Fees 2020 Mgmt For For For
8 Remuneration Policy Mgmt For For For
9 Amendments to Articles Mgmt For For For
Regarding
Agenda
10 Allocation of Mgmt For For For
Profits/Dividends
11 Elect Helge Lund Mgmt For For For
12 Elect Jeppe Mgmt For For For
Christiansen
13 Elect Brian Daniels Mgmt For For For
14 Elect Laurence Debroux Mgmt For For For
15 Elect Andreas Fibig Mgmt For For For
16 Elect Sylvie Gregoire Mgmt For For For
17 Elect Liz Hewitt Mgmt For For For
18 Elect Kasim Kutay Mgmt For For For
19 Elect Martin Mackay Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Authority to Reduce Mgmt For For For
Share
Capital
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights For
Employees
24 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights for Existing
Shareholder
25 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights for Existing
Shareholders
26 Charitable Donations Mgmt For For For
27 Shareholder's Proposal ShrHoldr Against Against For
Regarding Information
Disclosure on
Remuneration.
________________________________________________________________________________
NTT Data Corporation
Ticker Security ID: Meeting Date Meeting Status
9613 CINS J59031104 06/17/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yo Honma Mgmt For For For
5 Elect Shigeki Yamaguchi Mgmt For For For
6 Elect Toshi Fujiwara Mgmt For For For
7 Elect Kazuhiro Mgmt For For For
Nishihata
8 Elect Hisashi Matsunaga Mgmt For For For
9 Elect Masanori Suzuki Mgmt For For For
10 Elect Eiji Hirano Mgmt For For For
11 Elect Mariko Fujii Mgmt For For For
12 Elect Patrizio Mapelli Mgmt For For For
13 Elect Takeshi Arimoto Mgmt For For For
14 Elect Fumihiko Ike Mgmt For For For
15 Elect Tetsuro Yamaguchi Mgmt For For For
16 Elect Tetsuya Obata Mgmt For For For
17 Elect Katsura Sakurada Mgmt For For For
18 Elect Rieko Sato Mgmt For For For
Rieko
Kamada
19 Non-Audit Committee Mgmt For For For
Directors'
Fees
20 Audit Committee Mgmt For For For
Directors'
Fees
________________________________________________________________________________
NTT DOCOMO,INC.
Ticker Security ID: Meeting Date Meeting Status
9437 CINS J59399121 06/16/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Kazuhiro Mgmt For For For
Yoshizawa
5 Elect Motoyuki Ii Mgmt For For For
6 Elect Seiji Maruyama Mgmt For For For
7 Elect Michio Fujiwara Mgmt For For For
8 Elect Takashi Hiroi Mgmt For For For
9 Elect Mayumi Tateishi Mgmt For For For
10 Elect Masaaki Shintaku Mgmt For For For
11 Elect Noriko Endo Mgmt For For For
Noriko
Tsujihiro
12 Elect Shin Kikuchi Mgmt For For For
13 Elect Katsumi Kuroda Mgmt For For For
14 Elect Shoji Suto Mgmt For For For
15 Elect Hironobu Sagae Mgmt For For For
16 Elect Katsumi Nakata Mgmt For For For
17 Elect Mikio Kajikawa Mgmt For For For
18 Elect Eiko Tsujiyama Mgmt For For For
19 Non-Audit Committee Mgmt For For For
Directors'
Fees
20 Audit Committee Mgmt For For For
Directors'
Fees
________________________________________________________________________________
Obayashi Corporation
Ticker Security ID: Meeting Date Meeting Status
1802 CINS J59826107 06/24/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takeo Obayashi Mgmt For For For
4 Elect Kenji Hasuwa Mgmt For For For
5 Elect Shingo Ura Mgmt For For For
6 Elect Takehito Sato Mgmt For For For
7 Elect Yasuo Kotera Mgmt For For For
8 Elect Toshihiko Murata Mgmt For For For
9 Elect Toshimi Sato Mgmt For For For
10 Elect Shinichi Otake Mgmt For For For
11 Elect Shinichi Koizumi Mgmt For For For
12 Elect Naoki Izumiya Mgmt For For For
13 Elect Yoko Kobayashi Mgmt For For For
14 Elect Masako Orii Mgmt For For For
15 Elect Masahiro Saito Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
OBIC Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
4684 CINS J5946V107 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masahiro Noda Mgmt For For For
4 Elect Shoichi Tachibana Mgmt For For For
5 Elect Atsushi Kawanishi Mgmt For For For
6 Elect Mizuki Noda Mgmt For For For
7 Elect Takao Fujimoto Mgmt For For For
8 Elect Hideshi Ida Mgmt For For For
9 Elect Takemitsu Ueno Mgmt For For For
10 Elect Yasumasa Gomi Mgmt For For For
11 Elect Takashi Ejiri Mgmt For For For
________________________________________________________________________________
Ocado Group Plc
Ticker Security ID: Meeting Date Meeting Status
OCDO CINS G6718L106 05/06/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Stuart Rose Mgmt For For For
4 Elect Tim Steiner Mgmt For For For
5 Elect Duncan Mgmt For For For
Tatton-Brown
6 Elect Neill Abrams Mgmt For For For
7 Elect Mark A. Mgmt For For For
Richardson
8 Elect Luke Jensen Mgmt For For For
9 Elect Jorn Rausing Mgmt For For For
10 Elect Andrew J. Mgmt For For For
Harrison
11 Elect Emma Lloyd Mgmt For For For
12 Elect Julie Southern Mgmt For For For
13 Elect John Martin Mgmt For For For
14 Elect Claudia Arney Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Amendment to the Mgmt For For For
Executive Share
Option Scheme
2019
19 Ocado Employee Share Mgmt For For For
Purchase
Plan
20 Restricted Share Plan Mgmt For Against Against
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (in connection
with rights issue
only)
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
24 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
25 Authority to Mgmt For For For
Repurchase
Shares
26 Amendments to Articles Mgmt For For For
27 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Oji Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
3861 CINS J6031N109 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Susumu Yajima Mgmt For For For
3 Elect Masatoshi Kaku Mgmt For For For
4 Elect Yoshiki Koseki Mgmt For For For
5 Elect Ryuichi Kisaka Mgmt For For For
6 Elect Kazuhiko Kamada Mgmt For For For
7 Elect Hiroyuki Isono Mgmt For For For
8 Elect Koichi Ishida Mgmt For For For
9 Elect Fumio Shindo Mgmt For For For
10 Elect Shigeki Aoki Mgmt For For For
11 Elect Michihiro Nara Mgmt For For For
12 Elect Toshihisa Takata Mgmt For For For
13 Elect Sachiko Ai Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Omron Corporation
Ticker Security ID: Meeting Date Meeting Status
6645 CINS J61374120 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Fumio Tateishi Mgmt For For For
4 Elect Yoshihito Yamada Mgmt For For For
5 Elect Kiichiro Miyata Mgmt For For For
6 Elect Koji Nitto Mgmt For For For
7 Elect Satoshi Ando Mgmt For For For
8 Elect Eizo Kobayashi Mgmt For For For
9 Elect Takehiro Kamigama Mgmt For For For
10 Elect Izumi Kobayashi Mgmt For For For
11 Elect Hideyo Uchiyama Mgmt For For For
as Statutory
Auditor
12 Elect Toru Watanabe as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Oracle Corporation Japan
Ticker Security ID: Meeting Date Meeting Status
4716 CINS J6165M109 08/20/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank Obermeier Mgmt For For For
2 Elect Koji Minato Mgmt For For For
3 Elect Krishna Sivaraman Mgmt For For For
4 Elect Edward Paterson Mgmt For For For
5 Elect Kimberly Woolley Mgmt For For For
6 Elect Yoshiaki Fujimori Mgmt For For For
7 Elect John L. Hall Mgmt For For For
8 Elect Takeshi Natsuno Mgmt For For For
________________________________________________________________________________
ORIENTAL LAND CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
4661 CINS J6174U100 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shigeru Suzuki Mgmt For For For
4 Elect Tatsuo Kainaka Mgmt For For For
5 Elect Norio Saigusa Mgmt For For For
6 Elect Kosei Yonekawa Mgmt For For For
________________________________________________________________________________
Osaka Gas Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
9532 CINS J62320130 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hiroshi Ozaki Mgmt For For For
4 Elect Takehiro Honjo Mgmt For For For
5 Elect Masataka Fujiwara Mgmt For For For
6 Elect Tadashi Miyagawa Mgmt For For For
7 Elect Takeshi Matsui Mgmt For For For
8 Elect Takayuki Tasaka Mgmt For For For
9 Elect Hideo Miyahara Mgmt For For For
10 Elect Kazutoshi Murao Mgmt For For For
11 Elect Tatsuo Kijima Mgmt For For For
12 Elect Hisaichi Yoneyama Mgmt For For For
13 Elect Shigemi Sasaki Mgmt For For For
________________________________________________________________________________
OTSUKA CORPORATION
Ticker Security ID: Meeting Date Meeting Status
4768 CINS J6243L115 03/27/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kazuhiko Nakai Mgmt For For For
4 Elect Etsuo Hada Mgmt For For For
5 Elect Katsumasa Mgmt For For For
Minagawa
________________________________________________________________________________
Oversea-Chinese Banking Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
O39 CINS Y64248209 05/18/2020 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect OOI Sang Kuang Mgmt For For For
3 Elect LEE Tih Shih Mgmt For For For
4 Elect WEE Joo Yeow Mgmt For For For
5 Elect KOH Beng Seng Mgmt For For For
6 Elect TAN Yen Yen Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' Fees in Cash Mgmt For For For
9 Authority to Issue Mgmt For For For
Ordinary Shares to
Non-Executive
Directors
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the OCBC
Share Option Scheme
2001 and OCBC
Employee Share
Purchase
Plan
13 Authority to Issue Mgmt For For For
Shares Under The OCBC
Scrip Dividend
Scheme
14 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Peugeot SA
Ticker Security ID: Meeting Date Meeting Status
UG CINS F72313111 06/25/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of the Mgmt For For For
Co-option of Zhang
Zutong
8 Elect Catherine Bradley Mgmt For Against Against
9 Remuneration Policy Mgmt For For For
(Management Board
Chair)
10 Remuneration Policy Mgmt For For For
(Management Board
Members)
11 Remuneration Policy Mgmt For For For
(Supervisory Board
Chair)
12 Remuneration Policy Mgmt For For For
(Supervisory Board
Members)
13 Remuneration Report Mgmt For For For
14 Remuneration of Carlos Mgmt For For For
Tavares, Management
Board
Chair
15 Remuneration of Mgmt For For For
Olivier Bourges,
Management Board
Member since March 1,
2019
16 Remuneration of Mgmt For For For
Michael Lohscheller,
Management Board
Member since
September 1,
2019
17 Remuneration of Maxime Mgmt For For For
Picat, Management
Board
Member
18 Remuneration of Mgmt For For For
Jean-Christophe
Quemard, Management
Board Member until
August 31,
2019
19 Remuneration of Louis Mgmt For For For
Gallois, Supervisory
Board
Chair
20 Related Party Mgmt For For For
Transactions
(Etablissements
Peugeot Freres and
FFP)
21 Related Party Mgmt For For For
Transactions
(Bpifrance
Participations and
Lion
Participations)
22 Related Party Mgmt For For For
Transactions
(Dongfeng Motor
Group)
23 Renunciation of the Mgmt For For For
Creation of a Special
Negotiation Group
Related to the FCA
Merger
24 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
25 Authority to Issue Mgmt For For For
Performance
Shares
26 Authority to Issue Mgmt For Against Against
Warrants as a
Takeover
Defense
27 Employee Stock Mgmt For For For
Purchase
Plan
28 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
29 Amendments to Articles Mgmt For For For
Regarding the
Approbation and
Distribution of
Profits
30 Relocation of Mgmt For For For
Corporate
Headquarters
31 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Prudential plc
Ticker Security ID: Meeting Date Meeting Status
PRU CINS G72899100 10/15/2019 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Demerger Mgmt For For For
2 Elect Yok Tak Amy Yip Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Puma SE
Ticker Security ID: Meeting Date Meeting Status
PUM CINS D62318148 05/07/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits Mgmt For For For
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Supervisory Board Mgmt For For For
Members'
Fees
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Reckitt Benckiser Group Plc
Ticker Security ID: Meeting Date Meeting Status
RB CINS G74079107 05/12/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Andrew RJ Mgmt For For For
Bonfield
5 Elect Nicandro Durante Mgmt For For For
6 Elect Mary Harris Mgmt For For For
7 Elect Mehmood Khan Mgmt For For For
8 Elect Pamela J. Kirby Mgmt For For For
9 Elect Christopher A. Mgmt For For For
Sinclair
10 Elect Elane B. Stock Mgmt For For For
11 Elect Jeff Carr Mgmt For For For
12 Elect Sara Mathew Mgmt For For For
13 Elect Laxman Narasimhan Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Recruit Holdings Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
6098 CINS J6433A101 06/30/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Masumi Minegishi Mgmt For For For
3 Elect Hisayuki Idekoba Mgmt For For For
4 Elect Ayano Senaha Mgmt For For For
5 Elect Rony Kahan Mgmt For For For
6 Elect Naoki Izumiya Mgmt For For For
7 Elect Hiroki Totoki Mgmt For For For
8 Elect Yukiko Nagashima Mgmt For For For
Yukiko Watanabe as
Statutory
Auditor
9 Elect Yoichiro Ogawa Mgmt For For For
as Statutory
Auditor
10 Elect Katsuya Natori Mgmt For For For
as Statutory
Auditor
11 Elect Miho Tanaka Mgmt For For For
Miho Takahashi as
Alternate Statutory
Auditor
________________________________________________________________________________
Red Electrica Corporacion, S.A.
Ticker Security ID: Meeting Date Meeting Status
REE CINS E42807110 05/13/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Individual Accounts Mgmt For For For
and
Reports
3 Consolidated Accounts Mgmt For For For
and
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Report on Mgmt For For For
Non-Financial
Information
6 Ratification of Board Mgmt For For For
Acts
7 Ratify Co-Option and Mgmt For For For
Elect Beatriz
Corredor
Sierra
8 Ratify Co-Option and Mgmt For For For
Elect Roberto Garcia
Merino
9 Elect Carmen Gomez de Mgmt For For For
Barreda Tous de
Monsalve
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
12 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
13 Employee Share Mgmt For For For
Purchase
Plan
14 Revocation of Mgmt For For For
Authority to
Repurchase and
Reissue
Shares
15 Remuneration Report Mgmt For For For
(Advisory)
16 Directors' Fees Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authorisation of Legal Mgmt For For For
Formalities
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
RELX Plc
Ticker Security ID: Meeting Date Meeting Status
REL CINS G7493L105 04/23/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Final Dividend Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Elect Charlotte Hogg Mgmt For For For
8 Elect Erik Engstrom Mgmt For For For
9 Elect Anthony Habgood Mgmt For For For
10 Elect Wolfhart Hauser Mgmt For For For
11 Elect Marike van Lier Mgmt For For For
Lels
12 Elect Nicholas Luff Mgmt For For For
13 Elect Robert J. MacLeod Mgmt For For For
14 Elect Linda S. Sanford Mgmt For For For
15 Elect Andrew J. Mgmt For For For
Sukawaty
16 Elect Suzanne Wood Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
RELX Plc
Ticker Security ID: Meeting Date Meeting Status
REL CINS G7493L105 05/26/2020 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Borrowing Mgmt For For For
Powers
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Renault S.A.
Ticker Security ID: Meeting Date Meeting Status
RNO CINS F77098105 06/19/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Presentation of the Mgmt For For For
Report on Profit
Sharing
Securities
9 Special Auditors Mgmt For For For
Report on Regulated
Agreements
10 Ratification of the Mgmt For For For
Co-option of Joji
Tagawa
11 Reappointment of Mgmt For For For
Auditor
(KPMG)
12 Appointment of Auditor Mgmt For For For
(Mazars)
13 Remuneration Report Mgmt For For For
14 Remuneration of Mgmt For For For
Jean-Dominique
Senard,
Chair
15 Remuneration of Mgmt For For For
Thierry Bollore,
CEO
16 Remuneration of Mgmt For For For
Clotilde Delbos,
Acting
CEO
17 Remuneration Policy Mgmt For For For
(Chair)
18 Remuneration Policy Mgmt For For For
(CEO)
19 Remuneration Policy Mgmt For For For
(Acting
CEO)
20 Remuneration Policy Mgmt For For For
(Board of
Directors)
21 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
22 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
23 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
24 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
25 Authority to Issue Mgmt For For For
Shares Through
Private
Placement
26 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offers
27 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
28 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
29 Employee Stock Mgmt For For For
Purchase
Plan
30 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
31 Amendments to Article Mgmt For For For
Regarding
Supplementary
Auditors
32 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Rinnai Corporation
Ticker Security ID: Meeting Date Meeting Status
5947 CINS J65199101 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kenji Hayashi Mgmt For For For
4 Elect Hiroyasu Naito Mgmt For For For
5 Elect Tsunenori Narita Mgmt For For For
6 Elect Masao Kosugi Mgmt For For For
7 Elect Yuji Kondo Mgmt For For For
8 Elect Nobuyuki Matsui Mgmt For For For
9 Elect Takashi Kamio Mgmt For For For
10 Elect Haruhiko Ishikawa Mgmt For For For
11 Elect Katsuhiko Shinji Mgmt For For For
12 Elect Masaaki Matsuoka Mgmt For For For
13 Elect Ippei Watanabe Mgmt For For For
14 Elect Yoshiro Ishikawa Mgmt For For For
as Alternate
Statutory
Auditor
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CINS G75754104 04/08/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Report Mgmt For For For
(Advisory)
5 Approve Termination Mgmt For For For
Benefits
6 Elect Hinda Gharbi Mgmt For For For
7 Elect Jennifer Nason Mgmt For For For
8 Elect Ngaire Woods Mgmt For For For
9 Elect Megan E. Clark Mgmt For For For
10 Elect David W. Mgmt For For For
Constable
11 Elect Simon P. Henry Mgmt For For For
12 Elect Jean-Sebastien Mgmt For For For
D.F.
Jacques
13 Elect Sam H. Laidlaw Mgmt For For For
14 Elect Michael G. Mgmt For For For
L'Estrange
15 Elect Simon McKeon Mgmt For For For
16 Elect Jakob Stausholm Mgmt For For For
17 Elect Simon R. Thompson Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authorisation of Mgmt For For For
Political
Donations
21 Amendments to Articles Mgmt For For For
(General
Updates)
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Amendments to Articles Mgmt For For For
(Hybrid
Meetings)
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
26 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
27 Authority to Mgmt For For For
Repurchase
Shares
28 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Rolls-Royce Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
RR CINS G76225104 05/07/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Ian E.L. Davis Mgmt For For For
5 Elect Warren A. East Mgmt For For For
6 Elect Stephen Daintith Mgmt For For For
7 Elect Lewis W.K. Booth Mgmt For For For
8 Elect Frank Chapman Mgmt For For For
9 Elect George Culmer Mgmt For For For
10 Elect Irene M. Dorner Mgmt For For For
11 Elect Beverly K. Goulet Mgmt For For For
12 Elect Lee Hsien Yang Mgmt For For For
13 Elect Nicholas Luff Mgmt For For For
14 Elect Sir Kevin Smith Mgmt For For For
15 Elect Jasmin Staiblin Mgmt For For For
16 Elect Angela Strank Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Redeemable Dividends Mgmt For For For
(C
Shares)
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Rolls-Royce Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
RR CINS G76225104 05/07/2020 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Borrowing Mgmt For For For
Powers
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A100 05/19/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Dick Boer Mgmt For For For
5 Elect Andrew Mackenzie Mgmt For For For
6 Elect Martina Mgmt For For For
Hund-Mejean
7 Elect Ben Van Beurden Mgmt For For For
8 Elect Neil A.P. Carson Mgmt For For For
9 Elect Ann F. Godbehere Mgmt For For For
10 Elect Euleen GOH Yiu Mgmt For For For
Kiang
11 Elect Charles O. Mgmt For For For
Holliday,
Jr.
12 Elect Catherine J. Mgmt For For For
Hughes
13 Elect Sir Nigel Mgmt For For For
Sheinwald
14 Elect Jessica Uhl Mgmt For For For
15 Elect Gerrit Zalm Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding GHG
Reduction
Targets
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/19/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Dick Boer Mgmt For For For
5 Elect Andrew Mackenzie Mgmt For For For
6 Elect Martina Mgmt For For For
Hund-Mejean
7 Elect Ben Van Beurden Mgmt For For For
8 Elect Neil A.P. Carson Mgmt For For For
9 Elect Ann F. Godbehere Mgmt For For For
10 Elect Euleen GOH Yiu Mgmt For For For
Kiang
11 Elect Charles O. Mgmt For For For
Holliday,
Jr.
12 Elect Catherine J. Mgmt For For For
Hughes
13 Elect Sir Nigel Mgmt For For For
Sheinwald
14 Elect Jessica Uhl Mgmt For For For
15 Elect Gerrit Zalm Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding GHG
Reduction
Targets
________________________________________________________________________________
RWE AG
Ticker Security ID: Meeting Date Meeting Status
RWE CINS D6629K109 06/26/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Appointment of Auditor Mgmt For For For
6 Approval of Mgmt For For For
Intra-Company Control
Agreement
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ryman Healthcare Limited
Ticker Security ID: Meeting Date Meeting Status
RYM CINS Q8203F106 07/25/2019 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Constitution
2 Elect Anthony Leighs Mgmt For For For
3 Re-elect George Mgmt For For For
Savvides
4 re-elect David Kerr Mgmt For For For
5 Authorise Board to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Sandvik AB
Ticker Security ID: Meeting Date Meeting Status
SAND CINS W74857165 04/28/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Allocation of Mgmt For For For
Profits/Dividends
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size; Number of Mgmt For For For
Auditors
17 Directors and Mgmt For For For
Auditors'
Fees
18 Elect Stefan Widing Mgmt For For For
19 Elect Kai Warn Mgmt For For For
20 Elect Jennifer Allerton Mgmt For For For
21 Elect Claes Boustedt Mgmt For For For
22 Elect Marika Mgmt For For For
Fredriksson
23 Elect Johan Karlstrom Mgmt For For For
24 Elect Johan Molin Mgmt For For For
25 Elect Helena Stjernholm Mgmt For For For
26 Elect Johan Molin as Mgmt For For For
Chair
27 Appointment of Auditor Mgmt For For For
28 Nomination Committee Mgmt For For For
Guidelines
29 Remuneration Policy Mgmt For For For
30 Long-Term Incentive Mgmt For For For
Plan
2020
31 Authority to Mgmt For For For
Repurchase
Shares
32 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CINS F5548N101 04/28/2020 Voted
Meeting Type Country of Trade
Ordinary France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Non-Tax Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Special Auditors Mgmt For For For
Report on Regulated
Agreements
8 Ratification of the Mgmt For For For
Co-option of Paul
Hudson
9 Elect Laurent Attal Mgmt For For For
10 Elect Carole Piwnica Mgmt For For For
11 Elect Diane Souza Mgmt For For For
12 Elect Thomas Sudhof Mgmt For For For
13 Elect Rachel Duan Mgmt For For For
14 Elect Lise Kingo Mgmt For For For
15 Directors' fees Mgmt For For For
16 Remuneration Policy Mgmt For For For
(Board of
Directors)
17 Remuneration Policy Mgmt For For For
(Chair)
18 Remuneration Policy Mgmt For For For
(CEO)
19 Remuneration Report Mgmt For For For
20 Remuneration of Serge Mgmt For For For
Weinberg,
Chair
21 Remuneration of Paul Mgmt For For For
Hudson,
CEO
22 Remuneration of Mgmt For For For
Olivier Brandicourt,
Former
CEO
23 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
24 Authorisation of Legal Mgmt For For For
Formalities
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Santos Limited
Ticker Security ID: Meeting Date Meeting Status
STO CINS Q82869118 04/03/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Guy M. Cowan Mgmt For For For
3 Re-elect Yasmin A. Mgmt For For For
Allen
4 Elect GUAN Yu Mgmt For For For
5 Elect Janine J. McArdle Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Kevin
Gallagher)
8 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Alignment
with The Paris
Agreement
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change and Energy
Advocacy
Report
________________________________________________________________________________
Sap SE
Ticker Security ID: Meeting Date Meeting Status
SAP CINS D66992104 05/20/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Appointment of Auditor Mgmt For For For
6 Increase in Authorised Mgmt For For For
Capital
I
7 Increase in Authorised Mgmt For For For
Capital
II
8 Management Board Mgmt For For For
Remuneration
Policy
9 Supervisory Board Mgmt For For For
Remuneration
Policy
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Schneider Electric SE
Ticker Security ID: Meeting Date Meeting Status
SU CINS F86921107 04/23/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Special Auditors Mgmt For For For
Report on Regulated
Agreements
8 Post-Employment Mgmt For For For
Agreements (Emmanuel
Babeau, Deputy CEO
and
CFO)
9 Remuneration Report Mgmt For For For
10 Remuneration of Mgmt For For For
Jean-Pascal Tricoire,
Chair and
CEO
11 Remuneration of Mgmt For For For
Emmanuel Babeau,
Deputy
CEO
12 Remuneration Policy Mgmt For For For
(Chair and
CEO)
13 Remuneration Policy Mgmt For For For
(Deputy
CEO)
14 Remuneration Policy Mgmt For For For
(Board of
Directors)
15 Elect Leo Apotheker Mgmt For For For
16 Elect Cecile Cabanis Mgmt For For For
17 Elect Fred Kindle Mgmt For For For
18 Elect Willy R. Kissling Mgmt For For For
19 Elect Jill Lee Mgmt For For For
20 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
21 Amendments to Articles Mgmt For For For
(Directors
Representing
Employees)
22 Amendments to Articles Mgmt For For For
(Wording
Changes)
23 Employee Stock Mgmt For For For
Purchase
Plan
24 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
25 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Scor SE
Ticker Security ID: Meeting Date Meeting Status
SCR CINS F15561677 06/16/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
6 Allocation of Profits Mgmt For For For
7 Consolidated Accounts Mgmt For For For
and
Reports
8 Remuneration Report Mgmt For For For
9 Remuneration of Denis Mgmt For For For
Kessler, Chair and
CEO
10 Remuneration Policy Mgmt For For For
(Non-Executive
Directors)
11 Remuneration Policy Mgmt For For For
(Chair and
CEO)
12 Elect Vanessa Marquette Mgmt For For For
13 Elect Holding Malakoff Mgmt For For For
Humanis (Thomas
Saunier)
14 Elect Zhen Wang Mgmt For For For
15 Elect Natacha Valla Mgmt For For For
16 Appointment of Auditor Mgmt For For For
(KPMG)
17 Appointment of Auditor Mgmt For For For
(Mazars)
18 Non-Renewal of Mgmt For For For
Alternate Auditor
(Olivier
Drion)
19 Non-Renewal of Mgmt For For For
Alternate Auditor
(Lionel
Gotlib)
20 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
21 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
22 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
24 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
25 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offers
26 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
27 Greenshoe Mgmt For For For
28 Authority to Grant Mgmt For For For
Convertible Warrants
(Contingent
Capital)
29 Authority to Grant Mgmt For For For
Convertible Warrants
(Ancillary
Own-Funds)
30 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
31 Authority to Grant Mgmt For For For
Stock
Options
32 Authority to Issue Mgmt For For For
Performance
Shares
33 Employee Stock Mgmt For For For
Purchase
Plan
34 Global Ceiling on Mgmt For For For
Capital Increases and
Debt
Issuances
35 Amendments to Articles Mgmt For For For
36 Amendments to Articles Mgmt For For For
(Technical)
37 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
SECOM CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
9735 CINS J69972107 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Makoto Iida Mgmt For For For
4 Elect Yasuo Nakayama Mgmt For For For
5 Elect Ichiro Ozeki Mgmt For For For
6 Elect Yasuyuki Yoshida Mgmt For For For
7 Elect Tatsuro Fuse Mgmt For For For
8 Elect Tatsuya Izumida Mgmt For For For
9 Elect Tatsushi Kurihara Mgmt For For For
10 Elect Takaharu Hirose Mgmt For For For
11 Elect Hirobumi Kawano Mgmt For For For
12 Elect Hajime Watanabe Mgmt For For For
13 Elect Miri Hara Mgmt For For For
________________________________________________________________________________
Segro Plc
Ticker Security ID: Meeting Date Meeting Status
SGRO CINS G80277141 04/21/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Gerald Corbett Mgmt For For For
5 Elect Mary E. Barnard Mgmt For For For
6 Elect Susan V. Clayton Mgmt For For For
7 Elect Soumen Das Mgmt For For For
8 Elect Carol Fairweather Mgmt For For For
9 Elect Christopher Mgmt For For For
Fisher
10 Elect Andy Gulliford Mgmt For For For
11 Elect Martin Moore Mgmt For For For
12 Elect David Sleath Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
21 Adoption of New Mgmt For For For
Articles
________________________________________________________________________________
SEIBU HOLDINGS INC.
Ticker Security ID: Meeting Date Meeting Status
9024 CINS J7030Q119 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takashi Goto Mgmt For For For
4 Elect Kaoru Takahashi Mgmt For For For
5 Elect Tomoyuki Nishii Mgmt For For For
6 Elect Ryuichiro Mgmt For For For
Nishiyama
7 Elect Kimio Kitamura Mgmt For For For
8 Elect Masahiko Koyama Mgmt For For For
9 Elect Akihisa Uwano Mgmt For For For
10 Elect Masafumi Mgmt For For For
Tsujihiro
________________________________________________________________________________
Sekisui Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
4204 CINS J70703137 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Teiji Koge Mgmt For For For
4 Elect Keita Kato Mgmt For For For
5 Elect Yoshiyuki Hirai Mgmt For For For
6 Elect Toshiyuki Mgmt For For For
Kamiyoshi
7 Elect Futoshi Kamiwaki Mgmt For For For
8 Elect Hiroyuki Taketomo Mgmt For For For
9 Elect Ikusuke Shimizu Mgmt For For For
10 Elect Yutaka Kase Mgmt For For For
11 Elect Hiroshi Oeda Mgmt For For For
12 Elect Yoko Ishikura Mgmt For For For
Yoko
Kurita
13 Elect Toshitaka Mgmt For For For
Fukunaga as Statutory
Auditor
________________________________________________________________________________
Seven & I Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3382 CINS J7165H108 05/28/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendment to Articles Mgmt For For For
4 Elect Ryuichi Isaka Mgmt For For For
5 Elect Katsuhiro Goto Mgmt For For For
6 Elect Junro Ito Mgmt For For For
7 Elect Kimiyoshi Mgmt For For For
Yamaguchi
8 Elect Yoshimichi Mgmt For For For
Maruyama
9 Elect Fumihiko Mgmt For For For
Nagamatsu
10 Elect Shigeki Kimura Mgmt For For For
11 Elect Joseph M. DePinto Mgmt For For For
12 Elect Yoshio Tsukio Mgmt For For For
13 Elect Kunio Ito Mgmt For For For
14 Elect Toshiro Yonemura Mgmt For For For
15 Elect Tetsuro Higashi Mgmt For For For
16 Elect Kazuko Rudy Mgmt For For For
Kazuko
Kiriyama
________________________________________________________________________________
SG HOLDINGS CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
9143 CINS J7134P108 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Eiichi Kuriwada Mgmt For For For
3 Elect Hideo Araki Mgmt For For For
4 Elect Shunichi Nakajima Mgmt For For For
5 Elect Masahide Motomura Mgmt For For For
6 Elect Katsuhiro Mgmt For For For
Kawanago
7 Elect Hidekazu Mgmt For For For
Matsumoto
8 Elect Mika Takaoka Mgmt For For For
9 Elect Osami Sagisaka Mgmt For For For
10 Elect Masato Akiyama Mgmt For For For
11 Elect Satoshi Tajima Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Sharp Corporation
Ticker Security ID: Meeting Date Meeting Status
6753 CINS J71434112 06/29/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect TAI Jeng-Wu Mgmt For For For
3 Elect Katsuaki Nomura Mgmt For For For
4 Elect LIN Chung-Cheng Mgmt For For For
5 Elect CHEN Wei-Ming Mgmt For For For
6 Elect Yutaka Nakagawa Mgmt For For For
as Audit Committee
Director
7 Equity Compensation Mgmt For For For
Plan
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shin-Etsu Chemical Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
4063 CINS J72810120 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Chihiro Kanagawa Mgmt For For For
4 Elect Fumio Akiya Mgmt For For For
5 Elect Masahiko Mgmt For For For
Todoroki
6 Elect Toshiya Akimoto Mgmt For For For
7 Elect Fumio Arai Mgmt For For For
8 Elect Kenji Ikegami Mgmt For For For
9 Elect Shunzo Mori Mgmt For For For
10 Elect Hiroshi Komiyama Mgmt For For For
11 Elect Toshio Shiobara Mgmt For For For
12 Elect Yoshimitsu Mgmt For For For
Takahashi
13 Elect Kai Yasuoka Mgmt For For For
14 Elect Kuniharu Nakamura Mgmt For For For
15 Equity Compensation Mgmt For For For
Plan
________________________________________________________________________________
Shionogi & Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
4507 CINS J74229105 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Isao Teshirogi Mgmt For For For
4 Elect Takuko Sawada Mgmt For For For
5 Elect Keiichi Ando Mgmt For For For
6 Elect Hiroshi Ozaki Mgmt For For For
7 Elect Fumi Takatsuki Mgmt For For For
8 Elect Ikuo Kato Mgmt For For For
9 Elect Shuichi Okuhara Mgmt For For For
________________________________________________________________________________
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 02/05/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratify Joe Kaeser Mgmt For For For
8 Ratify Roland Busch Mgmt For For For
9 Ratify Lisa Davis Mgmt For For For
10 Ratify Klaus Helmrich Mgmt For For For
11 Ratify Janina Kugel Mgmt For For For
12 Ratify Cedrik Neike Mgmt For For For
13 Ratify Michael Sen Mgmt For For For
14 Ratify Ralph P. Thomas Mgmt For For For
15 Ratify Jim Hagemann Mgmt For For For
Snabe
16 Ratify Birgit Steinborn Mgmt For For For
17 Ratify Werner Wenning Mgmt For For For
18 Ratify Werner Brandt Mgmt For For For
19 Ratify Michael Diekmann Mgmt For For For
20 Ratify Andrea Fehrmann Mgmt For For For
21 Ratify Reinhard Hahn Mgmt For For For
22 Ratify Bettina Haller Mgmt For For For
23 Ratify Robert Kensbock Mgmt For For For
24 Ratify Harald Kern Mgmt For For For
25 Ratify Jurgen Kerner Mgmt For For For
26 Ratify Nicola Mgmt For For For
Leibinger-Kammuller
27 Ratify Benoit Potier Mgmt For For For
28 Ratify Hagen Reimer Mgmt For For For
29 Ratify Norbert Mgmt For For For
Reithofer
30 Ratify Nemat Talaat Mgmt For For For
Shafik
31 Ratify Nathalie von Mgmt For For For
Siemens
32 Ratify Michael Sigmund Mgmt For For For
33 Ratify Dorothea Simon Mgmt For For For
34 Ratify Matthias Zachert Mgmt For For For
35 Ratify Gunnar Zukunft Mgmt For For For
36 Appointment of Auditor Mgmt For For For
37 Remuneration Policy Mgmt For For For
38 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
39 Authority to Mgmt For For For
Repurchase Shares
Using Equity
Derivatives
40 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
41 Approval of Mgmt For For For
Intra-Company Control
Agreement with
Siemens Mobility
GmbH
________________________________________________________________________________
Singapore Exchange Limited
Ticker Security ID: Meeting Date Meeting Status
S68 CINS Y79946102 10/03/2019 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect CHEW Gek Khim Mgmt For For For
5 Elect Jane Diplock Mgmt For For For
6 Elect LIM Sok Hui CHNG Mgmt For For For
Sok
Hui
7 Chairman's Fees Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
SKF AB
Ticker Security ID: Meeting Date Meeting Status
SKFB CINS W84237143 03/26/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size Mgmt For For For
17 Directors' Fees Mgmt For For For
18 Elect Hans Straberg Mgmt For For For
19 Elect Hock Goh Mgmt For For For
20 Elect Alrik Danielson Mgmt For For For
21 Elect Ronnie Leten Mgmt For For For
22 Elect Barbara J. Mgmt For For For
Samardzich
23 Elect Colleen C. Mgmt For For For
Repplier
24 Elect Geert Follens Mgmt For For For
25 Elect Hakan Buskhe Mgmt For For For
26 Elect Susanna Mgmt For For For
Schneeberger
27 Elect Hans Straberg as Mgmt For For For
Chair
28 Remuneration Policy Mgmt For For For
29 Equity Compensation Mgmt For For For
Plan
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Nomination Committee Mgmt For For For
Guidelines
________________________________________________________________________________
Smurfit Kappa Group Plc
Ticker Security ID: Meeting Date Meeting Status
SKG CINS G8248F104 04/30/2020 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Lourdes Melgar Mgmt For For For
5 Elect Irial Finan Mgmt For For For
6 Elect Anthony Smurfit Mgmt For For For
7 Elect Ken Bowles Mgmt For For For
8 Elect Anne Anderson Mgmt For For For
9 Elect Frits Beurskens Mgmt For For For
10 Elect Carol Fairweather Mgmt For For For
11 Elect James A. Lawrence Mgmt For For For
12 Elect John Moloney Mgmt For For For
13 Elect Jorgen Buhl Mgmt For For For
Rasmussen
14 Elect Gonzalo Restrepo Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Snam S.p.A.
Ticker Security ID: Meeting Date Meeting Status
SRG CINS T8578N103 06/18/2020 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Cancellation of Shares Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
7 Remuneration Policy Mgmt For For For
(Binding)
8 Remuneration Report Mgmt For For For
(Advisory)
9 Long-Term Incentive Mgmt For For For
Plan
2020-2022
10 Elect Nicola Bedin Mgmt For Against Against
11 Election of Chair of Mgmt For Against Against
Board
________________________________________________________________________________
SoftBank Corp.
Ticker Security ID: Meeting Date Meeting Status
9434 CINS J75963132 06/24/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Masayoshi Son Mgmt For For For
3 Elect Ken Miyauchi Mgmt For For For
4 Elect Jun Shinba Mgmt For For For
5 Elect Yasuyuki Imai Mgmt For For For
6 Elect Junichi Miyakawa Mgmt For For For
7 Elect Kazuhiko Fujiwara Mgmt For For For
8 Elect Kentaro Kawabe Mgmt For For For
9 Elect Atsushi Horiba Mgmt For For For
10 Elect Takehiro Kamigama Mgmt For For For
11 Elect Kazuaki Oki Mgmt For For For
12 Elect Kyoko Uemura Mgmt For For For
13 Adoption of Restricted Mgmt For For For
Stock
Plan
________________________________________________________________________________
SoftBank Group Corp.
Ticker Security ID: Meeting Date Meeting Status
9984 CINS J75963108 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masayoshi Son Mgmt For For For
4 Elect Ronald D. Fisher Mgmt For For For
5 Elect Marcelo Claure Mgmt For For For
6 Elect Katsunori Sago Mgmt For For For
7 Elect Rajeev Misra Mgmt For For For
8 Elect Yoshimitsu Goto Mgmt For For For
9 Elect Ken Miyauchi Mgmt For For For
10 Elect Simon Segars Mgmt For For For
11 Elect Yasir bin Othman Mgmt For For For
Al-Rumayyan
12 Elect Masami Iijima Mgmt For For For
13 Elect Yutaka Matsuo Mgmt For For For
14 Elect Lip-Bu Tan Mgmt For For For
15 Elect Yuko Kawamoto Mgmt For For For
________________________________________________________________________________
SONY CORPORATION
Ticker Security ID: Meeting Date Meeting Status
6758 CINS J76379106 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Kenichiro Yoshida Mgmt For For For
4 Elect Hiroki Totoki Mgmt For For For
5 Elect Shuzo Sumi Mgmt For For For
6 Elect Tim Schaaff Mgmt For For For
7 Elect Kazuo Matsunaga Mgmt For For For
8 Elect Toshiko Oka Mgmt For For For
9 Elect Sakie Akiyama Mgmt For For For
10 Elect Wendy Becker Mgmt For For For
11 Elect Yoshihiko Mgmt For For For
Hatanaka
12 Elect Adam Crozier Mgmt For For For
13 Elect Keiko Kishigami Mgmt For For For
14 Elect Joseph A. Kraft Mgmt For For For
Jr.
15 Equity Compensation Mgmt For For For
Plan
________________________________________________________________________________
Sony Financial Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
8729 CINS J76337104 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masashi Oka Mgmt For For For
4 Elect Hiroaki Kiyomiya Mgmt For For For
5 Elect Hiroyuki Tsubota Mgmt For For For
6 Elect Hiroki Totoki Mgmt For For For
7 Elect Shiro Kambe Mgmt For For For
8 Elect Naomi Matsuoka Mgmt For For For
9 Elect Shiro Kuniya Mgmt For For For
10 Elect Takatoshi Ito Mgmt For For For
11 Elect Shogo Ikeuchi Mgmt For For For
12 Elect Kaoru Takahashi Mgmt For For For
13 Elect Takaharu Saegusa Mgmt For For For
as Alternate
Statutory
Auditor
________________________________________________________________________________
Spark New Zealand Limited
Ticker Security ID: Meeting Date Meeting Status
SPK CINS Q8619N107 11/07/2019 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Set Mgmt For For For
Auditor's
Fees
2 Re-elect Justine Smyth Mgmt For For For
3 Elect Warwick Bray Mgmt For For For
4 Elect Jolie Hodson Mgmt For For For
5 Amendments to Mgmt For For For
Constitution
________________________________________________________________________________
Standard Chartered plc
Ticker Security ID: Meeting Date Meeting Status
STAN CINS G84228157 05/06/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Final Dividend Mgmt For For For
4 Remuneration Report Mgmt For For For
(Advisory)
5 Elect Phil Rivett Mgmt For For For
6 Elect David Tang Mgmt For For For
7 Elect David P. Conner Mgmt For For For
8 Elect Byron Grote Mgmt For For For
9 Elect Andy Halford Mgmt For For For
10 Elect Christine Hodgson Mgmt For For For
11 Elect Gay Huey Evans Mgmt For For For
12 Elect Naguib Kheraj Mgmt For For For
13 Elect Ngozi Mgmt For For For
Okonjo-Iweala
14 Elect Carlson Tong Mgmt For For For
15 Elect Jose Vinals Mgmt For For For
16 Elect Jasmine Whitbread Mgmt For For For
17 Elect William T. Mgmt For For For
Winters
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authorisation of Mgmt For For For
Political
Donations
21 Scrip Dividend Mgmt For For For
22 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
23 Authority to Issue Mgmt For For For
Repurchased
Shares
24 Authority to Issue Mgmt For For For
Equity Convertible
Additional Tier 1
Securities w/
Preemptive
Rights
25 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
26 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
27 Authority to Issue Mgmt For For For
Equity Convertible
Additional Tier 1
Securities w/o
Preemptive
Rights
28 Authority to Mgmt For For For
Repurchase
Shares
29 Authority to Mgmt For For For
Repurchase Preference
Shares
30 Adoption of Amended Mgmt For For For
Articles of
Association
31 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sumitomo Realty & Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
8830 CINS J77841112 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Chiyono Terada Mgmt For For For
as Statutory
Auditor
4 Elect Kozo Uno as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Sundrug Co Ltd
Ticker Security ID: Meeting Date Meeting Status
9989 CINS J78089109 06/20/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tatsuroh Saitsu Mgmt For For For
4 Elect Hiroshi Sadakata Mgmt For For For
5 Elect Naoki Tada Mgmt For For For
6 Elect Takashi Tada Mgmt For For For
7 Elect Nobuhiko Sugiura Mgmt For For For
8 Elect Masato Matsumoto Mgmt For For For
9 Elect Tomoko Tsuji Mgmt For For For
10 Elect Tetsuro Ozawa Mgmt For For For
11 Elect Kazuma Shinohara Mgmt For For For
________________________________________________________________________________
SUZUKEN CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
9987 CINS J78454105 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoshiki Bessho Mgmt For For For
3 Elect Hiromi Miyata Mgmt For For For
4 Elect Shigeru Asano Mgmt For For For
5 Elect Hisashi Tamura Mgmt For For For
6 Elect Hirofumi Tanaka Mgmt For For For
7 Elect Akihiko Someya Mgmt For For For
8 Elect Chie Takahashi Mgmt For For For
9 Elect Keisuke Ueda Mgmt For For For
10 Elect Toshiaki Iwatani Mgmt For For For
11 Elect Yasunori Usui Mgmt For For For
________________________________________________________________________________
Swedish Match AB
Ticker Security ID: Meeting Date Meeting Status
SWMA CINS W92277115 04/02/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and CEO
Acts
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Board Size Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Election of Directors Mgmt For For For
17 Number of Auditors Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Appointment of Auditor Mgmt For For For
20 Remuneration Policy Mgmt For For For
21 Capital Redemption Plan Mgmt For For For
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Issue Mgmt For For For
Treasury
Shares
24 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
25 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Abolition
of Voting
Differentiation
26 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Small and
Medium-sized
Shareholders
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Swire Properties Limited
Ticker Security ID: Meeting Date Meeting Status
1972 CINS Y83191109 06/22/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Lily CHENG Kai Mgmt For For For
Lai
4 Elect Raymond LIM Mgmt For For For
Siang
Keat
5 Elect Michelle LOW Mei Mgmt For For For
Shuen
6 Elect WU May Yihong Mgmt For For For
7 Elect Tak Kwan Thomas Mgmt For For For
CHOI
8 Elect Jinlong Wang Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Swiss Life Holding
Ticker Security ID: Meeting Date Meeting Status
SLHN CINS H8404J162 04/28/2020 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Compensation Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Reduction in Par Value Mgmt For For For
of Shares; Capital
Distribution
7 Ratification of Board Mgmt For For For
Acts
8 Board Compensation Mgmt For For For
9 Executive Compensation Mgmt For For For
(Short-term
Variable)
10 Executive Compensation Mgmt For For For
(Fixed and Long-term
Variable)
11 Elect Rolf Dorig as Mgmt For For For
Board
Chair
12 Elect Thomas Buess Mgmt For For For
13 Elect Adrienne Corboud Mgmt For For For
Fumagalli
14 Elect Ueli Dietiker Mgmt For For For
15 Elect Damir Filipovic Mgmt For For For
16 Elect Frank W. Keuper Mgmt For For For
17 Elect Stefan Loacker Mgmt For For For
18 Elect Henry Peter Mgmt For For For
19 Elect Martin Schmid Mgmt For For For
20 Elect Frank Schnewlin Mgmt For For For
21 Elect Franziska Mgmt For For For
Tschudi
Sauber
22 Elect Klaus Tschutscher Mgmt For For For
23 Elect Frank Schnewlin Mgmt For For For
as Compensation
Committee
Member
24 Elect Franziska Mgmt For For For
Tschudi Sauber as
Compensation
Committee
Member
25 Elect Klaus Mgmt For For For
Tschutscher as
Compensation
Committee
Member
26 Appointment of Mgmt For For For
Independent
Proxy
27 Appointment of Auditor Mgmt For For For
28 Cancellation of Shares Mgmt For For For
and Reduction in
Share
Capital
________________________________________________________________________________
Swisscom AG
Ticker Security ID: Meeting Date Meeting Status
SCMN CINS H8398N104 04/06/2020 Voted
Meeting Type Country of Trade
Ordinary Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Compensation Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
and Management
Acts
7 Elect Roland Abt Mgmt For For For
8 Elect Alain Carrupt Mgmt For For For
9 Elect Frank Esser Mgmt For For For
10 Elect Barbara Frei Mgmt For For For
11 Elect Sandra Mgmt For For For
Lathion-Zweifel
12 Elect Anna Mossberg Mgmt For For For
13 Elect Michael Mgmt For For For
Rechsteiner
14 Elect Hansueli Loosli Mgmt For For For
15 Appoint Hansueli Mgmt For For For
Loosli as Board
Chair
16 Elect Roland Abt as Mgmt For For For
Compensation
Committee
Member
17 Elect Frank Esser as Mgmt For For For
Compensation
Committee
Member
18 Elect Barbara Frei as Mgmt For For For
Compensation
Committee
Member
19 Elect Hansueli Loosli Mgmt For For For
as Non-Voting
Compensation
Committee
Member
20 Elect Renzo Simoni as Mgmt For For For
Compensation
Committee
Member
21 Board Compensation Mgmt For For For
22 Executive Compensation Mgmt For For For
23 Appointment of Mgmt For For For
Independent
Proxy
24 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
T&D Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
8795 CINS J86796109 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Hirohisa Uehara Mgmt For For For
5 Elect Kanaya Morinaka Mgmt For For For
6 Elect Mitsuhiro Nagata Mgmt For For For
7 Elect Yoshihisa Tanaka Mgmt For For For
8 Elect Naoki Ogo Mgmt For For For
9 Elect Kensaku Watanabe Mgmt For For For
10 Elect Naoki Soejima Mgmt For For For
11 Elect Minoru Kudo Mgmt For For For
12 Elect Masafumi Itasaka Mgmt For For For
13 Elect Junichi Yanai Mgmt For For For
14 Elect Yasuo Teraoka Mgmt For For For
15 Elect Haruka Matsuyama Mgmt For For For
Haruka
Kato
16 Elect Seiji Higaki Mgmt For For For
17 Elect Shinnosuke Yamada Mgmt For For For
18 Elect Yuichiro Shinma Mgmt For For For
as Alternate Audit
Committee
Director
19 Non-Audit Committee Mgmt For For For
Directors
Fees
20 Audit-Committee Mgmt For For For
Directors
Fees
21 Trust Type Equity Plans Mgmt For For For
________________________________________________________________________________
Taisei Corporation
Ticker Security ID: Meeting Date Meeting Status
1801 CINS J79561148 06/24/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takashi Yamauchi Mgmt For Against Against
4 Elect Yoshiyuki Murata Mgmt For For For
5 Elect Shigeyuki Sakurai Mgmt For For For
6 Elect Shigeyoshi Tanaka Mgmt For For For
7 Elect Norihiko Yaguchi Mgmt For For For
8 Elect Hiroshi Shirakawa Mgmt For For For
9 Elect Yoshiro Aikawa Mgmt For For For
10 Elect Hiroshi Kimura Mgmt For For For
11 Elect Atsuko Nishimura Mgmt For For For
12 Elect Takao Murakami Mgmt For For For
13 Elect Norio Otsuka Mgmt For For For
14 Elect Fumiya Kokubu Mgmt For For For
15 Elect Yasuhiro Sato Mgmt For For For
16 Elect Tateshi Higuchi Mgmt For For For
17 Elect Seishi Tashiro Mgmt For For For
18 Elect Keiko Ohara Mgmt For For For
19 Trust Type Equity Plans Mgmt For For For
________________________________________________________________________________
Taiyo Nippon Sanso Corporation
Ticker Security ID: Meeting Date Meeting Status
4091 CINS J80143100 06/19/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Shift to Holding Mgmt For For For
Company
4 Amendments to Articles Mgmt For For For
5 Elect Yujiro Ichihara Mgmt For For For
6 Elect Toshihiko Hamada Mgmt For For For
7 Elect Kenji Nagata Mgmt For For For
8 Elect Kazuyuki Futamata Mgmt For For For
9 Elect Thomas Scott Mgmt For For For
Kallman
10 Elect Eduardo Gil Mgmt For For For
Elejoste
11 Elect Akio Yamada Mgmt For For For
12 Elect Mitsuhiro Mgmt For For For
Katsumaru
13 Elect Hidefumi Date Mgmt For For For
14 Elect Masahiro Osada Mgmt For For For
15 Elect Kazuya Kobayashi Mgmt For For For
________________________________________________________________________________
Takeda Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
4502 CINS J8129E108 06/24/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Christophe Weber Mgmt For Against Against
4 Elect Masato Iwasaki Mgmt For For For
5 Elect Andrew Plump Mgmt For For For
6 Elect Constantine Mgmt For For For
Saroukos
7 Elect Masahiro Sakane Mgmt For For For
8 Elect Olivier Bohuon Mgmt For For For
9 Elect Jean-Luc Butel Mgmt For For For
10 Elect Ian T. Clark Mgmt For For For
11 Elect Yoshiaki Fujimori Mgmt For For For
12 Elect Steven Gillis Mgmt For For For
13 Elect Shiro Kuniya Mgmt For For For
14 Elect Toshiyuki Shiga Mgmt For For For
15 Elect Yasuhiko Yamanaka Mgmt For For For
16 Elect Koji Hatsukawa Mgmt For For For
17 Elect Emiko Higashi Mgmt For For For
18 Elect Michel Orsinger Mgmt For For For
19 Bonus Mgmt For For For
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Takeshi Ito to the
Audit and Supervisory
Committee
________________________________________________________________________________
Taylor Wimpey plc
Ticker Security ID: Meeting Date Meeting Status
TW CINS G86954107 04/23/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Irene M. Dorner Mgmt For For For
5 Elect Peter Redfern Mgmt For For For
6 Elect Chris Carney Mgmt For For For
7 Elect Jennie Daly Mgmt For For For
8 Elect Kate Barker Mgmt For For For
9 Elect Gwyn Burr Mgmt For For For
10 Elect Angela A. Knight Mgmt For For For
11 Elect Robert Noel Mgmt For For For
12 Elect Humphrey S.M. Mgmt For For For
Singer
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Remuneration Report Mgmt For For For
(Advisory)
20 Remuneration Policy Mgmt For For For
(Binding)
21 Authorisation of Mgmt For For For
Political
Donations
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TDK Corporation
Ticker Security ID: Meeting Date Meeting Status
6762 CINS J82141136 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shigenao Ishiguro Mgmt For For For
4 Elect Tetsuji Yamanishi Mgmt For For For
5 Elect Makoto Sumita Mgmt For For For
6 Elect Seiji Osaka Mgmt For For For
7 Elect Kazuhiko Ishimura Mgmt For For For
8 Elect Kazunori Yagi Mgmt For For For
9 Elect Kozue Nakayama Mgmt For For For
10 Amendments to Equity Mgmt For For For
Compensation
Plan
11 Statutory Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Telenet Group Hldgs NV
Ticker Security ID: Meeting Date Meeting Status
TNET CINS B89957110 04/29/2020 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
6 Remuneration Report Mgmt For For For
7 Ratification of Bert Mgmt For For For
de Graeve's
Acts
8 Ratification of Jo van Mgmt For For For
Biesbroeck's
Acts
9 Ratification of Mgmt For For For
Christiane Franck's
Acts
10 Ratification of John Mgmt For For For
Porter's
Acts
11 Ratification of Mgmt For For For
Charles H. Bracken's
Acts
12 Ratification of Manuel Mgmt For For For
Kohnstamm's
Acts
13 Ratification of Mgmt For For For
Severina Pascu's
Acts
14 Ratification of Amy Mgmt For For For
Blair's
Acts
15 Ratification of Mgmt For For For
Enrique Rodriguez's
Acts
16 Ratification of Mgmt For For For
Diederick Karsten's
Acts
17 Ratification of Mgmt For For For
Auditor's
Acts
18 Elect Charles H.R. Mgmt For For For
Bracken to the Board
of
Directors
19 Director Fees (Charles Mgmt For For For
H.R.
Bracken)
20 Appointment of Auditor Mgmt For For For
and Authority to set
fees
21 Change in Control Mgmt For For For
Clause
________________________________________________________________________________
Telenet Group Hldgs NV
Ticker Security ID: Meeting Date Meeting Status
TNET CINS B89957110 04/29/2020 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
Regarding Company's
Registered
Office
4 Cancellation of Shares Mgmt For For For
5 Opt-in to the New Mgmt For For For
Belgian Companies and
Associations
Code
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tesco plc
Ticker Security ID: Meeting Date Meeting Status
TSCO CINS G87621101 05/14/2020 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal of Asia Mgmt For For For
Business
________________________________________________________________________________
Tesco plc
Ticker Security ID: Meeting Date Meeting Status
TSCO CINS G87621101 06/26/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect John M. Allan Mgmt For For For
5 Elect Mark Armour Mgmt For For For
6 Elect Melissa Bethell Mgmt For For For
7 Elect Stewart Gilliland Mgmt For For For
8 Elect Steve W. Golsby Mgmt For For For
9 Elect Byron Grote Mgmt For For For
10 Elect David Lewis Mgmt For For For
11 Elect Mikael Olsson Mgmt For For For
12 Elect Deanna W. Mgmt For For For
Oppenheimer
13 Elect Simon Patterson Mgmt For For For
14 Elect Alison Platt Mgmt For For For
15 Elect Lindsey Pownall Mgmt For For For
16 Elect Alan Stewart Mgmt For For For
17 Elect Ken Murphy Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Approve Share Mgmt For For For
Incentive
Plan
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
24 Authority to Mgmt For For For
Repurchase
Shares
25 Authorisation of Mgmt For For For
Political
Donations
26 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
The Bank of Kyoto, Ltd.
Ticker Security ID: Meeting Date Meeting Status
8369 CINS J03990108 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nobuhiro Doi Mgmt For Against Against
4 Elect Hiroshi Hitomi Mgmt For For For
5 Elect Masaya Anami Mgmt For For For
6 Elect Toshiro Iwahashi Mgmt For For For
7 Elect Mikiya Yasui Mgmt For For For
8 Elect Hiroyuki Hata Mgmt For For For
9 Elect Norikazu Mgmt For For For
Koishihara
10 Elect Junko Otagiri Mgmt For For For
Junko
Hayashi
11 Elect Chiho Oyabu Mgmt For For For
________________________________________________________________________________
The Chugoku Electric Power Company,Incorporated
Ticker Security ID: Meeting Date Meeting Status
9504 CINS J07098106 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tomohide Karita Mgmt For For For
4 Elect Mareshige Shimizu Mgmt For For For
5 Elect Shigeru Ashitani Mgmt For For For
6 Elect Takafumi Shigetoh Mgmt For For For
7 Elect Natsuhiko Mgmt For For For
Takimoto
8 Elect Masahiro Mgmt For For For
Yamashita
9 Elect Tatsuo Kitano Mgmt For For For
10 Elect Toshio Takaba Mgmt For For For
11 Elect Makoto Furuse Mgmt For For For
12 Elect Norimasa Tamura Mgmt For For For
13 Elect Kunio Uchiyamada Mgmt For For For
14 Elect Etsuko Nosohara Mgmt For For For
15 Elect Noriko Otani Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Senior
Advisors and
Advisors
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Nuclear Power
Generation and
Decommissioning
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Approval of
Local Governments and
Residents
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Evacuation
Measures
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Distributed
Generation
________________________________________________________________________________
The Kansai Electric Power Company, Incorporated
Ticker Security ID: Meeting Date Meeting Status
9503 CINS J30169106 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Sadayuki Mgmt For For For
Sakakibara
5 Elect Takamune Okihara Mgmt For For For
6 Elect Tetsuya Kobayashi Mgmt For For For
7 Elect Shigeo Sasaki Mgmt For For For
8 Elect Atsuko Kaga Mgmt For For For
9 Elect Hiroshi Tomono Mgmt For For For
10 Elect Kazuko Takamatsu Mgmt For For For
11 Elect Fumio Naito Mgmt For For For
12 Elect Takashi Morimoto Mgmt For Against Against
13 Elect Toyokazu Misono Mgmt For For For
14 Elect Koji Inada Mgmt For For For
15 Elect Yasushi Sugimoto Mgmt For For For
16 Elect Susumu Yamaji Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Including
Safety and
Sustainability to the
Company's
Purpose
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Disclosure
of Shareholder
Meeting
Minutes
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Corporate
Social
Responsibility
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Human Resources
and Transmission of
Technology
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Withdrawal
from
Coal
22 Shareholder Proposal ShrHoldr Against Against For
Regarding
Optimization of
Procurement and
Outsourcing
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Stock-Based
Incentive System for
Directors
24 Shareholder Proposal ShrHoldr Against Against For
Regarding
Distribution of
Dividends
25 Shareholder proposal ShrHoldr Against Against For
Regarding Removal of
Takashi
Morimoto
26 Shareholder Proposal ShrHoldr Against Against For
Regarding Individual
Disclosure of
Compensation and
Gifts
27 Shareholder Proposal ShrHoldr Against Against For
Regarding Company
Advisors and
Post-retirement
Staff
28 Shareholder Proposal ShrHoldr Against Against For
Regarding Donation
Committee
29 Shareholder Proposal ShrHoldr Against Against For
Regarding
Restrictions on
Investments
30 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Fuel
31 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on
Gifts
32 Shareholder Proposal ShrHoldr Against Against For
Regarding Committee
for Promotion of
Withdrawal from
Nuclear Power
Generation
33 Shareholder Proposal ShrHoldr Against Against For
Regarding Building
Trust With
Society
34 Shareholder Proposal ShrHoldr Against Against For
Regarding Individual
Disclosure of
Compensation
35 Shareholder Proposal ShrHoldr Against Against For
Regarding Alternative
Energy
Sources
36 Shareholder Proposal ShrHoldr Against Against For
Regarding Separation
of Business
Activities
37 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Plant
Operations
38 Shareholder Proposal ShrHoldr Against Against For
Regarding Fostering a
Culture of
Safety
39 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Re-Employing
Government
Employees
40 Shareholder Proposal ShrHoldr Against Against For
Regarding Board Size
and
Independence
41 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Compensation paid
to Post-Retirement
Staff
42 Shareholder Proposal ShrHoldr Against Against For
Regarding
Denuclearization
________________________________________________________________________________
The Yokohama Rubber Company,Limited
Ticker Security ID: Meeting Date Meeting Status
5101 CINS J97536171 03/27/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masataka Yamaishi Mgmt For For For
4 Elect Osamu Mikami Mgmt For For For
5 Elect Masaki Noro Mgmt For For For
6 Elect Gota Matsuo Mgmt For For For
7 Elect Toru Nakamura Mgmt For For For
8 Elect Nitin Mantri Mgmt For For For
9 Elect Hideichi Okada Mgmt For For For
10 Elect Nobuo Takenaka Mgmt For For For
11 Elect Hirokazu Kono Mgmt For For For
12 Elect Takashi Yamane Mgmt For For For
13 Elect Masatoshi Hori Mgmt For For For
________________________________________________________________________________
Tokyo Electron Limited
Ticker Security ID: Meeting Date Meeting Status
8035 CINS J86957115 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tetsuo Tsuneishi Mgmt For For For
3 Elect Toshiki Kawai Mgmt For For For
4 Elect Sadao Sasaki Mgmt For For For
5 Elect Yoshikazu Mgmt For For For
Nunokawa
6 Elect Tatsuya Nagakubo Mgmt For For For
7 Elect Kiyoshi Sunohara Mgmt For For For
8 Elect Seisu Ikeda Mgmt For For For
9 Elect Yoshinobu Mitano Mgmt For For For
10 Elect Charles D. Lake, Mgmt For For For
II
11 Elect Michio Sasaki Mgmt For For For
12 Elect Makiko Eda Mgmt For For For
13 Elect Masataka Hama Mgmt For For For
14 Elect Ryota Miura Mgmt For For For
15 Bonus Mgmt For For For
16 Equity Compensation Mgmt For For For
Plan for Inside
Directors
17 Equity Compensation Mgmt For For For
Plan for Executive
Officers
18 Trust Type Equity Plans Mgmt For For For
________________________________________________________________________________
Total SA
Ticker Security ID: Meeting Date Meeting Status
FP CINS F92124100 05/29/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends;
Scrip
Dividend
7 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
8 Special Auditors Mgmt For For For
Report on Regulated
Agreements
9 Elect Patricia Barbizet Mgmt For For For
10 Elect Marie-Christine Mgmt For For For
Coisne-Roquette
11 Elect Mark Cutifani Mgmt For For For
12 Elect Jerome Contamine Mgmt For For For
13 Remuneration Report Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Remuneration of Mgmt For For For
Patrick Pouyanne,
Chair and
CEO
16 Remuneration Policy Mgmt For For For
(Chair and
CEO)
17 Adoption of New Mgmt For For For
Articles, Subsequent
to the Conversion of
Corporate Form to
Societas Europaea
("SE") and
Harmonisation with
Law
PACTE
18 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
21 Greenshoe Mgmt For For For
22 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
23 Employee Stock Mgmt For For For
Purchase
Plan
24 Authority to Grant Mgmt For For For
Stock
Options
25 Shareholder Proposal A ShrHoldr Against Abstain Against
Regarding GHG
Reduction
Targets
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TOYO SUISAN KAISHA, LTD.
Ticker Security ID: Meeting Date Meeting Status
2875 CINS 892306101 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tadasu Tsutsumi Mgmt For For For
4 Elect Masanari Imamura Mgmt For For For
5 Elect Noritaka Sumimoto Mgmt For For For
6 Elect Hitoshi Oki Mgmt For For For
7 Elect Rieko Makiya Mgmt For For For
Rieko
Isobe
8 Elect Masahisa Mgmt For For For
Mochizuki
9 Elect Osamu Murakami Mgmt For For For
10 Elect Ichiro Murayama Mgmt For For For
11 Elect Hirokazu Yazaki Mgmt For For For
12 Elect Tomohide Hayama Mgmt For For For
13 Elect Hiroyasu Yachi Mgmt For For For
14 Elect Machiko Mineki Mgmt For For For
15 Elect Kenichi Yazawa Mgmt For For For
16 Elect Isamu Chino Mgmt For For For
17 Elect Kiyoshi Mgmt For For For
Takahashi as
Statutory
Auditor
18 Elect Tsutomu Ushijima Mgmt For For For
as Alternate
Statutory
Auditor
19 Bonus Mgmt For For For
________________________________________________________________________________
TOYODA GOSEI CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
7282 CINS J91128108 06/12/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Naoki Miyazaki Mgmt For For For
4 Elect Toru Koyama Mgmt For For For
5 Elect Tomonobu Yamada Mgmt For For For
6 Elect Hiroshi Yasuda Mgmt For For For
7 Elect Masaki Oka Mgmt For For For
8 Elect Takashi Ishikawa Mgmt For For For
9 Elect Sojiro Tsuchiya Mgmt For For For
10 Elect Kimio Yamaka Mgmt For For For
11 Elect Mayumi Matsumoto Mgmt For For For
12 Elect Kenji Oiso Mgmt For For For
13 Elect Chika Kako Mgmt For For For
14 Bonus Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Adoption of Restricted Mgmt For For For
Stock
Plan
________________________________________________________________________________
Toyota Motor Corporation
Ticker Security ID: Meeting Date Meeting Status
7203 CINS J92676113 06/11/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takeshi Mgmt For Against Against
Uchiyamada
3 Elect Shigeru Hayakawa Mgmt For For For
4 Elect Akio Toyoda Mgmt For For For
5 Elect Koji Kobayashi Mgmt For For For
6 Elect Shigeki Terashi Mgmt For For For
7 Elect James Kuffner Mgmt For For For
8 Elect Ikuro Sugawara Mgmt For For For
9 Elect Philip Craven Mgmt For For For
10 Elect Teiko Kudo Mgmt For For For
11 Elect Ryuji Sakai as Mgmt For For For
Alternate Statutory
Auditor
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Toyota Tsusho Corporation
Ticker Security ID: Meeting Date Meeting Status
8015 CINS J92719111 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jun Karube Mgmt For For For
4 Elect Ichiro Kashitani Mgmt For For For
5 Elect Hideki Yanase Mgmt For For For
6 Elect Takahiro Kondo Mgmt For For For
7 Elect Kumi Fujisawa Mgmt For For For
Kumi
Kakuda
8 Elect Kunihito Komoto Mgmt For For For
9 Elect Didier Leroy Mgmt For For For
10 Elect Yukari Inoue Mgmt For For For
11 Elect Kazumasa Miyazaki Mgmt For For For
12 Elect Shuhei Toyoda Mgmt For For For
13 Elect Yuichiro Kuwano Mgmt For For For
14 Bonus Mgmt For For For
15 Adoption of Restricted Mgmt For For For
Stock
Plan
16 Directors' Fees Mgmt For For For
________________________________________________________________________________
TPG Telecom Limited
Ticker Security ID: Meeting Date Meeting Status
TPM CINS Q9159A117 06/24/2020 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
TPG Telecom Limited
Ticker Security ID: Meeting Date Meeting Status
TPM CINS Q9159A117 06/24/2020 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Company Name Mgmt For For For
________________________________________________________________________________
TPG Telecom Limited
Ticker Security ID: Meeting Date Meeting Status
TPM CINS Q9159A117 12/04/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Joseph Pang Mgmt For For For
________________________________________________________________________________
UCB SA
Ticker Security ID: Meeting Date Meeting Status
UCB CINS B93562120 04/30/2020 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Allocation of
Profit/Dividends
7 Remuneration Report Mgmt For For For
8 Remuneration Policy Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Ratification of Mgmt For For For
Auditor's
Acts
11 Elect Pierre Gurdjian Mgmt For For For
12 Ratification of Mgmt For For For
Independence of
Pierre
Gurdjian
13 Elect Ulf Wiinberg Mgmt For Against Against
14 Ratification of Mgmt For For For
Independence of Ulf
Wiinberg
15 Elect Charles Antoine Mgmt For For For
Janssen
16 Long Term Incentive Mgmt For For For
Plan (Free Allocation
of
Shares)
17 Change in Control Mgmt For For For
Clause (EMTN
Program)
18 Change in Control Mgmt For For For
Clause (Term Facility
Agreement)
19 Change in Control Mgmt For For For
Clause (Revolving
Facility
Agreement)
20 Opt-in to the Mgmt For For For
Companies and
Associations
Code
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Increase in Authorised Mgmt For For For
Capital
23 Authority to Mgmt For For For
Repurchase
Shares
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Unilever NV
Ticker Security ID: Meeting Date Meeting Status
UNA CINS N8981F289 04/30/2020 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
4 Remuneration Report Mgmt For For For
5 Ratification of Mgmt For For For
Executive Directors'
Acts
6 Ratification of Mgmt For For For
Non-Executive
Directors'
Acts
7 Elect Nils Andersen Mgmt For For For
8 Elect Laura M.L. Cha Mgmt For For For
9 Elect Vittorio Colao Mgmt For For For
10 Elect Judith Hartmann Mgmt For For For
11 Elect Alan Jope Mgmt For For For
12 Elect Andrea Jung Mgmt For For For
13 Elect Susan Kilsby Mgmt For For For
14 Elect Strive T. Mgmt For For For
Masiyiwa
15 Elect Youngme E. Moon Mgmt For For For
16 Elect Graeme D. Mgmt For For For
Pitkethly
17 Elect John Rishton Mgmt For For For
18 Elect Feike Sijbesma Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Suppress Mgmt For For For
Preemptive
Rights
22 Authority to Suppress Mgmt For For For
Preemptive Rights
(Acquisition
or
Investment Purposes)
23 Authority to Mgmt For For For
Repurchase
Shares
24 Cancellation of Shares Mgmt For For For
________________________________________________________________________________
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CINS G92087165 04/29/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Nils Andersen Mgmt For For For
4 Elect Laura M.L. Cha Mgmt For For For
5 Elect Vittorio Colao Mgmt For For For
6 Elect Judith Hartmann Mgmt For For For
7 Elect Alan Jope Mgmt For For For
8 Elect Andrea Jung Mgmt For For For
9 Elect Susan Kilsby Mgmt For For For
10 Elect Strive T. Mgmt For For For
Masiyiwa
11 Elect Youngme E. Moon Mgmt For For For
12 Elect Graeme D. Mgmt For For For
Pitkethly
13 Elect John Rishton Mgmt For For For
14 Elect Feike Sijbesma Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
United Internet AG
Ticker Security ID: Meeting Date Meeting Status
UTDI CINS D8542B125 05/20/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratify Ralph Dommermuth Mgmt For For For
4 Ratify Frank Krause Mgmt For For For
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Appointment of Auditor Mgmt For For For
7 Elect Claudia Mgmt For For For
Borgas-Herold
8 Elect Manuel Cubero Mgmt For For For
del
Castillo-Olivares
9 Elect Kurt Dobitsch Mgmt For For For
10 Increase in Mgmt For For For
Supervisory Board
Size
11 Amendment to Articles Mgmt For Against Against
Regarding Nomination
Right of Ralph
Dommermuth
12 Elect Michael Scheeren Mgmt For For For
13 Elect Philipp von Mgmt For For For
Bismarck
14 Elect Yasmin M. Wei Mgmt For For For
15 Revocation of 2015 Mgmt For For For
Resolution
16 Supervisory Board Mgmt For For For
Members'
Fees
17 Amendments to Articles Mgmt For For For
Regarding SRD
II
18 Amendments to Articles Mgmt For For For
(Electronic
Participation)
19 Amendments to Articles Mgmt For For For
(Absentee
Voting)
20 Amendments to Articles Mgmt For For For
(Editorial)
21 Amendments to Articles Mgmt For Against Against
(Supervisory Board
Attendance)
22 Amendments to Articles Mgmt For For For
Regarding Interim
Dividends
23 Increase in Authorised Mgmt For For For
Capital
24 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
25 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
26 Non-Voting Meeting Note N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
United Utilities Group PLC
Ticker Security ID: Meeting Date Meeting Status
UU CINS G92755100 07/26/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Elect John McAdam Mgmt For For For
6 Elect Steven L. Mogford Mgmt For For For
7 Elect Russ Houlden Mgmt For For For
8 Elect Steven R. Fraser Mgmt For For For
9 Elect Mark S. Clare Mgmt For For For
10 Elect Sara Weller Mgmt For For For
11 Elect Brian M. May Mgmt For For For
12 Elect Stephen A. Carter Mgmt For For For
13 Elect Alison Goligher Mgmt For For For
14 Elect Paulette Rowe Mgmt For For For
15 Elect David Higgins Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
23 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
UPM-Kymmene Oyj
Ticker Security ID: Meeting Date Meeting Status
UPM CINS X9518S108 03/31/2020 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Remuneration Policy Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Directors' Fees Mgmt For For For
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Appointment of Auditor Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Charitable Donations Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Valeo SA
Ticker Security ID: Meeting Date Meeting Status
FR CINS F96221340 06/25/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Special Auditors Mgmt For For For
Report on Regulated
Agreements
8 Ratification of the Mgmt For For For
Co-option of
Stephanie
Frachet
9 Ratification of the Mgmt For For For
Co-option of Julie
Avrane-Chopard
10 Elect Thierry Mgmt For For For
Moulonguet
11 Elect Ulrike Steinhorst Mgmt For For For
12 Elect Julie Mgmt For For For
Avrane-Chopard
13 Remuneration Report Mgmt For For For
14 Remuneration of Mgmt For For For
Jacques Aschenbroich,
Chair and
CEO
15 Remuneration Policy Mgmt For For For
(Board of
Directors)
16 Remuneration Policy Mgmt For For For
(Chair and
CEO)
17 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
18 Textual References Mgmt For For For
Applicable in Case of
Regulation
Updates
19 Amendments to Articles Mgmt For For For
20 Conversion of Mgmt For For For
Corporate Form to
Societas Europea
("SE")
21 Adoption of New Mgmt For For For
Articles Regarding
the Conversion of
Legal
Form
22 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Vestas Wind Systems A/S
Ticker Security ID: Meeting Date Meeting Status
VWS CINS K9773J128 04/07/2020 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Anders Runevad Mgmt For For For
9 Elect Bert Nordberg Mgmt For For For
10 Elect Bruce Grant Mgmt For For For
11 Elect Carsten Bjerg Mgmt For For For
12 Elect Eva Merete Mgmt For For For
Sofelde
Berneke
13 Elect Helle Mgmt For For For
Thorning-Schmidt
14 Elect Karl-Henrik Mgmt For For For
Sundstrom
15 Elect Lars G. Josefsson Mgmt For For For
16 Directors' Fees For Mgmt For For For
2019
17 Directors' Fees For Mgmt For For For
2020
18 Appointment of Auditor Mgmt For For For
19 Remuneration Policy Mgmt For For For
20 Amendments to Articles Mgmt For For For
21 Cancellation of Shares Mgmt For For For
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Vinci
Ticker Security ID: Meeting Date Meeting Status
DG CINS F5879X108 06/18/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Consolidated Accounts Mgmt For For For
and
Reports
5 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Elect Benoit Bazin Mgmt For For For
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Remuneration Report Mgmt For For For
(Board of
Directors)
11 Remuneration Policy Mgmt For For For
(Chair and
CEO)
12 Remuneration Report Mgmt For For For
(Corporate
Officers)
13 Remuneration of Xavier Mgmt For For For
Huillard, Chair and
CEO
14 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
15 Employee Stock Mgmt For For For
Purchase
Plan
16 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
17 Authority to Issue Mgmt For For For
Performance
Shares
18 Amendments to Articles Mgmt For For For
Regarding Written
Consultation
19 Amendments to Articles Mgmt For Against Against
Regarding Board of
Directors
Remuneration
20 Amendments to Articles Mgmt For For For
Regarding the Role of
the Board of
Directors
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Vodafone Group plc
Ticker Security ID: Meeting Date Meeting Status
VOD CUSIP 92857W308 07/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Sanjiv Ahuja Mgmt For For For
3 Elect David I. Thodey Mgmt For For For
4 Elect Gerard Mgmt For For For
Kleisterlee
5 Elect Nicholas J. Read Mgmt For For For
6 Elect Margherita Della Mgmt For For For
Valle
7 Elect Sir Crispin H. Mgmt For For For
Davis
8 Elect Michel Demare Mgmt For For For
9 Elect Clara Furse Mgmt For For For
10 Elect Valerie F. Mgmt For For For
Gooding
11 Elect Renee J. James Mgmt For For For
12 Elect Maria Amparo Mgmt For For For
Moraleda
Martinez
13 Elect David T. Nish Mgmt For For For
14 Final Dividend Mgmt For For For
15 Remuneration Report Mgmt For For For
(Advisory)
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authorisation of Mgmt For For For
Political
Donations
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Wesfarmers Limited
Ticker Security ID: Meeting Date Meeting Status
WES CINS Q95870103 11/14/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Vanessa Mgmt For For For
Wallace
3 Re-elect Jennifer Mgmt For For For
Westacott
4 Elect Michael (Mike) Mgmt For For For
Roche
5 Elect Sharon Warburton Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Equity Grant (Group MD Mgmt For For For
Rob
Scott)
________________________________________________________________________________
WH Group Limited
Ticker Security ID: Meeting Date Meeting Status
0288 CINS G96007102 06/02/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect JIAO Shuge Mgmt For For For
5 Elect HUANG Ming Mgmt For For For
6 Elect Jin LAU Tin Don Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Allocation of Mgmt For For For
Profits/Dividends
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Wolters Kluwer NV
Ticker Security ID: Meeting Date Meeting Status
WKL CINS N9643A197 04/23/2020 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Remuneration Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Allocation of Mgmt For For For
Profits/Dividends
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Elect Jeanette A. Horan Mgmt For For For
12 Elect Jack P. de Kreij Mgmt For For For
13 Elect Sophie V. Mgmt For For For
Vandebroek
14 Management Board Mgmt For For For
Remuneration
Policy
15 Supervisory Board Fees Mgmt For For For
16 Supervisory Board Mgmt For For For
Remuneration
Policy
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Suppress Mgmt For For For
Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Cancellation of Shares Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Woolworths Group Limited
Ticker Security ID: Meeting Date Meeting Status
WOW CINS Q98418108 12/16/2019 Voted
Meeting Type Country of Trade
Mix Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Holly Kramer Mgmt For For For
2 Re-elect Siobhan Mgmt For For For
McKenna
3 Re-elect Kathee Tesija Mgmt For For For
4 Elect Jennifer Mgmt For For For
Carr-Smith
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Brad
Banducci)
7 Approve US Mgmt For For For
Non-Executive
Director Equity
Plan
8 Amendments to Mgmt For For For
Constitution
9 Restructure Scheme Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
YAMADA DENKI CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
9831 CINS J95534103 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Shift to Holding Mgmt For For For
Company
4 Amendments to Articles Mgmt For For For
5 Elect Noboru Yamada Mgmt For Against Against
6 Elect Tsuneo Mishima Mgmt For For For
7 Elect Tatsuo Kobayashi Mgmt For For For
8 Elect Yoshinori Ueno Mgmt For For For
9 Elect Megumi Kogure Mgmt For For For
10 Elect Akira Fukui Mgmt For For For
11 Elect Takayuki Fukuda Mgmt For For For
12 Elect Atsushi Murasawa Mgmt For For For
13 Elect Tsukasa Tokuhira Mgmt For For For
14 Elect Miki Mitsunari Mgmt For For For
15 Elect Jun Okamoto Mgmt For For For
16 Elect Somuku Iimura Mgmt For For For
________________________________________________________________________________
Yara International ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/07/2020 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening of Meeting; Mgmt For For For
Agenda
5 Election of Presiding Mgmt For For For
Chair;
Minutes
6 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
7 Remuneration Mgmt For For For
Guidelines
(Advisory)
8 Equity-Based Mgmt For For For
Remuneration
Guidelines
(Binding)
9 Corporate Governance Mgmt For For For
Report
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Directors' Fees Mgmt For For For
12 Nomination Committee Mgmt For For For
Fees
13 Election of Directors Mgmt For For For
14 Election of Nomination Mgmt For For For
Committee
Members
15 Cancellation of Shares Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zurich Insurance Group AG Ltd
Ticker Security ID: Meeting Date Meeting Status
ZURN CINS H9870Y105 04/01/2020 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Compensation Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
and Management
Acts
7 Elect Michel M. Lies Mgmt For For For
as Board
Chair
8 Elect Joan L. Amble Mgmt For For For
9 Elect Catherine P. Mgmt For For For
Bessant
10 Elect Alison J. Mgmt For For For
Carnwath
11 Elect Christoph Franz Mgmt For For For
12 Elect Michael Halbherr Mgmt For For For
13 Elect Jeffrey L. Hayman Mgmt For For For
14 Elect Monica Machler Mgmt For For For
15 Elect Kishore Mahbubani Mgmt For For For
16 Elect Jasmin Staiblin Mgmt For For For
17 Elect Barry Stowe Mgmt For For For
18 Elect Michel M. Lies Mgmt For For For
as Compensation
Committee
Member
19 Elect Catherine P. Mgmt For For For
Bessant as
Compensation
Committee
Member
20 Elect Christoph Franz Mgmt For For For
as Compensation
Committee
Member
21 Elect Kishore Mgmt For For For
Mahbubani as
Compensation
Committee
Member
22 Elect Jasmin Staiblin Mgmt For For For
as Compensation
Committee
Member
23 Appointment of Mgmt For For For
Independent
Proxy
24 Appointment of Auditor Mgmt For For For
25 Board Compensation Mgmt For For For
26 Executive Compensation Mgmt For For For
27 Renewal of Authorised Mgmt For For For
and Conditional
Capital
28 Amendments to Articles Mgmt For For For
================= TC Quant International Small-Cap Equity Fund =================
AAK AB
Ticker Security ID: Meeting Date Meeting Status
AAK CINS W9609S117 05/13/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and Managing Director
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size Mgmt For For For
17 Directors and Mgmt For For For
Auditors'
Fees
18 Election of Directors Mgmt For For For
(Slate)
19 Election of Nomination Mgmt For For For
Committee
Members
20 Remuneration Policy Mgmt For For For
21 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
22 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
23 Amendments to Articles Mgmt For For For
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Abdullah Al Othaim Markets Company
Ticker Security ID: Meeting Date Meeting Status
4001 CINS M008AM109 05/07/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Auditor's Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Directors' Report Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Pay Mgmt For For For
Interim
Dividends
6 Board Transactions Mgmt For For For
7 Related Party Mgmt For For For
Transactions (Al
Othaim Holding Co.
1)
8 Related Party Mgmt For For For
Transactions (Al
Othaim Holding Co.
2)
9 Related Party Mgmt For For For
Transactions (Al
Othaim Holding Co.
3)
10 Related Party Mgmt For For For
Transactions (Al
Othaim Holding Co.
4)
11 Related Party Mgmt For For For
Transactions (Al
Othaim Holding Co.
5)
12 Related Party Mgmt For For For
Transactions
(Abdullah Al Othaim
Investment Co. and
its subsidiaries
1)
13 Related Party Mgmt For For For
Transactions
(Abdullah Al Othaim
Investment Co. and
its subsidiaries
2)
14 Related Party Mgmt For For For
Transactions
(Abdullah Al Othaim
Investment Co. and
its subsidiaries
3)
15 Related Party Mgmt For For For
Transactions
(Abdullah Al Othaim
Investment Co. and
its subsidiaries
4)
16 Related Party Mgmt For For For
Transactions
(Abdullah Al Othaim
Investment Co. and
its subsidiaries
5)
17 Related Party Mgmt For For For
Transactions
(Abdullah Al Othaim
Investment Co. and
its subsidiaries
6)
18 Related Party Mgmt For For For
Transactions
(Abdullah Al Othaim
Investment Co. and
its subsidiaries
7)
19 Related Party Mgmt For For For
Transactions (Mueen
Recruitment
Co.)
20 Related Party Mgmt For For For
Transactions (Mueen
Recruitment Co. and
Riyadh Food
Industries
Co.)
21 Related Party Mgmt For For For
Transactions (Mueen
Recruitment Co. and
Seven Services
Co.)
22 Related Party Mgmt For For For
Transactions (Mueen
Recruitment Co.
2)
23 Related Party Mgmt For For For
Transactions (Riyadh
Food Industries
Co.)
24 Related Party Mgmt For For For
Transactions
(Al-Wusta Food
Services
Co.)
25 Amendments to Audit Mgmt For For For
Committee
Charter
26 Amendments to NomRem Mgmt For For For
Committee
Charter
________________________________________________________________________________
Acea S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ACE CINS T0040K106 05/29/2020 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Remuneration Policy Mgmt For Against Against
(Binding)
8 Remuneration Report Mgmt For For For
(Advisory)
9 Board Size Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 List Presented by ROMA Mgmt For N/A N/A
CAPITALE
12 List Presented by SUEZ Mgmt For N/A N/A
S.A.
13 List Presented by Mgmt For For For
FINCAL
S.p.A.
14 Elect Michela Castelli Mgmt For For For
as Chair of
Board
15 Directors' Fees Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Adani Enterprises Ltd.
Ticker Security ID: Meeting Date Meeting Status
ADANIENT CINS Y00106131 06/26/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vinay Prakash Mgmt For For For
4 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
7 Change of Location of Mgmt For For For
Registered
Office
________________________________________________________________________________
Adani Enterprises Ltd.
Ticker Security ID: Meeting Date Meeting Status
ADANIENT CINS Y00106131 08/07/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rajesh S. Adani Mgmt For For For
4 Elect Hemant Mgmt For For For
Madhusudan
Nerurkar
5 Appoint Rajesh S. Mgmt For For For
Adani (Managing
Director); Approval
of
Remuneration
6 Appoint Pranav V. Mgmt For For For
Adani (Executive
Director); Approval
of
Remuneration
7 Directors' Commission Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Debt w/o
Preemptive
Rights
9 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
________________________________________________________________________________
Administradora Fibra Danhos S.A. de C.V
Ticker Security ID: Meeting Date Meeting Status
DANHOS CINS P2825H138 03/27/2020 Voted
Meeting Type Country of Trade
Bond Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Instatement Of The Mgmt N/A For N/A
General
Meeting
2 Discussion And, If Mgmt N/A For N/A
Deemed Appropriate,
Approval Of The
Audited Financial
Statements Of The
Trust In Relation To
The 2019 Fiscal Year,
After Approval From
The Technical
Committee Of The
Trust
3 Appointment And Or Mgmt N/A For N/A
Ratification Of
Members Of The
Technical
Committee
4 Proposal, Discussion Mgmt N/A For N/A
And, If Deemed
Appropriate, Approval
For The Buyback Of
Certificates, As Well
As The Approval Of
The Maximum Amount Of
Certificates That
Will Be Able To Be
Bought Back During
The Fiscal Year
Running From March
31, 2020, To March
30, 2021, And The
Corresponding
Mechanism.
Resolutions In This
Regard
5 Proposal, Discussion Mgmt N/A For N/A
And, If Deemed
Appropriate, Approval
To Amend Article 25
And Appendix J Of The
Fibra Danhos Trust
Agreement, In Regard
To The Tax Domicile
And Compensation For
The Trustee,
Respectively. Actions
And Resolutions In
This
Regard
6 Designation Of Mgmt N/A For N/A
Delegates To Carry
Out The Resolutions
That Are Passed At
The General
Meeting
________________________________________________________________________________
ADVA Optical Networking SE
Ticker Security ID: Meeting Date Meeting Status
ADV CINS D0190E105 05/13/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits Mgmt For For For
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Stock Option Plan; Mgmt For For For
Increase in
Conditional
Capital
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Aecon Group Inc.
Ticker Security ID: Meeting Date Meeting Status
ARE CUSIP 00762V109 06/02/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Beck Mgmt For For For
1.2 Elect John W. Brace Mgmt For For For
1.3 Elect Joseph A. Mgmt For For For
Carrabba
1.4 Elect Anthony P. Mgmt For For For
Franceschini
1.5 Elect J. D. Hole Mgmt For For For
1.6 Elect Susan Wolburgh Mgmt For For For
Jenah
1.7 Elect Eric S. Rosenfeld Mgmt For For For
1.8 Elect Jean-Louis Mgmt For For For
Servranckx
1.9 Elect Monica Sloan Mgmt For For For
1.10 Elect Deborah Stein Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Aedifica NV
Ticker Security ID: Meeting Date Meeting Status
AED CINS B0130A108 05/20/2020 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Increase in Authorised Mgmt For For For
Capital
I
8 Increase in Authorised Mgmt For For For
Capital
II
9 Amendments to Articles Mgmt For For For
Regarding Fiscal
Year
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Amendments to Articles Mgmt For Against Against
Regarding Share
Ownership Disclosure
Threshold
12 Opt-in to the Belgian Mgmt For For For
Companies and
Associations
Code
13 Elect Pertti Huuskonen Mgmt For For For
14 Elect Sven Bogaerts Mgmt For For For
15 Elect Ingrid Daerden Mgmt For For For
16 Elect Laurence Gacoin Mgmt For For For
17 Elect Charles-Antoine Mgmt For For For
van
Aelst
18 Directors' Fees Mgmt For For For
(Pertti
Huuskonen)
19 Elect Marleen Willekens Mgmt For For For
20 Elect Luc Plasman Mgmt For For For
21 Directors' Fees Mgmt For For For
(Marleen
Willekens)
22 Directors' Fees (Luc Mgmt For For For
Plasman)
23 Change in Control Mgmt For For For
Clause (BNP Parisbas
Fortis NV/SA Credit
Agreement)
24 Change in Control Mgmt For For For
Clause (BNP Parisbas
Fortis NV/SA, JP
Morgan Securities PLC
and ING Belgium NV/SA
Credit
Agreement)
25 Change in Control Mgmt For For For
Clause (KBC Bank
NV/SA Credit
Agreement)
26 Change in Control Mgmt For For For
Clause (BNP Parisbas
Niederlassung
Deutschland Credit
Agreement)
27 Change in Control Mgmt For For For
Clause (Societe
Generale Credit
Agreement)
28 Accounts and Reports Mgmt For For For
(Residence de la Paix
N.V/S.A)
29 Accounts and Reports Mgmt For For For
(Verlien
BVBA/SPRL)
30 Accounts and Reports Mgmt For For For
(Buitenheide
BVBA/SPRL)
31 Ratification of Mgmt For For For
Aedifica
SA
32 Ratification of Mgmt For For For
Stefaan
Gielens
33 Ratification of Mgmt For For For
Laurence
Gacoin
34 Ratification of Mgmt For For For
Charles-Antoine Van
Aelst
35 Ratification of Sven Mgmt For For For
Bogaerts
36 Ratification of Ingrid Mgmt For For For
Daerden
37 Ratification of Mgmt For For For
Aedifica
SA
38 Ratification of Mgmt For For For
Stefaan
Gielens
39 Ratification of Mgmt For For For
Laurence
Gacoin
40 Ratification of Mgmt For For For
Charles-Antoine Van
Aelst
41 Ratification of Sven Mgmt For For For
Bogaerts
42 Ratification of Ingrid Mgmt For For For
Daerden
43 Ratification of Mgmt For For For
Aedifica
SA
44 Ratification of Mgmt For For For
Stefaan
Gielens
45 Ratification of Mgmt For For For
Laurence
Gacoin
46 Ratification of Mgmt For For For
Charles-Antoine Van
Aelst
47 Ratification of Sven Mgmt For For For
Bogaerts
48 Ratification of Ingrid Mgmt For For For
Daerden
49 Ratification of Mgmt For For For
Auditor's Acts
(Residence De La Paix
NV/SA)
50 Ratification of Mgmt For For For
Auditor's Acts
(Verlien
BVBA/SPRL)
51 Ratification of Mgmt For For For
Auditor's Acts
(Buitenheide
BVBA/SPRL)
52 Authority to Mgmt For For For
Coordinate
Articles
53 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aedifica NV
Ticker Security ID: Meeting Date Meeting Status
AED CINS B0130A108 06/08/2020 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Increase in Authorised Mgmt For For For
Capital
I
8 Increase in Authorised Mgmt For For For
Capital
II
9 Amendments to Articles Mgmt For For For
Regarding Fiscal
Year
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Amendments to Articles Mgmt For Against Against
Regarding Share
Ownership Disclosure
Threshold
12 Opt-in to the Belgian Mgmt For For For
Companies and
Associations
Code
13 Elect Pertti Huuskonen Mgmt For For For
14 Elect Sven Bogaerts Mgmt For For For
15 Elect Ingrid Daerden Mgmt For For For
16 Elect Laurence Gacoin Mgmt For For For
17 Elect Charles-Antoine Mgmt For For For
van
Aelst
18 Directors' Fees Mgmt For For For
(Pertti
Huuskonen)
19 Elect Marleen Willekens Mgmt For For For
20 Elect Luc Plasman Mgmt For For For
21 Directors' Fees Mgmt For For For
(Marleen
Willekens)
22 Directors' Fees (Luc Mgmt For For For
Plasman)
23 Change in Control Mgmt For For For
Clause (BNP Parisbas
Fortis NV/SA Credit
Agreement)
24 Change in Control Mgmt For For For
Clause (BNP Parisbas
Fortis NV/SA, JP
Morgan Securities PLC
and ING Belgium NV/SA
Credit
Agreement)
25 Change in Control Mgmt For For For
Clause (KBC Bank
NV/SA Credit
Agreement)
26 Change in Control Mgmt For For For
Clause (BNP Parisbas
Niederlassung
Deutschland Credit
Agreement)
27 Change in Control Mgmt For For For
Clause (Societe
Generale Credit
Agreement)
28 Accounts and Reports Mgmt For For For
(Residence de la Paix
N.V/S.A)
29 Accounts and Reports Mgmt For For For
(Verlien
BVBA/SPRL)
30 Accounts and Reports Mgmt For For For
(Buitenheide
BVBA/SPRL)
31 Ratification of Mgmt For For For
Aedifica
SA
32 Ratification of Mgmt For For For
Stefaan
Gielens
33 Ratification of Mgmt For For For
Laurence
Gacoin
34 Ratification of Mgmt For For For
Charles-Antoine Van
Aelst
35 Ratification of Sven Mgmt For For For
Bogaerts
36 Ratification of Ingrid Mgmt For For For
Daerden
37 Ratification of Mgmt For For For
Aedifica
SA
38 Ratification of Mgmt For For For
Stefaan
Gielens
39 Ratification of Mgmt For For For
Laurence
Gacoin
40 Ratification of Mgmt For For For
Charles-Antoine Van
Aelst
41 Ratification of Sven Mgmt For For For
Bogaerts
42 Ratification of Ingrid Mgmt For For For
Daerden
43 Ratification of Mgmt For For For
Aedifica
SA
44 Ratification of Mgmt For For For
Stefaan
Gielens
45 Ratification of Mgmt For For For
Laurence
Gacoin
46 Ratification of Mgmt For For For
Charles-Antoine Van
Aelst
47 Ratification of Sven Mgmt For For For
Bogaerts
48 Ratification of Ingrid Mgmt For For For
Daerden
49 Ratification of Mgmt For For For
Auditor's Acts
(Residence De La Paix
NV/SA)
50 Ratification of Mgmt For For For
Auditor's Acts
(Verlien
BVBA/SPRL)
51 Ratification of Mgmt For For For
Auditor's Acts
(Buitenheide
BVBA/SPRL)
52 Authority to Mgmt For For For
Coordinate
Articles
53 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Agfa-Gevaert
Ticker Security ID: Meeting Date Meeting Status
AGFB CINS B0302M104 04/29/2020 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
5 Cancellation of Shares Mgmt For For For
6 Opt-in to the Belgian Mgmt For Against Against
Companies and
Associations
Code
7 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Agfa-Gevaert
Ticker Security ID: Meeting Date Meeting Status
AGFB CINS B0302M104 05/12/2020 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Allocation of
Losses
6 Remuneration Report Mgmt For For For
7 Ratification of Board Mgmt For For For
Acts
8 Ratification of Mgmt For For For
Auditor's
Acts
9 Elect Pascal Juery to Mgmt For For For
the Board of
Directors
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Agfa-Gevaert
Ticker Security ID: Meeting Date Meeting Status
AGFB CINS B0302M104 05/12/2020 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
4 Cancellation of Shares Mgmt For For For
5 Opt-in to the Belgian Mgmt For Against Against
Companies and
Associations
Code
6 Authorization of Legal Mgmt For For For
Formalities
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Air Arabia PJSC
Ticker Security ID: Meeting Date Meeting Status
AIRARABIA CINS M0367N110 03/10/2020 Voted
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Transfer of Reserves Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
Acts
7 Ratification of Mgmt For For For
Auditor's
Acts
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
10 Election of Directors Mgmt For Against Against
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Airport City Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARPT CINS M0367L106 10/03/2019 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Haim Tsuff Mgmt For For For
5 Elect Eitan Voloch Mgmt For For For
6 Elect Itamar Volkov Mgmt For For For
7 Compensation Policy Mgmt For For For
8 Employment Terms of Mgmt For For For
Board Chair and
Controlling
Shareholder
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Albioma
Ticker Security ID: Meeting Date Meeting Status
ABIO CINS F0190K109 05/29/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Remuneration Report Mgmt For For For
9 Remuneration of Mgmt For For For
Jacques Petry, Chair
(until May 27,
2019)
10 Remuneration of Mgmt For For For
Frederic Moyne, Chair
and
CEO
11 Remuneration Policy Mgmt For For For
(Corporate
officers)
12 Special Auditors Mgmt For For For
Report on Regulated
Agreements
13 Ratification of the Mgmt For For For
Co-option of Frank
Lacroix
14 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
15 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
16 Authority to Issue Mgmt For For For
Performance
Shares
17 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
18 Employee Stock Mgmt For For For
Purchase
Plan
19 Amendments to Articles Mgmt For For For
regarding Directors'
Remuneration
20 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Aldrees Petroleum and Transport Services
Ticker Security ID: Meeting Date Meeting Status
4200 CINS M05236100 04/28/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Auditor's Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Directors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Fees Mgmt For For For
6 Audit Committee Fees Mgmt For For For
7 Ratification of Board Mgmt For For For
Acts
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Related Party Mgmt For For For
Transactions (Aldrees
Industrial and
Trading
Co.)
10 Related Party Mgmt For For For
Transactions (Hamad
Mohammed
Aldrees)
11 Related Party Mgmt For For For
Transactions
(Almadarat Co.
1)
12 Related Party Mgmt For For For
Transactions
(Almadarat Co.
2)
13 Related Party Mgmt For For For
Transactions
(Abdulmohsen M.
Aldrees)
________________________________________________________________________________
Aliansce Sonae Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
ALSO3 CINS P0R623102 10/23/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change of Company Name Mgmt For For For
4 Relocation of Mgmt For For For
Company's Registered
Office
5 Consolidation of Mgmt For For For
Articles
6 Elect German Quiroga Mgmt For For For
7 Elect Alexandre Mgmt For For For
Silveira Dias as
Alternate Board
Member Presented by
Minority
Shareholders
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Altice Europe N.V.
Ticker Security ID: Meeting Date Meeting Status
ATC CINS N0R25F103 11/06/2019 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Amendments to Articles Mgmt For For For
reagrding Authorised
Capital
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Amot Investment Ltd
Ticker Security ID: Meeting Date Meeting Status
AMOT CINS M1035R103 01/20/2020 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Nathan Hetz Mgmt For For For
5 Elect Aviram Wertheim Mgmt For For For
6 Elect Moti Barzilay Mgmt For For For
7 Elect Amir Amar Mgmt For Against Against
8 Elect Eyal Gabbai Mgmt For Against Against
9 Elect Yechiel Gutman Mgmt For For For
10 Elect Yael Andorn Mgmt For For For
11 Compensation Policy Mgmt For For For
________________________________________________________________________________
AMUSE INC.
Ticker Security ID: Meeting Date Meeting Status
4301 CINS J0142S107 06/29/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yokichi Osato Mgmt For For For
4 Elect Masaki Nakanishi Mgmt For For For
5 Elect Rumiko Ichige Mgmt For For For
6 Elect Hiroyuki Araki Mgmt For For For
7 Elect Nobuhiro Chiba Mgmt For For For
8 Elect Takahiro Ono Mgmt For For For
9 Elect Muneaki Masuda Mgmt For For For
10 Elect Takaharu Ando Mgmt For For For
11 Elect Yoichi Aso Mgmt For For For
________________________________________________________________________________
Ansell Limited
Ticker Security ID: Meeting Date Meeting Status
ANN CINS Q04020105 11/14/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Christine Yan Mgmt For For For
3 Re-elect Peter Day Mgmt For For For
4 Re-elect Leslie Mgmt For For For
Desjardins
5 Approve Share Buy-back Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Magnus
Nicolin)
7 Remuneration Report Mgmt For For For
________________________________________________________________________________
Apollo Tyres Ltd.
Ticker Security ID: Meeting Date Meeting Status
APOLLOTYRE CINS Y0188S147 07/31/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Robert Steinmetz Mgmt For For For
4 Elect Francesco Gori Mgmt For For For
5 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
6 Election and Mgmt For For For
Appointment of Satish
Sharma (Whole-Time
Director); Approval
of
Remuneration
7 Elect Akshay Chudasama Mgmt For For For
8 Elect Vikram Singh Mgmt For For For
Mehta
9 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Appen Limited
Ticker Security ID: Meeting Date Meeting Status
APX CINS Q0456H103 05/29/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Vanessa Liu Mgmt For For For
4 Re-elect Christopher Mgmt For For For
(Chris) C.
Vonwiller
5 Equity Grant (MD/CEO Mgmt For For For
Mark
Brayan)
6 Approve Increase in Mgmt N/A For N/A
NEDs' Fee
Cap
________________________________________________________________________________
Arabian Cement Co
Ticker Security ID: Meeting Date Meeting Status
3010 CINS M1R20A108 04/19/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' Fees Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Authority to Pay Mgmt For For For
Interim
Dividend
8 Allocation of Mgmt For For For
Profits/Dividends
9 Related Party Mgmt For For For
Transactions (Ready
Mix Concrete and
Construction Supplies
Co.)
10 Board Transactions Mgmt For For For
________________________________________________________________________________
Arata Corporation
Ticker Security ID: Meeting Date Meeting Status
2733 CINS J01911106 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Nobuyuki Hatanaka Mgmt For For For
4 Elect Hiroaki Suzaki Mgmt For For For
5 Elect Yoichi Suzuki Mgmt For For For
6 Elect Toshiyuki Omote Mgmt For For For
7 Elect Takahiro Mgmt For For For
Furiyoshi
8 Elect Akihioto Mizuno Mgmt For For For
9 Elect Yoshihisa Aoki Mgmt For For For
10 Elect Hideo Ishii Mgmt For For For
11 Elect Akira Iwasaki Mgmt For For For
12 Elect Satoshi Hiramitsu Mgmt For For For
13 Elect Tomoko Sakamoto Mgmt For For For
14 Elect Shuichi Okada as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Arcadis NV
Ticker Security ID: Meeting Date Meeting Status
ARCAD CINS N0605M147 05/06/2020 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Remuneration Report Mgmt For For For
Management
Board
12 Remuneration Report Mgmt For For For
Supervisory
Board
13 Management Board Mgmt For For For
Remuneration
Policy
14 Supervisory Board Mgmt For For For
Remuneration
Policy
15 Elect Deanna L. Mgmt For For For
Goodwin to the
Supervisory
Board
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Amendments to Articles Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authority to Suppress Mgmt For For For
Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Argen-X SE
Ticker Security ID: Meeting Date Meeting Status
ARGX CINS N0610Q109 05/12/2020 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Remuneration Policy Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Allocation of Losses Mgmt For For For
10 Ratification of Board Mgmt For For For
Acts
11 Elect Pamela Klein to Mgmt For For For
the Board of
Directors
12 Authority to Issue Mgmt For For For
Stock
Options
13 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive Rights
(Public
Offering)
15 Appointment of Auditor Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Arjo AB
Ticker Security ID: Meeting Date Meeting Status
ARJOB CINS W0634J115 06/29/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Accounts and Reports Mgmt For For For
16 Allocation of Mgmt For For For
Profits/Dividends
17 Ratification of Johan Mgmt For For For
Malmquist
18 Ratification of Carl Mgmt For For For
Bennet
19 Ratification of Eva Mgmt For For For
Elmstedt
20 Ratification of Dan Mgmt For For For
Frohm
21 Ratification of Ulf Mgmt For For For
Grunander
22 Ratification of Carola Mgmt For For For
Lemne
23 Ratification of Joacim Mgmt For For For
Lindoff
24 Ratification of Sten Mgmt For For For
Borjesson
25 Ratification of Ingrid Mgmt For For For
Hultgren
26 Ratification of Kajsa Mgmt For For For
Haraldsson
27 Ratification of Eva Mgmt For For For
Sandling
Gralen
28 Ratification of Mgmt For For For
Susanna
Bjuno
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Board Size Mgmt For For For
31 Number of Auditors Mgmt For For For
32 Directors' Fees Mgmt For For For
33 Authority to Set Mgmt For For For
Auditor's
Fees
34 Elect Johan Malmquist Mgmt For For For
35 Elect Carl Bennet Mgmt For For For
36 Elect Eva Elmstedt Mgmt For For For
37 Elect Dan Frohm Mgmt For For For
38 Elect Ulf Grunander Mgmt For For For
39 Elect Carola Lemne Mgmt For For For
40 Elect Joacim Lindoff Mgmt For For For
41 Elect Johan Malmquist Mgmt For For For
as
Chair
42 Appointment of Auditor Mgmt For For For
43 Nomination Committee Mgmt For For For
Guidelines
44 Amendments to Articles Mgmt For For For
45 Remuneration Policy Mgmt For For For
46 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Arnoldo Mondadori Editore S.p.A.
Ticker Security ID: Meeting Date Meeting Status
MN CINS T6901G126 04/22/2020 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
(Binding)
7 Remuneration Report Mgmt For For For
(Advisory)
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
9 Performance Share Plan Mgmt For For For
2020-2022
________________________________________________________________________________
Asahi Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
5857 CINS J02773109 06/16/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Mitsuharu Mgmt For For For
Terayama
3 Elect Tomoya Higashiura Mgmt For For For
4 Elect Amane Kojima Mgmt For For For
5 Elect Hiroyuki Mgmt For For For
Nakanishi
________________________________________________________________________________
Ascott Residence Trust
Ticker Security ID: Meeting Date Meeting Status
A68U CINS Y0261Y102 10/21/2019 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Constitution of Ascott Mgmt For For For
Reit
2 Ascendas Hospitality Mgmt For For For
Transaction
3 Stapled Unit Issuance Mgmt For For For
4 General Unit Issuance Mgmt For For For
Mandate
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ascott Residence Trust
Ticker Security ID: Meeting Date Meeting Status
A68U CINS Y0261Y102 10/21/2019 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme Approval Mgmt For For For
________________________________________________________________________________
Ashtrom Group Ltd
Ticker Security ID: Meeting Date Meeting Status
ASHG CINS M1502Z109 05/31/2020 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Avraham Nussbaum Mgmt For For For
4 Elect Gil Gueron Mgmt For For For
5 Elect Ofer Zehavi Mgmt For For For
6 Elect Jonathan Levy Mgmt For For For
7 Elect Liora Lev Mgmt For For For
8 Elect Matityahu Tal Mgmt For For For
9 Elect Tamar Goldenberg Mgmt For For For
10 D&O Liability Mgmt For For For
Insurance /
Indemnification of
External
Directors
11 Exemption of External Mgmt For For For
Directors
12 Appointment of Auditor Mgmt For For For
13 Amend Employment Mgmt For For For
Agreement of Related
Party
________________________________________________________________________________
Ashtrom Group Ltd
Ticker Security ID: Meeting Date Meeting Status
ASHG CINS M1502Z109 12/31/2019 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Avraham Nussbaum Mgmt For For For
4 Elect Gil Gueron Mgmt For For For
5 Elect Ofer Zehavi Mgmt For For For
6 Elect Jonathan Levy Mgmt For For For
7 Elect Liora Lev Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Asia Cement China Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
0743 CINS G0539C106 06/05/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WU Chung Lih Mgmt For For For
6 Elect LIN Seng Chang Mgmt For For For
7 Elect WANG Wei Mgmt For For For
8 Elect LEE Kao Chao Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Approval to Amend the Mgmt For For For
Procedural Rules for
Acquisition and
Disposal of
Assets
15 Approval to Amend the Mgmt For For For
Procedural Rules for
Making Advances to
Third
Parties
16 Approval to Amend the Mgmt For For For
Procedural Rules for
the Provision of
Guarantees by Way of
Endorsement
17 Amendments to Articles Mgmt For For For
18 Approval to Amend the Mgmt For For For
Amended and Restated
Articles of
Association
________________________________________________________________________________
ASM International NV
Ticker Security ID: Meeting Date Meeting Status
ASM CINS N07045201 05/18/2020 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Remuneration Report Mgmt For For For
5 Management Board Mgmt For For For
Remuneration
Policy
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Allocation of Special Mgmt For For For
Dividends
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Elect Benjamin Gek Lim Mgmt For For For
Loh to the Management
Board
12 Elect Monica de Mgmt For For For
Virgiliis
13 Elect Didier Lamouche Mgmt For For For
14 Elect Martin C.J. van Mgmt For For For
Pernis
15 Amendments to Articles Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Suppress Mgmt For For For
Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Cancellation of Mgmt For For For
Treasury
Shares
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Asseco Poland SA
Ticker Security ID: Meeting Date Meeting Status
ACP CINS X02540130 05/27/2020 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting; Mgmt For For For
Election of Presiding
Chair
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Agenda Mgmt For For For
5 Presentation of Mgmt For For For
Management Board
Report
6 Presentation of Mgmt For For For
Financial
Statements
7 Presentation of Mgmt For For For
Auditor's
Report
8 Presentation of Mgmt For For For
Supervisory Board
Report
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Mgmt For For For
Management Board
Acts
12 Ratification of Mgmt For For For
Supervisory Board
Acts
13 Merger by Absorption Mgmt For For For
between Parent and
Subsidiary
14 Board Size Mgmt For For For
15 Election of a Mgmt For Against Against
Supervisory Board
Member
16 Remuneration Policy Mgmt For For For
17 Property Sale Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
ASTM S.p.A.
Ticker Security ID: Meeting Date Meeting Status
AT CINS T0510N101 02/12/2020 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Board Size Mgmt For For For
4 Board Term Length Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 List Presented by Mgmt For N/A N/A
Nuova Argo
Finanziaria
S.p.A.
7 List Presented by Mgmt For For For
Group of
Institutional
Investors
Representing 2.6% of
Share
Capital
8 Election of Chair of Mgmt For Against Against
Board of
Directors
9 Directors' Fees Mgmt For Against Against
10 Election of Statutory Mgmt For Against Against
Auditors
________________________________________________________________________________
Attendo AB
Ticker Security ID: Meeting Date Meeting Status
ATT CINS W1R94Z285 04/15/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Board Size Mgmt For For For
16 Number of Auditors Mgmt For For For
17 Directors' Fees Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Election of Directors Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Warrant Program 2020 Mgmt For For For
22 Performance Share Mgmt For For For
Program
2020
23 Remuneration Policy Mgmt For For For
24 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
25 Authority to Mgmt For For For
Repurchase
Shares
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Nomination Committee Mgmt For For For
Guidelines
28 Election of Nomination Mgmt For For For
Committee
Members
29 Amendments to Articles Mgmt For For For
30 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
AU Small Finance Bank Limited
Ticker Security ID: Meeting Date Meeting Status
AUBANK CINS Y0R772123 03/04/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Krishan Kant Mgmt For For For
Rathi
3 Elect Jyoti Chandra Mgmt For For For
Narang
4 Elect Raj Vikash Verma Mgmt For For For
5 Appointment of Raj Mgmt For For For
Vikash Verma as
Non-Executive
Part-Time
Chairman
________________________________________________________________________________
Ausdrill Limited
Ticker Security ID: Meeting Date Meeting Status
ASL CINS Q0695U105 10/01/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Mark A. Hine Mgmt For For For
4 Re-elect Terrence J. Mgmt For For For
Strapp
5 Approve Incentive Mgmt For For For
Rights
Plan
6 Equity Grant (MD/CEO Mgmt For For For
Mark Norwell - FY2019
LTI)
7 Equity Grant (MD/CEO Mgmt For For For
Mark Norwell - FY2020
LTI)
8 Equity Grant (MD/CEO Mgmt For For For
Mark Norwell - FY2019
STI)
9 Amendment to Mgmt For For For
Constitution
10 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
11 Change of Company Name Mgmt For For For
________________________________________________________________________________
AVAST PLC
Ticker Security ID: Meeting Date Meeting Status
AVST CINS G0713S109 05/21/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect John G. Schwarz Mgmt For For For
5 Elect Ondrej Vlcek Mgmt For For For
6 Elect Philip Marshall Mgmt For For For
7 Elect Pavel Baudis Mgmt For For For
8 Elect Eduard Kucera Mgmt For For For
9 Elect Warren A. Mgmt For For For
Finegold
10 Elect Maggie Chan Jones Mgmt For For For
11 Elect Ulf H. Claesson Mgmt For For For
12 Elect Erwin S Gunst Mgmt For For For
13 Elect Tamara Mgmt For For For
Minick-Scokalo
14 Elect Belinda Richards Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
AVIC International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0161 CINS Y1195F102 02/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AVIC International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0161 CINS Y1195F102 02/14/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Delisting Mgmt For For For
4 Merger/Acquisition Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AVIC International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0161 CINS Y1195F102 08/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Weihai Shipyard Mgmt For For For
Disposal
4 AVIC Sunda Disposal Mgmt For For For
________________________________________________________________________________
AVIC International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0161 CINS Y1195F102 11/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Tian Ma Transaction Mgmt For For For
________________________________________________________________________________
AVIC International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0161 CINS Y1195F102 11/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Implementation Mgmt For For For
Agreement
________________________________________________________________________________
Axfood AB
Ticker Security ID: Meeting Date Meeting Status
AXFO CINS W1051R119 03/18/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Ratification of Board Mgmt For For For
and CEO
Acts
13 Allocation of Mgmt For For For
Profits/Dividends
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Board Size; Number of Mgmt For For For
Auditors
16 Directors and Mgmt For For For
Auditors'
Fees
17 Election of Directors Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Nomination Committee Mgmt For For For
Guidelines
20 Remuneration Guidelines Mgmt For For For
21 Ltip 2020 Mgmt For For For
22 Authority to Mgmt For For For
Repurchase Shares and
Issue Treasury Shares
Pursuant to
LTI
23 Employee Subsidiary Mgmt For For For
Share Purchase
Programme
24 Amendments to Articles Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank of New York Mellon S.A., Institucion de Banca Multiple
Ticker Security ID: Meeting Date Meeting Status
TERRA CINS P2R51T187 06/17/2020 Take No Action
Meeting Type Country of Trade
Bond Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation, Mgmt N/A TNA N/A
Discussion And, Where
Appropriate, Approval
Of The Audited Annual
Financial Statements
Of The Trust
Corresponding To
Fiscal Year 2019, As
Provided In Clause
4.3, Subsection A,
Sub Subsection I Of
Trust
Agreemen
2 Presentation, Mgmt N/A TNA N/A
Discussion And, Where
Appropriate, Approval
Of The Annual Report
Corresponding To The
2019 Financial Year,
In Accordance With
The Provided For In
Clause 4.3,
Subsection A,
Subsection Ii Of The
Trust
Agreement
3 Appointment, Mgmt N/A TNA N/A
Ratification And Or
Removal Of The
Members Of The
Technical Committee
Of The Trust, In
Accordance With The
Provisions Of Clause
4.3, Subsection A,
Sub Subsection Iii Of
The Trust Agreement,
As Well As, Where
Appropriate, The
Independence
Qualification By The
Holders
Meeting
4 Proposal, Discussion Mgmt N/A TNA N/A
And, Where
Appropriate, Approval
To Modify The Trust
Agreement And, If It
Turns Out Applicable,
Any Other Document De
La Operacion, In
Order To Modify
Clause Vi Common
Representative Of The
Trust Agreement.
Actions And
Resolutions In This
Regard
5 Appointment Of Mgmt N/A TNA N/A
Delegate Or Delegates
To Formalize And,
Where Appropriate,
Comply With The
Resolutions That Are
Adopted At The
Meetings
________________________________________________________________________________
BayCurrent Consulting, Inc.
Ticker Security ID: Meeting Date Meeting Status
6532 CINS J0433F103 05/27/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yoshiyuki Abe Mgmt For For For
5 Elect Kentaro Ikehira Mgmt For For For
6 Elect Kosuke Nakamura Mgmt For For For
7 Elect Satoshi Sekiguchi Mgmt For For For
8 Elect Toshimune Shoji Mgmt For For For
9 Elect Shintaro Sato Mgmt For For For
10 Elect Yoshiki Okuyama Mgmt For For For
11 Elect Yuichiro Kasuya Mgmt For For For
12 Elect Tetsuya Fujimoto Mgmt For For For
13 Directors' Fees Mgmt For For For
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 04/07/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alejandro Mgmt For For For
Gustavo
Elsztain
3 Elect Eduardo Sergio Mgmt For For For
Elsztain
4 Elect Saul Zang Mgmt For For For
5 Elect Orit Lerer Mgmt For For For
6 Elect Yosef Friebroon Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 07/07/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Employment Agreement Mgmt For For For
of
CEO
4 Compensation Terms of Mgmt For For For
Active Chair and
Related
Party
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Baytex Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
BTE CUSIP 07317Q105 05/07/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark R. Bly Mgmt For For For
1.2 Elect Trudy M. Curran Mgmt For For For
1.3 Elect Naveen Dargan Mgmt For For For
1.4 Elect Don G Hrap Mgmt For For For
1.5 Elect Edward D. LaFehr Mgmt For For For
1.6 Elect Jennifer Maki Mgmt For For For
1.7 Elect Gregory K. Mgmt For For For
Melchin
1.8 Elect David Pearce Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Beach Energy Limited
Ticker Security ID: Meeting Date Meeting Status
BPT CINS Q13921103 11/26/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Philip J. Mgmt For For For
Bainbridge
4 Re-elect Colin D. Mgmt For For For
Beckett
5 Re-elect Peter S. Moore Mgmt For For For
6 Elect Matthew Kay Mgmt For For For
7 Elect Sally-Anne Layman Mgmt For For For
8 Equity Grant (MD/CEO Mgmt For For For
Matthew Kay -
STI)
9 Equity Grant (MD/CEO Mgmt For For For
Matthew Kay -
LTI)
10 Adopt New Constitution Mgmt For For For
________________________________________________________________________________
Befimmo
Ticker Security ID: Meeting Date Meeting Status
BEFB CINS B09186105 04/28/2020 Voted
Meeting Type Country of Trade
Ordinary Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
7 Ratification of Board Mgmt For For For
Acts
8 Ratification of Mgmt For For For
Auditor's
Acts
9 Elect Anne-Marie Mgmt For For For
Baeyaert to the Board
of
Directors
10 Elect Wim Aurousseau Mgmt For For For
to the Board of
Directors
11 Elect Kurt de Schepper Mgmt For For For
to the Board of
Directors
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Remuneration Policy Mgmt For For For
14 Remuneration Report Mgmt For For For
15 Change in Control Mgmt For For For
Clause
16 Authorisation of Legal Mgmt For For For
Formalities
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Beijing North Star Company Limited
Ticker Security ID: Meeting Date Meeting Status
0588 CINS Y0770G105 06/16/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Against Against
4 Amendments to Mgmt For Against Against
Procedural Rules of
General
Meetings
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
7 Authority to Issue Mgmt For For For
Perpetual Medium Term
Notes
8 Authority to Issue Mgmt For For For
Medium Term
Notes
9 Authority to Issue Mgmt For For For
Debt Financing
Instruments
10 Accounts and Reports Mgmt For For For
11 Directors' Report Mgmt For For For
12 Supervisors' Report Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Directors' Fees Mgmt For For For
15 Supervisors' Fees Mgmt For For For
16 Adjustment to INEDs' Mgmt For For For
fees
17 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
18 Liability Insurance Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Elect LI Xue-Mei Mgmt For Against Against
22 Elect HU Hao Mgmt For Against Against
23 Elect MO Fei Mgmt For Against Against
________________________________________________________________________________
Beijing North Star Company Limited
Ticker Security ID: Meeting Date Meeting Status
0588 CINS Y0770G105 08/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Amendments to the Mgmt For Against Against
Provision of
Guarantees
________________________________________________________________________________
Bell Food Group AG
Ticker Security ID: Meeting Date Meeting Status
BELL CINS H0727A119 05/12/2020 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Compensation Report Mgmt For For For
4 Allocation of Profits; Mgmt For For For
Dividend from
Reserves
5 Dividend from Reserves Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Board Compensation Mgmt For For For
8 Executive Compensation Mgmt For For For
9 Elect Thomas Hinderer Mgmt For For For
10 Elect Doris Leuthard Mgmt For For For
11 Elect Werner Marti Mgmt For For For
12 Elect Joos Sutter Mgmt For For For
13 Elect Jean Gerard Mgmt For For For
Villot
14 Elect Philipp Wyss Mgmt For For For
15 Elect Hansueli Loosli Mgmt For For For
16 Appoint Hansueli Mgmt For For For
Loosli as Board
Chair
17 Elect Thomas Hinderer Mgmt For For For
18 Elect Philipp Wyss Mgmt For For For
19 Appointment of Mgmt For For For
Independent
Proxy
20 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Bellway plc
Ticker Security ID: Meeting Date Meeting Status
BWY CINS G09744155 12/10/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Paul N. Hampden Mgmt For For For
Smith
5 Elect Jason Honeyman Mgmt For For For
6 Elect Keith Adey Mgmt For For For
7 Elect Denise Jagger Mgmt For For For
8 Elect Jill Caseberry Mgmt For For For
9 Elect Ian P. McHoul Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Bermaz Auto Berhad
Ticker Security ID: Meeting Date Meeting Status
BAUTO CINS Y0873J105 10/04/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees for Mgmt For For For
the Fiscal Year
2019
2 Directors' Remuneration Mgmt For For For
3 Elect LEE Kok Chuan Mgmt For For For
4 Elect Hisham bin Wazir Mgmt For For For
5 Elect Adibah Khairiah Mgmt For For For
Binti Ismail
Daud
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
9 Retention of Ariff Mgmt For For For
Fadzillah bin
Awalluddin as
Independent
Director
10 Retention of Abdul Mgmt For For For
Manap bin Abd Wahab
as Independent
Director
11 Retention of LOH Chen Mgmt For For For
Peng as Independent
Director
12 Adoption of New Mgmt For For For
Constitution
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Betsson AB
Ticker Security ID: Meeting Date Meeting Status
BETSB CINS W1556U476 06/11/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Mgmt For For For
Patrick
Svensk
16 Ratification of Mgmt For For For
Fredrik
Carlsson
17 Ratification of Kicki Mgmt For For For
Wallje-Lund
18 Ratification of Jan Mgmt For For For
Nord
19 Ratification of Mgmt For For For
Mathias
Hedlund
20 Ratification of Johan Mgmt For For For
Lundberg
21 Ratification of Eva Mgmt For For For
Leach
22 Ratification of Pontus Mgmt For For For
Lindwall
(CEO)
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Board Size; Number of Mgmt For For For
Auditors
25 Directors and Mgmt For For For
Auditors'
Fees
26 Election of Directors; Mgmt For For For
Appointment of
Auditor
27 Nomination Committee Mgmt For For For
Guidelines
28 Remuneration Policy Mgmt For For For
29 Call Option Programme Mgmt For For For
30 Employee Share Option Mgmt For For For
Programme
31 Share Split Mgmt For For For
32 Authority to Reduce Mgmt For For For
Share
Capital
33 Bonus Share Issuance Mgmt For For For
34 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
35 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
36 Amendments to Articles Mgmt For For For
37 Non-Voting Agenda Item N/A N/A N/A N/A
38 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Big Shopping Centers Ltd
Ticker Security ID: Meeting Date Meeting Status
BIG CINS M2014C109 05/10/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Eitan Bar Ze'ev Mgmt For For For
5 Elect Barak Ben Eliezer Mgmt For For For
6 Elect Israel Yaaqovi Mgmt For For For
7 Elect Daniel Naftali Mgmt For For For
8 Elect Noa Naftali Mgmt For For For
9 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
10 Indemnification & Mgmt For For For
Exemption of Director
Affiliated with
Controlling
Shareholder
11 Indemnification & Mgmt For For For
Exemption of Director
Affiliated with
Controlling
Shareholder
________________________________________________________________________________
Big Shopping Centers Ltd
Ticker Security ID: Meeting Date Meeting Status
BIG CINS M2014C109 06/09/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Employment Mgmt For For For
Agreement of Active
Chair
3 Amend Employment Terms Mgmt For For For
of
CEO
4 Compensation Policy Mgmt For For For
________________________________________________________________________________
Bilia AB
Ticker Security ID: Meeting Date Meeting Status
BILIA CINS W2R73S144 06/22/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size Mgmt For For For
17 Directors' Fees Mgmt For For For
18 Election of Directors Mgmt For For For
19 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
20 Remuneration Policy Mgmt For For For
21 Amendments to Articles Mgmt For For For
22 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Birlasoft Ltd.
Ticker Security ID: Meeting Date Meeting Status
BSOFT CINS Y4984R147 08/07/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Amita Birla Mgmt For For For
6 Elect Chandrakant Birla Mgmt For For For
7 Elect Ashok Kumar Barat Mgmt For For For
8 Elect Nandita Gurjar Mgmt For For For
9 Elect Prasad Thrikutam Mgmt For For For
10 Approval of Mgmt For For For
Remuneration Payable
to Anjan Lahiri
(Former Managing
Director)
11 Approval of Mgmt For For For
Remuneration Payable
to Pawan Sharma
(Former Whole-Time
Director)
12 Appointment of Mgmt For For For
Dharmander Kapoor
(Managing Director
and CEO); Approval of
Remuneration
13 Adoption of New Mgmt For Against Against
Articles
14 Non-Executive Mgmt For For For
Directors'
Commission
________________________________________________________________________________
Birlasoft Ltd.
Ticker Security ID: Meeting Date Meeting Status
BSOFT CINS Y4984R147 10/03/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of the Mgmt For Against Against
Birlasoft Share
Incentive
Plan-2019
3 Extend Birlasoft Share Mgmt For Against Against
Incentive Plan-2019
to Employees of
Subsidiaries
________________________________________________________________________________
Bolsa Mexicana De Valores Sab De Cv
Ticker Security ID: Meeting Date Meeting Status
BOLSA CINS P17330104 04/24/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Allocation of Dividends Mgmt For For For
4 Election of Directors; Mgmt For For For
Election of
Commissioners;
Election of
Committees'
Chair
5 Directors, Mgmt For For For
Commissioners and
Committee Members'
Fees
6 Report on the Mgmt For For For
Company's Repurchase
Programme
7 Authority to Mgmt For For For
Repurchase
Shares
8 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Bolsa Mexicana De Valores Sab De Cv
Ticker Security ID: Meeting Date Meeting Status
BOLSA CINS P17330104 06/12/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Chair; Mgmt For For For
Election of
Directors; Directors'
Fees
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Boohoo Group Plc
Ticker Security ID: Meeting Date Meeting Status
BOO CINS G6153P109 06/19/2020 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Pierre Cuilleret Mgmt For For For
4 Elect Iain McDonald Mgmt For For For
5 Elect Brian Small Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Authorisation of Mgmt For For For
Political
Donations
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
11 Authority to Mgmt For For For
Repurchase
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Borussia Dortmund GmbH & Co. KGaA
Ticker Security ID: Meeting Date Meeting Status
BVB CINS D9343K108 11/25/2019 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
General Partner's
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Elect Bodo Lottgen as Mgmt For For For
Supervisory Board
Member
9 Appointment of Auditor Mgmt For For For
10 Supervisory Board Mgmt For For For
Members'
Fees
11 Amendments to Articles Mgmt For For For
Regarding Advisory
Board
Fees
12 Amendments to Articles Mgmt For For For
Regarding Corporate
Body Incompatibility
Rules
13 Increase in Authorised Mgmt For Against Against
Capital
________________________________________________________________________________
Bper Banca SpA
Ticker Security ID: Meeting Date Meeting Status
BPE CINS T1325T119 07/04/2019 Voted
Meeting Type Country of Trade
Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares through
Private
Placement
2 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive Rights
through Private
Placement
3 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offers
4 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
5 Amendments to Article 5 Mgmt For For For
________________________________________________________________________________
Brewin Dolphin Holdings plc
Ticker Security ID: Meeting Date Meeting Status
BRW CINS G1338M113 02/07/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Amendment to Long-Term Mgmt For For For
Incentive
Plan
5 Elect Simon E.C. Miller Mgmt For For For
6 Elect David R. Nicol Mgmt For For For
7 Elect Siobhan Boylan Mgmt For For For
8 Elect Ian Andrew Dewar Mgmt For For For
9 Elect Kathleen Cates Mgmt For For For
10 Elect Caroline Taylor Mgmt For For For
11 Elect Michael Kellard Mgmt For For For
12 Elect Simonetta Rigo Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Fees Mgmt For For For
15 Final Dividend Mgmt For For For
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Increase in NED Fee Cap Mgmt For For For
________________________________________________________________________________
Bunka Shutter Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
5930 CINS J04788105 06/29/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tetsuya Mogi Mgmt For For For
4 Elect Toshihoki Mgmt For For For
Shiozaki
5 Elect Yoshinori Mgmt For For For
Shimamura
6 Elect Hiroyuki Ogura Mgmt For For For
7 Elect Toru Oshima Mgmt For For For
8 Elect Yoshinori Fujita Mgmt For For For
9 Elect Mitsuru Mita Mgmt For For For
10 Elect Haruhiko Ichikawa Mgmt For For For
11 Elect Hiroki Yamasaki Mgmt For For For
12 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Buzzi Unicem S.p.A.
Ticker Security ID: Meeting Date Meeting Status
BZU CINS T2320M109 05/08/2020 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
7 Board Size Mgmt For For For
8 Board Term Length Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Authorisation of Mgmt For Against Against
Competing
Activities
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 List Presented by Mgmt For N/A N/A
Presa S.p.A. and
Fimedi
S.p.A.
13 List Presented by Mgmt For For For
Group of
Institutional
Investors
Representing 1.18% of
Share
Capital
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 List Presented by Mgmt N/A Abstain N/A
Presa S.p.A. and
Fimedi
S.p.A.
16 List Presented by Mgmt N/A For N/A
Group of
Institutional
Investors
Representing 1.18% of
Share
Capital
17 Statutory Auditors' Mgmt For For For
Fees
18 Remuneration Policy Mgmt For For For
(Binding)
19 Remuneration Report Mgmt For For For
(Advisory)
20 Amendments to Article 3 Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Buzzi Unicem S.p.A.
Ticker Security ID: Meeting Date Meeting Status
BZU CINS T2320M117 05/08/2020 Voted
Meeting Type Country of Trade
Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Common Mgmt For For For
Representative of
Savings
Shareholders
4 Election of Common Mgmt For For For
Representative of
Savings
Shareholders; Approval
of Term Length and
Fees
5 Common Representative Mgmt For For For
of Savings
Shareholders'
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BW LPG Limited
Ticker Security ID: Meeting Date Meeting Status
BWLPG CINS G17384101 05/20/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Board Size Mgmt For For For
7 Elect Martha Kold Mgmt For For For
Bakkevig
8 Elect Sonali Chandmal Mgmt For For For
9 Elect Andrew E. Wolff Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Elect Andreas Mgmt For For For
Sohmen-Pao as
Chair
12 Elect Bjarte Boe Mgmt For For For
13 Elect Elaine Yew Wen Mgmt For For For
Suen
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Directors' Fees Mgmt For For For
16 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
BW Offshore
Ticker Security ID: Meeting Date Meeting Status
BWO CINS G1738J124 05/18/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Board Size Mgmt For Against Against
4 Elect Rebekka Glasser Mgmt For For For
Herlofsen
5 Elect Carl Krogh Arnet Mgmt For For For
6 Directors' Fees; Mgmt For For For
Nomination Committee
Fees
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Amendments to Articles Mgmt For For For
9 Dividend Policy Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BWP Trust
Ticker Security ID: Meeting Date Meeting Status
BWP CINS Q1892D102 02/04/2020 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Constitution
________________________________________________________________________________
Cairn Energy plc
Ticker Security ID: Meeting Date Meeting Status
CNE CINS G17528269 05/14/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Ian Tyler Mgmt For For For
7 Elect Keith Lough Mgmt For For For
8 Elect Peter Kallos Mgmt For For For
9 Elect Nicoletta Mgmt For For For
Giadrossi
10 Elect Alison Wood Mgmt For For For
11 Elect Catherine Mgmt For For For
Krajicek
12 Elect Simon Thomson Mgmt For For For
13 Elect James Smith Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Canaccord Genuity Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 134801109 08/07/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Charles N. Mgmt For For For
Bralver
2.2 Elect Daniel J. Daviau Mgmt For For For
2.3 Elect Michael D. Harris Mgmt For For For
2.4 Elect Merri L. Jones Mgmt For For For
2.5 Elect David J. Kassie Mgmt For For For
2.6 Elect Terrence A. Lyons Mgmt For For For
2.7 Elect Dipesh Shah Mgmt For For For
2.8 Elect Sally Tennant Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Canara Bank
Ticker Security ID: Meeting Date Meeting Status
CANBK CINS Y1081F109 07/25/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Cascades Inc.
Ticker Security ID: Meeting Date Meeting Status
CAS CUSIP 146900105 06/25/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alain Jean Mgmt For For For
Pierre
Lemaire
1.2 Elect Louis Garneau Mgmt For For For
1.3 Elect Sylvie Lemaire Mgmt For For For
1.4 Elect Elise Pelletier Mgmt For For For
1.5 Elect Sylvie Vachon Mgmt For For For
1.6 Elect Mario Plourde Mgmt For For For
1.7 Elect Michelle A. Mgmt For For For
Cormier
1.8 Elect Martin Couture Mgmt For For For
1.9 Elect Patrick Lemaire Mgmt For For For
1.10 Elect Hubert T. Lacroix Mgmt For For For
1.11 Elect Melanie Dunn Mgmt For For For
1.12 Elect Nelson Gentiletti Mgmt For For For
1.13 Elect Elif Levesque Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendments to By-Laws Mgmt For For For
________________________________________________________________________________
Ceconomy AG
Ticker Security ID: Meeting Date Meeting Status
CEC CINS D1497L107 02/12/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Ratify Bernhard Mgmt For For For
Duttmann
6 Ratify Karin Mgmt For For For
Sonnenmoser
7 Ratify Jorn Werner Mgmt For For For
8 Ratify Dieter Haag Mgmt For For For
Molkenteller
9 Ratify Mark Frese Mgmt For For For
10 Ratify Pieter Haas Mgmt For For For
11 Ratification of Mgmt For For For
Supervisory Board
Acts
12 Appointment of Auditor Mgmt For For For
13 Elect Christoph Mgmt For Against Against
Vilanek as
Supervisory Board
Member
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Cellectis
Ticker Security ID: Meeting Date Meeting Status
ALCLS CINS F1775Q107 06/29/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Losses Mgmt For For For
7 Special Auditors Mgmt For For For
Report on Regulated
Agreements
8 Directors' Fees Mgmt For For For
9 Elect Annick Schwebig Mgmt For For For
10 Elect Laurent Arthaud Mgmt For For For
11 Elect Pierre Bastid Mgmt For For For
12 Elect Rainer Boehm Mgmt For For For
13 Elect Herve Hoppenot Mgmt For For For
14 Authority to Mgmt For Against Against
Repurchase and
Reissue
Shares
15 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
16 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive Rights
(Qualified
Investors)
17 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive Rights
(Underwriters)
18 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive Rights
(Biotechnology
Companies)
19 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive Rights
(Qualified Investors
- Financing
Agreement)
20 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/
Preemptive
Rights
21 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive
Rights
22 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt
Through Private
Placement
23 Greenshoe Mgmt For For For
24 Global Ceiling on Mgmt For For For
Capital Increases and
Debt
Issuances
25 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
26 Authority to Grant Mgmt For Against Against
Stock
Options
27 Authority to Issue Mgmt For For For
Restricted
Shares
28 Authority to Grant Mgmt For Against Against
Warrants
29 Global Ceiling on Mgmt For For For
Capital Increases for
Equity Compensation
Plans
30 Amendments to Articles Mgmt For For For
Regarding Written
Consultations
31 Amendments to Articles Mgmt For For For
Regarding Abstain
Votes
32 Employee Stock Mgmt For For For
Purchase
Plan
________________________________________________________________________________
Cembra Money Bank AG
Ticker Security ID: Meeting Date Meeting Status
CMBN CINS H1329L107 04/16/2020 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Compensation Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
and Management
Acts
7 Elect Felix A. Weber Mgmt For For For
8 Elect Peter Athanas Mgmt For For For
9 Elect Urs Daniel Mgmt For For For
Baumann
10 Elect Denis Hall Mgmt For For For
11 Elect Katrina Machin Mgmt For For For
12 Elect Monica Machler Mgmt For For For
13 Elect Thomas Buess Mgmt For For For
14 Elect Felix A. Weber Mgmt For For For
as Board
Chair
15 Elect Urs Daniel Mgmt For For For
Baumann as
Compensation and
Nominating Committee
Member
16 Elect Katrina Machin Mgmt For For For
as Compensation and
Nominating Committee
Member
17 Elect Peter Athanas as Mgmt For For For
Compensation and
Nominating Committee
Member
18 Appointment of Mgmt For For For
Independent
Proxy
19 Appointment of Auditor Mgmt For For For
20 Board Compensation Mgmt For For For
21 Executive Compensation Mgmt For For For
________________________________________________________________________________
Central China Real Estate Ltd.
Ticker Security ID: Meeting Date Meeting Status
0832 CINS G20768100 03/06/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Engineering Services Mgmt For Against Against
Strategic Cooperation
Framework
Agreement
4 Elect LIM Ming Yan Mgmt For For For
5 Elect Yuan Xujun Mgmt For For For
________________________________________________________________________________
Central China Real Estate Ltd.
Ticker Security ID: Meeting Date Meeting Status
0832 CINS G20768100 04/29/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Subscription Mgmt For For For
Agreement, Deed of
Guarantee, Counter
Indemnity and
Facility Agreement,
Provision
of
Financial Assistance
________________________________________________________________________________
Central China Real Estate Ltd.
Ticker Security ID: Meeting Date Meeting Status
0832 CINS G20768100 05/14/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Liu Weixing Mgmt For For For
6 Elect Wallis WU (Li Mgmt For For For
Hua)
7 Elect SUN Yuyang Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Cerved Group S.p.A
Ticker Security ID: Meeting Date Meeting Status
CERV CINS T2R843108 05/20/2020 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3 Remuneration Policy Mgmt For For For
(Binding)
4 Remuneration Report Mgmt For For For
(Advisory)
5 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 List Presented by Mgmt For For For
Group of
Institutional
Investors
representing
7.77%
8 List Presented by Mgmt For N/A N/A
Aquilus Inflection
Master Fund
Limited
9 Election of Chair of Mgmt For For For
Board of Statutory
Auditors
10 Statutory Auditors' Mgmt For For For
Fees
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Changyou.com Limited
Ticker Security ID: Meeting Date Meeting Status
CYOU CUSIP 15911M107 07/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles Zhang Mgmt For For For
2 Elect Dewen Chen Mgmt For For For
3 Elect Dave De Yang Mgmt For For For
4 Elect CHEN Xiao Mgmt For For For
5 Elect Charles CHAN Mgmt For For For
Sheung
Wai
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Charter Hall Group
Ticker Security ID: Meeting Date Meeting Status
CHC CINS Q2308A138 11/13/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re-elect David C. Mgmt For For For
Clarke
4 Re-elect Karen Moses Mgmt For For For
5 Elect Gregory J. Mgmt For For For
Paramor
6 Remuneration Report Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Equity Grant (MD/CEO Mgmt For For For
David Harrison -
STIP)
9 Equity Grant (MD/CEO Mgmt For For For
David Harrison -
PROP)
________________________________________________________________________________
Cheng Loong Corp.
Ticker Security ID: Meeting Date Meeting Status
1904 CINS Y1306D103 06/12/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural
Rule:Shareholder
Meetings
________________________________________________________________________________
Cheng UEI Precision Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
2392 CINS Y13077105 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
and Allocation of
Profits/Dividends
2 Elect LI Chuanwei Mgmt For For For
3 Elect FU Jianzhong Mgmt For For For
4 Elect TANG Jingmin Mgmt For For For
5 Elect GUO Taiqiang Mgmt For For For
6 Elect BU Qing-Fan Mgmt For For For
7 Elect WANG TiaoJun Mgmt For For For
8 Elect LI Zheng Mgmt For For For
9 Elect HUANG Zhong-Xin Mgmt For For For
10 Elect WAN Ruixia Mgmt For For For
11 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
China Foods Limited
Ticker Security ID: Meeting Date Meeting Status
0506 CINS G2154F109 06/02/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect QING Lijun Mgmt For For For
6 Elect XIAO Jianping Mgmt For For For
7 Elect QIN Yelong Mgmt For For For
8 Elect Stephen Edward Mgmt For For For
Clark
9 Elect Alfred LI Hung Mgmt For For For
Kwan
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Grand Pharmaceutical and Healthcare Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0512 CINS G210A7101 06/19/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LIU Chengwei Mgmt For For For
6 Elect HU Bo Mgmt For For For
7 Elect PEI Geng Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Harmony New Energy Auto Holding Limited
Ticker Security ID: Meeting Date Meeting Status
3836 CINS G2118N107 06/15/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LIU Fenglei Mgmt For Against Against
6 Elect MA Lintao Mgmt For Against Against
7 Elect FENG Guo Mgmt For Against Against
8 Elect LAU Kwok Fan Mgmt For For For
9 Elect CHAN Ying Lung Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Change of Company Name Mgmt For For For
________________________________________________________________________________
China Meidong Auto Holdings
Ticker Security ID: Meeting Date Meeting Status
1268 CINS G21192102 05/18/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect YE Tao Mgmt For For For
5 Elect Chen Guiyi Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
11 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
China Overseas Grand Oceans Group Limited
Ticker Security ID: Meeting Date Meeting Status
0081 CINS Y1505S117 06/24/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHUANG Dong Mgmt For For For
6 Elect Paul WANG Man Mgmt For For For
Kwan
7 Elect YANG Jianguo Mgmt For For For
8 Elect Timpson CHUNG Mgmt For For For
Shui
Ming
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Master Engagement Mgmt For For For
Agreement
________________________________________________________________________________
China Shineway Pharmaceutical Group
Ticker Security ID: Meeting Date Meeting Status
2877 CINS G2110P100 05/29/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect LI Zhenjiang Mgmt For For For
5 Elect XIN Yunxia Mgmt For For For
6 Elect LUO Guoan Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Allocation of Final Mgmt For For For
Dividend
11 Allocation of Special Mgmt For For For
Dividend
________________________________________________________________________________
China Suntien Green Energy Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0956 CINS Y15207106 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Final Accounts Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Budget Report Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Use of Proceeds Mgmt For For For
11 Authority to Issue Mgmt For Against Against
Domestic Shares
and/or H shares w/o
Preemptive
Rights
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Suntien Green Energy Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0956 CINS Y15207106 08/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Extension of Validity Mgmt For For For
Period Relating to A
Share
Offering
4 Extension of Validity Mgmt For For For
Period of Board
Authorization to
Handle Matters
Relating to the A
Share
Offering
5 Amendments to Articles Mgmt For For For
6 Amendments to Mgmt For For For
Procedural Rules:
General
Meetings
7 Amendments to Mgmt For For For
Procedural Rules:
Board of
Directors
8 Amendments to Mgmt For For For
Procedural Rules:
Supervisory
Committee
9 Amendments to Working Mgmt For For For
Rules: Independent
Directors
10 Report on the Use of Mgmt For For For
Previously Raised
Proceeds
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Suntien Green Energy Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0956 CINS Y15207106 11/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Medium-term
Notes
4 Authority to Issue Mgmt For For For
Super Short-term
Commercial
Papers
________________________________________________________________________________
Chiyoda Corporation
Ticker Security ID: Meeting Date Meeting Status
6366 CINS J06237101 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Reduce Mgmt For For For
Capital
Reserve
3 Elect Kazushi Okawa Mgmt For For For
4 Elect Masaji Santo Mgmt For For For
5 Elect Koji Tarutani Mgmt For For For
6 Elect Tsunenori Kazama Mgmt For For For
7 Elect Aiichiro Mgmt For For For
Matsunaga
8 Elect Nobuo Tanaka Mgmt For For For
9 Elect Hiroshi Yamaguchi Mgmt For For For
10 Elect Takahiro Kitamoto Mgmt For For For
11 Elect Mika Narahashi Mgmt For For For
12 Elect Hisashi Ito Mgmt For For For
13 Elect Jun Takeuchi as Mgmt For For For
Alternate Audit
Committee
Director
________________________________________________________________________________
Chong Hong Construction Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
5534 CINS Y1582T103 06/11/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
Bundled
4 Amendments to Mgmt For For For
Procedural
Rules-Shareholder
Meetings
5 Elect Tsai Yueh-Chen Mgmt For For For
________________________________________________________________________________
Cia Saneamento Do Parana - Sanepar
Ticker Security ID: Meeting Date Meeting Status
SAPR3 CINS P3058Y103 04/23/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Joel Musman as Mgmt For For For
Board Member
Presented by
Preferred
Shareholders
3 Cumulate Common and Mgmt N/A For N/A
Preferred
Shares
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ciech S.A.
Ticker Security ID: Meeting Date Meeting Status
CIE CINS X14305100 08/22/2019 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Management Board
Report and Report on
Non-Financial
Information
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
9 Presentation of Mgmt For For For
Supervisory Board
Reports
10 Management Board Mgmt For For For
Report and Report on
Non-Financial
Information
11 Financial Statements Mgmt For For For
12 Financial Statements Mgmt For For For
(Consolidated)
13 Supervisory Board Mgmt For For For
Report
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Mgmt For For For
Management Board
Acts
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
CIR S.p.A.
Ticker Security ID: Meeting Date Meeting Status
CIR CINS T19404101 06/08/2020 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
CIR S.p.A. -
Compagnie Industriali
Riunite
4 Allocation of Mgmt For For For
Profits/Dividends CIR
S.p.A. - Compagnie
Industriali
Riunite
5 Accounts and Reports Mgmt For For For
Ex CIR S.p.A. -
Compagnie Industriali
Riunite
6 Allocation of Mgmt For For For
Profits/Dividends Ex
CIR S.p.A. -
Compagnie Industriali
Riunite
7 Board Size Mgmt For For For
8 List Presented by Mgmt For For For
Fratelli De Benedetti
S.p.A.
9 Directors' Fees Mgmt For For For
10 List Presented by Mgmt N/A For N/A
Fratelli De Benedetti
S.p.A.
11 Statutory Auditors' Mgmt For For For
Fees
12 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
13 Remuneration Policy Mgmt For For For
14 Remuneration Report Mgmt For For For
15 Approval of Stock Mgmt For Against Against
Grant Plan
2020
16 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Citic Telecom International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1883 CINS Y1640H109 05/13/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Final Mgmt For For For
Dividend
5 Elect CAI Dawei Mgmt For For For
6 Elect Esmond LI Bing Mgmt For For For
Chi
7 Elect LIU Zhengjun Mgmt For For For
8 Elect LIU Jifu Mgmt For For For
9 Elect LAM Yiu Kin Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
City Cement Company
Ticker Security ID: Meeting Date Meeting Status
3003 CINS M2057M105 06/29/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Auditor's Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Directors' Report Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Authority to Pay Mgmt For For For
Interim
Dividends
7 Directors' Fees Mgmt For For For
8 Board Transactions Mgmt For For For
(Abdulaziz Mishal A.
Al
Saud)
________________________________________________________________________________
Cleanaway Waste Management Limited
Ticker Security ID: Meeting Date Meeting Status
CWY CINS Q2506H109 10/25/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Richard Mgmt For For For
(Mike)
Harding
4 Re-elect Mark P. Mgmt For For For
Chellew
5 Equity Grant (MD/CEO Mgmt For For For
Vik Basal -
LTIP)
6 Equity Grant (MD/CEO Mgmt For For For
Vik Basal -
DEP)
________________________________________________________________________________
Coca Cola Icecek Sanayi A.S.
Ticker Security ID: Meeting Date Meeting Status
CCOLA CINS M2R39A121 04/20/2020 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Presentation of Mgmt For For For
Directors'
Report
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Election of Directors; Mgmt For For For
Board Term Length;
Directors'
Fees
11 Appointment of Auditor Mgmt For For For
12 Presentation of Report Mgmt For For For
on Charitable
Donations
13 Presentation of Report Mgmt For For For
on
Guarantees
14 Presentation of Report Mgmt For For For
on Competing
Activities
15 Authority to Carry out Mgmt For For For
Competing Activities
or Related Party
Transactions
16 Closing Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cocokara Fine Inc.
Ticker Security ID: Meeting Date Meeting Status
3098 CINS J0845T105 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Atsushi Tsukamoto Mgmt For For For
4 Elect Tsuyoshi Yamamoto Mgmt For For For
5 Elect Ryoichi Watanabe Mgmt For For For
6 Elect Makoto Tanima Mgmt For For For
7 Elect Junko Kawai Mgmt For For For
8 Elect Akira Sakamoto Mgmt For For For
9 Elect Akira Torii Mgmt For For For
10 Elect Manabu Hashimoto Mgmt For For For
11 Elect Atsushi Kajitani Mgmt For For For
as Alternate Audit
Committee
Director
________________________________________________________________________________
Coface SA
Ticker Security ID: Meeting Date Meeting Status
COFA CINS F22736106 05/14/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of the Mgmt For For For
Co-option of Marie
Pic-Paris
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
9 Special Auditors Mgmt For For For
Report on Regulated
Agreements
10 Remuneration Report Mgmt For For For
11 Remuneration of Xavier Mgmt For For For
Durand,
CEO
12 Remuneration Policy Mgmt For For For
(CEO)
13 Remuneration Policy Mgmt For For For
(Board of
Directors)
14 Appointment of Auditor Mgmt For For For
15 Non-Renewal of Mgmt For For For
Alternate
Auditor
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
17 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
18 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
21 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
22 Employee Stock Mgmt For For For
Purchase
Plan
23 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
24 Amendments to Articles Mgmt For For For
Regarding Chair Age
Limits
25 Authorisation of Legal Mgmt For For For
Formalities
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cogeco Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
CCA CUSIP 19239C106 01/15/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Coleen Abdoulah Mgmt For For For
1.2 Elect Louis Audet Mgmt For For For
1.3 Elect James C. Cherry Mgmt For For For
1.4 Elect Pippa Dunn Mgmt For For For
1.5 Elect Joanne S. Mgmt For For For
Ferstman
1.6 Elect Lib Gibson Mgmt For For For
1.7 Elect Philippe Jette Mgmt For For For
1.8 Elect Bernard Lord Mgmt For For For
1.9 Elect David L. Mgmt For For For
McAusland
1.10 Elect Carole Salomon Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cogeco Inc.
Ticker Security ID: Meeting Date Meeting Status
CGO CUSIP 19238T100 01/15/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Louis Audet Mgmt For For For
1.2 Elect Arun Bajaj Mgmt For For For
1.3 Elect Mary-Ann Bell Mgmt For For For
1.4 Elect James C. Cherry Mgmt For For For
1.5 Elect Patricia Mgmt For For For
Curadeau-Grou
1.6 Elect Samih Elhage Mgmt For For For
1.7 Elect Philippe Jette Mgmt For For For
1.8 Elect Normand Legault Mgmt For For For
1.9 Elect David L. Mgmt For For For
McAusland
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Collector AB
Ticker Security ID: Meeting Date Meeting Status
COLL CINS W2R04N115 04/27/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and CEO
Acts
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Board Size; Number of Mgmt For For For
Auditors
15 Directors and Mgmt For For For
Auditors'
Fees
16 Election of Directors Mgmt For For For
17 Elect Erik Selin as Mgmt For For For
the Chair of the
Board
18 Appointment of Auditor Mgmt For For For
19 Nomination Committee Mgmt For For For
Guidelines
20 Remuneration Guidelines Mgmt For For For
21 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
22 Amendments to Articles Mgmt For For For
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Com7 Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
COM7 CINS Y12352111 04/27/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Minutes Mgmt For For For
3 Results of Operations Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Kashpol Chulajata Mgmt For For For
7 Elect Kongsak Mgmt For For For
Bannasathitgul
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendments to Mgmt For For For
Memorandum
11 Transaction of Other Mgmt For Abstain Against
Business
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Compania De Distribucion Integral Logista Holdings S.A.
Ticker Security ID: Meeting Date Meeting Status
LOG CINS E0304S106 03/24/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Individual Accounts Mgmt For For For
and
Reports
3 Consolidated Accounts Mgmt For For For
and
Reports
4 Report on Mgmt For For For
Non-Financial
Information
5 Ratification of Board Mgmt For For For
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Board Size Mgmt For For For
8 Ratify Co-Option and Mgmt For For For
Elect Gregorio
Maranon y Bertran de
Lis
9 Ratify Co-Option and Mgmt For For For
Elect Inigo Meiras
Amusco
10 Ratify Co-Option and Mgmt For For For
Elect Pilar Platero
Sanz
11 Elect Maria Echenique Mgmt For For For
Moscoso del
Prado
12 Elect Lisa Anne Gelpey Mgmt For For For
13 Elect Marie Ann D'Wit Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Remuneration Policy Mgmt For For For
(Binding)
16 Long-Term Incentive Mgmt For For For
Plan
17 Authorisation of Legal Mgmt For For For
Formalities
18 Remuneration Report Mgmt For For For
(Advisory)
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Compania Sudamericana de Vapores S.A.
Ticker Security ID: Meeting Date Meeting Status
VAPORES CINS P3064M101 04/24/2020 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Election of Directors Mgmt For Against Against
3 Directors' Fees; Mgmt For For For
Report on Board
Expenditure
4 Directors' Committee Mgmt For For For
Fees; Budget and
Report on Committe
Expenditure
5 Appointment of Auditor Mgmt For For For
6 Appointment of Risk Mgmt For For For
Rating
Agency
7 Related Party Mgmt For For For
Transactions
8 Publication of Company Mgmt For For For
Notices
9 Transaction of Other Mgmt N/A Abstain N/A
Business
________________________________________________________________________________
Compania Sudamericana de Vapores S.A.
Ticker Security ID: Meeting Date Meeting Status
VAPORES CINS P3064M101 05/19/2020 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Reduce Mgmt For For For
Share Capital
(Absorption of
Losses)
2 Increase Share Capital Mgmt For For For
3 Recognize Changes to Mgmt For For For
Share
Capital
4 Amendments to Mgmt For Against Against
Articles;
Authorization of
Legal
Formalities
5 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Compeq Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2313 CINS Y1690B101 06/18/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect WU Charles C. Mgmt For For For
4 Elect PENG K.S. Mgmt For For For
5 Elect CHIANG P.K. Mgmt For For For
6 Elect WU P.Y. Mgmt For For For
7 Elect WU P.H. Mgmt For For For
8 Elect CHEN Andrew, Mgmt For For For
representative of
Chang-Zhi Investment
Co.,
Ltd.
9 Elect HUANG Tung-Chun Mgmt For For For
as Independent
Director
10 Elect CHIU Tzu-Kuan as Mgmt For For For
Independent
Director
11 Elect LIU Teng-Ling as Mgmt For For For
Independent
Director
12 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Computacenter plc
Ticker Security ID: Meeting Date Meeting Status
CCC CINS G23356150 05/14/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Final Dividend Mgmt Abstain For Against
5 Elect Tony Conophy Mgmt For For For
6 Elect Rene Haas Mgmt For For For
7 Elect Philip W. Hulme Mgmt For For For
8 Elect Ljiljana Mitic Mgmt For For For
9 Elect Mike J. Norris Mgmt For For For
10 Elect Peter J.s Ogden Mgmt For For For
11 Elect Minnow T.M. Mgmt For For For
Powell
12 Elect Rosalind C. Rivaz Mgmt For For For
13 Elect Peter Ryan Mgmt For Against Against
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Sharesave Plan Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
ConvaTec Group Plc
Ticker Security ID: Meeting Date Meeting Status
CTEC CINS G23969101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect John D.G. McAdam Mgmt For For For
6 Elect Karim Bitar Mgmt For For For
7 Elect Brian M. May Mgmt For For For
8 Elect Frank Schulkes Mgmt For For For
9 Elect Margaret Ewing Mgmt For For For
10 Elect Rick D. Anderson Mgmt For For For
11 Elect Regina Benjamin Mgmt For For For
12 Elect Rosalind C. Rivaz Mgmt For For For
13 Elect Sten Scheibye Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Coronado Global Resources Inc
Ticker Security ID: Meeting Date Meeting Status
CRN CINS U2024H107 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Bill Koeck Mgmt For Against Against
3 Re-elect Gerry Spindler Mgmt For For For
4 Re-elect Philip Mgmt For Against Against
Christensen
5 Re-elect Greg Pritchard Mgmt For Against Against
6 Re-elect Ernie Thrasher Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Frequency of Advisory Mgmt For For For
Vote on Executive
Compensation (One
Year)
10 Frequency of Advisory Mgmt N/A N/A N/A
Vote on Executive
Compensation (Two
Years)
11 Frequency of Advisory Mgmt N/A N/A N/A
Vote on Executive
Compensation (Three
Years)
12 Frequency of Advisory Mgmt N/A N/A N/A
Vote on Executive
Compensation
(Abstain)
13 Appoint Auditor Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Corporacion Financiera Alba SA
Ticker Security ID: Meeting Date Meeting Status
ALB CINS E33391132 06/18/2020 Voted
Meeting Type Country of Trade
Mix Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Report on Mgmt For For For
Non-Financial
Information
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Carlos March Mgmt For For For
Delgado
7 Elect Juan March de la Mgmt For For For
Lastra
8 Elect Maria Eugenia Mgmt For For For
Giron
Davila
9 Elect Claudia Pickholz Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Amendments to Articles Mgmt For For For
(Telematic
Attendance)
12 Amendments to General Mgmt For For For
Meeting
Regulations
13 Remuneration Report Mgmt For For For
(Advisory)
14 Amendment to Mgmt For For For
Remuneration
Policy
15 Long Term Incentive Mgmt For For For
Plan
16 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
17 Authorisation of Legal Mgmt For For For
Formalities
18 Minutes Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Corporacion Financiera Colombiana SA
Ticker Security ID: Meeting Date Meeting Status
CORFICOLCF CINS P3138W200 03/25/2020 Voted
Meeting Type Country of Trade
Ordinary Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Quorum Mgmt For For For
3 Agenda Mgmt For For For
4 Appointment of Mgmt For For For
Delegates in Charge
of Meeting
Minutes
5 Presentation of the Mgmt For For For
Report of the Board
and
CEO
6 Presentation of Mgmt For For For
Financial
Statements
7 Presentation of Mgmt For For For
Auditor's
Report
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Report of the Board Mgmt For For For
Regarding Internal
Control
System
and Audit Committee
11 Presentation of Report Mgmt For For For
on Corporate
Governance
12 Presentation of the Mgmt For For For
Report of the
Consumer
Finance
Ombudsman
13 Election of Directors; Mgmt For Against Against
Director's
fees
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Appointment of Mgmt For For For
Consumer Finance
Ombudsman;
Fees
16 Amendments to Articles Mgmt For For For
17 Charitable Donations Mgmt For Against Against
________________________________________________________________________________
Corporacion Inmobiliaria Vesta SAB de CV
Ticker Security ID: Meeting Date Meeting Status
VESTA CINS P9781N108 03/13/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the CEO Mgmt For For For
2 Report of the Board of Mgmt For For For
Directors
3 Approval of Statutory Mgmt For For For
Reports
4 Report on Tax Mgmt For For For
Compliance
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Adoption of Long-Term Mgmt For For For
Incentive
Plan
8 Report on Share Mgmt For For For
Repurchase
Program
9 Authority to Mgmt For For For
Repurchase
Shares
10 Delegate to the Board Mgmt For For For
of Directors the
Responsibility to Set
the Budget for Social
and Environmental
Activities
11 Election of Directors; Mgmt For For For
Election of Committee
Chair;
Fees
12 Cancellation of Shares Mgmt For For For
13 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Crescent Point Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
CPG CUSIP 22576C101 05/14/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Craig Bryksa Mgmt For For For
2.2 Elect Laura A. Cillis Mgmt For For For
2.3 Elect James E. Craddock Mgmt For For For
2.4 Elect John P. Dielwart Mgmt For For For
2.5 Elect Ted Goldthorpe Mgmt For For For
2.6 Elect Mike Jackson Mgmt For For For
2.7 Elect Jennifer F. Koury Mgmt For For For
2.8 Elect Francois Langlois Mgmt For For For
2.9 Elect Barbara Munroe Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stated Capital Mgmt For For For
Reduction
5 Amendment to the Mgmt For For For
Restricted Share
Bonus
Plan
6 Amendments to Articles Mgmt For For For
Regarding Virtual
Meetings
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
D/S NORDEN
Ticker Security ID: Meeting Date Meeting Status
DNORD CINS K19911146 06/12/2020 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Klaus Nyborg Mgmt For For For
8 Elect Johanne Riegels Mgmt For For For
Ostergard
9 Elect Karsten Knudsen Mgmt For For For
10 Elect Tom Intrator Mgmt For For For
11 Elect Helle Ostergaard Mgmt For For For
Kristiansen
12 Elect Stephen John Mgmt For For For
Kunzer
13 Appointment of Auditor Mgmt For For For
14 Remuneration Policy Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Cancellation of Mgmt For For For
Treasury
Shares
17 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
18 Amendments to Articles Mgmt For For For
(Shareholder
Register)
19 Amendments to Articles Mgmt For For For
(Electronic General
Meeting)
20 Amendments to Articles Mgmt For For For
(Communication With
Shareholders)
21 Amendments to Articles Mgmt For For For
(Retirement
Age)
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
D/S NORDEN
Ticker Security ID: Meeting Date Meeting Status
DNORD CINS K19911146 06/23/2020 Voted
Meeting Type Country of Trade
Special Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Cancellation of Mgmt For For For
Treasury
Shares
5 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
6 Amendments to Articles Mgmt For For For
(Shareholder
Register)
7 Amendments to Articles Mgmt For For For
(Electronic General
Meeting)
8 Amendments to Articles Mgmt For For For
(Communication With
Shareholders)
9 Amendments to Articles Mgmt For For For
(Retirement
Age)
________________________________________________________________________________
Daewoong Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
003090 CINS Y19152100 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Corporate Mgmt For For For
Auditor
5 Directors' Fees Mgmt For For For
6 Corporate Auditors' Mgmt For For For
Fees
7 Allocation of ShrHoldr Against Against For
Profits/Dividends
(Shareholder
Proposal)
________________________________________________________________________________
DAIICHI JITSUGYO CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
8059 CINS J09492109 06/24/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
- Change in Size of
Board of
Directors
4 Elect Masahiko Mizumoto Mgmt For For For
5 Elect Namika Yamada Mgmt For For For
6 Elect Akihiro Kawai Mgmt For For For
7 Elect Toshihiko Mgmt For For For
Matsumiya
8 Elect Mitsuyoshi Koyama Mgmt For For For
9 Bonus Mgmt For For For
________________________________________________________________________________
Daio Paper Corporation
Ticker Security ID: Meeting Date Meeting Status
3880 CINS J79518114 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yoichi Takei as Mgmt For For For
Director
5 Elect Masashi Yano Mgmt For For For
6 Elect Tsutomu Ariyasu Mgmt For For For
7 Elect Yoichiro Yamakawa Mgmt For For For
8 Elect Takemi Nagasaka Mgmt For For For
9 Elect Kyoko Okada Mgmt For For For
________________________________________________________________________________
Daiwabo Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3107 CINS J1R29Q108 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yukihiro Mgmt For For For
Nishimura
4 Elect Kunihiko Arichi Mgmt For For For
5 Elect Toshihiro Tatsumi Mgmt For For For
6 Elect Kenichi Dohi Mgmt For For For
7 Elect Kazuyuki Nakamura Mgmt For For For
8 Elect Masaya Ono as Mgmt For For For
Statutory
Auditor
9 Directors & Statutory Mgmt For For For
Auditors
Fees
________________________________________________________________________________
Datatec Limited
Ticker Security ID: Meeting Date Meeting Status
DTC CINS S2100Z123 08/29/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-Elect Jens P. Mgmt For For For
Montanana
2 Re-Elect Ivan P. Mgmt For For For
Dittrich
3 Re-Elect Mfundiso Mgmt For For For
Johnson N. (JJ)
Njeke
4 Re-Elect Maya M. Mgmt For For For
Makanjee
5 Appointment of Auditor Mgmt For For For
6 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Mfundiso Johnson N.
(JJ)
Njeke)
7 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(John F.
McCartney)
8 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Ekta
Singh-Bushell)
9 Approval of Mgmt For For For
Remuneration
Policy
10 Approval of Mgmt For For For
Remuneration
Implementation
Report
11 Approval of NEDs' Fees Mgmt For For For
12 Approval of Financial Mgmt For For For
Assistance
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authorisation of Legal Mgmt For For For
Formalities
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DB HiTek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000990 CINS Y3R69A103 03/26/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect CHOI Chang Sik Mgmt For For For
4 Elect CHOI Hong Kun Mgmt For For For
5 Elect OH Kyu Won Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member:
CHOI Hong
Kun
7 Election of Audit Mgmt For For For
Committee Member: OH
Kyu
Won
8 Directors' Fees Mgmt For For For
________________________________________________________________________________
De' Longhi S.p.A.
Ticker Security ID: Meeting Date Meeting Status
DLG CINS T3508H102 04/22/2020 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
(Binding)
6 Remuneration Report Mgmt For For For
(Advisory)
7 Stock Option Plan Mgmt For For For
2020-2027
8 Board Size Mgmt For For For
9 Elect Massimo Mgmt For For For
Garavaglia
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Authority to Issue Mgmt For For For
Shares to Service
Stock Option Plan
2020-2027
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dechra Pharmaceuticals plc
Ticker Security ID: Meeting Date Meeting Status
DPH CINS G2769C145 10/18/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Lisa Bright Mgmt For For For
5 Elect Tony Rice Mgmt For For For
6 Elect Ian Page Mgmt For For For
7 Elect Tony Griffin Mgmt For For For
8 Elect Julian Heslop Mgmt For For For
9 Elect Ishbel Macpherson Mgmt For For For
10 Elect Lawson Macartney Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
18 Adoption of New Mgmt For For For
Articles
________________________________________________________________________________
Derwent London Plc
Ticker Security ID: Meeting Date Meeting Status
DLN CINS G27300105 05/15/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Final Dividend Mgmt For For For
5 Elect John D. Burns Mgmt For For For
6 Elect Claudia Arney Mgmt For For For
7 Elect Lucinda Bell Mgmt For For For
8 Elect Richard D.C. Mgmt For For For
Dakin
9 Elect Simon W. Fraser Mgmt For For For
10 Elect Nigel Q. George Mgmt For For For
11 Elect Helen Gordon Mgmt For For For
12 Elect Simon P. Silver Mgmt For For For
13 Elect David G. Mgmt For For For
Silverman
14 Elect Cilla Snowball Mgmt For For For
15 Elect Paul M. Williams Mgmt For For For
16 Elect Damian M.A. Mgmt For For For
Wisniewski
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
DFDS
Ticker Security ID: Meeting Date Meeting Status
DFDS CINS K29758164 07/01/2019 Voted
Meeting Type Country of Trade
Special Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Dirk Reich Mgmt For For For
5 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Dialog Semiconductor Plc
Ticker Security ID: Meeting Date Meeting Status
DLG CINS G5821P111 04/30/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Richard M. Beyer Mgmt For For For
6 Elect Michael R. Cannon Mgmt For For For
7 Elect Mary S. Chan Mgmt For For For
8 Elect Joanne Curin Mgmt For For For
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Rights
Issue)
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
13 Authority to Mgmt For For For
Repurchase Shares
(Contingent Purchase
Contract -
Barclays)
14 Authority to Mgmt For For For
Repurchase Shares
(Contingent Purchase
Contract - Goldman
Sachs)
15 Authority to Mgmt For For For
Repurchase Shares
(Contingent Purchase
Contract -
HSBC)
16 Authority to Mgmt For For For
Repurchase Shares
(Contingent Purchase
Contract - Merrill
Lynch)
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Diasorin S.p.A.
Ticker Security ID: Meeting Date Meeting Status
DIA CINS T3475Y104 06/10/2020 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
4 Remuneration Policy Mgmt For Against Against
(Binding)
5 Remuneration Report Mgmt For Against Against
(Advisory)
6 Stock Option Plan 2020 Mgmt For Against Against
7 Authority to Mgmt For Against Against
Repurchase and
Reissue Shares to
Service Stock Option
Plan
2020
________________________________________________________________________________
Digital China Holdings
Ticker Security ID: Meeting Date Meeting Status
0861 CINS G2759B107 06/30/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LIN Yang Mgmt For For For
6 Elect PENG Jing Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Elect ZENG Shuigen Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Dogan Sirketler Grubu Holding A.S.
Ticker Security ID: Meeting Date Meeting Status
DOHOL CINS M2810S100 03/27/2020 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Minutes Mgmt For For For
6 Directors' Report Mgmt For For For
7 Auditors' Report Mgmt For For For
8 Financial Statements Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Allocation of Mgmt For For For
Profits/Dividends
11 Election of Directors; Mgmt For Against Against
Board Term
Length
12 Presentation of Mgmt For For For
Compensation
Policy
13 Directors' Fees Mgmt For For For
14 Limit on Charitable Mgmt For Against Against
Donations
15 Appointment of Auditor Mgmt For For For
16 Authority to Issue Mgmt For Against Against
Debt
Instruments
17 Authority to Make Mgmt For For For
Advance Payments of
Dividends
18 Authority to Carry Out Mgmt For For For
Competing Activities
or Related Party
Transactions
19 Presentation of Report Mgmt For For For
on Competing
Activities
20 Presentation of Report Mgmt For For For
on Charitable
Donations
21 Presentation of Report Mgmt For For For
on
Guarantees
________________________________________________________________________________
Dongwon Development
Ticker Security ID: Meeting Date Meeting Status
013120 CINS Y2096U107 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect JANG Ho Ik Mgmt For For For
3 Elect LEE Sung Hwi Mgmt For For For
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
Dowa Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
5714 CINS J12432225 06/24/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Masao Yamada Mgmt For For For
3 Elect Akira Sekiguchi Mgmt For For For
4 Elect Yutaka Mitsune Mgmt For For For
5 Elect Katsuji Mgmt For For For
Matsushita
6 Elect Susumu Kagaya Mgmt For For For
7 Elect Jun Kawaguchi Mgmt For For For
8 Elect Eiji Hosoda Mgmt For For For
9 Elect Yoshiko Koizumi Mgmt For For For
10 Elect Hiroshi Mgmt For For For
Kinoshita as
Statutory
Auditor
11 Elect Koichiro Oba as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Downer EDI Limited
Ticker Security ID: Meeting Date Meeting Status
DOW CINS Q32623151 11/07/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter Watson Mgmt For For For
3 Re-elect Teresa Mgmt For For For
Handicott
4 Re-elect Charles Thorne Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Grant
Fenn)
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
DRB-HICOM Berhad
Ticker Security ID: Meeting Date Meeting Status
DRBHCOM CINS Y21077113 09/12/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Ibrahim bin Taib Mgmt For For For
3 Elect Idris bin Mgmt For For For
Abdullah
4 Elect Ooi Teik Huat Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Directors' Benefits Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Retention of Ooi Teik Mgmt For For For
Huat as Independent
Director
9 Related Party Mgmt For For For
Transactions
10 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Dur Hospitality Co.
Ticker Security ID: Meeting Date Meeting Status
4010 CINS M8235P100 04/12/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Pay Mgmt For For For
Interim
Dividends
6 Board Transactions Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Directors' Fees Mgmt For For For
9 Board Transactions Mgmt For For For
(Fahad Abdullah Al
Qasim)
________________________________________________________________________________
Eastern Province Cement Co.
Ticker Security ID: Meeting Date Meeting Status
3080 CINS M2R25J102 04/14/2020 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Related Party Mgmt For For For
Transactions (Arabian
Yemen Cement Co.
Ltd.)
8 Directors' Fees Mgmt For For For
9 Elect Waleed Mohamed Mgmt For For For
A. Al
Jaafari
10 Election of Audit Mgmt For For For
Committee Member
(Waleed Mohamed Al
Jaafari)
11 Amendments to Article Mgmt For For For
19
12 Amendments to Article Mgmt For For For
30
13 Amendments to Article Mgmt For For For
45
14 Amendments to Article Mgmt For For For
47
________________________________________________________________________________
Eckert & Ziegler Strahlen- und Medizintechnik AG
Ticker Security ID: Meeting Date Meeting Status
EUZ CINS D2371P107 06/10/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Capitalisation of Mgmt For For For
Reserves; Bonus Share
Issuance
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Supervisory Board Mgmt For For For
Members'
Fees
12 Amendments to Articles Mgmt For For For
13 Management Board Mgmt For For For
Remuneration
Policy
________________________________________________________________________________
EI Group Plc
Ticker Security ID: Meeting Date Meeting Status
EIG CINS G3002S103 09/12/2019 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval Of The Scheme Mgmt For For For
________________________________________________________________________________
EI Group Plc
Ticker Security ID: Meeting Date Meeting Status
EIG CINS G3002S103 09/12/2019 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Authorisation Mgmt For For For
and Article
Amendments to Effect
Scheme
________________________________________________________________________________
Eiken Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
4549 CINS J12831103 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Morifumi Wada Mgmt For Against Against
3 Elect Tsugunori Notomi Mgmt For For For
4 Elect Hajime Watari Mgmt For For For
5 Elect Takehisa Irisawa Mgmt For For For
6 Elect Shigeru Nomura Mgmt For For For
7 Elect Yukiya Hakozaki Mgmt For For For
8 Elect Kiyoshi Ishii Mgmt For For For
9 Elect Kiyomi Nakamura Mgmt For For For
10 Elect Akira Fujiyoshi Mgmt For For For
________________________________________________________________________________
Elior Group
Ticker Security ID: Meeting Date Meeting Status
ELIOR CINS F3253Q112 03/20/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Special Auditors Mgmt For For For
Report on Regulated
Agreements
9 Non-Compete Agreement Mgmt For For For
(Philippe Guillemot,
CEO)
10 Severance Agreement Mgmt For For For
(Philippe Guillemot,
CEO)
11 Remuneration of Gilles Mgmt For For For
Cojan,
Chair
12 Remuneration of Mgmt For For For
Philippe Guillemot,
CEO
13 Remuneration Policy Mgmt For For For
(Chair)
14 Remuneration Policy Mgmt For For For
(CEO)
15 Directors' Fees Mgmt For For For
16 Elect Anne M. Busquet Mgmt For For For
17 Elect Sophie Javary Mgmt For For For
18 Elect Vanessa Llopart Mgmt For For For
19 Elect Robert Zolade Mgmt For For For
20 Appointment of Auditor Mgmt For For For
and Alternate
Auditor
21 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
22 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive Rights and
to Increase Capital
in Case of Exchange
Offer
24 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
25 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
26 Employee Stock Mgmt For For For
Purchase
Plan
27 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
28 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives and
Directors'
Remuneration
29 Amendments to Articles Mgmt For For For
Regarding Written
Consultation
30 Amendments to Article Mgmt For For For
Regarding Statutory
Auditors
31 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Embracer Group AB
Ticker Security ID: Meeting Date Meeting Status
EMBRACB CINS W2504N101 05/20/2020 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Matthew Karch; Mgmt For For For
Board Size;
Directors'
Fees
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Empiric Student Property Plc
Ticker Security ID: Meeting Date Meeting Status
ESP CINS G30381100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Dividend Policy Mgmt For For For
7 Elect Mark Pain Mgmt For For For
8 Elect Alice Avis Mgmt For For For
9 Elect Timothy L. Attlee Mgmt For For For
10 Elect Lynne Fennah Mgmt For For For
11 Elect Jim S. Prower Mgmt For For For
12 Elect Stuart Beevor Mgmt For For For
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Enerflex Ltd.
Ticker Security ID: Meeting Date Meeting Status
EFX CUSIP 29269R105 05/08/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert S. Boswell Mgmt For For For
1.2 Elect Maureen Cormier Mgmt For For For
Jackson
1.3 Elect W. Byron Dunn Mgmt For For For
1.4 Elect H. Stanley Mgmt For For For
Marshall
1.5 Elect Kevin J. Reinhart Mgmt For For For
1.6 Elect Marc E. Rossiter Mgmt For For For
1.7 Elect Stephen J. Mgmt For For For
Savidant
1.8 Elect Juan Carlos Mgmt For For For
Villegas
1.9 Elect Michael A. Weill Mgmt For For For
1.10 Elect Helen J. Wesley Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Enerplus Corporation
Ticker Security ID: Meeting Date Meeting Status
ERF CUSIP 292766102 05/07/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elliott Pew Mgmt For For For
1.2 Elect Judith D. Buie Mgmt For For For
1.3 Elect Karen E. Mgmt For For For
Clarke-Whistler
1.4 Elect Michael R. Mgmt For For For
Culbert
1.5 Elect Ian C. Dundas Mgmt For For For
1.6 Elect Hilary A. Foulkes Mgmt For For For
1.7 Elect Robert B. Hodgins Mgmt For For For
1.8 Elect Susan M. Mgmt For For For
MacKenzie
1.9 Elect Jeffrey W. Sheets Mgmt For For For
1.10 Elect Sheldon B. Mgmt For For For
Steeves
2 Appointment of Auditor Mgmt For For For
3 Amendment to Share Mgmt For For For
Award Incentive
Plan
4 Approval of Mgmt For For For
Unallocated
Restricted and
Performance Share
Awards Under the
Share Award Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Equital Limited
Ticker Security ID: Meeting Date Meeting Status
EQTL CINS M4060D106 09/03/2019 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Haim Tsuff Mgmt For For For
5 Elect Boaz Simons Mgmt For For For
6 Elect Hadar Ben-Gur Mgmt For For For
Shem-Tov
7 Compensation Policy Mgmt For For For
Renewal
8 Employment Terms of Mgmt For For For
Board
Chair
9 Exemption of Board Mgmt For Against Against
Chair
________________________________________________________________________________
Erajaya Swasembada
Ticker Security ID: Meeting Date Meeting Status
ERAA CINS Y712AZ104 06/16/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Elect Joy Wahjudi as Mgmt For For For
Vice President
Director
________________________________________________________________________________
Eugene Corporation
Ticker Security ID: Meeting Date Meeting Status
023410 CINS Y9876C108 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect SHIN Hyun Sik as Mgmt For For For
Exeecutive
Director
4 Elect KIM JUNG Ryul as Mgmt For For For
Independent
Director
5 Directors' Fees Mgmt For For For
6 Corporate Auditors's Mgmt For For For
Fees
________________________________________________________________________________
Euronav NV
Ticker Security ID: Meeting Date Meeting Status
EURN CINS B38564108 04/09/2020 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Mgmt For For For
Repurchase
Shares
5 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Euronav NV
Ticker Security ID: Meeting Date Meeting Status
EURN CINS B38564108 05/20/2020 Voted
Meeting Type Country of Trade
Ordinary Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Remuneration Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Ratification of Mgmt For For For
Auditor's
Acts
9 Elect Grace Reksten Mgmt For For For
Skaugen to the
Supervisory
Board
10 Supervisory Board's Mgmt For For For
Fees
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Change in Control Mgmt For For For
Clause (Long Term
Incentive
Plan)
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Euronav NV
Ticker Security ID: Meeting Date Meeting Status
EURN CINS B38564108 05/20/2020 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Mgmt For For For
Repurchase
Shares
5 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Euronext NV
Ticker Security ID: Meeting Date Meeting Status
ENX CINS N3113K397 05/14/2020 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Remuneration Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Elect Dick Sluimers to Mgmt For For For
the Supervisory
Board
11 Elect Oivind Amundsen Mgmt For For For
to the Management
Board
12 Elect Georges Lauchard Mgmt For For For
to the Management
Board
13 Management Board Mgmt For For For
Remuneration
Policy
14 Supervisory Board Mgmt For For For
Remuneration
Policy
15 Appointment of Auditor Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Suppress Mgmt For For For
Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Grant Mgmt For For For
Rights to French
Beneficiaries
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Europris ASA
Ticker Security ID: Meeting Date Meeting Status
EPR CINS R2R97J126 04/29/2020 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Presiding Mgmt For For For
Chair;
Minutes
8 Agenda Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Remuneration Mgmt For Against Against
Guidelines
(Advisory)
13 Remuneration Mgmt For Against Against
Guidelines
(Binding)
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Directors' Fees Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Elect Pal Wibe Mgmt For For For
18 Elect Mai-Lill Ibsen Mgmt For For For
as Nomination
Committee
Member
19 Elect Inger Johanne Mgmt For For For
Solhaug as Nomination
Committee
Member
20 Elect Alf Inge Gjerde Mgmt For For For
as Nomination
Committee
Member
21 Nomination Committee Mgmt For For For
Fees
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Euskaltel S.A.
Ticker Security ID: Meeting Date Meeting Status
EKT CINS E4R02W105 06/02/2020 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For For For
2 Management Reports Mgmt For For For
3 Report on Mgmt For For For
Non-Financial
Information
4 Ratification of Board Mgmt For For For
Acts
5 Appointment of Auditor Mgmt For For For
6 Amendments to Articles Mgmt For For For
(General
Meeting)
7 Amendments to Articles Mgmt For For For
(Director
Remuneration)
8 Amendments to Articles Mgmt For For For
(Strategy
Committee)
9 Amendments to Articles Mgmt For For For
(Nomination and
Remuneration
Committee)
10 Board Size Mgmt For For For
11 Elect Kartera 1, S.L. Mgmt For For For
(Alicia Vivanco
Gonzalez)
12 Ratify Co-Option and Mgmt For For For
Elect Xavier Gotzon
Iturbe
Otaegi
13 Allocation of Mgmt For For For
Profits/Dividends
14 Directors' Fees Mgmt For For For
15 Special Plan 2020-2022 Mgmt For Against Against
16 Remuneration Policy Mgmt For Against Against
(Binding)
17 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
18 Authority to Issue Mgmt For For For
Debt
Instruments
19 Authorisation of Legal Mgmt For For For
Formalities
20 Remuneration Report Mgmt For For For
(Advisory)
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Euskaltel S.A.
Ticker Security ID: Meeting Date Meeting Status
EKT CINS E4R02W105 07/10/2019 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Robert W. Mgmt For For For
Samuelson
4 Ratify Co-Option and Mgmt For For For
Elect Jose Miguel
Garcia
Fernandez
5 Ratify Co-Option and Mgmt For For For
Elect Eamonn
O'Hare
6 Authorisation of Legal Mgmt For For For
Formalities
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Everlight Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2393 CINS Y2368N104 06/12/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
4 Amendments to Mgmt For For For
Procedural Rules:
Election of Directors
and
Supervisors
5 Amendments to Mgmt For For For
Procedural Rules:
Capital Loans and
Endorsements/Guarantee
s
________________________________________________________________________________
Evolution Gaming Group AB
Ticker Security ID: Meeting Date Meeting Status
EVO CINS W3287P115 06/17/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and Management
Acts
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Board Size Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Appointment of Auditor Mgmt For For For
19 Nomination Committee Mgmt For Against Against
20 Remuneration Policy Mgmt For For For
21 Authority to Mgmt For For For
Repurchase
Shares
22 Issuance of Treasury Mgmt For For For
Shares
23 Capital Redemption Plan Mgmt For For For
24 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 11/28/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt Abstain For Against
3 Elect Colin Johnstone Mgmt For For For
4 Approve NED Share Plan Mgmt For For For
5 Equity Grant Mgmt For For For
(Executive Chair
Jacob
Klein)
6 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrence
Conway)
7 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Evotec SE
Ticker Security ID: Meeting Date Meeting Status
EVT CINS D1646D105 06/16/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For For For
8 Elect Kasim Kutay as Mgmt For For For
Member of the
Supervisory
Board
9 Stock Option Plan; Mgmt For For For
Increase in
Conditional
Capital
10 Amendments to Articles Mgmt For For For
(SRD
II)
________________________________________________________________________________
Exchange Income Corporation
Ticker Security ID: Meeting Date Meeting Status
EIF CUSIP 301283107 06/25/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect Brad Bennett Mgmt For For For
2.2 Elect Gary Buckley Mgmt For For For
2.3 Elect Polly Craik Mgmt For For For
2.4 Elect Gary Filmon Mgmt For For For
2.5 Elect Duncan Jessiman Mgmt For For For
2.6 Elect Michael Pyle Mgmt For For For
2.7 Elect Grace Schalkwyk Mgmt For For For
2.8 Elect Melissa Sonberg Mgmt For For For
2.9 Elect Donald Streuber Mgmt For For For
2.10 Elect Edward Warkentin Mgmt For For For
3 Shareholder Rights Mgmt For For For
Plan
Renewal
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Declaration of Mgmt Against Abstain N/A
Canadian Residency
Status
6 Declaration of Mgmt N/A Against N/A
Ownership and
Control
________________________________________________________________________________
Extendicare Inc.
Ticker Security ID: Meeting Date Meeting Status
EXE CUSIP 30224T863 05/28/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Norma Beauchamp Mgmt For For For
1.2 Elect Michael R. Mgmt For For For
Guerriere
1.3 Elect Sandra L. Mgmt For For For
Hanington
1.4 Elect Alan R. Hibben Mgmt For For For
1.5 Elect Brent Houlden Mgmt For For For
1.6 Elect Donna E. Kingelin Mgmt For For For
1.7 Elect Samir A. Manji Mgmt For For For
1.8 Elect Al Mawani Mgmt For For For
1.9 Elect Alan D. Torrie Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Faes Farma SA
Ticker Security ID: Meeting Date Meeting Status
FAE CINS E4866U210 06/29/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Ratification of Board
Acts; Allocation of
Profits/Dividends
3 Report on Mgmt For For For
Non-Financial
Information
4 Amendments to Articles Mgmt For For For
(Lead
Director)
5 Scrip Dividend Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
7 Remuneration Report Mgmt For For For
(Advisory)
8 Authorisation of Legal Mgmt For For For
Formalities
9 Questions and Comments Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Falck Renewables S.p.A.
Ticker Security ID: Meeting Date Meeting Status
FKR CINS T3947T105 05/07/2020 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
8 2020-2022 Ltip Mgmt For For For
9 Board Size Mgmt For For For
10 Board Term Length Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 List Presented by Mgmt For N/A N/A
Falck
S.p.A.
13 List Presented by Mgmt For For For
Group of
Institutional
Investors
Representing 0.41% of
Share
Capital
14 Directors' Fees Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 List Presented by Mgmt N/A Against N/A
Falck
S.p.A.
17 List Presented by Mgmt N/A For N/A
Group of
Institutional
Investors
Representing 0.41% of
Share
Capital
18 Election of Chair of Mgmt For For For
Statutory
Auditors
19 Statutory Auditors' Mgmt For For For
Fees
20 Remuneration Policy Mgmt For For For
(Binding)
21 Remuneration Report Mgmt For For For
(Advisory)
22 Amendments to Article 9 Mgmt For Against Against
________________________________________________________________________________
Federal Bank Limited
Ticker Security ID: Meeting Date Meeting Status
FEDERALBNK CINS Y24781182 07/25/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ashutosh Khajuria Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Branch Mgmt For For For
Auditor and Authority
to Set
Fees
7 Elect Krishnamurthy Mgmt For For For
Balakrishnan
8 Elect Siddhartha Mgmt For For For
Sengupta
9 Elect Manoj Fadnis Mgmt For For For
10 Record RBI Approval Mgmt For For For
for Appointment of
Dilip Sadarangani
(Non-Executive
Chair); Approval of
Remuneration
11 Elect Chandrasekhar Mgmt For For For
Balagopal
12 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Fevertree Drinks Plc
Ticker Security ID: Meeting Date Meeting Status
FEVR CINS G33929103 06/04/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Bill Ronald Mgmt For For For
5 Elect Tim Warrillow Mgmt For For For
6 Elect Andrew Mgmt For For For
Branchflower
7 Elect Coline McConville Mgmt For For For
8 Elect Kevin Havelock Mgmt For For For
9 Elect Jeff Popkin Mgmt For For For
10 Elect Domenico J. De Mgmt For For For
Lorenzo
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Directors' Fees Mgmt For For For
________________________________________________________________________________
FGV Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
FGV CINS Y2477B108 06/19/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Non-Executive Chair Mgmt For For For
Fees (June 2020 to
2021
AGM)
3 Non-Executive Director Mgmt For For For
Fees (June 2020 to
2021
AGM)
4 Non-Executive Chair Mgmt For For For
Benefits (June 2020
to 2021
AGM)
5 Non-Executive Director Mgmt For For For
Benefits (June 2020
to 2021
AGM)
6 Non-Executive Deputy Mgmt For For For
Chair Allowance
(March 2020 to 2021
AGM)
7 Elect Mohamed Nazeeb Mgmt For For For
P.Alithambi
8 Elect Mohd Anwar bin Mgmt For For For
Yahya
9 Elect Nesadurai Mgmt For For For
Kalanithi
10 Elect Zunika Mohamed Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
FIBI Bank
Ticker Security ID: Meeting Date Meeting Status
FIBI CINS M1648G106 02/26/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
FIBI Bank
Ticker Security ID: Meeting Date Meeting Status
FIBI CINS M1648G106 12/22/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
FIBRA Prologis REIT CTFS
Ticker Security ID: Meeting Date Meeting Status
FIBRAPL CINS P4559M101 02/10/2020 Voted
Meeting Type Country of Trade
Bond Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
CBFIs w/ Preemptive
Rights
2 Grant Preemptive Mgmt For For For
Rights to Holders of
CBFIs
3 Allocate Additional Mgmt For For For
CBFIs (Among Existing
Holders)
4 Increase in CBFIs Mgmt For For For
Issuance
Program
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Financial Products Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
7148 CINS J14302103 12/20/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hisanaga Tanimura Mgmt For For For
4 Elect Tadashi Ishiguro Mgmt For For For
5 Elect Kazuki Takahashi Mgmt For For For
6 Elect Masashi Funayama Mgmt For For For
7 Elect Keiko Ohara Mgmt For For For
________________________________________________________________________________
Forterra Plc
Ticker Security ID: Meeting Date Meeting Status
FORT CINS G3638E106 05/14/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Elect Justin Atkinson Mgmt For For For
5 Elect Stephen Harrison Mgmt For For For
6 Elect Benjamin Guyatt Mgmt For For For
7 Elect Katherine Innes Mgmt For For For
Ker
8 Elect Divya Seshamani Mgmt For For For
9 Elect Martin Sutherland Mgmt For For For
10 Elect Vince Niblett Mgmt For For For
11 Remuneration Policy Mgmt For For For
(Binding)
12 Remuneration Report Mgmt For For For
(Advisory)
13 Authorisation of Mgmt For For For
Political
Donations
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Frontera Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
FEC CUSIP 35905B107 05/20/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Luis Fernando Mgmt For For For
Alarcon
Mantilla
2.2 Elect W. Ellis Mgmt For For For
Armstrong
2.3 Elect Raymond Bromark Mgmt For For For
2.4 Elect Rene Burgos Diaz Mgmt For For For
2.5 Elect Orlando Cabrales Mgmt For For For
Segovia
2.6 Elect Gabriel de Alba Mgmt For For For
2.7 Elect Russell Ford Mgmt For For For
2.8 Elect Veronique Giry Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendments to the Mgmt For For For
Company's
Articles
________________________________________________________________________________
FUJI CORPORATION
Ticker Security ID: Meeting Date Meeting Status
6134 CINS J1R541101 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Nobuyuki Soga Mgmt For For For
3 Elect Shinsuke Suhara Mgmt For For For
4 Elect Hajime Ezaki Mgmt For For For
5 Elect Masaaki Sugiura Mgmt For For For
6 Elect Mitsuji Tatsumi Mgmt For For For
7 Elect Junichi Kano Mgmt For For For
8 Elect Nobuko Kawai Mgmt For For For
9 Elect Hideaki Tamada Mgmt For For For
10 Elect Shoji Mizuno Mgmt For For For
11 Elect Masaaki Abe as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
FULLCAST HOLDINGS CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
4848 CINS J16233108 03/27/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Takehito Hirano Mgmt For For For
2 Elect Kazuki Sakamaki Mgmt For For For
3 Elect Takahiro Ishikawa Mgmt For For For
4 Elect Shiro Kaizuka Mgmt For For For
5 Elect Koji Sasaki Mgmt For For For
6 Elect Masataka Uesugi Mgmt For For For
7 Elect Hideyuki Totani Mgmt For For For
________________________________________________________________________________
Fuyo General Lease Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
8424 CINS J1755C108 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Takashi Sato Mgmt For For For
5 Elect Yasunori Tsujita Mgmt For For For
6 Elect Shozo Kazama Mgmt For For For
7 Elect Soichi Hosoi Mgmt For For For
8 Elect Keiji Takada Mgmt For For For
9 Elect Seiichi Isshiki Mgmt For For For
10 Elect Hideo Ichikawa Mgmt For For For
11 Elect Masayuki Yamamura Mgmt For For For
12 Elect Yoshito Tsuruta Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Galenica AG
Ticker Security ID: Meeting Date Meeting Status
GALE CINS H28456103 05/19/2020 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Mgmt For For For
and Management
Acts
5 Allocation of Profits Mgmt For For For
6 Dividends from Reserves Mgmt For For For
7 Compensation Report Mgmt For For For
8 Board Compensation Mgmt For For For
9 Executive Compensation Mgmt For For For
10 Elect Daniela Mgmt For For For
Bosshardt as Board
Chair
11 Elect Bertrand Jungo Mgmt For For For
12 Elect Michel Burnier Mgmt For For For
13 Elect Markus R. Neuhaus Mgmt For For For
14 Elect Philippe Mgmt For For For
Nussbaumer
15 Elect Andreas Walde Mgmt For For For
16 Elect Pascale Bruderer Mgmt For For For
17 Elect Andreas Walde as Mgmt For For For
Compensation
Committee
Member
18 Elect Markus R. Mgmt For For For
Neuhaus as
Compensation
Committee
Member
19 Elect Pascale Bruderer Mgmt For For For
as Compensation
Committee
Member
20 Appointment of Mgmt For For For
Independent
Proxy
21 Appointment of Auditor Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gcp Student Living Plc
Ticker Security ID: Meeting Date Meeting Status
DIGS CINS G37745109 11/06/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Robert Peto Mgmt For For For
4 Elect Gillian Day Mgmt For For For
5 Elect Malcolm Naish Mgmt For For For
6 Elect Marlene Wood Mgmt For For For
7 Elect David Hunter Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Dividend Policy Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
GDI Property Group
Ticker Security ID: Meeting Date Meeting Status
GDI CINS Q3R72G104 11/14/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Report Mgmt N/A For N/A
4 Re-elect John Tuxworth Mgmt For For For
5 Equity Grant (MD Mgmt For For For
Steven
Gillard)
________________________________________________________________________________
Gentera S.A
Ticker Security ID: Meeting Date Meeting Status
GENTERA CINS P4831V101 04/17/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Report on the Mgmt For For For
Company's Share
Repurchase
Program
4 Cancellation of Shares Mgmt For For For
5 Report on Tax Mgmt For For For
Compliance
6 Election of Directors; Mgmt For Against Against
Election of Audit and
Corporate Governance
Committee Chair;
Fees
7 Election of Board's Mgmt For For For
Chair; Election of
Board's
Secretary
8 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Genworth Mortgage Insurance Australia Limited
Ticker Security ID: Meeting Date Meeting Status
GMA CINS Q3983N148 05/07/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Equity Grant (MD/CEO Mgmt For For For
Pauline
Blight-Johnston)
4 Authority to Mgmt For For For
Repurchase
Shares
5 Re-elect David A. Mgmt For For For
Foster
6 Re-elect Gai M. McGrath Mgmt For For For
7 Elect Andrea J. Waters Mgmt For For For
________________________________________________________________________________
Geox S.p.A.
Ticker Security ID: Meeting Date Meeting Status
GEO CINS T50283109 04/22/2020 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Losses Mgmt For For For
5 Remuneration Policy Mgmt For For For
(Binding)
6 Remuneration Report Mgmt For For For
(Advisory)
7 Reduce Board Size Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Getinge AB
Ticker Security ID: Meeting Date Meeting Status
GETIB CINS W3443C107 06/26/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Carl Mgmt For For For
Bennet
14 Ratification of Johan Mgmt For For For
Bygge
15 Ratification of Mgmt For For For
Cecilia Daun
Wennborg
16 Ratification of Barbro Mgmt For For For
Friden
17 Ratification of Dan Mgmt For For For
Frohm
18 Ratification of Sofia Mgmt For For For
Hasselberg
19 Ratification of Johan Mgmt For For For
Malmquist
20 Ratification of Mgmt For For For
Mattias
Perjos
21 Ratification of Malin Mgmt For For For
Persson
22 Ratification of Johan Mgmt For For For
Stern
23 Ratification of Peter Mgmt For For For
Jormalm
24 Ratification of Mgmt For For For
Rickard
Karlsson
25 Ratification of Ake Mgmt For For For
Larsson
26 Ratification Mattias Mgmt For For For
Perjos
(CEO)
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Board Size Mgmt For For For
29 Number of Auditors Mgmt For For For
30 Directors' Fees Mgmt For For For
31 Authority to Set Mgmt For For For
Auditor's
Fees
32 Elect Carl Bennet Mgmt For For For
33 Elect Johan Bygge Mgmt For For For
34 Elect Cecilia Daun Mgmt For For For
Wennborg
35 Elect Barbro Friden Mgmt For For For
36 Elect Dan Frohm Mgmt For For For
37 Elect Sofia Hasselberg Mgmt For For For
38 Elect Johan Malmquist Mgmt For For For
39 Elect Mattias Perjos Mgmt For For For
40 Elect Malin Persson Mgmt For For For
41 Elect Johan Stern Mgmt For For For
42 Elect Johan Malmquist Mgmt For For For
as Chair of the
Board
43 Appointment of Auditor Mgmt For For For
44 Nomination Committee Mgmt For For For
Guidelines
45 Remuneration Guidelines Mgmt For For For
46 Amendments to Articles Mgmt For For For
47 Non-Voting Agenda Item N/A N/A N/A N/A
48 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Global Dominion Access SA
Ticker Security ID: Meeting Date Meeting Status
DOM CINS E5701X103 05/06/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Report on Mgmt For For For
Non-Financial
Information
6 Special Dividend; Mgmt For For For
Transfer of
Reserves
7 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
8 Merger by Absorption Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Remuneration Policy Mgmt For For For
(Binding)
11 Long-Term Incentive Mgmt For Against Against
Plan
12 Board Size Mgmt For For For
13 Elect Antonio Maria Mgmt For For For
Pradera
Jauregui
14 Elect Mikel Mgmt For For For
Barandiaran
Landin
15 Elect Jesus Maria Mgmt For For For
Herrera
Barandiaran
16 Elect Jorge Alvarez Mgmt For For For
Aguirre
17 Ratify Co-option and Mgmt For For For
Elect Juan Maria
Riberas
Mera
18 Elect Goizalde Egana Mgmt For For For
Garitagoita
19 Elect Amaya Gorostiza Mgmt For For For
Telleria
20 Elect Juan Tomas Mgmt For For For
Hernani
Burzaco
21 Elect Jose Maria Mgmt For Against Against
Bergareche
Busquet
22 Elect Javier D de Paz Mgmt For For For
23 Elect Arantza Mgmt For For For
Estefania
Larranaga
24 Remuneration Report Mgmt For For For
(Advisory)
25 Authorisation of Legal Mgmt For For For
Formalities
26 Minutes Mgmt For For For
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GN Store Nord A/S
Ticker Security ID: Meeting Date Meeting Status
GN CINS K4001S214 03/11/2020 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Ratification of Board Mgmt For For For
and Management
Acts
8 Allocation of Mgmt For For For
Profits/Dividends
9 Directors' Fees Mgmt For For For
10 Elect Per Wold-Olsen Mgmt For For For
11 Elect Wolfgang Reim Mgmt For For For
12 Elect Helene Barnekow Mgmt For For For
13 Elect Ronica Wang Mgmt For For For
14 Elect Jukka Pekka Mgmt For For For
Pertola
15 Elect Montserrat Mgmt For For For
Maresch
Pascual
16 Elect Anette Weber Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Mgmt For For For
Repurchase
Shares
19 Cancellation of Shares Mgmt For For For
20 Remuneration Policy Mgmt For For For
21 Amendments to Articles Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Godo Steel, Ltd.
Ticker Security ID: Meeting Date Meeting Status
5410 CINS J17388117 06/24/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takayoshi Meiga Mgmt For For For
3 Elect Hiroyuki Uchida Mgmt For For For
4 Elect Teruo Yamazaki Mgmt For For For
5 Elect Masanori Muraki Mgmt For For For
6 Elect Katsura Nishinaka Mgmt For For For
7 Elect Akio Shinomiya Mgmt For For For
8 Elect Teiichi Sakata Mgmt For For For
9 Elect Mitsuaki Tsuchiya Mgmt For For For
10 Elect Kiyoshi Sakai Mgmt For For For
11 Elect Hiroshi Matsuda Mgmt For For For
________________________________________________________________________________
GOLDCREST Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
8871 CINS J17451105 06/19/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hidetoshi Mgmt For For For
Yasukawa
2 Elect Masao Tsumura Mgmt For For For
3 Elect Masaki Ito Mgmt For For For
4 Elect Hayuru Tsuda Mgmt For For For
5 Elect Mitsuru Takayasu Mgmt For For For
as Alternate
Statutory
Auditor
________________________________________________________________________________
Golden Ocean Group Limited
Ticker Security ID: Meeting Date Meeting Status
GOGL CINS G39637205 09/13/2019 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Board Size Mgmt For For For
5 Board Vacancies to be Mgmt For For For
Deemed Casual
Vacancies and May Be
Filled by the
Board
6 Elect John Fredriksen Mgmt For For For
7 Elect Ola Lorentzon Mgmt For For For
8 Elect James Mgmt For For For
O'Shaughnessy
9 Elect Ulrika Laurin Mgmt For For For
10 Elect Marius Hermansen Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Directors' Fees Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GOLDWIN INC.
Ticker Security ID: Meeting Date Meeting Status
8111 CINS J17472101 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Akio Nishida Mgmt For For For
3 Elect Takao Watanabe Mgmt For For For
4 Elect Kiyoto Mgmt For For For
Futatsukawa
5 Elect Yoshiteru Nishida Mgmt For For For
6 Elect Eiichiro Homma Mgmt For For For
7 Elect Yasuo Asami Mgmt For For For
8 Elect Masatoshi Suzuki Mgmt For For For
9 Elect Yuko Moriguchi Mgmt For For For
10 Elect Rie Akiyama Mgmt For For For
11 Approval of Mgmt For For For
Disposition of
Treasury Shares and
Third Party
Allotment
________________________________________________________________________________
Grand City Properties SA
Ticker Security ID: Meeting Date Meeting Status
GYC CINS L4459Y100 06/24/2020 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts Mgmt For For For
and
Reports
5 Allocation of Losses Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For For For
8 Allocation of Dividend Mgmt For For For
9 Remuneration Report Mgmt For For For
10 Remuneration Policy Mgmt For For For
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Granite Real Estate Investment Trust
Ticker Security ID: Meeting Date Meeting Status
GRT.UN CUSIP 387437114 06/04/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Aghar Mgmt For For For
2 Elect Remco Daal Mgmt For For For
3 Elect Kevan Gorrie Mgmt For For For
4 Elect Fern Grodner Mgmt For For For
5 Elect Kelly Marshall Mgmt For For For
6 Elect Al Mawani Mgmt For For For
7 Elect Gerald Miller Mgmt For For For
8 Elect Sheila Murray Mgmt For For For
9 Elect Jennifer Warren Mgmt For For For
10 Elect Peter Aghar Mgmt For For For
11 Elect Remco Daal Mgmt For For For
12 Elect Kevan Gorrie Mgmt For For For
13 Elect Fern Grodner Mgmt For For For
14 Elect Kelly Marshall Mgmt For For For
15 Elect Al Mawani Mgmt For For For
16 Elect Gerald Miller Mgmt For For For
17 Elect Sheila Murray Mgmt For For For
18 Elect Jennifer Warren Mgmt For For For
19 Appointment of Auditor Mgmt For For For
of Granite
REIT
20 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees of Granite GP
21 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Granules India Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRANULES CINS Y2849A135 08/29/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Uma Devi Mgmt For For For
Chigurupati
4 Ratification of Mgmt For For For
Appointment of Arun
Sawhney
5 Elect Arun Sawhney Mgmt For For For
6 Ratification of Mgmt For For For
Appointment of Robert
George
Cunard
7 Elect Robert George Mgmt For For For
Cunard
8 Ratification of Mgmt For For For
Appointment of Jyothi
Prasad
9 Elect Jyothi Prasad Mgmt For For For
10 Elect C. Parthasarathy Mgmt For Against Against
11 Elect Arun Rao Mgmt For For For
Akinepally
12 Appointment of Krishna Mgmt For For For
Prasad Chigurupati
(Managing Director);
Approval of
Remuneration
________________________________________________________________________________
Granules India Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRANULES CINS Y2849A135 10/10/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Harsha Mgmt For For For
Chigurupati
(Executive Director);
Approval of
Remuneration
________________________________________________________________________________
Grupo Catalana Occidente S.A.
Ticker Security ID: Meeting Date Meeting Status
GCO CINS E5701Q116 04/30/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Individual Accounts Mgmt For For For
and
Reports
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Report on Mgmt For For For
Non-Financial
Information
8 Ratification of Board Mgmt For For For
Acts
9 Elect Jose Maria Serra Mgmt For For For
Farre
10 Elect Federico Halpern Mgmt For For For
Blasco
11 Elect Alberto Thiebaut Mgmt For For For
Estrada
12 Elect Fernando Mgmt For For For
Villachecchia
Obregon
13 Presentation of Report Mgmt For For For
on Amendments to
Board
Regulations
14 Remuneration Policy Mgmt For For For
(Binding)
15 Directors' Fixed Fees Mgmt For For For
16 Meeting Fees Mgmt For For For
17 Maximum Aggregate Fees Mgmt For For For
18 Remuneration Report Mgmt For For For
(Advisory)
19 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
20 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Gunosy Inc.
Ticker Security ID: Meeting Date Meeting Status
6047 CINS J1R986108 08/23/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yuya Taketani Mgmt For Against Against
2 Elect Tetsuya Nagashima Mgmt For For For
3 Elect Yuki Maniwa Mgmt For For For
4 Elect Keisuke Osone Mgmt For For For
5 Elect Shinji Kimura Mgmt For For For
6 Elect Takashi Kamiyama Mgmt For For For
7 Elect Suguru Tomizuka Mgmt For For For
8 Elect Hirokazu Mashita Mgmt For For For
9 Elect Noboru Kashiwagi Mgmt For For For
as Statutory
Auditor
10 Adoption of Restricted Mgmt For For For
Stock
Plan
________________________________________________________________________________
Gurit Holding AG
Ticker Security ID: Meeting Date Meeting Status
GUR CINS H3420V174 04/15/2020 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
and Management
Acts
5 Elect Peter Leupp as Mgmt For For For
Board
Chair
6 Elect Stefan Mgmt For For For
Breitenstein
7 Elect Bettina Mgmt For For For
Gerharz-Kalte
8 Elect Nick Huber Mgmt For For For
9 Elect Urs Kaufmann Mgmt For For For
10 Elect Philippe Royer Mgmt For For For
11 Elect Bettina Mgmt For For For
Gerharz-Kalte as
Nominating and
Compensation
Committee
Member
12 Elect Nick Huber as Mgmt For For For
Nominating and
Compensation
Committee
Member
13 Elect Urs Kaufmann as Mgmt For For For
Nominating and
Compensation
Committee
Member
14 Elect Peter Leupp as Mgmt For For For
Nominating and
Compensation
Committee
Member
15 Appointment of Mgmt For For For
Independent
Proxy
16 Appointment of Auditor Mgmt For For For
17 Amendments to Articles Mgmt For For For
Regarding Executive
Compensation
18 Compensation Report Mgmt For For For
19 Board Compensation Mgmt For For For
20 Executive Compensation Mgmt For For For
(Fixed)
21 Executive Compensation Mgmt For For For
(Variable)
________________________________________________________________________________
Hannstar Board Corp.
Ticker Security ID: Meeting Date Meeting Status
5469 CINS Y3062R102 06/24/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
4 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
5 Elect CHIAO Yu-Heng Mgmt For For For
6 Elect LAI Wei-Chen Mgmt For For For
7 Elect CHIANG Chen-Wen Mgmt For For For
8 Elect CHEN Chao-Ju Mgmt For For For
9 Elect Chin Hsin Mgmt For Against Against
Investment
10 Elect SHU Yao-Hsien Mgmt For For For
11 Elect CHU Yeu-Yuh Mgmt For For For
12 Elect CHEN Ruey-Long Mgmt For For For
13 Elect LU Chi-Chant Mgmt For For For
14 Elect WANG Kuo-Cheng Mgmt For For For
15 Elect YUAN Jun-Tang Mgmt For For For
16 Non-compete Mgmt For For For
Restrictions for
Director CHIAO
Yu-Heng
17 Non-compete Mgmt For For For
Restrictions for
Director CHU
Yeu-Yuh
18 Non-compete Mgmt For For For
Restrictions for
Director Walsin
Technology Co.
Ltd.
19 Non-compete Mgmt For For For
Restrictions for
Director LAI
Wen-Chen
20 Non-compete Mgmt For For For
Restrictions for
Director Chin Hsin
Investment Co.
Ltd.
21 Non-compete Mgmt For For For
Restrictions for
Director SHU
Yao-Hsien
22 Non-compete Mgmt For For For
Restrictions for
Director CHEN
Ruey-Long
23 Non-compete Mgmt For For For
Restrictions for
Director LU
Chi-Chant
24 Non-compete Mgmt For For For
Restrictions for
Director Wang Kuo
Cheng
25 Non-compete Mgmt For For For
Restrictions for
Director Yuan Jun
Tang
________________________________________________________________________________
Hansol Paper Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
213500 CINS Y3081T105 03/23/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Share Option Plan Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Directors' Fees Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hanwha Aerospace
Ticker Security ID: Meeting Date Meeting Status
012450 CINS Y7470L102 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect SHIN Hyun Woo Mgmt For For For
4 Elect KIM Sang Hee Mgmt For For For
5 Elect CHOI Kang Soo Mgmt For For For
6 Election of Audit Mgmt For For For
Committee member: KIM
Sang
Hee
7 Election of Audit Mgmt For For For
Committee member:
CHOI Kang
Soo
8 Directors' Fees Mgmt For For For
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CINS S34320101 06/11/2020 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares for
Cash
2 General Authority to Mgmt For For For
Issue
Shares
3 Authorisation of Legal Mgmt For For For
Formalities
4 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme
________________________________________________________________________________
Haseko Corporation
Ticker Security ID: Meeting Date Meeting Status
1808 CINS J18984153 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Noriaki Tsuji Mgmt For For For
4 Elect Kazuo Ikegami Mgmt For For For
5 Elect Junichi Tani Mgmt For For For
6 Elect Nobuhiro Tani Mgmt For For For
7 Elect Toshiyuki Mgmt For For For
Murakawa
8 Elect Shoji Naraoka Mgmt For For For
9 Elect Masahito Koizumi Mgmt For For For
10 Elect Satoshi Kumano Mgmt For For For
11 Elect Osamu Takahashi Mgmt For For For
12 Elect Kazuhiko Ichimura Mgmt For For For
13 Elect Tadashi Kogami Mgmt For For For
14 Elect Mami Nagasaki Mgmt For For For
15 Elect Toshikatsu Ogura Mgmt For For For
16 Elect Hiroyuki Takuma Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Hellenic Exchanges -Athens Stock Exchange S.A.
Ticker Security ID: Meeting Date Meeting Status
EXAE CINS X3247C104 05/29/2020 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
and Auditor's
Acts
4 Directors' Fees Mgmt For For For
(FY2019)
5 Directors' Fees Mgmt For For For
(FY2020)
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Remuneration Report Mgmt For For For
8 Board Transactions Mgmt For For For
9 Capital Repayment Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hellenic Exchanges -Athens Stock Exchange S.A.
Ticker Security ID: Meeting Date Meeting Status
EXAE CINS X3247C104 06/05/2020 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Repayment Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hera S.p.A.
Ticker Security ID: Meeting Date Meeting Status
HER CINS T5250M106 04/29/2020 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Amendments to Article Mgmt For For For
17
5 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
6 Remuneration Policy Mgmt For Against Against
(Binding)
7 Remuneration Report Mgmt For Against Against
(Advisory)
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 List Presented by Mgmt For N/A N/A
Shareholders'
Agreement
11 List Presented by Mgmt For N/A N/A
Gruppo Societa Gas
Rimini
S.p.A.
12 List Presented by Mgmt For For For
Group of
Institutional
Investors
Representing 1.81% of
Share
Capital
13 Directors' Fees Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 List Presented by Mgmt N/A Abstain N/A
Shareholders'
Agreement
16 List Presented by Mgmt N/A Abstain N/A
Gruppo Societa Gas
Rimini
S.p.A.
17 List Presented by Mgmt N/A For N/A
Group of
Institutional
Investors
Representing 1.81% of
Share
Capital
18 Statutory Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Hexpol AB
Ticker Security ID: Meeting Date Meeting Status
HPOLB CINS W4580B159 04/28/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board Mgmt For For For
and CEO
Acts
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Board Size Mgmt For For For
18 Directors and Mgmt For For For
Auditors'
Fees
19 Election of Directors Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Election of Nomination Mgmt For For For
Committee
22 Remuneration Guidelines Mgmt For For For
23 Amendments to Articles Mgmt For For For
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Hikma Pharmaceuticals Plc
Ticker Security ID: Meeting Date Meeting Status
HIK CINS G4576K104 04/30/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Cynthia L. Mgmt For For For
Schwalm
6 Elect Said Darwazah Mgmt For For For
7 Elect Sigurdur Olafsson Mgmt For For For
8 Elect Mazen Darwazah Mgmt For For For
9 Elect Robert Pickering Mgmt For For For
10 Elect Ali Al-Husry Mgmt For For For
11 Elect Pat Butler Mgmt For For For
12 Elect Pamela J. Kirby Mgmt For For For
13 Elect Jochen Gann Mgmt For For For
14 Elect John Castellani Mgmt For For For
15 Elect Nina Henderson Mgmt For For For
16 Remuneration Policy Mgmt For For For
(Binding)
17 Remuneration Report Mgmt For For For
(Advisory)
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Homeserve plc
Ticker Security ID: Meeting Date Meeting Status
HSV CINS G4639X119 07/19/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect J.M. Barry Gibson Mgmt For For For
5 Elect Richard D. Harpin Mgmt For For For
6 Elect David Bower Mgmt For For For
7 Elect Tom Rusin Mgmt For For For
8 Elect Katrina Cliffe Mgmt For For For
9 Elect Stella David Mgmt For For For
10 Elect Edward Mgmt For For For
Fitzmaurice
11 Elect Ron McMillan Mgmt For For For
12 Elect Olivier Gremillon Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hosiden Corporation
Ticker Security ID: Meeting Date Meeting Status
6804 CINS J22470108 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Susumu Maruno as Mgmt For For For
Director
3 Elect Saburo Kikyo Mgmt For For For
4 Elect Takayuki Tanemura Mgmt For For For
5 Elect Masakatsu Mgmt For For For
Maruyama
6 Elect Kazunori Mgmt For For For
Nishimura
7 Elect Masashi Mori Mgmt For For For
8 Bonus Mgmt For For For
________________________________________________________________________________
Howden Joinery Group Plc
Ticker Security ID: Meeting Date Meeting Status
HWDN CINS G4647J102 05/07/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Final Dividend Mgmt For For For
5 Elect Louise Fowler Mgmt For For For
6 Elect Karen Caddick Mgmt For For For
7 Elect Andrew Cripps Mgmt For For For
8 Elect Geoff Drabble Mgmt For For For
9 Elect Andrew Livingston Mgmt For For For
10 Elect Richard Pennycook Mgmt For For For
11 Elect Mark Robson Mgmt For For For
12 Elect Debbie White Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Adoption of New Mgmt For For For
Articles
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hudbay Minerals Inc.
Ticker Security ID: Meeting Date Meeting Status
HBM CUSIP 443628102 05/21/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol T. Banducci Mgmt For For For
1.2 Elect Igor A. Gonzales Mgmt For For For
1.3 Elect Richard Howes Mgmt For For For
1.4 Elect Sarah B. Kavanagh Mgmt For For For
1.5 Elect Carin S. Knickel Mgmt For For For
1.6 Elect Peter Kukielski Mgmt For For For
1.7 Elect Stephen A. Lang Mgmt For For For
1.8 Elect Daniel Muniz Mgmt For For For
Quintanilla
1.9 Elect Colin Osborne Mgmt For For For
1.10 Elect David Smith Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hyosung Chemical
Ticker Security ID: Meeting Date Meeting Status
298000 CINS Y3R1E3104 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect PYEON Ho Bum Mgmt For For For
3 Elect WANG Yoon Jong Mgmt For For For
4 Elect LEE Chang Jae Mgmt For For For
5 Elect LEE Geon Jong Mgmt For For For
6 Elect CHOI Young Gyo Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member:
PYEON Ho
Bum
8 Election of Audit Mgmt For For For
Committee Member:
WANG Yoon
Jong
9 Election of Audit Mgmt For For For
Committee Member: LEE
Chang
Jae
10 Director's Fees Mgmt For For For
________________________________________________________________________________
Hyosung Corporation
Ticker Security ID: Meeting Date Meeting Status
004800 CINS Y3818Y120 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect CHO Hyun Joon Mgmt For Against Against
3 Elect CHO Hyun Sang Mgmt For Against Against
4 Election of Mgmt For For For
Independent Director:
CHUNG Dong
Chae
5 Director's Fees Mgmt For For For
________________________________________________________________________________
HYUNDAI WIA
Ticker Security ID: Meeting Date Meeting Status
011210 CINS Y3R394104 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
3 Elect SHIN Moon Sang Mgmt For For For
4 Elect NAM Ik Hyun Mgmt For For For
5 Elect CHO Sung Gook Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member: NAM
Ik
Hyun
7 Election of Audit Mgmt For For For
Committee Member: CHO
Sung
Gook
8 Directors' Fees Mgmt For For For
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/29/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald K. Charter Mgmt For For For
1.3 Elect Richard J. Hall Mgmt For For For
1.4 Elect P. Gordon Mgmt For For For
Stothart
1.5 Elect Mahendra Naik Mgmt For For For
1.6 Elect Timothy R. Snider Mgmt For For For
1.7 Elect Sybil E. Veenman Mgmt For For For
1.8 Elect Ronald P. Gagel Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
IDOM Inc.
Ticker Security ID: Meeting Date Meeting Status
7599 CINS J17714106 05/28/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Tadaaki Kimura Mgmt For For For
as Statutory
Auditor
3 Authority to Reduce Mgmt For For For
Capital
Reserve
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/22/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Peter W. Davey Mgmt For For For
3 Elect Boitumelo Koshane Mgmt For For For
4 Elect Alastair S. Mgmt For For For
Macfarlane
5 Elect Babalwa Ngonyama Mgmt For For For
6 Elect Mandla S.V. Mgmt For For For
Gantsho
7 Election of Audit Mgmt For For For
Committee Members
(Dawn
Earp)
8 Election of Audit Mgmt For For For
Committee Members
(Peter W.
Davey)
9 Election of Audit Mgmt For For For
Committee Members
(Preston E.
Speckmann)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Remuneration Mgmt For For For
Implementation
Report
12 Approve NEDs' Fees Mgmt For For For
(Board
Chair)
13 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
14 Approve NEDs' Fees Mgmt For For For
(Board
Member)
15 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chair)
16 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
17 Approve NEDs' Fees Mgmt For For For
(Social,
Transformation and
Remuneration
Committee
Chair)
18 Approve NEDs' Fees Mgmt For For For
(Social,
Transformation and
Remuneration
Committee
Member)
19 Approve NEDs' Fees Mgmt For For For
(Nominations,
Governance and Ethics
Committee
Member)
20 Approve NEDs' Fees Mgmt For For For
(Health, Safety,
Environment and Risk
Committee
Chair)
21 Approve NEDs' Fees Mgmt For For For
(Health, Safety,
Environment and Risk
Committee
Member)
22 Approve NEDs' Fees Mgmt For For For
(Capital Allocation
and Investment
Committee
Chair)
23 Approve NEDs' Fees Mgmt For For For
(Capital Allocation
and Investment
Committee
Member)
24 Approve NEDs' Fees (Ad Mgmt For For For
Hoc)
25 Approve NEDs' Fees Mgmt For For For
(Structural
Adjustment)
26 Authority to Mgmt For For For
Repurchase
Shares
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Inaba Denkisangyo Co Ltd
Ticker Security ID: Meeting Date Meeting Status
9934 CINS J23683105 06/19/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Yoshihiro Moriya Mgmt For For For
4 Elect Seiichi Kita Mgmt For For For
5 Elect Kohei Edamura Mgmt For For For
6 Elect Haruyuki Iesato Mgmt For For For
7 Elect Yoshinori Okuda Mgmt For For For
8 Elect Hiroyuki Iwakura Mgmt For For For
9 Elect Hiroaki Tashiro Mgmt For For For
10 Elect Akihiko Kitano Mgmt For For For
11 Elect Tsutomu Shibaike Mgmt For For For
12 Elect Katsuhiro Mgmt For For For
Nakamura
13 Elect Tomoe Fujiwara Mgmt For For For
14 Elect Masaaki Sakamoto Mgmt For For For
15 Non-Audit Committee Mgmt For For For
Directors'
Fees
16 Audit Committee Mgmt For For For
Directors'
Fees
17 Adoption of Equity Mgmt For For For
Compensation
Plan
________________________________________________________________________________
Indiabulls Real Estate Limited
Ticker Security ID: Meeting Date Meeting Status
IBREALEST CINS Y3912A101 03/17/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mortgage Mgmt For For For
Assets
3 Authority to Grant Mgmt For Against Against
Loans and Give
Guarantees
4 Implementation of ESOS Mgmt For For For
- 2010 Through
Employees Welfare
Trust and Acquisition
of the Company's
Shares on the
Secondary
Market
5 Provision of Loan to Mgmt For For For
Employees Welfare
Trust to Acquire
Shares to Implement
the ESOS -
2010
________________________________________________________________________________
Indiabulls Real Estate Limited
Ticker Security ID: Meeting Date Meeting Status
IBREALEST CINS Y3912A101 09/28/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Gurbans Singh Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Reappointment of Mgmt For For For
Narendra Gehlaut
(Executive Director
and Vice Chair);
Approval of
Remuneration
5 Reappointment of Mgmt For For For
Gurbans Singh
(Executive Director
designated as Joint
Managing Director);
Approval of
Remuneration
6 Reappointment of Mgmt For For For
Vishal Gaurishankar
Damani (Executive
Director designated
as Joint Managing
Director); Approval
of
Remuneration
7 Elect Praveen Kumar Mgmt For For For
Tripathi
8 Elect Gurinder Singh Mgmt For For For
9 Sale of London Property Mgmt For For For
10 Authority to Issue Mgmt For For For
Non-Convertible
Debentures/Bonds
________________________________________________________________________________
Indivior Plc
Ticker Security ID: Meeting Date Meeting Status
INDV CINS G4766E108 05/07/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Howard H. Pien Mgmt For For For
4 Elect Shaun Thaxter Mgmt For For For
5 Elect Peter J. Bains Mgmt For For For
6 Elect Mark Crossley Mgmt For For For
7 Elect Graham Mgmt For For For
Hetherington
8 Elect A. Thomas Mgmt For For For
McLellan
9 Elect Tatjana May Mgmt For For For
10 Elect Lorna Parker Mgmt For For For
11 Elect Daniel J. Phelan Mgmt For For For
12 Elect Daniel Tasse Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Industrial Buildings Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
IBLD CINS M5514Q106 12/26/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Name Change Mgmt For For For
3 Amend Compensation Mgmt For For For
Policy
4 Option Grant of CEO Mgmt For For For
5 Special Bonus and Mgmt For For For
Additional Option
Grant of
CEO
6 Special Bonuses of Mgmt For For For
Other
NEOs
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
INES Corporation
Ticker Security ID: Meeting Date Meeting Status
9742 CINS J23876105 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Koichi Yoshimura Mgmt For Against Against
4 Elect Susumu Tsukahara Mgmt For For For
5 Elect Etsuo Isobe Mgmt For For For
6 Elect Kyota Omori Mgmt For For For
7 Elect Tadahiko Fukuhara Mgmt For For For
8 Elect Qun Jin Mgmt For For For
9 Elect Kazumasa Otoshi Mgmt For For For
10 Elect Kazuhiko Tomoda Mgmt For For For
11 Elect Ryo Haga as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Infratil Limited
Ticker Security ID: Meeting Date Meeting Status
IFT CINS Q4933Q124 08/22/2019 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Alison R. Mgmt For For For
Gerry
2 Elect Kirsty Mactaggart Mgmt For For For
3 Elect Catherine Savage Mgmt For For For
4 Approve Increase in Mgmt For For For
NEDs'
Fees
5 Amendments to Mgmt For For For
Constitution
6 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Inghams Group Limited
Ticker Security ID: Meeting Date Meeting Status
ING CINS Q4912E100 10/17/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Andrew Reeves Mgmt For For For
3 Elect Robert Gordon Mgmt For For For
4 Re-elect Peter H. Bush Mgmt For For For
5 Re-elect Ricky Lau Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Jim Leighton - FY2019
LTI)
8 Equity Grant (MD/CEO Mgmt For For For
Jim Leighton - FY2020
LTI)
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
Innate Pharma SA
Ticker Security ID: Meeting Date Meeting Status
IPH CINS F5277D100 05/19/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
7 Consolidated Accounts Mgmt For For For
and
Reports
8 Allocation of Profits Mgmt For For For
9 Special Auditors Mgmt For For For
Report on Regulated
Agreements
10 Appointment of Auditor Mgmt For For For
11 Elect Pascale Boissel Mgmt For For For
12 Elect Olivier Martinez Mgmt For For For
as
Censor
13 Supervisory Board Mgmt For For For
Members'
Fees
14 Remuneration Policy Mgmt For For For
(Executives)
15 Remuneration Policy Mgmt For For For
(Management Board
Chair)
16 Remuneration Policy Mgmt For For For
(Management Board
Members)
17 Remuneration Policy Mgmt For For For
(Supervisory Board
Chair)
18 Remuneration Policy Mgmt For For For
(Supervisory Board
Members)
19 Remuneration of Mgmt For For For
Executives
20 Remuneration of Mgmt For For For
Mondher Mahjoubi,
Management Board
Chair
21 Remuneration of Mgmt For For For
Management Board
Members
22 Remuneration of Mgmt For For For
Supervisory Board
Chair
23 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
24 Authority to Grant Mgmt For For For
Stock Options
(Innate Pharma
Inc.)
25 Authority to Grant Mgmt For For For
Performance Shares
for Annual Bonus
Payments
26 Authority to Grant Mgmt For For For
Performance Shares to
Executives and
Managers
27 Authority to Grant Mgmt For For For
Performance Shares to
Employees
28 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
29 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive
Rights
30 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt
Through Private
Placement
31 Authority to Set Mgmt For For For
Offering Price of
Shares
32 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive Rights for
a Specified Category
of
Persons
33 Greenshoe Mgmt For For For
34 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
35 Authority to Increase Mgmt For Against Against
Capital in Case of
Exchange
Offers
36 Global Ceiling on Mgmt For For For
Capital
Increases
37 Employee Stock Mgmt For For For
Purchase
Plan
38 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
39 Amendments to Articles Mgmt For For For
Regarding Quorum in
the Management
Boards'
Meetings
40 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Intertape Polymer Group Inc.
Ticker Security ID: Meeting Date Meeting Status
ITP CUSIP 460919103 05/13/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert M. Beil Mgmt For For For
1.2 Elect Frank Di Tomaso Mgmt For For For
1.3 Elect Robert J. Foster Mgmt For For For
1.4 Elect James Pantelidis Mgmt For For For
1.5 Elect Dahra Granovsky Mgmt For For For
1.6 Elect Jorge N. Quintas Mgmt For For For
1.7 Elect Mary Pat Salomone Mgmt For For For
1.8 Elect Gregory A.C. Yull Mgmt For For For
1.9 Elect Melbourne F. Yull Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Invincible Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
8963 CINS J2442V103 12/18/2019 Voted
Meeting Type Country of Trade
Special Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Naoki Fukuda as Mgmt For For For
Executive
Director
3 Elect Naoto Ichiki as Mgmt For For For
Alternative Executive
Director
4 Elect Yoshihiro Tamura Mgmt For For For
5 Elect Hiroyuki Fujimoto Mgmt For For For
________________________________________________________________________________
Inwido AB
Ticker Security ID: Meeting Date Meeting Status
INWI CINS W5R447107 05/05/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Accounts and Reports Mgmt For For For
16 Allocation of Mgmt For For For
Profits/Dividends
17 Ratification of Board Mgmt For For For
and CEO
Acts
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Board Size; Number of Mgmt For For For
Auditors
20 Directors and Mgmt For For For
Auditors'
Fees
21 Election of Directors; Mgmt For For For
Appointment of
Auditor
22 Remuneration Policy Mgmt For For For
23 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
IR Japan Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
6035 CINS J25031105 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shiro Terashita Mgmt For For For
4 Elect Takuji Kurio Mgmt For For For
5 Elect Yutaka Minagawa Mgmt For For For
________________________________________________________________________________
Irish Residential Properties REIT Plc
Ticker Security ID: Meeting Date Meeting Status
IRES CINS G49456109 07/09/2019 Voted
Meeting Type Country of Trade
Special Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Placing Mgmt For For For
________________________________________________________________________________
ITOCHU ENEX CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
8133 CINS J2502P103 06/17/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kenji Okada Mgmt For For For
4 Elect Kyosuke Wakamatsu Mgmt For For For
5 Elect Atsushi Katsu Mgmt For For For
6 Elect Fumio Shimizu Mgmt For For For
7 Elect Ichiro Saeki Mgmt For For For
8 Elect Hisato Okubo Mgmt For For For
9 Elect Motoyo Yamane Mgmt For For For
Motoyo
Tobari
10 Elect Hiroshi Endo Mgmt For For For
________________________________________________________________________________
J D Wetherspoon plc
Ticker Security ID: Meeting Date Meeting Status
JDW CINS G5085Y147 11/21/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Tim Martin Mgmt For For For
5 Elect John Hutson Mgmt For For For
6 Elect Su Cacioppo Mgmt For For For
7 Elect Ben Whitley Mgmt For For For
8 Elect Debra van Gene Mgmt For For For
9 Elect Sir Richard Mgmt For For For
Beckett
10 Elect Harry Morley Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Auditor's
Fees
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
J D Wetherspoon plc
Ticker Security ID: Meeting Date Meeting Status
JDW CINS G5085Y147 11/21/2019 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Waiver of Mandatory Mgmt For Against Against
Takeover
Requirement
________________________________________________________________________________
JAFCO Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
8595 CINS J25832106 06/16/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Shinichi Fuki Mgmt For For For
4 Elect Yoshiyuki Mgmt For For For
Shibusawa
5 Elect Keisuke Miyoshi Mgmt For For For
________________________________________________________________________________
JAPAN ELEVATOR SERVICE HOLDINGS CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
6544 CINS J2S19B100 06/24/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Katsushi Ishida Mgmt For For For
3 Elect Kohei Ueda Mgmt For For For
4 Elect Kimihiko Imamura Mgmt For For For
5 Elect Koji Ando Mgmt For For For
6 Elect Shuji Kuramoto Mgmt For For For
7 Elect Hideaki Seto Mgmt For For For
8 Elect Shinsuke Uno Mgmt For For For
9 Elect Li Mingfeng Mgmt For For For
10 Elect Sachiko Sakuma Mgmt For For For
11 Elect Chika Tateishi Mgmt For For For
12 Elect Hitoshi Watanabe Mgmt For For For
13 Elect Reiko Yonezawa Mgmt For For For
14 Elect Kei Tachibana Mgmt For For For
15 Elect Hitoshi Maeda Mgmt For For For
16 Elect Shigeru Haga Mgmt For For For
________________________________________________________________________________
Japan Petroleum Exploration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1662 CINS J2740Q103 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Osamu Watanabe Mgmt For For For
5 Elect Masahiro Fujita Mgmt For Against Against
6 Elect Yosuke Higai Mgmt For For For
7 Elect Kazuhiko Ozeki Mgmt For For For
8 Elect Yoshitaka Ishii Mgmt For For For
9 Elect Hajime Ito Mgmt For For For
10 Elect Toshiyuki Hirata Mgmt For For For
11 Elect Michiro Yamashita Mgmt For For For
12 Elect Akira Kojima Mgmt For For For
13 Elect Tetsuo Ito Mgmt For For For
14 Elect Yukari Yamashita Mgmt For For For
15 Elect Hideichi Kawasaki Mgmt For For For
16 Bonus Mgmt For For For
17 Adoption of Mgmt For For For
Performance-Linked
Equity Compensation
Plans
18 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Japfa Ltd
Ticker Security ID: Meeting Date Meeting Status
UD2 CINS Y4288X105 06/25/2020 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Handojo Santosa Mgmt For For For
4 Elect Hendrick Kolonas Mgmt For For For
5 Elect TAN Yong Nang Mgmt For For For
6 Elect Kevin John Mgmt For For For
Monteiro
7 Elect NG Quek Peng Mgmt For For For
8 Elect LIEN Siaou-Sze Mgmt For For For
9 Elect Manu Bhaskaran Mgmt For For For
10 Elect TAN Kian Chew Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
14 Authority to Grant Mgmt For Against Against
Awards and Issue
Shares under Japfa
Performance Share
Plan
15 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Japfa Ltd
Ticker Security ID: Meeting Date Meeting Status
UD2 CINS Y4288X105 06/25/2020 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For For For
________________________________________________________________________________
JB Financial Group Co.,Ltd
Ticker Security ID: Meeting Date Meeting Status
175330 CINS Y4S2E5104 03/26/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect JEONG Jae Sik Mgmt For For For
4 Elect KIM Woo Jin Mgmt For For For
5 Elect PARK Jong Il Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member: YU
Kwan
Woo
7 Election of Audit Mgmt For For For
Committee Member:
PARK Jong
Il
8 Directors' Fees Mgmt For For For
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 07/09/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Indemnification of Mgmt For For For
Directors/Officers
3 Elect Orly Silberman Mgmt For For For
as External
Director
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 08/18/2019 Take No Action
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Elect Menashe Arnon Mgmt For TNA N/A
5 Elect Ron Beery Mgmt For TNA N/A
6 Elect Alon Cohen Mgmt For TNA N/A
7 Elect Tal Fuhrer Mgmt For TNA N/A
8 Elect Orly Silberman Mgmt For TNA N/A
as External
Director
9 Elect David Granot as Mgmt For TNA N/A
External
Director
10 Elect Yaron Zaltsman Mgmt For TNA N/A
11 Elect Ronen Nakar Mgmt For TNA N/A
12 Elect Doron Cohen Mgmt For TNA N/A
13 Elect Peer Nadir Mgmt For TNA N/A
14 Elect Regina Unger Mgmt For TNA N/A
15 Elect Yaelle Schnitzer Mgmt For TNA N/A
16 Elect Meir Srebernik Mgmt For TNA N/A
17 Elect Gil Gazit Mgmt For TNA N/A
18 Elect Oded Sarig Mgmt For TNA N/A
19 Elect Michal Kraus Mgmt For TNA N/A
________________________________________________________________________________
Jiayuan International Group Limited
Ticker Security ID: Meeting Date Meeting Status
2768 CINS G5139G100 06/10/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect SHUM Tin Ching Mgmt For For For
6 Elect HUANG Fuqing Mgmt For For For
7 Elect CHEUK Hiu Nam Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Jingrui Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
01862 CINS G5138W106 05/26/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect XU Hai Feng Mgmt For For For
6 Elect CHEN Chao Mgmt For For For
7 Elect QIAN Shizheng Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
JinkoSolar Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
JKS CUSIP 47759T100 11/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kangping Chen Mgmt For Against Against
2 Elect Xianhua Li Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Johnson Electric Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0179 CINS G5150J157 07/11/2019 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Mgmt For For For
Repurchase
Shares
6 Elect WANG Yik-Chun Koo Mgmt For Against Against
7 Elect Peter Stuart Mgmt For For For
Allenby
Edwards
8 Elect Michael John Mgmt For For For
Enright
9 Elect Catherine Annick Mgmt For For For
Caroline
Bradley
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
K. Wah International Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
0173 CINS G5321P116 06/03/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Francis LUI Yiu Mgmt For For For
Tung
6 Elect Paddy TANG Lui Mgmt For For For
Wai
Yu
7 Elect Alexander LUI Mgmt For For For
Yiu
Wah
8 Elect NIP Yun Wing Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
KAGA ELECTRONICS CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
8154 CINS J28922102 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yoichi Sato as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
KAKEN PHARMACEUTICAL CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
4521 CINS J29266103 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tetsuo Onuma Mgmt For For For
4 Elect Hiroyuki Horiuchi Mgmt For For For
5 Elect Fumihiro Watanabe Mgmt For For For
6 Elect Yoshio Tanabe Mgmt For For For
7 Elect Masahiro Matsuura Mgmt For For For
8 Elect Minoru Ota Mgmt For For For
9 Elect Eiki Enomoto Mgmt For For For
10 Elect Kiyoko Kamibeppu Mgmt For For For
11 Elect Shoichiro Takagi Mgmt For For For
12 Bonus Mgmt For For For
________________________________________________________________________________
Kanamoto Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
9678 CINS J29557105 01/28/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kanchu Kanamoto Mgmt For For For
3 Elect Tetsuo Kanamoto Mgmt For For For
4 Elect Hitoshi Narita Mgmt For For For
5 Elect Tatsuo Kanamoto Mgmt For For For
6 Elect Masakazu Hirata Mgmt For For For
7 Elect Hiroyuki Isono Mgmt For For For
8 Elect Yuichi Asano Mgmt For For For
9 Elect Kazunori Mgmt For For For
Hashiguchi
10 Elect Susumu Naito Mgmt For For For
11 Elect Eiji Arita Mgmt For For For
12 Elect Motoki Yonekawa Mgmt For For For
13 Elect Ayako Tabata Mgmt For For For
14 Elect Yasushi Ishiwaka Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
KANTO DENKA KOGYO CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
4047 CINS J30427108 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Junichi Hasegawa Mgmt For For For
2 Elect Fuyuhiko Ishii Mgmt For For For
3 Elect Takeaki Yajima Mgmt For For For
4 Elect Yasunari Mgmt For For For
Yamaguchi
5 Elect Kazuki Niimi Mgmt For For For
6 Elect Yuki Abe Mgmt For For For
7 Elect Hideki Matsui Mgmt For For For
8 Elect Masaharu Sugiyama Mgmt For For For
9 Elect Hitoshi Habuka Mgmt For For For
10 Elect Takashi Suzuki Mgmt For For For
11 Elect Kunihiko Uramoto Mgmt For For For
12 Elect Naozumi Furukawa Mgmt For For For
13 Elect Kenichi Ikeda Mgmt For For For
14 Elect Naotaka Kawamata Mgmt For For For
as Alternate
Statutory
Auditor
15 Trust Type Equity Plan Mgmt For For For
________________________________________________________________________________
Karnataka Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
KTKBANK CINS Y4590V128 08/07/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect P. Jayarama Bhat Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Branch Mgmt For For For
Auditor
6 Amendments to Mgmt For For For
Memorandum
7 Elect Banavar A. Mgmt For For For
Prabhakar
8 Amendment to Borrowing Mgmt For For For
Powers
________________________________________________________________________________
KBC Ancora
Ticker Security ID: Meeting Date Meeting Status
KBCA CINS B5341G109 10/25/2019 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Remuneration Report Mgmt For For For
9 Ratification of Mgmt For For For
Management
Acts
10 Ratification of Mgmt For For For
Auditor's
Acts
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Opt-in to the Belgium Mgmt For For For
Company
Code
14 Amendments to the Mgmt For For For
Articles Regarding
Opt-in
15 Authorization of Legal Mgmt For For For
Formalities
(Notary)
16 Authorization of Legal Mgmt For For For
Formalities (Kristof
Van
Gestel)
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KEPCO Plant Service & Engineering Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
051600 CINS Y7076A104 06/09/2020 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect BAE Il Jin Mgmt For For For
3 Election of Corporate Mgmt For For For
Auditor
________________________________________________________________________________
Kesko Oyj
Ticker Security ID: Meeting Date Meeting Status
KESKOB CINS X44874109 04/28/2020 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and CEO
Acts
13 Remuneration Policy Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Share Split Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
19 Nomination Committee Mgmt For For For
Guidelines
20 Charitable Donations Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
KGInicis Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
035600 CINS Y4083K100 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect KWAK Jae Sun Mgmt For For For
4 Elect GWAK Jeong Hyeon Mgmt For For For
5 Elect YU Seung Yong Mgmt For For For
6 Elect PARK In Gyu Mgmt For For For
7 Election of Corporate Mgmt For For For
Auditor
8 Director's Fees Mgmt For For For
9 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Killam Apartment Real Estate Investment Trust
Ticker Security ID: Meeting Date Meeting Status
KMP.UN CUSIP 49410M102 05/07/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy R. Banks Mgmt For For For
2 Elect Philip D. Fraser Mgmt For For For
3 Elect Robert G. Kay Mgmt For For For
4 Elect Aldea Landry Mgmt For For For
5 Elect James C. Lawley Mgmt For For For
6 Elect Arthur G. Lloyd Mgmt For For For
7 Elect Karine L. Mgmt For For For
Maclndoe
8 Elect Laurie M. Mgmt For For For
MacKeigan
9 Elect Robert G. Mgmt For For For
Richardson
10 Elect Manfred J. Walt Mgmt For For For
11 Elect G. Wayne Watson Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kindom Construction Corp.
Ticker Security ID: Meeting Date Meeting Status
2520 CINS Y4792R107 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
KOHNAN SHOJI CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
7516 CINS J3479K101 05/28/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Naotaro Hikida Mgmt For For For
5 Elect Shunichiro Mgmt For For For
Miyanaga
6 Elect Takaaki Kato Mgmt For For For
7 Elect Mamoru Sakakieda Mgmt For For For
8 Elect Yukio Narita Mgmt For For For
9 Elect Yoshihiro Tanaka Mgmt For For For
10 Elect Fumihiko Murakami Mgmt For For For
11 Elect Mitsuru Kuboyama Mgmt For For For
12 Elect Akio Nitori Mgmt For For For
13 Elect Akira Tabata Mgmt For For For
14 Elect Keiichi Otagaki Mgmt For For For
15 Elect Takashi Nakazawa Mgmt For For For
16 Bonus Mgmt For For For
________________________________________________________________________________
Kongsberg Gruppen
Ticker Security ID: Meeting Date Meeting Status
KOG CINS R60837102 05/14/2020 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Notice of Meeting; Mgmt For For For
Agenda
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Authority to Mgmt For For For
Distribute
Dividends
11 Directors' Fees; Mgmt For For For
Nomination Committee
Fees
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Remuneration Mgmt For For For
Guidelines
(Advisory)
14 Remuneration Mgmt For For For
Guidelines
(Binding)
15 Election of Nomination Mgmt For For For
Committee
Members
16 Authority to Mgmt For For For
Repurchase Shares
(Incentive
Plan)
17 Authority to Mgmt For For For
Repurchase Shares
(Cancellation)
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kornit Digital Ltd.
Ticker Security ID: Meeting Date Meeting Status
KRNT CUSIP M6372Q113 08/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alon Lumbroso Mgmt For For For
2 Elect Dov Ofer Mgmt For For For
3 Elect Stephen Nigro Mgmt For For For
4 Elect Ronen Samuel Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Special Bonus of CEO Mgmt For For For
7 Confirmation of Mgmt N/A For N/A
Controlling
Shareholder
8 Approve Change in Mgmt For For For
Control
Benefits
9 Confirmation of Mgmt N/A For N/A
Controlling
Shareholder
10 Options Grant of CEO Mgmt For For For
11 Confirmation of Mgmt N/A For N/A
Controlling
Shareholder
________________________________________________________________________________
KOSHIDAKA HOLDINGS Co., LTD.
Ticker Security ID: Meeting Date Meeting Status
2157 CINS J36577104 11/27/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Hiroshi Koshidaka Mgmt For Against Against
3 Elect Kazuhiro Asakura Mgmt For For For
4 Elect Miwako Koshidaka Mgmt For For For
5 Elect Yoshihito Doi Mgmt For For For
6 Elect Akira Zama Mgmt For For For
7 Elect Tomohiko Nishi Mgmt For For For
8 Elect Shigeyuki Mgmt For For For
Moriuchi
9 Elect Kenichi Takai Mgmt For For For
10 Spin-off of Curves Mgmt For For For
HOLDINGS Co.,
Ltd.
________________________________________________________________________________
Kotobuki Spirits Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2222 CINS J36383107 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Seigo Kawagoe Mgmt For For For
4 Elect Masamichi Yamane Mgmt For For For
5 Elect Shinji Matsumoto Mgmt For For For
6 Elect Masayuki Mgmt For For For
Shirouchi
7 Elect Ryoichi Sakamoto Mgmt For For For
8 Elect Matsuo Iwata Mgmt For For For
9 Elect Takashi Kuchiki Mgmt For For For
10 Elect Koichi Noguchi Mgmt For For For
11 Elect Yasuhiro Tanaka Mgmt For For For
________________________________________________________________________________
KPIT Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
KPITTECH CINS Y4984V106 07/23/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of KPIT Mgmt For For For
Technologies Limited
Employee Stock Option
Scheme
2019A
3 Extension of KPIT Mgmt For For For
Technologies Limited
Employee Stock Option
Scheme 2019A to
Subsidiary
Companies
4 Adoption of KPIT Mgmt For Against Against
Technologies Limited
Employee Stock
Purchase Scheme
2019
5 Extension of KPIT Mgmt For Against Against
Technologies Limited
Employee Stock
Purchase Scheme 2019
to Subsidiary
Companies
________________________________________________________________________________
KPIT Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
KPITTECH CINS Y4984V106 08/28/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect S.B. (Ravi) Mgmt For For For
Pandit
5 Appoint S.B. (Ravi) Mgmt For For For
Pandit (Executive
Chair); Approve
Remuneration
6 Appoint Kishor Patil Mgmt For For For
as Managing Director
& CEO; Approve
remuneration
7 Elect Sachin Tikekar Mgmt For For For
8 Elect Anant Jaivant Mgmt For For For
Talaulicar
9 Elect Behara Venkata Mgmt For For For
Rama
Subbu
10 Elect Alberto Mgmt For For For
Sangiovanni-Vincentell
i
11 Elect Nickhil Jakatdar Mgmt For For For
12 Elect Shubhalakshmi Mgmt For For For
Panse
13 Elect Rohit Saboo Mgmt For For For
14 Directors' Commission Mgmt For For For
15 Holding Office or Mgmt For For For
Place of Profit by
Chinmay Shashishekhar
Pandit
(Head-Commercial
Vehicle)
16 Holding Office or Mgmt For For For
Place of Profit by
Jayada Chinmay Pandit
(Manager-Business
Unit
Marketing)
________________________________________________________________________________
Kumagai Gumi Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1861 CINS J36705150 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yasunori Sakurano Mgmt For For For
5 Elect Yoshihiko Kato Mgmt For For For
6 Elect Yoshiaki Ogawa Mgmt For For For
7 Elect Susumu Ogawa Mgmt For For For
8 Elect Koji Hidaka Mgmt For For For
9 Elect Mikie Yumoto Mgmt For For For
10 Elect Sakae Yoshida Mgmt For For For
11 Elect Akira Maekawa as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Labrador Iron Ore Royalty Corporation
Ticker Security ID: Meeting Date Meeting Status
LIF CUSIP 505440107 05/14/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Mgmt For For For
Corcoran
1.2 Elect Mark J. Fuller Mgmt For For For
1.3 Elect Douglas F. Mgmt For For For
McCutcheon
1.4 Elect Dorothea E. Mell Mgmt For For For
1.5 Elect William H. McNeil Mgmt For For For
1.6 Elect Sandra L. Rosch Mgmt For For For
1.7 Elect John F. Tuer Mgmt For For For
1.8 Elect Patricia M. Mgmt For For For
Volker
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
LEC, Inc.
Ticker Security ID: Meeting Date Meeting Status
7874 CINS J38765111 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mitsuo Aoki Mgmt For For For
2 Elect Takaki Nagamori Mgmt For For For
3 Elect Norikazu Watanabe Mgmt For For For
4 Elect Isamu Aoki Mgmt For For For
5 Elect Toshihiro Mgmt For For For
Kaihoshi
6 Elect Kazutoshi Ozawa Mgmt For For For
7 Elect Hideo Masuda Mgmt For For For
8 Elect Kikuo Ozawa Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Adoption of Restricted Mgmt For For For
Stock
Plan
________________________________________________________________________________
Linamar Corporation
Ticker Security ID: Meeting Date Meeting Status
LNR CUSIP 53278L107 05/27/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank Hasenfratz Mgmt For For For
1.2 Elect Linda S. Mgmt For For For
Hasenfratz
1.3 Elect Mark Stoddart Mgmt For For For
1.4 Elect Lisa Forwell Mgmt For For For
1.5 Elect Terry Reidel Mgmt For For For
1.6 Elect Dennis Grimm Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Lindab International AB
Ticker Security ID: Meeting Date Meeting Status
LIAB CINS W56316107 04/29/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Board Size Mgmt For For For
16 Directors and Mgmt For For For
Auditors'
Fees
17 Election of Directors Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Nomination Committee Mgmt For For For
Guidelines
20 Remuneration Policy Mgmt For For For
21 Long-Term Incentive Mgmt For For For
Plan
2020
22 Issuance of Treasury Mgmt For For For
Shares
23 Amendments to Articles Mgmt For For For
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
LOG Commercial Properties Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
LOGG3 CINS P64016101 04/16/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Stock Mgmt For For For
Option
Plan
3 Ratify Marcos Alberto Mgmt For Against Against
Cabaleiro Fernandez's
independence
status
4 Amendment to Article 5 Mgmt For For For
(Reconciliation of
Share
Capital)
5 Amendments to Article Mgmt For For For
26 (Management Board
Size)
6 Amendment to Article Mgmt For For For
32 (Adjustment of
Director's
Powers)
7 Consolidation of Mgmt For For For
Articles
8 Authority to Publish Mgmt For For For
Minutes Omitting
Stockholders'
Names
9 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LOG Commercial Properties Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
LOGG3 CINS P64016101 04/16/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
3 Remuneration Policy Mgmt For For For
4 Request Establishment Mgmt N/A Against N/A
of Supervisory
Council
5 Authority to Publish Mgmt For For For
Minutes Omitting
Stockholders'
Names
6 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LOG Commercial Properties Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
LOGG3 CINS P64016101 10/09/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Spin-off and Merger of Mgmt For For For
Spun-off
Portion
3 Spin-off and Merger Mgmt For For For
Agreement
4 Ratification of the Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Ratify Co-Option and Mgmt For Against Against
Elect Rafael Padilha
de Lima
Costa
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
9 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rafael
Padilha de Lima
Costa
10 Amendments to Articles Mgmt For For For
11 Consolidation of Mgmt For For For
Articles
12 Authorization of Legal Mgmt For For For
Formalities
13 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Logitech International SA
Ticker Security ID: Meeting Date Meeting Status
LOGN CINS H50430232 09/04/2019 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
and Management
Acts
5 Elect Patrick Aebischer Mgmt For For For
6 Elect Wendy Becker Mgmt For For For
7 Elect Edouard Bugnion Mgmt For For For
8 Elect Bracken Darrell Mgmt For For For
9 Elect Guerrino De Luca Mgmt For For For
10 Elect Didier Hirsch Mgmt For For For
11 Elect Neil Hunt Mgmt For For For
12 Elect Marjorie Lao Mgmt For For For
13 Elect Neela Montgomery Mgmt For For For
14 Elect Guy Gecht Mgmt For For For
15 Elect Michael Polk Mgmt For For For
16 Elect Wendy Becker as Mgmt For For For
Board
Chair
17 Elect Edouard Bugnion Mgmt For For For
as Compensation
Committee
Member
18 Elect Neil Hunt as Mgmt For For For
Compensation
Committee
Member
19 Elect Michael Polk as Mgmt For For For
Compensation
Committee
Member
20 Board Compensation Mgmt For For For
21 Executive Compensation Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Appointment of Mgmt For For For
Independent
Proxy
24 Non-Voting Meeting Note N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lonking Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3339 CINS G5636C107 05/28/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI San Yim Mgmt For For For
6 Elect CHEN Chao Mgmt For For For
7 Elect LUO Jianru Mgmt For For For
8 Elect ZHENG Kewen Mgmt For For For
9 Elect YIN Kunlun Mgmt For For For
10 Elect NGAI Ngan Ying Mgmt For For For
11 Elect WU Jian Ming Mgmt For For For
12 Elect CHEN Zhen Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Elect QIAN Shizheng Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Lotte Data Communication Company
Ticker Security ID: Meeting Date Meeting Status
286940 CINS Y5S31J111 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect MA Yong Deuk Mgmt For For For
4 Elect OH Gwang Woo Mgmt For For For
5 Elect LEE Sung Gyu Mgmt For For For
6 Elect HONG Chul Gyu Mgmt For For For
7 Elect YANG Hong Seok Mgmt For For For
8 Election of Audit Mgmt For For For
Committee Member: LEE
Sung
Gyu
9 Election of Audit Mgmt For For For
Committee Member:
HONG Chul
Gyu
10 Election Of Audit Mgmt For For For
Committee Member:
Yang Hong
Seok
11 Director's Fees Mgmt For For For
12 Amendments to Mgmt For For For
Executive Officer
retirement Allowance
policy
________________________________________________________________________________
Lotte Fine Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
004000 CINS Y7472W106 03/24/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Audit Mgmt For For For
Committee Member: KIM
Ho
Joong
4 Directors' Fees Mgmt For For For
5 Amendments to Mgmt For For For
Executive officer
Retirement Allowance
Policy
________________________________________________________________________________
Maeda Corporation
Ticker Security ID: Meeting Date Meeting Status
1824 CINS J39315106 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Soji Maeda Mgmt For For For
4 Elect Takao Nakanishi Mgmt For For For
5 Elect Shogo Sekimoto Mgmt For For For
6 Elect Seiichi Kondo Mgmt For For For
7 Elect Kazunari Kibe Mgmt For For For
8 Elect Naoya Okawa Mgmt For For For
9 Elect Yuji Hatakama Mgmt For For For
10 Elect Akio Dobashi Mgmt For For For
11 Elect Hideo Makuta Mgmt For For For
12 Elect Rie Murayama Mgmt For For For
Rie
Shiga
13 Elect Atsushi Takagi Mgmt For For For
________________________________________________________________________________
MAEDA ROAD CONSTRUCTION CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
1883 CINS J39401104 04/14/2020 Voted
Meeting Type Country of Trade
Special Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
MAEDA ROAD CONSTRUCTION CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
1883 CINS J39401104 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kojiro Fukuta Mgmt For For For
4 Elect Yasuhiko Imaizumi Mgmt For For For
5 Elect Hideya Takekawa Mgmt For For For
6 Elect Hirotaka Mgmt For For For
Nishikawa
7 Elect Masaji Nagumo Mgmt For For For
8 Elect Kunio Onishi Mgmt For For For
9 Elect Akira Watanabe Mgmt For For For
10 Elect Koichi Moriya Mgmt For For For
11 Elect Ryusuke Ohori Mgmt For For For
12 Elect Mitsunori Mgmt For For For
Kawaguchi
13 Elect Keiichiro Mgmt For For For
Hashimoto
14 Elect Yoshitaka Otawara Mgmt For For For
15 Elect Yukiko Nakano Mgmt For For For
16 Statutory Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Maeil Dairies Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
267980 CINS Y5S64J103 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect CHO Seong Hyung Mgmt For For For
3 Elect KIM Hwan Seok Mgmt For For For
4 Elect PARK Kwang Woo Mgmt For For For
5 Elect NOH So Ra Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member:
PARK Kwang
Woo
7 Election of Audit Mgmt For For For
Committee Member: NOH
So
Ra
8 Directors' Fees Mgmt For For For
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Manappuram Finance Ltd.
Ticker Security ID: Meeting Date Meeting Status
MANAPPURAM CINS Y5759P141 08/27/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Eknath A. Mgmt For For For
Kshirsagar
4 Revision of Mgmt For For For
Remuneration of V. P.
Nandakumar (Managing
Director and
CEO)
5 Appoint B. N. Mgmt For For For
Raveendra Babu
(Whole-Time Director
Designated as
Executive Director);
Approval of
Remuneration
6 Elect Abhijit Sen Mgmt For For For
7 Amendment to Borrowing Mgmt For For For
Powers
8 Authority to Mortgage Mgmt For For For
Assets
9 Non-Executive Mgmt For For For
Directors'
Commission
________________________________________________________________________________
Mando Corporation
Ticker Security ID: Meeting Date Meeting Status
204320 CINS Y5762B113 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect CHUNG Mong Won Mgmt For For For
3 Elect KIM Kwang Heon Mgmt For For For
4 Elect KIM Han Cheol Mgmt For For For
5 Elect KIM Kyung Soo Mgmt For For For
6 Elect LEE In Hyung Mgmt For For For
7 Elect PARK Ki Chan Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election Of Audit Mgmt For For For
Committee Member: Kim
Han
Cheol
10 Election of Audit Mgmt For For For
Committee Member: KIM
Kyung
Soo
11 Election Of Audit Mgmt For For For
Committee Member: Lee
In
Hyung
12 Election Of Audit Mgmt For N/A N/A
Committee Member:
Park Ki
Chan
13 Directors' Fees Mgmt For For For
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Marshalls plc
Ticker Security ID: Meeting Date Meeting Status
MSLH CINS G58718100 05/13/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Elect Vanda Murray Mgmt For For For
5 Elect Janet Ashdown Mgmt For For For
6 Elect Jack Clarke Mgmt For For For
7 Elect Martyn Coffey Mgmt For For For
8 Elect Graham Prothero Mgmt For For For
9 Elect Tim Pile Mgmt For For For
10 Elect Angela Bromfield Mgmt For For For
11 Remuneration Policy Mgmt For For For
(Binding)
12 Remuneration Report Mgmt For For For
(Advisory)
13 2020 Management Mgmt For For For
Incentive
Plan
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Marston's plc
Ticker Security ID: Meeting Date Meeting Status
MARS CINS G5852L104 01/24/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Final Dividend Mgmt For For For
5 Elect Bridget Lea Mgmt For For For
6 Elect Octavia Morley Mgmt For For For
7 Elect Andrew Andrea Mgmt For For For
8 Elect Carolyn Bradley Mgmt For For For
9 Elect Ralph Findlay Mgmt For For For
10 Elect Matthew Roberts Mgmt For For For
11 Elect William Rucker Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Martinrea International Inc.
Ticker Security ID: Meeting Date Meeting Status
MRE CUSIP 573459104 06/09/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rob Wildeboer Mgmt For For For
1.2 Elect Fred Olson Mgmt For For For
1.3 Elect Terrence A. Lyons Mgmt For For For
1.4 Elect Roman Doroniuk Mgmt For For For
1.5 Elect David L. Schoch Mgmt For For For
1.6 Elect Sandra Pupatello Mgmt For For For
1.7 Elect Pat D'Eramo Mgmt For For For
1.8 Elect Molly Shoichet Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Maruzen Showa Unyu Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
9068 CINS J40777104 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Toshiyuki Asai Mgmt For For For
4 Elect Hirotsugu Okada Mgmt For For For
5 Elect Masahiro Nakamura Mgmt For For For
6 Elect Kenichi Ishikawa Mgmt For For For
7 Elect Yuichi Ando Mgmt For For For
8 Elect Yasuhiro Shibuya Mgmt For For For
9 Elect Akinobu Naito Mgmt For For For
10 Elect Kazuko Umewaka Mgmt For For For
11 Elect Akio Sato Mgmt For For For
12 Non-Audit Committee Mgmt For For For
Directors
Fees
13 Audit Committee Mgmt For For For
Directors
Fees
14 Adoption/Renewal of Mgmt For Against Against
Takeover Defense
Plan
________________________________________________________________________________
Matrix IT Ltd.
Ticker Security ID: Meeting Date Meeting Status
MTRX CINS M6859E153 10/30/2019 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Guy Bernstein Mgmt For For For
5 Elect Eliezer Oren Mgmt For For For
6 Bundled Amendments to Mgmt For For For
Articles
7 Amendments to Articles Mgmt For For For
Regarding D&O
Liability and
Exemption
8 Compensation Policy Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mediaset Espana Comunicacion SA
Ticker Security ID: Meeting Date Meeting Status
TL5 CINS E7418Y101 02/05/2020 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authorisation of Legal Mgmt For For For
Formalities
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mediaset Espana Comunicacion SA
Ticker Security ID: Meeting Date Meeting Status
TL5 CINS E7418Y101 06/10/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Report on Mgmt For For For
Non-Financial
Information
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Board Vacancy Mgmt For For For
6 Employee Share Mgmt For For For
Purchase
Plan
7 Appointment of Auditor Mgmt For For For
8 Remuneration Report Mgmt For For For
(Advisory)
9 Authorisation of Legal Mgmt For For For
Formalities
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mediaset Espana Comunicacion SA
Ticker Security ID: Meeting Date Meeting Status
TL5 CINS E7418Y101 09/04/2019 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Approval of Split-Off Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Approval of Merger Mgmt For Against Against
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
9 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Melexis Nv
Ticker Security ID: Meeting Date Meeting Status
MELE CINS B59283109 05/12/2020 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
7 Remuneration Report Mgmt For For For
8 Remuneration Policy Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Ratification of Mgmt For For For
Auditor's
Acts
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Mercuries & Associates, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2905 CINS Y6017H103 06/18/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
5 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
6 Amendments to Mgmt For For For
Procedural Rules:
Endorsement and
Guarantee
7 Amendments to Mgmt For For For
Procedural Rules:
Lending Funds to
Other
Parties
8 Issuance of new shares Mgmt For For For
________________________________________________________________________________
Mersen SA
Ticker Security ID: Meeting Date Meeting Status
MRN CINS F9622M146 05/14/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Special Auditors Mgmt For For For
Report on Regulated
Agreements
9 Remuneration Policy Mgmt For For For
(Chair)
10 Remuneration Policy Mgmt For For For
(Executives)
11 Remuneration Policy Mgmt For For For
(Board of
Directors)
12 Remuneration Report Mgmt For For For
13 Remuneration of Mgmt For For For
Olivier Legrain,
Chair
14 Remuneration of Luc Mgmt For For For
Themelin,
CEO
15 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
17 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
18 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive Right and
to Increase Capital
in Case of Exchange
Offers
20 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
21 Greenshoe Mgmt For For For
22 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
23 Employee Stock Mgmt For For For
Purchase
Plan
24 Global Ceiling on Mgmt For For For
Capital
Increases
25 Amendments to Articles Mgmt For For For
Regarding Written
Consultation
26 Amendments to Articles Mgmt For For For
27 Textual References Mgmt For For For
Applicable In Case of
Regulation
Updates
28 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Migros Ticaret A.S
Ticker Security ID: Meeting Date Meeting Status
MGROS CINS M7024Q105 04/29/2020 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Presentation of Mgmt For For For
Directors'
Report
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Election of Directors; Mgmt For For For
Board Term
Length
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Charitable Donations Mgmt For For For
14 Presentation of Report Mgmt For For For
on
Guarantees
15 Presentation of Report Mgmt For For For
on Competing
Activities
16 Authority to Carry out Mgmt For For For
Competing Activities
or Related Party
Transactions
17 Closing Mgmt For For For
________________________________________________________________________________
Mithra Pharmaceuticals SA NV
Ticker Security ID: Meeting Date Meeting Status
MITRA CINS B6S4RJ106 05/22/2020 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Presentation of Mgmt For For For
Auditor
Report
6 Remuneration Report Mgmt For For For
7 Ratify Christian Mgmt For For For
Moretti
8 Ratify Patricia Van Mgmt For For For
Dijck
9 Ratify Guy Debruyne Mgmt For For For
10 Ratify Gaetan Servais Mgmt For For For
11 Ratify Marc Coucke Mgmt For For For
12 Ratify Koen Hoffman Mgmt For For For
13 Ratify J. Platieau Mgmt For For For
14 Ratify Philippe Suinen Mgmt For For For
15 Ratify Freya Loncin Mgmt For For For
16 Ratify Jean-Michel Mgmt For For For
Foidart
17 Ratify Christiane Mgmt For For For
Malcorps
18 Ratify Joanna Tyrekidis Mgmt For For For
19 Ratify Francois Mgmt For For For
Fornieri
20 Ratification of Mgmt For For For
Auditor's
Acts
21 Amendments to Articles Mgmt For For For
(General
Meeting)
22 Authority to Mgmt For For For
Coordinate
Articles
23 Non-Voting Meeting Note N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MITSUI-SOKO HOLDINGS Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
9302 CINS J45314101 06/24/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Makoto Mgmt For Against Against
Tawaraguchi
3 Elect Hirobumi Koga Mgmt For For For
4 Elect Nobuo Nakayama Mgmt For For For
5 Elect Ryoji Ogawa Mgmt For For For
6 Elect Takeshi Gohara Mgmt For For For
7 Elect Yukio Ishida Mgmt For For For
8 Elect Taizaburo Nakano Mgmt For For For
9 Elect Takashi Hirai Mgmt For For For
10 Elect Maoko Kikuchi Mgmt For For For
11 Elect Norio Miyashita Mgmt For For For
as Statutory
Auditor
12 Elect Junko Kai as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Mivne Real Estate (K.D) Ltd
Ticker Security ID: Meeting Date Meeting Status
MVNE CINS M5514Q106 04/20/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Articles Mgmt For For For
Regarding Board
Size
________________________________________________________________________________
Mizuno Corporation
Ticker Security ID: Meeting Date Meeting Status
8022 CINS J46023123 06/24/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Akito Mizuno Mgmt For Against Against
3 Elect Masaharu Kato Mgmt For For For
4 Elect Mutsuro Yamamoto Mgmt For For For
5 Elect Daisuke Fukumoto Mgmt For For For
6 Elect Kozo Kobashi Mgmt For For For
7 Elect Shunsaku Yamazoe Mgmt For For For
8 Elect Akiko Hosokawa Mgmt For For For
9 Elect Yoshiaki Ito as Mgmt For For For
Alternate Audit
Committee
Director
________________________________________________________________________________
Morphosys AG
Ticker Security ID: Meeting Date Meeting Status
MOR CINS D55040105 05/27/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For For For
8 Supervisory Board Size Mgmt For For For
9 Elect Wendy S. Johnson Mgmt For For For
10 Elect George Golumbeski Mgmt For For For
11 Elect Michael L. Mgmt For For For
Brosnan
12 Amendments to Articles Mgmt For For For
Regarding SRD
II
13 Amendments to Articles Mgmt For For For
Regarding Supervisory
Board Member
Participation at the
Annual
Meeting
14 Supervisory Board Mgmt For For For
Members'
Fees
15 Increase in Authorised Mgmt For For For
Capital
16 Stock Option Plan; Mgmt For For For
Increase in
Conditional
Capital
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mphasis Limited
Ticker Security ID: Meeting Date Meeting Status
MPHASIS CINS Y6144V108 07/25/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Amit Dixit Mgmt For For For
4 Elect Paul James Mgmt For For For
Upchurch
5 Elect Marshall Jan Lux Mgmt For For For
6 Elect Davinder Singh Mgmt For For For
Brar
________________________________________________________________________________
Musashino Bank
Ticker Security ID: Meeting Date Meeting Status
8336 CINS J46883104 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ken Otomo as Mgmt For For For
Director
4 Elect Yoshio Kenmochi Mgmt For For For
5 Elect Yuichi Tanaka Mgmt For For For
________________________________________________________________________________
Najran Cement Company
Ticker Security ID: Meeting Date Meeting Status
3002 CINS M529A6109 04/08/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Directors' Fees Mgmt For For For
7 Related Party Mgmt For For For
Transactions (Al
Masane Al Kobra
1)
8 Related Party Mgmt For For For
Transactions (Al
Masane Al Kobra
2)
9 Related Party Mgmt For For For
Transactions (Yal
Arabia
1)
10 Related Party Mgmt For For For
Transactions (Yal
Arabia
2)
11 Board Transactions Mgmt For For For
12 Authority to Pay Mgmt For For For
Interim
Dividends
________________________________________________________________________________
National Express Group plc
Ticker Security ID: Meeting Date Meeting Status
NEX CINS G6374M109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect John Armitt Mgmt For For For
5 Elect Matthew Ashley Mgmt For For For
6 Elect Jorge Cosmen Mgmt For For For
7 Elect Matthew Crummack Mgmt For For For
8 Elect Chris Davies Mgmt For For For
9 Elect Dean Finch Mgmt For For For
10 Elect Ana De Pro Mgmt For For For
Gonzalo
11 Elect Karen Geary Mgmt For For For
12 Elect Michael J.E. Mgmt For For For
McKeon
13 Elect Chris E. Mgmt For For For
Muntwyler
14 Elect Lee Sander Mgmt For For For
15 Elect Ashley Steel Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
24 Adoption of New Mgmt For For For
Articles
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NCC Ltd
Ticker Security ID: Meeting Date Meeting Status
NCC CINS Y6198W135 09/06/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect A V N Raju Mgmt For For For
5 Elect Utpal H. Sheth Mgmt For Against Against
6 Elect Hemant Mgmt For For For
Madhusudan
Nerurkar
7 Elect Renu Challu Mgmt For For For
8 Appointment of A. S. Mgmt For For For
N. Raju (Whole-Time
Director); Approval
of
Remuneration
9 Directors' Commission Mgmt For For For
10 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
________________________________________________________________________________
NEC Capital Solutions Limited
Ticker Security ID: Meeting Date Meeting Status
8793 CINS J4884K108 06/22/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Tomoo Imazeki Mgmt For For For
4 Elect Shuichi Tezuka Mgmt For For For
5 Elect Norio Natsume Mgmt For For For
6 Elect Katsunori Nagai Mgmt For For For
7 Elect Takashi Nawa Mgmt For For For
8 Elect Masanori Itatani Mgmt For For For
9 Elect Satoshi Okubo Mgmt For For For
10 Elect Takanori Nagai Mgmt For For For
11 Elect Katsuyuki Murai Mgmt For For For
12 Elect Takashi Nanji Mgmt For For For
________________________________________________________________________________
Nemetschek SE
Ticker Security ID: Meeting Date Meeting Status
NEM CINS D56134105 06/19/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratify Kurt Dobitsch Mgmt For For For
8 Ratify Georg Nemetschek Mgmt For For For
9 Ratify Rudiger Herzog Mgmt For For For
10 Ratify Bill Krouch Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Amendments to Articles Mgmt For Against Against
(AGM
Participation)
________________________________________________________________________________
NetDragon Websoft Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0777 CINS G6427W104 01/15/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NetDragon Websoft Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0777 CINS G6427W104 06/03/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect CHEN Hongzhan Mgmt For For For
5 Elect LIN Dongliang Mgmt For For For
6 Elect Thomas LIU Sai Mgmt For For For
Keung
7 Directors' Fees Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Network International Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
NETW CINS G6457T104 04/30/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Rohinton Kalifa Mgmt For For For
5 Elect Simon M. Haslam Mgmt For For For
6 Elect Darren Pope Mgmt For For For
7 Elect Victoria Hull Mgmt For For For
8 Elect Habib Al Mulla Mgmt For For For
9 Elect Suryanarayan Mgmt For For For
Subramanian
10 Elect Ali Mazanderani Mgmt For For For
11 Elect Anil Dua Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authorisation of Mgmt For For For
Political
Donations
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
20 Amendment to the MIP Mgmt For For For
Award and IPO
bonus
21 Amendments to Long Mgmt For For For
Term Incentive
Plans
________________________________________________________________________________
Nexans
Ticker Security ID: Meeting Date Meeting Status
NEX CINS F65277109 05/13/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Profits Mgmt For For For
8 Elect Kathleen Mgmt For For For
Wantz-O'Rourke
9 Elect Jane Basson Mgmt For For For
10 Elect Sylvie Jehanno Mgmt For For For
11 Remuneration Report Mgmt For For For
12 Remuneration of Mgmt For For For
Georges Chodron de
Courcel, Chair (Until
May 15,
2019)
13 Remuneration of Jean Mgmt For For For
Mouton, Chair (From
May 15,
2019)
14 Remuneration of Mgmt For For For
Christopher Guerin,
CEO
15 Remuneration Policy Mgmt For For For
(Board of
Directors)
16 Remuneration Policy Mgmt For For For
(Chair)
17 Remuneration Policy Mgmt For For For
(CEO)
18 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
19 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
20 Authority to Issue Mgmt For For For
Performance
Shares
21 Authority to Issue Mgmt For For For
Restricted
Shares
22 Amendments to Articles Mgmt For For For
Regarding Employee
Shareholder
Representatives
23 Elect Marie-Cecile de Mgmt For For For
Fougieres
24 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
25 Amendments to Articles Mgmt For For For
Regarding Powers of
the Board of
Directors
26 Amendments to Articles Mgmt For For For
Regarding
Remuneration
27 Amendments to Articles Mgmt For For For
Regarding Chair Age
Limits
28 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Nexity
Ticker Security ID: Meeting Date Meeting Status
NXI CINS F6527B126 05/19/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
6 Ratification of Board Mgmt For For For
Acts
7 Allocation of Mgmt For For For
Profits/Dividends
8 Consolidated Accounts Mgmt For For For
and
Reports
9 Special Auditors Mgmt For For For
Report on Regulated
Agreements
10 Elect Luce Gendry Mgmt For For For
11 Elect Jean-Pierre Denis Mgmt For For For
12 Elect Jerome Grivet Mgmt For For For
13 Elect Magali Smets Mgmt For For For
14 Elect Luc Touchet as Mgmt N/A For N/A
Employee
Representative
15 Elect Jean-Paul Belot Mgmt N/A Against N/A
as Employee
Representative
16 Appointment of Auditor Mgmt For For For
(KPMG)
17 Appointment of Auditor Mgmt For For For
(Mazars)
18 Remuneration Report Mgmt For For For
19 Remuneration of Alain Mgmt For For For
Dinin,
Chair
20 Remuneration of Mgmt For For For
Jean-Philippe
Ruggieri,
CEO
21 Remuneration of Julien Mgmt For For For
Carmona, Deputy
CEO
22 Remuneration Policy Mgmt For For For
(Directors)
23 Remuneration Policy Mgmt For For For
(Chair)
24 Remuneration Policy Mgmt For For For
(CEO)
25 Remuneration Policy Mgmt For For For
(Deputy
CEO)
26 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
27 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
28 Authority to Issue Mgmt For For For
Performance
Shares
29 Approval to Prevent Mgmt For For For
the Use of Capital
Authorities During
Public Tender
Offer
30 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
31 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
32 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
33 Greenshoe Mgmt For For For
34 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
35 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offers
36 Employee Stock Mgmt For For For
Purchase
Plan
37 Global Ceiling on Mgmt For For For
Capital Increases and
Debt
Issuances
38 Amendments to Articles Mgmt For For For
Regarding Employee
Shareholder
Representatives
39 Amendments to Articles Mgmt For For For
Regarding Powers of
the Board of
Directors
40 Amendments to Articles Mgmt For For For
Regarding CEO Age
Limits
41 Amendments to Articles Mgmt For For For
(Multiple Technical
Amendments)
42 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
NICE Holdings Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
034310 CINS Y6238U107 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect CHOI Young as Mgmt For For For
Executive
Director
4 Elect CHO Dae Min as Mgmt For For For
Executive
Director
5 Elect YOON Hui Woong Mgmt For For For
as Non-executive
Director
6 Elect NA Ki Young as Mgmt For For For
Independent
Director
7 Elect JEON Kwang Soo Mgmt For For For
as Independent
Director
8 Election of Audit Mgmt For For For
Committee member: NA
Ki
Young
9 Election of Audit Mgmt For For For
Committee member:
JEON Kwang
Soo
10 Directors' Fees Mgmt For For For
11 Share Option Grant Mgmt For For For
________________________________________________________________________________
Nihon Unisys Ltd.
Ticker Security ID: Meeting Date Meeting Status
8056 CINS J51097103 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Akiyoshi Hiraoka Mgmt For For For
4 Elect Noboru Saito Mgmt For For For
5 Elect Koji Katsuya Mgmt For For For
6 Elect Kazuo Nagai Mgmt For For For
7 Elect Toshiki Sugimoto Mgmt For For For
8 Elect Go Kawada Mgmt For For For
9 Elect Ayako Sonoda Mgmt For For For
10 Elect Chie Sato Mgmt For For For
11 Elect Yuji Teranishi Mgmt For For For
as Statutory
Auditor
12 Equity Compensation Mgmt For For For
Plan - Part of
Directors
Fess
________________________________________________________________________________
NIIT Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
NIITTECH CINS Y62769107 09/21/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Approval to Mgmt For For For
re-classify members
of the Company's
promoter
group
3 Elect Kirti Ram Mgmt For For For
Hariharan
4 Elect Cheong Tuck Kuen Mgmt For For For
Kenneth
5 Elect Hari Mgmt For For For
Gopalakrishnan
6 Elect Patrick John Mgmt For For For
Cordes
7 Elect Basab Pradhan Mgmt For For For
8 Elect Ashwani Puri Mgmt For For For
9 Non-Executive Mgmt For For For
Directors'
Commission
________________________________________________________________________________
Nikkon Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
9072 CINS J54580105 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Masakatsu Kuroiwa Mgmt For For For
3 Elect Toshimi Nagaoka Mgmt For For For
4 Elect Keita Kuroiwa Mgmt For For For
5 Elect Yasuyuki Sano Mgmt For For For
6 Elect Yasunori Matsuda Mgmt For For For
7 Elect Seiji Oka Mgmt For For For
8 Elect Takashi Suzuki Mgmt For For For
9 Elect Katsunori Mgmt For For For
Kobayashi
10 Elect Kazutaka Kaneko Mgmt For For For
11 Elect Hideki Miyata Mgmt For For For
12 Elect Yoshiyuki Ajioka Mgmt For For For
________________________________________________________________________________
NIPPO CORPORATION
Ticker Security ID: Meeting Date Meeting Status
1881 CINS J5192P101 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Hiromi Iwata Mgmt For For For
3 Elect Yoshikazu Mgmt For For For
Yoshikawa
4 Elect Satoshi Arishige Mgmt For For For
5 Elect Masahiro Miyazaki Mgmt For For For
6 Elect Yuji Hashimoto Mgmt For For For
7 Elect Osamu Numajiri Mgmt For For For
8 Elect Tsutomu Kimura Mgmt For For For
9 Elect Muneaki Ueda Mgmt For For For
10 Elect Takashi Kashihara Mgmt For For For
11 Elect Shoichiro Ito as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
Nippon Steel Trading Corporation
Ticker Security ID: Meeting Date Meeting Status
9810 CINS J5593N101 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yasumitsu Saeki Mgmt For For For
4 Elect Tsuneo Miyamoto Mgmt For For For
5 Elect Yutaka Takeuchi Mgmt For For For
6 Elect Yasuhiro Mgmt For For For
Sugiguchi
7 Elect Yasuyuki Tomioka Mgmt For For For
8 Elect Yoshihiro Ogura Mgmt For For For
9 Elect Keishiro Mgmt For For For
Kinoshita
10 Elect Ryuko Inoue Mgmt For For For
11 Elect Shuichi Yoshida Mgmt For For For
12 Elect Kazumi Yoshimoto Mgmt For For For
13 Elect Shigeji Sugimoto Mgmt For For For
as Statutory
Auditor
14 Elect Masanori Ando as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Nobina AB
Ticker Security ID: Meeting Date Meeting Status
NOBINA CINS W5750K119 05/28/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Board Size; Number of Mgmt For For For
Auditors
16 Directors and Mgmt For For For
Auditors'
Fees
17 Election of Directors; Mgmt For For For
Appointment of
Auditor
18 Nomination Committee Mgmt For For For
Guidelines
19 Remuneration Policy Mgmt For For For
20 Performance Based Mgmt For For For
Share Saving
Scheme
21 Authority to Mgmt For For For
Repurchase and
Reissue Shares
Pursuant
to LTI
22 Authority to Issue Mgmt For For For
Treasury Shares
Pursuant to
LTI
23 Equity Swap Agreement Mgmt For For For
Pursuant to
LTI
24 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
25 Amendments to Articles Mgmt For For For
26 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Nojima Corporation
Ticker Security ID: Meeting Date Meeting Status
7419 CINS J58977109 06/19/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hiroshi Nojima Mgmt For Against Against
3 Elect Ryoji Nojima Mgmt For For For
4 Elect Koichiro Fukuda Mgmt For For For
5 Elect Hajime Nukumori Mgmt For For For
6 Elect Kenichi Nabeshima Mgmt For For For
7 Elect Takao Tomidokoro Mgmt For For For
8 Elect Yoshiyuki Tanaka Mgmt For For For
9 Elect Mitsuo Hoshina Mgmt For For For
10 Elect Daisuke Koriya Mgmt For For For
11 Elect Jun Ikeda Mgmt For For For
12 Elect Kazuo Hiramoto Mgmt For For For
13 Elect Kazunori Takami Mgmt For For For
14 Elect Ryuji Yamada Mgmt For For For
15 Elect Fumiko Horiuchi Mgmt For For For
16 Elect Miho Eto Mgmt For For For
17 Equity Compensation Mgmt For Against Against
Plan
________________________________________________________________________________
Nolato AB
Ticker Security ID: Meeting Date Meeting Status
NOLAB CINS W57621117 05/04/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Board Size; Number of Mgmt For For For
Auditors
15 Directors and Mgmt For For For
Auditors'
Fees
16 Election of Directors; Mgmt For For For
Appointment of
Auditor
17 Remuneration Policy Mgmt For For For
18 Nomination Committee Mgmt For For For
Guidelines
19 Amendments to Articles Mgmt For For For
20 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NOMURA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
9716 CINS J58988106 05/27/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masaru Watanabe Mgmt For For For
4 Elect Shuji Enomoto Mgmt For For For
5 Elect Masahiro Nakagawa Mgmt For For For
6 Elect Kiyotaka Okumoto Mgmt For For For
7 Elect Tadashi Owada Mgmt For For For
8 Elect Shuichi Makino Mgmt For For For
9 Elect Fukuzou Okuno Mgmt For For For
10 Elect Shinji Sakai Mgmt For For For
11 Elect Mitsuo Sakaba Mgmt For For For
12 Elect Tatsumi Kimishima Mgmt For For For
________________________________________________________________________________
Northview Apartment Real Estate Investment Trust
Ticker Security ID: Meeting Date Meeting Status
NVU.UN CUSIP 667185102 05/25/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan of Arrangement Mgmt For For For
2.1 Elect Scott Thon Mgmt For For For
2.2 Elect Todd R. Cook Mgmt For For For
2.3 Elect Daniel Drimmer Mgmt For For For
2.4 Elect Kevin E. Grayston Mgmt For For For
2.5 Elect Dennis J. Hoffman Mgmt For For For
2.6 Elect Christine Mgmt For For For
McGinley
2.7 Elect Terrance L. Mgmt For For For
McKibbon
2.8 Elect Valery Zamuner Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Norwegian Finans Holding ASA
Ticker Security ID: Meeting Date Meeting Status
NOFI CINS R6349B103 04/29/2020 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Mgmt For For For
Chair;
Minutes
6 Notice of Meeting; Mgmt For For For
Agenda
7 Accounts and Reports Mgmt For For For
8 Elect Klaus-Anders Mgmt For For For
Nysteen
9 Elect Izabella Mgmt For For For
Kibsgaard-Petersen
10 Elect Hans Larsson Mgmt For For For
11 Elect Beret Sundet to Mgmt For For For
the Nomination
Committee
12 Nomination Committee Mgmt For For For
Guidelines
13 Directors' Fees Mgmt For For For
14 Nomination Committee Mgmt For For For
Fees
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Appointment of Auditor Mgmt For For For
17 Remuneration Mgmt For For For
Guidelines
(Advisory)
18 Amendments to Articles Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive Rights
(Incentive
Schemes)
20 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive Rights
(Acquisitions)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nos SGPS SA.
Ticker Security ID: Meeting Date Meeting Status
NOS CINS X5S8LH105 06/19/2020 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
and Supervisory
Bodies
Acts
5 Remuneration Policy Mgmt For For For
(Binding)
6 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
7 Authority to Mgmt For For For
Repurchase and
Reissue Debt
Instruments
8 Ratify Co-Options of Mgmt For For For
Directors
9 Elect Angelo Gabriel Mgmt For For For
Ribeirinho dos Santos
Pauperio as Chair of
the
Board
10 Elect Jose Fernando Mgmt For For For
Oliveira de Almeida
Corte-Real as Member
of the Remuneration
Committee;
Remuneration
Committee
Fees
________________________________________________________________________________
Nova Measuring Instruments Ltd.
Ticker Security ID: Meeting Date Meeting Status
NVMI CINS M7516K103 06/25/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael Brunstein Mgmt For For For
3 Elect Avi Cohen Mgmt For For For
4 Elect Raanan Cohen Mgmt For For For
5 Elect Dafna Gruber Mgmt For For For
6 Elect Miron Kenneth Mgmt For For For
7 Elect Zehava Simon Mgmt For For For
8 Elect Eitan Oppenhaim Mgmt For For For
9 Base Salary Increase Mgmt For For For
and Equity Grant of
CEO
10 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
11 Company Name Change Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Ns United Kaiun Kaisha, Ltd.
Ticker Security ID: Meeting Date Meeting Status
9110 CINS J74100108 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Kazuo Tanimizu Mgmt For For For
3 Elect Masahiro Samitsu Mgmt For For For
4 Elect Mitsuhiro Oyamada Mgmt For For For
5 Elect Kanji Ishikawa Mgmt For For For
6 Elect Kazuma Yamanaka Mgmt For For For
7 Elect Masayuki Mgmt For For For
Kinoshita
8 Elect Setsu Onishi Mgmt For For For
9 Elect Isamu Nakamura Mgmt For For For
________________________________________________________________________________
Nyfosa AB
Ticker Security ID: Meeting Date Meeting Status
NYF CINS W6S88K102 04/23/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size Mgmt For For For
17 Number of Auditors Mgmt For For For
18 Directors' Fees Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Election of Directors Mgmt For For For
21 Appointment of Auditor Mgmt For For For
22 Remuneration Policy Mgmt For For For
23 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
24 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
25 Amendments to Articles Mgmt For For For
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OCI N.V.
Ticker Security ID: Meeting Date Meeting Status
OCI CINS N6667A111 06/17/2020 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Remuneration Report Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
7 Ratification of Mgmt For For For
Executive Directors'
Acts
8 Ratification of Mgmt For For For
Non-Executive
Directors'
Acts
9 Remuneration Policy Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Nassef Sawiris Mgmt For For For
to the Board of
Directors
12 Elect Hassan Badrawi Mgmt For For For
to the Board of
Directors
13 Elect Maud de Vries to Mgmt For For For
the Board of
Directors
14 Elect Ahmed El-Hoshy Mgmt For For For
to the Board of
Directors
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Elect Michael L. Mgmt For For For
Bennett to the Board
of
Directors
17 Elect Jerome Guiraud Mgmt For For For
to the Board of
Directors
18 Elect Greg Heckman to Mgmt For For For
the Board of
Directors
19 Elect Robert-Jan van Mgmt For For For
de Kraats to the
Board of
Directors
20 Elect Anja Montijn to Mgmt For For For
the Board of
Directors
21 Elect Sipko N. Schat Mgmt For For For
to the Board of
Directors
22 Elect Dod Fraser to Mgmt For For For
the Board of
Directors
23 Elect David Welch to Mgmt For For For
the Board of
Directors
24 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
25 Authority to Suppress Mgmt For For For
Preemptive
Rights
26 Authority to Mgmt For For For
Repurchase
Shares
27 Appointment of Auditor Mgmt For For For
28 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 08/15/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Option Grant of Board Mgmt For For For
Chair
________________________________________________________________________________
OneSavings Bank plc
Ticker Security ID: Meeting Date Meeting Status
OSB CINS G6769K106 05/07/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Maximum variable pay Mgmt For For For
ratio
6 Final Dividend Mgmt For Abstain Against
7 Elect Elizabeth Noel Mgmt For For For
Harwerth
8 Elect Rajan Kapoor Mgmt For For For
9 Elect David A. Weymouth Mgmt For For For
10 Elect Graham Allatt Mgmt For For For
11 Elect Sarah Hedger Mgmt For For For
12 Elect Mary McNamara Mgmt For For For
13 Elect Andrew Golding Mgmt For For For
14 Elect April Talintyre Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Mgmt For For For
IssueRegulatory
Capital Convertible
Instruments w/
Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Issue Mgmt For For For
Regulatory Capital
Convertible
Instruments w/o
Preemptive
Rights
23 Authority to Mgmt For For For
Repurchase
Shares
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ontex Group NV
Ticker Security ID: Meeting Date Meeting Status
ONTEX CINS B6S9X0109 05/25/2020 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
7 Ratification of Board Mgmt For For For
Acts
8 Ratification of Mgmt For For For
Auditor's
Acts
9 Elect Hans van Bylen Mgmt For For For
10 Elect Juan Gilberto Mgmt For For For
Marin
Quintero
11 Ratification of Mgmt For For For
Co-Option of Regi
Aalstad
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Remuneration Report Mgmt For For For
14 Authorization of Legal Mgmt For For For
Formalities
15 Opt-in to the Belgian Mgmt For For For
Code of Companies and
Associations
16 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Open House Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3288 CINS J3072G101 12/18/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Kazumi Ido as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Orange Belgium
Ticker Security ID: Meeting Date Meeting Status
OBEL CINS B60667100 05/06/2020 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Remuneration Report Mgmt For For For
7 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
8 Ratification of Board Mgmt For For For
Acts
9 Ratification of Mgmt For For For
Auditor's
Acts
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Elect Clarisse Heriard Mgmt For For For
Dubreuil
12 Change in Control Mgmt For For For
Clause
13 Authority to Mgmt For For For
Repurchase
Shares
14 Opt in to the Belgian Mgmt For For For
Companies
Code
15 Authority to Mgmt For For For
Coordinate Articles
(Mr. Van den
Cruijce)
16 Authorization of Legal Mgmt For For For
Formalities (B-Docs
SPRL)
________________________________________________________________________________
Organo Corporation
Ticker Security ID: Meeting Date Meeting Status
6368 CINS J61697108 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Masaki Uchikura Mgmt For For For
3 Elect Hitoshi Hori Mgmt For For For
4 Elect Haruki Myoga Mgmt For For For
5 Elect Yasutoshi Mgmt For For For
Nakayama
6 Elect Nobuyoshi Suda Mgmt For For For
7 Elect Masayuki Yamada Mgmt For For For
8 Elect Motoo Nagai Mgmt For For For
9 Elect Keiko Terui Mgmt For For For
10 Elect Kenji Hirai Mgmt For For For
11 Elect Tomoaki Ito Mgmt For For For
12 Elect Kimio Watabe Mgmt For For For
________________________________________________________________________________
OSJB Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
5912 CINS J26315101 06/24/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Tatsuya Ono Mgmt For For For
5 Elect Yukihiko Mgmt For For For
Hashimoto
6 Elect Kiyonobu Mgmt For For For
Sakashita
7 Elect Akio Shoji Mgmt For For For
8 Elect Kazuya Asozu Mgmt For For For
9 Elect Hideaki Kato Mgmt For For For
10 Elect Yuko Sudani Mgmt For For For
Yuko
Tamura
11 Elect Hiroyuki Mgmt For For For
Morinaga
12 Elect Kiyotada Kume Mgmt For For For
13 Elect Kimihiko Kojima Mgmt For For For
14 Elect Naoto Chiba Mgmt For For For
15 Non-Audit Committee Mgmt For For For
Directors'
Fees
16 Audit Committee Mgmt For For For
Directors'
Fees
17 Trust Type Equity Plans Mgmt For For For
________________________________________________________________________________
Paragon Banking Group Plc
Ticker Security ID: Meeting Date Meeting Status
PAG CINS G6376N154 02/13/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Final Dividend Mgmt For For For
5 Elect Fiona Clutterbuck Mgmt For For For
6 Elect Nigel S. Mgmt For For For
Terrington
7 Elect Richard Woodman Mgmt For For For
8 Elect Peter J. Hartill Mgmt For For For
9 Elect Hugo R. Tudor Mgmt For For For
10 Elect Barbara Ridpath Mgmt For For For
11 Elect Finlay Williamson Mgmt For For For
12 Elect Graeme Yorston Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Issue Mgmt For For For
Additional Tier 1
Securities w/
Preemptive
Rights
20 Authority to Issue Mgmt For For For
Additional Tier 1
Securities w/o
Preemptive
Rights
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Paramount Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
POU CUSIP 699320206 05/07/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James H.T. Mgmt For For For
Riddell
1.2 Elect James Bell Mgmt For For For
1.3 Elect Wilfred A. Gobert Mgmt For For For
1.4 Elect John C. Gorman Mgmt For For For
1.5 Elect Dirk Junge Mgmt For Withhold Against
1.6 Elect Robert M. Mgmt For For For
MacDonald
1.7 Elect R. Keith MacLeod Mgmt For For For
1.8 Elect Susan L. Riddell Mgmt For For For
Rose
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Parex Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PXT CUSIP 69946Q104 05/14/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Lisa Colnett Mgmt For For For
2.2 Elect Sigmund Cornelius Mgmt For For For
2.3 Elect Robert Engbloom Mgmt For For For
2.4 Elect Wayne Foo Mgmt For For For
2.5 Elect G.R. (Bob) Mgmt For For For
MacDougall
2.6 Elect Glenn McNamara Mgmt For For For
2.7 Elect Carmen Sylvain Mgmt For For For
2.8 Elect David Taylor Mgmt For For For
2.9 Elect Paul Wright Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
Renewal
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pennon Group plc
Ticker Security ID: Meeting Date Meeting Status
PNN CINS G8295T213 05/28/2020 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pennon Group plc
Ticker Security ID: Meeting Date Meeting Status
PNN CINS G8295T213 07/25/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect John Parker Mgmt For For For
5 Elect Neil Cooper Mgmt For For For
6 Elect Susan J. Davy Mgmt For For For
7 Elect Iain Evans Mgmt For For For
8 Elect Christopher Mgmt For For For
Loughlin
9 Elect Gill Rider Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authorisation of Mgmt For For For
Political
Donations
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
18 Amendments to Articles Mgmt For For For
(WaterShare
Scheme)
19 Authority to Issue the Mgmt For For For
WaterShare
Share
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PENTA-OCEAN CONSTRUCTION CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
1893 CINS J63653109 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takuzo Shimizu Mgmt For For For
4 Elect Kazuya Ueda Mgmt For For For
5 Elect Tetsushi Noguchi Mgmt For For For
6 Elect Ryoji Tahara Mgmt For For For
7 Elect Hiroshi Watanabe Mgmt For For For
8 Elect Junji Katsumura Mgmt For For For
9 Elect Tomoyuki Mgmt For For For
Yamashita
10 Elect Yasuhiro Mgmt For For For
Kawashima
11 Elect Hidenori Mgmt For For For
Takahashi
12 Elect Naoki Furuya Mgmt For For For
13 Elect Hideaki Kuraishi Mgmt For For For
14 Elect Shin Suganami Mgmt For For For
________________________________________________________________________________
Per Aarsleff Holding A/S
Ticker Security ID: Meeting Date Meeting Status
PAALB CINS K7627X145 01/30/2020 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Board Mgmt For For For
and Management
Acts
9 Remuneration Policy Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Cancellation of Shares Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Amendments to Articles Mgmt For For For
Regarding Retirement
Age
16 Elect Jens Bjerg Mgmt For For For
Sorensen
17 Elect Charlotte Strand Mgmt For For For
18 Elect Bjarne Moltke Mgmt For For For
Hansen
19 Elect Ebbe Malte Mgmt For For For
Iversen
20 Elect Henrik Hojen Mgmt For For For
Andersen
21 Appointment of Auditor Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pharmamar S.A.
Ticker Security ID: Meeting Date Meeting Status
PHM CINS E8075H100 06/17/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Report on Non Mgmt For For For
Financial
Information
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For For For
8 Authority to Mgmt For For For
Repurchase and
Reissue or Cancel
Treasury
Shares
9 Reverse Stock Split Mgmt For For For
10 Employee Share Plan Mgmt For For For
11 Extraordinary Bonus Mgmt For For For
12 Remuneration Report Mgmt For For For
(Advisory)
13 Remuneration Policy Mgmt For For For
(Binding)
14 Authorisation of Legal Mgmt For For For
Formalities
15 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Piaggio & Company S.p.A.
Ticker Security ID: Meeting Date Meeting Status
PIA CINS T74237107 04/22/2020 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
4 Remuneration Policy Mgmt For For For
(Binding)
5 Remuneration Report Mgmt For For For
(Advisory)
6 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PLA Administradora Industrial -Terrafina
Ticker Security ID: Meeting Date Meeting Status
TERRA CINS P2R51T187 04/15/2020 Take No Action
Meeting Type Country of Trade
Bond Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation, Mgmt For TNA N/A
Discussion And, Where
Appropriate, Approval
Of The Audited Annual
Financial Statements
Of The Trust
Corresponding To
Fiscal Year 2019, As
Provided In Clause
4.3, Subsection A.
Sub-Subsection I. Of
The Contract Of
Escrow
2 Presentation, Mgmt For TNA N/A
Discussion And, Where
Appropriate, Approval
Of The Annual Report
Corresponding To The
2019 Financial Year,
In Accordance With
The Provided For In
Clause 4.3,
Subsection A,
Sub-Subsection Ii Of
The Trust
Agreement
3 Bondholder/Bankruptcy Mgmt For TNA N/A
Proposal
4 Bondholder/Bankruptcy Mgmt For TNA N/A
Proposal
5 Appointment Of Mgmt For TNA N/A
Delegate Or Delegates
To Formalize And,
Where Appropriate,
Comply With The
Resolutions That Are
Adopted At The
Meeting
6 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Play Communications S.A.
Ticker Security ID: Meeting Date Meeting Status
PLY CINS L7635Y118 04/07/2020 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Accounts and
Reports
2 Financial Statements Mgmt For For For
3 Financial Statements Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Interim Dividend Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Elect Vasileios Billis Mgmt For For For
8 Elect Serdar Cetin Mgmt For For For
9 Elect Ioannis Mgmt For For For
Karagiannis
10 Elect Andrzej Klesyk Mgmt For For For
11 Elect Bruce McInroy Mgmt For For For
12 Elect Andrzej Mgmt For For For
Olechowski
13 Elect Patrick Tillieux Mgmt For For For
14 Remuneration Policy Mgmt For For For
15 Remuneration Report Mgmt For For For
16 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Play Communications S.A.
Ticker Security ID: Meeting Date Meeting Status
PLY CINS L7635Y118 10/08/2019 Voted
Meeting Type Country of Trade
Ordinary Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dominik Gregorz Mgmt For Against Against
Libicki
2 Authorization of Legal Mgmt For Against Against
Formalities
3 Performance Incentive Mgmt For For For
Plan
V3
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Poly Property Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
0119 CINS Y7064G105 05/26/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HAN Qingtao Mgmt For Against Against
6 Elect YE Li Wen Mgmt For For For
7 Elect Sylvia LEUNG Sau Mgmt For For For
Fan
8 Elect WONG Ka Lun Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Pou Sheng International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3813 CINS G7208D109 05/29/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect WU Pan-Tsu Mgmt For For For
3 Elect Patty TSAI Mgmt For For For
Pei-Chun
4 Elect LI I Nan Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Issue Mgmt For Against Against
Repurchased
Shares
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Power Finance Corp. Ltd
Ticker Security ID: Meeting Date Meeting Status
PFC CINS Y7082R109 08/27/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Naveen Bhushan Mgmt For For For
Gupta
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Ravinder Singh Mgmt For For For
Dhillon
6 Elect R. C. Mishra Mgmt For For For
7 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Precision Drilling Corporation
Ticker Security ID: Meeting Date Meeting Status
PD CUSIP 74022D308 05/14/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael R. Mgmt For For For
Culbert
1.2 Elect William T. Mgmt For For For
Donovan
1.3 Elect Brian J. Gibson Mgmt For For For
1.4 Elect Steven W. Krablin Mgmt For For For
1.5 Elect Susan M. Mgmt For For For
MacKenzie
1.6 Elect Dr. Kevin O. Mgmt For For For
Meyers
1.7 Elect Kevin A. Neveu Mgmt For For For
1.8 Elect David W. Williams Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Share Consolidation Mgmt For For For
________________________________________________________________________________
Prima Meat Packers Ltd.
Ticker Security ID: Meeting Date Meeting Status
2281 CINS J64040132 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Naoto Chiba Mgmt For For For
3 Elect Hidefumi Suzuki Mgmt For For For
4 Elect Kenichi Tai Mgmt For For For
5 Elect Takeshi Mgmt For For For
Yamashita
6 Elect Yuzo Ide Mgmt For For For
7 Elect Kenichiro Soma Mgmt For For For
as Statutory
Auditor
8 Elect Kentaro Maki as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
ProSiebenSat.1 Media SE
Ticker Security ID: Meeting Date Meeting Status
PSM CINS D6216S143 06/10/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Profits Mgmt For For For
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Elect Antonella Mgmt For For For
Mei-Pochtler to the
Supervisory
Board
12 Amendments to Articles Mgmt For For For
(SRD
II)
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Proto Corporation
Ticker Security ID: Meeting Date Meeting Status
4298 CINS J6409J102 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hiroichi Yokoyama Mgmt For For For
3 Elect Kenji Kamiya Mgmt For For For
4 Elect Motohisa Yokoyama Mgmt For For For
5 Elect Mitsuhiro Mgmt For For For
Munehira
6 Elect Toru Shiraki Mgmt For For For
7 Elect Noriyuki Udo Mgmt For For For
8 Elect Shigeyoshi Mgmt For For For
Shimizu
9 Elect Akihiro Matsuzawa Mgmt For For For
10 Elect Yumiko Sakurai Mgmt For For For
Yumiko
Eto
11 Elect Eriko Kitayama Mgmt For For For
Eriko
Kondo
12 Elect Koichi Iwasaki Mgmt For For For
as Alternate
Statutory
Auditor
13 Retirement Allowances Mgmt For Against Against
for Directors and
Statutory
Auditor
________________________________________________________________________________
PSP Swiss Property AG
Ticker Security ID: Meeting Date Meeting Status
PSPN CINS H64687124 04/09/2020 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Compensation Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
and Management
Acts
7 Elect Luciano Gabriel Mgmt For For For
8 Elect Corinne Denzler Mgmt For For For
9 Elect Adrian Dudle Mgmt For For For
10 Elect Peter Forstmoser Mgmt For For For
11 Elect Nathan Hetz Mgmt For For For
12 Elect Josef Stadler Mgmt For Against Against
13 Elect Aviram Wertheim Mgmt For For For
14 Elect Henrik Saxborn Mgmt For For For
15 Appoint Luciano Mgmt For For For
Gabriel as Board
Chair
16 Elect Peter Forstmoser Mgmt For For For
as Compensation
Committee
Member
17 Elect Adrian Dudle as Mgmt For For For
Compensation
Committee
Member
18 Elect Nathan Hetz as Mgmt For For For
Compensation
Committee
Member
19 Elect Josef Stadler as Mgmt For For For
Compensation
Committee
Member
20 Board Compensation Mgmt For For For
21 Executive Compensation Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Appointment of Mgmt For For For
Independent
Proxy
________________________________________________________________________________
PT Puradelta Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
DMAS CINS Y713A0109 04/15/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Qassim Cement Co
Ticker Security ID: Meeting Date Meeting Status
3040 CINS M8179C115 03/04/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions (NBK
Wealth
Management)
7 Ratification of Board Mgmt For For For
Acts
8 Directors' Fees Mgmt For For For
9 Authority to Pay Mgmt For For For
Interim
Dividends
10 Elect Tariq Khaled M. Mgmt For For For
Al
Marshoud
________________________________________________________________________________
Qinetiq Group plc
Ticker Security ID: Meeting Date Meeting Status
QQ CINS G7303P106 07/24/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Lynn Brubaker Mgmt For For For
5 Elect Sir James Mgmt For For For
Burnell-Nugent
6 Elect Michael Harper Mgmt For For For
7 Elect Neil A. Johnson Mgmt For For For
8 Elect Ian Mason Mgmt For For For
9 Elect Paul Murray Mgmt For For For
10 Elect Susan Searle Mgmt For For For
11 Elect David Smith Mgmt For For For
12 Elect Steve Wadey Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
21 Adoption of New Mgmt For For For
Articles
________________________________________________________________________________
Qisda Corporation
Ticker Security ID: Meeting Date Meeting Status
2352 CINS Y07988101 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect K.Y. Lee Kuen Yao Mgmt For For For
2 Elect Peter CHEN Chi Mgmt For For For
Hong
3 Elect Paul PENG Shuang Mgmt For For For
Lang
4 Elect Joe HUANG Han Mgmt For For For
Chou
5 Elect Allen Fan Cheng Mgmt For For For
Ju
6 Elect YEN Lo-Yu Mgmt For For For
7 Elect SHYU Jyuo-Min Mgmt For For For
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Qualitas Controladora S.A.B de C.V
Ticker Security ID: Meeting Date Meeting Status
Q CINS P7921H130 04/20/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Report on Tax Mgmt For For For
Compliance
3 Report of the Audit Mgmt For For For
and Corporate
Governance
Committee
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Mgmt For For For
Repurchase Shares;
Report on the
Company's Repurchase
Programme
6 Election of Directors Mgmt For For For
7 Directors' Fees; Mgmt For For For
Committee Members'
Fees
________________________________________________________________________________
Qualitas Controladora S.A.B de C.V
Ticker Security ID: Meeting Date Meeting Status
Q CINS P7921H130 04/20/2020 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of Shares Mgmt For For For
2 Amendments to Article Mgmt For For For
6 (Reconciliation of
Share
Capital)
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Quilter Plc
Ticker Security ID: Meeting Date Meeting Status
QLT CINS G3651J107 05/14/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Paul W. Feeney Mgmt For For For
5 Elect Rosemary Harris Mgmt For For For
6 Elect Glyn Jones Mgmt For For For
7 Elect Moira Kilcoyne Mgmt For For For
8 Elect Jon Little Mgmt For For For
9 Elect Ruth Markland Mgmt For For For
10 Elect Paul Matthews Mgmt For For For
11 Elect George M. Reid Mgmt For For For
12 Elect Mark O. Satchel Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Mgmt For For For
Repurchase Shares
Off-Market
(Contingent Purchase
Contracts)
________________________________________________________________________________
Radiant Opto-Electronics Corp.
Ticker Security ID: Meeting Date Meeting Status
6176 CINS Y7174K103 06/10/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Raiznext Corporation
Ticker Security ID: Meeting Date Meeting Status
6379 CINS J6425P108 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Takashi Noro Mgmt For For For
5 Elect Yoshiji Otomo Mgmt For For For
6 Elect Teruhiko Mori Mgmt For For For
7 Elect Masaki Fukuhisa Mgmt For For For
8 Elect Hiroto Yamanouchi Mgmt For For For
9 Elect Katsunori Mitsui Mgmt For For For
10 Elect Yoshimitsu Arashi Mgmt For For For
11 Elect Hideki Ueda Mgmt For For For
12 Elect Kenji Kurosawa Mgmt For For For
13 Elect Masahiro Fuse Mgmt For For For
14 Elect Yutaka Onishi Mgmt For For For
15 Elect Mayumi Nishida Mgmt For For For
________________________________________________________________________________
Ratos AB
Ticker Security ID: Meeting Date Meeting Status
RATOB CINS W72177111 04/01/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Allocation of Mgmt For For For
Profits/Dividends
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Board Size Mgmt For For For
18 Directors and Mgmt For For For
Auditors'
Fees
19 Election of Directors; Mgmt For For For
Appointment of
Auditors
20 Remuneration Policy Mgmt For For For
21 Long-Term Incentive Mgmt For For For
Program
22 Inclusion of CEO in Mgmt For For For
LTIP
23 Authority to Mgmt For For For
Repurchase
Shares
24 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
25 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Abolition
of Weighted Voting
Rights
26 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Initiative
for Amending Swedish
national
legislation
27 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Representation for
Small and
Medium-Sized
Shareholders
28 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Recipharm AB
Ticker Security ID: Meeting Date Meeting Status
RECIB CINS W7S15G123 05/12/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Board Size; Number of Mgmt For For For
Auditors
16 Directors and Mgmt For For For
Auditors'
Fees
17 Election of Directors Mgmt For For For
(Slate)
18 Appointment of Auditor Mgmt For For For
19 Remuneration Policy Mgmt For For For
20 2020 Share Savings Mgmt For For For
Programme
21 Authority to Issue Mgmt For For For
Shares (Share Savings
Programme)
22 Authority to Mgmt For For For
Repurchase Shares
(Share Savings
Programme)
23 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
24 Amendments to Articles Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Redrow plc
Ticker Security ID: Meeting Date Meeting Status
RDW CINS G7455X147 11/06/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Elect John Tutte Mgmt For For For
4 Elect Matthew Pratt Mgmt For For For
5 Elect Barbara Richmond Mgmt For For For
6 Elect Nick Hewson Mgmt For For For
7 Elect Sir Michael Lyons Mgmt For For For
8 Elect Vanda Murray Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Remuneration Report Mgmt For For For
(Advisory)
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
15 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Regional REIT Limited
Ticker Security ID: Meeting Date Meeting Status
RGL CINS G7418M105 07/18/2019 Voted
Meeting Type Country of Trade
Special Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disapplication of Mgmt For For For
Preemptive Rights
(Capital
Raising)
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Authority to Mgmt For For For
Repurchase Shares
Off-Market
________________________________________________________________________________
Regional S.A.B. de C.V
Ticker Security ID: Meeting Date Meeting Status
R CINS P8008V109 06/18/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Allocation of Profits; Mgmt For Against Against
Authority to
Repurchase
Shares
4 Ratification of Board Mgmt For Against Against
Acts
5 Election of Directors; Mgmt For Against Against
Verification of
Directors'
Independence Status;
Election of Board
Chair and
Secretary
6 Elect Jaime Alberto Mgmt For For For
Rivero
Santos
7 Elect Manuel G. Rivero Mgmt For For For
Santos
8 Elect Manuel Gerardo Mgmt For For For
Rivero
Zambrano
9 Elect Sergio Eugenio Mgmt For For For
Gonzalez
Barragan
10 Elect Hector Cantu Mgmt For For For
Reyes
11 Elect Francisco Mgmt For For For
Rogelio Garza
Egloff
12 Elect Alfonso Gonzalez Mgmt For For For
Migoya
13 Elect Jorge Humberto Mgmt For For For
Santos
Reyna
14 Elect Isauro Alfaro Mgmt For For For
Alvarez
15 Elect Oswaldo Ponce Mgmt For For For
Hernandez
16 Elect Juan Carlos Mgmt For For For
Calderon
Guzman
17 Elect Daniel Adrian Mgmt For For For
Abut
18 Elect Carlos Arreola Mgmt For For For
Enriquez
19 Elect Marcelo Zambrano Mgmt For For For
Lozano As Alternate
Director
20 Verification of Mgmt For For For
Directors'
Independence
Status
21 Elect Board Chair, Mgmt For Against Against
CEO, Secretary and
Deputy
Secretary
22 Authority to Exempt Mgmt For For For
Directors from
Providing
Own
Indemnification
23 Delegate Mgmt For Against Against
Responsibilities to
Audit and Corporate
Governance
Committees
24 Elect Alfonso Gonzalez Mgmt For For For
Migoya as Audit and
Corporate Governance
Committees'
Chair
25 Elect Audit Committee Mgmt For Against Against
Members
26 Elect Corporate Mgmt For Against Against
Governance Committee
Members
27 Ratification of Mgmt For Against Against
Directors'
Fees
28 Directors' Fees Mgmt For Against Against
29 Election of Meeting Mgmt For For For
Delegates
30 Minutes Mgmt For For For
________________________________________________________________________________
Relo Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
8876 CINS J6436W118 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Masanori Sasada Mgmt For For For
2 Elect Kenichi Nakamura Mgmt For For For
3 Elect Yasushi Kadota Mgmt For For For
4 Elect Kenji Koshinaga Mgmt For For For
5 Elect Takeshi Kawano Mgmt For For For
6 Elect Takashi Onogi Mgmt For For For
7 Elect Kazuya Udagawa Mgmt For For For
8 Elect Katsuhiko Koyama Mgmt For For For
9 Elect Michio Kuboya Mgmt For For For
10 Elect Masao Sakurai Mgmt For For For
11 Elect Tsuyoshi Dai Mgmt For For For
________________________________________________________________________________
Rengo Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
3941 CINS J64382104 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kiyoshi Otsubo Mgmt For For For
3 Elect Yosuke Kawamoto Mgmt For Against Against
4 Elect Moriaki Maeda Mgmt For For For
5 Elect Shigechika Ishida Mgmt For For For
6 Elect Ichiro Hasegawa Mgmt For For For
7 Elect Yasuhiro Baba Mgmt For For For
8 Elect Hiromi Sambe Mgmt For For For
9 Elect Sadatoshi Inoue Mgmt For For For
10 Elect Yoshio Sato Mgmt For For For
11 Elect Masayuki Oku Mgmt For For For
12 Elect Shinya Sakai Mgmt For For For
13 Elect Tsutomu Shoju Mgmt For For For
14 Elect Hitoshi Tsunekage Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Trust Type Equity Plan Mgmt For For For
________________________________________________________________________________
Resorttrust, Inc.
Ticker Security ID: Meeting Date Meeting Status
4681 CINS J6448M108 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Yoshiro Ito Mgmt For For For
3 Elect Katsuyasu Ito Mgmt For For For
4 Elect Ariyoshi Fushimi Mgmt For For For
5 Elect Katsuyuki Iuchi Mgmt For For For
6 Elect Atsuyuki Shintani Mgmt For For For
7 Elect Toshihiko Mgmt For For For
Uchiyama
8 Elect Naoshi Takagi Mgmt For For For
9 Elect Shinichiro Hanada Mgmt For For For
10 Elect Shigetoshi Ogino Mgmt For For For
11 Elect Tetsuya Furukawa Mgmt For For For
12 Elect Tomoyo Nonaka Mgmt For For For
13 Elect Asako Terazawa Mgmt For For For
________________________________________________________________________________
Rheinmetall AG
Ticker Security ID: Meeting Date Meeting Status
RHM CINS D65111102 05/19/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Management Board Mgmt For For For
Remuneration
Policy
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rightmove Plc
Ticker Security ID: Meeting Date Meeting Status
RMV CINS G7565D106 05/04/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Final Dividend Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Elect Andrew Fisher Mgmt For For For
8 Elect Amit Tiwari Mgmt For For For
9 Elect Peter Mgmt For For For
Brooks-Johnson
10 Elect Robyn Perriss Mgmt For For For
11 Elect Jacqueline de Mgmt For For For
Rojas
12 Elect Rakhi (Parekh) Mgmt For For For
Goss-Custard
13 Elect Andrew Findlay Mgmt For For For
14 Elect Lorna Tilbian Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
21 Performance Share Plan Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ringkjobing Landbobank
Ticker Security ID: Meeting Date Meeting Status
RILBA CINS K81980144 03/04/2020 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Remuneration Policy Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Elect Claus Dalgaard Mgmt For For For
10 Elect Poul Johnsen Hoj Mgmt For For For
11 Elect Carl Erik Mgmt For For For
Kristensen
12 Elect Bjarne Bjornkjr Mgmt For For For
Nielsen
13 Elect Peer Buch Mgmt For For For
Sorensen
14 Elect John Christian Mgmt For For For
Aasted
15 Elect Karsten Madsen Mgmt For For For
16 Elect Dorte Zacho Mgmt For For For
Martinsen
17 Elect Marianne Mgmt For For For
Oksbjerre
18 Elect Yvonne Skagen Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Authority to Mgmt For For For
Repurchase
Shares
21 Amendments to Articles Mgmt For For For
22 Cancellation of Shares Mgmt For For For
23 Authority to Carry Out Mgmt For For For
Formalities
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Road King Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
1098 CINS G76058109 05/22/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect William ZEN Wei Mgmt For Against Against
Pao
6 Elect Derek ZEN Wei Peu Mgmt For For For
7 Elect LAU Sai Yung Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Royal BAM Group NV
Ticker Security ID: Meeting Date Meeting Status
BAMNB CINS N0157T177 11/06/2019 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Rudy Provoost to Mgmt For For For
the Supervisory
Board
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Royal Unibrew A/S
Ticker Security ID: Meeting Date Meeting Status
RBREW CINS K8390X122 04/15/2020 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Ratification of Board Mgmt For For For
and Management
Acts
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' Fees Mgmt For For For
9 Cancellation of Shares Mgmt For For For
10 Authority to Mgmt For For For
Repurchase
Shares
11 Amendments to Articles Mgmt For For For
Regarding Share
Register
12 Amendments to Articles Mgmt For For For
Regarding
Agenda
13 Remuneration Policy Mgmt For For For
14 Authority to Mgmt For For For
Distribute
Dividends
15 Elect Walther Thygesen Mgmt For For For
16 Elect Jais Valeur Mgmt For For For
17 Elect Floris van Mgmt For For For
Woerkom
18 Elect Christian Sagild Mgmt For For For
19 Elect Catharina Mgmt For For For
Stackelberg-Hammaren
20 Elect Heidi Mgmt For For For
Kleinbach-Sauter
21 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
RS Technologies Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3445 CINS J65609109 03/27/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nagayoshi Ho Mgmt For For For
2 Elect Kunio Hongo Mgmt For For For
3 Elect Masayuki Suzuki Mgmt For For For
4 Elect Atsuyuki Kondo Mgmt For For For
5 Elect Satoru Endo Mgmt For For For
6 Elect Makoto Kuramoto Mgmt For For For
7 Elect Yasunori Watanabe Mgmt For For For
8 Elect Tadashi Utsumi Mgmt For For For
________________________________________________________________________________
Russel Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
RUS CUSIP 781903604 05/05/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alain Benedetti Mgmt For For For
1.2 Elect John M. Clark Mgmt For For For
1.3 Elect James F. Dinning Mgmt For For For
1.4 Elect Brian R. Hedges Mgmt For For For
1.5 Elect Alice D. Laberge Mgmt For For For
1.6 Elect William M. Mgmt For For For
O'Reilly
1.7 Elect John G. Reid Mgmt For For For
1.8 Elect Annie Thabet Mgmt For For For
1.9 Elect John R. Tulloch Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
S&T Motiv Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
064960 CINS Y8137Y107 02/28/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
S&T Motiv Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
064960 CINS Y8137Y107 12/19/2019 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect KIM Do Hwan Mgmt For Against Against
________________________________________________________________________________
Safestore Holdings plc
Ticker Security ID: Meeting Date Meeting Status
SAFE CINS G77733106 03/18/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Final Dividend Mgmt For For For
6 Elect David Hearn Mgmt For For For
7 Elect Frederic Mgmt For For For
Vecchioli
8 Elect Andy Jones Mgmt For For For
9 Elect Ian Krieger Mgmt For For For
10 Elect Joanne Kenrick Mgmt For For For
11 Elect Claire Balmforth Mgmt For For For
12 Elect Bill Oliver Mgmt For For For
13 Remuneration Policy Mgmt For For For
(Binding)
14 2020 Long Term Mgmt For For For
Incentive
Plan
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Saipem S.p.A.
Ticker Security ID: Meeting Date Meeting Status
SPM CINS T82000208 04/29/2020 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Losses Mgmt For For For
5 Ratify Co-Option of Mgmt For For For
Alessandra
Ferone
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 List Presented by Eni Mgmt For N/A N/A
S.p.A. and CDP
Industria
S.p.A.
8 List Presented by Mgmt For For For
Group of
Institutional
Investors
Representing 1% of
Share
Capital
9 Election of Chair of Mgmt For For For
Statutory
Auditors
10 Statutory Auditors' Mgmt For For For
Fees
11 Remuneration Policy Mgmt For For For
(Binding)
12 Remuneration Report Mgmt For For For
(Advisory)
13 Approval of Short-Term Mgmt For For For
Incentive Plan
2021-2023
14 Authority to Mgmt For For For
Repurchase Shares to
Service the
Short-Term Incentive
Plan
2021-2023
15 Authority to Mgmt For For For
Repurchase Shares to
Service Long Term
Incentive Plan 2019 -
2021
________________________________________________________________________________
Salvatore Ferragamo S.p.A.
Ticker Security ID: Meeting Date Meeting Status
SFER CINS T80736100 05/08/2020 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 List Presented by Mgmt For N/A N/A
Ferragamo Finanziaria
S.p.A.
8 List Presented by Mgmt For For For
Group of
Institutional
Investors
Representing 0.5% of
Share
Capital
9 Election of Chair of Mgmt For For For
Board of Statutory
Auditor
10 Statutory Auditors' Mgmt For For For
Fees
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Remuneration Policy Mgmt For Against Against
(Binding)
13 Remuneration Report Mgmt For Against Against
(Advisory)
________________________________________________________________________________
Samchully Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
004690 CINS Y7467M105 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect YOO Jae Kwon Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Samty Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3244 CINS J6779P100 02/27/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Board Size Mgmt For For For
4 Elect Takaharu Terauchi Mgmt For For For
5 Elect Kotaro Yoshida Mgmt For For For
6 Elect Mitsusuke Koi Mgmt For For For
7 Elect Toshihiro Sawa Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Amendment to Mgmt For For For
Restricted Stock Plan
and Retirement
Plan
________________________________________________________________________________
SANKI ENGINEERING CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
1961 CINS J67435107 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tsutomu Hasegawa Mgmt For For For
4 Elect Hirokazu Ishida Mgmt For For For
5 Elect Eiji Mitsuishi Mgmt For For For
6 Elect Takashi Motomatsu Mgmt For For For
7 Elect Masayuki Kudo Mgmt For For For
8 Elect Hirotoshi Fukui Mgmt For For For
9 Elect Yoshio Kawabe Mgmt For For For
10 Elect Yukiteru Yamamoto Mgmt For For For
11 Elect Makoto Nukaga Mgmt For For For
12 Elect Kazuhiko Mgmt For For For
Kashikura
13 Elect Kazuo Saito as Mgmt For For For
Statutory
Auditor
14 Elect Takaya Abe as Mgmt For For For
Alternate Statutory
Auditor
15 Directors' Fees Mgmt For For For
________________________________________________________________________________
Saudi Ceramic Co
Ticker Security ID: Meeting Date Meeting Status
2040 CINS M8T401107 04/22/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
2 Directors' Report Mgmt For For For
3 Auditor's Report Mgmt For For For
4 Related Party Mgmt For For For
Transactions (Natural
Gas Distribution
Co.)
5 Related Party Mgmt For For For
Transactions (Naqel
Co.
1)
6 Related Party Mgmt For For For
Transactions (Naqel
Co.
2)
7 Related Party Mgmt For For For
Transactions (Ceramic
Pipes
Co.)
8 Related Party Mgmt For For For
Transactions (El
Khereiji Real
Estate)
9 Board Transactions Mgmt For For For
10 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
11 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Saudi Dairy & Foodstuff Co.
Ticker Security ID: Meeting Date Meeting Status
2270 CINS M8250T102 06/16/2020 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Interim Dividend Mgmt For For For
6 Authority to Pay Mgmt For For For
Interim
Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Ratification of Board Mgmt For For For
Acts
9 Directors' Fees Mgmt For For For
10 Related Party Mgmt For For For
Transactions (Buruj
Cooperative Insurance
Co.
1)
11 Related Party Mgmt For For For
Transactions (Buruj
Cooperative Insurance
Co.
2)
12 Related Party Mgmt For For For
Transactions (PKC
Consultants)
13 Related Party Mgmt For For For
Transactions (United
Gulf
Bank)
14 Amendments to Article Mgmt For For For
20 (Board
Size)
________________________________________________________________________________
Saudi Dairy & Foodstuff Co.
Ticker Security ID: Meeting Date Meeting Status
2270 CINS M8250T102 12/03/2019 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Authority to Hold Mgmt For For For
Repurchased
Shares
________________________________________________________________________________
Savills plc
Ticker Security ID: Meeting Date Meeting Status
SVS CINS G78283119 06/25/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Nicholas Ferguson Mgmt For For For
5 Elect Mark Ridley Mgmt For For For
6 Elect Timothy G. Mgmt For For For
Freshwater
7 Elect Rupert Robson Mgmt For For For
8 Elect Simon Shaw Mgmt For For For
9 Elect Stacey Cartwright Mgmt For For For
10 Elect Florence Mgmt For For For
Tondu-Melique
11 Elect Dana G. Roffman Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Sbanken ASA
Ticker Security ID: Meeting Date Meeting Status
SBANK CINS R7565B108 04/24/2020 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Agenda Mgmt For For For
6 Minutes Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For Abstain Against
Profits/Dividends
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Directors' Fees Mgmt For For For
11 Nomination Committee Mgmt For For For
Fees
12 Remuneration Mgmt For For For
Guidelines
(Advisory)
13 Equity-Based Mgmt For For For
Remuneration
Guidelines
(Binding)
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Election of Nomination Mgmt For For For
Committee
Member
16 Elect Hugo Maurstad Mgmt For Against Against
17 Elect August Baumann Mgmt For For For
18 Elect Cathrine Klouman Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Issue Mgmt For For For
Perpetual Hybrid
Capital (Tier
1)
21 Authority to Mgmt For For For
Subordinated Debt
(Tier
2)
22 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
SBS Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
2384 CINS J6985F102 03/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Masahiko Kamata Mgmt For For For
2 Elect Kenichi Iriyama Mgmt For For For
3 Elect Masato Taiji Mgmt For For For
4 Elect Katsuhisa Mgmt For For For
Wakamatsu
5 Elect Hajime Kato Mgmt For For For
6 Elect Jiro Iwasaki Mgmt For For For
7 Elect Tetsuya Sekimoto Mgmt For For For
8 Elect Shuichi Hoshi Mgmt For For For
9 Elect Yasuhiro Mgmt For For For
Yamashita
10 Elect Koki Kakehashi Mgmt For For For
11 Elect Masato Takeda Mgmt For For For
12 Elect Masato Matsumoto Mgmt For For For
13 Elect Tomoyuki Suzuki Mgmt For For For
as Alternate
Statutory
Auditor
14 Statutory Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Scandic Hotels Group AB
Ticker Security ID: Meeting Date Meeting Status
SHOT CINS W7T14N102 05/28/2020 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Amendments to Articles Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Rights Issue Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Scandic Hotels Group AB
Ticker Security ID: Meeting Date Meeting Status
SHOT CINS W7T14N102 06/15/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratify Per G. Braathen Mgmt For For For
14 Ratify Ingalill Mgmt For For For
Berglund
15 Ratify Grant Hearn Mgmt For For For
16 Ratify Christoffer Mgmt For For For
Lundstrom
17 Ratify Susanne Morch Mgmt For For For
Koch
18 Ratify Riitta Mgmt For For For
Savonlahti
19 Ratify Martin Svalstedt Mgmt For For For
20 Ratify Fredrik Mgmt For For For
Wirdenius
21 Ratify Lottie Knutson Mgmt For For For
22 Ratify Eva Moen Mgmt For For For
Adolfsson
23 Ratify Jens Mathiesen Mgmt For For For
24 Ratify Even Frydenberg Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Board Size Mgmt For For For
27 Number of Auditors Mgmt For For For
28 Directors' Fees Mgmt For For For
29 Authority to Set Mgmt For For For
Auditor's
Fees
30 Elect Ingalill Berglund Mgmt For For For
31 Elect Per G. Braathen Mgmt For For For
32 Elect Grant D. Hearn Mgmt For For For
33 Elect Martin Svalstedt Mgmt For For For
34 Elect Fredrik Wirdenius Mgmt For For For
35 Elect Kristina Patek Mgmt For For For
36 Elect Per G. Braathen Mgmt For For For
as
Chair
37 Appointment of Auditor Mgmt For For For
38 Remuneration Guidelines Mgmt For For For
39 Amendments to Articles Mgmt For For For
40 Non-Voting Agenda Item N/A N/A N/A N/A
41 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Scandinavian Tobacco Group AS
Ticker Security ID: Meeting Date Meeting Status
STG CINS K8553U105 03/26/2020 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' Fees Mgmt For For For
9 Elect Nigel Northridge Mgmt For For For
10 Elect Henrik Brandt Mgmt For For For
11 Elect Dianne Neal Blixt Mgmt For For For
12 Elect Luc Missorten Mgmt For Abstain Against
13 Elect Anders Obel Mgmt For For For
14 Elect Marlene Forsell Mgmt For For For
15 Elect Claus Gregersen Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Amendments to Articles Mgmt For For For
20 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Schoeller-Bleckmann Oilfield Equipment AG
Ticker Security ID: Meeting Date Meeting Status
SBO CINS A7362J104 04/23/2020 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Appointment of Auditor Mgmt For For For
7 Management Board Mgmt For For For
Remuneration
Policy
8 Supervisory Board Mgmt For For For
Remuneration
Policy
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Seaspan Corporation
Ticker Security ID: Meeting Date Meeting Status
SSW CUSIP Y75638109 02/27/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Holding Company Mgmt For For For
Reorganization
2 Bundled Article Mgmt For For For
Amendments
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Sebang Global Battery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
004490 CINS Y2723M106 03/18/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Members
(Slate)
5 Directors' Fees Mgmt For For For
6 Adoption of Executive Mgmt For For For
Officer Retirement
Allowance
Policy
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Select Harvests Limited
Ticker Security ID: Meeting Date Meeting Status
SHV CINS Q8458J100 02/21/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Fiona R.V. Mgmt For For For
Bennett
4 Elect Guy Kingwill Mgmt For For For
5 Approve Increase in Mgmt For For For
NED's Fee
Cap
6 Equity Grant (MD/CEO Mgmt For For For
Paul
Thompson)
________________________________________________________________________________
SEMAFO Inc.
Ticker Security ID: Meeting Date Meeting Status
SMF CUSIP 816922108 05/28/2020 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Sheng Siong Group Ltd
Ticker Security ID: Meeting Date Meeting Status
OV8 CINS Y7709X109 06/22/2020 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect LIM Hock Eng Mgmt For For For
4 Elect TAN Ling San Mgmt For For For
5 Elect GOH Yeow Tin Mgmt For For For
6 Elect JONG Voon Hoo Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority To Grant Mgmt For Against Against
Options And Issue
Shares Under The
Sheng Siong
Esos
11 Authority to Allot and Mgmt For For For
Issue Shares under
the Sheng Siong Share
Award
Scheme
________________________________________________________________________________
Shikun & Binui Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKBN CINS M8391N105 02/27/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Tamir Cohen Mgmt For For For
4 Elect Roy David Mgmt For For For
5 Elect Shalom Simhon Mgmt For For For
6 Elect Doron Arbely Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect Lily Ayalon as Mgmt For For For
External
Director
________________________________________________________________________________
Shinkong Synthetic Fibers Corporation
Ticker Security ID: Meeting Date Meeting Status
1409 CINS Y77522103 05/28/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
4 Elect WU Dong-Sheng Mgmt For For For
5 Elect WU Tung-Ming Mgmt For For For
6 Elect WANG CHEN Mgmt For For For
Hsiu-Mei
7 Elect WU Xin-En Mgmt For For For
8 Elect HONG Shi-Jun Mgmt For For For
9 Elect CHIU Ching-Chun Mgmt For For For
10 Elect SHI Huo-Zhao Mgmt For For For
11 Elect NI Shun-Mo Mgmt For For For
12 Elect LIU Jung-Chi Mgmt For For For
13 Elect CHIU Hsien-Te Mgmt For For For
14 Elect LIN Hui-Huang Mgmt For For For
15 Elect TSAI Yung-Chin Mgmt For For For
16 Release of Non-compete Mgmt For For For
Restrictions
________________________________________________________________________________
Ship Healthcare Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
3360 CINS J7T445100 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kunihisa Furukawa Mgmt For For For
4 Elect Kenzo Konishi Mgmt For For For
5 Elect Hirotaka Ogawa Mgmt For For For
6 Elect Futoshi Ohashi Mgmt For For For
7 Elect Koichi Okimoto Mgmt For For For
8 Elect Hiroyuki Mgmt For For For
Kobayashi
9 Elect Hiroshi Yokoyama Mgmt For For For
10 Elect Shoji Shimada Mgmt For For For
11 Elect Atsushi Umino Mgmt For For For
12 Elect Seiichiro Sano Mgmt For For For
13 Elect Toshio Imabeppu Mgmt For For For
14 Elect Fumiyo Ito Mgmt For For For
________________________________________________________________________________
Shougang Fushan Resources Group Limited
Ticker Security ID: Meeting Date Meeting Status
0639 CINS Y7760F104 05/21/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEN Zhaoqiang Mgmt For For For
6 Elect LIU Qingshan Mgmt For For For
7 Elect FAN Wenli Mgmt For For For
8 Elect SHI Yubao Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Shun Tak Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
0242 CINS Y78567107 06/24/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Pansy Catilina Mgmt For Against Against
HO Chiu
King
6 Elect Norman HO Hau Mgmt For For For
Chong
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Sigma Healthcare Limited
Ticker Security ID: Meeting Date Meeting Status
SIG CINS Q8T84B108 05/13/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Michael Sammells Mgmt For For For
4 Re-elect David Bayes Mgmt For For For
5 Re-elect Raymond (Ray) Mgmt For For For
M.
Gunston
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
Signify NV
Ticker Security ID: Meeting Date Meeting Status
LIGHT CINS N8063K107 05/19/2020 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Remuneration Report Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Elect Eric Rondolat Mgmt For For For
9 Elect Rene van Schooten Mgmt For For For
10 Elect Maria Letizia Mgmt For For For
Mariani
11 Elect Arthur van der Mgmt For For For
Poel
12 Elect Rita S. Lane Mgmt For For For
13 Elect Frank Lubnau Mgmt For For For
14 Elect Pamela Knapp Mgmt For For For
15 Management Board Mgmt For For For
Remuneration
Policy
16 Supervisory Board Mgmt For For For
Remuneration
Policy
17 Appointment of Auditor Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Suppress Mgmt For For For
Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Cancellation of Shares Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Simplo Technology Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
6121 CINS Y7987E104 05/28/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Sale of shares by Mgmt For For For
subsidiary
4 Elect SUNG Fu-Hsiang Mgmt For For For
5 Election of Mgmt For Against Against
Representative of TLC
Capital Co.,
Ltd.
6 Election of Mgmt For Against Against
Representative of Bon
Shin International
Investment Co.,
Ltd.
7 Elect CHEN Tai-Ming Mgmt For For For
8 Elect HSUEH Pin-Pin Mgmt For For For
9 Elect WANG Chen-Wei Mgmt For For For
10 Elect LIN Pi-Jung Mgmt For For For
11 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Sinko Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
6458 CINS J73283111 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shozo Takeda Mgmt For For For
4 Elect Satoshi Suenaga Mgmt For For For
5 Elect Takenori Mgmt For For For
Taniguchi
6 Elect Tokuji Aota Mgmt For For For
7 Elect Akira Fujii Mgmt For For For
8 Elect Tomoaki Fujii Mgmt For For For
9 Elect Noriaki Michibata Mgmt For For For
10 Elect Minako Adachi Mgmt For For For
11 Elect Yoshio Nakagawa Mgmt For For For
12 Elect Keishi Kanada Mgmt For For For
13 Elect Takashi Sugisawa Mgmt For For For
14 Elect Mitsuya Fujita Mgmt For For For
15 Elect Kenichiro Mgmt For For For
Mizumura
16 Elect Shinichi Hirano Mgmt For For For
17 Elect Ryohei Okao as Mgmt For For For
Alternate Audit
Committee
Director
________________________________________________________________________________
Sistema PJSFC
Ticker Security ID: Meeting Date Meeting Status
AFKS CINS 48122U204 06/27/2020 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Anna G. Belova Mgmt For For For
7 Elect Andrey A. Mgmt For For For
Dubovskov
8 Elect Vladimir P. Mgmt For For For
Evtushenkov
9 Elect Felix V. Mgmt For For For
Evtushenkov
10 Elect Ron Sommer Mgmt For For For
11 Elect Robert S. Mgmt For Against Against
Kocharyan
12 Elect Roger Munnings Mgmt For For For
13 Elect Vladimir S. Mgmt For For For
Chirakhov
14 Elect Anatoly B. Mgmt For For For
Chubais
15 Elect Mikhail V. Mgmt For For For
Shamolin
16 Elect Etienne Schneider Mgmt For For For
17 Elect David Mgmt For For For
Iakobachvili
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Elect Anna G. Belova Mgmt N/A For N/A
20 Elect Andrey A. Mgmt N/A For N/A
Dubovskov
21 Elect Vladimir P. Mgmt N/A For N/A
Evtushenkov
22 Elect Felix V. Mgmt N/A For N/A
Evtushenkov
23 Elect Ron Sommer Mgmt N/A For N/A
24 Elect Robert S. Mgmt N/A Against N/A
Kocharyan
25 Elect Roger Munnings Mgmt N/A For N/A
26 Elect Vladimir S. Mgmt N/A For N/A
Chirakhov
27 Elect Anatoly B. Mgmt N/A For N/A
Chubais
28 Elect Mikhail V. Mgmt N/A For N/A
Shamolin
29 Elect Etienne Schneider Mgmt N/A For N/A
30 Elect David Mgmt N/A For N/A
Iakobachvili
31 Appointment of Auditor Mgmt For For For
(RAS)
32 Appointment of Auditor Mgmt For For For
(IFRS)
33 Directors' Fees Mgmt For For For
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sixt SE
Ticker Security ID: Meeting Date Meeting Status
SIX2 CINS D6989S106 06/24/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Increase in Authorised Mgmt For For For
Capital (Preferred
Shareholders)
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital (Preferred
Shareholders)
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
SK Networks Company Limited
Ticker Security ID: Meeting Date Meeting Status
001740 CINS Y8T645130 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect PARK Sang Kyu Mgmt For For For
4 Elect LEE Chun Sae Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member: LEE
Chun
Sae
6 Director's Fees Mgmt For For For
7 Amendments to Mgmt For For For
Executive Officer
retirement Allowance
policy
________________________________________________________________________________
SK Networks Company Limited
Ticker Security ID: Meeting Date Meeting Status
001740 CINS Y8T645130 11/15/2019 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Smart Metering Systems Plc
Ticker Security ID: Meeting Date Meeting Status
SMS CINS G82373104 06/23/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Graeme Bissett Mgmt For For For
4 Elect Timothy Mortlock Mgmt For For For
5 Elect Ruth Leak Mgmt For For For
6 Elect Jamie C. Richards Mgmt For For For
7 Remuneration Report Mgmt For For For
(Advisory)
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Scrip Dividend Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
14 Amendments to Articles Mgmt For For For
(Electronic
Meetings)
________________________________________________________________________________
Sopra Steria Group
Ticker Security ID: Meeting Date Meeting Status
SOP CINS F20906115 06/09/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Profits Mgmt For For For
7 Remuneration Report Mgmt For For For
8 Remuneration of Pierre Mgmt For For For
Pasquier,
Chair
9 Remuneration of Mgmt For For For
Vincent Paris,
CEO
10 Remuneration Policy Mgmt For For For
(Chair)
11 Remuneration Policy Mgmt For For For
(CEO)
12 Remuneration Policy Mgmt For For For
(Board of
Directors)
13 Directors' Fees Mgmt For For For
14 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
15 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
16 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/o
Preemptive Rights in
Case of Exchange
Offer
18 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
19 Authority to Set Mgmt For For For
Offering Price of
Shares
20 Greenshoe Mgmt For For For
21 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
22 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offers
23 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
24 Employee Stock Mgmt For For For
Purchase
Plan
25 Amendments to Articles Mgmt For For For
Regarding Board of
Directors
26 Amendments to Articles Mgmt For For For
27 Elect Sylvie Remond Mgmt For Against Against
28 Elect Jessica Scale Mgmt For For For
29 Elect Noelle Lenoir Mgmt For For For
30 Elect Andre Einaudi Mgmt For For For
31 Authorisation of Legal Mgmt For For For
Formalities
32 Non-Voting Meeting Note N/A N/A N/A N/A
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Soulbrain Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
036830 CINS Y8076W112 05/14/2020 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Mgmt For For For
2 Elect KIM Bong Seok Mgmt For For For
3 Elect SO Byung Ha Mgmt For For For
4 Election of Corporate Mgmt For For For
Auditor
________________________________________________________________________________
Sparebank 1 Nord-Norge
Ticker Security ID: Meeting Date Meeting Status
NONG CINS R8288N106 02/13/2020 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Election of Mgmt For For For
Representatives to
the Supervisory
Board
________________________________________________________________________________
Spicejet Limited
Ticker Security ID: Meeting Date Meeting Status
SPICEJET CINS Y81178108 09/30/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Shiwani Singh Mgmt For For For
3 Elect Ajay Chhotelal Mgmt For For For
Aggarwal
4 Elect Manoj Kumar Mgmt For For For
5 Appointment of Ajay Mgmt For For For
Singh (Managing
Director); Approval
of
Remuneration
________________________________________________________________________________
Spirent Communications Plc
Ticker Security ID: Meeting Date Meeting Status
SPT CINS G83562101 04/29/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Eric A Updyke Mgmt For For For
5 Elect Paula Bell Mgmt For For For
6 Elect Gary Bullard Mgmt For For For
7 Elect Bill G. Thomas Mgmt For For For
8 Elect Wendy Koh Mgmt For For For
9 Elect Edgar Masri Mgmt For For For
10 Elect Jonathan C. Mgmt For For For
Silver
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
St Barbara Limited
Ticker Security ID: Meeting Date Meeting Status
SBM CINS Q8744Q173 10/23/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect David Moroney Mgmt For For For
4 Elect Stefanie Loader Mgmt For For For
5 Elect Steven G. Dean Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Robert
Vassie)
________________________________________________________________________________
Stabilus S.A.
Ticker Security ID: Meeting Date Meeting Status
STM CINS L8750H104 02/12/2020 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Resignation of Mgmt For For For
Director;
Ratification of
Management Board Acts
(Stephan
Kessel)
8 Ratification of Mgmt For For For
Management Board Acts
(Mark
Wilhelms)
9 Ratification of Mgmt For For For
Management Board Acts
(Andreas
Sievers)
10 Ratification of Mgmt For For For
Management Board Acts
(Andreas
Schroder)
11 Ratification of Mgmt For For For
Management Board Acts
(Markus
Schadlich)
12 Resignation of Mgmt For For For
Director;
Ratification of
Supervisory Board
Acts (Udo
Stark)
13 Ratification of Mgmt For For For
Supervisory Board
Acts (Stephan
Kessel)
14 Ratification of Mgmt For For For
Supervisory Board
Acts (Joachim
Rauhut)
15 Ratification of Mgmt For For For
Supervisory Board
Acts (Ralf-Michael
Fuchs)
16 Ratification of Mgmt For For For
Supervisory Board
Acts (Dirk
Linzmeier)
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Appointment of Auditor Mgmt For For For
19 Remuneration Policy Mgmt For For For
20 Remuneration Report Mgmt For For For
21 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Stillfront Group AB
Ticker Security ID: Meeting Date Meeting Status
SF CINS W87819103 12/10/2019 Take No Action
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Non-Voting Agenda Item N/A N/A TNA N/A
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Non-Voting Agenda Item N/A N/A TNA N/A
10 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
11 Share Option Program Mgmt For TNA N/A
12 Amendments to Articles Mgmt For TNA N/A
13 Non-Voting Agenda Item N/A N/A TNA N/A
________________________________________________________________________________
Sulzer AG
Ticker Security ID: Meeting Date Meeting Status
SUN CINS H83580284 04/15/2020 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Compensation Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
and Management
Acts
7 Board Compensation Mgmt For For For
8 Executive Compensation Mgmt For For For
9 Elect Peter Loscher as Mgmt For For For
Board
Chair
10 Elect Hanne Birgitte Mgmt For For For
Breinbjerg
Sorensen
11 Elect Matthias Bichsel Mgmt For For For
12 Elect Lukas Mgmt For For For
Braunschweiler
13 Elect Mikhail Lifshitz Mgmt For For For
14 Elect Marco Musetti Mgmt For For For
15 Elect Gerhard Roiss Mgmt For Against Against
16 Elect Alexey V. Moskov Mgmt For For For
17 Elect Hanne Birgitte Mgmt For For For
Breinbjerg Sorensen
as Compensation
Committee
Member
18 Elect Marco Musetti as Mgmt For For For
Compensation
Committee
Member
19 Elect Gerhard Roiss as Mgmt For For For
Compensation
Committee
Member
20 Appointment of Auditor Mgmt For For For
21 Appointment of Mgmt For For For
Independent
Proxy
________________________________________________________________________________
Sumitomo Forestry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1911 CINS J77454122 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Akira Ichikawa Mgmt For For For
5 Elect Toshiro Mgmt For For For
Mitsuyoshi
6 Elect Shigeru Sasabe Mgmt For For For
7 Elect Tatsuru Sato Mgmt For For For
8 Elect Tatsumi Kawata Mgmt For For For
9 Elect Atsushi Kawamura Mgmt For For For
10 Elect Junko Hirakawa Mgmt For For For
11 Elect Izumi Yamashita Mgmt For For For
12 Elect Akihisa Fukuda Mgmt For For For
13 Elect Yoshitsugu Mgmt For For For
Minagawa
14 Bonus Mgmt For For For
________________________________________________________________________________
Sumitomo Mitsui Construction Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1821 CINS J7771R102 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hideo Arai Mgmt For For For
4 Elect Yoshitaka Mimori Mgmt For For For
5 Elect Kunio Hanato Mgmt For For For
6 Elect Shoji Kimijima Mgmt For For For
7 Elect Shigetoshi Kondo Mgmt For For For
8 Elect Toshio Shibata Mgmt For For For
9 Elect Sakio Sasamoto Mgmt For For For
10 Elect Jun Sugie Mgmt For For For
11 Elect Tamao Hosokawa Mgmt For For For
12 Elect Yoshiyuki Kato Mgmt For For For
13 Elect Aizo Murakami Mgmt For For For
________________________________________________________________________________
Sun Frontier Fudosan Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
8934 CINS J7808L102 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Mgmt For For For
Articles: Board
Size
3 Amendments to Mgmt For For For
Articles: Establish
Chair
Position
4 Elect Tomoaki Horiguchi Mgmt For For For
5 Elect Kiyokazu Saito Mgmt For For For
6 Elect Izumi Nakamura Mgmt For For For
7 Elect Yasushi Yamada Mgmt For For For
8 Elect Mitsuhiro Mgmt For For For
Ninomiya
9 Elect Kenji Honda Mgmt For For For
10 Elect Toshio Takahara Mgmt For For For
11 Elect Yukitoshi Kubo Mgmt For For For
12 Elect Kazutaka Okubo Mgmt For For For
________________________________________________________________________________
Sunrise Communications Group
Ticker Security ID: Meeting Date Meeting Status
SRCG CINS H83659104 04/08/2020 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividend from Reserves Mgmt For For For
6 Ratification of Board Mgmt For For For
and Management
Acts
7 Elect Ingo Arnold Mgmt For For For
8 Elect Ingrid Deltenre Mgmt For For For
9 Elect Michael Krammer Mgmt For For For
10 Elect Christoph Vilanek Mgmt For For For
11 Elect Thomas D. Meyer Mgmt For For For
12 Elect Thomas Karlovits Mgmt For For For
13 Elect Sonja Stirnimann Mgmt For For For
14 Elect Henriette Wendt Mgmt For For For
15 Appoint Thomas D. Mgmt For For For
Meyer as Board
Chair
16 Elect Ingrid Deltenre Mgmt For For For
as Compensation
Committee
Member
17 Elect Michael Krammer Mgmt For For For
as Compensation
Committee
Member
18 Elect Christoph Mgmt For For For
Vilanek as
Compensation
Committee
Member
19 Elect Thomas D. Meyer Mgmt For For For
as Compensation
Committee
Member
20 Appoint Ingrid Mgmt For For For
Deltenre as
Compensation
Committee
Chair
21 Appointment of Mgmt For For For
Independent
Proxy
22 Appointment of Auditor Mgmt For For For
23 Compensation Report Mgmt For For For
24 Board Compensation Mgmt For For For
25 Executive Compensation Mgmt For For For
26 Increase in Authorised Mgmt For For For
Capital
________________________________________________________________________________
Super Retail Group Limited
Ticker Security ID: Meeting Date Meeting Status
SUL CINS Q88009107 10/22/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Diana J. Mgmt For For For
Eilert
4 Equity Grant (MD/CEO Mgmt For For For
Anthony
Heraghty)
5 Equity Grant (MD/CEO Mgmt For For For
Anthony Heraghty -
Co-Investment
Grant)
6 Amendments to Mgmt For For For
Constitution
________________________________________________________________________________
Supreme Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
8112 CINS Y83133101 06/24/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
________________________________________________________________________________
Suruga Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
8358 CINS J78400108 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michio Arikuni Mgmt For For For
3 Elect Kosuke Saga Mgmt For For For
4 Elect Kosuke Kato Mgmt For For For
5 Elect Tomoaki Tsutsumi Mgmt For For For
6 Elect Tomoki Toya Mgmt For For For
7 Elect Yugo Minemura Mgmt For For For
8 Elect Hiroshi Nojima Mgmt For For For
9 Elect Kiyoto Matsuda Mgmt For For For
10 Elect Yoriyuki Kusaki Mgmt For For For
11 Elect Yasumine Satake Mgmt For For For
as Audit Committee
Director
12 Post-delivery Type Mgmt For For For
Stock
Compensation
________________________________________________________________________________
Sushiro Global Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
3563 CINS J78446101 12/19/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Koichi Mizutome Mgmt For For For
4 Elect Yoshihito Mgmt For For For
Kinoshita
5 Elect Kohei Nii Mgmt For For For
6 Elect Yo Horie Mgmt For For For
7 Elect Akira Matsumoto Mgmt For For For
8 Elect Akira Kondo Mgmt For For For
9 Elect Kozo Takaoka Mgmt For For For
10 Elect Kenichi Toyosaki Mgmt For For For
as Audit Committee
Director
11 Appointment of Auditor Mgmt For For For
12 Non-Audit Committee Mgmt For For For
Directors'
Fees
________________________________________________________________________________
Swedish Orphan Biovitrum AB
Ticker Security ID: Meeting Date Meeting Status
SOBI CINS W95637117 05/13/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board Mgmt For For For
and CEO
Acts
16 Directors and Mgmt For For For
Auditors'
Fees
17 Board Size; Number of Mgmt For For For
Auditors
18 Elect Hakan Bjorklund Mgmt For For For
19 Elect Annette Clancy Mgmt For For For
20 Elect Matthew Gantz Mgmt For For For
21 Elect Lennart Johansson Mgmt For For For
22 Elect Helena Saxon Mgmt For For For
23 Elect Elisabeth Mgmt For For For
Svanberg
24 Elect Staffan Schuberg Mgmt For For For
25 Elect Hakan Bjorklund Mgmt For For For
as
Chair
26 Appointment of Auditor Mgmt For For For
27 Remuneration Policy Mgmt For For For
28 Amendments to Articles Mgmt For For For
29 Long-Term Incentive Mgmt For For For
Plan
2020
30 All Employee Programme Mgmt For For For
31 Hedging Arrangements Mgmt For For For
Pursuant to
LTIP
32 Equity Swap Agreement Mgmt For For For
33 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
34 Issuance of Treasury Mgmt For For For
Shares Pursuant to
Incentive Programme
2017
35 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Systex Corp.
Ticker Security ID: Meeting Date Meeting Status
6214 CINS Y8345P104 06/18/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
________________________________________________________________________________
Taeyoung Engineering & Construction
Ticker Security ID: Meeting Date Meeting Status
009410 CINS Y8366E103 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect YOON Suk Min Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Taikisha Ltd.
Ticker Security ID: Meeting Date Meeting Status
1979 CINS J79389102 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Koji Kato Mgmt For For For
4 Elect Hiroshi Mukai Mgmt For For For
5 Elect Kazuhide Hayakawa Mgmt For For For
6 Elect Yasushi Nakajima Mgmt For For For
7 Elect Masanori Nakagawa Mgmt For For For
8 Elect Nobutaka Inagawa Mgmt For For For
9 Elect Junich Murakawa Mgmt For For For
10 Elect Hirokazu Hikosaka Mgmt For For For
11 Elect Kiyotaka Fuke Mgmt For For For
12 Elect Makoto Wakida Mgmt For For For
13 Elect Shigeo Kobayashi Mgmt For For For
14 Elect Nobuyuki Soda Mgmt For For For
15 Outside Directors' Fees Mgmt For For For
________________________________________________________________________________
Taiwan Hon Chuan Enterprise Company Limited
Ticker Security ID: Meeting Date Meeting Status
9939 CINS Y8421M108 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
4 Elect DAI Huang-Chuan Mgmt For For For
5 Elect TSAO Hsih-Chung Mgmt For For For
6 Elect CHANG Chun-Shu Mgmt For For For
7 Elect DAI Hong-I Mgmt For For For
8 Elect LIU Yun-Chang Mgmt For For For
9 Elect TSAO Hung-Yu Mgmt For For For
10 Elect HUNG Chao-Nan Mgmt For For For
11 Elect HUANG Hsiang-Ying Mgmt For For For
12 Elect KUNG Yi-Lu Mgmt For For For
13 Releasing the Newly Mgmt For For For
Elected Directors
from the
Non-Competition
Restrictions
________________________________________________________________________________
Taiwan Styrene Monomer Corp.
Ticker Security ID: Meeting Date Meeting Status
1310 CINS Y84630105 05/27/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Constitution of Mgmt For For For
Procedural Rules for
Shareholder
Meetings
4 Elect CHEN Po-Yuan Mgmt For For For
________________________________________________________________________________
Taiwan Surface Mounting Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
6278 CINS Y84660102 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Takara Leben CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
8897 CINS J80744105 06/29/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yoshio Murayama Mgmt For For For
4 Elect Kazuichi Shimada Mgmt For For For
5 Elect Kazuyuki Shimizu Mgmt For For For
6 Elect Masashi Yamamoto Mgmt For For For
7 Elect Masahiro Yoshida Mgmt For For For
8 Elect Shoichi Akisawa Mgmt For For For
9 Elect Hiroshi Iwamoto Mgmt For For For
10 Elect Mika Takaara Mgmt For For For
Mika
Nakagawa
11 Elect Yoshitaka Tejima Mgmt For For For
12 Elect Hitoshi Shida Mgmt For For For
13 Elect Katsumi Kasahara Mgmt For For For
14 Elect Kenji Kawada Mgmt For For For
15 Elect Kentaro Taniguchi Mgmt For For For
16 Elect Yuko Miura as Mgmt For For For
Statutory
Auditor
17 Elect Shunji Kimura as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Takasago Thermal Engineering Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
1969 CINS J81023111 06/29/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Atsushi Ouchi Mgmt For For For
4 Elect Kazuhito Kojima Mgmt For For For
5 Elect Choichi Takahara Mgmt For For For
6 Elect Yoshiyuki Hara Mgmt For For For
7 Elect Hiroshi Yamawake Mgmt For For For
8 Elect Tadashi Kamiya Mgmt For For For
9 Elect Toshikazu Yokote Mgmt For For For
10 Elect Kazuo Matsunaga Mgmt For For For
11 Elect Mitoji Yabunaka Mgmt For For For
12 Elect Kiyoshi Fujimura Mgmt For For For
13 Elect Yoko Seki Mgmt For For For
________________________________________________________________________________
Tamron Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
7740 CINS J81625105 03/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Acquisition of Shares Mgmt For For For
of New Well Co.,
Ltd.
4 Elect Shiro Ajisaka Mgmt For For For
5 Elect Shogo Sakuraba Mgmt For For For
6 Elect Masayuki Abo Mgmt For For For
7 Elect Koji Masunari Mgmt For For For
8 Elect Yasuki Kitazume Mgmt For For For
9 Elect Hiroshi Otsuka Mgmt For For For
10 Elect Shenghai Zhang Mgmt For For For
11 Elect Makoto Otani Mgmt For For For
12 Elect Tomohide Okayasu Mgmt For For For
13 Elect Yuichi Sato Mgmt For For For
14 Elect Harumi Katagiri Mgmt For For For
________________________________________________________________________________
Tate & Lyle plc
Ticker Security ID: Meeting Date Meeting Status
TATE CINS G86838128 07/25/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Gerry M. Murphy Mgmt For For For
5 Elect Nick Hampton Mgmt For For For
6 Elect Imran Nawaz Mgmt For For For
7 Elect Paul Forman Mgmt For For For
8 Elect Lars Vinge Mgmt For For For
Frederiksen
9 Elect Anne E. Minto Mgmt For For For
10 Elect Kimberly A. Mgmt For For For
Nelson
11 Elect Ajai Puri Mgmt For For For
12 Elect Sybella Stanley Mgmt For For For
13 Elect Warren G. Tucker Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Amendments to Articles Mgmt For For For
________________________________________________________________________________
TCL Electronics Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1070 CINS G8701T138 04/20/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Master Financial Mgmt For For For
Agreements
4 Elect HU Lihua Mgmt For Against Against
5 Elect SUN Li Mgmt For For For
________________________________________________________________________________
TCL Electronics Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1070 CINS G8701T138 06/02/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect YAN Xiaolin Mgmt For Against Against
7 Elect Albert T. Da Mgmt For For For
Rosa,
Jr.
8 Elect Carter TSENG Mgmt For For For
Shieng-chang
9 Elect WANG Yijiang Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Authority to Issue Mgmt For For For
Shares under
Restricted Share
Scheme
________________________________________________________________________________
TCL Electronics Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1070 CINS G8701T138 07/08/2019 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Master Sale and Mgmt For For For
Purchase (2019-2021)
Agreement
4 Master Services Mgmt For For For
(2019-2021)
Agreement
5 Master Brand Promotion Mgmt For For For
(2019-2021)
Agreement
________________________________________________________________________________
Techmatrix Corporation
Ticker Security ID: Meeting Date Meeting Status
3762 CINS J82271107 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takashi Yuri Mgmt For For For
3 Elect Yoshihisa Yoda Mgmt For For For
4 Elect Takaharu Yai Mgmt For For For
5 Elect Takeshi Suzuki Mgmt For For For
6 Elect Hiroaki Yasutake Mgmt For For For
7 Elect Michi Kaifu Mgmt For For For
8 Elect Ari Horie Mgmt For For For
9 Non-Audit Committee Mgmt For For For
Directors'
Fees
________________________________________________________________________________
Tecnicas Reunidas, S.A.
Ticker Security ID: Meeting Date Meeting Status
TRE CINS E9055J108 06/25/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Report on Mgmt For For For
Non-Financial
Information
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
(Debt
Issuances)
9 Amendments to Articles Mgmt For For For
(General
Meetings)
10 Amendments to Articles Mgmt For For For
(Board of
Directors)
11 Amendments to Articles Mgmt For For For
(Dividends)
12 Amendments to General Mgmt For For For
Meeting Regulations
(General
Provisions)
13 Amendments to General Mgmt For For For
Meeting Regulations
(Types and
Competencies)
14 Amendments to General Mgmt For For For
Meeting Regulations
(Convening and
Preparation)
15 Amendments to General Mgmt For For For
Meeting Regulations
(Holding of General
Meeting)
16 Amendments to General Mgmt For For For
Meeting Regulations
(Remote
Participation)
17 Amendments to General Mgmt For For For
Meeting Regulations
(Technical
Amendments)
18 Approval of Mgmt For For For
Consolidated Text of
General Meeting
Regulations
19 Elect Juan Llado Mgmt For For For
Arburua
20 Elect Petra Mgmt For For For
Mateos-Aparicio
Morales
21 Elect Pedro Luis Mgmt For For For
Uriarte
Santamaria
22 Elect Adrian Rene Mgmt For For For
Lajous
Vargas
23 Elect Jose Manuel Mgmt For For For
Llado
Arburua
24 Elect William Blaine Mgmt For For For
Richardson
25 Elect Ines Andrade Mgmt For For For
Moreno
26 Elect Ignacio Mgmt For For For
Sanchez-Asiain
Sanz
27 Board Size Mgmt For For For
28 Authority to Issue Mgmt For Against Against
Convertible Debt
Instruments
29 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
30 Authority to Create Mgmt For For For
and Fund
Foundations
31 Remuneration Policy Mgmt For For For
(Binding)
32 Directors' Fees Mgmt For For For
33 Authorisation of Legal Mgmt For For For
Formalities
34 Remuneration Report Mgmt For For For
(Advisory)
35 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tegma Gestao Logistica SA
Ticker Security ID: Meeting Date Meeting Status
TGMA3 CINS P90284103 04/30/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Request Separate Mgmt N/A Against N/A
Election for
Supervisory Council
Member
7 Elect Mauro Stacchini Mgmt For For For
Jr.
8 Elect Rubens Barletta Mgmt For For For
9 Elect Marco Tulio Mgmt For For For
Clivati
Padilha
10 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Tegma Gestao Logistica SA
Ticker Security ID: Meeting Date Meeting Status
TGMA3 CINS P90284103 04/30/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance; Amendments
to Article 5
(Reconciliation of
Share
Capital)
4 Ratify Updated Global Mgmt For For For
Remuneration
Amount
5 Ratify Updated Capital Mgmt For For For
Expenditure Budget
Amount
________________________________________________________________________________
Tessenderlo Group
Ticker Security ID: Meeting Date Meeting Status
TESB CINS B9132B105 05/12/2020 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
5 Remuneration Report Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Ratification of Mgmt For For For
Auditor's
Acts
8 Change in Control Mgmt For For For
Clause
________________________________________________________________________________
TFI International Inc.
Ticker Security ID: Meeting Date Meeting Status
TFII CUSIP 87241L109 04/21/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leslie Abi-Karam Mgmt For For For
1.2 Elect Alain Bedard Mgmt For For For
1.3 Elect Andre Berard Mgmt For For For
1.4 Elect Lucien Bouchard Mgmt For For For
1.5 Elect Diane Giard Mgmt For For For
1.6 Elect Richard Guay Mgmt For For For
1.7 Elect Debra J. Mgmt For For For
Kelly-Ennis
1.8 Elect Neil D. Manning Mgmt For For For
1.9 Elect Arun Nayar Mgmt For For For
1.10 Elect Joey Saputo Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Thanachart Capital Public Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
TCAP CINS Y8738D197 09/23/2019 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Minutes Mgmt For For For
2 Business Restructuring Mgmt For For For
and Merger
Plan
3 Acquisition of Shares Mgmt For For For
in TBANK Subsidiaries
in the Proportion
Offered to the
Company
4 Acquisition of Shares Mgmt For For For
in TBANK Subsidiaries
in the Proportion
Offered to TBANK
Minority
Shareholders
5 Sale of TBANK Shares Mgmt For For For
to
TMB
6 Subscription of TMB Mgmt For For For
Shares in the
Proportion Offered to
the
Company
7 Subscription of TMB Mgmt For For For
shares in the
Proportion Offered to
TBANK Minority
Shareholders
8 Post-Restructuring Mgmt For For For
Acquisition of Shares
in Subsidiaries of
Scotia Netherlands
Holdings
B.V.
9 Transaction of Other Mgmt For Abstain Against
Business
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Go-Ahead Group plc
Ticker Security ID: Meeting Date Meeting Status
GOG CINS G87976109 10/31/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Clare Mgmt For For For
Hollingsworth
5 Elect Elodie Brian Mgmt For For For
6 Elect Katherine Innes Mgmt For For For
Ker
7 Elect Adrian Ewer Mgmt For For For
8 Elect Harry Holt Mgmt For For For
9 Elect Leanne Wood Mgmt For For For
10 Elect David Brown Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authorisation of Mgmt For For For
Political
Donations
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
THE NIPPON ROAD CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
1884 CINS J55397103 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hiromi Hisamatsu Mgmt For For For
3 Elect Tomoki Shimizu Mgmt For For For
4 Elect Toshiyuki Ishii Mgmt For For For
5 Elect Toyoji Sone Mgmt For For For
6 Elect Kaoru Ito Mgmt For For For
7 Elect Shinichiro Mgmt For For For
Nakazato
8 Elect Taku Matsumoto Mgmt For For For
9 Elect Yoshiaki Shimoda Mgmt For For For
10 Elect Kyoichi Suzuki Mgmt For For For
11 Elect Hidemi Fujino Mgmt For For For
________________________________________________________________________________
The United Laboratories International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3933 CINS G8813K108 06/29/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect TSOI Hoi Shan Mgmt For For For
6 Elect ZOU Xian Hong Mgmt For For For
7 Elect CHONG Peng Oon Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Tiangong International Company Limited
Ticker Security ID: Meeting Date Meeting Status
0826 CINS G88831113 05/28/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WU Suojun Mgmt For For For
6 Elect JIANG Guangqing Mgmt For For For
7 Elect GAO Xiang Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Tianneng Power International Limited
Ticker Security ID: Meeting Date Meeting Status
0819 CINS G8655K109 05/22/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHANG Tianren Mgmt For For For
6 Elect ZHANG Aogen Mgmt For For For
7 Elect ZHOU Jianzhong Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Tianneng Power International Limited
Ticker Security ID: Meeting Date Meeting Status
0819 CINS G8655K109 07/12/2019 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Spin-off and Listing Mgmt For For For
________________________________________________________________________________
Timbercreek Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
TF CUSIP 88709B104 05/14/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ugo Bizzarri Mgmt For For For
1.2 Elect Cameron Goodnough Mgmt For For For
1.3 Elect Steven Scott Mgmt For For For
1.4 Elect W. Glenn Shyba Mgmt For For For
1.5 Elect Pamela J. Mgmt For For For
Spackman
1.6 Elect Blair Tamblyn Mgmt For For For
1.7 Elect Derek J. Watchorn Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Toa Corporation
Ticker Security ID: Meeting Date Meeting Status
1885 CINS J83603100 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Masaki Akiyama Mgmt For Against Against
3 Elect Masato Ikeda Mgmt For For For
4 Elect Shigetoshi Kurosu Mgmt For For For
5 Elect Yoshinobu Mgmt For For For
Fukushima
6 Elect Takayuki Baba Mgmt For For For
7 Elect Yoshika Hirose Mgmt For For For
8 Elect Kenichi Ogata Mgmt For For For
________________________________________________________________________________
Tod's S.p.A.
Ticker Security ID: Meeting Date Meeting Status
TOD CINS T93629102 06/03/2020 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Cancellation of Mgmt For For For
Previous Authority to
Repurchase and
Reissue
Shares
7 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
8 Remuneration Policy Mgmt For For For
(Binding)
9 Remuneration Report Mgmt For For For
(Advisory)
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees (Deloitte &
Touche; Preferred
Option)
________________________________________________________________________________
Toda Corporation
Ticker Security ID: Meeting Date Meeting Status
1860 CINS J84377100 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masanori Imai Mgmt For For For
4 Elect Yushi Kikutani Mgmt For For For
5 Elect Hiroyuki Miyazaki Mgmt For For For
6 Elect Ken Fujita Mgmt For For For
7 Elect Morimichi Toda Mgmt For For For
8 Elect Toshihiro Otomo Mgmt For For For
9 Elect Hiroshi Uekusa Mgmt For For For
10 Elect Seisuke Otani Mgmt For For For
11 Elect Setsuhiro Mgmt For For For
Shimomura
12 Elect Shunsuke Amiya Mgmt For For For
13 Elect Toshihiko Itami Mgmt For For For
14 Elect Kumi Arakane Mgmt For For For
Kumi
Kameyama
15 Elect Keiichiro Mgmt For For For
Maruyama
16 Elect Fumio Sato Mgmt For For For
17 Elect Junko Nishiyama Mgmt For For For
18 Directors and Mgmt For For For
Statutory Auditors'
Fees
19 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
TOHO HOLDINGS CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
8129 CINS J85237105 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Norio Hamada Mgmt For For For
3 Elect Atsushi Udo Mgmt For For For
4 Elect Hiromi Edahiro Mgmt For For For
5 Elect Hiroyuki Kono Mgmt For For For
6 Elect Shigeru Fujimoto Mgmt For For For
7 Elect Akira Umada Mgmt For For For
8 Elect Mitsuo Morikubo Mgmt For For For
9 Elect Toshio Homma Mgmt For For For
10 Elect Takeo Matsutani Mgmt For For For
11 Elect Tsuguo Nakagomi Mgmt For For For
12 Elect Makoto Kawamura Mgmt For For For
13 Elect Masami Tada Mgmt For For For
14 Elect Seiji Ohara Mgmt For For For
15 Elect Shunsuke Watanabe Mgmt For For For
16 Elect Shosaku Murayama Mgmt For For For
17 Elect Toru Nagasawa Mgmt For For For
18 Elect Hideyuki Shimizu Mgmt For For For
19 Elect Koji Nakamura Mgmt For For For
20 Elect Yoshiaki Kamoya Mgmt For For For
________________________________________________________________________________
Tokmanni Group Corporation
Ticker Security ID: Meeting Date Meeting Status
TOKMAN CINS X9078R102 05/07/2020 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Remuneration Policy Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Directors' Fees Mgmt For For For
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Appointment of Auditor Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
TOKYO STEEL MANUFACTURING CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
5423 CINS J88204110 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Toshikazu Mgmt For For For
Nishimoto
3 Elect Kiyoshi Imamura Mgmt For For For
4 Elect Nobuaki Nara Mgmt For For For
________________________________________________________________________________
Topco Scientific Company Limited
Ticker Security ID: Meeting Date Meeting Status
5434 CINS Y8896T109 06/22/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules for
Election of Directors
and
Supervisors
5 Amendments to Mgmt For For For
Procedural Rules for
Acquisition and
Disposal of
Assets
6 Amendments to Mgmt For For For
Procedural Rules for
Derivatives
Trading
7 Amendments to Mgmt For For For
Procedural Rules for
Capital Loans and
Endorsements/Guarantee
s
8 Elect KUO Chih-Hui Mgmt For For For
9 Elect Jeffery PAN Mgmt For For For
Chung-Liang
10 Elect Simon TSENG Mgmt For For For
Hai-Hua
11 Elect Charles LI Mgmt For For For
Cheng-Jung
12 Elect Robert LAI Mgmt For For For
Shan-Kuei
13 Elect CHANG Pei-Fen Mgmt For For For
14 Elect CHEN Lin-Sen Mgmt For For For
15 Elect SUN Pi-Chuan Mgmt For For For
16 Elect CHENG Jen-Wei Mgmt For For For
17 Release of Non-compete Mgmt For For For
Restrictions
________________________________________________________________________________
Torii Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
4551 CINS J8959J102 03/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Toshio Fukuoka Mgmt For For For
as
Director
3 Elect Ken Yamamoto Mgmt For For For
4 Elect Eiichi Izumo Mgmt For For For
5 Elect Nobumasa Kondo Mgmt For For For
as Alternate
Director
6 Elect Nobuaki Hayashi Mgmt For For For
as Alternate
Statutory
Auditor
________________________________________________________________________________
Torrent Power Ltd.
Ticker Security ID: Meeting Date Meeting Status
TORNTPOWER CINS Y8903W103 08/05/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jinal Mehta Mgmt For For For
4 Non-Executive Mgmt For For For
Directors'
Commission
5 Authority to Set Cost Mgmt For For For
Auditors
Fees
6 Approve Payment to Mgmt For For For
Sudhir Mehta (Chair
Emeritus)
7 Authority to Issue Mgmt For For For
Non-Convertible
Debt
________________________________________________________________________________
Tosei Corporation
Ticker Security ID: Meeting Date Meeting Status
8923 CINS J8963D109 02/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Seiichiro Mgmt For For For
Yamaguchi
5 Elect Noboru Hirano Mgmt For For For
6 Elect Masaaki Watanabe Mgmt For For For
7 Elect Hideki Nakanishi Mgmt For For For
8 Elect Shunsuke Mgmt For For For
Yamaguchi
9 Elect Hitoshi Oshima Mgmt For For For
10 Elect Kenichi Shotoku Mgmt For For For
11 Elect Hiroyuki Mgmt For For For
Kobayashi
12 Elect Masao Yamanaka Mgmt For For For
13 Directors' Fees Mgmt For For For
________________________________________________________________________________
Tourmaline Oil Corp.
Ticker Security ID: Meeting Date Meeting Status
TOU CUSIP 89156V106 06/03/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael L. Rose Mgmt For For For
1.2 Elect Brian G. Robinson Mgmt For For For
1.3 Elect Jill T. Angevine Mgmt For For For
1.4 Elect William D. Mgmt For For For
Armstrong
1.5 Elect Lee A. Baker Mgmt For For For
1.6 Elect John W. Elick Mgmt For For For
1.7 Elect Andrew B. Mgmt For For For
MacDonald
1.8 Elect Lucy M. Miller Mgmt For For For
1.9 Elect Janet L. Weiss Mgmt For For For
1.10 Elect Ronald C. Wigham Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Share Option Plan Mgmt For For For
Renewal
4 Stated Capital Mgmt For For For
Reduction
________________________________________________________________________________
TOYO CONSTRUCTION CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
1890 CINS J90999111 06/26/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kyoji Takezawa Mgmt For For For
4 Elect Etsuro Moriyama Mgmt For For For
5 Elect Masakazu Kawanobe Mgmt For For For
6 Elect Hiromi Hirata Mgmt For For For
7 Elect Takahiro Mgmt For For For
Yabushita
8 Elect Haruhisa Obayashi Mgmt For For For
9 Elect Takuro Inoue Mgmt For For For
10 Elect Yoshio Fukuda Mgmt For For For
11 Elect Yutaka Yoshida Mgmt For For For
12 Elect Kiyokata Mgmt For For For
Somekawa as Statutory
Auditor
13 Directors' Fees Mgmt For For For
14 Amendment to the Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
TPK Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3673 CINS G89843109 06/10/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
Bundled
4 Amendments to Mgmt For For For
Procedural
Rules-Capital
Loans
5 Amendments to Mgmt For For For
Procedural
Rules-Shareholder
Meetings
________________________________________________________________________________
Trancom Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
9058 CINS J9297N102 06/18/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masahisa Shimizu Mgmt For For For
4 Elect Yutaka Tsunekawa Mgmt For For For
5 Elect Yasuhiro Jinno Mgmt For For For
6 Elect Ryo Kambayashi Mgmt For For For
7 Elect Keisuke Nakazawa Mgmt For For For
8 Elect Atsunori Takebe Mgmt For For For
9 Elect Kei Sato Mgmt For For For
10 Elect Hisatoshi Mgmt For For For
Nagamine
11 Elect Kazuo Kawamura Mgmt For For For
12 Elect Yasuhisa Hayakawa Mgmt For For For
________________________________________________________________________________
Transmissora Alianca de Energia Eletrica S.A.
Ticker Security ID: Meeting Date Meeting Status
TAEE3 CINS P9T5CD126 03/06/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Rialma Transaction Mgmt For Against Against
________________________________________________________________________________
Transmissora Alianca de Energia Eletrica S.A.
Ticker Security ID: Meeting Date Meeting Status
TAEE3 CINS P9T5CD126 04/30/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Request Cumulative Mgmt N/A Abstain N/A
Voting
6 Elect Bernardo Vargas Mgmt For For For
Gibsone
7 Elect Cesar Augusto Mgmt For For For
Ramirez
Rojas
8 Elect Fernando Augusto Mgmt For For For
Rojas
Pinto
9 Elect Fernando Bunker Mgmt For For For
Gentil
10 Elect Hermes Jorge Mgmt For For For
Chipp
11 Elect Celso Maia de Mgmt For For For
Barros
12 Elect Daniel Faria Mgmt For For For
Costa
13 Elect Paulo Mota Mgmt For For For
Henriques
14 Elect Jose Joao Mgmt For For For
Abdalla
Filho
15 Elect Francois Moreau Mgmt For For For
16 Elect Reynaldo Mgmt For For For
Passanezi
Filho
17 Elect Rafael Falcao Mgmt For For For
Noda
18 Elect Luis Augusto Mgmt For For For
Barcelos
Barbosa
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Bernardo
Vargas
Gibsone
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Cesar
Augusto Ramirez
Rojas
23 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fernando
Augusto Rojas
Pinto
24 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fernando
Bunker
Gentil
25 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Hermes Jorge
Chipp
26 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Celso Maia
de
Barros
27 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Daniel Faria
Costa
28 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Paulo Mota
Henriques
29 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Joao
Abdalla
Filho
30 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Francois
Moreau
31 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Reynaldo
Passanezi
Filho
32 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rafael
Falcao
Noda
33 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luis Augusto
Barcelos
Barbosa
34 Supervisory Council Mgmt For For For
Board
Size
35 Elect Manuel Mgmt For For For
Domingues de Jesus e
Pinho
36 Elect Custodio Antonio Mgmt For For For
de
Mattos
37 Elect Julia Figueiredo Mgmt For For For
Goytacaz
Sant'Anna
38 Elect Marcello Joaquim Mgmt N/A For N/A
Pacheco
39 Elect Rodrigo de Mgmt N/A Against N/A
Mesquita
Pereira
40 Non-Voting Agenda Item N/A N/A N/A N/A
41 Elect Murici dos Santos Mgmt N/A For N/A
42 Elect Luciano Luiz Mgmt N/A Against N/A
Barsi
43 Remuneration Policy Mgmt For For For
44 Supervisory Council Mgmt For For For
Fees
45 Non-Voting Meeting Note N/A N/A N/A N/A
46 Non-Voting Meeting Note N/A N/A N/A N/A
47 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Transmissora Alianca de Energia Eletrica S.A.
Ticker Security ID: Meeting Date Meeting Status
TAEE3 CINS P9T5CD126 08/30/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition (Brasnorte Mgmt For For For
Transmissora de
Energia
S.A)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tripod Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
3044 CINS Y8974X105 06/17/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Turkiye Sinai Kalkinma Bankasi A.S.
Ticker Security ID: Meeting Date Meeting Status
TSKB CINS M8973M103 03/26/2020 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding Chair;
Minutes
5 Presentation of Mgmt For For For
Directors' and
Auditors'
Reports
6 Financial Statements Mgmt For Against Against
7 Ratification of Mgmt For For For
Co-Option of a
Director
8 Ratification of Boards Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Charitable Donations Mgmt For For For
13 Authority to Carry out Mgmt For For For
Competing Activities
or Related Party
Transactions
14 Presentation of Report Mgmt For For For
on Competing
Activities
________________________________________________________________________________
UNID Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
014830 CINS Y9046D101 03/19/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect LEE Hwa Young Mgmt For For For
3 Elect CHUNG Eui Seung Mgmt For For For
4 Election of Corporate Mgmt For For For
Auditor
5 Directors' Fees Mgmt For For For
6 Corporate Auditors's Mgmt For For For
Fees
________________________________________________________________________________
Unimicron Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
3037 CINS Y90668107 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect TSENG Tzu-Chang Mgmt For For For
4 Elect CHIEN Shan-Chieh Mgmt For For For
5 Elect LIU Chi-Tung Mgmt For Against Against
6 Elect CHIEN Cheng-Chien Mgmt For For For
7 Elect HSIEH Yen-Sheng Mgmt For For For
8 Elect LIN Ting-Yu Mgmt For For For
9 Elect LI Ya-Ching Mgmt For For For
10 Elect CHEN Lai-Chu Mgmt For For For
11 Elect WANG Sheng-Yu Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Non-compete Mgmt For For For
Restrictions for
Directors
14 Non-compete Mgmt For For For
Restrictions for
Directors
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
UNITE Group plc
Ticker Security ID: Meeting Date Meeting Status
UTG CINS G9283N101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Phil White Mgmt For For For
6 Elect Richard Smith Mgmt For For For
7 Elect Joe Lister Mgmt For For For
8 Elect Elizabeth Mgmt For For For
McMeikan
9 Elect Ross Paterson Mgmt For For For
10 Elect Richard Akers Mgmt For For For
11 Elect Ilaria del Beato Mgmt For For For
12 Elect Shirley Pearce Mgmt For For For
13 Elect Thomas Jackson Mgmt For For For
14 Elect Steve M Smith Mgmt For For For
15 Appointment of Auditor Mgmt For Against Against
16 Authority to Set Mgmt For Against Against
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Savings Related Option Mgmt For For For
Scheme
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
UNITE Group plc
Ticker Security ID: Meeting Date Meeting Status
UTG CINS G9283N101 07/23/2019 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liberty Living Mgmt For For For
Acquisition
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
UroGen Pharma Ltd.
Ticker Security ID: Meeting Date Meeting Status
URGN CUSIP M96088105 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arie S. Mgmt For For For
Belldegrun
1.2 Elect Elizabeth Barrett Mgmt For For For
1.3 Elect Cynthia M. Mgmt For For For
Butitta
1.4 Elect Fred E. Cohen Mgmt For For For
1.5 Elect Kathryn E. Mgmt For For For
Falberg
1.6 Elect Stuart Holden Mgmt For For For
1.7 Elect Ran Nussbaum Mgmt For For For
1.8 Elect Shawn C. Mgmt For For For
Tomasello
2 Amendment to the 2017 Mgmt For For For
Equity Incentive
Plan
3 Amend Compensation Mgmt For For For
Policy Provisions
Relating to NED
Fees
4 Employment Agreement Mgmt For For For
of Chief Medical
Officer
5 Appointment of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
USI Corporation
Ticker Security ID: Meeting Date Meeting Status
1304 CINS Y9316H105 06/12/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
4 Amendments to Mgmt For For For
Procedural Rules for
Endorsements and
Guarantees
5 Amendments to Mgmt For For For
Procedural Rules for
Capital
Loans
6 Elect WU I-Kuei Mgmt For For For
7 Elect YU Ching-Shou Mgmt For For For
8 Elect KAO Che-Yi Mgmt For Against Against
9 Elect HUANG Kuang-Che Mgmt For For For
10 Elect WANG Ke-Shun Mgmt For For For
11 Elect WU Hung-Ting Mgmt For For For
12 Elect Sean CHEN Chung Mgmt For For For
13 Elect TU Tzu-Chun Mgmt For For For
14 Elect HAI Ying-Chun Mgmt For For For
15 Release of Non-compete Mgmt For For For
Restrictions
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
UUUM Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
3990 CINS J9450F102 08/29/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kazuki Kamada Mgmt For For For
2 Elect Tadayuki Umekage Mgmt For For For
3 Elect Mitsuhiro Nakao Mgmt For For For
4 Elect Takashi Watanabe Mgmt For For For
5 Elect Yoshinori Mgmt For For For
Ichikawa
6 Elect Yusuke Yamada Mgmt For For For
7 Elect Takahiro Sunada Mgmt For For For
8 Elect Nobuaki Chonan Mgmt For For For
________________________________________________________________________________
Valmet Oyj
Ticker Security ID: Meeting Date Meeting Status
VALMT CINS X96478114 06/16/2020 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Remuneration Policy Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Directors' Fees Mgmt For For For
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Appointment of Auditor Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Vetropack Holding AG
Ticker Security ID: Meeting Date Meeting Status
VET CINS H91266173 04/22/2020 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Management
Acts
3 Allocation of Mgmt For For For
Profits/Dividends
4 Stock Split Mgmt For For For
5 Dematerialisation of Mgmt For For For
Bearer
Shares
6 Amendment to Names of Mgmt For For For
Share
Classes
7 Partial Conversion of Mgmt For For For
Registered B-Shares
to Registered
A-Shares
8 Amendments to Articles Mgmt For For For
9 Compensation Report Mgmt For For For
10 Board Compensation Mgmt For For For
11 Executive Compensation Mgmt For For For
12 Elect Sonke Bandixen Mgmt For For For
13 Elect Claude R. Cornaz Mgmt For For For
as Board
Chair
14 Elect Pascal Cornaz Mgmt For For For
15 Elect Rudolf W. Fischer Mgmt For Against Against
16 Elect Richard Fritschi Mgmt For For For
17 Elect Urs Kaufmann Mgmt For For For
18 Elect Jean-Philippe Mgmt For For For
Rochat
19 Elect Claude R. Cornaz Mgmt For For For
as Compensation
Committee
Member
20 Elect Rudolf W. Mgmt For For For
Fischer as
Compensation
Committee
Member
21 Elect Richard Fritschi Mgmt For For For
as Compensation
Committee
Member
22 Appointment of Mgmt For For For
Independent
Proxy
23 Appointment of Auditor Mgmt For For For
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Village Roadshow Limited
Ticker Security ID: Meeting Date Meeting Status
VRL CINS Q94510106 11/01/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Graham W. Mgmt For For For
Burke
3 Re-elect Jennifer F. Mgmt For For For
Gambrell
4 Elect Peter Tonagh Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Renew NEDs' Share Plan Mgmt For For For
7 Equity Grant (Finance Mgmt For For For
Director Julie
Raffe)
8 Approve Financial Mgmt For For For
Assistance (Financial
Director Julie
Raffe)
________________________________________________________________________________
Vinda International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3331 CINS G9361V108 06/01/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YU Yi Fang Mgmt For For For
6 Elect Johann C. Mgmt For For For
Michalski
7 Elect Carl Magnus Groth Mgmt For For For
8 Elect Albert WONG Kwai Mgmt For For For
Huen
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Virbac
Ticker Security ID: Meeting Date Meeting Status
VIRP CINS F97900116 06/22/2020 Voted
Meeting Type Country of Trade
Ordinary France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Profits Mgmt For For For
7 Special Auditors Mgmt For For For
Report on Regulated
Agreements
8 Elect Solene Madelpuech Mgmt For For For
9 Elect Olivier Bohuon Mgmt For For For
10 Ratification of Mgmt For For For
Cyrille
Petit
11 Approve Xavier Yon Mgmt For For For
Consulting Unipessoal
LDA as
Censor
12 Appointment of Mgmt For For For
Alternate
Auditor
13 Remuneration Report Mgmt For For For
(Supervisory
Board)
14 Remuneration Report Mgmt For For For
(Management
Board)
15 Remuneration of Mgmt For For For
Marie-Helene
Dick-Madelpuech,
Supervisory Board
Chair
16 Remuneration of Mgmt For For For
Sebastien Huron,
Management Board
Chair
17 Remuneration of Mgmt For For For
Christian Karst,
Management Board
Member
18 Remuneration of Habib Mgmt For For For
Ramdani, Management
Board
Member
19 Remuneration of Mgmt For For For
Jean-Pierre Dick,
Management Board
Member until November
24,
2019
20 Remuneration Policy Mgmt For For For
(Supervisory
Board)
21 Remuneration Policy Mgmt For For For
(Management
Board)
22 Supervisory Board Fees Mgmt For For For
23 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
24 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Viscofan SA
Ticker Security ID: Meeting Date Meeting Status
VIS CINS E97579192 04/23/2020 Voted
Meeting Type Country of Trade
Mix Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts Mgmt For For For
4 Management Reports; Mgmt For For For
Report on
Non-Financial
Information
5 Ratification of Board Mgmt For For For
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Board Size Mgmt For For For
9 Elect Carmen de Pablo Mgmt For For For
Redondo
10 Elect Ignacio Mgmt For For For
Marco-Gardoqui
Ibanez
11 Elect Santiago Domecq Mgmt For For For
Bohorquez
12 2019-2021 Long-term Mgmt For For For
Incentive
Plan
13 Authorisation of Legal Mgmt For For For
Formalities
14 Remuneration Report Mgmt For For For
(Advisory)
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
VSTECS Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
856 CINS G9400C111 05/26/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect William ONG Wei Mgmt For For For
Hiam
6 Elect CHAN Hoi Chau Mgmt For For For
7 Elect LI Wei Mgmt For For For
8 Elect LAM Hin Chi Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Warehousing & Distribution De Pauw
Ticker Security ID: Meeting Date Meeting Status
WDP CINS B9T59Z100 04/29/2020 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Increase in Authorised Mgmt For For For
Capital I (w/
Preemptive
Rights)
5 Increase in Authorised Mgmt For For For
Capital II (Optional
Dividend)
6 Increase in Authorised Mgmt For For For
Capital III (w/o
Preemptive Rights and
w/o Priority
Allocation
Rights)
7 Authorization of Legal Mgmt For For For
Formalities
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Warehousing & Distribution De Pauw
Ticker Security ID: Meeting Date Meeting Status
WDP CINS B9T59Z100 04/29/2020 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
11 Ratification of Former Mgmt For For For
Management
Acts
12 Ratification of Board Mgmt For For For
Acts
13 Ratification of Mgmt For For For
Auditor's
Acts
14 Accounts and Reports; Mgmt For For For
Allocation of Profits
and Dividends (De
Pauw
NV/SA)
15 Ratification of Mgmt For For For
Management Acts until
October 1, 2019 (De
Pauw
NV/SA)
16 Ratification of Mgmt For For For
Management Acts from
October 1, 2019 (De
Pauw
NV/SA)
17 Ratification of Mgmt For For For
Auditor's Acts (De
Pauw
NV/SA)
18 Accounts and Reports; Mgmt For For For
Allocation of Profits
and Dividends
(BST-Logistics
NV/SA)
19 Ratification of Board Mgmt For For For
Acts (BST-Logistics
NV/SA)
20 Ratification of Mgmt For For For
Auditor's Acts
(BST-Logistics
NV/SA)
21 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
22 Remuneration Report Mgmt For For For
23 Authority to Depart Mgmt For Against Against
From Vesting
Requirements
24 Authority to Depart Mgmt For Against Against
from Severance
Package
Limits
25 Remuneration Policy Mgmt For For For
26 Directors' Fees Mgmt For For For
27 Change in Control Mgmt For For For
Clause (BECM Credit
Agreement)
28 Change in Control Mgmt For For For
Clause (Caisse
dEpargne Credit
Agreement)
29 Change in Control Mgmt For For For
Clause (MetLife
Bond-issue)
30 Change in Control Mgmt For For For
Clause (Agreements
Signed
Between AGM
Convocation Date and
Effective Session of
AGM)
________________________________________________________________________________
Warehousing & Distribution De Pauw
Ticker Security ID: Meeting Date Meeting Status
WDP CINS B9774V120 09/11/2019 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Increase in Authorised Mgmt For For For
Capital I (w/
Preemptive
Rights)
5 Increase in Authorised Mgmt For For For
Capital II (Optional
Dividend)
6 Increase in Authorised Mgmt For For For
Capital III (w/o
Preemptive Rights and
w/o Priority
Allocation
Rights)
7 Authority to Mgmt For For For
Repurchase
Shares
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Conversion of Mgmt For For For
Corporate
Form
10 Dismissal and Mgmt For For For
Ratification of
Statutory
Manager
11 Elect Rik Vandenberghe Mgmt For For For
12 Elect Frank L. Meysman Mgmt For For For
13 Elect Anne Leclerq Mgmt For For For
14 Elect Cynthia Van Hulle Mgmt For For For
15 Elect Jurgen Ingels Mgmt For For For
16 Elect Tony de Pauw Mgmt For For For
17 Elect Joost Uwents Mgmt For For For
18 Directors' Fees Mgmt For For For
19 Stock Split Mgmt For For For
20 Authorisation of Legal Mgmt For For For
Formalities
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
West China Cement Ltd
Ticker Security ID: Meeting Date Meeting Status
2233 CINS G9550B111 06/29/2020 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHU Dong Mgmt For For For
6 Elect FAN Changhong Mgmt For For For
7 Elect MA Zhaoyang Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Westshore Terminals Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
WTE CUSIP 96145A200 06/16/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William W. Mgmt For For For
Stinson
1.2 Elect M. Dallas H. Ross Mgmt For For For
1.3 Elect Brian Canfield Mgmt For For For
1.4 Elect Glen Clark Mgmt For For For
1.5 Elect H. Clark Hollands Mgmt For For For
1.6 Elect Steve Akazawa Mgmt For For For
1.7 Elect Nick Desmarais Mgmt For For For
1.8 Elect Dianne Watts Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
WH Smith Plc
Ticker Security ID: Meeting Date Meeting Status
SMWH CINS G8927V149 01/22/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Suzanne Baxter Mgmt For For For
5 Elect Carl Cowling Mgmt For For For
6 Elect Annemarie Durbin Mgmt For For For
7 Elect Simon Emeny Mgmt For For For
8 Elect Robert Moorhead Mgmt For For For
9 Elect Henry E. Staunton Mgmt For For For
10 Elect Maurice Thompson Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authorisation of Mgmt For For For
Political
Donations
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Amendment to Borrowing Mgmt For For For
Powers
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
WH Smith Plc
Ticker Security ID: Meeting Date Meeting Status
SMWH CINS G8927V149 12/18/2019 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wienerberger AG
Ticker Security ID: Meeting Date Meeting Status
WIE CINS A95384110 05/05/2020 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For For For
8 Management Board Mgmt For For For
Remuneration
Policy
9 Supervisory Board Mgmt For For For
Remuneration
Policy
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Reissue Mgmt For For For
Treasury
Shares
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
World Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
3612 CINS J95171120 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Kenji Kamiyama Mgmt For For For
3 Elect Nobuteru Suzuki Mgmt For For For
4 Elect Mitsuyoshi Mgmt For For For
Hatasaki
5 Elect Kazuo Ichijo Mgmt For For For
6 Elect Masahito Suzuki Mgmt For For For
7 Elect Hideya Sato Mgmt For For For
8 Elect Masahito Suzuki Mgmt For For For
as Alternate Audit
Committee
Director
________________________________________________________________________________
Yamaguchi Financial Group,Inc.
Ticker Security ID: Meeting Date Meeting Status
8418 CINS J9579M103 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takeshi Yoshimura Mgmt For For For
3 Elect Keisuke Mukunashi Mgmt For Against Against
4 Elect Koichiro Kuno Mgmt For For For
5 Elect Masao Kusunoki Mgmt For For For
6 Elect Yumiko Nagasawa Mgmt For For For
7 Elect Noriyuki Yanagawa Mgmt For For For
8 Elect Minako Suematsu Mgmt For For For
9 Elect Susumu Fukuda as Mgmt For For For
Audit Committee
Director
________________________________________________________________________________
Yamamah Saudi Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
3020 CINS M9868H100 04/06/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Auditor's Report Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Related Party Mgmt For For For
Transactions (Yemen
Saudi Cement
Co.)
8 Related Party Mgmt For For For
Transactions (Arabian
Shield Cooperative
Insurance Co.
1)
9 Related Party Mgmt For For For
Transactions (Arabian
Shield Cooperative
Insurance Co.
2)
10 Related Party Mgmt For For For
Transactions
(Zain)
11 Related Party Mgmt For For For
Transactions (Cement
Product Industry Co.
Ltd)
12 Board Transactions Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Amendments to Mgmt For For For
Remuneration
Policy
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 04/30/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Begeman Mgmt For For For
1.2 Elect Christiane Mgmt For For For
Bergevin
1.3 Elect Alexander J. Mgmt For For For
Davidson
1.4 Elect Richard P. Graff Mgmt For For For
1.5 Elect Kimberly Keating Mgmt For For For
1.6 Elect Peter J. Marrone Mgmt For For For
1.7 Elect Jane Sadowsky Mgmt For For For
1.8 Elect Dino Titaro Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Yanbu Cement Co
Ticker Security ID: Meeting Date Meeting Status
3060 CINS M9869M108 06/03/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Auditor's Report Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Authority to Pay Mgmt For For For
Interim
Dividends
________________________________________________________________________________
Yanbu Cement Co
Ticker Security ID: Meeting Date Meeting Status
3060 CINS M9869M108 06/30/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Fahad Suleiman Mgmt N/A Abstain N/A
Al
Rajhi
3 Elect Fahad Saleh A. Mgmt N/A Against N/A
Al
Ajlan
4 Elect Bassel Munih Al Mgmt N/A Abstain N/A
Fraihi
5 Elect Ameen Abdullah Mgmt N/A For N/A
Al
Senidi
6 Elect Ahmed Abdu Zugail Mgmt N/A Abstain N/A
7 Elect Riyadh Mgmt N/A For N/A
Abdulrahman
Abalkheel
8 Elect Mohamed Abdullah Mgmt N/A For N/A
A. Al
Khriji
9 Elect Abdulaziz Mgmt N/A Abstain N/A
Suleiman Al
Rajhi
10 Elect Aziz Mohamed Al Mgmt N/A For N/A
Kahtani
11 Elect Murih Saad M. Mgmt N/A Abstain N/A
Habash
12 Elect Faisal Mohamed Mgmt N/A Abstain N/A
S. Al
Ahmari
13 Elect Mohamed Abdullah Mgmt N/A Abstain N/A
S. Al
Ghamdi
14 Elect Salah Mgmt N/A For N/A
Abdulrahman Al
Hozami
15 Elect Ahmed Tarek A. Mgmt N/A Abstain N/A
Morad
16 Elect Fahad Ayed Saleh Mgmt N/A Abstain N/A
Al
Shamri
17 Elect Ali Hussein A. Mgmt N/A Abstain N/A
Bousaleh
18 Elect Khaled Saleh Al Mgmt N/A Abstain N/A
Amoudi
19 Elect Ali Abdullah Al Mgmt N/A For N/A
Ayed
20 Elect Thamer Musfer A. Mgmt N/A Abstain N/A
Al
Wadi
21 Elect Turki Musaed Al Mgmt N/A Abstain N/A
Mubarak
22 Elect Majed Ahmed Al Mgmt N/A Abstain N/A
Sweigh
23 Elect Omar Abdulaziz Mgmt N/A Abstain N/A
Al
Dakhil
24 Elect Ghassan Mohamed Mgmt N/A Abstain N/A
O.
Kashmiri
25 Elect Abubaker Salem Mgmt N/A Abstain N/A
Ba
abbad
26 Elect Saeed Saeed M. Mgmt N/A For N/A
Obeid
27 Elect Ibrahim Hamad Al Mgmt N/A For N/A
Rashed
28 Elect Hassan Assaad Mgmt N/A Abstain N/A
Kerkdan
29 Elect Issa Salem Ba Mgmt N/A For N/A
Issa
30 Elect Thabet Mubarak Mgmt N/A For N/A
Al
Suwaid
31 Elect Haitham Mohamed Mgmt N/A Abstain N/A
Youssef
32 Elect Turki Moussa Al Mgmt N/A Abstain N/A
Qabari
33 Elect Abdullah Jaber Mgmt N/A Abstain N/A
Al
Fifi
34 Elect Ahmed Suleiman Mgmt N/A Abstain N/A
Al
Mazini
35 Elect Mohamed Abdullah Mgmt N/A Abstain N/A
A.
Momar
36 Elect Abdulrahman Mgmt N/A Abstain N/A
Abdullah Al
Zahrani
37 Elect Khalid Mgmt N/A Abstain N/A
Abdulrahman A. Al
Khodairi
38 Elect Khaled Suleiman Mgmt N/A For N/A
A. Al
Suleiman
39 Election of Audit Mgmt For For For
Committee
Members
40 Ratification of Board Mgmt For For For
Acts
41 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
YELLOW HAT LTD.
Ticker Security ID: Meeting Date Meeting Status
9882 CINS J9710D103 06/23/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yasuo Horie Mgmt For Against Against
3 Elect Kazuyuki Sato Mgmt For For For
4 Elect Tadasu Shiraishi Mgmt For For For
5 Elect Yoshimi Kimura Mgmt For For For
6 Elect Hidemitsu Mgmt For For For
Minatani
7 Elect Shiro Saito Mgmt For For For
8 Adoption of Restricted Mgmt For For For
Stock
Plan
________________________________________________________________________________
YFY Inc.
Ticker Security ID: Meeting Date Meeting Status
1907 CINS Y98715108 06/22/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
4 Approval to release Mgmt For For For
share of the
subsidiaries Yuen
Foong Yu Consumer
Products Co., Ltd.
and YFY Packaging Inc
________________________________________________________________________________
YiChang HEC ChangJiang Pharmaceutical Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
1558 CINS Y9828F100 01/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Sale and Purchase Mgmt For Against Against
Agreement
4 Supplemental Agreement Mgmt For Against Against
________________________________________________________________________________
YiChang HEC ChangJiang Pharmaceutical Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
1558 CINS Y9828F100 06/05/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect XIANG Ling Mgmt For For For
8 Bonus issue and Mgmt For For For
Allocation of Final
Dividend
9 Amendments to Articles Mgmt For For For
of
Association
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
YiChang HEC ChangJiang Pharmaceutical Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
1558 CINS Y9828F100 06/05/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Bonus issue and Mgmt For For For
Allocation of Final
Dividend
3 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
YiChang HEC ChangJiang Pharmaceutical Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
1558 CINS Y9828F100 10/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Interim Mgmt For For For
Dividends
3 Elect ZHAO Dayao Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yokogawa Bridge Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
5911 CINS J97206106 06/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Hisashi Fujii Mgmt For For For
3 Elect Kazuhiko Takata Mgmt For For For
4 Elect Kiyotsugu Takagi Mgmt For For For
5 Elect Hidenori Miyamoto Mgmt For For For
6 Elect Kazuya Kuwahara Mgmt For For For
7 Elect Akira Kobayashi Mgmt For For For
8 Elect Mikinao Kitada Mgmt For For For
9 Elect Yasunori Kamei Mgmt For For For
10 Elect Kazunori Kuromoto Mgmt For For For
11 Elect Teruhiko Oshima Mgmt For For For
12 Elect Masashi Shishime Mgmt For For For
13 Elect Tomozo Yoshikawa Mgmt For For For
14 Directors' Fees Mgmt For For For
________________________________________________________________________________
Zehnder Group AG
Ticker Security ID: Meeting Date Meeting Status
ZEHN CINS H9734C125 04/02/2020 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Mgmt For For For
and Management
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Compensation Mgmt For For For
7 Executive Compensation Mgmt For For For
8 Compensation Report Mgmt For For For
9 Elect Hans-Peter Mgmt For For For
Zehnder as Board
Chair
10 Elect Urs Buchmann Mgmt For For For
11 Elect Riet Cadonau Mgmt For For For
12 Elect Jorg Walther Mgmt For For For
13 Elect Ivo Wechsler Mgmt For For For
14 Elect Milva Zehnder Mgmt For For For
15 Elect Urs Buchmann as Mgmt For For For
Compensation
Committee
Members
16 Elect Riet Cadonau as Mgmt For For For
Compensation
Committee
Members
17 Elect Milva Zehnder as Mgmt For For For
Compensation
Committee
Members
18 Appointment of Mgmt For For For
Independent
Proxy
19 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
ZENKOKU HOSHO Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
7164 CINS J98829104 06/19/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Eiji Ishikawa Mgmt For For For
4 Elect Takashi Yamaguchi Mgmt For For For
5 Elect Yuichi Aoki Mgmt For For For
6 Elect Keiichi Asada Mgmt For For For
7 Elect Masahito Kamijo Mgmt For For For
8 Elect Yoshiro Nagashima Mgmt For For For
9 Elect Tomoe Imado Mgmt For For For
10 Elect Mamoru Fujino Mgmt For For For
11 Elect Takafumi Sato Mgmt For For For
12 Elect Hidehiko Suzuki Mgmt For For For
13 Elect Eri Itagaki Mgmt For For For
=================== TC Quant Large-Cap Growth Fund =====================
2U, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWOU CUSIP 90214J101 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sallie L. Mgmt For For For
Krawcheck
1.2 Elect John M. Larson Mgmt For For For
1.3 Elect Edward S. Macias Mgmt For For For
1.4 Elect Alexis Maybank Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas K. Brown Mgmt For For For
2 Elect Pamela J. Craig Mgmt For For For
3 Elect David B. Dillon Mgmt For For For
4 Elect Michael L. Eskew Mgmt For For For
5 Elect Herbert L. Henkel Mgmt For For For
6 Elect Amy E. Hood Mgmt For For For
7 Elect Muhtar Kent Mgmt For For For
8 Elect Dambisa F. Moyo Mgmt For For For
9 Elect Gregory R. Page Mgmt For For For
10 Elect Michael F. Roman Mgmt For For For
11 Elect Patricia A. Mgmt For For For
Woertz
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Salary Considerations
When Setting
Executive
Compensation
________________________________________________________________________________
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Roxanne S. Austin Mgmt For For For
1.3 Elect Sally E. Blount Mgmt For For For
1.4 Elect Robert B. Ford Mgmt For For For
1.5 Elect Michelle A. Mgmt For For For
Kumbier
1.6 Elect Edward M. Liddy Mgmt For For For
1.7 Elect Darren W. McDew Mgmt For For For
1.8 Elect Nancy McKinstry Mgmt For For For
1.9 Elect Phebe N. Mgmt For For For
Novakovic
1.10 Elect William A. Osborn Mgmt For For For
1.11 Elect Daniel J. Starks Mgmt For For For
1.12 Elect John G. Stratton Mgmt For For For
1.13 Elect Glenn F. Tilton Mgmt For For For
1.14 Elect Miles D. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Adjustments to
Non-GAAP Metrics in
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Edward M. Liddy Mgmt For For For
1.3 Elect Melody B. Meyer Mgmt For For For
1.4 Elect Frederick H. Mgmt For For For
Waddell
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to
Public Concern Over
Drug
Pricing
________________________________________________________________________________
Accenture plc
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 01/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jaime Ardila Mgmt For For For
2 Elect Herbert Hainer Mgmt For For For
3 Elect Nancy McKinstry Mgmt For For For
4 Elect Gilles Pelisson Mgmt For For For
5 Elect Paula A. Price Mgmt For For For
6 Elect Venkata Mgmt For For For
Renduchintala
7 Elect David P. Rowland Mgmt For For For
8 Elect Arun Sarin Mgmt For For For
9 Elect Julie Sweet Mgmt For For For
10 Elect Frank Kui Tang Mgmt For For For
11 Elect Tracey T. Travis Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2010 Mgmt For For For
Share Incentive
Plan
14 Ratification of Auditor Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Issuance of Treasury Mgmt For For For
Shares
________________________________________________________________________________
Adobe Inc.
Ticker Security ID: Meeting Date Meeting Status
ADBE CUSIP 00724F101 04/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amy L. Banse Mgmt For For For
2 Elect Frank A. Mgmt For For For
Calderoni
3 Elect James E. Daley Mgmt For For For
4 Elect Laura Desmond Mgmt For For For
5 Elect Charles M. Mgmt For For For
Geschke
6 Elect Shantanu Narayen Mgmt For For For
7 Elect Kathleen Oberg Mgmt For For For
8 Elect Dheeraj Pandey Mgmt For For For
9 Elect David A. Ricks Mgmt For For For
10 Elect Daniel Rosensweig Mgmt For For For
11 Elect John E. Warnock Mgmt For For For
12 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity
Report
________________________________________________________________________________
Advanced Micro Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMD CUSIP 007903107 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John E. Caldwell Mgmt For For For
2 Elect Nora M. Denzel Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Michael P. Mgmt For For For
Gregoire
5 Elect Joseph A. Mgmt For For For
Householder
6 Elect John W. Marren Mgmt For For For
7 Elect Lisa T. Su Mgmt For For For
8 Elect Abhijit Y. Mgmt For For For
Talwalkar
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Felix J. Baker Mgmt For For For
1.2 Elect David R. Brennan Mgmt For For For
1.3 Elect Christopher J. Mgmt For For For
Coughlin
1.4 Elect Deborah Dunsire Mgmt For For For
1.5 Elect Paul A. Friedman Mgmt For For For
1.6 Elect Ludwig N. Hantson Mgmt For For For
1.7 Elect John T. Mollen Mgmt For For For
1.8 Elect Francois Nader Mgmt For For For
1.9 Elect Judith A. Mgmt For For For
Reinsdorf
1.10 Elect Andreas Rummelt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Allison Transmission Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALSN CUSIP 01973R101 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judy L. Altmaier Mgmt For For For
2 Elect Stan A. Askren Mgmt For For For
3 Elect Lawrence E. Dewey Mgmt For For For
4 Elect David C. Everitt Mgmt For For For
5 Elect Alvaro Mgmt For For For
Garcia-Tunon
6 Elect David S. Graziosi Mgmt For For For
7 Elect Carolann I. Mgmt For For For
Haznedar
8 Elect Richard P. Lavin Mgmt For For For
9 Elect Thomas W. Rabaut Mgmt For For For
10 Elect Richard V. Mgmt For For For
Reynolds
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alphabet Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOGL CUSIP 02079K305 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Sundar Pichai Mgmt For For For
1.4 Elect John L. Hennessy Mgmt For For For
1.5 Elect Frances H. Arnold Mgmt For For For
1.6 Elect L. John Doerr Mgmt For For For
1.7 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
1.8 Elect Ann Mather Mgmt For For For
1.9 Elect Alan R. Mulally Mgmt For Withhold Against
1.10 Elect K. Ram Shriram Mgmt For For For
1.11 Elect Robin L. Mgmt For For For
Washington
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2012 Mgmt For For For
Stock
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
the Use of
Contractual
Provisions Requiring
Arbitration in
Employment-Related
Claims
7 Shareholder Proposal ShrHoldr Against Against For
Regarding the
Establishment of a
Human Rights Risk
Oversight
Committee
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability and
Diversity
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Government Takedown
Requests
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity Report
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights/ Civil Rights
Expertise on
Board
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Whistleblower
Policies
________________________________________________________________________________
Altice USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATUS CUSIP 02156K103 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick Drahi Mgmt For For For
2 Elect Gerrit Jan Bakker Mgmt For For For
3 Elect Manon Brouillette Mgmt For For For
4 Elect David Drahi Mgmt For For For
5 Elect Dexter Goei Mgmt For For For
6 Elect Mark Mullen Mgmt For For For
7 Elect Dennis Okhuijsen Mgmt For For For
8 Elect Charles Stewart Mgmt For For For
9 Elect Raymond Svider Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2017 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John T. Casteen Mgmt For For For
III
2 Elect Dinyar S. Devitre Mgmt For For For
3 Elect Thomas F. Mgmt For For For
Farrell
II
4 Elect Debra J. Mgmt For For For
Kelly-Ennis
5 Elect W. Leo Kiely III Mgmt For For For
6 Elect Kathryn B. Mgmt For For For
McQuade
7 Elect George Munoz Mgmt For For For
8 Elect Mark E. Newman Mgmt For For For
9 Elect Nabil Y. Sakkab Mgmt For For For
10 Elect Virginia E. Mgmt For For For
Shanks
11 Elect Howard A. Mgmt For For For
Willard
III
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2020 Mgmt For For For
Performance Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Report on
Underage Tobacco
Prevention
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Rosalind G. Mgmt For For For
Brewer
3 Elect Jamie S. Gorelick Mgmt For For For
4 Elect Daniel P. Mgmt For For For
Huttenlocher
5 Elect Judith A. McGrath Mgmt For For For
6 Elect Indra K. Nooyi Mgmt For For For
7 Elect Jonathan J. Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For For For
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Elect Wendell P. Weeks Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Reduce Ownership Mgmt For For For
Threshold for
Shareholders to Call
Special
Meetings
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Food
Waste
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Customer Due
Diligence
16 Shareholder Proposal ShrHoldr Against For Against
Regarding the Human
Rights Impacts of
Facial Recognition
Technology
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Hate Speech and Sale
of Offensive
Products
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Community
Impacts
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Viewpoint
Discrimination
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Promotion
Data
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights Impact
Assessment
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
American Homes 4 Rent
Ticker Security ID: Meeting Date Meeting Status
AMH CUSIP 02665T306 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tamara Hughes Mgmt For For For
Gustavson
2 Elect David P. Singelyn Mgmt For For For
3 Elect Douglas N. Benham Mgmt For For For
4 Elect John Corrigan Mgmt For For For
5 Elect David Goldberg Mgmt For For For
6 Elect Matthew J. Hart Mgmt For For For
7 Elect James H. Kropp Mgmt For For For
8 Elect Winifred Webb Mgmt For For For
9 Elect Jay Willoughby Mgmt For For For
10 Elect Kenneth M. Mgmt For For For
Woolley
11 Elect Matthew R. Zaist Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American Tower Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUSIP 03027X100 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Bartlett Mgmt For For For
2 Elect Raymond P. Dolan Mgmt For For For
3 Elect Robert D. Hormats Mgmt For For For
4 Elect Gustavo Lara Mgmt For For For
Cantu
5 Elect Grace D. Lieblein Mgmt For For For
6 Elect Craig Macnab Mgmt For For For
7 Elect JoAnn A. Reed Mgmt For For For
8 Elect Pamela D.A. Reeve Mgmt For For For
9 Elect David E. Sharbutt Mgmt For For For
10 Elect Bruce L. Tanner Mgmt For For For
11 Elect Samme L. Thompson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Americold Realty Trust
Ticker Security ID: Meeting Date Meeting Status
COLD CUSIP 03064D108 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fred W. Boehler Mgmt For For For
2 Elect George J. Mgmt For For For
Alburger,
Jr.
3 Elect Kelly H. Barrett Mgmt For For For
4 Elect Antonio F. Mgmt For For For
Fernandez
5 Elect James R. Heistand Mgmt For For For
6 Elect Michelle M. Mgmt For For For
MacKay
7 Elect David J. Mgmt For For For
Neithercut
8 Elect Mark R. Patterson Mgmt For For For
9 Elect Andrew Power Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ameriprise Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James M. Mgmt For For For
Cracchiolo
2 Elect Dianne Neal Blixt Mgmt For For For
3 Elect Amy DiGeso Mgmt For For For
4 Elect Lon R. Greenberg Mgmt For For For
5 Elect Jeffrey Noddle Mgmt For For For
6 Elect Robert F. Mgmt For For For
Sharpe,
Jr.
7 Elect Brian T. Shea Mgmt For For For
8 Elect W. Edward Walter Mgmt For For For
9 Elect Christopher J. Mgmt For For For
Williams
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ornella Barra Mgmt For For For
2 Elect Steven H. Collis Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Richard W. Mgmt For For For
Gochnauer
5 Elect Lon R. Greenberg Mgmt For For For
6 Elect Jane E. Henney Mgmt For For For
7 Elect Kathleen Hyle Mgmt For For For
8 Elect Michael J. Long Mgmt For For For
9 Elect Henry W. McGee Mgmt For For For
10 Elect Dennis M. Nally Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Bonus
Deferral
Policy
________________________________________________________________________________
AMETEK, Inc.
Ticker Security ID: Meeting Date Meeting Status
AME CUSIP 031100100 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas A. Amato Mgmt For For For
2 Elect Anthony J. Conti Mgmt For For For
3 Elect Gretchen W. Mgmt For For For
McClain
4 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Compensation
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect Robert A. Bradway Mgmt For For For
3 Elect Brian J. Druker Mgmt For For For
4 Elect Robert A. Eckert Mgmt For For For
5 Elect Greg C. Garland Mgmt For For For
6 Elect Fred Hassan Mgmt For For For
7 Elect Charles M. Mgmt For For For
Holley,
Jr.
8 Elect Tyler Jacks Mgmt For For For
9 Elect Ellen J. Kullman Mgmt For For For
10 Elect Ronald D. Sugar Mgmt For For For
11 Elect R. Sanders Mgmt For For For
Williams
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ray Stata Mgmt For For For
2 Elect Vincent Roche Mgmt For For For
3 Elect James A. Champy Mgmt For For For
4 Elect Anantha P. Mgmt For Against Against
Chandrakasan
5 Elect Bruce R. Evans Mgmt For For For
6 Elect Edward H. Frank Mgmt For For For
7 Elect Karen M. Golz Mgmt For For For
8 Elect Mark M. Little Mgmt For For For
9 Elect Kenton J. Mgmt For For For
Sicchitano
10 Elect Susie Wee Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Anaplan, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLAN CUSIP 03272L108 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan L. Bostrom Mgmt For For For
1.2 Elect Sandesh Patnam Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Aon plc
Ticker Security ID: Meeting Date Meeting Status
AON CUSIP G0408V102 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Scheme of Mgmt For For For
Arrangement
(Reincorporation from
UK to
Ireland)
2 Cancellation of Share Mgmt For For For
Premium
Account
3 Off-Market Repurchase Mgmt For For For
of
Shares
4 Cancellation of NYSE Mgmt For For For
Listing
5 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Aon plc
Ticker Security ID: Meeting Date Meeting Status
AON CUSIP G0408V111 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Scheme of Mgmt For For For
Arrangement
(Reincorporation from
UK to
Ireland)
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bell Mgmt For For For
2 Elect Timothy D. Cook Mgmt For For For
3 Elect Albert A. Gore Mgmt For For For
4 Elect Andrea Jung Mgmt For For For
5 Elect Arthur D. Mgmt For For For
Levinson
6 Elect Ronald D. Sugar Mgmt For For For
7 Elect Susan L. Wagner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Linking
Executive Pay to
Sustainability
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Freedom of
Expression and Access
to
Information
________________________________________________________________________________
Arch Capital Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACGL CUSIP G0450A105 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Louis J. Paglia Mgmt For For For
2 Elect Brian S. Posner Mgmt For For For
3 Elect John D. Vollaro Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Elect Robert Appleby Mgmt For For For
7 Elect Dennis R. Brand Mgmt For For For
8 Elect Graham B.R. Mgmt For For For
Collis
9 Elect Matthew Mgmt For For For
Dragonetti
10 Elect Seamus Fearon Mgmt For For For
11 Elect Beau Franklin Mgmt For For For
12 Elect Jerome Halgan Mgmt For For For
13 Elect James Haney Mgmt For For For
14 Elect W. Preston Mgmt For For For
Hutchings
15 Elect Pierre Jal Mgmt For For For
16 Elect Francois Morin Mgmt For For For
17 Elect David J. Mgmt For For For
Mulholland
18 Elect Tim Peckett Mgmt For For For
19 Elect Maamoun Rajeh Mgmt For For For
20 Elect Roderick Romeo Mgmt For For For
________________________________________________________________________________
Autodesk, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADSK CUSIP 052769106 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Anagnost Mgmt For For For
2 Elect Karen Blasing Mgmt For For For
3 Elect Reid French Mgmt For For For
4 Elect Ayanna Howard Mgmt For For For
5 Elect Blake J. Irving Mgmt For For For
6 Elect Mary T. McDowell Mgmt For For For
7 Elect Stephen D. Mgmt For For For
Milligan
8 Elect Lorrie M. Mgmt For For For
Norrington
9 Elect Elizabeth S. Mgmt For For For
Rafael
10 Elect Stacy J. Smith Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Automatic Data Processing, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP 053015103 11/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Bisson Mgmt For For For
2 Elect Richard T. Clark Mgmt For For For
3 Elect R. Glenn Hubbard Mgmt For For For
4 Elect John P. Jones Mgmt For For For
5 Elect Francine S. Mgmt For For For
Katsoudas
6 Elect Thomas J. Lynch Mgmt For For For
7 Elect Scott F. Powers Mgmt For For For
8 Elect William J. Ready Mgmt For For For
9 Elect Carlos A. Mgmt For For For
Rodriguez
10 Elect Sandra S. Mgmt For For For
Wijnberg
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas H. Brooks Mgmt For For For
2 Elect Linda A. Mgmt For For For
Goodspeed
3 Elect Earl G. Graves, Mgmt For For For
Jr.
4 Elect Enderson Mgmt For For For
Guimaraes
5 Elect Michael M. Mgmt For For For
Calbert
6 Elect D. Bryan Jordan Mgmt For For For
7 Elect Gale V. King Mgmt For For For
8 Elect George R. Mgmt For For For
Mrkonic,
Jr.
9 Elect William C. Mgmt For For For
Rhodes,
III
10 Elect Jill Ann Soltau Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Avalara, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVLR CUSIP 05338G106 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William D. Ingram Mgmt For For For
1.2 Elect Brian H. Sharples Mgmt For For For
1.3 Elect Chelsea Stoner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Avantor, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVTR CUSIP 05352A100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Juan Andres Mgmt For For For
1.2 Elect Andre V. Moura Mgmt For For For
1.3 Elect Jonathan M. Mgmt For For For
Peacock
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Booz Allen Hamilton Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
BAH CUSIP 099502106 07/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Melody C. Barnes Mgmt For For For
2 Elect Ellen Jewett Mgmt For For For
3 Elect Arthur E. Johnson Mgmt For For For
4 Elect Charles O. Mgmt For For For
Rossotti
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to Mgmt For For For
Certificate of
Incorporation to
Remove References to
Nonexistent Share
Classes
________________________________________________________________________________
Boston Scientific Corporation
Ticker Security ID: Meeting Date Meeting Status
BSX CUSIP 101137107 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nelda J. Connors Mgmt For For For
2 Elect Charles J. Mgmt For For For
Dockendorff
3 Elect Yoshiaki Fujimori Mgmt For For For
4 Elect Donna A. James Mgmt For For For
5 Elect Edward J. Ludwig Mgmt For For For
6 Elect Stephen P. Mgmt For For For
MacMillan
7 Elect Michael F. Mgmt For For For
Mahoney
8 Elect David J. Roux Mgmt For For For
9 Elect John E. Sununu Mgmt For For For
10 Elect Ellen M. Zane Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2011 Mgmt For For For
Long-Term Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Representation on the
Board
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Michael W. Bonney Mgmt For For For
4 Elect Giovanni Caforio Mgmt For For For
5 Elect Matthew W. Emmens Mgmt For For For
6 Elect Julia A. Haller Mgmt For For For
7 Elect Dinesh C. Paliwal Mgmt For For For
8 Elect Theodore R. Mgmt For For For
Samuels,
II
9 Elect Vicki L. Sato Mgmt For For For
10 Elect Gerald Storch Mgmt For For For
11 Elect Karen H. Vousden Mgmt For For For
12 Elect Phyllis R. Yale Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Broadcom Inc.
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP 11135F101 03/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hock E. Tan Mgmt For For For
2 Elect Dr. Henry S. Mgmt For For For
Samueli
3 Elect Eddy W. Mgmt For For For
Hartenstein
4 Elect Diane M. Bryant Mgmt For For For
5 Elect Gayla J. Delly Mgmt For For For
6 Elect Raul J. Fernandez Mgmt For For For
7 Elect Check Kian Low Mgmt For For For
8 Elect Justine F. Page Mgmt For For For
9 Elect Harry L. You Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bruker Corporation
Ticker Security ID: Meeting Date Meeting Status
BRKR CUSIP 116794108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia M. Friend Mgmt For For For
1.2 Elect Marc A. Kastner Mgmt For For For
1.3 Elect Hermann Requardt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BWX Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
BWXT CUSIP 05605H100 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rex D. Geveden Mgmt For For For
2 Elect Leleand D. Melvin Mgmt For For For
3 Elect Robert L. Mgmt For For For
Nardelli
4 Elect Barbara A Niland Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Cadence Design Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDNS CUSIP 127387108 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark W. Adams Mgmt For For For
2 Elect Susan L. Bostrom Mgmt For For For
3 Elect Ita M. Brennan Mgmt For For For
4 Elect Lewis Chew Mgmt For For For
5 Elect James D. Plummer Mgmt For For For
6 Elect Alberto Mgmt For For For
Sangiovanni-Vincentell
i
7 Elect John B. Shoven Mgmt For For For
8 Elect Young K. Sohn Mgmt For For For
9 Elect Lip-Bu Tan Mgmt For For For
10 Amendment to the Mgmt For For For
Omnibus Equity
Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Campbell Soup Company
Ticker Security ID: Meeting Date Meeting Status
CPB CUSIP 134429109 11/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fabiola R. Mgmt For For For
Arredondo
2 Elect Howard M. Averill Mgmt For For For
3 Elect John P. Bilbrey Mgmt For For For
4 Elect Mark A. Clouse Mgmt For For For
5 Elect Bennett Dorrance Mgmt For For For
6 Elect Maria Teresa Mgmt For For For
Hilado
7 Elect Sarah Hofstetter Mgmt For For For
8 Elect Marc B. Mgmt For For For
Lautenbach
9 Elect Mary Alice D. Mgmt For For For
Malone
10 Elect Keith R. Mgmt For For For
McLoughlin
11 Elect Kurt Schmidt Mgmt For For For
12 Elect Archbold D. van Mgmt For For For
Beuren
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Carlisle Companies Incorporated
Ticker Security ID: Meeting Date Meeting Status
CSL CUSIP 142339100 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert G. Bohn Mgmt For For For
2 Elect Gregg A. Mgmt For For For
Ostrander
3 Elect Jesse G. Singh Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Casey's General Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASY CUSIP 147528103 09/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Lynn Horak Mgmt For For For
2 Elect Judy A. Schmeling Mgmt For For For
3 Elect Allison M. Wing Mgmt For For For
4 Elect Darren M. Rebelez Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment Regarding Mgmt For For For
Board
Size
________________________________________________________________________________
Cboe Global Markets, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBOE CUSIP 12503M108 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward T. Tilly Mgmt For For For
2 Elect Eugene S. Mgmt For For For
Sunshine
3 Elect William M. Mgmt For For For
Farrow
III
4 Elect Edward J. Mgmt For For For
Fitzpatrick
5 Elect Janet P. Mgmt For For For
Froetscher
6 Elect Jill R. Goodman Mgmt For For For
7 Elect Roderick A. Mgmt For For For
Palmore
8 Elect James Parisi Mgmt For For For
9 Elect Joseph P. Mgmt For For For
Ratterman
10 Elect Michael L. Mgmt For For For
Richter
11 Elect Jill E. Sommers Mgmt For For For
12 Elect Fredric J. Mgmt For For For
Tomczyk
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CBRE Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBRE CUSIP 12504L109 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brandon B. Boze Mgmt For For For
2 Elect Beth F. Cobert Mgmt For For For
3 Elect Curtis F. Feeny Mgmt For For For
4 Elect Reginald H. Mgmt For For For
Gilyard
5 Elect Shira D. Goodman Mgmt For For For
6 Elect Christopher T. Mgmt For For For
Jenny
7 Elect Gerardo I. Lopez Mgmt For For For
8 Elect Robert E. Mgmt For For For
Sulentic
9 Elect Laura D. Tyson Mgmt For For For
10 Elect Ray Wirta Mgmt For For For
11 Elect Sanjiv Yajnik Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
CDK Global, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDK CUSIP 12508E101 11/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Willie A. Deese Mgmt For For For
3 Elect Amy J. Hillman Mgmt For For For
4 Elect Brian M. Krzanich Mgmt For For For
5 Elect Stephen A. Miles Mgmt For For For
6 Elect Robert E. Radway Mgmt For For For
7 Elect Stephen F. Mgmt For For For
Schuckenbrock
8 Elect Frank S. Sowinski Mgmt For For For
9 Elect Eileen J. Voynick Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CDW Corporation
Ticker Security ID: Meeting Date Meeting Status
CDW CUSIP 12514G108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven W. Alesio Mgmt For For For
2 Elect Barry K. Allen Mgmt For For For
3 Elect Lynda M. Clarizio Mgmt For For For
4 Elect Christine A. Mgmt For For For
Leahy
5 Elect David W. Nelms Mgmt For For For
6 Elect Joseph R. Swedish Mgmt For For For
7 Elect Donna F. Zarcone Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Centene Corporation
Ticker Security ID: Meeting Date Meeting Status
CNC CUSIP 15135B101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael F. Mgmt For For For
Neidorff
2 Elect H. James Dallas Mgmt For For For
3 Elect Robert K. Ditmore Mgmt For For For
4 Elect Richard A. Mgmt For For For
Gephardt
5 Elect Lori J. Robinson Mgmt For For For
6 Elect William L. Mgmt For For For
Trubeck
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Javed Ahmed Mgmt For For For
2 Elect Robert C. Mgmt For For For
Arzbaecher
3 Elect William Davisson Mgmt For For For
4 Elect John W. Eaves Mgmt For For For
5 Elect Stephen A. Mgmt For For For
Furbacher
6 Elect Stephen J. Hagge Mgmt For For For
7 Elect Anne P. Noonan Mgmt For For For
8 Elect Michael J. Toelle Mgmt For For For
9 Elect Theresa E. Wagler Mgmt For For For
10 Elect Celso L. White Mgmt For For For
11 Elect W. Anthony Will Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Charter Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHTR CUSIP 16119P108 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Lance Conn Mgmt For For For
2 Elect Kim C. Goodman Mgmt For For For
3 Elect Craig A. Jacobson Mgmt For For For
4 Elect Gregory B. Maffei Mgmt For For For
5 Elect John D. Markley, Mgmt For For For
Jr.
6 Elect David C. Merritt Mgmt For For For
7 Elect James E. Meyer Mgmt For For For
8 Elect Steven A. Miron Mgmt For For For
9 Elect Balan Nair Mgmt For For For
10 Elect Michael A. Mgmt For For For
Newhouse
11 Elect Mauricio Ramos Mgmt For For For
12 Elect Thomas M. Mgmt For For For
Rutledge
13 Elect Eric L. Mgmt For For For
Zinterhofer
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Cintas Corporation
Ticker Security ID: Meeting Date Meeting Status
CTAS CUSIP 172908105 10/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerald S. Adolph Mgmt For For For
2 Elect John F. Barrett Mgmt For For For
3 Elect Melanie W. Mgmt For For For
Barstad
4 Elect Karen L. Carnahan Mgmt For For For
5 Elect Robert E. Coletti Mgmt For For For
6 Elect Scott D. Farmer Mgmt For For For
7 Elect James J. Johnson Mgmt For For For
8 Elect Joseph Scaminace Mgmt For For For
9 Elect Ronald W. Tysoe Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 12/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Michele Burns Mgmt For For For
2 Elect Wesley G. Bush Mgmt For For For
3 Elect Michael D. Mgmt For For For
Capellas
4 Elect Mark Garrett Mgmt For For For
5 Elect Kristina M. Mgmt For For For
Johnson
6 Elect Roderick C. Mgmt For For For
McGeary
7 Elect Charles H. Mgmt For For For
Robbins
8 Elect Arun Sarin Mgmt For For For
9 Elect Brenton L. Mgmt For For For
Saunders
10 Elect Carol B. Tome Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For For For
1.3 Elect Naomi M. Bergman Mgmt For For For
1.4 Elect Edward D. Breen Mgmt For For For
1.5 Elect Gerald L. Hassell Mgmt For For For
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Maritza Gomez Mgmt For For For
Montiel
1.8 Elect Asuka Nakahara Mgmt For For For
1.9 Elect David C. Novak Mgmt For For For
1.10 Elect Brian L. Roberts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2003 Mgmt For For For
Stock Option
Plan
4 Amendment to the 2002 Mgmt For For For
Restricted Stock
Plan
5 Advisory vote on Mgmt For Against Against
executive
compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Investigation and
Report on Sexual
Harassment
________________________________________________________________________________
CoreLogic, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLGX CUSIP 21871D103 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. David Chatham Mgmt For For For
2 Elect Douglas C. Mgmt For For For
Curling
3 Elect John C. Dorman Mgmt For For For
4 Elect Paul F. Folino Mgmt For For For
5 Elect Frank D. Martell Mgmt For For For
6 Elect Claudia Fan Munce Mgmt For For For
7 Elect Thomas C. O'Brien Mgmt For For For
8 Elect Vikrant Raina Mgmt For For For
9 Elect J. Michael Mgmt For For For
Shepherd
10 Elect Jaynie M. Mgmt For For For
Studenmund
11 Elect David F. Walker Mgmt For For For
12 Elect Mary Lee Widener Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan L. Decker Mgmt For For For
1.2 Elect Richard A. Mgmt For For For
Galanti
1.3 Elect Sally Jewell Mgmt For For For
1.4 Elect Charles T. Munger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Removal of Directors Mgmt For For For
Without
Cause
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
________________________________________________________________________________
Cree, Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John C. Hodge Mgmt For For For
1.2 Elect Clyde R. Hosein Mgmt For For For
1.3 Elect Darren R. Jackson Mgmt For For For
1.4 Elect Duy-Loan T. Le Mgmt For For For
1.5 Elect Gregg A. Lowe Mgmt For For For
1.6 Elect John B. Replogle Mgmt For For For
1.7 Elect Thomas H. Werner Mgmt For For For
1.8 Elect Anne C. Whitaker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Darden Restaurants, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRI CUSIP 237194105 09/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margaret Shan Mgmt For For For
Atkins
1.2 Elect James P. Fogarty Mgmt For For For
1.3 Elect Cynthia T. Mgmt For For For
Jamison
1.4 Elect Eugene I. Lee, Mgmt For For For
Jr.
1.5 Elect Nana Mensah Mgmt For For For
1.6 Elect William S. Simon Mgmt For For For
1.7 Elect Charles M. Mgmt For For For
Sonsteby
1.8 Elect Timothy J. Mgmt For For For
Wilmott
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dell Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24703L202 07/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Dell Mgmt For Withhold Against
1.2 Elect David W. Dorman Mgmt For For For
1.3 Elect Egon Durban Mgmt For For For
1.4 Elect William D. Green Mgmt For For For
1.5 Elect Ellen J. Kullman Mgmt For For For
1.6 Elect Simon Patterson Mgmt For For For
1.7 Elect Lynn M. Vojvodich Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
DexCom, Inc.
Ticker Security ID: Meeting Date Meeting Status
DXCM CUSIP 252131107 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard A. Mgmt For For For
Collins
2 Elect Mark G. Foletta Mgmt For For For
3 Elect Eric Topol Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Discover Financial Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Aronin Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Gregory C. Case Mgmt For For For
4 Elect Candace H. Duncan Mgmt For For For
5 Elect Joseph F. Eazor Mgmt For For For
6 Elect Cynthia A. Mgmt For For For
Glassman
7 Elect Roger C. Mgmt For For For
Hochschild
8 Elect Thomas G. Maheras Mgmt For For For
9 Elect Michael H. Moskow Mgmt For For For
10 Elect Mark A. Thierer Mgmt For For For
11 Elect Lawrence A. Mgmt For For For
Weinbach
12 Elect Jennifer L. Wong Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dollar General Corporation
Ticker Security ID: Meeting Date Meeting Status
DG CUSIP 256677105 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warren F. Bryant Mgmt For For For
2 Elect Michael M. Mgmt For For For
Calbert
3 Elect Sandra B. Cochran Mgmt For For For
4 Elect Patricia D. Mgmt For For For
Fili-Krushel
5 Elect Timothy I. Mgmt For For For
McGuire
6 Elect William C. Mgmt For For For
Rhodes,
III
7 Elect Debra A. Sandler Mgmt For For For
8 Elect Ralph E. Santana Mgmt For For For
9 Elect Todd J. Vasos Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Elimination of Mgmt For For For
Supermajority
Requirement to amend
the Company's
Charter
13 Elimination of Mgmt For For For
Supermajority
Requirement to amend
the Company's
Bylaws
________________________________________________________________________________
Dollar Tree, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLTR CUSIP 256746108 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arnold S. Barron Mgmt For For For
2 Elect Gregory M. Mgmt For For For
Bridgeford
3 Elect Thomas W. Dickson Mgmt For For For
4 Elect Lemuel E. Lewis Mgmt For For For
5 Elect Jeffrey G. Naylor Mgmt For For For
6 Elect Gary M. Philbin Mgmt For For For
7 Elect Bob Sasser Mgmt For For For
8 Elect Thomas A. Mgmt For For For
Saunders
III
9 Elect Stephanie P. Mgmt For For For
Stahl
10 Elect Carrie A. Wheeler Mgmt For For For
11 Elect Thomas E. Whiddon Mgmt For For For
12 Elect Carl P. Zeithaml Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change
Report
________________________________________________________________________________
Dropbox, Inc.
Ticker Security ID: Meeting Date Meeting Status
DBX CUSIP 26210C104 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew W. Houston Mgmt For For For
1.2 Elect Donald W. Blair Mgmt For For For
1.3 Elect Lisa Campbell Mgmt For For For
1.4 Elect Paul E. Jacobs Mgmt For For For
1.5 Elect Robert J. Mylod Mgmt For For For
Jr.
1.6 Elect Karen Peacock Mgmt For For For
1.7 Elect Condoleezza Rice Mgmt For For For
1.8 Elect R. Bryan Schreier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Edwards Lifesciences Corporation
Ticker Security ID: Meeting Date Meeting Status
EW CUSIP 28176E108 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Mussallem
2 Elect Kieran T. Mgmt For For For
Gallahue
3 Elect Leslie S. Heisz Mgmt For For For
4 Elect William J. Link Mgmt For For For
5 Elect Steven R. Mgmt For For For
Loranger
6 Elect Martha H. Marsh Mgmt For For For
7 Elect Ramona Sequeira Mgmt For For For
8 Elect Nicholas J. Mgmt For For For
Valeriani
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Approval of the 2020 Mgmt For For For
Non-Employee
Directors Stock
Incentive
Plan
11 Increase of Authorized Mgmt For For For
Common Stock for
Stock
Split
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Electronic Arts Inc.
Ticker Security ID: Meeting Date Meeting Status
EA CUSIP 285512109 08/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
2 Elect Jay C. Hoag Mgmt For For For
3 Elect Jeffrey T. Huber Mgmt For For For
4 Elect Lawrence F. Mgmt For For For
Probst
III
5 Elect Talbott Roche Mgmt For For For
6 Elect Richard A. Mgmt For For For
Simonson
7 Elect Luis A. Ubinas Mgmt For For For
8 Elect Heidi J. Mgmt For For For
Ueberroth
9 Elect Andrew Wilson Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
13 Amendment Regarding Mgmt For For For
Shareholders Ability
to Call Special
Meetings
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Eskew Mgmt For For For
2 Elect William G. Mgmt For For For
Kaelin,
Jr.
3 Elect David A. Ricks Mgmt For For For
4 Elect Marschall S. Mgmt For For For
Runge
5 Elect Karen Walker Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Repeal of Classified Mgmt For For For
Board
9 Elimination of Mgmt For For For
Supermajority
Requirement
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Forced Swim
Test
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to
Public Concern Over
Drug
Pricing
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Bonus
Deferral
Policy
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Recoupment
Report
________________________________________________________________________________
Encompass Health Corporation
Ticker Security ID: Meeting Date Meeting Status
EHC CUSIP 29261A100 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Greg D. Mgmt For For For
Carmichael
2 Elect John W. Chidsey Mgmt For For For
3 Elect Donald L. Correll Mgmt For For For
4 Elect Yvonne M. Curl Mgmt For For For
5 Elect Charles M. Elson Mgmt For For For
6 Elect Joan E. Herman Mgmt For For For
7 Elect Leo I. Higdon, Mgmt For For For
Jr.
8 Elect Leslye G. Katz Mgmt For For For
9 Elect Patricia A. Mgmt For For For
Maryland
10 Elect John E. Maupin, Mgmt For For For
Jr.
11 Elect Nancy M. Mgmt For For For
Schlichting
12 Elect L. Edward Shaw, Mgmt For For For
Jr.
13 Elect Mark J. Tarr Mgmt For For For
14 Elect Terrance Williams Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Entegris, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENTG CUSIP 29362U104 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Bradley
2 Elect R. Nicholas Burns Mgmt For For For
3 Elect James F. Mgmt For For For
Gentilcore
4 Elect James P. Lederer Mgmt For For For
5 Elect Bertrand Loy Mgmt For For For
6 Elect Paul L.H. Olson Mgmt For For For
7 Elect Azita Mgmt For For For
Saleki-Gerhardt
8 Elect Brian Sullivan Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2020 Mgmt For For For
Stock
Plan
________________________________________________________________________________
Envista Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
NVST CUSIP 29415F104 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kieran T. Mgmt For For For
Gallahue
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Estee Lauder Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
EL CUSIP 518439104 11/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald S. Lauder Mgmt For For For
2 Elect William P. Lauder Mgmt For For For
3 Elect Richard D. Mgmt For For For
Parsons
4 Elect Lynn Forester de Mgmt For For For
Rothschild
5 Elect Jennifer Tejada Mgmt For For For
6 Elect Richard F. Mgmt For For For
Zannino
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the 2002 Mgmt For For For
Share Incentive
Plan
________________________________________________________________________________
Expedia Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPE CUSIP 30212P303 12/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel Altman Mgmt For For For
2 Elect Susan C. Athey Mgmt For For For
3 Elect A. George Battle Mgmt For For For
4 Elect Chelsea Clinton Mgmt For For For
5 Elect Barry Diller Mgmt For For For
6 Elect Craig A. Jacobson Mgmt For For For
7 Elect Victor A. Kaufman Mgmt For Abstain Against
8 Elect Peter M. Kern Mgmt For For For
9 Elect Dara Khosrowshahi Mgmt For For For
10 Elect Mark Okerstrom Mgmt For For For
11 Elect Alexander von Mgmt For For For
Furstenberg
12 Elect Julie Whalen Mgmt For For For
13 Transfer Restrictions Mgmt For For For
and Automatic
Conversion Provisions
in Respect of Class B
Common
Stock
14 Limit the Ability of Mgmt For For For
the Company to
Participate in
Certain Change of
Control
Transactions
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
F5 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
FFIV CUSIP 315616102 03/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect A. Gary Ames Mgmt For For For
2 Elect Sandra E. Mgmt For For For
Bergeron
3 Elect Deborah L. Bevier Mgmt For For For
4 Elect Michel Combes Mgmt For For For
5 Elect Michael L. Dreyer Mgmt For For For
6 Elect Alan J. Higginson Mgmt For For For
7 Elect Peter S. Klein Mgmt For For For
8 Elect Francois Mgmt For For For
Locoh-Donou
9 Elect Nikhil Mehta Mgmt For For For
10 Elect Marie E. Myers Mgmt For For For
11 Amendment to the 2014 Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peggy Alford Mgmt For For For
1.2 Elect Marc L. Mgmt For For For
Andreessen
1.3 Elect Andrew W. Houston Mgmt For For For
1.4 Elect Nancy Killefer Mgmt For For For
1.5 Elect Robert M. Kimmitt Mgmt For For For
1.6 Elect Sheryl K. Mgmt For For For
Sandberg
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Tracey T. Travis Mgmt For For For
1.9 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Director Compensation Mgmt For For For
Policy
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political
Advertising
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights/ Civil Rights
Expertise on
Board
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Board Oversight of
Civil and Human
Rights
Risks
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Online Child
Exploitation
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity
Report
________________________________________________________________________________
Fair Isaac Corporation
Ticker Security ID: Meeting Date Meeting Status
FICO CUSIP 303250104 03/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Braden R. Kelly Mgmt For For For
2 Elect Fabiola R. Mgmt For For For
Arredondo
3 Elect A. George Battle Mgmt For For For
4 Elect James D. Kirsner Mgmt For For For
5 Elect William J. Mgmt For For For
Lansing
6 Elect Eva Manolis Mgmt For For For
7 Elect Marc F. McMorris Mgmt For For For
8 Elect Joanna Rees Mgmt For For For
9 Elect David A. Rey Mgmt For For For
10 Amendment to the Mgmt For Against Against
Long-Term Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fidelity National Information Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIS CUSIP 31620M106 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lee Adrean Mgmt For For For
2 Elect Ellen R. Alemany Mgmt For For For
3 Elect Lisa A. Hook Mgmt For For For
4 Elect Keith W. Hughes Mgmt For For For
5 Elect Gary L. Lauer Mgmt For For For
6 Elect Gary A. Norcross Mgmt For For For
7 Elect Louise M. Parent Mgmt For For For
8 Elect Brian T. Shea Mgmt For For For
9 Elect James B. Mgmt For For For
Stallings,
Jr.
10 Elect Jeffrey E. Mgmt For For For
Stiefler
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fiserv, Inc.
Ticker Security ID: Meeting Date Meeting Status
FISV CUSIP 337738108 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Mgmt For For For
Bisignano
1.2 Elect Alison Davis Mgmt For For For
1.3 Elect Henrique De Mgmt For For For
Castro
1.4 Elect Harry DiSimone Mgmt For For For
1.5 Elect Dennis F. Lynch Mgmt For For For
1.6 Elect Heidi G. Miller Mgmt For For For
1.7 Elect Scott C. Nuttall Mgmt For For For
1.8 Elect Denis J. O'Leary Mgmt For For For
1.9 Elect Doyle R. Simons Mgmt For For For
1.10 Elect Jeffery W. Yabuki Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Fortive Corporation
Ticker Security ID: Meeting Date Meeting Status
FTV CUSIP 34959J108 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kate D. Mitchell Mgmt For For For
2 Elect Mitchell P. Rales Mgmt For For For
3 Elect Steven M. Rales Mgmt For For For
4 Elect Jeannine Sargent Mgmt For For For
5 Elect Alan G. Spoon Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Fortune Brands Home & Security, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBHS CUSIP 34964C106 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas I. Fink Mgmt For For For
2 Elect A.D. David Mackay Mgmt For For For
3 Elect David M. Thomas Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gartner, Inc.
Ticker Security ID: Meeting Date Meeting Status
IT CUSIP 366651107 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Bisson Mgmt For For For
2 Elect Richard J. Mgmt For For For
Bressler
3 Elect Raul E. Cesan Mgmt For For For
4 Elect Karen E. Dykstra Mgmt For For For
5 Elect Anne Sutherland Mgmt For For For
Fuchs
6 Elect William O. Grabe Mgmt For For For
7 Elect Eugene A. Hall Mgmt For For For
8 Elect Stephen G. Mgmt For For For
Pagliuca
9 Elect Eileen Serra Mgmt For For For
10 Elect James C. Smith Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
General Dynamics Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Crown Mgmt For For For
2 Elect Rudy F. deLeon Mgmt For For For
3 Elect Cecil D. Haney Mgmt For For For
4 Elect Mark M. Malcolm Mgmt For For For
5 Elect James N. Mattis Mgmt For For For
6 Elect Phebe N. Mgmt For For For
Novakovic
7 Elect C. Howard Nye Mgmt For For For
8 Elect William A. Osborn Mgmt For For For
9 Elect Catherine B. Mgmt For For For
Reynolds
10 Elect Laura J. Mgmt For For For
Schumacher
11 Elect John G. Stratton Mgmt For For For
12 Elect Peter A. Wall Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Genpact Limited
Ticker Security ID: Meeting Date Meeting Status
G CUSIP G3922B107 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N.V. Tyagarajan Mgmt For For For
2 Elect James C. Madden Mgmt For For For
3 Elect Ajay Agrawal Mgmt For For For
4 Elect Stacey Cartwright Mgmt For For For
5 Elect Laura Conigliaro Mgmt For For For
6 Elect Carol Lindstrom Mgmt For For For
7 Elect Cecelia Morken Mgmt For For For
8 Elect Mark Nunnelly Mgmt For For For
9 Elect Mark Verdi Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Global Payments Inc.
Ticker Security ID: Meeting Date Meeting Status
GPN CUSIP 37940X102 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Thaddeus Mgmt For For For
Arroyo
2 Elect Robert H.B. Mgmt For For For
Baldwin,
Jr.
3 Elect John G. Bruno Mgmt For For For
4 Elect Kriss Cloninger Mgmt For For For
III
5 Elect William I. Jacobs Mgmt For For For
6 Elect Joia M. Johnson Mgmt For For For
7 Elect Ruth Ann Marshall Mgmt For For For
8 Elect Connie D. Mgmt For For For
McDaniel
9 Elect William B. Mgmt For For For
Plummer
10 Elect Jeffrey S. Sloan Mgmt For For For
11 Elect John T. Turner Mgmt For For For
12 Elect M. Troy Woods Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Elimination of Mgmt For For For
Supermajority
Requirement
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GoDaddy Inc.
Ticker Security ID: Meeting Date Meeting Status
GDDY CUSIP 380237107 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Garrett Mgmt For For For
1.2 Elect Ryan Roslansky Mgmt For For For
1.3 Elect Lee E. Wittlinger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Grubhub Inc.
Ticker Security ID: Meeting Date Meeting Status
GRUB CUSIP 400110102 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lloyd D. Frink Mgmt For For For
1.2 Elect Girish Lakshman Mgmt For For For
1.3 Elect Keith Richman Mgmt For For For
1.4 Elect Arthur Francis Mgmt For For For
Starrs,
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2015 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
Hasbro, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAS CUSIP 418056107 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth A. Mgmt For For For
Bronfin
2 Elect Michael R. Burns Mgmt For For For
3 Elect Hope Cochran Mgmt For For For
4 Elect Sir Crispin H. Mgmt For For For
Davis
5 Elect John Frascotti Mgmt For For For
6 Elect Lisa Gersh Mgmt For For For
7 Elect Brian D. Goldner Mgmt For For For
8 Elect Alan G. Mgmt For For For
Hassenfeld
9 Elect Tracy A. Leinbach Mgmt For For For
10 Elect Edward M. Philip Mgmt For For For
11 Elect Richard S. Mgmt For For For
Stoddart
12 Elect Mary Beth West Mgmt For For For
13 Elect Linda K. Zecher Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2003 Mgmt For For For
Stock Incentive
Plan
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HEICO Corporation
Ticker Security ID: Meeting Date Meeting Status
HEI CUSIP 422806208 03/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas M. Mgmt For For For
Culligan
1.2 Elect Adolfo Henriques Mgmt For For For
1.3 Elect Mark H. Mgmt For Withhold Against
Hildebrandt
1.4 Elect Eric A. Mendelson Mgmt For For For
1.5 Elect Laurans A. Mgmt For For For
Mendelson
1.6 Elect Victor H. Mgmt For For For
Mendelson
1.7 Elect Julie Neitzel Mgmt For For For
1.8 Elect Alan Schriesheim Mgmt For For For
1.9 Elect Frank J. Mgmt For For For
Schwitter
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Herbalife Nutrition Ltd.
Ticker Security ID: Meeting Date Meeting Status
HLF CUSIP G4412G101 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John O. Agwunobi Mgmt For For For
2 Elect James L. Nelson Mgmt For For For
3 Elect Richard H. Mgmt For For For
Carmona
4 Elect Jonathan Mgmt For For For
Christodoro
5 Elect Hunter C. Gary Mgmt For For For
6 Elect Nicholas F. Mgmt For For For
Graziano
7 Elect Alan LeFevre Mgmt For For For
8 Elect Jesse A. Lynn Mgmt For For For
9 Elect Juan Miguel Mgmt For For For
Mendoza
10 Elect Michael Mgmt For For For
Montelongo
11 Elect Maria Otero Mgmt For For For
12 Elect Margarita Mgmt For For For
Palau-Hernandez
13 Elect John Tartol Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment Regarding Mgmt For For For
the Elimination of
the Casting
Vote
16 Amendment Regarding Mgmt For For For
Changing
Responsibilities of
the Chair and Lead
Director
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hill-Rom Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRC CUSIP 431475102 02/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William G. Mgmt For For For
Dempsey
1.2 Elect Gary L. Ellis Mgmt For For For
1.3 Elect Stacy Enxing Seng Mgmt For For For
1.4 Elect Mary Garrett Mgmt For For For
1.5 Elect James R. Giertz Mgmt For For For
1.6 Elect John P. Mgmt For For For
Groetelaars
1.7 Elect William H. Mgmt For For For
Kucheman
1.8 Elect Ronald A. Malone Mgmt For For For
1.9 Elect Gregory J. Moore Mgmt For For For
1.10 Elect Felicia F. Mgmt For For For
Norwood
1.11 Elect Nancy M. Mgmt For For For
Schlichting
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Darius Adamczyk Mgmt For For For
2 Elect Duncan B. Angove Mgmt For For For
3 Elect William S. Ayer Mgmt For For For
4 Elect Kevin Burke Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Linnet F. Deily Mgmt For For For
7 Elect Deborah Flint Mgmt For For For
8 Elect Judd Gregg Mgmt For For For
9 Elect Clive Hollick Mgmt For For For
10 Elect Grace D. Lieblein Mgmt For For For
11 Elect Raymond T. Mgmt For For For
Odierno
12 Elect George Paz Mgmt For For For
13 Elect Robin L. Mgmt For For For
Washington
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Horizon Therapeutics Public Limited Company
Ticker Security ID: Meeting Date Meeting Status
HZNP CUSIP G46188101 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gino Santini Mgmt For For For
2 Elect James S. Shannon Mgmt For For For
3 Elect Timothy P. Mgmt For For For
Walbert
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Authority to Mgmt For For For
Repurchase
Shares
7 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
8 Approval of the 2020 Mgmt For For For
Employee Share
Purchase
Plan
________________________________________________________________________________
Hubbell Incorporated
Ticker Security ID: Meeting Date Meeting Status
HUBB CUSIP 443510607 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carlos M. Cardoso Mgmt For For For
1.2 Elect Anthony J. Guzzi Mgmt For For For
1.3 Elect Neal J. Keating Mgmt For For For
1.4 Elect Bonnie C. Lind Mgmt For For For
1.5 Elect John F. Malloy Mgmt For For For
1.6 Elect David G. Nord Mgmt For For For
1.7 Elect John G. Russell Mgmt For For For
1.8 Elect Steven R. Shawley Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Humana Inc.
Ticker Security ID: Meeting Date Meeting Status
HUM CUSIP 444859102 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kurt J. Hilzinger Mgmt For For For
2 Elect Frank J. Mgmt For For For
Bisignano
3 Elect Bruce D. Mgmt For For For
Broussard
4 Elect Frank A. D'Amelio Mgmt For For For
5 Elect W. Roy Dunbar Mgmt For For For
6 Elect Wayne A.I. Mgmt For For For
Frederick
7 Elect John W. Garratt Mgmt For For For
8 Elect David A. Jones Mgmt For For For
Jr.
9 Elect Karen W. Katz Mgmt For For For
10 Elect William J. Mgmt For For For
McDonald
11 Elect James J. O'Brien Mgmt For For For
12 Elect Marissa T. Mgmt For For For
Peterson
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Huntington Ingalls Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
HII CUSIP 446413106 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Philip M. Bilden Mgmt For For For
1.2 Elect Augustus L. Mgmt For For For
Collins
1.3 Elect Kirkland H. Mgmt For For For
Donald
1.4 Elect Victoria D. Mgmt For For For
Harker
1.5 Elect Anastasia D. Mgmt For For For
Kelly
1.6 Elect Tracy B. McKibben Mgmt For For For
1.7 Elect C. Michael Mgmt For For For
Petters
1.8 Elect Thomas C. Mgmt For For For
Schievelbein
1.9 Elect John K. Welch Mgmt For For For
1.10 Elect Stephen R. Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
IAA, Inc.
Ticker Security ID: Meeting Date Meeting Status
IAA CUSIP 449253103 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Kett Mgmt For For For
2 Elect Peter H. Kamin Mgmt For For For
3 Elect Lynn Joliffe Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Illinois Tool Works Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel J. Brutto Mgmt For For For
2 Elect Susan Crown Mgmt For For For
3 Elect James W. Griffith Mgmt For For For
4 Elect Jay L. Henderson Mgmt For For For
5 Elect Richard H. Lenny Mgmt For For For
6 Elect E. Scott Santi Mgmt For For For
7 Elect David H. B. Mgmt For For For
Smith,
Jr.
8 Elect Pamela B. Strobel Mgmt For For For
9 Elect Kevin M. Warren Mgmt For For For
10 Elect Anre D. Williams Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Incyte Corporation
Ticker Security ID: Meeting Date Meeting Status
INCY CUSIP 45337C102 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julian C. Baker Mgmt For For For
2 Elect Jean-Jacques Mgmt For For For
Bienaime
3 Elect Paul J. Clancy Mgmt For For For
4 Elect Wendy L. Dixon Mgmt For For For
5 Elect Jacqualyn A. Mgmt For For For
Fouse
6 Elect Paul A. Friedman Mgmt For For For
7 Elect Edmund P. Mgmt For For For
Harrigan
8 Elect Katherine A. High Mgmt For For For
9 Elect Herve Hoppenot Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 1997 Mgmt For For For
Employee Stock
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Intercontinental Exchange, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICE CUSIP 45866F104 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon Y. Bowen Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Duriya M. Mgmt For For For
Farooqui
4 Elect Jean-Marc Forneri Mgmt For For For
5 Elect Lord Hague of Mgmt For For For
Richmond
6 Elect Fred W. Hatfield Mgmt For For For
7 Elect Thomas E. Noonan Mgmt For For For
8 Elect Frederic V. Mgmt For For For
Salerno
9 Elect Jeffrey C. Mgmt For For For
Sprecher
10 Elect Judith A. Mgmt For For For
Sprieser
11 Elect Vincent S. Tese Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Buberl Mgmt For For For
2 Elect Michael L. Eskew Mgmt For For For
3 Elect David N. Farr Mgmt For For For
4 Elect Alex Gorsky Mgmt For For For
5 Elect Michelle Howard Mgmt For For For
6 Elect Arvind Krishna Mgmt For For For
7 Elect Andrew N. Liveris Mgmt For For For
8 Elect F. William Mgmt For For For
McNabb,
III
9 Elect Martha E. Pollack Mgmt For For For
10 Elect Virginia M. Mgmt For For For
Rometty
11 Elect Joseph R. Swedish Mgmt For For For
12 Elect Sidney Taurel Mgmt For Against Against
13 Elect Peter R. Voser Mgmt For For For
14 Elect Frederick H. Mgmt For For For
Waddell
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Shareholder
Ability to Remove
Directors
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUSIP 461202103 01/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eve Burton Mgmt For For For
2 Elect Scott D. Cook Mgmt For For For
3 Elect Richard Dalzell Mgmt For For For
4 Elect Sasan Goodarzi Mgmt For For For
5 Elect Deborah Liu Mgmt For For For
6 Elect Suzanne Nora Mgmt For For For
Johnson
7 Elect Dennis D. Powell Mgmt For For For
8 Elect Brad D. Smith Mgmt For For For
9 Elect Thomas J. Szkutak Mgmt For For For
10 Elect Raul Vazquez Mgmt For For For
11 Elect Jeff Weiner Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Adoption of
Mandatory Arbitration
Bylaw
________________________________________________________________________________
Intuitive Surgical, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISRG CUSIP 46120E602 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Craig H. Barratt Mgmt For For For
2 Elect Joseph C. Beery Mgmt For For For
3 Elect Gary S. Guthart Mgmt For For For
4 Elect Amal M. Johnson Mgmt For For For
5 Elect Don R. Kania Mgmt For For For
6 Elect Amy L. Ladd Mgmt For For For
7 Elect Keith R. Mgmt For For For
Leonard,
Jr.
8 Elect Alan J. Levy Mgmt For For For
9 Elect Jami Dover Mgmt For For For
Nachtsheim
10 Elect Mark J. Rubash Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2010 Mgmt For For For
Incentive Award
Plan
14 Elimination of Mgmt For For For
Supermajority
Requirements
15 Approval of Mgmt For For For
Shareholder Right to
Call a Special
Meeting
________________________________________________________________________________
IQVIA Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
IQV CUSIP 46266C105 04/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol J. Burt Mgmt For For For
1.2 Elect Colleen A. Mgmt For For For
Goggins
1.3 Elect Ronald A. Mgmt For For For
Rittenmeyer
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jabil Inc.
Ticker Security ID: Meeting Date Meeting Status
JBL CUSIP 466313103 01/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anousheh Ansari Mgmt For For For
1.2 Elect Martha F. Brooks Mgmt For For For
1.3 Elect Christopher S. Mgmt For For For
Holland
1.4 Elect Timothy L. Main Mgmt For For For
1.5 Elect Mark T. Mondello Mgmt For For For
1.6 Elect John C. Plant Mgmt For For For
1.7 Elect Steven A. Raymund Mgmt For For For
1.8 Elect Thomas A. Sansone Mgmt For For For
1.9 Elect David M. Stout Mgmt For For For
1.10 Elect Kathleen A. Mgmt For For For
Walters
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Jazz Pharmaceuticals Public Limited Company
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul L. Berns Mgmt For For For
2 Elect Patrick G. Mgmt For For For
Enright
3 Elect Seamus C. Mgmt For For For
Mulligan
4 Elect Norbert G. Riedel Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary C. Beckerle Mgmt For For For
2 Elect D. Scott Davis Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Jennifer A. Mgmt For For For
Doudna
5 Elect Alex Gorsky Mgmt For For For
6 Elect Marillyn A. Mgmt For For For
Hewson
7 Elect Hubert Joly Mgmt For For For
8 Elect Mark B. McClellan Mgmt For For For
9 Elect Anne M. Mulcahy Mgmt For For For
10 Elect Charles Prince Mgmt For For For
11 Elect A. Eugene Mgmt For For For
Washington
12 Elect Mark A. Mgmt For For For
Weinberger
13 Elect Ronald A. Mgmt For For For
Williams
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Removal of Directors Mgmt For For For
Without
Cause
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
18 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Report on
Response to Opioid
Epidemic
________________________________________________________________________________
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephanie A. Mgmt For For For
Burns
2 Elect Steve A. Mgmt For For For
Cahillane
3 Elect Richard W. Mgmt For For For
Dreiling
4 Elect La June Mgmt For For For
Montgomery
Tabron
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
8 Repeal of Classified Mgmt For For For
Board
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Keysight Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
KEYS CUSIP 49338L103 03/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul N. Clark Mgmt For For For
2 Elect Richard Hamada Mgmt For For For
3 Elect Paul A. Lacouture Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
KLA Corporation
Ticker Security ID: Meeting Date Meeting Status
KLAC CUSIP 482480100 11/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward W. Mgmt For For For
Barnholt
2 Elect Robert M. Mgmt For For For
Calderoni
3 Elect Jeneanne Hanley Mgmt For For For
4 Elect Emiko Higashi Mgmt For For For
5 Elect Kevin J. Kennedy Mgmt For For For
6 Elect Gary B. Moore Mgmt For For For
7 Elect Kiran M. Patel Mgmt For For For
8 Elect Victor Peng Mgmt For For For
9 Elect Robert A. Rango Mgmt For For For
10 Elect Richard P. Mgmt For For For
Wallace
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
L3Harris Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LHX CUSIP 502431109 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sallie B. Bailey Mgmt For For For
2 Elect William M. Brown Mgmt For For For
3 Elect Peter W. Mgmt For For For
Chiarelli
4 Elect Thomas A. Mgmt For For For
Corcoran
5 Elect Thomas A. Dattilo Mgmt For For For
6 Elect Roger Fradin Mgmt For For For
7 Elect Lewis Hay III Mgmt For For For
8 Elect Lewis Kramer Mgmt For For For
9 Elect Christopher E. Mgmt For For For
Kubasik
10 Elect Rita S. Lane Mgmt For For For
11 Elect Robert B. Millard Mgmt For For For
12 Elect Lloyd W. Newton Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Elimination of Mgmt For For For
Supermajority Voting
and "Fair Price"
Requirement for
Business Combinations
Involving Interested
Shareholders
16 Amendment Regarding Mgmt For For For
the Elimination of
the Anti-Greenmail
Provision
17 Elimination of Mgmt For For For
Cumulative Voting
Provision
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
L3Harris Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LHX CUSIP 502431109 10/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sallie B. Bailey Mgmt For For For
2 Elect William M. Brown Mgmt For For For
3 Elect Peter W. Mgmt For For For
Chiarelli
4 Elect Thomas A. Mgmt For For For
Corcoran
5 Elect Thomas A. Dattilo Mgmt For For For
6 Elect Roger Fradin Mgmt For For For
7 Elect Lewis Hay III Mgmt For For For
8 Elect Lewis Kramer Mgmt For For For
9 Elect Christopher E. Mgmt For For For
Kubasik
10 Elect Rita S. Lane Mgmt For For For
11 Elect Robert B. Millard Mgmt For For For
12 Elect Lloyd W. Newton Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lam Research Corporation
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 512807108 11/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sohail U. Ahmed Mgmt For For For
1.2 Elect Timothy M. Archer Mgmt For For For
1.3 Elect Eric K. Brandt Mgmt For For For
1.4 Elect Michael R. Cannon Mgmt For For For
1.5 Elect Youssef A. Mgmt For For For
El-Mansy
1.6 Elect Catherine P. Lego Mgmt For For For
1.7 Elect Bethany J. Mayer Mgmt For For For
1.8 Elect Abhijit Y. Mgmt For For For
Talwalkar
1.9 Elect Rick Lih-Shyng Mgmt For For For
TSAI
1.10 Elect Leslie F. Varon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lazard Ltd
Ticker Security ID: Meeting Date Meeting Status
LAZ CUSIP G54050102 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth M. Jacobs Mgmt For For For
1.2 Elect Michelle Jarrard Mgmt For For For
1.3 Elect Iris Knobloch Mgmt For For For
1.4 Elect Philip A. Laskawy Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Linde Plc
Ticker Security ID: Meeting Date Meeting Status
LIN CUSIP 74005P104 07/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wolfgang Reitzle Mgmt For For For
2 Elect Stephen F. Angel Mgmt For For For
3 Elect Ann-Kristin Mgmt For For For
Achleitner
4 Elect Clemens A.H. Mgmt For For For
Borsig
5 Elect Nance K. Dicciani Mgmt For For For
6 Elect Thomas Enders Mgmt For For For
7 Elect Franz Fehrenbach Mgmt For For For
8 Elect Edward G. Galante Mgmt For For For
9 Elect Larry D. McVay Mgmt For For For
10 Elect Victoria Ossadnik Mgmt For For For
11 Elect Martin H. Mgmt For For For
Richenhagen
12 Elect Robert L. Wood Mgmt For For For
13 Ratification of Mgmt For For For
PricewaterhouseCoopers
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Set Price Mgmt For For For
Range for Re-Issuance
of Treasury
Shares
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
LKQ Corporation
Ticker Security ID: Meeting Date Meeting Status
LKQ CUSIP 501889208 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick Berard Mgmt For For For
2 Elect Meg A. Divitto Mgmt For For For
3 Elect Robert M. Hanser Mgmt For For For
4 Elect Joseph M. Holsten Mgmt For For For
5 Elect Blythe J. Mgmt For For For
McGarvie
6 Elect John Mendel Mgmt For For For
7 Elect Jody G. Miller Mgmt For For For
8 Elect John F. O'Brien Mgmt For For For
9 Elect Guhan Subramanian Mgmt For For For
10 Elect Xavier Urbain Mgmt For For For
11 Elect Dominick P. Mgmt For For For
Zarcone
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lockheed Martin Corporation
Ticker Security ID: Meeting Date Meeting Status
LMT CUSIP 539830109 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel F. Akerson Mgmt For For For
2 Elect David B. Burritt Mgmt For For For
3 Elect Bruce A. Carlson Mgmt For For For
4 Elect Joseph Dunford Mgmt For For For
Jr.
5 Elect James O. Ellis, Mgmt For For For
Jr.
6 Elect Thomas J. Falk Mgmt For For For
7 Elect Ilene S. Gordon Mgmt For For For
8 Elect Marillyn A. Mgmt For For For
Hewson
9 Elect Vicki A. Hollub Mgmt For For For
10 Elect Jeh C. Johnson Mgmt For For For
11 Elect Debra L. Mgmt For For For
Reed-Klages
12 Elect James D. Mgmt For For For
Taiclet,
Jr.
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2020 Mgmt For For For
Incentive Performance
Award
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect David H. Mgmt For For For
Batchelder
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Sandra B. Cochran Mgmt For For For
1.5 Elect Laurie Z. Douglas Mgmt For For For
1.6 Elect Richard W. Mgmt For For For
Dreiling
1.7 Elect Marvin R. Ellison Mgmt For For For
1.8 Elect Brian C. Rogers Mgmt For For For
1.9 Elect Bertram L. Scott Mgmt For For For
1.10 Elect Lisa W. Wardell Mgmt For For For
1.11 Elect Eric C. Wiseman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Decrease in Threshold Mgmt For For For
Required to Call a
Special
Meeting
5 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
LPL Financial Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
LPLA CUSIP 50212V100 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dan H. Arnold Mgmt For For For
2 Elect Edward C. Bernard Mgmt For For For
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect William F. Mgmt For For For
Glavin,
Jr.
5 Elect Allison Mnookin Mgmt For For For
6 Elect Anne M. Mulcahy Mgmt For For For
7 Elect James S. Putnam Mgmt For For For
8 Elect Richard P. Mgmt For For For
Schifter
9 Elect Corey Thomas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lyft, Inc.
Ticker Security ID: Meeting Date Meeting Status
LYFT CUSIP 55087P104 06/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Logan D. Green Mgmt For For For
1.2 Elect Ann Miura-Ko Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Marriott International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAR CUSIP 571903202 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J.W. Marriott, Mgmt For For For
Jr.
2 Elect Bruce W. Duncan Mgmt For For For
3 Elect Deborah Marriott Mgmt For For For
Harrison
4 Elect Frederick A. Mgmt For For For
Henderson
5 Elect Eric Hippeau Mgmt For For For
6 Elect Lawrence W. Mgmt For For For
Kellner
7 Elect Debra L. Lee Mgmt For For For
8 Elect Aylwin B. Lewis Mgmt For For For
9 Elect Margaret M. Mgmt For For For
McCarthy
10 Elect George Munoz Mgmt For For For
11 Elect Susan C. Schwab Mgmt For For For
12 Elect Arne M. Sorenson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Diversity
Reporting
________________________________________________________________________________
Marsh & McLennan Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMC CUSIP 571748102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Oscar Fanjul Mgmt For For For
Martin
3 Elect Daniel S. Glaser Mgmt For For For
4 Elect H. Edward Hanway Mgmt For For For
5 Elect Deborah C. Mgmt For For For
Hopkins
6 Elect Tamara Ingram Mgmt For For For
7 Elect Jane H. Lute Mgmt For For For
8 Elect Steven A. Mills Mgmt For For For
9 Elect Bruce P. Nolop Mgmt For For For
10 Elect Marc D. Oken Mgmt For For For
11 Elect Morton O. Mgmt For For For
Schapiro
12 Elect Lloyd M. Yates Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Approval of the 2020 Mgmt For For For
Incentive and Stock
Award
Plan
________________________________________________________________________________
Martin Marietta Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLM CUSIP 573284106 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dorothy M. Ables Mgmt For For For
2 Elect Sue W. Cole Mgmt For For For
3 Elect Smith W. Davis Mgmt For For For
4 Elect John J. Koraleski Mgmt For For For
5 Elect C. Howard Nye Mgmt For For For
6 Elect Laree E. Perez Mgmt For For For
7 Elect Thomas H. Pike Mgmt For For For
8 Elect Michael J. Mgmt For For For
Quillen
9 Elect Donald W. Slager Mgmt For For For
10 Elect David C. Wajsgras Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mastercard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Mgmt For For For
Haythornthwaite
2 Elect Ajay Banga Mgmt For For For
3 Elect Richard K. Davis Mgmt For For For
4 Elect Steven J. Mgmt For For For
Freiberg
5 Elect Julius Mgmt For For For
Genachowski
6 Elect Choon Phong Goh Mgmt For For For
7 Elect Merit E. Janow Mgmt For For For
8 Elect Oki Matsumoto Mgmt For For For
9 Elect Youngme E. Moon Mgmt For For For
10 Elect Rima Qureshi Mgmt For For For
11 Elect Jose Octavio Mgmt For For For
Reyes
Lagunes
12 Elect Gabrielle Mgmt For For For
Sulzberger
13 Elect Jackson P. Tai Mgmt For For For
14 Elect Lance Uggla Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
McCormick & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
000 CUSIP 579780206 04/01/2020 Take No Action
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Mgmt N/A TNA N/A
________________________________________________________________________________
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd H. Dean Mgmt For For For
2 Elect Robert A. Eckert Mgmt For For For
3 Elect Catherine Mgmt For For For
Engelbert
4 Elect Margaret H. Mgmt For For For
Georgiadis
5 Elect Enrique Mgmt For For For
Hernandez,
Jr.
6 Elect Christopher Mgmt For For For
Kempczinski
7 Elect Richard H. Lenny Mgmt For For For
8 Elect John Mulligan Mgmt For For For
9 Elect Sheila A. Penrose Mgmt For For For
10 Elect John W. Rogers, Mgmt For For For
Jr.
11 Elect Paul S. Walsh Mgmt For For For
12 Elect Miles D. White Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2012 Mgmt For For For
Omnibus Stock
Ownership
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Mary Ellen Coe Mgmt For For For
4 Elect Pamela J. Craig Mgmt For For For
5 Elect Kenneth C. Mgmt For For For
Frazier
6 Elect Thomas H. Glocer Mgmt For For For
7 Elect Risa Mgmt For For For
Lavizzo-Mourey
8 Elect Paul B. Rothman Mgmt For For For
9 Elect Patricia F. Russo Mgmt For For For
10 Elect Christine E. Mgmt For For For
Seidman
11 Elect Inge G. Thulin Mgmt For For For
12 Elect Kathy J. Warden Mgmt For For For
13 Elect Peter C. Wendell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Tax Savings as a
Result of the Tax Cut
and Jobs
Act
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 12/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Gates Mgmt For For For
III
2 Elect Reid G. Hoffman Mgmt For For For
3 Elect Hugh F. Johnston Mgmt For For For
4 Elect Teri L. Mgmt For For For
List-Stoll
5 Elect Satya Nadella Mgmt For For For
6 Elect Sandra E. Mgmt For For For
Peterson
7 Elect Penny S. Pritzker Mgmt For For For
8 Elect Charles W. Scharf Mgmt For For For
9 Elect Arne M. Sorenson Mgmt For For For
10 Elect John W. Stanton Mgmt For For For
11 Elect John W. Thompson Mgmt For For For
12 Elect Emma N. Walmsley Mgmt For For For
13 Elect Padmasree Warrior Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Representation on the
Board
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender Pay Equity
Report
________________________________________________________________________________
Molina Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
MOH CUSIP 60855R100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronna E. Romney Mgmt For For For
2 Elect Dale Wolf Mgmt For For For
3 Elect Joseph M. Mgmt For For For
Zubretsky
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Moody's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCO CUSIP 615369105 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Basil L. Anderson Mgmt For For For
2 Elect Jorge A. Bermudez Mgmt For For For
3 Elect Therese Esperdy Mgmt For For For
4 Elect Vincent A. Mgmt For For For
Forlenza
5 Elect Kathryn M. Hill Mgmt For For For
6 Elect Raymond W. Mgmt For For For
McDaniel,
Jr.
7 Elect Henry A. Mgmt For For For
McKinnell,
Jr.
8 Elect Leslie F. Seidman Mgmt For For For
9 Elect Bruce Van Saun Mgmt For For For
10 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Governing
Documents
11 Elimination of Mgmt For For For
Supermajority
Requirement to Remove
Directors
12 Elimination of Mgmt For For For
Supermajority
Requirement to Fill
Vacancies and Newly
Created Directorships
at a Statutorily
Required Special
Meeting
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Motorola Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
MSI CUSIP 620076307 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory Q. Brown Mgmt For For For
2 Elect Kenneth D. Denman Mgmt For For For
3 Elect Egon Durban Mgmt For For For
4 Elect Clayton M. Jones Mgmt For For For
5 Elect Judy C. Lewent Mgmt For For For
6 Elect Gregory K. Mondre Mgmt For For For
7 Elect Anne R. Mgmt For For For
Pramaggiore
8 Elect Joseph M. Tucci Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
MSCI Inc.
Ticker Security ID: Meeting Date Meeting Status
MSCI CUSIP 55354G100 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Henry A. Mgmt For For For
Fernandez
2 Elect Robert G. Ashe Mgmt For For For
3 Elect Benjamin F. Mgmt For For For
duPont
4 Elect Wayne Edmunds Mgmt For For For
5 Elect Catherine R. Mgmt For For For
Kinney
6 Elect Jacques P. Perold Mgmt For For For
7 Elect Sandy Rattray Mgmt For For For
8 Elect Linda H. Riefler Mgmt For For For
9 Elect Marcus L. Smith Mgmt For For For
10 Elect Paula Volent Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NCR Corporation
Ticker Security ID: Meeting Date Meeting Status
NCR CUSIP 62886E108 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark W. Begor Mgmt For For For
1.2 Elect Gregory R. Blank Mgmt For For For
1.3 Elect Catherine L. Mgmt For For For
Burke
1.4 Elect Chinh E. Chu Mgmt For For For
1.5 Elect Deborah A. Mgmt For For For
Farrington
1.6 Elect Michael D. Mgmt For For For
Hayford
1.7 Elect Georgette D. Mgmt For For For
Kiser
1.8 Elect Kirk T. Larsen Mgmt For For For
1.9 Elect Frank R. Martire Mgmt For For For
1.10 Elect Matthew A. Mgmt For For For
Thompson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2017 Mgmt For Against Against
Stock Incentive
Plan
5 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Netflix, Inc.
Ticker Security ID: Meeting Date Meeting Status
NFLX CUSIP 64110L106 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reed Hastings Mgmt For Abstain Against
2 Elect Jay C. Hoag Mgmt For Abstain Against
3 Elect Mathias Dopfner Mgmt For Abstain Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Approval of the 2020 Mgmt For For For
Stock
Plan
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
9 Shareholder Proposal ShrHoldr Against Against For
Regarding EEO Policy
Risk
Report
________________________________________________________________________________
NewMarket Corporation
Ticker Security ID: Meeting Date Meeting Status
NEU CUSIP 651587107 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phyllis L. Mgmt For For For
Cothran
2 Elect Mark M. Gambill Mgmt For For For
3 Elect Bruce C. Gottwald Mgmt For For For
4 Elect Thomas E. Mgmt For For For
Gottwald
5 Elect Patrick D. Hanley Mgmt For For For
6 Elect H. Hiter Harris, Mgmt For For For
III
7 Elect James E. Rogers Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan B. Graf, Jr. Mgmt For For For
1.2 Elect Peter B. Henry Mgmt For For For
1.3 Elect Michelle Peluso Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Northrop Grumman Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathy J Warden Mgmt For For For
2 Elect Marianne C. Brown Mgmt For For For
3 Elect Donald E. Mgmt For For For
Felsinger
4 Elect Ann M. Fudge Mgmt For For For
5 Elect Bruce S. Gordon Mgmt For For For
6 Elect William H. Mgmt For For For
Hernandez
7 Elect Madeleine A. Mgmt For For For
Kleiner
8 Elect Karl J. Krapek Mgmt For For For
9 Elect Gary Roughead Mgmt For For For
10 Elect Thomas M. Schoewe Mgmt For For For
11 Elect James S. Turley Mgmt For For For
12 Elect Mark A. Welsh III Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Human Rights Impact
Assessments
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
________________________________________________________________________________
NVIDIA Corporation
Ticker Security ID: Meeting Date Meeting Status
NVDA CUSIP 67066G104 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert K. Burgess Mgmt For For For
2 Elect Tench Coxe Mgmt For For For
3 Elect Persis S. Drell Mgmt For For For
4 Elect Jen-Hsun Huang Mgmt For For For
5 Elect Dawn Hudson Mgmt For For For
6 Elect Harvey C. Jones Mgmt For For For
7 Elect Michael G. Mgmt For For For
McCaffery
8 Elect Stephen C. Neal Mgmt For For For
9 Elect Mark L. Perry Mgmt For For For
10 Elect A. Brooke Seawell Mgmt For For For
11 Elect Mark A. Stevens Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
15 Amendment to the 2012 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 11/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey S. Berg Mgmt For For For
1.2 Elect Michael J. Boskin Mgmt For For For
1.3 Elect Safra A. Catz Mgmt For For For
1.4 Elect Bruce R. Chizen Mgmt For For For
1.5 Elect George H. Mgmt For For For
Conrades
1.6 Elect Lawrence J. Mgmt For For For
Ellison
1.7 Elect Rona Fairhead Mgmt For For For
1.8 Elect Hector Mgmt For For For
Garcia-Molina
1.9 Elect Jeffrey O. Henley Mgmt For For For
1.10 Elect Mark V. Hurd Mgmt For For For
1.11 Elect Renee J. James Mgmt For For For
1.12 Elect Charles W. Mgmt For For For
Moorman
IV
1.13 Elect Leon E. Panetta Mgmt For For For
1.14 Elect William G. Mgmt For For For
Parrett
1.15 Elect Naomi O. Seligman Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
OUTFRONT Media Inc.
Ticker Security ID: Meeting Date Meeting Status
OUT CUSIP 69007J106 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeremy J. Male Mgmt For For For
2 Elect Joseph H. Wender Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PagerDuty, Inc
Ticker Security ID: Meeting Date Meeting Status
PD CUSIP 69553P100 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jennifer Tejada Mgmt For For For
1.2 Elect Sameer Dholakia Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Paycom Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
PAYC CUSIP 70432V102 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janet B. Haugen Mgmt For For For
1.2 Elect J.C. Watts Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Paylocity Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
PCTY CUSIP 70438V106 12/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven R. Mgmt For For For
Beauchamp
1.2 Elect Andres D. Reiner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PayPal Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
PYPL CUSIP 70450Y103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney C. Adkins Mgmt For For For
2 Elect Jonathan Mgmt For For For
Christodoro
3 Elect John J. Donahoe Mgmt For For For
II
4 Elect David W. Dorman Mgmt For For For
5 Elect Belinda J. Mgmt For For For
Johnson
6 Elect Gail J. McGovern Mgmt For For For
7 Elect Deborah M. Mgmt For For For
Messemer
8 Elect David M. Moffett Mgmt For For For
9 Elect Ann M. Sarnoff Mgmt For For For
10 Elect Daniel H. Mgmt For For For
Schulman
11 Elect Frank D. Yeary Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Integration
of Human and
Indigenous Peoples'
Rights Policy in
Corporate
Documents
________________________________________________________________________________
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shona L. Brown Mgmt For For For
2 Elect Cesar Conde Mgmt For For For
3 Elect Ian M. Cook Mgmt For For For
4 Elect Dina Dublon Mgmt For For For
5 Elect Richard W. Fisher Mgmt For For For
6 Elect Michelle D. Gass Mgmt For For For
7 Elect Ramon L. Laguarta Mgmt For For For
8 Elect David C. Page Mgmt For For For
9 Elect Robert C. Pohlad Mgmt For For For
10 Elect Daniel L. Vasella Mgmt For For For
11 Elect Darren Walker Mgmt For For For
12 Elect Alberto Weisser Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
________________________________________________________________________________
Polaris Inc.
Ticker Security ID: Meeting Date Meeting Status
PII CUSIP 731068102 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George W. Bilicic Mgmt For For For
2 Elect Gary E. Mgmt For For For
Hendrickson
3 Elect Gwenne A. Mgmt For For For
Henricks
4 Amendment to the 2007 Mgmt For For For
Omnibus Incentive
Plan
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PRA Health Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRAH CUSIP 69354M108 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Colin Shannon Mgmt For For For
1.2 Elect James C. Momtazee Mgmt For For For
1.3 Elect Alexander G. Mgmt For For For
Dickinson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark Fields Mgmt For For For
2 Elect Jeffrey W. Mgmt For For For
Henderson
3 Elect Ann M. Livermore Mgmt For For For
4 Elect Harish Manwani Mgmt For For For
5 Elect Mark D. Mgmt For For For
McLaughlin
6 Elect Steven M. Mgmt For For For
Mollenkopf
7 Elect Clark T. Randt, Mgmt For For For
Jr.
8 Elect Irene B. Mgmt For For For
Rosenfeld
9 Elect Neil Smit Mgmt For For For
10 Elect Anthony J. Mgmt For For For
Vinciquerra
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 10/11/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with United Mgmt For For For
Technologies
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
RealPage, Inc.
Ticker Security ID: Meeting Date Meeting Status
RP CUSIP 75606N109 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alfred R. Mgmt For For For
Berkeley,
III
1.2 Elect Peter Gyenes Mgmt For For For
1.3 Elect Charles F. Kane Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Manuel Kadre Mgmt For For For
2 Elect Tomago Collins Mgmt For For For
3 Elect Thomas W. Handley Mgmt For For For
4 Elect Jennifer M. Kirk Mgmt For For For
5 Elect Michael Larson Mgmt For For For
6 Elect Kim S. Pegula Mgmt For For For
7 Elect Donald W. Slager Mgmt For For For
8 Elect James P. Snee Mgmt For For For
9 Elect Sandra M. Volpe Mgmt For For For
10 Elect Katharine Mgmt For For For
Weymouth
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of the 2021 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
RingCentral, Inc
Ticker Security ID: Meeting Date Meeting Status
RNG CUSIP 76680R206 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vladimir Shmunis Mgmt For For For
1.2 Elect Kenneth A. Mgmt For For For
Goldman
1.3 Elect Michelle R. Mgmt For For For
McKenna
1.4 Elect Godfrey R. Mgmt For For For
Sullivan
1.5 Elect Robert Theis Mgmt For For For
1.6 Elect Allan Thygesen Mgmt For For For
1.7 Elect Neil Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Roku, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROKU CUSIP 77543R102 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan S. Henricks Mgmt For For For
2 Elect Neil Hunt Mgmt For For For
3 Elect Anthony Wood Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sabre Corporation
Ticker Security ID: Meeting Date Meeting Status
SABR CUSIP 78573M104 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George Bravante, Mgmt For For For
Jr.
2 Elect Renee J. James Mgmt For For For
3 Elect Gary Kusin Mgmt For For For
4 Elect Gail Mandel Mgmt For For For
5 Elect Sean Menke Mgmt For For For
6 Elect Joseph Osnoss Mgmt For For For
7 Elect Zane Rowe Mgmt For For For
8 Elect John C. Siciliano Mgmt For For For
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sage Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAGE CUSIP 78667J108 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael F. Cola Mgmt For For For
1.2 Elect Jeffrey M. Jonas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
salesforce.com, inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc R. Benioff Mgmt For For For
2 Elect Craig A. Conway Mgmt For For For
3 Elect Parker Harris Mgmt For For For
4 Elect Alan G. Mgmt For For For
Hassenfeld
5 Elect Neelie Kroes Mgmt For For For
6 Elect Colin L. Powell Mgmt For For For
7 Elect Sanford R. Mgmt For For For
Robertson
8 Elect John V. Roos Mgmt For For For
9 Elect Robin L. Mgmt For For For
Washington
10 Elect Maynard G. Webb Mgmt For For For
11 Elect Susan D. Wojcicki Mgmt For For For
12 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
13 Amendment to the 2004 Mgmt For For For
Employee Stock
Purchase
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Sensata Technologies Holding Plc
Ticker Security ID: Meeting Date Meeting Status
ST CUSIP G8060N102 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Teich Mgmt For For For
2 Elect Jeffrey J. Cote Mgmt For For For
3 Elect John P. Absmeier Mgmt For For For
4 Elect Lorraine A. Mgmt For For For
Bolsinger
5 Elect James E. Mgmt For For For
Heppelmann
6 Elect Charles W. Peffer Mgmt For For For
7 Elect Constance E. Mgmt For For For
Skidmore
8 Elect Steven A. Mgmt For For For
Sonnenberg
9 Elect Martha N. Mgmt For For For
Sullivan
10 Elect Thomas Wroe, Jr. Mgmt For For For
11 Elect Stephen M. Zide Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Remuneration Report Mgmt For For For
(Advisory)
16 Appointment of UK Mgmt For For For
Auditor
17 Authority to Set UK Mgmt For For For
Auditor's
Fees
18 Accounts and Reports Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Allot Mgmt For For For
Shares Under Equity
Incentive
Plans
23 Authority to Allot Mgmt For For For
Shares w/o Preemptive
Rights Under Equity
Incentive
Plans
________________________________________________________________________________
ServiceMaster Global Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SERV CUSIP 81761R109 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Deborah H. Caplan Mgmt For For For
2 Elect Naren K. Mgmt For For For
Gursahaney
3 Elect Mark E. Tomkins Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ServiceNow, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOW CUSIP 81762P102 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William R. Mgmt For For For
McDermott
2 Elect Anita M. Sands Mgmt For For For
3 Elect Dennis M. Mgmt For For For
Woodside
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Repeal of Classified Mgmt For For For
Board
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Signature Bank
Ticker Security ID: Meeting Date Meeting Status
SBNY CUSIP 82669G104 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph J. DePaolo Mgmt For For For
2 Elect Barney Frank Mgmt For For For
3 Elect Scott A. Shay Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Aldrich Mgmt For For For
2 Elect Alan S. Batey Mgmt For For For
3 Elect Kevin L. Beebe Mgmt For For For
4 Elect Timothy R. Furey Mgmt For For For
5 Elect Liam K. Griffin Mgmt For For For
6 Elect Christine King Mgmt For For For
7 Elect David P. McGlade Mgmt For For For
8 Elect Robert A. Mgmt For For For
Schriesheim
9 Elect Kimberly S. Mgmt For For For
Stevenson
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
13 Elimination of Mgmt For For For
Supermajority
Requirement Relating
to Approval of a
Merger or
Consolidation,
Disposition of All or
Substantially All
Assets, or
Substantial Issuance
of
Securities
14 Elimination of Mgmt For For For
Supermajority
Requirement Relating
to Stockholder
Approval of Business
Combination with Any
Related
Person
15 Elimination of Mgmt For For For
Supermajority
Requirement Relating
to Stockholder
Amendment of Charter
Provisions Governing
Directors
16 Elimination of Mgmt For For For
Supermajority
Requirement Relating
to Stockholder
Amendment of the
Charter Provision
Governing Action by
Shareholders
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Spirit AeroSystems Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPR CUSIP 848574109 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen A. Mgmt For For For
Cambone
2 Elect Charles L. Mgmt For For For
Chadwell
3 Elect Irene M. Esteves Mgmt For For For
4 Elect Paul Fulchino Mgmt For For For
5 Elect Thomas C. Mgmt For For For
Gentile,
III
6 Elect Richard A. Mgmt For For For
Gephardt
7 Elect Robert D. Johnson Mgmt For For For
8 Elect Ronald Kadish Mgmt For For For
9 Elect John L. Plueger Mgmt For For For
10 Elect Laura H. Wright Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
Sprouts Farmers Market, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFM CUSIP 85208M102 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joel D. Anderson Mgmt For For For
1.2 Elect Terri Funk Graham Mgmt For For For
1.3 Elect Douglas G. Rauch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SS&C Technologies Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SSNC CUSIP 78467J100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Normand A. Mgmt For For For
Boulanger
1.2 Elect David A. Varsano Mgmt For For For
1.3 Elect Michael J. Zamkow Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard E. Mgmt For For For
Allison,
Jr.
2 Elect Rosalind G. Mgmt For For For
Brewer
3 Elect Andrew Campion Mgmt For For For
4 Elect Mary N. Dillon Mgmt For For For
5 Elect Isabel Ge Mahe Mgmt For For For
6 Elect Mellody Hobson Mgmt For For For
7 Elect Kevin R. Johnson Mgmt For For For
8 Elect Jorgen Vig Mgmt For For For
Knudstorp
9 Elect Satya Nadella Mgmt For For For
10 Elect Joshua Cooper Mgmt For For For
Ramo
11 Elect Clara Shih Mgmt For For For
12 Elect Javier G. Teruel Mgmt For For For
13 Elect Myron E. Ullman, Mgmt For For For
III
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding EEO Policy
Risk
Report
________________________________________________________________________________
Stryker Corporation
Ticker Security ID: Meeting Date Meeting Status
SYK CUSIP 863667101 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary K. Brainerd Mgmt For For For
2 Elect Srikant M. Datar Mgmt For For For
3 Elect Roch Doliveux Mgmt For For For
4 Elect Allan C. Golston Mgmt For For For
5 Elect Kevin A. Lobo Mgmt For For For
6 Elect Sherilyn S. McCoy Mgmt For For For
7 Elect Andrew K. Mgmt For For For
Silvernail
8 Elect Lisa M. Skeete Mgmt For For For
Tatum
9 Elect Ronda E. Stryker Mgmt For For For
10 Elect Rajeev Suri Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Representation on the
Board
________________________________________________________________________________
Sun Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
SUI CUSIP 866674104 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary A. Shiffman Mgmt For For For
2 Elect Meghan G. Baivier Mgmt For For For
3 Elect Stephanie W. Mgmt For For For
Bergeron
4 Elect Brian M. Hermelin Mgmt For For For
5 Elect Ronald A. Klein Mgmt For For For
6 Elect Clunet R. Lewis Mgmt For For For
7 Elect Arthur A. Weiss Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SVB Financial Group
Ticker Security ID: Meeting Date Meeting Status
SIVB CUSIP 78486Q101 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Greg W. Becker Mgmt For For For
1.2 Elect Eric A. Benhamou Mgmt For For For
1.3 Elect John Clendening Mgmt For For For
1.4 Elect Roger F. Dunbar Mgmt For For For
1.5 Elect Joel P. Friedman Mgmt For For For
1.6 Elect Jeffrey N. Mgmt For For For
Maggioncalda
1.7 Elect Kay Matthews Mgmt For For For
1.8 Elect Mary J. Miller Mgmt For For For
1.9 Elect Kate D. Mitchell Mgmt For For For
1.10 Elect John F. Robinson Mgmt For For For
1.11 Elect Garen K. Staglin Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Switch, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWCH CUSIP 87105L104 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rob Roy Mgmt For For For
1.2 Elect Zareh H. Mgmt For For For
Sarrafian
1.3 Elect Kim Sheehy Mgmt For For For
1.4 Elect Donald D. Snyder Mgmt For For For
1.5 Elect Thomas A. Thomas Mgmt For For For
1.6 Elect Bryan Wolf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Synopsys, Inc.
Ticker Security ID: Meeting Date Meeting Status
SNPS CUSIP 871607107 04/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Aart J. de Geus Mgmt For For For
1.2 Elect Chi-Foon Chan Mgmt For For For
1.3 Elect Janice D. Chaffin Mgmt For For For
1.4 Elect Bruce R. Chizen Mgmt For For For
1.5 Elect Mercedes Johnson Mgmt For For For
1.6 Elect Chrysostomos L. Mgmt For For For
Nikias
1.7 Elect John Schwarz Mgmt For For For
1.8 Elect Roy A. Vallee Mgmt For For For
1.9 Elect Steven C. Walske Mgmt For For For
2 Amendment to the 2006 Mgmt For For For
Employee Equity
Incentive
Plan
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas L. Bene Mgmt For For For
2 Elect Daniel J. Brutto Mgmt For For For
3 Elect John Cassaday Mgmt For For For
4 Elect Joshua D. Frank Mgmt For For For
5 Elect Larry C. Mgmt For For For
Glasscock
6 Elect Bradley M. Mgmt For For For
Halverson
7 Elect John M. Hinshaw Mgmt For For For
8 Elect Hans-Joachim Mgmt For For For
Koerber
9 Elect Stephanie A. Mgmt For For For
Lundquist
10 Elect Nancy S. Newcomb Mgmt For For For
11 Elect Nelson Peltz Mgmt For For For
12 Elect Edward D. Shirley Mgmt For For For
13 Elect Sheila G. Talton Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
T. Rowe Price Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark S. Bartlett Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Freeman A. Mgmt For For For
Hrabowski
III
5 Elect Robert F. Mgmt For For For
MacLellan
6 Elect Olympia J. Snowe Mgmt For For For
7 Elect Robert J. Stevens Mgmt For For For
8 Elect William J. Mgmt For For For
Stromberg
9 Elect Richard R. Verma Mgmt For For For
10 Elect Sandra S. Mgmt For For For
Wijnberg
11 Elect Alan D. Wilson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change Proxy Voting
Practices
________________________________________________________________________________
Tempur Sealy International, Inc.
Ticker Security ID: Meeting Date Meeting Status
TPX CUSIP 88023U101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Evelyn S. Mgmt For For For
Dilsaver
2 Elect Cathy R. Gates Mgmt For For For
3 Elect John A. Heil Mgmt For For For
4 Elect Jon L. Luther Mgmt For For For
5 Elect Richard W. Neu Mgmt For For For
6 Elect Arik W. Ruchim Mgmt For For For
7 Elect Scott L. Thompson Mgmt For For For
8 Elect Robert B. Mgmt For For For
Trussell,
Jr.
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Bradley
2 Elect Edwin J. Gillis Mgmt For For For
3 Elect Timothy E. Mgmt For For For
Guertin
4 Elect Mark E. Jagiela Mgmt For For For
5 Elect Mercedes Johnson Mgmt For For For
6 Elect Marilyn Matz Mgmt For For For
7 Elect Paul J. Tufano Mgmt For For For
8 Elect Roy A. Vallee Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Blinn Mgmt For For For
2 Elect Todd M. Bluedorn Mgmt For For For
3 Elect Janet F. Clark Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Martin S. Mgmt For For For
Craighead
6 Elect Jean M. Hobby Mgmt For For For
7 Elect Michael D. Hsu Mgmt For For For
8 Elect Ronald Kirk Mgmt For For For
9 Elect Pamela H. Patsley Mgmt For For For
10 Elect Robert E. Sanchez Mgmt For For For
11 Elect Richard K. Mgmt For For For
Templeton
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Bradway Mgmt For For For
2 Elect David L. Calhoun Mgmt For For For
3 Elect Arthur D. Mgmt For For For
Collins,
Jr.
4 Elect Edmund P. Mgmt For For For
Giambastiani,
Jr.
5 Elect Lynn J. Good Mgmt For For For
6 Elect Nikki R Haley Mgmt N/A For N/A
7 Elect Akhil Johri Mgmt For For For
8 Elect Lawrence W. Mgmt For For For
Kellner
9 Elect Caroline B. Mgmt For For For
Kennedy
10 Elect Steven M. Mgmt For For For
Mollenkopf
11 Elect John M. Mgmt For For For
Richardson
12 Elect Susan C. Schwab Mgmt For For For
13 Elect Ronald A. Mgmt For For For
Williams
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Normal Retirement
Age
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Adjustments to
Non-GAAP Metrics in
Executive
Compensation
________________________________________________________________________________
The Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert A. Allen Mgmt For For For
2 Elect Marc Bolland Mgmt For For For
3 Elect Ana Patricia Mgmt For For For
Botin-Sanz de
Sautuola y
O'Shea
4 Elect Christopher C. Mgmt For For For
Davis
5 Elect Barry Diller Mgmt For For For
6 Elect Helene D. Gayle Mgmt For For For
7 Elect Alexis M. Herman Mgmt For For For
8 Elect Robert A. Kotick Mgmt For For For
9 Elect Maria Elena Mgmt For For For
Lagomasino
10 Elect James Quincey Mgmt For For For
11 Elect Caroline J. Tsay Mgmt For For For
12 Elect David B. Weinberg Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
________________________________________________________________________________
The Hershey Company
Ticker Security ID: Meeting Date Meeting Status
HSY CUSIP 427866108 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela M. Arway Mgmt For For For
1.2 Elect James W. Brown Mgmt For For For
1.3 Elect Michele G. Buck Mgmt For For For
1.4 Elect Victor L. Mgmt For For For
Crawford
1.5 Elect Charles A. Davis Mgmt For For For
1.6 Elect Mary Kay Haben Mgmt For For For
1.7 Elect James C. Katzman Mgmt For For For
1.8 Elect M. Diane Koken Mgmt For For For
1.9 Elect Robert M. Malcolm Mgmt For For For
1.10 Elect Anthony J. Palmer Mgmt For For For
1.11 Elect Juan R. Perez Mgmt For For For
1.12 Elect Wendy L. Mgmt For For For
Schoppert
1.13 Elect David L. Shedlarz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Jeffery H. Boyd Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Helena B. Foulkes Mgmt For For For
8 Elect Linda R. Gooden Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Manuel Kadre Mgmt For For For
11 Elect Stephanie C. Mgmt For For For
Linnartz
12 Elect Craig A. Menear Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Employment
Diversity
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Following
Termination of
Employment
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political
Expenditures and
Values
Congruency
________________________________________________________________________________
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francis S. Blake Mgmt For For For
2 Elect Angela F. Braly Mgmt For For For
3 Elect Amy L. Chang Mgmt For For For
4 Elect Scott D. Cook Mgmt For For For
5 Elect Joseph Jimenez Mgmt For For For
6 Elect Terry J. Lundgren Mgmt For For For
7 Elect Christine M. Mgmt For For For
McCarthy
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect Nelson Peltz Mgmt For For For
10 Elect David. S. Taylor Mgmt For For For
11 Elect Margaret C. Mgmt For For For
Whitman
12 Elect Patricia A. Mgmt For For For
Woertz
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2019 Mgmt For For For
Stock and Incentive
Compensation
Plan
________________________________________________________________________________
The Scotts Miracle-Gro Company
Ticker Security ID: Meeting Date Meeting Status
SMG CUSIP 810186106 01/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Hagedorn Mgmt For For For
1.2 Elect Brian D. Finn Mgmt For For For
1.3 Elect Nancy G. Mgmt For For For
Mistretta
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Sherwin-Williams Company
Ticker Security ID: Meeting Date Meeting Status
SHW CUSIP 824348106 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kerrii B. Mgmt For For For
Anderson
2 Elect Arthur F. Anton Mgmt For For For
3 Elect Jeff M. Fettig Mgmt For For For
4 Elect Richard J. Kramer Mgmt For For For
5 Elect Susan J. Kropf Mgmt For For For
6 Elect John G. Morikis Mgmt For For For
7 Elect Christine A. Poon Mgmt For For For
8 Elect Michael H. Thaman Mgmt For For For
9 Elect Matthew Thornton Mgmt For For For
III
10 Elect Steven H. Wunning Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Alan M. Bennett Mgmt For For For
3 Elect Rosemary T. Mgmt For For For
Berkery
4 Elect David T. Ching Mgmt For For For
5 Elect Ernie Herrman Mgmt For For For
6 Elect Michael F. Hines Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect Carol Meyrowitz Mgmt For For For
9 Elect Jackwyn L. Mgmt For For For
Nemerov
10 Elect John F. O'Brien Mgmt For For For
11 Elect Willow B. Shire Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Chemicals
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Animal
Welfare
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Salary Considerations
When Setting
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
on Required Retention
of Shares Until
Normal Retirement
Age
________________________________________________________________________________
The Travelers Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Beller Mgmt For For For
2 Elect Janet M. Dolan Mgmt For For For
3 Elect Patricia L. Mgmt For For For
Higgins
4 Elect William J. Kane Mgmt For For For
5 Elect Clarence Otis, Mgmt For For For
Jr.
6 Elect Elizabeth E. Mgmt For For For
Robinson
7 Elect Philip T. Mgmt For For For
Ruegger
III
8 Elect Todd C. Mgmt For For For
Schermerhorn
9 Elect Alan D. Schnitzer Mgmt For For For
10 Elect Donald J. Shepard Mgmt For For For
11 Elect Laurie J. Thomsen Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Thermo Fisher Scientific Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP 883556102 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc N. Casper Mgmt For For For
2 Elect Nelson J. Chai Mgmt For For For
3 Elect C. Martin Harris Mgmt For For For
4 Elect Tyler Jacks Mgmt For For For
5 Elect Judy C. Lewent Mgmt For For For
6 Elect Thomas J. Lynch Mgmt For For For
7 Elect Jim P. Manzi Mgmt For For For
8 Elect James C. Mullen Mgmt For For For
9 Elect Lars Rebien Mgmt For For For
Sorensen
10 Elect Debora L. Spar Mgmt For For For
11 Elect Scott M. Sperling Mgmt For For For
12 Elect Dion J. Weisler Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Total System Services Inc.
Ticker Security ID: Meeting Date Meeting Status
TSS CUSIP 891906109 08/29/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Global Mgmt For For For
Payments
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Advisory Vote on Mgmt For For For
Declassification of
Global Payments
Board
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Transdigm Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
TDG CUSIP 893641100 10/03/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the 2019 Mgmt For For For
Stock Option
Plan
________________________________________________________________________________
TransUnion
Ticker Security ID: Meeting Date Meeting Status
TRU CUSIP 89400J107 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elimination of Mgmt For For For
Supermajority
Requirements to Amend
Governance
Documents
3 Elimination of Mgmt For For For
Supermajority
Requirements to
Remove
Directors
4 Amend the Charter to Mgmt For For For
Remove the Corporate
Opportunity
Waiver
5 Amend the Articles to Mgmt For For For
Remove Certain
Provisions Related to
the Company's Former
Sponsors
6 Elect Suzanne P. Clark Mgmt For For For
7 Elect Kermit R. Mgmt For For For
Crawford
8 Elect Thomas L. Mgmt For For For
Monahan
III
9 Amendment to the 2015 Mgmt For For For
Omnibus Incentive
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Twilio Inc.
Ticker Security ID: Meeting Date Meeting Status
TWLO CUSIP 90138F102 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Dalzell Mgmt For For For
1.2 Elect Jeffrey Immelt Mgmt For For For
1.3 Elect Erika Rottenberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Uber Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
UBER CUSIP 90353T100 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald D. Sugar Mgmt For For For
2 Elect Ursula M. Burns Mgmt For For For
3 Elect Robert A. Eckert Mgmt For For For
4 Elect Amanda Ginsberg Mgmt For For For
5 Elect Dara Kosorowshahi Mgmt For For For
6 Elect Wan Ling Martello Mgmt For For For
7 Elect Yasir bin Othman Mgmt For For For
Al-Rumayyan
8 Elect John A. Thain Mgmt For For For
9 Elect David Trujillo Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ubiquiti Inc.
Ticker Security ID: Meeting Date Meeting Status
UI CUSIP 90353W103 12/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald A. Sege Mgmt For Abstain Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew H. Card, Mgmt For For For
Jr.
2 Elect William J. Mgmt For For For
DeLaney
3 Elect David B. Dillon Mgmt For For For
4 Elect Lance M. Fritz Mgmt For For For
5 Elect Deborah C. Mgmt For For For
Hopkins
6 Elect Jane H. Lute Mgmt For For For
7 Elect Michael R. Mgmt For For For
McCarthy
8 Elect Thomas F. Mgmt For For For
McLarty
III
9 Elect Bhavesh V. Patel Mgmt For For For
10 Elect Jose H. Mgmt For For For
Villarreal
11 Elect Christopher J. Mgmt For For For
Williams
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Plans to Reduce Total
Contribution to
Climate
Change
________________________________________________________________________________
United Rentals, Inc.
Ticker Security ID: Meeting Date Meeting Status
URI CUSIP 911363109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jose B. Alvarez Mgmt For For For
2 Elect Marc A. Bruno Mgmt For For For
3 Elect Matthew J. Mgmt For For For
Flannery
4 Elect Bobby J. Griffin Mgmt For For For
5 Elect Kim Harris Jones Mgmt For For For
6 Elect Terri L. Kelly Mgmt For For For
7 Elect Michael J. Mgmt For For For
Kneeland
8 Elect Gracia C. Martore Mgmt For For For
9 Elect Filippo Passerini Mgmt For For For
10 Elect Donald C. Roof Mgmt For For For
11 Elect Shiv Singh Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Permit Shareholders to Mgmt For For For
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard T. Burke Mgmt For For For
2 Elect Timothy P. Flynn Mgmt For For For
3 Elect Stephen J. Mgmt For For For
Hemsley
4 Elect Michele J. Hooper Mgmt For For For
5 Elect F. William Mgmt For For For
McNabb,
III
6 Elect Valerie C. Mgmt For For For
Montgomery
Rice
7 Elect John H. Mgmt For For For
Noseworthy
8 Elect Glenn M. Renwick Mgmt For For For
9 Elect David S. Wichmann Mgmt For For For
10 Elect Gail R. Wilensky Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
Virtu Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
VIRT CUSIP 928254101 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas A. Cifu Mgmt For For For
1.2 Elect Joseph Grano, Jr. Mgmt For For For
1.3 Elect Robert Greifeld Mgmt For For For
1.4 Elect John F. Sandner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2015 Mgmt For For For
Management Incentive
Plan
________________________________________________________________________________
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 01/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd A. Carney Mgmt For For For
2 Elect Mary B. Cranston Mgmt For For For
3 Elect Francisco Javier Mgmt For For For
Fernandez-Carbajal
4 Elect Alfred F. Kelly, Mgmt For For For
Jr.
5 Elect Ramon L. Laguarta Mgmt For For For
6 Elect John F. Lundgren Mgmt For For For
7 Elect Robert W. Mgmt For For For
Matschullat
8 Elect Denise M. Mgmt For For For
Morrison
9 Elect Suzanne Nora Mgmt For For For
Johnson
10 Elect John A.C. Mgmt For For For
Swainson
11 Elect Maynard G. Webb, Mgmt For For For
Jr.
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
W.W. Grainger, Inc.
Ticker Security ID: Meeting Date Meeting Status
GWW CUSIP 384802104 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rodney C. Adkins Mgmt For For For
1.2 Elect Brian P. Anderson Mgmt For For For
1.3 Elect V. Ann Hailey Mgmt For For For
1.4 Elect Stuart L. Mgmt For For For
Levenick
1.5 Elect D. G. Macpherson Mgmt For For For
1.6 Elect Neil S. Novich Mgmt For For For
1.7 Elect Beatriz R. Perez Mgmt For For For
1.8 Elect Michael J. Mgmt For For For
Roberts
1.9 Elect E. Scott Santi Mgmt For For For
1.10 Elect Susan Slavik Mgmt For For For
WIlliams
1.11 Elect Lucas E. Watson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
West Pharmaceutical Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
WST CUSIP 955306105 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Buthman Mgmt For For For
2 Elect William F. Mgmt For For For
Feehery
3 Elect Robert F. Friel Mgmt For For For
4 Elect Eric M. Green Mgmt For For For
5 Elect Thomas W. Hofmann Mgmt For For For
6 Elect Paula A. Johnson Mgmt For For For
7 Elect Deborah L. V. Mgmt For For For
Keller
8 Elect Myla P. Mgmt For For For
Lai-Goldman
9 Elect Douglas A. Mgmt For For For
Michels
10 Elect Paolo Pucci Mgmt For For For
11 Elect Patrick J. Zenner Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Increase of Authorized Mgmt For For For
Common
Stock
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Westinghouse Air Brake Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
WAB CUSIP 929740108 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rafael Santana Mgmt For For For
1.2 Elect Lee B. Foster II Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the 2011 Mgmt For For For
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Workday, Inc.
Ticker Security ID: Meeting Date Meeting Status
WDAY CUSIP 98138H101 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael C. Bush Mgmt For For For
1.2 Elect Christa Davies Mgmt For For For
1.3 Elect Michael Stankey Mgmt For For For
1.4 Elect George J. Still Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Zoetis Inc.
Ticker Security ID: Meeting Date Meeting Status
ZTS CUSIP 98978V103 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory Norden Mgmt For For For
2 Elect Louise M. Parent Mgmt For For For
3 Elect Kristin C. Peck Mgmt For For For
4 Elect Robert W. Scully Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
======================TC Quant Large-Cap Value Fund======================
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas K. Brown Mgmt For For For
2 Elect Pamela J. Craig Mgmt For For For
3 Elect David B. Dillon Mgmt For For For
4 Elect Michael L. Eskew Mgmt For For For
5 Elect Herbert L. Henkel Mgmt For For For
6 Elect Amy E. Hood Mgmt For For For
7 Elect Muhtar Kent Mgmt For For For
8 Elect Dambisa F. Moyo Mgmt For For For
9 Elect Gregory R. Page Mgmt For For For
10 Elect Michael F. Roman Mgmt For For For
11 Elect Patricia A. Mgmt For For For
Woertz
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Salary Considerations
When Setting
Executive
Compensation
________________________________________________________________________________
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Roxanne S. Austin Mgmt For For For
1.3 Elect Sally E. Blount Mgmt For For For
1.4 Elect Robert B. Ford Mgmt For For For
1.5 Elect Michelle A. Mgmt For For For
Kumbier
1.6 Elect Edward M. Liddy Mgmt For For For
1.7 Elect Darren W. McDew Mgmt For For For
1.8 Elect Nancy McKinstry Mgmt For For For
1.9 Elect Phebe N. Mgmt For For For
Novakovic
1.10 Elect William A. Osborn Mgmt For For For
1.11 Elect Daniel J. Starks Mgmt For For For
1.12 Elect John G. Stratton Mgmt For For For
1.13 Elect Glenn F. Tilton Mgmt For For For
1.14 Elect Miles D. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Adjustments to
Non-GAAP Metrics in
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reveta Bowers Mgmt For For For
2 Elect Robert J. Corti Mgmt For For For
3 Elect Hendrik Hartong Mgmt For For For
III
4 Elect Brian G. Kelly Mgmt For For For
5 Elect Robert A. Kotick Mgmt For For For
6 Elect Barry Meyer Mgmt For For For
7 Elect Robert J. Morgado Mgmt For For For
8 Elect Peter Nolan Mgmt For For For
9 Elect Dawn Mgmt For For For
Tarnofsky-Ostroff
10 Elect Casey Wasserman Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
AECOM
Ticker Security ID: Meeting Date Meeting Status
ACM CUSIP 00766T100 03/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert G. Card Mgmt For For For
2 Elect Peter A. Feld Mgmt For For For
3 Elect William H. Frist Mgmt For For For
4 Elect Jacqueline C. Mgmt For For For
Hinman
5 Elect Steven A. Mgmt For For For
Kandarian
6 Elect Robert J. Routs Mgmt For For For
7 Elect Clarence T. Mgmt For For For
Schmitz
8 Elect Douglas W. Mgmt For For For
Stotlar
9 Elect Daniel R. Tishman Mgmt For For For
10 Elect Janet C. Mgmt For For For
Wolfenbarger
11 Ratification of Auditor Mgmt For For For
12 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Aflac Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel P. Amos Mgmt For For For
2 Elect W. Paul Bowers Mgmt For For For
3 Elect Toshihiko Mgmt For For For
Fukuzawa
4 Elect Thomas J. Kenny Mgmt For For For
5 Elect Georgette D. Mgmt For For For
Kiser
6 Elect Karole F. Lloyd Mgmt For For For
7 Elect Nobuchika Mori Mgmt For For For
8 Elect Joseph L. Mgmt For For For
Moskowitz
9 Elect Barbara K. Rimer Mgmt For For For
10 Elect Katherine T. Mgmt For For For
Rohrer
11 Elect Melvin T. Stith Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Air Products and Chemicals, Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan K. Carter Mgmt For For For
2 Elect Charles I. Cogut Mgmt For For For
3 Elect Chadwick C. Mgmt For For For
Deaton
4 Elect Seifi Ghasemi Mgmt For For For
5 Elect David H. Y. Ho Mgmt For For For
6 Elect Margaret G. Mgmt For For For
McGlynn
7 Elect Edward L. Monser Mgmt For For For
8 Elect Matthew H. Paull Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alaska Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia M. Mgmt For For For
Bedient
2 Elect James A. Beer Mgmt For For For
3 Elect Marion C. Blakey Mgmt For For For
4 Elect Raymond L. Conner Mgmt For For For
5 Elect Dhiren Fonseca Mgmt For For For
6 Elect Kathleen T. Hogan Mgmt For For For
7 Elect Susan J. Li Mgmt For For For
8 Elect Benito Minicucci Mgmt For For For
9 Elect Helvi K. Sandvik Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Elect Bradley D. Tilden Mgmt For For For
12 Elect Eric K. Yeaman Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Felix J. Baker Mgmt For For For
1.2 Elect David R. Brennan Mgmt For For For
1.3 Elect Christopher J. Mgmt For For For
Coughlin
1.4 Elect Deborah Dunsire Mgmt For For For
1.5 Elect Paul A. Friedman Mgmt For For For
1.6 Elect Ludwig N. Hantson Mgmt For For For
1.7 Elect John T. Mollen Mgmt For For For
1.8 Elect Francois Nader Mgmt For For For
1.9 Elect Judith A. Mgmt For For For
Reinsdorf
1.10 Elect Andreas Rummelt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Allergan plc
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP G0177J108 10/14/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
2 Approve Scheme of Mgmt For For For
Arrangement
3 Cancellation of Shares Mgmt For For For
4 Application of Reserves Mgmt For For For
5 Amendment to Articles Mgmt For For For
6 Advisory Vote on Mgmt For For For
Golden
Parachutes
7 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Ally Financial Inc.
Ticker Security ID: Meeting Date Meeting Status
ALLY CUSIP 02005N100 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Franklin W. Hobbs Mgmt For For For
2 Elect Kenneth J. Bacon Mgmt For For For
3 Elect Katryn (Trynka) Mgmt For For For
Shineman
Blake
4 Elect Maureen Mgmt For For For
Breakiron-Evans
5 Elect William H. Cary Mgmt For For For
6 Elect Mayree C. Clark Mgmt For For For
7 Elect Kim S. Mgmt For For For
Fennebresque
8 Elect Marjorie Magner Mgmt For For For
9 Elect Brian H. Sharples Mgmt For For For
10 Elect John J. Stack Mgmt For For For
11 Elect Michael F. Steib Mgmt For For For
12 Elect Jeffrey J. Brown Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John T. Casteen Mgmt For For For
III
2 Elect Dinyar S. Devitre Mgmt For For For
3 Elect Thomas F. Mgmt For For For
Farrell
II
4 Elect Debra J. Mgmt For For For
Kelly-Ennis
5 Elect W. Leo Kiely III Mgmt For For For
6 Elect Kathryn B. Mgmt For For For
McQuade
7 Elect George Munoz Mgmt For For For
8 Elect Mark E. Newman Mgmt For For For
9 Elect Nabil Y. Sakkab Mgmt For For For
10 Elect Virginia E. Mgmt For For For
Shanks
11 Elect Howard A. Mgmt For For For
Willard
III
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2020 Mgmt For For For
Performance Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Report on
Underage Tobacco
Prevention
________________________________________________________________________________
Ameren Corporation
Ticker Security ID: Meeting Date Meeting Status
AEE CUSIP 023608102 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warner L. Baxter Mgmt For For For
2 Elect Cynthia J. Mgmt For For For
Brinkley
3 Elect Catherine S. Mgmt For For For
Brune
4 Elect J. Edward Coleman Mgmt For For For
5 Elect Ward H. Dickson Mgmt For For For
6 Elect Noelle K. Eder Mgmt For For For
7 Elect Ellen M. Mgmt For For For
Fitzsimmons
8 Elect Rafael Flores Mgmt For For For
9 Elect Richard J. Mgmt For For For
Harshman
10 Elect Craig S. Ivey Mgmt For For For
11 Elect James C. Johnson Mgmt For For For
12 Elect Steven H. Mgmt For For For
Lipstein
13 Elect Stephen R. Wilson Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
American Electric Power Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect David J. Anderson Mgmt For For For
3 Elect J. Barnie Mgmt For For For
Beasley,
Jr.
4 Elect Ralph D. Crosby, Mgmt For For For
Jr.
5 Elect Art A. Garcia Mgmt For For For
6 Elect Linda A. Mgmt For For For
Goodspeed
7 Elect Thomas E. Hoaglin Mgmt For For For
8 Elect Sandra Beach Lin Mgmt For For For
9 Elect Margaret M. Mgmt For For For
McCarthy
10 Elect Richard C. Mgmt For For For
Notebaert
11 Elect Stephen S. Mgmt For For For
Rasmussen
12 Elect Oliver G. Mgmt For For For
Richard,
III
13 Elect Sara Martinez Mgmt For For For
Tucker
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American Express Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For For For
Barshefsky
2 Elect John J. Brennan Mgmt For For For
3 Elect Peter Chernin Mgmt For For For
4 Elect Ralph de la Vega Mgmt For For For
5 Elect Anne M. A. Mgmt For For For
Lauvergeon
6 Elect Micheal O. Mgmt For For For
Leavitt
7 Elect Theodore J. Mgmt For For For
Leonsis
8 Elect Karen L. Parkhill Mgmt For For For
9 Elect Lynn A. Pike Mgmt For For For
10 Elect Stephen J. Squeri Mgmt For For For
11 Elect Daniel L. Vasella Mgmt For For For
12 Elect Ronald A. Mgmt For For For
Williams
13 Elect Christopher D. Mgmt For For For
Young
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the Mgmt For For For
Incentive
Compensation
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity
Report
________________________________________________________________________________
American International Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874784 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Don Cornwell Mgmt For For For
2 Elect Brian Duperreault Mgmt For For For
3 Elect John Fitzpatrick Mgmt For For For
4 Elect William G. Mgmt For For For
Jurgensen
5 Elect Christopher S. Mgmt For For For
Lynch
6 Elect Henry S. Miller Mgmt For For For
7 Elect Linda A. Mills Mgmt For For For
8 Elect Thomas F. Motamed Mgmt For For For
9 Elect Peter R. Porrino Mgmt For For For
10 Elect Amy Schioldager Mgmt For For For
11 Elect Douglas M. Mgmt For For For
Steenland
12 Elect Therese M. Mgmt For For For
Vaughan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Mgmt For For For
Certificate of
Incorporation to
Restrict Certain
Transfers of Common
Stock
15 Ratification of the Mgmt For For For
Tax Asset Protection
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
American National Insurance Company
Ticker Security ID: Meeting Date Meeting Status
ANAT CUSIP 028591105 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Ansell Mgmt For For For
2 Elect Arthur O. Dummer Mgmt For For For
3 Elect Irwin M. Herz. Mgmt For For For
Jr.
4 Elect E. Douglas McLeod Mgmt For For For
5 Elect Frances A. Mgmt For For For
Moody-Dahlberg
6 Elect Ross R. Moody Mgmt For For For
7 Elect James P. Payne Mgmt For For For
8 Elect E.J. Pederson Mgmt For For For
9 Elect James E. Pozzi Mgmt For For For
10 Elect James D. Mgmt For For For
Yarbrough
11 Reincorporation from Mgmt For For For
Texas to
Delaware
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AMETEK, Inc.
Ticker Security ID: Meeting Date Meeting Status
AME CUSIP 031100100 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas A. Amato Mgmt For For For
2 Elect Anthony J. Conti Mgmt For For For
3 Elect Gretchen W. Mgmt For For For
McClain
4 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Compensation
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect Robert A. Bradway Mgmt For For For
3 Elect Brian J. Druker Mgmt For For For
4 Elect Robert A. Eckert Mgmt For For For
5 Elect Greg C. Garland Mgmt For For For
6 Elect Fred Hassan Mgmt For For For
7 Elect Charles M. Mgmt For For For
Holley,
Jr.
8 Elect Tyler Jacks Mgmt For For For
9 Elect Ellen J. Kullman Mgmt For For For
10 Elect Ronald D. Sugar Mgmt For For For
11 Elect R. Sanders Mgmt For For For
Williams
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 08/08/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Anthem, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANTM CUSIP 036752103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gail K. Boudreaux Mgmt For For For
2 Elect R. Kerry Clark Mgmt For For For
3 Elect Robert L. Dixon, Mgmt For For For
Jr.
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judy Bruner Mgmt For For For
2 Elect Eric Chen Mgmt For For For
3 Elect Aart J. de Geus Mgmt For For For
4 Elect Gary E. Dickerson Mgmt For For For
5 Elect Stephen R. Mgmt For For For
Forrest
6 Elect Thomas J. Mgmt For For For
Iannotti
7 Elect Alexander A. Mgmt For For For
Karsner
8 Elect Adrianna C. Ma Mgmt For For For
9 Elect Yvonne McGill Mgmt For For For
10 Elect Scott A. McGregor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Permit Shareholders To Mgmt For For For
Act By Written
Consent
________________________________________________________________________________
Arch Capital Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACGL CUSIP G0450A105 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Louis J. Paglia Mgmt For For For
2 Elect Brian S. Posner Mgmt For For For
3 Elect John D. Vollaro Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Elect Robert Appleby Mgmt For For For
7 Elect Dennis R. Brand Mgmt For For For
8 Elect Graham B.R. Mgmt For For For
Collis
9 Elect Matthew Mgmt For For For
Dragonetti
10 Elect Seamus Fearon Mgmt For For For
11 Elect Beau Franklin Mgmt For For For
12 Elect Jerome Halgan Mgmt For For For
13 Elect James Haney Mgmt For For For
14 Elect W. Preston Mgmt For For For
Hutchings
15 Elect Pierre Jal Mgmt For For For
16 Elect Francois Morin Mgmt For For For
17 Elect David J. Mgmt For For For
Mulholland
18 Elect Tim Peckett Mgmt For For For
19 Elect Maamoun Rajeh Mgmt For For For
20 Elect Roderick Romeo Mgmt For For For
________________________________________________________________________________
Ardagh Group S.A.
Ticker Security ID: Meeting Date Meeting Status
ARD CUSIP L0223L101 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of Annual Mgmt For For For
Accounts
3 Allocation of Results Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Ratify Appointment of Mgmt For For For
Shaun E.
Murphy
6 Reelect Philip Hammond Mgmt For For For
7 Reelect Elect Paul Mgmt For Against Against
Coulson
8 Ratify Appointment of Mgmt For For For
David
Matthews
9 Reelect Edward White Mgmt For For For
10 Ratify Appointment of Mgmt For For For
Shaun E.
Murphy
11 Reelect Philip Hammond Mgmt For For For
12 Elect Abigail P. Blunt Mgmt For For For
13 Elect Yves Elsen Mgmt For For For
14 Elect Oliver Graham Mgmt For For For
15 Aggregate Remuneration Mgmt For For For
of
Directors
16 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Arrow Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARW CUSIP 042735100 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry W. Perry Mgmt For For For
1.2 Elect William F. Austen Mgmt For For For
1.3 Elect Steven H. Gunby Mgmt For For For
1.4 Elect Gail E. Hamilton Mgmt For For For
1.5 Elect Richard S. Hill Mgmt For For For
1.6 Elect M. Frances Keeth Mgmt For For For
1.7 Elect Andrew Kerin Mgmt For For For
1.8 Elect Laurel J. Mgmt For For For
Krzeminksi
1.9 Elect Michael J. Long Mgmt For For For
1.10 Elect Stephen C. Mgmt For For For
Patrick
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AT&T Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall L. Mgmt For For For
Stephenson
2 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
3 Elect Richard W. Fisher Mgmt For For For
4 Elect Scott T. Ford Mgmt For For For
5 Elect Glenn H. Hutchins Mgmt For For For
6 Elect William E. Mgmt For For For
Kennard
7 Elect Debra L. Lee Mgmt For For For
8 Elect Stephen J. Luczo Mgmt For For For
9 Elect Michael B. Mgmt For For For
McCallister
10 Elect Beth E. Mooney Mgmt For For For
11 Elect Matthew K. Rose Mgmt For For For
12 Elect Cindy B. Taylor Mgmt For For For
13 Elect Geoffrey Y. Yang Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Representative
Director
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Improvement
of Guiding Principles
of Executive
Compensation
________________________________________________________________________________
Athene Holding Ltd.
Ticker Security ID: Meeting Date Meeting Status
ATH CUSIP G0684D107 02/12/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bundled Bylaw Mgmt For For For
Amendments
2 Conversion of Class B Mgmt For For For
Common Shares into
Class A Common
Shares
3 Conversion of Class M Mgmt For For For
Common Shares into
Class A Common Shares
and
Warrants
4 Issuance of Common Mgmt For For For
Stock
5 Right to Adjourn Mgmt For For For
Meeting
6 Declaration of Mgmt N/A For N/A
Material
Interest
7 Declaration of Mgmt N/A For N/A
Material
Interest
________________________________________________________________________________
Athene Holding Ltd.
Ticker Security ID: Meeting Date Meeting Status
ATH CUSIP G0684D107 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott M. Kleinman Mgmt For For For
2 Elect Lawrence J. Ruisi Mgmt For For For
3 Elect Hope S. Taitz Mgmt For For For
4 Elect Arthur Wrubel Mgmt For For For
5 Elect Fehmi Zeko Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Autodesk, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADSK CUSIP 052769106 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Anagnost Mgmt For For For
2 Elect Karen Blasing Mgmt For For For
3 Elect Reid French Mgmt For For For
4 Elect Ayanna Howard Mgmt For For For
5 Elect Blake J. Irving Mgmt For For For
6 Elect Mary T. McDowell Mgmt For For For
7 Elect Stephen D. Mgmt For For For
Milligan
8 Elect Lorrie M. Mgmt For For For
Norrington
9 Elect Elizabeth S. Mgmt For For For
Rafael
10 Elect Stacy J. Smith Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Avangrid, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGR CUSIP 05351W103 06/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ignacio Sanchez Mgmt For For For
Galan
1.2 Elect John E. Baldacci Mgmt For For For
1.3 Elect Daniel Alcain Mgmt For For For
Lopez
1.4 Elect Pedro Azagra Mgmt For For For
Blazquez
1.5 Elect Robert Duffy Mgmt For For For
1.6 Elect Teresa A. Herbert Mgmt For For For
1.7 Elect Patricia Jacobs Mgmt For For For
1.8 Elect John L. Lahey Mgmt For For For
1.9 Elect Jose Angel Marra Mgmt For For For
Rodriguez
1.10 Elect Santiago Mgmt For For For
Martinez
Garrido
1.11 Elect Jose Sainz Armada Mgmt For For For
1.12 Elect Alan D. Solomont Mgmt For For For
1.13 Elect Elizabeth Timm Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Avantor, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVTR CUSIP 05352A100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Juan Andres Mgmt For For For
1.2 Elect Andre V. Moura Mgmt For For For
1.3 Elect Jonathan M. Mgmt For For For
Peacock
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Baker Hughes Company
Ticker Security ID: Meeting Date Meeting Status
BKR CUSIP 05722G100 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Geoffrey Mgmt For For For
Beattie
1.2 Elect Gregory D. Mgmt For For For
Brenneman
1.3 Elect Cynthia B. Mgmt For For For
Carroll
1.4 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
1.5 Elect Nelda J. Connors Mgmt For For For
1.6 Elect Gregory L. Ebel Mgmt For For For
1.7 Elect Lynn L. Elsenhans Mgmt For For For
1.8 Elect John G. Rice Mgmt For For For
1.9 Elect Lorenzo Simonelli Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon L. Allen Mgmt For For For
2 Elect Susan S. Bies Mgmt For For For
3 Elect Jack O. Mgmt For For For
Bovender,
Jr.
4 Elect Frank P. Mgmt For For For
Bramble,
Sr.
5 Elect Pierre J. P. de Mgmt For For For
Weck
6 Elect Arnold W. Donald Mgmt For For For
7 Elect Linda P. Hudson Mgmt For For For
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Thomas J. May Mgmt For For For
10 Elect Brian T. Moynihan Mgmt For For For
11 Elect Lionel L. Mgmt For For For
Nowell,
III
12 Elect Denise L. Ramos Mgmt For For For
13 Elect Clayton S. Rose Mgmt For For For
14 Elect Michael D. White Mgmt For For For
15 Elect Thomas D. Woods Mgmt For For For
16 Elect R. David Yost Mgmt For For For
17 Elect Maria T. Zuber Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity
Report
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Purpose of
a
Corporation
________________________________________________________________________________
Bank of Hawaii Corporation
Ticker Security ID: Meeting Date Meeting Status
BOH CUSIP 062540109 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect S. Haunani Mgmt For For For
Apoliona
2 Elect Mark A. Burak Mgmt For For For
3 Elect John C. Erickson Mgmt For For For
4 Elect Joshua D. Feldman Mgmt For For For
5 Elect Peter S. Ho Mgmt For For For
6 Elect Michelle E. Hulst Mgmt For For For
7 Elect Kent T. Lucien Mgmt For For For
8 Elect Alicia E. Moy Mgmt For For For
9 Elect Victor K. Nichols Mgmt For For For
10 Elect Barbara J. Tanabe Mgmt For For For
11 Elect Dana M. Tokioka Mgmt For For For
12 Elect Raymond P. Vara, Mgmt For For For
Jr.
13 Elect Robert W. Wo Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bank OZK
Ticker Security ID: Meeting Date Meeting Status
OZK CUSIP 06417N103 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas Brown Mgmt For For For
2 Elect Paula H.J. Mgmt For For For
Cholmondeley
3 Elect Beverly Cole Mgmt For For For
4 Elect Robert East Mgmt For For For
5 Elect Kathleen Franklin Mgmt For For For
6 Elect Catherine B. Mgmt For For For
Freedberg
7 Elect Jeffrey Gearhart Mgmt For For For
8 Elect George Gleason Mgmt For For For
9 Elect Peter Kenny Mgmt For For For
10 Elect William A. Mgmt For For For
Koefoed,
Jr.
11 Elect Walter J. Mullen Mgmt For For For
12 Elect Christopher Mgmt For For For
Orndorff
13 Elect John Reynolds Mgmt For For For
14 Elect Steven Sadoff Mgmt For For For
15 Elect Ross Whipple Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Baxter International Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jose E. Almeida Mgmt For For For
2 Elect Thomas F. Chen Mgmt For For For
3 Elect John D. Forsyth Mgmt For For For
4 Elect James R. Gavin Mgmt For For For
III
5 Elect Peter S. Hellman Mgmt For For For
6 Elect Michael F. Mgmt For For For
Mahoney
7 Elect Patricia Morrison Mgmt For For For
8 Elect Stephen N. Mgmt For For For
Oesterle
9 Elect Cathy R. Smith Mgmt For For For
10 Elect Thomas T. Mgmt For For For
Stallkamp
11 Elect Albert P.L. Mgmt For For For
Stroucken
12 Elect Amy M. Wendell Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
BB&T Corporation
Ticker Security ID: Meeting Date Meeting Status
BBT CUSIP 054937107 07/30/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SunTrust Mgmt For For For
Merger-of-Equals
2 Company Name Change Mgmt For For For
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Becton, Dickinson and Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 01/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Catherine M. Mgmt For For For
Burzik
2 Elect R. Andrew Eckert Mgmt For For For
3 Elect Vincent A. Mgmt For For For
Forlenza
4 Elect Claire M. Fraser Mgmt For For For
5 Elect Jeffrey W. Mgmt For For For
Henderson
6 Elect Christopher Jones Mgmt For For For
7 Elect Marshall O. Mgmt For For For
Larsen
8 Elect David F. Melcher Mgmt For For For
9 Elect Thomas E. Polen Mgmt For For For
10 Elect Claire Pomeroy Mgmt For For For
11 Elect Rebecca W. Rimel Mgmt For For For
12 Elect Timothy M. Ring Mgmt For For For
13 Elect Bertram L. Scott Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the 2004 Mgmt For For For
Employee and Director
Equity-Based
Compensation
Plan
17 Approval of French Mgmt For For For
Addendum to 2004
Employee and Director
Equity-Based
Compensation
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Berkshire Hathaway Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKA CUSIP 084670702 05/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren E. Buffett Mgmt For For For
1.2 Elect Charles T. Munger Mgmt For For For
1.3 Elect Gregory E. Abel Mgmt For For For
1.4 Elect Howard G. Buffett Mgmt For For For
1.5 Elect Stephen B. Burke Mgmt For For For
1.6 Elect Kenneth I. Mgmt For For For
Chenault
1.7 Elect Susan L. Decker Mgmt For For For
1.8 Elect David S. Mgmt For For For
Gottesman
1.9 Elect Charlotte Guyman Mgmt For For For
1.10 Elect Ajit Jain Mgmt For For For
1.11 Elect Thomas S. Murphy Mgmt For For For
1.12 Elect Ronald L. Olson Mgmt For For For
1.13 Elect Walter Scott, Jr. Mgmt For For For
1.14 Elect Meryl B. Witmer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Policy on
Board and CEO
Diversity
________________________________________________________________________________
Beyond Meat, Inc.
Ticker Security ID: Meeting Date Meeting Status
BYND CUSIP 08862E109 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Seth Goldman Mgmt For For For
1.2 Elect Christopher Mgmt For For For
Isaac
Stone
1.3 Elect Kathy N. Waller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Biogen Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander J. Mgmt For For For
Denner
2 Elect Caroline D. Dorsa Mgmt For For For
3 Elect William A. Mgmt For For For
Hawkins
4 Elect Nancy L. Leaming Mgmt For For For
5 Elect Jesus B. Mantas Mgmt For For For
6 Elect Richard C. Mgmt For For For
Mulligan
7 Elect Robert W. Pangia Mgmt For For For
8 Elect Stelios Mgmt For For For
Papadopoulos
9 Elect Brian S. Posner Mgmt For For For
10 Elect Eric K. Rowinsky Mgmt For For For
11 Elect Stephen A. Mgmt For For For
Sherwin
12 Elect Michel Vounatsos Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Brighthouse Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
BHF CUSIP 10922N103 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Irene Chang Britt Mgmt For For For
2 Elect C. Edward Chaplin Mgmt For For For
3 Elect Eileen A. Mgmt For For For
Mallesch
4 Elect Margaret M. Mgmt For For For
McCarthy
5 Elect Diane E. Mgmt For For For
Offereins
6 Elect Patrick J. Mgmt For For For
Shouvlin
7 Elect Eric T. Mgmt For For For
Steigerwalt
8 Elect Paul Wetzel Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Michael W. Bonney Mgmt For For For
4 Elect Giovanni Caforio Mgmt For For For
5 Elect Matthew W. Emmens Mgmt For For For
6 Elect Julia A. Haller Mgmt For For For
7 Elect Dinesh C. Paliwal Mgmt For For For
8 Elect Theodore R. Mgmt For For For
Samuels,
II
9 Elect Vicki L. Sato Mgmt For For For
10 Elect Gerald Storch Mgmt For For For
11 Elect Karen H. Vousden Mgmt For For For
12 Elect Phyllis R. Yale Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
BWX Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
BWXT CUSIP 05605H100 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rex D. Geveden Mgmt For For For
2 Elect Leleand D. Melvin Mgmt For For For
3 Elect Robert L. Mgmt For For For
Nardelli
4 Elect Barbara A Niland Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
C.H. Robinson Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHRW CUSIP 12541W209 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott P. Anderson Mgmt For For For
2 Elect Robert C. Mgmt For For For
Biesterfeld
Jr.
3 Elect Wayne M. Fortun Mgmt For For For
4 Elect Timothy C. Gokey Mgmt For For For
5 Elect Mary J. Steele Mgmt For For For
Guilfoile
6 Elect Jodee A. Kozlak Mgmt For For For
7 Elect Brian P. Short Mgmt For For For
8 Elect James B. Stake Mgmt For For For
9 Elect Paula C. Tolliver Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CACI International Inc
Ticker Security ID: Meeting Date Meeting Status
CACI CUSIP 127190304 11/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Daniels
2 Elect William L. Jews Mgmt For For For
3 Elect Gregory G. Mgmt For For For
Johnson
4 Elect J.P. London Mgmt For For For
5 Elect John S. Mengucci Mgmt For For For
6 Elect James L. Pavitt Mgmt For For For
7 Elect Warren R. Mgmt For For For
Phillips
8 Elect Debora A. Mgmt For For For
Plunkett
9 Elect Charles P. Mgmt For For For
Revoile
10 Elect William S. Mgmt For For For
Wallace
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Capital One Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP 14040H105 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Mgmt For For For
Fairbank
2 Elect Aparna Mgmt For For For
Chennapragada
3 Elect Ann Fritz Hackett Mgmt For For For
4 Elect Peter Tom Mgmt For For For
Killalea
5 Elect Eli Leenaars Mgmt For For For
6 Elect Pierre E. Leroy Mgmt For For For
7 Elect Francois Mgmt For For For
Locoh-Donou
8 Elect Peter E. Raskind Mgmt For For For
9 Elect Eileen Serra Mgmt For For For
10 Elect Mayo A. Shattuck Mgmt For For For
III
11 Elect Bradford H. Mgmt For For For
Warner
12 Elect Catherine G. West Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Permit Shareholders to Mgmt For For For
Act by Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Capri Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CPRI CUSIP G1890L107 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judy Gibbons Mgmt For For For
2 Elect Jane Thompson Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Carnival Corporation
Ticker Security ID: Meeting Date Meeting Status
CCL CUSIP 143658300 04/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Micky Arison Mgmt For For For
2 Elect Jonathon Band Mgmt For For For
3 Elect Jason G. Cahilly Mgmt For For For
4 Elect Helen Deeble Mgmt For For For
5 Elect Arnold W. Donald Mgmt For For For
6 Elect Richard J. Mgmt For For For
Glasier
7 Elect Katie Lahey Mgmt For For For
8 Elect John Parker Mgmt For For For
9 Elect Stuart Subotnick Mgmt For For For
10 Elect Laura A. Weil Mgmt For For For
11 Elect Randall J. Mgmt For For For
Weisenburger
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of Directors' Mgmt For For For
Remuneration
Report
14 Approval of Director's Mgmt For For For
Remuneration
Policy
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Fees Mgmt For For For
17 Accounts and Reports Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Approval of 2020 Stock Mgmt For For For
Plan
22 Approval of Employee Mgmt For For For
Stock Purchase
Plan
________________________________________________________________________________
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kelly A. Ayotte Mgmt For For For
2 Elect David L. Calhoun Mgmt For For For
3 Elect Daniel M. Mgmt For For For
Dickinson
4 Elect Juan Gallardo Mgmt For For For
5 Elect William A. Osborn Mgmt For For For
6 Elect Debra L. Mgmt For For For
Reed-Klages
7 Elect Edward B. Rust, Mgmt For For For
Jr.
8 Elect Susan C. Schwab Mgmt For For For
9 Elect D. James Umpleby Mgmt For For For
III
10 Elect Miles D. White Mgmt For For For
11 Elect Rayford Wilkins Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Cboe Global Markets, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBOE CUSIP 12503M108 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward T. Tilly Mgmt For For For
2 Elect Eugene S. Mgmt For For For
Sunshine
3 Elect William M. Mgmt For For For
Farrow
III
4 Elect Edward J. Mgmt For For For
Fitzpatrick
5 Elect Janet P. Mgmt For For For
Froetscher
6 Elect Jill R. Goodman Mgmt For For For
7 Elect Roderick A. Mgmt For For For
Palmore
8 Elect James Parisi Mgmt For For For
9 Elect Joseph P. Mgmt For For For
Ratterman
10 Elect Michael L. Mgmt For For For
Richter
11 Elect Jill E. Sommers Mgmt For For For
12 Elect Fredric J. Mgmt For For For
Tomczyk
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CBRE Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBRE CUSIP 12504L109 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brandon B. Boze Mgmt For For For
2 Elect Beth F. Cobert Mgmt For For For
3 Elect Curtis F. Feeny Mgmt For For For
4 Elect Reginald H. Mgmt For For For
Gilyard
5 Elect Shira D. Goodman Mgmt For For For
6 Elect Christopher T. Mgmt For For For
Jenny
7 Elect Gerardo I. Lopez Mgmt For For For
8 Elect Robert E. Mgmt For For For
Sulentic
9 Elect Laura D. Tyson Mgmt For For For
10 Elect Ray Wirta Mgmt For For For
11 Elect Sanjiv Yajnik Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Centene Corporation
Ticker Security ID: Meeting Date Meeting Status
CNC CUSIP 15135B101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael F. Mgmt For For For
Neidorff
2 Elect H. James Dallas Mgmt For For For
3 Elect Robert K. Ditmore Mgmt For For For
4 Elect Richard A. Mgmt For For For
Gephardt
5 Elect Lori J. Robinson Mgmt For For For
6 Elect William L. Mgmt For For For
Trubeck
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Centennial Resource Development, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDEV CUSIP 15136A102 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maire A. Baldwin Mgmt For For For
2 Elect Steven J. Shapiro Mgmt For For For
3 Elect Robert M. Tichio Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cerence Inc.
Ticker Security ID: Meeting Date Meeting Status
CRNC CUSIP 156727109 02/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas L. Mgmt For For For
Beaudoin
1.2 Elect Marianne Budnik Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Javed Ahmed Mgmt For For For
2 Elect Robert C. Mgmt For For For
Arzbaecher
3 Elect William Davisson Mgmt For For For
4 Elect John W. Eaves Mgmt For For For
5 Elect Stephen A. Mgmt For For For
Furbacher
6 Elect Stephen J. Hagge Mgmt For For For
7 Elect Anne P. Noonan Mgmt For For For
8 Elect Michael J. Toelle Mgmt For For For
9 Elect Theresa E. Wagler Mgmt For For For
10 Elect Celso L. White Mgmt For For For
11 Elect W. Anthony Will Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Charter Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHTR CUSIP 16119P108 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Lance Conn Mgmt For For For
2 Elect Kim C. Goodman Mgmt For For For
3 Elect Craig A. Jacobson Mgmt For For For
4 Elect Gregory B. Maffei Mgmt For For For
5 Elect John D. Markley, Mgmt For For For
Jr.
6 Elect David C. Merritt Mgmt For For For
7 Elect James E. Meyer Mgmt For For For
8 Elect Steven A. Miron Mgmt For For For
9 Elect Balan Nair Mgmt For For For
10 Elect Michael A. Mgmt For For For
Newhouse
11 Elect Mauricio Ramos Mgmt For For For
12 Elect Thomas M. Mgmt For For For
Rutledge
13 Elect Eric L. Mgmt For For For
Zinterhofer
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect John B. Frank Mgmt For For For
3 Elect Alice P. Gast Mgmt For For For
4 Elect Enrique Mgmt For For For
Hernandez,
Jr.
5 Elect Charles W. Mgmt For For For
Moorman
IV
6 Elect Dambisa F. Moyo Mgmt For For For
7 Elect Debra L. Mgmt For For For
Reed-Klages
8 Elect Ronald D. Sugar Mgmt For For For
9 Elect D. James Umpleby Mgmt For For For
III
10 Elect Michael K. Wirth Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Climate Change
Committee
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Activity Alignment
with the Paris
Agreement
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Risks of Gulf Coast
Petrochemical
Investments
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Human Rights
Risks
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Chubb Limited
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP H1467J104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Dividend from Reserves Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Election of Statutory Mgmt For For For
Auditor
6 Appointment of Auditor Mgmt For For For
7 Appointment of Special Mgmt For For For
Auditor
8 Elect Evan G. Greenberg Mgmt For For For
9 Elect Michael G. Atieh Mgmt For For For
10 Elect Sheila P. Burke Mgmt For For For
11 Elect James I. Cash, Mgmt For For For
Jr.
12 Elect Mary A. Cirillo Mgmt For For For
13 Elect Michael P. Mgmt For For For
Connors
14 Elect John A. Edwardson Mgmt For For For
15 Elect Robert J. Hugin Mgmt For For For
16 Elect Robert W. Scully Mgmt For For For
17 Elect Eugene B. Mgmt For For For
Shanks,
Jr.
18 Elect Theodore E. Mgmt For For For
Shasta
19 Elect David H. Sidwell Mgmt For For For
20 Elect Olivier Steimer Mgmt For For For
21 Elect Frances F. Mgmt For For For
Townsend
22 Election of Board Mgmt For For For
Chair Evan G.
Greenberg
23 Elect Michael P. Mgmt For For For
Connors
24 Elect Mary A. Cirillo Mgmt For For For
25 Elect John A. Edwardson Mgmt For For For
26 Elect Frances F. Mgmt For For For
Townsend
27 Appointment of Mgmt For For For
Independent Proxy
(Switzerland)
28 Amendment to Articles Mgmt For For For
Regarding Authorized
Share Capital for
General
Purposes
29 Cancellation of Shares Mgmt For For For
and Reduction in
Share
Capital
30 Board Compensation Mgmt For For For
31 Executive Compensation Mgmt For For For
32 Advisory Vote on Mgmt For For For
Executive
Compensation
33 Additional or Amended Mgmt For Abstain Against
Proposals
________________________________________________________________________________
Cigna Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125523100 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Cordani Mgmt For For For
2 Elect William J. Mgmt For For For
DeLaney
3 Elect Eric J. Foss Mgmt For For For
4 Elect Elder Granger Mgmt For For For
5 Elect Isaiah Harris, Mgmt For For For
Jr.
6 Elect Roman Martinez IV Mgmt For For For
7 Elect Kathleen M. Mgmt For For For
Mazzarella
8 Elect Mark B. McClellan Mgmt For For For
9 Elect John M. Partridge Mgmt For For For
10 Elect William L. Roper Mgmt For For For
11 Elect Eric C. Wiseman Mgmt For For For
12 Elect Donna F. Zarcone Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender Pay Equity
Report
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathleen Hogenson Mgmt For For For
2 Elect Paul N. Eckley Mgmt For For For
3 Elect Thomas E. Jorden Mgmt For For For
4 Elect Floyd R. Price Mgmt For For For
5 Elect Frances M. Mgmt For For For
Vallejo
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cincinnati Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
CINF CUSIP 172062101 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Aaron Mgmt For For For
2 Elect William F. Bahl Mgmt For For For
3 Elect Linda W. Mgmt For For For
Clement-Holmes
4 Elect Dirk J. Debbink Mgmt For For For
5 Elect Steven J. Mgmt For For For
Johnston
6 Elect Kenneth C. Mgmt For For For
Lichtendahl
7 Elect Jill P. Meyer Mgmt For For For
8 Elect David P. Osborn Mgmt For For For
9 Elect Gretchen W. Price Mgmt For For For
10 Elect Thomas R. Schiff Mgmt For For For
11 Elect Douglas S. Mgmt For For For
Skidmore
12 Elect John F. Steele, Mgmt For For For
Jr.
13 Elect Larry R. Webb Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967424 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Corbat Mgmt For For For
2 Elect Ellen M. Costello Mgmt For For For
3 Elect Grace E Dailey Mgmt For For For
4 Elect Barbara J. Desoer Mgmt For For For
5 Elect John C. Dugan Mgmt For For For
6 Elect Duncan P. Hennes Mgmt For For For
7 Elect Peter B. Henry Mgmt For For For
8 Elect S. Leslie Ireland Mgmt For For For
9 Elect Lew W. Jacobs, IV Mgmt For For For
10 Elect Renee J. James Mgmt For For For
11 Elect Gary M. Reiner Mgmt For For For
12 Elect Diana L. Taylor Mgmt For For For
13 Elect James S. Turley Mgmt For For For
14 Elect Deborah C. Wright Mgmt For For For
15 Elect Alexander R. Mgmt For For For
Wynaendts
16 Elect Ernesto Zedillo Mgmt For For For
Ponce de
Leon
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Amendment to the 2019 Mgmt For For For
Stock Incentive
Plan
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Proxy Access
Bylaw
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Purpose of
Corporation
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Citizens Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CFG CUSIP 174610105 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce Van Saun Mgmt For For For
2 Elect Christine M. Mgmt For For For
Cumming
3 Elect William P. Mgmt For For For
Hankowsky
4 Elect Howard W. Hanna Mgmt For For For
III
5 Elect Leo I. Higdon, Mgmt For For For
Jr.
6 Elect Edward J. Kelly, Mgmt For For For
III
7 Elect Charles J. Koch Mgmt For For For
8 Elect Robert G. Leary Mgmt For For For
9 Elect Terrance J. Mgmt For For For
Lillis
10 Elect Shivan S. Mgmt For For For
Subramaniam
11 Elect Wendy A. Watson Mgmt For For For
12 Elect Marita Zuraitis Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Right to Call a Mgmt For For For
Special
Meeting
16 Removal of Mgmt For For For
Non-Operative
Provisions in
Certificate
________________________________________________________________________________
Clean Harbors, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLH CUSIP 184496107 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eugene Banucci Mgmt For For For
1.2 Elect Edward G. Galante Mgmt For For For
1.3 Elect Thomas J. Shields Mgmt For For For
1.4 Elect John R. Welch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terrence A. Duffy Mgmt For For For
2 Elect Timothy S. Mgmt For For For
Bitsberger
3 Elect Charles P. Carey Mgmt For For For
4 Elect Dennis H. Mgmt For For For
Chookaszian
5 Elect Bryan T. Durkin Mgmt For For For
6 Elect Ana Dutra Mgmt For For For
7 Elect Martin J. Gepsman Mgmt For For For
8 Elect Larry G. Gerdes Mgmt For For For
9 Elect Daniel R. Mgmt For For For
Glickman
10 Elect Daniel G. Kaye Mgmt For For For
11 Elect Phyllis M. Mgmt For For For
Lockett
12 Elect Deborah J. Lucas Mgmt For For For
13 Elect Terry L. Savage Mgmt For For For
14 Elect Rahael Seifu Mgmt For For For
15 Elect William R. Mgmt For For For
Shepard
16 Elect Howard J. Siegel Mgmt For For For
17 Elect Dennis A. Suskind Mgmt For For For
18 Ratification of Auditor Mgmt For For For
19 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Colgate-Palmolive Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John P. Bilbrey Mgmt For For For
2 Elect John T. Cahill Mgmt For For For
3 Elect Lisa M. Edwards Mgmt For For For
4 Elect Helene D. Gayle Mgmt For For For
5 Elect C. Martin Harris Mgmt For For For
6 Elect Martina Mgmt For For For
Hund-Mejean
7 Elect Lorrie M. Mgmt For For For
Norrington
8 Elect Michael B. Polk Mgmt For For For
9 Elect Stephen I. Sadove Mgmt For For For
10 Elect Noel R. Wallace Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For For For
1.3 Elect Naomi M. Bergman Mgmt For For For
1.4 Elect Edward D. Breen Mgmt For For For
1.5 Elect Gerald L. Hassell Mgmt For For For
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Maritza Gomez Mgmt For For For
Montiel
1.8 Elect Asuka Nakahara Mgmt For For For
1.9 Elect David C. Novak Mgmt For For For
1.10 Elect Brian L. Roberts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2003 Mgmt For For For
Stock Option
Plan
4 Amendment to the 2002 Mgmt For For For
Restricted Stock
Plan
5 Advisory vote on Mgmt For Against Against
executive
compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Investigation and
Report on Sexual
Harassment
________________________________________________________________________________
Comerica Incorporated
Ticker Security ID: Meeting Date Meeting Status
CMA CUSIP 200340107 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael E. Mgmt For For For
Collins
2 Elect Roger A. Cregg Mgmt For For For
3 Elect T. Kevin DeNicola Mgmt For For For
4 Elect Curtis C. Farmer Mgmt For For For
5 Elect Jacqueline P. Mgmt For For For
Kane
6 Elect Richard G. Mgmt For For For
Lindner
7 Elect Barbara R. Smith Mgmt For For For
8 Elect Robert S. Taubman Mgmt For For For
9 Elect Reginald M. Mgmt For For For
Turner,
Jr.
10 Elect Nina G. Vaca Mgmt For For For
11 Elect Michael G. Van Mgmt For For For
de
Ven
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy A. Leach Mgmt For For For
2 Elect William H. Mgmt For For For
Easter
III
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles E. Bunch Mgmt For For For
2 Elect Caroline Maury Mgmt For For For
Devine
3 Elect John V. Faraci Mgmt For For For
4 Elect Jody Freeman Mgmt For For For
5 Elect Gay Huey Evans Mgmt For For For
6 Elect Jeffrey A. Mgmt For For For
Joerres
7 Elect Ryan M. Lance Mgmt For For For
8 Elect William H. Mgmt For For For
McRaven
9 Elect Sharmila Mulligan Mgmt For For For
10 Elect Arjun N. Murti Mgmt For For For
11 Elect Robert A. Niblock Mgmt For For For
12 Elect David T. Seaton Mgmt For For For
13 Elect R. A. Walker Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CoreLogic, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLGX CUSIP 21871D103 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. David Chatham Mgmt For For For
2 Elect Douglas C. Mgmt For For For
Curling
3 Elect John C. Dorman Mgmt For For For
4 Elect Paul F. Folino Mgmt For For For
5 Elect Frank D. Martell Mgmt For For For
6 Elect Claudia Fan Munce Mgmt For For For
7 Elect Thomas C. O'Brien Mgmt For For For
8 Elect Vikrant Raina Mgmt For For For
9 Elect J. Michael Mgmt For For For
Shepherd
10 Elect Jaynie M. Mgmt For For For
Studenmund
11 Elect David F. Walker Mgmt For For For
12 Elect Mary Lee Widener Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Corporate Office Properties Trust
Ticker Security ID: Meeting Date Meeting Status
OFC CUSIP 22002T108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas F. Brady Mgmt For For For
2 Elect Stephen E. Mgmt For For For
Budorick
3 Elect Robert L. Denton Mgmt For For For
4 Elect Philip L. Hawkins Mgmt For For For
5 Elect David M. Mgmt For For For
Jacobstein
6 Elect Steven D. Kesler Mgmt For For For
7 Elect C. Taylor Pickett Mgmt For For For
8 Elect Lisa G. Mgmt For For For
Trimberger
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna M. Alvarado Mgmt For For For
2 Elect Pamela L. Carter Mgmt For For For
3 Elect James M. Foote Mgmt For For For
4 Elect Steven T. Mgmt For For For
Halverson
5 Elect Paul C. Hilal Mgmt For For For
6 Elect John D. McPherson Mgmt For For For
7 Elect David M. Moffett Mgmt For For For
8 Elect Linda H. Riefler Mgmt For For For
9 Elect Suzanne M. Mgmt For For For
Vautrinot
10 Elect J. Steven Whisler Mgmt For For For
11 Elect John J. Zillmer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CubeSmart
Ticker Security ID: Meeting Date Meeting Status
CUBE CUSIP 229663109 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Piero Bussani Mgmt For For For
1.2 Elect Dorothy Dowling Mgmt For For For
1.3 Elect John W. Fain Mgmt For For For
1.4 Elect Marianne M. Keler Mgmt For For For
1.5 Elect Christopher P. Mgmt For For For
Marr
1.6 Elect Deborah Ratner Mgmt For For For
Salzberg
1.7 Elect John F. Remondi Mgmt For For For
1.8 Elect Jeffrey F. Rogatz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Curtiss-Wright Corporation
Ticker Security ID: Meeting Date Meeting Status
CW CUSIP 231561101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Adams Mgmt For For For
1.2 Elect Dean M. Flatt Mgmt For For For
1.3 Elect S. Marce Fuller Mgmt For For For
1.4 Elect Bruce D. Hoechner Mgmt For For For
1.5 Elect Glenda J. Minor Mgmt For For For
1.6 Elect John B. Nathman Mgmt For For For
1.7 Elect Robert J. Rivet Mgmt For For For
1.8 Elect Albert E. Smith Mgmt For For For
1.9 Elect Peter C. Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fernando Aguirre Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Roger N. Farah Mgmt For For For
7 Elect Anne M. Finucane Mgmt For For For
8 Elect Edward J. Ludwig Mgmt For For For
9 Elect Larry J. Merlo Mgmt For For For
10 Elect Jean-Pierre Mgmt For For For
Millon
11 Elect Mary L. Schapiro Mgmt For For For
12 Elect William C. Weldon Mgmt For For For
13 Elect Tony L. White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the 2017 Mgmt For For For
Incentive
Compensation
Plan
17 Amendment to the 2007 Mgmt For For For
Employee Stock
Purchase
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
CyrusOne Inc.
Ticker Security ID: Meeting Date Meeting Status
CONE CUSIP 23283R100 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David H. Ferdman Mgmt For For For
1.2 Elect John W. Gamble, Mgmt For For For
Jr
1.3 Elect Michael A. Klayko Mgmt For For For
1.4 Elect T. Tod Nielsen Mgmt For For For
1.5 Elect Alex Shumate Mgmt For For For
1.6 Elect William E. Mgmt For For For
Sullivan
1.7 Elect Lynn A. Wentworth Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Danaher Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda P. Hefner Mgmt For For For
Filler
2 Elect Thomas P. Joyce, Mgmt For For For
Jr.
3 Elect Teri List-Stoll Mgmt For For For
4 Elect Walter G. Lohr, Mgmt For For For
Jr.
5 Elect Jessica L. Mega Mgmt For For For
6 Elect Pardis C. Sabeti Mgmt For For For
7 Elect Mitchell P. Rales Mgmt For For For
8 Elect Steven M. Rales Mgmt For For For
9 Elect John T. Mgmt For For For
Schwieters
10 Elect Alan G. Spoon Mgmt For For For
11 Elect Raymond C. Mgmt For For For
Stevens
12 Elect Elias A. Zerhouni Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
DaVita Inc.
Ticker Security ID: Meeting Date Meeting Status
DVA CUSIP 23918K108 01/23/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the 2011 Mgmt For Against Against
Incentive Award
Plan
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Alan C. Heuberger Mgmt For For For
3 Elect Charles O. Mgmt For For For
Holliday,
Jr.
4 Elect Dipak C. Jain Mgmt For For For
5 Elect Michael O. Mgmt For For For
Johanns
6 Elect Clayton M. Jones Mgmt For For For
7 Elect John C. May Mgmt For For For
8 Elect Gregory R. Page Mgmt For For For
9 Elect Sherry M. Smith Mgmt For For For
10 Elect Dmitri L. Mgmt For For For
Stockton
11 Elect Sheila G. Talton Mgmt For For For
12 Adoption of Exclusive Mgmt For For For
Forum
Provisions
13 Advisory vote on Mgmt For For For
executive
compensation
14 Approval of the 2020 Mgmt For For For
Equity and Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
________________________________________________________________________________
Dell Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24703L202 06/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Dell Mgmt For Withhold Against
1.2 Elect David W. Dorman Mgmt For For For
1.3 Elect Egon Durban Mgmt For For For
1.4 Elect William D. Green Mgmt For For For
1.5 Elect Simon Patterson Mgmt For For For
1.6 Elect Lynn M. Vojvodich Mgmt For For For
1.7 Elect Ellen J. Kullman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dell Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24703L202 07/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Dell Mgmt For Withhold Against
1.2 Elect David W. Dorman Mgmt For For For
1.3 Elect Egon Durban Mgmt For For For
1.4 Elect William D. Green Mgmt For For For
1.5 Elect Ellen J. Kullman Mgmt For For For
1.6 Elect Simon Patterson Mgmt For For For
1.7 Elect Lynn M. Vojvodich Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
DENTSPLY SIRONA Inc.
Ticker Security ID: Meeting Date Meeting Status
XRAY CUSIP 24906P109 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael C. Alfano Mgmt For For For
2 Elect Eric K. Brandt Mgmt For For For
3 Elect Donald M. Casey Mgmt For For For
4 Elect Willie A. Deese Mgmt For For For
5 Elect Betsy D. Holden Mgmt For For For
6 Elect Arthur D. Mgmt For For For
Kowaloff
7 Elect Harry M.J. Mgmt For For For
Kraemer,
Jr.
8 Elect Gregory T. Lucier Mgmt For For For
9 Elect Francis J. Lunger Mgmt For For For
10 Elect Leslie F. Varon Mgmt For For For
11 Elect Janet S. Vergis Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Discover Financial Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Aronin Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Gregory C. Case Mgmt For For For
4 Elect Candace H. Duncan Mgmt For For For
5 Elect Joseph F. Eazor Mgmt For For For
6 Elect Cynthia A. Mgmt For For For
Glassman
7 Elect Roger C. Mgmt For For For
Hochschild
8 Elect Thomas G. Maheras Mgmt For For For
9 Elect Michael H. Moskow Mgmt For For For
10 Elect Mark A. Thierer Mgmt For For For
11 Elect Lawrence A. Mgmt For For For
Weinbach
12 Elect Jennifer L. Wong Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dollar General Corporation
Ticker Security ID: Meeting Date Meeting Status
DG CUSIP 256677105 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warren F. Bryant Mgmt For For For
2 Elect Michael M. Mgmt For For For
Calbert
3 Elect Sandra B. Cochran Mgmt For For For
4 Elect Patricia D. Mgmt For For For
Fili-Krushel
5 Elect Timothy I. Mgmt For For For
McGuire
6 Elect William C. Mgmt For For For
Rhodes,
III
7 Elect Debra A. Sandler Mgmt For For For
8 Elect Ralph E. Santana Mgmt For For For
9 Elect Todd J. Vasos Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Elimination of Mgmt For For For
Supermajority
Requirement to amend
the Company's
Charter
13 Elimination of Mgmt For For For
Supermajority
Requirement to amend
the Company's
Bylaws
________________________________________________________________________________
Dominion Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bennett Mgmt For For For
2 Elect Helen E. Dragas Mgmt For For For
3 Elect James O. Ellis, Mgmt For For For
Jr.
4 Elect Thomas F. Mgmt For For For
Farrell
II
5 Elect D. Maybank Hagood Mgmt For For For
6 Elect John W. Harris Mgmt For For For
7 Elect Ronald W. Jibson Mgmt For For For
8 Elect Mark J. Kington Mgmt For For For
9 Elect Joseph M. Rigby Mgmt For For For
10 Elect Pamela L. Royal Mgmt For For For
11 Elect Robert H. Mgmt For For For
Spilman,
Jr.
12 Elect Susan N. Story Mgmt For For For
13 Elect Michael E. Mgmt For For For
Szymanczyk
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Douglas Emmett, Inc.
Ticker Security ID: Meeting Date Meeting Status
DEI CUSIP 25960P109 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dan A. Emmett Mgmt For For For
1.2 Elect Jordan L. Kaplan Mgmt For For For
1.3 Elect Kenneth M. Panzer Mgmt For For For
1.4 Elect Christopher H. Mgmt For For For
Anderson
1.5 Elect Leslie E. Bider Mgmt For For For
1.6 Elect David T. Feinberg Mgmt For For For
1.7 Elect Virginia McFerran Mgmt For For For
1.8 Elect Thomas E. O'Hern Mgmt For For For
1.9 Elect William E. Mgmt For For For
Simon,
Jr.
1.10 Elect Johnese M. Spisso Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2016 Mgmt For For For
Omnibus Stock
Incentive
Plan
________________________________________________________________________________
Dow Inc.
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260557103 04/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Ajay Banga Mgmt For For For
3 Elect Jacqueline K. Mgmt For For For
Barton
4 Elect James A. Bell Mgmt For For For
5 Elect Wesley G. Bush Mgmt For For For
6 Elect Richard K. Davis Mgmt For For For
7 Elect Jeff M. Fettig Mgmt For For For
8 Elect Jim Fitterling Mgmt For For For
9 Elect Jacqueline C. Mgmt For For For
Hinman
10 Elect Jill S. Wyant Mgmt For For For
11 Elect Daniel W. Mgmt For For For
Yohannes
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DTE Energy Company
Ticker Security ID: Meeting Date Meeting Status
DTE CUSIP 233331107 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerard M. Mgmt For For For
Anderson
1.2 Elect David A. Brandon Mgmt For For For
1.3 Elect Charles G. Mgmt For For For
McClure,
Jr.
1.4 Elect Gail J. McGovern Mgmt For For For
1.5 Elect Mark A. Murray Mgmt For For For
1.6 Elect Gerardo Norcia Mgmt For For For
1.7 Elect Ruth G. Shaw Mgmt For For For
1.8 Elect Robert C. Mgmt For For For
Skaggs,
Jr.
1.9 Elect David A. Thomas Mgmt For For For
1.10 Elect Gary Torgow Mgmt For For For
1.11 Elect James H. Mgmt For For For
Vandenberghe
1.12 Elect Valerie M. Mgmt For For For
Williams
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C204 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael G. Mgmt For For For
Browning
1.2 Elect Annette K. Mgmt For For For
Clayton
1.3 Elect Theodore F. Mgmt For For For
Craver,
Jr.
1.4 Elect Robert M. Davis Mgmt For For For
1.5 Elect Daniel R. DiMicco Mgmt For For For
1.6 Elect Nicholas C. Mgmt For For For
Fanandakis
1.7 Elect Lynn J. Good Mgmt For For For
1.8 Elect John T. Herron Mgmt For For For
1.9 Elect William E. Mgmt For For For
Kennard
1.10 Elect E. Marie McKee Mgmt For For For
1.11 Elect Marya M. Rose Mgmt For For For
1.12 Elect Thomas E. Skains Mgmt For For For
1.13 Elect William E. Mgmt For For For
Webster,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
5 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Simple
Majority
Vote
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Duke Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
DRE CUSIP 264411505 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John P. Case Mgmt For For For
2 Elect James B. Connor Mgmt For For For
3 Elect Ngaire E. Cuneo Mgmt For For For
4 Elect Charles R. Eitel Mgmt For For For
5 Elect Tamara D. Fischer Mgmt For For For
6 Elect Norman K. Jenkins Mgmt For For For
7 Elect Melanie R. Mgmt For For For
Sabelhaus
8 Elect Peter M. Scott Mgmt For For For
III
9 Elect David P. Stockert Mgmt For For For
10 Elect Chris Sultemeier Mgmt For For For
11 Elect Michael E. Mgmt For For For
Szymanczyk
12 Elect Warren M. Mgmt For For For
Thompson
13 Elect Lynn C. Thurber Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dunkin' Brands Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DNKN CUSIP 265504100 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda W. Boff Mgmt For For For
2 Elect Irene Chang Britt Mgmt For For For
3 Elect Michael F. Hines Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DuPont de Nemours, Inc.
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 26614N102 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amy G. Brady Mgmt For For For
2 Elect Edward D. Breen Mgmt For For For
3 Elect Ruby R. Chandy Mgmt For For For
4 Elect Franklin K. Mgmt For For For
Clyburn,
Jr.
5 Elect Terrence R. Mgmt For For For
Curtin
6 Elect Alexander M. Mgmt For For For
Cutler
7 Elect Eleuthere I. du Mgmt For For For
Pont
8 Elect Rajiv L. Gupta Mgmt For For For
9 Elect Luther C. Kissam Mgmt For For For
IV
10 Elect Frederick M. Mgmt For For For
Lowery
11 Elect Raymond J. Mgmt For For For
Milchovich
12 Elect Steven M. Sterin Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Board Advisory
Position
________________________________________________________________________________
DXC Technology Company
Ticker Security ID: Meeting Date Meeting Status
DXC CUSIP 23355L106 08/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mukesh Aghi Mgmt For For For
2 Elect Amy E. Alving Mgmt For For For
3 Elect David L. Herzog Mgmt For For For
4 Elect Sachin S. Lawande Mgmt For For For
5 Elect J. Michael Lawrie Mgmt For For For
6 Elect Mary L. Krakauer Mgmt For For For
7 Elect Julio A. Mgmt For For For
Portalatin
8 Elect Peter Rutland Mgmt For For For
9 Elect Michael J. Mgmt For For For
Salvino
10 Elect Manoj P. Singh Mgmt For For For
11 Elect Robert F. Woods Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
E*TRADE Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
ETFC CUSIP 269246401 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard J. Mgmt For For For
Carbone
2 Elect Robert J. Chersi Mgmt For For For
3 Elect Jaime W. Mgmt For For For
Ellertson
4 Elect James P. Healy Mgmt For For For
5 Elect Kevin T. Kabat Mgmt For For For
6 Elect James Lam Mgmt For For For
7 Elect Rodger A. Lawson Mgmt For For For
8 Elect Shelley B. Mgmt For For For
Leibowitz
9 Elect Michael A. Pizzi Mgmt For For For
10 Elect Rebecca Saeger Mgmt For For For
11 Elect Donna L. Weaver Mgmt For For For
12 Elect Joshua A. Mgmt For For For
Weinreich
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
East West Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
EWBC CUSIP 27579R104 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Molly Campbell Mgmt For For For
2 Elect Iris S. Chan Mgmt For For For
3 Elect Archana Deskus Mgmt For For For
4 Elect Rudolph I. Mgmt For For For
Estrada
5 Elect Paul H. Irving Mgmt For For For
6 Elect Jack C. Liu Mgmt For For For
7 Elect Dominic Ng Mgmt For For For
8 Elect Lester M. Sussman Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eaton Corporation plc
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP G29183103 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Craig Arnold Mgmt For For For
2 Elect Christopher M. Mgmt For For For
Connor
3 Elect Michael J. Mgmt For For For
Critelli
4 Elect Richard H. Fearon Mgmt For For For
5 Elect Olivier Leonetti Mgmt For For For
6 Elect Deborah L. McCoy Mgmt For For For
7 Elect Silvio Napoli Mgmt For For For
8 Elect Gregory R. Page Mgmt For For For
9 Elect Sandra Pianalto Mgmt For For For
10 Elect Lori J. Ryerkerk Mgmt For For For
11 Elect Gerald B. Smith Mgmt For For For
12 Elect Dorothy C. Mgmt For For For
Thompson
13 Approval of the 2020 Mgmt For For For
Stock
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase Overseas
Market
Shares
________________________________________________________________________________
Elanco Animal Health Incorporated
Ticker Security ID: Meeting Date Meeting Status
ELAN CUSIP 28414H103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Harrington
2 Elect Deborah T. Mgmt For For For
Kochevar
3 Elect Kirk McDonald Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Element Solutions Inc
Ticker Security ID: Meeting Date Meeting Status
ESI CUSIP 28618M106 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin E. Mgmt For For For
Franklin
2 Elect Benjamin Gliklich Mgmt For For For
3 Elect Scot Benson Mgmt For For For
4 Elect Ian G.H. Ashken Mgmt For For For
5 Elect Christopher T. Mgmt For For For
Fraser
6 Elect Michael F. Goss Mgmt For For For
7 Elect Nichelle Mgmt For For For
Maynard-Elliot
8 Elect E. Stanley O'Neal Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Empire State Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRT CUSIP 292104106 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony E. Malkin Mgmt For For For
1.2 Elect William H. Mgmt For For For
Berkman
1.3 Elect Leslie D. Biddle Mgmt For For For
1.4 Elect Thomas J. DeRosa Mgmt For For For
1.5 Elect Steven J. Gilbert Mgmt For For For
1.6 Elect S. Michael Mgmt For For For
Giliberto
1.7 Elect Patricia S. Han Mgmt For For For
1.8 Elect James D. Mgmt For For For
Robinson,
IV
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Robert P. Daniels Mgmt For For For
4 Elect James C. Day Mgmt For For For
5 Elect C. Christopher Mgmt For For For
Gaut
6 Elect Julie J. Mgmt For For For
Robertson
7 Elect Donald F. Textor Mgmt For For For
8 Elect William R. Thomas Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Equitable Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
EQH CUSIP 29452E101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel G. Kaye Mgmt For For For
1.2 Elect Joan Lamm-Tennant Mgmt For For For
1.3 Elect Kristi A. Matus Mgmt For For For
1.4 Elect Ramon de Oliveira Mgmt For For For
1.5 Elect Mark Pearson Mgmt For For For
1.6 Elect Bertram L. Scott Mgmt For For For
1.7 Elect George Stansfield Mgmt For For For
1.8 Elect Charles G.T. Mgmt For For For
Stonehill
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2019 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Essex Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESS CUSIP 297178105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith R. Guericke Mgmt For For For
1.2 Elect Maria R. Mgmt For For For
Hawthorne
1.3 Elect Amal M. Johnson Mgmt For For For
1.4 Elect Mary Kasaris Mgmt For For For
1.5 Elect Irving F. Lyons, Mgmt For For For
III
1.6 Elect George M. Marcus Mgmt For For For
1.7 Elect Thomas E. Mgmt For For For
Robinson
1.8 Elect Michael J. Schall Mgmt For For For
1.9 Elect Byron A. Mgmt For For For
Scordelis
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Evergy, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVRG CUSIP 30034W106 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kirkland B. Mgmt For For For
Andrews
2 Elect Terry D. Bassham Mgmt For For For
3 Elect Mollie Hale Mgmt For For For
Carter
4 Elect Richard L. Hawley Mgmt For For For
5 Elect Thomas D. Hyde Mgmt For For For
6 Elect B. Anthony Isaac Mgmt For For For
7 Elect Paul M. Keglevic Mgmt For For For
8 Elect Sandra A.J. Mgmt For For For
Lawrence
9 Elect Ann D. Murtlow Mgmt For For For
10 Elect Sandra J. Price Mgmt For For For
11 Elect Mark A. Ruelle Mgmt For For For
12 Elect S. Carl Mgmt For For For
Soderstrom,
Jr.
13 Elect John A. Stall Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Exelixis, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXEL CUSIP 30161Q104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles Cohen Mgmt For For For
2 Elect Carl B. Feldbaum Mgmt For For For
3 Elect Maria C. Freire Mgmt For For For
4 Elect Alan M. Garber Mgmt For For For
5 Elect Vincent T. Mgmt For For For
Marchesi
6 Elect Michael M. Mgmt For For For
Morrissey
7 Elect Stelios Mgmt For For For
Papadopoulos
8 Elect George H. Poste Mgmt For For For
9 Elect Julie Anne Smith Mgmt For For For
10 Elect Lance Willsey Mgmt For For For
11 Elect Jack L. Mgmt For For For
Wyszomierski
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2017 Mgmt For For For
Equity Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Ann C. Berzin Mgmt For For For
3 Elect M. Laurie Brlas Mgmt For For For
4 Elect Christopher M. Mgmt For For For
Crane
5 Elect Yves C. de Mgmt For For For
Balmann
6 Elect Nicholas Mgmt For For For
DeBenedictis
7 Elect Linda P. Jojo Mgmt For For For
8 Elect Paul L. Joskow Mgmt For For For
9 Elect Robert J. Lawless Mgmt For For For
10 Elect John M. Mgmt For For For
Richardson
11 Elect Mayo A. Shattuck Mgmt For For For
III
12 Elect John F. Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Expedia Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPE CUSIP 30212P303 12/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel Altman Mgmt For For For
2 Elect Susan C. Athey Mgmt For For For
3 Elect A. George Battle Mgmt For For For
4 Elect Chelsea Clinton Mgmt For For For
5 Elect Barry Diller Mgmt For For For
6 Elect Craig A. Jacobson Mgmt For For For
7 Elect Victor A. Kaufman Mgmt For Abstain Against
8 Elect Peter M. Kern Mgmt For For For
9 Elect Dara Khosrowshahi Mgmt For For For
10 Elect Mark Okerstrom Mgmt For For For
11 Elect Alexander von Mgmt For For For
Furstenberg
12 Elect Julie Whalen Mgmt For For For
13 Transfer Restrictions Mgmt For For For
and Automatic
Conversion Provisions
in Respect of Class B
Common
Stock
14 Limit the Ability of Mgmt For For For
the Company to
Participate in
Certain Change of
Control
Transactions
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Extended Stay America, Inc.
Ticker Security ID: Meeting Date Meeting Status
STAY CUSIP 30224P200 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce N. Haase Mgmt For For For
1.2 Elect Douglas G. Geoga Mgmt For For For
1.3 Elect Kapila K. Anand Mgmt For For For
1.4 Elect Ellen Keszler Mgmt For For For
1.5 Elect Jodie W. McLean Mgmt For For For
1.6 Elect Thomas F. O'Toole Mgmt For For For
1.7 Elect Richard F. Mgmt For For For
Wallman
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Extended Stay America, Inc.
Ticker Security ID: Meeting Date Meeting Status
STAY CUSIP 30224P211 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce N. Haase Mgmt For For For
1.2 Elect Douglas G. Geoga Mgmt For For For
1.3 Elect Kapila K. Anand Mgmt For For For
1.4 Elect Neil Brown Mgmt For For For
1.5 Elect Lisa Palmer Mgmt For For For
1.6 Elect Steven Kent Mgmt For For For
1.7 Elect Simon M. Turner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan K. Avery Mgmt For For For
2 Elect Angela F. Braly Mgmt For For For
3 Elect Ursula M. Burns Mgmt For For For
4 Elect Kenneth C. Mgmt For For For
Frazier
5 Elect Joseph L. Hooley Mgmt For For For
6 Elect Steven A. Mgmt For For For
Kandarian
7 Elect Douglas R. Mgmt For For For
Oberhelman
8 Elect Samuel J. Mgmt For For For
Palmisano
9 Elect William C. Weldon Mgmt For For For
10 Elect Darren W. Woods Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Climate-related
Activities
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Risks of Gulf Coast
Petrochemical
Investments
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
F5 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
FFIV CUSIP 315616102 03/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect A. Gary Ames Mgmt For For For
2 Elect Sandra E. Mgmt For For For
Bergeron
3 Elect Deborah L. Bevier Mgmt For For For
4 Elect Michel Combes Mgmt For For For
5 Elect Michael L. Dreyer Mgmt For For For
6 Elect Alan J. Higginson Mgmt For For For
7 Elect Peter S. Klein Mgmt For For For
8 Elect Francois Mgmt For For For
Locoh-Donou
9 Elect Nikhil Mehta Mgmt For For For
10 Elect Marie E. Myers Mgmt For For For
11 Amendment to the 2014 Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John A. Edwardson Mgmt For For For
2 Elect Marvin R. Ellison Mgmt For For For
3 Elect Susan Patricia Mgmt For For For
Griffith
4 Elect John Chris Inglis Mgmt For For For
5 Elect Kimberly A. Jabal Mgmt For For For
6 Elect Shirley Ann Mgmt For For For
Jackson
7 Elect R. Brad Martin Mgmt For For For
8 Elect Joshua Cooper Mgmt For For For
Ramo
9 Elect Susan C. Schwab Mgmt For For For
10 Elect Frederick W. Mgmt For For For
Smith
11 Elect David P. Steiner Mgmt For For For
12 Elect Paul S. Walsh Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2019 Mgmt For For For
Omnibus Stock
Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Representation on the
Board
________________________________________________________________________________
Fidelity National Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
FNF CUSIP 31620R303 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William P. Foley Mgmt For For For
1.2 Elect Douglas K. Mgmt For For For
Ammerman
1.3 Elect Thomas M. Hagerty Mgmt For For For
1.4 Elect Peter O. Shea, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fidelity National Information Services Inc.
Ticker Security ID: Meeting Date Meeting Status
FIS CUSIP 31620M106 07/24/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Fidelity National Information Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIS CUSIP 31620M106 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lee Adrean Mgmt For For For
2 Elect Ellen R. Alemany Mgmt For For For
3 Elect Lisa A. Hook Mgmt For For For
4 Elect Keith W. Hughes Mgmt For For For
5 Elect Gary L. Lauer Mgmt For For For
6 Elect Gary A. Norcross Mgmt For For For
7 Elect Louise M. Parent Mgmt For For For
8 Elect Brian T. Shea Mgmt For For For
9 Elect James B. Mgmt For For For
Stallings,
Jr.
10 Elect Jeffrey E. Mgmt For For For
Stiefler
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 04/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect B. Evan Bayh III Mgmt For For For
3 Elect Jorge L. Benitez Mgmt For For For
4 Elect Katherine B. Mgmt For For For
Blackburn
5 Elect Emerson L. Mgmt For For For
Brumback
6 Elect Jerry W. Burris Mgmt For For For
7 Elect Greg D. Mgmt For For For
Carmichael
8 Elect C. Bryan Daniels Mgmt For For For
9 Elect Thomas H. Harvey Mgmt For For For
10 Elect Gary R. Heminger Mgmt For For For
11 Elect Jewell D. Hoover Mgmt For For For
12 Elect Eileen A. Mgmt For For For
Mallesch
13 Elect Michael B. Mgmt For For For
McCallister
14 Elect Marsha C. Mgmt For For For
Williams
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
First American Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FAF CUSIP 31847R102 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James L. Doti Mgmt For For For
1.2 Elect Michael D. McKee Mgmt For For For
1.3 Elect Thomas V. Mgmt For For For
McKernan
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Horizon National Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUSIP 320517105 04/24/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
First Horizon National Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUSIP 320517105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth A. Mgmt For For For
Burdick
2 Elect John C. Compton Mgmt For For For
3 Elect Wendy P. Davidson Mgmt For For For
4 Elect Mark A. Emkes Mgmt For For For
5 Elect Corydon J. Mgmt For For For
Gilchrist
6 Elect D. Bryan Jordan Mgmt For For For
7 Elect Vicki R. Palmer Mgmt For For For
8 Elect Colin V. Reed Mgmt For For For
9 Elect Cecelia D. Mgmt For For For
Stewart
10 Elect Rajesh Mgmt For For For
Subramaniam
11 Elect R. Eugene Taylor Mgmt For For For
12 Elect Luke Yancy III Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fortive Corporation
Ticker Security ID: Meeting Date Meeting Status
FTV CUSIP 34959J108 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kate D. Mitchell Mgmt For For For
2 Elect Mitchell P. Rales Mgmt For For For
3 Elect Steven M. Rales Mgmt For For For
4 Elect Jeannine Sargent Mgmt For For For
5 Elect Alan G. Spoon Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Frontdoor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTDR CUSIP 35905A109 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard P. Fox Mgmt For For For
2 Elect Brian McAndrews Mgmt For For For
3 Elect Rexford J. Mgmt For For For
Tibbens
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gaming And Leisure Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLPI CUSIP 36467J108 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter M. Carlino Mgmt For For For
2 Elect Carol Lynton Mgmt For For For
3 Elect Joseph W. Mgmt For For For
Marshall,
III
4 Elect James B. Perry Mgmt For For For
5 Elect Barry F. Schwartz Mgmt For For For
6 Elect Earl C. Shanks Mgmt For For For
7 Elect E. Scott Urdang Mgmt For For For
8 Amendment to the 2013 Mgmt For For For
Long Term Incentive
Compensation
Plan
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Garmin Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRMN CUSIP H2906T109 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Dividend from Reserves Mgmt For For For
4 Ratification of Board Mgmt For For For
and Management
Acts
5 Elect Jonathan C. Mgmt For For For
Burrell
6 Elect Joseph J. Mgmt For For For
Hartnett
7 Elect Min H. Kao Mgmt For For For
8 Elect Catherine A. Mgmt For For For
Lewis
9 Elect Charles W. Peffer Mgmt For For For
10 Elect Clifton A. Pemble Mgmt For For For
11 Elect Min H. Kao as Mgmt For For For
Executive Chair of
the Board of
Directors
12 Elect Jonathan C. Mgmt For For For
Burrell as
Compensation
Committee
Member
13 Elect Joseph J. Mgmt For For For
Hartnett as
Compensation
Committee
Member
14 Elect Catherine A. Mgmt For For For
Lewis as Compensation
Committee
Member
15 Elect Charles W. Mgmt For For For
Peffer as
Compensation
Committee
Member
16 Election of Mgmt For For For
Independent Voting
Rights
Representative
17 Appointment of Auditor Mgmt For For For
18 Advisory vote on Mgmt For For For
executive
compensation
19 Executive Compensation Mgmt For For For
(FY
2021)
20 Board Compensation Mgmt For For For
21 Renewal of Authorised Mgmt For For For
Share
Capital
________________________________________________________________________________
GCI Liberty, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLIBA CUSIP 36164V503 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald A. Duncan Mgmt For For For
1.2 Elect Donne F. Fisher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sebastien Bazin Mgmt For For For
2 Elect Ashton B. Carter Mgmt For For For
3 Elect H. Lawrence Mgmt For For For
Culp,
Jr.
4 Elect Francisco D'Souza Mgmt For Against Against
5 Elect Edward P. Garden Mgmt For For For
6 Elect Thomas W. Horton Mgmt For For For
7 Elect Risa Mgmt For For For
Lavizzo-Mourey
8 Elect Catherine Lesjak Mgmt For Against Against
9 Elect Paula Rosput Mgmt For Against Against
Reynolds
10 Elect Leslie F. Seidman Mgmt For Against Against
11 Elect James S. Tisch Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For Against Against
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
General Mills, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Kerry Clark Mgmt For For For
2 Elect David M. Cordani Mgmt For For For
3 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
4 Elect Jeffrey L. Mgmt For For For
Harmening
5 Elect Maria G. Henry Mgmt For For For
6 Elect Elizabeth C. Mgmt For For For
Lempres
7 Elect Diane L. Neal Mgmt For For For
8 Elect Stephen A. Odland Mgmt For For For
9 Elect Maria A. Sastre Mgmt For For For
10 Elect Eric D. Sprunk Mgmt For For For
11 Elect Jorge A. Uribe Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jacqueline K. Mgmt For For For
Barton
2 Elect Sandra J. Horning Mgmt For For For
3 Elect Kelly A. Kramer Mgmt For For For
4 Elect Kevin E. Lofton Mgmt For For For
5 Elect Harish Manwani Mgmt For For For
6 Elect Daniel P. O'Day Mgmt For For For
7 Elect Richard J. Mgmt For For For
Whitley
8 Elect Per Wold-Olsen Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
________________________________________________________________________________
GrafTech International Ltd.
Ticker Security ID: Meeting Date Meeting Status
EAF CUSIP 384313508 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian L. Acton Mgmt For For For
2 Elect David Gregory Mgmt For For For
3 Elect David J. Rintoul Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Graphic Packaging Holding Company
Ticker Security ID: Meeting Date Meeting Status
GPK CUSIP 388689101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael P. Doss Mgmt For For For
1.2 Elect Dean A. Mgmt For For For
Scarborough
1.3 Elect Larry M. Mgmt For For For
Venturelli
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
HCA Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCA CUSIP 40412C101 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas F. Frist Mgmt For For For
III
2 Elect Samuel N. Hazen Mgmt For For For
3 Elect Meg G. Crofton Mgmt For For For
4 Elect Robert J. Dennis Mgmt For For For
5 Elect Nancy-Ann DeParle Mgmt For For For
6 Elect William R. Frist Mgmt For For For
7 Elect Charles O. Mgmt For For For
Holliday,
Jr.
8 Elect Michael W. Mgmt For For For
Michelson
9 Elect Wayne J. Riley Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
13 Adoption of Right to Mgmt For For For
Call Special
Meetings
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Herbalife Nutrition Ltd.
Ticker Security ID: Meeting Date Meeting Status
HLF CUSIP G4412G101 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John O. Agwunobi Mgmt For For For
2 Elect James L. Nelson Mgmt For For For
3 Elect Richard H. Mgmt For For For
Carmona
4 Elect Jonathan Mgmt For For For
Christodoro
5 Elect Hunter C. Gary Mgmt For For For
6 Elect Nicholas F. Mgmt For For For
Graziano
7 Elect Alan LeFevre Mgmt For For For
8 Elect Jesse A. Lynn Mgmt For For For
9 Elect Juan Miguel Mgmt For For For
Mendoza
10 Elect Michael Mgmt For For For
Montelongo
11 Elect Maria Otero Mgmt For For For
12 Elect Margarita Mgmt For For For
Palau-Hernandez
13 Elect John Tartol Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment Regarding Mgmt For For For
the Elimination of
the Casting
Vote
16 Amendment Regarding Mgmt For For For
Changing
Responsibilities of
the Chair and Lead
Director
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hewlett Packard Enterprise Company
Ticker Security ID: Meeting Date Meeting Status
HPE CUSIP 42824C109 04/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel Ammann Mgmt For For For
2 Elect Pamela L. Carter Mgmt For For For
3 Elect Jean M. Hobby Mgmt For For For
4 Elect George R. Kurtz Mgmt For For For
5 Elect Raymond J. Lane Mgmt For For For
6 Elect Ann M. Livermore Mgmt For For For
7 Elect Antonio F. Neri Mgmt For For For
8 Elect Charles H. Noski Mgmt For For For
9 Elect Raymond E. Ozzie Mgmt For For For
10 Elect Gary M. Reiner Mgmt For For For
11 Elect Patricia F. Russo Mgmt For For For
12 Elect Lip-Bu Tan Mgmt For For For
13 Elect Mary Agnes Mgmt For For For
Wilderotter
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
Hilton Grand Vacations Inc.
Ticker Security ID: Meeting Date Meeting Status
HGV CUSIP 43283X105 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Wang Mgmt For For For
1.2 Elect Leonard A. Potter Mgmt For For For
1.3 Elect Brenda J. Bacon Mgmt For For For
1.4 Elect David W. Johnson Mgmt For For For
1.5 Elect Mark H. Lazarus Mgmt For For For
1.6 Elect Pamela H. Patsley Mgmt For For For
1.7 Elect Paul W. Whetsell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anne-Marie N. Mgmt For For For
Ainsworth
2 Elect Douglas Y. Bech Mgmt For For For
3 Elect Anna C. Catalano Mgmt For For For
4 Elect Leldon E. Echols Mgmt For For For
5 Elect Michael C. Mgmt For For For
Jennings
6 Elect R. Craig Knocke Mgmt For For For
7 Elect Robert J. Mgmt For For For
Kostelnik
8 Elect James H. Lee Mgmt For For For
9 Elect Franklin Myers Mgmt For For For
10 Elect Michael E. Rose Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of the 2020 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
Hologic, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOLX CUSIP 436440101 03/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen P. Mgmt For For For
MacMillan
1.2 Elect Sally Crawford Mgmt For For For
1.3 Elect Charles J. Mgmt For For For
Dockendorff
1.4 Elect Scott T. Garrett Mgmt For For For
1.5 Elect Ludwig N. Hantson Mgmt For For For
1.6 Elect Namal Nawana Mgmt For For For
1.7 Elect Christina Mgmt For For For
Stamoulis
1.8 Elect Amy M. Wendell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Darius Adamczyk Mgmt For For For
2 Elect Duncan B. Angove Mgmt For For For
3 Elect William S. Ayer Mgmt For For For
4 Elect Kevin Burke Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Linnet F. Deily Mgmt For For For
7 Elect Deborah Flint Mgmt For For For
8 Elect Judd Gregg Mgmt For For For
9 Elect Clive Hollick Mgmt For For For
10 Elect Grace D. Lieblein Mgmt For For For
11 Elect Raymond T. Mgmt For For For
Odierno
12 Elect George Paz Mgmt For For For
13 Elect Robin L. Mgmt For For For
Washington
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Horizon Therapeutics Public Limited Company
Ticker Security ID: Meeting Date Meeting Status
HZNP CUSIP G46188101 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gino Santini Mgmt For For For
2 Elect James S. Shannon Mgmt For For For
3 Elect Timothy P. Mgmt For For For
Walbert
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Authority to Mgmt For For For
Repurchase
Shares
7 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
8 Approval of the 2020 Mgmt For For For
Employee Share
Purchase
Plan
________________________________________________________________________________
HP Inc.
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 40434L105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Aida M. Alvarez Mgmt For For For
1.2 Elect Shumeet Banerji Mgmt For For For
1.3 Elect Robert R. Bennett Mgmt For For For
1.4 Elect Charles V. Bergh Mgmt For For For
1.5 Elect Stacy Mgmt For For For
Brown-Philpot
1.6 Elect Stephanie A. Mgmt For For For
Burns
1.7 Elect Mary Anne Citrino Mgmt For For For
1.8 Elect Richard L. Mgmt For For For
Clemmer
1.9 Elect Enrique Lores Mgmt For For For
1.10 Elect Yoky Matsuoka Mgmt For For For
1.11 Elect Stacey J. Mobley Mgmt For For For
1.12 Elect Subra Suresh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Employee Stock Mgmt For For For
Purchase
Plan
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Hudson Pacific Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HPP CUSIP 444097109 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Victor J. Coleman Mgmt For For For
2 Elect Theodore R. Mgmt For For For
Antenucci
3 Elect Richard B. Fried Mgmt For For For
4 Elect Jonathan M. Mgmt For For For
Glaser
5 Elect Robert L. Harris Mgmt For For For
6 Elect Christy Haubegger Mgmt For For For
7 Elect Mark D. Linehan Mgmt For For For
8 Elect Robert M. Moran Mgmt For For For
9 Elect Barry A. Porter Mgmt For For For
10 Elect Andrea L. Wong Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Humana Inc.
Ticker Security ID: Meeting Date Meeting Status
HUM CUSIP 444859102 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kurt J. Hilzinger Mgmt For For For
2 Elect Frank J. Mgmt For For For
Bisignano
3 Elect Bruce D. Mgmt For For For
Broussard
4 Elect Frank A. D'Amelio Mgmt For For For
5 Elect W. Roy Dunbar Mgmt For For For
6 Elect Wayne A.I. Mgmt For For For
Frederick
7 Elect John W. Garratt Mgmt For For For
8 Elect David A. Jones Mgmt For For For
Jr.
9 Elect Karen W. Katz Mgmt For For For
10 Elect William J. Mgmt For For For
McDonald
11 Elect James J. O'Brien Mgmt For For For
12 Elect Marissa T. Mgmt For For For
Peterson
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Huntsman Corporation
Ticker Security ID: Meeting Date Meeting Status
HUN CUSIP 447011107 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter R. Huntsman Mgmt For For For
2 Elect Nolan D. Mgmt For For For
Archibald
3 Elect Mary C. Beckerle Mgmt For For For
4 Elect M. Anthony Burns Mgmt For For For
5 Elect Daniele Ferrari Mgmt For For For
6 Elect Robert J. Mgmt For For For
Margetts
7 Elect Wayne A. Reaud Mgmt For For For
8 Elect Jan E. Tighe Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
IAA, Inc.
Ticker Security ID: Meeting Date Meeting Status
IAA CUSIP 449253103 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Kett Mgmt For For For
2 Elect Peter H. Kamin Mgmt For For For
3 Elect Lynn Joliffe Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ingredion Incorporated
Ticker Security ID: Meeting Date Meeting Status
INGR CUSIP 457187102 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Luis Mgmt For For For
Aranguren-Trellez
2 Elect David B. Fischer Mgmt For For For
3 Elect Paul Hanrahan Mgmt For For For
4 Elect Rhonda L. Jordan Mgmt For For For
5 Elect Gregory B. Kenny Mgmt For For For
6 Elect Barbara A. Klein Mgmt For For For
7 Elect Victoria J. Reich Mgmt For For For
8 Elect Stephan B. Tanda Mgmt For For For
9 Elect Jorge A. Uribe Mgmt For For For
10 Elect Dwayne A. Wilson Mgmt For For For
11 Elect James Zallie Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James J. Goetz Mgmt For For For
2 Elect Alyssa Henry Mgmt For For For
3 Elect Omar Ishrak Mgmt For For For
4 Elect Risa Mgmt For For For
Lavizzo-Mourey
5 Elect Tsu-Jae King Liu Mgmt For For For
6 Elect Gregory D. Smith Mgmt For For For
7 Elect Robert H. Swan Mgmt For For For
8 Elect Andrew Wilson Mgmt For For For
9 Elect Frank D. Yeary Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2006 Mgmt For For For
Employee Stock
Purchase
Plan
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity
Report
________________________________________________________________________________
Intercontinental Exchange, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICE CUSIP 45866F104 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon Y. Bowen Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Duriya M. Mgmt For For For
Farooqui
4 Elect Jean-Marc Forneri Mgmt For For For
5 Elect Lord Hague of Mgmt For For For
Richmond
6 Elect Fred W. Hatfield Mgmt For For For
7 Elect Thomas E. Noonan Mgmt For For For
8 Elect Frederic V. Mgmt For For For
Salerno
9 Elect Jeffrey C. Mgmt For For For
Sprecher
10 Elect Judith A. Mgmt For For For
Sprieser
11 Elect Vincent S. Tese Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Buberl Mgmt For For For
2 Elect Michael L. Eskew Mgmt For For For
3 Elect David N. Farr Mgmt For For For
4 Elect Alex Gorsky Mgmt For For For
5 Elect Michelle Howard Mgmt For For For
6 Elect Arvind Krishna Mgmt For For For
7 Elect Andrew N. Liveris Mgmt For For For
8 Elect F. William Mgmt For For For
McNabb,
III
9 Elect Martha E. Pollack Mgmt For For For
10 Elect Virginia M. Mgmt For For For
Rometty
11 Elect Joseph R. Swedish Mgmt For For For
12 Elect Sidney Taurel Mgmt For Against Against
13 Elect Peter R. Voser Mgmt For For For
14 Elect Frederick H. Mgmt For For For
Waddell
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Shareholder
Ability to Remove
Directors
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Invitation Homes Inc.
Ticker Security ID: Meeting Date Meeting Status
INVH CUSIP 46187W107 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bryce Blair Mgmt For For For
1.2 Elect Dallas B. Tanner Mgmt For For For
1.3 Elect Jana Cohen Barbe Mgmt For For For
1.4 Elect Richard D. Mgmt For For For
Bronson
1.5 Elect Michael D. Mgmt For For For
Fascitelli
1.6 Elect Jeffrey E. Kelter Mgmt For For For
1.7 Elect Joseph D. Mgmt For For For
Margolis
1.8 Elect John B. Rhea Mgmt For For For
1.9 Elect J. Heidi Roizen Mgmt For For For
1.10 Elect Janice L. Sears Mgmt For For For
1.11 Elect William J. Stein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ITT Inc.
Ticker Security ID: Meeting Date Meeting Status
ITT CUSIP 45073V108 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Orlando D. Mgmt For For For
Ashford
2 Elect Geraud Darnis Mgmt For For For
3 Elect Don DeFosset, Jr. Mgmt For For For
4 Elect Nicholas C. Mgmt For For For
Fanandakis
5 Elect Richard P. Lavin Mgmt For For For
6 Elect Mario Longhi Mgmt For For For
7 Elect Rebecca A. Mgmt For For For
McDonald
8 Elect Timothy H. Powers Mgmt For For For
9 Elect Luca Savi Mgmt For For For
10 Elect Cheryl L. Shavers Mgmt For For For
11 Elect Sabrina Soussan Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Jabil Inc.
Ticker Security ID: Meeting Date Meeting Status
JBL CUSIP 466313103 01/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anousheh Ansari Mgmt For For For
1.2 Elect Martha F. Brooks Mgmt For For For
1.3 Elect Christopher S. Mgmt For For For
Holland
1.4 Elect Timothy L. Main Mgmt For For For
1.5 Elect Mark T. Mondello Mgmt For For For
1.6 Elect John C. Plant Mgmt For For For
1.7 Elect Steven A. Raymund Mgmt For For For
1.8 Elect Thomas A. Sansone Mgmt For For For
1.9 Elect David M. Stout Mgmt For For For
1.10 Elect Kathleen A. Mgmt For For For
Walters
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary C. Beckerle Mgmt For For For
2 Elect D. Scott Davis Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Jennifer A. Mgmt For For For
Doudna
5 Elect Alex Gorsky Mgmt For For For
6 Elect Marillyn A. Mgmt For For For
Hewson
7 Elect Hubert Joly Mgmt For For For
8 Elect Mark B. McClellan Mgmt For For For
9 Elect Anne M. Mulcahy Mgmt For For For
10 Elect Charles Prince Mgmt For For For
11 Elect A. Eugene Mgmt For For For
Washington
12 Elect Mark A. Mgmt For For For
Weinberger
13 Elect Ronald A. Mgmt For For For
Williams
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Removal of Directors Mgmt For For For
Without
Cause
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
18 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Report on
Response to Opioid
Epidemic
________________________________________________________________________________
Johnson Controls International plc
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP G51502105 03/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jean S. Blackwell Mgmt For For For
2 Elect Pierre E. Cohade Mgmt For For For
3 Elect Michael E. Mgmt For For For
Daniels
4 Elect Juan Pablo del Mgmt For For For
Valle
Perochena
5 Elect W. Roy Dunbar Mgmt For For For
6 Elect Gretchen R. Mgmt For For For
Haggerty
7 Elect Simone Menne Mgmt For For For
8 Elect George R. Oliver Mgmt For For For
9 Elect Carl Jurgen Mgmt For For For
Tinggren
10 Elect Mark P. Vergnano Mgmt For For For
11 Elect R. David Yost Mgmt For For For
12 Elect John D. Young Mgmt For For For
13 Ratification of Mgmt For For For
PricewaterhouseCoopers
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Set Price Mgmt For For For
Range for Re-Issuance
of Treasury
Shares
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda B. Bammann Mgmt For For For
2 Elect Stephen B. Burke Mgmt For For For
3 Elect Todd A. Combs Mgmt For For For
4 Elect James S. Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Timothy P. Flynn Mgmt For For For
7 Elect Mellody Hobson Mgmt For For For
8 Elect Michael A. Neal Mgmt For For For
9 Elect Lee R. Raymond Mgmt For For For
10 Elect Virginia M. Mgmt For For For
Rometty
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Oil Sands
and Arctic Oil and
Gas Reputational Risk
Report
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Aligning
GHG Reductions with
Paris
Agreement
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
Disclosure
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity
Report
________________________________________________________________________________
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephanie A. Mgmt For For For
Burns
2 Elect Steve A. Mgmt For For For
Cahillane
3 Elect Richard W. Mgmt For For For
Dreiling
4 Elect La June Mgmt For For For
Montgomery
Tabron
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
8 Repeal of Classified Mgmt For For For
Board
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Knight-Swift Transportation Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
KNX CUSIP 499049104 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Jackson Mgmt For For For
1.2 Elect Kevin P. Knight Mgmt For For For
1.3 Elect Roberta Roberts Mgmt For For For
Shank
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Amendment to the 2014 Mgmt For For For
Omnibus
Plan
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Kohl's Corporation
Ticker Security ID: Meeting Date Meeting Status
KSS CUSIP 500255104 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Bender Mgmt For For For
2 Elect Peter Boneparth Mgmt For For For
3 Elect Steven A. Burd Mgmt For For For
4 Elect Yael Cosset Mgmt For For For
5 Elect H. Charles Floyd Mgmt For For For
6 Elect Michelle D. Gass Mgmt For For For
7 Elect Jonas Prising Mgmt For For For
8 Elect John E. Schlifske Mgmt For For For
9 Elect Adrianne Shapira Mgmt For For For
10 Elect Frank V. Sica Mgmt For For For
11 Elect Stephanie A. Mgmt For For For
Streeter
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
________________________________________________________________________________
Kosmos Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
KOS CUSIP 500688106 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew G. Inglis Mgmt For For For
2 Elect Richard B. Mgmt For For For
Dearlove
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
L3Harris Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LHX CUSIP 502431109 10/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sallie B. Bailey Mgmt For For For
2 Elect William M. Brown Mgmt For For For
3 Elect Peter W. Mgmt For For For
Chiarelli
4 Elect Thomas A. Mgmt For For For
Corcoran
5 Elect Thomas A. Dattilo Mgmt For For For
6 Elect Roger Fradin Mgmt For For For
7 Elect Lewis Hay III Mgmt For For For
8 Elect Lewis Kramer Mgmt For For For
9 Elect Christopher E. Mgmt For For For
Kubasik
10 Elect Rita S. Lane Mgmt For For For
11 Elect Robert B. Millard Mgmt For For For
12 Elect Lloyd W. Newton Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lam Research Corporation
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 512807108 11/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sohail U. Ahmed Mgmt For For For
1.2 Elect Timothy M. Archer Mgmt For For For
1.3 Elect Eric K. Brandt Mgmt For For For
1.4 Elect Michael R. Cannon Mgmt For For For
1.5 Elect Youssef A. Mgmt For For For
El-Mansy
1.6 Elect Catherine P. Lego Mgmt For For For
1.7 Elect Bethany J. Mayer Mgmt For For For
1.8 Elect Abhijit Y. Mgmt For For For
Talwalkar
1.9 Elect Rick Lih-Shyng Mgmt For For For
TSAI
1.10 Elect Leslie F. Varon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lamb Weston Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LW CUSIP 513272104 09/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Bensen Mgmt For For For
2 Elect Charles A. Blixt Mgmt For For For
3 Elect Andre J. Hawaux Mgmt For For For
4 Elect William G. Mgmt For For For
Jurgensen
5 Elect Thomas P. Maurer Mgmt For For For
6 Elect Hala G. Moddelmog Mgmt For For For
7 Elect Maria Renna Mgmt For For For
Sharpe
8 Elect Thomas P. Werner Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Pesticide
Reporting
________________________________________________________________________________
Leggett & Platt, Incorporated
Ticker Security ID: Meeting Date Meeting Status
LEG CUSIP 524660107 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Blinn Mgmt For For For
2 Elect Robert E. Brunner Mgmt For For For
3 Elect Mary Campbell Mgmt For For For
4 Elect J. Mitchell Mgmt For For For
Dolloff
5 Elect Manuel A. Mgmt For For For
Fernandez
6 Elect Karl G. Glassman Mgmt For For For
7 Elect Joseph W. Mgmt For For For
McClanathan
8 Elect Judy C. Odom Mgmt For For For
9 Elect Srikanth Mgmt For For For
Padmanabhan
10 Elect Jai Shah Mgmt For For For
11 Elect Phoebe A. Wood Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Mgmt For For For
Flexible Stock
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lennar Corporation
Ticker Security ID: Meeting Date Meeting Status
LEN CUSIP 526057104 04/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rick Beckwitt Mgmt For For For
2 Elect Irving Bolotin Mgmt For For For
3 Elect Steven L. Gerard Mgmt For Against Against
4 Elect Theron I. Gilliam Mgmt For Against Against
5 Elect Sherrill W. Mgmt For Against Against
Hudson
6 Elect Jonathan M. Jaffe Mgmt For For For
7 Elect Sidney Lapidus Mgmt For For For
8 Elect Teri P. McClure Mgmt For Against Against
9 Elect Stuart A. Miller Mgmt For For For
10 Elect Armando J. Mgmt For For For
Olivera
11 Elect Jeffrey Mgmt For For For
Sonnenfeld
12 Elect Scott D. Stowell Mgmt For Against Against
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Liberty Media Corporation
Ticker Security ID: Meeting Date Meeting Status
FWONA CUSIP 531229409 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Evan D. Malone Mgmt For For For
1.2 Elect David E. Rapley Mgmt For For For
1.3 Elect Larry E. Romrell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lincoln National Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Deirdre P. Mgmt For For For
Connelly
2 Elect William H. Mgmt For For For
Cunningham
3 Elect Dennis R. Glass Mgmt For For For
4 Elect George W. Mgmt For For For
Henderson,
III
5 Elect Eric G. Johnson Mgmt For For For
6 Elect Gary C. Kelly Mgmt For For For
7 Elect M. Leanne Lachman Mgmt For For For
8 Elect Michael F. Mee Mgmt For For For
9 Elect Patrick S. Mgmt For For For
Pittard
10 Elect Lynn M. Utter Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Approval of the 2020 Mgmt For For For
Incentive
Compensation
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
LKQ Corporation
Ticker Security ID: Meeting Date Meeting Status
LKQ CUSIP 501889208 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick Berard Mgmt For For For
2 Elect Meg A. Divitto Mgmt For For For
3 Elect Robert M. Hanser Mgmt For For For
4 Elect Joseph M. Holsten Mgmt For For For
5 Elect Blythe J. Mgmt For For For
McGarvie
6 Elect John Mendel Mgmt For For For
7 Elect Jody G. Miller Mgmt For For For
8 Elect John F. O'Brien Mgmt For For For
9 Elect Guhan Subramanian Mgmt For For For
10 Elect Xavier Urbain Mgmt For For For
11 Elect Dominick P. Mgmt For For For
Zarcone
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lyft, Inc.
Ticker Security ID: Meeting Date Meeting Status
LYFT CUSIP 55087P104 06/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Logan D. Green Mgmt For For For
1.2 Elect Ann Miura-Ko Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
LyondellBasell Industries N.V.
Ticker Security ID: Meeting Date Meeting Status
LYB CUSIP N53745100 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jacques Aigrain Mgmt For For For
2 Elect Lincoln Benet Mgmt For For For
3 Elect Jagjeet S. Bindra Mgmt For For For
4 Elect Robin Buchanan Mgmt For For For
5 Elect Stephen F. Cooper Mgmt For For For
6 Elect Nance K. Dicciani Mgmt For For For
7 Elect Claire S. Farley Mgmt For For For
8 Elect Isabella D. Goren Mgmt For For For
9 Elect Michael S. Hanley Mgmt For For For
10 Elect Albert Manifold Mgmt For For For
11 Elect Bhavesh V. Patel Mgmt For For For
12 Discharge of Directors Mgmt For For For
from
Liability
13 Adoption of Dutch Mgmt For For For
Statutory Annual
Accounts for
2019
14 Appointment of Mgmt For For For
Pricewaterhousecoopers
Accountants N.V. as
the Auditor of Dutch
Statutory Annual
Accounts
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification and Mgmt For For For
Approval of
Dividends
18 Authorization to Mgmt For For For
Repurchase
Shares
19 Cancellation of Shares Mgmt For For For
________________________________________________________________________________
LyondellBasell Industries N.V.
Ticker Security ID: Meeting Date Meeting Status
LYB CUSIP N53745100 09/12/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Cancellation of Shares Mgmt For For For
________________________________________________________________________________
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Steven A. Davis Mgmt For For For
3 Elect J. Michael Stice Mgmt For For For
4 Elect John P. Surma Mgmt For For For
5 Elect Susan Tomasky Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Shareholder Proposal ShrHoldr For For For
Regarding Simple
Majority
Vote
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive Pay
to Community
Impact
________________________________________________________________________________
Marsh & McLennan Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMC CUSIP 571748102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Oscar Fanjul Mgmt For For For
Martin
3 Elect Daniel S. Glaser Mgmt For For For
4 Elect H. Edward Hanway Mgmt For For For
5 Elect Deborah C. Mgmt For For For
Hopkins
6 Elect Tamara Ingram Mgmt For For For
7 Elect Jane H. Lute Mgmt For For For
8 Elect Steven A. Mills Mgmt For For For
9 Elect Bruce P. Nolop Mgmt For For For
10 Elect Marc D. Oken Mgmt For For For
11 Elect Morton O. Mgmt For For For
Schapiro
12 Elect Lloyd M. Yates Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Approval of the 2020 Mgmt For For For
Incentive and Stock
Award
Plan
________________________________________________________________________________
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd H. Dean Mgmt For For For
2 Elect Robert A. Eckert Mgmt For For For
3 Elect Catherine Mgmt For For For
Engelbert
4 Elect Margaret H. Mgmt For For For
Georgiadis
5 Elect Enrique Mgmt For For For
Hernandez,
Jr.
6 Elect Christopher Mgmt For For For
Kempczinski
7 Elect Richard H. Lenny Mgmt For For For
8 Elect John Mulligan Mgmt For For For
9 Elect Sheila A. Penrose Mgmt For For For
10 Elect John W. Rogers, Mgmt For For For
Jr.
11 Elect Paul S. Walsh Mgmt For For For
12 Elect Miles D. White Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2012 Mgmt For For For
Omnibus Stock
Ownership
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
________________________________________________________________________________
MDU Resources Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDU CUSIP 552690109 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Everist Mgmt For For For
2 Elect Karen B. Fagg Mgmt For For For
3 Elect David L. Goodin Mgmt For For For
4 Elect Mark A. Mgmt For For For
Hellerstein
5 Elect Dennis W. Johnson Mgmt For For For
6 Elect Patricia L. Moss Mgmt For For For
7 Elect Edward A Ryan Mgmt For For For
8 Elect David Sparby Mgmt For For For
9 Elect Chenxi Wang Mgmt For For For
10 Elect John K. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Medtronic Plc
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP G5960L103 12/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard H. Mgmt For For For
Anderson
2 Elect Craig Arnold Mgmt For For For
3 Elect Scott C. Donnelly Mgmt For For For
4 Elect Andrea J. Mgmt For For For
Goldsmith
5 Elect Randall J. Mgmt For For For
Hogan,
III
6 Elect Omar Ishrak Mgmt For For For
7 Elect Michael O. Mgmt For For For
Leavitt
8 Elect James T. Lenehan Mgmt For For For
9 Elect Geoffrey Straub Mgmt For For For
Martha
10 Elect Elizabeth G. Mgmt For For For
Nabel
11 Elect Denise M. O'Leary Mgmt For For For
12 Elect Kendall J. Powell Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Mary Ellen Coe Mgmt For For For
4 Elect Pamela J. Craig Mgmt For For For
5 Elect Kenneth C. Mgmt For For For
Frazier
6 Elect Thomas H. Glocer Mgmt For For For
7 Elect Risa Mgmt For For For
Lavizzo-Mourey
8 Elect Paul B. Rothman Mgmt For For For
9 Elect Patricia F. Russo Mgmt For For For
10 Elect Christine E. Mgmt For For For
Seidman
11 Elect Inge G. Thulin Mgmt For For For
12 Elect Kathy J. Warden Mgmt For For For
13 Elect Peter C. Wendell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Tax Savings as a
Result of the Tax Cut
and Jobs
Act
________________________________________________________________________________
Mercury General Corporation
Ticker Security ID: Meeting Date Meeting Status
MCY CUSIP 589400100 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Joseph Mgmt For For For
1.2 Elect Martha E. Marcon Mgmt For For For
1.3 Elect Joshua E. Little Mgmt For For For
1.4 Elect Gabriel Tirador Mgmt For For For
1.5 Elect James G. Ellis Mgmt For For For
1.6 Elect George G. Mgmt For For For
Braunegg
1.7 Elect Ramona L. Mgmt For For For
Cappello
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl W. Grise Mgmt For For For
2 Elect Carlos M. Mgmt For For For
Gutierrez
3 Elect Gerald L. Hassell Mgmt For For For
4 Elect David L. Herzog Mgmt For For For
5 Elect R. Glenn Hubbard Mgmt For For For
6 Elect Edward J. Kelly, Mgmt For For For
III
7 Elect William E. Mgmt For For For
Kennard
8 Elect Michel A. Khalaf Mgmt For For For
9 Elect Catherine R. Mgmt For For For
Kinney
10 Elect Diana McKenzie Mgmt For For For
11 Elect Denise M. Mgmt For For For
Morrison
12 Elect Mark A. Mgmt For For For
Weinberger
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MGIC Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
MTG CUSIP 552848103 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel A. Mgmt For For For
Arrigoni
1.2 Elect C. Edward Chaplin Mgmt For For For
1.3 Elect Curt S. Culver Mgmt For For For
1.4 Elect Jay C. Hartzell Mgmt For For For
1.5 Elect Timothy A. Holt Mgmt For For For
1.6 Elect Kenneth M. Mgmt For For For
Jastrow
II
1.7 Elect Jodeen A. Kozlak Mgmt For For For
1.8 Elect Michael E. Lehman Mgmt For For For
1.9 Elect Melissa B. Lora Mgmt For For For
1.10 Elect Timothy J. Mattke Mgmt For For For
1.11 Elect Gary A. Poliner Mgmt For For For
1.12 Elect Sheryl L. Sculley Mgmt For For For
1.13 Elect Mark M. Zandi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Micron Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
MU CUSIP 595112103 01/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert L. Bailey Mgmt For For For
2 Elect Richard M. Beyer Mgmt For For For
3 Elect Steven J. Gomo Mgmt For For For
4 Elect Mary Pat McCarthy Mgmt For For For
5 Elect Sanjay Mehrotra Mgmt For For For
6 Elect Robert E. Switz Mgmt For For For
7 Elect MaryAnn Wright Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mondelez International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDLZ CUSIP 609207105 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis W.K. Booth Mgmt For For For
2 Elect Charles E. Bunch Mgmt For For For
3 Elect Debra A. Crew Mgmt For For For
4 Elect Lois D. Juliber Mgmt For For For
5 Elect Peter W. May Mgmt For For For
6 Elect Jorge S. Mesquita Mgmt For For For
7 Elect Fredric G. Mgmt For For For
Reynolds
8 Elect Christiana Smith Mgmt For For For
Shi
9 Elect Patrick T. Mgmt For For For
Siewert
10 Elect Michael A. Todman Mgmt For For For
11 Elect Jean-Francois M. Mgmt For For For
L. van
Boxmeer
12 Elect Dirk Van de Put Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Salary Considerations
When Setting
Executive
Compensation
________________________________________________________________________________
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elizabeth Corley Mgmt For For For
2 Elect Alistair Darling Mgmt For For For
3 Elect Thomas H. Glocer Mgmt For For For
4 Elect James P. Gorman Mgmt For For For
5 Elect Robert H. Herz Mgmt For For For
6 Elect Nobuyuki Hirano Mgmt For For For
7 Elect Stephen J. Luczo Mgmt For For For
8 Elect Jami Miscik Mgmt For For For
9 Elect Dennis M. Nally Mgmt For For For
10 Elect Takeshi Ogasawara Mgmt For For For
11 Elect Hutham S. Olayan Mgmt For For For
12 Elect Mary L. Schapiro Mgmt For For For
13 Elect Perry M. Traquina Mgmt For For For
14 Elect Rayford Wilkins, Mgmt For For For
Jr.
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Motorola Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
MSI CUSIP 620076307 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory Q. Brown Mgmt For For For
2 Elect Kenneth D. Denman Mgmt For For For
3 Elect Egon Durban Mgmt For For For
4 Elect Clayton M. Jones Mgmt For For For
5 Elect Judy C. Lewent Mgmt For For For
6 Elect Gregory K. Mondre Mgmt For For For
7 Elect Anne R. Mgmt For For For
Pramaggiore
8 Elect Joseph M. Tucci Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
National Fuel Gas Company
Ticker Security ID: Meeting Date Meeting Status
NFG CUSIP 636180101 03/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David H. Anderson Mgmt For For For
1.2 Elect David P. Bauer Mgmt For For For
1.3 Elect Barbara M. Mgmt For For For
Baumann
1.4 Elect Jeffrey W. Shaw Mgmt For For For
1.5 Elect Thomas E. Skains Mgmt For For For
1.6 Elect Ronald J. Tanski Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Declassification
________________________________________________________________________________
National Instruments Corporation
Ticker Security ID: Meeting Date Meeting Status
NATI CUSIP 636518102 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael E. Mgmt For For For
McGrath
1.2 Elect Alexander M. Mgmt For For For
Davern
2 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
National Retail Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNN CUSIP 637417106 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela K. M. Mgmt For For For
Beall
1.2 Elect Steven Cosler Mgmt For For For
1.3 Elect Don DeFosset, Jr. Mgmt For For For
1.4 Elect David M. Fick Mgmt For For For
1.5 Elect Edward J. Fritsch Mgmt For For For
1.6 Elect Kevin B. Habicht Mgmt For For For
1.7 Elect Betsy D. Holden Mgmt For For For
1.8 Elect Julian E. Mgmt For For For
Whitehurst
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NewMarket Corporation
Ticker Security ID: Meeting Date Meeting Status
NEU CUSIP 651587107 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phyllis L. Mgmt For For For
Cothran
2 Elect Mark M. Gambill Mgmt For For For
3 Elect Bruce C. Gottwald Mgmt For For For
4 Elect Thomas E. Mgmt For For For
Gottwald
5 Elect Patrick D. Hanley Mgmt For For For
6 Elect H. Hiter Harris, Mgmt For For For
III
7 Elect James E. Rogers Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newmont Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Bruce R. Brook Mgmt For For For
3 Elect J. Kofi Bucknor Mgmt For For For
4 Elect Maura J. Clark Mgmt For For For
5 Elect Matthew Coon Come Mgmt For For For
6 Elect Noreen Doyle Mgmt For For For
7 Elect Veronica M. Hagen Mgmt For For For
8 Elect Rene Medori Mgmt For For For
9 Elect Jane Nelson Mgmt For For For
10 Elect Thomas Palmer Mgmt For For For
11 Elect Julio M. Quintana Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NextEra Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEE CUSIP 65339F101 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect James L. Camaren Mgmt For For For
3 Elect Kenneth B. Dunn Mgmt For For For
4 Elect Naren K. Mgmt For For For
Gursahaney
5 Elect Kirk S. Hachigian Mgmt For For For
6 Elect Toni Jennings Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect David L. Porges Mgmt For For For
9 Elect James L. Robo Mgmt For For For
10 Elect Rudy E. Schupp Mgmt For For For
11 Elect John L. Skolds Mgmt For For For
12 Elect William H. Mgmt For For For
Swanson
13 Elect Darryl L. Wilson Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
NiSource Inc.
Ticker Security ID: Meeting Date Meeting Status
NI CUSIP 65473P105 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter A. Altabef Mgmt For For For
2 Elect Theodore H. Mgmt For For For
Bunting,
Jr.
3 Elect Eric L. Butler Mgmt For For For
4 Elect Aristides S. Mgmt For For For
Candris
5 Elect Wayne S. DeVeydt Mgmt For For For
6 Elect Joseph Hamrock Mgmt For For For
7 Elect Deborah A. Mgmt For For For
Henretta
8 Elect Deborah Hersman Mgmt For For For
9 Elect Michael E. Mgmt For For For
Jesanis
10 Elect Kevin T. Kabat Mgmt For For For
11 Elect Carolyn Y. Woo Mgmt For For For
12 Elect Lloyd M. Yates Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Norfolk Southern Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844108 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas D. Bell Mgmt For For For
Jr.
2 Elect Mitchell E. Mgmt For For For
Daniels,
Jr.
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect John C. Huffard, Mgmt For For For
Jr.
5 Elect Christopher T. Mgmt For For For
Jones
6 Elect Thomas C. Mgmt For For For
Kelleher
7 Elect Steven F. Leer Mgmt For For For
8 Elect Michael D. Mgmt For For For
Lockhart
9 Elect Amy E. Miles Mgmt For For For
10 Elect Claude Mongeau Mgmt For For For
11 Elect Jennifer F. Mgmt For For For
Scanlon
12 Elect James A. Squires Mgmt For For For
13 Elect John R. Thompson Mgmt For For For
14 Majority Vote for Mgmt For For For
Amendments to
Articles
15 Majority Vote for Mgmt For For For
Approval of Mergers
and Other Corporate
Transactions
16 Majority Vote for Mgmt For For For
Redomestication and
Other
Transactions
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Northern Trust Corporation
Ticker Security ID: Meeting Date Meeting Status
NTRS CUSIP 665859104 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda Walker Mgmt For For For
Bynoe
2 Elect Susan Crown Mgmt For For For
3 Elect Dean M. Harrison Mgmt For For For
4 Elect Jay L. Henderson Mgmt For For For
5 Elect Marcy S. Klevorn Mgmt For For For
6 Elect Siddharth N. Mgmt For For For
Mehta
7 Elect Michael G. Mgmt For Against Against
O'Grady
8 Elect Jose Luis Prado Mgmt For For For
9 Elect Thomas E. Mgmt For For For
Richards
10 Elect Martin P. Slark Mgmt For For For
11 Elect David H. B. Mgmt For For For
Smith,
Jr.
12 Elect Donald Thompson Mgmt For For For
13 Elect Charles A. Mgmt For For For
Tribbett
III
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NRG Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NRG CUSIP 629377508 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Antonio Carrillo Mgmt For For For
3 Elect Matthew Carter, Mgmt For For For
Jr.
4 Elect Lawrence S. Coben Mgmt For For For
5 Elect Heather Cox Mgmt For For For
6 Elect Mauricio Mgmt For For For
Gutierrez
7 Elect Paul W. Hobby Mgmt For For For
8 Elect Alexandra Pruner Mgmt For For For
9 Elect Anne C. Mgmt For For For
Schaumburg
10 Elect Thomas H. Mgmt For For For
Weidemeyer
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nuance Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
NUAN CUSIP 67020Y100 01/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Benjamin Mgmt For For For
1.2 Elect Daniel Brennan Mgmt For For For
1.3 Elect Lloyd A. Carney Mgmt For For For
1.4 Elect Thomas D. Ebling Mgmt For For For
1.5 Elect Robert J. Mgmt For For For
Finocchio
1.6 Elect Laura S. Kaiser Mgmt For For For
1.7 Elect Michal Katz Mgmt For For For
1.8 Elect Mark R. Laret Mgmt For For For
1.9 Elect Sanjay Vaswani Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Stock
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
nVent Electric plc
Ticker Security ID: Meeting Date Meeting Status
NVT CUSIP G6700G107 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian M. Baldwin Mgmt For For For
2 Elect Jerry W. Burris Mgmt For For For
3 Elect Susan M. Cameron Mgmt For For For
4 Elect Michael L. Ducker Mgmt For For For
5 Elect Randall J. Mgmt For For For
Hogan,
III
6 Elect Ronald L. Mgmt For For For
Merriman
7 Elect Nicola T. Palmer Mgmt For For For
8 Elect Herbert K. Parker Mgmt For For For
9 Elect Beth Wozniak Mgmt For For For
10 Elect Jacqueline Wright Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2018 Mgmt For For For
Omnibus Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Authorize the Price Mgmt For For For
Range at which the
Company
can
Re-allot Treasury
Shares
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 12/31/2019 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Revoke Request to Fix Mgmt For Against Against
a Record Date for a
Planned Consent
Solicitation by
Icahn
________________________________________________________________________________
Old Dominion Freight Line, Inc.
Ticker Security ID: Meeting Date Meeting Status
ODFL CUSIP 679580100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sherry A. Aaholm Mgmt For For For
1.2 Elect Earl E. Congdon Mgmt For For For
1.3 Elect David S. Congdon Mgmt For For For
1.4 Elect John R. Congdon, Mgmt For For For
Jr.
1.5 Elect Bradley R. Mgmt For For For
Gabosch
1.6 Elect Greg C. Gantt Mgmt For For For
1.7 Elect Patrick D. Hanley Mgmt For For For
1.8 Elect John D. Kasarda Mgmt For For For
1.9 Elect Wendy T. Mgmt For For For
Stallings
1.10 Elect Leo H. Suggs Mgmt For For For
1.11 Elect D. Michael Wray Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase in Authorized Mgmt For For For
Common
Stock
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Omnicom Group Inc.
Ticker Security ID: Meeting Date Meeting Status
OMC CUSIP 681919106 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Wren Mgmt For For For
2 Elect Mary C. Choksi Mgmt For For For
3 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
4 Elect Susan S. Denison Mgmt For For For
5 Elect Ronnie S. Hawkins Mgmt For For For
6 Elect Deborah J. Mgmt For For For
Kissire
7 Elect Gracia C. Martore Mgmt For For For
8 Elect Linda Johnson Mgmt For For For
Rice
9 Elect Valerie M. Mgmt For For For
Williams
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
OneMain Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMF CUSIP 68268W103 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jay N. Levine Mgmt For Withhold Against
1.2 Elect Roy A. Guthrie Mgmt For Withhold Against
1.3 Elect Peter B. Sinensky Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oshkosh Corporation
Ticker Security ID: Meeting Date Meeting Status
OSK CUSIP 688239201 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith J. Allman Mgmt For For For
1.2 Elect Wilson R. Jones Mgmt For For For
1.3 Elect Tyrone M. Jordan Mgmt For For For
1.4 Elect Kimberley Mgmt For For For
Metcalf-Kupres
1.5 Elect Stephen D. Newlin Mgmt For For For
1.6 Elect Raymond T. Mgmt For For For
Odierno
1.7 Elect Craig P. Omtvedt Mgmt For For For
1.8 Elect Duncan J. Palmer Mgmt For For For
1.9 Elect Sandra E. Rowland Mgmt For For For
1.10 Elect John S. Shiely Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
OUTFRONT Media Inc.
Ticker Security ID: Meeting Date Meeting Status
OUT CUSIP 69007J106 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeremy J. Male Mgmt For For For
2 Elect Joseph H. Wender Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Owens Corning
Ticker Security ID: Meeting Date Meeting Status
OC CUSIP 690742101 04/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian D. Chambers Mgmt For For For
2 Elect Eduardo E. Mgmt For For For
Cordeiro
3 Elect Adrienne D. Mgmt For For For
Elsner
4 Elect J. Brian Ferguson Mgmt For For For
5 Elect Ralph F. Hake Mgmt For For For
6 Elect Edward F. Mgmt For For For
Lonergan
7 Elect Maryann T. Mannen Mgmt For For For
8 Elect W. Howard Morris Mgmt For For For
9 Elect Suzanne P. Mgmt For For For
Nimocks
10 Elect John D. Williams Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
PACCAR Inc
Ticker Security ID: Meeting Date Meeting Status
PCAR CUSIP 693718108 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark C. Pigott Mgmt For For For
2 Elect Alison J. Mgmt For For For
Carnwath
3 Elect Franklin L. Feder Mgmt For For For
4 Elect R. Preston Feight Mgmt For For For
5 Elect Beth E. Ford Mgmt For For For
6 Elect Kirk S. Hachigian Mgmt For For For
7 Elect Roderick C. Mgmt For For For
McGeary
8 Elect John M. Pigott Mgmt For For For
9 Elect Mark A. Schulz Mgmt For For For
10 Elect Gregory M. Mgmt For For For
Spierkel
11 Elect Charles R. Mgmt For For For
Williamson
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to Mgmt For For For
Certificate of
Incorporation to
Confirm Special
Meeting
Rights
14 Shareholder Proposal ShrHoldr Against Against For
Regard Right to Act
By Written
Consent
________________________________________________________________________________
Pacwest Bancorp
Ticker Security ID: Meeting Date Meeting Status
PACW CUSIP 695263103 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tanya M. Acker Mgmt For For For
2 Elect Paul R. Burke Mgmt For For For
3 Elect Craig A. Carlson Mgmt For For For
4 Elect John M. Eggemeyer Mgmt For For For
5 Elect C. William Hosler Mgmt For For For
6 Elect Susan E. Lester Mgmt For For For
7 Elect Arnold W. Messer Mgmt For For For
8 Elect Roger H. Molvar Mgmt For For For
9 Elect James J. Mgmt For For For
Pieczynski
10 Elect Daniel B. Platt Mgmt For For For
11 Elect Robert A. Stine Mgmt For For For
12 Elect Matthew P. Wagner Mgmt For For For
13 Elect Mark T. Yung Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Paramount Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGRE CUSIP 69924R108 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Albert Behler Mgmt For For For
2 Elect Thomas Armbrust Mgmt For For For
3 Elect Martin Bussman Mgmt For For For
4 Elect Colin Dyer Mgmt For For For
5 Elect Karin Klein Mgmt For For For
6 Elect Peter Linneman Mgmt For For For
7 Elect Katharina Mgmt For For For
Otto-Bernstein
8 Elect Mark R. Patterson Mgmt For For For
9 Elect Gregory S. Wright Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PBF Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
PBF CUSIP 69318G106 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Nimbley Mgmt For For For
2 Elect Spencer Abraham Mgmt For For For
3 Elect Wayne A. Budd Mgmt For For For
4 Elect Karen Davis Mgmt For For For
5 Elect S. Eugene Edwards Mgmt For For For
6 Elect William E. Hantke Mgmt For For For
7 Elect Edward F. Kosnik Mgmt For For For
8 Elect Robert J. Lavinia Mgmt For For For
9 Elect Kimberly S. Lubel Mgmt For For For
10 Elect George E. Ogden Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shona L. Brown Mgmt For For For
2 Elect Cesar Conde Mgmt For For For
3 Elect Ian M. Cook Mgmt For For For
4 Elect Dina Dublon Mgmt For For For
5 Elect Richard W. Fisher Mgmt For For For
6 Elect Michelle D. Gass Mgmt For For For
7 Elect Ramon L. Laguarta Mgmt For For For
8 Elect David C. Page Mgmt For For For
9 Elect Robert C. Pohlad Mgmt For For For
10 Elect Daniel L. Vasella Mgmt For For For
11 Elect Darren Walker Mgmt For For For
12 Elect Alberto Weisser Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald E. Mgmt For For For
Blaylock
2 Elect Albert Bourla Mgmt For For For
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Scott Gottlieb Mgmt For For For
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect Susan Hockfield Mgmt For For For
8 Elect James M. Kilts Mgmt For For For
9 Elect Dan R. Littman Mgmt For For For
10 Elect Shantanu Narayen Mgmt For For For
11 Elect Suzanne Nora Mgmt For For For
Johnson
12 Elect James Quincey Mgmt For For For
13 Elect James C. Smith Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder proposal ShrHoldr Against Against For
regarding right to
act by written
consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
21 Elect Susan Mgmt For For For
Desmond-Hellmann
________________________________________________________________________________
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andre Mgmt For For For
Calantzopoulos
2 Elect Louis C. Mgmt For For For
Camilleri
3 Elect Werner Geissler Mgmt For For For
4 Elect Lisa A. Hook Mgmt For For For
5 Elect Jennifer Xin-Zhe Mgmt For For For
Li
6 Elect Jun Makihara Mgmt For For For
7 Elect Kalpana Morparia Mgmt For For For
8 Elect Lucio A. Noto Mgmt For For For
9 Elect Frederik Paulsen Mgmt For For For
10 Elect Robert B. Polet Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles M. Mgmt For For For
Holley,
Jr.
2 Elect Glenn F. Tilton Mgmt For For For
3 Elect Marna C. Mgmt For For For
Whittington
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Risks of Gulf Coast
Petrochemical
Investments
________________________________________________________________________________
Pinnacle West Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PNW CUSIP 723484101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glynis A. Bryan Mgmt For For For
1.2 Elect Denis A. Cortese Mgmt For For For
1.3 Elect Richard P. Fox Mgmt For For For
1.4 Elect Jeffrey B. Mgmt For For For
Guldner
1.5 Elect Dale E. Klein Mgmt For For For
1.6 Elect Humberto S. Lopez Mgmt For For For
1.7 Elect Kathryn L. Munro Mgmt For For For
1.8 Elect Bruce J. Mgmt For For For
Nordstrom
1.9 Elect Paula J. Sims Mgmt For For For
1.10 Elect James E. Mgmt For For For
Trevathan,
Jr.
1.11 Elect David P. Wagener Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Popular, Inc.
Ticker Security ID: Meeting Date Meeting Status
BPOP CUSIP 733174700 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ignacio Alvarez Mgmt For For For
2 Elect Maria Luisa Ferre Mgmt For For For
3 Elect C. Kim Goodwin Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Board Size Mgmt For For For
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Principal Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFG CUSIP 74251V102 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jonathan S. Mgmt For For For
Auerbach
2 Elect Jocelyn E. Mgmt For For For
Carter-Miller
3 Elect Scott M. Mills Mgmt For For For
4 Amendment to the Mgmt For For For
Directors Stock
Plan
5 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Prologis, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLD CUSIP 74340W103 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hamid R. Moghadam Mgmt For For For
2 Elect Cristina G. Bita Mgmt For For For
3 Elect George L. Mgmt For For For
Fotiades
4 Elect Lydia H. Kennard Mgmt For For For
5 Elect Irving F. Lyons, Mgmt For For For
III
6 Elect Avid Modjtabai Mgmt For For For
7 Elect David P. O'Connor Mgmt For For For
8 Elect Olivier Piani Mgmt For For For
9 Elect Jeffrey L. Mgmt For For For
Skelton
10 Elect Carl B. Webb Mgmt For For For
11 Elect William D. Mgmt For For For
Zollars
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2020 Long Term Mgmt For For For
Incentive
Plan
14 Increase of Authorized Mgmt For For For
Common
Stock
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Prudential Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP 744320102 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Mgmt For For For
Baltimore,
Jr.
2 Elect Gilbert F. Mgmt For For For
Casellas
3 Elect Robert M. Falzon Mgmt For For For
4 Elect Martina Mgmt For For For
Hund-Mejean
5 Elect Karl J. Krapek Mgmt For For For
6 Elect Peter R. Lighte Mgmt For For For
7 Elect Charles F. Lowrey Mgmt For For For
8 Elect George Paz Mgmt For For For
9 Elect Sandra Pianalto Mgmt For For For
10 Elect Christine A. Poon Mgmt For For For
11 Elect Douglas A. Mgmt For For For
Scovanner
12 Elect Michael A. Todman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Public Service Enterprise Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph Izzo Mgmt For For For
2 Elect Shirley Ann Mgmt For For For
Jackson
3 Elect Willie A. Deese Mgmt For For For
4 Elect David Lilley Mgmt For For For
5 Elect Barry H. Mgmt For For For
Ostrowsky
6 Elect Scott G. Mgmt For For For
Stephenson
7 Elect Laura A. Sugg Mgmt For For For
8 Elect John P. Surma Mgmt For For For
9 Elect Susan Tomasky Mgmt For For For
10 Elect Alfred W. Zollar Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Public Storage
Ticker Security ID: Meeting Date Meeting Status
PSA CUSIP 74460D109 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald L. Mgmt For For For
Havner,
Jr.
2 Elect Tamara Hughes Mgmt For For For
Gustavson
3 Elect Uri P. Harkham Mgmt For For For
4 Elect Leslie Stone Mgmt For For For
Heisz
5 Elect B. Wayne Hughes, Mgmt For For For
Jr.
6 Elect Avedick B. Mgmt For For For
Poladian
7 Elect Gary E. Pruitt Mgmt For For For
8 Elect John Reyes Mgmt For For For
9 Elect Joseph D. Mgmt For For For
Russell,
Jr.
10 Elect Tariq M Shaukat Mgmt For For For
11 Elect Ronald P. Spogli Mgmt For For For
12 Elect Daniel C. Staton Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian P. Anderson Mgmt For For For
2 Elect Bryce Blair Mgmt For For For
3 Elect Richard W. Mgmt For For For
Dreiling
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Cheryl W. Grise Mgmt For For For
6 Elect Andre J. Hawaux Mgmt For For For
7 Elect Ryan R. Marshall Mgmt For For For
8 Elect John R. Peshkin Mgmt For For For
9 Elect Scott F. Powers Mgmt For For For
10 Elect Lila Snyder Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
QIAGEN N.V.
Ticker Security ID: Meeting Date Meeting Status
QGEN CUSIP N72482123 06/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Elect Stephane Bancel Mgmt For For For
6 Elect Hakan Bjorklund Mgmt For For For
7 Elect Metin Colpan Mgmt For For For
8 Elect Ross L. Levine Mgmt For For For
9 Elect Elaine Mardis Mgmt For For For
10 Elect Lawrence A. Rosen Mgmt For For For
11 Elect Elizabeth E. Mgmt For For For
Tallett
12 Elect Roland Sackers Mgmt For For For
13 Elect Thierry Bernard Mgmt For For For
14 Management Board Mgmt For Against Against
Remuneration
Policy
15 Supervisory Board Mgmt For For For
Remuneration
Policy
16 Supervisory Board Mgmt For For For
Members'
Fees
17 Appointment of Auditor Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Suppress Mgmt For For For
Preemptive
Rights
20 Authority to Suppress Mgmt For For For
Preemptive Rights for
Mergers, Acquisitions
and Strategic
Alliances
21 Authority to Mgmt For For For
Repurchase
Shares
22 Contingent Amendments Mgmt For For For
to
Articles
23 Top Up Option Mgmt For For For
24 Elect Hakan Bjorklund Mgmt For For For
25 Elect Michael A. Boxer Mgmt For For For
26 Elect Paul G. Parker Mgmt For For For
27 Elect Gianluca Pettiti Mgmt For For For
28 Elect Anthony H. Smith Mgmt For For For
29 Elect Barbara W. Wall Mgmt For For For
30 Elect Stefan Wolf Mgmt For For For
31 Contingent Resignation Mgmt For For For
of
Directors
32 Contingent Amendments Mgmt For For For
to
Articles
________________________________________________________________________________
Quanta Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWR CUSIP 74762E102 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Earl C. Austin, Mgmt For For For
Jr.
2 Elect Doyle N. Beneby Mgmt For For For
3 Elect John Michal Mgmt For For For
Conaway
4 Elect Vincent D. Foster Mgmt For For For
5 Elect Bernard Fried Mgmt For For For
6 Elect Worthing F. Mgmt For For For
Jackman
7 Elect David M. Mgmt For For For
McClanahan
8 Elect Margaret B. Mgmt For For For
Shannon
9 Elect Pat Wood, III Mgmt For For For
10 Elect Martha B. Wyrsch Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 10/11/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with United Mgmt For For For
Technologies
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Raytheon Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
RTX CUSIP 913017109 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd J. Austin, Mgmt For For For
III
2 Elect Gregory J. Hayes Mgmt For For For
3 Elect Marshall O. Mgmt For For For
Larsen
4 Elect Robert K. Ortberg Mgmt For For For
5 Elect Margaret L. Mgmt For For For
O'Sullivan
6 Elect Denise L. Ramos Mgmt For For For
7 Elect Fredric G. Mgmt For For For
Reynolds
8 Elect Brian C. Rogers Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Plant
Closures
________________________________________________________________________________
Realty Income Corporation
Ticker Security ID: Meeting Date Meeting Status
O CUSIP 756109104 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathleen R. Allen Mgmt For For For
2 Elect A. Larry Chapman Mgmt For For For
3 Elect Reginald H. Mgmt For For For
Gilyard
4 Elect Priya Cherian Mgmt For For For
Huskins
5 Elect Christie B. Kelly Mgmt For For For
6 Elect Gerardo I. Lopez Mgmt For For For
7 Elect Michael D. McKee Mgmt For For For
8 Elect Gregory T. Mgmt For For For
McLaughlin
9 Elect Ronald L. Mgmt For For For
Merriman
10 Elect Sumit Roy Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Regal Beloit Corporation
Ticker Security ID: Meeting Date Meeting Status
RBC CUSIP 758750103 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jan A. Bertsch Mgmt For For For
2 Elect Stephen M. Burt Mgmt For For For
3 Elect Anesa Chaibi Mgmt For For For
4 Elect Christopher L. Mgmt For For For
Doerr
5 Elect Dean A. Foate Mgmt For For For
6 Elect Michael F. Hilton Mgmt For For For
7 Elect Louis V. Pinkham Mgmt For For For
8 Elect Rakesh Sachdev Mgmt For For For
9 Elect Curtis W. Mgmt For For For
Stoelting
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Regeneron Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N. Anthony Coles Mgmt For For For
2 Elect Joseph L. Mgmt For For For
Goldstein
3 Elect Christine A. Poon Mgmt For For For
4 Elect P. Roy Vagelos Mgmt For For For
5 Elect Huda Y. Zoghbi Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2014 Mgmt For Against Against
Long-Term Incentive
Plan
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah J. Anderson Mgmt For For For
2 Elect Lisa L. Baldwin Mgmt For For For
3 Elect Karen W. Colonias Mgmt For For For
4 Elect John G. Figueroa Mgmt For For For
5 Elect David H. Hannah Mgmt For For For
6 Elect James D. Hoffman Mgmt For For For
7 Elect Mark V. Kaminski Mgmt For For For
8 Elect Robert A. McEvoy Mgmt For For For
9 Elect Andrew G. Mgmt For For For
Sharkey
III
10 Elect Douglas W. Mgmt For For For
Stotlar
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2015 Mgmt For For For
Incentive Award
Plan
14 Amendment to the Mgmt For For For
Director Equity
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
RenaissanceRe Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
RNR CUSIP G7496G103 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David C. Bushnell Mgmt For For For
2 Elect James L. Gibbons Mgmt For For For
3 Elect Jean D. Hamilton Mgmt For For For
4 Elect Anthony M. Mgmt For For For
Santomero
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Manuel Kadre Mgmt For For For
2 Elect Tomago Collins Mgmt For For For
3 Elect Thomas W. Handley Mgmt For For For
4 Elect Jennifer M. Kirk Mgmt For For For
5 Elect Michael Larson Mgmt For For For
6 Elect Kim S. Pegula Mgmt For For For
7 Elect Donald W. Slager Mgmt For For For
8 Elect James P. Snee Mgmt For For For
9 Elect Sandra M. Volpe Mgmt For For For
10 Elect Katharine Mgmt For For For
Weymouth
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of the 2021 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Retail Properties of America, Inc.
Ticker Security ID: Meeting Date Meeting Status
RPAI CUSIP 76131V202 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bonnie S. Biumi Mgmt For For For
2 Elect Frank A. Mgmt For For For
Catalano,
Jr.
3 Elect Robert G. Gifford Mgmt For For For
4 Elect Gerald M. Gorski Mgmt For For For
5 Elect Steven P. Grimes Mgmt For For For
6 Elect Richard P. Mgmt For For For
Imperiale
7 Elect Peter L. Lynch Mgmt For For For
8 Elect Thomas J. Mgmt For For For
Sargeant
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ryder System, Inc.
Ticker Security ID: Meeting Date Meeting Status
R CUSIP 783549108 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert J. Eck Mgmt For For For
2 Elect Robert A. Mgmt For For For
Hagemann
3 Elect Michael F. Hilton Mgmt For For For
4 Elect Tamara L. Mgmt For For For
Lundgren
5 Elect Luis P. Nieto, Mgmt For For For
Jr.
6 Elect David G. Nord Mgmt For For For
7 Elect Robert E. Sanchez Mgmt For For For
8 Elect Abbie J. Smith Mgmt For For For
9 Elect E. Follin Smith Mgmt For For For
10 Elect Dmitri L. Mgmt For For For
Stockton
11 Elect Hansel E. Tookes Mgmt For For For
II
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the Mgmt For For For
Amended Stock
Purchase
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick de la Mgmt For For For
Chevardiere
2 Elect Miguel M. Mgmt For For For
Galuccio
3 Elect Olivier Le Peuch Mgmt For For For
4 Elect Tatiana A. Mgmt For For For
Mitrova
5 Elect Lubna S. Olayan Mgmt For For For
6 Elect Mark G. Papa Mgmt For For For
7 Elect Leo Rafael Reif Mgmt For For For
8 Elect Henri Seydoux Mgmt For For For
9 Elect Jeffrey W. Sheets Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Accounts and Reports; Mgmt For For For
Approval of
Dividend
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Kathleen Brown Mgmt For For For
3 Elect Andres Conesa Mgmt For For For
Labastida
4 Elect Maria Mgmt For For For
Contreras-Sweet
5 Elect Pablo A. Ferrero Mgmt For For For
6 Elect William D. Jones Mgmt For For For
7 Elect Jeffrey W. Martin Mgmt For For For
8 Elect Bethany J. Mayer Mgmt For For For
9 Elect Michael N. Mears Mgmt For For For
10 Elect Jack T. Taylor Mgmt For For For
11 Elect Cynthia L Walker Mgmt For For For
12 Elect Cynthia J. Warner Mgmt For For For
13 Elect James C. Yardley Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
ServiceMaster Global Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SERV CUSIP 81761R109 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Deborah H. Caplan Mgmt For For For
2 Elect Naren K. Mgmt For For For
Gursahaney
3 Elect Mark E. Tomkins Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sinclair Broadcast Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SBGI CUSIP 829226109 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David D. Smith Mgmt For Withhold Against
1.2 Elect Frederick G. Mgmt For For For
Smith
1.3 Elect J. Duncan Smith Mgmt For For For
1.4 Elect Robert E. Smith Mgmt For Withhold Against
1.5 Elect Howard E. Mgmt For For For
Friedman
1.6 Elect Lawrence E. Mgmt For For For
McCanna
1.7 Elect Daniel C. Keith Mgmt For For For
1.8 Elect Martin R. Leader Mgmt For For For
1.9 Elect Benson E. Legg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Six Flags Entertainment Corporation
Ticker Security ID: Meeting Date Meeting Status
SIX CUSIP 83001A102 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect B. Ben Baldanza Mgmt For For For
1.2 Elect Selim A. Bassoul Mgmt For For For
1.3 Elect Kurt M. Cellar Mgmt For For For
1.4 Elect Nancy A. Krejsa Mgmt For For For
1.5 Elect Richard W. Roedel Mgmt For For For
1.6 Elect Arik W. Ruchim Mgmt For For For
1.7 Elect Michael Spanos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Spirit AeroSystems Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPR CUSIP 848574109 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen A. Mgmt For For For
Cambone
2 Elect Charles L. Mgmt For For For
Chadwell
3 Elect Irene M. Esteves Mgmt For For For
4 Elect Paul Fulchino Mgmt For For For
5 Elect Thomas C. Mgmt For For For
Gentile,
III
6 Elect Richard A. Mgmt For For For
Gephardt
7 Elect Robert D. Johnson Mgmt For For For
8 Elect Ronald Kadish Mgmt For For For
9 Elect John L. Plueger Mgmt For For For
10 Elect Laura H. Wright Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
Spirit Realty Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRC CUSIP 84860W300 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jackson Hsieh Mgmt For For For
2 Elect Kevin M. Charlton Mgmt For For For
3 Elect Todd A. Dunn Mgmt For For For
4 Elect Elizabeth F. Mgmt For For For
Frank
5 Elect Richard I. Mgmt For For For
Gilchrist
6 Elect Diana M. Laing Mgmt For For For
7 Elect Sheli Z. Mgmt For For For
Rosenberg
8 Elect Thomas D. Mgmt For For For
Senkbeil
9 Elect Nicholas P. Mgmt For For For
Shepherd
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Sprouts Farmers Market, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFM CUSIP 85208M102 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joel D. Anderson Mgmt For For For
1.2 Elect Terri Funk Graham Mgmt For For For
1.3 Elect Douglas G. Rauch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SS&C Technologies Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SSNC CUSIP 78467J100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Normand A. Mgmt For For For
Boulanger
1.2 Elect David A. Varsano Mgmt For For For
1.3 Elect Michael J. Zamkow Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
STORE Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
STOR CUSIP 862121100 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph M. Donovan Mgmt For For For
1.2 Elect Mary Fedewa Mgmt For For For
1.3 Elect Morton H. Mgmt For For For
Fleischer
1.4 Elect William F. Hipp Mgmt For For For
1.5 Elect Tawn Kelley Mgmt For For For
1.6 Elect Catherine D. Rice Mgmt For For For
1.7 Elect Einar A. Seadler Mgmt For For For
1.8 Elect Quentin P. Mgmt For For For
Smith,
Jr.
1.9 Elect Christopher H. Mgmt For For For
Volk
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Suntrust Banks, Inc.
Ticker Security ID: Meeting Date Meeting Status
STI CUSIP 867914103 07/30/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 BB&T Merger-of-Equals Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
SVB Financial Group
Ticker Security ID: Meeting Date Meeting Status
SIVB CUSIP 78486Q101 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Greg W. Becker Mgmt For For For
1.2 Elect Eric A. Benhamou Mgmt For For For
1.3 Elect John Clendening Mgmt For For For
1.4 Elect Roger F. Dunbar Mgmt For For For
1.5 Elect Joel P. Friedman Mgmt For For For
1.6 Elect Jeffrey N. Mgmt For For For
Maggioncalda
1.7 Elect Kay Matthews Mgmt For For For
1.8 Elect Mary J. Miller Mgmt For For For
1.9 Elect Kate D. Mitchell Mgmt For For For
1.10 Elect John F. Robinson Mgmt For For For
1.11 Elect Garen K. Staglin Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Targa Resources Corp.
Ticker Security ID: Meeting Date Meeting Status
TRGP CUSIP 87612G101 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles R. Crisp Mgmt For For For
2 Elect Laura C. Fulton Mgmt For For For
3 Elect James W. Whalen Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
Baker,
Jr.
2 Elect George S. Barrett Mgmt For For For
3 Elect Brian C. Cornell Mgmt For For For
4 Elect Calvin Darden Mgmt For For For
5 Elect Robert L. Edwards Mgmt For For For
6 Elect Melanie L. Healey Mgmt For For For
7 Elect Donald R. Knauss Mgmt For For For
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Mary E. Minnick Mgmt For For For
10 Elect Kenneth L. Mgmt For For For
Salazar
11 Elect Dmitri L. Mgmt For For For
Stockton
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Textron Inc.
Ticker Security ID: Meeting Date Meeting Status
TXT CUSIP 883203101 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott C. Donnelly Mgmt For For For
2 Elect Kathleen M. Bader Mgmt For For For
3 Elect R. Kerry Clark Mgmt For For For
4 Elect James T. Conway Mgmt For For For
5 Elect Paul E. Gagne Mgmt For For For
6 Elect Ralph D. Heath Mgmt For For For
7 Elect Deborah Lee James Mgmt For For For
8 Elect Lionel L. Mgmt For For For
Nowell,
III
9 Elect James L. Ziemer Mgmt For For For
10 Elect Maria T. Zuber Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The AES Corporation
Ticker Security ID: Meeting Date Meeting Status
AES CUSIP 00130H105 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet G. Davidson Mgmt For For For
2 Elect Andres R. Gluski Mgmt For For For
3 Elect Tarun Khanna Mgmt For For For
4 Elect Holly K. Koeppel Mgmt For For For
5 Elect Julia M. Laulis Mgmt For For For
6 Elect James H. Miller Mgmt For For For
7 Elect Alain Monie Mgmt For For For
8 Elect John B. Morse, Mgmt For For For
Jr.
9 Elect Moises Naim Mgmt For For For
10 Elect Jeffrey W. Ubben Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw or
Charter
Amendments
________________________________________________________________________________
The Allstate Corporation
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kermit R. Mgmt For For For
Crawford
2 Elect Michael L. Eskew Mgmt For For For
3 Elect Margaret M. Keane Mgmt For For For
4 Elect Siddharth N. Mgmt For For For
Mehta
5 Elect Jacques P. Perold Mgmt For For For
6 Elect Andrea Redmond Mgmt For For For
7 Elect Gregg M. Sherrill Mgmt For For For
8 Elect Judith A. Mgmt For For For
Sprieser
9 Elect Perry M. Traquina Mgmt For For For
10 Elect Thomas J. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Bank of New York Mellon Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda Z. Cook Mgmt For For For
2 Elect Joseph J. Mgmt For For For
Echevarria
3 Elect Thomas P. Gibbons Mgmt For For For
4 Elect Jeffrey A. Mgmt For For For
Goldstein
5 Elect Edmund F. Kelly Mgmt For For For
6 Elect Jennifer B. Mgmt For For For
Morgan
7 Elect Elizabeth E. Mgmt For For For
Robinson
8 Elect Samuel C. Scott Mgmt For For For
III
9 Elect Frederick O. Mgmt For For For
Terrell
10 Elect Alfred W. Zollar Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw or
Charter
Amendments
________________________________________________________________________________
The Charles Schwab Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 06/04/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Authorization of Mgmt For For For
Non-Voting Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
The Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert A. Allen Mgmt For For For
2 Elect Marc Bolland Mgmt For For For
3 Elect Ana Patricia Mgmt For For For
Botin-Sanz de
Sautuola y
O'Shea
4 Elect Christopher C. Mgmt For For For
Davis
5 Elect Barry Diller Mgmt For For For
6 Elect Helene D. Gayle Mgmt For For For
7 Elect Alexis M. Herman Mgmt For For For
8 Elect Robert A. Kotick Mgmt For For For
9 Elect Maria Elena Mgmt For For For
Lagomasino
10 Elect James Quincey Mgmt For For For
11 Elect Caroline J. Tsay Mgmt For For For
12 Elect David B. Weinberg Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
________________________________________________________________________________
The Goldman Sachs Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Michele Burns Mgmt For For For
2 Elect Drew G. Faust Mgmt For For For
3 Elect Mark Flaherty Mgmt For For For
4 Elect Ellen J. Kullman Mgmt For For For
5 Elect Lakshmi N. Mittal Mgmt For For For
6 Elect Adebayo O. Mgmt For For For
Ogunlesi
7 Elect Peter Oppenheimer Mgmt For For For
8 Elect David M. Solomon Mgmt For For For
9 Elect Jan E. Tighe Mgmt For For For
10 Elect David A. Viniar Mgmt For For For
11 Elect Mark O. Winkelman Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Purpose of
Corporation
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Jeffery H. Boyd Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Helena B. Foulkes Mgmt For For For
8 Elect Linda R. Gooden Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Manuel Kadre Mgmt For For For
11 Elect Stephanie C. Mgmt For For For
Linnartz
12 Elect Craig A. Menear Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Employment
Diversity
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Following
Termination of
Employment
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political
Expenditures and
Values
Congruency
________________________________________________________________________________
The J. M. Smucker Company
Ticker Security ID: Meeting Date Meeting Status
SJM CUSIP 832696405 08/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathryn W. Dindo Mgmt For For For
2 Elect Paul J. Dolan Mgmt For For For
3 Elect Jay L. Henderson Mgmt For For For
4 Elect Gary A. Oatey Mgmt For For For
5 Elect Kirk L. Perry Mgmt For For For
6 Elect Sandra Pianalto Mgmt For For For
7 Elect Nancy Lopez Mgmt For For For
Russell
8 Elect Alex Shumate Mgmt For For For
9 Elect Mark T. Smucker Mgmt For For For
10 Elect Richard K. Mgmt For For For
Smucker
11 Elect Timothy P. Mgmt For For For
Smucker
12 Elect Dawn C. Mgmt For For For
Willoughby
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nora. A. Mgmt For For For
Aufreiter
2 Elect Anne Gates Mgmt For For For
3 Elect Karen M. Hoguet Mgmt For For For
4 Elect Susan J. Kropf Mgmt For For For
5 Elect W. Rodney Mgmt For For For
McMullen
6 Elect Clyde R. Moore Mgmt For For For
7 Elect Ronald L. Sargent Mgmt For For For
8 Elect Bobby S. Mgmt For For For
Shackouls
9 Elect Mark S. Sutton Mgmt For For For
10 Elect Ashok Vemuri Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
on the Use of
Non-Recyclable
Packaging
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights Due Diligence
Process
Report
________________________________________________________________________________
The PNC Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Alvarado Mgmt For For For
2 Elect Charles E. Bunch Mgmt For For For
3 Elect Debra A. Cafaro Mgmt For For For
4 Elect Marjorie Rodgers Mgmt For For For
Cheshire
5 Elect William S. Mgmt For For For
Demchak
6 Elect Andrew T. Mgmt For For For
Feldstein
7 Elect Richard J. Mgmt For For For
Harshman
8 Elect Daniel R. Hesse Mgmt For For For
9 Elect Linda R. Medler Mgmt For For For
10 Elect Martin Pfinsgraff Mgmt For For For
11 Elect Toni Mgmt For For For
Townes-Whitley
12 Elect Michael J. Ward Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of The 2020 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francis S. Blake Mgmt For For For
2 Elect Angela F. Braly Mgmt For For For
3 Elect Amy L. Chang Mgmt For For For
4 Elect Scott D. Cook Mgmt For For For
5 Elect Joseph Jimenez Mgmt For For For
6 Elect Terry J. Lundgren Mgmt For For For
7 Elect Christine M. Mgmt For For For
McCarthy
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect Nelson Peltz Mgmt For For For
10 Elect David. S. Taylor Mgmt For For For
11 Elect Margaret C. Mgmt For For For
Whitman
12 Elect Patricia A. Mgmt For For For
Woertz
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2019 Mgmt For For For
Stock and Incentive
Compensation
Plan
________________________________________________________________________________
The Progressive Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Philip F. Bleser Mgmt For For For
2 Elect Stuart B. Mgmt For For For
Burgdoerfer
3 Elect Pamela J. Craig Mgmt For For For
4 Elect Charles A. Davis Mgmt For For For
5 Elect Roger N. Farah Mgmt For For For
6 Elect Lawton W. Fitt Mgmt For For For
7 Elect Susan Patricia Mgmt For For For
Griffith
8 Elect Jeffrey D. Kelly Mgmt For For For
9 Elect Patrick H. Mgmt For For For
Nettles
10 Elect Barbara R. Snyder Mgmt For For For
11 Elect Jan E. Tighe Mgmt For For For
12 Elect Kahina Van Dyke Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janaki Akella Mgmt For For For
2 Elect Juanita Powell Mgmt For For For
Baranco
3 Elect Jon A. Boscia Mgmt For For For
4 Elect Henry A. Clark Mgmt For For For
III
5 Elect Anthony F. Mgmt For For For
Earley,
Jr.
6 Elect Thomas A. Fanning Mgmt For For For
7 Elect David J. Grain Mgmt For For For
8 Elect Donald M. James Mgmt For For For
9 Elect John D. Johns Mgmt For For For
10 Elect Dale E. Klein Mgmt For For For
11 Elect Ernest J. Moniz Mgmt For For For
12 Elect William G. Mgmt For For For
Smith,
Jr.
13 Elect Steven R. Specker Mgmt For For For
14 Elect E. Jenner Wood Mgmt For For For
III
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
The Timken Company
Ticker Security ID: Meeting Date Meeting Status
TKR CUSIP 887389104 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maria A. Crowe Mgmt For For For
1.2 Elect Elizabeth A. Mgmt For For For
Harrell
1.3 Elect Richard G. Kyle Mgmt For For For
1.4 Elect John A. Luke Mgmt For For For
1.5 Elect Christopher L. Mgmt For For For
Mapes
1.6 Elect James F. Palmer Mgmt For For For
1.7 Elect Ajita G. Rajendra Mgmt For For For
1.8 Elect Frank C. Sullivan Mgmt For For For
1.9 Elect John M. Timken, Mgmt For For For
Jr.
1.10 Elect Ward J. Timken, Mgmt For For For
Jr.
1.11 Elect Jacqueline F. Mgmt For For For
Woods
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
The Travelers Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Beller Mgmt For For For
2 Elect Janet M. Dolan Mgmt For For For
3 Elect Patricia L. Mgmt For For For
Higgins
4 Elect William J. Kane Mgmt For For For
5 Elect Clarence Otis, Mgmt For For For
Jr.
6 Elect Elizabeth E. Mgmt For For For
Robinson
7 Elect Philip T. Mgmt For For For
Ruegger
III
8 Elect Todd C. Mgmt For For For
Schermerhorn
9 Elect Alan D. Schnitzer Mgmt For For For
10 Elect Donald J. Shepard Mgmt For For For
11 Elect Laurie J. Thomsen Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan E. Arnold Mgmt For For For
2 Elect Mary T. Barra Mgmt For For For
3 Elect Safra A. Catz Mgmt For For For
4 Elect Francis A. Mgmt For For For
deSouza
5 Elect Michael B.G. Mgmt For For For
Froman
6 Elect Robert A. Iger Mgmt For For For
7 Elect Maria Elena Mgmt For For For
Lagomasino
8 Elect Mark G. Parker Mgmt For For For
9 Elect Derica W. Rice Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2011 Mgmt For For For
Stock Incentive
Plan
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Thermo Fisher Scientific Inc.
Ticker Security ID: Meeting Date Meeting Status
TMO CUSIP 883556102 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc N. Casper Mgmt For For For
2 Elect Nelson J. Chai Mgmt For For For
3 Elect C. Martin Harris Mgmt For For For
4 Elect Tyler Jacks Mgmt For For For
5 Elect Judy C. Lewent Mgmt For For For
6 Elect Thomas J. Lynch Mgmt For For For
7 Elect Jim P. Manzi Mgmt For For For
8 Elect James C. Mullen Mgmt For For For
9 Elect Lars Rebien Mgmt For For For
Sorensen
10 Elect Debora L. Spar Mgmt For For For
11 Elect Scott M. Sperling Mgmt For For For
12 Elect Dion J. Weisler Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Truist Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
TFC CUSIP 89832Q109 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jennifer S. Mgmt For For For
Banner
2 Elect K. David Boyer, Mgmt For For For
Jr.
3 Elect Agnes Bundy Mgmt For For For
Scanlan
4 Elect Anna R. Cablik Mgmt For For For
5 Elect Dallas S. Clement Mgmt For For For
6 Elect Paul D. Donahue Mgmt For For For
7 Elect Paul R. Garcia Mgmt For For For
8 Elect Patrick C. Mgmt For For For
Graney
III
9 Elect Linnie M. Mgmt For For For
Haynesworth
10 Elect Kelly S. King Mgmt For For For
11 Elect Easter Maynard Mgmt For For For
12 Elect Donna S. Morea Mgmt For For For
13 Elect Charles A. Patton Mgmt For For For
14 Elect Nido R. Qubein Mgmt For For For
15 Elect David M. Mgmt For For For
Ratcliffe
16 Elect William H. Mgmt For For For
Rogers,
Jr.
17 Elect Frank P. Mgmt For For For
Scruggs,
Jr.
18 Elect Christine Sears Mgmt For For For
19 Elect Thomas E. Skains Mgmt For For For
20 Elect Bruce L. Tanner Mgmt For For For
21 Elect Thomas N. Mgmt For For For
Thompson
22 Elect Steven C. Mgmt For For For
Voorhees
23 Ratification of Auditor Mgmt For For For
24 Advisory Vote on Mgmt For For For
Executive
Compensation
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
3 Elect Dean Banks Mgmt For For For
4 Elect Mike D. Beebe Mgmt For For For
5 Elect Mikel A. Durham Mgmt For For For
6 Elect Jonathan D. Mgmt For For For
Mariner
7 Elect Kevin M. McNamara Mgmt For For For
8 Elect Cheryl S. Miller Mgmt For For For
9 Elect Jeffrey K. Mgmt For For For
Schomburger
10 Elect Robert Thurber Mgmt For For For
11 Elect Barbara A. Tyson Mgmt For Against Against
12 Elect Noel White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Deforestation
Impacts
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights Due Diligence
Process
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Normal Retirement
Age
________________________________________________________________________________
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warner L. Baxter Mgmt For For For
2 Elect Dorothy J. Mgmt For For For
Bridges
3 Elect Elizabeth Buse Mgmt For For For
4 Elect Marc N. Casper Mgmt For For For
5 Elect Andrew Cecere Mgmt For For For
6 Elect Kimberly J. Mgmt For For For
Harris
7 Elect Roland A. Mgmt For For For
Hernandez
8 Elect Olivia F. Kirtley Mgmt For For For
9 Elect Karen S. Lynch Mgmt For For For
10 Elect Richard P. Mgmt For For For
McKenney
11 Elect Yusuf I. Mehdi Mgmt For For For
12 Elect John P. Wiehoff Mgmt For For For
13 Elect Scott W. Wine Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Uber Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
UBER CUSIP 90353T100 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald D. Sugar Mgmt For For For
2 Elect Ursula M. Burns Mgmt For For For
3 Elect Robert A. Eckert Mgmt For For For
4 Elect Amanda Ginsberg Mgmt For For For
5 Elect Dara Kosorowshahi Mgmt For For For
6 Elect Wan Ling Martello Mgmt For For For
7 Elect Yasir bin Othman Mgmt For For For
Al-Rumayyan
8 Elect John A. Thain Mgmt For For For
9 Elect David Trujillo Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Umpqua Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
UMPQ CUSIP 904214103 04/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peggy Y. Fowler Mgmt For For For
2 Elect Stephen M. Gambee Mgmt For For For
3 Elect James S. Greene Mgmt For For For
4 Elect Luis F. Machuca Mgmt For For For
5 Elect Maria M. Pope Mgmt For For For
6 Elect Cort L. O'Haver Mgmt For For For
7 Elect John F. Schultz Mgmt For For For
8 Elect Susan F. Stevens Mgmt For For For
9 Elect Hilliard C. Mgmt For For For
Terry,
III
10 Elect Bryan L. Timm Mgmt For For For
11 Elect Anddria Varnado Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
United Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 10/11/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger with
Raytheon
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
United Therapeutics Corporation
Ticker Security ID: Meeting Date Meeting Status
UTHR CUSIP 91307C102 06/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Raymond Dwek Mgmt For For For
2 Elect Christopher Mgmt For For For
Patusky
3 Elect Thomas G. Mgmt For For For
Thompson
4 Repeal of Classified Mgmt For For For
Board
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2015 Mgmt For For For
Stock Incentive
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
US Foods Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
USFD CUSIP 912008109 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Court D. Mgmt For For For
Carruthers
2 Elect David M. Tehle Mgmt For For For
3 Elect Ann E. Ziegler Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vail Resorts, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTN CUSIP 91879Q109 12/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan L. Decker Mgmt For For For
2 Elect Robert A. Katz Mgmt For For For
3 Elect John T. Redmond Mgmt For For For
4 Elect Michelle Romanow Mgmt For For For
5 Elect Hilary A. Mgmt For For For
Schneider
6 Elect D. Bruce Sewell Mgmt For For For
7 Elect John F. Sorte Mgmt For For For
8 Elect Peter A. Vaughn Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Paulett Mgmt For For For
Eberhart
2 Elect Joseph W. Gorder Mgmt For For For
3 Elect Kimberly S. Mgmt For For For
Greene
4 Elect Deborah P. Mgmt For For For
Majoras
5 Elect Eric D. Mullins Mgmt For For For
6 Elect Donald L. Nickles Mgmt For For For
7 Elect Philip J. Mgmt For For For
Pfeiffer
8 Elect Robert A. Mgmt For For For
Profusek
9 Elect Stephen M. Waters Mgmt For For For
10 Elect Randall J. Mgmt For For For
Weisenburger
11 Elect Rayford Wilkins Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2020 Mgmt For For For
Omnibus Stock
Incentive
Plan
________________________________________________________________________________
Valvoline Inc.
Ticker Security ID: Meeting Date Meeting Status
VVV CUSIP 92047W101 01/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerald W. Evans, Mgmt For For For
Jr.
2 Elect Richard J. Mgmt For For For
Freeland
3 Elect Stephen F. Kirk Mgmt For For For
4 Elect Carol H. Kruse Mgmt For For For
5 Elect Stephen E. Mgmt For For For
Macadam
6 Elect Vada O. Manager Mgmt For For For
7 Elect Samuel J. Mgmt For For For
Mitchell
8 Elect Charles M. Mgmt For For For
Sonsteby
9 Elect Mary J. Twinem Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ventas, Inc.
Ticker Security ID: Meeting Date Meeting Status
VTR CUSIP 92276F100 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Advisory Vote on Mgmt For Against Against
Executive
Compensation
2 Elect Melody C. Barnes Mgmt For For For
3 Elect Debra A. Cafaro Mgmt For For For
4 Elect Jay M. Gellert Mgmt For For For
5 Elect Richard I. Mgmt For For For
Gilchrist
6 Elect Matthew J. Lustig Mgmt For For For
7 Elect Roxanne M. Mgmt For For For
Martino
8 Elect Sean Nolan Mgmt For For For
9 Elect Walter C. Mgmt For For For
Rakowich
10 Elect Robert D. Reed Mgmt For For For
11 Elect James D. Shelton Mgmt For For For
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
VeriSign, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRSN CUSIP 92343E102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect D. James Bidzos Mgmt For For For
2 Elect Yehuda Ari Mgmt For For For
Buchalter
3 Elect Kathleen A. Cote Mgmt For For For
4 Elect Thomas F. Frist, Mgmt For For For
III
5 Elect Jamie S. Gorelick Mgmt For For For
6 Elect Roger H. Moore Mgmt For For For
7 Elect Louis A. Simpson Mgmt For For For
8 Elect Timothy Tomlinson Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shellye L. Mgmt For For For
Archambeau
2 Elect Mark T. Bertolini Mgmt For For For
3 Elect Vittorio Colao Mgmt For For For
4 Elect Melanie L. Healey Mgmt For For For
5 Elect Clarence Otis, Mgmt For For For
Jr.
6 Elect Daniel H. Mgmt For For For
Schulman
7 Elect Rodney E. Slater Mgmt For For For
8 Elect Hans Vestberg Mgmt For For For
9 Elect Gregory G. Weaver Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Executive
Deferral
Plan
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to Data
Privacy
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Severance
Approval
Policy
________________________________________________________________________________
ViacomCBS Inc.
Ticker Security ID: Meeting Date Meeting Status
VIAC CUSIP 92556H107 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert M. Bakish Mgmt For For For
2 Elect Candace K. Mgmt For For For
Beinecke
3 Elect Barbara M. Byrne Mgmt For For For
4 Elect Brian D. Goldner Mgmt For For For
5 Elect Linda M. Griego Mgmt For For For
6 Elect Robert N. Klieger Mgmt For For For
7 Elect Judith A. McHale Mgmt For For For
8 Elect Ronald L. Nelson Mgmt For For For
9 Elect Charles E. Mgmt For For For
Phillips,
Jr.
10 Elect Shari Redstone Mgmt For Against Against
11 Elect Susan Schuman Mgmt For For For
12 Elect Nicole Seligman Mgmt For For For
13 Elect Frederick O. Mgmt For For For
Terrell
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Vistra Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
VST CUSIP 92840M102 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Hillary E. Mgmt For For For
Ackermann
3 Elect Arcilia A. Acosta Mgmt For For For
4 Elect Gavin R. Baiera Mgmt For For For
5 Elect Paul M. Barbas Mgmt For For For
6 Elect Lisa Crutchfield Mgmt For For For
7 Elect Brian K. Mgmt For For For
Ferraioli
8 Elect Scott B. Helm Mgmt For For For
9 Elect Jeff D. Hunter Mgmt For For For
10 Elect Curtis A. Morgan Mgmt For For For
11 Elect John R. Sult Mgmt For For For
12 Elect Gavin R. Baiera Mgmt For For For
13 Elect Scott B. Helm Mgmt For For For
14 Elect Curtis A. Morgan Mgmt For For For
15 Elect John R. Sult Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Voya Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
VOYA CUSIP 929089100 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lynne Biggar Mgmt For For For
2 Elect Jane P. Chwick Mgmt For For For
3 Elect Kathleen DeRose Mgmt For For For
4 Elect Ruth Ann M. Mgmt For For For
Gillis
5 Elect J. Barry Griswell Mgmt For For For
6 Elect Rodney O. Mgmt For For For
Martin,
Jr.
7 Elect Byron H. Mgmt For For For
Pollitt,
Jr.
8 Elect Joseph V. Tripodi Mgmt For For For
9 Elect David K. Zwiener Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
W.P. Carey Inc.
Ticker Security ID: Meeting Date Meeting Status
WPC CUSIP 92936U109 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Alexander Mgmt For For For
2 Elect Peter J. Farrell Mgmt For For For
3 Elect Robert Flanagan Mgmt For For For
4 Elect Jason Fox Mgmt For For For
5 Elect Axel K.A. Hansing Mgmt For For For
6 Elect Jean Hoysradt Mgmt For For For
7 Elect Margaret G. Lewis Mgmt For For For
8 Elect Christopher J. Mgmt For For For
Niehaus
9 Elect Nick J.M. van Mgmt For For For
Ommen
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Walmart Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cesar Conde Mgmt For For For
2 Elect Timothy P. Flynn Mgmt For For For
3 Elect Sarah J. Friar Mgmt For For For
4 Elect Carla A. Harris Mgmt For For For
5 Elect Thomas W. Horton Mgmt For For For
6 Elect Marissa A. Mayer Mgmt For For For
7 Elect C. Douglas Mgmt For For For
McMillon
8 Elect Gregory B. Penner Mgmt For For For
9 Elect Steven S Mgmt For For For
Reinemund
10 Elect S. Robson Walton Mgmt For For For
11 Elect Steuart Walton Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the ASDA Mgmt For For For
Sharesave Plan
2000
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Single-Use Plastic
Shopping
Bags
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Use of
Antibiotics
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Hourly
Associate
Representation on the
Board
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Measures Taken to
Prevent Sexual
Harassment
________________________________________________________________________________
Webster Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
WBS CUSIP 947890109 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William L. Atwell Mgmt For For For
2 Elect John R. Ciulla Mgmt For For For
3 Elect Elizabeth E. Mgmt For For For
Flynn
4 Elect E. Carol Hayles Mgmt For For For
5 Elect Linda H. Ianieri Mgmt For For For
6 Elect Laurence C. Morse Mgmt For For For
7 Elect Karen R. Osar Mgmt For For For
8 Elect Mark Pettie Mgmt For For For
9 Elect Lauren C. States Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven D. Black Mgmt For For For
2 Elect Celeste A. Clark Mgmt For For For
3 Elect Theodore F. Mgmt For For For
Craver,
Jr.
4 Elect Wayne M. Hewett Mgmt For For For
5 Elect Donald M. James Mgmt For For For
6 Elect Maria R. Morris Mgmt For For For
7 Elect Charles H. Noski Mgmt For For For
8 Elect Richard B. Mgmt For For For
Payne,
Jr.
9 Elect Juan A. Pujadas Mgmt For For For
10 Elect Ronald L. Sargent Mgmt For For For
11 Elect Charles W. Scharf Mgmt For For For
12 Elect Suzanne M. Mgmt For For For
Vautrinot
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendment
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Incentive
Compensation
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity
Report
________________________________________________________________________________
Welltower Inc.
Ticker Security ID: Meeting Date Meeting Status
WELL CUSIP 95040Q104 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth J. Bacon Mgmt For For For
2 Elect Thomas J. DeRosa Mgmt For For For
3 Elect Karen B. DeSalvo Mgmt For For For
4 Elect Jeffrey H. Mgmt For For For
Donahue
5 Elect Sharon M. Oster Mgmt For For For
6 Elect Sergio D. Rivera Mgmt For For For
7 Elect Johnese M. Spisso Mgmt For For For
8 Elect Kathryn M. Mgmt For For For
Sullivan
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
West Pharmaceutical Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
WST CUSIP 955306105 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Buthman Mgmt For For For
2 Elect William F. Mgmt For For For
Feehery
3 Elect Robert F. Friel Mgmt For For For
4 Elect Eric M. Green Mgmt For For For
5 Elect Thomas W. Hofmann Mgmt For For For
6 Elect Paula A. Johnson Mgmt For For For
7 Elect Deborah L. V. Mgmt For For For
Keller
8 Elect Myla P. Mgmt For For For
Lai-Goldman
9 Elect Douglas A. Mgmt For For For
Michels
10 Elect Paolo Pucci Mgmt For For For
11 Elect Patrick J. Zenner Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Increase of Authorized Mgmt For For For
Common
Stock
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Westinghouse Air Brake Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
WAB CUSIP 929740108 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rafael Santana Mgmt For For For
1.2 Elect Lee B. Foster II Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the 2011 Mgmt For For For
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
WestRock Company
Ticker Security ID: Meeting Date Meeting Status
WRK CUSIP 96145D105 01/31/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Colleen F. Arnold Mgmt For For For
2 Elect Timothy J. Mgmt For For For
Bernlohr
3 Elect J. Powell Brown Mgmt For For For
4 Elect Terrell K. Crews Mgmt For For For
5 Elect Russell M. Currey Mgmt For For For
6 Elect Suzan F. Harrison Mgmt For For For
7 Elect John A. Luke Mgmt For For For
8 Elect Gracia C. Martore Mgmt For For For
9 Elect James E. Nevels Mgmt For For For
10 Elect Timothy H. Powers Mgmt For For For
11 Elect Steven C. Mgmt For For For
Voorhees
12 Elect Bettina M. Whyte Mgmt For For For
13 Elect Alan D. Wilson Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Marc R. Bitzer Mgmt For For For
3 Elect Greg Creed Mgmt For For For
4 Elect Gary T. DiCamillo Mgmt For For For
5 Elect Diane M. Dietz Mgmt For For For
6 Elect Geraldine Elliott Mgmt For For For
7 Elect Jennifer A. Mgmt For For For
LaClair
8 Elect John D. Liu Mgmt For For For
9 Elect James M. Loree Mgmt For For For
10 Elect Harish Manwani Mgmt For For For
11 Elect Patricia K. Poppe Mgmt For For For
12 Elect Larry O. Spencer Mgmt For For For
13 Elect Michael D. White Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Worldpay Inc.
Ticker Security ID: Meeting Date Meeting Status
WP CUSIP 981558109 07/24/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Zimmer Biomet Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZBH CUSIP 98956P102 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher B. Mgmt For For For
Begley
2 Elect Betsy J. Bernard Mgmt For For For
3 Elect Gail K. Boudreaux Mgmt For For For
4 Elect Michael J. Mgmt For For For
Farrell
5 Elect Larry C. Mgmt For For For
Glasscock
6 Elect Robert A. Mgmt For For For
Hagemann
7 Elect Bryan C Hanson Mgmt For For For
8 Elect Arthur J. Higgins Mgmt For For For
9 Elect Maria Teresa Mgmt For For For
Hilado
10 Elect Syed Jafry Mgmt For For For
11 Elect Michael W. Mgmt For For For
Michelson
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Zions Bancorporation, National Association
Ticker Security ID: Meeting Date Meeting Status
ZION CUSIP 989701107 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jerry C. Atkin Mgmt For For For
2 Elect Gary L. Mgmt For For For
Crittenden
3 Elect Suren K. Gupta Mgmt For For For
4 Elect J. David Heaney Mgmt For For For
5 Elect Vivian S. Lee Mgmt For For For
6 Elect Scott J. McLean Mgmt For For For
7 Elect Edward F. Murphy Mgmt For For For
8 Elect Stephen D. Quinn Mgmt For For For
9 Elect Harris H. Simmons Mgmt For For For
10 Elect Aaron B. Skonnard Mgmt For For For
11 Elect Barbara A. Mgmt For For For
Yastine
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Zynga Inc.
Ticker Security ID: Meeting Date Meeting Status
ZNGA CUSIP 98986T108 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark Pincus Mgmt For For For
2 Elect Frank Gibeau Mgmt For For For
3 Elect Regina E. Dugan Mgmt For For For
4 Elect William "Bing" Mgmt For For For
Gordon
5 Elect Louis J. Mgmt For For For
Lavigne,
Jr.
6 Elect Carol G. Mills Mgmt For For For
7 Elect Janice M. Roberts Mgmt For For For
8 Elect Ellen F. Siminoff Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
====================== TC Quant Small/Mid-Cap Equity Fund =====================
A10 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATEN CUSIP 002121101 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tor R. Braham Mgmt For For For
2 Elect Peter Y. Chung Mgmt For Abstain Against
3 Elect J. Michael Dodson Mgmt For For For
4 Elect Eric B. Singer Mgmt For Abstain Against
5 Elect Dhrupad Trivedi Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
A10 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATEN CUSIP 002121101 12/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tor R. Braham Mgmt For For For
2 Elect Peter Y. Chung Mgmt For For For
3 Elect Phillip J. Mgmt For For For
Salsbury
4 Elect Eric B. Singer Mgmt For For For
5 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Certificate and
Bylaws
6 Elimination of Mgmt For For For
Supermajority
Requirement for
Removal of
Directors
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ACADIA Pharmaceuticals Inc.
Ticker Security ID: Meeting Date Meeting Status
ACAD CUSIP 004225108 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M. Daly Mgmt For For For
1.2 Elect Edmund P. Mgmt For For For
Harrigan
2 Amendment to the 2004 Mgmt For For For
Employee Stock
Purchase
Plan
3 Approval of the 2020 Mgmt For For For
Non-Employee Director
Compensation
Policy
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Acadia Realty Trust
Ticker Security ID: Meeting Date Meeting Status
AKR CUSIP 004239109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth F. Mgmt For For For
Bernstein
2 Elect Douglas Crocker, Mgmt For For For
II
3 Elect Lorrence T. Mgmt For For For
Kellar
4 Elect Wendy Luscombe Mgmt For For For
5 Elect William T. Spitz Mgmt For For For
6 Elect Lynn C. Thurber Mgmt For For For
7 Elect Lee S. Wielansky Mgmt For For For
8 Elect C. David Zoba Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Approval of the 2020 Mgmt For For For
Share Incentive
Plan
________________________________________________________________________________
Acceleron Pharma Inc.
Ticker Security ID: Meeting Date Meeting Status
XLRN CUSIP 00434H108 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas A. McCourt Mgmt For For For
2 Elect Francois Nader Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Adient plc
Ticker Security ID: Meeting Date Meeting Status
ADNT CUSIP G0084W101 03/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julie L. Bushman Mgmt For For For
2 Elect Peter H. Carlin Mgmt For For For
3 Elect Raymond L. Conner Mgmt For For For
4 Elect Douglas G. Mgmt For For For
DelGrosso
5 Elect Richard A. Mgmt For For For
Goodman
6 Elect Jose M. Gutierrez Mgmt For For For
7 Elect Frederick A. Mgmt For For For
Henderson
8 Elect Barbara J. Mgmt For For For
Samardzich
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2016 Mgmt For For For
Director Share
Plan
________________________________________________________________________________
Advanced Drainage Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMS CUSIP 00790R104 07/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ross M. Jones Mgmt For For For
2 Elect C. Robert Kidder Mgmt For For For
3 Elect Manuel J. Perez Mgmt For For For
de la
Mesa
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Advanced Micro Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMD CUSIP 007903107 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John E. Caldwell Mgmt For For For
2 Elect Nora M. Denzel Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Michael P. Mgmt For For For
Gregoire
5 Elect Joseph A. Mgmt For For For
Householder
6 Elect John W. Marren Mgmt For For For
7 Elect Lisa T. Su Mgmt For For For
8 Elect Abhijit Y. Mgmt For For For
Talwalkar
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AECOM
Ticker Security ID: Meeting Date Meeting Status
ACM CUSIP 00766T100 03/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert G. Card Mgmt For For For
2 Elect Peter A. Feld Mgmt For For For
3 Elect William H. Frist Mgmt For For For
4 Elect Jacqueline C. Mgmt For For For
Hinman
5 Elect Steven A. Mgmt For For For
Kandarian
6 Elect Robert J. Routs Mgmt For For For
7 Elect Clarence T. Mgmt For For For
Schmitz
8 Elect Douglas W. Mgmt For For For
Stotlar
9 Elect Daniel R. Tishman Mgmt For For For
10 Elect Janet C. Mgmt For For For
Wolfenbarger
11 Ratification of Auditor Mgmt For For For
12 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Agios Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGIO CUSIP 00847X104 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul J. Clancy Mgmt For For For
1.2 Elect Ian T. Clark Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Agree Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
ADC CUSIP 008492100 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Merrie Frankel Mgmt For For For
1.2 Elect Farris G. Kalil Mgmt For For For
1.3 Elect Simon J. Leopold Mgmt For For For
1.4 Elect William S. Mgmt For For For
Rubenfaer
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Akebia Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKBA CUSIP 00972D105 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adrian Adams Mgmt For For For
1.2 Elect Maxine Gowen Mgmt For For For
1.3 Elect Michael Rogers Mgmt For For For
2 Increase in Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alaska Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia M. Mgmt For For For
Bedient
2 Elect James A. Beer Mgmt For For For
3 Elect Marion C. Blakey Mgmt For For For
4 Elect Raymond L. Conner Mgmt For For For
5 Elect Dhiren Fonseca Mgmt For For For
6 Elect Kathleen T. Hogan Mgmt For For For
7 Elect Susan J. Li Mgmt For For For
8 Elect Benito Minicucci Mgmt For For For
9 Elect Helvi K. Sandvik Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Elect Bradley D. Tilden Mgmt For For For
12 Elect Eric K. Yeaman Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Alcoa Corporation
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013872106 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael G. Morris Mgmt For For For
2 Elect Mary Anne Citrino Mgmt For For For
3 Elect Pasquale (Pat) Mgmt For For For
Fiore
4 Elect Timothy P. Flynn Mgmt For For For
5 Elect Kathryn S. Fuller Mgmt For For For
6 Elect Roy C. Harvey Mgmt For For For
7 Elect James A. Hughes Mgmt For For For
8 Elect James E. Nevels Mgmt For For For
9 Elect Carol L. Roberts Mgmt For For For
10 Elect Suzanne Mgmt For For For
Sitherwood
11 Elect Steven W. Mgmt For For For
Williams
12 Elect Ernesto Zedillo Mgmt For For For
Ponce de
Leon
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Alexander & Baldwin, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALEX CUSIP 014491104 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher J. Mgmt For Against Against
Benjamin
2 Elect Robert S. Mgmt For Against Against
Harrison
3 Elect Stanley M. Mgmt For Against Against
Kuriyama
4 Elect Diana M. Laing Mgmt For Against Against
5 Elect Thomas A. Lewis Mgmt For Against Against
Jr.
6 Elect Douglas M. Mgmt For Against Against
Pasquale
7 Elect Michele K. Saito Mgmt For Against Against
8 Elect Eric K. Yeaman Mgmt For Against Against
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alkermes plc
Ticker Security ID: Meeting Date Meeting Status
ALKS CUSIP G01767105 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shane M. Cooke Mgmt For For For
2 Elect Richard Gaynor Mgmt For For For
3 Elect Paul J. Mitchell Mgmt For For For
4 Elect Richard F. Pops Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2018 Mgmt For Against Against
Stock Option and
Incentive
Plan
________________________________________________________________________________
Allison Transmission Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALSN CUSIP 01973R101 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judy L. Altmaier Mgmt For For For
2 Elect Stan A. Askren Mgmt For For For
3 Elect Lawrence E. Dewey Mgmt For For For
4 Elect David C. Everitt Mgmt For For For
5 Elect Alvaro Mgmt For For For
Garcia-Tunon
6 Elect David S. Graziosi Mgmt For For For
7 Elect Carolann I. Mgmt For For For
Haznedar
8 Elect Richard P. Lavin Mgmt For For For
9 Elect Thomas W. Rabaut Mgmt For For For
10 Elect Richard V. Mgmt For For For
Reynolds
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alnylam Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALNY CUSIP 02043Q107 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael W. Bonney Mgmt For For For
2 Elect John M. Mgmt For For For
Maraganore
3 Elect Phillip A. Sharp Mgmt For For For
4 Amendment to the 2018 Mgmt For Against Against
Stock Incentive
Plan
5 Amendment to the 2004 Mgmt For For For
Employee Stock
Purchase
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AMAG Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAG CUSIP 00163U106 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott D. Myers Mgmt For For For
1.2 Elect John A. Fallon Mgmt For For For
1.3 Elect Paul Fonteyne Mgmt For For For
1.4 Elect David Johnson Mgmt For For For
1.5 Elect Kathrine O'Brien Mgmt For For For
1.6 Elect Anne M. Phillips Mgmt For For For
1.7 Elect Gino Santini Mgmt For For For
1.8 Elect Davey S. Scoon Mgmt For For For
1.9 Elect James R. Sulat Mgmt For For For
2 Stock Option Exchange Mgmt For For For
Program for Non
Executive
Employees
3 Stock Option Exchange Mgmt For Against Against
Program for
Executives
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Amdocs Limited
Ticker Security ID: Meeting Date Meeting Status
DOX CUSIP G02602103 01/31/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mgmt For For For
Minicucci
2 Elect Adrian Gardner Mgmt For For For
3 Elect James S. Kahan Mgmt For For For
4 Elect Rafael de la Vega Mgmt For For For
5 Elect Giora Yaron Mgmt For For For
6 Elect Eli Gelman Mgmt For For For
7 Elect Richard T.C. Mgmt For For For
LeFave
8 Elect John A. MacDonald Mgmt For For For
9 Elect Shuky Sheffer Mgmt For For For
10 Elect Yvette Kanouff Mgmt For For For
11 Amendment to the 1998 Mgmt For For For
Stock Option and
Incentive
Plan
12 Increase Quarterly Mgmt For For For
Dividend
13 Accounts and Reports Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
American Campus Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACC CUSIP 024835100 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Mgmt For For For
Bayless,
Jr.
2 Elect G. Steven Dawson Mgmt For For For
3 Elect Cydney C. Donnell Mgmt For For For
4 Elect Mary Egan Mgmt For For For
5 Elect Edward Lowenthal Mgmt For For For
6 Elect Oliver Luck Mgmt For For For
7 Elect C. Patrick Oles Mgmt For For For
Jr.
8 Elect John T. Rippel Mgmt For For For
9 Elect Carla Pineyro Mgmt For For For
Sublett
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American Equity Investment Life Holding Company
Ticker Security ID: Meeting Date Meeting Status
AEL CUSIP 025676206 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anant Bhalla Mgmt For For For
1.2 Elect Joyce A. Chapman Mgmt For For For
1.3 Elect James M. Gerlach Mgmt For For For
1.4 Elect Robert L. Howe Mgmt For For For
1.5 Elect Michelle M. Mgmt For For For
Keeley
1.6 Elect William R. Kunkel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
American Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AFG CUSIP 025932104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl H. Lindner, Mgmt For For For
III
1.2 Elect S. Craig Lindner Mgmt For For For
1.3 Elect Kenneth C. Mgmt For For For
Ambrecht
1.4 Elect John B. Berding Mgmt For For For
1.5 Elect Joseph E. Mgmt For For For
Consolino
1.6 Elect Virginia C. Mgmt For For For
Drosos
1.7 Elect James E. Evans Mgmt For For For
1.8 Elect Terry S. Jacobs Mgmt For For For
1.9 Elect Gregory G. Joseph Mgmt For For For
1.10 Elect Mary Beth Martin Mgmt For For For
1.11 Elect William W. Verity Mgmt For For For
1.12 Elect John I. Von Mgmt For For For
Lehman
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American Vanguard Corporation
Ticker Security ID: Meeting Date Meeting Status
AVD CUSIP 030371108 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott D. Baskin Mgmt For For For
2 Elect Lawrence S. Clark Mgmt For For For
3 Elect Debra F. Edwards Mgmt For For For
4 Elect Morton D. Erlich Mgmt For For For
5 Elect Emer Gunter Mgmt For For For
6 Elect Alfred F. Ingulli Mgmt For For For
7 Elect John L. Killmer Mgmt For For For
8 Elect Eric G. Wintemute Mgmt For For For
9 Elect M. Esmail Mgmt For For For
Zirakparvar
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Amicus Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
FOLD CUSIP 03152W109 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lynn Dorsey Bleil Mgmt For For For
1.2 Elect Bradley L. Mgmt For For For
Campbell
1.3 Elect Robert Essner Mgmt For For For
1.4 Elect Ted W. Love Mgmt For For For
2 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ANI Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANIP CUSIP 00182C103 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert E. Brown Mgmt For Against Against
Jr
2 Elect Thomas J. Haughey Mgmt For For For
3 Elect David B. Nash Mgmt For Against Against
4 Elect Patrick D. Walsh Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
8 Amendment to the 2008 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Apartment Investment and Management Company
Ticker Security ID: Meeting Date Meeting Status
AIV CUSIP 03748R754 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terry Considine Mgmt For For For
2 Elect Thomas L. Keltner Mgmt For For For
3 Elect Robert A. Miller Mgmt For For For
4 Elect Devin I. Murphy Mgmt For For For
5 Elect Kathleen M. Mgmt For For For
Nelson
6 Elect John D. Rayis Mgmt For For For
7 Elect Ann Sperling Mgmt For For For
8 Elect Michael A. Stein Mgmt For For For
9 Elect Nina A. Tran Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Aramark
Ticker Security ID: Meeting Date Meeting Status
ARMK CUSIP 03852U106 01/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan M. Cameron Mgmt For For For
2 Elect Greg Creed Mgmt For For For
3 Elect Calvin Darden Mgmt For For For
4 Elect Richard W. Mgmt For For For
Dreiling
5 Elect Irene M. Esteves Mgmt For For For
6 Elect Daniel J. Mgmt For For For
Heinrich
7 Elect Paul C. Hilal Mgmt For For For
8 Elect Karen M. King Mgmt For For For
9 Elect Stephen I. Sadove Mgmt For For For
10 Elect Arthur B. Mgmt For For For
Winkleblack
11 Elect John J. Zillmer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
15 Amendment Regarding Mgmt For For For
Shareholders Ability
to Call Special
Meetings
________________________________________________________________________________
Argo Group International Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARGO CUSIP G0464B107 12/20/2019 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr For TNA N/A
to Call a Special
Meeting
________________________________________________________________________________
Argo Group International Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARGO CUSIP G0464B107 12/20/2019 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr N/A For N/A
to Call a Special
Meeting
________________________________________________________________________________
Arrow Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARW CUSIP 042735100 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry W. Perry Mgmt For For For
1.2 Elect William F. Austen Mgmt For For For
1.3 Elect Steven H. Gunby Mgmt For For For
1.4 Elect Gail E. Hamilton Mgmt For For For
1.5 Elect Richard S. Hill Mgmt For For For
1.6 Elect M. Frances Keeth Mgmt For For For
1.7 Elect Andrew Kerin Mgmt For For For
1.8 Elect Laurel J. Mgmt For For For
Krzeminksi
1.9 Elect Michael J. Long Mgmt For For For
1.10 Elect Stephen C. Mgmt For For For
Patrick
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Artisan Partners Asset Management Inc.
Ticker Security ID: Meeting Date Meeting Status
APAM CUSIP 04316A108 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Matthew R. Barger Mgmt For For For
1.2 Elect Eric R. Colson Mgmt For For For
1.3 Elect Tench Coxe Mgmt For For For
1.4 Elect Stephanie G. Mgmt For For For
DiMarco
1.5 Elect Jeffrey A. Mgmt For For For
Joerres
1.6 Elect Andrew A. Ziegler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Assurant, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIZ CUSIP 04621X108 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elaine D. Rosen Mgmt For For For
2 Elect Paget L. Alves Mgmt For For For
3 Elect Juan N. Cento Mgmt For For For
4 Elect Alan B. Colberg Mgmt For For For
5 Elect Harriet Edelman Mgmt For For For
6 Elect Lawrence V. Mgmt For For For
Jackson
7 Elect Jean-Paul L. Mgmt For For For
Montupet
8 Elect Debra J. Perry Mgmt For For For
9 Elect Ognjen Redzic Mgmt For For For
10 Elect Paul J. Reilly Mgmt For For For
11 Elect Robert W. Stein Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Assured Guaranty Ltd.
Ticker Security ID: Meeting Date Meeting Status
AGO CUSIP G0585R106 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francisco L. Mgmt For For For
Borges
2 Elect G. Lawrence Buhl Mgmt For For For
3 Elect Dominic J. Mgmt For For For
Frederico
4 Elect Bonnie L. Howard Mgmt For For For
5 Elect Thomas W. Jones Mgmt For For For
6 Elect Patrick W. Kenny Mgmt For For For
7 Elect Alan J. Kreczko Mgmt For For For
8 Elect Simon W. Leathes Mgmt For For For
9 Elect Michael T. O'Kane Mgmt For For For
10 Elect Yukiko Omura Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Elect Howard W Albert Mgmt For For For
14 Elect Robert A Mgmt For For For
Bailenson
15 Elect Russell B Brewer Mgmt For For For
II
16 Elect Gary Burnet Mgmt For For For
17 Elect Ling Chow Mgmt For For For
18 Elect Stephen Mgmt For For For
Donnarumma
19 Elect Dominic J. Mgmt For For For
Frederico
20 Elect Walter A. Scott Mgmt For For For
21 Ratification of Mgmt For For For
Subsidiary
Auditor
________________________________________________________________________________
Atkore International Group Inc.
Ticker Security ID: Meeting Date Meeting Status
ATKR CUSIP 047649108 01/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Betty R. Johnson Mgmt For For For
2 Elect William R. Waltz Mgmt For For For
Jr.
3 Elect A. Mark Zeffiro Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AutoNation, Inc.
Ticker Security ID: Meeting Date Meeting Status
AN CUSIP 05329W102 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mike Jackson Mgmt For For For
2 Elect Thomas J. Mgmt For For For
Baltimore,
Jr.
3 Elect Rick L. Burdick Mgmt For For For
4 Elect David B. Edelson Mgmt For For For
5 Elect Steven L. Gerard Mgmt For For For
6 Elect Robert R. Grusky Mgmt For For For
7 Elect Lisa Lutoff-Perlo Mgmt For For For
8 Elect G. Mike Mikan Mgmt For For For
9 Elect Cheryl S. Miller Mgmt For For For
10 Elect Jacqueline A. Mgmt For For For
Travisano
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Avalara, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVLR CUSIP 05338G106 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William D. Ingram Mgmt For For For
1.2 Elect Brian H. Sharples Mgmt For For For
1.3 Elect Chelsea Stoner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Avery Dennison Corporation
Ticker Security ID: Meeting Date Meeting Status
AVY CUSIP 053611109 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley A. Alford Mgmt For For For
2 Elect Anthony K. Mgmt For For For
Anderson
3 Elect Peter K. Barker Mgmt For For For
4 Elect Mark J. Mgmt For For For
Barrenechea
5 Elect Mitchell R. Mgmt For For For
Butier
6 Elect Ken C. Hicks Mgmt For For For
7 Elect Andres A. Lopez Mgmt For For For
8 Elect Patrick T. Mgmt For For For
Siewert
9 Elect Julia A. Stewart Mgmt For For For
10 Elect Martha N. Mgmt For For For
Sullivan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Avnet, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVT CUSIP 053807103 11/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney C. Adkins Mgmt For For For
2 Elect William J. Amelio Mgmt For For For
3 Elect Carlo Bozotti Mgmt For For For
4 Elect Michael A. Mgmt For For For
Bradley
5 Elect Brenda C. Freeman Mgmt For For For
6 Elect Jo Ann Jenkins Mgmt For For For
7 Elect Oleg Khaykin Mgmt For For For
8 Elect James A. Lawrence Mgmt For For For
9 Elect Avid Modjtabai Mgmt For For For
10 Elect Adalio T. Sanchez Mgmt For For For
11 Elect William H. Mgmt For For For
Schumann,
III
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Axalta Coating Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
AXTA CUSIP G0750C108 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Garrett Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Axis Capital Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
AXS CUSIP G0692U109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas C. Ramey Mgmt For For For
1.2 Elect Wilhelm Zeller Mgmt For For For
1.3 Elect Lizabeth H. Mgmt For For For
Zlatkus
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Axsome Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXSM CUSIP 05464T104 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark E. Saad Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AZZ Inc.
Ticker Security ID: Meeting Date Meeting Status
AZZ CUSIP 002474104 07/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel E. Berce Mgmt For For For
1.2 Elect Paul Eisman Mgmt For For For
1.3 Elect Daniel R. Feehan Mgmt For For For
1.4 Elect Thomas E. Mgmt For For For
Ferguson
1.5 Elect Kevern R. Joyce Mgmt For For For
1.6 Elect Venita Mgmt For For For
McCellon-Allen
1.7 Elect Ed McGough Mgmt For For For
1.8 Elect Stephan E. Pirnat Mgmt For For For
1.9 Elect Steven R. Purvis Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BankUnited, Inc.
Ticker Security ID: Meeting Date Meeting Status
BKU CUSIP 06652K103 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rajinder P. Singh Mgmt For For For
1.2 Elect Tere Blanca Mgmt For For For
1.3 Elect John N. DiGiacomo Mgmt For For For
1.4 Elect Michael J. Mgmt For For For
Dowling
1.5 Elect Douglas J. Pauls Mgmt For For For
1.6 Elect A. Gail Prudenti Mgmt For For For
1.7 Elect William S. Mgmt For For For
Rubenstein
1.8 Elect Sanjiv Sobti Mgmt For For For
1.9 Elect Lynne Wines Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2014 Mgmt For For For
Omnibus Equity
Incentive
Plan
________________________________________________________________________________
Berkshire Hills Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
BHLB CUSIP 084680107 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Baye Adofo-Wilson Mgmt For For For
1.2 Elect Rheo. A. Mgmt For For For
Brouillard
1.3 Elect David M. Brunelle Mgmt For For For
1.4 Elect Robert M. Curley Mgmt For For For
1.5 Elect John B. Davies Mgmt For For For
1.6 Elect J. Williar Mgmt For For For
Dunlaevy
1.7 Elect William H. Mgmt For For For
Hughes
III
1.8 Elect Cornelius D. Mgmt For For For
Mahoney
1.9 Elect Richard M. Mgmt For For For
Marotta
1.10 Elect Sylvia Maxfield Mgmt For For For
1.11 Elect Laurie Norton Mgmt For For For
Moffatt
1.12 Elect Jonathan I. Mgmt For For For
Shulman
1.13 Elect D. Jeffrey Mgmt For For For
Templeton
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bio-Rad Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIO CUSIP 090572207 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arnold A. Mgmt For For For
Pinkston
2 Elect Melinda Mgmt For For For
Litherland
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bio-Techne Corporation
Ticker Security ID: Meeting Date Meeting Status
TECH CUSIP 09073M104 10/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2 Elect Robert V. Mgmt For For For
Baumgartner
3 Elect John L. Higgins Mgmt For For For
4 Elect Joseph D. Keegan Mgmt For For For
5 Elect Charles R. Mgmt For For For
Kummeth
6 Elect Roeland Nusse Mgmt For For For
7 Elect Alpna Seth Mgmt For For For
8 Elect Randolph C. Steer Mgmt For For For
9 Elect Rupert Vessey Mgmt For For For
10 Elect Harold Wiens Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Black Knight, Inc.
Ticker Security ID: Meeting Date Meeting Status
BKI CUSIP 09215C105 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony M. Mgmt For For For
Jabbour
1.2 Elect Richard N. Massey Mgmt For For For
1.3 Elect John D. Rood Mgmt For For For
1.4 Elect Nancy L. Shanik Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bloom Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BE CUSIP 093712107 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary K. Bush Mgmt For For For
2 Elect Jeffrey R. Immelt Mgmt For For For
3 Elect Eddy Zervigon Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bloom Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BE CUSIP 093712107 06/16/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Class B Mgmt For For For
Common Stock upon
Conversion of
Notes
2 Issuance of Class B Mgmt For For For
Common Stock upon
Conversion of Notes
Held by Certain
Investors
3 Issuance of Class B Mgmt For For For
Common Stock upon
Conversion of Note
Held by Constellation
NewEnergy,
Inc.
________________________________________________________________________________
bluebird bio, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLUE CUSIP 09609G100 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nick Leschly Mgmt For For For
2 Elect Douglas A. Melton Mgmt For For For
3 Elect Mark Vachon Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BMC Stock Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMCH CUSIP 05591B109 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Alexander Mgmt For For For
2 Elect David W. Bullock Mgmt For For For
3 Elect David L. Keltner Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Approval of the 2020 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Boise Cascade Company
Ticker Security ID: Meeting Date Meeting Status
BCC CUSIP 09739D100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas E. Carlile Mgmt For For For
2 Elect Kristopher J. Mgmt For For For
Matula
3 Elect Duane C. Mgmt For For For
McDougall
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
7 Amend the Articles to Mgmt For For For
Remove Certain
Provisions
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Braemar Hotels & Resorts Inc.
Ticker Security ID: Meeting Date Meeting Status
BHR CUSIP 10482B101 07/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Monty J. Bennett Mgmt For For For
1.2 Elect Stefani D. Carter Mgmt For For For
1.3 Elect Candace Evans Mgmt For For For
1.4 Elect Kenneth H. Fearn Mgmt For For For
1.5 Elect Curtis B. Mgmt For For For
McWilliams
1.6 Elect Matthew D. Mgmt For For For
Rinaldi
1.7 Elect Abteen Vaziri Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bright Horizons Family Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
BFAM CUSIP 109194100 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen H. Kramer Mgmt For For For
2 Elect Sara Mgmt For For For
Lawrence-Lightfoot
3 Elect David H. Lissy Mgmt For For For
4 Elect Cathy E. Minehan Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BrightSphere Investment Group Inc.
Ticker Security ID: Meeting Date Meeting Status
BSIG CUSIP 10948W103 06/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert J. Chersi Mgmt For Against Against
2 Elect Andrew Kim Mgmt For Against Against
3 Elect John A. Paulson Mgmt For Against Against
4 Elect Suren S. Rana Mgmt For Against Against
5 Elect Barbara Trebbi Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BrightSphere Investment Group Inc.
Ticker Security ID: Meeting Date Meeting Status
BSIG CUSIP 10948W103 09/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary Elizabeth Mgmt For For For
Beams
2 Elect Robert J. Chersi Mgmt For For For
3 Elect Andrew Kim Mgmt For For For
4 Elect Reginald Love Mgmt For For For
5 Elect John A. Paulson Mgmt For For For
6 Elect Barbara Trebbi Mgmt For For For
7 Elect Guang Yang Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
BrightSphere Investment Group plc
Ticker Security ID: Meeting Date Meeting Status
BSIG CUSIP G1644T109 07/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reincorporation from Mgmt For For For
the United Kingdom to
Delaware
________________________________________________________________________________
BrightSphere Investment Group plc
Ticker Security ID: Meeting Date Meeting Status
BSIG CUSIP G1644T109 07/02/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments To Articles Mgmt For For For
In Connection With
The
New Incorporation
________________________________________________________________________________
Bruker Corporation
Ticker Security ID: Meeting Date Meeting Status
BRKR CUSIP 116794108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia M. Friend Mgmt For For For
1.2 Elect Marc A. Kastner Mgmt For For For
1.3 Elect Hermann Requardt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Builders FirstSource, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLDR CUSIP 12008R107 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul S. Levy Mgmt For For For
1.2 Elect Cleveland A. Mgmt For For For
Christophe
1.3 Elect Craig A. Steinke Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Burlington Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
BURL CUSIP 122017106 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ted English Mgmt For For For
2 Elect Jordan Hitch Mgmt For For For
3 Elect Mary Ann Tocio Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
CACI International Inc
Ticker Security ID: Meeting Date Meeting Status
CACI CUSIP 127190304 11/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Daniels
2 Elect William L. Jews Mgmt For For For
3 Elect Gregory G. Mgmt For For For
Johnson
4 Elect J.P. London Mgmt For For For
5 Elect John S. Mengucci Mgmt For For For
6 Elect James L. Pavitt Mgmt For For For
7 Elect Warren R. Mgmt For For For
Phillips
8 Elect Debora A. Mgmt For For For
Plunkett
9 Elect Charles P. Mgmt For For For
Revoile
10 Elect William S. Mgmt For For For
Wallace
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Camden Property Trust
Ticker Security ID: Meeting Date Meeting Status
CPT CUSIP 133131102 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard J. Campo Mgmt For For For
1.2 Elect Heather J. Mgmt For For For
Brunner
1.3 Elect Mark D. Gibson Mgmt For For For
1.4 Elect Scott S. Ingraham Mgmt For For For
1.5 Elect Renu Khator Mgmt For For For
1.6 Elect D. Keith Oden Mgmt For For For
1.7 Elect William F. Mgmt For For For
Paulsen
1.8 Elect Frances A. Mgmt For For For
Sevilla-Sacasa
1.9 Elect Steven Webster Mgmt For For For
1.10 Elect Kelvin R. Mgmt For For For
Westbrook
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cannae Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNNE CUSIP 13765N107 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hugh R. Harris Mgmt For For For
1.2 Elect C. Malcolm Mgmt For For For
Holland,
III
1.3 Elect Mark D. Linehan Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cardlytics Inc
Ticker Security ID: Meeting Date Meeting Status
CDLX CUSIP 14161W105 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lynne M. Laube Mgmt For For For
1.2 Elect John Klinck Mgmt For For For
1.3 Elect Tony Weisman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Carlisle Companies Incorporated
Ticker Security ID: Meeting Date Meeting Status
CSL CUSIP 142339100 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert G. Bohn Mgmt For For For
2 Elect Gregg A. Mgmt For For For
Ostrander
3 Elect Jesse G. Singh Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Carpenter Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Viola L. Acoff Mgmt For For For
1.2 Elect I. Martin Inglis Mgmt For For For
1.3 Elect Stephen M. Ward, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Stock-Based Incentive
Compensation
Plan
________________________________________________________________________________
Carvana Co.
Ticker Security ID: Meeting Date Meeting Status
CVNA CUSIP 146869102 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael E. Mgmt For For For
Maroone
1.2 Elect Neha Parikh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cathay General Bancorp
Ticker Security ID: Meeting Date Meeting Status
CATY CUSIP 149150104 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nelson Chung Mgmt For For For
2 Elect Felix S. Mgmt For For For
Fernandez
3 Elect Maan-Huei Hung Mgmt For For For
4 Elect Richard Sun Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cavco Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVCO CUSIP 149568107 07/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Mgmt For For For
Greenblatt
1.2 Elect Richard A. Kerley Mgmt For For For
1.3 Elect Julia W. Sze Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Central Pacific Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
CPF CUSIP 154760409 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christine H.H. Mgmt For For For
Camp
1.2 Elect Earl E. Fry Mgmt For For For
1.3 Elect Wayne K. Kamitaki Mgmt For For For
1.4 Elect Paul J. Kosasa Mgmt For For For
1.5 Elect Duane K. Kurisu Mgmt For For For
1.6 Elect Christopher T. Mgmt For For For
Lutes
1.7 Elect Colbert M. Mgmt For For For
Matsumoto
1.8 Elect A. Catherine Ngo Mgmt For For For
1.9 Elect Saedene K. Ota Mgmt For For For
1.10 Elect Crystal K. Rose Mgmt For For For
1.11 Elect Paul K. Yonamine Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Javed Ahmed Mgmt For For For
2 Elect Robert C. Mgmt For For For
Arzbaecher
3 Elect William Davisson Mgmt For For For
4 Elect John W. Eaves Mgmt For For For
5 Elect Stephen A. Mgmt For For For
Furbacher
6 Elect Stephen J. Hagge Mgmt For For For
7 Elect Anne P. Noonan Mgmt For For For
8 Elect Michael J. Toelle Mgmt For For For
9 Elect Theresa E. Wagler Mgmt For For For
10 Elect Celso L. White Mgmt For For For
11 Elect W. Anthony Will Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Charles River Laboratories International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRL CUSIP 159864107 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Foster Mgmt For For For
2 Elect Nancy C. Andrews Mgmt For For For
3 Elect Robert J. Mgmt For For For
Bertolini
4 Elect Stephen D. Chubb Mgmt For For For
5 Elect Deborah T. Mgmt For For For
Kochevar
6 Elect Martin Mackay Mgmt For For For
7 Elect George E. Massaro Mgmt For For For
8 Elect George M. Milne, Mgmt For For For
Jr.
9 Elect C. Richard Reese Mgmt For For For
10 Elect Richard F. Mgmt For For For
Wallman
11 Elect Virginia M. Mgmt For For For
Wilson
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2018 Mgmt For For For
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ciena Corporation
Ticker Security ID: Meeting Date Meeting Status
CIEN CUSIP 171779309 04/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judith M. O'Brien Mgmt For For For
2 Elect Joanne B. Olsen Mgmt For For For
3 Elect Gary B. Smith Mgmt For For For
4 Elect Devinder Kumar Mgmt For For For
5 Amendment to the 2017 Mgmt For For For
Omnibus Incentive
Plan
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cincinnati Bell Inc.
Ticker Security ID: Meeting Date Meeting Status
CBB CUSIP 171871502 05/07/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Citi Trends, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTRN CUSIP 17306X102 06/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian P. Carney Mgmt For For For
2 Elect Jonathan Duskin Mgmt For For For
3 Elect David N. Makuen Mgmt For For For
4 Elect Peter Sachse Mgmt For For For
5 Elect Kenneth Seipel Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Clean Energy Fuels Corp.
Ticker Security ID: Meeting Date Meeting Status
CLNE CUSIP 184499101 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lizabeth A. Mgmt For For For
Ardisana
1.2 Elect Philippe Charleux Mgmt For For For
1.3 Elect John S. Mgmt For For For
Herrington
1.4 Elect Andrew J. Mgmt For For For
Littlefair
1.5 Elect James C. Miller Mgmt For For For
III
1.6 Elect Philippe Mgmt For For For
Montanteme
1.7 Elect Stephen A. Scully Mgmt For For For
1.8 Elect Kenneth M. Socha Mgmt For For For
1.9 Elect Vincent C. Mgmt For For For
Taormina
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of Amendment Mgmt For For For
to the 2016
Performance Incentive
Plan
________________________________________________________________________________
Clearway Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CWEN CUSIP 18539C204 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan Bram Mgmt For Withhold Against
1.2 Elect Nathaniel Mgmt For Withhold Against
Anschuetz
1.3 Elect Brian R. Ford Mgmt For Withhold Against
1.4 Elect Bruce J. Mgmt For Withhold Against
MacLennan
1.5 Elect Ferrell P. Mgmt For Withhold Against
McClean
1.6 Elect Daniel B. More Mgmt For Withhold Against
1.7 Elect E. Stanley O'Neal Mgmt For Withhold Against
1.8 Elect Christopher S. Mgmt For Withhold Against
Sotos
1.9 Elect Scott Stanley Mgmt For Withhold Against
2 Technical Amendments Mgmt For For For
to
Charter
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cohen & Steers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNS CUSIP 19247A100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin Cohen Mgmt For For For
2 Elect Robert H. Steers Mgmt For For For
3 Elect Joseph H. Harvery Mgmt For For For
4 Elect Peter L. Rhein Mgmt For For For
5 Elect Richard P. Simon Mgmt For For For
6 Elect Edmond D. Villani Mgmt For For For
7 Elect Frank T. Connor Mgmt For For For
8 Elect Reena Aggarwal Mgmt For For For
9 Elect Dasha Smith Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Columbia Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
CXP CUSIP 198287203 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carmen M. Bowser Mgmt For For For
2 Elect John L. Dixon Mgmt For For For
3 Elect David B. Henry Mgmt For For For
4 Elect Murray J. McCabe Mgmt For For For
5 Elect E. Nelson Mills Mgmt For For For
6 Elect Constance B. Mgmt For For For
Moore
7 Elect Michael S. Robb Mgmt For For For
8 Elect Thomas G. Wattles Mgmt For For For
9 Elect Francis X. Mgmt For For For
Wentworth,
Jr.
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Comfort Systems USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIX CUSIP 199908104 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Darcy G. Anderson Mgmt For For For
1.2 Elect Herman E. Bulls Mgmt For For For
1.3 Elect Alan P. Krusi Mgmt For For For
1.4 Elect Brian E. Lane Mgmt For For For
1.5 Elect Pablo G. Mercado Mgmt For For For
1.6 Elect Franklin Myers Mgmt For For For
1.7 Elect William J. Mgmt For For For
Sandbrook
1.8 Elect James H. Schultz Mgmt For For For
1.9 Elect Constance E. Mgmt For For For
Skidmore
1.10 Elect Vance W. Tang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Community Bank System, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBU CUSIP 203607106 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian R. Ace Mgmt For For For
2 Elect Mark J. Bolus Mgmt For For For
3 Elect Jeffrey L. Davis Mgmt For For For
4 Elect Neil E. Fesette Mgmt For For For
5 Elect Michael R. Kallet Mgmt For For For
6 Elect Kerrie D. Mgmt For For For
MacPherson
7 Elect John Parente Mgmt For For For
8 Elect Raymond C. Pecor Mgmt For For For
III
9 Elect Sally A. Steele Mgmt For For For
10 Elect Eric E. Stickels Mgmt For For For
11 Elect Mark E. Tryniski Mgmt For For For
12 Elect John F. Whipple, Mgmt For For For
Jr.
13 Elect Brian R. Ace Mgmt For For For
14 Elect Michael R. Kallet Mgmt For For For
15 Elect John Parente Mgmt For For For
16 Elect John F. Whipple, Mgmt For For For
Jr.
17 Repeal of Classified Mgmt For For For
Board
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ConnectOne Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNOB CUSIP 20786W107 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank Sorrentino Mgmt For For For
III
1.2 Elect Frank W. Baier Mgmt For For For
1.3 Elect Alexander A. Bol Mgmt For For For
1.4 Elect Stephen Boswell Mgmt For For For
1.5 Elect Katherin Mgmt For For For
Nukk-Freeman
1.6 Elect Frank Huttle III Mgmt For For For
1.7 Elect Michael Kempner Mgmt For For For
1.8 Elect Nicholas Minoia Mgmt For For For
1.9 Elect Joseph Parisi Jr. Mgmt For For For
1.10 Elect Daniel E. Rifkin Mgmt For For For
1.11 Elect William A. Mgmt For For For
Thompson
1.12 Elect Mark Sokolich Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Elimination of Mgmt For For For
Supermajority
Requirement for
Certain Corporate
Actions
4 Technical Amendments Mgmt For For For
to Certificate of
Incorporation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ConnectOne Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNOB CUSIP 20786W107 12/09/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Core-Mark Holding Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
CORE CUSIP 218681104 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stuart W. Booth Mgmt For For For
2 Elect Gary F. Colter Mgmt For For For
3 Elect Rocky B. Dewbre Mgmt For For For
4 Elect Laura J. Flanagan Mgmt For For For
5 Elect Robert G. Gross Mgmt For For For
6 Elect Scott E. Mgmt For For For
McPherson
7 Elect Diane Randolph Mgmt For For For
8 Elect Harvey L. Tepner Mgmt For For For
9 Elect Randolph I. Mgmt For For For
Thornton
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CoreCivic, Inc.
Ticker Security ID: Meeting Date Meeting Status
CXW CUSIP 21871N101 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna M. Alvarado Mgmt For For For
2 Elect Robert J. Dennis Mgmt For For For
3 Elect Mark A. Emkes Mgmt For For For
4 Elect Damon T. Hininger Mgmt For For For
5 Elect Stacia A. Hylton Mgmt For For For
6 Elect Harley G. Lappin Mgmt For For For
7 Elect Anne L. Mariucci Mgmt For For For
8 Elect Thurgood Mgmt For For For
Marshall,
Jr.
9 Elect Devin I. Murphy Mgmt For For For
10 Elect Charles L. Overby Mgmt For For For
11 Elect John R. Prann, Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Cornerstone OnDemand, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSOD CUSIP 21925Y103 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dean Carter Mgmt For For For
1.2 Elect Richard M. Mgmt For For For
Haddrill
1.3 Elect Adam L. Miller Mgmt For For For
1.4 Elect Joseph Osnoss Mgmt For For For
1.5 Elect Elisa A. Steele Mgmt For For For
1.6 Elect Steffan C. Mgmt For For For
Tomlinson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cray Inc.
Ticker Security ID: Meeting Date Meeting Status
CRAY CUSIP 225223304 08/27/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Crocs, Inc.
Ticker Security ID: Meeting Date Meeting Status
CROX CUSIP 227046109 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Smach Mgmt For For For
1.2 Elect Beth J. Kaplan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Curtiss-Wright Corporation
Ticker Security ID: Meeting Date Meeting Status
CW CUSIP 231561101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Adams Mgmt For For For
1.2 Elect Dean M. Flatt Mgmt For For For
1.3 Elect S. Marce Fuller Mgmt For For For
1.4 Elect Bruce D. Hoechner Mgmt For For For
1.5 Elect Glenda J. Minor Mgmt For For For
1.6 Elect John B. Nathman Mgmt For For For
1.7 Elect Robert J. Rivet Mgmt For For For
1.8 Elect Albert E. Smith Mgmt For For For
1.9 Elect Peter C. Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Deckers Outdoor Corporation
Ticker Security ID: Meeting Date Meeting Status
DECK CUSIP 243537107 09/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Gibbons Mgmt For For For
1.2 Elect Nelson C. Chan Mgmt For For For
1.3 Elect Cynthia L. Davis Mgmt For For For
1.4 Elect Michael F. Mgmt For For For
Devine,
III
1.5 Elect David Powers Mgmt For For For
1.6 Elect James Quinn Mgmt For For For
1.7 Elect Lauri Shanahan Mgmt For For For
1.8 Elect Brian Spaly Mgmt For For For
1.9 Elect Bonita C. Stewart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
DexCom, Inc.
Ticker Security ID: Meeting Date Meeting Status
DXCM CUSIP 252131107 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard A. Mgmt For For For
Collins
2 Elect Mark G. Foletta Mgmt For For For
3 Elect Eric Topol Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Diebold Nixdorf, Incorporated
Ticker Security ID: Meeting Date Meeting Status
DBD CUSIP 253651103 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arthur F. Anton Mgmt For For For
2 Elect Bruce H. Besanko Mgmt For For For
3 Elect Reynolds C. Bish Mgmt For For For
4 Elect Ellen M. Costello Mgmt For For For
5 Elect Phillip R. Cox Mgmt For For For
6 Elect Alexander Mgmt For For For
Dibelius
7 Elect Matthew Goldfarb Mgmt For For For
8 Elect Gary G. Mgmt For For For
Greenfield
9 Elect Gerrard B. Schmid Mgmt For For For
10 Elect Kent M. Stahl Mgmt For For For
11 Elect Lauren C. States Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2017 Mgmt For For For
Equity and
Performance Incentive
Plan
________________________________________________________________________________
Douglas Emmett, Inc.
Ticker Security ID: Meeting Date Meeting Status
DEI CUSIP 25960P109 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dan A. Emmett Mgmt For For For
1.2 Elect Jordan L. Kaplan Mgmt For For For
1.3 Elect Kenneth M. Panzer Mgmt For For For
1.4 Elect Christopher H. Mgmt For For For
Anderson
1.5 Elect Leslie E. Bider Mgmt For For For
1.6 Elect David T. Feinberg Mgmt For For For
1.7 Elect Virginia McFerran Mgmt For For For
1.8 Elect Thomas E. O'Hern Mgmt For For For
1.9 Elect William E. Mgmt For For For
Simon,
Jr.
1.10 Elect Johnese M. Spisso Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2016 Mgmt For For For
Omnibus Stock
Incentive
Plan
________________________________________________________________________________
Duke Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
DRE CUSIP 264411505 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John P. Case Mgmt For For For
2 Elect James B. Connor Mgmt For For For
3 Elect Ngaire E. Cuneo Mgmt For For For
4 Elect Charles R. Eitel Mgmt For For For
5 Elect Tamara D. Fischer Mgmt For For For
6 Elect Norman K. Jenkins Mgmt For For For
7 Elect Melanie R. Mgmt For For For
Sabelhaus
8 Elect Peter M. Scott Mgmt For For For
III
9 Elect David P. Stockert Mgmt For For For
10 Elect Chris Sultemeier Mgmt For For For
11 Elect Michael E. Mgmt For For For
Szymanczyk
12 Elect Warren M. Mgmt For For For
Thompson
13 Elect Lynn C. Thurber Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dunkin' Brands Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DNKN CUSIP 265504100 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda W. Boff Mgmt For For For
2 Elect Irene Chang Britt Mgmt For For For
3 Elect Michael F. Hines Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Echo Global Logistics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ECHO CUSIP 27875T101 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas R. Mgmt For For For
Waggoner
2 Elect Samuel K. Skinner Mgmt For For For
3 Elect Matthew Ferguson Mgmt For For For
4 Elect David C. Habiger Mgmt For For For
5 Elect William M. Mgmt For For For
Farrow
III
6 Elect Virginia L. Mgmt For For For
Henkels
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Elastic N.V.
Ticker Security ID: Meeting Date Meeting Status
ESTC CUSIP N14506104 01/10/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alison Gleeson Mgmt For For For
________________________________________________________________________________
Elastic N.V.
Ticker Security ID: Meeting Date Meeting Status
ESTC CUSIP N14506104 10/04/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Endgame Transaction Mgmt For For For
________________________________________________________________________________
Elastic N.V.
Ticker Security ID: Meeting Date Meeting Status
ESTC CUSIP N14506104 10/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Schuurman Mgmt For For For
2 Elect Chetan Puttagunta Mgmt For For For
3 Adoption of Dutch Mgmt For For For
Statutory Annual
Accounts for
2018
4 Discharge from Mgmt For For For
Liability for
Executive
Director
5 Discharge from Mgmt For For For
Liability for
Non-Executive
Directors
6 Ratification of Auditor Mgmt For For For
7 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Element Solutions Inc
Ticker Security ID: Meeting Date Meeting Status
ESI CUSIP 28618M106 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin E. Mgmt For For For
Franklin
2 Elect Benjamin Gliklich Mgmt For For For
3 Elect Scot Benson Mgmt For For For
4 Elect Ian G.H. Ashken Mgmt For For For
5 Elect Christopher T. Mgmt For For For
Fraser
6 Elect Michael F. Goss Mgmt For For For
7 Elect Nichelle Mgmt For For For
Maynard-Elliot
8 Elect E. Stanley O'Neal Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Emcor Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
EME CUSIP 29084Q100 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Altmeyer Mgmt For For For
2 Elect Anthony J. Guzzi Mgmt For For For
3 Elect Richard F. Hamm, Mgmt For For For
Jr.
4 Elect David H. Laidley Mgmt For For For
5 Elect Carol P. Lowe Mgmt For For For
6 Elect M. Kevin McEvoy Mgmt For For For
7 Elect William P. Reid Mgmt For For For
8 Elect Steven B. Mgmt For For For
Schwarzwaelder
9 Elect Robin A. Mgmt For For For
Walker-Lee
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2010 Mgmt For For For
Incentive
Plan
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Encompass Health Corporation
Ticker Security ID: Meeting Date Meeting Status
EHC CUSIP 29261A100 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Greg D. Mgmt For For For
Carmichael
2 Elect John W. Chidsey Mgmt For For For
3 Elect Donald L. Correll Mgmt For For For
4 Elect Yvonne M. Curl Mgmt For For For
5 Elect Charles M. Elson Mgmt For For For
6 Elect Joan E. Herman Mgmt For For For
7 Elect Leo I. Higdon, Mgmt For For For
Jr.
8 Elect Leslye G. Katz Mgmt For For For
9 Elect Patricia A. Mgmt For For For
Maryland
10 Elect John E. Maupin, Mgmt For For For
Jr.
11 Elect Nancy M. Mgmt For For For
Schlichting
12 Elect L. Edward Shaw, Mgmt For For For
Jr.
13 Elect Mark J. Tarr Mgmt For For For
14 Elect Terrance Williams Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Enphase Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENPH CUSIP 29355A107 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Benjamin Kortlang Mgmt For Withhold Against
1.2 Elect Richard Mora Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EnPro Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
NPO CUSIP 29355X107 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marvin A. Riley Mgmt For For For
1.2 Elect Thomas M. Botts Mgmt For For For
1.3 Elect Felix M. Brueck Mgmt For For For
1.4 Elect B. Bernard Mgmt For For For
Burns,
Jr.
1.5 Elect Diane C. Creel Mgmt For For For
1.6 Elect Adele M. Gulfo Mgmt For For For
1.7 Elect David L. Hauser Mgmt For For For
1.8 Elect John S. Humphrey Mgmt For For For
1.9 Elect Kees van der Mgmt For For For
Graaf
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Equity Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Equity Commonwealth
Ticker Security ID: Meeting Date Meeting Status
EQC CUSIP 294628102 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Samuel Zell Mgmt For For For
1.2 Elect James S. Corl Mgmt For For For
1.3 Elect Martin L. Edelman Mgmt For For For
1.4 Elect Edward A. Mgmt For For For
Glickman
1.5 Elect David Helfand Mgmt For For For
1.6 Elect Peter Linneman Mgmt For For For
1.7 Elect James L. Lozier, Mgmt For For For
Jr.
1.8 Elect Mary Jane Mgmt For For For
Robertson
1.9 Elect Kenneth Shea Mgmt For For For
1.10 Elect Gerald A. Spector Mgmt For For For
1.11 Elect James A. Star Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Equity LifeStyle Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
ELS CUSIP 29472R108 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew Mgmt For For For
Berkenfield
1.2 Elect Philip C. Calian Mgmt For For For
1.3 Elect David J. Contis Mgmt For For For
1.4 Elect Constance Mgmt For For For
Freedman
1.5 Elect Thomas P. Mgmt For For For
Heneghan
1.6 Elect Tao Huang Mgmt For For For
1.7 Elect Marguerite Nader Mgmt For For For
1.8 Elect Scott R. Peppet Mgmt For For For
1.9 Elect Sheli Z. Mgmt For For For
Rosenberg
1.10 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Essent Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESNT CUSIP G3198U102 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Casale Mgmt For For For
1.2 Elect Douglas J. Pauls Mgmt For For For
1.3 Elect William L. Mgmt For For For
Spiegel
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EverQuote, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVER CUSIP 30041R108 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David B. Blundin Mgmt For For For
1.2 Elect Sanju K. Bansal Mgmt For For For
1.3 Elect Seth Birnbaum Mgmt For For For
1.4 Elect Paul F. Deninger Mgmt For For For
1.5 Elect John Lunny Mgmt For For For
1.6 Elect George Neble Mgmt For For For
1.7 Elect John L. Shields Mgmt For For For
1.8 Elect Mira Wilczek Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EVERTEC, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVTC CUSIP 30040P103 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank G. D'Angelo Mgmt For For For
2 Elect Morgan M. Mgmt For For For
Schuessler,
Jr.
3 Elect Olga Botero Mgmt For For For
4 Elect Jorge A. Junquera Mgmt For For For
5 Elect Ivan Pagan Mgmt For For For
6 Elect Aldo J. Polak Mgmt For For For
7 Elect Alan H. Mgmt For For For
Schumacher
8 Elect Brian J. Smith Mgmt For For For
9 Elect Thomas W. Mgmt For For For
Swidarski
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Exterran Corporation
Ticker Security ID: Meeting Date Meeting Status
EXTN CUSIP 30227H106 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William M. Mgmt For For For
Goodyear
2 Elect James C. Gouin Mgmt For For For
3 Elect John P. Ryan Mgmt For For For
4 Elect Christopher T. Mgmt For For For
Seaver
5 Elect Hatem Soliman Mgmt For For For
6 Elect Mark R. Sotir Mgmt For For For
7 Elect Andrew J. Way Mgmt For For For
8 Elect Ieda Gomes Yell Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Federal Signal Corporation
Ticker Security ID: Meeting Date Meeting Status
FSS CUSIP 313855108 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eugene J. Lowe, Mgmt For For For
III
1.2 Elect Dennis J. Martin Mgmt For For For
1.3 Elect Patrick E. Miller Mgmt For For For
1.4 Elect Richard R. Mudge Mgmt For For For
1.5 Elect William F. Owens Mgmt For For For
1.6 Elect Brenda L. Mgmt For For For
Reichelderfer
1.7 Elect Jennifer L. Mgmt For For For
Sherman
1.8 Elect John L. Workman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First American Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FAF CUSIP 31847R102 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James L. Doti Mgmt For For For
1.2 Elect Michael D. McKee Mgmt For For For
1.3 Elect Thomas V. Mgmt For For For
McKernan
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First BanCorp.
Ticker Security ID: Meeting Date Meeting Status
FBP CUSIP 318672706 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juan Mgmt For For For
Acosta-Reboyras
2 Elect Aurelio Aleman Mgmt For For For
3 Elect Luz A. Crespo Mgmt For For For
4 Elect Tracey Dedrick Mgmt For For For
5 Elect Daniel E. Frye Mgmt For For For
6 Elect Robert T. Gormley Mgmt For For For
7 Elect John A. Heffern Mgmt For For For
8 Elect Roberto R. Mgmt For For For
Herencia
9 Elect Jose Mgmt For For For
Menendez-Cortada
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Citizens BancShares, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCNCA CUSIP 31946M103 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Mgmt For For For
Alexander,
Jr.
1.2 Elect Victor E. Bell Mgmt For Withhold Against
III
1.3 Elect Peter M. Bristow Mgmt For For For
1.4 Elect Hope H. Bryant Mgmt For For For
1.5 Elect H. Lee Durham, Mgmt For Withhold Against
Jr.
1.6 Elect Daniel L. Heavner Mgmt For For For
1.7 Elect Frank B. Mgmt For For For
Holding,
Jr.
1.8 Elect Robert R. Hoppe Mgmt For For For
1.9 Elect Floyd L. Keels Mgmt For For For
1.10 Elect Robert E. Mason Mgmt For Withhold Against
IV
1.11 Elect Robert T. Newcomb Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Hawaiian, Inc.
Ticker Security ID: Meeting Date Meeting Status
FHB CUSIP 32051X108 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Matthew J. Cox Mgmt For For For
2 Elect W. Allen Doane Mgmt For For For
3 Elect Faye W. Kurren Mgmt For For For
4 Elect Robert S. Mgmt For For For
Harrison
5 Elect Allen B. Uyeda Mgmt For For For
6 Elect Jenai S. Wall Mgmt For For For
7 Elect C. Scott Wo Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Horizon National Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUSIP 320517105 04/24/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
First Horizon National Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUSIP 320517105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth A. Mgmt For For For
Burdick
2 Elect John C. Compton Mgmt For For For
3 Elect Wendy P. Davidson Mgmt For For For
4 Elect Mark A. Emkes Mgmt For For For
5 Elect Corydon J. Mgmt For For For
Gilchrist
6 Elect D. Bryan Jordan Mgmt For For For
7 Elect Vicki R. Palmer Mgmt For For For
8 Elect Colin V. Reed Mgmt For For For
9 Elect Cecelia D. Mgmt For For For
Stewart
10 Elect Rajesh Mgmt For For For
Subramaniam
11 Elect R. Eugene Taylor Mgmt For For For
12 Elect Luke Yancy III Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Industrial Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32054K103 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter E. Baccile Mgmt For For For
2 Elect Teresa Bryce Mgmt For For For
Bazemore
3 Elect Matthew S. Mgmt For For For
Dominski
4 Elect Bruce W. Duncan Mgmt For For For
5 Elect H. Patrick Mgmt For For For
Hackett,
Jr.
6 Elect Denise A. Olsen Mgmt For For For
7 Elect John Rau Mgmt For For For
8 Elect Leonard Peter Mgmt For For For
Sharpe
9 Amendment to the 2014 Mgmt For For For
Stock Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
FirstCash, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCFS CUSIP 33767D105 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel E. Berce Mgmt For Against Against
2 Elect Mikel D. Faulkner Mgmt For Against Against
3 Elect Randel G. Owen Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Five9, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIVN CUSIP 338307101 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kimberly E. Alexy Mgmt For For For
1.2 Elect Michael Burkland Mgmt For For For
1.3 Elect Robert J. Zollars Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Flagstar Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBC CUSIP 337930705 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alessandro P. Mgmt For For For
DiNello
2 Elect Jay J. Hansen Mgmt For For For
3 Elect John D. Lewis Mgmt For For For
4 Elect David J. Matlin Mgmt For For For
5 Elect Bruce E. Nyberg Mgmt For For For
6 Elect James A. Ovenden Mgmt For For For
7 Elect Peter Schoels Mgmt For For For
8 Elect David L. Mgmt For For For
Treadwell
9 Elect Jennifer Whip Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Flexion Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLXN CUSIP 33938J106 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Heath Lukatch Mgmt For For For
1.2 Elect Patrick J. Mgmt For For For
Mahaffy
1.3 Elect Alan W. Milinazzo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Flowserve Corporation
Ticker Security ID: Meeting Date Meeting Status
FLS CUSIP 34354P105 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Scott Rowe Mgmt For For For
2 Elect Sujeet Chand Mgmt For For For
3 Elect Ruby R. Chandy Mgmt For For For
4 Elect Gayla J. Delly Mgmt For For For
5 Elect Roger L. Fix Mgmt For For For
6 Elect John R. Friedery Mgmt For For For
7 Elect John L. Garrison Mgmt For For For
Jr.
8 Elect Michael C. Mgmt For For For
McMurray
9 Elect David E. Roberts Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Permit Shareholders to Mgmt For For For
Act by Written
Consent
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
Forward Air Corporation
Ticker Security ID: Meeting Date Meeting Status
FWRD CUSIP 349853101 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald W. Allen Mgmt For For For
1.2 Elect Ana B. Amicarella Mgmt For For For
1.3 Elect Valerie A. Mgmt For For For
Bonebrake
1.4 Elect C. Robert Mgmt For For For
Campbell
1.5 Elect R. Craig Carlock Mgmt For For For
1.6 Elect C. John Langley, Mgmt For For For
Jr.
1.7 Elect G. Michael Lynch Mgmt For For For
1.8 Elect Thomas Schmitt Mgmt For For For
1.9 Elect Laurie A. Tucker Mgmt For For For
1.10 Elect W. Gilbert West Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Foundation Building Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBM CUSIP 350392106 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Matthew J. Espe Mgmt For For For
2 Elect Fareed Khan Mgmt For For For
3 Elect James F. Mgmt For For For
Underhill
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Freshpet, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRPT CUSIP 358039105 09/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. David Basto Mgmt For For For
1.2 Elect Lawrence S. Coben Mgmt For For For
1.3 Elect Walter N. George Mgmt For For For
III
1.4 Elect Craig D. Steeneck Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Frontdoor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTDR CUSIP 35905A109 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard P. Fox Mgmt For For For
2 Elect Brian McAndrews Mgmt For For For
3 Elect Rexford J. Mgmt For For For
Tibbens
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gaming And Leisure Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLPI CUSIP 36467J108 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter M. Carlino Mgmt For For For
2 Elect Carol Lynton Mgmt For For For
3 Elect Joseph W. Mgmt For For For
Marshall,
III
4 Elect James B. Perry Mgmt For For For
5 Elect Barry F. Schwartz Mgmt For For For
6 Elect Earl C. Shanks Mgmt For For For
7 Elect E. Scott Urdang Mgmt For For For
8 Amendment to the 2013 Mgmt For For For
Long Term Incentive
Compensation
Plan
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
GCI Liberty, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLIBA CUSIP 36164V503 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald A. Duncan Mgmt For For For
1.2 Elect Donne F. Fisher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Genpact Limited
Ticker Security ID: Meeting Date Meeting Status
G CUSIP G3922B107 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N.V. Tyagarajan Mgmt For For For
2 Elect James C. Madden Mgmt For For For
3 Elect Ajay Agrawal Mgmt For For For
4 Elect Stacey Cartwright Mgmt For For For
5 Elect Laura Conigliaro Mgmt For For For
6 Elect Carol Lindstrom Mgmt For For For
7 Elect Cecelia Morken Mgmt For For For
8 Elect Mark Nunnelly Mgmt For For For
9 Elect Mark Verdi Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Getty Realty Corp.
Ticker Security ID: Meeting Date Meeting Status
GTY CUSIP 374297109 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher J. Mgmt For For For
Constant
2 Elect Milton Cooper Mgmt For For For
3 Elect Philip E. Mgmt For For For
Coviello
4 Elect Leo Liebowitz Mgmt For For For
5 Elect Mary Lou Mgmt For For For
Malanoski
6 Elect Richard E. Montag Mgmt For For For
7 Elect Howard B. Mgmt For For For
Safenowitz
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Global Brass and Copper Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRSS CUSIP 37953G103 07/09/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Graco Inc.
Ticker Security ID: Meeting Date Meeting Status
GGG CUSIP 384109104 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick J. McHale Mgmt For For For
2 Elect Lee R. Mitau Mgmt For For For
3 Elect Martha A.M. Mgmt For For For
Morfitt
4 Elect Kevin J. Wheeler Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Graphic Packaging Holding Company
Ticker Security ID: Meeting Date Meeting Status
GPK CUSIP 388689101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael P. Doss Mgmt For For For
1.2 Elect Dean A. Mgmt For For For
Scarborough
1.3 Elect Larry M. Mgmt For For For
Venturelli
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Great Western Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
GWB CUSIP 391416104 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frances Grieb Mgmt For For For
1.2 Elect James Israel Mgmt For For For
1.3 Elect Stephen M. Lacy Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Halozyme Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
HALO CUSIP 40637H109 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bernadette Mgmt For For For
Connaughton
1.2 Elect Kenneth J. Kelley Mgmt For For For
1.3 Elect Matthew I. Posard Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Harmonic Inc.
Ticker Security ID: Meeting Date Meeting Status
HLIT CUSIP 413160102 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick J. Mgmt For For For
Harshman
1.2 Elect Patrick Gallagher Mgmt For For For
1.3 Elect Deborah L. Mgmt For For For
Clifford
1.4 Elect David A. Krall Mgmt For For For
1.5 Elect Mitzi Reaugh Mgmt For For For
1.6 Elect Susan Swenson Mgmt For For For
1.7 Elect Nikos Mgmt For For For
Theodosopoulos
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 1995 Mgmt For For For
Stock
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Harsco Corporation
Ticker Security ID: Meeting Date Meeting Status
HSC CUSIP 415864107 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James .F. Earl Mgmt For For For
2 Elect Kathy G. Eddy Mgmt For For For
3 Elect David C. Everitt Mgmt For For For
4 Elect F. Nicholas Mgmt For For For
Grasberger,
III
5 Elect Carolann I. Mgmt For For For
Haznedar
6 Elect Mario Longhi Mgmt For For For
7 Elect Edgar M. Purvis Mgmt For For For
8 Elect Phillip C. Widman Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2013 Mgmt For For For
Equity and Incentive
Compensation
Plan
________________________________________________________________________________
Healthcare Realty Trust Incorporated
Ticker Security ID: Meeting Date Meeting Status
HR CUSIP 421946104 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Todd J. Meredith Mgmt For For For
1.2 Elect John V. Abbott Mgmt For For For
1.3 Elect Nancy H. Agee Mgmt For For For
1.4 Elect Edward H. Braman Mgmt For For For
1.5 Elect James J. Kilroy Mgmt For For For
1.6 Elect Peter F. Lyle, Mgmt For For For
Sr.
1.7 Elect John Knox Mgmt For For For
Singleton
1.8 Elect Bruce D. Sullivan Mgmt For For For
1.9 Elect Christann M. Mgmt For For For
Vasquez
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Healthcare Trust of America, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTA CUSIP 42225P501 07/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott D. Peters Mgmt For For For
2 Elect W. Bradley Mgmt For For For
Blair,
II
3 Elect Vicki U. Booth Mgmt For For For
4 Elect Maurice J. DeWald Mgmt For For For
5 Elect Warren D. Fix Mgmt For For For
6 Elect Peter N. Foss Mgmt For For For
7 Elect Daniel S. Henson Mgmt For For For
8 Elect Larry L. Mathis Mgmt For For For
9 Elect Gary T. Wescombe Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phillips S. Mgmt For For For
Baker,
Jr.
2 Elect George R. Johnson Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Delaney M. Mgmt For For For
Bellinger
2 Elect Kevin Cramton Mgmt For For For
3 Elect Randy A. Foutch Mgmt For For For
4 Elect Hans Helmerich Mgmt For For For
5 Elect John W. Lindsay Mgmt For For For
6 Elect Jose R. Mas Mgmt For For For
7 Elect Thomas A. Petrie Mgmt For For For
8 Elect Donald F. Mgmt For For For
Robillard,
Jr.
9 Elect Edward B. Rust, Mgmt For For For
Jr.
10 Elect Mary M. Mgmt For For For
VanDeWeghe
11 Elect John D. Zeglis Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Heritage Commerce Corp
Ticker Security ID: Meeting Date Meeting Status
HTBK CUSIP 426927109 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julianne M. Mgmt For For For
Biagini-Komas
1.2 Elect Frank G. Mgmt For For For
Bisceglia
1.3 Elect Bruce H. Cabral Mgmt For For For
1.4 Elect Jack W. Conner Mgmt For For For
1.5 Elect Jason Dinapoli Mgmt For For For
1.6 Elect Stephen G. Heitel Mgmt For For For
1.7 Elect Walter T. Mgmt For For For
Kaczmarek
1.8 Elect Robert T. Moles Mgmt For For For
1.9 Elect Laura Roden Mgmt For For For
1.10 Elect Marina Park Mgmt For For For
Sutton
1.11 Elect Ranson W. Webster Mgmt For For For
1.12 Elect Keith A. Wilton Mgmt For For For
2 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Heritage Commerce Corp
Ticker Security ID: Meeting Date Meeting Status
HTBK CUSIP 426927109 08/27/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Hill-Rom Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRC CUSIP 431475102 02/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William G. Mgmt For For For
Dempsey
1.2 Elect Gary L. Ellis Mgmt For For For
1.3 Elect Stacy Enxing Seng Mgmt For For For
1.4 Elect Mary Garrett Mgmt For For For
1.5 Elect James R. Giertz Mgmt For For For
1.6 Elect John P. Mgmt For For For
Groetelaars
1.7 Elect William H. Mgmt For For For
Kucheman
1.8 Elect Ronald A. Malone Mgmt For For For
1.9 Elect Gregory J. Moore Mgmt For For For
1.10 Elect Felicia F. Mgmt For For For
Norwood
1.11 Elect Nancy M. Mgmt For For For
Schlichting
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Hilton Grand Vacations Inc.
Ticker Security ID: Meeting Date Meeting Status
HGV CUSIP 43283X105 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Wang Mgmt For For For
1.2 Elect Leonard A. Potter Mgmt For For For
1.3 Elect Brenda J. Bacon Mgmt For For For
1.4 Elect David W. Johnson Mgmt For For For
1.5 Elect Mark H. Lazarus Mgmt For For For
1.6 Elect Pamela H. Patsley Mgmt For For For
1.7 Elect Paul W. Whetsell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
HomeTrust Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTBI CUSIP 437872104 11/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Steven Goforth Mgmt For For For
1.2 Elect Laura C. Kendall Mgmt For For For
1.3 Elect Dana L. Mgmt For For For
Stonestreet
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Horizon Therapeutics Public Limited Company
Ticker Security ID: Meeting Date Meeting Status
HZNP CUSIP G46188101 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gino Santini Mgmt For For For
2 Elect James S. Shannon Mgmt For For For
3 Elect Timothy P. Mgmt For For For
Walbert
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Authority to Mgmt For For For
Repurchase
Shares
7 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
8 Approval of the 2020 Mgmt For For For
Employee Share
Purchase
Plan
________________________________________________________________________________
Hostess Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWNK CUSIP 44109J106 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elimination of Mgmt For For For
Supermajority
Requirement
3.1 Elect Andrew P. Mgmt For For For
Callahan
3.2 Elect Gretchen R. Crist Mgmt For For For
3.3 Elect Ioannis Skoufalos Mgmt For For For
3.4 Elect Laurence Bodner Mgmt For For For
3.5 Elect Rachel Cullen Mgmt For For For
3.6 Elect Jerry D. Kaminski Mgmt For For For
3.7 Elect C. Dean Mgmt For For For
Metropoulos
3.8 Elect Craig D. Steeneck Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hub Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HUBG CUSIP 443320106 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David P. Yeager Mgmt For For For
1.2 Elect Mary H. Boosalis Mgmt For For For
1.3 Elect James C. Kenny Mgmt For For For
1.4 Elect Peter B. McNitt Mgmt For For For
1.5 Elect Charles R. Reaves Mgmt For For For
1.6 Elect Martin P. Slark Mgmt For For For
1.7 Elect Jonathan P. Ward Mgmt For For For
1.8 Elect Jenell R. Ross Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hudson Pacific Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HPP CUSIP 444097109 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Victor J. Coleman Mgmt For For For
2 Elect Theodore R. Mgmt For For For
Antenucci
3 Elect Richard B. Fried Mgmt For For For
4 Elect Jonathan M. Mgmt For For For
Glaser
5 Elect Robert L. Harris Mgmt For For For
6 Elect Christy Haubegger Mgmt For For For
7 Elect Mark D. Linehan Mgmt For For For
8 Elect Robert M. Moran Mgmt For For For
9 Elect Barry A. Porter Mgmt For For For
10 Elect Andrea L. Wong Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Impinj, Inc.
Ticker Security ID: Meeting Date Meeting Status
PI CUSIP 453204109 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Chris Diorio Mgmt For For For
2 Elect Gregory Sessler Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Impinj, Inc.
Ticker Security ID: Meeting Date Meeting Status
PI CUSIP 453204109 10/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter H. van Mgmt For For For
Oppen
1.2 Elect Theresa Wise Mgmt For For For
1.3 Elect Cathal Phelan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ingredion Incorporated
Ticker Security ID: Meeting Date Meeting Status
INGR CUSIP 457187102 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Luis Mgmt For For For
Aranguren-Trellez
2 Elect David B. Fischer Mgmt For For For
3 Elect Paul Hanrahan Mgmt For For For
4 Elect Rhonda L. Jordan Mgmt For For For
5 Elect Gregory B. Kenny Mgmt For For For
6 Elect Barbara A. Klein Mgmt For For For
7 Elect Victoria J. Reich Mgmt For For For
8 Elect Stephan B. Tanda Mgmt For For For
9 Elect Jorge A. Uribe Mgmt For For For
10 Elect Dwayne A. Wilson Mgmt For For For
11 Elect James Zallie Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Innospec Inc.
Ticker Security ID: Meeting Date Meeting Status
IOSP CUSIP 45768S105 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joachim Roeser Mgmt For For For
1.2 Elect Claudia Poccia Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Insight Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
NSIT CUSIP 45765U103 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard E. Allen Mgmt For For For
2 Elect Bruce W. Mgmt For For For
Armstrong
3 Elect Linda M. Breard Mgmt For For For
4 Elect Timothy A. Crown Mgmt For For For
5 Elect Catherine Courage Mgmt For For For
6 Elect Anthony A. Mgmt For For For
Ibarguen
7 Elect Kenneth T. Mgmt For For For
Lamneck
8 Elect Kathleen S. Mgmt For For For
Pushor
9 Elect Girish Rishi Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2020 Mgmt For For For
Omnibus
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Insperity, Inc.
Ticker Security ID: Meeting Date Meeting Status
NSP CUSIP 45778Q107 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy T. Mgmt For For For
Clifford
2 Elect Ellen H. Mgmt For For For
Masterson
3 Elect Latha Ramchand Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Insulet Corporation
Ticker Security ID: Meeting Date Meeting Status
PODD CUSIP 45784P101 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sally Crawford Mgmt For For For
1.2 Elect Michael R. Mgmt For For For
Minogue
1.3 Elect Corinne H. Mgmt For For For
Nevinny
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Integer Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
ITGR CUSIP 45826H109 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela G. Bailey Mgmt For For For
1.2 Elect Joseph W. Mgmt For For For
Dziedzic
1.3 Elect James F. Hinrichs Mgmt For For For
1.4 Elect Jean M. Hobby Mgmt For For For
1.5 Elect M. Craig Maxwell Mgmt For For For
1.6 Elect Filippo Passerini Mgmt For For For
1.7 Elect Bill R. Sanford Mgmt For For For
1.8 Elect Donald J. Spence Mgmt For For For
1.9 Elect William B. Mgmt For For For
Summers,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Integra LifeSciences Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
IART CUSIP 457985208 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Rhonda Germany Mgmt For For For
Ballintyn
3 Elect Keith Bradley Mgmt For For For
4 Elect Stuart M. Essig Mgmt For For For
5 Elect Barbara B. Hill Mgmt For For For
6 Elect Lloyd W. Howell, Mgmt For For For
Jr.
7 Elect Donald E. Morel, Mgmt For For For
Jr.
8 Elect Raymond G. Murphy Mgmt For For For
9 Elect Christian S. Mgmt For For For
Schade
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
INTL FCStone Inc.
Ticker Security ID: Meeting Date Meeting Status
INTL CUSIP 46116V105 02/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott J. Branch Mgmt For For For
1.2 Elect Diane L. Cooper Mgmt For For For
1.3 Elect John M. Fowler Mgmt For For For
1.4 Elect Steven Kass Mgmt For For For
1.5 Elect Bruce Krehbiel Mgmt For For For
1.6 Elect Sean M. O'Connor Mgmt For For For
1.7 Elect Eric Parthemore Mgmt For For For
1.8 Elect John Michael Mgmt For For For
Radziwill
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
INTL FCStone Inc.
Ticker Security ID: Meeting Date Meeting Status
INTL CUSIP 46116V105 06/24/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company Name Change Mgmt For For For
________________________________________________________________________________
Itron, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jerome J. Lande Mgmt For For For
2 Elect Frank M. Jaehnert Mgmt For For For
3 Elect Gary E. Pruitt Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ITT Inc.
Ticker Security ID: Meeting Date Meeting Status
ITT CUSIP 45073V108 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Orlando D. Mgmt For For For
Ashford
2 Elect Geraud Darnis Mgmt For For For
3 Elect Don DeFosset, Jr. Mgmt For For For
4 Elect Nicholas C. Mgmt For For For
Fanandakis
5 Elect Richard P. Lavin Mgmt For For For
6 Elect Mario Longhi Mgmt For For For
7 Elect Rebecca A. Mgmt For For For
McDonald
8 Elect Timothy H. Powers Mgmt For For For
9 Elect Luca Savi Mgmt For For For
10 Elect Cheryl L. Shavers Mgmt For For For
11 Elect Sabrina Soussan Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Jabil Inc.
Ticker Security ID: Meeting Date Meeting Status
JBL CUSIP 466313103 01/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anousheh Ansari Mgmt For For For
1.2 Elect Martha F. Brooks Mgmt For For For
1.3 Elect Christopher S. Mgmt For For For
Holland
1.4 Elect Timothy L. Main Mgmt For For For
1.5 Elect Mark T. Mondello Mgmt For For For
1.6 Elect John C. Plant Mgmt For For For
1.7 Elect Steven A. Raymund Mgmt For For For
1.8 Elect Thomas A. Sansone Mgmt For For For
1.9 Elect David M. Stout Mgmt For For For
1.10 Elect Kathleen A. Mgmt For For For
Walters
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Jack in the Box Inc.
Ticker Security ID: Meeting Date Meeting Status
JACK CUSIP 466367109 02/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jean M. Birch Mgmt For For For
2 Elect Leonard A. Comma Mgmt For For For
3 Elect John P. Gainor Mgmt For For For
4 Elect David L. Goebel Mgmt For For For
5 Elect Sharon P. John Mgmt For For For
6 Elect Madeleine A. Mgmt For For For
Kleiner
7 Elect Michael W. Murphy Mgmt For For For
8 Elect James M. Myers Mgmt For For For
9 Elect David M. Tehle Mgmt For For For
10 Elect Vivien M. Yeung Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
K12 Inc.
Ticker Security ID: Meeting Date Meeting Status
LRN CUSIP 48273U102 12/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Aida M. Alvarez Mgmt For For For
1.2 Elect Craig R. Barrett Mgmt For For For
1.3 Elect Guillermo Bron Mgmt For For For
1.4 Elect Robert L. Cohen Mgmt For For For
1.5 Elect Nathaniel A. Mgmt For For For
Davis
1.6 Elect John M. Engler Mgmt For For For
1.7 Elect Steven B. Fink Mgmt For For For
1.8 Elect Robert E. Mgmt For For For
Knowling,
Jr.
1.9 Elect Liza McFadden Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Keane Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRAC CUSIP 48669A108 10/22/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 C&J Transaction Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Kemper Corporation
Ticker Security ID: Meeting Date Meeting Status
KMPR CUSIP 488401100 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Teresa A. Canida Mgmt For For For
2 Elect George N. Cochran Mgmt For For For
3 Elect Kathleen M. Mgmt For For For
Cronin
4 Elect Lacy M. Johnson Mgmt For For For
5 Elect Robert J. Joyce Mgmt For For For
6 Elect Joseph P. Mgmt For For For
Lacher,
Jr.
7 Elect Gerald Laderman Mgmt For For For
8 Elect Christopher B. Mgmt For For For
Sarofim
9 Elect David P. Storch Mgmt For For For
10 Elect Susan D. Whiting Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2020 Mgmt For For For
Omnibus Equity
Plan
________________________________________________________________________________
Kennedy-Wilson Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
KW CUSIP 489398107 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Todd Boehly Mgmt For For For
2 Elect David A. Minella Mgmt For For For
3 Elect Mary Ricks Mgmt For For For
4 Elect Sanaz Zaimi Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kforce Inc.
Ticker Security ID: Meeting Date Meeting Status
KFRC CUSIP 493732101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ann E. Dunwoody Mgmt For For For
1.2 Elect N. John Simmons, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Kimball International, Inc.
Ticker Security ID: Meeting Date Meeting Status
KBAL CUSIP 494274103 10/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick E. Mgmt For For For
Connolly
2 Elect Kimberly K. Ryan Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Knowles Corporation
Ticker Security ID: Meeting Date Meeting Status
KN CUSIP 49926D109 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Keith L. Barnes Mgmt For For For
2 Elect Hermann Eul Mgmt For For For
3 Elect Donald Macleod Mgmt For For For
4 Elect Jeffrey S. Niew Mgmt For For For
5 Elect Cheryl L. Shavers Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
9 Amendment to the Mgmt For Against Against
Equity and Cash
Incentive
Plan
________________________________________________________________________________
Kontoor Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
KTB CUSIP 50050N103 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Juliana L. Chugg Mgmt For For For
1.2 Elect Shelley Stewart, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Ladder Capital Corp
Ticker Security ID: Meeting Date Meeting Status
LADR CUSIP 505743104 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian Harris Mgmt For For For
1.2 Elect Mark Alexander Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ladenburg Thalmann Financial Services Inc.
Ticker Security ID: Meeting Date Meeting Status
LTS CUSIP 50575Q102 01/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Lamb Weston Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LW CUSIP 513272104 09/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Bensen Mgmt For For For
2 Elect Charles A. Blixt Mgmt For For For
3 Elect Andre J. Hawaux Mgmt For For For
4 Elect William G. Mgmt For For For
Jurgensen
5 Elect Thomas P. Maurer Mgmt For For For
6 Elect Hala G. Moddelmog Mgmt For For For
7 Elect Maria Renna Mgmt For For For
Sharpe
8 Elect Thomas P. Werner Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Pesticide
Reporting
________________________________________________________________________________
Lands' End, Inc.
Ticker Security ID: Meeting Date Meeting Status
LE CUSIP 51509F105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert C. Galvin Mgmt For For For
1.2 Elect Jerome S. Mgmt For For For
Griffith
1.3 Elect Elizabeth Darst Mgmt For For For
Leykum
1.4 Elect Josephine Linden Mgmt For For For
1.5 Elect John T. McClain Mgmt For For For
1.6 Elect Maureen Mullen Mgmt For For For
1.7 Elect Jignesh Patel Mgmt For For For
1.8 Elect Jonah Staw Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Landstar System, Inc.
Ticker Security ID: Meeting Date Meeting Status
LSTR CUSIP 515098101 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David G. Mgmt For For For
Bannister
2 Elect George P. Scanlon Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2011 Mgmt For For For
Equity Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lattice Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
LSCC CUSIP 518415104 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Anderson Mgmt For For For
1.2 Elect Robin A. Abrams Mgmt For For For
1.3 Elect John E. Bourgoin Mgmt For For For
1.4 Elect Mark E. Jensen Mgmt For For For
1.5 Elect Anjali Joshi Mgmt For For For
1.6 Elect James P. Lederer Mgmt For For For
1.7 Elect John E. Major Mgmt For For For
1.8 Elect Krishna Mgmt For For For
Rangasayee
1.9 Elect D. Jeffrey Mgmt For For For
Richardson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2013 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Liberty Property Trust
Ticker Security ID: Meeting Date Meeting Status
LPT CUSIP 531172104 01/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Liberty TripAdvisor Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LTRPA CUSIP 531465102 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Chris Mueller Mgmt For Withhold Against
1.2 Elect Albert E. Mgmt For Withhold Against
Rosenthaler
2 Ratification of Auditor Mgmt For For For
3 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Life Storage, Inc.
Ticker Security ID: Meeting Date Meeting Status
LSI CUSIP 53223X107 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark G. Barberio Mgmt For For For
1.2 Elect Joseph V. Saffire Mgmt For For For
1.3 Elect Charles E. Lannon Mgmt For For For
1.4 Elect Stephen R. Mgmt For For For
Rusmisel
1.5 Elect Arthur L. Mgmt For For For
Havener,
Jr.
1.6 Elect Dana Hamilton Mgmt For For For
1.7 Elect Edward J. Mgmt For For For
Pettinella
1.8 Elect David L. Rogers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2020 Mgmt For For For
Outside Directors'
Stock Award
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Limelight Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
LLNW CUSIP 53261M104 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter D. Amaral Mgmt For For For
1.2 Elect Scott Genereux Mgmt For For For
1.3 Elect Patricia Hadden Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
LPL Financial Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
LPLA CUSIP 50212V100 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dan H. Arnold Mgmt For For For
2 Elect Edward C. Bernard Mgmt For For For
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect William F. Mgmt For For For
Glavin,
Jr.
5 Elect Allison Mnookin Mgmt For For For
6 Elect Anne M. Mulcahy Mgmt For For For
7 Elect James S. Putnam Mgmt For For For
8 Elect Richard P. Mgmt For For For
Schifter
9 Elect Corey Thomas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Magellan Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
MGLN CUSIP 559079207 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven J. Shulman Mgmt For For For
1.2 Elect Swati B. Abbott Mgmt For For For
1.3 Elect Kenneth J. Fasola Mgmt For For For
1.4 Elect Peter A. Feld Mgmt For For For
1.5 Elect G. Scott Mgmt For For For
Mackenzie
1.6 Elect Leslie V. Norwalk Mgmt For For For
1.7 Elect Guy Sansone Mgmt For For For
1.8 Elect Mural R. Mgmt For For For
Josephson
1.9 Elect Christopher J. Mgmt For For For
Chen
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Malibu Boats, Inc.
Ticker Security ID: Meeting Date Meeting Status
MBUU CUSIP 56117J100 11/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael K. Hooks Mgmt For For For
1.2 Elect Jack D. Springer Mgmt For For For
1.3 Elect John E. Stokely Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
ManTech International Corporation
Ticker Security ID: Meeting Date Meeting Status
MANT CUSIP 564563104 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George J. Mgmt For For For
Pedersen
1.2 Elect Richard L. Mgmt For For For
Armitage
1.3 Elect Mary K. Bush Mgmt For For For
1.4 Elect Barry G. Campbell Mgmt For For For
1.5 Elect Richard J. Kerr Mgmt For For For
1.6 Elect Peter B. Mgmt For For For
LaMontagne
1.7 Elect Kenneth A. Mgmt For For For
Minihan
1.8 Elect Kevin Phillips Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MarketAxess Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
MKTX CUSIP 57060D108 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. McVey Mgmt For For For
2 Elect Nancy A. Mgmt For For For
Altobello
3 Elect Steven Begleiter Mgmt For For For
4 Elect Stephen P. Casper Mgmt For For For
5 Elect Jane P. Chwick Mgmt For For For
6 Elect Christopher R. Mgmt For For For
Concannon
7 Elect William F. Cruger Mgmt For For For
8 Elect Justin G. Gmelich Mgmt For For For
9 Elect Richard G. Mgmt For For For
Ketchum
10 Elect Emily H. Portney Mgmt For For For
11 Elect Richard L. Prager Mgmt For For For
12 Elect John Steinhardt Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Marten Transport, Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRTN CUSIP 573075108 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randolph L. Mgmt For For For
Marten
1.2 Elect Larry B. Hagness Mgmt For For For
1.3 Elect Thomas J. Winkel Mgmt For For For
1.4 Elect Jerry M. Bauer Mgmt For For For
1.5 Elect Robert L. Mgmt For For For
Demorest
1.6 Elect Ronald R. Booth Mgmt For For For
1.7 Elect Kathleen P. Mgmt For For For
Iverson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Materion Corporation
Ticker Security ID: Meeting Date Meeting Status
MTRN CUSIP 576690101 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vinod M. Khilnani Mgmt For For For
1.2 Elect Emily M. Liggett Mgmt For For For
1.3 Elect Robert J. Mgmt For For For
Phillippy
1.4 Elect Patrick M. Mgmt For For For
Prevost
1.5 Elect N. Mohan Reddy Mgmt For For For
1.6 Elect Craig S. Shular Mgmt For For For
1.7 Elect Darlene J.S. Mgmt For For For
Solomon
1.8 Elect Robert B. Toth Mgmt For For For
1.9 Elect Jugal K. Mgmt For For For
Vijayvargiya
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MDU Resources Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDU CUSIP 552690109 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Everist Mgmt For For For
2 Elect Karen B. Fagg Mgmt For For For
3 Elect David L. Goodin Mgmt For For For
4 Elect Mark A. Mgmt For For For
Hellerstein
5 Elect Dennis W. Johnson Mgmt For For For
6 Elect Patricia L. Moss Mgmt For For For
7 Elect Edward A Ryan Mgmt For For For
8 Elect David Sparby Mgmt For For For
9 Elect Chenxi Wang Mgmt For For For
10 Elect John K. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Medical Properties Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPW CUSIP 58463J304 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward K. Aldag, Mgmt For For For
Jr.
2 Elect G. Steven Dawson Mgmt For For For
3 Elect R. Steven Hamner Mgmt For For For
4 Elect Caterina A. Mgmt For For For
Mozingo
5 Elect Elizabeth N. Mgmt For For For
Pitman
6 Elect C. Reynolds Mgmt For For For
Thompson,
III
7 Elect D. Paul Sparks, Mgmt For For For
Jr.
8 Elect Michael G. Mgmt For For For
Stewart
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Medifast, Inc.
Ticker Security ID: Meeting Date Meeting Status
MED CUSIP 58470H101 06/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey J. Brown Mgmt For For For
2 Elect Kevin G. Byrnes Mgmt For For For
3 Elect Daniel R. Chard Mgmt For For For
4 Elect Constance J. Mgmt For For For
Hallquist
5 Elect Michael Anthony Mgmt For For For
Hoer
6 Elect Michael C. Mgmt For For For
MacDonald
7 Elect Carl E. Sassano Mgmt For For For
8 Elect Scott Schlackman Mgmt For For For
9 Elect Andrea B. Thomas Mgmt For For For
10 Elect Ming Xian Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mercury General Corporation
Ticker Security ID: Meeting Date Meeting Status
MCY CUSIP 589400100 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Joseph Mgmt For For For
1.2 Elect Martha E. Marcon Mgmt For For For
1.3 Elect Joshua E. Little Mgmt For For For
1.4 Elect Gabriel Tirador Mgmt For For For
1.5 Elect James G. Ellis Mgmt For For For
1.6 Elect George G. Mgmt For For For
Braunegg
1.7 Elect Ramona L. Mgmt For For For
Cappello
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Meritor, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTOR CUSIP 59001K100 01/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven Mgmt For For For
Beringhause
1.2 Elect Rhonda L. Brooks Mgmt For For For
1.3 Elect Jeffrey A. Craig Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Amendment Regarding Mgmt For For For
Shareholders Ability
to Amend
Bylaws
6 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
MGIC Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
MTG CUSIP 552848103 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel A. Mgmt For For For
Arrigoni
1.2 Elect C. Edward Chaplin Mgmt For For For
1.3 Elect Curt S. Culver Mgmt For For For
1.4 Elect Jay C. Hartzell Mgmt For For For
1.5 Elect Timothy A. Holt Mgmt For For For
1.6 Elect Kenneth M. Mgmt For For For
Jastrow
II
1.7 Elect Jodeen A. Kozlak Mgmt For For For
1.8 Elect Michael E. Lehman Mgmt For For For
1.9 Elect Melissa B. Lora Mgmt For For For
1.10 Elect Timothy J. Mattke Mgmt For For For
1.11 Elect Gary A. Poliner Mgmt For For For
1.12 Elect Sheryl L. Sculley Mgmt For For For
1.13 Elect Mark M. Zandi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Model N, Inc.
Ticker Security ID: Meeting Date Meeting Status
MODN CUSIP 607525102 02/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tim Adams Mgmt For For For
1.2 Elect Scott Reese Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Molina Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
MOH CUSIP 60855R100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronna E. Romney Mgmt For For For
2 Elect Dale Wolf Mgmt For For For
3 Elect Joseph M. Mgmt For For For
Zubretsky
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Moog Inc.
Ticker Security ID: Meeting Date Meeting Status
MOGA CUSIP 615394202 02/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janet B. Coletti Mgmt For For For
1.2 Elect Kraig M. Kayser Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Morningstar, Inc.
Ticker Security ID: Meeting Date Meeting Status
MORN CUSIP 617700109 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joe Mansueto Mgmt For For For
2 Elect Kunal Kapoor Mgmt For For For
3 Elect Robin Diamonte Mgmt For For For
4 Elect Cheryl A. Francis Mgmt For For For
5 Elect Steve Joynt Mgmt For For For
6 Elect Steven Kaplan Mgmt For For For
7 Elect Gail Landis Mgmt For For For
8 Elect Bill Lyons Mgmt For For For
9 Elect Jack Noonan Mgmt For For For
10 Elect Caroline J. Tsay Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MRC Global Inc.
Ticker Security ID: Meeting Date Meeting Status
MRC CUSIP 55345K103 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rhys J. Best Mgmt For For For
1.2 Elect Deborah G. Adams Mgmt For For For
1.3 Elect Leonard M. Mgmt For For For
Anthony
1.4 Elect Barbara J. Mgmt For For For
Duganier
1.5 Elect Andrew R. Lane Mgmt For For For
1.6 Elect Cornelis A. Linse Mgmt For For For
1.7 Elect John A. Perkins Mgmt For For For
1.8 Elect Robert L. Wood Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MTS Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
MTSC CUSIP 553777103 02/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Anderson Mgmt For For For
1.2 Elect Jeffrey A. Graves Mgmt For For For
1.3 Elect Nancy A. Mgmt For For For
Altobello
1.4 Elect David D. Johnson Mgmt For For For
1.5 Elect Randy J. Martinez Mgmt For For For
1.6 Elect Michael V. Mgmt For For For
Schrock
1.7 Elect Kenneth Yu Mgmt For For For
1.8 Elect Linda Zukauckas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2017 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MYR Group Inc.
Ticker Security ID: Meeting Date Meeting Status
MYRG CUSIP 55405W104 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth M. Mgmt For For For
Hartwick
2 Elect Jennifer E. Lowry Mgmt For For For
3 Elect Richard S Swartz Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2017 Mgmt For For For
Long-Term Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Natera, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTRA CUSIP 632307104 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rowan Chapman Mgmt For For For
1.2 Elect Herm Rosenman Mgmt For For For
1.3 Elect Jonathan Sheena Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
National Bank Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
NBHC CUSIP 633707104 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph W. Clermont Mgmt For For For
1.2 Elect Robert E. Dean Mgmt For For For
1.3 Elect Fred J. Joseph Mgmt For For For
1.4 Elect G. Timothy Laney Mgmt For For For
1.5 Elect Micho F. Spring Mgmt For For For
1.6 Elect Burney S. Mgmt For For For
Warren,
III
1.7 Elect Art Zeile Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
National Health Investors, Inc.
Ticker Security ID: Meeting Date Meeting Status
NHI CUSIP 63633D104 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Andrew Adams Mgmt For For For
2 Elect Robert A. Mgmt For For For
McCabe,
Jr.
3 Elect Charlotte A. Mgmt For For For
Swafford
4 Elect Robert G. Adams Mgmt For For For
5 Increase of Authorized Mgmt For For For
Common
Stock
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Instruments Corporation
Ticker Security ID: Meeting Date Meeting Status
NATI CUSIP 636518102 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael E. Mgmt For For For
McGrath
1.2 Elect Alexander M. Mgmt For For For
Davern
2 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
National Vision Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
EYE CUSIP 63845R107 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Tehle Mgmt For For For
1.2 Elect Thomas V. Mgmt For For For
Taylor,
Jr.
1.3 Elect Virginia A. Mgmt For For For
Hepner
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NeoPhotonics Corporation
Ticker Security ID: Meeting Date Meeting Status
NPTN CUSIP 64051T100 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy S. Jenks Mgmt For For For
1.2 Elect Yanbing Li Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2020 Mgmt For Against Against
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Neurocrine Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBIX CUSIP 64125C109 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin C. Gorman Mgmt For For For
1.2 Elect Gary A. Lyons Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nevro Corp.
Ticker Security ID: Meeting Date Meeting Status
NVRO CUSIP 64157F103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank Fischer Mgmt For For For
1.2 Elect Shawn T. Mgmt For For For
McCormick
1.3 Elect Kevin C. O'Boyle Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Newell Brands Inc.
Ticker Security ID: Meeting Date Meeting Status
NWL CUSIP 651229106 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bridget M. Mgmt For For For
Ryan-Berman
2 Elect Patrick D. Mgmt For For For
Campbell
3 Elect James R. Craigie Mgmt For For For
4 Elect Debra A. Crew Mgmt For For For
5 Elect Brett M. Icahn Mgmt For For For
6 Elect Gerardo I. Lopez Mgmt For For For
7 Elect Courtney R. Mgmt For For For
Mather
8 Elect Ravichandra K. Mgmt For For For
Saligram
9 Elect Judith A. Mgmt For For For
Sprieser
10 Elect Robert A. Steele Mgmt For For For
11 Elect Steven J. Strobel Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NexPoint Residential Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
NXRT CUSIP 65341D102 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Dondero Mgmt For For For
1.2 Elect Brian Mitts Mgmt For For For
1.3 Elect Edward Mgmt For Withhold Against
Constantino
1.4 Elect Scott F. Mgmt For Withhold Against
Kavanaugh
1.5 Elect Arthur B. Laffer Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NexTier Oilfield Solutions Inc.
Ticker Security ID: Meeting Date Meeting Status
NEX CUSIP 65290C105 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert W. Mgmt For For For
Drummond
2 Elect Stuart M. Mgmt For For For
Brightman
3 Elect Gary M. Halverson Mgmt For For For
4 Elect Patrick M. Murray Mgmt For For For
5 Elect Amy H. Nelson Mgmt For For For
6 Elect Mel G. Riggs Mgmt For For For
7 Elect Michael Roemer Mgmt For For For
8 Elect James C. Stewart Mgmt For For For
9 Elect Scott Wille Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
NMI Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
NMIH CUSIP 629209305 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bradley M. Mgmt For For For
Shuster
1.2 Elect Claudia J. Merkle Mgmt For For For
1.3 Elect Michael Embler Mgmt For For For
1.4 Elect James G. Jones Mgmt For For For
1.5 Elect Lynn S. McCreary Mgmt For For For
1.6 Elect Michael Mgmt For For For
Montgomery
1.7 Elect Regina Mgmt For For For
Muehlhauser
1.8 Elect James H. Ozanne Mgmt For For For
1.9 Elect Steven L. Scheid Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Novavax, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVAX CUSIP 670002401 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stanley C. Erck Mgmt For For For
1.2 Elect Rajiv I. Modi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2015 Mgmt For Against Against
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NRG Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NRG CUSIP 629377508 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Antonio Carrillo Mgmt For For For
3 Elect Matthew Carter, Mgmt For For For
Jr.
4 Elect Lawrence S. Coben Mgmt For For For
5 Elect Heather Cox Mgmt For For For
6 Elect Mauricio Mgmt For For For
Gutierrez
7 Elect Paul W. Hobby Mgmt For For For
8 Elect Alexandra Pruner Mgmt For For For
9 Elect Anne C. Mgmt For For For
Schaumburg
10 Elect Thomas H. Mgmt For For For
Weidemeyer
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NVR, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVR CUSIP 62944T105 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. E. Andrews Mgmt For For For
2 Elect Sallie B. Bailey Mgmt For For For
3 Elect Thomas D. Eckert Mgmt For For For
4 Elect Alfred E. Festa Mgmt For For For
5 Elect Manuel H. Johnson Mgmt For For For
6 Elect Alexandra A. Jung Mgmt For For For
7 Elect Mel Martinez Mgmt For For For
8 Elect William A. Moran Mgmt For For For
9 Elect David A. Preiser Mgmt For For For
10 Elect W. Grady Rosier Mgmt For For For
11 Elect Susan Williamson Mgmt For For For
Ross
12 Elect Dwight C. Schar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
OFG Bancorp
Ticker Security ID: Meeting Date Meeting Status
OFG CUSIP 67103X102 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julian S. Inclan Mgmt For For For
1.2 Elect Jose Rafael Mgmt For For For
Fernandez
1.3 Elect Juan C. Aguayo Mgmt For For For
1.4 Elect Jorge Mgmt For For For
Colon-Gerena
1.5 Elect Nestor de Jesus Mgmt For For For
1.6 Elect Susan S. Harnett Mgmt For For For
1.7 Elect Pedro Morazzani Mgmt For For For
1.8 Elect Edwin Perez Mgmt For For For
1.9 Elect Christa Steele Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2007 Mgmt For For For
Omnibus Performance
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ONE Gas, Inc.
Ticker Security ID: Meeting Date Meeting Status
OGS CUSIP 68235P108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert B. Evans Mgmt For For For
2 Elect John W. Gibson Mgmt For For For
3 Elect Tracy E. Hart Mgmt For For For
4 Elect Michael G. Mgmt For For For
Hutchinson
5 Elect Pattye L. Moore Mgmt For For For
6 Elect Pierce H. Norton Mgmt For For For
II
7 Elect Eduardo A. Mgmt For For For
Rodriguez
8 Elect Douglas H. Yaegar Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
OneMain Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMF CUSIP 68268W103 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jay N. Levine Mgmt For Withhold Against
1.2 Elect Roy A. Guthrie Mgmt For Withhold Against
1.3 Elect Peter B. Sinensky Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Orthofix Medical Inc.
Ticker Security ID: Meeting Date Meeting Status
OFIX CUSIP 68752M108 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jason M. Hannon Mgmt For For For
1.2 Elect James F. Hinrichs Mgmt For For For
1.3 Elect Alexis V. Mgmt For For For
Lukianov
1.4 Elect Lilly Marks Mgmt For For For
1.5 Elect Ronald Matricaria Mgmt For For For
1.6 Elect Michael E. Mgmt For For For
Paolucci
1.7 Elect Maria Sainz Mgmt For For For
1.8 Elect Jon C. Serbousek Mgmt For For For
1.9 Elect John Sicard Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2012 Mgmt For Against Against
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pacira BioSciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCRX CUSIP 695127100 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher Mgmt For For For
Christie
1.2 Elect Yvonne Mgmt For For For
Greenstreet
1.3 Elect Gary Pace Mgmt For For For
1.4 Elect David Stack Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Paramount Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGRE CUSIP 69924R108 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Albert Behler Mgmt For For For
2 Elect Thomas Armbrust Mgmt For For For
3 Elect Martin Bussman Mgmt For For For
4 Elect Colin Dyer Mgmt For For For
5 Elect Karin Klein Mgmt For For For
6 Elect Peter Linneman Mgmt For For For
7 Elect Katharina Mgmt For For For
Otto-Bernstein
8 Elect Mark R. Patterson Mgmt For For For
9 Elect Gregory S. Wright Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Parsley Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
PE CUSIP 701877102 01/09/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Issuance for Mgmt For For For
Merger with Jagged
Peak
________________________________________________________________________________
Parsley Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PE CUSIP 701877102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect A.R. Alameddine Mgmt For For For
2 Elect Matthew Gallagher Mgmt For For For
3 Elect Karen Hughes Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Paylocity Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
PCTY CUSIP 70438V106 12/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven R. Mgmt For For For
Beauchamp
1.2 Elect Andres D. Reiner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pegasystems Inc.
Ticker Security ID: Meeting Date Meeting Status
PEGA CUSIP 705573103 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan Trefler Mgmt For For For
2 Elect Peter Gyenes Mgmt For For For
3 Elect Ronald W. Mgmt For For For
Hovsepian
4 Elect Richard H. Jones Mgmt For For For
5 Elect Christopher Mgmt For For For
Lafond
6 Elect Dianne Ledingham Mgmt For For For
7 Elect Sharon Rowlands Mgmt For For For
8 Elect Lawrence Weber Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2004 Mgmt For Against Against
Long-Term Incentive
Plan
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Simple
Majority
Vote
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Peoples Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
PEBO CUSIP 709789101 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tara M. Abraham Mgmt For For For
1.2 Elect S. Craig Beam Mgmt For For For
1.3 Elect George W. Mgmt For For For
Broughton
1.4 Elect David F. Dierker Mgmt For For For
1.5 Elect James S. Huggins Mgmt For For For
1.6 Elect Brooke W. James Mgmt For For For
1.7 Elect David L. Mead Mgmt For For For
1.8 Elect Susan D. Rector Mgmt For For For
1.9 Elect Charles W. Mgmt For For For
Sulerzyski
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Perdoceo Education Corporation
Ticker Security ID: Meeting Date Meeting Status
PRDO CUSIP 71363P106 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis H. Mgmt For For For
Chookaszian
2 Elect Kenda B. Gonzales Mgmt For For For
3 Elect Patrick W. Gross Mgmt For For For
4 Elect William D. Hansen Mgmt For For For
5 Elect Gregory L. Mgmt For For For
Jackson
6 Elect Thomas B. Lally Mgmt For For For
7 Elect Todd S. Nelson Mgmt For For For
8 Elect Leslie T. Mgmt For For For
Thornton
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Performance Food Group Company
Ticker Security ID: Meeting Date Meeting Status
PFGC CUSIP 71377A103 11/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George L. Holm Mgmt For For For
2 Elect Arthur B. Mgmt For For For
Winkleblack
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2015 Mgmt For For For
Omnibus Incentive
Plan
6 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
7 Charter Amendment Mgmt For For For
Regarding Elimination
of Supermajority
Requirement
8 Charter Amendment to Mgmt For For For
Adopt Shareholder
Right to Call a
Special
Meeting
________________________________________________________________________________
Perspecta Inc.
Ticker Security ID: Meeting Date Meeting Status
PRSP CUSIP 715347100 08/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sanju K. Bansal Mgmt For For For
2 Elect Sondra L. Barbour Mgmt For For For
3 Elect John M. Curtis Mgmt For For For
4 Elect Lisa S. Disbrow Mgmt For For For
5 Elect Glenn A. Mgmt For For For
Eisenberg
6 Elect Pamela O. Kimmet Mgmt For For For
7 Elect J. Michael Lawrie Mgmt For For For
8 Elect Ramzi M. Musallam Mgmt For For For
9 Elect Philip O. Nolan Mgmt For For For
10 Elect Michael E. Mgmt For For For
Ventling
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Phibro Animal Health Corporation
Ticker Security ID: Meeting Date Meeting Status
PAHC CUSIP 71742Q106 11/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack C. Bendheim Mgmt For Withhold Against
1.2 Elect E. Thomas Mgmt For For For
Corcoran
1.3 Elect George Gunn Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Physicians Realty Trust
Ticker Security ID: Meeting Date Meeting Status
DOC CUSIP 71943U104 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John T. Thomas Mgmt For For For
1.2 Elect Thomas G. Mgmt For For For
Thompson
1.3 Elect Stanton D. Mgmt For For For
Anderson
1.4 Elect Mark A. Mgmt For For For
Baumgartner
1.5 Elect Albert C. Black, Mgmt For For For
Jr.
1.6 Elect William A. Mgmt For For For
Ebinger
1.7 Elect Pamela J. Kessler Mgmt For For For
1.8 Elect Richard A. Weiss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Planet Fitness, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLNT CUSIP 72703H101 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen Mgmt For For For
Spinelli,
Jr.
1.2 Elect Enshalla Anderson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PolyOne Corporation
Ticker Security ID: Meeting Date Meeting Status
POL CUSIP 73179P106 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert E. Mgmt For For For
Abernathy
1.2 Elect Richard H. Fearon Mgmt For For For
1.3 Elect Gregory J. Goff Mgmt For For For
1.4 Elect William R. Mgmt For For For
Jellison
1.5 Elect Sandra Beach Lin Mgmt For For For
1.6 Elect Kim Ann Mink Mgmt For For For
1.7 Elect Robert M. Mgmt For For For
Patterson
1.8 Elect Kerry J. Preete Mgmt For For For
1.9 Elect Patricia Verduin Mgmt For For For
1.10 Elect William A. Mgmt For For For
Wulfsohn
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Equity and Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pool Corporation
Ticker Security ID: Meeting Date Meeting Status
POOL CUSIP 73278L105 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter D. Arvan Mgmt For For For
2 Elect Andrew W. Code Mgmt For For For
3 Elect Timothy M. Graven Mgmt For For For
4 Elect Debra S. Oler Mgmt For For For
5 Elect Manuel J. Perez Mgmt For For For
de la
Mesa
6 Elect Harlan F. Seymour Mgmt For For For
7 Elect Robert C. Sledd Mgmt For For For
8 Elect John E. Stokely Mgmt For For For
9 Elect David G. Whalen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Popular, Inc.
Ticker Security ID: Meeting Date Meeting Status
BPOP CUSIP 733174700 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ignacio Alvarez Mgmt For For For
2 Elect Maria Luisa Ferre Mgmt For For For
3 Elect C. Kim Goodwin Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Board Size Mgmt For For For
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Portland General Electric Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP 736508847 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Mgmt For For For
Ballantine
2 Elect Rodney L. Brown, Mgmt For For For
Jr.
3 Elect Jack E. Davis Mgmt For For For
4 Elect Kirby A. Dyess Mgmt For For For
5 Elect Mark B. Ganz Mgmt For For For
6 Elect Marie Oh Huber Mgmt For For For
7 Elect Kathryn J. Mgmt For For For
Jackson
8 Elect Michael Millegan Mgmt For For For
9 Elect Neil J. Nelson Mgmt For For For
10 Elect M. Lee Pelton Mgmt For For For
11 Elect Maria M. Pope Mgmt For For For
12 Elect Charles W. Mgmt For For For
Shivery
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PRA Health Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRAH CUSIP 69354M108 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Colin Shannon Mgmt For For For
1.2 Elect James C. Momtazee Mgmt For For For
1.3 Elect Alexander G. Mgmt For For For
Dickinson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Primoris Services Corporation
Ticker Security ID: Meeting Date Meeting Status
PRIM CUSIP 74164F103 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen C. Cook Mgmt For For For
1.2 Elect David L. King Mgmt For For For
1.3 Elect Carla S. Mgmt For For For
Mashinski
1.4 Elect Thomas E. Mgmt For For For
McCormick
1.5 Elect John P. Mgmt For For For
Schauerman
1.6 Elect Robert A. Mgmt For For For
Tinstman
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Proassurance Corporation
Ticker Security ID: Meeting Date Meeting Status
PRA CUSIP 74267C106 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
1.2 Elect Robert E. Flowers Mgmt For For For
1.3 Elect Edward L. Rand, Mgmt For For For
Jr.
1.4 Elect Katisha T. Vance Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Progress Software Corporation
Ticker Security ID: Meeting Date Meeting Status
PRGS CUSIP 743312100 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Dacier Mgmt For For For
1.2 Elect John R. Egan Mgmt For For For
1.3 Elect Rainer Gawlick Mgmt For For For
1.4 Elect Yogesh Gupta Mgmt For For For
1.5 Elect Charles F. Kane Mgmt For For For
1.6 Elect Samskriti Y. King Mgmt For For For
1.7 Elect David A. Krall Mgmt For For For
1.8 Elect Angela T. Tucci Mgmt For For For
1.9 Elect Vivian M. Vitale Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Progyny, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGNY CUSIP 74340E103 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cheryl Scott Mgmt For For For
1.2 Elect Kevin K. Gordon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Prosperity Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
PB CUSIP 743606105 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin J. Hanigan Mgmt For For For
1.2 Elect William T. Mgmt For For For
Luedke
IV
1.3 Elect Perry Mueller, Mgmt For For For
Jr.
1.4 Elect Harrison Mgmt For For For
Stafford
II
1.5 Elect Bruce W. Hunt Mgmt For For For
1.6 Elect George A. Fisk Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PS Business Parks, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSB CUSIP 69360J107 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald L. Mgmt For For For
Havner,
Jr.
1.2 Elect Maria R. Mgmt For For For
Hawthorne
1.3 Elect Jennifer Holden Mgmt For For For
Dunbar
1.4 Elect James H. Kropp Mgmt For For For
1.5 Elect Kristy M Pipes Mgmt For For For
1.6 Elect Gary E. Pruitt Mgmt For For For
1.7 Elect Robert S. Rollo Mgmt For For For
1.8 Elect Joseph D. Mgmt For For For
Russell,
Jr.
1.9 Elect Peter Schultz Mgmt For For For
1.10 Elect Stephen W Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian P. Anderson Mgmt For For For
2 Elect Bryce Blair Mgmt For For For
3 Elect Richard W. Mgmt For For For
Dreiling
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Cheryl W. Grise Mgmt For For For
6 Elect Andre J. Hawaux Mgmt For For For
7 Elect Ryan R. Marshall Mgmt For For For
8 Elect John R. Peshkin Mgmt For For For
9 Elect Scott F. Powers Mgmt For For For
10 Elect Lila Snyder Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Quanta Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWR CUSIP 74762E102 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Earl C. Austin, Mgmt For For For
Jr.
2 Elect Doyle N. Beneby Mgmt For For For
3 Elect John Michal Mgmt For For For
Conaway
4 Elect Vincent D. Foster Mgmt For For For
5 Elect Bernard Fried Mgmt For For For
6 Elect Worthing F. Mgmt For For For
Jackman
7 Elect David M. Mgmt For For For
McClanahan
8 Elect Margaret B. Mgmt For For For
Shannon
9 Elect Pat Wood, III Mgmt For For For
10 Elect Martha B. Wyrsch Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Radian Group Inc.
Ticker Security ID: Meeting Date Meeting Status
RDN CUSIP 750236101 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert Wender Mgmt For For For
2 Elect Brad L. Conner Mgmt For For For
3 Elect Howard B. Culang Mgmt For For For
4 Elect Debra A. Hess Mgmt For For For
5 Elect Lisa W. Hess Mgmt For For For
6 Elect Lisa Mumford Mgmt For For For
7 Elect Gaetano Muzio Mgmt For For For
8 Elect Gregory V. Serio Mgmt For For For
9 Elect Noel J. Spiegel Mgmt For For For
10 Elect Richard G. Mgmt For For For
Thornberry
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Radiant Logistics, Inc.
Ticker Security ID: Meeting Date Meeting Status
RLGT CUSIP 75025X100 11/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bohn H. Crain Mgmt For For For
2 Elect Jack Edwards Mgmt For Against Against
3 Elect Richard P. Mgmt For For For
Palmieri
4 Elect Michael Gould Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Radius Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
RDUS CUSIP 750469207 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Willard H. Dere Mgmt For For For
2 Elect Anthony Rosenberg Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ralph Lauren Corporation
Ticker Security ID: Meeting Date Meeting Status
RL CUSIP 751212101 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank A. Mgmt For Withhold Against
Bennack,
Jr.
1.2 Elect Joel L. Fleishman Mgmt For Withhold Against
1.3 Elect Michael A. George Mgmt For For For
1.4 Elect Hubert Joly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
RealPage, Inc.
Ticker Security ID: Meeting Date Meeting Status
RP CUSIP 75606N109 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alfred R. Mgmt For For For
Berkeley,
III
1.2 Elect Peter Gyenes Mgmt For For For
1.3 Elect Charles F. Kane Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Reata Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
RETA CUSIP 75615P103 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James E. Bass Mgmt For Withhold Against
1.2 Elect R. Kent McGaughy Mgmt For Withhold Against
Jr.
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Regis Corporation
Ticker Security ID: Meeting Date Meeting Status
RGS CUSIP 758932107 10/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel G. Mgmt For For For
Beltzman
2 Elect Virginia Gambale Mgmt For For For
3 Elect David J. Grissen Mgmt For For For
4 Elect Mark Light Mgmt For For For
5 Elect Michael J. Mgmt For For For
Merriman,
Jr.
6 Elect M. Ann Rhoades Mgmt For For For
7 Elect Hugh E. Sawyer Mgmt For For For
8 Elect David P. Williams Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah J. Anderson Mgmt For For For
2 Elect Lisa L. Baldwin Mgmt For For For
3 Elect Karen W. Colonias Mgmt For For For
4 Elect John G. Figueroa Mgmt For For For
5 Elect David H. Hannah Mgmt For For For
6 Elect James D. Hoffman Mgmt For For For
7 Elect Mark V. Kaminski Mgmt For For For
8 Elect Robert A. McEvoy Mgmt For For For
9 Elect Andrew G. Mgmt For For For
Sharkey
III
10 Elect Douglas W. Mgmt For For For
Stotlar
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2015 Mgmt For For For
Incentive Award
Plan
14 Amendment to the Mgmt For For For
Director Equity
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Renewable Energy Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGI CUSIP 75972A301 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey Stroburg Mgmt For For For
2 Elect Christopher D. Mgmt For For For
Sorrells
3 Elect Peter J.M. Mgmt For For For
Harding
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Retail Properties of America, Inc.
Ticker Security ID: Meeting Date Meeting Status
RPAI CUSIP 76131V202 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bonnie S. Biumi Mgmt For For For
2 Elect Frank A. Mgmt For For For
Catalano,
Jr.
3 Elect Robert G. Gifford Mgmt For For For
4 Elect Gerald M. Gorski Mgmt For For For
5 Elect Steven P. Grimes Mgmt For For For
6 Elect Richard P. Mgmt For For For
Imperiale
7 Elect Peter L. Lynch Mgmt For For For
8 Elect Thomas J. Mgmt For For For
Sargeant
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RingCentral, Inc
Ticker Security ID: Meeting Date Meeting Status
RNG CUSIP 76680R206 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vladimir Shmunis Mgmt For For For
1.2 Elect Kenneth A. Mgmt For For For
Goldman
1.3 Elect Michelle R. Mgmt For For For
McKenna
1.4 Elect Godfrey R. Mgmt For For For
Sullivan
1.5 Elect Robert Theis Mgmt For For For
1.6 Elect Allan Thygesen Mgmt For For For
1.7 Elect Neil Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Robert Half International Inc.
Ticker Security ID: Meeting Date Meeting Status
RHI CUSIP 770323103 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julia L. Coronado Mgmt For For For
2 Elect Dirk A. Mgmt For For For
Kempthorne
3 Elect Harold M. Mgmt For For For
Messmer,
Jr.
4 Elect Marc H. Morial Mgmt For For For
5 Elect Barbara J. Mgmt For For For
Novogradac
6 Elect Robert J. Pace Mgmt For For For
7 Elect Fredrick A. Mgmt For For For
Richman
8 Elect M. Keith Waddell Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William M. Hayes Mgmt For For For
2 Elect Ronald J. Vance Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sabre Corporation
Ticker Security ID: Meeting Date Meeting Status
SABR CUSIP 78573M104 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George Bravante, Mgmt For For For
Jr.
2 Elect Renee J. James Mgmt For For For
3 Elect Gary Kusin Mgmt For For For
4 Elect Gail Mandel Mgmt For For For
5 Elect Sean Menke Mgmt For For For
6 Elect Joseph Osnoss Mgmt For For For
7 Elect Zane Rowe Mgmt For For For
8 Elect John C. Siciliano Mgmt For For For
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sanmina Corporation
Ticker Security ID: Meeting Date Meeting Status
SANM CUSIP 801056102 03/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eugene A. Delaney Mgmt For For For
2 Elect John P. Mgmt For For For
Goldsberry
3 Elect Rita S. Lane Mgmt For For For
4 Elect Joseph G. Mgmt For For For
Licata,
Jr.
5 Elect Hartmut Liebel Mgmt For For For
6 Elect Krish Prabhu Mgmt For For For
7 Elect Mario M. Rosati Mgmt For For For
8 Elect Jure Sola Mgmt For For For
9 Elect Jackie M. Ward Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2019 Mgmt For For For
Equity Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sarepta Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRPT CUSIP 803607100 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas S. Ingram Mgmt For For For
2 Elect Hans Wigzell Mgmt For For For
3 Elect Mary Ann Gray Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Increase of Authorized Mgmt For For For
Common
Stock
6 Amendment to the 2018 Mgmt For Against Against
Equity Incentive
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Seattle Genetics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGEN CUSIP 812578102 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David W. Gryska Mgmt For For For
2 Elect John A. Orwin Mgmt For For For
3 Elect Alpna Seth Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Select Medical Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
SEM CUSIP 81619Q105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bryan C. Cressey Mgmt For Against Against
2 Elect Robert A. Mgmt For Against Against
Ortenzio
3 Elect Daniel J. Thomas Mgmt For Against Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Selective Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SIGI CUSIP 816300107 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John C. Burville Mgmt For For For
2 Elect Terrence W. Mgmt For For For
Cavanaugh
3 Elect Robert Kelly Mgmt For For For
Doherty
4 Elect John J. Marchioni Mgmt For For For
5 Elect Thomas A. Mgmt For For For
McCarthy
6 Elect H. Elizabeth Mgmt For For For
Mitchell
7 Elect Michael J. Mgmt For For For
Morrissey
8 Elect Gregory E. Murphy Mgmt For For For
9 Elect Cynthia S. Mgmt For For For
Nicholson
10 Elect William M. Rue Mgmt For For For
11 Elect John S. Scheid Mgmt For For For
12 Elect J. Brian Thebault Mgmt For For For
13 Elect Philip H. Urban Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ServiceMaster Global Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SERV CUSIP 81761R109 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Deborah H. Caplan Mgmt For For For
2 Elect Naren K. Mgmt For For For
Gursahaney
3 Elect Mark E. Tomkins Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Silgan Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
SLGN CUSIP 827048109 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leigh J. Abramson Mgmt For For For
1.2 Elect D. Greg Horrigan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Skechers U.S.A., Inc.
Ticker Security ID: Meeting Date Meeting Status
SKX CUSIP 830566105 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Katherine Blair Mgmt For For For
1.2 Elect Geyer Kosinski Mgmt For For For
1.3 Elect Richard Rappaport Mgmt For For For
1.4 Elect Richard Siskind Mgmt For For For
2 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights
Policy
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Skyline Champion Corporation
Ticker Security ID: Meeting Date Meeting Status
SKY CUSIP 830830105 07/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith Anderson Mgmt For For For
1.2 Elect Timothy J. Mgmt For For For
Bernlohr
1.3 Elect Michael Berman Mgmt For For For
1.4 Elect John C. Firth Mgmt For For For
1.5 Elect Michael Kaufman Mgmt For For For
1.6 Elect Gary E. Robinette Mgmt For For For
1.7 Elect Mark Yost Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SkyWest, Inc.
Ticker Security ID: Meeting Date Meeting Status
SKYW CUSIP 830879102 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerry C. Atkin Mgmt For For For
1.2 Elect W. Steve Albrecht Mgmt For For For
1.3 Elect Russell A. Childs Mgmt For For For
1.4 Elect Henry J. Eyring Mgmt For For For
1.5 Elect Meredith S. Mgmt For For For
Madden
1.6 Elect Ronald J. Mgmt For For For
Mittelstaedt
1.7 Elect Andrew C. Roberts Mgmt For For For
1.8 Elect Keith E. Smith Mgmt For For For
1.9 Elect Steven F. Mgmt For For For
Udvar-Hazy
1.10 Elect James L. Welch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sleep Number Corporation
Ticker Security ID: Meeting Date Meeting Status
SNBR CUSIP 83125X103 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julie M. Howard Mgmt For For For
1.2 Elect Kathleen L. Mgmt For For For
Nedorostek
1.3 Elect Jean-Michel Mgmt For For For
Valette
2 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sonic Automotive, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAH CUSIP 83545G102 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect O. Bruton Smith Mgmt For For For
2 Elect David B. Smith Mgmt For For For
3 Elect Jeff Dyke Mgmt For For For
4 Elect William I. Belk Mgmt For Against Against
5 Elect William R. Brooks Mgmt For For For
6 Elect Victor H. Doolan Mgmt For Against Against
7 Elect John W. Harris, Mgmt For Against Against
III
8 Elect H. Robert Heller Mgmt For For For
9 Elect Marcus G. Smith Mgmt For For For
10 Elect R. Eugene Taylor Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2012 Mgmt For For For
Formula Restricted
Stock and Deferral
Plan for Non-Employee
Directors
________________________________________________________________________________
SP Plus Corporation
Ticker Security ID: Meeting Date Meeting Status
SP CUSIP 78469C103 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect G. Marc Baumann Mgmt For For For
1.2 Elect Karen M. Garrison Mgmt For For For
1.3 Elect Alice M. Peterson Mgmt For For For
1.4 Elect Gregory A. Reid Mgmt For For For
1.5 Elect Wyman T. Roberts Mgmt For For For
1.6 Elect Douglas R. Mgmt For For For
Waggoner
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SpartanNash Company
Ticker Security ID: Meeting Date Meeting Status
SPTN CUSIP 847215100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margaret Shan Mgmt For For For
Atkins
1.2 Elect Dennis Eidson Mgmt For For For
1.3 Elect Frank M. Gambino Mgmt For For For
1.4 Elect Douglas A. Hacker Mgmt For For For
1.5 Elect Yvonne R. Jackson Mgmt For For For
1.6 Elect Matthew Mannelly Mgmt For For For
1.7 Elect Elizabeth A. Mgmt For For For
Nickels
1.8 Elect Hawthorne L. Mgmt For For For
Proctor
1.9 Elect William R. Voss Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Spirit AeroSystems Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPR CUSIP 848574109 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen A. Mgmt For For For
Cambone
2 Elect Charles L. Mgmt For For For
Chadwell
3 Elect Irene M. Esteves Mgmt For For For
4 Elect Paul Fulchino Mgmt For For For
5 Elect Thomas C. Mgmt For For For
Gentile,
III
6 Elect Richard A. Mgmt For For For
Gephardt
7 Elect Robert D. Johnson Mgmt For For For
8 Elect Ronald Kadish Mgmt For For For
9 Elect John L. Plueger Mgmt For For For
10 Elect Laura H. Wright Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
SPS Commerce, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPSC CUSIP 78463M107 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Archie C. Black Mgmt For For For
2 Elect Martin J. Leestma Mgmt For For For
3 Elect James B. Ramsey Mgmt For For For
4 Elect Marty M. Reaume Mgmt For For For
5 Elect Tami L. Reller Mgmt For For For
6 Elect Philip E. Soran Mgmt For For For
7 Elect Sven A. Wehrwein Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
SPX Corporation
Ticker Security ID: Meeting Date Meeting Status
SPXC CUSIP 784635104 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ricky D. Puckett Mgmt For For For
2 Elect Meena A. Sethna Mgmt For For For
3 Elect Tana L. Utley Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
STAG Industrial, Inc.
Ticker Security ID: Meeting Date Meeting Status
STAG CUSIP 85254J102 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Benjamin S. Mgmt For For For
Butcher
2 Elect Jit Kee Chin Mgmt For For For
3 Elect Virgis W. Colbert Mgmt For For For
4 Elect Michelle Dilley Mgmt For For For
5 Elect Jeffrey D. Furber Mgmt For For For
6 Elect Larry T. Mgmt For For For
Guillemette
7 Elect Francis X. Mgmt For For For
Jacoby
III
8 Elect Christopher P. Mgmt For For For
Marr
9 Elect Hans S. Weger Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Steris Plc
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP G8473T100 07/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard C. Mgmt For For For
Breeden
2 Elect Cynthia L. Mgmt For For For
Feldmann
3 Elect Jacqueline B. Mgmt For For For
Kosecoff
4 Elect David B. Lewis Mgmt For For For
5 Elect Walter M. Mgmt For For For
Rosebrough,
Jr.
6 Elect Nirav R. Shah Mgmt For For For
7 Elect Mohsen M. Sohi Mgmt For For For
8 Elect Richard M. Mgmt For For For
Steeves
9 Ratification of Auditor Mgmt For For For
10 Appointment of Mgmt For For For
Statutory
Auditor
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Steven Madden, Ltd.
Ticker Security ID: Meeting Date Meeting Status
SHOO CUSIP 556269108 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward R. Mgmt For For For
Rosenfeld
1.2 Elect Al Ferrara Mgmt For For For
1.3 Elect Mitchell S. Mgmt For For For
Klipper
1.4 Elect Rose Peabody Mgmt For For For
Lynch
1.5 Elect Peter Migliorini Mgmt For For For
1.6 Elect Ravi Sachdev Mgmt For For For
1.7 Elect Thomas H. Mgmt For For For
Schwartz
1.8 Elect Robert Smith Mgmt For For For
1.9 Elect Amelia Newton Mgmt For For For
Varela
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Stoneridge, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRI CUSIP 86183P102 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan B. Mgmt For For For
DeGaynor
1.2 Elect Jeffrey P. Draime Mgmt For For For
1.3 Elect Douglas C. Jacobs Mgmt For For For
1.4 Elect Ira C. Kaplan Mgmt For For For
1.5 Elect Kim Korth Mgmt For For For
1.6 Elect William M. Lasky Mgmt For For For
1.7 Elect George S. Mayes, Mgmt For For For
Jr.
1.8 Elect Paul J. Schlather Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Strategic Education, Inc.
Ticker Security ID: Meeting Date Meeting Status
STRA CUSIP 86272C103 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert S. Mgmt For For For
Silberman
2 Elect J. Kevin Gilligan Mgmt For For For
3 Elect Robert R. Grusky Mgmt For For For
4 Elect Charlotte F. Mgmt For For For
Beason
5 Elect Rita D. Brogley Mgmt For For For
6 Elect John T. Casteen Mgmt For For For
III
7 Elect H. James Dallas Mgmt For For For
8 Elect Nathaniel C. Fick Mgmt For For For
9 Elect Karl McDonnell Mgmt For For For
10 Elect G. Thomas Waite, Mgmt For For For
III
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Summit Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
SUM CUSIP 86614U100 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Murphy Mgmt For For For
1.2 Elect Steven H. Wunning Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sun Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
SUI CUSIP 866674104 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary A. Shiffman Mgmt For For For
2 Elect Meghan G. Baivier Mgmt For For For
3 Elect Stephanie W. Mgmt For For For
Bergeron
4 Elect Brian M. Hermelin Mgmt For For For
5 Elect Ronald A. Klein Mgmt For For For
6 Elect Clunet R. Lewis Mgmt For For For
7 Elect Arthur A. Weiss Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SVMK Inc.
Ticker Security ID: Meeting Date Meeting Status
SVMK CUSIP 78489X103 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ryan Finley Mgmt For For For
1.2 Elect Benjamin C. Spero Mgmt For For For
1.3 Elect Serena J. Mgmt For For For
Williams
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Switch, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWCH CUSIP 87105L104 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rob Roy Mgmt For For For
1.2 Elect Zareh H. Mgmt For For For
Sarrafian
1.3 Elect Kim Sheehy Mgmt For For For
1.4 Elect Donald D. Snyder Mgmt For For For
1.5 Elect Thomas A. Thomas Mgmt For For For
1.6 Elect Bryan Wolf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
SYNNEX Corporation
Ticker Security ID: Meeting Date Meeting Status
SNX CUSIP 87162W100 03/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin M. Murai Mgmt For For For
1.2 Elect Dwight A. Mgmt For For For
Steffensen
1.3 Elect Dennis Polk Mgmt For For For
1.4 Elect Fred A. Mgmt For For For
Breidenbach
1.5 Elect Laurie Simon Mgmt For For For
Hodrick
1.6 Elect LEE Hau Leung Mgmt For For For
1.7 Elect MIAU Matthew Mgmt For For For
Feng-Chiang
1.8 Elect Gregory Quesnel Mgmt For For For
1.9 Elect Ann Vezina Mgmt For For For
1.10 Elect Thomas Wurster Mgmt For For For
1.11 Elect Duane E. Zitzner Mgmt For For For
1.12 Elect Andrea M. Mgmt For For For
Zulberti
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Systemax Inc.
Ticker Security ID: Meeting Date Meeting Status
SYX CUSIP 871851101 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Leeds Mgmt For For For
1.2 Elect Bruce Leeds Mgmt For For For
1.3 Elect Robert Leeds Mgmt For For For
1.4 Elect Barry Litwin Mgmt For For For
1.5 Elect Chad M. Lindbloom Mgmt For Withhold Against
1.6 Elect Paul S. Pearlman Mgmt For Withhold Against
1.7 Elect Lawrence P. Mgmt For For For
Reinhold
1.8 Elect Robert D. Mgmt For Withhold Against
Rosenthal
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Approval of the 2020 Mgmt For Against Against
Omnibus Long-Term
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tactile Systems Technology, Inc
Ticker Security ID: Meeting Date Meeting Status
TCMD CUSIP 87357P100 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William W. Burke Mgmt For For For
1.2 Elect Raymond Mgmt For For For
Huggenberger
1.3 Elect Gerald R. Mattys Mgmt For For For
1.4 Elect Richard J. Nigon Mgmt For For For
1.5 Elect Cheryl Pegus Mgmt For For For
1.6 Elect Kevin H. Roche Mgmt For For For
1.7 Elect Peter H. Mgmt For For For
Soderberg
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tandem Diabetes Care, Inc.
Ticker Security ID: Meeting Date Meeting Status
TNDM CUSIP 875372203 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kim D. Mgmt For For For
Blickenstaff
1.2 Elect Christopher J. Mgmt For For For
Twomey
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Teladoc Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
TDOC CUSIP 87918A105 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Helen Darling Mgmt For For For
1.2 Elect William H. Frist Mgmt For For For
1.3 Elect Michael Goldstein Mgmt For For For
1.4 Elect Jason Gorevic Mgmt For For For
1.5 Elect Catherine A. Mgmt For For For
Jacobson
1.6 Elect Thomas G. Mgmt For For For
McKinley
1.7 Elect Kenneth H. Paulus Mgmt For For For
1.8 Elect David L. Shedlarz Mgmt For For For
1.9 Elect Mark Douglas Mgmt For For For
Smith
1.10 Elect David B. Snow, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tempur Sealy International, Inc.
Ticker Security ID: Meeting Date Meeting Status
TPX CUSIP 88023U101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Evelyn S. Mgmt For For For
Dilsaver
2 Elect Cathy R. Gates Mgmt For For For
3 Elect John A. Heil Mgmt For For For
4 Elect Jon L. Luther Mgmt For For For
5 Elect Richard W. Neu Mgmt For For For
6 Elect Arik W. Ruchim Mgmt For For For
7 Elect Scott L. Thompson Mgmt For For For
8 Elect Robert B. Mgmt For For For
Trussell,
Jr.
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Bradley
2 Elect Edwin J. Gillis Mgmt For For For
3 Elect Timothy E. Mgmt For For For
Guertin
4 Elect Mark E. Jagiela Mgmt For For For
5 Elect Mercedes Johnson Mgmt For For For
6 Elect Marilyn Matz Mgmt For For For
7 Elect Paul J. Tufano Mgmt For For For
8 Elect Roy A. Vallee Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TFS Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
TFSL CUSIP 87240R107 02/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Mgmt For Against Against
Mulligan
2 Elect Terrence R. Ozan Mgmt For For For
3 Elect Marc A. Stefanski Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TG Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
TGTX CUSIP 88322Q108 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Laurence N. Mgmt For For For
Charney
1.2 Elect Yann Echelard Mgmt For For For
1.3 Elect William J. Mgmt For For For
Kennedy
1.4 Elect Kenneth Hoberman Mgmt For For For
1.5 Elect Daniel Hume Mgmt For For For
1.6 Elect Sagar Lonial Mgmt For For For
1.7 Elect Michael S. Weiss Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2012 Mgmt For For For
Incentive
Plan
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
The Andersons, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANDE CUSIP 034164103 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick E. Bowe Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Anderson,
Sr.
1.3 Elect Gerard M. Mgmt For For For
Anderson
1.4 Elect Stephen F. Dowdle Mgmt For For For
1.5 Elect Pamela S. Mgmt For For For
Hershberger
1.6 Elect Catherine M. Mgmt For For For
Kilbane
1.7 Elect Robert J. King, Mgmt For For For
Jr.
1.8 Elect Ross W. Manire Mgmt For For For
1.9 Elect Patrick S. Mullin Mgmt For For For
1.10 Elect John T. Stout, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
TBBK CUSIP 05969A105 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel G. Cohen Mgmt For For For
2 Elect Damian M. Mgmt For For For
Kozlowski
3 Elect Walter T. Beach Mgmt For For For
4 Elect Michael J. Mgmt For For For
Bradley
5 Elect John C. Chrystal Mgmt For For For
6 Elect Matthew Cohn Mgmt For For For
7 Elect John M. Eggemeyer Mgmt For For For
8 Elect Hersh Kozlov Mgmt For For For
9 Elect William H. Lamb Mgmt For For For
10 Elect James J. Mgmt For For For
McEntee,
III
11 Elect Daniela A. Mielke Mgmt For For For
12 Elect Stephanie B. Mgmt For For For
Mudick
13 Elect Mei-Mei Tuan Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Hackett Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCKT CUSIP 404609109 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Harris Mgmt For Against Against
2 Amendment to the Stock Mgmt For Against Against
Option and Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Meet Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MEET CUSIP 58513U101 06/04/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
The Providence Service Corporation
Ticker Security ID: Meeting Date Meeting Status
PRSC CUSIP 743815102 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David A. Coulter Mgmt For For For
2 Elect Leslie V. Norwalk Mgmt For For For
3 Elect Daniel E. Mgmt For For For
Greenleaf
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The RMR Group Inc.
Ticker Security ID: Meeting Date Meeting Status
RMR CUSIP 74967R106 03/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jennifer B. Clark Mgmt For For For
2 Elect Ann D. Logan Mgmt For For For
3 Elect Rosen Plevneliev Mgmt For For For
4 Elect Adam D. Portnoy Mgmt For For For
5 Elect Walter C. Watkins Mgmt For For For
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Scotts Miracle-Gro Company
Ticker Security ID: Meeting Date Meeting Status
SMG CUSIP 810186106 01/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Hagedorn Mgmt For For For
1.2 Elect Brian D. Finn Mgmt For For For
1.3 Elect Nancy G. Mgmt For For For
Mistretta
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Simply Good Foods Company
Ticker Security ID: Meeting Date Meeting Status
SMPL CUSIP 82900L102 01/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M. Kilts Mgmt For For For
1.2 Elect David J. West Mgmt For For For
1.3 Elect Michelle P. Mgmt For For For
Goolsby
1.4 Elect Brian K. Ratzan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Repeal of Classified Mgmt For For For
Board
6 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
The Trade Desk, Inc
Ticker Security ID: Meeting Date Meeting Status
TTD CUSIP 88339J105 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeff T. Green Mgmt For For For
2 Elect Eric B. Paley Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Thermon Group Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
THR CUSIP 88362T103 07/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Linda A. Dalgetty Mgmt For For For
1.2 Elect Marcus J. George Mgmt For For For
1.3 Elect Kevin J. McGinty Mgmt For For For
1.4 Elect John T. Nesser, Mgmt For For For
III
1.5 Elect Michael W. Press Mgmt For For For
1.6 Elect Charles A. Mgmt For For For
Sorrentino
1.7 Elect Bruce A. Thames Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Trico Bancshares
Ticker Security ID: Meeting Date Meeting Status
TCBK CUSIP 896095106 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald J. Amaral Mgmt For For For
1.2 Elect L. Gage Chrysler Mgmt For For For
III
1.3 Elect Craig S. Compton Mgmt For For For
1.4 Elect Kirsten E. Garen Mgmt For For For
1.5 Elect Cory W. Giese Mgmt For For For
1.6 Elect John S. A. Mgmt For For For
Hasbrook
1.7 Elect Margaret L. Kane Mgmt For For For
1.8 Elect Michael W. Mgmt For For For
Koehnen
1.9 Elect Martin A. Mariani Mgmt For For For
1.10 Elect Thomas C. McGraw Mgmt For For For
1.11 Elect Richard P. Smith Mgmt For For For
1.12 Elect Kimberley H. Mgmt For For For
Vogel
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
United Financial Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
UBNK CUSIP 910304104 10/22/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
United Therapeutics Corporation
Ticker Security ID: Meeting Date Meeting Status
UTHR CUSIP 91307C102 06/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Raymond Dwek Mgmt For For For
2 Elect Christopher Mgmt For For For
Patusky
3 Elect Thomas G. Mgmt For For For
Thompson
4 Repeal of Classified Mgmt For For For
Board
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2015 Mgmt For For For
Stock Incentive
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Display Corporation
Ticker Security ID: Meeting Date Meeting Status
OLED CUSIP 91347P105 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven V. Mgmt For For For
Abramson
2 Elect Cynthia J. Mgmt For For For
Comparin
3 Elect Richard C. Elias Mgmt For For For
4 Elect Elizabeth H. Mgmt For For For
Gemmill
5 Elect C. Keith Hartley Mgmt For For For
6 Elect Celia M. Joseph Mgmt For For For
7 Elect Lawrence Lacerte Mgmt For For For
8 Elect Sidney D. Mgmt For For For
Rosenblatt
9 Elect Sherwin I. Mgmt For For For
Seligsohn
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Forest Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
UFPI CUSIP 913543104 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Benjamin J. Mgmt For For For
McLean
2 Elect Mary E. Tuuk Mgmt For For For
3 Elect Michael G. Mgmt For For For
Wooldridge
4 Company Name Change Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
US Foods Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
USFD CUSIP 912008109 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Court D. Mgmt For For For
Carruthers
2 Elect David M. Tehle Mgmt For For For
3 Elect Ann E. Ziegler Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vectrus, Inc.
Ticker Security ID: Meeting Date Meeting Status
VEC CUSIP 92242T101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William F. Murdy Mgmt For For For
2 Elect Melvin F. Parker Mgmt For For For
3 Elect Stephen L. Mgmt For For For
Waechter
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2014 Mgmt For For For
Omnibus Incentive
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Veracyte, Inc.
Ticker Security ID: Meeting Date Meeting Status
VCYT CUSIP 92337F107 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bonnie H. Mgmt For For For
Anderson
1.2 Elect Robert S. Epstein Mgmt For For For
1.3 Elect Evan Jones Mgmt For For For
2 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Virtu Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
VIRT CUSIP 928254101 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas A. Cifu Mgmt For For For
1.2 Elect Joseph Grano, Jr. Mgmt For For For
1.3 Elect Robert Greifeld Mgmt For For For
1.4 Elect John F. Sandner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2015 Mgmt For For For
Management Incentive
Plan
________________________________________________________________________________
Vistra Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
VST CUSIP 92840M102 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Hillary E. Mgmt For For For
Ackermann
3 Elect Arcilia A. Acosta Mgmt For For For
4 Elect Gavin R. Baiera Mgmt For For For
5 Elect Paul M. Barbas Mgmt For For For
6 Elect Lisa Crutchfield Mgmt For For For
7 Elect Brian K. Mgmt For For For
Ferraioli
8 Elect Scott B. Helm Mgmt For For For
9 Elect Jeff D. Hunter Mgmt For For For
10 Elect Curtis A. Morgan Mgmt For For For
11 Elect John R. Sult Mgmt For For For
12 Elect Gavin R. Baiera Mgmt For For For
13 Elect Scott B. Helm Mgmt For For For
14 Elect Curtis A. Morgan Mgmt For For For
15 Elect John R. Sult Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
W. R. Berkley Corporation
Ticker Security ID: Meeting Date Meeting Status
WRB CUSIP 084423102 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maria Luisa Ferre Mgmt For For For
2 Elect Jack H. Nusbaum Mgmt For For For
3 Elect Mark L. Shapiro Mgmt For For For
4 Elect Jonathan Talisman Mgmt For For For
5 Increase of Authorized Mgmt For Against Against
Common
Stock
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Watsco, Inc.
Ticker Security ID: Meeting Date Meeting Status
WSO CUSIP 942622200 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian E. Keeley Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Watts Water Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTS CUSIP 942749102 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher L. Mgmt For For For
Conway
1.2 Elect David A. Dunbar Mgmt For For For
1.3 Elect Louise K. Goeser Mgmt For For For
1.4 Elect Jes Munk Hansen Mgmt For For For
1.5 Elect W. Craig Kissel Mgmt For For For
1.6 Elect Joseph T. Noonan Mgmt For For For
1.7 Elect Robert J. Mgmt For For For
Pagano,
Jr.
1.8 Elect Merilee Raines Mgmt For For For
1.9 Elect Joseph W. Mgmt For For For
Reitmeier
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Weingarten Realty Investors
Ticker Security ID: Meeting Date Meeting Status
WRI CUSIP 948741103 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew M. Mgmt For For For
Alexander
2 Elect Stanford Mgmt For For For
Alexander
3 Elect Shelaghmichael Mgmt For Against Against
Brown
4 Elect Stephen A. Lasher Mgmt For For For
5 Elect Thomas L. Ryan Mgmt For For For
6 Elect Douglas W. Mgmt For Against Against
Schnitzer
7 Elect C. Park Shaper Mgmt For For For
8 Elect Marc J. Shapiro Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
White Mountains Insurance Group, Ltd.
Ticker Security ID: Meeting Date Meeting Status
WTM CUSIP G9618E107 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect G. Manning Mgmt For For For
Rountree
1.2 Elect Mary C. Choksi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wingstop Inc.
Ticker Security ID: Meeting Date Meeting Status
WING CUSIP 974155103 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lynn Crump-Caine Mgmt For For For
1.2 Elect Wesley S. Mgmt For For For
McDonald
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to Charter Mgmt For For For
to Eliminate
Provisions Favorable
to Company's Former
Controlling
Shareholder
________________________________________________________________________________
World Fuel Services Corporation
Ticker Security ID: Meeting Date Meeting Status
INT CUSIP 981475106 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Kasbar Mgmt For For For
1.2 Elect Kanwaljit Bakshi Mgmt For For For
1.3 Elect Jorge L. Benitez Mgmt For For For
1.4 Elect Sharda Cherwoo Mgmt For For For
1.5 Elect Richard A. Kassar Mgmt For For For
1.6 Elect John L. Manley Mgmt For For For
1.7 Elect Stephen K. Mgmt For For For
Roddenberry
1.8 Elect Paul H. Stebbins Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2020 Mgmt For For For
Omnibus
Plan
________________________________________________________________________________
WSFS Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
WSFS CUSIP 929328102 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eleuthere I. du Mgmt For For For
Pont
1.2 Elect David G. Turner Mgmt For For For
1.3 Elect Mark A. Turner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Zayo Group Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZAYO CUSIP 98919V105 07/26/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Zayo Group Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZAYO CUSIP 98919V105 11/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard W. Connor Mgmt For For For
1.2 Elect Cathy Morris Mgmt For For For
1.3 Elect Emily White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Zions Bancorporation, National Association
Ticker Security ID: Meeting Date Meeting Status
ZION CUSIP 989701107 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jerry C. Atkin Mgmt For For For
2 Elect Gary L. Mgmt For For For
Crittenden
3 Elect Suren K. Gupta Mgmt For For For
4 Elect J. David Heaney Mgmt For For For
5 Elect Vivian S. Lee Mgmt For For For
6 Elect Scott J. McLean Mgmt For For For
7 Elect Edward F. Murphy Mgmt For For For
8 Elect Stephen D. Quinn Mgmt For For For
9 Elect Harris H. Simmons Mgmt For For For
10 Elect Aaron B. Skonnard Mgmt For For For
11 Elect Barbara A. Mgmt For For For
Yastine
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Zumiez Inc.
Ticker Security ID: Meeting Date Meeting Status
ZUMZ CUSIP 989817101 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas D. Campion Mgmt For For For
2 Elect Sarah G. McCoy Mgmt For For For
3 Elect Ernest R. Johnson Mgmt For For For
4 Elect Liliana Gil Mgmt For For For
Valletta
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
========================== TIAA Global Equity ESG Fund =========================
ABIOMED, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABMD CUSIP 003654100 08/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael R. Mgmt For For For
Minogue
1.2 Elect Martin P. Sutter Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Accenture plc
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 01/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jaime Ardila Mgmt For For For
2 Elect Herbert Hainer Mgmt For For For
3 Elect Nancy McKinstry Mgmt For For For
4 Elect Gilles Pelisson Mgmt For For For
5 Elect Paula A. Price Mgmt For For For
6 Elect Venkata Mgmt For For For
Renduchintala
7 Elect David P. Rowland Mgmt For For For
8 Elect Arun Sarin Mgmt For For For
9 Elect Julie Sweet Mgmt For For For
10 Elect Frank Kui Tang Mgmt For For For
11 Elect Tracey T. Travis Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2010 Mgmt For For For
Share Incentive
Plan
14 Ratification of Auditor Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Issuance of Treasury Mgmt For For For
Shares
________________________________________________________________________________
Alimentation Couche-Tard Inc.
Ticker Security ID: Meeting Date Meeting Status
ATD.A CINS 01626P403 09/18/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect Alain Bouchard Mgmt For For For
4 Elect Melanie Kau Mgmt For For For
5 Elect Jean Bernier Mgmt For For For
6 Elect Nathalie Bourque Mgmt For For For
7 Elect Eric Boyko Mgmt For For For
8 Elect Jacques D'Amours Mgmt For For For
9 Elect Richard Fortin Mgmt For For For
10 Elect Brian Hannasch Mgmt For For For
11 Elect Marie Josee Mgmt For For For
Lamothe
12 Elect Monique F. Leroux Mgmt For For For
13 Elect Real Plourde Mgmt For For For
14 Elect Daniel Rabinowicz Mgmt For For For
15 Elect Louis Tetu Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Amcor Plc
Ticker Security ID: Meeting Date Meeting Status
AMCR CUSIP G0250X107 11/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Graeme R. Liebelt Mgmt For For For
2 Elect Armin Meyer Mgmt For For For
3 Elect Ronald S. Delia Mgmt For For For
4 Elect Andrea E. Bertone Mgmt For For For
5 Elect Karen J. Guerra Mgmt For For For
6 Elect Nicholas T. Long Mgmt For For For
7 Elect Arun Nayar Mgmt For For For
8 Elect Jeremy L. Mgmt For For For
Sutcliffe
9 Elect David T. Szczupak Mgmt For For For
10 Elect Philip G. Weaver Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Amerco
Ticker Security ID: Meeting Date Meeting Status
UHAL CUSIP 023586100 08/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward J. Shoen Mgmt For For For
1.2 Elect James E. Acridge Mgmt For For For
1.3 Elect John P. Brogan Mgmt For Withhold Against
1.4 Elect John M. Dodds Mgmt For For For
1.5 Elect James J. Grogan Mgmt For Withhold Against
1.6 Elect Richard J. Mgmt For For For
Herrera
1.7 Elect Karl A. Schmidt Mgmt For For For
1.8 Elect Samuel J. Shoen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr For Against Against
Regarding
Ratification of Board
and Management
Acts
4 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Majority
Vote in Director
Elections
________________________________________________________________________________
Aon plc
Ticker Security ID: Meeting Date Meeting Status
AON CUSIP G0408V102 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Scheme of Mgmt For For For
Arrangement
(Reincorporation from
UK to
Ireland)
2 Cancellation of Share Mgmt For For For
Premium
Account
3 Off-Market Repurchase Mgmt For For For
of
Shares
4 Cancellation of NYSE Mgmt For For For
Listing
5 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Aon plc
Ticker Security ID: Meeting Date Meeting Status
AON CUSIP G0408V111 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Scheme of Mgmt For For For
Arrangement
(Reincorporation from
UK to
Ireland)
________________________________________________________________________________
Associated British Foods plc
Ticker Security ID: Meeting Date Meeting Status
ABF CINS G05600138 12/06/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Final Dividend Mgmt For For For
5 Elect Emma Adamo Mgmt For For For
6 Elect Graham D. Allan Mgmt For For For
7 Elect John G. Bason Mgmt For For For
8 Elect Ruth Cairnie Mgmt For For For
9 Elect Wolfhart Hauser Mgmt For For For
10 Elect Michael G. A. Mgmt For For For
McLintock
11 Elect Richard Reid Mgmt For For For
12 Elect George G. Weston Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Auckland International Airport Limited
Ticker Security ID: Meeting Date Meeting Status
AIA CINS Q06213146 10/23/2019 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Christine Mgmt For For For
Spring
3 Elect Liz Savage Mgmt For For For
4 Approve Increase in Mgmt For For For
NEDs'
fees
5 Authorise Board to Set Mgmt For For For
Auditor's
Fees
6 Amendments to Mgmt For For For
Constitution
________________________________________________________________________________
Australia and New Zealand Banking Group Limited
Ticker Security ID: Meeting Date Meeting Status
ANZ CINS Q09504137 12/17/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Paul Dominic Mgmt For For For
O'Sullivan
3 Re-elect Graeme R. Mgmt For For For
Liebelt
4 Re-elect Sarah (Jane) Mgmt For For For
Halton
5 Remuneration Report Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Board Spill Resolution Mgmt Against Against For
8 Equity Grant (CEO Mgmt For For For
Shayne
Elliott)
9 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Exposure to Fossil
Fuel
Assets
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Suspension
of Industry
Association
Memberships
________________________________________________________________________________
Bank Hapoalim B.M.
Ticker Security ID: Meeting Date Meeting Status
POLI CINS M1586M115 07/18/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Joint Mgmt For For For
Auditors
4 Amendments to Articles Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect David Avner Mgmt For For For
7 Elect Arie Orlev Mgmt For N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Noam Hanegbi Mgmt N/A For N/A
10 Elect Israel Zichel Mgmt N/A For N/A
11 Elect Reuven Krupik Mgmt N/A For N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect Tamar Bar-Noy Mgmt N/A For N/A
Gotlin
14 Elect Oded Eran Mgmt N/A For N/A
15 Elect David Mgmt N/A For N/A
Zvilichovsky
________________________________________________________________________________
Bank Hapoalim B.M.
Ticker Security ID: Meeting Date Meeting Status
POLI CINS M1586M115 12/26/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Temporary Extension of Mgmt For For For
Compensation
Policy
3 Temporary Extension of Mgmt For For For
Employment Agreement
of
Chair
4 Temporary Extension of Mgmt For For For
Employment Agreement
of
CEO
________________________________________________________________________________
Bank Leumi le-Israel Ltd.
Ticker Security ID: Meeting Date Meeting Status
LUMI CINS M16043107 07/18/2019 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Joint Mgmt For For For
Auditors for Fiscal
2019 and Authority to
Set
Fees
4 Appointment of Joint Mgmt For For For
Auditors Beyond
Fiscal 2019 and
Authority to Set
Fees
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Irit Shlomi Mgmt For Abstain Against
7 Elect Haim Krupsky Mgmt For N/A N/A
8 Authorization of Board Mgmt For For For
Chair to Participate
in Share
Offering
________________________________________________________________________________
Bank Leumi le-Israel Ltd.
Ticker Security ID: Meeting Date Meeting Status
LUMI CINS M16043107 12/23/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Yitzhak Edelman Mgmt For For For
4 Elect Mordechai Rosen Mgmt For N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Ester Dominisini Mgmt N/A For N/A
7 Elect Ira Sobel Mgmt N/A Abstain N/A
8 Compensation Policy Mgmt For For For
9 Compensation Terms of Mgmt For For For
New Board
Chair
10 Compensation Terms of Mgmt For For For
New
CEO
11 Amend Terms of D&O Mgmt For For For
Indemnification
Undertakings
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Barratt Developments plc
Ticker Security ID: Meeting Date Meeting Status
BDEV CINS G08288105 10/16/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Special Dividend Mgmt For For For
5 Elect John M. Allan Mgmt For For For
6 Elect David F. Thomas Mgmt For For For
7 Elect Steven J. Boyes Mgmt For For For
8 Elect Jessica White Mgmt For For For
9 Elect Richard Akers Mgmt For For For
10 Elect Nina Bibby Mgmt For For For
11 Elect Jock F. Lennox Mgmt For For For
12 Elect Sharon White Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
BB&T Corporation
Ticker Security ID: Meeting Date Meeting Status
BBT CUSIP 054937107 07/30/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SunTrust Mgmt For For For
Merger-of-Equals
2 Company Name Change Mgmt For For For
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
BlueScope Steel Limited
Ticker Security ID: Meeting Date Meeting Status
BSL CINS Q1415L177 11/21/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Ewen G.W. Crouch Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Mark Vassella -
STIP)
5 Equity Grant (MD/CEO Mgmt For For For
Mark Vassella -
LTIP)
6 Approve Share Buy-Back Mgmt For For For
________________________________________________________________________________
British Land Company plc
Ticker Security ID: Meeting Date Meeting Status
BLND CINS G15540118 07/19/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Final Dividend Mgmt For For For
5 Elect Simon Carter Mgmt For For For
6 Elect Lynn Gladden Mgmt For For For
7 Elect Chris Grigg Mgmt For For For
8 Elect Alastair Hughes Mgmt For For For
9 Elect William Jackson Mgmt For For For
10 Elect Lord Macpherson Mgmt For For For
of Earl's
Court
11 Elect Preben Prebensen Mgmt For For For
12 Elect Tim Score Mgmt For For For
13 Elect Laura Wade-Gery Mgmt For For For
14 Elect Rebecca Mgmt For For For
Worthington
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Scrip Dividend Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
BT Group plc
Ticker Security ID: Meeting Date Meeting Status
BT.A CINS G16612106 07/10/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Jan P. du Plessis Mgmt For For For
5 Elect Simon J. Lowth Mgmt For For For
6 Elect Iain C. Conn Mgmt For For For
7 Elect Timotheus Hottges Mgmt For For For
8 Elect Isabel Hudson Mgmt For For For
9 Elect Mike Inglis Mgmt For For For
10 Elect Nicholas Rose Mgmt For For For
11 Elect Jasmine Whitbread Mgmt For For For
12 Elect Philip Jansen Mgmt For For For
13 Elect Matthew Key Mgmt For For For
14 Elect Allison Kirkby Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
21 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Campbell Soup Company
Ticker Security ID: Meeting Date Meeting Status
CPB CUSIP 134429109 11/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fabiola R. Mgmt For For For
Arredondo
2 Elect Howard M. Averill Mgmt For For For
3 Elect John P. Bilbrey Mgmt For For For
4 Elect Mark A. Clouse Mgmt For For For
5 Elect Bennett Dorrance Mgmt For For For
6 Elect Maria Teresa Mgmt For For For
Hilado
7 Elect Sarah Hofstetter Mgmt For For For
8 Elect Marc B. Mgmt For For For
Lautenbach
9 Elect Mary Alice D. Mgmt For For For
Malone
10 Elect Keith R. Mgmt For For For
McLoughlin
11 Elect Kurt Schmidt Mgmt For For For
12 Elect Archbold D. van Mgmt For For For
Beuren
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Canopy Growth Corporation
Ticker Security ID: Meeting Date Meeting Status
WEED CINS 138035100 09/17/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John K. Bell Mgmt For For For
3 Elect Robert Hanson Mgmt For For For
4 Elect David Klein Mgmt For For For
5 Elect William Newlands Mgmt For For For
6 Elect Judy A. Schmeling Mgmt For For For
7 Elect Peter E Stringham Mgmt For For For
8 Elect Mark Zekulin Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Colleen F. Arnold Mgmt For For For
2 Elect Carrie S. Cox Mgmt For For For
3 Elect Calvin Darden Mgmt For For For
4 Elect Bruce L. Downey Mgmt For For For
5 Elect Patricia Mgmt For For For
Hemingway
Hall
6 Elect Akhil Johri Mgmt For For For
7 Elect Michael Kaufmann Mgmt For For For
8 Elect Gregory B. Kenny Mgmt For For For
9 Elect Nancy Killefer Mgmt For For For
10 Elect J. Michael Losh Mgmt For For For
11 Elect Dean A. Mgmt For For For
Scarborough
12 Elect John H. Weiland Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CGI Inc.
Ticker Security ID: Meeting Date Meeting Status
GIB CINS 12532H104 01/29/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alain Bouchard Mgmt For For For
3 Elect Sophie Brochu Mgmt For For For
4 Elect George A. Cope Mgmt For For For
5 Elect Paule Dore Mgmt For For For
6 Elect Richard B. Evans Mgmt For For For
7 Elect Julie Godin Mgmt For For For
8 Elect Serge Godin Mgmt For For For
9 Elect Timothy J. Hearn Mgmt For For For
10 Elect Andre Imbeau Mgmt For For For
11 Elect Gilles Labbe Mgmt For For For
12 Elect Michael B. Mgmt For For For
Pedersen
13 Elect Alison C. Reed Mgmt For For For
14 Elect Michael E. Roach Mgmt For For For
15 Elect George D. Mgmt For For For
Schindler
16 Elect Kathy N. Waller Mgmt For For For
17 Elect Joakim Westh Mgmt For For For
18 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Disclosure
of Vote Results by
Share
Class
________________________________________________________________________________
Chr.Hansen Holding A/S
Ticker Security ID: Meeting Date Meeting Status
CHR CINS K1830B107 11/27/2019 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' Fees Mgmt For For For
9 Remuneration Policy Mgmt For For For
10 Elect Dominique Mgmt For For For
Reiniche
11 Elect Jesper Brandgaard Mgmt For For For
12 Elect Luis Cantarell Mgmt For For For
13 Elect Heidi Mgmt For For For
Kleinbach-Sauter
14 Elect Niels Peder Mgmt For For For
Nielsen
15 Elect Kristian Mgmt For For For
Villumsen
16 Elect Mark Wilson Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Carry Out Mgmt For For For
Formalities
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 12/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Michele Burns Mgmt For For For
2 Elect Wesley G. Bush Mgmt For For For
3 Elect Michael D. Mgmt For For For
Capellas
4 Elect Mark Garrett Mgmt For For For
5 Elect Kristina M. Mgmt For For For
Johnson
6 Elect Roderick C. Mgmt For For For
McGeary
7 Elect Charles H. Mgmt For For For
Robbins
8 Elect Arun Sarin Mgmt For For For
9 Elect Brenton L. Mgmt For For For
Saunders
10 Elect Carol B. Tome Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
Coles Group Limited
Ticker Security ID: Meeting Date Meeting Status
COL CINS Q26203408 11/13/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect James P. Mgmt For For For
Graham
3 Re-elect Jacqueline Mgmt For For For
Chow
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Steven
Cain)
6 Appoint Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Supply
Chain Due Diligence
and
Compliance
________________________________________________________________________________
Coloplast A/S
Ticker Security ID: Meeting Date Meeting Status
COLOB CINS K16018192 12/05/2019 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Remuneration Report Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Remuneration Policy Mgmt For For For
(Forward-Looking)
10 Amendments to Articles Mgmt For For For
Regarding
Agenda
11 Amendments to Articles Mgmt For For For
Regarding Admission
Card
12 Authority to Mgmt For For For
Repurchase
Shares
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect Lars Soren Mgmt For For For
Rasmussen
15 Elect Niels Peter Mgmt For For For
Louis-Hansen
16 Elect Birgitte Nielsen Mgmt For For For
17 Elect Carsten Hellmann Mgmt For For For
18 Elect Jette Mgmt For For For
Nygaard-Andersen
19 Elect Jorgen Mgmt For For For
Tang-Jensen
20 Appointment of Auditor Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Commonwealth Bank of Australia
Ticker Security ID: Meeting Date Meeting Status
CBA CINS Q26915100 10/16/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Shirish Mgmt For For For
Moreshwar
Apte
3 Re-elect Mary Padbury Mgmt For For For
4 Elect Genevieve Bell Mgmt For For For
5 Elect Paul F. O'Malley Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Matt
Comyn)
8 Adoption Of New Mgmt For For For
Constitution
________________________________________________________________________________
Computershare Limited
Ticker Security ID: Meeting Date Meeting Status
CPU CINS Q2721E105 11/13/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Simon Jones Mgmt For For For
3 Re-elect Tiffany Fuller Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Stuart
Irving)
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Board Spill Resolution Mgmt Against Against For
________________________________________________________________________________
Copart, Inc.
Ticker Security ID: Meeting Date Meeting Status
CPRT CUSIP 217204106 12/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Willis J. Johnson Mgmt For For For
2 Elect A. Jayson Adair Mgmt For For For
3 Elect Matt Blunt Mgmt For For For
4 Elect Steven D. Cohan Mgmt For For For
5 Elect Daniel J. Mgmt For For For
Englander
6 Elect James E. Meeks Mgmt For For For
7 Elect Thomas N. Mgmt For For For
Tryforos
8 Elect Diane M. Mgmt For For For
Morefield
9 Elect Stephen Fisher Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CSL Limited
Ticker Security ID: Meeting Date Meeting Status
CSL CINS Q3018U109 10/16/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Marie McDonald Mgmt For For For
3 Re-elect Megan Clark Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Paul
Perreault)
6 Equity Grant (CSO Mgmt For For For
Andrew
Cuthbertson)
________________________________________________________________________________
Darden Restaurants, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRI CUSIP 237194105 09/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margaret Shan Mgmt For For For
Atkins
1.2 Elect James P. Fogarty Mgmt For For For
1.3 Elect Cynthia T. Mgmt For For For
Jamison
1.4 Elect Eugene I. Lee, Mgmt For For For
Jr.
1.5 Elect Nana Mensah Mgmt For For For
1.6 Elect William S. Simon Mgmt For For For
1.7 Elect Charles M. Mgmt For For For
Sonsteby
1.8 Elect Timothy J. Mgmt For For For
Wilmott
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DCC Plc
Ticker Security ID: Meeting Date Meeting Status
DCC CINS G2689P101 07/12/2019 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Mark Breuer Mgmt For For For
5 Elect Caroline Dowling Mgmt For For For
6 Elect David C. Jukes Mgmt For For For
7 Elect Pamela J. Kirby Mgmt For For For
8 Elect Jane Lodge Mgmt For For For
9 Elect Cormac McCarthy Mgmt For For For
10 Elect John Moloney Mgmt For For For
11 Elect Donal Murphy Mgmt For For For
12 Elect Fergal O'Dwyer Mgmt For For For
13 Elect Mark Ryan Mgmt For For For
14 Elect Leslie Van de Mgmt For For For
Walle
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Increase in NED Fee Cap Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Price Mgmt For For For
Range for Reissuance
of Treasury
Shares
________________________________________________________________________________
Electronic Arts Inc.
Ticker Security ID: Meeting Date Meeting Status
EA CUSIP 285512109 08/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
2 Elect Jay C. Hoag Mgmt For For For
3 Elect Jeffrey T. Huber Mgmt For For For
4 Elect Lawrence F. Mgmt For For For
Probst
III
5 Elect Talbott Roche Mgmt For For For
6 Elect Richard A. Mgmt For For For
Simonson
7 Elect Luis A. Ubinas Mgmt For For For
8 Elect Heidi J. Mgmt For For For
Ueberroth
9 Elect Andrew Wilson Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
13 Amendment Regarding Mgmt For For For
Shareholders Ability
to Call Special
Meetings
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CINS 292505104 01/14/2020 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reorganization and Mgmt For For For
Re-Domiciliation
3 Transaction of Other Mgmt For Abstain Against
Business
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Estee Lauder Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
EL CUSIP 518439104 11/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald S. Lauder Mgmt For For For
2 Elect William P. Lauder Mgmt For For For
3 Elect Richard D. Mgmt For For For
Parsons
4 Elect Lynn Forester de Mgmt For For For
Rothschild
5 Elect Jennifer Tejada Mgmt For For For
6 Elect Richard F. Mgmt For For For
Zannino
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the 2002 Mgmt For For For
Share Incentive
Plan
________________________________________________________________________________
Expedia Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPE CUSIP 30212P303 12/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel Altman Mgmt For For For
2 Elect Susan C. Athey Mgmt For For For
3 Elect A. George Battle Mgmt For For For
4 Elect Chelsea Clinton Mgmt For For For
5 Elect Barry Diller Mgmt For For For
6 Elect Craig A. Jacobson Mgmt For For For
7 Elect Victor A. Kaufman Mgmt For Abstain Against
8 Elect Peter M. Kern Mgmt For For For
9 Elect Dara Khosrowshahi Mgmt For For For
10 Elect Mark Okerstrom Mgmt For For For
11 Elect Alexander von Mgmt For For For
Furstenberg
12 Elect Julie Whalen Mgmt For For For
13 Transfer Restrictions Mgmt For For For
and Automatic
Conversion Provisions
in Respect of Class B
Common
Stock
14 Limit the Ability of Mgmt For For For
the Company to
Participate in
Certain Change of
Control
Transactions
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fast Retailing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
9983 CINS J1346E100 11/28/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Tadashi Yanai Mgmt For For For
3 Elect Toru Hambayashi Mgmt For For For
4 Elect Nobumichi Hattori Mgmt For For For
5 Elect Masaaki Shintaku Mgmt For For For
6 Elect Takashi Nawa Mgmt For For For
7 Elect Naotake Ono Mgmt For For For
8 Elect Takeshi Okazaki Mgmt For For For
9 Elect Kazumi Yanai Mgmt For For For
10 Elect Koji Yanai Mgmt For For For
11 Elect Masumi Mizusawa Mgmt For For For
as Statutory
Auditor
12 Directors' Fees Mgmt For For For
________________________________________________________________________________
Ferguson plc
Ticker Security ID: Meeting Date Meeting Status
FERG CINS G3421J106 11/21/2019 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Final Dividend Mgmt For For For
5 Elect Tessa Bamford Mgmt For For For
6 Elect Gareth Davis Mgmt For For For
7 Elect Geoff Drabble Mgmt For For For
8 Elect Catherine A. Mgmt For For For
Halligan
9 Elect Kevin Murphy Mgmt For For For
10 Elect Alan Murray Mgmt For For For
11 Elect Michael Powell Mgmt For For For
12 Elect Thomas Schmitt Mgmt For For For
13 Elect Nadia Shouraboura Mgmt For For For
14 Elect Jacqueline Mgmt For For For
Simmonds
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Amendment to Long Term Mgmt For For For
Incentive Plan
2019
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Fortescue Metals Group Limited
Ticker Security ID: Meeting Date Meeting Status
FMG CINS Q39360104 10/29/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Sharon Mgmt For For For
Warburton
4 Elect ZHANG Ya-Qin Mgmt For For For
5 Approve Increase in Mgmt N/A For N/A
NEDs' Fee
Cap
6 Equity Grant (MD/CEO Mgmt For For For
Elizabeth
Gaines)
________________________________________________________________________________
Franklin Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 02/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter K. Barker Mgmt For For For
2 Elect Mariann Mgmt For For For
Byerwalter
3 Elect Gregory E. Mgmt For For For
Johnson
4 Elect Jennifer M. Mgmt For For For
Johnson
5 Elect Rupert H. Mgmt For For For
Johnson,
Jr.
6 Elect Anthony J. Noto Mgmt For For For
7 Elect Mark C. Pigott Mgmt For For For
8 Elect Laura Stein Mgmt For For For
9 Elect Seth H. Waugh Mgmt For For For
10 Elect Geoffrey Y. Yang Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 1998 Mgmt For For For
Employee Stock
Investment
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
General Mills, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Kerry Clark Mgmt For For For
2 Elect David M. Cordani Mgmt For For For
3 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
4 Elect Jeffrey L. Mgmt For For For
Harmening
5 Elect Maria G. Henry Mgmt For For For
6 Elect Elizabeth C. Mgmt For For For
Lempres
7 Elect Diane L. Neal Mgmt For For For
8 Elect Stephen A. Odland Mgmt For For For
9 Elect Maria A. Sastre Mgmt For For For
10 Elect Eric D. Sprunk Mgmt For For For
11 Elect Jorge A. Uribe Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hormel Foods Corporation
Ticker Security ID: Meeting Date Meeting Status
HRL CUSIP 440452100 01/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Prama Bhatt Mgmt For For For
2 Elect Gary C. Bhojwani Mgmt For For For
3 Elect Terrell K. Crews Mgmt For For For
4 Elect Stephen M. Lacy Mgmt For For For
5 Elect Elsa A. Murano Mgmt For For For
6 Elect Susan K. Mgmt For For For
Nestegard
7 Elect William Newlands Mgmt For For For
8 Elect Dakota A. Pippins Mgmt For For For
9 Elect Christopher J. Mgmt For For For
Policinski
10 Elect Jose Luis Prado Mgmt For For For
11 Elect Sally J. Smith Mgmt For For For
12 Elect James P. Snee Mgmt For For For
13 Elect Steven A. White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Industria de Diseno Textil S.A. - INDITEX, S.A.
Ticker Security ID: Meeting Date Meeting Status
ITX CINS E6282J125 07/16/2019 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Individual Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For For For
and Reports;
Ratification of Board
Acts
3 Report on Mgmt For For For
Non-Financial
Information
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Elect Pablo Isla Mgmt For For For
Alvarez de
Tejera
7 Elect Amancio Ortega Mgmt For For For
Gaona
8 Elect Carlos Crespo Mgmt For For For
Gonzalez
9 Elect Emilio Saracho Mgmt For For For
Rodriguez de
Torres
10 Elect Jose Luis Duran Mgmt For For For
Schulz
11 Amendments to Articles Mgmt For For For
(General
Meeting)
12 Amendments to Articles Mgmt For For For
(Board of
Directors)
13 Amendments to Articles Mgmt For For For
(Annual
Accounts)
14 Appointment of Auditor Mgmt For For For
15 2019-2023 Long-Term Mgmt For For For
Incentive
Plan
16 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
17 Amendments to Mgmt For For For
Remuneration Policy
(Binding)
18 Remuneration Report Mgmt For For For
(Advisory)
19 Authorisation of Legal Mgmt For For For
Formalities
20 Presentation of Report Mgmt For For For
on Amendments to
Board Regulations and
Creation of
Sustainability
Committee
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ingersoll-Rand Plc
Ticker Security ID: Meeting Date Meeting Status
IR CUSIP G47791101 02/04/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company Name Change Mgmt For For For
________________________________________________________________________________
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUSIP 461202103 01/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eve Burton Mgmt For For For
2 Elect Scott D. Cook Mgmt For For For
3 Elect Richard Dalzell Mgmt For For For
4 Elect Sasan Goodarzi Mgmt For For For
5 Elect Deborah Liu Mgmt For For For
6 Elect Suzanne Nora Mgmt For For For
Johnson
7 Elect Dennis D. Powell Mgmt For For For
8 Elect Brad D. Smith Mgmt For For For
9 Elect Thomas J. Szkutak Mgmt For For For
10 Elect Raul Vazquez Mgmt For For For
11 Elect Jeff Weiner Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Adoption of
Mandatory Arbitration
Bylaw
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS G49188116 08/08/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Zarina B.M. Bassa Mgmt For For For
3 Elect Perry K.O. Mgmt For For For
Crosthwaite
4 Elect Hendrik du Toit Mgmt For For For
5 Elect David Friedland Mgmt For For For
6 Elect Philip A. Mgmt For For For
Hourquebie
7 Elect Charles Jacobs Mgmt For For For
8 Elect Ian R. Kantor Mgmt For For For
9 Elect Mark Mgmt For For For
Malloch-Brown
10 Elect Khumo L. Mgmt For For For
Shuenyane
11 Elect Fani Titi Mgmt For For For
12 Elect Kim Mary Mgmt For For For
McFarland
13 Elect Nishlan Andre Mgmt For For For
Samujh
14 Remuneration Report Mgmt For For For
(Advisory)
15 Remuneration Policy Mgmt For For For
(Advisory)
16 Authorisation of Legal Mgmt For For For
Formalities
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Interim Dividend Mgmt For For For
(Ordinary
Shareholders -
Investec
Limited)
20 Interim Dividend Mgmt For For For
(Preference
Shareholders -
Investec
Limited)
21 Final Dividend Mgmt For For For
(Ordinary and
Preference
Shareholders -
Investec
Limited)
22 Appointment of Joint Mgmt For For For
Auditor (Ernst &
Young) (Investec
Limited)
23 Appointment of Joint Mgmt For For For
Auditor (KPMG)
(Investec
Limited)
24 General Authority to Mgmt For For For
Issue Preference
Shares (Investec
Limited)
25 General Authority to Mgmt For For For
Issue Special
Convertible Shares
(Investec
Limited)
26 Authority to Mgmt For For For
Repurchase Ordinary
Shares (Investec
Limited)
27 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
Limited)
28 Approve Financial Mgmt For For For
Assistance (Investec
Limited)
29 Approve NEDs' Fees Mgmt For For For
(Investec
Limited)
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Accounts and Reports Mgmt For For For
(Investec
plc)
32 Interim Dividend Mgmt For For For
(Investec
plc)
33 Final Dividend Mgmt For For For
(Investec
plc)
34 Appointment of Auditor Mgmt For For For
(Investec
plc)
35 Authority to Set Mgmt For For For
Auditor's Fees
(Investec
plc)
36 Authority to Issue Mgmt For For For
Special Convertible
Shares w/ Preemptive
Rights (Investec
plc)
37 Authority to Mgmt For For For
Repurchase Ordinary
Shares (Investec
plc)
38 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
plc)
39 Authorisation of Mgmt For For For
Political Donations
(Investec
plc)
________________________________________________________________________________
J Sainsbury plc
Ticker Security ID: Meeting Date Meeting Status
SBRY CINS G77732173 07/04/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Martin Scicluna Mgmt For For For
5 Elect Matt Brittin Mgmt For For For
6 Elect Brian Cassin Mgmt For For For
7 Elect Mike Coupe Mgmt For For For
8 Elect Jo Harlow Mgmt For For For
9 Elect David Keens Mgmt For For For
10 Elect Kevin O'Byrne Mgmt For For For
11 Elect Dame Susan Rice Mgmt For For For
12 Elect John Rogers Mgmt For For For
13 Elect Jean Tomlin Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jazz Pharmaceuticals Public Limited Company
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul L. Berns Mgmt For For For
2 Elect Patrick G. Mgmt For For For
Enright
3 Elect Seamus C. Mgmt For For For
Mulligan
4 Elect Norbert G. Riedel Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Johnson Matthey plc
Ticker Security ID: Meeting Date Meeting Status
JMAT CINS G51604166 07/17/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Xiaozhi Liu Mgmt For For For
5 Elect Alan M. Ferguson Mgmt For For For
6 Elect Jane Griffiths Mgmt For For For
7 Elect Robert J. MacLeod Mgmt For For For
8 Elect Anna Manz Mgmt For For For
9 Elect Chris Mottershead Mgmt For For For
10 Elect John O'Higgins Mgmt For For For
11 Elect Patrick W. Thomas Mgmt For For For
12 Elect John Walker Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
21 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kingfisher plc
Ticker Security ID: Meeting Date Meeting Status
KGF CINS G5256E441 07/09/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Claudia Arney Mgmt For For For
6 Elect Sophie Gasperment Mgmt For For For
7 Elect Andrew Cosslett Mgmt For For For
8 Elect Jeff Carr Mgmt For For For
9 Elect Pascal Cagni Mgmt For For For
10 Elect Clare M. Chapman Mgmt For For For
11 Elect Rakhi (Parekh) Mgmt For For For
Goss-Custard
12 Elect Veronique Laury Mgmt For For For
13 Elect Mark Seligman Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Kinnevik AB
Ticker Security ID: Meeting Date Meeting Status
KINVB CINS W5139V109 11/07/2019 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Amendments to Articles Mgmt For For For
Regarding Share
Split
11 Share Split Mgmt For For For
12 Amendments to Articles Mgmt For For For
Regarding Share
Redemption
13 Redemption of Shares Mgmt For For For
14 Bonus Share Issuance Mgmt For For For
15 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Abolition
of
Voting
Differentiation
16 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding the Removal
of the Possibility of
Differentiation of
Voting Rights from
the Swedish Company
Act
17 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Representation for
Small and
Medium-Sized
Shareholders
18 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Representation for
Small and
Medium-Sized
Shareholders by
including it in the
Swedish Companies
Act
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lam Research Corporation
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 512807108 11/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sohail U. Ahmed Mgmt For For For
1.2 Elect Timothy M. Archer Mgmt For For For
1.3 Elect Eric K. Brandt Mgmt For For For
1.4 Elect Michael R. Cannon Mgmt For For For
1.5 Elect Youssef A. Mgmt For For For
El-Mansy
1.6 Elect Catherine P. Lego Mgmt For For For
1.7 Elect Bethany J. Mayer Mgmt For For For
1.8 Elect Abhijit Y. Mgmt For For For
Talwalkar
1.9 Elect Rick Lih-Shyng Mgmt For For For
TSAI
1.10 Elect Leslie F. Varon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Land Securities Group plc
Ticker Security ID: Meeting Date Meeting Status
LAND CINS G5375M142 07/11/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Madeleine Mgmt For For For
Cosgrave
5 Elect Christophe Evain Mgmt For For For
6 Elect Robert Noel Mgmt For For For
7 Elect Martin Greenslade Mgmt For For For
8 Elect Colette O'Shea Mgmt For For For
9 Elect Chris Bartram Mgmt For For For
10 Elect Edward H. Bonham Mgmt For For For
Carter
11 Elect Nicholas Cadbury Mgmt For For For
12 Elect Cressida Hogg Mgmt For For For
13 Elect Stacey Rauch Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Linde Plc
Ticker Security ID: Meeting Date Meeting Status
LIN CUSIP 74005P104 07/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wolfgang Reitzle Mgmt For For For
2 Elect Stephen F. Angel Mgmt For For For
3 Elect Ann-Kristin Mgmt For For For
Achleitner
4 Elect Clemens A.H. Mgmt For For For
Borsig
5 Elect Nance K. Dicciani Mgmt For For For
6 Elect Thomas Enders Mgmt For For For
7 Elect Franz Fehrenbach Mgmt For For For
8 Elect Edward G. Galante Mgmt For For For
9 Elect Larry D. McVay Mgmt For For For
10 Elect Victoria Ossadnik Mgmt For For For
11 Elect Martin H. Mgmt For For For
Richenhagen
12 Elect Robert L. Wood Mgmt For For For
13 Ratification of Mgmt For For For
PricewaterhouseCoopers
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Set Price Mgmt For For For
Range for Re-Issuance
of Treasury
Shares
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Link Real Estate Investment Trust
Ticker Security ID: Meeting Date Meeting Status
0823 CINS Y5281M111 07/24/2019 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Ed CHAN Yiu Mgmt For For For
Cheong
4 Elect Blair C. Mgmt For For For
Pickerell
5 Elect May TAN Siew Boi Mgmt For For For
6 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
London Stock Exchange Group plc
Ticker Security ID: Meeting Date Meeting Status
LSE CINS G5689U103 11/26/2019 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Mgmt For For For
Refinitiv
2 Share Issuance Mgmt For For For
Pursuant to
Acquisition
________________________________________________________________________________
Lundin Petroleum AB
Ticker Security ID: Meeting Date Meeting Status
LUPE CINS W64566107 07/31/2019 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Redemption of Share Mgmt For For For
Capital
11 Sale of Stake in the Mgmt For For For
Johan Sverdrup
Oilfiled
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Macquarie Group Limited
Ticker Security ID: Meeting Date Meeting Status
MQG CINS Q57085286 07/25/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Michael J. Mgmt For For For
Hawker
3 Re-elect Michael J. Mgmt For For For
Coleman
4 Elect Philip M. Coffey Mgmt For For For
5 Elect Jillian R. Mgmt For For For
Broadbent
6 Remuneration Report Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Shemara
Wikramanayake)
8 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
9 Approve Issue of Mgmt For For For
Securities
________________________________________________________________________________
Marks and Spencer Group plc
Ticker Security ID: Meeting Date Meeting Status
MKS CINS G5824M107 07/09/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Archie Norman Mgmt For For For
5 Elect Steve Rowe Mgmt For For For
6 Elect Humphrey S.M. Mgmt For For For
Singer
7 Elect Katie Mgmt For For For
Bickerstaffe
8 Elect Alison Brittain Mgmt For For For
9 Elect Andrew Fisher Mgmt For For For
10 Elect Andy Halford Mgmt For For For
11 Elect Pip McCrostie Mgmt For For For
12 Elect Justin King Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
20 Authorisation of Mgmt For For For
Political
Donations
21 ShareSave Plan Mgmt For For For
________________________________________________________________________________
Meridian Energy Limited
Ticker Security ID: Meeting Date Meeting Status
MEL CINS Q5997E121 10/17/2019 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Janice Dawson Mgmt For For For
2 Elect Julia Hoare Mgmt For For For
3 Elect Michelle Mgmt For For For
Henderson
4 Elect Nagaja Sanatkumar Mgmt For For For
5 Amendments to Mgmt For For For
Constitution
________________________________________________________________________________
Merlin Entertainments Plc
Ticker Security ID: Meeting Date Meeting Status
MERL CINS G6019W108 09/03/2019 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Scheme of Mgmt For For For
Arrangement
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Merlin Entertainments Plc
Ticker Security ID: Meeting Date Meeting Status
MERL CINS G6019W108 09/03/2019 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Effect Scheme of Mgmt For For For
Arrangement
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 12/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Gates Mgmt For For For
III
2 Elect Reid G. Hoffman Mgmt For For For
3 Elect Hugh F. Johnston Mgmt For For For
4 Elect Teri L. Mgmt For For For
List-Stoll
5 Elect Satya Nadella Mgmt For For For
6 Elect Sandra E. Mgmt For For For
Peterson
7 Elect Penny S. Pritzker Mgmt For For For
8 Elect Charles W. Scharf Mgmt For For For
9 Elect Arne M. Sorenson Mgmt For For For
10 Elect John W. Stanton Mgmt For For For
11 Elect John W. Thompson Mgmt For For For
12 Elect Emma N. Walmsley Mgmt For For For
13 Elect Padmasree Warrior Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Representation on the
Board
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender Pay Equity
Report
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 08/20/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Joseph Fellus as Mgmt For For For
External
Director
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 12/18/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Moshe Vidman Mgmt For For For
5 Elect Ron Gazit Mgmt For For For
6 Elect Jonathan Kaplan Mgmt For For For
7 Elect Avraham Zeldman Mgmt For For For
8 Elect Ilan Kremer Mgmt For For For
9 Elect Eli Alroy Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Compensation Policy Mgmt For For For
12 Compensation Terms of Mgmt For For For
CEO
________________________________________________________________________________
National Australia Bank Limited
Ticker Security ID: Meeting Date Meeting Status
NAB CINS Q65336119 12/18/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Board Spill Resolution Mgmt Against Against For
(Conditional)
5 Re-elect Philip W. Mgmt For For For
Chronican
6 Re-elect Douglas Mgmt For For For
(Doug) A.
McKay
7 Elect Kathryn J. Fagg Mgmt For For For
8 Authority to Reduce Mgmt For For For
Convertible
Preference Share
Capital (Under CPS II
Terms)
9 Authority to Reduce Mgmt For For For
Convertible
Preference Share
Capital (Outside CPS
II
Terms)
10 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Exposure to Fossil
Fuel
Assets
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Suspension
of Industry
Association
Memberships
________________________________________________________________________________
National Grid Plc
Ticker Security ID: Meeting Date Meeting Status
NG. CINS G6S9A7120 07/29/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Elect Sir Peter Gershon Mgmt For For For
4 Elect John Pettigrew Mgmt For For For
5 Elect Andy Agg Mgmt For For For
6 Elect Dean Seavers Mgmt For For For
7 Elect Nicola Shaw Mgmt For For For
8 Elect Jonathan Dawson Mgmt For For For
9 Elect Therese Esperdy Mgmt For For For
10 Elect Paul Golby Mgmt For For For
11 Elect Amanda Mesler Mgmt For For For
12 Elect Earl L. Shipp Mgmt For For For
13 Elect Jonathan SIlver Mgmt For For For
14 Elect Mark Williamson Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Remuneration Policy Mgmt For For For
(Binding)
18 Remuneration Report Mgmt For For For
(Advisory)
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Scrip Dividend Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Capitalisation of Mgmt For For For
Accounts (Scrip
Dividend
Scheme)
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
26 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
27 Authority to Mgmt For For For
Repurchase
Shares
28 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Newcrest Mining Limited
Ticker Security ID: Meeting Date Meeting Status
NCM CINS Q6651B114 11/12/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Peter A.F. Hay Mgmt For For For
3 Re-elect Vickki Mgmt For For For
McFadden
4 Equity Grant (MD/CEO Mgmt For For For
Sandeep
Biswas)
5 Equity Grant (Finance Mgmt For For For
Director/CFO Gerard
Bond)
6 Remuneration Report Mgmt For For For
________________________________________________________________________________
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan B. Graf, Jr. Mgmt For For For
1.2 Elect Peter B. Henry Mgmt For For For
1.3 Elect Michelle Peluso Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 12/31/2019 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Revoke Request to Fix Mgmt For Against Against
a Record Date for a
Planned Consent
Solicitation by
Icahn
________________________________________________________________________________
Pandora A/S
Ticker Security ID: Meeting Date Meeting Status
PNDORA CINS K7681L102 12/04/2019 Voted
Meeting Type Country of Trade
Special Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Elect Peter A. Ruzicka Mgmt For For For
6 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Parker-Hannifin Corporation
Ticker Security ID: Meeting Date Meeting Status
PH CUSIP 701094104 10/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lee C. Banks Mgmt For For For
2 Elect Robert G. Bohn Mgmt For For For
3 Elect Linda S. Harty Mgmt For For For
4 Elect Kevin A. Lobo Mgmt For For For
5 Elect Candy M. Obourn Mgmt For For For
6 Elect Joseph Scaminace Mgmt For For For
7 Elect Ake Svensson Mgmt For For For
8 Elect Laura K. Thompson Mgmt For For For
9 Elect James R. Verrier Mgmt For For For
10 Elect James L. Mgmt For For For
Wainscott
11 Elect Thomas L. Mgmt For For For
Williams
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2016 Mgmt For Against Against
Omnibus Stock
Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
Prudential plc
Ticker Security ID: Meeting Date Meeting Status
PRU CINS G72899100 10/15/2019 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Demerger Mgmt For For For
2 Elect Yok Tak Amy Yip Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ramsay Health Care Limited
Ticker Security ID: Meeting Date Meeting Status
RHC CINS Q7982Y104 11/14/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Alison Deans Mgmt For For For
4 Elect James McMurdo Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Craig McNally -
FY2020 Performance
Rights)
6 Equity Grant (MD/CEO Mgmt For For For
Craig McNally -
FY2019 Performance
Rights)
________________________________________________________________________________
Resmed Inc.
Ticker Security ID: Meeting Date Meeting Status
RMD CUSIP 761152107 11/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carol J. Burt Mgmt For For For
2 Elect Jan De Witte Mgmt For For For
3 Elect Richard Sulpizio Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rockwell Automation, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROK CUSIP 773903109 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven R. Mgmt For For For
Kalmanson
1.2 Elect James P. Keane Mgmt For For For
1.3 Elect Pam Murphy Mgmt For For For
1.4 Elect Donald R. Parfet Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2020 Mgmt For For For
Long-Term Incentives
Plan
________________________________________________________________________________
Ryman Healthcare Limited
Ticker Security ID: Meeting Date Meeting Status
RYM CINS Q8203F106 07/25/2019 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Constitution
2 Elect Anthony Leighs Mgmt For For For
3 Re-elect George Mgmt For For For
Savvides
4 re-elect David Kerr Mgmt For For For
5 Authorise Board to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Singapore Telecommunications Limited
Ticker Security ID: Meeting Date Meeting Status
Z74 CINS Y79985209 07/23/2019 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Christina HON Mgmt For For For
Kwee
Fong
5 Elect Simon Claude Mgmt For For For
Israel
6 Elect Dominic Stephen Mgmt For For For
Barton
7 Elect Bradley Joseph Mgmt For For For
Horowitz
8 Elect Gail Patricia Mgmt For For For
Kelly
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the
Singtel Performance
Share Plan
2012
13 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Snam S.p.A.
Ticker Security ID: Meeting Date Meeting Status
SRG CINS T8578N103 10/23/2019 Voted
Meeting Type Country of Trade
Mix Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Early Termination of Mgmt For For For
Auditor (PwC);
Appointment of
Auditor (Deloitte &
Touche)
________________________________________________________________________________
SSE plc
Ticker Security ID: Meeting Date Meeting Status
SSE CINS G8842P102 07/18/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Final Dividend Mgmt For For For
5 Elect Gregor Alexander Mgmt For For For
6 Elect Sue Bruce Mgmt For For For
7 Elect Tony Cocker Mgmt For For For
8 Elect Crawford Gillies Mgmt For For For
9 Elect Richard Mgmt For For For
Gillingwater
10 Elect Peter Lynas Mgmt For For For
11 Elect Helen Mahy Mgmt For For For
12 Elect Alistair Mgmt For For For
Phillips-Davies
13 Elect Martin Pibworth Mgmt For For For
14 Elect Melanie Smith Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Steris Plc
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP G8473T100 07/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard C. Mgmt For For For
Breeden
2 Elect Cynthia L. Mgmt For For For
Feldmann
3 Elect Jacqueline B. Mgmt For For For
Kosecoff
4 Elect David B. Lewis Mgmt For For For
5 Elect Walter M. Mgmt For For For
Rosebrough,
Jr.
6 Elect Nirav R. Shah Mgmt For For For
7 Elect Mohsen M. Sohi Mgmt For For For
8 Elect Richard M. Mgmt For For For
Steeves
9 Ratification of Auditor Mgmt For For For
10 Appointment of Mgmt For For For
Statutory
Auditor
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Take-Two Interactive Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTWO CUSIP 874054109 09/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Strauss Zelnick Mgmt For For For
2 Elect Michael Dornemann Mgmt For For For
3 Elect J Moses Mgmt For For For
4 Elect Michael Sheresky Mgmt For For For
5 Elect LaVerne Mgmt For For For
Srinivasan
6 Elect Susan M. Tolson Mgmt For For For
7 Elect Paul Viera Mgmt For For For
8 Elect Roland Hernandez Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Telia Company AB
Ticker Security ID: Meeting Date Meeting Status
TELIA CINS W95890104 11/26/2019 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Lars-Johan Mgmt For For For
Jarnheimer
11 Elect Lars-Johan Mgmt For For For
Jarnheimer as Board
Chair
12 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding the Removal
of the Possibility of
Differentiation of
Voting Rights from
the Swedish Company
Act
13 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding
Representation for
Small and
Medium-Sized
Shareholders
________________________________________________________________________________
Telstra Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
TLS CINS Q8975N105 10/15/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Eelco Blok Mgmt For For For
3 Re-elect Craig W. Dunn Mgmt For For For
4 Re-elect Nora L. Mgmt For For For
Scheinkestel
5 Equity Grant (MD/CEO Mgmt For For For
Andrew Penn,
Restricted
Shares)
6 Equity Grant (MD/CEO Mgmt For For For
Andrew Penn,
Performance
Rights)
7 Remuneration Report Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Board Spill Resolution Mgmt Against Against For
(Conditional)
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CINS L90272102 07/29/2019 Voted
Meeting Type Country of Trade
Ordinary Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Delisting from the Mgmt For For For
BYMA Stock
Exchange
2 Authority to Mgmt For For For
Repurchase
Shares
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Clorox Company
Ticker Security ID: Meeting Date Meeting Status
CLX CUSIP 189054109 11/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amy L. Banse Mgmt For For For
2 Elect Richard H. Mgmt For For For
Carmona
3 Elect Benno Dorer Mgmt For For For
4 Elect Spencer C. Mgmt For For For
Fleischer
5 Elect Esther S. Lee Mgmt For For For
6 Elect A.D. David Mackay Mgmt For For For
7 Elect Robert W. Mgmt For For For
Matschullat
8 Elect Matthew J. Mgmt For For For
Shattock
9 Elect Pamela Mgmt For For For
Thomas-Graham
10 Elect Russell J. Weiner Mgmt For For For
11 Elect Christopher J. Mgmt For For For
Williams
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francis S. Blake Mgmt For For For
2 Elect Angela F. Braly Mgmt For For For
3 Elect Amy L. Chang Mgmt For For For
4 Elect Scott D. Cook Mgmt For For For
5 Elect Joseph Jimenez Mgmt For For For
6 Elect Terry J. Lundgren Mgmt For For For
7 Elect Christine M. Mgmt For For For
McCarthy
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect Nelson Peltz Mgmt For For For
10 Elect David. S. Taylor Mgmt For For For
11 Elect Margaret C. Mgmt For For For
Whitman
12 Elect Patricia A. Mgmt For For For
Woertz
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2019 Mgmt For For For
Stock and Incentive
Compensation
Plan
________________________________________________________________________________
Transdigm Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
TDG CUSIP 893641100 10/03/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the 2019 Mgmt For For For
Stock Option
Plan
________________________________________________________________________________
Transurban Group
Ticker Security ID: Meeting Date Meeting Status
TCL CINS Q9194A106 10/10/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re-elect Lindsay P. Mgmt For For For
Maxsted
4 Re-elect Samantha J. Mgmt For For For
Mostyn
5 Re-elect Peter B. Scott Mgmt For For For
6 Remuneration Report Mgmt For For For
(THL and TIL
only)
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Equity Grant to MD/CEO Mgmt For For For
(THL, TIL, and
THT)
________________________________________________________________________________
United Utilities Group PLC
Ticker Security ID: Meeting Date Meeting Status
UU CINS G92755100 07/26/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Elect John McAdam Mgmt For For For
6 Elect Steven L. Mogford Mgmt For For For
7 Elect Russ Houlden Mgmt For For For
8 Elect Steven R. Fraser Mgmt For For For
9 Elect Mark S. Clare Mgmt For For For
10 Elect Sara Weller Mgmt For For For
11 Elect Brian M. May Mgmt For For For
12 Elect Stephen A. Carter Mgmt For For For
13 Elect Alison Goligher Mgmt For For For
14 Elect Paulette Rowe Mgmt For For For
15 Elect David Higgins Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
23 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
V.F. Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 07/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard T. Mgmt For For For
Carucci
1.2 Elect Juliana L. Chugg Mgmt For For For
1.3 Elect Benno Dorer Mgmt For For For
1.4 Elect Mark S. Mgmt For For For
Hoplamazian
1.5 Elect Laura W. Lang Mgmt For For For
1.6 Elect W. Alan Mgmt For For For
McCollough
1.7 Elect W. Rodney Mgmt For For For
McMullen
1.8 Elect Clarence Otis, Mgmt For For For
Jr.
1.9 Elect Steven E. Rendle Mgmt For For For
1.10 Elect Carol L. Roberts Mgmt For For For
1.11 Elect Matthew J. Mgmt For For For
Shattock
1.12 Elect Veronica B. Wu Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vail Resorts, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTN CUSIP 91879Q109 12/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan L. Decker Mgmt For For For
2 Elect Robert A. Katz Mgmt For For For
3 Elect John T. Redmond Mgmt For For For
4 Elect Michelle Romanow Mgmt For For For
5 Elect Hilary A. Mgmt For For For
Schneider
6 Elect D. Bruce Sewell Mgmt For For For
7 Elect John F. Sorte Mgmt For For For
8 Elect Peter A. Vaughn Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Varian Medical Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
VAR CUSIP 92220P105 02/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anat Ashkenazi Mgmt For For For
2 Elect Jeffrey R. Balser Mgmt For For For
3 Elect Judy Bruner Mgmt For For For
4 Elect Jean-Luc Butel Mgmt For For For
5 Elect Regina E. Dugan Mgmt For For For
6 Elect R. Andrew Eckert Mgmt For For For
7 Elect Phillip G. Febbo Mgmt For For For
8 Elect David J. Mgmt For For For
Illingworth
9 Elect Michelle M. Le Mgmt For For For
Beau
10 Elect Dow R. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vodafone Group plc
Ticker Security ID: Meeting Date Meeting Status
VOD CINS G93882192 07/23/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Sanjiv Ahuja Mgmt For For For
3 Elect David I. Thodey Mgmt For For For
4 Elect Gerard Mgmt For For For
Kleisterlee
5 Elect Nicholas J. Read Mgmt For For For
6 Elect Margherita Della Mgmt For For For
Valle
7 Elect Sir Crispin H. Mgmt For For For
Davis
8 Elect Michel Demare Mgmt For For For
9 Elect Clara Furse Mgmt For For For
10 Elect Valerie F. Mgmt For For For
Gooding
11 Elect Renee J. James Mgmt For For For
12 Elect Maria Amparo Mgmt For For For
Moraleda
Martinez
13 Elect David T. Nish Mgmt For For For
14 Final Dividend Mgmt For For For
15 Remuneration Report Mgmt For For For
(Advisory)
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authorisation of Mgmt For For For
Political
Donations
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Voestalpine AG
Ticker Security ID: Meeting Date Meeting Status
VOE CINS A9101Y103 07/03/2019 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Appointment of Auditor Mgmt For For For
6 Elect Joachim Lemppenau Mgmt For For For
7 Elect Franz Mgmt For For For
Gasselsberger
8 Elect Heinrich Mgmt For For For
Schaller
9 Elect Wolfgang Eder Mgmt For For For
10 Elect Ingrid Jorg Mgmt For For For
11 Elect Florian Khol Mgmt For For For
12 Elect Maria Kubitschek Mgmt For For For
13 Elect Elisabeth Stadler Mgmt For For For
14 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
15 Authorised Capital Mgmt For For For
2019/I
16 Authorised Capital Mgmt For For For
2019/II
17 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
18 Increase in Mgmt For For For
Conditional
Capital
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wesfarmers Limited
Ticker Security ID: Meeting Date Meeting Status
WES CINS Q95870103 11/14/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Vanessa Mgmt For For For
Wallace
3 Re-elect Jennifer Mgmt For For For
Westacott
4 Elect Michael (Mike) Mgmt For For For
Roche
5 Elect Sharon Warburton Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Equity Grant (Group MD Mgmt For For For
Rob
Scott)
________________________________________________________________________________
Westpac Banking Corporation
Ticker Security ID: Meeting Date Meeting Status
WBC CINS Q97417101 12/12/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re-elect Nerida F. Mgmt For Against Against
Caesar
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Steven Harker Mgmt For For For
6 Re-elect Peter R. Mgmt For Against Against
Marriott
7 Elect Margaret Mgmt For For For
(Margie) L.
Seale
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Remuneration Report Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Board Spill Resolution Mgmt Against Against For
(Conditional)
12 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Exposure to Fossil
Fuel
Assets
________________________________________________________________________________
Whitbread plc
Ticker Security ID: Meeting Date Meeting Status
WTB CINS G9606P197 12/06/2019 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration Policy Mgmt For For For
(Binding)
2 2019 Restricted Share Mgmt For For For
Plan
________________________________________________________________________________
Woolworths Group Limited
Ticker Security ID: Meeting Date Meeting Status
WOW CINS Q98418108 12/16/2019 Voted
Meeting Type Country of Trade
Mix Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Holly Kramer Mgmt For For For
2 Re-elect Siobhan Mgmt For For For
McKenna
3 Re-elect Kathee Tesija Mgmt For For For
4 Elect Jennifer Mgmt For For For
Carr-Smith
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Brad
Banducci)
7 Approve US Mgmt For For For
Non-Executive
Director Equity
Plan
8 Amendments to Mgmt For For For
Constitution
9 Restructure Scheme Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
WPP Plc
Ticker Security ID: Meeting Date Meeting Status
WPP CINS G9788D103 10/24/2019 Voted
Meeting Type Country of Trade
Ordinary Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Kantar Joint Venture Mgmt For For For
=========================== TIAA-CREF Bond Plus Fund ===========================
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704551100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Malone Mgmt For For For
2 Elect Samantha B. Mgmt For For For
Algaze
3 Elect Andrea E. Bertone Mgmt For For For
4 Elect Nicholas J. Mgmt For For For
Chirekos
5 Elect Stephen E. Gorman Mgmt For For For
6 Elect Glenn L. Kellow Mgmt For For For
7 Elect Joe W. Laymon Mgmt For For For
8 Elect Teresa S. Madden Mgmt For For For
9 Elect David J. Miller Mgmt For For For
10 Elect Kenneth W. Moore Mgmt For For For
11 Elect Michael W. Mgmt For For For
Sutherlin
12 Elect Darren R. Yeates Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
============================= TIAA-CREF Core Bond Fund ========================
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704551100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Malone Mgmt For For For
2 Elect Samantha B. Mgmt For For For
Algaze
3 Elect Andrea E. Bertone Mgmt For For For
4 Elect Nicholas J. Mgmt For For For
Chirekos
5 Elect Stephen E. Gorman Mgmt For For For
6 Elect Glenn L. Kellow Mgmt For For For
7 Elect Joe W. Laymon Mgmt For For For
8 Elect Teresa S. Madden Mgmt For For For
9 Elect David J. Miller Mgmt For For For
10 Elect Kenneth W. Moore Mgmt For For For
11 Elect Michael W. Mgmt For For For
Sutherlin
12 Elect Darren R. Yeates Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
=========================== TIAA-CREF Core Plus Bond Fund ======================
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704551100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Malone Mgmt For For For
2 Elect Samantha B. Mgmt For For For
Algaze
3 Elect Andrea E. Bertone Mgmt For For For
4 Elect Nicholas J. Mgmt For For For
Chirekos
5 Elect Stephen E. Gorman Mgmt For For For
6 Elect Glenn L. Kellow Mgmt For For For
7 Elect Joe W. Laymon Mgmt For For For
8 Elect Teresa S. Madden Mgmt For For For
9 Elect David J. Miller Mgmt For For For
10 Elect Kenneth W. Moore Mgmt For For For
11 Elect Michael W. Mgmt For For For
Sutherlin
12 Elect Darren R. Yeates Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Suntrust Banks, Inc.
Ticker Security ID: Meeting Date Meeting Status
STI CUSIP 867914103 07/30/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 BB&T Merger-of-Equals Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
==================== TIAA-CREF Emerging Markets Debt Fund =====================
Oi S.A.
Ticker Security ID: Meeting Date Meeting Status
OIBR3 CUSIP 670851500 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration policy Mgmt For Against Against
4 Election of Mgmt For For For
Supervisory
Council
5 Co-Option of Directors Mgmt For For For
6 Ratify Updated Global Mgmt For For For
Remuneration
Amount
=================== TIAA-CREF Emerging Markets Equity Fund =====================
Alibaba Group Holding Limited
Ticker Security ID: Meeting Date Meeting Status
BABA CUSIP 01609W102 07/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Subdivision Mgmt For For For
2 Elect Daniel Yong ZHANG Mgmt For For For
3 Elect Chee Hwa Tung Mgmt For For For
4 Elect Jerry YANG Mgmt For For For
Chih-Yuan
5 Elect Wan Ling Martello Mgmt For For For
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Astra International Tbk
Ticker Security ID: Meeting Date Meeting Status
ASII CINS Y7117N172 06/16/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and/or Commissioners;
Approval of
Remuneration
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
B2W Companhia Digital
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 04/30/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Remuneration policy Mgmt For For For
5 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
________________________________________________________________________________
B2W Companhia Digital
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 04/30/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
(Corporate
Purpose)
4 Amendments to Article Mgmt For For For
(Reconciliation of
Share
Capital)
5 Amendments to Article Mgmt For For For
(Governance and
Sustainability
Commitments)
6 Consolidation of Mgmt For For For
Articles
7 Ratify Acquisition of Mgmt For For For
SuperNow Portal e
Servicos de Internet
Ltda.
________________________________________________________________________________
Banco Do Brasil S.A.
Ticker Security ID: Meeting Date Meeting Status
BBAS3 CINS P11427112 11/27/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paulo Antonio Mgmt For For For
Spencer Uebel as
Supervisory Council
Member
2 Elect Rafael Mgmt For For For
Cavalcanti de Araujo
as Supervisory
Council
Member
3 Ratify Co-Option and Mgmt For For For
Elect Helio Lima
Magalhaes
4 Ratify Co-Option and Mgmt For For For
Elect Marcelo
Serfaty
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
7 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Helio Lima
Magalhaes
8 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcelo
Serfaty
9 Amendments to Articles Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 01/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Granted under the 2ND
Phase Restricted
Stock
2 Elect LUO Jianchuan Mgmt For Against Against
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 03/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YAO Linlong Mgmt For For For
________________________________________________________________________________
Bharat Electronics Limited
Ticker Security ID: Meeting Date Meeting Status
BEL CINS Y0881Q141 09/16/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Nataraj Mgmt For For For
Krishnappa
5 Elect Vinay Kumar Mgmt For For For
Katyal
6 Elect Shivakumaran K. Mgmt For For For
M.
7 Elect Sunil Kumar Kohli Mgmt For For For
8 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
9 Amendments to Mgmt For For For
Memorandum of
Association
________________________________________________________________________________
Capitec Bank Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
CPI CINS S15445109 05/29/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Michiel S. du Mgmt For For For
Pre le
Roux
2 Re-elect Kabelo Makwane Mgmt For For For
3 Re-elect Chris A. Otto Mgmt For For For
4 Elect Susan Louise Mgmt For For For
Botha
5 Elect Thetele (Emma) Mgmt For For For
E.
Mashilwane
6 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
7 Appointment of Joint Mgmt For For For
Auditor (Deloitte &
Touche)
8 Authority to Issue Mgmt For For For
Shares Pursuant to a
Conversion of Loss
Absorbent Capital
Instruments
9 Authority to Issue Mgmt For For For
Shares for
Cash
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Remuneration Mgmt For For For
Implementation
Report
12 Approve NEDs' Fees Mgmt For For For
13 Authority to Mgmt For For For
Repurchase
Shares
14 Approve Financial Mgmt For For For
Assistance (Section
45)
15 Approve Financial Mgmt For For For
Assistance (Section
44)
________________________________________________________________________________
Cemex S.A.B. De C.V.
Ticker Security ID: Meeting Date Meeting Status
CEMEX CUSIP 151290889 03/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Report on the Mgmt For For For
Company's Repurchase
Program
4 Authority to Mgmt For For For
Repurchase
Shares
5 Cancellation of Shares Mgmt For For For
6 Cancellation of Mgmt For For For
Treasury Shares
(2019)
7 Cancellation of Mgmt For For For
Treasury Shares
(2020)
8 Election of Directors; Mgmt For For For
Election of Committee
Members and
Chair
9 Directors' and Mgmt For For For
Committee Members'
Fees
10 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N119 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2020 Fixed Asset Mgmt For For For
Investment
Plan
6 Elect TIAN Guoli Mgmt For For For
7 Elect FENG Bing Mgmt For For For
8 Elect ZHANG Qi Mgmt For For For
9 Elect XU Jiandong Mgmt For For For
10 Elect Malcolm C. Mgmt For For For
McCarthy
11 Elect YANG Fenglai as Mgmt For For For
Supervisor
12 Elect LIU Huan as Mgmt For For For
Supervisor
13 Elect BEN Shenglin as Mgmt For For For
Supervisor
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Limit on Charitable Mgmt For For For
Donations
16 Capital Plan 2021-2023 Mgmt For For For
________________________________________________________________________________
China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R204 02/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Investment in China Mgmt For For For
Life Aged-care
Industry Investment
Fund
________________________________________________________________________________
China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R204 12/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect ZHAO Peng Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Company Framework Mgmt For For For
Agreement and Pension
Company Framework
Agreement
6 CLIC, CLP&C and CLI Mgmt For For For
Framework
Agreements
7 Framework Agreement Mgmt For For For
for Daily Connected
Transactions between
the Company and China
Guangfa Bank Co.,
Ltd.
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Merchants Bank
Ticker Security ID: Meeting Date Meeting Status
3968 CINS Y14896107 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Report on 2019 Related Mgmt For For For
Party
Transactions
8 Mid-Term Capital Mgmt For For For
Management
Plan
9 Extension of the Mgmt For For For
Validity Period of
Financial
Bonds
10 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Provision of Guarantee Mgmt For For For
to Huayue Nickel Cobalt
3 Provision of Financing Mgmt For For For
Guarantee among
Direct or Indirect
Wholly-owned
Subsidiaries
4 Provision of Supply Mgmt For For For
Chain Financing
Guarantee by
IXM
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Tower Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0788 CINS Y15076105 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Mai Yanzhou Mgmt For For For
7 Elect Deng Shiji Mgmt For For For
8 Amendments to Articles Mgmt For Against Against
of Association and
Procedural
Rules
9 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Tower Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0788 CINS Y15076105 05/21/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
China Unicom (Hong Kong) Limited
Ticker Security ID: Meeting Date Meeting Status
0762 CINS Y1519S111 05/25/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Fushen Mgmt For For For
6 Elect FAN Yunjun Mgmt For For For
7 Elect Fanny LAW Fan Mgmt For For For
Chiu
Fun
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Chinasoft International Ltd.
Ticker Security ID: Meeting Date Meeting Status
0354 CINS G2110A111 06/22/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect CHEN Yuhong Mgmt For Against Against
5 Elect Gao Liangyu Mgmt For For For
6 Elect ZENG Zhijie Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Cia Brasileira De Distr-pao De Acucar
Ticker Security ID: Meeting Date Meeting Status
PCAR3 CINS P30558103 04/23/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Brasileira De Distr-pao De Acucar
Ticker Security ID: Meeting Date Meeting Status
PCAR3 CINS P30558103 04/23/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For For For
5 Request Establishment Mgmt N/A Against N/A
of Supervisory
Council
6 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 05/21/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Hu Guangjie Mgmt For For For
7 Elect WEN Dongfen Mgmt For For For
8 Elect Lawrence J. LAU Mgmt For For For
9 Elect Aloysius TSE Hau Mgmt For For For
Yin
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Companhia Brasileira de Distribuicao (Pao de Acucar) S.A.
Ticker Security ID: Meeting Date Meeting Status
PCAR3 CINS P3055E464 12/30/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Request Separate Mgmt N/A Against N/A
Election for Board
Members
3 Request Establishment Mgmt N/A Against N/A
of Supervisory
Council
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Companhia Brasileira de Distribuicao (Pao de Acucar) S.A.
Ticker Security ID: Meeting Date Meeting Status
PCAR3 CINS P3055E464 12/30/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Conversion of Mgmt For For For
Preferred Shares to
Common
Shares
3 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Credicorp Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAP CUSIP G2519Y108 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Antonio Abruna Mgmt For For For
Puyol
2 Elect Maite Aranzibal Mgmt For For For
Harreguy
3 Elect Fernando Fort Mgmt For For For
Marie
4 Elect Alexandre Gouvea Mgmt For For For
5 Elect Patricia Mgmt For For For
Lizarraga
Guthertz
6 Elect Raimundo Morales Mgmt For For For
Dasso
7 Elect Irzio Pinasco Mgmt For For For
Menchelli
8 Elect Luis Enrique Mgmt For For For
Romero
Belismelis
9 Directors' Fees Mgmt For For For
10 Transfer of Shares Mgmt For For For
11 Mechanisms for Mgmt For For For
Appointment of
Proxy
12 Board Size Mgmt For For For
13 Notice of Board Mgmt For For For
Meetings
14 Mechanisms for the Mgmt For For For
Participation of
Directors in Board
Meetings
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
DLF Limited
Ticker Security ID: Meeting Date Meeting Status
DLF CINS Y2089H105 07/30/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Pia Singh Mgmt For Against Against
5 Elect Gurvirendra S. Mgmt For Against Against
Talwar
6 Authority to Set Cost Mgmt For For For
Auditors
Fees
7 Appointment of Kushal Mgmt For For For
Pal Singh (executive
chair); Approval of
Remuneration
8 Appointment of Mohit Mgmt For For For
Gujral (CEO);
Approval of
Remuneration
9 Appointment of Rajeev Mgmt For For For
Talwar (CEO);
Approval of
Remuneration
10 Appointment of Rajiv Mgmt For For For
Singh (executive
vice-chair); Approval
of
Remuneration
11 Elect Priya Paul Mgmt For For For
12 Elect Aditya Singh Mgmt For For For
13 Non-Executive Mgmt For For For
Directors'
Commission
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Edelweiss Financial Services Limited
Ticker Security ID: Meeting Date Meeting Status
EDELWEISS CINS Y22490208 06/21/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Make Mgmt For Against Against
Investments, Grant
Loans and Give
Guarantees
3 Approval for Mgmt For Against Against
Divestment/ Dilution/
Disposal of the
Company's Investment
Assets
________________________________________________________________________________
Edelweiss Financial Services Limited
Ticker Security ID: Meeting Date Meeting Status
EDELWEISS CINS Y22490208 07/25/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rashesh Shah Mgmt For For For
4 Elect Venkatchalam Mgmt For For For
Arakoni
Ramaswamy
5 Elect Ashok Kini Mgmt For For For
6 Elect Ashima Goyal Mgmt For For For
7 Elect Anita M. George Mgmt For For For
8 Appoint Himanshu Kaji Mgmt For For For
(Executive Director);
Approve
Remuneration
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fila Korea Ltd.
Ticker Security ID: Meeting Date Meeting Status
081660 CINS Y2484W103 11/15/2019 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Foxconn Industrial Internet Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601138 CINS Y2620V100 05/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Reappointment Of Mgmt For For For
Audit
Firm
8 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
9 Cancellation of Some Mgmt For For For
Stock Options, and
Repurchase and
Cancellation of Some
Restricted
Stocks
10 Approve Cancellation Mgmt For For For
of Stock Option and
Performance Shares As
Well As Repurchase
and Cancellation of
Performance
Share
11 Approve Authorization Mgmt For For For
of Board to Handle
All Related
Matters
________________________________________________________________________________
Foxconn Industrial Internet Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601138 CINS Y2620V100 11/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHOU Taiyu Mgmt For For For
________________________________________________________________________________
Galaxy Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
0027 CINS Y2679D118 06/10/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Paddy TANG Lui Mgmt For For For
Wai
Yu
5 Elect William YIP Shue Mgmt For For For
Lam
6 Elect Patrick WONG Mgmt For For For
Lung
Tak
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Globalwafers Company Limited
Ticker Security ID: Meeting Date Meeting Status
6488 CINS Y2722U109 06/23/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For Against Against
Procedural
Rules-Endorsement and
Guarantees
5 Elect CHIU Hsien-Chin Mgmt For For For
as Independent
Director
________________________________________________________________________________
Grupo Televisa, SAB
Ticker Security ID: Meeting Date Meeting Status
TLEVISA CUSIP 40049J206 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
2 Election of Meeting Mgmt For For For
Delegates
3 Election of Directors Mgmt For Against Against
4 Election of Meeting Mgmt For For For
Delegates
5 Accounts and Reports Mgmt For Against Against
6 Report on Tax Mgmt For For For
Compliance
7 Allocation of Mgmt For Against Against
Profits/Dividends
8 Authority to Mgmt For Against Against
Repurchase Shares;
Report on Share
Repurchase
Plan
9 Election of Directors Mgmt For Against Against
10 Election of Executive Mgmt For Against Against
Committee
Members
11 Election of Audit Mgmt For Against Against
Committee
Chair
12 Election of Governance Mgmt For Against Against
Committee
Chair
13 Directors' Fees; Mgmt For Against Against
Committee Members'
Fees
14 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report of Mgmt For For For
the Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Self-Assessment Mgmt For For For
Report On Internal
Control
7 Appointment of Auditor Mgmt For For For
8 2020 Estimated Related Mgmt For For For
Party
Transactions
9 Approval of Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees for 28
Subsidiaries
11 Renew Financial Mgmt For Against Against
Service Agreement
with a
Company
12 Authority to Give Mgmt For For For
Guarantees for
Controlled
Subsidiary
13 Authority to Mgmt For For For
Repurchase
Shares
14 2020 Foreign Exchange Mgmt For For For
Hedging
Transaction
15 Adjustment of the Mgmt For For For
Performance Appraisal
Benchmarking
Enterprises of 3rd
Unlocking Period of
2016 Restricted Stock
Plan
16 Revise The Performance Mgmt For For For
Appraisal Indicator
Of 2018 Restricted
Stock
Plan
17 Approval of Financial Mgmt For For For
Aid for Four
Innovation Business
Controlled
Subsidiaries
18 The Controlled Mgmt For For For
Subsidiary's
Provision of
Guarantees for its
Wholly- owned
Subsidiary
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
HCL Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
HCLTECH CINS Y3121G147 08/06/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Shiv Nadar Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Ramanathan Mgmt For For For
Srinivasan
5 Elect S. Madhavan Mgmt For For For
6 Elect Robin A. Abrams Mgmt For For For
7 Elect Sosale Shankara Mgmt For For For
Sastry
8 Non-Executive Mgmt For For For
Directors'
Commission
________________________________________________________________________________
HCL Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
HCLTECH CINS Y3121G147 09/21/2019 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the Scheme Mgmt For For For
of
Amalgamation
________________________________________________________________________________
Hon Hai Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2317 CINS Y36861105 06/23/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Housing Development Finance Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
HDFC CINS Y37246207 08/02/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect V. Srinivasa Mgmt For For For
Rangan
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Elect Bhaskar Ghosh Mgmt For For For
8 Elect Ireena Vittal Mgmt For For For
9 Elect Nasser Mukhtar Mgmt For For For
Munjee
10 Elect Jamshed Jiji Mgmt For For For
Irani
11 Related Party Mgmt For For For
Transactions
12 Directors' Commission Mgmt For For For
13 Revision in Mgmt For For For
Remuneration of Keki.
M. Mistry (Executive
Vice-Chair &
CEO)
14 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Hyundai Motor Co
Ticker Security ID: Meeting Date Meeting Status
005380 CINS Y38472109 03/19/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect CHOI Eun Soo Mgmt For For For
4 Elect KIM Sang Hyun Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member:
CHOI Eun
Soo
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Itau Unibanco Holding SA
Ticker Security ID: Meeting Date Meeting Status
ITUB3 CINS P5968U113 04/28/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Request Separate Mgmt N/A Against N/A
Election for
Preferred Board
Members
5 Cumulate Preferred and Mgmt N/A For N/A
Common
Shares
6 Elect Eduardo Azevedo Mgmt N/A For N/A
do Valle to the
Supervisory Council
Presented by
Preferred
Shareholders
________________________________________________________________________________
Largan Precision Company Limited
Ticker Security ID: Meeting Date Meeting Status
3008 CINS Y52144105 06/10/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
LG Chem, Ltd.
Ticker Security ID: Meeting Date Meeting Status
051910 CINS Y52758102 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect KWON Young Su Mgmt For For For
3 Elect CHA Dong Seok Mgmt For For For
4 Elect JUNG Dong Min Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member:
JUNG Dong
Min
6 Director's Fees Mgmt For For For
________________________________________________________________________________
Mahindra & Mahindra Limited
Ticker Security ID: Meeting Date Meeting Status
M&M CINS Y54164150 08/07/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Pawan K. Goenka Mgmt For For For
6 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
7 Elect Vishakha N. Desai Mgmt For For For
8 Elect Vikram Singh Mgmt For For For
Mehta
9 Elect Vijay Kumar Mgmt For For For
Sharma
10 Elect Haigreve Khaitan Mgmt For For For
11 Elect Shikha Sharma Mgmt For For For
________________________________________________________________________________
MediaTek Inc.
Ticker Security ID: Meeting Date Meeting Status
2454 CINS Y5945U103 06/11/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Allocation of Mgmt For For For
Dividends from
Capital
Reserve
4 Non-compete Mgmt For For For
Restriction for
Directors
________________________________________________________________________________
MercadoLibre, Inc.
Ticker Security ID: Meeting Date Meeting Status
MELI CUSIP 58733R102 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan L. Segal Mgmt For For For
1.2 Elect Mario Eduardo Mgmt For For For
Vazquez
1.3 Elect Alejandro Mgmt For For For
Nicolas
Aguzin
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mr. Price Group Limited
Ticker Security ID: Meeting Date Meeting Status
MRP CINS S5256M135 06/29/2020 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 General Authority to Mgmt For For For
Issue
Shares
2 Authority to Issue Mgmt For For For
Shares for
Cash
3 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Multi Commodity Exchange of India Limited
Ticker Security ID: Meeting Date Meeting Status
MCX CINS Y5S057101 09/20/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Chengalath Mgmt For For For
Jayaram
5 Elect Padma Raghunathan Mgmt For For For
6 Elect Padala Subbi Mgmt For For For
Reddy
7 Appointment of Padala Mgmt For For For
Subbi Reddy as
Managing Director &
CEO; Approval of
Remuneration
8 Amendment to Foreign Mgmt For For For
Investor
Restrictions
________________________________________________________________________________
Naspers Limited
Ticker Security ID: Meeting Date Meeting Status
NPN CINS S53435103 08/23/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Approve Allocation of Mgmt For For For
Dividends
3 Appointment of Auditor Mgmt For For For
4 Elect Nolo Letele Mgmt For For For
5 Elect Jacobus (Koos) Mgmt For For For
P.
Bekker
6 Elect Steve J.Z. Pacak Mgmt For For For
7 Elect Cobus Stofberg Mgmt For For For
8 Elect Ben J. van der Mgmt For For For
Ross
9 Elect Debra Meyer Mgmt For For For
10 Elect Audit Committee Mgmt For For For
Member (Don
Eriksson)
11 Elect Audit Committee Mgmt For For For
Member (Ben van der
Ross)
12 Elect Audit Committee Mgmt For For For
Member (Rachel
Jafta)
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Remuneration Mgmt For For For
Implementation
Report
15 General Authority to Mgmt For Against Against
Issue
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Amendment to the Mgmt For For For
Naspers Restricted
Stock Plan
Trust
18 Authorisation of Legal Mgmt For For For
Formalities
19 Approve NEDs' Fees Mgmt For For For
(Board -
Chair)
20 Approve NEDs' Fees Mgmt For For For
(Board -
Member)
21 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Chair)
22 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Member)
23 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Chair)
24 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Member)
25 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration
Committee -
Chair)
26 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration
Committee -
Member)
27 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Chair)
28 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Member)
29 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Chair)
30 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Member)
31 Approve NEDs' Fees Mgmt For For For
(Trustee of Group
Share Schemes/Other
Personnel
Funds)
32 Approve Financial Mgmt For For For
Assistance (Section
44)
33 Approve Financial Mgmt For For For
Assistance (Section
45)
34 Authority to Mgmt For For For
Repurchase N Ordinary
Shares
35 Authority to Mgmt For Against Against
Repurchase A Ordinary
Shares
36 Specific Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Naspers Limited
Ticker Security ID: Meeting Date Meeting Status
NPN CINS S53435103 08/23/2019 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Mgmt For For For
________________________________________________________________________________
NAVER Corporation
Ticker Security ID: Meeting Date Meeting Status
035420 CINS Y62579100 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect HAN Seong Sook Mgmt For For For
4 Elect BYUN Dae Gyu Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Share Option Mgmt For For For
Previously Granted By
Board
Resolution
7 Share Option Grant Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NetEase, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTES CUSIP 64110W102 09/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Lei Ding Mgmt For For For
2 Elect Alice Cheng Mgmt For For For
3 Elect Denny Lee Mgmt For For For
4 Elect Joseph Tong Mgmt For For For
5 Elect Lun Feng Mgmt For For For
6 Elect Michael Leung Mgmt For For For
7 Elect Michael Tong Mgmt For For For
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790106 04/09/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report 2019 Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Report of Independent Mgmt For For For
Non-Executive
Directors'
Performance
10 Authority to Issue Mgmt For For For
Debt
Instruments
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Amendments to Articles Mgmt For For For
13 Elect LU Min Mgmt For For For
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790114 04/09/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report 2019 Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Report of Independent Mgmt For For For
Non-Executive
Directors'
Performance
8 Authority to Issue Mgmt For For For
Debt
Instruments
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Amendments to Articles Mgmt For For For
11 Elect LU Min Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790106 12/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect XIE Yonglin Mgmt For For For
3 Elect TAN Sin Yin Mgmt For For For
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790114 12/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XIE Yonglin Mgmt For For For
2 Elect TAN Sin Yin Mgmt For For For
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 12/03/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2019)
2 Directors' Fees Mgmt For For For
3 Audit Commission Fees Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Early Termination of Mgmt For For For
Audit Commission
Powers
6 Amendments to General Mgmt For For For
Meeting
Regulations
7 Amendments to Board of Mgmt For For For
Directors
Regulations
8 Amendments to Mgmt For For For
Management Board
Regulations
9 Discontinuance of Mgmt For For For
Audit Commission
Regulations
10 Authority to Mgmt For For For
Repurchase
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Prada S.p.A.
Ticker Security ID: Meeting Date Meeting Status
1913 CINS T7733C101 05/26/2020 Voted
Meeting Type Country of Trade
Annual Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits Mgmt For For For
to Extraordinary
Reserves and Retained
Earnings
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 02/19/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 08/28/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Results of Operations Mgmt For For For
2 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 12/09/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Reliance Industries Ltd
Ticker Security ID: Meeting Date Meeting Status
RELIANCE CINS Y72596102 08/12/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Pawan Kumar Kapil Mgmt For For For
6 Elect Nita M. Ambani Mgmt For For For
7 Reappointment of Mgmt For For For
P.M.S. Prasad
(Executive Director);
Approve
Remuneration
8 Elect Raminder Singh Mgmt For For For
Gujral
9 Elect Arundhati Mgmt For For For
Bhattacharya
10 Authority to Set Cost Mgmt For For For
Auditors
Fees
________________________________________________________________________________
Safaricom Limited
Ticker Security ID: Meeting Date Meeting Status
SCOM CINS V74587102 08/30/2019 Voted
Meeting Type Country of Trade
Annual Kenya
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Final Dividend Mgmt For For For
4 Special Dividend Mgmt For For For
5 Elect Bitange Ndemo Mgmt For For For
6 Elect Rose Ogega Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Members
(Bitange
Ndemo)
8 Election of Audit Mgmt For For For
Committee Members
(Esther
Koimett)
9 Election of Audit Mgmt For For For
Committee Members
(Mohamed
Joosub)
10 Election of Audit Mgmt For For For
Committee Members
(Till
Streichert)
11 Election of Audit Mgmt For For For
Committee Members
(Rose
Ogega)
12 Remuneration Report Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Transaction of Other Mgmt For Abstain Against
Business
15 Amendments to Article Mgmt For For For
89 (Board
Size)
________________________________________________________________________________
Samsung Electro-Mechanics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
009150 CINS Y7470U102 03/18/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Elect YOO Ji Beom Mgmt For For For
3 Elect KIM Jun Kyung Mgmt For For For
4 Elect YUH Yoon Kyung Mgmt For For For
5 Elect KYUNG Kye Hyun Mgmt For For For
6 Elect KANG Bong Yong Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member :
KIM Jun
Kyung
8 Election of Audit Mgmt For For For
Committee Member :
YUH Yoon
Kyung
9 Directors' Fees Mgmt For For For
10 Amendment of the Mgmt For For For
Articles of
Incorporation due to
Enforcement of
the
Act on Electronic
Registration of
Stocks and Bonds,
etc.
11 Amendment of Article 4 Mgmt For For For
(Method of Public
Announcement) of
the
Articles of
Incorporation
________________________________________________________________________________
Samsung Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005930 CINS Y74718100 03/18/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Elect HAN Jong Hee Mgmt For For For
3 Elect CHOI Yoon Ho Mgmt For For For
4 Director's Fees Mgmt For For For
________________________________________________________________________________
SHINSEGAE Inc.
Ticker Security ID: Meeting Date Meeting Status
004170 CINS Y77538109 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect CHA Jung Ho Mgmt For For For
3 Elect KWON Hyeok Gu Mgmt For For For
4 Elect KIM Jung Sik Mgmt For For For
5 Elect CHOI Jin Seok Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member:
CHOI Jin
Seok
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
SK Hynix Inc.
Ticker Security ID: Meeting Date Meeting Status
000660 CINS Y8085F100 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect LEE Seok Hee as Mgmt For For For
Executive
Director
4 Elect PARK Jung Ho as Mgmt For For For
Non-Executive
Director
5 Elect SHIN Chang Hwan Mgmt For For For
6 Elect HAN Ae Ra Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member: HA
Yung
Ku
8 Election of Audit Mgmt For For For
Committee Member:
SHIN Chang
Hwan
9 Election of Audit Mgmt For For For
Committee Member: HAN
Ae
Ra
10 Directors' Fees Mgmt For For For
11 Share Option Plan Mgmt For For For
12 Share Option Plan Mgmt For For For
13 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
SK Innovation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 03/26/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect KIM Jun Mgmt For For For
4 Elect YU Jeong Joon Mgmt For For For
5 Elect KIM Jong Hoon Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member: KIM
Jong
Hoon
7 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
8 Share Option Grant Mgmt For For For
9 Director's Fees Mgmt For For For
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CINS Y84629107 06/09/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Amendments to Mgmt For For For
Procedural
Rules-Capital
Loans
3 Elect Yancey Hai Mgmt For For For
________________________________________________________________________________
Tata Motors Limited
Ticker Security ID: Meeting Date Meeting Status
TATAMOTORS CINS Y85740267 07/30/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Elect Natarajan Mgmt For For For
Chandrasekaran
4 Elect Vedika Bhandarkar Mgmt For For For
5 Directors' Commission Mgmt For For For
6 Appointment Of Branch Mgmt For For For
Auditors
7 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tata Motors Limited
Ticker Security ID: Meeting Date Meeting Status
TATAMOTORS CINS Y85740267 11/22/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares and Warrants
w/o Preemptive Rights
to Tata Sons Private
Limited
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/13/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Martin LAU Chi Mgmt For For For
Ping
6 Elect Charles St. Mgmt For For For
Leger
Searle
7 Elect Ke Yang Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 02/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Guarantee Mgmt For Against Against
for the Loan of
Wholly-owned
Subsidiaries
2 Provision of Guarantee Mgmt For Against Against
for the Bank Credit
Line Applied for by
Wholly-owned
Subsidiaries
3 Wholly-owned Mgmt For Against Against
Subsidiaries
Conducting Financial
Leasing Business and
Company's Provision
of Guarantee for
It
4 Connected Transaction Mgmt For For For
Regarding Acceptance
of Financial Aid from
the Controlling
Shareholders
5 Increase of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 10/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Truworths International Limited
Ticker Security ID: Meeting Date Meeting Status
TRU CINS S8793H130 11/07/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Rob G. Dow Mgmt For For For
3 Re-elect Michael Mgmt For For For
(Mike) A.
Thompson
4 Re-elect Douglas Mgmt For For For
(Doug) N.
Dare
5 Re-elect Roderick Mgmt For For For
(Roddy) J.A.
Sparks
6 Elect Sarah Proudfoot Mgmt For For For
7 Elect Cindy Joy Hess Mgmt For For For
8 Authority to Issue Mgmt For For For
Shares for
Cash
9 Authority to Mgmt For For For
Repurchase
Shares
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Approve NEDs' Fees Mgmt For For For
(Chair)
12 Approve NEDs' Fees Mgmt For For For
(Director)
13 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chair)
14 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
15 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chair)
16 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
17 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Member)
18 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Chair)
19 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Member)
20 Approve NEDs' Fees Mgmt For For For
(Social & Ethics
Committee
Chair)
21 Approve NEDs' Fees Mgmt For For For
(Social & Ethics
Committee
Member)
22 Election of Audit Mgmt For For For
Committee Member
(Roddy
Sparks)
23 Election of Audit Mgmt For For For
Committee Members
(Mike
Thompson)
24 Election of Audit Mgmt For For For
Committee Members
(Rob
Dow)
25 Approve Remuneration Mgmt For For For
Policy
26 Approve Implementation Mgmt For For For
Report
27 Approve Social and Mgmt For For For
Ethics Committee
Report
28 Election of Social and Mgmt For For For
Ethics Committee
Member (Mike
Thompson)
29 Election of Social and Mgmt For For For
Ethics Committee
Member (Maya M.
Makanjee)
30 Election of Social and Mgmt For For For
Ethics Committee
Member
(David
Pfaff)
31 Approve Financial Mgmt For For For
Assistance
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tupras Turkiye Petrol Rafinerileri A.S
Ticker Security ID: Meeting Date Meeting Status
TUPRS CINS M8966X108 04/01/2020 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Directors' Report Mgmt For For For
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Election of Directors; Mgmt For For For
Board Size; Board
Term
Length
11 Compensation Policy Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Charitable Donations Mgmt For Against Against
15 Presentation of Report Mgmt For For For
on
Guarantees
16 Authority to Carry out Mgmt For For For
Competing Activities
or Related Party
Transactions
17 Wishes Mgmt For For For
________________________________________________________________________________
United Microelectronics Corp.
Ticker Security ID: Meeting Date Meeting Status
2303 CINS Y92370108 06/10/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Employee Equity Mgmt For For For
Incentive
Plan
4 Amendments to Articles Mgmt For For For
Bundled
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
United Tractors
Ticker Security ID: Meeting Date Meeting Status
UNTR CINS Y7146Y140 06/11/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For For For
Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
UPL Limited
Ticker Security ID: Meeting Date Meeting Status
UPL CINS Y9305P100 08/28/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jaidev Rajnikant Mgmt For For For
Shroff
4 Authority to Set Cost Mgmt For For For
Auditors
Fees
5 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
6 Elect Pradeep Mgmt For For For
Vedprakash
Goyal
7 Elect Reena Mgmt For For For
Ramachandran
________________________________________________________________________________
Vedanta Limited
Ticker Security ID: Meeting Date Meeting Status
VEDL CINS Y9364D105 06/24/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Voluntary Delisting Mgmt For For For
________________________________________________________________________________
Wuxi Biologics (Cayman) Inc.
Ticker Security ID: Meeting Date Meeting Status
02269 CINS G97008109 06/09/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Ge Li Mgmt For For For
5 Elect Zhisheng Chen Mgmt For For For
6 Elect Kenneth Walton Mgmt For For For
Hitchner
III
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Specific Mandate to Mgmt For For For
Issue Connected
Awarded
Shares
13 Board Authority to Mgmt For For For
Issue Connected
Restricted
Shares
14 Grant of 392,932 Mgmt For For For
Connected Rewarded
Shares to Zhisheng
Chen
15 Grant of 117,879 Mgmt For For For
Connected Restricted
Shares to Weichang
Zhou
16 Grant of 4,560 Mgmt For For For
Connected Restricted
Shares to Edward
Hu
17 Grant of 2,280 Mgmt For For For
Connected Restricted
Shares to William
Robert
Keller
18 Grant of 4,560 Mgmt For For For
Connected Restricted
Shares to Walter
KWAUK
Teh-Ming
________________________________________________________________________________
Wynn Macau Limited
Ticker Security ID: Meeting Date Meeting Status
1128 CINS G98149100 05/29/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Matthew O. Maddox Mgmt For For For
5 Elect Nicholas R. Mgmt For For For
Sallnow-Smith
6 Elect Bruce P. Mgmt For For For
Rockowitz
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Authority to Issue Mgmt For For For
Shares Under the
Employee Ownership
Scheme
13 Increase the Scheme Mgmt For For For
Limit under the
Employee Ownership
Scheme
________________________________________________________________________________
Wynn Resorts, Limited
Ticker Security ID: Meeting Date Meeting Status
WYNN CUSIP 983134107 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard J. Byrne Mgmt For For For
1.2 Elect Patricia Mulroy Mgmt For For For
1.3 Elect Clark T. Randt, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2014 Mgmt For Against Against
Omnibus Incentive
Plan
________________________________________________________________________________
Yandex N.V.
Ticker Security ID: Meeting Date Meeting Status
YNDX CUSIP N97284108 12/20/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Prior Approval of Mgmt For For For
Amendments to
Articles
2 Amendments to Articles Mgmt For For For
(Bundled)
3 Repurchase the Mgmt For For For
Priority
Share
4 Elect Alexey Komissarov Mgmt For For For
5 Elect Aleksei A. Mgmt For For For
Yakovitskiy
6 Cancellation of Class Mgmt For For For
C Ordinary
Shares
================ TIAA-CREF Emerging Markets Equity Index Fund ==================
360 Security Technology Inc.
Ticker Security ID: Meeting Date Meeting Status
601360 CINS Y444T7106 04/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuing Targets and Mgmt For For For
Subscription
Method
2 Issue Price and Mgmt For For For
Pricing
Principles
3 Lockup Period Mgmt For For For
4 The Valid Period of Mgmt For For For
the Resolution on the
Non-public Share
Offering and the
Valid Period of the
Resolution
5 Preplan For 2018 Mgmt For For For
Non-Public A-Share
Offering (2Nd
Revision)
6 Amendments to the Mgmt For For For
Diluted Immediate
Return After the
Non-public A-share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
7 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
8 Elect XU Jingchang Mgmt For For For
________________________________________________________________________________
360 Security Technology Inc.
Ticker Security ID: Meeting Date Meeting Status
601360 CINS Y444T7106 05/14/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Annual Accounts Mgmt For For For
3 2019 Profit Mgmt For For For
Distribution
Plan
4 2019 Work Report Of Mgmt For For For
The Board Of
Directors
5 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
6 2019 Annual Mgmt For For For
Remuneration For
Directors
7 2019 Annual Mgmt For For For
Remuneration For
Supervisors
8 2020 Reappointment Of Mgmt For For For
Financial And
Internal Control
Audit
Firm
9 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
10 Provision of Guarantee Mgmt For For For
for the Application
for Comprehensive
Credit Line to Banks
in 2020 and by the
Company and
Subsidiaries
________________________________________________________________________________
360 Security Technology Inc.
Ticker Security ID: Meeting Date Meeting Status
601360 CINS Y444T7106 06/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Investment In A Mgmt For For For
Company
2 An Equity Transfer Mgmt For For For
Agreement To Be
Signed
3 Statement And Mgmt For For For
Commitment On Equity
Investment In A
Company To Be
Issued
________________________________________________________________________________
3SBIO Inc
Ticker Security ID: Meeting Date Meeting Status
1530 CINS G8875G102 06/19/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect SU Dongmei Mgmt For For For
5 Elect HUANG Bin Mgmt For For For
6 Elect TANG Ke Mgmt For For For
7 Elect WONG Lap Yan Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
51job, Inc.
Ticker Security ID: Meeting Date Meeting Status
JOBS CUSIP 316827104 12/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Junichi Arai Mgmt For For For
2 Elect David K. Chao Mgmt For Against Against
3 Elect Cheng Li-Lan Mgmt For For For
4 Elect Eric He Mgmt For Against Against
5 Elect Rick Yan Mgmt For For For
________________________________________________________________________________
A-Living Services Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
3319 CINS Y0038M100 01/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
A-Living Services Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
3319 CINS Y0038M100 03/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of 60% of Mgmt For For For
CIMG
PM
________________________________________________________________________________
A-Living Services Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
3319 CINS Y0038M100 03/17/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Against Against
of
Association
________________________________________________________________________________
A-Living Services Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
3319 CINS Y0038M100 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 2020 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect CHAN Cheuk Hung Mgmt For Against Against
9 Elect HUANG Fengchao Mgmt For Against Against
10 Elect LI Dalong Mgmt For For For
11 Elect WEI Xianzhong Mgmt For Against Against
12 Elect YUE Yuan Mgmt For For For
13 Elect WAN Kam To Mgmt For For For
14 Elect Cassie WONG Chui Mgmt For For For
Ping
15 Elect WANG Peng Mgmt For For For
16 Elect SHI Zhengyu Mgmt For Against Against
17 Elect WANG Gonghu Mgmt For Against Against
18 Elect WANG Shao Mgmt For For For
19 Directors' Fees Mgmt For For For
20 Supervisors' Fees Mgmt For For For
21 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
22 Authority to Issue Mgmt For Against Against
domestic
shares/unlisted
foreign shares and/or
H shares w/o
Preemptive
Rights
23 Approve the Expansion Mgmt For For For
of Business
Scope
24 Amendments to Articles Mgmt For For For
________________________________________________________________________________
AAC Technologies Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
2018 CINS G2953R114 05/15/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Richard MOK Joe Mgmt For For For
Kuen
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Issue Mgmt For For For
Repurchased
Shares
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Aboitiz Equity Ventures Inc
Ticker Security ID: Meeting Date Meeting Status
AEV CINS Y0001Z104 04/27/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Call To Order Mgmt For For For
3 Proof of Notice and Mgmt For For For
Determination of
Quorum
4 Meeting Minutes Mgmt For For For
5 President's Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect Erramon I. Mgmt For For For
Aboitiz
9 Elect Mikel A. Aboitiz Mgmt For For For
10 Elect Sabin M. Aboitiz Mgmt For For For
11 Elect Enrique M. Mgmt For Against Against
Aboitiz,
Jr.
12 Elect Ana Maria Mgmt For For For
A.Delgado
13 Elect Edwin R. Bautista Mgmt For For For
14 Elect Raphael P.M. Mgmt For For For
Lotilla
15 Elect Jose C. Vitug Mgmt For For For
16 Elect Manuel R. Salak Mgmt For For For
III
17 Amendments to Articles Mgmt For For For
(Article
2)
18 Amendments to Articles Mgmt For For For
(Article
4)
19 Amendments to Articles Mgmt For For For
(Article
7)
20 Ratification of Board Mgmt For For For
Acts
21 Transaction of Other Mgmt For Abstain Against
Business
22 Right to Adjourn Mgmt For For For
Meeting
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aboitiz Power Corporation
Ticker Security ID: Meeting Date Meeting Status
AP CINS Y0005M109 04/27/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Call To Order Mgmt For For For
3 Proof of Notice and Mgmt For For For
Determination of
Quorum
4 Meeting Minutes Mgmt For For For
5 President's Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Elect Enrique M. Mgmt For Against Against
Aboitiz,
Jr.
9 Elect Mikel A. Aboitiz Mgmt For For For
10 Elect Erramon I. Mgmt For For For
Aboitiz
11 Elect Emmanuel V. Rubio Mgmt For For For
12 Elect Jaime Jose Y. Mgmt For For For
Aboitiz
13 Elect Danel C. Aboitiz Mgmt For For For
14 Elect Carlos C. Mgmt For For For
Ejercito
15 Elect Romeo L. Bernardo Mgmt For For For
16 Elect Eric O. Recto Mgmt For For For
17 Amendments to Articles Mgmt For For For
(Article
2)
18 Amendments to Articles Mgmt For For For
(Article
4)
19 Amendments to Articles Mgmt For For For
(Article
7)
20 Ratification of Board Mgmt For For For
and Management
Acts
21 Transaction of Other Mgmt For Abstain Against
Business
22 Adjournment Mgmt For For For
________________________________________________________________________________
Absa Group Limited
Ticker Security ID: Meeting Date Meeting Status
ABG CINS S0270C106 06/04/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Mark Merson Mgmt For For For
3 Re-elect Wendy Mgmt For For For
Lucas-Bull
4 Re-elect Colin Beggs Mgmt For For For
5 Re-elect Daniel Hodge Mgmt For For For
6 Re-elect Jason Quinn Mgmt For For For
7 Elect Ihron Rensburg Mgmt For For For
8 Elect Rose Keanly Mgmt For For For
9 Elect Swithin Mgmt For For For
Munyantwali
10 Elect Daniel Mminele Mgmt For For For
11 Elect Audit and Mgmt For For For
Compliance Committee
Member (Alex
Darko)
12 Elect Audit and Mgmt For For For
Compliance Committee
Member (Daisy
Naidoo)
13 Elect Audit and Mgmt For For For
Compliance Committee
Member (Tasneem
Abdool-Samad)
14 Elect Audit and Mgmt For For For
Compliance Committee
Member (Swithin
Munyantwali)
15 General Authority to Mgmt For For For
Issue
Shares
16 Approve Remuneration Mgmt For For For
Policy
17 Approve Remuneration Mgmt For For For
Implementation
Report
18 Reporting on the Mgmt For For For
Company's Approach to
Climate-Related
Risks
19 Approve NEDs' Fees Mgmt For For For
20 Increase in Authorized Mgmt For For For
Share
Capital
21 Authority to Mgmt For For For
Repurchase
Shares
22 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Abu Dhabi Commercial Bank PJSC
Ticker Security ID: Meeting Date Meeting Status
ADCB CINS M0152Q104 03/18/2020 Voted
Meeting Type Country of Trade
Ordinary United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For Against Against
3 Auditor's Report Mgmt For For For
4 Sharia Supervisory Mgmt For For For
Board
Report
5 Financial Statements Mgmt For For For
6 Election of Sharia Mgmt For For For
Supervisory
Board
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' Fees Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Ratification of Mgmt For For For
Auditor's
Acts
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Approve Appointment of Mgmt For For For
Directors
13 Employee Incentive Mgmt For Against Against
Scheme
14 Authority to Issue Mgmt For For For
Tier 1 or Tier 2
Bonds
15 Authority to Renew Mgmt For For For
Global Medium Term
Note
Programme
16 Authority to Debt Mgmt For For For
Instruments (Global
Medium Term Note
Programme)
17 Authority to Establish Mgmt For For For
New
Programmes
18 Authority to Issue Mgmt For For For
Debt Instruments (New
Programmes)
19 Issuance Terms Mgmt For For For
20 Amendments to Article Mgmt For For For
17
21 Amendments to Article Mgmt For For For
25
22 Authorisation of Legal Mgmt For For For
Formalities
(Amendments of
Articles)
________________________________________________________________________________
Accelink Technologies Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002281 CINS Y00060106 05/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2020 Estimated Related Mgmt For For For
Party
Transactions
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Reduction of Mgmt For For For
Investment Projects
Financed with Raised
Funds from Non-public
Share Offering and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
8 2020 Quota For Credit Mgmt For For For
And Loan
Business
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Amendments to Raised Mgmt For Against Against
Funds Management
System
12 Authority to Mgmt For For For
Repurchase
Shares
13 Elect GAO Yongdong as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Accton Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
2345 CINS Y0002S109 06/18/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Acer Incorporated
Ticker Security ID: Meeting Date Meeting Status
2353 CINS Y0003F171 06/12/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stan SHIH Mgmt For For For
Chen-Jung
2 Elect Jason CHEN Mgmt For For For
Chun-Sheng
3 Elect Maverick SHIH Mgmt For For For
Hsuan-Hui
4 Elect HSU Ching-Hsiang Mgmt For For For
5 Elect LI Chi-Jen Mgmt For For For
6 Elect CHANG Shan-Cheng Mgmt For For For
7 Elect WU Yu-Li Mgmt For For For
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Allocation of Mgmt For For For
Dividends from
Capital
Reserve
11 Amendments to Mgmt For For For
Procedural
Rules-Acquisition and
Disposal of
Assets
12 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Adani Ports And Special Economic Zone Limited
Ticker Security ID: Meeting Date Meeting Status
ADANIPORTS CINS Y00130107 06/26/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
(Ordinary
Shares)
3 Allocation of Mgmt For For For
Profits/Dividends
(Preference
Shares)
4 Elect Karan G. Adani Mgmt For For For
5 Elect Bharat K. Sheth Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Change of Location of Mgmt For For For
Registered
Office
________________________________________________________________________________
Adani Ports And Special Economic Zone Limited
Ticker Security ID: Meeting Date Meeting Status
ADANIPORTS CINS Y00130107 08/06/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
(Equity
Shares)
3 Allocation of Mgmt For For For
Profits/Dividends
(Preference
Shares)
4 Elect Rajesh S. Adani Mgmt For For For
5 Elect Mukesh Kumar Mgmt For For For
6 Elect Nirupama Rao Mgmt For For For
7 Elect Ganesan Raghuram Mgmt For For For
8 Elect Gopal K. Pillai Mgmt For For For
9 Appoint Malay Mgmt For For For
Mahadevia (Whole-Time
Director); Approval
of
Remuneration
10 Directors' Commission Mgmt For For For
________________________________________________________________________________
Advanced Petrochemical Company
Ticker Security ID: Meeting Date Meeting Status
2330 CINS M0182V107 03/31/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Auditor's Report Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Interim Dividends Mgmt For For For
7 Authority to Pay Mgmt For For For
Interim
Dividends
8 Ratification of Board Mgmt For For For
Acts
9 Board Transactions Mgmt For For For
________________________________________________________________________________
Advanced Petrochemical Company
Ticker Security ID: Meeting Date Meeting Status
2330 CINS M0182V107 09/17/2019 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Increase Mgmt For For For
Capital for Bonus
Share
Issuance
2 Election of Directors Mgmt For For For
3 Amendments to Article 7 Mgmt For For For
4 Amendments to Article Mgmt For For For
20
5 Amendments to Article Mgmt For For For
22
6 Amendments to Article Mgmt For For For
30
7 Amendments to Article Mgmt For For For
38
8 Amendments to Article Mgmt For For For
39
9 Amendments to Article Mgmt For For For
41
10 Amendments to Article Mgmt For For For
45
11 Amendments to Article Mgmt For For For
46
12 Amendments to Article Mgmt For For For
47
13 Amendments to Audit Mgmt For For For
Committee
Charter
14 Election of Audit Mgmt For For For
Committee
Members
15 Board Transactions Mgmt For For For
16 Amendments to Mgmt For For For
Remuneration Policy
Charter
________________________________________________________________________________
Advantech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2395 CINS Y0017P108 05/28/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
5 Employee Stock Options Mgmt For For For
Plan
6 Amendments to Mgmt For For For
Procedural Rules of
Capital
Loans
7 Amendments to Mgmt For For For
Procedural Rules of
Endorsements and
Guarantees
8 Elect LIU Ke-Zhen Mgmt For For For
9 Elect LIU WEI-CHIH Mgmt For For For
10 Elect HE Chun-Sheng Mgmt For For For
11 Elect ZHANG Ling-Han Mgmt For For For
12 Elect CHEN Hong-Ze Mgmt For For For
13 Elect LIU Wen-Zheng Mgmt For For For
14 Elect LIN Chan-Chuan Mgmt For For For
15 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
AECC Aero-Engine Control Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000738 CINS Y6203U108 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Annual Accounts Mgmt For For For
6 2020 Financial Budget Mgmt For For For
7 2019 Profit Mgmt For For For
Distribution Plan;
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny0.4000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
8 Appointment Of 2020 Mgmt For For For
Financial Audit Firm
And Internal Control
Audit
Firm
9 By-election of Mgmt For For For
Non-independent
Director: MIU
Zhongming
10 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
AECC Aero-Engine Control Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000738 CINS Y6203U108 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LIU Hao Mgmt For For For
3 Elect PENG Jianwu Mgmt For For For
4 Elect WU Guijiang Mgmt For For For
5 Elect MA Chuanli Mgmt For For For
6 Elect XIA Fengchun Mgmt For For For
7 Elect DI Xuejun Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Approval of Borrowing Mgmt For Against Against
10 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 01/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Estimated Implementing Mgmt For Against Against
Results of 2019
Continued Connected
Transactions With The
De Facto Controller
and Its Related
Parties
2 2020 Continuing Mgmt For Against Against
Connected
Transactions With The
De Facto Controller
and Its Related
Parties
3 2020 External Guarantee Mgmt For For For
4 2020 Application for Mgmt For Against Against
Financing Quota and
Authorization to Sign
Relevant
Agreements
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 02/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Assets Mgmt For For For
Purchase via Share
Offering
2 The Transaction Mgmt For For For
Constitutes a
Connected
Transaction
3 the Underlying Assets Mgmt For For For
and Payment
Method
4 Transaction Mgmt For For For
CounterParties
5 Transaction Pricing of Mgmt For For For
Underlying
Asset
6 Stock Type, Par Value Mgmt For For For
and Listing
Price
7 Pricing Method and Mgmt For For For
Issue
Price
8 Adjustment Mechanism Mgmt For For For
for Issue
Price
9 Amount of Fund for the Mgmt For For For
Assets Purchase,
Transaction
Consideration and
Issuance
Volume
10 Lockup Period Mgmt For For For
11 Attribution of the Mgmt For For For
Profits and Losses
During the
Transitional Period
and Arrangement for
the Accumulated
Retained
Profits
12 Delivery of Assets and Mgmt For For For
Liabilities for
Breach of
Contract
13 The Valid Period of Mgmt For For For
the
Resolution
14 Report (Draft) on the Mgmt For For For
Connected Transaction
Regarding Major
Assets Purchase via
Share Offering and
Its
Summary
15 Conditional Agreement Mgmt For For For
on Assets Purchase
via
Share
Offering and its
Supplementary
Agreement to be
Signed
16 The Transaction Does Mgmt For For For
Not Constitute A
Major Assets
Restructuring
17 The Transaction Does Mgmt For For For
Not Constitute A
Listing Via
Restructuring
18 Financial Report and Mgmt For For For
Evaluation Report
Related to the
Transaction
19 Completeness and Mgmt For For For
Compliance of the
Legal Procedure of
the Transaction, and
Validity of the Legal
Documents
Submitted
20 Risk Warning on Mgmt For For For
Diluted Immediate
Return after
the
Transaction and
Filling
Measures
21 Commitments of the Mgmt For For For
Controlling
Shareholder,
Directors and Senior
Management to Ensure
the Implementation of
Filling Measures for
the Diluted Immediate
Return
22 Full Authorization to Mgmt For For For
the Board to Handle
Matters
Regarding the Assets
Purchase via Share
Offering
23 Related Party Mgmt For For For
Transactions
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 04/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Zi Mgmt For For For
2 Elect JIA Dafeng Mgmt For For For
3 Elect MOU Xin Mgmt For Against Against
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Work Report Of Mgmt For For For
Independent
Directors
5 2019 Annual Accounts Mgmt For For For
6 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2019
To
2021
7 2019 Profit Mgmt For For For
Distribution Plan
8 2020 Financial Budget Mgmt For For For
Report
9 2019 Related Party Mgmt For For For
Transactions
10 2019 Special Report on Mgmt For For For
the Deposit and Use
of Raised
Funds
11 2019 Remuneration for Mgmt For For For
Executive Directors
and Senior
Management
12 Appointment of Auditor Mgmt For For For
13 Acquisition of Land Mgmt For For For
Use Rights and
Constructions
Thereupon by a
Subsidiary
14 Elect YAN Jianxing as Mgmt For For For
Director
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 08/05/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase Mgmt For For For
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 09/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Increase Mgmt For Against Against
2019 Debt Financing
Quota
________________________________________________________________________________
Agile Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3383 CINS G01198103 05/11/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Final Mgmt For For For
Dividends
5 Elect CHAN Cheuk Yin Mgmt For For For
6 Elect CHAN Cheuk Hei Mgmt For For For
7 Elect Gordon KWONG Che Mgmt For For For
Keung
8 Elect Stephen HUI Chiu Mgmt For For For
Chung
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Agricultural Bank of China
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289119 02/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Fixed Assets Mgmt For For For
Investment Budget for
2020
3 Issuance Plan of Mgmt For For For
write-down undated
Capital Bonds of the
Bank
4 Issuance Plan of Mgmt For For For
write-down eligible
Tier-2 Capital
Instruments of the
Bank
________________________________________________________________________________
Agricultural Bank of China
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289101 02/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fixed Assets Mgmt For For For
Investment Budget for
2020
2 Issuance Plan of Mgmt For For For
write-down undated
Capital Bonds of the
Bank
3 Issuance Plan of Mgmt For For For
write-down eligible
Tier-2 Capital
Instruments of the
Bank
________________________________________________________________________________
Agricultural Bank of China
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289119 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Profit Distribution Mgmt For For For
Plan
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect HUANG Zhenzhong Mgmt For For For
8 Elect LIAO Luming Mgmt For For For
9 Elect ZHU Hailin Mgmt For For For
10 Additional Budget of Mgmt For For For
Epidemic Prevention
Donations
11 Elect ZHANG Xuguang Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Agricultural Bank of China
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289101 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Profit Distribution Mgmt For For For
Plan
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect HUANG Zhenzhong Mgmt For For For
7 Elect LIAO Luming Mgmt For For For
8 Elect ZHU Hailin Mgmt For For For
9 Additional Budget of Mgmt For For For
Epidemic Prevention
Donations
10 Elect ZHANG Xuguang Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Agricultural Bank of China
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289119 12/13/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Mgmt For For For
Remuneration Plan for
2018
3 Supervisors' Mgmt For For For
Remuneration Plan for
2018
4 Elect ZHANG Qingsong Mgmt For For For
5 Additional Special Mgmt For For For
Budget of Donations
for
2019
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Agricultural Bank of China
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289101 12/13/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Mgmt For For For
Remuneration Plan for
2018
2 Supervisors' Mgmt For For For
Remuneration Plan for
2018
3 Elect ZHANG Qingsong Mgmt For For For
4 Additional Special Mgmt For For For
Budget of Donations
for
2019
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aguas Andinas S.A.
Ticker Security ID: Meeting Date Meeting Status
AGUASA CINS P4171M125 04/27/2020 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Related Party Mgmt For For For
Transactions
4 Appointment of Auditor Mgmt For For For
5 Appointment of Risk Mgmt For For For
Rating
Agencies
6 Directors' Fees Mgmt For For For
7 Report on Board of Mgmt For For For
Directors'
Expenses
8 Directors' Committee Mgmt For For For
Fees and
Budget
9 Report of the Mgmt For For For
Directors' Committee
Acts and
Expenditure
10 Publication of Company Mgmt For For For
Notices
11 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Aier EYE Hospital Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 01/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For For For
Purchase
2 The Assets Purchase Mgmt For For For
via Share Offering
and Cash Payment and
Matching Fund Raising
Constitute a Major
Assets
Restructuring
3 Overall Plan for the Mgmt For For For
Transaction
4 Share Offering: Type Mgmt For For For
and Par
Value
5 Share Offering: Mgmt For For For
Issuing Targets and
Method
6 Share Offering: Mgmt For For For
Pricing Principles
and Issue
Price
7 Share Offering: Mgmt For For For
Issuing
Volume
8 Share Offering: Mgmt For For For
Lockup
Period
9 Share Offering: Mgmt For For For
Adjustment Mechanism
for Issue
Price
10 Assets Purchase via Mgmt For For For
Cash
Payment
11 Arrangement for the Mgmt For For For
Profits and Losses
during the
Transitional
Period
12 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
13 Performance Mgmt For For For
Commitments and
Compensation
Arrangement
14 Valid Period of the Mgmt For For For
Resolution
15 Matching Fund Raising Mgmt For For For
Via Share
Offering
16 Type and Par Value Mgmt For For For
17 Issuing Targets and Mgmt For For For
Method
18 Pricing Principles and Mgmt For For For
Issue
Price
19 Issuing Volume Mgmt For For For
20 Lockup Period Mgmt For For For
21 Purpose of the Mgmt For For For
Matching Funds to be
Raised
22 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
23 The Valid Period of Mgmt For For For
the
Resolution
24 Adjustment of the Mgmt For For For
Transaction Plan Does
Not Constitute a
Major
Adjustment
25 Report (Draft) on Mgmt For For For
Assets Purchase Via
Share Offering and
Cash Payment and
Matching Fund Raising
and Its
Summary
26 Relevant Agreements On Mgmt For For For
The Transaction To Be
Signed
27 Supplementary Mgmt For For For
Agreement to be
Signed with Relevant
Counterparties
28 Assets Purchase Doet Mgmt For For For
Not Constitute
Connected
Transactions
29 The Restructuring Does Mgmt For For For
Not Constitute
Listing
by
Restructuring
30 The Assets Purchase is Mgmt For For For
in Compliance with
Article 4 of the
Provisions on Several
Issues Concerning the
Regulation of Major
Assets Restructuring
of Listed
Companies
31 In Compliance with Mgmt For For For
Article 11 of the
Management Measures
on Major Assets
Restructuring of
Listed
Companies
32 In Compliance with Mgmt For For For
Article 43 of the
Management Measures
on Major Assets
Restructuring of
Listed
Companies
33 Independence of the Mgmt For For For
Evaluation
Institution,
Rationality of the
Evaluation
Hypothesis,
Correlation between
the
Evaluation Method and
Evaluation Purpose,
and Fairness of the
Evaluated
Price
34 Statement on Pricing Mgmt For For For
Basis of the Assets
Purchase
via
Share Offering and the
Rationality
35 Audit Report, Pro Mgmt For For For
Forma Financial
Statements
Review
Report and Evaluation
Report Related to the
Transaction
36 Completeness and Mgmt For For For
Compliance of the
Legal Procedure of
the Restructuring,
and Validity of the
Legal
Documents
Submitted
37 Share Price Mgmt For For For
Fluctuation Does Not
Meet
Relevant
Standards as Specified
in Article 5 of the
Notice
on
Regulating Information
Disclosure of Listed
Companies and Conduct
of Relevant
Parties
38 Diluted Immediate Mgmt For For For
Return After the
Major
Assets
Restructuring and
Filling
Measures
39 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
40 Full Authorization to Mgmt For For For
Board Handling
Matters Related
to
Major Assets
Restructuring
________________________________________________________________________________
Aier EYE Hospital Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 03/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuing Targets and Mgmt For For For
Method of the
Matching Fund Raising
Plan
2 Issue Price and Mgmt For For For
Pricing Principles of
the Matching Fund
Raising
Plan
3 Lockup Period Mgmt For For For
Arrangement Of The
Matching Fund Raising
Plan
________________________________________________________________________________
Aier EYE Hospital Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2020 Reappointment of Mgmt For For For
Auditor
6 2019 Social Mgmt For For For
Responsibility
Report
7 2020 Remuneration For Mgmt For For For
Directors
8 Amendments to Articles Mgmt For For For
9 Increase of the Mgmt For For For
Company's Registered
Capital, Amendments
to the Company's
Articles of
Association, and
Handling of the
Industrial and
Commercial
Registration
Amendment
10 2020 Application For Mgmt For For For
Comprehensive Credit
Line To
Banks
11 2019 Work Report of Mgmt For For For
the Supervisory
Committee
12 2020 Remuneration For Mgmt For For For
Supervisors
________________________________________________________________________________
Aier EYE Hospital Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 11/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Bang Mgmt For For For
2 Elect LI Li Mgmt For For For
3 Elect WU Shijun Mgmt For For For
4 Elect HAN Zhong Mgmt For For For
5 Elect CHEN Shou Mgmt For For For
6 Elect GUO Yuemei Mgmt For For For
7 Elect ZHENG Yuanmin Mgmt For For For
8 Elect CAO Qinqin Mgmt For Against Against
9 Elect LI Xian Mgmt For Against Against
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
0753 CINS Y002A6138 05/26/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Elect FENG Gang Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Debt
Instruments
9 Elect DUAN Hongyi Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
0753 CINS Y002A6104 05/26/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Elect FENG Gang Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Debt
Instruments
10 Elect DUAN Hongyi Mgmt For For For
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
0753 CINS Y002A6104 12/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 New ACC Framework Mgmt For For For
Agreement
4 New CNACG Framework Mgmt For For For
Agreement
5 Elect Patrick Healy Mgmt For For For
6 Elect ZHAO Xiaohang as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
0753 CINS Y002A6138 12/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 New ACC Framework Mgmt For For For
Agreement
2 New CNACG Framework Mgmt For For For
Agreement
3 Elect Patrick Healy Mgmt For For For
4 Elect ZHAO Xiaohang as Mgmt For Against Against
Supervisor
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Airports of Thailand Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
AOT CINS Y0028Q137 01/24/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Matters to be Informed Mgmt For For For
3 Results of Operations Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Prasong Mgmt For For For
Poontaneat
7 Elect Manit Nitiprateep Mgmt For For For
8 Elect Manas Jamveha Mgmt For For For
9 Elect Manu Mekmok Mgmt For For For
10 Elect Sarawut Benjakul Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Transaction of Other Mgmt For Abstain Against
Business
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Airtac International Group
Ticker Security ID: Meeting Date Meeting Status
1590 CINS G01408106 06/23/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aisino Corporation
Ticker Security ID: Meeting Date Meeting Status
600271 CINS Y0017G124 06/03/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 Accounts and Reports Mgmt For For For
4 2019 Annual Report Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Approval of Line of Mgmt For For For
Credit and Relative
Transaction
7 Authority to Mgmt For For For
Repurchase and
Cancellation of
Restricted
Stocks
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Aisino Corporation
Ticker Security ID: Meeting Date Meeting Status
600271 CINS Y0017G124 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
2 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
3 Change Of Some Raised Mgmt For For For
Fund From The
Convertible Bond
Issuance
4 Downward Adjustment of Mgmt For For For
the Conversion Price
of the Convertible
Bonds of
Aisino
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AK Medical Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1789 CINS G02014101 06/15/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHANG Chaoyang Mgmt For For For
6 Elect ZHAO Xiaohong Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Akbank T.A.S
Ticker Security ID: Meeting Date Meeting Status
AKBNK CINS M0300L106 03/23/2020 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Presentation of Mgmt For For For
Directors'
Report
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For Against Against
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Election of Directors; Mgmt For Against Against
Board Term
Length
11 Directors' Fees Mgmt For Against Against
12 Appointment of Auditor Mgmt For For For
13 Presentation of Report Mgmt For For For
on Charitable
Donations
14 Limit on Charitable Mgmt For For For
Donations
15 Authority to Carry Out Mgmt For For For
Competing Activities
or Related Party
Transactions
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Al Rajhi Bank
Ticker Security ID: Meeting Date Meeting Status
1120 CINS M0R60D105 03/29/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Auditors' Report Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Interim Dividend Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Pay Mgmt For For For
Interim
Dividends
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Directors' Fees Mgmt For For For
10 Board Transactions Mgmt For For For
11 Related Party Mgmt For For For
Transaction (Saudi
Telecom Co.
1)
12 Related Party Mgmt For For For
Transaction (Saudi
Telecom Co.
2)
13 Related Party Mgmt For For For
Transaction (Saudi
Telecom Co.
3)
14 Related Party Mgmt For For For
Transaction (Saudi
Telecom Co.
4)
15 Related Party Mgmt For For For
Transaction (Saudi
Telecom Co.
5)
16 Related Party Mgmt For For For
Transaction (Saudi
Telecom Co.
6)
17 Related Party Mgmt For For For
Transaction (Saudi
Telecom Co.
7)
18 Related Party Mgmt For For For
Transaction (Arabian
Internet and
Communications
Services Co. Ltd
1)
19 Related Party Mgmt For For For
Transaction (Arabian
Internet and
Communications
Services Co. Ltd
2)
20 Related Party Mgmt For For For
Transaction (Global
Beverage
Co.)
21 Related Party Mgmt For For For
Transaction (Mohammed
Abdulaziz Al Rajhi
and Sons Investment
Co.
1)
22 Related Party Mgmt For For For
Transaction (Mohammed
Abdulaziz Al Rajhi
and Sons Investment
Co.
2)
23 Related Party Mgmt For For For
Transaction (Mohammed
Abdulaziz Al Rajhi
and Sons Investment
Co.
3)
24 Related Party Mgmt For For For
Transaction (Fursan
Travel)
25 Related Party Mgmt For For For
Transaction (Abdullah
Sulaiman Al
Rajhi)
26 Related Party Mgmt For For For
Transaction (Al Rajhi
Co. for Cooperative
Insurance
1)
27 Related Party Mgmt For For For
Transaction (Al Rajhi
Co. for Cooperative
Insurance
2)
________________________________________________________________________________
Aldar Properties PJSC
Ticker Security ID: Meeting Date Meeting Status
ALDAR CINS M0517N101 03/18/2020 Voted
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Auditor's Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Ratification of Board Mgmt For For For
Acts
8 Ratification of Mgmt For For For
Auditor's
Acts
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Charitable Donations Mgmt For For For
________________________________________________________________________________
Alibaba Group Holding Limited
Ticker Security ID: Meeting Date Meeting Status
BABA CUSIP 01609W102 07/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Subdivision Mgmt For For For
2 Elect Daniel Yong ZHANG Mgmt For For For
3 Elect Chee Hwa Tung Mgmt For For For
4 Elect Jerry YANG Mgmt For For For
Chih-Yuan
5 Elect Wan Ling Martello Mgmt For For For
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alibaba Health Information Technology Limited
Ticker Security ID: Meeting Date Meeting Status
0241 CINS G0171K101 03/30/2020 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2021 Logistics Mgmt For For For
Services Framework
Agreement
4 2021 Platform Services Mgmt For For For
Framework
Agreement
5 2021 Advertising Mgmt For For For
Services Framework
Agreement
6 Authorization of Board Mgmt For For For
to implement the
Transactions
________________________________________________________________________________
Alibaba Health Information Technology Limited
Ticker Security ID: Meeting Date Meeting Status
0241 CINS G0171K101 03/30/2020 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Share Purchase Mgmt For For For
Agreement
4 Board Authorization Mgmt For For For
for Share Purchase
Agreement
5 Issuance of Mgmt For For For
Consideration Shares
for Share Purchase
Agreement
6 Board Authorization to Mgmt For For For
Implement Share
Issuance
7 Framework Technical Mgmt For For For
Service
Agreement
8 Board Authorization to Mgmt For For For
Implement Share
Issuance
________________________________________________________________________________
Alibaba Health Information Technology Limited
Ticker Security ID: Meeting Date Meeting Status
0241 CINS G0171K101 04/09/2020 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 2021 Logistics Mgmt For For For
Services Framework
Agreement
5 2021 Platform Services Mgmt For For For
Framework
Agreement
6 2021 Advertising Mgmt For For For
Services Framework
Agreement
7 Authorization of Board Mgmt For For For
to implement the
Transactions
________________________________________________________________________________
Alibaba Health Information Technology Limited
Ticker Security ID: Meeting Date Meeting Status
0241 CINS G0171K101 04/09/2020 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Share Purchase Mgmt For For For
Agreement
5 Board Authorization Mgmt For For For
for Share Purchase
Agreement
6 Issuance of Mgmt For For For
Consideration Shares
for Share Purchase
Agreement
7 Board Authorization to Mgmt For For For
Implement Share
Issuance
8 Framework Technical Mgmt For For For
Service
Agreement
9 Board Authorization to Mgmt For For For
Implement Share
Issuance
________________________________________________________________________________
Alibaba Health Information Technology Limited
Ticker Security ID: Meeting Date Meeting Status
0241 CINS G0171K101 07/10/2019 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect WANG Lei Mgmt For For For
5 Elect XU Hong Mgmt For For For
6 Elect LUO Tong Mgmt For For For
7 Elect Samuel WONG King Mgmt For For For
On
8 Elect Vanessa HUANG Yi Mgmt For For For
Fei
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Authority to Grant Mgmt For For For
Awards of Options
and/or RSUs under the
Share Award
Scheme
________________________________________________________________________________
Alibaba Health Information Technology Limited
Ticker Security ID: Meeting Date Meeting Status
0241 CINS G0171K101 07/10/2019 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ali JK Subscription Mgmt For For For
Agreement
4 Antfin Subscription Mgmt For For For
Agreement
5 Issuance of Shares Mgmt For For For
under the
Subscription
Agreements
6 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Alibaba Pictures Group Ltd
Ticker Security ID: Meeting Date Meeting Status
1060 CINS G0171W105 09/19/2019 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect FAN Luyuan Mgmt For Against Against
5 Elect MENG Jun Mgmt For For For
6 Elect ZHANG Yu Mgmt For For For
7 Elect CHANG Yang Mgmt For For For
8 Elect TONG Xiaomeng Mgmt For For For
9 Elect Johnny Chen Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Alibaba Pictures Group Ltd
Ticker Security ID: Meeting Date Meeting Status
1060 CINS G0171W105 09/19/2019 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Framework Agreement Mgmt For For For
________________________________________________________________________________
Alinma Bank
Ticker Security ID: Meeting Date Meeting Status
1150 CINS M0R35G100 04/08/2020 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
2 Directors' Report Mgmt For For For
3 Auditors' Report Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Authority to Increase Mgmt For For For
Capital for Bonus
Share
Issuance
7 Directors' Fees Mgmt For For For
8 Authority to Pay Mgmt For For For
Interim
Dividends
9 Elect Abdulrahman Mgmt For For For
Mohamed R.
Addas
10 Election of Audit Mgmt For For For
Committee
Members
11 Board Transactions Mgmt For For For
(Mutlaq Hamad Al
Morished)
12 Amendments to NomRem Mgmt For For For
Committee
Charter
13 Amendments to Article 3 Mgmt For For For
14 Amendments to Article 7 Mgmt For For For
15 Amendments to Article Mgmt For For For
18
16 Amendments to Article Mgmt For For For
20
17 Amendments to Article Mgmt For For For
22
18 Amendments to Article Mgmt For For For
23
19 Amendments to Article Mgmt For For For
24
20 Amendments to Article Mgmt For For For
31
21 Amendments to Article Mgmt For For For
34
22 Amendments to Article Mgmt For For For
16
23 Amendments to Article Mgmt For For For
17
24 Renumbering of Articles Mgmt For For For
25 Board Transactions Mgmt For For For
26 Related Party Mgmt For For For
Transactions (Alinma
Tokio Marine
1)
27 Related Party Mgmt For For For
Transactions (Alinma
Tokio Marine
2)
________________________________________________________________________________
Alliance Bank Malaysia Berhad
Ticker Security ID: Meeting Date Meeting Status
AFG CINS Y0034W102 07/25/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Directors' Benefits Mgmt For For For
3 Elect Kuah Hun Liang Mgmt For For For
4 Elect LEE Ah Boon Mgmt For For For
5 Elect Ahmad bin Mohd Mgmt For For For
Don
6 Elect Susan YUEN Su Min Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Amendments to the Mgmt For For For
Company's
Constitution
________________________________________________________________________________
Almarai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2280 CINS M0855N101 04/05/2020 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Directors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
Acts
7 Directors' Fees Mgmt For For For
8 Related Party Mgmt For For For
Transactions (Al
Nafoura
Co.)
9 Related Party Mgmt For For For
Transactions (Arabian
Shield Cooperative
1)
10 Related Party Mgmt For For For
Transactions (Arabian
Shield Cooperative
2)
11 Related Party Mgmt For For For
Transactions (Zain
Saudi
Arabia)
12 Related Party Mgmt For For For
Transactions
(Abdulaziz Ibrahim Al
Mehanna)
13 Related Party Mgmt For For For
Transactions (Al
Jazirah)
14 Related Party Mgmt For For For
Transactions
(Arasco)
15 Related Party Mgmt For For For
Transactions (Panda
Co)
16 Related Party Mgmt For For For
Transactions (United
Sugar
Company)
17 Related Party Mgmt For For For
Transactions (Herfy
Food
Services)
18 Related Party Mgmt For For For
Transactions
(National Commercial
Bank
1)
19 Related Party Mgmt For For For
Transactions
(National Commercial
Bank
2)
20 Related Party Mgmt For For For
Transactions (Saudi
British Bank
1)
21 Related Party Mgmt For For For
Transactions (Saudi
British Bank
2)
22 Related Party Mgmt For For For
Transactions (Banque
Saudi Fransi
1)
23 Related Party Mgmt For For For
Transactions (Banque
Saudi Fransi
2)
24 Related Party Mgmt For For For
Transactions (Samba
Financial
Group)
25 Election of Audit Mgmt For For For
Committee Member
(Saad Abdulmohsen Al
Fadly)
26 Board Transactions Mgmt For For For
(Abdulrahman
Abdulaziz Al
Mehanna)
27 Board Transactions Mgmt For For For
(Anees Ahmed
Moumina)
28 Board Transactions Mgmt For For For
(Anees Ahmed
Moumina)
29 Authority to Mgmt For For For
Repurchase
Shares
30 Board Transactions Mgmt For For For
Guidelines
31 Elect Saud Sultan M. Mgmt For For For
S. Al
Kabeer
________________________________________________________________________________
Alpha Bank A.E.
Ticker Security ID: Meeting Date Meeting Status
ALPHA CINS X0085P155 11/20/2019 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Remuneration Policy Mgmt For For For
3 Amendment to Severance Mgmt For For For
Payment
Policy
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alsea S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ALSEA CINS P0212A104 04/16/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Approve Report on Mgmt For Against Against
Activities and
Operations
3 Election of Directors; Mgmt For For For
Election of Committee
Members
4 Directors' Fees Mgmt For For For
5 Authority to Mgmt For For For
Repurchase and
Reissue Shares;
Report on the
Company's Repurchase
Program
6 Authorization of Acts Mgmt For For For
(Covid-19)
7 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N109 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees by the
Company to Chalco
Hong Kong
Investment
7 Authority to Give Mgmt For For For
Guarantees by the
Company and Chalco
Shandong to Xinghua
Technology
8 Authority to Give Mgmt For For For
Guarantees by the
Company to Ningxia
Energy and its
subsidiaries
9 Directors and Mgmt For Against Against
Supervisors'
Remuneration
Standards
10 Renewal of Liability Mgmt For For For
Insurance
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For For For
Domestic
Bonds
13 Authority to Issue Mgmt For For For
Overseas
Bonds
14 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N125 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Give Mgmt For For For
Guarantees by the
Company to Chalco
Hong Kong
Investment
6 Authority to Give Mgmt For For For
Guarantees by the
Company and Chalco
Shandong to Xinghua
Technology
7 Authority to Give Mgmt For For For
Guarantees by the
Company to Ningxia
Energy and its
subsidiaries
8 Directors and Mgmt For Against Against
Supervisors'
Remuneration
Standards
9 Renewal of Liability Mgmt For For For
Insurance
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Domestic
Bonds
12 Authority to Issue Mgmt For For For
Overseas
Bonds
13 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N109 12/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
and Rules of
Procedures
3 Acquisition via Share Mgmt For For For
Subscription
4 Elect OU Xiaowu Mgmt For Against Against
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N125 12/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
and Rules of
Procedures
2 Acquisition via Share Mgmt For Against Against
Subscription
3 Elect OU Xiaowu Mgmt For Against Against
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ambev S.A.
Ticker Security ID: Meeting Date Meeting Status
ABEV3 CINS P0273U106 04/24/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
3 Amendments to Article Mgmt For For For
8 (Board
Competencies)
4 Amendments to Articles Mgmt For For For
(Board of
Directors)
5 Amendments to Article Mgmt For For For
21 (Board
Competencies)
6 Amendments to Articles Mgmt For For For
(Management)
7 Consolidation of Mgmt For For For
Articles
8 Amendment to Long-Term Mgmt For For For
Incentive
Plan
9 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ambev S.A.
Ticker Security ID: Meeting Date Meeting Status
ABEV3 CINS P0273U106 04/24/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Election of Directors Mgmt For For For
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Victorio
Carlos de
Marchi
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes Carlos Alves de
Brito
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Milton
Seligman
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Heitor
Attilio
Gracioso
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Vicente
Falconi
Campos
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luis Felipe
Pedreira Dutra
Leite
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Roberto
Moses Thompson
Motta
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Nelson Jose
Jamel
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Cecilia
Sicupira
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Antonio
Carlos Augusto
Ribeiro
Bonchristiano
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcos de
Barros
Lisboa
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Carlos
Eduardo Klutzenschell
Lisboa
(Alternate)
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to MIchel
Dimitrios Doukeris
(Alternate)
23 Request Cumulative Mgmt N/A Abstain N/A
Voting
24 Election of Mgmt For Abstain Against
Supervisory
Council
25 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
26 Elect Vinicius Balbino Mgmt N/A For N/A
Bouhid to the
Supervisory Council
Presented by Minority
Shareholders
27 Remuneration Policy Mgmt For For For
28 Supervisory Council Mgmt For For For
Fees
29 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
America Movil SAB de CV
Ticker Security ID: Meeting Date Meeting Status
AMX CINS P0280A101 04/24/2020 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Series L Mgmt For Against Against
Directors
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
AMMB Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
AMBANK CINS Y0122P100 07/31/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees for Mgmt For For For
Fiscal Year
2019
2 Directors' Benefits Mgmt For For For
for Fiscal Year
2020
3 Elect Graham K. Hodges Mgmt For For For
4 Elect Azman Hashim Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Renewal of Authority Mgmt For For For
to Issue Shares under
the
Dividend
Reinvestment Plan
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Related Party Mgmt For For For
Transactions with
Australia and
New
Zealand Banking Group
Limited
Group
9 Related Party Mgmt For For For
Transactions with
Amcorp Group
Berhad
Group
________________________________________________________________________________
AMMB Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
AMBANK CINS Y0122P100 07/31/2019 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Amorepacific Corp.
Ticker Security ID: Meeting Date Meeting Status
090430 CINS Y01258105 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect CHA Sang Gyun Mgmt For For For
3 Directors' Fees Mgmt For For For
________________________________________________________________________________
Amorepacific Group
Ticker Security ID: Meeting Date Meeting Status
002790 CINS Y0126C105 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect KIM Un Soo Mgmt For For For
3 Elect KIM Young Sun Mgmt For For For
4 Elect LEE Kyung Mi Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member: KIM
Un
Soo
6 Election of Audit Mgmt For For For
Committee Member: KIM
Young
Sun
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
AmRest Holdings SE
Ticker Security ID: Meeting Date Meeting Status
EAT CINS E0525G105 06/10/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Report on Mgmt For For For
Non-Financial
Information
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Ratify Co-Option and Mgmt For For For
Elect Romana
Sadurska
7 Ratify Co-Option and Mgmt For For For
Elect Elect Emilio
Fullaondo
Botella
8 Directors' Fees Mgmt For For For
9 Authority to Set Mgmt For For For
General Meeting
Notice Period at 15
Days
10 Authorisation of Legal Mgmt For For For
Formalities
11 Remuneration Report Mgmt For For For
12 Presentation of Mgmt For For For
Information on
Amendments to the
Board
Regulations
13 Presentation of Mgmt For For For
Information on
Amendments to
Articles
________________________________________________________________________________
Anadolu Efes Biracilik ve Malt Sanayii A.S
Ticker Security ID: Meeting Date Meeting Status
AEFES CINS M10225106 04/28/2020 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Presentation of Mgmt For For For
Directors'
Reports
6 Presentation of Mgmt For For For
Auditors'
Reports
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Election of Directors; Mgmt For For For
Directors'
Fees
11 Appointment of Auditor Mgmt For For For
12 Amendments to Article 5 Mgmt For For For
13 Presentation of Report Mgmt For For For
on Charitable
Donations
14 Presentation of Report Mgmt For For For
on
Guarantees
15 Presentation of Report Mgmt For For For
on Competing
Activities
16 Authority to Carry out Mgmt For For For
Competing Activities
or Related Party
Transactions
17 Wishes Mgmt For For For
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132F100 03/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Zhongwu Mgmt For For For
2 Elect Wang Wanglin Mgmt For For For
3 Elect Wang Baojun Mgmt For Against Against
4 Elect Li Wenbing Mgmt For Against Against
5 Amendments to Articles Mgmt For Against Against
of
Association
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132F100 05/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue H Mgmt For Against Against
Shares or Other
Transferable Rights
w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Ultra Short-Term Debt
Instruments
10 Authority to Issue Mgmt For For For
Short-Term Debt
Instruments
11 Authority to Issue Mgmt For For For
Medium-Term Debt
Instruments
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Angel Yeast Company Limited
Ticker Security ID: Meeting Date Meeting Status
600298 CINS Y3746S104 04/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report of Mgmt For For For
the Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Report
5 2019 Work Report Of Mgmt For For For
Independent
Directors
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Reappointment of Mgmt For For For
Audit
Firm
8 2020 Estimated Mgmt For For For
Guarantee For
Controlled
Subsidiaries
9 2020 Estimated Mgmt For For For
Financial Leasing
Business
10 2020 Estimated Foreign Mgmt For For For
Exchange Risk and
Interest Rate Risk
Management Business
and Establishment of
Relevant Business
Systems
11 2020 Issuance Of Mgmt For For For
Non-Financial
Enterprise Debt
Financing
Instruments
12 2020 Launching Bill Mgmt For For For
Pool
Business
13 Setting Up A Company Mgmt For For For
14 Implementation Of A Mgmt For For For
Production Expansion
Technical
Transformation
Project
15 Amendments To The Mgmt For For For
Articles Of
Association
16 Remuneration Mgmt For For For
Management Measures
For Directors And
Senior
Management
17 Remuneration Appraisal Mgmt For For For
Plan For Directors
And Senior
Management
18 Implementation Of The Mgmt For For For
Company Annuity
Plan
19 2019 Internal Control Mgmt For For For
Evaluation
Report
20 2019 Social Mgmt For For For
Responsibility
Report
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglo American Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
AMS CINS S9122P108 06/25/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark Cutifani Mgmt For For For
2 Elect John M. Vice Mgmt For For For
3 Elect Nkateko (Peter) Mgmt For For For
Mageza
4 Elect Natascha Viljoen Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Nkateko
(Peter) Mageza)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(John
M.
Vice)
7 Elect Audit and Risk Mgmt For For For
Committee
Member
(Dhanasagree (Daisy)
Naidoo)
8 Appointment of Auditor Mgmt For For For
9 Amendment to Long Term Mgmt For For For
Incentives
Plan
10 General Authority to Mgmt For For For
Issue
Shares
11 Authorisation of Legal Mgmt For For For
Formalities
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Remuneration Mgmt For For For
Implementation
Report
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance
16 Authority to Mgmt For For For
Repurchase
Shares
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CINS S04255196 06/10/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Sipho M. Mgmt For For For
Pityana
2 Re-elect Albert H. Mgmt For For For
Garner
3 Re-elect Rhidwaan Mgmt For For For
Gasant
4 Elect Maria Ramos Mgmt For For For
5 Elect Nelisiwe Magubane Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Alan M.
Ferguson)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Jochen
Tilk)
10 Appointment of Auditor Mgmt For For For
11 General Authority to Mgmt For For For
Issue
Shares
12 Remuneration Policy Mgmt For For For
13 Remuneration Mgmt For For For
Implementation
Report
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Approve Financial Mgmt For For For
Assistance
18 Amendments to Mgmt For For For
Memorandum of
Incorporation
19 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Anhui Conch Cement Company Limited
Ticker Security ID: Meeting Date Meeting Status
0914 CINS Y01373102 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Give Mgmt For For For
Guarantees
8 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholders'
Meetings
9 Amendments to Articles Mgmt For Against Against
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Anhui Conch Cement Company Limited
Ticker Security ID: Meeting Date Meeting Status
0914 CINS Y01373110 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholders'
Meetings
8 Amendments to Articles Mgmt For Against Against
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Anhui Gujing Distillery Company Limited
Ticker Security ID: Meeting Date Meeting Status
000596 CINS Y0137M118 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2020 Financial Budget Mgmt For For For
Report
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Appointment Of Mgmt For For For
Audit
Firm
8 Amendment To The Mgmt For For For
Articles Of
Association
9 Investment in a Mgmt For For For
Project Regarding
Brewing Production
Intelligent
Technology
Transformation
10 Elect LIANG Jinhui Mgmt For For For
11 Elect LI Peihui Mgmt For For For
12 Elect ZHOU Qingwu Mgmt For For For
13 Elect YAN Lijun Mgmt For For For
14 Elect XU Peng Mgmt For For For
15 Elect YE Changqing Mgmt For For For
16 Elect ZHANG Guiping Mgmt For For For
17 Elect WANG Ruihua Mgmt For For For
18 Elect XU Zhihao Mgmt For For For
19 Elect SUN Wanhua Mgmt For Against Against
20 Elect YANG Xiaofan Mgmt For Against Against
21 Elect LU Duicang Mgmt For Against Against
________________________________________________________________________________
Anhui Gujing Distillery Company Limited
Ticker Security ID: Meeting Date Meeting Status
000596 CINS Y0137M100 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2020 Financial Budget Mgmt For For For
Report
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Appointment Of Mgmt For For For
Audit
Firm
8 Amendment To The Mgmt For For For
Articles Of
Association
9 Investment in a Mgmt For For For
Project Regarding
Brewing Production
Intelligent
Technology
Transformation
10 Elect LIANG Jinhui Mgmt For For For
11 Elect LI Peihui Mgmt For For For
12 Elect ZHOU Qingwu Mgmt For For For
13 Elect YAN Lijun Mgmt For For For
14 Elect XU Peng Mgmt For For For
15 Elect YE Changqing Mgmt For For For
16 Elect ZHANG Guiping Mgmt For For For
17 Elect WANG Ruihua Mgmt For For For
18 Elect XU Zhihao Mgmt For For For
19 Elect SUN Wanhua Mgmt For Against Against
20 Elect YANG Xiaofan Mgmt For Against Against
21 Elect LU Duicang Mgmt For Against Against
________________________________________________________________________________
Anhui Kouzi Distillery Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603589 CINS Y013BD105 04/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Companys Articles of
Association
2 Plan For Repurchase Of Mgmt For For For
Shares By Means Of
Centralized
Bidding
3 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Share
Repurchase
________________________________________________________________________________
Anhui Kouzi Distillery Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603589 CINS Y013BD105 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2020 Financial Budget Mgmt For For For
Report
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Remuneration For Mgmt For For For
Directors And
Supervisors
7 2020 Estimated Related Mgmt For For For
Party
Transactions
8 Appointment of Auditor Mgmt For For For
9 2019 Annual Report And Mgmt For For For
Its
Summary
10 Elect XU Jin Mgmt For Against Against
11 Elect XU Qinxiang Mgmt For For For
12 Elect FAN Bo Mgmt For Against Against
13 Elect HUANG Shaogang Mgmt For For For
14 Elect ZHANG Guoqiang Mgmt For For For
15 Elect SUN Guang Mgmt For For For
16 Elect WANG Weiyun Mgmt For For For
17 Elect CHEN Limin Mgmt For For For
18 Elect LIN Guowei Mgmt For For For
19 Elect ZHOU Tuliang Mgmt For Against Against
20 Elect XU Jun Mgmt For Against Against
________________________________________________________________________________
Anta Sports Products
Ticker Security ID: Meeting Date Meeting Status
2020 CINS G04011105 05/11/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LAI Shixian Mgmt For For For
6 Elect WU Yonghua Mgmt For For For
7 Elect WANG Wenmo Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Arab National Bank
Ticker Security ID: Meeting Date Meeting Status
1080 CINS M1454X102 03/30/2020 Take No Action
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Auditors' Report Mgmt For TNA N/A
5 Interim Dividend Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Amendments to Article 3 Mgmt For TNA N/A
8 Amendments to Article 5 Mgmt For TNA N/A
9 Amendments to Article 8 Mgmt For TNA N/A
10 Amendments to Article Mgmt For TNA N/A
16
11 Amendments to Article Mgmt For TNA N/A
23
12 Amendments to Article Mgmt For TNA N/A
33
13 Amendments to Article Mgmt For TNA N/A
44
14 Amendments to Article Mgmt For TNA N/A
48
15 Renumbering of Articles Mgmt For TNA N/A
16 Ratification of Board Mgmt For TNA N/A
Acts
17 Non-Voting Agenda Item N/A N/A TNA N/A
18 Elect Salah Rashed Al Mgmt N/A TNA N/A
Rashed
19 Elect Hesham Mgmt N/A TNA N/A
Abdullatif H. Al
Jabr
20 Elect Abdulmohsen Mgmt N/A TNA N/A
Ibrahim Al
Touq
21 Elect Ahmed Mohamed A. Mgmt N/A TNA N/A
Al
Omran
22 Elect Mohamed Abdullah Mgmt N/A TNA N/A
A.
Momar
23 Elect Mohamed Faraj A. Mgmt N/A TNA N/A
Al
Kanani
24 Elect Ahmed Tarek A. Mgmt N/A TNA N/A
Morad
25 Elect Thamer Musfer A. Mgmt N/A TNA N/A
Al
Wadi
26 Elect Abdulaziz Habdan Mgmt N/A TNA N/A
A.
Al-Habdan
27 Elect Mansour Mgmt N/A TNA N/A
Abdulaziz R. Al
Bosaily
28 Elect Fahad Mgmt N/A TNA N/A
Abdulrahman M. Al
Ankari
29 Elect Bader Mohamed H. Mgmt N/A TNA N/A
Al-Issa
30 Election of Audit Mgmt For TNA N/A
Committee
Members
31 Directors' Fees Mgmt For TNA N/A
32 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
33 Board Transactions Mgmt For TNA N/A
34 Related Party Mgmt For TNA N/A
Transactions (Al
Rashed Co.
1)
35 Related Party Mgmt For TNA N/A
Transactions (Al Jabr
Investment and Real
Estate
1)
36 Related Party Mgmt For TNA N/A
Transactions (Al Jabr
Investment and Real
Estate
2)
37 Related Party Mgmt For TNA N/A
Transactions (Al
Hilal Co.
1)
38 Related Party Mgmt For TNA N/A
Transactions (Saudi
Plastic
Co.)
39 Related Party Mgmt For TNA N/A
Transactions (Al
Rashed Co.
2)
40 Related Party Mgmt For TNA N/A
Transactions (Rashed
Abdul Rahman Al
Rashed and Sons
Group)
41 Related Party Mgmt For TNA N/A
Transactions (Al Jabr
Investment and Real
Estate
3)
42 Related Party Mgmt For TNA N/A
Transactions (Abana
Projects)
43 Related Party Mgmt For TNA N/A
Transactions (Gulf
Training and
Education)
44 Related Party Mgmt For TNA N/A
Transactions
(Servcorp The
Business
Gate)
45 Related Party Mgmt For TNA N/A
Transactions (Al Jabr
Holding)
46 Related Party Mgmt For TNA N/A
Transactions
(Astra)
47 Related Party Mgmt For TNA N/A
Transactions (Al
Hilal Co.
2)
48 Related Party Mgmt For TNA N/A
Transactions (Salah
Rashid Al Rashed
Co.)
49 Related Party Mgmt For TNA N/A
Transactions (Metlife
AIG ANB Cooperative
Insurance Co.
1)
50 Related Party Mgmt For TNA N/A
Transactions (Metlife
AIG ANB Cooperative
Insurance Co.
2)
51 Related Party Mgmt For TNA N/A
Transactions (Metlife
AIG)
________________________________________________________________________________
Arab National Bank
Ticker Security ID: Meeting Date Meeting Status
1080 CINS M1454X102 06/03/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Audit Mgmt For For For
Committee
Charter
2 Election of Audit Mgmt For For For
Committee Member
(Thamer Musfer Al
Wadei)
________________________________________________________________________________
Arca Continental SAB de CV
Ticker Security ID: Meeting Date Meeting Status
AC CINS P0448R103 04/02/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Mgmt For Against Against
Repurchase
Shares
4 Election of Directors; Mgmt For Against Against
Director's Fees;
Election of Board's
Secretary
5 Election of Audit and Mgmt For Against Against
Governance Committee
Chair; Committee
Members
Fees
6 Election of Meeting Mgmt For For For
Delegates
7 Minutes Mgmt For For For
________________________________________________________________________________
Arcelik A.S
Ticker Security ID: Meeting Date Meeting Status
ARCLK CINS M1490L104 03/25/2020 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Directors' Report Mgmt For For For
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Election of Directors; Mgmt For For For
Board Size; Board
Term
Length
11 Compensation Policy Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Charitable Donations Mgmt For Against Against
15 Presentation of Report Mgmt For For For
on
Guarantees
16 Authority to Carry Out Mgmt For For For
Competing Activities
or Related Party
Transactions
17 Wishes Mgmt For For For
________________________________________________________________________________
ASE Industrial Holdings Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
3711 CINS Y0249T100 06/24/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Aselsan Askeri Elektronik San. ve Tic. A.S.
Ticker Security ID: Meeting Date Meeting Status
ASELS CINS M1501H100 06/19/2020 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Presentation of Mgmt For For For
Directors'
Report
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Election of Directors; Mgmt For Against Against
Board Term
Length
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For Against Against
13 Presentation of Report Mgmt For For For
on Charitable
Donations and
Guarantees
14 Presentation of Report Mgmt For For For
on Competing
Activities
15 Limit on Charitable Mgmt For Against Against
Donations
16 Limit on Sponsorship Mgmt For Against Against
17 Presentation of Mgmt For For For
Related Party
Transactions
18 Wishes Mgmt For For For
________________________________________________________________________________
Ashok Leyland Limited
Ticker Security ID: Meeting Date Meeting Status
ASHOKLEY CINS Y0266N143 02/26/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Saugata Gupta Mgmt For For For
3 Elect Vipin Sondhi Mgmt For For For
4 Appointment of Vipin Mgmt For For For
Sondhi (Managing
Director and CEO);
Approval of
Remuneration
________________________________________________________________________________
Ashok Leyland Limited
Ticker Security ID: Meeting Date Meeting Status
ASHOKLEY CINS Y0266N143 07/31/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Dheeraj Mgmt For For For
Gopichand
Hinduja
5 Elect Andreas H. Mgmt For Against Against
Biagosch
6 Elect Jean Brunol Mgmt For For For
7 Elect Sanjay K. Asher Mgmt For For For
8 Election and Mgmt For For For
Appointment of Gopal
Mahadevan (CFO);
Approval of
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor
Fees
________________________________________________________________________________
Asia Cement
Ticker Security ID: Meeting Date Meeting Status
1102 CINS Y0275F107 06/23/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
5 Elect XU Xu-Dong Mgmt For For For
6 Elect ZHANG Cai-Xiong Mgmt For For For
7 Elect XI Jia-Yi Mgmt For For For
8 Elect CHEN Changwen Mgmt For For For
9 Elect OU Jin-De Mgmt For For For
10 Elect LI Kunyan Mgmt For For For
11 Elect XU Xuping Mgmt For For For
12 Elect ZHANG Zhenkun Mgmt For For For
13 Elect CHEN Ruilong Mgmt For For For
14 Elect XU Jufang Mgmt For For For
15 Elect LI Guan-Jun Mgmt For For For
16 Elect LI Guan-Tao Mgmt For For For
17 Elect XUE Qi Mgmt For For For
18 Elect CHEN Shu Mgmt For For For
19 Elect CHU Yun-Peng Mgmt For For For
20 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Aspen Pharmacare Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
APN CINS S0754A105 12/05/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Social and Ethics Mgmt For For For
Committee
Report
3 Re-Elect Douglas Mgmt For For For
(Kuseni)
Dlamini
4 Re-Elect Ben J. Kruger Mgmt For For For
5 Elect Themba Mkhwanazi Mgmt For For For
6 Elect Babalwa Ngonyama Mgmt For For For
7 Elect David S. Redfern Mgmt For For For
8 Elect Sindiswa (Sindi) Mgmt For For For
V.
Zilwa
9 Appointment of Auditor Mgmt For For For
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Linda de
Beer)
11 Elect Audit and Risk Mgmt For For For
Committee Member (Ben
J.
Kruger)
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Babalwa
Ngonyama)
13 Elect Audit and Risk Mgmt For For For
Committee Member
(Sindiswa (Sindi) V.
Zilwa)
14 General Authority to Mgmt For For For
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Authorization of Legal Mgmt For For For
Formalities
17 Remuneration Policy Mgmt For For For
18 Remuneration Mgmt For For For
Implementation
Report
19 Approve NEDs' Fees Mgmt For For For
(Chair)
20 Approve NEDs' Fees Mgmt For For For
(Member)
21 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chair)
22 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Member)
23 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Chair)
24 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Member)
25 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chair)
26 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Member)
27 Approval of Financial Mgmt For For For
Assistance (Section
45)
28 Authority to Mgmt For For For
Repurchase
Shares
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Astra International Tbk
Ticker Security ID: Meeting Date Meeting Status
ASII CINS Y7117N172 06/16/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and/or Commissioners;
Approval of
Remuneration
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
ASUSTeK Computer Inc.
Ticker Security ID: Meeting Date Meeting Status
2357 CINS Y04327105 06/09/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Capital Loans and
Endorsements/Guarantee
s
________________________________________________________________________________
Asymchem Laboratories (Tianjin) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002821 CINS Y0370S103 03/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public A-Share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Issue Price and Mgmt For For For
Pricing
Principles
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Amount and Purpose of Mgmt For For For
the Raised
Funds
9 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
10 Listing Place Mgmt For For For
11 The Valid Period of Mgmt For For For
The
Resolution
12 Preplan For Non-Public Mgmt For For For
Share
Offering
13 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
be
Raised from the
Non-public A-share
Offering
14 Connected Transactions Mgmt For For For
Involved in the
Non-public Share
Offering
15 Conditional Share Mgmt For For For
Subscription
Agreement to Be
Signed
with Subscribers
16 Report On The Use Of Mgmt For For For
Previously Raised
Funds
17 Verification Report on Mgmt For For For
the Use of Previously
Raised
Funds
18 Diluted Immediate Mgmt For For For
Return After the
Non-public
Share
Offering and Filling
Measures
19 Shareholder Return Mgmt For For For
Plan for the Next
Three Years
from
2020 to 2022
20 Full Authorization to Mgmt For For For
the Board to Handle
Matters
Regarding the
Non-public Share
Offering
________________________________________________________________________________
Asymchem Laboratories (Tianjin) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002821 CINS Y0370S103 04/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan
6 Appointment of Auditor Mgmt For For For
7 2019 Remuneration for Mgmt For For For
Directors,
Supervisors and
Senior Management and
2020 Remuneration
Plan
8 2019 Internal Control Mgmt For For For
Evaluation
Report
9 Self-Examination Mgmt For For For
Checklist For
Implementation Of
Internal Control
Rules
10 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
11 Authority to Mgmt For For For
Repurchase Shares
under the 2016 Stock
Option Incentive
Plan
12 Authority to Mgmt For For For
Repurchase Shares
under the 2018 Stock
Option Incentive
Plan
13 Authority to Mgmt For For For
Repurchase Shares
under the 2019 Stock
Option Incentive
Plan
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Asymchem Laboratories (Tianjin) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002821 CINS Y0370S103 05/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Introduction Of Mgmt For For For
Strategic
Investors
2 Conditional Strategic Mgmt For For For
Cooperation Agreement
With Strategic
Investors
3 Conditional Mgmt For For For
Supplementary
Agreement to the
Share Subscription
Agreement with
Subscribers
4 Full Authorization to Mgmt For For For
the Board to Handle
the Non-public
Offering and
Strategic
Cooperation
________________________________________________________________________________
Atacadao SA
Ticker Security ID: Meeting Date Meeting Status
CRFB3 CINS P0565P138 04/14/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to the Stock Mgmt For For For
Option
Plan
3 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
4 Amendments to Article Mgmt For For For
18
(Indemnizations)
5 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
6 Consolidation of Mgmt For For For
Articles
7 Instructions if Mgmt For For For
Meeting is Held on
Second
Call
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Atacadao SA
Ticker Security ID: Meeting Date Meeting Status
CRFB3 CINS P0565P138 04/14/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Ratify Marcelo Pavao Mgmt For For For
Lacerda and Luiz
Fernando Vendramini
Fleury's independence
status
7 Election of Directors Mgmt For For For
8 Approve Recasting of Mgmt N/A Abstain N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt For Abstain Against
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt For Abstain Against
Votes to Matthieu
Dominique Marie
Malige
12 Allocate Cumulative Mgmt For Abstain Against
Votes to Edouard
Balthazard Bertrand
de
Chavagnac
13 Allocate Cumulative Mgmt For Abstain Against
Votes to Noel
Frederic Georges
Prioux
14 Allocate Cumulative Mgmt For Abstain Against
Votes to Claire Marie
Du
Payrat
15 Allocate Cumulative Mgmt For Abstain Against
Votes to Jerome
Alexis Louis
Nanty
16 Allocate Cumulative Mgmt For Abstain Against
Votes to Eduardo
Pongracz
Rossi
17 Allocate Cumulative Mgmt For Abstain Against
Votes to Abilio dos
Santos
Diniz
18 Allocate Cumulative Mgmt For Abstain Against
Votes to Luiz
Fernando Vendramini
Fleury
19 Allocate Cumulative Mgmt For Abstain Against
Votes to Marcelo
Pavao
Lacerda
20 Request Separate Mgmt N/A Against N/A
Election for Board
Member
21 Request Cumulative Mgmt N/A Abstain N/A
Voting
22 Remuneration Policy Mgmt For For For
23 Request Establishment Mgmt For Against Against
of Supervisory
Council
24 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
AU Optronics Corp.
Ticker Security ID: Meeting Date Meeting Status
2409 CINS Y0453H107 06/17/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Loss Disposition Mgmt For For For
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
4 Demerger of the Mgmt For For For
Company's business of
the General Display
and the Public
Information Display
to the Company's
wholly-owned
subsidiary
5 Amendments to Articles Mgmt For For For
6 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
7 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Aurobindo Pharma Ltd
Ticker Security ID: Meeting Date Meeting Status
AUROPHARMA CINS Y04527142 08/29/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect P. Sarath Mgmt For For For
Chandra
Reddy
6 Elect M. Sivakumaran Mgmt For For For
7 Elect K. Ragunathan Mgmt For For For
8 Elect Savita Mahajan Mgmt For For For
9 Elect Avnit Bimal Singh Mgmt For For For
10 Appointment of P. Mgmt For For For
Sarath Chandra Reddy
(Whole-time
Director); Approval
of
Remuneration
11 Remuneration of M. Mgmt For For For
Madan Mohan Reddy
(Whole-Time
Director)
12 Remuneration of N. Mgmt For For For
Govindarajan
(Managing
Director)
________________________________________________________________________________
Aurobindo Pharma Ltd
Ticker Security ID: Meeting Date Meeting Status
AUROPHARMA CINS Y04527142 11/30/2019 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger by Absorption Mgmt For For For
between Parent and
Subsidiaries
________________________________________________________________________________
Autobio Diagnostics Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603658 CINS Y0483B104 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2020 Financial Budget Mgmt For For For
Report
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2020 Appointment Of Mgmt For For For
Audit
Firm
8 Special Report On The Mgmt For For For
Deposit And Use Of
Raised Funds In
2019
9 Estimated Guarantee Mgmt For For For
For Wholly-Owned
Subsidiaries
10 Connected Transactions Mgmt For For For
Regarding Loans From
The Controlling
Shareholder
11 Change of the Companys Mgmt For For For
Registered Capital
and Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Autobio Diagnostics Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603658 CINS Y0483B104 12/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
________________________________________________________________________________
Autohome Inc.
Ticker Security ID: Meeting Date Meeting Status
ATHM CUSIP 05278C107 12/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Han Qiu Mgmt For For For
2 Elect Dazong Wang Mgmt For For For
3 Elect LIU Junling Mgmt For For For
________________________________________________________________________________
Avenue Supermarts Ltd
Ticker Security ID: Meeting Date Meeting Status
DMART CINS Y04895101 08/20/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Manjri Chandak Mgmt For For For
4 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Approval of the Avenue Mgmt For Against Against
Supermarts Limited
Employee Stock Option
Scheme
2016
7 Extension of the Mgmt For Against Against
Avenue Supermarts
Limited Employee
Stock Option Scheme
2016 to the
Subsidiary
Companies
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 01/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Counter
Guarantees
2 Termination of Some Mgmt For For For
Projects Financed
with Raised Funds and
Permanently
Supplementing the
Working Capital with
Surplus Raised
Funds
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 03/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Renewal Of Guarantee Mgmt For For For
For Bank Loans Of A
Company
2 A Subsidiary's Sharing Mgmt For For For
of the Compan's Bank
Credit Line and the
Companys Provision of
Guarantee
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 04/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2020 Financial Budget Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Capital Increase of Mgmt For For For
Wholly-owned
Subsidiary
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 08/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WU Zhipeng as Mgmt For For For
Director
3 Elect YU Feng as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 11/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Related Party Mgmt For For For
Transactions
3 Related Party Mgmt For For For
Transactions
4 Related Party Mgmt For For For
Transactions
5 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 02/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose of the Mgmt For For For
Long-Term Incentive
Plan
2 Management Mgmt For For For
Organization of the
Long-Term Incentive
Plan
3 The Valid Period of Mgmt For For For
the Long-Term
Incentive Plan and
the Incentive
Method
4 Incentive Targets Mgmt For For For
5 Source, Number and Mgmt For For For
Distribution of
Restricted
Stocks
6 Grant Price of the Mgmt For For For
Restricted Stocks and
Its Determining
Method
7 Grant Date, Lock-up Mgmt For For For
Period, and Unlocking
Period of the
Long-Term Incentive
Plan
8 Conditions for Mgmt For For For
Granting and
Unlocking the
Restricted
Stocks
9 Procedure for Granting Mgmt For For For
and Unlocking
Restricted
Shares
10 Rights and Obligations Mgmt For For For
of the Company and
the Plan Participants
and Disputes
Resolution
Mechanism
11 Treatment Method under Mgmt For For For
Special
Circumstances
12 Alteration and Mgmt For For For
Termination of the
Plan
13 Principles for Mgmt For For For
Repurchase and
Cancellation
14 Other Issues Mgmt For For For
15 Purpose of the Mgmt For For For
Incentive
Plan
16 Management Mgmt For For For
Organization of the
Plan
17 Incentive Targets Mgmt For For For
18 Source, Number and Mgmt For For For
Distribution of
Restricted
Stocks
19 Grant Price of the Mgmt For For For
Restricted Stocks and
its Determining
Method
20 Valid Period, Grant Mgmt For For For
Date, Lock-Up Period
and Unlocking Date of
Shares
21 Conditions for Mgmt For For For
granting and
unlocking the
restricted
stocks
22 Procedure for Granting Mgmt For For For
and Unlocking
Restricted
Shares
23 Rights and Obligations Mgmt For For For
of the Company and
the Plan Participants
and Disputes
Resolution
Mechanism
24 Accounting Treatment Mgmt For For For
Method for the
Restricted Stocks and
Impact on the
Company's Business
Performance
25 Treatment Under Mgmt For For For
Special
Circumstances
26 Alteration and Mgmt For For For
Termination of the
Plan
27 Principles for Mgmt For For For
Repurchase and
Cancellation
28 Other Important Issues Mgmt For For For
29 Constitution of the Mgmt For For For
Company's Equity
Incentives Management
Measures
30 Constitution of Mgmt For For For
Appraisal Management
Measures for the
Company's Restricted
Stock Incentive
Plan
31 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the Equity Incentive
Plan
32 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the First Phase Equity
Incentive
Plan
33 Authority to Issue Mgmt For For For
Overseas
Bonds
34 Authority to Give Mgmt For For For
Guarantees
35 Approval of Line of Mgmt For For For
Credit
36 Elect HONG Haibo Mgmt For For For
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Financial Budget Mgmt For For For
Report
7 2020 Reappointment Of Mgmt For For For
Audit
Firm
8 Change of the Mgmt For For For
Company's Accounting
Policies
9 2019 Internal Control Mgmt For For For
Self-Evaluation
Report
10 2019 Internal Control Mgmt For For For
Audit
Report
11 2019 Corporate Social Mgmt For For For
Responsibility
Report
12 2019 Expense Report Mgmt For For For
And 2020 Expense
Budget Plan Of The
Board
13 Implementing Results Mgmt For For For
Of 2019 Continuing
Connected
Transactions
14 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
15 Entrusted Wealth Mgmt For For For
Management with
Temporarily Idle
Funds by the Company
and
Subsidiaries
16 2020 Authorization to Mgmt For Against Against
a Controlled
Subsidiary to Provide
Guarantee Quota for a
Subordinate Project
Company
17 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Corporate
Bonds
18 Par Value and Issuing Mgmt For For For
Volume
19 Bond Duration Mgmt For For For
20 Issuing Method Mgmt For For For
21 Interest Rate and Mgmt For For For
Method for Repayment
of Principal and
Interest
22 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
23 Redemption or Resale Mgmt For For For
Clauses
24 Credit Enhancing Mgmt For For For
Mechanism
25 Purpose of the Raised Mgmt For For For
Funds
26 Underwriting Method Mgmt For For For
and Listing
Arrangement
27 The Company's Credit Mgmt For For For
Conditions and
Repayment Guarantee
Measures
28 Valid Period of the Mgmt For For For
Resolution
29 Full Authorization to Mgmt For For For
the Board or Its
Authorized Persons to
Handle Matters
Regarding the
Issuance of Corporate
Bonds
30 Cancellation Of Some Mgmt For For For
Repurchased
Shares
31 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 07/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Against Against
Procedural
Rules
2 Establishment of Mgmt For Against Against
Beijing AVIC First
Phase Investment
Fund
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 10/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Interim Profit Mgmt For For For
Distribution
Plan
2 Authorization for Mgmt For For For
Participation in the
Investment of Private
Equity
Fund
________________________________________________________________________________
AVIC Electromechanical Systems Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002013 CINS Y37456111 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Verification And Mgmt For For For
Authorization Of
Comprehensive Credit
Line
7 2020 Financial Budget Mgmt For For For
Report
(Draft)
8 Renewal Of A Framework Mgmt For For For
Agreement For
Connected
Transactions With A
Company
9 2020 Continuing Mgmt For For For
Connected
Transactions
10 2020 External Mgmt For For For
Guarantee
Quota
11 Evaluation Of Auditing Mgmt For For For
Work Of The Audit
Firm And
Reappointment Of
Audit
Firm
12 Capital Increase For A Mgmt For For For
Company
13 Amendments To The Mgmt For For For
Articles Of
Association
________________________________________________________________________________
AVIC Electromechanical Systems Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002013 CINS Y37456111 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Capital Increase and Mgmt For For For
Share Expansion in a
Company
3 Termination of A Mgmt For For For
Project Financed with
Raised Funds and
Permanently
Supplementing the
Working Capital with
Surplus Raised
Funds
4 Disposal Mgmt For For For
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Avic Helicopter Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600038 CINS Y2981F108 06/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 Continuing Connected Mgmt For For For
Transactions
8 2019 Internal Control Mgmt For For For
Evaluation
Report
9 2019 Internal Control Mgmt For For For
Audit
Report
10 Reappointment Of Audit Mgmt For For For
Firm
11 Provision of Guarantee Mgmt For For For
for a Wholly-owned
Subsidiary's
Application for Loans
to a
Company
12 Amendments To The Mgmt For For For
Articles Of
Association
13 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
14 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Supervisory
Committee
15 Elect WANG Xuejun Mgmt For For For
16 Elect ZHANG Jichao Mgmt For For For
17 Elect XU Depeng Mgmt For For For
18 Elect GAN Liwei Mgmt For For For
19 Elect WANG Zhengxi Mgmt For For For
20 Elect RONG Jian Mgmt For For For
21 Elect WANG Meng Mgmt For For For
22 Elect TAO Guofei Mgmt For Against Against
________________________________________________________________________________
Avic Helicopter Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600038 CINS Y2981F108 12/13/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
AVIC Jonhon Optronic Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 02/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GUO Zeyi Mgmt For For For
2 Elect LI Sen Mgmt For For For
3 Elect LIU Yang Mgmt For For For
4 Elect HAN Feng Mgmt For For For
5 Elect WANG Bo Mgmt For For For
6 Elect HE Yimin Mgmt For For For
7 Elect FU Guicui Mgmt For For For
8 Elect WANG Huilan Mgmt For For For
9 Elect LUO Qinghua Mgmt For For For
10 Elect ZHAO Yong Mgmt For Against Against
11 Elect XIA Wu Mgmt For Against Against
12 Elect LU Shuangcheng Mgmt For Against Against
________________________________________________________________________________
AVIC Jonhon Optronic Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 04/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Account Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2020 Estimated Related Mgmt For Against Against
Party
Transactions
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2020 Financial Budget Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Mgmt For For For
Repurchase
Shares
10 Amendments to Articles Mgmt For Against Against
11 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
12 Amendments To The Mgmt For For For
Management System For
Write-Off Of
Assets
________________________________________________________________________________
AVIC Jonhon Optronic Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 A-Share Restricted Mgmt For For For
Stock Incentive
Plan(2nd Phase)
(Revised Draft) and
its
Summary
3 Constitution of Mgmt For For For
Appraisal Management
Measures for
the
Implementation of 2019
Restricted Stock
Incentive
Plan
4 Full Authorization to Mgmt For For For
the Board to Handle
Matters
Regarding the
Restricted Stock
Incentive
Plan
5 Termination Of The Mgmt For For For
Share Repurchase
Plan
________________________________________________________________________________
Avic Shenyang Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
600760 CINS Y7683G106 02/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Juwen AS Mgmt For For For
Director
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Avic Shenyang Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
600760 CINS Y7683G106 05/27/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report of Mgmt For For For
the Board of
Directors
2 2019 Work Report of Mgmt For For For
the Board of
Supervisors
3 2019 Work Report of Mgmt For For For
the Independent
Directors
4 2019 Financial Mgmt For For For
Accounts
Report
5 2020 Financial Budget Mgmt For For For
Report
6 The Actual Routine Mgmt For For For
Related Party
Transactions for 2019
and the Forecast of
Routine Related Party
Transactions for
2020
7 The Company to Provide Mgmt For For For
Entrusted Loans for
Subsidiaries and on
the Related Party
Transaction
8 Wholly Owned Mgmt For For For
Subsidiaries to Apply
for Comprehensive
Credit Facilities for
2020
9 Reappoint the Mgmt For For For
Accounting
Firm
10 The Profit Mgmt For For For
Distribution Scheme
for
2019
11 2019 Annual Report and Mgmt For For For
Its
Summary
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Avic Shenyang Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
600760 CINS Y7683G106 09/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Yanqun Mgmt For Against Against
2 Adjustment of the Mgmt For For For
Implementing Schedule
of Projects Financed
with Raised
Funds
________________________________________________________________________________
Avic Shenyang Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
600760 CINS Y7683G106 12/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Auditor Firm Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Avic Sunda Holding Company Limited
Ticker Security ID: Meeting Date Meeting Status
000043 CINS Y8345C103 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny1.0000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 Adjustment Of 2019 Mgmt For For For
Financial And
Internal Control
Audit
Fees
7 Application For Bank Mgmt For For For
Comprehensive Credit
Line Within The Next
12
Months
8 2020 Deposits In And Mgmt For Against Against
Loans From A
Bank
9 Provision Of Guarantee Mgmt For For For
Quota For
Wholly-Owned
Subsidiaries Within
The Next 12
Months
10 Continuing Connected Mgmt For For For
Transactions with a
Company and Its
Subordinated
Enterprises
11 Continuing Connected Mgmt For For For
Transactions with
Another Company and
Its Subordinated
Enterprises
12 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
13 Financial Service Mgmt For Against Against
Agreement To Be
Signed With A
Company
________________________________________________________________________________
Avichina Industry & Technology
Ticker Security ID: Meeting Date Meeting Status
2357 CINS Y0485Q109 02/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisitions Mgmt For For For
________________________________________________________________________________
Avichina Industry & Technology
Ticker Security ID: Meeting Date Meeting Status
2357 CINS Y0485Q109 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Board Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Mgmt For For For
International and
Domestic Auditor and
Authority to Set
Fees
8 Shareholders Proposal ShrHoldr For Abstain Against
9 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase H
Shares
11 Shareholders Proposal ShrHoldr For Abstain Against
________________________________________________________________________________
Avichina Industry & Technology
Ticker Security ID: Meeting Date Meeting Status
2357 CINS Y0485Q109 08/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Asset Swap Agreement Mgmt For For For
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Axis Bank Ltd
Ticker Security ID: Meeting Date Meeting Status
AXISBANK CINS Y0487S137 01/09/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect S. Vishvanathan Mgmt For For For
________________________________________________________________________________
Axis Bank Ltd
Ticker Security ID: Meeting Date Meeting Status
AXISBANK CINS Y0487S137 07/20/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Usha Sangwan Mgmt For Against Against
4 Elect Rakesh Makhija Mgmt For For For
(Part-Time Chair);
Approval of
Remuneration
5 Revision of Mgmt For For For
Remuneration of
Amitabh Chaudhry
(Managing Director &
CEO)
6 Revision of Mgmt For For For
Remuneration of Rajiv
Anand (Executive
Director - Wholesale
Banking)
7 Appoint Rajiv Anand Mgmt For For For
(Executive Director -
Wholesale Banking);
Approval of
Remuneration
8 Revision of Mgmt For For For
Remuneration of
Rajesh Dahiya
(Executive Director -
Corporate
Centre)
9 Appoint Rajesh Dahiya Mgmt For For For
(Executive Director -
Corporate Centre);
Approval of
Remuneration
10 Elect Pralay Mondal Mgmt For For For
11 Appoint Pralay Mondal Mgmt For For For
(Executive Director -
Retail Banking);
Approval of
Remuneration
12 Authority to Issue Mgmt For For For
Debt
Instruments
13 Directors' Commission Mgmt For For For
________________________________________________________________________________
Axis Bank Ltd
Ticker Security ID: Meeting Date Meeting Status
AXISBANK CINS Y0487S137 08/21/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares and/or other
Equity Linked
Securities w/o
Preemptive
Rights
________________________________________________________________________________
Ayala Corporation
Ticker Security ID: Meeting Date Meeting Status
AC CINS Y0486V115 04/24/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Call To Order Mgmt For For For
2 Proof of Notice and Mgmt For For For
Determination of
Quorum
3 Meeting Minutes Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Elect Jaime Augusto Mgmt For For For
Zobel de
Ayala
7 Elect Fernando Zobel Mgmt For For For
de
Ayala
8 Elect Delfin L. Lazaro Mgmt For For For
9 Elect Keiichi Matsunaga Mgmt For For For
10 Elect Xavier P. Loinaz Mgmt For For For
11 Elect Rizalina G. Mgmt For For For
Mantaring
12 Elect Antonio Jose U. Mgmt For For For
Periquet,
Jr.
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Transaction of Other Mgmt For Abstain Against
Business
15 Adjournment Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ayala Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALI CINS Y0488F100 04/22/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Call To Order Mgmt For For For
3 Proof of Notice and Mgmt For For For
Determination of
Quorum
4 Meeting Minutes Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Elect Fernando Zobel Mgmt For For For
de
Ayala
8 Elect Jaime Augusto Mgmt For For For
Zobel de
Ayala
9 Elect Bernard Vincent Mgmt For For For
O.
Dy
10 Elect Antonino T. Mgmt For For For
Aquino
11 Elect Arturo G. Corpuz Mgmt For For For
12 Elect Rizalina G. Mgmt For For For
Mantaring
13 Elect Rex Ma. A. Mgmt For For For
Mendoza
14 Elect Sherisa P. Nuesa Mgmt For For For
15 Elect Cesar V. Purisima Mgmt For For For
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Transaction of Other Mgmt For Abstain Against
Business
18 Adjournment Mgmt For For For
________________________________________________________________________________
B2W Companhia Digital
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 04/30/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Remuneration policy Mgmt For For For
5 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
________________________________________________________________________________
B2W Companhia Digital
Ticker Security ID: Meeting Date Meeting Status
BTOW3 CINS P19055113 04/30/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
(Corporate
Purpose)
4 Amendments to Article Mgmt For For For
(Reconciliation of
Share
Capital)
5 Amendments to Article Mgmt For For For
(Governance and
Sustainability
Commitments)
6 Consolidation of Mgmt For For For
Articles
7 Ratify Acquisition of Mgmt For For For
SuperNow Portal e
Servicos de Internet
Ltda.
________________________________________________________________________________
B3 S.A. - Brasil Bolsa Balcao
Ticker Security ID: Meeting Date Meeting Status
B3SA3 CINS ADPV40583 04/30/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
4 Amendments to Article Mgmt For For For
3 (Corporate
Purpose)
5 Amendments to Article Mgmt For For For
46 (Audit
Committee)
6 Amendments to Article Mgmt For For For
79
(Temporary Provisions)
7 Amendments to Articles Mgmt For For For
(Technical)
8 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
B3 S.A. - Brasil Bolsa Balcao
Ticker Security ID: Meeting Date Meeting Status
B3SA3 CINS ADPV40583 04/30/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration policy Mgmt For For For
5 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
6 Election of Mgmt For For For
Supervisory
Council
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
8 Supervisory Council Mgmt For For For
Fees
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BAIC BluePark New Energy Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600733 CINS Y1306F108 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Accounts Mgmt For For For
Plan
2 2019 Profit Mgmt For For For
Distribution
Plan
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Internal Control Mgmt For For For
Evaluation
Report
5 2019 Work Report Of Mgmt For For For
The Board Of
Directors
6 2019 Work Report Of Mgmt For For For
Independent
Directors
7 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
8 2020 Estimated Quota Mgmt For For For
Of Continuing
Connected
Transactions
9 2020 Reappointment Of Mgmt For For For
Financial And
Internal Control
Audit
Firm
10 Elect LIU Rui Mgmt For For For
11 Purchase Of Structured Mgmt For For For
Deposits With
Temporarily Idle
Proprietary
Funds
________________________________________________________________________________
BAIC BluePark New Energy Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600733 CINS Y1306F108 12/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
BAIC Motor Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1958 CINS Y0506H104 06/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect QI Chunyu as Mgmt For For For
Supervisor
8 Authority to Issue Mgmt For For For
Debt Financing
Instruments
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BAIC Motor Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1958 CINS Y0506H104 06/18/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Bajaj Auto Ltd
Ticker Security ID: Meeting Date Meeting Status
BAJAJ-AUTO CINS Y05490100 03/14/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment and Mgmt For For For
Continuation of
Office of Rahul Bajaj
as Non-Executive
Chair
3 Approve Remuneration Mgmt For For For
to Rahul Bajaj as
Non-Executive
Chair
4 Adoption of New Mgmt For For For
Articles of
Association
5 Amendment to Foreign Mgmt For Against Against
Portfolio Investor's
Investment
Limit
________________________________________________________________________________
Bajaj Auto Ltd
Ticker Security ID: Meeting Date Meeting Status
BAJAJ-AUTO CINS Y05490100 07/26/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sanjiv Bajaj Mgmt For For For
5 Elect Pradeep Mgmt For For For
Shrivastava
6 Elect Rakesh Sharma Mgmt For For For
7 Appoint Rakesh Sharma Mgmt For For For
(Executive Director);
Approve
Remuneration
8 Elect Lila F. Mgmt For For For
Poonawalla
9 Elect Pradip P. Shah Mgmt For For For
10 Elect Nanoo Pamnani Mgmt For For For
11 Elect D.J. Balaji Rao Mgmt For For For
12 Maintenance of Maximum Mgmt For For For
Board
Size
________________________________________________________________________________
Bajaj Finance Ltd
Ticker Security ID: Meeting Date Meeting Status
BAJFINANCE CINS Y0547D112 03/15/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
of
Association
3 Amendment to Foreign Mgmt For For For
Investor
Restrictions
4 Amendment to Borrowing Mgmt For For For
Powers
5 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Bajaj Finance Ltd
Ticker Security ID: Meeting Date Meeting Status
BAJFINANCE CINS Y0547D112 07/25/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Rajiv Bajaj Mgmt For For For
5 Elect Naushad Darius Mgmt For For For
Forbes
6 Elect Anami N Roy Mgmt For For For
7 Elect Nanoo Pamnani Mgmt For For For
8 Elect Dipak Poddar Mgmt For For For
9 Elect Ranjan Sanghi Mgmt For For For
10 Elect D.J. Balaji Rao Mgmt For For For
11 Elect Omkar M. Goswami Mgmt For For For
12 Elect Gita Piramal Mgmt For For For
13 Continuation of Office Mgmt For For For
for Rahul
Bajaj
14 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Bajaj Finance Ltd
Ticker Security ID: Meeting Date Meeting Status
BAJFINANCE CINS Y0547D112 10/23/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
Bajaj Finserv Limited
Ticker Security ID: Meeting Date Meeting Status
BAJAJFINSV CINS Y0548X109 03/14/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of New Mgmt For For For
Articles
3 Amendment to Foreign Mgmt For Against Against
Investor
Restrictions
________________________________________________________________________________
Bajaj Finserv Limited
Ticker Security ID: Meeting Date Meeting Status
BAJAJFINSV CINS Y0548X109 07/25/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Madhur Bajaj Mgmt For For For
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect Anami N. Roy Mgmt For For For
7 Elect Manish Kejriwal Mgmt For For For
8 Elect Nanoo Pamnani Mgmt For For For
9 Elect D.J. Balaji Rao Mgmt For For For
10 Elect Gita Piramal Mgmt For For For
11 Continuation of Office Mgmt For For For
of Rahul
Bajaj
12 Remuneration of Sanjiv Mgmt For For For
Bajaj (Managing
Director &
CEO)
________________________________________________________________________________
Banco Bradesco S.A.
Ticker Security ID: Meeting Date Meeting Status
BBDC3 CINS P1808G109 03/10/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capitalization of Mgmt For For For
Reserves for Bonus
Share
Issuance
3 Amendments to Article Mgmt For For For
8 (Board
Size)
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco Bradesco S.A.
Ticker Security ID: Meeting Date Meeting Status
BBDC3 CINS P1808G117 03/10/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Cristiana Mgmt N/A For N/A
Pereira as
Supervisory Council
Member Presented by
Preferred
Shareholders
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco Bradesco S.A.
Ticker Security ID: Meeting Date Meeting Status
BBDC3 CINS P1808G109 03/10/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Elect Luiz Carlos Mgmt For For For
Trabuco
Cappi
8 Elect Carlos Alberto Mgmt For For For
Rodrigues
Guilherme
9 Elect Denise Aguiar Mgmt For For For
Alvarez
Valente
10 Elect Joao Aguiar Mgmt For Against Against
Alvarez
11 Elect Milton Matsumoto Mgmt For For For
12 Elect Alexandre da Mgmt For For For
Silva
Gluher
13 Elect Josue Augusto Mgmt For For For
Pancini
14 Elect Mauricio Machado Mgmt For For For
de
Minas
15 Elect Walter Luis Mgmt For For For
Bernardes
Albertoni
16 Elect Samuel Monteiro Mgmt For For For
dos Santos
Junior
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Proportional Mgmt For Abstain Against
Allocation of
Cumulative
Votes
19 Allocate Cumulative Mgmt For Abstain Against
Votes to Luiz Carlos
Trabuco
Cappi
20 Allocate Cumulative Mgmt For Abstain Against
Votes to Carlos
Alberto Rodrigues
Guilherme
21 Allocate Cumulative Mgmt For Abstain Against
Votes to Denise
Aguiar
Alvarez
22 Allocate Cumulative Mgmt For Abstain Against
Votes to Joao Aguiar
Alvarez
23 Allocate Cumulative Mgmt For Abstain Against
Votes to Milton
Matsumoto
24 Allocate Cumulative Mgmt For Abstain Against
Votes to Alexandre da
Silva
Gluher
25 Allocate Cumulative Mgmt For Abstain Against
Votes to Josue
Augusto
Pancini
26 Allocate Cumulative Mgmt For Abstain Against
Votes to Mauricio
Machado de
Minas
27 Allocate Cumulative Mgmt For Abstain Against
Votes to Walter Luis
Bernardes
Albertoni
28 Allocate Cumulative Mgmt For Abstain Against
Votes to Samuel
Monteiro dos Santos
Junior
29 Election of Mgmt For Abstain Against
Supervisory
Council
30 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
31 Non-Voting Agenda Item N/A N/A N/A N/A
32 Elect Ivanyra Maura de Mgmt N/A For N/A
Medeiros Correa as
Supervisory Council
Member Presented by
Minority
Shareholders
33 Remuneration Policy Mgmt For For For
34 Supervisory Council Mgmt For For For
Fees
________________________________________________________________________________
Banco Bradesco S.A.
Ticker Security ID: Meeting Date Meeting Status
BBDC3 CINS P1808G109 08/30/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Mgmt For For For
Appointment of
Appraiser
3 Valuation Report Mgmt For For For
4 Merger Agreement Mgmt For For For
(Bradesco
Cartoes)
5 Merger (Bradesco Mgmt For For For
Cartoes)
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco Bradesco S.A.
Ticker Security ID: Meeting Date Meeting Status
BBDC3 CINS P1808G109 08/30/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Acquisition Mgmt For For For
(BAC Florida
Bank)
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco Bradesco S.A.
Ticker Security ID: Meeting Date Meeting Status
BBDC3 CINS P1808G109 08/30/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Genival Mgmt For For For
Francisco da Silva as
Alternate Supervisory
Council Member
Presented by Minority
Shareholders
3 Amendments to Article Mgmt For For For
5 (Corporate
Purpose)
4 Amendments to Article Mgmt For For For
8 (Board of
Directors)
5 Amendments to Article Mgmt For For For
9 (Board
Duties)
6 Consolidation of Mgmt For For For
Articles
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco BTG Pactual S.A.
Ticker Security ID: Meeting Date Meeting Status
BPAC3 CINS ADPV39929 04/28/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
24 (Audit
Committee)
4 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Banco BTG Pactual S.A.
Ticker Security ID: Meeting Date Meeting Status
BPAC3 CINS ADPV39929 04/28/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Request Cumulative Mgmt N/A Abstain N/A
Voting
5 Elect Roberto Balls Mgmt For Against Against
Sallouti
6 Elect Claudio Eugenio Mgmt For For For
Stiller
Galeazzi
7 Elect John Huw Gwili Mgmt For For For
Jenkins
8 Elect Mark Clifford Mgmt For For For
Maletz
9 Elect Nelson Azevedo Mgmt For For For
Jobim
10 Elect Guillermo Ortiz Mgmt For For For
Martinez
11 Elect Eduardo Henrique Mgmt For For For
de Mello Motta
Loyo
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Roberto
Balls
Sallouti
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Claudio
Eugenio Stiller
Galeazzi
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to John Huw
Gwili
Jenkins
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Mark
Clifford
Maletz
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Nelson
Azevedo
Jobim
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Guilhermo
Ortiz
Martinez
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo
Henrique de Mello
Motta
Loyo
21 Request Separate Mgmt N/A Against N/A
Election for Board
Member
(Minority)
22 Request Separate Mgmt N/A Against N/A
Election for Board
Member
(Preferred)
23 Cumulate Common and Mgmt N/A Against N/A
Preferred
Shares
24 Remuneration Policy Mgmt For For For
25 Request Establishment Mgmt N/A Against N/A
of Supervisory
Council
26 Non-Voting Meeting Note N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco BTG Pactual S.A.
Ticker Security ID: Meeting Date Meeting Status
BPAC3 CINS ADPV39929 12/20/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Mgmt For For For
Appointment of
Appraiser
3 Valuation Report Mgmt For For For
4 Merger Agreement Mgmt For For For
5 Merger (Novaportfolio Mgmt For For For
Participacoes
S.A.)
6 Conversion of Shares Mgmt For For For
7 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
8 Consolidation of Mgmt For For For
Articles
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco de Chile
Ticker Security ID: Meeting Date Meeting Status
CHILE CINS P0939W108 03/26/2020 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
4 Directors' Fees Mgmt For Against Against
5 Directors' and Audit Mgmt For Against Against
Committee Fees;
Budget
6 Appointment of Auditor Mgmt For Against Against
7 Appointment of Risk Mgmt For Against Against
Rating
Agency
8 Report of the Mgmt For For For
Directors' and Audit
Committee
9 Related Party Mgmt For For For
Transactions
10 Transaction of Other Mgmt N/A Abstain N/A
Business
________________________________________________________________________________
Banco de Credito e Inversiones
Ticker Security ID: Meeting Date Meeting Status
BCI CINS P32133111 04/08/2020 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Directors' Committee Mgmt For For For
Fees and
Budget
5 Appointment of Auditor Mgmt For For For
6 Appointment of Risk Mgmt For For For
Rating
Agency
7 Presentation of Mgmt For For For
Directors' Committee
Report
8 Related Party Mgmt For For For
Transactions
9 Publication of Company Mgmt For For For
Notices
10 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Banco de Credito e Inversiones
Ticker Security ID: Meeting Date Meeting Status
BCI CINS P32133111 04/08/2020 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capitalization of Mgmt For For For
Reserves
2 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
3 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Banco Do Brasil S.A.
Ticker Security ID: Meeting Date Meeting Status
BBAS3 CINS P11427112 11/27/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paulo Antonio Mgmt For For For
Spencer Uebel as
Supervisory Council
Member
2 Elect Rafael Mgmt For For For
Cavalcanti de Araujo
as Supervisory
Council
Member
3 Ratify Co-Option and Mgmt For For For
Elect Helio Lima
Magalhaes
4 Ratify Co-Option and Mgmt For For For
Elect Marcelo
Serfaty
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
7 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Helio Lima
Magalhaes
8 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcelo
Serfaty
9 Amendments to Articles Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco Macro SA
Ticker Security ID: Meeting Date Meeting Status
BMA CUSIP 05961W105 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
4 Allocation of Profits Mgmt For For For
5 Distribution of Mgmt For For For
Dividends
6 Ratification of Mgmt For For For
Directors'
Fees
7 Ratification of Mgmt For For For
Supervisory Council
Fees
8 Ratification of Mgmt For For For
Auditor's
Fees
9 Elect Jorge Horacio Mgmt For For For
Brito
10 Elect Delfin Federico Mgmt For For For
Ezequiel
Carballo
11 Elect Director for a Mgmt For Against Against
Three-Year Term
Nominated by
FGS-ANSES
12 Elect Director to Mgmt For Against Against
Replace Juan Martin
Monge Varela for a
One-Year
Term
13 Elect Director to Mgmt For Against Against
Replace Martin
Estanislao Gorosito
for a Two-Year
Term
14 Elect Alternate Mgmt For Against Against
Director to Replace
Alejandro Guillermo
Chiti for a Two-Year
Term
15 Election of Mgmt For Against Against
Supervisory
Council
16 Appointment of Auditor Mgmt For For For
17 Audit Committee Budget Mgmt For For For
18 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Banco Santander (Brasil) SA
Ticker Security ID: Meeting Date Meeting Status
SANB3 CINS P1505Z160 04/30/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Company's
Offices)
3 Consolidation of Mgmt For For For
Articles
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco Santander (Brasil) SA
Ticker Security ID: Meeting Date Meeting Status
SANB3 CINS P1505Z160 04/30/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Request Establishment Mgmt For Against Against
of Supervisory
Council
________________________________________________________________________________
Banco Santander (Brasil) SA
Ticker Security ID: Meeting Date Meeting Status
SANB3 CINS P1505Z160 06/10/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Pedro Augusto de Mgmt For For For
Melo
4 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
5 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Pedro
Augusto de
Melo
6 Consolidate Board's Mgmt For For For
Composition
7 Consolidation of Mgmt For For For
Articles
8 Amendments to Articles Mgmt For For For
(Technical)
________________________________________________________________________________
Banco Santander Chile S.A.
Ticker Security ID: Meeting Date Meeting Status
BSANTANDER CINS P1506A107 04/30/2020 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Claudio Melandri Mgmt For For For
Hinojosa
5 Elect Rodrigo Vergara Mgmt For For For
6 Elect Orlando Poblete Mgmt For For For
Iturrate
7 Elect Juan Pedro Santa Mgmt For For For
Maria
Perez
8 Elect Lucia Santa Cruz Mgmt For For For
Sutil
9 Elect Ana Dorrego de Mgmt For For For
Carlos
10 Elect Rodrigo Mgmt For For For
Echenique
Gordillo
11 Elect Felix de Vicente Mgmt For For For
Mingo
12 Elect Alfonso Gomez Mgmt For For For
Morales
13 Elect Victoria Hurtado Mgmt For For For
Larrain
14 Elect Blanca Mgmt For For For
Bustamante
(Alternate)
15 Elect Oscar Von Mgmt For For For
Chrismar
(Alternate)
16 Directors' Fees Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Appointment of Risk Mgmt For For For
Rating
Agency
19 Audit Committee Fees Mgmt For For For
and
Budget
20 Related Party Mgmt For For For
Transactions
21 Transaction of Other Mgmt N/A Abstain N/A
Business
________________________________________________________________________________
Banco Santander Chile S.A.
Ticker Security ID: Meeting Date Meeting Status
BSANTANDER CINS P1506A107 08/27/2019 Voted
Meeting Type Country of Trade
Special Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of 51% of Mgmt For For For
the Shares Issued by
Santander Consumer
Chile
S.A
2 Report on Related Mgmt For For For
Party
Transactions
3 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Bancolombia SA
Ticker Security ID: Meeting Date Meeting Status
BCOLOMBIA CINS P1329P141 03/13/2020 Voted
Meeting Type Country of Trade
Ordinary Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Quorum Mgmt For For For
3 Agenda Mgmt For For For
4 Appointment of Mgmt For For For
Delegates in Charge
of Meeting
Minutes
5 Presentation of Report Mgmt For For For
of the Board and the
CEO
6 Presentation of Report Mgmt For For For
on Corporate
Governance
7 Presentation of Report Mgmt For For For
of the Audit
Committee
8 Presentation of Mgmt For For For
Individual and
Consolidated
Financial
Statements
9 Presentation of the Mgmt For For For
Auditor's
Report
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Election of Directors Mgmt For Against Against
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Bandhan Bank Ltd
Ticker Security ID: Meeting Date Meeting Status
BANDHANBNK CINS Y0567Q100 12/04/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reduction in Mgmt For For For
Authorized
Capital
3 Amendment to Foreign Mgmt For For For
Investor
Restrictions
________________________________________________________________________________
Bangkok Bank Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
BBL CINS Y0606R119 03/05/2020 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
3 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Bank Al Jazira
Ticker Security ID: Meeting Date Meeting Status
1020 CINS M0R43T102 04/15/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Auditors' Report Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
(Aljazira Takaful
Taawuni)
8 Related Party Mgmt For For For
Transactions
(Aljazira
Capital)
________________________________________________________________________________
Bank Al Jazira
Ticker Security ID: Meeting Date Meeting Status
1020 CINS M0R43T102 12/16/2019 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article Mgmt For For For
22
2 Adopt Remuneration Mgmt For For For
Policy
3 Adopt Corporate Social Mgmt For For For
Responsibility
Policy
4 Amendments to Audit Mgmt For For For
Committee
Charter
5 Amendments to NomRem Mgmt For For For
Committee
Charter
6 Authority to Pay Mgmt For For For
Interim
Dividends
7 Board Transactions Mgmt For For For
________________________________________________________________________________
Bank Albilad
Ticker Security ID: Meeting Date Meeting Status
1140 CINS M1637E104 04/26/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees (Q1
2020)
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
(2020-2021)
6 Ratification of Board Mgmt For For For
Acts
7 Interim Dividend Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Authority to Pay Mgmt For For For
Interim
Dividends
10 Directors' Fees Mgmt For For For
11 Amendments to Audit Mgmt For For For
Committee
Charter
12 Amendments to NomRem Mgmt For For For
Committee
Charter
13 Board Transactions Mgmt For For For
Guidelines
14 Related Party Mgmt For For For
Transactions
Guidelines (Board
Members)
15 Related Party Mgmt For For For
Transactions
(MASIC)
16 Related Party Mgmt For For For
Transactions
(Mohammed Ibrahim
Alsubeaei and Sons
Co.)
17 Related Party Mgmt For For For
Transactions (Al
Argan Homes Co.
1)
18 Related Party Mgmt For For For
Transactions (Al
Argan Homes Co.
2)
19 Related Party Mgmt For For For
Transactions (Al
Argan Homes Co.
3)
________________________________________________________________________________
Bank Albilad
Ticker Security ID: Meeting Date Meeting Status
1140 CINS M1637E104 05/12/2020 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Bank Millennium SA
Ticker Security ID: Meeting Date Meeting Status
MIL CINS X05407105 03/20/2020 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Voting Method Mgmt For For For
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Voting Mgmt For For For
Committee
8 Accounts and Reports Mgmt For For For
9 Accounts and Reports Mgmt For For For
(Consolidated)
10 Supervisory Board Mgmt For For For
Report
11 Allocation of Profits Mgmt For For For
12 Ratification of Mgmt For For For
Management and
Supervisory Board
Acts
13 Amendments to Articles Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Millennium SA
Ticker Security ID: Meeting Date Meeting Status
MIL CINS X05407105 08/27/2019 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Voting Method Mgmt For For For
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Voting Mgmt For For For
Committee
8 Merger Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Incentive Plan Mgmt For Against Against
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Negara Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BBNI CINS Y74568166 02/20/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Renewal of Recovery Mgmt For For For
Plan
6 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Bank Negara Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BBNI CINS Y74568166 08/30/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Results of Operations Mgmt For For For
2 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Bank Of Beijing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601169 CINS Y06958113 04/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issue Open-Ended Mgmt For For For
Capital
Bonds
________________________________________________________________________________
Bank Of Beijing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601169 CINS Y06958113 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Financial Report Mgmt For For For
4 2020 Financial Budget Mgmt For For For
Report
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Appointment Of Mgmt For For For
Audit
Firm
7 Connected Credit For A Mgmt For For For
Company
8 Connected Credit For A Mgmt For For For
2Nd
Company
9 Connected Credit For A Mgmt For For For
3Rd
Company
10 2019 Special Report On Mgmt For For For
Connected
Transactions
________________________________________________________________________________
Bank Of Beijing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601169 CINS Y06958113 12/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Praveen Khurana Mgmt For For For
2 Elect PENG Jihai Mgmt For For For
3 Elect WANG Ruihua Mgmt For For For
4 Elect LIU Hongyu Mgmt For For For
5 Elect GAO Jinbo Mgmt For For For
6 Elect QU Qiang Mgmt For For For
________________________________________________________________________________
Bank Of Chengdu Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601838 CINS Y0R95C103 04/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Fan Mgmt For For For
2 Issuance Of Write-Down Mgmt For For For
Non-Fixed Term
Capital
Bonds
3 Amendments To The Mgmt For For For
Equity Management
Measures
________________________________________________________________________________
Bank Of Chengdu Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601838 CINS Y0R95C103 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Plan
4 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny4.2000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
5 2020 Estimated Quota Mgmt For For For
Of Continuing
Connected
Transactions
6 2020 Appointment Of Mgmt For For For
Audit
Firm
7 2019 Connected Mgmt For For For
Transactions
________________________________________________________________________________
Bank of China Ltd.
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2020 Annual Budget for Mgmt For For For
Fixed Assets
Investment
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect ZHAO Jie Mgmt For For For
10 Elect XIAO Lihong Mgmt For For For
11 Elect WANG Xiaoya Mgmt For For For
12 Elect CHEN Jianbo Mgmt For For For
13 Remuneration Plan for Mgmt For For For
External
Supervisors
14 Application for Mgmt For For For
Provisional
Authorization of
Outbound
Donations
15 Bond Issuance Plan Mgmt For For For
16 Issuance of Write-down Mgmt For For For
Undated Capital
Bonds
17 Issuance of Qualified Mgmt For For For
Write-down Tier 2
Capital
Instruments
18 Elect WANG Wei Mgmt For For For
________________________________________________________________________________
Bank of China Ltd.
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y13905107 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2020 Annual Budget for Mgmt For For For
Fixed Assets
Investment
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect ZHAO Jie Mgmt For For For
8 Elect XIAO Lihong Mgmt For For For
9 Elect WANG Xiaoya Mgmt For For For
10 Elect CHEN Jianbo Mgmt For For For
11 Remuneration Plan for Mgmt For For For
External
Supervisors
12 Application for Mgmt For For For
Provisional
Authorization of
Outbound
Donations
13 Bond Issuance Plan Mgmt For For For
14 Issuance of Write-down Mgmt For For For
Undated Capital
Bonds
15 Issuance of Qualified Mgmt For For For
Write-down Tier 2
Capital
Instruments
16 Elect WANG Wei Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of China Ltd.
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 12/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2018 Remuneration Mgmt For For For
Distribution Plan for
Chair of Board of
Directors and
Executive
Directors
3 2018 Remuneration Mgmt For For For
Distribution Plan for
Chair of Board of
Supervisors
and
Shareholder
Representative
Supervisors
4 Improving Remuneration Mgmt For Against Against
Plan of Independent
Non-executive
Directors
5 Elect CHEN Chunhua Mgmt For For For
6 Elect Jose CHUI Sai Mgmt For For For
Peng
7 Application for Mgmt For For For
Provisional
Authorization of
Outbound
Donations
8 Elect WANG Jiang Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of China Ltd.
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y13905107 12/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2018 Remuneration Mgmt For For For
Distribution Plan for
Chair of Board of
Directors and
Executive
Directors
3 2018 Remuneration Mgmt For For For
Distribution Plan for
Chair of Board of
Supervisors
and
Shareholder
Representative
Supervisors
4 Improving Remuneration Mgmt For Against Against
Plan of Independent
Non-executive
Directors
5 Elect CHEN Chunhua Mgmt For For For
6 Elect Jose CHUI Sai Mgmt For For For
Peng
7 Application for Mgmt For For For
Provisional
Authorization of
Outbound
Donations
8 Elect WANG Jiang Mgmt For For For
________________________________________________________________________________
Bank Of Communications Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
3328 CINS Y06988102 03/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Plan for Mgmt For For For
Directors for
2018
3 Remuneration Plan for Mgmt For For For
Supervisors for
2018
4 Authority to Issue Mgmt For For For
undated capital
bonds
5 Capital Increase of Mgmt For For For
Bank of
Communications (Hong
Kong)
Limited
6 Elect LI Longcheng as Mgmt For For For
Director
7 Elect ZHANG Minsheng Mgmt For For For
as
Supervisor
________________________________________________________________________________
Bank Of Communications Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
3328 CINS Y06988110 03/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration Plan for Mgmt For For For
Directors for
2018
2 Remuneration Plan for Mgmt For For For
Supervisors for
2018
3 Authority to Issue Mgmt For For For
undated capital
bonds
4 Capital Increase of Mgmt For For For
Bank of
Communications (Hong
Kong)
Limited
5 Elect LI Longcheng as Mgmt For Against Against
Director
6 Elect ZHANG Minsheng Mgmt For For For
as
Supervisor
________________________________________________________________________________
Bank Of Communications Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
3328 CINS Y06988102 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Fixed Assets Mgmt For For For
Investment
Plan
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Increase in Amount of Mgmt For For For
External
Donations
10 Elect David LIAO Yi Mgmt For For For
Chien
11 Elect ZHANG Xiangdong Mgmt For For For
12 Elect LI Xiaohui Mgmt For For For
13 Elect JU Jiandong as Mgmt For For For
Supervisor
14 Elect LIU Jun Mgmt For For For
15 Issuance of Financial Mgmt For For For
Bonds
________________________________________________________________________________
Bank Of Communications Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
3328 CINS Y06988110 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Fixed Assets Mgmt For For For
Investment
Plan
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Increase in Amount of Mgmt For For For
External
Donations
8 Elect David LIAO Yi Mgmt For For For
Chien
9 Elect ZHANG Xiangdong Mgmt For For For
10 Elect LI Xiaohui Mgmt For For For
11 Elect JU Jiandong as Mgmt For For For
Supervisor
12 Elect LIU Jun Mgmt For For For
13 Issuance of Financial Mgmt For For For
Bonds
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of Guiyang
Ticker Security ID: Meeting Date Meeting Status
601997 CINS Y0694A101 02/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance and Mgmt For For For
Subscription
4 Pricing Base Date, Mgmt For For For
Pricing Principles
and Issue
Price
5 Purpose and Amount of Mgmt For For For
the Raised
Funds
6 Issuing Volume Mgmt For For For
7 Issuing Targets and Mgmt For For For
Subscription
Results
8 Lock-up Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
11 Valid Period of the Mgmt For For For
Resolution
12 Preplan for Non-public Mgmt For For For
Share
Offering
13 Report on Use of Mgmt For For For
Previously Raised
Funds
14 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
be
Raised from the
Non-public A-share
Offering
15 Conditional Share Mgmt For For For
Subscription
Agreement to be
Signed
with Subscribers
16 Amendments to Articles Mgmt For For For
17 Diluted Immediate Mgmt For For For
Return After the 2020
Non-public Share
Offering, Filling
Measures
and
Commitments of
Relevant
Parties
18 Connected Transactions Mgmt For For For
Involved in the
Non-public Share
Offering
19 Capital Management Mgmt For For For
Plan From 2020 To
2022
20 Shareholder Return Mgmt For For For
Plan for the Next
Three Years
from
2020 to 2022
21 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the Non-public Share
Offering
22 Elect WANG Yong as Mgmt For For For
Director
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of Guiyang
Ticker Security ID: Meeting Date Meeting Status
601997 CINS Y0694A101 03/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public A-share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance and Mgmt For For For
Subscription
4 Pricing Base Date, Mgmt For For For
Pricing Principles
and Issue
Price
5 Purpose and Amount of Mgmt For For For
the Raised
Funds
6 Issuing Volume Mgmt For For For
7 Issuing Targets and Mgmt For For For
Subscription
Results
8 Lock-up Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Arrangement for the Mgmt For For For
Accumulated Retained
Profits before
Completion of the
Issuance
11 The Valid Period of Mgmt For For For
the Resolution on the
Share
Offering
12 Preplan For Non-Public Mgmt For For For
A-Share Offering
(Revised)
13 Conditional Mgmt For For For
Supplementary
Agreement To The
Share Subscription
Agreement To Be
Signed With Specific
Parties
14 Connected Transactions Mgmt For For For
Involved in
Adjustment of the
Plan for Non-public
A-share
Offering
________________________________________________________________________________
Bank of Guiyang
Ticker Security ID: Meeting Date Meeting Status
601997 CINS Y0694A101 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
and 2020 Financial
Budget
Report
4 2019 Profit Mgmt For For For
Distribution
Plan
5 Appointment of Auditor Mgmt For For For
6 Amendments to the Plan Mgmt For Against Against
for Authorization to
the Board by the
Shareholders General
Meeting
7 2019 Special Report on Mgmt For For For
Related Party
Transactions
8 2020 Estimated Quota Mgmt For For For
for Related Party
Transactions with a
Company
9 2020 Estimated Quota Mgmt For For For
for Related Party
Transactions with a
Company
10 2020 Estimated Quota Mgmt For For For
for Related Party
Transactions with a
Company
11 2020 Estimated Quota Mgmt For For For
for Related Party
Transactions with a
Company
12 2020 Estimated Quota Mgmt For For For
for Related Party
Transactions with a
Company
13 2020 Estimated Quota Mgmt For For For
for Related Party
Transactions with a
Company
14 2020 Estimated Line of Mgmt For For For
Credit of Related
Natural
Person
15 Elect ZHANG Ruixin as Mgmt For For For
Supervisor
16 2019 Performance Mgmt For For For
Evaluation Report on
Performance of
Directors and Senior
Management and its
Members
17 2019 Evaluation Report Mgmt For For For
on the Performance of
Supervisory Committee
and
Supervisors
________________________________________________________________________________
Bank Of Hangzhou Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600926 CINS Y0R98A104 06/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Performance Mgmt For For For
Evaluation Report on
Performance of
Directors,
Supervisors and
Senior
Management
4 2019 Annual Accounts Mgmt For For For
and 2020 Financial
Budget
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Estimated Mgmt For For For
Continuing Connected
Transactions
7 Issuance of Special Mgmt For For For
Financial Bonds on
Small and Micro
Enterprise Loans, and
Special Authorization
within the
Quota
8 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
9 Appointment of Auditor Mgmt For For For
10 Amendments to the Mgmt For For For
Company's Articles of
Association
11 Election Of Directors Mgmt For For For
12 Elect CHEN Zhenshan Mgmt For For For
13 Elect SONG Jianbin Mgmt For For For
14 Elect Ian Park Mgmt For For For
15 Elect WU Jianmin Mgmt For For For
16 Elect ZHANG Xiaohua Mgmt For For For
17 Elect XU Yunhe Mgmt For For For
18 Elect WANG Ping Mgmt For For For
19 Elect ZHAO Ying Mgmt For For For
20 Elect WANG Hongwei Mgmt For For For
21 Elect FAN Qingwu Mgmt For For For
22 Elect LIU Shuzhe Mgmt For For For
23 Elect YAN Yan Mgmt For For For
24 Elect TANG Ronghan Mgmt For For For
25 Election Of Supervisors Mgmt For For For
26 Elect LV Hanquan Mgmt For For For
27 Elect MOU Xin Mgmt For For For
28 Elect CHAI Jiedan Mgmt For For For
29 Elect HAN Linglong Mgmt For For For
30 Elect CHEN Xianming Mgmt For For For
31 Elect LV Hong Mgmt For For For
________________________________________________________________________________
Bank of Jiangsu Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600919 CINS Y0698M101 05/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Performance Mgmt For For For
Evaluation Report of
Supervisory Committee
on Performance of
Directors and Senior
Management
4 2019 Evaluation Report Mgmt For For For
On The Performance Of
Supervisors
5 2019 Work Report Of Mgmt For For For
Independent
Directors
6 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
7 2019 Profit Mgmt For For For
Distribution
Plan
8 2019 Related Party Mgmt For For For
Transactions
9 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
10 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
11 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
12 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
13 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
14 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
15 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
16 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
17 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
18 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
19 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
20 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
21 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
22 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
23 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
24 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
25 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
26 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
27 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
28 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
29 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
30 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
31 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
32 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
33 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
34 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
35 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
36 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
37 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
38 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
39 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
40 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
41 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
42 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
43 Estimated Quota of Mgmt For For For
Credit Business with
a
Company
44 2020 Appointment of Mgmt For For For
Auditor
45 Postponement of Mgmt For For For
Election of
Directors
46 Postponement of Mgmt For For For
Election of
Supervisors
________________________________________________________________________________
Bank of Jiangsu Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600919 CINS Y0698M101 09/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of 2019 Mgmt For For For
Estimated Quota of
Related Party
Transactions
2 Authority to Issue Mgmt For Against Against
Sannong Special
Financial
Bonds
3 Authority to Issue Mgmt For Against Against
Shuangchuang Special
Financial
Bonds
4 Authority to Issue Mgmt For Against Against
Micro-Small Special
Financial
Bonds
________________________________________________________________________________
Bank of Jiangsu Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600919 CINS Y0698M101 11/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Non-fixed Term
Capital
Bonds
2 Elect REN Tong as Mgmt For For For
Director
3 Elect XIANG Rong as Mgmt For For For
Supervisor
________________________________________________________________________________
Bank Of Nanjing Company Limited
Ticker Security ID: Meeting Date Meeting Status
601009 CINS Y0698E109 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Plan
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Special Report On Mgmt For For For
Connected
Transactions
6 2020 Estimated Quota Mgmt For For For
of Continuing
Connected
Transactions with
Some Related
Parties
7 2020 Reappointment of Mgmt For For For
Financial Audit
Firm
8 2020 Reappointment Of Mgmt For For For
Internal Control
Audit
Firm
9 Capital Planning From Mgmt For For For
2020 To
2022
10 Continuation Of The Mgmt For For For
Credit Assets
Securitization
Business
11 Amendments to Articles Mgmt For For For
of
Association
12 Amendments To The Mgmt For For For
System For External
Supervisors
13 Elect LIN Jingran Mgmt For For For
14 Elect GUO Zhiyi Mgmt For For For
15 2019 Evaluation Report Mgmt For Against Against
On Performance Of The
Supervisors
16 2019 Evaluation Report Mgmt For Against Against
of the Supervisory
Committee on
Performance of
Directors and Senior
Management
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Of Nanjing Company Limited
Ticker Security ID: Meeting Date Meeting Status
601009 CINS Y0698E109 08/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Satisfaction of Mgmt For For For
Criteria for the
Proposed Non-public
Offering of
Shares
2 Class and Par Value Mgmt For For For
3 Issuance Method and Mgmt For For For
Subscription
4 Issue Price and Mgmt For For For
Principles for
Determining the Issue
Price
5 Number of A Shares Mgmt For For For
6 Target Subscriber and Mgmt For For For
Subscription
Method
7 Amount and Use of Mgmt For For For
Proceeds
8 Lock-up Period Mgmt For For For
9 Arrangement for the Mgmt For For For
Accumulated
Undistributed Profits
Prior to the
Issuance
10 Place of Listing Mgmt For For For
11 Validity Period Mgmt For For For
12 Connected Transactions Mgmt For For For
Regarding the
Non-public Offering
of
Shares
13 Feasibility Report on Mgmt For For For
the Use of
Proceeds
14 Report on the Use of Mgmt For For For
Previously Raised
Proceeds
15 Remedial Measures of Mgmt For For For
Dilution for Current
Returns
16 Board Authorization to Mgmt For For For
Handle Matters
Regarding the
Proposed Non-public
Offering of
Shares
17 Authority to Issue Mgmt For For For
Corporate Bonds (Tier
II Capital
Bonds)
18 Authority to Issue Mgmt For For For
Corporate Bonds
(Entrepreneurship and
Innovation Financial
Bonds)
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 02/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election Of Directors Mgmt For For For
2 Elect SHI Tingjun Mgmt For For For
3 Elect WEI Xuemei Mgmt For For For
4 Elect CHEN Shouping Mgmt For For For
5 Elect LIAN Wenhui Mgmt For For For
6 Elect LIU Xinyu Mgmt For For For
7 Elect ZHANG Kaidong Mgmt For For For
8 Elect LU Huayu Mgmt For For For
9 Elect LUO Mengbo Mgmt For For For
10 Elect FENG Peijiong Mgmt For For For
11 Elect ZHUANG Lingjun Mgmt For For For
12 Elect HU Pingxi Mgmt For For For
13 Elect BEI Duoguang Mgmt For For For
14 Elect LI Hao Mgmt For For For
15 Elect HONG Peili Mgmt For For For
16 Elect WANG Weian Mgmt For For For
17 Election Of Supervisors Mgmt For For For
18 Elect LIU Jianguang Mgmt For For For
19 Elect SHU Guoping Mgmt For For For
20 Elect HU Songsong Mgmt For For For
21 Elect DING Yuanyao Mgmt For For For
22 2020 Estimated Quota Mgmt For For For
Related Party
Transactions
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 03/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Type and Par Mgmt For For For
Value
2 Issuing Method Mgmt For For For
3 Issuing Targets and Mgmt For For For
Subscription
Method
4 Issue Price and Mgmt For For For
Pricing
Principles
5 Issuing Volume Mgmt For For For
6 Amount and Purpose of Mgmt For For For
the Raised
Funds
7 Lockup Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
10 The Valid Period of Mgmt For For For
The
Resolution
11 Related Party Mgmt For For For
Transactions Involved
in the Non-Public
A-Share
Offering
12 Relevant Agreements On Mgmt For For For
The Non-Public Share
Offering To Be
Signed
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Annual Report Mgmt For For For
3 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Report
4 2019 Profit Mgmt For For For
Distribution
Plan
5 Appointment Of Mgmt For For For
External Audit
Firm
6 Amendments to the Mgmt For For For
Company's Articles of
Association
7 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Shareholders General
Meetings
8 Amendments To The Mgmt For For For
Management Measures
For Connected
Transactions
9 Implementing Results Mgmt For For For
of 2019 Continuing
Connected
Transactions, and
2020 Continuing
Connected Transaction
Arrangement
10 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
11 Measures On Allowance Mgmt For For For
For
Directors
12 Measures For The Mgmt For For For
Remuneration For The
Chairman And Vice
Chairman Of The
Board
13 Measures For The Mgmt For For For
Allowance For
Supervisors
14 Measures For The Mgmt For For For
Chairman Of The
Supervisory
Committee
15 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
16 2019 Work Report Of Mgmt For For For
The Board Of
Directors And Its
Members
17 2019 Work Report Of Mgmt For For For
The Supervisory
Committee And Its
Members
18 2019 Performance Mgmt For For For
Evaluation Report on
Performance of Senior
Management Team and
Its
Members
19 2019 Work Report On Mgmt For For For
Capital
Management
________________________________________________________________________________
Bank of Ningbo Ltd.
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 09/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Tier II Capital
Bonds
2 Elect LIU Jianguang Mgmt For For For
________________________________________________________________________________
Bank of Shanghai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601229 CINS Y0R98R107 06/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Report
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Evaluation Report Mgmt For For For
Of Performance Of
Directors
6 2019 Evaluation Report Mgmt For For For
Of Performance Of
Supervisors
7 2020 Appointment Of Mgmt For For For
External Audit
Firm
8 Statement On The Use Mgmt For For For
Of Previously Raised
Funds
9 Amendments to the Mgmt For Against Against
Company's Articles of
Association
10 Amendments to the Mgmt For Against Against
Company's Rules of
Procedure Governing
Shareholders General
Meetings
11 Amendments to the Mgmt For Against Against
Company's Rules of
Procedure Governing
Board
Meetings
12 Authorization Plan To Mgmt For For For
The
Board
________________________________________________________________________________
Bank of Shanghai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601229 CINS Y0R98R107 12/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Issuance of A-Share
Convertible Corporate
Bonds
2 Type of Securities to Mgmt For For For
be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Interest
Payment
8 Conversion Period Mgmt For For For
9 Determining Method for Mgmt For For For
the Number of
Converted
Shares
10 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
11 Downward Adjustment of Mgmt For For For
the Conversion
Price
12 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Bondholders and Mgmt For For For
Bondholders
Meetings
18 Purpose of the Raised Mgmt For For For
Funds
19 Guarantee Matters Mgmt For For For
20 The Valid Period of Mgmt For For For
the
Resolution
21 Authorization Matters Mgmt For For For
22 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
be
Raised from the Public
Issuance of
Convertible Corporate
Bonds
23 Diluted Immediate Mgmt For For For
Return After the
Public Issuance
of
Convertible Corporate
Bonds, Filling
Measures
and
Commitments
24 Report On The Use Of Mgmt For For For
Previously Raised
Funds
25 Formulation Of The Mgmt For Against Against
Capital Management
Plan From 2020 To
2022
26 Formulation of Mgmt For Against Against
Shareholder Return
Plan from 2020 to
2022
27 Elect GU Jinshan as Mgmt For For For
Director
________________________________________________________________________________
Bank of the Philippine Islands
Ticker Security ID: Meeting Date Meeting Status
BPI CINS Y0967S169 04/23/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Call to Order Mgmt For For For
3 Proof of Notice and Mgmt For For For
Determination of
Quorum, and Rules of
Conduct and
Procedures
4 Meeting Minutes Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Elect Jaime Augusto Mgmt For For For
Zobel de
Ayala
8 Elect Fernando Zobel Mgmt For For For
de
Ayala
9 Elect Romeo L. Bernardo Mgmt For For For
10 Elect Ignacio R. Bunye Mgmt For For For
11 Elect Cezar Peralta Mgmt For For For
Consing
12 Elect Ramon R. del Mgmt For For For
Rosario,
Jr.
13 Elect Octavio Victor Mgmt For For For
R.
Espiritu
14 Elect Rebecca G. Mgmt For For For
Fernando
15 Elect Jose Teodoro K. Mgmt For For For
Limcaoco
16 Elect Xavier P. Loinaz Mgmt For For For
17 Elect Aurelio R. Mgmt For For For
Montinola
III
18 Elect Mercedita S. Mgmt For For For
Nolledo
19 Elect Antonio Jose U. Mgmt For For For
Periquet,
Jr.
20 Elect Eli M. Remolona, Mgmt For For For
Jr.
21 Elect Dolores B. Mgmt For For For
Yuvienco
22 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
23 Transaction of Other Mgmt For Abstain Against
Business
24 Adjournment Mgmt For For For
________________________________________________________________________________
Bank Polska Kasa Opieki SA
Ticker Security ID: Meeting Date Meeting Status
PEO CINS X0R77T117 05/22/2020 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Election of Scrutiny Mgmt For For For
Commission
7 Agenda Mgmt For For For
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Financial
Statements
10 Presentation of Mgmt For For For
Management Board
Report
(Consolidated)
11 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
12 Presentation of Profit Mgmt For For For
Allocation
Proposal
13 Presentation of Mgmt For For For
Supervisory Board
Report
14 Management Board Report Mgmt For For For
15 Financial Statements Mgmt For For For
16 Management Board Mgmt For For For
Report
(Consolidated)
17 Financial Statements Mgmt For For For
(Consolidated)
18 Allocation of Mgmt For For For
Profits/Dividends
19 Supervisory Board Mgmt For For For
Report
20 Ratification of Mgmt For For For
Management Board
Acts
21 Ratification of Mgmt For For For
Supervisory Board
Acts
22 Ratification of Mgmt For For For
Management Board Acts
(Centralny Dom
Maklerski)
23 Ratification of Mgmt For For For
Supervisory Board
Acts (Centralny Dom
Maklerski)
24 Remuneration Report Mgmt For For For
25 Remuneration Policy Mgmt For For For
26 Presentation on Mgmt For For For
Application of
Corporate Governance
Principles
27 Changes to Supervisory Mgmt For Against Against
Board
Composition
28 Amendments to Articles Mgmt For For For
29 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to
Articles
30 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Banpu Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
BANPU CINS Y0697Z186 06/19/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Minutes Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Metee Auapinyakul Mgmt For For For
5 Elect Pichai Mgmt For For For
Dusdeekulchai
6 Elect Suthad Mgmt For For For
Setboonsarng
7 Elect Anon Mgmt For For For
Sirisaengtaksin
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Debentures
11 Transaction of Other Mgmt For Abstain Against
Business
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banque Saudi Fransi
Ticker Security ID: Meeting Date Meeting Status
1050 CINS M1R177100 05/13/2020 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Interim Dividend Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Pay Mgmt For For For
Interim
Dividends
7 Ratification of Board Mgmt For For For
Acts
8 Directors' Fees Mgmt For For For
9 Board Transactions Mgmt For For For
10 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees (Q1
2021)
11 Related Party Mgmt For For For
Transactions (Al
Khaleej Training and
Education
Co.)
12 Related Party Mgmt For For For
Transactions (Al
Rashid Trading &
Contracting Co.
1)
13 Related Party Mgmt For For For
Transactions (Al
Rashid Trading &
Contracting Co.
2)
14 Related Party Mgmt For For For
Transactions (Khaled
Hamed Al Mutabagani
1)
15 Related Party Mgmt For For For
Transactions (Khaled
Hamed Al Mutabagani
2)
16 Related Party Mgmt For For For
Transactions (Kingdom
Holding
Co.)
17 Related Party Mgmt For For For
Transactions
(Tadawul)
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Banque Saudi Fransi
Ticker Security ID: Meeting Date Meeting Status
1050 CINS M1R177100 12/12/2019 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy Clark Mgmt For For For
Collins
2 Amendments to Article Mgmt For For For
24
3 Amendments to Article Mgmt For For For
5.3.1
4 Social Responsibility Mgmt For Against Against
Programs
5 Related Party Mgmt For For For
Transactions (Kingdom
City Residential
Complex
1)
6 Related Party Mgmt For For For
Transactions (Kingdom
City Residential
Complex
2)
7 Related Party Mgmt For For For
Transactions (Kingdom
City Residential
Complex
3)
8 Related Party Mgmt For For For
Transactions (Kingdom
City Residential
Complex
4)
9 Related Party Mgmt For For For
Transactions (Kingdom
City Residential
Complex
5)
10 Authority to Approve Mgmt For For For
Board
Transactions
11 Approve Conflict of Mgmt For For For
Interest
Standards
12 Board Transactions Mgmt For For For
(Khaled Al
Omran)
13 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 01/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Granted under the 2ND
Phase Restricted
Stock
2 Elect LUO Jianchuan Mgmt For Against Against
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 03/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YAO Linlong Mgmt For For For
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Report Of The Mgmt For For For
Board Of
Directors
2 2019 Report Of The Mgmt For For For
Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Implementing Results Mgmt For For For
of 2019 Remuneration
for Directors,
Supervisors and
Senior
Management
7 2020 Continuing Mgmt For For For
Connected
Transactions
8 2020 Financial Budget Mgmt For For For
9 2020 Reappointment Of Mgmt For For For
Independent And
Internal Control
Audit
Firm
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 09/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
(Bundled)
2 Change Of Partial Mgmt For For For
Commitment By
Shareholders
3 Elect WANG Qiangmin as Mgmt For For For
a
Director
4 Elect TIAN Yong as an Mgmt For For For
Independent
Director
5 Elect WANG Zhen Mgmt For Against Against
________________________________________________________________________________
BB Seguridade Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
BBSE3 CINS P1R1WJ103 04/22/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
1 (Chapter
I)
4 Amendments to Article Mgmt For For For
11 (Chapter
IV)
5 Amendments to Article Mgmt For For For
21 (Chapter
V)
6 Amendments to Articles Mgmt For For For
24, 26 and 28
(Chapter
VI)
7 Amendments to Articles Mgmt For For For
31 and 32 (Chapter
VII)
8 Amendments to Article Mgmt For For For
35 (Chapter
VIII)
9 Amendments to Article Mgmt For For For
36 (Chapter
IX)
10 Amendments to Article Mgmt For For For
37 (Chapter
X)
11 Amendments to Article Mgmt For For For
40 (Chapter
XI)
________________________________________________________________________________
BB Seguridade Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
BBSE3 CINS P1R1WJ103 10/30/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance. Authority
to Reduce Share
Capital
3 Issuance of Treasury Mgmt For For For
Shares Pursuant to
LTIP
4 Amendments to Articles Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BBMG Corporation
Ticker Security ID: Meeting Date Meeting Status
2009 CINS Y076A3113 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Executive Directors' Mgmt For For For
Remuneration
Plan
7 Authority to Give Mgmt For For For
Guarantees
8 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
9 Approve Qualifying Mgmt For For For
Conditions for
Corporate
Bonds
10 Type Mgmt For For For
11 Size Mgmt For For For
12 Par value and price Mgmt For For For
13 Term and type Mgmt For For For
14 Coupon rate Mgmt For For For
15 Method and target Mgmt For For For
investors
16 Use of proceeds Mgmt For For For
17 Arrangements of Mgmt For For For
placement for
shareholders
18 Place of listing Mgmt For For For
19 Arrangement of Mgmt For For For
guarantee
20 Measures for Mgmt For For For
protection of
repayment
21 Validity period Mgmt For For For
22 Authorization of Legal Mgmt For For For
Formalities
23 Authority to Issue Mgmt For For For
Debt
Instruments
24 Board Authority to Mgmt For For For
Issue Debt
Instruments
25 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
BBMG Corporation
Ticker Security ID: Meeting Date Meeting Status
2009 CINS Y076A3105 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Executive Directors' Mgmt For For For
Remuneration
Plan
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
10 Approve Qualifying Mgmt For For For
Conditions for
Corporate
Bonds
11 Type Mgmt For For For
12 Size Mgmt For For For
13 Par value and price Mgmt For For For
14 Term and type Mgmt For For For
15 Coupon rate Mgmt For For For
16 Method and target Mgmt For For For
investors
17 Use of proceeds Mgmt For For For
18 Arrangements of Mgmt For For For
placement for
shareholders
19 Place of listing Mgmt For For For
20 Arrangement of Mgmt For For For
guarantee
21 Measures for Mgmt For For For
protection of
repayment
22 Validity period Mgmt For For For
23 Authorization of Legal Mgmt For For For
Formalities
24 Authority to Issue Mgmt For For For
Debt
Instruments
25 Board Authority to Mgmt For For For
Issue Debt
Instruments
26 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
BDO Unibank Inc
Ticker Security ID: Meeting Date Meeting Status
BDO CINS Y07775102 06/16/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Call To Order Mgmt For For For
2 Proof of Notice and Mgmt For For For
Determination of
Quorum
3 Meeting Minutes Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Open Forum Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Elect Teresita T. Sy Mgmt For For For
8 Elect Jesus A. Mgmt For For For
Jacinto,
Jr.
9 Elect Nestor V. Tan Mgmt For For For
10 Elect Christopher A. Mgmt For For For
Bell-Knight
11 Elect Josefina N. Tan Mgmt For For For
12 Elect George T. Mgmt For For For
Barcelon
13 Elect Jose F. Mgmt For For For
Buenaventura
14 Elect Jones M. Castro, Mgmt For For For
Jr.
15 Elect Vicente S. Mgmt For For For
Perez,
Jr.
16 Elect Dioscoro I. Ramos Mgmt For For For
17 Elect Gilberto C. Mgmt For For For
Teodoro
18 Amendments to Articles Mgmt For For For
of Incorporation and
By-Laws
19 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
20 Transaction of Other Mgmt For Abstain Against
Business
21 Right to Adjourn Mgmt For For For
Meeting
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BECLE S.A.B. De C.V.
Ticker Security ID: Meeting Date Meeting Status
CUERVO CINS P0929Y106 06/22/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For Against Against
Ratification of Board
and CEO
Acts
2 Report on Tax Mgmt For For For
Compliance
3 Allocation of Mgmt For Against Against
Profits/Dividends
4 Authority to Mgmt For Against Against
Repurchase Shares;
Report on Share
Repurchase
Program
5 Election of Directors; Mgmt For Against Against
Election of Board
Secretary; Election
of
Management
6 Election of Board Mgmt For Against Against
Committee
Chair
7 Directors' Fees; Board Mgmt For Against Against
Committee Members'
Fees; Secretary
Fees
8 Authority to Cancel Mgmt For Against Against
Treasury Shares and
Reduce
Capital
9 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 03/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Approval of Leasing Mgmt For For For
Agreement
8 Authority to Give Mgmt For Against Against
Guarantees
9 Elect WANG Lichuan Mgmt For For For
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Accounts Mgmt For For For
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Internal Control Mgmt For For For
Evaluation
Report
7 2019 Internal Control Mgmt For For For
Audit
Report
8 2019 Social Mgmt For For For
Responsibility
Report
9 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
10 Appointment of Auditor Mgmt For For For
11 Authorization To The Mgmt For Against Against
Board For The
Guarantee
Matters
12 Authorization To The Mgmt For For For
Board For Debt
Financing
Matters
13 Provision of Mgmt For Against Against
Guarantees for Loans
Applied by a
Company
14 Issuance of Creditor's Mgmt For For For
Rights Financing Plan
in Beijing Financial
Assets
Exchange
15 Authorization to the Mgmt For For For
Management Team to
Handle Matters
Regarding the
Issuance of
Creditor's Rights
Financing
Plan
16 2020 Payment Of Mgmt For For For
Guarantee Fee To A
Company
17 2020 Estimated Related Mgmt For For For
Party
Transactions
18 Authority to Give Mgmt For Against Against
Guarantees
19 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 12/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance Of Mgmt For For For
Medium-Term
Notes
2 Authorization To The Mgmt For For For
Management Team To
Issue Medium-Term
Notes
3 Issuance Of Super And Mgmt For For For
Short-Term Commercial
Papers
4 Authorization to the Mgmt For For For
Management Team to
Issue Super
Short-term Commercial
Papers
________________________________________________________________________________
Beijing Capital International Airport
Ticker Security ID: Meeting Date Meeting Status
0694 CINS Y07717104 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect LIU Xuesong Mgmt For For For
9 Elect HAN Zhiliang Mgmt For For For
10 Elect ZHANG Guoliang Mgmt For For For
11 Elect GAO Shiqing Mgmt For For For
12 Elect JIA Jianqing Mgmt For For For
13 Elect SONG Kun Mgmt For For For
14 Elect JIANG Ruiming Mgmt For For For
15 Elect LIU Guibin Mgmt For Against Against
16 Elect ZHANG Jiali Mgmt For For For
17 Elect Stanley HUI Mgmt For For For
Hon-chung
18 Elect SONG Shengli Mgmt For For For
19 Elect Wang Xiaolong Mgmt For For For
20 Elect Japhet Sebastian Mgmt For For For
Law
21 Authority to Issue Mgmt For For For
Medium-Term
Notes
________________________________________________________________________________
Beijing Capital International Airport
Ticker Security ID: Meeting Date Meeting Status
0694 CINS Y07717104 07/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Class of Shares Mgmt For For For
3 Nominal Value Mgmt For For For
4 Method of Issue Mgmt For For For
5 Date of Issue Mgmt For For For
6 Target Subscriber Mgmt For For For
7 Subscription Method Mgmt For For For
8 Issue Price Mgmt For For For
9 Issue Size Mgmt For For For
10 Number of Shares to Be Mgmt For For For
Issued
11 Use of Proceeds Mgmt For For For
12 Arrangement for Mgmt For For For
Accumulated Profits
prior to Non-public
Issuance
13 Validity Period of Mgmt For For For
Resolution
14 Share Subscription Mgmt For For For
Agreement
15 Board Authorization to Mgmt For For For
Implement the
Non-public Issuance
of
Shares
16 Board Authorization to Mgmt For For For
Make Amendments to
Articles of
Association
________________________________________________________________________________
Beijing Capital International Airport
Ticker Security ID: Meeting Date Meeting Status
0694 CINS Y07717104 07/30/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Class of Shares Mgmt For For For
3 Nominal Value Mgmt For For For
4 Method of Issue Mgmt For For For
5 Date of Issue Mgmt For For For
6 Target Subscriber Mgmt For For For
7 Subscription Method Mgmt For For For
8 Issue Price Mgmt For For For
9 Issue Size Mgmt For For For
10 Number of Shares to Be Mgmt For For For
Issued
11 Use of Proceeds Mgmt For For For
12 Arrangement for Mgmt For For For
Accumulated Profits
prior to Non-public
Issuance
13 Validity Period of Mgmt For For For
Resolution
14 Share Subscription Mgmt For For For
Agreement
________________________________________________________________________________
Beijing Capital International Airport
Ticker Security ID: Meeting Date Meeting Status
0694 CINS Y07717104 12/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Supply of Aviation Mgmt For For For
Safety
and Security Guard
Services
Agreement
5 Profit Distribution Mgmt For For For
Adjustment
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 01/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application For Bank Mgmt For For For
Credit Line To A Bank
And Mortgaging
Assets
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 03/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SHAO Genhuo Mgmt For For For
2 Elect ZHANG Lizhong Mgmt For For For
3 Elect SONG Weipin Mgmt For For For
4 Elect ZHOU Yejun Mgmt For For For
5 Elect WANG Liyan Mgmt For For For
6 Elect LI Xuan Mgmt For For For
7 Elect FU Wenge Mgmt For For For
8 Elect TAN Songlin Mgmt For Against Against
9 Provision Of Guarantee Mgmt For For For
For Joint Stock
Companies
10 Continuation Of The Mgmt For For For
Authorization to
Subsidiaries to
Provide Guarantees to
Clients
11 Provision of Guarantee Mgmt For For For
by Controlled
Subsidiaries
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 04/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Guarantee Mgmt For For For
for Controlled
Subsidiaries by the
Company and Other
Controlled
Subsidiaries
2 Provision Of Guarantee Mgmt For For For
By Controlled
Subsidiaries By
Pledging
Assets
3 Provision of Guarantee Mgmt For For For
for Controlled
Subsidiaries by Other
Controlled
Subsidiaries
4 Connected Transactions Mgmt For For For
Regarding Provision
of Guarantee for
Joint Stock
Companies
5 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
6 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report of Mgmt For For For
the Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Audit Report Mgmt For For For
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Reappointment Of Audit Mgmt For For For
Firm
8 Granting Some Mgmt For For For
Authority To The
Chairman Of The
Board
9 Estimated Guarantee Mgmt For Against Against
Quota of the Company
and Its Controlled
Subsidiaries in
2020
10 Continuation Of The Mgmt For For For
Purchase Of Low-Risk
Wealth Management
Products With Idle
Proprietary
Funds
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 08/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Securitization Of Mgmt For For For
Supply Chain Accounts
Receivable
2 Authority to Give Mgmt For For For
Guarantees for Joint
Stock
Companies
3 Authority for Mgmt For Against Against
Subsidiary to Give
Guarantees
4 Authority to Give Mgmt For For For
Counter Guarantees
for Joint Stock
Companies
5 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiary
6 2019 Estimated Mgmt For Against Against
Guarantee Quota For
Controlled
Subsidiaries
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 10/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Taking Over the Right Mgmt For For For
of Production and
Operation to a
Company Ahead of
Schedule and
Termination of the
Original Performance
Commitments
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 11/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transactions Mgmt For For For
Regarding Provision
of Guarantee for
Joint Stock
Companies
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 11/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transactions Mgmt For For For
Regarding Provision
of Guarantee for
Joint Stock
Companies
2 Termination of the Mgmt For For For
Acquisition of
Minority Interest in
a Controlled
Subsidiary
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 12/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Interim Mgmt For For For
Profits
3 Change of Auditor Firm Mgmt For For For
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing E-hualu Information Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300212 CINS Y07737102 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2019 Annual Report Mgmt For For For
5 Related Party Mgmt For For For
Transactions
6 Appointment of Auditor Mgmt For For For
7 Repurchase and Mgmt For For For
Cancellation of
Shares
8 Allocation of Mgmt For For For
Profits/Dividends
9 Amendments to Articles Mgmt For For For
10 Handling Industrial Mgmt For For For
and Commercial
Registration
Amendment
11 Elect GUO Jian as Mgmt For Against Against
Shareholder
Representative
Supervisor
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 05/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny0.5000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 Reappointment Of Audit Mgmt For For For
Firm
7 Purchase Of Wealth Mgmt For For For
Management Products
With Idle Proprietary
Funds
8 Remuneration For Mgmt For For For
Directors
9 Remuneration For Mgmt For For For
Supervisors
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 05/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employ Stock Option Mgmt For For For
Plan
2 Constitution of Mgmt For For For
Procedural Rules:
Employee Stock Option
Plan
3 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Beijing Enterprises Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
0392 CINS Y07702122 06/18/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WU Jiesi Mgmt For For For
6 Elect LAM Hoi Ham Mgmt For Against Against
7 Elect SZE Chi Ching Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Beijing Enterprises Water Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
0371 CINS G0957L109 06/09/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect ZHANG Tiefu Mgmt For For For
4 Elect SHA Ning Mgmt For For For
5 Elect ZHANG Gaobo Mgmt For For For
6 Elect GUO Rui Mgmt For For For
7 Elect WANG Kaijun Mgmt For Against Against
8 Elect Raymond LEE Man Mgmt For For For
Chun
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing New Building Materials Public Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000786 CINS Y07708103 04/17/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 2020 Estimated Related Mgmt For For For
Party
Transactions
7 Approval of Line of Mgmt For For For
Credit
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Issue Mgmt For For For
Debt
Instruments
10 Financial Service Mgmt For For For
Agreement with a
Company
11 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
________________________________________________________________________________
Beijing New Building Materials Public Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000786 CINS Y07708103 05/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Corporate
Bonds
2 Issuing Scale Mgmt For For For
3 Par Value and Issue Mgmt For For For
Price
4 Issuing Targets and Mgmt For For For
Method
5 Bond Type and Duration Mgmt For For For
6 Interest Rate and Mgmt For For For
Interest Payment
Method
7 Issuing Method Mgmt For For For
8 Purpose of the Raised Mgmt For For For
Funds
9 Listing Place Mgmt For For For
10 Repayment Guarantee Mgmt For For For
Measures
11 Underwriting Method Mgmt For For For
12 Valid Period of the Mgmt For For For
Resolution
13 Authorization Mgmt For For For
________________________________________________________________________________
Beijing Oriental Yuhong Waterproof Technology Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002271 CINS Y07729109 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2020 Financial Budget Mgmt For For For
Report
5 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny3.0000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2020 Reappointment Of Mgmt For For For
Audit
Firm
8 2019 Remuneration For Mgmt For For For
Directors
9 2019 Remuneration For Mgmt For For For
Supervisors
10 Application for Mgmt For For For
Comprehensive Credit
Line to Banks and
Other Financial
Institutions
11 Provision of Guarantee Mgmt For Against Against
for the Comprehensive
Credit Line Applied
for by Subordinate
Companies to Banks
and Other Financial
Institutions
12 Issuance Of Super And Mgmt For For For
Short-Term Commercial
Papers
13 External Guarantee Mgmt For For For
14 Cash Management With Mgmt For For For
Temporarily Idle
Proprietary
Funds
15 Change of the Mgmt For For For
Registered Capital of
the Company and
Amendments to the
Articles of
Association of the
Company
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 01/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 02/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XIE Zhihua Mgmt For For For
2 Provision Of Guarantee Mgmt For Against Against
For A
Company
3 Public Issuance Of Mgmt For Against Against
Green Corporate Bonds
To Qualified
Investors
4 Plan For The Public Mgmt For Against Against
Issuance Of Green
Corporate Bonds To
Qualified Investors:
Issuing
Scale
5 Plan For The Public Mgmt For Against Against
Issuance Of Green
Corporate Bonds To
Qualified Investors:
Par Value And Issue
Price
6 Plan For The Public Mgmt For Against Against
Issuance Of Green
Corporate Bonds To
Qualified Investors:
Bond
Duration
7 Plan For The Public Mgmt For Against Against
Issuance Of Green
Corporate Bonds To
Qualified Investors:
Interest Rate And Its
Determining
Method
8 Plan For The Public Mgmt For Against Against
Issuance Of Green
Corporate Bonds To
Qualified Investors:
Method Of Paying The
Principal And
Interest
9 Plan For The Public Mgmt For Against Against
Issuance Of Green
Corporate Bonds To
Qualified Investors:
Issuing
Method
10 Plan For The Public Mgmt For Against Against
Issuance Of Green
Corporate Bonds To
Qualified Investors:
Issuing
Targets
11 Plan For The Public Mgmt For Against Against
Issuance Of Green
Corporate Bonds To
Qualified Investors:
Arrangement For
Placement To Existing
Shareholders
12 Plan For The Public Mgmt For Against Against
Issuance Of Green
Corporate Bonds To
Qualified Investors:
Guarantee
Method
13 Plan For The Public Mgmt For Against Against
Issuance Of Green
Corporate Bonds To
Qualified Investors:
Purpose Of The Raised
Funds
14 Plan For The Public Mgmt For Against Against
Issuance Of Green
Corporate Bonds To
Qualified Investors:
Trading And
Circulation Of The
Bond To Be
Issued
15 Plan For The Public Mgmt For Against Against
Issuance Of Green
Corporate Bonds To
Qualified Investors:
Repayment Guarantee
Measures
16 Plan For The Public Mgmt For Against Against
Issuance Of Green
Corporate Bonds To
Qualified Investors:
The Valid Period Of
The
Resolution
17 Plan For The Public Mgmt For Against Against
Issuance Of Green
Corporate Bonds To
Qualified Investors:
Underwriting
Method
18 Full Authorization To Mgmt For Against Against
The Board To The
Management Team To
Handle Matters
Regarding The Public
Issuance Of Green
Corporate Bonds To
Qualified
Investors
19 Authority to Give Mgmt For Against Against
Guarantees
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 05/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 External Counter Mgmt For Against Against
Guarantee Provided By
Controlled
Subsidiaries
I
2 External Counter Mgmt For Against Against
Guarantee Provided By
Controlled
Subsidiaries
Ii
3 Early Termination Of Mgmt For For For
The Provision Of
Guarantee For A
Company
4 Early Termination Of Mgmt For For For
The Provision Of
Guarantee For A 2Nd
Company
5 Early Termination Of Mgmt For For For
The Provision Of
Guarantee For A 3Rd
Company
6 Early Termination Of Mgmt For For For
The Provision Of
Guarantee For A 4Th
Company
7 Early Termination Of Mgmt For For For
The Provision Of
Guarantee For A 5Th
Company
8 Early Termination Of Mgmt For For For
The Provision Of
Guarantee For A 6Th
Company
I
9 Early Termination of Mgmt For For For
the Provision of
Guarantee for a 6th
Company
II
10 Provision Of Guarantee Mgmt For Against Against
For A
Company
11 Provision Of Guarantee Mgmt For Against Against
For A 2Nd
Company
12 Provision Of Guarantee Mgmt For Against Against
For A 3Rd
Company
13 Provision Of Guarantee Mgmt For Against Against
For A 4Th
Company
14 Provision Of Guarantee Mgmt For Against Against
For A 5Th
Company
15 Provision Of Guarantee Mgmt For Against Against
For A 6Th
Company
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Connected Transactions Mgmt For For For
with a
Company
7 Connected Transactions Mgmt For For For
with 2nd
Company
8 Connected Transactions Mgmt For For For
with 3rd
Company
9 Connected Transactions Mgmt For For For
with 4th
Company
10 Connected Transactions Mgmt For For For
with 5th
Company
11 Connected Transactions Mgmt For For For
with 6th
Company
12 Connected Transactions Mgmt For For For
with 7th
Company
13 Connected Transactions Mgmt For For For
with 8th
Company
14 Connected Transactions Mgmt For For For
with 9th
Company
15 Connected Transactions Mgmt For For For
with 10th
Company
16 Connected Transactions Mgmt For For For
with 11th
Company
17 Connected Transactions Mgmt For For For
with 12th
Company
18 Connected Transactions Mgmt For For For
with 13th
Company
19 2020 Reappointment Of Mgmt For For For
Audit
Firm
20 Provision Of Guarantee Mgmt For Against Against
For A
Company
21 Provision of Guarantee Mgmt For Against Against
for 2nd
Company
22 Provision of Guarantee Mgmt For Against Against
for 3rd Company
I
23 Provision of Guarantee Mgmt For Against Against
for 3rd Company
II
24 Provision of Guarantee Mgmt For Against Against
for 3rd Company
III
25 Provision of Guarantee Mgmt For Against Against
for 3rd Company
IV
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 06/11/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Accounts Mgmt For For For
6 2019 Remuneration Of Mgmt For For For
Senior
Managers
7 Reappointment Of Audit Mgmt For For For
Firm
8 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
9 Amendments To The Mgmt For For For
Articles Of
Associations
10 Change Of Registered Mgmt For For For
Capital
11 Amendments to the Mgmt For For For
Rules of Procedure
Governing
Shareholders General
Meetings
12 Amendments To The Mgmt For For For
Rules Of Procedure
Governing The Board
Of
Directors
13 Amendments To The Mgmt For For For
Rules Of Procedure
Governing The
Supervisory
Committee
14 Amendments To The Mgmt For For For
System For
Independent
Directors
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 12/02/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Zhongchu Mgmt For For For
2 Elect LAI Deyuan Mgmt For For For
3 Elect LI Diankun Mgmt For For For
4 Elect LI Shaohua Mgmt For For For
5 Elect YE JinFu Mgmt For For For
6 Elect LIU Jianfeng Mgmt For For For
7 Elect TAO Tao Mgmt For For For
8 Elect GUO Ming Mgmt For Against Against
9 Elect ZHANG Guangjie Mgmt For Against Against
10 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
Beijing Shunxin Agriculture Company Ltd
Ticker Security ID: Meeting Date Meeting Status
000860 CINS Y0771P104 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its Summary Of The
Company
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors Of The
Company
3 2019 Work Report Of Mgmt For For For
The Board Of
Supervisors Of The
Company
4 2019 Final Accounts Mgmt For For For
Report Of The
Company
5 Allocation of Mgmt For For For
Profits/Dividends
6 Reappoint The Mgmt For For For
Financial Report
Auditor Of The
Company For
2020
7 The Reappointment Of Mgmt For For For
The Internal Control
Auditor Of The
Company For
2020
8 The Forecast Of Mgmt For For For
Routine Related Party
Transactions Of The
Company
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Shunxin Agriculture Company Ltd
Ticker Security ID: Meeting Date Meeting Status
000860 CINS Y0771P104 12/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect LI Yinglin Mgmt For For For
3 Elect WANG Jinming Mgmt For For For
4 Elect SONG Kewei Mgmt For For For
5 Elect LI Qiusheng Mgmt For For For
6 Elect LIN Jinkai Mgmt For For For
7 Elect KANG Tao Mgmt For For For
8 Elect LU Guihua Mgmt For For For
9 Elect CHEN Yixin Mgmt For For For
10 Elect ZHAN Feiyang Mgmt For For For
11 Elect YUAN Zhende Mgmt For Against Against
12 Elect ZENG Shuping Mgmt For Against Against
________________________________________________________________________________
Beijing Sinnet Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300383 CINS Y0R7V6101 05/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For Against Against
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuing Method and Date Mgmt For Against Against
4 Issuing Targets and Mgmt For Against Against
Subscription
Method
5 Issue Price and Mgmt For Against Against
Pricing
Method
6 Issuing Volume Mgmt For Against Against
7 Lockup Period Mgmt For Against Against
8 Arrangement for the Mgmt For Against Against
Accumulated Retained
Profits
Before the Issuance
9 Listing Place Mgmt For Against Against
10 The Valid Period of Mgmt For Against Against
the Resolution on the
Share
Offering
11 Amount and Purpose of Mgmt For Against Against
the Raised
Funds
12 Demonstration Analysis Mgmt For Against Against
Report on the Plan
for
2020
Non-public A-share
Offering
13 Preplan for 2020 Mgmt For Against Against
Non-public A-share
Offering
14 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to
Be
Raised from the 2020
Non-public A-share
Offering
15 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
16 Diluted Immediate Mgmt For Against Against
Return After the
Non-public A-share
and Filling
Measures
17 Commitments of Mgmt For Against Against
Controlling
Shareholders and
Actual Controller,
Directors and Senior
Management
to
Ensure the
Implementation of
Filling Measures for
Diluted Immediate
Return
18 Authorization to the Mgmt For Abstain Against
Board to Handle
Matters
Regarding
the Non-public Share
Offering
19 Shareholder Return Mgmt For For For
Plan for the Next
Three Years
from
2021 to 2023
20 Capital Increase In A Mgmt For For For
Company And
Acquisition Of 65
Percent Equities In
It
21 Independence of the Mgmt For For For
Evaluation
Institution,
Rationality of the
Evaluation
Hypothesis,
Correlation between
the Evaluation Method
and Evaluation
Purpose, and Fairness
of the Evaluated
Price
22 Audit Report, Pro Mgmt For For For
Forma Review Report
and Evaluation Report
Related to the
Transaction
23 2019 Annual Report And Mgmt For For For
Its
Summary
24 2019 Annual Accounts Mgmt For For For
25 2019 Work Report Of Mgmt For For For
The Board Of
Directors
26 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
27 2019 Profit Mgmt For For For
Distribution
Plan
28 2020 Remuneration for Mgmt For For For
Directors and
Supervisors
29 Appointment of Auditor Mgmt For For For
30 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 02/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 House Leasing of the Mgmt For For For
Company and its
Subsidiaries
2 2020 Estimated Payment Mgmt For For For
of Guarantee Fees to
Related
Parities
3 Elect GAO Zhiqiang as Mgmt For For For
Director
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 03/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Guarantee Mgmt For For For
for the Bank
Comprehensive Credit
Line Applied for by a
Controlled
Subsidiary
2 Provision of Guarantee Mgmt For For For
for the Bank
Comprehensive Credit
Line Applied for by a
Company
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny0.3000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2020 Reappointment Of Mgmt For For For
Audit
Firm
7 Provision of Guarantee Mgmt For For For
for a Company's
Application for Bank
Comprehensive Credit
Line with a Another
Company
8 Provision of Guarantee Mgmt For For For
for the Bank
Comprehensive Credit
Line Applied for by a
Company
9 Election of Mgmt For For For
Non-independent
Director: SUN
Yanhong
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees
3 Authority to Give Mgmt For For For
Guarantees
4 Transfer of Account Mgmt For For For
Receivables
5 Authority to Give Mgmt For For For
Guarantees
6 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing SL Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002038 CINS Y0773L119 05/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2020 Reappointment of Mgmt For For For
Audit
Firm
7 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
8 Short-Term Risk Mgmt For For For
Investment With Not
More Than Cny 6
Billion Proprietary
Funds
________________________________________________________________________________
Beijing Tiantan Biological Products Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
600161 CINS Y0770S109 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2020 Financial Budget Mgmt For For For
Plan
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 Application For Mgmt For For For
Comprehensive Credit
Line
8 Assets Retirement And Mgmt For For For
Provision For Assets
Impairment
9 Confirmation of 2019 Mgmt For For For
Continuing Connected
Transactions and 2020
Estimated Continuing
Connected
Transactions
10 Reappointment Of Audit Mgmt For For For
Firm
11 Increase of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
12 Change of the Mgmt For For For
Company's Domicile
and Amendments to the
Company's Articles of
Association
13 Determination Of Mgmt For For For
Allowance For
Independent
Directors
14 Elect YANG Xiaoming Mgmt For For For
15 Elect WU Yonglin Mgmt For For For
16 Elect LI Xiangrong Mgmt For For For
17 Elect HU Ligang Mgmt For For For
18 Elect YANG Huichuan Mgmt For For For
19 Elect FU Daoxing Mgmt For For For
20 Elect WANG Hongguang Mgmt For For For
21 Elect GU Fenling Mgmt For For For
22 Elect FANG Yan Mgmt For For For
23 Elect ZHU Jingjin Mgmt For Against Against
24 Elect LIU Jinshui Mgmt For Against Against
________________________________________________________________________________
Beijing Tongrentang Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600085 CINS Y0771B105 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Accounts Mgmt For For For
2 2019 Profit Mgmt For For For
Distribution
Plan
3 2019 Work Report Of Mgmt For For For
The Board Of
Directors
4 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 Reappointment of Mgmt For For For
Auditor
7 Elect WEN Kaiting Mgmt For For For
8 Elect WANG Jixiong Mgmt For Against Against
9 The Purchase Framework Mgmt For For For
Agreement to Be
Signed with Related
Parties and
Estimation of the
Transaction
Amount
10 The Sales Framework Mgmt For For For
Agreement to Be
Signed with Related
Parties and the
Estimated
Amount
11 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Beijing Tongrentang Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600085 CINS Y0771B105 11/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Interim Mgmt For For For
Profits
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Yanjing Brewery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000729 CINS Y0771Z102 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Determination of 2019 Mgmt For For For
Financial Audit Fees
and Reappointment of
2020 Financial Audit
Firm
7 Determination of 2019 Mgmt For For For
Internal Control
Audit Fees and
Reappointment of 2020
Internal Control
Audit
Firm
8 Amendments to the Mgmt For For For
Company's Articles of
Association
9 Amendments to the Mgmt For For For
Rules of Procedure
Governing
Shareholders General
Meetings
________________________________________________________________________________
Betta Pharmaceuticals Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300558 CINS Y0875K100 03/19/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Pricing Base Date, Mgmt For For For
Pricing Principles
and Issue
Price
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Purpose of the Raised Mgmt For For For
Funds
10 Arrangement for the Mgmt For For For
Accumulated Retained
Profits Before the
Non-public Share
Offering
11 The Valid Period of Mgmt For For For
the Resolution on the
Non-public Share
Offering
12 Preplan For 2020 Mgmt For For For
Non-Public A-Share
Offering
13 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the 2020
Non-public A-share
Offering
14 Demonstration Analysis Mgmt For For For
Report On The Plan
For Non-Public
A-Share
Offering
15 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
16 Diluted Immediate Mgmt For For For
Return After the
Non-public Share
Offering and Filling
Measures
17 Commitments of the Mgmt For For For
Controlling
Shareholders, De
Facto Controller,
Directors and Senior
Management to Ensure
the Implementation of
Filling Measures for
Diluted Immediate
Return After the
Non-public Share
Offering
18 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Non-public Share
Offering
19 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
________________________________________________________________________________
Betta Pharmaceuticals Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300558 CINS Y0875K100 05/11/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Annual Mgmt For For For
Remuneration For
Directors And
Supervisors
7 2020 Reappointment Of Mgmt For For For
Audit
Firm
8 Purchase of Mgmt For For For
Principal-guaranteed
Wealth Management
Products with Idle
Proprietary
Funds
9 Application For Mgmt For For For
Comprehensive
Financing Quota By
The Company And
Subsidiaries And
Provision Of
Guarantee For
Financing Within The
Quota
________________________________________________________________________________
BGF Retail Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
282330 CINS Y0R8SQ109 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect LEE Geon Joon Mgmt For For For
4 Elect HONG Jeong Gook Mgmt For For For
5 Elect KIM Nan Do Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member: KIM
Nan
Do
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
BGI Genomics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300676 CINS Y0883H107 01/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Some Mgmt For For For
Equities in
Controlled
Subsidiaries and
Waiver of the
Preemptive Rights for
Equities
________________________________________________________________________________
BGI Genomics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300676 CINS Y0883H107 03/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
2 Application for Mgmt For For For
Comprehensive Credit
Line to Financial
Institutions and
Quasi-Financial
Institutions by the
Company and Its
Subsidiaries in
2020
3 Guarantee For Mgmt For For For
Subsidiaries In
2020
4 Acceptance of Mgmt For For For
Guarantee from
Related Parties by
the Company and
Subsidiaries in
2020
________________________________________________________________________________
BGI Genomics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300676 CINS Y0883H107 04/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 A Wholly-owned Mgmt For For For
Subsidiary's
Provision of Counter
Guarantee for the
Company's Public
Issuance of Corporate
Bonds
2 Connected Transaction Mgmt For For For
Regarding a Related
Party's Provision of
Counter Guarantee for
the Company's Public
Issuance of Corporate
Bonds
________________________________________________________________________________
BGI Genomics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300676 CINS Y0883H107 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Report
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
7 2020 Reappointment Of Mgmt For For For
Audit
Firm
8 Adjustment Of Mgmt For For For
Allowance For
Independent
Directors
9 2020 Allowance For Mgmt For For For
Supervisors
10 Objective and Purpose Mgmt For For For
of the Share
Repurchase
11 Eligibility of Share Mgmt For For For
Repurchase
12 Method of the Share Mgmt For For For
Repurchase
13 Price Range of Shares Mgmt For For For
to Be Repurchased and
the Pricing
Principles
14 Total Amount and Mgmt For For For
Source of the Funds
to Be Used for the
Repurchase
15 Type, Number and Mgmt For For For
Percentage of Shares
to Be
Repurchased
16 Time Limit of the Mgmt For For For
Share
Repurchase
17 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding The
Share
Repurchase
18 The First Phase Mgmt For Against Against
Employee Stock
Ownership Plan
(Draft) And Its
Summary
19 Management Measures Mgmt For Against Against
For The First Phase
Employee Stock
Ownership
Plan
20 Authorization to the Mgmt For Against Against
Board to Handle
Matters Regarding the
First Phase Employee
Stock Ownership
Plan
21 Related Party Mgmt For For For
Transactions
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BGI Genomics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300676 CINS Y0883H107 12/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Conducting Financial Mgmt For For For
Leasing Business by a
Subsidiary and
Provision of
Guarantee for It by
the Company and the
Chairman of the Board
of Directors and De
Facto
Controller
________________________________________________________________________________
BGI Genomics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300676 CINS Y0883H107 12/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Extension
of the Duration of
External Investment
with Convertible
Creditor's
Rights
________________________________________________________________________________
Bharat Forge Limited
Ticker Security ID: Meeting Date Meeting Status
BHARATFORG CINS Y08825179 08/13/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect B.P. Kalyani Mgmt For For For
5 Elect K.M. Saletore Mgmt For For For
6 Appoint Amit B. Mgmt For For For
Kalyani (Deputy
Managing Director);
Approval of
Remuneration
7 Elect S.M. Thakore Mgmt For For For
8 Elect Pratap G. Pawar Mgmt For For For
9 Elect Lalita D. Gupte Mgmt For For For
10 Elect P.H. Ravikumar Mgmt For For For
11 Elect Vimal Bhandari Mgmt For For For
12 Elect Dipak Mane Mgmt For For For
13 Elect Murali Sivaraman Mgmt For For For
14 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
15 Directors' Commission Mgmt For For For
16 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Bharat Petroleum Corp. Limited
Ticker Security ID: Meeting Date Meeting Status
BPCL CINS Y0882Z116 08/30/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Padmakar Mgmt For For For
Kappagantula
4 Authority to Set Mgmt For For For
Auditors'
Fees
5 Elect Arun Kumar Singh Mgmt For For For
6 Elect Neelakantapillai Mgmt For For For
Vijayagopal
7 Elect Rajesh Kumar Mgmt For For For
Mangal
8 Elect Harshadkumar P. Mgmt For For For
Shah
9 Related Party Mgmt For For For
Transactions
10 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
________________________________________________________________________________
Bharti Airtel Limited
Ticker Security ID: Meeting Date Meeting Status
BHARTIARTL CINS Y0885K108 01/03/2020 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/o
Preemptive
Rights
2 Authority to Issue Mgmt For For For
Foreign Currency
Convertible Bonds and
Non-Convertible
Debentures w/ or w/o
Warrants w/o
Preemptive
Rights
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bharti Airtel Limited
Ticker Security ID: Meeting Date Meeting Status
BHARTIARTL CINS Y0885K108 08/14/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect CHUA Sock Koong Mgmt For For For
3 Elect V.K. Viswanathan Mgmt For For For
4 Elect Dinesh Kumar Mgmt For Against Against
Mittal
5 Elect Kimsuka Mgmt For For For
Narasimhan
6 Waiver of Excess Mgmt For For For
Remuneration for
Sunil Bharti Mittal
(Executive Chair) for
Financial Year
2018-19
7 Waiver of Excess Mgmt For For For
Remuneration for
Gopal Vittal (MD&CEO)
for Financial Year
2018-19
8 Payment of Minimum Mgmt For For For
Remuneration - Sunil
Bharti Mittal
(Executive Chair)
from April 1, 2019 to
March 31,
2022
9 Payment of Minimum Mgmt For For For
Remuneration - Gopal
Vittal (MD&CEO) from
April 1, 2019 to
March 31,
2022
10 Authority to Set Cost Mgmt For For For
Auditors
Fees
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bharti Infratel Ltd
Ticker Security ID: Meeting Date Meeting Status
INFRATEL CINS Y0R86J109 07/23/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Devender Singh Mgmt For For For
Rawat
5 Elect Prakul Kaushiva Mgmt For For For
6 Elect Bharat Sumant Mgmt For For For
Raut
7 Elect Jitender Mgmt For For For
Balakrishnan
8 Elect Leena Srivastava Mgmt For For For
9 Elect Narayanan Kumar Mgmt For For For
________________________________________________________________________________
Bid Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
BID CINS S11881109 11/14/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Tasneem Mgmt For For For
Abdool-Samad
3 Elect Clifford (Cliff) Mgmt For For For
J.
Rosenberg
4 Re-elect David E. Mgmt For For For
Cleasby
5 Re-elect Brian Joffe Mgmt For For For
6 Re-elect Dolly D. Mgmt For For For
Mokgatle
7 Election of Audit Mgmt For For For
Committee Member
(Tasneem
Abdool-Samad)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Paul
Baloyi)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Nigel G.
Payne)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Helen
Wiseman)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Policy
(Implementation)
13 Amendment to the Mgmt For For For
Conditional Share
Plan
Scheme
14 General Authority to Mgmt For For For
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve Allocation to Mgmt For For For
Distribute Share
Capital or Premium
17 Authority to Create Mgmt For For For
and Issue Convertible
Debentures
18 Authorisation of Legal Mgmt For For For
Formalities
19 Authority to Mgmt For For For
Repurchase
Shares
20 Chair Mgmt For For For
21 Lead independent Mgmt For For For
non-executive
director
(SA)
22 Lead independent Mgmt For For For
director
(International)
23 Non-executive Mgmt For For For
directors
(SA)
24 Non-executive Mgmt For For For
directors
(International)
25 Audit and risk Mgmt For For For
committee chair
(International)
26 Audit and risk Mgmt For For For
committee chairman
(SA)
27 Audit and risk Mgmt For For For
committee member
(SA)
28 Audit and risk Mgmt For For For
committee member
(International)
29 Remuneration committee Mgmt For For For
chair
(SA)
30 Remuneration committee Mgmt For For For
chairman
(International)
31 Remuneration committee Mgmt For For For
member
(SA)
32 Remuneration committee Mgmt For For For
member
(International)
33 Nominations committee Mgmt For For For
chair
(SA)
34 Nominations committee Mgmt For For For
chairman
(International)
35 Nominations committee Mgmt For For For
member
(SA)
36 Nominations committee Mgmt For For For
member
(International)
37 Acquisitions committee Mgmt For For For
chairman
(SA)
38 Acquisitions committee Mgmt For For For
chairman
(International)
39 Acquisitions committee Mgmt For For For
member
(SA)
40 Acquisitions committee Mgmt For For For
member
(International)
41 Social and ethics Mgmt For For For
committee chair
(SA)
42 Social and ethics Mgmt For For For
committee chairman
(International)
43 Social and ethics Mgmt For For For
committee member
(SA)
44 Social and ethics Mgmt For For For
committee member
(International)
45 Ad hoc meetings (SA) Mgmt For For For
46 Ad hoc meetings Mgmt For For For
(International)
47 Travel per meeting Mgmt For For For
cycle
(SA)
48 Travel per meeting Mgmt For For For
cycle
(International)
49 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
BIM Birlesik Magazalar A.S
Ticker Security ID: Meeting Date Meeting Status
BIMAS CINS M2014F102 05/05/2020 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding Chair;
Minutes
5 Presentation of Mgmt For For For
Directors'
Report
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Amendment to Articles Mgmt For For For
11 Election of Directors; Mgmt For For For
Directors'
Fees
12 Authority to Carry out Mgmt For For For
Competing Activities
or Related Party
Transactions and
Presentation
13 Presentation of Report Mgmt For For For
on Repurchase of
Shares
14 Presentation of Report Mgmt For For For
on Charitable
Donations
15 Presentation of Report Mgmt For For For
on
Guarantees
16 Appointment of Auditor Mgmt For For For
17 Wishes And Closing Mgmt For For For
________________________________________________________________________________
BIM Birlesik Magazalar A.S
Ticker Security ID: Meeting Date Meeting Status
BIMAS CINS M2014F102 11/19/2019 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Interim Dividend Mgmt For For For
6 Wishes Mgmt For For For
________________________________________________________________________________
BNK Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
138930 CINS Y0R7ZV102 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect KIM Ji Wan Mgmt For For For
3 Elect CHA Yong Kyu Mgmt For For For
4 Elect MOON Il Jae Mgmt For For For
5 Elect JUNG Ki Young Mgmt For For For
6 Elect YOO Jeong Joon Mgmt For For For
7 Elect SON Gwang Ik Mgmt For For For
8 Elect KIM Chang Rok Mgmt For For For
9 Election of Audit Mgmt For For For
Committee Member:
MOON Il
Jae
10 Election of Audit Mgmt For For For
Committee Member: YOO
Jeong
Joon
11 Election of Audit Mgmt For For For
Committee Member: SON
Gwang
Ik
12 Director's Fees Mgmt For For For
________________________________________________________________________________
BOC Aviation Limited
Ticker Security ID: Meeting Date Meeting Status
2588 CINS Y09292106 05/27/2020 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHANG Xiaolu Mgmt For For For
6 Elect Li Mang Mgmt For For For
7 Elect Zhu Lin Mgmt For For For
8 Elect DAI Deming Mgmt For For For
9 Elect Antony Nigel Mgmt For For For
Tyler
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
BOE Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
200725 CINS Y0920M101 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Line of Mgmt For Against Against
Credits
7 Launching Wealth Mgmt For For For
Management Products
and Conducting
Structured
Deposits
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Give Mgmt For Against Against
Guarantees
10 Appointment of Auditor Mgmt For For For
11 Elect TANG Shoulian Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Amendments to Mgmt For For For
Procedural Rules of
Supervisors
Meetings
________________________________________________________________________________
BOE Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
200725 CINS Y0920M101 09/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Perpetual
Corporate
Bonds
2 Issuing Scale and Par Mgmt For For For
Value
3 Bond Duration Mgmt For For For
4 Interest Rate and its Mgmt For For For
Determining
Method
5 Issuing Method Mgmt For For For
6 Guarantee Mgmt For For For
7 Redemption or Resale Mgmt For For For
Terms
8 Method of Paying the Mgmt For For For
Principal and
Interest
9 Clauses on Deferred Mgmt For For For
Payment of
Interest
10 Compulsory Payment of Mgmt For For For
Interest and
Restrictions
on
Deferred Payment of
Interest
11 Purpose of the Raised Mgmt For For For
Funds
12 Issuing Targets and Mgmt For For For
Agreement for
Placement to the
Existing
Shareholders
13 Underwriting Methods Mgmt For For For
and Listing
Agreement
14 Repayment Guarantee Mgmt For For For
Matters
15 Valid Period of the Mgmt For For For
Resolution
16 Full Authorization to Mgmt For For For
Board Handle Matters
Related
to
Public Issuance of
Perpetual Corporate
Bonds
________________________________________________________________________________
Bohai Leasing Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 04/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of the Mgmt For For For
Plan to Increase
Shareholding in the
Company by the
Controlling
Shareholder
2 2019 Appointment Of Mgmt For For For
Financial Audit
Firm
3 2019 Appointment Of Mgmt For For For
Internal Control
Audit
Firm
________________________________________________________________________________
Bohai Leasing Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2020 Financial Budget Mgmt For For For
Reports
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2019 Provision For Mgmt For For For
Assets
Impairment
8 2019 Write-Off Of Mgmt For For For
Assets
9 2019 Internal Control Mgmt For For For
Evaluation
Report
10 2020 Estimated Mgmt For For For
Connected
Transactions
11 2020 Estimated Loans Mgmt For For For
From The Controlling
Shareholder
12 Entrusted Management Mgmt For For For
Agreement To Be
Signed With Related
Parties
13 Adjustment of the Mgmt For For For
Interest Rate of
Renting of Some
Connected Transaction
Projects
14 2020 Estimated Loan Mgmt For Against Against
Quota Of The Company
And Its
Subsidiaries
15 2020 Estimated Mgmt For Against Against
Guarantee Quota Of
The Company And Its
Subsidiaries
16 Launching Derivatives Mgmt For For For
Business By The
Company And Its
Subsidiaries
17 Amendments To The Mgmt For Against Against
External Guarantee
Management
System
18 Remuneration Plan For Mgmt For For For
Supervisors And
Directors
19 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
Bosch Limited
Ticker Security ID: Meeting Date Meeting Status
BOSCHLTD CINS Y6139L131 08/23/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Soumitra Mgmt For For For
Bhattacharya
5 Elect Peter Tyroller Mgmt For Against Against
6 Appointment of Andreas Mgmt For For For
Wolf (Joint Managing
Director); Approval
of
Remuneration
7 Elect Gopichand Mgmt For For For
Katragadda
8 Elect Bhaskar Bhat Mgmt For For For
9 Elect Bernhard Mgmt For For For
Steinruecke
10 Authority to set Cost Mgmt For For For
Auditor's
Fees
11 Disposal Mgmt For For For
________________________________________________________________________________
Braskem SA
Ticker Security ID: Meeting Date Meeting Status
BRKM3 CINS P18533110 05/29/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Cumulate Common and Mgmt N/A For N/A
Preferred
Shares
6 Request Separate Mgmt N/A Against N/A
Election for Board
Member (Preferred
Shareholders)
7 Elect Lirio Albino Mgmt For For For
Parisotto as Board
Member Presented by
Preferred
Shareholders
8 Cumulate Preferred and Mgmt For For For
Common
Shares
9 Request Separate Mgmt N/A Against N/A
Election for
Supervisory Council
Member (Preferred
Shareholders)
10 Elect Heloisa Belotti Mgmt N/A For N/A
Bedicks to the
Supervisory Council
Presented by
Preferred
Shareholders
________________________________________________________________________________
BRF S.A.
Ticker Security ID: Meeting Date Meeting Status
BRFS3 CINS P1905C100 04/27/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
21 (Board of
Directors'
Meetings)
4 Indemnification of Mgmt For For For
Directors
5 Amendments to Mgmt For For For
Long-Term Incentive
Plans
________________________________________________________________________________
BRF S.A.
Ticker Security ID: Meeting Date Meeting Status
BRFS3 CINS P1905C100 04/27/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
4 Board Size Mgmt For For For
5 Request Cumulative Mgmt N/A Abstain N/A
Voting
6 Election of Directors Mgmt For For For
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Augusto
Marques da Cruz
Filho
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Dan
loschpe
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Flavia
Buarque de
Almeida
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Flavia Maria
Bittencourt
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Luiz
Osorio
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luiz
Fernando
Furlan
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Pedro Pullen
Parente
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ivandre
Motiel da
Silva
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Roberto
Rodrigues
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcelo F.
Bacci
20 Election of Board Mgmt For For For
Chair and Vice
Chair
21 Remuneration Policy Mgmt For For For
22 Elect Attilio Guaspari Mgmt For For For
23 Elect Maria Paula Mgmt For For For
Soares
Aranha
24 Elect Andre Vicentini Mgmt For For For
25 Supervisory Council Mgmt For For For
Fees
________________________________________________________________________________
Brilliance China Automotive Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1114 CINS G1368B102 06/26/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect SONG Jian Mgmt For For For
3 Elect JIANG Bo Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
7 Authority to Mgmt For For For
Repurchase
Shares
8 Authority to Issue Mgmt For Against Against
Repurchased
Shares
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Britannia Industries Limited
Ticker Security ID: Meeting Date Meeting Status
BRITANNIA CINS Y0969R151 08/09/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Ness N. Wadia Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Tanya A. Dubash Mgmt For For For
8 Elect Avijit Deb Mgmt For Against Against
9 Elect Keki B. Dadiseth Mgmt For For For
10 Elect Ajai Puri Mgmt For For For
________________________________________________________________________________
BTG Hotels (Group) Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
600258 CINS Y0771D101 04/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 To Consider and Mgmt For For For
Approve the By-elect
a Director: BAI
Fan
________________________________________________________________________________
BTG Hotels (Group) Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
600258 CINS Y0771D101 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
Independent
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2020 Reappointment of Mgmt For For For
Financial Audit
Firm
8 Reappointment of 2020 Mgmt For For For
Internal Control
Audit
Firm
9 2020 Application For Mgmt For For For
Loan
Quota
10 2020 Financial Aid To Mgmt For Against Against
Controlled
Subsidiaries
11 Connected Transaction Mgmt For For For
Regarding Acceptance
of Financial Aid
Quota from the
Controlling
Shareholder and Its
Related Parties in
2020
12 2019 Continuing Mgmt For For For
Connected
Transactions and 2020
Estimated Continuing
Connected
Transactions with the
Controlling
Shareholder and Its
Related
Parties
13 2019 Continuing Mgmt For For For
Connected
Transactions and 2020
Estimated Continuing
Connected
Transactions with the
Second Largest
Controlling
Shareholder and Its
Related
Parties
14 The Financial Service Mgmt For Against Against
Agreement To Be
Renewed With A
Company
15 Amendments To The Mgmt For For For
External Guarantee
And Aid Management
Measures
16 Amendments To The Mgmt For For For
Rules Of Procedure
Governing The Board
Meetings
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BTS Group Holdings Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
BTS CINS Y0984D252 07/22/2019 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Message from Chairman Mgmt For For For
3 Meeting Minutes Mgmt For For For
4 Results of Operations Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Fees Mgmt For For For
8 Elect Keeree Kanjanapas Mgmt For For For
9 Elect Surapong Mgmt For For For
Laoha-Unya
10 Elect KONG Chi Keung Mgmt For For For
11 Elect Suchin Wanglee Mgmt For Against Against
12 Elect Pichitra Mahaphon Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Issue Mgmt For For For
Warrants w/
Preemptive
Rights.
15 Adoption of BTS Group Mgmt For For For
ESOP 2019
Scheme
16 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
17 Authority to Reduce Mgmt For For For
Registered Share
Capital
18 Amendments to Mgmt For For For
Memorandum (Reducing
Registered
Capital)
19 Authority to Increase Mgmt For For For
the Company's
Registered
Capital
20 Amendments to Mgmt For For For
Memorandum
(Increasing
Registered
Capital)
21 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
22 Transaction of Other Mgmt For Abstain Against
Business
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bumrungrad Hospital Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
BH CINS Y1002E256 05/27/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Minutes Mgmt For For For
2 Results of Operations Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Acknowledge Interim Mgmt For For For
Dividends
5 Elect Sophavadee Mgmt For For For
Uttamobol
6 Elect Chong Toh Mgmt For For For
7 Elect Bernard Charnwut Mgmt For For For
CHAN
8 Elect Anon Vangvasu Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendments to Mgmt For For For
Memorandum - Clause
3
12 Amendments to Mgmt For For For
Memorandum - Clause
4
13 Amendments to Articles Mgmt For For For
30
14 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Bupa Arabia for cooperative Insurance
Ticker Security ID: Meeting Date Meeting Status
8210 CINS M20515116 06/30/2020 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Appointment of Mgmt For Against Against
Auditors and
Authority to Set
Fees
5 Directors' Fees Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Authority to Pay Mgmt For For For
Interim
Dividends
8 Authority to Mgmt For For For
Repurchase
Shares
9 Elect Joy Linton Mgmt For For For
10 Election of One Mgmt For For For
Director
11 Amendments to Mgmt For For For
Remuneration Policy
(Committee
Members)
12 Amendments to Mgmt For For For
Remuneration Policy
(Board
Members)
13 Related Party Mgmt For For For
Transactions (Bupa
International
Markets)
14 Related Party Mgmt For For For
Transactions (Nazer
Clinics
1)
15 Related Party Mgmt For For For
Transactions (NCB
Capital
1)
16 Related Party Mgmt For For For
Transactions (Nazer
Clinics
2)
17 Related Party Mgmt For For For
Transactions (Bupa
Investments Overseas
Ltd.
1)
18 Related Party Mgmt For For For
Transactions (Bupa
Investments Overseas
Ltd.
2)
19 Related Party Mgmt For For For
Transactions (Bupa
Insurance
Ltd.)
20 Related Party Mgmt For For For
Transactions (Bupa
Middle East
Holdings
W.L.L.)
21 Related Party Mgmt For For For
Transactions (Bupa
Arabia for
Cooperative Insurance
Co.)
22 Related Party Mgmt For For For
Transactions (Nazer
Group Holding
Co.)
23 Related Party Mgmt For For For
Transactions (Nazer
Clinics
3)
24 Related Party Mgmt For For For
Transactions (Nazer
for Dialysis and
Advanced Health
Services
Ltd.)
25 Related Party Mgmt For For For
Transactions (Nawah
Healthcare
Co.)
26 Related Party Mgmt For For For
Transactions (Nazer
Clinics
4)
27 Related Party Mgmt For For For
Transactions
(National Commercial
Bank
1)
28 Related Party Mgmt For For For
Transactions (Gulf
International
Bank)
29 Related Party Mgmt For For For
Transactions (Al
Rajhi Steel
Co.)
30 Related Party Mgmt For For For
Transactions
(Mobily)
31 Related Party Mgmt For For For
Transactions
(Maaden)
32 Related Party Mgmt For For For
Transactions (Saudi
Industrial Investment
Group)
33 Related Party Mgmt For For For
Transactions (Bawan
Wood
Factory)
34 Related Party Mgmt For For For
Transactions (Bawan
Metal
Industries)
35 Related Party Mgmt For For For
Transactions (Al
Rajhi
Bank)
36 Related Party Mgmt For For For
Transactions (Riyadh
Cables Group
Co.)
37 Related Party Mgmt For For For
Transactions
(Careem)
38 Related Party Mgmt For For For
Transactions (NCB
Capital
2)
39 Related Party Mgmt For For For
Transactions (Sedco
Holding)
40 Related Party Mgmt For For For
Transactions (Fitaihi
Holding
Group)
41 Related Party Mgmt For For For
Transactions (Mr.
Abdulhadi Ali
Shayif)
42 Related Party Mgmt For For For
Transactions (Nova
Water)
43 Related Party Mgmt For For For
Transactions
(National Commercial
Bank
2)
44 Related Party Mgmt For For For
Transactions (Saudi
Steel
Pipe)
45 Related Party Mgmt For For For
Transactions (Ahmed
Mohamed Baeshen
Co.)
46 Related Party Mgmt For For For
Transactions
(Al-Ittihad
Club)
47 Related Party Mgmt For For For
Transactions (Al
Hilal
SFC)
48 Amendments to Article 1 Mgmt For For For
49 Amendments to Article 3 Mgmt For For For
50 Amendments to Article 4 Mgmt For For For
51 Amendments to Article Mgmt For For For
11
52 Amendments to Article Mgmt For For For
12
53 Amendments to Article Mgmt For For For
13
54 Amendments to Article Mgmt For For For
14
55 Amendments to Article Mgmt For For For
15
56 Amendments to Article Mgmt For For For
16
57 Amendments to Article Mgmt For For For
17
58 Amendments to Article Mgmt For For For
18
59 Amendments to Article Mgmt For For For
19
60 Amendments to Article Mgmt For For For
20
61 Amendments to Article Mgmt For For For
21
62 Amendments to Article Mgmt For For For
22
63 Amendments to Article Mgmt For For For
24
64 Amendments to Article Mgmt For For For
25
65 Amendments to Article Mgmt For For For
26
66 Amendments to Article Mgmt For For For
27
67 Amendments to Article Mgmt For For For
28
68 Amendments to Article Mgmt For For For
30
69 Amendments to Article Mgmt For For For
33
70 Amendments to Article Mgmt For For For
39
71 Amendments to Article Mgmt For For For
41
72 Amendments to Article Mgmt For For For
45
73 Amendments to Article Mgmt For For For
46
74 Amendments to Article Mgmt For For For
49
75 Amendments to Article Mgmt For For For
50
76 Amendments to Article Mgmt For For For
51
________________________________________________________________________________
Bupa Arabia for cooperative Insurance
Ticker Security ID: Meeting Date Meeting Status
8210 CINS M20515116 11/12/2019 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Amendments to Audit Mgmt For For For
Committee
Charter
3 Amendments to Risk Mgmt For For For
Management Committee
Charter
4 Related Party Mgmt For For For
Transactions (Gulf
International
Bank)
5 Related Party Mgmt For For For
Transactions (Ahmed
Mohammed Baeshen
Co.)
6 Amendments to Article 3 Mgmt For For For
7 Amendments to Article Mgmt For For For
15
________________________________________________________________________________
By-health Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300146 CINS Y2924V103 01/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The 2Nd Phase Stock Mgmt For For For
Option Incentive Plan
(Draft) And Its
Summary In
2019
2 Constitution of Mgmt For For For
Appraisal Management
Measures for the 2019
Stock Option
Incentive
Plan
3 Board Authorization to Mgmt For For For
Handle Matters
Regarding
the
2019 Stock Option
Incentive
Plan
4 Amendments to Articles Mgmt For For For
5 Amendments To The Mgmt For Against Against
External Guarantee
Management
System
6 Amendments To The Mgmt For Against Against
External Investment
Management
System
7 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder General
Meetings
8 Amendments to Mgmt For Against Against
Implementing Rules
for Online Voting
System
9 Amendments to Mgmt For Against Against
Procedural Rules for
Supervisory
Committees
________________________________________________________________________________
By-health Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300146 CINS Y2924V103 04/02/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2020 Financial Budget Mgmt For For For
Report
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Repurchase and Mgmt For For For
Cancellation of Some
Locked Restricted
Stocks Granted to
Plan
Participants
8 Adjustment of the Mgmt For For For
Individual Appraisal
Indicators in the
2019 the Stock Option
Incentive
Plan
9 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
10 2019 Provision For Mgmt For For For
Assets
Impairment
11 Decrease of the Mgmt For For For
Companys Registered
Capital and
Amendments to the
Company's Articles of
Association
12 Formulation Of The Mgmt For For For
Shareholder Return
Plan From 2020 To
2022
13 Amendments To The Mgmt For Against Against
Rules Of Procedure
Governing The Board
Meetings
________________________________________________________________________________
BYD Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1023R104 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Provide Mgmt For Against Against
Repurchase or
Guarantee for Sales
of
Products
10 Approval of Caps of Mgmt For For For
Ordinary Connected
Transactions
11 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Shares of BYD
Electronic w/o
Preemptive
Rights
13 Use of Internal Mgmt For For For
Short-term
Intermittent Funds
for Entrusted Wealth
Management
14 Use of Internal Funds Mgmt For For For
for Risk-related
Investments
15 Provision of Phased Mgmt For Against Against
Guarantee for
Mortgage-backed Car
Buyers to BYD Auto
Finance Company
Limited
16 Amendments to Articles Mgmt For Against Against
of
Association
17 Amendments to Mgmt For Against Against
Procedural
Rules
18 Authority to Issue Mgmt For For For
Domestic and Overseas
Debt Financing
Instruments
________________________________________________________________________________
BYD Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Provide Mgmt For Against Against
Repurchase or
Guarantee for Sales
of
Products
9 Approval of Caps of Mgmt For For For
Ordinary Connected
Transactions
10 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Shares of BYD
Electronic w/o
Preemptive
Rights
12 Use of Internal Mgmt For For For
Short-term
Intermittent Funds
for Entrusted Wealth
Management
13 Use of Internal Funds Mgmt For For For
for Risk-related
Investments
14 Provision of Phased Mgmt For Against Against
Guarantee for
Mortgage-backed Car
Buyers to BYD Auto
Finance Company
Limited
15 Amendments to Articles Mgmt For Against Against
of
Association
16 Amendments to Mgmt For Against Against
Procedural
Rules
17 Authority to Issue Mgmt For For For
Domestic and Overseas
Debt Financing
Instruments
________________________________________________________________________________
BYD Electronic (International) Company Limited
Ticker Security ID: Meeting Date Meeting Status
0285 CINS Y1045N107 06/23/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect WANG Chuan Fu Mgmt For For For
7 Elect JIANG Xiang-rong Mgmt For For For
8 Elect John CHUNG Kwok Mgmt For For For
Mo
9 Directors' Fees Mgmt For For For
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
BYD Electronic (International) Company Limited
Ticker Security ID: Meeting Date Meeting Status
0285 CINS Y1045N107 06/29/2020 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Supplemental Agreement Mgmt For For For
________________________________________________________________________________
C&S Paper Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002511 CINS Y1822U100 06/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
First Granted Under
2018 Stock Option and
Restricted Stock
Incentive
Plan
2 Reduction Of Mgmt For For For
Registered Capital
And Amendments To The
Articles Of
Association
3 Increase of the Number Mgmt For For For
and Positions of Vice
Chairmen of the Board
and Joint General
Managers and
Amendment to the
Articles of
Association
4 By-election of Mgmt For For For
Non-independent
Directors of the 4th
Board of Directors:
DAI
Zhenji
________________________________________________________________________________
Caitong Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601108 CINS Y1072S102 01/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of the Mgmt For For For
Authorization of the
Board to the Chairman
of the Board to Issue
Convertible
Bonds
2 Adjustment Of The Mgmt For For For
Valid Period Of The
Resolution On
Convertible Bonds And
The Valid Period Of
The
Authorization
________________________________________________________________________________
Caitong Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601108 CINS Y1072S102 05/25/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2019 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Related Party Mgmt For For For
Transactions
8 Compliance of China Mgmt For For For
Securities Regulatory
Commission ("CSRC")
Regulations
9 Issuing Party and Mgmt For For For
Method
10 Type Mgmt For For For
11 Duration Mgmt For For For
12 Interest Rate Mgmt For For For
13 Guarantee Matters Mgmt For For For
14 Purpose of the Raised Mgmt For For For
Funds
15 Targets and Mgmt For For For
Arrangement for
Placement to the
Existing
Shareholders
16 Appointment of Mgmt For For For
Relevant
Institutions
17 Repayment Guarantee Mgmt For For For
Measures
18 Listing Place Mgmt For For For
19 Valid Period Mgmt For For For
20 Extension of Valid Mgmt For For For
Period on the
Issuance of
Convertible
Bonds
21 Report on the Mgmt For For For
Previously Raised
Funds
22 Appointment of Auditor Mgmt For For For
23 Formulation of Mgmt For For For
Performance
Evaluation and
Remuneration
Management System for
Directors
24 Change of Company Mgmt For For For
Domicile
25 Amendments to Articles Mgmt For For For
26 Shareholder Return Mgmt For For For
Plan
(2020-2022)
27 Indemnification of Mgmt For For For
Directors/Officers
28 Elect PANG Xiaofeng Mgmt For Against Against
29 Constitution of Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Caitong Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601108 CINS Y1072S102 11/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Independent Directors' Mgmt For For For
Fees
3 Appointment of Auditor Mgmt For For For
4 Amendments to Mgmt For Against Against
Procedural Rules for
Supervisors'
Meeting
5 Elect LU Jiangqiang Mgmt For For For
6 Elect RUAN Qi Mgmt For For For
7 Elect HU Guohua Mgmt For For For
8 Elect WANG Jian Mgmt For For For
9 Elect LI Yuan Mgmt For For For
10 Elect WANG Wei Mgmt For For For
11 Elect YU Jianxing Mgmt For For For
12 Elect CHEN Geng Mgmt For For For
13 Elect YE Yuanzu Mgmt For Against Against
14 Elect ZHOU Zhiwei Mgmt For Against Against
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Capitec Bank Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
CPI CINS S15445109 05/29/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Michiel S. du Mgmt For For For
Pre le
Roux
2 Re-elect Kabelo Makwane Mgmt For For For
3 Re-elect Chris A. Otto Mgmt For For For
4 Elect Susan Louise Mgmt For For For
Botha
5 Elect Thetele (Emma) Mgmt For For For
E.
Mashilwane
6 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
7 Appointment of Joint Mgmt For For For
Auditor (Deloitte &
Touche)
8 Authority to Issue Mgmt For For For
Shares Pursuant to a
Conversion of Loss
Absorbent Capital
Instruments
9 Authority to Issue Mgmt For For For
Shares for
Cash
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Remuneration Mgmt For For For
Implementation
Report
12 Approve NEDs' Fees Mgmt For For For
13 Authority to Mgmt For For For
Repurchase
Shares
14 Approve Financial Mgmt For For For
Assistance (Section
45)
15 Approve Financial Mgmt For For For
Assistance (Section
44)
________________________________________________________________________________
Catcher Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2474 CINS Y1148A101 06/30/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
4 Elect HONG Shui-Song Mgmt For For For
________________________________________________________________________________
Cathay Financial Holding Co.
Ticker Security ID: Meeting Date Meeting Status
2882 CINS Y11654103 06/12/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural
Rules-Shareholder
Meeting
5 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
6 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
CCC S.A.
Ticker Security ID: Meeting Date Meeting Status
CCC CINS X5818P109 04/17/2020 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
CCC S.A.
Ticker Security ID: Meeting Date Meeting Status
CCC CINS X5818P109 09/26/2019 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Change of Financial Mgmt For For For
and Fiscal
Year
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
CCR S.A.
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P2170M104 01/10/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CCR S.A.
Ticker Security ID: Meeting Date Meeting Status
CCRO3 CINS P2170M104 04/09/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For Against Against
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Election of Directors Mgmt For For For
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ana Maria
Marcondes Penido
SantAnna
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fernando
Luiz Aguiar
Filho
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Coutinho de
Sena
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Flavio
Mendes
Aidar
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Paulo
Roberto Reckziegel
Guedes
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luis Claudio
Rapparini
Soares
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Renato
Torres de
Faria
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Henrique
Sutton de Sousa
Neves
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luiz Carlos
Cavalcanti Dutra
Junior
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luiz Alberto
Colonna
Rosman
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Leonardo
Porciuncula Gomes
Pereira
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo
Bunker
Gentil
23 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eliane
Aleixo Lustosa de
Andrade
24 Request Separate Mgmt N/A Against N/A
Election for Board
Member
25 Elect Board of Mgmt N/A Against N/A
Director's Chair and
Vice
Chair
26 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
27 Elect Adalgiso Fragoso Mgmt For For For
de
Faria
28 Elect Bruno Goncalves Mgmt For For For
Siqueira
29 Elect Piedade Mota da Mgmt For For For
Fonseca
30 Remuneration Policy Mgmt For For For
31 Supervisory Council Mgmt For For For
Fees
________________________________________________________________________________
Celltrion Healthcare Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
091990 CINS Y6S3BE101 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
2 Elect KIM Hyung Ki Mgmt For For For
3 Elect CHOI Eung Ryul Mgmt For For For
4 Elect CHUNG Woon Gab Mgmt For For For
5 Elect LA Hyun Joo Mgmt For For For
6 Elect DAVID Han Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member:
CHOI Eung
Ryul
8 Election of Audit Mgmt For For For
Committee Member:
CHUNG Woon
Gab
9 Election of Audit Mgmt For For For
Committee Member: LA
Hyun
Joo
10 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
11 Directors' Fees Mgmt For For For
12 Allocation of Stock Mgmt For For For
Dividends
13 Share Option Grant Mgmt For For For
________________________________________________________________________________
Celltrion, Inc.
Ticker Security ID: Meeting Date Meeting Status
068270 CINS Y1242A106 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect KEE Woo Seong Mgmt For For For
3 Elect SHIN Min Chul Mgmt For For For
4 Elect LEE Hyuk Jae Mgmt For For For
5 Elect KIM Geun Young Mgmt For For For
6 Elect KIM Won Seok Mgmt For For For
7 Elect YU Dae Hyun Mgmt For For For
8 Elect LEE Soon Woo Mgmt For For For
9 Elect LEE Jae Sik Mgmt For For For
10 Election of Audit Mgmt For For For
Commitee Member: KIM
Geun
Young
11 Election of Audit Mgmt For For For
Commitee Member: KIM
Won
Seok
12 Election of Audit Mgmt For For For
Commitee Member: YU
Dae
Hyun
13 Election of Audit Mgmt For For For
Commitee Member: LEE
Soon
Woo
14 Election of Audit Mgmt For For For
Commitee Member: LEE
Jae
Sik
15 Directors' Fees Mgmt For For For
16 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
17 Share Option Plan Mgmt For For For
________________________________________________________________________________
Cemex S.A.B. De C.V.
Ticker Security ID: Meeting Date Meeting Status
CEMEX CINS P2253T133 03/26/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Report on the Mgmt For For For
Company's Repurchase
Program
5 Authority to Mgmt For For For
Repurchase
Shares
6 Cancellation of Shares Mgmt For For For
7 Cancellation of Mgmt For For For
Treasury Shares
(2019)
8 Cancellation of Mgmt For For For
Treasury Shares
(2020)
9 Election of Directors; Mgmt For For For
Election of Committee
Members and
Chair
10 Directors' and Mgmt For For For
Committee Members'
Fees
11 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Cencosud SA
Ticker Security ID: Meeting Date Meeting Status
CENCOSUD CINS P2205J100 04/30/2020 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For Against Against
4 Directors' Committee Mgmt For Against Against
Fees and
Budget
5 Report on Board of Mgmt For For For
Directors' and
Directors' Committee
Expenses
6 Appointment of Auditor Mgmt For For For
7 Appointment of Risk Mgmt For For For
Rating
Agency
8 Related Party Mgmt For For For
Transactions
9 Report on Directors' Mgmt For For For
Oppositions Recorded
at Board
Meeting
10 Publication of Company Mgmt For For For
Notices
11 Transaction of Other Mgmt N/A Abstain N/A
Business
________________________________________________________________________________
Centrais Eletricas Brasileiras S.A. - Eletrobras
Ticker Security ID: Meeting Date Meeting Status
ELET3 CINS P22854106 01/31/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Divestiture (Amazonas Mgmt For For For
Geracao e Transmissao
de Energia
S.A)
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Centrais Eletricas Brasileiras S.A. - Eletrobras
Ticker Security ID: Meeting Date Meeting Status
ELET3 CINS P22854122 01/31/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Divestiture (Amazonas Mgmt For For For
Geracao e Transmissao
de Energia
S.A)
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Centrais Eletricas Brasileiras S.A. - Eletrobras
Ticker Security ID: Meeting Date Meeting Status
ELET3 CINS P22854122 02/17/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
3 Amendments to Article Mgmt For For For
7 (Reconciliation of
Share
Capital)
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Centrais Eletricas Brasileiras S.A. - Eletrobras
Ticker Security ID: Meeting Date Meeting Status
ELET3 CINS P22854122 11/14/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Centrais Eletricas Brasileiras S.A. - Eletrobras
Ticker Security ID: Meeting Date Meeting Status
ELET3 CINS P22854106 11/14/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Centre Testing International Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300012 CINS Y1252N105 05/11/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Appointment of Mgmt For For For
Auditor
7 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Cez, A.S.
Ticker Security ID: Meeting Date Meeting Status
CEZ CINS X2337V121 06/29/2020 Voted
Meeting Type Country of Trade
Annual Czech Republic
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Financial Statements Mgmt For For For
6 Financial Statements Mgmt For For For
(Consolidated)
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Donations Budget 2021 Mgmt For For For
10 Increase in Donations Mgmt For For For
Budget
2020
11 Non-monetary Donation Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Uniform Text of Mgmt For For For
Articles
14 Internal Restructuring Mgmt For For For
15 Remuneration Policy Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Changes to the Mgmt For Against Against
Supervisory
Board
18 Changes to the Audit Mgmt For Against Against
Committee
19 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Amendments
to Business
Policy
________________________________________________________________________________
CGN Power Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
1816 CINS Y1300C101 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Annual Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Allocation of Profits Mgmt For For For
9 Investment plan and Mgmt For For For
capital expenditure
budget
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Change of Use of Funds Mgmt For For For
12 Elect Yang Changli Mgmt For For For
13 Elect WANG Wei Mgmt For For For
14 Zhang Shanming Mgmt For For For
15 YANG Changli Mgmt For For For
16 GAO Ligang Mgmt For For For
17 TAN Jansheng Mgmt For For For
18 SHI Bing Mgmt For For For
19 WANG Wei Mgmt For For For
20 ZHANG Yong Mgmt For For For
21 NA Xizhi Mgmt For For For
22 HU Yiguang Mgmt For For For
23 Francis SIU Wai Keung Mgmt For For For
24 CHEN Sui Mgmt For For For
25 CHEN Rongzhen Mgmt For For For
26 YANG Lanhe Mgmt For For For
27 ZHU Hui Mgmt For For For
28 WANG Hongxin Mgmt For For For
29 Charitable Donations Mgmt For For For
30 Amendments to Articles Mgmt For Against Against
31 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
32 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
CGN Power Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
1816 CINS Y1300C101 05/20/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Chailease Holding Company Limited
Ticker Security ID: Meeting Date Meeting Status
5871 CINS G20288109 05/27/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural
Rules:Shareholder
Meetings
4 Amendments to Articles Mgmt For For For
- Special
Resolution
5 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
6 Capitalization of Mgmt For For For
Profit/Capital
Reserve and Issuance
of New
Stocks
7 Elect KOO John-Lee Mgmt For For For
8 Elect CHEN Fong-Long Mgmt For For For
9 Elect GOH Chee Wee Mgmt For For For
10 Elect CHENG Hsiu-Tze Mgmt For For For
11 Elect Alfred WONG Mgmt For For For
King-Wai
12 Elect CHEN Chih-Yang Mgmt For For For
13 Elect Steven Jeremy Mgmt For For For
Goodman
14 Elect TSOU Ching-Shui Mgmt For For For
15 Elect Casey K. Tung Mgmt For For For
16 Release of Non-compete Mgmt For For For
Restrictions for
Directors
17 Non-compete Mgmt For For For
Restrictions for CHEN
Fong-Long
18 Non-compete Mgmt For For For
Restrictions for
CHENG
Hsiu-Tzu
________________________________________________________________________________
Chang Hwa Commercial Bank Limited
Ticker Security ID: Meeting Date Meeting Status
2801 CINS Y1293J105 06/19/2020 Voted
Meeting Type Country of Trade
Proxy Contest Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
4 Amendments to Articles Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect LING Jong-Yuan Mgmt For For For
7 Elect HUANG Jui-Mu Mgmt For For For
8 Elect LEE Wen-Siung Mgmt For N/A N/A
9 Elect HSIAO Chia-Chi Mgmt For For For
10 Elect CHANG Chien-Yi Mgmt For For For
11 Elect TSAI Yun-Cheng Mgmt For N/A N/A
12 Elect WU Cheng-Ching ShrHoldr Against N/A N/A
13 Elect LIN Cheng-Hsien ShrHoldr Against For Against
14 Elect CHENG Chia-Chung ShrHoldr Against N/A N/A
15 Elect TSAI Hung-Hsiang ShrHoldr Against N/A N/A
16 Elect LIN Shih-Mei ShrHoldr Against N/A N/A
17 Elect CHEN Hwai-Chou ShrHoldr Against For Against
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Elect YU Chi-Chang Mgmt For For For
20 Elect LIU Ke-Yi Mgmt For Against Against
21 Elect LIN Chih-Chieh Mgmt For Against Against
22 Elect PAN Jung-Chun ShrHoldr Against For Against
23 Elect LIN Jong-Horng ShrHoldr Against Against For
24 Elect SUEN Chih-Jong ShrHoldr Against For Against
25 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Changchun High & New Technology Industries Group Inc.
Ticker Security ID: Meeting Date Meeting Status
000661 CINS Y1293Q109 04/16/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan
6 Appointment of Mgmt For For For
Financial Audit
Firm
7 Appointment of Mgmt For For For
Internal Control
Firm
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
10 Amendments to Mgmt For For For
Procedural Rules for
Supervisor
Meetings
11 Amendments To The Mgmt For For For
System For
Independent
Directors
12 Elect ZHANG Yuzhi as Mgmt For For For
Director
13 Change Of The Purpose Mgmt For For For
Of Some Raised Funds
From The 2016 Rights
Issue
________________________________________________________________________________
Changchun High & New Technology Industries Group Inc.
Ticker Security ID: Meeting Date Meeting Status
000661 CINS Y1293Q109 06/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Matters Related to Mgmt For For For
the Adjustment of the
Conversion Price of
the High-tech Fixed
Conversion
________________________________________________________________________________
Changchun High & New Technology Industries Group Inc.
Ticker Security ID: Meeting Date Meeting Status
000661 CINS Y1293Q109 06/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Spin-off Listing Mgmt For For For
of a Subsidiary is in
Compliance with
Relevant Laws and
Regulations
2 Stock Type Mgmt For For For
3 Par Value Mgmt For For For
4 Issuing Volume Mgmt For For For
5 Issuing Method Mgmt For For For
6 Issuing Targets Mgmt For For For
7 Pricing Method Mgmt For For For
8 Purpose of the Raised Mgmt For For For
Funds
9 Underwriting Method Mgmt For For For
10 Listing Place Mgmt For For For
11 Issuing Method and Date Mgmt For For For
12 Increase of the Mgmt For For For
Company S Registered
Capital
13 Payment of the Costs Mgmt For For For
14 The Valid Period of Mgmt For For For
the
Plan
15 Preplan For The Mgmt For For For
Spin-Off Listing Of
The Subsidiary On The
Star Market Of
Sse
16 Compliance of a Mgmt For For For
Subordinate Company's
Listing Overseas with
the Notice on Several
Issues Concerning the
Regulation of
Overseas Listing of
Subordinate Companies
of Domestic Listed
Companies
17 The Spin-off Listing Mgmt For For For
of the Subsidiary on
the Star Market of
SSE in for the Rights
and Interest of
Shareholders and
Creditors
18 Statement On Mgmt For For For
Maintaining
Independence And
Sustainable
Profitability
19 Compliance Operations Mgmt For For For
Ability Of The
Subsidiary
20 Statement on the Mgmt For For For
Compliance and
Completeness of the
Legal Procedures of
the Spin-off and the
Validity of the Legal
Documents
Submitted
21 Purpose, Commercial Mgmt For For For
Reasonability,
Necessity and
Feasibility Analysis
of the Spin-off
Listing
22 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Spin-off
Listing
________________________________________________________________________________
Changchun High & New Technology Industries Group Inc.
Ticker Security ID: Meeting Date Meeting Status
000661 CINS Y1293Q109 12/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Cash Management with Mgmt For For For
Some Idle Proprietary
Funds
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Estimated Related Mgmt For For For
Party Transactions
with A
Company
8 2020 Estimated Related Mgmt For For For
Party Transactions
with A
Company
9 2020 Estimated Related Mgmt For For For
Party Transactions
with A
Company
10 2020 Estimated Related Mgmt For For For
Party Transactions
with A
Company
11 Report On 2019 Risk Mgmt For For For
Control
Indicators
12 Authorization for 2020 Mgmt For For For
Risk
Reference
13 Special Statement On Mgmt For For For
2019 Remuneration And
Appraisal For
Directors
14 Special Statement On Mgmt For For For
2019 Remuneration And
Appraisal For
Supervisors
15 Special Statement on Mgmt For For For
2019 Remuneration and
Appraisal for Senior
Management
16 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
17 Elect ZHAO Lin as Mgmt For For For
Director
18 Amendments to Articles Mgmt For For For
19 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
20 Amendments to Mgmt For For For
Procedural Rules for
Supervisor
Meetings
21 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 11/01/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect TIAN Xuan Mgmt For For For
2 Elect SHI Zhanzhong Mgmt For For For
3 Elect YU Zhen Mgmt For For For
4 Elect PAN Hongbo Mgmt For For For
5 Elect LI Xinhua Mgmt For For For
6 Elect JIN Caijiu Mgmt For For For
7 Elect CHEN Jia Mgmt For For For
8 Elect HUANG Xueqiang Mgmt For For For
9 Elect CHEN Wenbin Mgmt For For For
10 Elect TIAN Zexin Mgmt For For For
11 Elect QU Dingyuan Mgmt For For For
12 Elect LIU Yuanrui Mgmt For For For
13 Elect YU Feng Mgmt For Against Against
14 Elect DENG Tao Mgmt For Against Against
15 Elect YANG Xing Mgmt For For For
16 2019 Interim Risk Mgmt For For For
Control Indicator
Report
________________________________________________________________________________
Changzhou Xingyu Automotive Lighting Systems Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601799 CINS Y1297L106 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 2019 Accounts and Mgmt For For For
Reports
4 2019 Annual Report Mgmt For For For
5 2019 Allocation of Mgmt For For For
Profits
6 2020 Appointment of Mgmt For For For
Auditor
7 2020 Appointment of Mgmt For For For
Internal Control
Auditor
8 2019 Remuneration for Mgmt For For For
Directors and
Supervisors
9 Approval of Line of Mgmt For For For
Credit
10 Cash Management With Mgmt For For For
Proprietary
Funds
________________________________________________________________________________
Changzhou Xingyu Automotive Lighting Systems Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601799 CINS Y1297L106 06/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Convertible
Bonds
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Interest
Payment
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
10 Downward Adjustment of Mgmt For For For
Conversion
Price
11 Determining Method for Mgmt For For For
the Number of
Converted
Shares
12 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Convertible Bond Mgmt For For For
Holders and
Bondholders
Meetings
18 Purpose of the Raised Mgmt For For For
Funds
19 Rating Mgmt For For For
20 Guarantee Mgmt For For For
21 Raised Funds Deposit Mgmt For For For
Account
22 Valid Period of the Mgmt For For For
Resolution
23 Preplan For Public Mgmt For For For
Issuance Of
Convertible
Bonds
24 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
25 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Public
Issuance of
Convertible Corporate
Bonds
26 Report On The Use Of Mgmt For For For
Previously Raised
Funds
27 Diluted Immediate Mgmt For For For
Return After the
Public Issuance of
Convertible Corporate
Bonds and Filling
Measures and Relevant
Commitments
28 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's Convertible
Bonds
29 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of
Convertible Corporate
Bonds
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 01/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Change of Registered Mgmt For For For
Capital
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 03/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Companys Mgmt For For For
Eligibility for
Non-public A-share
Offering on The
Chinext
Board
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issue Price, Pricing Mgmt For For For
Principles and
Pricing Base
Date
5 Issuing Volume Mgmt For For For
6 Issuing Targets And Mgmt For For For
Subscription
Method
7 Lockup Period Mgmt For For For
8 Arrangement For The Mgmt For For For
Accumulated Retained
Profits Before The
Non-public Share
Offering
9 Listing Place Mgmt For For For
10 Purpose And Amount of Mgmt For For For
The Raised
Funds
11 The Valid Period of Mgmt For For For
The Resolution on The
Non-public Share
Offering
12 Preplan For Non-Public Mgmt For For For
A-Share Offering On
The Chinext
Board
13 Demonstration Analysis Mgmt For For For
Report on The Plan
for 2020 Non-public
A-share Offering on
The Chinext
Board
14 Feasibility Analysis Mgmt For For For
Report on The Use of
Funds to Be Raised
From The Non-public
A-share Offering on
The Chinext
Board
15 No Need To Prepare A Mgmt For For For
Report On Use Of
Previously Raised
Funds
16 Impact on the Mgmt For For For
Company's Major
Financial Indicators
of the Diluted
Immediate Return
After the Non-public
A-share Offering on
the Chinext Board and
Filling
Measures
17 Commitments of Mgmt For For For
Directors, Senior
Management,
Controlling
Shareholders and De
Facto Controller to
Ensure the
Implementation of
Filling Measures for
Diluted Immediate
Return After the
Non-public A-share
Offering
18 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Non-public A-share
Offering on the
Chinext
Board
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 04/13/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Reappointment Of Mgmt For For For
Audit
Firm
7 Annual Remuneration Mgmt For For For
Plan for Members of
the Board of
Directors and the
Supervisory
Committee
8 Repurchase and Mgmt For For For
Cancellation of the
Locked Restricted
Stocks Granted to
Plan
Participants
9 Change of the Mgmt For For For
Company's Registered
Capital
10 Amendments to the Mgmt For For For
Company's Articles of
Association
11 Elect ZHANG Wanzhen Mgmt For For For
12 Elect LI Gang Mgmt For For For
13 Elect HUANG Xueyun Mgmt For For For
14 Elect QIU Jihua Mgmt For For For
15 Elect GU Qun Mgmt For For For
16 Elect HUANG Weikun Mgmt For For For
17 Elect XU Yejun Mgmt For For For
18 Elect ZHENG Kecheng Mgmt For Against Against
19 Elect ZHANG Xichong Mgmt For Against Against
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 05/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Guixu as Mgmt For Against Against
Supervisor
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Charoen Pokphand Foods PLC
Ticker Security ID: Meeting Date Meeting Status
CPF CINS Y1296K166 06/24/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Meeting Minutes Mgmt For For For
4 Results of Operations Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Acknowledge Interim Mgmt For For For
Dividends
7 Elect Pongsak Angkasith Mgmt For For For
8 Elect Phatcharavat Mgmt For For For
Wongsuwan
9 Elect Arunee Mgmt For For For
Watcharananan
10 Elect Sujint Thammasart Mgmt For For For
11 Elect Siripong Mgmt For For For
Aroonratana
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Transaction of Other Mgmt For Abstain Against
Business
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cheil Worldwide Inc
Ticker Security ID: Meeting Date Meeting Status
030000 CINS Y1296G108 03/19/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
3 Business Purpose Mgmt For For For
4 Electronic Mgmt For For For
Registration
System
5 Elect JUNG Hong Goo Mgmt For For For
6 Director's Fees Mgmt For For For
7 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Cheng Shing Rubber Industries Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2105 CINS Y1306X109 06/16/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect HSU En-De Mgmt For For For
5 Elect CHEN Shui-Chin Mgmt For For For
6 Elect CHEN Tzu-Chen Mgmt For For For
7 The Election of Mgmt For Against Against
Non-nominated
Director
8 The Election of Mgmt For Against Against
Non-nominated
Director
9 The Election of Mgmt For Against Against
Non-nominated
Director
10 The Election of Mgmt For Against Against
Non-nominated
Director
11 The Election of Mgmt For Against Against
Non-nominated
Director
12 The Election of Mgmt For Against Against
Non-nominated
Director
13 The Election of Mgmt For Against Against
Non-nominated
Director
14 The Election of Mgmt For Against Against
Non-nominated
Director
15 Releasing the Newly Mgmt For For For
Elected Directors
from the
Non-Competition
Restrictions
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Chengdu Kanghong Pharmaceutical Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002773 CINS Y130A3100 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Special Report on Mgmt For For For
the Deposit and Use
of Raised
Funds
7 2020 Financial Budget Mgmt For For For
Report
8 Appointment of Auditor Mgmt For For For
9 Purchase Of Wealth Mgmt For For For
Management Products
With Proprietary
Funds
________________________________________________________________________________
Chengdu Kanghong Pharmaceutical Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002773 CINS Y130A3100 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect KE Zunhong Mgmt For For For
2 Elect KE Xiao Mgmt For For For
3 Elect WANG Lin Mgmt For For For
4 Elect ZHONG Jianrong Mgmt For For For
5 Elect YIN Jingqun Mgmt For For For
6 Elect CHEN SU Mgmt For For For
7 Elect ZHANG Qiang Mgmt For For For
8 Elect QU Sancai Mgmt For For For
9 Elect ZHANG Yu Mgmt For For For
10 Elect GONG Wenxian Mgmt For Against Against
11 Elect YANG Jianqun Mgmt For Against Against
12 Directors' Fees Mgmt For For For
13 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Chengdu Xingrong Environment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000598 CINS Y1R189102 04/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2020 Budget Report Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny0.9000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
7 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
8 Provision Of Guarantee Mgmt For For For
For A
Subsidiary
9 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
________________________________________________________________________________
Chicony Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2385 CINS Y1364B106 06/10/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules for
Capital
Loans
________________________________________________________________________________
China Aerospace Times Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600879 CINS Y0018W102 06/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Financial Work Mgmt For For For
Reports
2 2019 Work Report of Mgmt For For For
the Independent
Directors
3 2019 Profit Mgmt For For For
Distribution
Plan
4 Capital reserve Mgmt For For For
5 2019 Payment Of Mgmt For For For
Financial Audit
Fees
6 2019 Payment Of Mgmt For For For
Internal Control
Audit
Fees
7 2019 Work Report Of Mgmt For For For
The Board Of
Directors
8 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
9 2019 Annual Report And Mgmt For For For
Its
Summary
10 2020 Financial Budget Mgmt For For For
Reports
11 2020 Continuing Mgmt For For For
Operational Connected
Transactions
12 Elect REN Demin Mgmt For For For
13 Elect WANG Yawen Mgmt For For For
14 Elect SONG Shuqing Mgmt For For For
15 Elect LI Yanhua Mgmt For For For
16 Elect ZHAO Xueyan Mgmt For For For
17 Elect YANG Yu Mgmt For For For
18 Elect BAO Ensi Mgmt For For For
19 Elect ZHANG Songyan Mgmt For For For
20 Elect ZHU Nanjun Mgmt For For For
21 Elect LIU Zefu Mgmt For Against Against
22 Elect HU Chenggang Mgmt For Against Against
23 Elect LI Bowen Mgmt For Against Against
24 2020 Appointment Of Mgmt For For For
Financial Audit
Firm
25 2020 Appointment Of Mgmt For For For
Internal Control
Audit
Firm
26 The Financial Service Mgmt For Against Against
Agreement To Be
Signed With A
Company
________________________________________________________________________________
China Agri-Industries Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0606 CINS Y1375F104 03/06/2020 Voted
Meeting Type Country of Trade
Court Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve Scheme of Mgmt For For For
Arrangement
________________________________________________________________________________
China Agri-Industries Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0606 CINS Y1375F104 03/06/2020 Voted
Meeting Type Country of Trade
Ordinary Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve Scheme of Mgmt For For For
Arrangement
________________________________________________________________________________
China Airlines Ltd.
Ticker Security ID: Meeting Date Meeting Status
2610 CINS Y1374F105 06/23/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Loss Disposition Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
5 Releasing the Newly Mgmt For For For
Elected Directors
from the
Non-Competition
Restrictions
________________________________________________________________________________
China Aoyuan Group Limited
Ticker Security ID: Meeting Date Meeting Status
3883 CINS G2119Z109 05/22/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect GUO Zi Wen Mgmt For For For
6 Elect MA Jun Mgmt For For For
7 Elect CHEUNG Kwok Keung Mgmt For For For
8 Elect ZHANG Jun Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Avionics Systems Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600372 CINS Y44456104 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny0.6000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
5 2020 Financial Budget Mgmt For For For
Report
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2020 Continuing Mgmt For For For
Connected
Transactions And The
Transaction
Amount
8 2019 Internal Control Mgmt For For For
Evaluation
Report
9 2019 Internal Control Mgmt For For For
Audit
Report
10 2019 Social Mgmt For For For
Responsibility
Report
11 2019 Work Report Of Mgmt For For For
Independent
Directors
12 Reappointment Of Audit Mgmt For For For
Firm
13 Change of the Purpose Mgmt For For For
of Some Raised Funds
to Permanently
Supplement the
Working
Capital
________________________________________________________________________________
China Avionics Systems Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600372 CINS Y44456104 09/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Procedural Rules of
Board
Meetings
2 Elect ZHANG Jinchang Mgmt For For For
________________________________________________________________________________
China Avionics Systems Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600372 CINS Y44456104 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Purpose Mgmt For For For
of Some Raised Funds
and Permanently
Supplementing the
Working
Capital
2 Connected Transaction Mgmt For For For
Regarding Transfer Of
Equities In A
Company
3 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
China Cinda Asset Management Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
1359 CINS Y1R34V103 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
4 External Donation Plan Mgmt For For For
2020
5 Amendments to Mgmt For Against Against
Procedural Rules of
General
Meetings
6 Amendments to Mgmt For For For
Procedural Rules of
Board
Meetings
7 Amendments to Mgmt For For For
Procedural Rules of
Supervisors
Meetings
8 Remuneration Mgmt For For For
Settlement Scheme for
Directors for the
Year
2018
9 Remuneration Mgmt For For For
Settlement Scheme for
Supervisors for the
Year
2018
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Approval of Budget of Mgmt For For For
Investment in Capital
Expenditure
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Directors' Report Mgmt For For For
15 Supervisors' Report Mgmt For For For
16 Elect ZHANG Yuxiang Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Cinda Asset Management Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
1359 CINS Y1R34V103 06/30/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Amendments to Mgmt For Against Against
Procedural Rules of
General
Meetings
________________________________________________________________________________
China Cinda Asset Management Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
1359 CINS Y1R34V103 12/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Tier-2 Capital
Bonds
3 Elect ZHANG Weidong Mgmt For For For
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M116 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2020 Financial Budget Mgmt For For For
Plan
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Special Report of Mgmt For For For
Related Party
Transactions
8 Directors' Report Mgmt For For For
9 Supervisors' Report Mgmt For For For
10 Elect WEI Guobin as Mgmt For For For
Supervisor
11 Directors' Fees Mgmt For For For
12 Supervisors' Fees Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Amendments to Mgmt For For For
Procedural Rules of
the Shareholders'
General
Meeting
15 Amendments to Mgmt For For For
Procedural Rules of
the Board of
Directors
16 Amendments to Mgmt For For For
Procedural Rules of
the Board of
Supervisors
17 Change of Office Mgmt For For For
18 Extension of Mgmt For For For
Authorisation Period
for Non-Public
Offering of
Preference
Shares
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M116 05/20/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Mgmt For For For
Authorisation Period
for Non-Public
Offering of
Preference
Shares
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M108 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 2020 Financial Budget Mgmt For For For
Plan
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Special Report of Mgmt For For For
Related Party
Transactions
7 Directors' Report Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For For For
Procedural Rules of
the Shareholders'
General
Meeting
11 Amendments to Mgmt For For For
Procedural Rules of
the Board of
Directors
12 Amendments to Mgmt For For For
Procedural Rules of
the Board of
Supervisors
13 Elect WEI Guobin as Mgmt For For For
Supervisor
14 Directors' Fees Mgmt For For For
15 Supervisors' Fees Mgmt For For For
16 Change of Office Mgmt For For For
17 Extension of Mgmt For For For
Authorisation Period
for Non-Public
Offering of
Preference
Shares
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0998 CINS Y1434M108 05/20/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Mgmt For For For
Authorisation Period
for Non-Public
Offering of
Preference
Shares
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 06/16/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statement Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget 2020 Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 2021 Coal Supply Mgmt For For For
Framework
Agreement
9 2021 Integrated Mgmt For For For
Materials and
Services Mutual
Provision Framework
Agreement
10 2021 Project Design, Mgmt For For For
Construction and
General Contracting
Services Framework
Agreement
11 2021 Financial Mgmt For For For
Services
Agreement
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Communications Construction
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36A107 06/09/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Communications Construction
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36J108 06/09/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Asset-Backed Mgmt For For For
Securitization
9 Estimated Cap for Mgmt For Against Against
Internal
Guarantees
10 Authority to Issue Mgmt For Against Against
Debt
Instruments
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For For For
Medium and Long-term
Bonds
13 Report on Use of Mgmt For For For
Previously Raised
Proceeds
14 Authority to Mgmt For For For
Repurchase
Shares
15 Mutual Project Mgmt For For For
Contracting Framework
Agreement
16 Extension of Validity Mgmt For For For
Period for Issuance
of A Share
Convertible
Bonds
17 Possible Subscription Mgmt For For For
for A Share
Convertible Bonds by
China Communications
Construction Group
(Limited)
18 Amendments to Articles Mgmt For Against Against
of
Association
19 Amendments to Rules of Mgmt For Against Against
Procedures
________________________________________________________________________________
China Communications Construction
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36A107 06/09/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Asset-Backed Mgmt For For For
Securitization
7 Estimated Cap for Mgmt For Against Against
Internal
Guarantees
8 Authority to Issue Mgmt For Against Against
Debt
Instruments
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For For For
Medium and Long-term
Bonds
11 Report on Use of Mgmt For For For
Previously Raised
Proceeds
12 Authority to Mgmt For For For
Repurchase
Shares
13 Mutual Project Mgmt For For For
Contracting Framework
Agreement
14 Extension of Validity Mgmt For For For
Period for Issuance
of A Share
Convertible
Bonds
15 Possible Subscription Mgmt For For For
for A Share
Convertible Bonds by
China Communications
Construction Group
(Limited)
16 Amendments to Articles Mgmt For Against Against
of
Association
17 Amendments to Rules of Mgmt For Against Against
Procedures
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Communications Construction
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36J108 06/09/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Communications Construction
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36J108 08/05/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Divestiture/Spin-off Mgmt For For For
________________________________________________________________________________
China Communications Construction
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36J108 11/15/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Communications Construction
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36J108 11/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Communications Construction
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36A107 11/15/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Communications Construction
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36A107 11/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Communications Services Corp
Ticker Security ID: Meeting Date Meeting Status
0552 CINS Y1436A102 06/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect GAO Tongqing Mgmt For For For
7 Elect MAI Yanzhou Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
9 Increase in Registered Mgmt For For For
Capital
10 Amendments to Articles Mgmt For Against Against
of
Association
________________________________________________________________________________
China Conch Venture Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0586 CINS G2116J108 06/29/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Jian Mgmt For For For
6 Elect CHAN Chi On Mgmt For For For
7 Elect Alex LAU Chi Wah Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2020 Fixed Asset Mgmt For For For
Investment
Plan
8 Elect TIAN Guoli Mgmt For For For
9 Elect FENG Bing Mgmt For For For
10 Elect ZHANG Qi Mgmt For For For
11 Elect XU Jiandong Mgmt For For For
12 Elect Malcolm C. Mgmt For For For
McCarthy
13 Elect YANG Fenglai as Mgmt For For For
Supervisor
14 Elect LIU Huan as Mgmt For For For
Supervisor
15 Elect BEN Shenglin as Mgmt For For For
Supervisor
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Limit on Charitable Mgmt For For For
Donations
18 Capital Plan 2021-2023 Mgmt For For For
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N119 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2020 Fixed Asset Mgmt For For For
Investment
Plan
6 Elect TIAN Guoli Mgmt For For For
7 Elect FENG Bing Mgmt For For For
8 Elect ZHANG Qi Mgmt For For For
9 Elect XU Jiandong Mgmt For For For
10 Elect Malcolm C. Mgmt For For For
McCarthy
11 Elect YANG Fenglai as Mgmt For For For
Supervisor
12 Elect LIU Huan as Mgmt For For For
Supervisor
13 Elect BEN Shenglin as Mgmt For For For
Supervisor
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Limit on Charitable Mgmt For For For
Donations
16 Capital Plan 2021-2023 Mgmt For For For
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 10/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WANG Yongqing as Mgmt For Against Against
Supervisor
3 Elect Michel Madelain Mgmt For For For
4 Remuneration Mgmt For For For
Distribution and
Settlement Plan for
Directors in
2018
5 Remuneration Mgmt For For For
Distribution and
Settlement Plan for
Supervisors in
2018
6 Additional Temporary Mgmt For For For
Limit on Poverty
Alleviation
Donations
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N119 10/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Yongqing as Mgmt For Against Against
Supervisor
2 Elect Michel Madelain Mgmt For For For
3 Remuneration Mgmt For For For
Distribution and
Settlement Plan for
Directors in
2018
4 Remuneration Mgmt For For For
Distribution and
Settlement Plan for
Supervisors in
2018
5 Additional Temporary Mgmt For For For
Limit on Poverty
Alleviation
Donations
________________________________________________________________________________
China Development Financial Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y1460P108 06/12/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Non-compete Mgmt For For For
Restriction for
Directors
________________________________________________________________________________
China East Education Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0667 CINS G2120T100 05/27/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect XIAO Guoqing Mgmt For For For
6 Elect LU Zhen Mgmt For For For
7 Elect ZHU Guobin Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Eastern Airlines Corporation Ltd
Ticker Security ID: Meeting Date Meeting Status
0670 CINS Y1406M102 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Mgmt For For For
Domestic and
International
Auditors and
Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Debt
Instruments
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Eastern Airlines Corporation Ltd
Ticker Security ID: Meeting Date Meeting Status
0670 CINS Y1407D101 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Mgmt For For For
Domestic and
International
Auditors and
Authority to Set
Fees
6 Authority to Issue Mgmt For Against Against
Debt
Instruments
7 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Eastern Airlines Corporation Ltd
Ticker Security ID: Meeting Date Meeting Status
0670 CINS Y1406M102 12/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules of
General
Meetings
4 Amendments to Mgmt For For For
Procedural Rules of
Supervisory Committee
Meetings
5 Financial Services Mgmt For For For
6 Import and Export Mgmt For For For
Services
7 Flight Complementary Mgmt For For For
Services
8 Catering Supply Mgmt For For For
Services
9 Property Leasing Mgmt For For For
Services
10 Advertising Agency Mgmt For For For
Services
11 Aircraft Finance Lease Mgmt For For For
Services
12 Aircraft and Aircraft Mgmt For For For
Engine Operating
Lease
Services
13 Freight Logistics Mgmt For For For
Support Services and
Cargo Terminal
Business Support
Services
14 Bellyhold Space Mgmt For For For
Services (Contractual
Operation Agreement
and the Operation
Cost
Agreement)
15 Elect LIU Shaoyong Mgmt For For For
16 Elect LI Yangmin Mgmt For For For
17 Elect TANG Bing Mgmt For For For
18 Elect WANG Junjin Mgmt For For For
19 Elect LIN Wanli Mgmt For For For
20 Elect SHAO Ruiqing Mgmt For For For
21 Elect CAI Hongping Mgmt For For For
22 Elect DONG Xuebo Mgmt For For For
23 Elect XI Sheng Mgmt For Against Against
24 Elect FANG Zhaoya Mgmt For Against Against
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Eastern Airlines Corporation Ltd
Ticker Security ID: Meeting Date Meeting Status
0670 CINS Y1407D101 12/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules of
General
Meetings
4 Amendments to Mgmt For For For
Procedural Rules of
Supervisory Committee
Meetings
5 Financial Services Mgmt For For For
6 Import and Export Mgmt For For For
Services
7 Flight Complementary Mgmt For For For
Services
8 Catering Supply Mgmt For For For
Services
9 Property Leasing Mgmt For For For
Services
10 Advertising Agency Mgmt For For For
Services
11 Aircraft Finance Lease Mgmt For For For
Services
12 Aircraft and Aircraft Mgmt For For For
Engine Operating
Lease
Services
13 Freight Logistics Mgmt For For For
Support Services and
Cargo Terminal
Business Support
Services
14 Bellyhold Space Mgmt For For For
Services (Contractual
Operation Agreement
and the Operation
Cost
Agreement)
15 Elect LIU Shaoyong Mgmt For For For
16 Elect LI Yangmin Mgmt For For For
17 Elect TANG Bing Mgmt For For For
18 Elect WANG Junjin Mgmt For For For
19 Elect LIN Wanli Mgmt For For For
20 Elect SHAO Ruiqing Mgmt For For For
21 Elect CAI Hongping Mgmt For For For
22 Elect DONG Xuebo Mgmt For For For
23 Elect XI Sheng Mgmt For Against Against
24 Elect FANG Zhaoya Mgmt For Against Against
________________________________________________________________________________
China Education Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0839 CINS G2163M103 02/14/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YU Guo Mgmt For For For
6 Elect YU Kai Mgmt For Against Against
7 Elect WU Kin Bing Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Enterprise Company Limited
Ticker Security ID: Meeting Date Meeting Status
600675 CINS Y1420S101 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2020 Appointment Of Mgmt For For For
Audit
Firm
6 2020 External Mgmt For For For
Guarantee
Plan
7 2020 Financing Plan Mgmt For For For
8 2019 Profit Mgmt For For For
Distribution
Plan
9 Actual Amount of 2019 Mgmt For For For
Continuing Connected
Transactions and 2020
Estimated Continuing
Connected
Transactions
10 2020 Project Reserve Mgmt For For For
Plan
11 Amendments to the Mgmt For For For
Company's Articles of
Association
12 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Corporate
Bonds
13 Issuing Scale Mgmt For For For
14 Par Value and Issue Mgmt For For For
Price
15 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
16 Bond Type and Duration Mgmt For For For
17 Interest Rate and Its Mgmt For For For
Determining
Method
18 Guarantee Method Mgmt For For For
19 Issuing Method Mgmt For For For
20 Purpose of the Raised Mgmt For For For
Funds
21 Raised Funds Dedicated Mgmt For For For
Account
22 Redemption or Resale Mgmt For For For
Clauses
23 Underwriting Method Mgmt For For For
and Listing
Arrangement
24 Repayment Guarantee Mgmt For For For
Measures
25 The Valid Period of Mgmt For For For
the Resolution on the
Corporate Bond
Issuance
26 Authorization to the Mgmt For For For
Board or Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of Corporate
Bonds to Qualified
Investors
27 Elect HUANG Jun Mgmt For Against Against
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U124 03/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LI Yinquan Mgmt For For For
3 Adjustment to the Mgmt For For For
Remuneration Standard
of Independent
Non-Executive
Directors
4 Adjustment to the Mgmt For For For
Remuneration Standard
of External
Supervisors
5 Amendments to Articles Mgmt For For For
of
Association
6 Amendments to Mgmt For For For
Procedural Rules of
General
Meetings
7 Amendments to Mgmt For For For
Procedural Rules of
the Board of
Directors
8 Amendments to Mgmt For For For
Procedural Rules of
the Board of
Supervisors
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 03/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
of
Association
2 Amendments to Mgmt For For For
Procedural Rules of
General
Meetings
3 Amendments to Mgmt For For For
Procedural Rules of
the Board of
Directors
4 Amendments to Mgmt For For For
Procedural Rules of
the Board of
Supervisors
5 Elect LI Yinquan Mgmt For For For
6 Adjustment to the Mgmt For For For
Remuneration Standard
of Independent
Non-Executive
Directors
7 Adjustment to the Mgmt For For For
Remuneration Standard
of External
Supervisors
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U124 06/05/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 2020 Budget Plan and Mgmt For For For
Fixed Asset
Investment
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Use of Proceeds Mgmt For For For
11 Authority to Issue Mgmt For Against Against
Financial
Bonds
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 06/05/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2020 Budget Plan and Mgmt For For For
Fixed Asset
Investment
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Authority to Issue Mgmt For Against Against
Financial
Bonds
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U124 07/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LI Xiaopeng Mgmt For For For
3 Elect GE Haijiao Mgmt For For For
4 Elect CAI Yunge Mgmt For For For
5 Elect LU Hong Mgmt For For For
6 Elect FU Dong Mgmt For For For
7 Elect SHI Yongyan Mgmt For For For
8 Elect WANG Xiaolin Mgmt For For For
9 Elect DOU Hongquan Mgmt For For For
10 Elect HE Haibin Mgmt For For For
11 Elect LIU Chong Mgmt For For For
12 Elect YU Chunling Mgmt For For For
13 Elect Catherine FOK Oi Mgmt For For For
Ling
14 Elect XU Hongcai Mgmt For For For
15 Elect WANG Liguo Mgmt For For For
16 Elect HONG Yongmiao Mgmt For For For
17 Elect SHAO Ruiqing Mgmt For For For
18 Elect LU Zhengfei Mgmt For For For
19 Elect LI Xin Mgmt For For For
20 Elect YIN Lianchen Mgmt For For For
21 Elect WU Junhao Mgmt For For For
22 Elect WU Gaolian Mgmt For For For
23 Elect WANG Zhe Mgmt For For For
24 Elect QIAO Zhimin Mgmt For For For
25 Formulation of Mgmt For For For
Provisional Measures
on Equity
Administration
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 07/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Xiaopeng Mgmt For For For
2 Elect GE Haijiao Mgmt For For For
3 Elect CAI Yunge Mgmt For For For
4 Elect LU Hong Mgmt For For For
5 Elect FU Dong Mgmt For For For
6 Elect SHI Yongyan Mgmt For For For
7 Elect WANG Xiaolin Mgmt For For For
8 Elect DOU Hongquan Mgmt For For For
9 Elect HE Haibin Mgmt For For For
10 Elect LIU Chong Mgmt For For For
11 Elect YU Chunling Mgmt For For For
12 Elect Catherine FOK Oi Mgmt For For For
Ling
13 Elect XU Hongcai Mgmt For For For
14 Elect WANG Liguo Mgmt For For For
15 Elect HONG Yongmiao Mgmt For For For
16 Elect SHAO Ruiqing Mgmt For For For
17 Elect LU Zhengfei Mgmt For For For
18 Elect LI Xin Mgmt For For For
19 Elect YIN Lianchen Mgmt For For For
20 Elect WU Junhao Mgmt For For For
21 Elect WU Gaolian Mgmt For For For
22 Elect WANG Zhe Mgmt For For For
23 Elect QIAO Zhimin Mgmt For For For
24 Formulation of Mgmt For For For
Provisional Measures
on Equity
Administration
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U124 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Wu Lijun Mgmt For For For
4 Remuneration of Chair Mgmt For For For
of Board of
Supervisors for
2018
5 Elect LIU Jin Mgmt For For For
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wu Lijun Mgmt For For For
2 Remuneration of Chair Mgmt For For For
of Board of
Supervisors for
2018
3 Elect LIU Jin Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Everbright International Limited
Ticker Security ID: Meeting Date Meeting Status
0257 CINS Y14226107 05/20/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Raymond WONG Kam Mgmt For For For
Chung
7 Elect Philip FAN Yan Mgmt For For For
Hok
8 Elect Selwyn Mar Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Everbright Limited
Ticker Security ID: Meeting Date Meeting Status
00165 CINS Y1421G106 05/21/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Zhang Mingao Mgmt For For For
6 Elect YIN Lianchen Mgmt For For For
7 Elect Timpson CHUNG Mgmt For For For
Shui
Ming
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Evergrande Group
Ticker Security ID: Meeting Date Meeting Status
3333 CINS G2119W106 01/15/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Allocation of Dividend Mgmt For For For
for Fiscal Year
2018
________________________________________________________________________________
China Feihe Limited
Ticker Security ID: Meeting Date Meeting Status
6186 CINS G2121Q105 06/22/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect LENG Youbin Mgmt For For For
5 Elect LIU Hua Mgmt For For For
6 Elect CAI Fangliang Mgmt For For For
7 Elect LIU Shenghui Mgmt For For For
8 Elect Judy Fong-Yee TU Mgmt For For For
9 Elect CHEUNG Kwok Wah Mgmt For For For
10 Elect GAO Yu Mgmt For For For
11 Elect Kingsley CHAN Mgmt For For For
Kwok
King
12 Elect LIU Jinping Mgmt For For For
13 Elect SONG Jianwu Mgmt For For For
14 Elect FAN Yonghong Mgmt For For For
15 Elect Jacques Maurice Mgmt For For For
Laforge
16 Directors' Fees Mgmt For For For
17 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For Against Against
Repurchased
Shares
21 Adoption of 2020 Share Mgmt For Against Against
Option
Scheme
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Film Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600977 CINS Y1R8AC107 06/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Reappointment Of Audit Mgmt For For For
Firm
7 2019 Remuneration For Mgmt For For For
Directors And
Supervisors
8 Adjustment Of Mgmt For For For
Allowance Standards
For Independent
Directors
9 2020 Connected Mgmt For For For
Transaction
Preplan
10 Change Of Some Mgmt For For For
Projects Financed
With Raised
Funds
11 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
12 Amendments to the Mgmt For For For
Company's Articles of
Association and
Relevant
Systems
________________________________________________________________________________
China Film Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600977 CINS Y1R8AC107 09/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIAO Hongfen Mgmt For For For
2 Elect FU Ruoqing Mgmt For For For
3 Elect ZHAO Haicheng Mgmt For For For
4 Elect GU Qin Mgmt For For For
5 Elect REN Yue Mgmt For For For
6 Elect ZHOU Baolin Mgmt For For For
7 Elect YU Zengbiao Mgmt For For For
8 Elect XIE Taifeng Mgmt For For For
9 Elect YANG Youhong Mgmt For For For
10 Elect GAO Sheng Mgmt For For For
11 Elect YUAN Linmin Mgmt For Against Against
12 Elect WANG Bei Mgmt For Against Against
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 03/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Corporate
Bonds
2 Par Value and Issuing Mgmt For For For
Volume
3 Bond Duration Mgmt For For For
4 Interest Rate and Mgmt For For For
Method for Repayment
of Principal and
Interest
5 Issuing Method Mgmt For For For
6 Guarantee Arrangement Mgmt For For For
7 Redemption or Resale Mgmt For For For
Clauses
8 Purpose of the Raised Mgmt For For For
Funds
9 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
10 Underwriting Method Mgmt For For For
and Listing
Arrangement
11 The Company's Credit Mgmt For For For
Conditions and
Repayment Guarantee
Measures
12 Valid Period of the Mgmt For For For
Resolution
13 Full Authorization to Mgmt For For For
the Board or Its
Authorized Persons to
Handle Matters
Regarding the
Issuance of Corporate
Bonds
14 Provision Of Guarantee Mgmt For Against Against
For Joint Stock
Companies
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 04/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application For Mgmt For For For
Issuance Of Private
Placement
Notes
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Work Report Of Mgmt For For For
Independent
Directors
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2019 Annual Accounts Mgmt For For For
7 2019 Profit Mgmt For For For
Distribution
Plan
8 Reappointment Of Audit Mgmt For For For
Firm
9 2019 Remuneration For Mgmt For For For
Directors And 2020
Remuneration
Plan
10 2019 Remuneration For Mgmt For For For
Supervisors And 2020
Remuneration
Plan
11 Adjustment Of Mgmt For For For
Remuneration For
Independent
Directors
12 Cancellation of Some Mgmt For For For
Stock Options, and
Repurchase and
Cancellation of Some
Restricted
Stocks
13 Misc. Management Mgmt For For For
Proposal
14 Elect WANG Wenxue Mgmt For For For
15 Elect WU Xiangdong Mgmt For For For
16 Elect MENG Jing Mgmt For For For
17 Elect ZHAO Hongjing Mgmt For For For
18 Elect MENG Sen Mgmt For For For
19 Elect WANG Wei Mgmt For For For
20 Elect CHEN Shimin Mgmt For For For
21 Elect CHEN Qi Mgmt For For For
22 Elect XIE Jichuan Mgmt For For For
23 Elect CHANG Dongjuan Mgmt For Against Against
24 Elect ZHANG Yi Mgmt For Against Against
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 06/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees for the
Second Half of
2020
3 Amendments to Articles Mgmt For For For
4 Approve Purchase of Mgmt For For For
Operational Land in
the 3rd
Quarter
5 Approve Cancellation Mgmt For For For
of Stock Option and
Repurchase and
Cancellation of
Performance
Shares
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 07/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 08/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of
Restricted
Stocks
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 09/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal Mgmt For For For
2 Adjustment of the Mgmt For Against Against
Estimated Guarantee
Quota for the Second
Half of
2019
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 09/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 09/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 10/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Assets Securitization Mgmt For For For
By
Subsidiaries
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 11/05/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For Against Against
For
Subsidiaries
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 11/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase in Mgmt For For For
Wholly-owned
Subsidiaries by the
Company and Other
Subsidiaries
2 Provision Of Guarantee Mgmt For For For
For
Subsidiaries
3 Cancellation of Some Mgmt For For For
Stock Options, and
Repurchase and
Cancellation of Some
Restricted
Stocks
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Setting Up Mgmt For For For
Subsidiaries and the
Estimated Amount of
Capital Increase in
Subsidiaries in
2020
3 Authority to Give Mgmt For Against Against
Guarantees
4 Related Party Mgmt For Against Against
Transactions
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Galaxy Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6881 CINS Y1R92J109 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Capital Expenditure Mgmt For For For
Budget
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Mr. CHEN Gongyan 2018 Mgmt For For For
Remuneration
Plan
10 Ms. CHEN Jing 2018 Mgmt For For For
Remuneration
Plan
11 Mr. ZHONG Cheng First Mgmt For For For
Half of 2018
Remuneration
Plan
12 Elect Stephen LAW Mgmt For For For
Cheuk
Kin
13 Amendments to Mgmt For Against Against
Procedural Rules for
the General
Meeting
14 Amendments to Mgmt For For For
Procedural Rules for
the Board of
Directors
15 Amendments to Mgmt For For For
Procedural Rules for
the Supervisory
Committee
16 Amendments to Working Mgmt For For For
Rules for Independent
Directors
17 Amendments to Mgmt For For For
Administrative
Measures for the
Connected
Transactions
18 Amendments to Mgmt For For For
Administrative
Measures for External
Investment
19 Amendments to Mgmt For For For
Administrative
Measures for
Provision of
Guarantees to Third
Parties
20 Amendments to Articles Mgmt For Against Against
of
Association
21 Issuance of Perpetual Mgmt For For For
Subordinated
Bonds
22 General Mandate to Mgmt For Against Against
Issue
Shares
________________________________________________________________________________
China Galaxy Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6881 CINS Y1R92J117 06/29/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article Mgmt For Against Against
79 and 81 of
Procedural Rules for
the General
Meeting
2 Amendments to Articles Mgmt For Against Against
135 and 137 of the
Articles of
Association
________________________________________________________________________________
China Galaxy Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6881 CINS Y1R92J117 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Capital Expenditure Mgmt For For For
Budget
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Mr. CHEN Gongyan 2018 Mgmt For For For
Remuneration
Plan
9 Ms. CHEN Jing 2018 Mgmt For For For
Remuneration
Plan
10 Mr. ZHONG Cheng First Mgmt For For For
Half of 2018
Remuneration
Plan
11 Elect Stephen LAW Mgmt For For For
Cheuk
Kin
12 Amendments to Mgmt For Against Against
Procedural Rules for
the General
Meeting
13 Amendments to Mgmt For For For
Procedural Rules for
the Board of
Directors
14 Amendments to Mgmt For For For
Procedural Rules for
the Supervisory
Committee
15 Amendments to Working Mgmt For For For
Rules for Independent
Directors
16 Amendments to Mgmt For For For
Administrative
Measures for the
Connected
Transactions
17 Amendments to Mgmt For For For
Administrative
Measures for External
Investment
18 Amendments to Mgmt For For For
Administrative
Measures for
Provision of
Guarantees to Third
Parties
19 Amendments to Articles Mgmt For Against Against
of
Association
20 Issuance of Perpetual Mgmt For For For
Subordinated
Bonds
21 General Mandate to Mgmt For Against Against
Issue
Shares
________________________________________________________________________________
China Galaxy Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6881 CINS Y1R92J109 06/29/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For Against Against
79 and 81 of
Procedural Rules for
the General
Meeting
3 Amendments to Articles Mgmt For Against Against
135 and 137 of the
Articles of
Association
________________________________________________________________________________
China Galaxy Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6881 CINS Y1R92J109 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect CHEN Liang Mgmt For For For
________________________________________________________________________________
China Gas Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0384 CINS G2109G103 08/21/2019 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect MA Jinlong Mgmt For For For
6 Elect LI Ching Mgmt For For For
7 Elect JIANG Xinhao Mgmt For For For
8 Elect MAO Erwan Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Refreshment of Share Mgmt For For For
Option
Scheme
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 03/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SONG Ling as Mgmt For For For
Director
2 Amendments to Mgmt For Against Against
Procedural Rules for
Supervisors'
Meetings
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 06/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuing Scale and Mgmt For For For
Method
2 Bond Type and Mgmt For For For
Duration, Method of
Paying the Principal
and Interest and
Other
Arrangement
3 Interest Rate and its Mgmt For For For
Determining
Method
4 Restrictions on Mgmt For For For
Deferred Payment of
Interest and
Restriction Provision
on Deferred
Payment
5 Compulsory Payment of Mgmt For For For
Interest
6 Issuance Targets Mgmt For For For
7 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
8 Purpose of the Raised Mgmt For For For
Funds
9 Repayment Guarantee Mgmt For For For
Measures
10 Guarantee Arrangement Mgmt For For For
11 Listing Arrangement Mgmt For For For
12 Underwriting Method Mgmt For For For
13 Valid Period Mgmt For For For
14 Authorization Mgmt For For For
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 06/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report Mgmt For For For
2 2019 Annual Accounts Mgmt For For For
3 2019 Work Report Of Mgmt For For For
The Board Of
Directors
4 2019 Work Report Of Mgmt For For For
Independent
Directors
5 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Guarantee Quota Mgmt For For For
8 2020 Financial Service Mgmt For Against Against
Agreement To Be
Signed With Related
Parties
9 2020 Continuing Mgmt For For For
Operational Connected
Transactions
Agreement To Be
Signed
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 10/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 11/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XIN Xiaoguang Mgmt For For For
2 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
China Grand Automotive Services Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600297 CINS Y1495U106 03/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of the Mgmt For For For
Implementation of
Repurchase and
Cancellation of the
Locked Restricted
Stocks Granted to
Plan Participants in
2018 Restricted Stock
Incentive
Plan
________________________________________________________________________________
China Grand Automotive Services Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600297 CINS Y1495U106 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report and Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report of Mgmt For For For
the Supervisory
Committee
4 2019 Duty Performance Mgmt For For For
Reports of
Independent
Directors
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Authorization Mgmt For Against Against
Concerning the 2020
Guarantee
Matters
8 Authorize the Mgmt For For For
Management Team to
Approve the Financing
Activities within the
Limit for
2020
9 2020 Entrusted Wealth Mgmt For For For
Management with Idle
Proprietary
Funds
10 2020 Remuneration Plan Mgmt For For For
for
Directors
11 2019 Remuneration Plan Mgmt For For For
for
Supervisors
12 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
13 2020 Appointment of Mgmt For For For
Auditor
14 Report on the Use of Mgmt For For For
Previously Raised
Funds
15 Termination of the Mgmt For For For
Employee Stock
Ownership Plan for
2019
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Grand Automotive Services Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600297 CINS Y1495U106 07/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-appointment of 2019 Mgmt For For For
Financial and
Internal Control
Audit
Firm
3 Eligibility for Public Mgmt For For For
Issuance of
Convertible Corporate
Bonds
4 Type of Securities to Mgmt For For For
be
Issued
5 Issuing Scale Mgmt For For For
6 Par Value and Issue Mgmt For For For
Price
7 Bond Duration Mgmt For For For
8 Interest Rate Mgmt For For For
9 Time Limit and Method Mgmt For For For
for Repaying
Principle and
Interest
10 Conversion Period Mgmt For For For
11 Determination and Mgmt For For For
Adjustment of
Conversion
Price
12 Downward Adjustment to Mgmt For For For
Conversion
Price
13 Determining Method for Mgmt For For For
Number of Converted
Shares
14 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
15 Redemption Clauses Mgmt For For For
16 Resale Clauses Mgmt For For For
17 Issuing Targets and Mgmt For For For
Method
18 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
19 Bondholders and Mgmt For For For
Bondholders
Meetings
20 Purpose of Raised Funds Mgmt For For For
21 Guarantee Matters Mgmt For For For
22 Deposit and Management Mgmt For For For
of Raised
Funds
23 Valid Period of Mgmt For For For
Resolution
24 Preplan For Public Mgmt For For For
Issuance Of
Convertible Corporate
Bonds
25 Feasibility Analysis Mgmt For For For
Report on Use of
Funds Raised from
Public Issuance of
Convertible Corporate
Bonds
26 Constitution of Mgmt For For For
Procedural Rules:
Meetings of
Bondholders for
Convertible
Bonds
27 Diluted Immediate Mgmt For For For
Return After Public
Issuance of
Convertible Corporate
Bonds and Filling
Measures and Relevant
Commitments
28 Full Authorization to Mgmt For For For
Board Handling
Matters Related to
Public Issuance of
Convertible Corporate
Bonds
29 Election of Mgmt For Against Against
Supervisor: ZHOU
Yali
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Grand Automotive Services Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600297 CINS Y1495U106 11/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Employee Stock Mgmt For Against Against
Ownership Plan(Draft)
and its
Summary
2 Constitution of Mgmt For For For
Employee Stock
Ownership
Plan
Management Measures
3 Full Authorization to Mgmt For Against Against
the Board to Handle
Matters
Regarding the Employee
Stock Ownership
Plan
________________________________________________________________________________
China Great Wall Securities Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002939 CINS Y14394103 06/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report Mgmt For For For
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Estimated Mgmt For For For
Continuing Connected
Transactions with
Various
Companies
7 2020 Estimated Mgmt For For For
Continuing Connected
Transactions with
Another Two Companies
and Their
Subsidiaries
8 2020 Estimated Mgmt For For For
Continuing Connected
Transactions with a
4th Company and Its
Concert
Party
9 2020 Estimated Mgmt For For For
Continuing Connected
Transactions With A
5Th
Company
10 2020 Estimated Mgmt For For For
Continuing Connected
Transactions With A
6Th
Company
11 2020 Estimated Mgmt For For For
Continuing Connected
Transactions With A
7Th
Company
12 2020 Estimated Mgmt For For For
Continuing Connected
Transactions With A
8Th
Company
13 2020 Estimated Mgmt For For For
Continuing Connected
Transactions With A
9Th
Company
14 2020 Confirmation Of Mgmt For For For
The Continuing
Connected
Transactions With A
Company
15 2020 Confirmation Of Mgmt For For For
The Continuing
Connected
Transactions With A
2Nd
Company
16 2020 Estimated Mgmt For For For
Continuing Connected
Transactions with
Other Related Legal
Persons and Related
Natural
Persons
17 Elect DUAN Yiping Mgmt For For For
________________________________________________________________________________
China Greatwall Technology Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000066 CINS Y14392107 02/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GUO Hanbing as Mgmt For For For
Director
________________________________________________________________________________
China Greatwall Technology Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000066 CINS Y14392107 03/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application For Loans Mgmt For For For
To China Development
Bank
2 Connected Transaction Mgmt For For For
Regarding Application
for Entrusted Loans
to the Controlling
Shareholder by
Pledging
Properties
________________________________________________________________________________
China Greatwall Technology Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000066 CINS Y14392107 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2020 Financial Budget Mgmt For For For
Report
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 Application For Credit Mgmt For For For
Line To Banks And
Assets
Guarantee
8 Provision of Guarantee Mgmt For For For
for Subordinate
Companies and
Guarantee Among
Subordinate
Companies
9 A Companys Temporary Mgmt For For For
Guarantee for
Mortgage Loans of
Clients Purchasing
Its Development
Projects
10 Connected Transaction Mgmt For For For
Regarding Application
for Entrust Loans
from the Controlling
Shareholder and
Equity Pledge
Guarantee of
Subsidiaries
11 Connected Transaction Mgmt For For For
Regarding Wealth
Management With Idle
Proprietary
Funds
12 2020 Estimated Mgmt For For For
Continuing Connected
Transactions With A
Company
13 2020 Continuing Mgmt For For For
Connected Transaction
Framework Agreement
to Be Signed with a
Company
14 2020 Continuing Mgmt For For For
Connected Transaction
Framework Agreement
to Be Signed with a
2nd
Company
15 2020 Continuing Mgmt For For For
Connected Transaction
Framework Agreement
to Be Signed with a
3rd
Company
16 2020 Continuing Mgmt For For For
Connected Transaction
Framework Agreement
to Be Signed with a
4th
Company
17 Connected Transaction Mgmt For For For
Regarding Launching
Accounts Receivable
Factoring
Business
18 Elect LIU Chenhui Mgmt For Against Against
19 Adjustment Of The Mgmt For For For
Benchmarking Company
In The Restricted
Stock Incentive
Plan
________________________________________________________________________________
China Greatwall Technology Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000066 CINS Y14392107 12/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Framework Agreement Mgmt For For For
(Supplementary
Agreement) on 2019
Continuing Connected
Transactions to be
Signed with a
Company
2 Connected Transaction Mgmt For For For
Regarding Signing the
Agreement on
Extension of the
Entrusted Loans
Regarding Use of
State-owned Capital
with Two
Companies
________________________________________________________________________________
China Hongqiao Group Limited
Ticker Security ID: Meeting Date Meeting Status
1378 CINS G21150100 05/22/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHANG Bo Mgmt For Against Against
5 Elect ZHENG Shuliang Mgmt For Against Against
6 Elect ZHANG Ruilian Mgmt For For For
7 Elect YANG Congsen Mgmt For Against Against
8 Elect ZHANG Jinglei Mgmt For Against Against
9 Elect CHEN Yisong Mgmt For Against Against
10 Elect XING Jian Mgmt For For For
11 Elect HAN Benwen Mgmt For For For
12 Elect DONG Xinyi Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Allocation of Mgmt For For For
Profits/Dividends
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Huarong Asset Management Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
2799 CINS Y149A8109 03/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Zhao Jiangping Mgmt For For For
as
Director
4 Elect Hu Jianzhong as Mgmt For For For
Supervisor
5 Remuneration for Mgmt For For For
Directors for FY
2017
6 Remuneration for Mgmt For For For
Supervisors for FY
2017
7 Elect Zheng Jiangping Mgmt For For For
as
Director
________________________________________________________________________________
China Huarong Asset Management Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
2799 CINS Y149A8109 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of the Mgmt For For For
Validity Period of
the Tier-Two Capital
Bonds
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Fixed Asset Budget for Mgmt For For For
2020
9 Remuneration Mgmt For For For
Settlement Plan for
2018 of
Directors
10 Remuneration Mgmt For For For
Settlement Plan for
2018 of
Supervisors
11 Elect WANG Zhanfeng Mgmt For For For
12 Elect LI Xin Mgmt For For For
13 Elect Zhao Jiangping Mgmt For For For
14 Elect Zheng Jiangping Mgmt For For For
15 Elect ZHOU Langlang Mgmt For For For
16 Elect Aloysius TSE Hau Mgmt For For For
Yin
17 Elect SHAO Jing Chun Mgmt For For For
18 Elect ZHU Ning Mgmt For For For
19 Elect CHEN Yuanling Mgmt For For For
20 Elect HU Jianzhong Mgmt For For For
21 Elect CHENG Fengchao Mgmt For For For
22 Elect HAN Xiangrong Mgmt For For For
________________________________________________________________________________
China Huarong Asset Management Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
2799 CINS Y149A8109 09/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Board Mgmt For For For
Authorization for the
Non-public Issuance
of Offshore
Preferences
Shares
________________________________________________________________________________
China Huarong Asset Management Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
2799 CINS Y149A8109 09/25/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Board Mgmt For For For
Authorization for the
Non-public Issuance
of Offshore
Preferences
Shares
________________________________________________________________________________
China International Capital Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
3908 CINS Y1R99Y109 02/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
of
Association
3 Elect SHEN Rujun Mgmt For For For
4 Elect Huang Hao Mgmt For For For
5 Elect XIONG Lianhua Mgmt For For For
6 Elect TAN Lixia Mgmt For For For
7 Elect DUAN Wenwu Mgmt For For For
8 Elect Huang Zhaohui Mgmt For For For
9 Elect LIU Li Mgmt For For For
10 Elect SIU Wai Keung Mgmt For For For
11 Elect BEN Shenglin Mgmt For For For
12 Elect Peter Hugh Nolan Mgmt For For For
13 Elect JIN Lizuo as Mgmt For For For
Supervisor
14 Elect Cui Zheng as Mgmt For Against Against
Supervisor
15 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholder General
Meetings
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China International Capital Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
3908 CINS Y1R99Y109 04/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Initial Public Mgmt For For For
Offering of A
Shares
3 Board Authorization Mgmt For For For
4 Approval of Use of Mgmt For For For
Proceeds
5 Amendments to Articles Mgmt For For For
6 Remedial Measures on Mgmt For For For
the Dilution of
Immediate Returns
7 Approval of Price Mgmt For For For
Stabilization
Plan
8 Approval of Mgmt For For For
Undertakings on the
Information
Disclosure
9 Shareholders' Return Mgmt For For For
Plan
10 Approval of Report on Mgmt For For For
the Use of Previously
Raised Proceeds
11 Directors' Fees Mgmt For For For
12 Supervisors' Fees Mgmt For For For
13 Approval of Liability Mgmt For For For
Insurance Purchased
for A Shares
Prospectus
14 Amendments to Mgmt For For For
Procedural Rules of
Shareholder General
Meeting
15 Amendments to Mgmt For For For
Procedural Rules of
Board
Meeting
16 Amendments to Mgmt For For For
Procedural Rules of
Supervisory Committee
Meeting
________________________________________________________________________________
China International Capital Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
3908 CINS Y1R99Y109 04/14/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Initial Public Mgmt For For For
Offering of A
Shares
3 Board Authorization Mgmt For For For
4 Approval of Use of Mgmt For For For
Proceeds
5 Amendments to Articles Mgmt For For For
6 Approval of Price Mgmt For For For
Stabilization
Plan
7 Approval of Mgmt For For For
Undertakings on the
Information
Disclosure
8 Approval of Report on Mgmt For For For
the Use of Previously
Raised
Proceeds
________________________________________________________________________________
China International Capital Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
3908 CINS Y1R99Y109 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authorization of the Mgmt For For For
Board
________________________________________________________________________________
China International Capital Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
3908 CINS Y1R99Y109 08/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect SHEN Rujun Mgmt For For For
________________________________________________________________________________
China International Capital Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
3908 CINS Y1R99Y109 12/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
12
4 Amendments to Article 9 Mgmt For For For
________________________________________________________________________________
China International Marine Containers (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2039 CINS Y1457J115 06/01/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China International Marine Containers (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2039 CINS Y1457J115 06/01/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Give Mgmt For Against Against
Mortgage Loan Credit
Guarantees by
Shenzhen CIMC
Skyspace Real Estate
Development Co., Ltd.
and its Holding
Subsidiaries to
Buyers of Commercial
Housings.
7 Authority to Give Mgmt For Against Against
Credit Guarantees by
CIMC Vehicles (Group)
Co., Ltd. and its
Holding Subsidiaries
for its Distributors
and
Clients.
8 Authority to Give Mgmt For Against Against
Guarantees to CIMC
Finance Company to
Provide External
Guarantees Business
for the Groups
Members.
9 Authority to Give Mgmt For Against Against
Guarantees to C&C
Trucks Co. Ltd. and
its Holding
Subsidiaries for
its
Distributors and
Clients.
10 Authority to Give Mgmt For Against Against
Guarantees to CIMC
Enric Holdings
Limited and its
Holding Subsidiaries
for its
Clients.
11 Authority to Give Mgmt For Against Against
Guarantees to CIMC
Modern Logistics
Development Co., Ltd.
and its Holding
Subsidiaries for its
Clients.
12 Authority to Give Mgmt For Against Against
Guarantees to CIMC
Container Holding
Co., Ltd. and its
Holding Subsidiaries
for its
Clients.
13 Authority to Give Mgmt For Against Against
Guarantees to Shaanxi
CIMC Vehicles
Industrial Park
Investment and
Development Co., Ltd.
for its
Clients.
14 Authority to Give Mgmt For Against Against
Guarantees Shenyang
CIMC Industrial Park
Investment and
Development Co., Ltd.
for its
Clients.
15 Authority to Give Mgmt For Against Against
Guarantees Shenzhen
CIMC Skyspace Real
Estate Development
Co., Ltd. to Qujing
Project
Company
16 Authority to Give Mgmt For Against Against
Guarantees Shenzhen
CIMC Skyspace Real
Estate Development
Co., Ltd. to
Shangrong Real Estate
and Shangtai Real
Estate
17 Authority to Give Mgmt For Against Against
Guarantees CIMC
Financing and Leasing
Co., Ltd. to their
customers
18 Bonus Share Issuance Mgmt For For For
19 Intra-company Mgmt For For For
Contracts by a
Controlling
Subsidiary of
Shenzhen CIMC
Skyspace Real Estate
Development Co.,
Ltd.
20 Approve Qualifying Mgmt For For For
Conditions for
Corporate
Bonds
21 Authority to Issue Mgmt For For For
Corporate
Bonds
22 Authorization of Legal Mgmt For For For
Formalities Pursuant
to Issuance of
Corporate
Bonds
23 Amendments to Articles Mgmt For Against Against
24 Amendments to Rules of Mgmt For For For
Procedure of the
General
Meeting
25 Authority to Issue Mgmt For For For
Medium-term and Super
Short-term Commercial
Papers
26 Financial Institutions Mgmt For Against Against
Facility and Project
Guarantee Provided to
the Subsidiaries of
the Company in
2020.
27 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
28 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China International Marine Containers (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2039 CINS Y1457J115 12/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 New Framework Agreement Mgmt For For For
2 Financial Assistance Mgmt For For For
Agreement
________________________________________________________________________________
China International Travel Service Corp
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 02/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Appointment Of Mgmt For For For
Audit
Firm
2 2019 Appointment Of Mgmt For For For
Internal Control
Audit
Firm
3 Elect LIU Defu Mgmt For Against Against
4 By-Election Of Mgmt For For For
Non-Independent
Directors
________________________________________________________________________________
China International Travel Service Corp
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 2019 Annual Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect LIU Defu as Mgmt For Against Against
Supervisor
9 Equity Acquisition Mgmt For For For
10 Elect PENG Hui Mgmt For For For
11 Elect CHEN Guoqiang Mgmt For For For
12 Elect XUE Jun Mgmt For For For
13 Elect ZHANG Yin Mgmt For For For
14 Elect ZHANG Rungang Mgmt For For For
15 Elect WANG Bin Mgmt For For For
16 Elect LIU Yan Mgmt For For For
________________________________________________________________________________
China International Travel Service Corp
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 06/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Companys Mgmt For For For
Name
2 Amendments to the Mgmt For For For
Company's Articles of
Association
3 Amendments to the Mgmt For Against Against
Rules of Procedure
Governing
Shareholders General
Meetings
4 Amendments To The Mgmt For Against Against
Company S Rules Of
Procedure Governing
The Board
Meetings
5 Amendments to the Mgmt For Against Against
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
6 Amendments To The Mgmt For Against Against
System For
Independent
Directors
7 Adjustment Of Mgmt For For For
Remuneration For
Independent
Directors
8 Amendments To The Mgmt For Against Against
Remuneration
Management Measures
For Independent
Directors
9 Provision Of Guarantee Mgmt For For For
For
Subsidiaries
________________________________________________________________________________
China International Travel Service Corp
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 08/01/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Mgmt For For For
Construction Project
of Haikou
International Tax
Free
City
2 Financial Service Mgmt For For For
Agreement To Be
Renewed With A
Company
________________________________________________________________________________
China International Travel Service Corp
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 09/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Guoqiang Mgmt For For For
2 Elect XUE Jun Mgmt For For For
________________________________________________________________________________
China Jinmao Holdings Group Limited
Ticker Security ID: Meeting Date Meeting Status
0817 CINS Y1500V107 05/08/2020 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Acquisition Mgmt For For For
5 Financial Services Mgmt For For For
Framework
Agreement
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Jinmao Holdings Group Limited
Ticker Security ID: Meeting Date Meeting Status
0817 CINS Y1500V107 06/10/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect LI Congrui Mgmt For For For
5 Elect YANG Lin Mgmt For For For
6 Elect SU Xijia Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Jushi Company Limited
Ticker Security ID: Meeting Date Meeting Status
600176 CINS Y5642X103 02/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Public Listing And Mgmt For For For
Transfer Of 2499
Percent Equities In A
Company By Another
Company
________________________________________________________________________________
China Jushi Company Limited
Ticker Security ID: Meeting Date Meeting Status
600176 CINS Y5642X103 04/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Profit Mgmt For For For
Distribution
Plan(Bonus Issue from
Capital
Reserve)
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Related Party Mgmt For For For
Transactions
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
11 Related Party Mgmt For For For
Transactions
12 Related Party Mgmt For For For
Transactions
13 Approval of Line of Mgmt For For For
Credit
14 Authority to Give Mgmt For Against Against
Guarantees
15 Authority to Issue Mgmt For Against Against
Corporate Bonds and
Debt
Instruments
16 2020 Quota for Forward Mgmt For For For
Foreign Exchange
Settlement and Sale
Business, Currency
Swap Business and
Precious Metals
Futures
Transactions
________________________________________________________________________________
China Jushi Company Limited
Ticker Security ID: Meeting Date Meeting Status
600176 CINS Y5642X103 05/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment Of The Mgmt For For For
Number Of Members Of
The Supervisory
Committee
2 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
China Lesso Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2128 CINS G2157Q102 05/22/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZUO Manlun Mgmt For Against Against
6 Elect ZUO Xiaoping Mgmt For For For
7 Elect LAI Zhiqiang Mgmt For For For
8 Elect CHEN Guonan Mgmt For For For
9 Elect HUANG Guirong Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R204 02/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Investment in China Mgmt For For For
Life Aged-care
Industry Investment
Fund
________________________________________________________________________________
China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R220 02/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in China Mgmt For For For
Life Aged-care
Industry Investment
Fund
________________________________________________________________________________
China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
2823 CINS Y1478C107 05/27/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
4 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
5 Elect KUO Yu-Ling Mgmt For For For
6 Elect SHIH Hui-Chi Mgmt For For For
7 Elect YU Shan-Jung Mgmt For For For
8 Elect HWANG Stephanie Mgmt For For For
Shu-Fen
9 Elect HSU Tung-Min Mgmt For For For
10 Elect HUANG Fu-Hsiung Mgmt For For For
11 Elect CAI Cheng-Hsien Mgmt For For For
12 Elect SHEN Ta-Pai Mgmt For For For
13 Elect LAI Ming-Jung Mgmt For For For
14 Release of Non-compete Mgmt For For For
Restrictions
________________________________________________________________________________
China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R204 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Elect LAM Chi Kuen Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R220 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Elect LAM Chi Kuen Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R220 12/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zhao Peng Mgmt For For For
2 Amendments to Rules of Mgmt For For For
Procedures for
Board
3 Company Framework Mgmt For For For
Agreement and Pension
Company Framework
Agreement
4 CLIC, CLP&C and CLI Mgmt For For For
Framework
Agreements
5 Framework Agreement Mgmt For For For
for Daily Connected
Transactions between
the Company and China
Guangfa Bank Co.,
Ltd.
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R204 12/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect ZHAO Peng Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Company Framework Mgmt For For For
Agreement and Pension
Company Framework
Agreement
6 CLIC, CLP&C and CLI Mgmt For For For
Framework
Agreements
7 Framework Agreement Mgmt For For For
for Daily Connected
Transactions between
the Company and China
Guangfa Bank Co.,
Ltd.
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
China Literature Limited
Ticker Security ID: Meeting Date Meeting Status
0772 CINS G2121R103 06/30/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect CHENG Wu Mgmt For Against Against
5 Elect HOU Xiaonan Mgmt For For For
6 Elect James G. Mitchell Mgmt For For For
7 Elect WU Wenhui Mgmt For For For
8 Elect Matthew CHENG Mgmt For For For
Yun
Ming
9 Elect Carol YU Chor Mgmt For For For
Woon
10 Elect Miranda LEUNG Mgmt For For For
Sau
Ting
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 Authority to Issue Mgmt For For For
Shares under the
Restricted Share Unit
Scheme
17 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Literature Limited
Ticker Security ID: Meeting Date Meeting Status
0772 CINS G2121R103 11/22/2019 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Revised Annual Caps of Mgmt For For For
2019 IP Cooperation
Framework
Agreement
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 02/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect ZHANG Xiaoliang Mgmt For For For
3 Elect Hao Jingru Mgmt For Against Against
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 05/29/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Final Financial Mgmt For For For
Accounts
6 Allocation of Mgmt For For For
Profits/Dividends
7 2020 Financial Budget Mgmt For For For
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
10 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
11 Amendments to Articles Mgmt For Against Against
12 General Mandate to Mgmt For For For
Issue Debt Financing
Instruments in the
PRC
13 Authority to Register Mgmt For For For
and Issue Debt
Financing Instruments
in the
PRC
14 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 11/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect SUN Jinbiao Mgmt For For For
________________________________________________________________________________
China Medical System Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0867 CINS G21108124 06/04/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LAM Kong Mgmt For For For
6 Elect CHEN Hongbing Mgmt For For For
7 Elect WU Chi Keung Mgmt For For For
8 Elect Laura Ying LUO Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Meheco Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600056 CINS Y16635107 02/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Determination Of Mgmt For For For
Remuneration
Standards For
Non-Independent
Directors
2 Determination of Mgmt For For For
Remuneration
Standards for
Independent
Directors
3 Determination Of Mgmt For For For
Remuneration
Standards For
Supervisors
4 Elect GAO Yuwen Mgmt For For For
5 Elect CHEN Hualiang Mgmt For For For
6 Elect JIN Hongyan Mgmt For For For
7 Elect HOU Wenling Mgmt For For For
8 Elect XU Yi Mgmt For For For
9 Elect GUO Yunpei Mgmt For For For
10 Elect SHI Luwen Mgmt For For For
11 Elect ZHU Jigao Mgmt For For For
12 Elect QIANG Yong Mgmt For Against Against
13 Elect LI Kehong Mgmt For Against Against
14 Elect FENG Songtao Mgmt For Against Against
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Meheco Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600056 CINS Y16635107 03/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Registration And Mgmt For For For
Issuance Of Super And
Short-Term Commercial
Papers
________________________________________________________________________________
China Meheco Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600056 CINS Y16635107 05/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report of Mgmt For For For
the Supervisory
Committee
4 2019 Work Report Of Mgmt For For For
Independent
Directors
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Application For Mgmt For For For
Comprehensive Credit
Line To
Banks
8 2020 Provision Of Mgmt For For For
Guarantee For
Controlled
Companies
9 2020 Reappointment Of Mgmt For For For
Audit
Firm
10 Implementing Results Mgmt For For For
Of 2019 Continuing
Connected
Transactions And
Estimation Of 2020
Continuing Connected
Transactions
11 Application For Mgmt For For For
Comprehensive Credit
Line To A Company In
2020
________________________________________________________________________________
China Meheco Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600056 CINS Y16635107 06/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Hongxin Mgmt For For For
________________________________________________________________________________
China Meheco Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600056 CINS Y16635107 12/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of Audit Firm Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Mengniu Dairy Company Limited
Ticker Security ID: Meeting Date Meeting Status
2319 CINS G21096105 06/03/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Jeffrey LU Mgmt For For For
Minfang
6 Elect JIAO Shuge Mgmt For For For
7 Elect Julian J. Mgmt For For For
Wolhardt
8 Elect MENG Fanjie Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Amendment to Terms of Mgmt For For For
Options
________________________________________________________________________________
China Merchants Bank
Ticker Security ID: Meeting Date Meeting Status
3968 CINS Y14896115 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Report on 2019 Related Mgmt For For For
Party
Transactions
10 Mid-Term Capital Mgmt For For For
Management
Plan
11 Extension of the Mgmt For For For
Validity Period of
Financial
Bonds
12 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Merchants Bank
Ticker Security ID: Meeting Date Meeting Status
3968 CINS Y14896107 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Report on 2019 Related Mgmt For For For
Party
Transactions
8 Mid-Term Capital Mgmt For For For
Management
Plan
9 Extension of the Mgmt For For For
Validity Period of
Financial
Bonds
10 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Merchants Energy Shipping Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601872 CINS Y15039129 02/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transactions Mgmt For For For
Regarding Acquisition
Of Equities In Four
Companies Including
DS
2 Connected Transaction Mgmt For For For
Regarding Renewal Of
A Financial Service
Agreement With A
Company
________________________________________________________________________________
China Merchants Energy Shipping Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601872 CINS Y15039129 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
Independent
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan
6 Approval of Line of Mgmt For For For
Credit
7 Appointment of Auditor Mgmt For For For
8 Confirmation of the Mgmt For For For
Excess Part of 2019
Related Party
Transactions
9 2020 Estimated Related Mgmt For For For
Party Transactions
with a
Company
10 2020 Estimated Related Mgmt For For For
Party Transactions
with a
Company
11 2020 Estimated Related Mgmt For For For
Party Transactions
with a
Company
12 2020 Estimated Related Mgmt For For For
Party Transactions
with a
Company
13 2020 Estimated Related Mgmt For For For
Party Transactions
with a
Company
14 2020 Estimated Related Mgmt For For For
Party Transactions
with a
Company
15 2020 Estimated Related Mgmt For For For
Party Transactions
with a
Company
16 2020 Estimated Related Mgmt For For For
Party Transactions
with a
Company
17 Independent Directors' Mgmt For For For
Fees
18 Change of Registered Mgmt For For For
Capital
19 Amendments to Articles Mgmt For For For
20 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder Meetings
and Board
Meetings
21 Amendments to Mgmt For Against Against
Procedural Rules for
Supervisor
Meetings
22 Consent to a Company's Mgmt For For For
Provision of
Performance
Guarantees
23 Provision of Financing Mgmt For For For
Guarantees for Joint
Stock
Companies
24 Change of Guarantee Mgmt For For For
Authorization for a
VLOC
Project
25 Ordering four Vessels Mgmt For For For
from Related
Parties
________________________________________________________________________________
China Merchants Energy Shipping Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601872 CINS Y15039129 12/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Merchants Port Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
0144 CINS Y1489Q103 06/15/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect DENG Renjie Mgmt For For For
6 Elect SU Jian Mgmt For For For
7 Elect BAI Jingtao Mgmt For Against Against
8 Elect KUT Ying Hay Mgmt For For For
9 Elect David LI Ka Fai Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Grant Mgmt For For For
Options/Shares under
the
Scheme
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repuchased
Shares
________________________________________________________________________________
China Merchants Port Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
144 CINS Y1489Q103 10/28/2019 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-acceptance to An Mgmt For For For
Mandatory
Unconditional Cash
Acquisition Offer of
An Associate
Company
4 Elect GE Lefu Mgmt For For For
________________________________________________________________________________
China Merchants Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600999 CINS Y14904109 01/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Employee Mgmt For For For
Stock Ownership
Scheme
3 Ratification of Board Mgmt For For For
Acts
4 Elect GAO Hong Mgmt For For For
5 Determining the Price Mgmt For For For
of Purchasing
Repurchased Shares
Under and the
Expected Scale of the
Employee Stock
Ownership Scheme of
the
Company
________________________________________________________________________________
China Merchants Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600999 CINS Y14904109 05/19/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 To Consider and Mgmt For For For
Approve the
Resolution in
Relation to the
Extension of the
Validity Period of
the Resolution on the
Rights Issue Plan of
the Company in
2019
2 To Consider and Mgmt For For For
Approve the
Resolution in
Relation to the
Extension of the
Validity Period of
the Full
Authorization to the
Board to Deal with
Relevant Matters in
Relation to the
Rights Issue
Plan
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Merchants Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600999 CINS Y14904109 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Annual Report Mgmt For For For
5 2019 Annual Accounts Mgmt For For For
6 2020 Proprietary Mgmt For For For
Investment
Quota
7 Related Party Mgmt For For For
Transactions a
Company
8 Related Party Mgmt For For For
Transactions a
Company
9 Related Party Mgmt For For For
Transactions a
Company
10 Related Party Mgmt For For For
Transactions a
Company
11 Related Party Mgmt For For For
Transactions a
Company
12 Related Party Mgmt For For For
Transactions a
Company
13 Related Party Mgmt For For For
Transactions a
Company
14 Related Party Mgmt For For For
Transactions a
Company
15 Related Party Mgmt For For For
Transactions a
Company
16 Appointment of Auditor Mgmt For For For
17 Authority to Give Mgmt For For For
Guarantees
18 Amendments to Articles Mgmt For Against Against
19 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder
Meetings
20 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
21 Amendments to Mgmt For For For
Procedural Rules for
Supervisor
Meetings
22 General Authorization Mgmt For For For
To The Board
Regarding Additional
H-Share
Offering
23 Issuer Mgmt For For For
24 Issuing Scale Mgmt For For For
25 Type of Debt Financing Mgmt For For For
Instruments
26 Duration of Debt Mgmt For For For
Financing
Instruments
27 Interest rate of Debt Mgmt For For For
Financing
Instruments
28 Guarantee and Other Mgmt For For For
Credit Enhancement
Arrangement
29 Purpose of the Raised Mgmt For For For
Funds
30 Issue Price Mgmt For For For
31 Issuing Targets Mgmt For For For
32 Listing of Debt Mgmt For For For
Financing
Instruments
33 Repayment Guarantee Mgmt For For For
Measures of Debt
Financing
Instruments
34 Authorization for the Mgmt For For For
Debt Financing
Instruments
35 Valid Period of the Mgmt For For For
Resolution
36 2019 Profit Mgmt For For For
Distribution
Plan
37 Extension of the Valid Mgmt For For For
Period of the
Resolution on the
2019 Rights Issue via
Public Share
Offering
38 Extension of the Valid Mgmt For For For
Period of the Full
Authorization to the
Board to Handle
Matters Regarding the
Rights
Issue
39 Report On The Use Of Mgmt For For For
Previously Raised
Funds
40 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Merchants Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600999 CINS Y14904109 09/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Framework Agreements Mgmt For For For
on Securities,
Financial Products,
Trading and Service
to be Signed with A
Company
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
001979 CINS Y14907102 03/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect KONG Ying Mgmt For For For
________________________________________________________________________________
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
001979 CINS Y14907102 06/24/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Financial Report Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny8.3000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 Reappointment Of Mgmt For For For
External Audit
Firm
7 2020 Continuing Mgmt For For For
Connected
Transactions
8 General Authorization Mgmt For For For
To The Board
Regarding Bond
Products
Issuance
9 Connected Transaction Mgmt For For For
Regarding 2020
Deposits In And Loans
From A
Bank
10 Provision Of Guarantee Mgmt For Against Against
For Controlled
Subsidiaries
11 Provision Of Guarantee Mgmt For Against Against
Quota For Controlled
Subsidiaries
12 Provision Of Guarantee Mgmt For Against Against
Quota For Joint
Venture
13 Financial Aid To Joint Mgmt For For For
Stock
Companies
14 Authorization and Mgmt For Against Against
Management Regarding
Provision of
Financial Aid to
Project
Companies
15 Renewal of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
001979 CINS Y14907102 11/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Adjustment of Mgmt For For For
Benchmarking Company
in the 1st Stock
Option Granting
Plan
3 Elect JIANG Tiefeng Mgmt For For For
4 Elect ZHU Wenkai Mgmt For For For
________________________________________________________________________________
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
001979 CINS Y14907102 12/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Acceptance
And Provision Of
Financial
Aid
________________________________________________________________________________
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
001979 CINS Y14907102 12/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Proposal on the Mgmt For For For
Related Party
Transaction of
Donating Charity
Funds to China
Merchants Charity
Foundation
3 Underlying Assets Mgmt For For For
4 Transaction Mgmt For For For
Counterparties
5 Transaction Method Mgmt For For For
6 Pricing of the Mgmt For For For
Underlying
Assets
7 The Joint Venture, Mgmt For For For
Registered Capital
and the Form of
Organization
8 Arrangement for the Mgmt For For For
Profits and Losses
during the
Transitional
period
9 Contractual Mgmt For For For
Obligations and
Liabilities for
Breach of Contract of
Handling the Transfer
of the ownership of
Underlying
Assets
10 The Valid Period of Mgmt For For For
the
Resolution
11 The Company's Major Mgmt For For For
Assets Restructuring
is in Compliance with
Relevant Laws and
Regulations
12 The Major Assets Mgmt For For For
Restructuring is in
Compliance with
Article 4 of the
Provisions on Several
Issues Concerning the
Regulation of Major
Assets Restructuring
of Listed
Companies
13 Compliance and Mgmt For For For
Completeness of the
Legal Procedure of
the Major as Sets
Restructuring and
Validity of the Legal
Documents
Submitted
14 Authorization of Legal Mgmt For For For
Formalities
15 The Major Assets Mgmt For For For
Restructuring is in
Compliance with
Article 11 of the
Management Measures
on Major Assets
Restructuring of
Listed
Companies
16 The Transaction Mgmt For For For
Constitutes A Major
Assets
Restructuring
17 The Transaction Does Mgmt For For For
Not Constitute A
Connected
Transaction
18 The Transaction Does Mgmt For For For
Not Constitute a
Listing by
Restructuring
19 The Capital Increase Mgmt For For For
Agreement and Its
Supplementary
Agreement I to be
Signed with
Transaction
Conunterparties
20 The Report (Draft) on Mgmt For For For
Major Assets
Restructuring and
Joint Capital
Increase and Its
Summary
21 Audit Report, Review Mgmt For For For
Report And Evaluation
Report Related To The
Major Assets
Restructuring
22 Independence of the Mgmt For For For
Evaluation
Institution,
Rationality of the
Evaluation
Hypothesis,
Correlation between
the Evaluation Method
and Evaluation
Purpose, and Fairness
of the Evaluated
Price
23 Statement On Pricing Mgmt For For For
Basis Of The
Transaction And The
Rationality
24 Self-examination Mgmt For For For
Report on the Real
Estate Business
Involved in the Major
Assets Restructuring
and Joint Capital
Increase
25 Change of the Purpose Mgmt For For For
of Projects Financed
with Raised Funds to
Increase Capital in
the Joint
Venture
26 The Company's Share Mgmt For For For
Price Fluctuation
Does Not Meet
Relevant Standards as
Specified by Article
5 of the Notice on
Regulating
Information
Disclosure of Listed
Companies and Conduct
of Relevant
Parties
27 Full Authorization To Mgmt For For For
The Board To Handle
Matters Regarding The
Transaction
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600016 CINS Y1495M112 04/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Proposal In Respect Of Mgmt For For For
The Postponement Of
The Change Of Session
Of The Board Of
Directors Of China
Minsheng Banking
Corp.,
Ltd
3 Proposal in Respect of Mgmt For For For
the Postponement of
the Change of Session
of the Supervisory
Board of China
Minsheng Banking
Corp.,
Ltd
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600016 CINS Y1495M104 04/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Proposal in Respect of Mgmt For For For
the Postponement of
the Change of Session
of the Board of
Directors of China
Minsheng Banking
Corp.,
Ltd
2 Proposal in Respect of Mgmt For For For
the Postponement of
the Change of Session
of the Supervisory
Board of China
Minsheng Banking
Corp.,
Ltd
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600016 CINS Y1495M104 06/29/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of the Valid Mgmt For For For
Period of Full
Authorization to the
Board and Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of A-share
Convertible
Bonds
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600016 CINS Y1495M104 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report Mgmt For For For
2 2019 Annual Accounts Mgmt For For For
3 2019 Profit Mgmt For For For
Distribution
Plan
4 2020 Financial Budget Mgmt For For For
Report
5 2019 Work Report of Mgmt For For For
the Board of
Directors
6 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
7 2019 Remuneration For Mgmt For For For
Directors
8 2019 Remuneration For Mgmt For For For
Supervisors
9 2020 Reappointment Of Mgmt For For For
Audit Firm And
Payment Of Its Audit
Fees
10 Plan For Issuance Of Mgmt For For For
Non-Fixed Term
Capital
Bonds
11 Extension of the Valid Mgmt For For For
Period of Full
Authorization to the
Board and Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of A-share
Convertible
Bonds
12 Report On The Use Of Mgmt For For For
Previously Raised
Funds
13 Formulation Of The Mgmt For For For
Shareholder Return
Plan From 2019 To
2021
14 Diluted Immediate Mgmt For For For
Return After the
Public Issuance of
A-share Convertible
Bonds and Filling
Measures
15 General Authorization Mgmt For For For
To The Board
Regarding Share
Offering
16 Plan for Issuance of Mgmt For For For
Financial Bonds and
Tier Ii Capital Bonds
for the Next Three
Years
17 Change of the Companys Mgmt For For For
Registered
Capital
18 Amendments to the Mgmt For For For
Company's Articles of
Association
19 Elect GAO Yingxin Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600016 CINS Y1495M112 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Annual Report Mgmt For For For
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2020 Financial Budget Mgmt For For For
Report
6 2019 Work Report of Mgmt For For For
the Board of
Directors
7 2019 Work Report of Mgmt For For For
the Supervisory
Committee
8 2019 Remuneration for Mgmt For For For
Directors
9 2019 Remuneration for Mgmt For For For
Supervisors
10 2020 Reappointment of Mgmt For For For
Audit Firm and
Payment of Its Audit
Fees
11 Plan for Issuance of Mgmt For For For
Non-fixed Term
Capital
Bonds
12 Extension of the Valid Mgmt For For For
Period of Full
Authorization to the
Board and Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of A-share
Convertible
Bonds
13 Report on the Use of Mgmt For For For
Previously Raised
Funds
14 Formulation of the Mgmt For For For
Shareholder Return
Plan from 2019 to
2021
15 Diluted Immediate Mgmt For For For
Return After the
Public Issuance of
A-share Convertible
Bonds and Filling
Measures
16 General Authorization Mgmt For For For
to the Board
Regarding Share
Offering
17 Plan for Issuance of Mgmt For For For
Financial Bonds and
Tier Ii Capital Bonds
for the Next Three
Years
18 Change of the Companys Mgmt For For For
Registered
Capital
19 Amendments to the Mgmt For For For
Company's Articles of
Association
20 Elect GAO Yingxin Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600016 CINS Y1495M112 06/29/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of the Valid Mgmt For For For
Period of Full
Authorization to the
Board and Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of A-share
Convertible
Bonds
________________________________________________________________________________
China Mobile Ltd.
Ticker Security ID: Meeting Date Meeting Status
0941 CINS Y14965100 05/20/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WANG Yuhang as Mgmt For For For
Executive
Director
6 Elect Paul CHOW Man Yiu Mgmt For For For
7 Elect Stephen YIU Kin Mgmt For For For
Wah
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Adoption of New Share Mgmt For For For
Option
Scheme
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 06/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Report and Mgmt For For For
Financial Statements
2019
3 Budget Report 2020 Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Annual Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Purchase of Structured Mgmt For For For
Deposit with Internal
Idle
Fund
10 Purchase of Wealth Mgmt For For For
Management
Products
11 Authority to Give Mgmt For For For
Guarantees to
Wholly-owned
Subsidiaries
12 Authority to Give Mgmt For For For
Guarantees For Joint
Venture
13 Authority to Issue Mgmt For For For
Debt Financing
Instruments
14 Forfeiture of Mgmt For For For
Uncollected Dividend
for the Year
2012
15 Amendments to Articles Mgmt For Against Against
16 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholders' General
Meeting
17 Board Authorization to Mgmt For For For
Distribute Interim
and Quarterly
Dividend
2020
18 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 06/12/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholders' General
Meeting
3 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
4 Authority to Mgmt For For For
Repurchase
Shares
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 06/12/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholders' General
Meeting
4 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
5 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 06/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Report and Mgmt For For For
Financial Statements
2019
2 Budget Report 2020 Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Purchase of Structured Mgmt For For For
Deposit with Internal
Idle
Fund
9 Purchase of Wealth Mgmt For For For
Management
Products
10 Authority to Give Mgmt For For For
Guarantees to
Wholly-owned
Subsidiaries
11 Authority to Give Mgmt For For For
Guarantees For Joint
Venture
12 Authority to Issue Mgmt For For For
Debt Financing
Instruments
13 Forfeiture of Mgmt For For For
Uncollected Dividend
for the Year
2012
14 Amendments to Articles Mgmt For Against Against
15 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholders' General
Meeting
16 Board Authorization to Mgmt For For For
Distribute Interim
and Quarterly
Dividend
2020
17 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Provision of Guarantee Mgmt For For For
to Huayue Nickel Cobalt
3 Provision of Financing Mgmt For For For
Guarantee among
Direct or Indirect
Wholly-owned
Subsidiaries
4 Provision of Supply Mgmt For For For
Chain Financing
Guarantee by
IXM
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Provision of Guarantee Mgmt For For For
to Huayue Nickel Cobalt
3 Provision of Financing Mgmt For For For
Guarantee among
Direct or Indirect
Wholly-owned
Subsidiaries
4 Provision of Supply Mgmt For For For
Chain Financing
Guarantee by
IXM
________________________________________________________________________________
China National Accord Medicines Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
000028 CINS Y77422114 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2020 Reappointment Of Mgmt For For For
Financial And
Internal Control
Audit
Firm
6 2020 Provision of Mgmt For Against Against
Guarantee for the
Bank Credit Line
Applied for by
Controlled
Subsidiaries
7 Controlled Mgmt For Against Against
Subsidiaries
Provision of Joint
and Several Guarantee
for Their
Wholly-owned
Subsidiaries
8 2020 Estimated Mgmt For For For
Continuing Connected
Transactions of the
Company and Its
Subordinate Companies
with Related
Parties
9 A Companys Continued Mgmt For For For
Provision of
Financial Services
for the
Company
________________________________________________________________________________
China National Building Material Company Limited
Ticker Security ID: Meeting Date Meeting Status
3323 CINS Y15045100 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Director's Report Mgmt For For For
4 Supervisor's Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Declare Mgmt For For For
Interim
Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect Li Jun Mgmt For For For
10 Elect Wang Yumeng as Mgmt For For For
Supervisor
11 Authority to Issue Mgmt For Against Against
Domestic Shares
and/or H Shares w/o
Preemptive
Rights
12 Authority to Issue Mgmt For For For
Debt Financing
Instruments
13 Amendments to Articles Mgmt For Against Against
of
Association
14 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholders
Meetings
________________________________________________________________________________
China National Building Material Company Limited
Ticker Security ID: Meeting Date Meeting Status
3323 CINS Y15045100 05/22/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Against Against
of
Association
4 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholders
Meetings
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China National Building Material Company Limited
Ticker Security ID: Meeting Date Meeting Status
3323 CINS Y15045100 12/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect ZHAN Yanjing Mgmt For For For
4 Financial Services Mgmt For Against Against
Framework
Agreement
________________________________________________________________________________
China National Chemical Engineering Co
Ticker Security ID: Meeting Date Meeting Status
601117 CINS Y1504G106 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Accounts Mgmt For For For
2 2020 Financial Budget Mgmt For For For
Report
3 2019 Profit Mgmt For For For
Distribution
Plan
4 Provision of Guarantee Mgmt For For For
for the Company's
Comprehensive Credit
Line Used by
Subsidiaries
5 Appointment Of 2020 Mgmt For For For
Audit Firm And Its
Audit
Fees
6 2019 Annual Report Mgmt For For For
7 2020 Investment Plan Mgmt For For For
8 Amendments to the Mgmt For For For
Company's Articles of
Association
9 2019 Work Report Of Mgmt For For For
The Board Of
Directors
10 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
11 2020 Purchase of Mgmt For Against Against
Liability Insurance
for Directors,
Supervisors and
Senior
Management
12 The Company's Mgmt For Against Against
Eligibility for
Non-public Share
Offering
13 Connected Transactions Mgmt For Against Against
Involved In The
Non-Public A-Share
Offering
14 Stock Type and Par Mgmt For Against Against
Value
15 Issuing Method and Date Mgmt For Against Against
16 Issuing Targets and Mgmt For Against Against
Subscription
Method
17 Issue Price, Pricing Mgmt For Against Against
Principles and
Pricing Base
Date
18 Issuing Volume Mgmt For Against Against
19 Lockup Period Mgmt For Against Against
20 Disposal of Mgmt For Against Against
Accumulated Retained
Profits Before the
Non-public Share
Offering
21 Listing Place Mgmt For Against Against
22 Amount of the Raised Mgmt For Against Against
Funds and the
Projects to Be Funded
Therewith
23 The Valid Period of Mgmt For Against Against
the Resolution on the
Share
Offering
24 Preplan For The Mgmt For Against Against
Non-Public A-Share
Offering
25 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from the 2020
Non-public A-share
Offering
26 Conditional Agreement Mgmt For Against Against
on Subscription for
the Non-publicly
Offered Shares to Be
Signed with a
Company
27 Diluted Immediate Mgmt For Against Against
Return After the 2020
Non-public A-share
Offering, Filling
Measures and Relevant
Commitments
28 No Need To Prepare A Mgmt For For For
Report On Use Of
Previously Raised
Funds
29 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
30 Full Authorization to Mgmt For Against Against
the Board or Its
Authorized Persons to
Handle Matters
Regarding the
Non-public Share
Offering
________________________________________________________________________________
China National Chemical Engineering Co
Ticker Security ID: Meeting Date Meeting Status
601117 CINS Y1504G106 07/24/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DAI Hegen Mgmt For For For
2 Elect LIU Jiaqiang Mgmt For For For
3 Elect HU Haiyin Mgmt For For For
4 Elect LIU Jie Mgmt For For For
5 Elect YANG Youhong Mgmt For For For
6 Elect LAN Chunjie Mgmt For For For
7 Elect DUN Yilan Mgmt For Against Against
8 Elect HU Yonghong Mgmt For Against Against
________________________________________________________________________________
China National Chemical Engineering Co
Ticker Security ID: Meeting Date Meeting Status
601117 CINS Y1504G106 12/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
2 Elect XU Wanming Mgmt For Against Against
3 Elect FAN Junsheng Mgmt For Against Against
________________________________________________________________________________
China National Medicines Corp
Ticker Security ID: Meeting Date Meeting Status
600511 CINS Y1499V100 01/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Conducting
Assets Securitization
of Accounts
Receivable
________________________________________________________________________________
China National Medicines Corp
Ticker Security ID: Meeting Date Meeting Status
600511 CINS Y1499V100 04/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Related Party Mgmt For For For
Transactions
7 Application of Mgmt For For For
Entrusted Loans for a
Controlled
Subsidiary
8 2020 Application of Mgmt For For For
Line of
Credit
9 Issuance of Internal Mgmt For For For
Loans
10 Issuance of Internal Mgmt For For For
Loans
11 Authority to Give Mgmt For Against Against
Guarantees
12 Amendments to Articles Mgmt For For For
13 2019 Report on Mgmt For For For
Fulfillment of the
Profit Forecast on
Major Assets
Restructuring
14 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
15 2019 Internal Control Mgmt For For For
Audit Report and 2019
Internal Control
Self-evaluation
Report
16 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China National Nuclear Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601985 CINS Y1507R109 04/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Investment Plan Mgmt For For For
2 2020 Financial Budget Mgmt For For For
Report
3 Issuing Scale Mgmt For For For
4 Issuing Method Mgmt For For For
5 Issuance Targets Mgmt For For For
6 Bond Type and Duration Mgmt For For For
7 Purpose of the Raised Mgmt For For For
Funds
8 Underwriting Method Mgmt For For For
and Listing
Arrangement
9 Issue Price Mgmt For For For
10 Guarantee Method Mgmt For For For
11 Interest Rate and Its Mgmt For For For
Determining
Method
12 Issuer's Option to Mgmt For For For
Extend the Bond
Duration
13 Option to Defer Mgmt For For For
Payment of the
Interest
14 Compulsory Interest Mgmt For For For
Payment
Events
15 Restrictions on Mgmt For For For
Deferred Payment of
Interest
16 Redemption Clauses Mgmt For For For
17 The Valid Period of Mgmt For For For
the
Resolution
18 Authorization Mgmt For For For
19 Elect LIU Xiuhong Mgmt For For For
20 Elect WU Hanjin Mgmt For For For
21 Elect FAN Mengren Mgmt For Against Against
________________________________________________________________________________
China National Nuclear Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601985 CINS Y1507R109 05/27/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2020 Allowance Plan Mgmt For For For
For Independent
Directors
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny1.2200000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
7 Provision Of Guarantee Mgmt For For For
For A
Company
8 2019 Annual Report And Mgmt For For For
Its
Summary
9 Amendments to the Mgmt For For For
Company's Articles of
Association
10 2020 Appointment Of Mgmt For For For
Audit
Firm
11 Elect LIU Min Mgmt For For For
12 Elect MA Mingze Mgmt For For For
13 Elect GUO Yunfeng Mgmt For Against Against
________________________________________________________________________________
China National Software & Service Company Limited
Ticker Security ID: Meeting Date Meeting Status
600536 CINS Y1503P107 01/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 A Subsidiary's Mgmt For For For
Acquisition of
Equities in Another
Subsidiary via Share
Swap
________________________________________________________________________________
China National Software & Service Company Limited
Ticker Security ID: Meeting Date Meeting Status
600536 CINS Y1503P107 03/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
________________________________________________________________________________
China National Software & Service Company Limited
Ticker Security ID: Meeting Date Meeting Status
600536 CINS Y1503P107 05/11/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Accounts Mgmt For For For
2 2019 Profit Mgmt For For For
Distribution Plan
3 Appointment of Auditor Mgmt For For For
4 2019 Work Report Of Mgmt For For For
Independent
Directors
5 2019 Work Report Of Mgmt For For For
The Board Of
Directors
6 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
7 2019 Annual Report and Mgmt For For For
Its
Summary
8 Amendments to Articles Mgmt For For For
9 Elect CHEN Ximing Mgmt For For For
10 Elect FU Xingbin Mgmt For For For
11 Elect SUN Yingxin Mgmt For For For
12 Elect BAI Lifang Mgmt For For For
13 Elect CUI Jing Mgmt For For For
14 Elect JIN Jiwu Mgmt For For For
15 Elect CHEN Shangyi Mgmt For For For
16 Elect LIU Xin Mgmt For Against Against
17 Elect TANG Dalong Mgmt For Against Against
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 04/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Expansion of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 2020 Financial Budget Mgmt For For For
7 2020 Investment Plan Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
regarding Financial
Services
Agreement
11 2020 Related Party Mgmt For For For
Transactions
12 Approval of Line of Mgmt For For For
Credit
13 Authority to Give Mgmt For For For
Guarantees
14 Shareholders Return Mgmt For For For
Plan
(2020-2022)
15 Appointment of Auditor Mgmt For For For
16 Elect ZHANG Weijiang Mgmt For Against Against
17 Elect ZHANG Dayong Mgmt For Against Against
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 09/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHOU Hua as Mgmt For For For
Independent
Director
2 Issuing Scale Mgmt For For For
3 Par Value and Issue Mgmt For For For
Price
4 Bond Type and Duration Mgmt For For For
5 Interest Rate Mgmt For For For
6 Guarantee Agreement Mgmt For For For
7 Purpose of the Raised Mgmt For For For
Funds
8 Issuing Method Mgmt For For For
9 Redemption on Resale Mgmt For For For
Terms
10 Issuing Targets and Mgmt For For For
Agreement for
Placement to Existing
Shareholders
11 Underwriting Method Mgmt For For For
12 Listing Place Mgmt For For For
13 The Company's Credit Mgmt For For For
Conditions and
Repayment Guarantee
Measures
14 Valid Period of the Mgmt For For For
Resolution
15 Full Authorization of Mgmt For For For
Board to Handle
Matters Regarding
Issuance of Corporate
Bonds
16 Authority to Issue Mgmt For For For
Mid-term
Notes
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 05/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Give Mgmt For For For
Guarantees
8 Elect LIN Boqiang Mgmt For For For
9 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase Domestic
and/or H
Shares
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 05/28/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase Domestic
and/or H
Shares
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 12/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Revised Annual Mgmt For For For
Cap for Master
Services Framework
Agreement
3 Annual Caps of Master Mgmt For For For
Services Framework
Agreement for
Upcoming Three
Years
4 Authority to Give Mgmt For For For
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Issue US Mgmt For Against Against
dollar
bonds
________________________________________________________________________________
China Overseas Land & Investment Ltd.
Ticker Security ID: Meeting Date Meeting Status
0688 CINS Y15004107 06/26/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHANG Zhichao Mgmt For For For
6 Elect ZHUANG Yong Mgmt For For For
7 Elect GUO Guanghui Mgmt For For For
8 Elect Rita FAN HSU Lai Mgmt For For For
Tai
9 Elect Brian David LI Mgmt For For For
Man
Bun
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Overseas Property Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
2669 CINS G2118M109 06/19/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHANG Guiqing Mgmt For For For
6 Elect Yang Ou Mgmt For For For
7 Elect KAM Yuk Fai Mgmt For For For
8 Elect Gregory SO Kam Mgmt For For For
Leung
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Overseas Property Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
2669 CINS G2118M109 06/19/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 CSCEC Services Mgmt For For For
Agreement
4 COLI Services Agreement Mgmt For For For
5 COGO Services Agreement Mgmt For For For
6 CSC Services Agreement Mgmt For For For
________________________________________________________________________________
China Pacific Insurance (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y1505Z103 05/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 2019 Annual Report of Mgmt For For For
A
Shares
6 2019 Annual Report of Mgmt For For For
H
Shares
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Appointment of Auditor Mgmt For For For
10 Directors' Due Mgmt For For For
Diligence
Report
11 Report on Performance Mgmt For For For
of Independent
Directors
12 Company Development Mgmt For For For
Plan
(2020-2022)
13 2020 External Donations Mgmt For For For
14 Elect KONG Qingwei Mgmt For For For
15 Elect FU Fan Mgmt For For For
16 Elect WANG Tayu Mgmt For For For
17 Elect WU Junhao Mgmt For For For
18 Elect ZHOU Donghui Mgmt For For For
19 Elect HUANG Dinan Mgmt For For For
20 Elect LU Qiaoling Mgmt For For For
21 Elect LIU Xiaodan Mgmt For For For
22 Elect CHEN Jizhong Mgmt For For For
23 Elect Elizabeth LAM Mgmt For For For
Tyng
Yih
24 Elect Jackson WOO Ka Mgmt For For For
Biu
25 Elect JIANG Xuping Mgmt For For For
26 Elect LU Ning as Mgmt For Against Against
Supervisor
27 Elect LU Guofeng as Mgmt For Against Against
Supervisor
28 Amendments to Articles Mgmt For Against Against
29 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholder General
Meetings
30 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
31 Routine Related Party Mgmt For For For
Transaction Agreement
with
Shanghai Rural
Commercial Bank Co.,
Ltd.
________________________________________________________________________________
China Pacific Insurance (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y1505Z111 05/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 2019 Annual Report of Mgmt For For For
A
Shares
5 2019 Annual Report of Mgmt For For For
H
Shares
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Directors' Due Mgmt For For For
Diligence
Report
10 Report on Performance Mgmt For For For
of Independent
Directors
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Amendments to Articles Mgmt For Against Against
13 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholder General
Meetings
14 Routine Related Party Mgmt For For For
Transaction Agreement
with
Shanghai Rural
Commercial Bank Co.,
Ltd.
15 Company Development Mgmt For For For
Plan
(2020-2022)
16 2020 External Donations Mgmt For For For
17 Elect KONG Qingwei Mgmt For For For
18 Elect FU Fan Mgmt For For For
19 Elect WANG Tayu Mgmt For For For
20 Elect WU Junhao Mgmt For For For
21 Elect ZHOU Donghui Mgmt For For For
22 Elect HUANG Dinan Mgmt For For For
23 Elect LU Qiaoling Mgmt For For For
24 Elect LIU Xiaodan Mgmt For For For
25 Elect CHEN Jizhong Mgmt For For For
26 Elect Elizabeth LAM Mgmt For For For
Tyng
Yih
27 Elect Jackson WOO Ka Mgmt For For For
Biu
28 Elect JIANG Xuping Mgmt For For For
29 Elect LU Ning as Mgmt For Against Against
Supervisor
30 Elect LU Guofeng as Mgmt For Against Against
Supervisor
31 Elect ZHU Yonghong as Mgmt For Against Against
Supervisor
________________________________________________________________________________
China Pacific Insurance (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y1505Z103 11/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance and Admission Mgmt For For For
of
GDRs
3 Validity Period Mgmt For For For
regarding Issuance
and Admission of
GDRs
4 Board Authorization Mgmt For For For
regarding Issuance
and Admission of
GDRs
5 Allocation of Profits Mgmt For For For
prior to Issuance and
Admission of
GDRs
6 Plan for Use of Mgmt For For For
Proceeds regarding
Issuance and
Admission of
GDRs
7 Purchase Prospectus Mgmt For For For
Liability
Insurance
________________________________________________________________________________
China Pacific Insurance (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y1505Z111 11/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance and Admission Mgmt For For For
of
GDRs
2 Validity Period Mgmt For For For
regarding Issuance
and Admission of
GDRs
3 Board Authorization Mgmt For For For
regarding Issuance
and Admission of
GDRs
4 Allocation of Profits Mgmt For For For
prior to Issuance and
Admission of
GDRs
5 Plan for Use of Mgmt For For For
Proceeds regarding
Issuance and
Admission of
GDRs
6 Purchase Prospectus Mgmt For For For
Liability
Insurance
________________________________________________________________________________
China Power International Development Limited
Ticker Security ID: Meeting Date Meeting Status
2380 CINS Y1508G102 06/11/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WANG Xianchun Mgmt For For For
6 Elect YAU Ka Chi Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Railway Construction Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1186 CINS Y1508P110 03/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
of
Association
3 Amendments to Mgmt For Against Against
Procedural Rules for
General
Meetings
________________________________________________________________________________
China Railway Construction Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1186 CINS Y1508P102 03/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
of
Association
2 Amendments to Mgmt For Against Against
Procedural Rules for
General
Meetings
________________________________________________________________________________
China Railway Construction Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1186 CINS Y1508P110 04/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Listing Mgmt For For For
3 Compliance with Pilot Mgmt For For For
Domestic
Listing
4 Benefits and Mgmt For For For
Safeguarding Legal
Rights
5 Maintain Independence Mgmt For For For
and Sustainable
Operation
6 Corresponding Mgmt For For For
Standardized
Operation
7 Compliance with Mgmt For For For
Relevant Laws and
Regulations
8 Statutory Procedures Mgmt For For For
9 Business Reasonableness Mgmt For For For
10 Plan of the Spin-off Mgmt For For For
11 Board Authority Mgmt For For For
________________________________________________________________________________
China Railway Construction Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1186 CINS Y1508P102 04/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Listing Mgmt For For For
2 Compliance with Pilot Mgmt For For For
Domestic
Listing
3 Benefits and Mgmt For For For
Safeguarding Legal
Rights
4 Maintain Independence Mgmt For For For
and Sustainable
Operation
5 Corresponding Mgmt For For For
Standardized
Operation
6 Compliance with Mgmt For For For
Relevant Laws and
Regulations
7 Statutory Procedures Mgmt For For For
8 Business Reasonableness Mgmt For For For
9 Plan of the Spin-off Mgmt For For For
10 Board Authority Mgmt For For For
________________________________________________________________________________
China Railway Construction Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1186 CINS Y1508P110 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors and Mgmt For For For
Supervisors'
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Railway Construction Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1186 CINS Y1508P102 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors and Mgmt For For For
Supervisors'
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Railway Construction Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1186 CINS Y1508P110 12/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
China Railway Construction Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1186 CINS Y1508P102 12/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
China Railway Group Limited
Ticker Security ID: Meeting Date Meeting Status
0390 CINS Y1509D116 04/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WANG Shiqi Mgmt For For For
________________________________________________________________________________
China Railway Group Limited
Ticker Security ID: Meeting Date Meeting Status
0390 CINS Y1509D108 04/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Shiqi Mgmt For For For
________________________________________________________________________________
China Railway Group Limited
Ticker Security ID: Meeting Date Meeting Status
0390 CINS Y1509D116 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
9 Appointment of Mgmt For For For
Internal Control
Auditors and
Authority to Set
Fees
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Liability Insurance Mgmt For For For
12 Authority to Give Mgmt For Against Against
Guarantees
13 Authority to Issue Mgmt For For For
Debt
Instruments
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Amendments to Articles Mgmt For Against Against
of
Association
16 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholder
Meetings
________________________________________________________________________________
China Railway Group Limited
Ticker Security ID: Meeting Date Meeting Status
0390 CINS Y1509D108 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
8 Appointment of Mgmt For For For
Internal Control
Auditors and
Authority to Set
Fees
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Liability Insurance Mgmt For For For
11 Authority to Give Mgmt For Against Against
Guarantees
12 Authority to Issue Mgmt For For For
Debt
Instruments
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Amendments to Articles Mgmt For Against Against
of
Association
15 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholder
Meetings
________________________________________________________________________________
China Railway Group Limited
Ticker Security ID: Meeting Date Meeting Status
0390 CINS Y1509D116 10/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect CHEN Yun Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules of
Supervisory
Committee
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Railway Group Limited
Ticker Security ID: Meeting Date Meeting Status
0390 CINS Y1509D108 10/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect CHEN Yun Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules of
Supervisory
Committee
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Railway Signal & Communication Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
3969 CINS Y1R0AG105 02/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect XU Zongxiang Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect KONG Ning Mgmt For Against Against
6 Elect LI Tienan Mgmt For Against Against
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Railway Signal & Communication Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
3969 CINS Y1R0AG105 06/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report 2019 Mgmt For For For
5 Accounts & reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Mgmt For For For
Internal Auditor and
Authority to Set
Fees
8 Estimation of Related Mgmt For For For
Party Transactions
for 2020-2022 of
China Railway Signal
& Communication
Corporation
Limited
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Change of Use of Mgmt For For For
Proceeds
12 Authority to Issue Mgmt For For For
Debt
Instruments
13 Amendments to Articles Mgmt For Against Against
of Association and
Procedural Rules for
General
Meeting
14 Authority to Mgmt For For For
Repurchase
Shares
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Railway Signal & Communication Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
3969 CINS Y1R0AG105 06/12/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Against Against
of Association and
Rules of Procedure
for the General
Meeting
4 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Reinsurance (Group) Corp.
Ticker Security ID: Meeting Date Meeting Status
1508 CINS Y1R0AJ109 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Directors and Mgmt For For For
Supervisors'
Fees
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2020 Investment Budget Mgmt For For For
for Fixed
Assets
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China Reinsurance (Group) Corp.
Ticker Security ID: Meeting Date Meeting Status
1508 CINS Y1R0AJ109 10/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LIU Xiaopeng Mgmt For For For
________________________________________________________________________________
China Resources Beer (Holdings) Company Limited
Ticker Security ID: Meeting Date Meeting Status
0291 CINS Y15037107 05/22/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HOU Xiaohai Mgmt For Against Against
6 Elect Tomakin LAI Po Mgmt For For For
Sing
7 Elect TUEN-MUK Lai Shu Mgmt For For For
8 Elect Eric LI Ka Cheung Mgmt For For For
9 Elect Moses CHENG Mo Mgmt For For For
Chi
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Resources Cement Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1313 CINS G2113L106 06/29/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHOU Longshan Mgmt For For For
6 Elect JI Youhong Mgmt For Against Against
7 Elect Stephen IP Shu Mgmt For For For
Kwan
8 Elect Nelson LAM Chi Mgmt For For For
Yuen
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Resources Double-Crane Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600062 CINS Y07701108 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2020 Reappointment Of Mgmt For For For
Audit
Firm
8 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
9 2020 Application for Mgmt For For For
Comprehensive Credit
Line to Financial
Institutions
10 Handling Bank Mgmt For For For
Acceptance Bills,
Deposits, Wealth
Management and
Financing Business
with a
Bank
________________________________________________________________________________
China Resources Double-Crane Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600062 CINS Y07701108 12/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HAN Yuewei Mgmt For For For
________________________________________________________________________________
China Resources Gas Group Limited
Ticker Security ID: Meeting Date Meeting Status
1193 CINS G2113B108 05/22/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect CHEN Ying Mgmt For Against Against
4 Elect WANG Yan Mgmt For Against Against
5 Elect WONG Tak Shing Mgmt For For For
6 Elect David YU Hon To Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Resources Land Limited
Ticker Security ID: Meeting Date Meeting Status
1109 CINS G2108Y105 06/02/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WANG Xiangming Mgmt For For For
6 Elect ZHANG Dawei Mgmt For Against Against
7 Elect XIE Ji Mgmt For For For
8 Elect YAN Biao Mgmt For Against Against
9 Elect CHEN Ying Mgmt For Against Against
10 Elect Bosco HO Hin Ngai Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Resources Pharmaceutical Group Limited
Ticker Security ID: Meeting Date Meeting Status
03320 CINS Y1511B108 06/22/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect HAN Yuewei Mgmt For For For
7 Elect LI Xiangming Mgmt For For For
8 Elect WENG Jingwen Mgmt For For For
9 Elect YU Zhongliang Mgmt For Against Against
10 Elect GUO Wei Mgmt For For For
11 Elect Yvonne SHING Mo Mgmt For For For
Han
12 Elect KWOK Kin Fun Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Resources Power Holdings Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
0836 CINS Y1503A100 06/09/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect WANG Chuandong Mgmt For For For
5 Elect TANG Yong Mgmt For For For
6 Elect ZHANG Junzheng Mgmt For For For
7 Elect WANG Xiao Bin Mgmt For For For
8 Elect WANG Yan Mgmt For Against Against
9 Elect Andrew MA Chiu Mgmt For For For
Cheung
10 Elect Jack SO Chak Mgmt For Against Against
Kwong
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Resources Sanjiu Medical and Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000999 CINS Y7503B105 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Financial Report Mgmt For For For
of the
Company
2 2019 Annual Profit Mgmt For For For
Distribution
Plan
3 2019 Annual Work Mgmt For For For
Report of the Board
of
Directors
4 2019 Annual Work Mgmt For For For
Report of the Board
of
Supervisors
5 2019 Annual Report and Mgmt For For For
Its
Summary
6 The Routine Related Mgmt For For For
Party Transactions of
the Company for
2020
7 Continuing Business Mgmt For For For
Cooperation with
Zhuhai China
Resources
Bank
________________________________________________________________________________
China Resources Sanjiu Medical and Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000999 CINS Y7503B105 12/13/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 By-elect HAN Yuewei Mgmt For For For
3 By-elect DENG Ronghui Mgmt For For For
4 By-elect WENG JIngwen Mgmt For Against Against
________________________________________________________________________________
China Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601066 CINS Y1R11K104 04/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension Of The Valid Mgmt For For For
Period Of The
Resolution On The
Non-public A-share
Offering
2 Extension Of The Valid Mgmt For For For
Period Of The Full
Authorization To The
Board To Handle
Matters Regarding The
Non-public Share
Offering
3 General Authorization Mgmt For Against Against
For The Issuance Of
Domestic And Overseas
Debt Financing
Instruments
4 Amendments To The Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
China Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601066 CINS Y1R11K104 04/09/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension Of The Valid Mgmt For For For
Period Of The
Resolution On The
Non-public A-share
Offering
2 Extension Of The Valid Mgmt For For For
Period Of The Full
Authorization To The
Board To Handle
Matters Regarding The
Non-public Share
Offering
________________________________________________________________________________
China Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601066 CINS Y1R11K104 06/05/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 Stock Type and Par Mgmt For For For
Value
4 Issuing Method and Date Mgmt For For For
5 Issuing Targets and Mgmt For For For
Subscription
Methods
6 Issue Price and Mgmt For For For
Pricing
Principles
7 Issuing Volume Mgmt For For For
8 Amount and Purpose of Mgmt For For For
Funds
Raised
9 Lock-up Period Mgmt For For For
10 Listing Place Mgmt For For For
11 Arrangement of Mgmt For For For
Accumulated Retained
Profits
12 The Validity Period of Mgmt For For For
the Resolution on
This Non-public
Offering
13 Adjustment of the Mgmt For For For
Preplan for
Non-public A-share
Offering
14 Adjustment of the Mgmt For For For
Diluted Immediate
Return After the
Non-public A-share
Offering and Filling
Measures
15 2019 Annual Accounts Mgmt For For For
16 2019 Profit Mgmt For For For
Distribution
Plan
17 2019 Annual Report Mgmt For For For
18 2020 Proprietary Mgmt For For For
Investment
Quota
19 2020 Estimated Related Mgmt For For For
Party
Transactions
20 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601066 CINS Y1R11K104 06/05/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Type and Par Mgmt For For For
Value
2 Issuing Method and Date Mgmt For For For
3 Issuing Targets and Mgmt For For For
Subscription
Methods
4 Issue Price and Mgmt For For For
Pricing
Principles
5 Issuing Volume Mgmt For For For
6 Amount and Purpose of Mgmt For For For
Funds
Raised
7 Lock-up Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Arrangement of Mgmt For For For
Accumulated Retained
Profits
10 Valid Period of the Mgmt For For For
Resolution
11 Preplan for Non-public Mgmt For For For
A-share
Offering
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C121 05/29/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article Mgmt For Against Against
115
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Reports Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Liability Insurance Mgmt For For For
10 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
11 Shenhua Finance Mgmt For For For
Capital Increase
Agreement
12 Termination Agreement; Mgmt For For For
and New Financial
Services
Agreement
13 Cash Dividend 2019-2021 Mgmt For For For
14 Amendments to Articles Mgmt For Against Against
15 Amendments to Mgmt For Against Against
Procedural Rules of
General
Meeting
16 Amendments to Mgmt For For For
Procedural Rules of
Board of
Directors
17 Amendments to Mgmt For For For
Procedural Rules of
the Board of
Supervisors
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Elect WANG Xiangxi Mgmt For For For
20 Elect YANG Jiping Mgmt For For For
21 Elect XU Mingjun Mgmt For For For
22 Elect JIA Jinzhong Mgmt For For For
23 Elect ZHAO Yongfeng Mgmt For For For
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Elect YUEN Kwok Keung Mgmt For For For
26 Elect BAI Chong-En Mgmt For For For
27 Elect CHEN Hanwen Mgmt For For For
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Elect LUO Meijian Mgmt For Against Against
30 Elect ZHOU Dayu Mgmt For Against Against
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C121 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Reports Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Liability Insurance Mgmt For For For
8 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
9 Shenhua Finance Mgmt For For For
Capital Increase
Agreement
10 Termination Agreement; Mgmt For For For
and New Financial
Services
Agreement
11 Cash Dividend 2019-2021 Mgmt For For For
12 Amendments to Articles Mgmt For Against Against
13 Amendments to Mgmt For Against Against
Procedural Rules of
General
Meeting
14 Amendments to Mgmt For For For
Procedural Rules of
Board of
Directors
15 Amendments to Mgmt For For For
Procedural Rules of
the Board of
Supervisors
16 Elect WANG Xiangxi Mgmt For For For
17 Elect YANG Jiping Mgmt For For For
18 Elect XU Mingjun Mgmt For For For
19 Elect JIA Jinzhong Mgmt For For For
20 Elect ZHAO Yongfeng Mgmt For For For
21 Elect YUEN Kwok Keung Mgmt For For For
22 Elect BAI Chong-En Mgmt For For For
23 Elect CHEN Hanwen Mgmt For For For
24 Elect LUO Meijian Mgmt For Against Against
25 Elect ZHOU Dayu Mgmt For Against Against
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 05/29/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For Against Against
115
________________________________________________________________________________
China Shipbuilding Industry Co.
Ticker Security ID: Meeting Date Meeting Status
601989 CINS Y1504X109 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Reappointment Of 2020 Mgmt For For For
Financial Audit Firm
And Internal Control
Audit
Firm
7 The 2020 Product Mgmt For For For
Purchase and Sale
Principle Agreement
to Be Signed with a
Company and the 2020
Estimated Upper
Limit
8 The 2020 Services Mgmt For For For
Principle Agreement
to Be Signed with a
Company and the 2020
Estimated Upper
Limit
9 2020 Estimated Upper Mgmt For Against Against
Limit of Deposits and
Loans Business with a
Company
10 Outstanding Maximum Mgmt For For For
Quota of Entrusted
Loans with a Company
and Other Related
Parties
11 2020 Maximum Guarantee Mgmt For For For
Quota For
Subsidiaries And
Joint
Ventures
12 2020 Maximum Guarantee Mgmt For For For
Quota For Related
Parties
13 Elect YAO Zuhui Mgmt For For For
14 Elect KE Wangjun Mgmt For For For
15 Elect YANG Zhizhong Mgmt For For For
16 Elect CHEN Zheng Mgmt For For For
17 Elect CHENG Jingmin Mgmt For For For
18 Elect XU Jian Mgmt For For For
19 Elect YU Hao Mgmt For For For
________________________________________________________________________________
China South Publishing and Media Group Co.
Ticker Security ID: Meeting Date Meeting Status
601098 CINS Y15174108 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Remuneration For Mgmt For For For
Directors
5 2019 Remuneration For Mgmt For For For
Supervisors
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2019 Profit Mgmt For For For
Distribution
Plan
8 2019 Annual Accounts Mgmt For For For
9 Change Of Audit Firm Mgmt For For For
10 Financial Service Mgmt For For For
Agreement To Be
Signed With
Controlling
Shareholders
11 Implementing Results Mgmt For For For
Of 2019 Continuing
Connected
Transactions And
Estimation Of 2020
Continuing Connected
Transactions
12 Termination Of A Mgmt For For For
Project Regarding
Setting Up Of A
Company
13 Elect LI Guilan Mgmt For For For
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1R16E111 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authorize Xiamen Mgmt For For For
Airlines to Give
Guarantees
7 Authority to Give Mgmt For For For
Guarantees to
SPVs
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Debt Financing Mgmt For Against Against
Instruments
10 Satisfaction of Mgmt For For For
Criteria for Public
Issuance A Share
Convertible
Bonds
11 Type of Securities Mgmt For For For
12 Size of Issuance Mgmt For For For
13 Par value and Issue Mgmt For For For
Price
14 Term Mgmt For For For
15 Interest Rate Mgmt For For For
16 Method and Timing of Mgmt For For For
Interest Payment and
Repayment of
Principal
17 Conversion Period Mgmt For For For
18 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
19 Terms of Downward Mgmt For For For
Adjustment to the
Conversion
Price
20 Method for Determining Mgmt For For For
the Number of Shares
for
Conversion
21 Terms of Redemption Mgmt For For For
22 Terms of Sale Back Mgmt For For For
23 Attribution of Mgmt For For For
Dividend in the Year
of
Conversion
24 Method of Issuance and Mgmt For For For
Targeted
Subscribers
25 Subscription Mgmt For For For
Arrangement for the
Existing A
Shareholders
26 Matters Relating to A Mgmt For For For
Share Convertible
Bond Holders
Meetings
27 Use of Proceeds Mgmt For For For
28 Guarantee and Security Mgmt For For For
29 Deposit Account for Mgmt For For For
Proceeds
Raised
30 Ratings Mgmt For For For
31 Validity Period of the Mgmt For For For
Proposal on the
Issuance of A Share
Convertible
Bonds
32 Preliminary Plan of Mgmt For For For
Proposed Issuance of
A Share Convertible
Bonds
33 Feasibility Report on Mgmt For For For
Use of Proceeds
Raised from Proposed
Issuance of A Share
Convertible
Bonds
34 Report on Use of Mgmt For For For
Previously Raised
Proceeds
35 Impact on the Companys Mgmt For For For
Key Financial
Indicators from
Dilution of Immediate
Returns by Proposed
Issuance of A Share
Convertible Bonds and
Remedial
Measure
36 Ratification of Board Mgmt For For For
Acts
37 Rules for A Share Mgmt For For For
Convertible Bonds
Holders
Meeting
38 Possible Preemptive Mgmt For For For
Subscription of A
Share Convertible
Bonds by the
Controlling
Shareholder
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1503W102 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authorize Xiamen Mgmt For For For
Airlines to Give
Guarantees
8 Authority to Give Mgmt For For For
Guarantees to
SPVs
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Debt Financing Mgmt For Against Against
Instruments
11 Satisfaction of Mgmt For For For
Criteria for Public
Issuance A Share
Convertible
Bonds
12 Type of Securities Mgmt For For For
13 Size of Issuance Mgmt For For For
14 Par value and Issue Mgmt For For For
Price
15 Term Mgmt For For For
16 Interest Rate Mgmt For For For
17 Method and Timing of Mgmt For For For
Interest Payment and
Repayment of
Principal
18 Conversion Period Mgmt For For For
19 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
20 Terms of Downward Mgmt For For For
Adjustment to the
Conversion
Price
21 Method for Determining Mgmt For For For
the Number of Shares
for
Conversion
22 Terms of Redemption Mgmt For For For
23 Terms of Sale Back Mgmt For For For
24 Attribution of Mgmt For For For
Dividend in the Year
of
Conversion
25 Method of Issuance and Mgmt For For For
Targeted
Subscribers
26 Subscription Mgmt For For For
Arrangement for the
Existing A
Shareholders
27 Matters Relating to A Mgmt For For For
Share Convertible
Bond Holders
Meetings
28 Use of Proceeds Mgmt For For For
29 Guarantee and Security Mgmt For For For
30 Deposit Account for Mgmt For For For
Proceeds
Raised
31 Ratings Mgmt For For For
32 Validity Period of the Mgmt For For For
Proposal on the
Issuance of A Share
Convertible
Bonds
33 Preliminary Plan of Mgmt For For For
Proposed Issuance of
A Share Convertible
Bonds
34 Feasibility Report on Mgmt For For For
Use of Proceeds
Raised from Proposed
Issuance of A Share
Convertible
Bonds
35 Report on Use of Mgmt For For For
Previously Raised
Proceeds
36 Impact on the Companys Mgmt For For For
Key Financial
Indicators from
Dilution of Immediate
Returns by Proposed
Issuance of A Share
Convertible Bonds and
Remedial
Measure
37 Ratification of Board Mgmt For For For
Acts
38 Rules for A Share Mgmt For For For
Convertible Bonds
Holders
Meeting
39 Possible Preemptive Mgmt For For For
Subscription of A
Share Convertible
Bonds by the
Controlling
Shareholder
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1503W102 06/30/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type of Securities Mgmt For For For
2 Size of Issuance Mgmt For For For
3 Par value and Issue Mgmt For For For
Price
4 Term Mgmt For For For
5 Interest Rate Mgmt For For For
6 Method and Timing of Mgmt For For For
Interest Payment and
Repayment of
Principal
7 Conversion Period Mgmt For For For
8 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
9 Terms of Downward Mgmt For For For
Adjustment to the
Conversion
Price
10 Method for Determining Mgmt For For For
the Number of Shares
for
Conversion
11 Terms of Redemption Mgmt For For For
12 Terms of Sale Back Mgmt For For For
13 Attribution of Mgmt For For For
Dividend in the Year
of
Conversion
14 Method of Issuance and Mgmt For For For
Targeted
Subscribers
15 Subscription Mgmt For For For
Arrangement for the
Existing A
Shareholders
16 Matters Relating to A Mgmt For For For
Share Convertible
Bond Holders
Meetings
17 Use of Proceeds Mgmt For For For
18 Guarantee and Security Mgmt For For For
19 Deposit Account for Mgmt For For For
Proceeds
Raised
20 Ratings Mgmt For For For
21 Validity Period of the Mgmt For For For
Proposal on the
Issuance of A Share
Convertible
Bonds
22 Preliminary Plan of Mgmt For For For
Proposed Issuance of
A Share Convertible
Bonds
23 Ratification of Board Mgmt For For For
Acts
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1R16E111 06/30/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type of Securities Mgmt For For For
2 Size of Issuance Mgmt For For For
3 Par value and Issue Mgmt For For For
Price
4 Term Mgmt For For For
5 Interest Rate Mgmt For For For
6 Method and Timing of Mgmt For For For
Interest Payment and
Repayment of
Principal
7 Conversion Period Mgmt For For For
8 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
9 Terms of Downward Mgmt For For For
Adjustment to the
Conversion
Price
10 Method for Determining Mgmt For For For
the Number of Shares
for
Conversion
11 Terms of Redemption Mgmt For For For
12 Terms of Sale Back Mgmt For For For
13 Attribution of Mgmt For For For
Dividend in the Year
of
Conversion
14 Method of Issuance and Mgmt For For For
Targeted
Subscribers
15 Subscription Mgmt For For For
Arrangement for the
Existing A
Shareholders
16 Matters Relating to A Mgmt For For For
Share Convertible
Bond Holders
Meetings
17 Use of Proceeds Mgmt For For For
18 Guarantee and Security Mgmt For For For
19 Deposit Account for Mgmt For For For
Proceeds
Raised
20 Ratings Mgmt For For For
21 Validity Period of the Mgmt For For For
Proposal on the
Issuance of A Share
Convertible
Bonds
22 Preliminary Plan of Mgmt For For For
Proposed Issuance of
A Share Convertible
Bonds
23 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1503W102 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Renewed Financial Mgmt For For For
Services Framework
Agreement
3 Renewed Finance and Mgmt For For For
Lease Service
Framework
Agreement
4 Satisfaction of the Mgmt For For For
conditions of the
non-public issuance
of A
shares
5 Feasibility Report on Mgmt For For For
the Use of
Proceeds
6 Remedial Measures of Mgmt For For For
Dilution for Current
Returns
7 Shareholder Return Mgmt For For For
Plan
(2020-2022)
8 Report on the Use of Mgmt For For For
Previously Raised
Proceeds
9 Types of Shares to be Mgmt For For For
issued and the par
value
10 Issue method and period Mgmt For For For
11 Targeted subscriber Mgmt For For For
and subscription
method
12 Issue price Mgmt For For For
13 Number of shares to be Mgmt For For For
issued
14 Lock-up period Mgmt For For For
15 Proceeds raised and Mgmt For For For
the use of
proceeds
16 Place of listing Mgmt For For For
17 The arrangement for Mgmt For For For
the distribution of
undistributed profits
accumulated before
the non-public issue
of A
Shares
18 Validity period Mgmt For For For
19 Types of Shares to be Mgmt For For For
issued and the par
value
20 Issue method and period Mgmt For For For
21 Targeted subscriber Mgmt For For For
and subscription
method
22 Issue price Mgmt For For For
23 Issue size and number Mgmt For For For
of shares to be
issued
24 Lock-up period Mgmt For For For
25 Use of proceeds Mgmt For For For
26 Listing arrangement Mgmt For For For
27 Arrangement for the Mgmt For For For
distribution of
undistributed profits
accumulated before
the non-public issue
of H
Shares
28 Validity period Mgmt For For For
29 Approval of the Mgmt For For For
Proposal Regarding
the Proposed
Non-public Issuance
of A
Shares
30 Connected transactions Mgmt For For For
involved in the
non-public
issue of A Shares.
31 Connected transactions Mgmt For For For
involved in the
non-public
issue of H Shares.
32 Subscription Agreement Mgmt For For For
relating to
the
subscription of the A
Shares under the
non-public issue of A
Shares
33 Subscription Agreement Mgmt For For For
relating to
the
subscription of the H
Shares under the
non-public issue of H
Shares
34 Amendments to Articles Mgmt For For For
35 Board Authorization to Mgmt For For For
Handle Matters
Regarding the
Proposed Non-public
Issuance of A Shares
and non- public
Issuance of H
Shares
36 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1R16E111 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Renewed Financial Mgmt For For For
Services Framework
Agreement
3 Renewed Finance and Mgmt For For For
Lease Service
Framework
Agreement
4 Satisfaction of the Mgmt For For For
conditions of the
non-public issuance
of A
shares
5 Feasibility Report on Mgmt For For For
the Use of
Proceeds
6 Remedial Measures of Mgmt For For For
Dilution for Current
Returns
7 Shareholder Return Mgmt For For For
Plan
(2020-2022)
8 Report on the Use of Mgmt For For For
Previously Raised
Proceeds
9 Types of Shares to be Mgmt For For For
issued and the par
value
10 Issue method and period Mgmt For For For
11 Targeted subscriber Mgmt For For For
and subscription
method
12 Issue price Mgmt For For For
13 Number of shares to be Mgmt For For For
issued
14 Lock-up period Mgmt For For For
15 Proceeds raised and Mgmt For For For
the use of
proceeds
16 Place of listing Mgmt For For For
17 The arrangement for Mgmt For For For
the distribution of
undistributed profits
accumulated before
the non-public issue
of A
Shares
18 Validity period Mgmt For For For
19 Types of Shares to be Mgmt For For For
issued and the par
value
20 Issue method and period Mgmt For For For
21 Targeted subscriber Mgmt For For For
and subscription
method
22 Issue price Mgmt For For For
23 Issue size and number Mgmt For For For
of shares to be
issued
24 Lock-up period Mgmt For For For
25 Use of proceeds Mgmt For For For
26 Listing arrangement Mgmt For For For
27 Arrangement for the Mgmt For For For
distribution of
undistributed profits
accumulated before
the non-public issue
of H
Shares
28 Validity period Mgmt For For For
29 Approval of the Mgmt For For For
Proposal Regarding
the Proposed
Non-public Issuance
of A
Shares
30 Connected transactions Mgmt For For For
involved in the
non-public
issue of A Shares.
31 Connected transactions Mgmt For For For
involved in the
non-public
issue of H Shares.
32 Subscription Agreement Mgmt For For For
relating to
the
subscription of the A
Shares under the
non-public issue of A
Shares
33 Subscription Agreement Mgmt For For For
relating to
the
subscription of the H
Shares under the
non-public issue of H
Shares
34 Amendments to Articles Mgmt For For For
35 Board Authorization to Mgmt For For For
Handle Matters
Regarding the
Proposed Non-public
Issuance of A Shares
and non- public
Issuance of H
Shares
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1503W102 12/27/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Types of Shares to be Mgmt For For For
issued and the par
value
3 Issue method and period Mgmt For For For
4 Targeted subscriber Mgmt For For For
and subscription
method
5 Issue price Mgmt For For For
6 Number of shares to be Mgmt For For For
issued
7 Lock-up period Mgmt For For For
8 Proceeds raised and Mgmt For For For
the use of
proceed
9 Place of listing Mgmt For For For
10 Arrangement for the Mgmt For For For
distribution of
undistributed
profits
accumulated before the
non-public issue of A
Shares
11 Validity period Mgmt For For For
12 Resolution regarding Mgmt For For For
the preliminary
proposal of the
non-
public issue of A
Shares by the
Company.
13 Connected transactions Mgmt For For For
involved
in
the non-public issue
of A
Shares.
14 Subscription Agreement Mgmt For For For
relating to the
subscription of the A
Shares under the
non-public issue of A
Shares
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1R16E111 12/27/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Types of Shares to be Mgmt For For For
issued and the par
value
2 Issue method and period Mgmt For For For
3 Targeted subscriber Mgmt For For For
and subscription
method
4 Issue price Mgmt For For For
5 Number of shares to be Mgmt For For For
issued
6 Lock-up period Mgmt For For For
7 Proceeds raised and Mgmt For For For
the use of
proceed
8 Place of listing Mgmt For For For
9 Arrangement for the Mgmt For For For
distribution of
undistributed
profits
accumulated before the
non-public issue of A
Shares
10 Validity period Mgmt For For For
11 Resolution regarding Mgmt For For For
the preliminary
proposal of the
non-
public issue of A
Shares by the
Company.
12 Connected transactions Mgmt For For For
involved
in
the non-public issue
of A
Shares.
13 Subscription Agreement Mgmt For For For
relating to the
subscription of the A
Shares under the
non-public issue of A
Shares
________________________________________________________________________________
China Spacesat Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600118 CINS Y1500D107 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report Mgmt For For For
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Work Report Of Mgmt For For For
Independent
Directors
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny1.0000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
7 Continued Fulfillment Mgmt For For For
of the Financial
Service Framework
Agreement and
Determination of the
Deposits and Loan
Quota in Financial
Companies in
2020
8 2020 Continuing Mgmt For For For
Connected
Transactions
9 Reappointment of 2020 Mgmt For For For
Audit Firm and
Internal Control
Audit Firm: Appoint
Grant Thornton
Certified Public
Accountants As the
Auditor and the
Internal Control
Auditor of the
Company for
2020
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Spacesat Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600118 CINS Y1500D107 09/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Related Party Mgmt For For For
Transactions
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China State Construction Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601668 CINS Y1R16Z106 02/19/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase of the 2ND Mgmt For For For
and 3RD Phase
Restricted A-share
Stocks from Plan
Participants
2 Redemption of the 0.15 Mgmt For For For
Billion Non-public
Preferred
Stocks
3 Amendments to the Mgmt For For For
Company's Articles of
Association
4 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Shareholders General
Meetings
________________________________________________________________________________
China State Construction Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601668 CINS Y1R16Z106 05/25/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2019 Annual Report Mgmt For For For
8 2020 Financial Budget Mgmt For For For
9 2020 Investment Budget Mgmt For For For
10 Related Party Mgmt For For For
Transactions
11 Appointment of Auditor Mgmt For For For
12 Appointment of Mgmt For For For
Internal Control
Auditor
13 Authority to Give Mgmt For For For
Guarantees
14 Authority to Issue Mgmt For For For
Debt
Instruments
15 Indemnification of Mgmt For For For
Directors/Officers
16 Amendments to Mgmt For For For
Procedural Rules of
Board
Meetings
________________________________________________________________________________
China State Construction Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601668 CINS Y1R16Z106 10/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHOU Naixiang as Mgmt For For For
Director
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
China State Construction Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601668 CINS Y1R16Z106 11/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
3 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
4 Amendments to Mgmt For For For
Procedural Rules for
Supervisor
Meetings
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3311 CINS G21677136 04/15/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Revised Annual Caps Mgmt For For For
under the CSCECL
Framework
Agreement
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3311 CINS G21677136 05/27/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Supplemental Agreement Mgmt For For For
with China Overseas
Land & Investment
Limited
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3311 CINS G21677136 06/10/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect HUNG Cheung Shew Mgmt For For For
4 Elect Adrian David LI Mgmt For For For
Man
Kiu
5 Elect LEE Shing See Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
11 Amendments to Articles Mgmt For For For
of
Association
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3311 CINS G21677136 06/10/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 New Master Engagement Mgmt For For For
Agreement
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3311 CINS G21677136 08/09/2019 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Framework Agreement Mgmt For For For
________________________________________________________________________________
China Steel Corp.
Ticker Security ID: Meeting Date Meeting Status
2002 CINS Y15041109 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
4 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
5 Non-compete Mgmt For For For
Restrictions for
Director WONG
Chao-Tung
6 Non-compete Mgmt For For For
Restrictions for
Director WANG
Shyi-Chin
7 Non-compete Mgmt For For For
Restrictions for
Director HWANG
Chien-Chih
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Taiping Insurance Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
0966 CINS Y1456Z151 06/16/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect GUO Zhaoxu Mgmt For For For
7 Elect HU Xingguo Mgmt For For For
8 Elect ZHANG Cui Mgmt For For For
9 Elect YANG Changgui Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Telecom Corporation
Ticker Security ID: Meeting Date Meeting Status
0728 CINS Y1505D102 05/26/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect KE Ruiwen Mgmt For For For
5 Elect LI Zhengmao Mgmt For For For
6 Elect SHAO Guanglu Mgmt For For For
7 Elect CHEN Zhongyue Mgmt For For For
8 Elect LIU Guiqing Mgmt For For For
9 Elect ZHU Min Mgmt For For For
10 Elect WANG Guoquan Mgmt For For For
11 Elect CHEN Shengguang Mgmt For For For
12 Elect Aloysius TSE Hau Mgmt For For For
Yin
13 Elect XU Erming Mgmt For For For
14 Elect WANG Hsuehming Mgmt For For For
15 Elect Jason YEUNG Chi Mgmt For For For
Wai
16 Elect SUI Yixun Mgmt For Against Against
17 Elect XU Shiguang Mgmt For Against Against
18 Elect YOU Minqiang Mgmt For Against Against
19 Amendments to Articles Mgmt For For For
20 Authority to Issue Mgmt For For For
Debentures
21 Authority to Issue Mgmt For For For
Bonds
22 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
23 Non-Voting Meeting Note N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Telecom Corporation
Ticker Security ID: Meeting Date Meeting Status
0728 CINS Y1505D102 08/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect LIU Guiqing Mgmt For For For
4 Elect WANG Guoquan Mgmt For For For
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Tower Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0788 CINS Y15076105 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Mai Yanzhou Mgmt For For For
7 Elect Deng Shiji Mgmt For For For
8 Amendments to Articles Mgmt For Against Against
of Association and
Procedural
Rules
9 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Tower Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0788 CINS Y15076105 05/21/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
China Tower Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
788 CINS Y15076105 07/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect GU Xiaomin Mgmt For For For
4 Elect LI Tienan as Mgmt For Against Against
Supervisor
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Traditional Chinese Medicine Co. Limited
Ticker Security ID: Meeting Date Meeting Status
0570 CINS Y1507S107 01/17/2020 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 New Master Purchase Mgmt For For For
Agreement
4 New Master Supply Mgmt For For For
Agreement
________________________________________________________________________________
China Traditional Chinese Medicine Co. Limited
Ticker Security ID: Meeting Date Meeting Status
0570 CINS Y1507S107 06/19/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YANG Wenming Mgmt For For For
6 Elect WANG Kan Mgmt For For For
7 Elect Hailson YU Tze Mgmt For For For
Shan
8 Elect QIN Ling Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China TransInfo Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002373 CINS Y8310S109 03/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering
2 Issuing Method Mgmt For For For
3 Stock Type and Par Mgmt For For For
Value
4 Issuing Volume Mgmt For For For
5 Issuing Targets Mgmt For For For
6 Subscription Method Mgmt For For For
7 Listing Place Mgmt For For For
8 Issue Price and Mgmt For For For
Pricing
Principles
9 Lockup Period Mgmt For For For
10 Purpose of the Raised Mgmt For For For
Funds
11 Plan for the Disposal Mgmt For For For
of Accumulated
Retained Profits
Before The
Issuance
12 Valid Period Of The Mgmt For For For
Resolution
13 Preplan For Non-Public Mgmt For For For
Share
Offering
14 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
Be
Raised from Non-public
A-share
Offering
15 Full Authorization to Mgmt For For For
the Board to Handle
Matters
Regarding the
Non-public Share
Offering
16 Report On The Use Of Mgmt For For For
Previously Raised
Funds
17 Diluted Immediate Mgmt For For For
Return After the
Non-public
Share
Offering and Filling
Measures
18 Shareholder Return Mgmt For For For
Plan for the Next
Three Years
from
2020 to 2022
________________________________________________________________________________
China TransInfo Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002373 CINS Y8310S109 05/07/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Annual Report And Mgmt For For For
Its
Summary
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny0.7000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
5 2020 Comprehensive Mgmt For For For
Credit
Line
6 2020 External Mgmt For For For
Guarantee
Quota
7 Continuing Connected Mgmt For For For
Transactions with a
Company
8 Continuing Connected Mgmt For For For
Transactions with
Other Related
Parties
9 2020 Reappointment Of Mgmt For For For
Audit
Firm
10 Amendments to the Mgmt For For For
Company's Articles of
Association
11 2020 Launching Foreign Mgmt For For For
Exchange Hedging
Business With
Proprietary
Funds
12 Investment And Wealth Mgmt For For For
Management With
Proprietary
Funds
13 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
________________________________________________________________________________
China TransInfo Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002373 CINS Y8310S109 05/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Restricted
Stocks
2 Repurchase and Mgmt For For For
Cancellation of Some
Restricted
Stocks
3 Repurchase and Mgmt For For For
Cancellation of Some
Restricted
Stocks
4 Repurchase and Mgmt For For For
Cancellation of Some
Restricted
Stocks
5 Repurchase and Mgmt For For For
Cancellation of Some
Restricted
Stocks
6 Amendments to Articles Mgmt For For For
7 Report on the Use of Mgmt For For For
Previously Raised
Funds
________________________________________________________________________________
China Unicom (Hong Kong) Limited
Ticker Security ID: Meeting Date Meeting Status
0762 CINS Y1519S111 05/25/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Fushen Mgmt For For For
6 Elect FAN Yunjun Mgmt For For For
7 Elect Fanny LAW Fan Mgmt For For For
Chiu
Fun
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China United Network Communications Limited
Ticker Security ID: Meeting Date Meeting Status
600050 CINS Y15075107 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Accounts Mgmt For For For
2 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny0.6040000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
3 Change Of Audit Firm Mgmt For For For
4 2019 Report Of The Mgmt For For For
Board Of
Directors
5 2019 Report Of The Mgmt For For For
Supervisory
Committee
6 2019 Annual Report Mgmt For For For
7 2019 Profit Mgmt For For For
Distribution Plan of
a
Company
8 A Companys Mgmt For For For
Shareholders General
Meeting to Elect
Directors and
Authorize the Board
to Determine the
Annual Remuneration
for
Directors
9 Misc. Management Mgmt For For For
Proposal
10 Authorization of a Mgmt For For For
Company's
Shareholders General
Meeting to Its Board
of Directors to
Exercise the Power
within Certain Period
of Rights Issue,
Issuance and Disposal
of Additional Shares
of This
Company
11 Extension Of Some Mgmt For For For
Projects Financed
With Raised
Funds
12 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Granted to Plan
Participants During
the First Phase
Restricted Stocks
Incentive
Plan
13 Connected Transactions Mgmt For For For
Between Two
Companies
14 Connected Transactions Mgmt For For For
Between Other Two
Companies
15 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association, and
Handle the Industrial
and Commercial
Registration
Amendment
________________________________________________________________________________
China United Network Communications Limited
Ticker Security ID: Meeting Date Meeting Status
600050 CINS Y15075107 09/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Jianfeng Mgmt For For For
as
Director
2 Elect LI Chong as Mgmt For Against Against
Supervisor
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China United Network Communications Limited
Ticker Security ID: Meeting Date Meeting Status
600050 CINS Y15075107 12/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Comprehensive Service Mgmt For For For
Agreement from 2020
to 2022 to be Signed
between Two Companies
and the Upper Limit
of Relevant
Continuing Connected
Transactions
2 Elect WANG Haifeng Mgmt For For For
3 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Granted to Incentive
Parties under the
First Phase
Restricted Stock
Incentive
Plan
4 Decrease of the Mgmt For For For
Company's Registered
Capital, Amendments
to the Company's
Articles of
Association, and
Handling the
Industrial and
Commercial
Registration
Amendment
________________________________________________________________________________
China Vanke Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2202 CINS Y77421116 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 General Mandate to Mgmt For For For
Provide Financial
Assistance
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Issue H Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Amendments to Articles Mgmt For Against Against
12 Amendments to Mgmt For For For
Procedural Rules for
General
Meetings
13 Amendments to Mgmt For For For
Procedural Rules for
Board of
Directors
14 Amendments to Mgmt For For For
Procedural Rules for
Supervisory
Committee
15 Elect HU Guobin Mgmt For For For
16 Elect LI Qiangqiang Mgmt For For For
17 Elect TANG Shaojie Mgmt For For For
18 Elect WANG Haiwu Mgmt For For For
19 Elect XIN Jie Mgmt For For For
20 Elect YU Liang Mgmt For For For
21 Elect ZHU Jiusheng Mgmt For For For
22 Elect ZHANG Yichen Mgmt For For For
23 Elect KANG Dian Mgmt For For For
24 Elect LIU Shuwei Mgmt For For For
25 Elect Johnny NG Kar Mgmt For For For
Ling
26 Elect LI Miao Mgmt For For For
27 Elect XIE Dong Mgmt For Against Against
________________________________________________________________________________
China Vanke Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2202 CINS Y77421132 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 General Mandate to Mgmt For For For
Provide Financial
Assistance
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Issue H Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Amendments to Articles Mgmt For Against Against
12 Amendments to Mgmt For For For
Procedural Rules for
General
Meetings
13 Amendments to Mgmt For For For
Procedural Rules for
Board of
Directors
14 Amendments to Mgmt For For For
Procedural Rules for
Supervisory
Committee
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Elect HU Guobin Mgmt For For For
17 Elect LI Qiangqiang Mgmt For For For
18 Elect TANG Shaojie Mgmt For For For
19 Elect WANG Haiwu Mgmt For For For
20 Elect XIN Jie Mgmt For For For
21 Elect YU Liang Mgmt For For For
22 Elect ZHU Jiusheng Mgmt For For For
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Elect ZHANG Yichen Mgmt For For For
25 Elect KANG Dian Mgmt For For For
26 Elect LIU Shuwei Mgmt For For For
27 Elect Johnny NG Kar Mgmt For For For
Ling
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Elect LI Miao Mgmt For For For
30 Elect XIE Dong Mgmt For Against Against
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Vanke Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2202 CINS Y77421132 06/30/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Vanke Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2202 CINS Y77421116 06/30/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Yangtze Power Co.
Ticker Security ID: Meeting Date Meeting Status
600900 CINS Y1516Q142 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2020 Appointment Of Mgmt For For For
Financial Audit
Firm
6 2020 Appointment Of Mgmt For For For
Internal Control
Audit
Firm
7 2020 Investment In Mgmt For For For
Short-Term
Fixed-Income Wealth
Management
Products
8 Issuance Of Debt Mgmt For For For
Financing Instruments
In The Inter-Bank
Market
9 Elect LI Qinghuai Mgmt For For For
________________________________________________________________________________
China Yangtze Power Co.
Ticker Security ID: Meeting Date Meeting Status
600900 CINS Y1516Q142 06/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Global Mgmt For For For
Depository Receipts
and Listing in London
Stock Exchange and
Conversion Into A
Limited Company by
Using Raised Funds
Overseas
2 Issuance of Type of Mgmt For For For
Securities and Par
Value
3 Issuing Date Mgmt For For For
4 Issuing Method Mgmt For For For
5 Issuing Scale Mgmt For For For
6 GDR Scale During the Mgmt For For For
Duration
7 Conversion Rate Mgmt For For For
between GDR and
A-shares
8 Pricing Method Mgmt For For For
9 Issuing Targets Mgmt For For For
10 Restriction Period for Mgmt For For For
Conversion
11 Underwriting Method Mgmt For For For
12 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
13 Plan for Use Raised Mgmt For For For
Funds with GDR
Issuance
14 The Valid Period of Mgmt For For For
Issuing GDR and
Listing in London
Stock
Exchange
15 Board Authorization to Mgmt For For For
Implement Issuing GDR
and Listing in London
Stock
Exchange
16 Allocation of Mgmt For For For
Accumulated Profits
before GDR issuance
and list in London
Stock
Exchange
17 Purchase Liability Mgmt For Against Against
Issuance for
Directors,
Supervisors and
Senior
Management
18 Amendments to Articles Mgmt For Against Against
19 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholder
Meetings
20 Amendments to Mgmt For Against Against
Procedural Rules of
Board
Meetings
21 Amendments to Mgmt For Against Against
Procedural Rules of
Supervisory Board
Meetings
________________________________________________________________________________
China Yangtze Power Co.
Ticker Security ID: Meeting Date Meeting Status
600900 CINS Y1516Q142 08/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect TENG Weiheng Mgmt For Against Against
________________________________________________________________________________
China Yangtze Power Co.
Ticker Security ID: Meeting Date Meeting Status
600900 CINS Y1516Q142 10/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees
3 Approval for Equity Mgmt For For For
Investment
4 Ratification of Board Mgmt For For For
Acts
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Zhongwang Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1333 CINS G215AT102 05/29/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect CHEN Yan Mgmt For For For
5 Elect LIN Jun Mgmt For For For
6 Elect WEI Qiang Mgmt For For For
7 Elect WEN Xianjun Mgmt For For For
8 Elect Roy LO Wa Kei Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Chinese Universe Publishing and Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600373 CINS Y4445Q100 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect PENG Zhongtian Mgmt For For For
as Independent
Director
2 2019 Work Report Of Mgmt For For For
Independent
Directors
3 2019 Work Report Of Mgmt For For For
The Board Of
Directors
4 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
5 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Report
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2019 Annual Report And Mgmt For For For
Its
Summary
8 2020 Estimated Related Mgmt For For For
Party
Transactions
9 Termination of Some Mgmt For For For
Projects Financed
with Raised Funds
from 2013 Non-public
Share Offering and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
10 Authority to Issue Mgmt For For For
Super Short-term
Commercial
Papers
________________________________________________________________________________
Chinese Universe Publishing and Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600373 CINS Y4445Q100 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Appointment of Mgmt For For For
Internal Control
Auditor
4 Approval of Line of Mgmt For For For
Credit
5 Investment in Wealth Mgmt For For For
Management Products
with Idle
Funds
________________________________________________________________________________
Chongqing Brewery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600132 CINS Y15846101 05/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Annual Accounts Mgmt For For For
3 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny14.000000
00 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
4 2019 Work Report Of Mgmt For For For
The Board Of
Directors
5 2019 Work Report of Mgmt For For For
the Supervisory
Committee
6 2019 Work Report of Mgmt For For For
Independent
Directors
7 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
8 Reappointment of 2020 Mgmt For For For
Financial and
Internal Control
Audit
Firm
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1R84W100 01/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capital Injection and Mgmt For For For
Waiver of Pre-emptive
Right
3 Amendments to the Mgmt For For For
Company's Articles of
Association
4 Sale Of Equities In Mgmt For For For
Joint Stock
Companies
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1R84W100 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
and 2020 Financial
Budget
Report
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Estimated Related Mgmt For For For
Party
Transactions
7 2020 Investment Plan Mgmt For For For
8 Launching The Bill Mgmt For For For
Pool
Business
9 2020 Appointment of Mgmt For For For
Auditor
10 The Companys Mgmt For Against Against
Eligibility for
Non-public A-share
Offering
11 Stock Type and Par Mgmt For Against Against
Value
12 Issuing Method and Date Mgmt For Against Against
13 Issuing Targets and Mgmt For Against Against
Subscription
Method
14 Pricing Base Date, Mgmt For Against Against
Pricing Principles
and Issue
Price
15 Issuing Volume Mgmt For Against Against
16 Scale and Purpose of Mgmt For Against Against
the Raised
Funds
17 Lockup Period Mgmt For Against Against
18 Arrangement for the Mgmt For Against Against
Accumulated Retained
Profits
19 Listing Place Mgmt For Against Against
20 The Valid Period of Mgmt For Against Against
the Resolution on the
Share
Offering
21 Preplan For Non-Public Mgmt For Against Against
A-Share
Offering
22 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
Be
Raised from the
Non-public Share
Offering
23 Report On The Use Of Mgmt For For For
Previously Raised
Funds
24 Related Party Mgmt For For For
Transactions Involved
in the
Transaction
25 Exemption of the Mgmt For For For
Actual Controller
from the Tender Offer
Obligation to
Increase Shareholding
in the
Company
26 Conditional Agreement Mgmt For Against Against
on Subscription for
the Non-public
Offered Shares to Be
Signed with Issuance
Targets
27 Risk Warning on Mgmt For For For
Diluted Immediate
Return After the
Non-public A-share
Offering and Filling
Measures
28 Commitments of Mgmt For For For
Directors, Senior
Management,
Controlling
Shareholders and De
Facto Controller to
Ensure the
Implementation of
Filling Measures for
Diluted Immediate
Return After the
Non-public A-share
Offering
29 Shareholder Return Mgmt For For For
Plan for the Next
Three Years
from
2020 to 2022
30 Full Authorization to Mgmt For Against Against
the Board to Handle
Matters
Regarding the
Non-public Share
Offering
31 Amendments to Raised Mgmt For For For
Funds Management
System
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1R84W100 06/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Management Measures
on Hierarchical
Authorization for
Non-daily Operational
Business
2 Elect ZHU Huarong Mgmt For For For
3 Elect TAN Xiaogang Mgmt For For For
4 Elect FENG Changjun Mgmt For For For
5 Elect LV Laisheng Mgmt For For For
6 Elect ZHOU Zhiping Mgmt For For For
7 Elect WANG Jun Mgmt For For For
8 Elect ZHANG Deyong Mgmt For For For
9 Elect LIU Jipeng Mgmt For For For
10 Elect LI Qingwen Mgmt For For For
11 Elect CHEN Quanshi Mgmt For For For
12 Elect REN Xiaochang Mgmt For For For
13 Elect PANG Yong Mgmt For For For
14 Elect TAN Xiaosheng Mgmt For For For
15 Elect WEI Xinjiang Mgmt For For For
16 Elect CAO Xingquan Mgmt For For For
17 Elect YAN Ming Mgmt For Against Against
18 Elect SUN Dahong Mgmt For Against Against
19 Elect ZHAO Jun Mgmt For Against Against
________________________________________________________________________________
Chongqing Fuling Zhacai Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002507 CINS Y1588V102 04/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2020 Financial Budget Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Appointment of Auditor Mgmt For For For
8 Elect LI Jing as Mgmt For For For
Director
________________________________________________________________________________
Chongqing Rural Commercial Bank Co Ltd
Ticker Security ID: Meeting Date Meeting Status
3618 CINS Y1594G107 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2020 Operation Plan Mgmt For For For
and Financial
Budget
7 Annual Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Related Party Mgmt For For For
Transactions
(Chongqing Yufu
Holding Group Co.,
Ltd)
10 Related Party Mgmt For For For
Transactions
(Chongqing
City
Construction
Investment (Group)
Company
Limited)
11 Related Party Mgmt For For For
Transactions
(Chongqing Casin
Group Co.,
Ltd.)
12 Related Party Mgmt For For For
Transactions
(Chongqing
Development Investment
Co.,
Ltd.)
13 Amendments to Mgmt For Against Against
Procedural Rules of
General
Meeting
14 Amendments to Mgmt For For For
Procedural Rules of
Board of
Directors
15 Amendments to Articles Mgmt For Against Against
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Chongqing Rural Commercial Bank Co Ltd
Ticker Security ID: Meeting Date Meeting Status
3618 CINS Y1594G107 06/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transaction of Loncin
Holding Co.,
Ltd.
3 Authority to Issue Mgmt For For For
Capital
Bonds
________________________________________________________________________________
Chongqing Zhifei Biological Products Company
Ticker Security ID: Meeting Date Meeting Status
300122 CINS Y1601T100 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Audited Financial Mgmt For For For
Report
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Application For Mgmt For For For
Credit Line To
Banks
8 Connected Transaction Mgmt For For For
Regarding Capital
Increase In A
Joint-Stock
Company
9 2020 Reappointment Of Mgmt For For For
Audit
Firm
10 Amendments to the Mgmt For For For
Company's Articles of
Association
11 Elect DENG Gang Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Chongqing Zhifei Biological Products Company
Ticker Security ID: Meeting Date Meeting Status
300122 CINS Y1601T100 11/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application For Bank Mgmt For For For
Credit
Line
2 2019 Reappointment Of Mgmt For For For
Audit
Firm
3 Amendments to the Mgmt For For For
Company's Business
Scope
4 Amendments to the Mgmt For For For
Company's Articles of
Association
5 Capital Increase In A Mgmt For For For
Wholly-Owned
Subsidiary
6 Capital Increase In Mgmt For For For
Another Wholly-Owned
Subsidiary
7 Extension of the Valid Mgmt For For For
Period of the
Resolution on the
2017 Non-public
A-share
Offering
________________________________________________________________________________
Chunghwa Telecom Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2412 CINS Y1613J108 05/29/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Cia Brasileira De Distr-pao De Acucar
Ticker Security ID: Meeting Date Meeting Status
PCAR3 CINS P30558103 04/23/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Brasileira De Distr-pao De Acucar
Ticker Security ID: Meeting Date Meeting Status
PCAR3 CINS P30558103 04/23/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For For For
5 Request Establishment Mgmt N/A Against N/A
of Supervisory
Council
6 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia De Saneamento Basico De Sao Paulo
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CINS P2R268136 11/26/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Angelo Luiz Mgmt For For For
Moreira Grossi as
Member of the
Supervisory
Council
4 Elect Wilson Newton de Mgmt For For For
Mello
Neto
5 Amendments to Article Mgmt For For For
14 (Board's
Competencies)
6 Consolidation of Mgmt For For For
Articles
7 Ratify Updated Global Mgmt For For For
Remuneration
Amount
________________________________________________________________________________
CIFI Holdings (Group) Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
0884 CINS G2140A107 06/08/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Final Mgmt For For For
Dividend
5 Allocation of Special Mgmt For For For
Dividend
6 Elect LIN Wei Mgmt For For For
7 Elect CHEN Dongbiao Mgmt For For For
8 Elect GU Yunchang Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
CIMB Group Holdings Bhd
Ticker Security ID: Meeting Date Meeting Status
CIMB CINS Y1636J101 06/30/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect TEOH Su Yin Mgmt For For For
2 Elect Lee Kok Kwan Mgmt For For For
3 Elect Mohamed Ross Mgmt For For For
Mohd
Din
4 Elect Didi Syafruddin Mgmt For For For
Yahya
5 Elect KHOO NK Shulamite Mgmt For For For
6 Directors' fees for Mgmt For For For
fiscal year
2020
7 Directors' benefits Mgmt For For For
for fiscal year
2020
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares Under Script
Dividend
Plan
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Cipla Limited
Ticker Security ID: Meeting Date Meeting Status
CIPLA CINS Y1633P142 08/16/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Umang Vohra Mgmt For For For
5 Elect Ashok Sinha Mgmt For For For
6 Elect Peter Mugyenyi Mgmt For For For
7 Elect Adil Zainulbhai Mgmt For For For
8 Elect Punita Lal Mgmt For For For
9 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
10 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CITIC Guoan Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000839 CINS Y1636B108 02/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 External Guarantee Mgmt For For For
Provided By
Controlled
Subsidiaries
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CITIC Guoan Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000839 CINS Y1636B108 05/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees by a
Controlled
Subsidiary
2 Authority to Give Mgmt For For For
Guarantees by a
Controlled
Subsidiary
3 Authority to Give Mgmt For For For
Guarantees by a
Controlled
Subsidiary
4 External Subsidiaries Mgmt For For For
Provided by
Controlled
Subsidiaries
________________________________________________________________________________
CITIC Limited
Ticker Security ID: Meeting Date Meeting Status
0267 CINS Y1639J116 06/19/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHU Hexin Mgmt For For For
6 Elect WANG Jiong Mgmt For For For
7 Elect YANG Xiaoping Mgmt For For For
8 Elect Francis SIU Wai Mgmt For For For
Keung
9 Elect Anthony Francis Mgmt For For For
Neoh
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Citic Securities Co.
Ticker Security ID: Meeting Date Meeting Status
6030 CINS Y1639N117 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Estimated Investment Mgmt For For For
Amount for
Proprietary
Business
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Related Mgmt For For For
party/connected
transactions between
the Company and its
subsidiaries and the
CITIC Group and its
subsidiaries and
associates.
10 Intra-company Mgmt For For For
Contracts/Control
Agreements
11 Related Mgmt For For For
party/connected
transactions between
the Company and
companies holding
more than 10% equity
interest in an
important subsidiary
of the
Company.
12 Related Mgmt For For For
party/connected
transactions between
the Company and
companies holding
more than 5% equity
interest in an
important subsidiary
of the
Company.
13 Elect WANG Shuhui Mgmt For For For
14 Elect ZHANG Changyi as Mgmt For For For
Supervisor
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Citic Securities Co.
Ticker Security ID: Meeting Date Meeting Status
6030 CINS Y1639N109 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Estimated Investment Mgmt For For For
Amount for
Proprietary
Business
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Related Mgmt For For For
party/connected
transactions between
the Company and its
subsidiaries and the
CITIC Group and its
subsidiaries and
associates.
10 Intra-company Mgmt For For For
Contracts/Control
Agreements
11 Related Mgmt For For For
party/connected
transactions between
the Company and
companies holding
more than 10% equity
interest in an
important subsidiary
of the
Company.
12 Related Mgmt For For For
party/connected
transactions between
the Company and
companies holding
more than 5% equity
interest in an
important subsidiary
of the
Company.
13 Elect WANG Shuhui Mgmt For For For
14 Elect ZHANG Changyi as Mgmt For For For
Supervisor
________________________________________________________________________________
Citic Securities Co.
Ticker Security ID: Meeting Date Meeting Status
6030 CINS Y1639N117 12/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect ZHANG Youjun Mgmt For For For
3 Elect YANG Minghui Mgmt For For For
4 Elect LIU Ke Mgmt For For For
5 Elect LIU Shouying Mgmt For For For
6 Elect HE Jia Mgmt For For For
7 Elect ZHOU Zhonghui Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect GUO Zhao Mgmt For For For
10 Elect RAO Geping Mgmt For For For
11 Securities and Mgmt For For For
Financial Products
Transactions and
Services Framework
Agreement
12 Amendments to Articles Mgmt For For For
of
Association
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Citic Securities Co.
Ticker Security ID: Meeting Date Meeting Status
6030 CINS Y1639N109 12/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Youjun Mgmt For For For
2 Elect YANG Minghui Mgmt For For For
3 Elect LIU Ke Mgmt For For For
4 Elect LIU Shouying Mgmt For For For
5 Elect HE Jia Mgmt For For For
6 Elect ZHOU Zhonghui Mgmt For For For
7 Elect GUO Zhao Mgmt For For For
8 Elect RAO Geping Mgmt For For For
9 Amendments to Articles Mgmt For For For
of
Association
10 Securities and Mgmt For For For
Financial Products
Transactions and
Services Framework
Agreement
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CJ CheilJedang Corp.
Ticker Security ID: Meeting Date Meeting Status
097950 CINS Y16691126 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect CHOI Eun Seok Mgmt For For For
3 Elect YOON Jeong Hwan Mgmt For For For
4 Election of Board Mgmt For For For
Committee Member:
YOON Jeong
Hwan
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
CJ Corp
Ticker Security ID: Meeting Date Meeting Status
001040 CINS Y1848L118 03/30/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect CHOI Eun Seok Mgmt For For For
3 Elect SONG Hyun Seung Mgmt For For For
4 Elect RYU Chul Kyu Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member:
SONG Hyun
Seung
6 Election of Audit Mgmt For For For
Committee Member: RYU
Chul
Kyu
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
CJ ENM Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
035760 CINS Y16608104 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect LIM Kyung Mook Mgmt For For For
as Executive
Director
4 Elect CHOI Joong Kyung Mgmt For For For
as Independent
Director
5 Elect CHOI HAN Sang Mgmt For For For
Dae as Independent
Director
6 Election of Audit Mgmt For For For
Committee member:
CHOI Joong
Kyung
7 Election Of Audit Mgmt For For For
Committee Member: Han
Sang
Dae
8 Directors' Fees Mgmt For For For
9 Spin-off Mgmt For For For
________________________________________________________________________________
CJ Logistics Corporation
Ticker Security ID: Meeting Date Meeting Status
000120 CINS Y166AE100 03/30/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Directors' Fees Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Clicks Group Limited
Ticker Security ID: Meeting Date Meeting Status
CLS CINS S17249111 01/30/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Fatima Mgmt For For For
Abrahams
4 Re-elect Martin Rosen Mgmt For For For
5 Election of Audit and Mgmt For For For
Risk Committee Member
(John
Bester)
6 Election of Audit and Mgmt For For For
Risk Committee Member
(Fatima
Daniels)
7 Election of Audit and Mgmt For For For
Risk Committee Member
(Nonkululeko
Gobodo)
8 Approve Remuneration Mgmt For For For
Policy
9 Approve Remuneration Mgmt For For For
Implementation
Report
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Mgmt For For For
Repurchase Shares
from New Clicks South
Africa Proprietary
Limited
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
14 Amendments to Articles Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 05/21/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Hu Guangjie Mgmt For For For
7 Elect WEN Dongfen Mgmt For For For
8 Elect Lawrence J. LAU Mgmt For For For
9 Elect Aloysius TSE Hau Mgmt For For For
Yin
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 11/21/2019 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-exempt Continuing Mgmt For For For
Connected
Transactions
4 Proposed Annual Caps Mgmt For For For
of Non-exempt
Continuing Connected
Transactions
________________________________________________________________________________
Coal India Limited
Ticker Security ID: Meeting Date Meeting Status
COALINDIA CINS Y1668L107 08/21/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Reena Sinha Puri Mgmt For For For
4 Elect Loretta M. Vas Mgmt For For For
5 Elect S. B. Agnihotri Mgmt For For For
6 Elect D. C. Panigrahi Mgmt For For For
7 Elect Khanindra Pathak Mgmt For For For
8 Elect Vinod Jain Mgmt For For For
9 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
10 Elect Sanjiv Soni Mgmt For For For
________________________________________________________________________________
Coca Cola Femsa SAB de CV
Ticker Security ID: Meeting Date Meeting Status
KOF CINS P2861Y177 03/17/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For Against Against
Profits/Dividends
3 Authority to Mgmt For Against Against
Repurchase
Shares
4 Election of Directors; Mgmt For Against Against
Elect Board
Secretary;
Fees
5 Election of Board Mgmt For Against Against
Committee
Members;Fees
6 Election of Meeting Mgmt For For For
Delegates
7 Minutes Mgmt For For For
________________________________________________________________________________
Cogna Educacao S.A.
Ticker Security ID: Meeting Date Meeting Status
COGN3 CINS P6S43Y203 12/09/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change of Company Name Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Election of Directors Mgmt For For For
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Evando Jose
Neiva
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Juliana
Rozenbaum
Munemori
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luiz Antonio
de Moraes
Carvalho
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Nicolau
Ferreira
Chacur
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rodrigo
Calvo
Galindo
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Thiago dos
Santos
Piau
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Walfrido
Silvino dos Mares
Guia
Neto
________________________________________________________________________________
Colbun S.A.
Ticker Security ID: Meeting Date Meeting Status
COLBUN CINS P2867K130 04/30/2020 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Auditor's and Account Mgmt For For For
Inspectors'
Reports
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Investment and Finance Mgmt For Against Against
Policy
5 Dividend Policy Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Appointment of Account Mgmt For For For
Inspectors;
Fees
8 Directors' Fees Mgmt For For For
9 Report of the Mgmt For For For
Directors' Committee
Activities
10 Directors' Committee Mgmt For For For
Fees and
Budget
11 Related Party Mgmt For For For
Transactions
12 Publication of Company Mgmt For For For
Notices
13 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI.CA CINS M25561107 03/15/2020 Voted
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report; Mgmt For For For
Corporate Governance
Report
5 Presentation of Mgmt For For For
Auditors' Reports on
Financial Statements
And Corporate
Governance
6 Financial Statements Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Issue Mgmt For For For
Shares Pursuant to
Employee Profit
Sharing
Plan
9 Authority to Increase Mgmt For For For
Capital for Bonus
Share Issuance;
Authorisation of
Legal
Formalities
10 Ratification of Board Mgmt For For For
Acts
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Elect Hisham Ezz Al Mgmt For For For
Arab
13 Elect Hussein Abaza Mgmt For For For
14 Elect Bijan Mgmt For For For
Khorsowshahi
15 Elect Amani Abou Zeid Mgmt For For For
16 Elect Magda Habib Mgmt For For For
17 Elect Paresh D. Mgmt For For For
Sukthankar
18 Elect Rajeev Kakar Mgmt For For For
19 Elect Sherif Samir M. Mgmt For For For
Samy
20 Directors' Fees Mgmt For For For
21 Audit Committee's Mgmt For For For
Remuneration
22 Charitable Donations Mgmt For Against Against
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI.CA CINS M25561107 03/15/2020 Voted
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Bonds or Subordinated
Loans
________________________________________________________________________________
Compal Electronics Inc.
Ticker Security ID: Meeting Date Meeting Status
2324 CINS Y16907100 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Companhia Brasileira de Distribuicao (Pao de Acucar) S.A.
Ticker Security ID: Meeting Date Meeting Status
PCAR3 CINS P3055E464 12/30/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Request Separate Mgmt N/A Against N/A
Election for Board
Members
3 Request Establishment Mgmt N/A Against N/A
of Supervisory
Council
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Companhia Brasileira de Distribuicao (Pao de Acucar) S.A.
Ticker Security ID: Meeting Date Meeting Status
PCAR3 CINS P3055E464 12/30/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Conversion of Mgmt For For For
Preferred Shares to
Common
Shares
3 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Companhia de Saneamento Basico do Estado de Sao Paulo.
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CINS P2R268136 04/28/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Request Separate Mgmt N/A Against N/A
Election for Board
Member
8 Elect Mario Engler Mgmt For For For
Pinto
Junior
9 Elect Benedito Pinto Mgmt For For For
Ferreira Braga
Junior
10 Elect Wilson Newton de Mgmt For For For
Mello
Neto
11 Elect Reinaldo Mgmt For For For
Guerreiro
12 Elect Claudia Polto da Mgmt For For For
Cunha
13 Elect Francisco Vidal Mgmt For For For
Luna
14 Elect Lucas Navarro Mgmt For For For
Prado
15 Elect Francisco Luiz Mgmt For For For
Sibut
Gomide
16 Elect Eduardo de Mgmt For For For
Freitas
Teixeira
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Mario Engler
Pinto
Junior
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Benedito
Pinto Ferreira Braga
Junior
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Wilson
Newton de Mello
Neto
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Reinaldo
Guerreiro
23 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Claudia
Polto da
Cunha
24 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Francisco
Vidal
Luna
25 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Lucas
Navarro
Prado
26 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Francisco
Luiz Sibut
Gomide
27 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo de
Freitas
Teixeira
28 Elect Fabio Bernacchi Mgmt For For For
Maia
29 Elect Pablo Andres Mgmt For For For
Fernandez
Uhart
30 Elect Edson Tomas de Mgmt For For For
Lima
Filho
31 Elect Angelo Luiz Mgmt For For For
Moreira
Grossi
32 Board Size Mgmt For For For
33 Remuneration policy Mgmt For For For
________________________________________________________________________________
Companhia Energetica de Minas Gerais - CEMIG
Ticker Security ID: Meeting Date Meeting Status
CMIG3 CINS P2577R110 08/07/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Ronaldo Dias as Mgmt N/A For N/A
Alternate Supervisory
Council Member
Presented by
Preferred
Shareholders
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Companhia Siderurgica Nacional
Ticker Security ID: Meeting Date Meeting Status
CSNA3 CINS P8661X103 04/30/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For For For
5 Publication of Company Mgmt For For For
Notices
6 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
7 Elect Valmir Pedro Mgmt N/A For N/A
Rossi to the
Supervisory Council
Presented by Minority
Shareholders
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Compania Cervecerias Unidas SA
Ticker Security ID: Meeting Date Meeting Status
CCU CINS P24905104 04/15/2020 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Chair's
Report
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Dividend Policy Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Directors' Committee Mgmt For For For
Fees and
Budget
7 Audit Committee Fees Mgmt For For For
and
Budget
8 Appointment of Auditor Mgmt For For For
and Risk Rating
Agency
9 Presentation of Mgmt For For For
Directors' Committee
Report
10 Related Party Mgmt For For For
Transactions
11 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Container Corporation of India Limited
Ticker Security ID: Meeting Date Meeting Status
CONCOR CINS Y1740A152 08/27/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect V. Kalyana Rama Mgmt For For For
5 Elect Sanjay Bajpai Mgmt For Against Against
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Election and Mgmt For For For
Appointment of Manoj
Kumar Dubey (Director
(Finance) and CFO);
Approval of
Remuneration
8 Elect Jayasankar M.K. Mgmt For For For
9 Elect Kamlesh S. Mgmt For For For
Vikamsey
10 Elect Sanjeev S. Shah Mgmt For For For
________________________________________________________________________________
Contemporary Amperex Technology Co. Limited
Ticker Security ID: Meeting Date Meeting Status
300750 CINS Y1R48E105 03/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility For
Non-public Share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Issue Price, Pricing Mgmt For For For
Principles and
Pricing Base
date
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Amount and Purpose of Mgmt For For For
the Raised
Funds
9 Arrangement For The Mgmt For For For
Accumulated Retained
Profits Before The
Non-public Share
Offering
10 The Valid Period of Mgmt For For For
The
Resolution
11 Listing Place Mgmt For For For
12 Preplan For Non-Public Mgmt For For For
Share
Offering
13 Demonstration Analysis Mgmt For For For
Report On The Plan
For Non-Public Share
Offering
14 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
be
Raised from Non-public
Share
Offering
15 Report on the Use of Mgmt For For For
Previously Raised
Funds
16 Diluted Immediate Mgmt For For For
Return After the
Non-public
A-Share
Offering, Filling
Measures and Relevant
Commitments
17 Full Authorization to Mgmt For For For
the Board to Handle
Matters
Regarding the
Non-public Share
Offering
18 2020 Hedging Business Mgmt For For For
Plan
________________________________________________________________________________
Contemporary Amperex Technology Co. Limited
Ticker Security ID: Meeting Date Meeting Status
300750 CINS Y1R48E105 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its Summary Of The
Company
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Board Of
Supervisors
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Final Accounts Mgmt For For For
Report
6 Reappoint The Auditor Mgmt For For For
Of The Company For
2020
7 Confirm The Mgmt For For For
Remuneration Of
Directors Of The
Company For
2019
8 Confirm The Mgmt For For For
Remuneration Of
Supervisors Of The
Company For
2019
9 Purchase Liability Mgmt For For For
Insurance For
Directors Supervisors
And Senior
Management
10 Forecast Of Routine Mgmt For For For
Related Party
Transactions For
2020
11 The Forecast Of The Mgmt For Against Against
Guarantees Amount For
2020
12 2020 Entrusted Wealth Mgmt For For For
Management
Plan
13 Apply To Financial Mgmt For For For
Institutions For
General Credit
Facilities For
2020
14 Repurchase and Write Mgmt For For For
off Some Restricted
Stocks of the 2018
Restricted Stock
Incentive Plan Which
Has Been Approved at
the 7th Meeting of
the 2nd Session of
the Board of
Directors
15 Repurchase and Write Mgmt For For For
off Some Restricted
Stocks of the
Restricted Stock
Which Has Been
Approved at the 14th
Meeting of the 2nd
Session of the Board
of
Directors
16 Decrease the Mgmt For For For
Registered Capital
and to Amend the
Articles of
Association of the
Company
17 Revise The Rules Of Mgmt For Against Against
Procedure For The
General Meeting Of
Shareholders
18 Increase the Lines of Mgmt For Against Against
Issuance of Bonds
Overseas by Overseas
Wholly-owned
Subsidiary and for
the Company to
Provide
Guarantees
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Contemporary Amperex Technology Co. Limited
Ticker Security ID: Meeting Date Meeting Status
300750 CINS Y1R48E105 07/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility For Public Mgmt For For For
Issuance Of Corporate
Bonds
2 Par Value, Issue Price Mgmt For For For
and Issuing
Volume
3 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
4 Bond Type and Duration Mgmt For For For
5 Interest Rate and Mgmt For For For
Interest Payment
Method
6 Issuing Method Mgmt For For For
7 Purpose of Raised Funds Mgmt For For For
8 Guarantee Method Mgmt For For For
9 Repayment Guarantee Mgmt For For For
Measures
10 Underwriting Method Mgmt For For For
11 Listing of Bond Mgmt For For For
12 The Valid Period of Mgmt For For For
Resolution
13 Full Authorization to Mgmt For For For
Board Handling
Matters Related to
Public Issuance of
Corporate
Bonds
14 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
15 2019 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
16 Adoption of Appraisal Mgmt For For For
Management Measures
for 2019 Restricted
Stock Incentive
Plan
17 Full Authorization to Mgmt For For For
Board Handle Matters
Related to Equity
Incentive
Plan
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Contemporary Amperex Technology Co. Limited
Ticker Security ID: Meeting Date Meeting Status
300750 CINS Y1R48E105 11/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Additional Mgmt For Against Against
Guarantee
Quota
2 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
3 Issuance of Overseas Mgmt For For For
Bonds by an Overseas
Subsidiary and
Provision of
Guarantee by the
Company
4 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Issuance of Overseas
Bonds
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
COSCO SHIPPING Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors and Mgmt For For For
Supervisors'
Fees
8 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
9 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
10 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
11 General Mandate to Mgmt For For For
Issue Corporate
Bonds
12 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Cosco Shipping Energy Transportation Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1138 CINS Y1765K101 06/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendments to Articles Mgmt For Against Against
11 Amendments to Rules of Mgmt For Against Against
Procedures for
General
Meetings
12 Amendments to Rules of Mgmt For For For
Procedures for the
Board
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect ZHANG Qinghai Mgmt For For For
15 Elect LIU Zhusheng Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Elect Victor Huang Mgmt For For For
18 Elect LI Runsheng Mgmt For For For
19 Elect ZHAO Jinsong Mgmt For For For
20 Authority to Give Mgmt For For For
Guarantees
21 Merger by Absorption Mgmt For For For
________________________________________________________________________________
Cosco Shipping Energy Transportation Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1138 CINS Y1765K119 06/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Amendments to Articles Mgmt For Against Against
9 Amendments to Rules of Mgmt For Against Against
Procedures for
General
Meetings
10 Amendments to Rules of Mgmt For For For
Procedures for the
Board
11 Authority to Give Mgmt For For For
Guarantees
12 Merger by Absorption Mgmt For For For
13 Elect ZHANG Qinghai Mgmt For For For
14 Elect LIU Zhusheng Mgmt For For For
15 Elect Victor Huang Mgmt For For For
16 Elect LI Runsheng Mgmt For For For
17 Elect ZHAO Jinsong Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cosco Shipping Energy Transportation Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1138 CINS Y1765K101 07/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Supplement to the Mgmt For For For
Price Determination
Date, Issue Price and
Pricing Principles of
the Non-public
Issuance of A
Shares
3 Non-public Issuance of Mgmt For For For
A Shares (2nd
Amendment)
4 Supplemental Agreement Mgmt For For For
5 Remedial Measures for Mgmt For For For
Dilution on Current
Returns by Non-public
Issuance of A
Shares
6 Whitewash Waiver Mgmt For For For
7 Specific Mandate to Mgmt For For For
Issue A
Shares
8 Transactions under Mgmt For For For
Non-public Issuance
of A
Shares
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cosco Shipping Energy Transportation Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1138 CINS Y1765K101 07/26/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Supplement to the Mgmt For For For
Price Determination
Date, Issue Price and
Pricing Principles of
the Non-public
Issuance of A
Shares
3 Non-public Issuance of Mgmt For For For
A Shares (2nd
Amendment)
4 Supplemental Agreement Mgmt For For For
5 Specific Mandate to Mgmt For For For
Issue A
Shares
6 Transactions under Mgmt For For For
Non-public Issuance
of A
Shares
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cosco Shipping Energy Transportation Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1138 CINS Y1765K101 12/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules of
Shareholders General
Meetings
4 Amendments to Mgmt For For For
Procedural Rules of
Meetings of Board of
Directors
5 Amendments to Mgmt For For For
Procedural Rules of
Meetings of
Supervisory
Committee
6 Extension of Validity Mgmt For For For
Period of
Shareholders
Resolutions regarding
Proposed Non-public
Issuance of A
Shares
7 Extension of Validity Mgmt For For For
Period of Board
Authority regarding
Proposed Non-public
Issuance of A
Shares
________________________________________________________________________________
Cosco Shipping Energy Transportation Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1138 CINS Y1765K101 12/17/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Validity Mgmt For For For
Period of
Shareholders
Resolutions regarding
Proposed Non-public
Issuance of A
Shares
3 Extension of Validity Mgmt For For For
Period of Board
Authority regarding
Proposed Non-public
Issuance of A
Shares
________________________________________________________________________________
Cosco Shipping Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1839M117 05/18/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Scope of Mgmt For For For
Share Option
Scheme
2 Amendments to Mgmt For For For
Appraisal Measures
Share Option
Scheme
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cosco Shipping Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1839M109 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For Against Against
Guarantees
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Shipbuilding Contracts Mgmt For Against Against
9 Adjustment to Scope of Mgmt For For For
Share Option
Scheme
10 Amendments to Mgmt For For For
Appraisal Measures
Share Option
Scheme
________________________________________________________________________________
Cosco Shipping Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1839M109 05/18/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adjustment to Scope of Mgmt For For For
Share Option
Scheme
3 Amendments to Mgmt For For For
Appraisal Measures
Share Option
Scheme
________________________________________________________________________________
Cosco Shipping Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1839M117 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Give Mgmt For Against Against
Guarantees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Shipbuilding Contracts Mgmt For Against Against
8 Adjustment to Scope of Mgmt For For For
Share Option
Scheme
9 Amendments to Mgmt For For For
Appraisal Measures
Share Option
Scheme
________________________________________________________________________________
Cosco Shipping Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1839M109 10/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Indirect Acquisition Mgmt For Against Against
of Minority Stake in
CCCC
Dredging
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect YANG Zhijian Mgmt For For For
6 Elect FENG Boming Mgmt For Against Against
________________________________________________________________________________
Cosco Shipping Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1839M109 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Services Mgmt For For For
Agreement
3 Master General Mgmt For For For
Services
Agreement
4 Master Shipping Mgmt For For For
Services
Agreement
5 Master Port Services Mgmt For For For
Agreement
6 Master Vessel and Mgmt For For For
Container Asset
Services
Agreement
7 Trademark Licence Mgmt For For For
Agreement
8 Master Shipping and Mgmt For For For
Terminal Services
Agreement
9 Shipping and Terminal Mgmt For For For
Services Agreement
and Its Proposed
Annual Cap for the
Fiscal Year
2019
10 Shipping and Terminal Mgmt For For For
Services Agreement
and Its Proposed
Annual Cap
(2020-2022)
11 Shipping and Terminal Mgmt For For For
Services Agreement
and Its Proposed
Annual Cap
(2020-2022)
________________________________________________________________________________
COSCO Shipping Ports Ltd.
Ticker Security ID: Meeting Date Meeting Status
1199 CINS G2442N104 05/21/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect DENG Huangjun Mgmt For For For
7 Elect Kelvin WONG Tin Mgmt For For For
Yau
8 Elect Rita FAN HSU Lai Mgmt For For For
Tai
9 Elect Adrian David LI Mgmt For For For
Man
Kiu
10 Elect Philip YANG Mgmt For For For
Liang-Yee
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
COSCO Shipping Ports Ltd.
Ticker Security ID: Meeting Date Meeting Status
1199 CINS G2442N104 10/08/2019 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
4 Elect ZHANG Dayu Mgmt For For For
________________________________________________________________________________
COSCO Shipping Ports Ltd.
Ticker Security ID: Meeting Date Meeting Status
1199 CINS G2442N104 12/10/2019 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 New Financial Services Mgmt For Against Against
Master
Agreement
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Country Garden Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
2007 CINS G24524103 05/21/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YANG Zhicheng Mgmt For For For
6 Elect SU Baiyuan Mgmt For For For
7 Elect CHEN Chong Mgmt For For For
8 Elect Joseph LAI Ming Mgmt For For For
9 Elect TO Yau Kwok Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Country Garden Services Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
6098 CINS G2453A108 06/16/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect GUO Zhanjun Mgmt For For For
6 Elect RUI Meng Mgmt For For For
7 Elect CHEN Weiru Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Country Garden Services Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
6098 CINS G2453A108 11/07/2019 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Mgmt For For For
Pre-listing Share
Option
Scheme
________________________________________________________________________________
Credicorp Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAP CUSIP G2519Y108 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Antonio Abruna Mgmt For For For
Puyol
2 Elect Maite Aranzibal Mgmt For For For
Harreguy
3 Elect Fernando Fort Mgmt For For For
Marie
4 Elect Alexandre Gouvea Mgmt For For For
5 Elect Patricia Mgmt For For For
Lizarraga
Guthertz
6 Elect Raimundo Morales Mgmt For For For
Dasso
7 Elect Irzio Pinasco Mgmt For For For
Menchelli
8 Elect Luis Enrique Mgmt For For For
Romero
Belismelis
9 Directors' Fees Mgmt For For For
10 Transfer of Shares Mgmt For For For
11 Mechanisms for Mgmt For For For
Appointment of
Proxy
12 Board Size Mgmt For For For
13 Notice of Board Mgmt For For For
Meetings
14 Mechanisms for the Mgmt For For For
Participation of
Directors in Board
Meetings
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
CRRC Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1766 CINS Y1818X100 06/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Amendments to Articles Mgmt For Against Against
10 Amendments to Mgmt For Against Against
Procedural Rules for
General
Meetings
11 Amendments to Mgmt For For For
Procedural Rules for
Board of
Directors
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For For For
Debt
Instrument
14 Elect SHI Jianzhong Mgmt For For For
15 Elect ZHU Yuanchao Mgmt For For For
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CRRC Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1766 CINS Y1R16T100 06/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Give Mgmt For For For
Guarantees
6 Directors' Fees Mgmt For For For
7 Supervisors' Fees Mgmt For For For
8 Amendments to Articles Mgmt For Against Against
9 Amendments to Mgmt For Against Against
Procedural Rules for
General
Meetings
10 Amendments to Mgmt For For For
Procedural Rules for
Board of
Directors
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For For For
Debt
Instrument
13 Elect SHI Jianzhong Mgmt For For For
14 Elect ZHU Yuanchao Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CRRC Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1766 CINS Y1818X100 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect CHEN Xiaoyi as Mgmt For Against Against
Supervisor
3 Elect Lou Qiliang Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CRRC Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1766 CINS Y1R16T100 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Xiaoyi as Mgmt For Against Against
Supervisor
2 Elect LOU Qiliang Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CSPC Pharmaceutical Group Limited
Ticker Security ID: Meeting Date Meeting Status
1093 CINS Y1837N109 06/15/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WANG Zhenguo Mgmt For For For
6 Elect WANG Huaiyu Mgmt For For For
7 Elect LU Hua Mgmt For For For
8 Elect Carmelo LEE Ka Mgmt For For For
Sze
9 Elect CHEN Chuan Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Bonus Share Issuance Mgmt For For For
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Grant Mgmt For For For
Options Under share
Option
Scheme
________________________________________________________________________________
CTBC Financial Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2891 CINS Y15093100 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendment to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ctrip.com International, Ltd.
Ticker Security ID: Meeting Date Meeting Status
CTRP CUSIP 22943F100 10/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company Name Change Mgmt For For For
________________________________________________________________________________
Cyfrowy Polsat SA
Ticker Security ID: Meeting Date Meeting Status
CPS CINS X1809Y100 05/25/2020 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Shareholder Proposal ShrHoldr For Against Against
Regarding Amendments
to
Articles
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Da An Gene Co., Ltd. of Sun Yat-sen University
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 06/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purchase of Principle Mgmt For For For
Guaranteed Wealth
Management Products
or Conducting
Structured Deposits
with Idle Proprietary
Funds
________________________________________________________________________________
Dabur India Limited
Ticker Security ID: Meeting Date Meeting Status
DABUR CINS Y1855D140 08/30/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone Financial
Statements)
3 Accounts and Reports Mgmt For For For
(Consolidated
Financial
Statements)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Amit Burman Mgmt For For For
6 Elect Mohit V. Burman Mgmt For For For
7 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
8 Elect and Appoint Mgmt For For For
Mohit Malhotra (CEO);
Approval of
Remuneration
9 Elect Ajit Mohan Sharan Mgmt For For For
10 Elect Aditya Burman Mgmt For For For
11 Elect Falguni Sanjay Mgmt For For For
Nayar
12 Elect Vijay Mgmt For For For
Natarajasarma
Pattamadai
13 Elect Subbaraman Mgmt For For For
Narayan
14 Elect Ravindra C. Mgmt For For For
Bhargava
15 Elect Ajay Dua Mgmt For For For
16 Elect Sanjay K. Mgmt For For For
Bhattacharyya
17 Non-Executive Mgmt For For For
Directors'
Remuneration
________________________________________________________________________________
Daelim Industrial Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000210 CINS Y1860N109 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect LEE Choong Hoon Mgmt For For For
4 Election Of Audit Mgmt For For For
Committee Member: Lee
Choong
Hoon
5 Directors' Fees Mgmt For For For
6 Spin-off Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Daelim Industrial Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000210 CINS Y1860N109 10/16/2019 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect BAE Won Bok Mgmt For For For
________________________________________________________________________________
Daewoo Engineering & Construction Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
047040 CINS Y1888W107 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect MOON Rin Gon Mgmt For For For
3 Elect YANG Myung Seok Mgmt For For For
4 Elect JANG Se Jin Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member:
MOON Rin
Gon
6 Election of Audit Mgmt For For For
Committee Member:
YANG Myung
Seok
7 Election of Audit Mgmt For For For
Committee Member:
JANG Se
Jin
8 Directors' Fees Mgmt For For For
________________________________________________________________________________
Daewoo Engineering & Construction Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
047040 CINS Y1888W107 09/19/2019 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
(Slate)
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Daewoo Shipbuilding & Marine Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
042660 CINS Y1916Y117 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect PARK Doo Sun Mgmt For For For
4 Elect CHOI Jae Ho Mgmt For For For
5 Election Of Audit Mgmt For For For
Committee Member:
Choi Jae
Ho
6 Director's Fees Mgmt For For For
________________________________________________________________________________
Dali Foods Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
3799 CINS G2743Y106 05/29/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect XU Shihui Mgmt For For For
6 Elect ZHUANG Weiqiang Mgmt For For For
7 Elect XU Yangyang Mgmt For For For
8 Elect XU Biying Mgmt For For For
9 Elect HU Xiaoling Mgmt For For For
10 Elect CHENG Hanchuan Mgmt For For For
11 Elect LIU Xiaobin Mgmt For For For
12 Elect LIN Zhijun Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Dalian Port (PDA) Co
Ticker Security ID: Meeting Date Meeting Status
2880 CINS Y1966Y108 04/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 New Financial Services Mgmt For For For
Agreement
3 Elect SUN Dequan Mgmt For For For
________________________________________________________________________________
Daqin Railway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601006 CINS Y1997H108 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
And 2020 Budget
Report
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 Reappointment Of Mgmt For For For
Financial Audit
Firm
7 Reappointment Of Mgmt For For For
Internal Control
Audit
Firm
8 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Convertible
Bonds
9 Type of Securities to Mgmt For For For
be
Issued
10 Issuing Scale Mgmt For For For
11 Par Value and Issue Mgmt For For For
Price
12 Bond Duration Mgmt For For For
13 Interest Rate Mgmt For For For
14 Time Limit and Method Mgmt For For For
for Repaying the
Principal and
Interest
15 Conversion Period Mgmt For For For
16 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
17 Downward Adjustment of Mgmt For For For
Conversion
Price
18 Determining Method for Mgmt For For For
the Number of
Converted Shares and
Treatment Method in
Case the Remaining
Convertible Bonds
Cannot Be Converted
into One Common Share
when Conversion
Happens
19 Redemption Clauses Mgmt For For For
20 Resale Clauses Mgmt For For For
21 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
22 Subscription Method Mgmt For For For
and Issuing
Targets
23 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
24 Provisions Related to Mgmt For For For
Bondholders and
Bondholders
Meetings
25 Purpose of the Raised Mgmt For For For
Funds
26 Rating Agreement Mgmt For For For
27 Guarantee Matters Mgmt For For For
28 Deposit and Management Mgmt For For For
of the Raised
Funds
29 The Valid Period of Mgmt For For For
the Plan for the
Issuance of
Convertible Corporate
Bonds
30 Preplan For Public Mgmt For For For
Issuance Of
Convertible Corporate
Bonds
31 Merger/Acquisition Mgmt For For For
32 The Funds Raised from Mgmt For For For
Public Issuance of
Corporate Convertible
Bonds to Be Used in
Acquisition of 51
Percent Equity Stake
in a Company and
Connected
Transactions
Regarding Signing
Conditional Equity
Transfer
Agreement
33 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Public
Issuance of
Convertible Corporate
Bonds
34 No Need To Prepare A Mgmt For For For
Report On Use Of
Previously Raised
Funds
35 Diluted Immediate Mgmt For For For
Return After the
Public Issuance of
Convertible Corporate
Bonds and Filling
Measures
36 Formulation Of The Mgmt For For For
Shareholder Return
Plan For The Next
Three Years From 2020
To
2022
37 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's Convertible
Bonds
38 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Public Issuance of
Convertible Corporate
Bonds
39 Elect CHENG Xiandong Mgmt For For For
40 Elect Bi Shoufeng Mgmt For For For
41 Elect HAN Hongchen Mgmt For For For
42 Elect TIAN Huimin Mgmt For For For
43 Elect ZHANG Lirong Mgmt For For For
44 Elect YANG Wensheng Mgmt For For For
45 Elect LI Menggang Mgmt For For For
46 Elect YANG Wandong Mgmt For For For
47 Elect ZAN Zhihong Mgmt For For For
48 Elect CHEN Lei Mgmt For For For
49 Election of Supervisors Mgmt For Against Against
50 Election of Supervisors Mgmt For Against Against
51 Election of Supervisors Mgmt For Against Against
52 Election of Supervisors Mgmt For Against Against
________________________________________________________________________________
Daqin Railway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601006 CINS Y1997H108 10/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Contribution Mgmt For Against Against
To A
Company
________________________________________________________________________________
Daqin Railway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601006 CINS Y1997H108 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 A Framework Agreement Mgmt For For For
On Comprehensive
Services To Be Signed
With A
Company
________________________________________________________________________________
Dar Al Arkan Real Estate Development Company
Ticker Security ID: Meeting Date Meeting Status
4300 CINS M2723D109 06/02/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Related Party Mgmt For For For
Transactions (Saudi
Home
Loans)
6 Related Party Mgmt For For For
Transactions
(KDC)
7 Related Party Mgmt For For For
Transactions (Bank Al
Khair)
8 Related Party Mgmt For For For
Transactions (Al
Khair
Capital)
9 Ratification of Board Mgmt For For For
Acts
10 Authority to Pay Mgmt For For For
Interim
Dividends
________________________________________________________________________________
Datang International Power Generation Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020106 04/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger by Absorption Mgmt For For For
3 Authority to Issue Mgmt For For For
Debt
Instruments
4 Elect QU Bo Mgmt For For For
5 Elect NIU Dongxiao Mgmt For For For
6 Retirement of WANG Xin Mgmt For For For
7 Resignation of FENG Mgmt For For For
Genfu
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Datang International Power Generation Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020106 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Give Mgmt For For For
Guarantees
8 Adjustments to the Mgmt For For For
Financing Guarantee
Budget of the Company
for the Year
2020
9 Factoring Business Mgmt For For For
Cooperation
Agreement
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Datang International Power Generation Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020106 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Financial Business Mgmt For For For
Cooperation
Agreement
4 Financial Services Mgmt For For For
Agreement
5 Allowance Criteria for Mgmt For For For
Directors and
Supervisors
________________________________________________________________________________
Dawning Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
603019 CINS Y2022K108 04/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Profit Mgmt For For For
Distribution
Plan
3 Approval of Line of Mgmt For For For
Credit
4 2020 Estimated Related Mgmt For For For
Party
Transactions
5 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Report
6 Appointment of Auditor Mgmt For For For
7 2019 Work Report Of Mgmt For For For
The Board Of
Directors
8 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
9 Amendments to Articles Mgmt For For For
10 Elect LI Guojie Mgmt For For For
11 Elect XU Zhiwei Mgmt For For For
12 Elect LI Jun Mgmt For For For
13 Elect XU Wenchao Mgmt For For For
14 Elect CHEN Lei Mgmt For For For
15 Elect YAN Bingqi Mgmt For For For
16 Elect LIU Feng Mgmt For For For
17 Elect YIN Yuli Mgmt For Against Against
18 Elect FANG Xinwo Mgmt For Against Against
________________________________________________________________________________
Dawning Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
603019 CINS Y2022K108 06/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Companys Mgmt For For For
Eligibility for
Non-public A-share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Issuing Volume Mgmt For For For
6 Issue Price and Mgmt For For For
Pricing
Principles
7 Lockup Period Mgmt For For For
8 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
9 Listing Place Mgmt For For For
10 The Valid Period of Mgmt For For For
the Resolution on the
Non-public Share
Offering
11 Purpose of the Raised Mgmt For For For
Funds
12 Preplan For 2020 Mgmt For For For
Non-Public A-Share
Offering
13 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
A-share
Offering
14 Report On The Use Of Mgmt For For For
Previously Raised
Funds
15 Diluted Immediate Mgmt For For For
Return After the
Non-public A-share
Offering, Filling
Measures and Relevant
Commitments
16 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
17 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Non-public A-share
Offering
________________________________________________________________________________
DB Insurance Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005830 CINS Y2096K109 03/13/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividend
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Mgmt For For For
Independent Director
to become Audit
Committee Member: LEE
Seung
Woo
5 Election of Audit Mgmt For For For
Committee Members
(Slate)
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Delta Electronics Inc.
Ticker Security ID: Meeting Date Meeting Status
2308 CINS Y20263102 06/10/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural
Rules-Shareholder
Meetings
4 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y2080B107 02/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XUE Xiangdong Mgmt For For For
2 Elect LU Bo Mgmt For For For
3 Elect LI Jianguo Mgmt For For For
4 Elect YANG Jian Mgmt For For For
5 Elect ZHENG Xiaoqing Mgmt For For For
6 Elect XU Deli Mgmt For For For
7 Elect LI Yan as Mgmt For For For
Independent
Director
8 Elect LUAN Dalong as Mgmt For For For
Independent
Director
9 Elect WANG Yipeng as Mgmt For For For
Independent
Director
10 Elect LIU Erkui as Mgmt For For For
Independent
Director
11 Elect GUO Yujie as Mgmt For Against Against
Supervisor
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y2080B107 03/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application For Bank Mgmt For For For
Credit Line And
Provision Of
Guarantee For
Subsidiaries
2 Change Of Audit Firm Mgmt For For For
And 2019 Appointment
Of Audit
Firm
3 Bank Credit And Mgmt For For For
Guarantee
Ii
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y2080B107 04/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination Of The Mgmt For For For
Shareholding Increase
Plan By De Facto
Controller
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y2080B107 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Appointment of Auditor Mgmt For For For
7 Bank Credit and Mgmt For For For
Guarantees
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y2080B107 06/01/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public A-share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Time Mgmt For For For
4 Issuing Targets Mgmt For For For
5 Pricing Base Date, Mgmt For For For
Issue Price and
Pricing
Method
6 Issuing Volume and Mgmt For For For
Subscription
Method
7 Lock-up Period Mgmt For For For
8 Listing Mgmt For For For
9 Amount and Purpose of Mgmt For For For
the Raised
Funds
10 Distribution of Mgmt For For For
Accumulated Retained
Profits Before the
Non-public
Offering
11 The Valid Period of Mgmt For For For
This Issuance
Resolution
12 Preplan For 2020 Mgmt For For For
Non-Public A-Share
Offering
13 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from 2020 Non-public
A-share
Offering
14 Report On The Use Of Mgmt For For For
Previously Raised
Funds
15 Diluted Immediate Mgmt For For For
Return After 2020
Non-Public Offering
And Filling Measures,
And Commitments Of
Relevant
Parties
16 Full Authorization to Mgmt For For For
the Board of
Directors to Handle
Matters Regarding the
Non-public A-share
Offering
17 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
18 Approve Related Party Mgmt For For For
Transactions
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y2080B107 09/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Subscription to Mgmt For Against Against
Non-publicly Offered
Shares
________________________________________________________________________________
Dialog Group Berhad
Ticker Security ID: Meeting Date Meeting Status
DIALOG CINS Y20641109 11/13/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Kamariyah binti Mgmt For For For
Hamdan
3 Elect Siti Khairon Mgmt For For For
Binti
Shariff
4 Directors' Board and Mgmt For For For
Committees'
Fees
5 Directors' Benefits Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Retention of OH Cheng Mgmt For For For
Peng as an
Independent
Director
8 Retention of Kamariyah Mgmt For For For
Binti Hamdan as an
Independent
Director
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Digi.Com Bhd
Ticker Security ID: Meeting Date Meeting Status
DIGI CINS Y2070F100 06/01/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Haakon Bruaset Mgmt For For For
Kjoel
2 Elect Vimala V.R. Menon Mgmt For For For
3 Elect Lars Erik Mgmt For For For
Tellmann
4 Directors' Fees and Mgmt For For For
Benefits
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Retention of SAW Choo Mgmt For For For
Boon as Independent
Director
7 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Discovery Limited
Ticker Security ID: Meeting Date Meeting Status
DSY CINS S2192Y109 11/28/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Audit Committee Mgmt For For For
Chair (Les
Owen)
4 Elect Audit Committee Mgmt For For For
Member (Sindi
Zilwa)
5 Elect Audit Committee Mgmt For For For
Member (Sonja de
Bruyn)
6 Re-elect Richard Farber Mgmt For For For
7 Re-elect Hermanus Mgmt For For For
(Herman) L.
Bosman
8 Re-elect Faith N. Mgmt For For For
Khanyile
9 Elect Mark E. Tucker Mgmt For For For
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Remuneration Mgmt For For For
Implementation
Report
12 Approve Discovery Mgmt For For For
Limited Long-Term
Incentive Plan
(LTIP)
13 Authorisation of Legal Mgmt For For For
Formalities
14 General Authority to Mgmt For For For
Issue A Preference
Shares
15 General Authority to Mgmt For For For
Issue B Preference
Shares
16 General Authority to Mgmt For For For
Issue C Preference
Shares
17 Approve NEDs' Fees Mgmt For For For
18 Authority to Mgmt For For For
Repurchase
Shares
19 Approve Financial Mgmt For For For
Assistance (Section
44 and
45)
20 Authority to Issue Mgmt For For For
Shares Related to the
LTIP
________________________________________________________________________________
Divi's Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
DIVISLAB CINS Y2076F112 02/26/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Executive Mgmt For For For
Directors'
Remuneration
3 Elect Kosaraju V. Mgmt For For For
Chowdary
4 Revision of Mgmt For For For
Remuneration of
Nilima Motaparti
(Whole-time Director
(Commercial))
5 Appointment of Kiran Mgmt For For For
S. Divi (Whole-time
Director and CEO);
Approval of
Remuneration
6 Appointment of Mgmt For For For
Madhusudana R. Divi
(Whole-time Director
(Projects)); Approval
of
Remuneration
________________________________________________________________________________
Divi's Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
DIVISLAB CINS Y2076F112 08/23/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kiran S. Divi Mgmt For For For
4 Elect Nilima Motaparti Mgmt For For For
5 Elect Sunaina Singh Mgmt For For For
________________________________________________________________________________
Divi's Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
DIVISLAB CINS Y2076F112 10/07/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Murali Mgmt For For For
K.P. Divi (Managing
Director); Approval
of
Remuneration
3 Appointment of Mgmt For For For
Nimmagadda V. Ramana
(Executive Director);
Approval of
Remuneration
________________________________________________________________________________
DLF Limited
Ticker Security ID: Meeting Date Meeting Status
DLF CINS Y2089H105 05/18/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Amarjit Singh Mgmt For For For
Minocha
________________________________________________________________________________
Dong-E-E-Jiao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000423 CINS Y7689C109 05/26/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny2.0000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 2019 Work Report Of Mgmt For For For
Independent
Directors
7 2020 Reappointment Of Mgmt For For For
Audit
Firm
8 By-Election Of Gao Mgmt For For For
Dengfeng As A
Director
________________________________________________________________________________
Dong-E-E-Jiao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000423 CINS Y7689C109 12/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HAN Yuewei Mgmt For For For
2 Elect WENG Jingwen Mgmt For For For
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958115 02/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wang Zhiwen as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958115 06/24/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Accounts and Reports Mgmt For For For
5 Amendments to Articles Mgmt For Against Against
of
Association
6 Amendments to Mgmt For Against Against
Procedural Rules for
the General
Meeting
7 Amendments to Mgmt For For For
Procedural Rules for
the Board of
Supervisors
________________________________________________________________________________
Dongfang Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958115 06/24/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
of
Association
2 Amendments to Mgmt For Against Against
Procedural Rules for
the General
Meeting
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dongfeng Motor Group Co.
Ticker Security ID: Meeting Date Meeting Status
0489 CINS Y21042109 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Allocation of Interim Mgmt For For For
Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Estimated Caps of Mgmt For For For
Continuing Connected
Transactions
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Dongfeng Motor Group Co.
Ticker Security ID: Meeting Date Meeting Status
0489 CINS Y21042109 11/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Resignation of WEN Mgmt For For For
Shuzhong as a
Supervisor
5 Elect HE Wei as Mgmt For Against Against
Supervisor
6 Resignation of CAO Mgmt For For For
Xinghe as Independent
Director
7 Elect YOU Zheng as Mgmt For For For
Director
8 Elect CHENG Daorao as Mgmt For For For
Director
9 Approval of Mgmt For Against Against
Remuneration of
Nominated
Directors
________________________________________________________________________________
Dongxing Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601198 CINS Y209G1100 06/03/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 2019 Annual Report and Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 2020 securities Mgmt For For For
investment scale
7 Related Party Mgmt For For For
Transactions to China
Oriental Asset
Management Co., Ltd.
and Other Relative
Parties
8 Related Party Mgmt For For For
Transactions to Other
Relative Legal
Parities
9 Related Party Mgmt For For For
Transactions to Other
Relative Natural
Parities
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For Against Against
Management System for
External
Donation
12 Elect WEI Qinghua Mgmt For For For
13 Elect ZHANG Tao Mgmt For For For
14 Elect TAN Shihao Mgmt For For For
15 Elect ZHANG Jun Mgmt For For For
16 Elect JIANG Yueming Mgmt For For For
17 Elect ZENG Tao Mgmt For For For
18 Elect DONG Yuping Mgmt For For For
19 Elect ZHOU Liang Mgmt For For For
20 Elect ZHENG Zhenlong Mgmt For For For
21 Elect ZHANG Wei Mgmt For For For
22 Elect GONG Sukang Mgmt For For For
23 Elect SUN Guangliang Mgmt For For For
24 Elect QIN Bin Mgmt For Against Against
25 Elect ZHANG Wei Mgmt For Against Against
26 Elect YE Shuyu Mgmt For Against Against
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 06/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Patents Mgmt For For For
2 Elect CHEN Ying Mgmt For For For
3 Elect GAO Qi as Mgmt For For For
Independent
Director
4 Elect HE Qiang as Mgmt For Against Against
Supervisor
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Doosan Bobcat Inc.
Ticker Security ID: Meeting Date Meeting Status
241560 CINS Y2103B100 03/24/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Election of Executive Mgmt For For For
Director: Scott PARK
Seong
Cheol
3 Election of Mgmt For For For
Independent Director:
CHOI Ji
Kwang
4 Election of Audit Mgmt For For For
Committee Member:
CHOI Ji
Kwang
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
DP World Plc.
Ticker Security ID: Meeting Date Meeting Status
DPW CINS M2851K107 04/23/2020 Voted
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sultan Ahmed Bin Mgmt For For For
Sulayem
4 Elect Yuvraj Narayan Mgmt For For For
5 Elect Deepak S. Parekh Mgmt For For For
6 Elect Robert B. Woods Mgmt For For For
7 Elect Mark Russell Mgmt For For For
8 Elect Abdalla Ghobash Mgmt For For For
9 Elect Nadya Kamali Mgmt For For For
10 Elect Mohammed Saif Al Mgmt For For For
Suwaidi
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For Against Against
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Cancellation of Shares Mgmt For For For
________________________________________________________________________________
DP World Plc.
Ticker Security ID: Meeting Date Meeting Status
DPW CINS M2851K107 04/23/2020 Voted
Meeting Type Country of Trade
Court United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DP World Plc.
Ticker Security ID: Meeting Date Meeting Status
DPW CINS M2851K107 04/23/2020 Voted
Meeting Type Country of Trade
Special United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Legal Formalities to Mgmt For For For
Effect
Scheme
________________________________________________________________________________
Dr. Reddy's Laboratories Ltd.
Ticker Security ID: Meeting Date Meeting Status
DRREDDY CINS Y21089159 01/02/2020 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restructuring Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dr. Reddy's Laboratories Ltd.
Ticker Security ID: Meeting Date Meeting Status
DRREDDY CINS Y21089159 07/30/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect G. V. Prasad Mgmt For For For
4 Elect Sridar A. Iyengar Mgmt For For For
5 Elect Kalpana Morparia Mgmt For For For
6 Elect Leo Puri Mgmt For For For
7 Elect Shikha Sharma Mgmt For For For
8 Elect Allan Oberman Mgmt For For For
9 Authority to Set Cost Mgmt For For For
Auditors'
Fees
________________________________________________________________________________
Dubai Islamic Bank
Ticker Security ID: Meeting Date Meeting Status
DIB CINS M2888J107 03/15/2020 Voted
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For Against Against
3 Auditor's Report Mgmt For For For
4 Sharia Supervisory Mgmt For Against Against
Board
Report
5 Financial Statements Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Fees Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Ratification of Mgmt For For For
Auditor's
Acts
10 Election of Sharia Mgmt For Against Against
Supervisory
Board
11 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
12 Election of Directors Mgmt For Against Against
13 Authority to Issue Mgmt For For For
Sukuk and/or Other
Instruments
14 Authority to Issue Mgmt For For For
Tier 1 Capital
Instruments
15 Authority to Issue Mgmt For For For
Tier 2 Capital
Instruments
16 Authority to Increase Mgmt For For For
Foreign
Ownership
________________________________________________________________________________
Dubai Islamic Bank
Ticker Security ID: Meeting Date Meeting Status
DIB CINS M2888J107 12/17/2019 Voted
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares Pursuant to
the
Acquisition
3 Approve Increase in Mgmt For For For
Capital
4 Amendments to Article Mgmt For For For
14 (Capital
Increase)
5 Authorisation of Legal Mgmt For For For
Formalities
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
E-Mart Inc.
Ticker Security ID: Meeting Date Meeting Status
139480 CINS Y228A3102 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect KANG Heui Seok Mgmt For For For
4 Elect KWEON Hyeuk Goo Mgmt For For For
5 Director's Fees Mgmt For For For
________________________________________________________________________________
E.Sun Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
2884 CINS Y23469102 06/12/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Capitalization of Mgmt For For For
Profit and Issuance
of New
Shares
4 Amendments to Mgmt For For For
Procedural Rules:
Derivatives
Trading
5 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
6 Elect HUANG Yung-Jen Mgmt For For For
7 Elect Joseph N.C. HUANG Mgmt For For For
8 Elect Jackson MAI Mgmt For For For
9 Elect CHEN Ron-Chu Mgmt For For For
10 Elect WU Chien-Li Mgmt For For For
11 Elect Magi CHEN Mgmt For For For
12 Elect CHEN Mao-Chin Mgmt For For For
13 Elect CHANG Jih-Yen Mgmt For For For
14 Elect HUANG Chun-Yao Mgmt For For For
15 Elect TSAI Ying-Hsin Mgmt For For For
16 Elect CHIU Hung-Chang Mgmt For For For
17 Elect HSIAO Ruey-Lin Mgmt For For For
18 Non-compete Mgmt For For For
Restriction for
Directors
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
East Money Information Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 01/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Business
Scope
2 Amendments to the Mgmt For For For
Company's Articles of
Association
3 Amendments to the Mgmt For Against Against
Rules of Procedure
Governing
Shareholders General
Meeting
4 Amendments to the Mgmt For Against Against
Company's Rules of
Procedure Governing
the Board
Meeting
5 Elect QI Shi Mgmt For For For
6 Elect CHEN Kai Mgmt For For For
7 Elect SHI Jia Mgmt For For For
8 Elect LU Wei Mgmt For For For
9 Elect CHEN Gui Mgmt For For For
10 Elect XIA Lijun Mgmt For For For
11 Elect BAO Yiqing Mgmt For Against Against
12 Elect HUANG Liming Mgmt For Against Against
________________________________________________________________________________
East Money Information Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 04/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report of Mgmt For For For
the Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2020 Reappointment of Mgmt For For For
Audit
Firm
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020-2022 Shareholder Mgmt For For For
Return
Plan
8 2020 Provision Of Mgmt For For For
Guarantee For The
Bank Credit Line And
Estimated Loan Quota
Of Wholly-Owned
Subsidiaries
________________________________________________________________________________
East Money Information Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 10/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report On The Use Of Mgmt For For For
Previously Raised
Funds
2 Amendments to Work Mgmt For Against Against
System for
Independent
Directors
3 Amendments to External Mgmt For Against Against
Guarantee Management
Measures
4 Amendments to External Mgmt For Against Against
Investment Management
System
5 Amendments to Related Mgmt For Against Against
Party Transactions
Decision-Making
System
________________________________________________________________________________
Eastern Tobacco
Ticker Security ID: Meeting Date Meeting Status
EAST.CA CINS M2932V106 10/07/2019 Voted
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Presentation of The Mgmt For For For
Auditors' and
Corporate Governance
Reports
4 Financial Statements Mgmt For Against Against
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
Acts
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Election of Directors Mgmt For Against Against
10 Netting Contracts Mgmt For Against Against
11 Charitable Donations Mgmt For Against Against
________________________________________________________________________________
Eastern Tobacco
Ticker Security ID: Meeting Date Meeting Status
EAST.CA CINS M2932V106 10/16/2019 Voted
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Presentation of The Mgmt For For For
Auditors' and
Corporate Governance
Reports
4 Financial Statements Mgmt For Against Against
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For Against Against
Acts
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Election of Directors Mgmt For Against Against
10 Netting Contracts Mgmt For Against Against
11 Charitable Donations Mgmt For Against Against
________________________________________________________________________________
Eclat Textile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1476 CINS Y2237Y109 06/18/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
5 Amendments to Mgmt For For For
Procedural Rules:
Election of
Directors
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ecopetrol SA
Ticker Security ID: Meeting Date Meeting Status
ECOPETROL CINS P3661P101 03/27/2020 Voted
Meeting Type Country of Trade
Annual Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Safety Guidelines Mgmt For For For
3 Quorum Mgmt For For For
4 Opening of the Meeting Mgmt For For For
By the
CEO
5 Agenda Mgmt For For For
6 Approve Shareholder's Mgmt For For For
Meeting
Regulations
7 Appointment of Meeting Mgmt For For For
Chair
8 Appointment of Mgmt For For For
Delegates in Charge
of
Polling
9 Appointment of Mgmt For For For
Delegates in Charge
of Meeting
Minutes
10 Report on Activities Mgmt For For For
of the Board,
Performance of CEO
and Corporate
Governance
Compliance
11 Report of the Board Mgmt For For For
and
CEO
12 Presentation of Mgmt For For For
Accounts and
Reports
13 Presentation of Mgmt For For For
Auditor's
Reports
14 Management Report Mgmt For For For
15 Accounts and Reports Mgmt For For For
16 Allocation of Mgmt For For For
Profits/Dividends
17 Amendments to Articles Mgmt For For For
18 Transaction of Other Mgmt N/A Abstain N/A
Business
________________________________________________________________________________
Ecopetrol SA
Ticker Security ID: Meeting Date Meeting Status
ECOPETROL CINS P3661P101 12/16/2019 Voted
Meeting Type Country of Trade
Special Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Agenda Mgmt For For For
4 Appointment of Meeting Mgmt For For For
Chair
5 Appointment of Mgmt For For For
Delegates in Charge
of Meeting
Polling
6 Appointment of Mgmt For For For
Delegates in Charge
of Meeting
Minutes
7 Use of Reserves Mgmt For For For
8 Interim Dividend Mgmt For For For
________________________________________________________________________________
Eicher Motors Limited
Ticker Security ID: Meeting Date Meeting Status
EICHERMOT CINS Y2251M114 08/01/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Siddhartha Lal Mgmt For For For
4 Authority to Set Cost Mgmt For For For
Auditors'
Fees
5 Election and Mgmt For Against Against
Appointment of Vinod
Kumar Dasari
(Whole-Time
Director); Approval
of
Remuneration
6 Elect Inder Mohan Singh Mgmt For For For
7 Elect Vinod Kumar Mgmt For For For
Aggarwal
8 Directors' Commission Mgmt For For For
9 Approve Payment to S. Mgmt For For For
Sandilya
(Non-Executive
Chair)
10 Adoption of Eicher Mgmt For For For
Motors Limited's
Restricted Stock Unit
Plan
2019
11 Extension of Eicher Mgmt For For For
Motors Limited's
Restricted Stock Unit
Plan 2019 to
Subsidiaries
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
El Sewedy Electric
Ticker Security ID: Meeting Date Meeting Status
SWDY.CA CINS M398AL106 03/31/2020 Voted
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Auditor's Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Corporate Governance Mgmt For For For
Report
6 Allocation of Mgmt For For For
Profits/Dividends
7 Netting Contracts Mgmt For Against Against
8 Adopt Board Decisions Mgmt For Against Against
9 Ratification of Board Mgmt For For For
Acts
10 Directors' Fees Mgmt For Against Against
11 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
12 Charitable Donations Mgmt For Against Against
________________________________________________________________________________
Emaar Malls
Ticker Security ID: Meeting Date Meeting Status
EMAARMALLS CINS M4026J106 06/21/2020 Voted
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Ratification of Mgmt For For For
Auditor's
Acts
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Board Transactions Mgmt For For For
9 Election of Directors Mgmt For Against Against
10 Amendments to Article Mgmt For For For
39
11 Amendments to Article Mgmt For For For
46
12 Amendments to Article Mgmt For For For
57
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Emaar Properties PJSC
Ticker Security ID: Meeting Date Meeting Status
EMAAR CINS M4025S107 06/21/2020 Voted
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Ratification of Mgmt For For For
Auditor's
Acts
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Board Transactions Mgmt For For For
9 Charitable Donations Mgmt For For For
10 Amendments to Article Mgmt For For For
39
11 Amendments to Article Mgmt For For For
46
12 Amendments to Article Mgmt For For For
57
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Emaar The Economic City
Ticker Security ID: Meeting Date Meeting Status
4220 CINS M4018S106 04/27/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Auditor's Report Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Election of Audit Mgmt For For For
Committee Member
(Khallid Abdullah Al
Molhem)
6 Election of Audit Mgmt For For For
Committee Member
(Abdullah Ibrahim Al
Howaish)
7 Election of Audit Mgmt For For For
Committee Member
(Alaa Shaqeeb Al
Jabri)
8 Amendments to NomRem Mgmt For For For
Charter
9 Directors' Fees Mgmt For For For
10 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Embotelladora Andina SA
Ticker Security ID: Meeting Date Meeting Status
ANDINA CINS P3697S103 04/16/2020 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Dividend Policy Mgmt For Against Against
4 Election of Directors Mgmt For Against Against
5 Directors' Fees; Mgmt For Against Against
Directors' Committee
Fees; Audit Committee
Fees and
Expenses
6 Appointment of Auditor Mgmt For For For
7 Appointment of Risk Mgmt For Against Against
Rating
Agency
8 Related Party Mgmt For For For
Transactions
9 Publication of Company Mgmt For For For
Notices
10 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Embraer SA
Ticker Security ID: Meeting Date Meeting Status
EMBR3 CINS P3700H201 04/29/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Committees)
3 Amendments to Article Mgmt For For For
63 (Indemnity
Provision)
4 Consolidation of Mgmt For For For
Articles
5 Approval of Long Term Mgmt For For For
Incentive
Plan
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Embraer SA
Ticker Security ID: Meeting Date Meeting Status
EMBR3 CINS P3700H201 04/29/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Mgmt For For For
Supervisory
Council
6 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
7 Remuneration policy Mgmt For For For
8 Supervisory Council Mgmt For For For
Fees
________________________________________________________________________________
Emirates Telecommunications Group Co PJSC
Ticker Security ID: Meeting Date Meeting Status
ETISALAT CINS M4040L103 03/24/2020 Voted
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For Against Against
3 Auditor's Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
Acts
7 Ratification of Mgmt For For For
Auditor's
Acts
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Directors' Fees Mgmt For Against Against
10 Presentation of Group Mgmt For For For
Dividend
Policy
11 Charitable Donations Mgmt For For For
________________________________________________________________________________
Empresa Nacional de Telecomunicaciones SA
Ticker Security ID: Meeting Date Meeting Status
ENTEL CINS P37115105 04/28/2020 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Dividend Policy Mgmt For For For
4 Investments and Mgmt For For For
Finance
Policy
5 Election of Directors Mgmt For Against Against
6 Directors' Fees Mgmt For For For
7 Directors' Committee Mgmt For For For
Fees and
Budget
8 Appointment of Auditor Mgmt For For For
and Account
Inspectors
9 Appointment of Risk Mgmt For For For
Rating
Agency
10 Related Party Mgmt For For For
Transactions
11 Publication of Company Mgmt For For For
Notices
12 Transaction of Other Mgmt N/A Abstain N/A
Business
________________________________________________________________________________
Empresas CMPC S.A.
Ticker Security ID: Meeting Date Meeting Status
CMPC CINS P3712V107 04/30/2020 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Related Party Mgmt For For For
Transactions
4 Appointment of Auditor Mgmt For Against Against
and Risk Rating
Agencies
5 Directors' Fees; Mgmt For Against Against
Directors' Committee
Fees and
Budget
6 Dividend Policy Mgmt For Against Against
7 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Empresas COPEC SA
Ticker Security ID: Meeting Date Meeting Status
COPEC CINS P7847L108 04/22/2020 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Related Party Mgmt For For For
Transactions
3 Directors' Fees Mgmt For Against Against
4 Directors' Committee Mgmt For Against Against
Fees and Budget;
Directors' Committee
Report
5 Appointment of Auditor Mgmt For Against Against
and Risk Rating
Agencies
6 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Enel Americas S.A
Ticker Security ID: Meeting Date Meeting Status
ENELAM CINS P37186106 04/30/2020 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Directors' Committee's Mgmt For For For
Fees and
Budget
5 Presentation of Report Mgmt For For For
of the Board of
Directors Expenses
and Directors'
Committee Acts and
Expenditures
6 Appointment of Auditor Mgmt For For For
7 Appointment of Account Mgmt For For For
Inspectors;
Fees
8 Appointment of Risk Mgmt For For For
Rating
Agency
9 Investment and Finance Mgmt For For For
Policy
10 Dividend Policy Mgmt For For For
11 Related Party Mgmt For For For
Transactions
12 Report on Circular No. Mgmt For For For
1816
13 Transaction of Other Mgmt N/A Abstain N/A
Business
14 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Enel Chile S.A.
Ticker Security ID: Meeting Date Meeting Status
ENELCHILE CINS P3762G109 04/29/2020 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Director Committee Mgmt For For For
Fees and
Budgets
5 Presentation of the Mgmt For For For
Board of Directors'
Expenses Report;
Directors' Committee
Report
6 Appointment of Auditor Mgmt For For For
7 Election of Account Mgmt For For For
Inspectors;
Fees
8 Appointment of Risk Mgmt For For For
Rating
Agency
9 Investments and Mgmt For For For
Finance
Policy
10 Dividend Policy Mgmt For For For
11 Related Party Mgmt For For For
Transactions
12 Report on Circular No. Mgmt For For For
1816
13 Transaction of Other Mgmt N/A Abstain N/A
Business
14 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Energisa S.A.
Ticker Security ID: Meeting Date Meeting Status
ENGI3 CINS P3769S114 04/28/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Set Alternates Number Mgmt For For For
7 Request Cumulative Mgmt N/A Abstain N/A
Voting
8 Election of Directors Mgmt For For For
9 Approve Recasting of Mgmt N/A Abstain N/A
Votes for Amended
Slate
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ivan Muller
Botelho
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Perez
Botelho
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Antonio Jose
de Almeida
Carneiro
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcilio
Marques
Moreira
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Omar
Carneiro da Cunha
Sobrinho
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Luiz
Alqueres
18 Request Separate Mgmt N/A Against N/A
Election for Board
Member (Minority
Shareholders)
19 Cumulate Common and Mgmt N/A Against N/A
Preferred
Shares
20 Request Separate Mgmt N/A Against N/A
Election for Board
Member (Preferred
Shareholders)
21 Elect Luciana de Mgmt N/A For N/A
Oliveira Cezar Coelho
as Board Member
Presented by
Preferred
Shareholders
22 Cumulate Preferred and Mgmt N/A Against N/A
Common
Shares
23 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
24 Election of Mgmt For For For
Supervisory
Council
25 Approve Recasting of Mgmt N/A Abstain N/A
Votes for Amended
Supervisory Council
Slate
26 Elect Artemio Mgmt N/A For N/A
Bertholini to the
Supervisory Council
Presented by
Preferred
Shareholders
27 Elect Vania Andrade de Mgmt N/A Abstain N/A
Souza to the
Supervisory Council
Presented by
Preferred
Shareholders
________________________________________________________________________________
Energisa S.A.
Ticker Security ID: Meeting Date Meeting Status
ENGI3 CINS P3769S114 04/28/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration policy Mgmt For For For
4 Amendments to Article Mgmt For For For
18 (Board
Duties)
5 Publication of Company Mgmt For For For
Notices
6 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Energy Absolute Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
EA CINS Y2290P144 04/23/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Meeting Minutes Mgmt For For For
4 Directors' Report and Mgmt For For For
Annual
Report
5 Accounts and Reports Mgmt For For For
6 Cancellation of Mgmt For For For
Debentures from 2019
AGM
7 Authority to Issue Mgmt For For For
Debentures
8 Investment in Land Mgmt For For For
Prosperity Holding
Co.
9 Acquisition of the Mgmt For For For
Leasehold
Right
10 Allocation of Mgmt For For For
Profits/Dividends
11 Directors' Fees Mgmt For For For
12 Elect Somchainuk Mgmt For For For
Engtrakul
13 Elect Amornsuk Mgmt For For For
Noparumpa
14 Elect Patcharavat Mgmt For Against Against
Wongsuwan
15 Elect Somphop Mgmt For For For
Keerasuntonpong
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Engie Brasil Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
EGIE3 CINS P37625103 04/28/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Profit Sharing Mgmt For For For
6 Remuneration policy Mgmt For For For
7 Publication of Company Mgmt For For For
Notices
8 Election of Directors Mgmt For For For
9 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Proportional Mgmt For Abstain Against
Allocation of
Cumulative
Votes
12 Allocate Cumulative Mgmt For Abstain Against
Votes to Mauricio
Stolle
Bahr
13 Allocate Cumulative Mgmt For Abstain Against
Votes to Karin Koogan
Breitman
14 Allocate Cumulative Mgmt For Abstain Against
Votes to Richard
Jacques
Dumas
15 Allocate Cumulative Mgmt For Abstain Against
Votes to Paulo Jorge
Tavares
Almirante
16 Allocate Cumulative Mgmt For Abstain Against
Votes to Dirk Achiel
Marc
Beeuwsaert
17 Allocate Cumulative Mgmt For Abstain Against
Votes to Simone
Cristina De Paola
Barbieri
18 Allocate Cumulative Mgmt For Abstain Against
Votes to Paulo de
Resende
Salgado
19 Allocate Cumulative Mgmt For Abstain Against
Votes to Jose Pais
Rangel
20 Allocate Cumulative Mgmt For Abstain Against
Votes to Adir Flavio
Sviderskei
21 Request Establishment Mgmt N/A Against N/A
of Supervisory
Council
________________________________________________________________________________
Engie Brasil Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
EGIE3 CINS P37625103 09/09/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Gustavo Henrique Mgmt For For For
Labanca Novo
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Engie Brasil Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
EGIE3 CINS P37625103 10/14/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Acquisition Mgmt For For For
(Transportadora
Associada de Gas
S.A.)
________________________________________________________________________________
ENN Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2688 CINS G3066L101 05/13/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HAN Jishen Mgmt For For For
6 Elect ZHANG Yuying Mgmt For For For
7 Elect WANG Dongzhi Mgmt For For For
8 Elect JIN Yongsheng Mgmt For For For
9 Elect Quinn LAW Yee Mgmt For For For
Kwan
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Equatorial Energia
Ticker Security ID: Meeting Date Meeting Status
EQUEY CINS P3773H104 04/03/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Corporate
Purpose
3 Amendments to Article Mgmt For For For
3 (Corporate
Purpose)
4 Consolidation of Mgmt For For For
Articles
5 Authorization of Legal Mgmt For For For
Formalities
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Equatorial Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
EQTL3 CINS P3773H104 07/22/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of Stock Mgmt For For For
Option
Plan
4 Cancellation of Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Equatorial Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
EQTL3 CINS P3773H104 11/27/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Eduardo Haiama Mgmt For For For
3 Stock Split Mgmt For For For
4 Amendments to Articles Mgmt For For For
(Share
Capital)
5 Amendments to Article Mgmt For For For
22 (Power of
Attorney)
6 Consolidation of Mgmt For For For
Articles
7 Authorization of Legal Mgmt For For For
Formalities
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Etihad Etisalat Co
Ticker Security ID: Meeting Date Meeting Status
7020 CINS M4100E106 04/13/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Related Party Mgmt For For For
Transactions
(Etisalat)
7 Related Party Mgmt For For For
Transactions (Riyad
Bank)
8 Board Transaction Mgmt For For For
Guidelines
9 Board Transactions Mgmt For For For
________________________________________________________________________________
Eurobank Ergasias S.A.
Ticker Security ID: Meeting Date Meeting Status
EUROB CINS X2321W101 01/31/2020 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Demerger Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Audit Mgmt For For For
Committee
Members
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eurobank Ergasias S.A.
Ticker Security ID: Meeting Date Meeting Status
EUROB CINS X2321W101 07/24/2019 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Auditor's
Acts
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Remuneration Policy Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eva Airways Corporation
Ticker Security ID: Meeting Date Meeting Status
2618 CINS Y2361Y107 05/27/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules for
Election of
Directors
5 Elect LIN Bou-Shui Mgmt For For For
6 Elect ZHANG Kuo-Hua Mgmt For For For
7 Elect KO Li-Ching Mgmt For For For
8 Elect TAI Chin-Chuan Mgmt For For For
9 Elect SUN Chia-Ming Mgmt For For For
10 Elect LIAO Chih-Wei Mgmt For For For
11 Elect CHIEN Yu-Hsin Mgmt For For For
12 Elect HSU Shun-Hsiung Mgmt For For For
13 Elect WU Tsung-Pao Mgmt For For For
14 Release of Non-compete Mgmt For For For
Restrictions
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 03/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public A-share
Offering
on the Chinext Board
2 Stock Type And Par Mgmt For For For
Value
3 Issuing Method Mgmt For For For
4 Issue Price and Mgmt For For For
Pricing
Principles
5 Issuance Volume Mgmt For For For
6 Issuance Targets And Mgmt For For For
Subscription
Method
7 Lockup Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Amount and Purpose of Mgmt For For For
the Raised
Funds
10 Disposal of Mgmt For For For
Accumulated Retained
Profits Before The
Issuance
11 Valid Period Of The Mgmt For For For
Resolution
12 Preplan for the Mgmt For For For
Non-public A-share
Offering on the
Chinext
Board
13 Demonstration Analysis Mgmt For For For
Report On The Plan
For
Non-public Share
Offering
14 Feasibility Analysis Mgmt For For For
Report On The Use Of
Funds To
Be
Raised From The
Non-public Share
Offering
15 Diluted Immediate Mgmt For For For
Return After The
Non-public
A-share
Offering And Filling
Measures
16 Commitment Letters Mgmt For For For
Issued By Relevant
Parties On The
Diluted Immediate
Return After The
Non-public A-share
Offering And Filling
Measures
17 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
18 Report On The Use of Mgmt For For For
Previously Raised
Funds
19 Verification Report On Mgmt For For For
The Use of Previously
Raised
Funds
20 Setting Up a Dedicated Mgmt For For For
Account for Funds
Raised from the
Non-Public Share
Offering
21 Full Authorization To Mgmt For For For
The Board To Handle
Matters
Related To The Offering
22 Approval of External Mgmt For For For
Loans
23 Authority to Give Mgmt For Against Against
Guarantees
24 Amendments to Articles Mgmt For For For
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 04/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Proposal To Provide Mgmt For Against Against
Guarantees For The
Subsidiaries
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 05/11/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Audit Report Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Accounts Mgmt For For For
6 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
7 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
8 Verification Report On Mgmt For For For
Use Of Previously
Raised
Funds
9 2020 Remuneration And Mgmt For For For
Appraisal Plan For
Directors And Senior
Management
10 Appointment Of Audit Mgmt For For For
Firm
11 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
12 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted Stocks And
Stock Options Under
The 2Nd Phase Equity
Incentive
Plan
13 Amendments to the Mgmt For For For
Company's Articles of
Association
14 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
15 2020 Remuneration Plan Mgmt For For For
For
Supervisors
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 06/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Second Phase Stock
Option Incentive Plan
Performance Appraisal
Indicators
2 Provision Of Guarantee Mgmt For Against Against
For
Subsidiaries
3 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Everbright Securities Limited
Ticker Security ID: Meeting Date Meeting Status
6178 CINS Y2357S106 03/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Liu Qiuming Mgmt For For For
________________________________________________________________________________
Everbright Securities Limited
Ticker Security ID: Meeting Date Meeting Status
6178 CINS Y2357S106 06/02/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For For For
Transactions
6 Proprietary Trading Mgmt For For For
Business Scale
2020
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Everbright Securities Limited
Ticker Security ID: Meeting Date Meeting Status
06178 CINS Y2357S106 12/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Evergreen Marine Corp. (Taiwan) Ltd.
Ticker Security ID: Meeting Date Meeting Status
2603 CINS Y23632105 06/24/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect CHANG Cheng-Yu Mgmt For For For
5 Elect CHANG Kuo-Hua Mgmt For For For
6 Elect KO Lee-Ching Mgmt For For For
7 Elect HSIEH Huey-Chuan Mgmt For For For
8 Elect TAI Jiin-Chyuan Mgmt For For For
9 Elect WU Kuang-Hui Mgmt For For For
10 Elect YU Fang-Lai Mgmt For For For
11 Elect CHANG Chia-Chee Mgmt For For For
12 Elect LI Chang-Chou Mgmt For For For
13 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/28/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey van Mgmt For For For
Rooyen
2 Elect Vincent Z. Mgmt For For For
Mntambo
3 Elect Vuyisa Nkonyeni Mgmt For For For
4 Elect Audit Committee Mgmt For For For
Member (Mark J.
Moffett)
5 Elect Audit Committee Mgmt For For For
Member (Isaac Li
Mophatlane)
6 Elect Audit Committee Mgmt For For For
Member (Ras
Myburgh)
7 Elect Audit Committee Mgmt For For For
Member (Vuyisa
Nkonyeni)
8 Elect Social and Mgmt For For For
Ethics Committee
Member (Geraldine J.
Fraser-Moleketi)
9 Elect Social and Mgmt For For For
Ethics Committee
Member (Likhapha
Mbatha)
10 Elect Social and Mgmt For For For
Ethics Committee
Member (Isaac Li
Mophatlane)
11 Elect Social and Mgmt For For For
Ethics Committee
Member (Peet
Snyders)
12 Appointment of Auditor Mgmt For For For
13 Authorisation of Legal Mgmt For For For
Formalities
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance (Section
44)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Approve Remuneration Mgmt For For For
Policy
18 Approve Remuneration Mgmt For For For
Implementation
Report
________________________________________________________________________________
Falabella S.A
Ticker Security ID: Meeting Date Meeting Status
FALABELLA CINS P3880F108 04/28/2020 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Balance Mgmt For For For
Sheet
3 Consolidated Financial Mgmt For For For
Statements
4 Auditors' Report Mgmt For For For
5 Report on Interim Mgmt For For For
Dividends
6 Allocation of Mgmt For For For
Profits/Dividends
7 Allocation of Mgmt For For For
Undistributed
Profits
8 Dividend Policy Mgmt For For For
9 Election of Directors Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Appointment of Risk Mgmt For For For
Rating
Agency
13 Related Party Mgmt For For For
Transactions
14 Directors' Committee Mgmt For For For
Report
15 Directors' Committee Mgmt For For For
Fees
16 Directors' Committee Mgmt For For For
Budget
17 Publication of Company Mgmt For For For
Notices
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y51720103 01/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purchase of Wealth Mgmt For For For
Management Products
and Security
Investment with Idle
Funds
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y51720103 03/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Some Mgmt For Against Against
Projects Financed
With Raised Funds to
Purchase Equities in
a
Company
2 Application For Mgmt For For For
Comprehensive Credit
Line
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y51720103 04/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y51720103 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2019 Special Report on Mgmt For For For
the Use of Previously
Raised
Funds
7 Elect QIU Yapeng Mgmt For For For
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y51720103 07/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y51720103 12/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Far East Horizon Limited
Ticker Security ID: Meeting Date Meeting Status
3360 CINS Y24286109 06/10/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Mgmt For For For
Repurchase
Shares
7 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
8 Authority to Issue Mgmt For Against Against
Repurchased
Shares
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Far Eastern New Century Corporation
Ticker Security ID: Meeting Date Meeting Status
1402 CINS Y24374103 06/30/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
________________________________________________________________________________
Far EasTone Telecommunications Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
4904 CINS Y7540C108 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Allocation of Mgmt For For For
Dividends from
Capital
Reserve
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
6 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Feng Tay Enterprises Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
9910 CINS Y24815105 06/17/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fiberhome Telecommunication Technologies Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600498 CINS Y2482T102 01/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments To The Mgmt For For For
Articles Of
Association
________________________________________________________________________________
Fiberhome Telecommunication Technologies Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600498 CINS Y2482T102 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Estimated Related Mgmt For For For
Party
Transactions
7 2019 Annual Report And Mgmt For For For
Its
Summary
________________________________________________________________________________
Fibra Uno Administracion SA de CV
Ticker Security ID: Meeting Date Meeting Status
FUNO11 CINS P3515D163 04/30/2020 Voted
Meeting Type Country of Trade
Bond Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation By The Mgmt N/A For N/A
Technical Committee
Of The Reports That
Are Referred To In
Part Iv Of Article 28
Of The Securities
Market
Law
2 Presentation, Mgmt N/A For N/A
Discussion And, If
Deemed Appropriate,
Approval Of The
Financial Statements
Of The Trust For The
Fiscal Year That
Ended On December 31,
2019, And Allocation
Of The Results During
That Fiscal
Year
3 Proposal, Discussion Mgmt N/A For N/A
And, If Deemed
Appropriate,
Resignation,
Appointment And Or
Ratification Of The
Independent Members
Of The Technical
Committee, After The
Classification, If
Deemed Appropriate,
Of Their
Independence
4 Proposal, Discussion Mgmt N/A Against N/A
And, If Deemed
Appropriate,
Resignation,
Appointment And
Ratification Of The
Members Of The
Technical Committee
And Of Their
Respective
Alternates, As Well
As Of The Secretary
Who Is Not A Member
Of The Technical
Committee
5 Proposal, Discussion Mgmt N/A For N/A
And, If Deemed
Appropriate, Approval
Of The Compensation
That Is Appropriate
For The Independent
Members Of The
Technical
Committee
6 If Deemed Appropriate, Mgmt N/A For N/A
Designation Of
Special Delegates Of
The Annual General
Meeting Of
Holders
7 Drafting, Reading And Mgmt N/A For N/A
Approval Of The
Minutes Of The Annual
General Meeting Of
Holders
________________________________________________________________________________
Fila Holdings
Ticker Security ID: Meeting Date Meeting Status
081660 CINS Y2484W103 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Directors' Fees Mgmt For For For
4 Corporate Auditors' Mgmt For For For
Fees
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fila Korea Ltd.
Ticker Security ID: Meeting Date Meeting Status
081660 CINS Y2484W103 11/15/2019 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Financial Street Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report Mgmt For For For
6 Authority to Give Mgmt For Against Against
Guarantees
7 2020 Estimated Mgmt For For For
Financial Aid
Provided By The
Company
8 Authority to Issue Mgmt For For For
Corporate
Bonds
9 Authority to Issue Mgmt For For For
Non-financial-institut
ion Debt Financing
Instruments
10 Related Party Mgmt For For For
Transactions with a
Company and its
Subsidiaries
11 Financial Service Mgmt For Against Against
Agreement to be
Signed with a
Company
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Financial Street Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 12/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Aid To A Mgmt For For For
Company
________________________________________________________________________________
First Abu Dhabi Bank PJSC
Ticker Security ID: Meeting Date Meeting Status
FAB CINS M7080Z114 02/24/2020 Voted
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For Against Against
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Fees Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Ratification of Mgmt For For For
Auditor's
Acts
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Election of Directors Mgmt For Against Against
10 Sharia Supervisory Mgmt For Against Against
Committee Report;
Election of Sharia
Supervisory Committee
Members
11 Amendments to Articles Mgmt For For For
12 Authority to Renew Mgmt For For For
Issuance
Programs
13 Authority to Issue Mgmt For For For
Bonds, Islamic Sukuk
and Tier 1
Bonds
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
First Capital Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002797 CINS Y2R9TR100 04/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Account Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 Appointment of Auditor Mgmt For For For
7 Application For 2020 Mgmt For For For
Proprietary
Investment
Limit
8 Authorization to the Mgmt For For For
President for
Issuance of
Commercial
Papers
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
11 Related Party Mgmt For For For
Transactions
12 Related Party Mgmt For For For
Transactions
13 Related Party Mgmt For For For
Transactions
14 Related Party Mgmt For For For
Transactions
15 2019 Remuneration for Mgmt For For For
Directors
16 2019 Remuneration for Mgmt For For For
Supervisors
17 Implementation of the Mgmt For For For
Long-term Incentive
and Constraint
Mechanism
18 The Companys Mgmt For For For
Eligibility for
Non-public A-share
Offering
19 Issuing Targets and Mgmt For For For
Subscription
Method
20 Pricing Base Date, Mgmt For For For
Issue Price and
Pricing
Method
21 Lockup Period Mgmt For For For
22 Preplan for Non-public Mgmt For For For
A-share
Offering
23 Conditional Mgmt For For For
Supplementary
Agreement to the
Share Subscription
Agreement to Be
Signed
24 Related Party Mgmt For For For
Transactions Involved
in the
Transaction
25 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
A-share Offering on
the Chinext
Board
26 Diluted Immediate Mgmt For For For
Return After the
Non-public Share
Offering and Filling
Measures
27 Extension of the Valid Mgmt For For For
Period of the
Resolution on the
Plan for Non-public
A-share
Offering
28 Extension of the Mgmt For For For
Authorization to the
Management Team and
the Board for the
Resolution on the
Plan for Non-public
A-share
Offering
________________________________________________________________________________
First Capital Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002797 CINS Y2R9TR100 09/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
(Bundled)
________________________________________________________________________________
First Financial Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2892 CINS Y2518F100 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural of
Election of
Directors
________________________________________________________________________________
FirstRand Limited
Ticker Security ID: Meeting Date Meeting Status
FSR CINS S5202Z131 11/28/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Amanda Mgmt For For For
(Tandi) T.
Nzimande
2 Re-elect Mary S. Bomela Mgmt For For For
3 Re-elect Grant G. Mgmt For For For
Gelink
4 Re-elect Francois Mgmt For For For
(Faffa)
Knoetze
5 Elect Louis Leon von Mgmt For For For
Zeuner
6 Appointment of Auditor Mgmt For For For
7 Appointment of Mgmt For For For
PricewaterhouseCoopers
Inc.
8 Authority to Issue Mgmt For For For
Shares for
Cash
9 Authorisation of Legal Mgmt For For For
Formalities
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Remuneration Mgmt For For For
Implementation
Report
12 Authority to Mgmt For For For
Repurchase
Shares
13 Approve Financial Mgmt For For For
Assistance (Employee
Share Scheme
Beneficiaries)
14 Approve Financial Mgmt For For For
Assistance (Related
and Inter-related
Entities)
15 Approve NEDs' Fees Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Portfolio
Climate Risk
Report
17 Shareholder Proposal ShrHoldr For For For
Regarding Policy on
Lending to Fossil
Fuel-related
Projects
________________________________________________________________________________
Focus Media Information Technology Co Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Reappointment of 2020 Mgmt For For For
Financial Audit
Firm
7 Quota Of Idle Mgmt For For For
Proprietary Funds For
Purchasing Wealth
Management
Products
8 Change of the Mgmt For For For
Company's
Domicile
9 Amendments to the Mgmt For For For
Company's Articles of
Association
10 Amendments to the Mgmt For Against Against
Company's Rules of
Procedure Governing
Shareholders General
Meetings
11 Amendments to the Mgmt For Against Against
Company's Rules of
Procedure Governing
the Board
Meetings
12 Amendments to the Mgmt For Against Against
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
13 Amendments To The Work Mgmt For Against Against
System For
Independent
Directors
14 Amendments To The Work Mgmt For Against Against
Rules For The
President Of The
Company
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Folli Follie Commercial Manufacturing and Technical Societe Anonyme
Ticker Security ID: Meeting Date Meeting Status
FFGRP CINS X1890Z115 02/20/2020 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Remuneration Policy Mgmt For For For
4 Announcements of Board Mgmt For For For
Appointments
5 Election of Audit Mgmt For Against Against
Committee
Members
6 Presentation of Report Mgmt For Against Against
on Disposal of Shares
of Dufry A.G.;
Authorisation of
Legal
Formalities
7 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Election of
Directors and Audit
Committee
Members
8 Presentation of the Mgmt For For For
Financial and
Property Status;
Presentation of Legal
and Rehabilitation
Actions
9 Transaction of Other Mgmt For Abstain Against
Business
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Folli Follie Commercial Manufacturing and Technical Societe Anonyme
Ticker Security ID: Meeting Date Meeting Status
FFGRP CINS X1890Z115 09/10/2019 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For Against Against
4 Approval of Company's Mgmt Against Against For
Administration;
Ratification of Board
Acts
5 Ratification of Board Mgmt For Against Against
and Auditor's
Acts
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Directors' Fees Mgmt For For For
8 Election of Directors; Mgmt For For For
Announcement of Board
Appointments
9 Election of Audit Mgmt For Against Against
Committee
Members
10 Related Party Mgmt For Against Against
Transactions
(Guarantees, Loans
and Liquidity
Facilities)
11 Amendments to Articles Mgmt For For For
12 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Folli Follie Commercial Manufacturing and Technical Societe Anonyme
Ticker Security ID: Meeting Date Meeting Status
FFGRP CINS X1890Z115 09/10/2019 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt N/A Against N/A
3 Ratification of Board Mgmt N/A Against N/A
and Auditor's
Acts
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' Fees Mgmt N/A Against N/A
6 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Folli Follie Commercial Manufacturing and Technical Societe Anonyme
Ticker Security ID: Meeting Date Meeting Status
FFGRP CINS X1890Z115 10/03/2019 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
2 Transaction of Other Mgmt For Abstain Against
Business
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Folli Follie Commercial Manufacturing and Technical Societe Anonyme
Ticker Security ID: Meeting Date Meeting Status
FFGRP CINS X1890Z115 10/11/2019 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
2 Transaction of Other Mgmt For Abstain Against
Business
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Folli Follie Commercial Manufacturing and Technical Societe Anonyme
Ticker Security ID: Meeting Date Meeting Status
FFGRP CINS X1890Z115 10/31/2019 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Ratification of Board Mgmt For Against Against
and Auditor's
Acts
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' Fees Mgmt For Against Against
6 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Folli Follie Commercial Manufacturing and Technical Societe Anonyme
Ticker Security ID: Meeting Date Meeting Status
FFGRP CINS X1890Z115 12/18/2019 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Remuneration Policy Mgmt For Against Against
3 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Fomento Economico Mexicano SAB de CV
Ticker Security ID: Meeting Date Meeting Status
FEMSAUBD CINS P4182H115 03/20/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Mgmt For Against Against
Repurchase
Shares
4 Election of Directors; Mgmt For Against Against
Fees
5 Election of Board Mgmt For Against Against
Committee Members;
Fees
6 Election of Meeting Mgmt For For For
Delegates
7 Minutes Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ford Otomotiv Sanayi A.S
Ticker Security ID: Meeting Date Meeting Status
FROTO CINS M7608S105 03/16/2020 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Directors' Report Mgmt For For For
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Mgmt For For For
Co-Option of Johan
Egbert
Schep
9 Ratification of Board Mgmt For For For
Acts
10 Allocation of Mgmt For For For
Profits/Dividends
11 Amendments to Articles Mgmt For For For
6 &
8
12 Election of Directors; Mgmt For For For
Board Size; Board
Term
Length
13 Compensation Policy Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Charitable Donations Mgmt For Against Against
17 Authority to Carry out Mgmt For For For
Competing Activities
or Related Party
Transactions
18 Wishes Mgmt For For For
________________________________________________________________________________
Ford Otomotiv Sanayi A.S
Ticker Security ID: Meeting Date Meeting Status
FROTO CINS M7608S105 11/14/2019 Voted
Meeting Type Country of Trade
Special Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Ratification of Mgmt For For For
Co-Option of
Directors
6 Dividend from Reserves Mgmt For For For
7 Wishes Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Formosa Chemicals & Fibre Corporation
Ticker Security ID: Meeting Date Meeting Status
1326 CINS Y25946107 06/05/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
________________________________________________________________________________
Formosa Petrochemicals Corp.
Ticker Security ID: Meeting Date Meeting Status
6505 CINS Y2608S103 05/29/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
________________________________________________________________________________
Formosa Plastics Corp.
Ticker Security ID: Meeting Date Meeting Status
1301 CINS Y26095102 06/10/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
________________________________________________________________________________
Formosa Taffeta Company Limited
Ticker Security ID: Meeting Date Meeting Status
1434 CINS Y26154107 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules of
Shareholder
Meetings
4 Elect WONG Wen-Yuan Mgmt For For For
5 Elect HSIE Shih-Ming Mgmt For For For
6 Elect HONG Fu-Yuan Mgmt For For For
7 Elect LU Wen-Chin Mgmt For For For
8 Elect LEE Ming-Chang Mgmt For For For
9 Elect TSAI Tien-Shuan Mgmt For For For
10 Elect LEE Man-Chun Mgmt For For For
11 Elect HSIEH Ming-Der Mgmt For For For
12 Elect LIN Sheng-Chung Mgmt For For For
13 Elect KUO Nein-Hsiung Mgmt For For For
14 Elect GUO Jia-Qi Mgmt For For For
15 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Fortress REIT Limited
Ticker Security ID: Meeting Date Meeting Status
FFA CINS S30253116 12/06/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan Melanie Mgmt For For For
Ludolph
2 Elect Vuyiswa Mgmt For For For
Reitumetse
Mutshekwane
3 Elect Ian David Vorster Mgmt For For For
4 Elect Donnovan Stephen Mgmt For For For
Pydigadu
5 Re-elect Bongiwe N. Mgmt For For For
Njobe
6 Re-elect Djurk P.C. Mgmt For For For
Venter
7 Election of Audit Mgmt For For For
Committee Member
(Robin
Lockhart-Ross)
8 Election of Audit Mgmt For For For
Committee Member
(Susan Melanie
Ludolph)
9 Election of Audit Mgmt For For For
Committee Member (Jan
Naude
Potgieter)
10 Elect Djurk P.C. Venter Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve Financial Mgmt For For For
Assistance (Section
45)
14 Authority to Mgmt For For For
Repurchase FFA Shares
and FFB
Shares
15 Authority to Mgmt For For For
Repurchase FFA
Shares
16 Authority to Mgmt For For For
Repurchase FFB
Shares
17 Approve Financial Mgmt For For For
Assistance (Section
44)
18 Approve NEDs' Fees Mgmt For For For
19 Authorisation of Legal Mgmt For For For
Formalities
20 Approve Remuneration Mgmt For For For
Policy
21 Approve Remuneration Mgmt For For For
Implementation
Report
________________________________________________________________________________
Fortress REIT Limited
Ticker Security ID: Meeting Date Meeting Status
FFA CINS S30253116 12/06/2019 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adopt Fortress REIT Mgmt For For For
Limited 2019
Conditional Share
Plan
2 Authority to Issue Mgmt For For For
Shares Pursuant to
Conditional Share
Plan
3 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Foshan Haitian Flavouring and Food Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
603288 CINS Y23840104 04/16/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2020 Financial Budget Mgmt For For For
Report
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Remuneration For Mgmt For For For
Directors And
Supervisors
8 Appointment of Auditor Mgmt For For For
9 2020 Entrusted Wealth Mgmt For For For
Management With Idle
Proprietary
Funds
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Foshan Haitian Flavouring and Food Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
603288 CINS Y23840104 11/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect PANG Kang Mgmt For For For
2 Elect CHENG Xue Mgmt For For For
3 Elect CHEN Junyang Mgmt For For For
4 Elect WEN Zhizhou Mgmt For For For
5 Elect HE Tingwei Mgmt For For For
6 Elect HUANG Shuliang Mgmt For For For
7 Elect ZHU Tao Mgmt For For For
8 Elect SUN Zhanli Mgmt For For For
9 Elect CHAO Gang Mgmt For For For
10 Elect CHEN Min Mgmt For Against Against
11 Elect LI Jun Mgmt For Against Against
________________________________________________________________________________
Fosun International Limited
Ticker Security ID: Meeting Date Meeting Status
0656 CINS Y2618Y108 06/03/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEN Qiyu Mgmt For For For
6 Elect QIN Xuetang Mgmt For For For
7 Elect CHEN Shucui Mgmt For For For
8 Elect ZHANG Huaqiao Mgmt For For For
9 Elect LEE Kai-Fu Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Authority to Grant Mgmt For Against Against
Options and Shares
under the Share
Option
Scheme
16 Grant Shares under Mgmt For Against Against
Share Award
Scheme
17 Grant Shares to CHEN Mgmt For Against Against
Qiyu
18 Grant Shares to XU Mgmt For Against Against
Xiaoliang
19 Grant Shares to QIN Mgmt For Against Against
Xuetang
20 Grant Shares to GONG Mgmt For Against Against
Ping
21 Grant Shares to ZHANG Mgmt For Against Against
Shengman
22 Grant Shares to ZHANG Mgmt For Against Against
Huaqiao
23 Grant Shares to David Mgmt For Against Against
T.
Zhang
24 Grant Shares to LEE Mgmt For Against Against
Kai-Fu
25 Grant Shares to ZHANG Mgmt For Against Against
Houlin
26 Grant Shares to LI Tao Mgmt For Against Against
27 Grant Shares to JIN Mgmt For Against Against
Hualong
28 Grant Shares to MU Mgmt For Against Against
Haining
29 Grant Shares to Other Mgmt For Against Against
Persons
30 Authorisation of Legal Mgmt For Against Against
Formalities
________________________________________________________________________________
Fosun International Limited
Ticker Security ID: Meeting Date Meeting Status
0656 CINS Y2618Y108 10/30/2019 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Specific Mandate to Mgmt For For For
Issue 288,500 New
Award Shares under
Share Award
Scheme
4 Grant of Award Shares Mgmt For For For
under Share Award
Scheme to Selected
Participants
5 Ratification of Board Mgmt For For For
Acts
6 Adoption of Tranche I Mgmt For For For
Employee Share Option
Incentive Scheme by
Shanghai Yuyuan
Tourist Mart (Group)
Co.,
Ltd.
7 Adoption of Share Mgmt For Against Against
Option Scheme by
Fosun Tourism
Group
________________________________________________________________________________
Founder Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601901 CINS Y261GX101 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Independent Mgmt For For For
Directors'
Report
3 2019 Supervisors' Mgmt For For For
Report
4 2019 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits Mgmt For For For
7 2019 Performance Mgmt For For For
Evaluation and
Remuneration for
Directors
8 2019 Performance Mgmt For For For
Evaluation and
Remuneration for
Supervisors
9 2019 Performance Mgmt For For For
Evaluation and
Remuneration for
Senior
Management
10 Approval of Line of Mgmt For For For
Credit
11 Appointment of Auditor Mgmt For For For
and Internal Control
Audit
12 Liability Insurance Mgmt For For For
for Directors,
Supervisors and
Senior
Management
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Founder Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601901 CINS Y261GX101 12/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SHI Hua Mgmt For For For
2 Elect GAO Li Mgmt For For For
3 Elect HE Yagang Mgmt For For For
4 Elect LIAO Hang Mgmt For For For
5 Elect WANG Huiwen Mgmt For For For
6 Elect HU Bin Mgmt For For For
7 Elect YE Lin Mgmt For For For
8 Elect LI Minggao Mgmt For For For
9 Elect LV Wendong Mgmt For For For
10 Elect YONG Ping Mgmt For Against Against
11 Elect ZENG Yuan Mgmt For Against Against
________________________________________________________________________________
Foxconn Industrial Internet Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601138 CINS Y2620V100 05/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Reappointment Of Mgmt For For For
Audit
Firm
8 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
9 Cancellation of Some Mgmt For For For
Stock Options, and
Repurchase and
Cancellation of Some
Restricted
Stocks
10 Approve Cancellation Mgmt For For For
of Stock Option and
Performance Shares As
Well As Repurchase
and Cancellation of
Performance
Share
11 Approve Authorization Mgmt For For For
of Board to Handle
All Related
Matters
________________________________________________________________________________
Foxconn Industrial Internet Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601138 CINS Y2620V100 11/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHOU Taiyu Mgmt For For For
________________________________________________________________________________
Foxconn Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2354 CINS Y3002R105 06/23/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Fraser & Neave Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
F&N CINS Y26429103 01/20/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Syed Badarudin Mgmt For For For
Jamalullail
3 Elect LEE Kong Yip Mgmt For For For
4 Elect Jorgen Bornhoft Mgmt For For For
5 Elect HUI Choon Kit Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
9 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Fubon Financial Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2881 CINS Y26528102 06/12/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
6 Elect Richard TSAI Mgmt For For For
Ming-Hsing
7 Elect Daniel TSAI Mgmt For For For
Ming-Chung
8 Elect Eric CHEN Mgmt For For For
Sheng-Te
9 Elect Howard LIN Mgmt For For For
Fu-Hsing
10 Elect Jerry HAN Mgmt For For For
Wei-Ting
11 Elect Ben CHEN Po-Yao Mgmt For For For
12 Elect CHEN Chia-Chen Mgmt For For For
13 Elect YUAN Hsiu-Hui Mgmt For For For
14 Elect CHENG Jui-Cheng Mgmt For For For
15 Elect TANG Ming-Che Mgmt For For For
16 Elect CHEN Shin-Min Mgmt For For For
17 Elect Alan WANG Mgmt For For For
Ming-Yang
18 Elect LI Shu-Hsing Mgmt For For For
19 Elect CHANG Jung-Feng Mgmt For For For
20 Elect Roy LI Chun Mgmt For For For
21 Release of Non-compete Mgmt For For For
Restrictions for
Richard
M.Tsai
22 Release of Non-compete Mgmt For For For
Restrictions for
Daniel
M.Tsai
23 Release of Non-compete Mgmt For For For
Restrictions for
Ming-Je
Tang
24 Release of Non-compete Mgmt For For For
Restrictions for Eric
Chen
25 Release of Non-compete Mgmt For For For
Restrictions for
Jerry
Harn
26 Release of Non-compete Mgmt For For For
Restrictions for Ben
Chen
27 Release of Non-compete Mgmt For For For
Restrictions for
Taipei City
Government
________________________________________________________________________________
Fubon Financial Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2881 CINS Y26528102 08/06/2019 Voted
Meeting Type Country of Trade
Special Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Allocation of Mgmt For For For
Profits/Dividends
Amendments
________________________________________________________________________________
Fujian Newland Computer Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000997 CINS Y2654K103 06/17/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 Allocation of Mgmt For For For
Profits/Dividends
6 Reappointment Of Audit Mgmt For For For
Firm
7 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
8 Change Of The Mgmt For For For
Registered Capital
And Amendment To The
Articles Of
Association
9 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
10 2020 Providing Mgmt For Against Against
Guarantee Quota For
Subsidiaries
________________________________________________________________________________
Fujian Sunner Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002299 CINS Y2655H109 01/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preplan For Profit Mgmt For For For
Distribution In The
First Three Quarters
Of
2019
________________________________________________________________________________
Fujian Sunner Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002299 CINS Y2655H109 04/17/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report of Mgmt For For For
the Supervisory
Committee
3 2020 Financial Budget Mgmt For For For
Report
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2020 Reappointment Of Mgmt For For For
Audit
Firm
7 2020 Application For Mgmt For For For
Bank Credit Line By
The Company And Its
Subsidiaries
8 2020 Estimated Mgmt For For For
Connected
Transactions of the
Company and Its
Subsidiaries
9 2020 Remuneration Plan Mgmt For For For
For Directors,
Supervisors And
Senior
Management
10 Entrusted Wealth Mgmt For For For
Management With Idle
Proprietary
Funds
11 Increase of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Fujian Sunner Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002299 CINS Y2655H109 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
2 Constitution of Mgmt For For For
Appraisal Management
Measures for the
Restricted Stock
Incentive
Plan
3 Inclusion of the Close Mgmt For For For
Relatives of FU
Guangming and FU
Fenfang as Incentive
Targets in the 2019
Restricted Stock
Incentive
Plan
4 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the Stock Incentive
Plan
________________________________________________________________________________
Future Land Development Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1030 CINS G3701A106 10/30/2019 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of Subsidiary Mgmt For For For
Share Incentive
Scheme of Seazen
Holdings Co.,
Ltd.
4 Change of Company Name Mgmt For For For
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Fuyao Glass Industry Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
3606 CINS Y2680G100 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
8 Appointment of Mgmt For For For
Overseas Auditor and
Authority to Set
Fees
9 Independent Directors' Mgmt For For For
Report
10 Resolution on the Mgmt For For For
Entrusted Wealth
Management with
Self-owned Funds of
the
Company
________________________________________________________________________________
Fuyao Glass Industry Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
3606 CINS Y26783103 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
7 Appointment of Mgmt For For For
Overseas Auditor and
Authority to Set
Fees
8 Independent Directors' Mgmt For For For
Report
9 Resolution on the Mgmt For For For
Entrusted Wealth
Management with
Self-owned Funds of
the
Company
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fuyao Glass Industry Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
3606 CINS Y2680G100 10/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect YE Shu as Mgmt For For For
Executive
Director
4 Elect MA Weihua as Mgmt For For For
Supervisor
5 Elect LIU Jing Mgmt For For For
6 Elect QU Wenzhou Mgmt For For For
________________________________________________________________________________
Fuyao Glass Industry Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
3606 CINS Y26783103 10/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YE Shu as Mgmt For For For
Executive
Director
2 Elect MA Weihua as Mgmt For For For
Supervisor
3 Elect LIU Jing Mgmt For For For
4 Elect QU Wenzhou Mgmt For For For
________________________________________________________________________________
G-bits Network Technology (Xiamen) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603444 CINS Y2688G102 04/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Cash Management With Mgmt For For For
Idle Proprietary
Funds
7 Reappointment Of 2020 Mgmt For For For
Audit
Firm
8 Decrease of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
9 Settlement of Projects Mgmt For For For
Financed with Raised
Funds from IPO and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
________________________________________________________________________________
Gail (India) Limited
Ticker Security ID: Meeting Date Meeting Status
GAIL CINS Y2R78N114 07/01/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Gail (India) Limited
Ticker Security ID: Meeting Date Meeting Status
GAIL CINS Y2R78N114 08/20/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect P. K. Gupta Mgmt For For For
5 Elect Gajendra Singh Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Elect Anjani Kumar Mgmt For For For
Tiwari
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Related Party Mgmt For For For
Transactions
10 Adoption of New Mgmt For Against Against
Articles
11 Elect Anupam Mgmt For For For
Kulshreshtha
12 Elect Sanjay Tandon Mgmt For For For
13 Elect S.K. Srivastava Mgmt For For For
________________________________________________________________________________
Gamuda Berhad
Ticker Security ID: Meeting Date Meeting Status
GAMUDA CINS Y2679X106 12/05/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Directors' Mgmt For For For
Remuneration
(Excluding
Fees)
3 Elect LIN Yun Ling Mgmt For Against Against
4 Elect Afwida binti A. Mgmt For For For
Malek
5 Elect Nazli binti Mohd Mgmt For Against Against
Khir
Johari
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
9 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Gamuda Berhad
Ticker Security ID: Meeting Date Meeting Status
GAMUDA CINS Y2679X106 12/05/2019 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of the Mgmt For For For
Dividend Reinvestment
Plan
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 01/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 To Consider and Mgmt For For For
Approve Application
for Bank Facilities
and Provision of
Guarantees by the
Company and Its
Wholly-owned
Subsidiary
2 To Consider and Mgmt For For For
Approve Reduction of
Registered
Capital
3 To Consider and Mgmt For For For
Approve Amendments to
the Articles of
Association
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 03/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase Mgmt For Against Against
2 Capital Increase Mgmt For For For
3 Share Subscription, Mgmt For For For
Capital Increase and
Mining Right
Investment
4 Approval of Mgmt For For For
Subscription for
Equities and Offer
Loans
5 Elect LI Liangbin Mgmt For For For
6 Elect WANG Xiaoshen Mgmt For For For
7 Elect DENG Zhaonan Mgmt For For For
8 Elect GE Zhiming Mgmt For For For
9 Elect YU Jianguo Mgmt For For For
10 Elect YANG Juanjuan Mgmt For For For
11 Elect LIU Jun Mgmt For For For
12 Elect HUANG Siying Mgmt For For For
13 Elect XU Yixin Mgmt For For For
14 Elect XU Guanghua Mgmt For For For
15 Elect GUO Huaping Mgmt For Against Against
16 Elect ZOU Jian Mgmt For Against Against
17 Setting Up A Mgmt For For For
Sustainable
Development Committee
Of The
Board
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 05/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 To Consider and Mgmt For For For
Approve the Proposed
Amendments to the
Articles of
Association
2 To Consider and Mgmt For For For
Approve the Proposed
Change to the
Validity Period of
the a Share
Convertible Bonds
Issuance
Plan
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 05/26/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 To Consider and Mgmt For For For
Approve the Proposed
Change to the
Validity Period of
the a Share
Convertible Bonds
Issuance
Plan
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 06/24/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 To Consider and Mgmt For For For
Approve the Work
Report of the Board
of Directors for
2019
2 To Consider and Mgmt For For For
Approve the Work
Report of the Board
of Supervisors for
2019
3 To Consider and Mgmt For For For
Approve the 2019
Annual Report,
Summary of the Annual
Report and Annual
Results
Announcement
4 To Consider and Mgmt For For For
Approve the 2019
Financial Report As
Respectively Audited
by the Domestic and
Overseas
Auditors
5 To Consider and Mgmt For For For
Approve Engagement of
Domestic and Overseas
Auditors and the
Internal Control
Auditors for
2020
6 To Consider and Mgmt For For For
Approve the
Resolution in
Relation to
Determination of
Directors
Emoluments
7 To Consider and Mgmt For For For
Approve the
Resolution in
Relation to
Determination of
Supervisors
Emoluments
8 To Consider and Mgmt For For For
Approve the Profit
Distribution Proposal
for
2019
9 To Consider and Mgmt For For For
Approve the
Continuing
Related-party
Transactions for
2020
10 To Consider and Mgmt For For For
Approve the
Resolution in
Relation to Foreign
Exchange Hedging
Business by the
Company and Its
Subsidiaries
11 To Consider and Mgmt For For For
Approve the
Resolution in
Relation to Grant of
General Mandate to
the Board of the
Company
12 To Consider and Mgmt For For For
Approve the
Resolution in
Relation to General
Mandate to Issue
Domestic and Overseas
Debt Financing
Instruments
13 To Consider and Mgmt For For For
Approve the
Resolution in
Relation to the
Industrial Investment
Conducted by Havelock
Mining, a Controlled
Subsidiary
14 To Consider and Mgmt For For For
Approve the
Resolution in
Relation to the
Application for Bank
Facilities and
Provision of
Guarantees by the
Company and Its
Subsidiaries
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 08/13/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Satisfaction of Mgmt For For For
Conditions of
Issuance of A Share
Convertible
Bonds
2 Preliminary Plan to Mgmt For For For
Issue A Share
Convertible
Bonds
3 Type of Securities to Mgmt For For For
be
Issued
4 Size of Issuance Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Term Mgmt For For For
7 Interest Rate Mgmt For For For
8 Method and Timing of Mgmt For For For
Interest Payment and
Repayment of The
Principal
9 Conversion Period Mgmt For For For
10 Determination and Mgmt For For For
Adjustment of The
Conversion
Price
11 Terms of Downward Mgmt For For For
Adjustment to The
Conversion
Price
12 Method of Determining Mgmt For For For
the Number of Shares
for Conversion and
Resolving the
Situation When A
Share Convertible
Bonds Are
Insufficient to be
Converted Into One
Share
13 Terms of Redemption Mgmt For For For
14 Terms of Sale Back Mgmt For For For
15 Entitlement to Mgmt For For For
Dividend In The Year
of
Conversion
16 Method of Issue and Mgmt For For For
Targeted
Subscribers
17 Subscription Mgmt For For For
Arrangement for The
Existing A
Shareholders
18 Matters Relating to A Mgmt For For For
Share Convertible
Bondholders'
Meeting
19 Use of Proceeds Mgmt For For For
20 Guarantee and Security Mgmt For For For
21 Deposit Account for Mgmt For For For
Proceeds
Raised
22 Validity Period of The Mgmt For For For
Issuance
Plan
23 Report on Use of Mgmt For For For
Previously Raised
Proceeds
24 Feasibility Report on Mgmt For For For
Raised Use of
Proceeds
25 Approval of Dilution Mgmt For For For
Measures for A Share
Convertible Bonds
Issuance
26 Adoption of Procedural Mgmt For For For
Rules for
Bondholders' General
Meeting
27 Shareholder Returns Mgmt For For For
Plan
28 Approval of Open a Mgmt For For For
Special Account for
Raised
Proceeds
29 Full Authorization for Mgmt For For For
Board Handling
Matters Related to
Issuance of A-share
Convertible
Bonds
30 Possible Subscription Mgmt For For For
for A-share
Convertible Bonds by
Connected
Persons
31 Class and Nominal Mgmt For For For
Value of The Shares
to be
Issued
32 Method and Date of Mgmt For For For
Issue
33 Target Subscribers Mgmt For For For
34 Number of Shares to be Mgmt For For For
Issued
35 Method of Pricing Mgmt For For For
36 Use of Proceeds Mgmt For For For
37 Related Party Mgmt For For For
Relationship,
Connected
Relationship, Related
Party Transactions,
Connected
Transactions and
Shareholders to
Abstain from
Voting
38 Lock-up Period Mgmt For For For
39 The Validity Period of Mgmt For For For
The Resolution in
Relation to The
Issuance of H
Shares
40 Approval of Proposed Mgmt For For For
Grant or Specific
Mandate
41 Report on Use of Mgmt For For For
Proceeds Previously
Raised
Overseas
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 08/13/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Satisfaction of Mgmt For For For
Conditions of
Issuance of A Share
Convertible
Bonds
2 Preliminary Plan to Mgmt For For For
Issue A Share
Convertible
Bonds
3 Type of Securities to Mgmt For For For
be
Issued
4 Size of Issuance Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Term Mgmt For For For
7 Interest Rate Mgmt For For For
8 Method and Timing of Mgmt For For For
Interest Payment and
Repayment of The
Principal
9 Conversion Period Mgmt For For For
10 Determination and Mgmt For For For
Adjustment of The
Conversion
Price
11 Terms of Downward Mgmt For For For
Adjustment to The
Conversion
Price
12 Method of Determining Mgmt For For For
the Number of Shares
for Conversion and
Resolving the
Situation When A
Share Convertible
Bonds Are
Insufficient to be
Converted Into One
Share
13 Terms of Redemption Mgmt For For For
14 Terms of Sale Back Mgmt For For For
15 Entitlement to Mgmt For For For
Dividend In The Year
of
Conversion
16 Method of Issue and Mgmt For For For
Targeted
Subscribers
17 Subscription Mgmt For For For
Arrangement for The
Existing A
Shareholders
18 Matters Relating to A Mgmt For For For
Share Convertible
Bondholders'
Meeting
19 Use of Proceeds Mgmt For For For
20 Guarantee and Security Mgmt For For For
21 Deposit Account for Mgmt For For For
Proceeds
Raised
22 Validity Period of The Mgmt For For For
Issuance
Plan
23 Report on Use of Mgmt For For For
Previously Raised
Proceeds
24 Feasibility Report on Mgmt For For For
Raised Use of
Proceeds
25 Approval of Dilution Mgmt For For For
Measures for A Share
Convertible Bonds
Issuance
26 Adoption of Procedural Mgmt For For For
Rules for
Bondholders' General
Meeting
27 Shareholder Returns Mgmt For For For
Plan
28 Approval of Open a Mgmt For For For
Special Account for
Raised
Proceeds
29 Full Authorization for Mgmt For For For
Board Handling
Matters Related to
Issuance of A-share
Convertible
Bonds
30 Possible Subscription Mgmt For For For
for A-share
Convertible Bonds by
Connected
Persons
31 Class and Nominal Mgmt For For For
Value of The Shares
to be
Issued
32 Method and Date of Mgmt For For For
Issue
33 Target Subscribers Mgmt For For For
34 Number of Shares to be Mgmt For For For
Issued
35 Method of Pricing Mgmt For For For
36 Use of Proceeds Mgmt For For For
37 Related Party Mgmt For For For
Relationship,
Connected
Relationship, Related
Party Transactions,
Connected
Transactions and
Shareholders to
Abstain from
Voting
38 Lock-up Period Mgmt For For For
39 The Validity Period of Mgmt For For For
The Resolution in
Relation to The
Issuance of H
Shares
40 Approval of Proposed Mgmt For For For
Grant or Specific
Mandate
41 Report on Use of Mgmt For For For
Proceeds Previously
Raised
Overseas
________________________________________________________________________________
Gazprom
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/26/2020 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Audit Commission Fees Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to Board Mgmt For For For
Regulations
11 Amendments to Audit Mgmt For For For
Commission
Regulations
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect Viktor A. Zubkov Mgmt For For For
16 Elect Timur A. Kulibaev Mgmt For For For
17 Elect Denis V. Manturov Mgmt For For For
18 Elect Vitaly A. Mgmt For For For
Markelov
19 Elect Viktor G Martynov Mgmt For For For
20 Elect Vladimir A. Mau Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Elect Alexander V. Mgmt For For For
Novak
23 Elect Dmitry N. Mgmt For For For
Patrushev
24 Elect Mikhail L. Sereda Mgmt For For For
25 Elect Vadim K. Bikulov Mgmt N/A For N/A
26 Elect Alexander A. Mgmt N/A For N/A
Gladkov
27 Elect Ilya I. Karpov Mgmt N/A For N/A
28 Elect Margarita I. Mgmt N/A For N/A
Mironova
29 Elect Karen I. Oganyan Mgmt N/A For N/A
30 Elect Dmitry A. Mgmt N/A For N/A
Pashkovsky
31 Elect Sergey R. Mgmt N/A For N/A
Platonov
32 Elect Tatyana V. Mgmt N/A For N/A
Fisenko
33 Elect Pavel G. Shumov Mgmt N/A For N/A
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GCL System Integration Technology Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002506 CINS Y7684Q103 03/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
3 Counter Guarantee For Mgmt For For For
Financing Of
Wholly-Owned
Subsidiaries
4 Increase Of The Mgmt For For For
Company's Registered
Capital And
Amendments To The
Company's Articles of
Association
5 Launching The Assets Mgmt For For For
Pool
Business
6 The Company's Mgmt For For For
Eligibility For
Non-public Share
Offering
7 Stock Type And Par Mgmt For For For
Value
8 Issuing Method And Date Mgmt For For For
9 Issue Price And Mgmt For For For
Pricing
Method
10 Issuing Volume Mgmt For For For
11 Issuing Targets And Mgmt For For For
Their Relation With
The
Company
12 Lockup Period Mgmt For For For
13 Amount And Purpose Of Mgmt For For For
The Raised
Funds
14 Arrangement for the Mgmt For For For
accumulated retained
profits
15 Listing Place Mgmt For For For
16 Valid Period Of The Mgmt For For For
Resolution
17 Preplan For 2020 Mgmt For For For
Non-Public Share
Offering
(Revised)
18 Feasibility Analysis Mgmt For For For
Report On The Use Of
Funds To Be Raised
From The 2020
Non-public Share
Offering
(revised)
19 Statement On The Use Mgmt For For For
Of Previously Raised
Funds
20 Diluted Immediate Mgmt For For For
Return After The 2020
Non-Public Share
Offering And Filling
Measures
21 Conditional Share Mgmt For For For
Subscription
Agreement To Be
Signed With A
Company
22 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding The
Non-public Share
Offering
________________________________________________________________________________
GCL System Integration Technology Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002506 CINS Y7684Q103 06/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Reappointment Of Mgmt For For For
Audit
Firm
7 Application for Mgmt For Against Against
Comprehensive Credit
Line to Financial
Institutions in 2020
and Provision of
Credit Guarantee for
Subsidiaries
8 Counter Guarantee Mgmt For Against Against
Quota For
Wholly-Owned
Subsidiaries
9 Investment In Mgmt For For For
Construction Of An
Industrial Base
Project
10 Launching Forward Mgmt For For For
Foreign Exchange
Settlement And Sale
Business
11 Cancellation of Some Mgmt For For For
Stock Options, and
Repurchase and
Cancellation of Some
Restricted Stocks
Under the First Phase
Restricted Stock and
Stock Option
Incentive
Plan
________________________________________________________________________________
GCL System Integration Technology Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002506 CINS Y7684Q103 12/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Additional Mgmt For For For
Guarantee For
Wholly-Owned
Subsidiaries
2 Extension of the Valid Mgmt For For For
Period of the
Resolution on the
Non-public Share
Offering
3 Extension of the Valid Mgmt For For For
Period of the Full
Authorization to the
Board to Handle
Matters Regarding the
Non-public Share
Offering
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 02/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Guoyue Mgmt For For For
2 Elect LV Zhiren Mgmt For For For
3 Elect XIAO Chuangying Mgmt For For For
4 Elect LUAN Baoxing Mgmt For For For
5 Elect LIU Yan Mgmt For For For
6 Elect LIU Xuehai Mgmt For Against Against
7 Elect WANG Dong Mgmt For Against Against
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 05/07/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 Confirmation of Mgmt For For For
Provision for Assets
Impairment
4 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
5 2019 Profit Mgmt For For For
Distribution Plan
6 2019 Work Report Of Mgmt For For For
Independent
Directors
7 2020 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees
10 Headquarters Financing Mgmt For For For
from Financial
Institutions
11 Subsidiaries Financing Mgmt For For For
from Financial
Institutions
12 Authority to Issue Mgmt For For For
Non-financial-enterpri
se Private Placement
Notes
13 Amendments to Articles Mgmt For For For
14 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
15 Amendments to Mgmt For For For
Procedural Rules for
Supervisor
Meetings
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 06/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Companys Articles of
Association
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 10/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 A Company's Mgmt For For For
Application for
Bankruptcy
Liquidation
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 11/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application For Mgmt For For For
Bankruptcy
Liquidation Of A
Company
2 Bankruptcy Mgmt For For For
Restructuring Plan Of
The Above
Company
________________________________________________________________________________
GDS Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
GDS CUSIP 36165L108 08/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Wei Huang Mgmt For Against Against
2 Elect YU Bin Mgmt For For For
3 Elect Zulkifli bin Mgmt For For For
Baharudin
4 Appointment of Auditor Mgmt For For For
5 Amendment to the 2016 Mgmt For Against Against
Equity Incentive
Plan
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Authorization of Mgmt For For For
Directors and
Officers
________________________________________________________________________________
Geely Automobile Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
0175 CINS G3777B103 05/25/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Shu Fu Mgmt For For For
6 Elect Daniel LI Dong Mgmt For For For
Hui
7 Elect Dannis LEE Cheuk Mgmt For For For
Yin
8 Elect WANG Yang Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 03/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-Public Share
Offering
2 Amendments to the Plan Mgmt For For For
for Non-Public Share
Offering: Stock Type
and Par
Value
3 Amendments To The Plan Mgmt For For For
For Non-Public Share
Offering: Issuing
Method And
Date
4 Amendments to the Plan Mgmt For For For
for Non-Public Share
Offering: Issue
Price, Pricing
Principles and
Pricing Base
Date
5 Amendments To The Plan Mgmt For For For
For Non-Public Share
Offering: Issuance
Targets
6 Amendments to the Plan Mgmt For For For
for Non-Public Share
Offering: Issuing
Volume and
Subscription
Method
7 Amendments To The Plan Mgmt For For For
For Non-Public Share
Offering: Lock-Up
Period
8 Amendments to the Plan Mgmt For For For
for Non-Public Share
Offering: Listing
Place
9 Amendments to the Plan Mgmt For For For
for Non-Public Share
Offering: Amount and
Purpose of the Raised
Funds
10 Amendments to the Plan Mgmt For For For
for Non-Public Share
Offering: Arrangement
for the Accumulated
Retained Profits
Before the Non-Public
Share
Offering
11 Amendments To The Plan Mgmt For For For
For Non-Public Share
Offering: The Valid
Period Of The
Resolution On The
Non-Public Share
Offering
12 Amendments To The Mgmt For For For
Preplan For
Non-Public Share
Offering
13 Amendments to the Mgmt For For For
Filling Measures for
Diluted Immediate
Return After the
Non-Public Share
Offering
14 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Non-Public Share
Offering
15 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
16 Application For Bank Mgmt For For For
Credit Line By The
Company And
Subsidiaries
17 Provision Of Guarantee Mgmt For Against Against
For The Bank Credit
Line Applied For By
Subsidiaries
18 Application for Mgmt For Against Against
Financial Leasing
Business by
Subsidiaries and
Provision of
Guarantee by the
Company
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
7 2020 Reappointment Of Mgmt For For For
Financial Audit
Firm
________________________________________________________________________________
Gemdale Corp.
Ticker Security ID: Meeting Date Meeting Status
600383 CINS Y2685G105 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Financial Report Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny6.7000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
5 2020 Reappointment Of Mgmt For For For
Audit
Firm
6 2019 Annual Report Mgmt For For For
7 2020 Authorization For Mgmt For For For
External
Guarantee
8 Issuance Of Debt Mgmt For For For
Financing
Instruments
________________________________________________________________________________
Gemdale Corp.
Ticker Security ID: Meeting Date Meeting Status
600383 CINS Y2685G105 05/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LING Ke Mgmt For For For
2 Elect HUANG Juncan Mgmt For For For
3 Elect CHEN Aihong Mgmt For For For
4 Elect CHEN Bi'an Mgmt For For For
5 Elect SUN Juyi Mgmt For For For
6 Elect XU Jiajun Mgmt For For For
7 Elect LIN Shengde Mgmt For For For
8 Elect LUO Sheng Mgmt For For For
9 Elect WEI Chuanjun Mgmt For For For
10 Elect CHEN Jin Mgmt For For For
11 Elect WANG Tianguang Mgmt For For For
12 Elect HU Yebi Mgmt For For For
13 Elect GU Feng Mgmt For For For
14 Elect LV Zhiwei Mgmt For For For
15 Elect HU Xiangqun Mgmt For Against Against
16 Elect XU Qian Mgmt For Against Against
17 Elect XI You Mgmt For Against Against
________________________________________________________________________________
Gemdale Corp.
Ticker Security ID: Meeting Date Meeting Status
600383 CINS Y2685G105 08/02/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HU Yebi as Mgmt For For For
Independent
Director
________________________________________________________________________________
Gemdale Corp.
Ticker Security ID: Meeting Date Meeting Status
600383 CINS Y2685G105 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change o the Company's Mgmt For For For
Domicile and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Genscript Biotech Corporation
Ticker Security ID: Meeting Date Meeting Status
1548 CINS G3825B105 06/01/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect WANG Luquan Mgmt For For For
5 Elect PAN Yuexin Mgmt For For For
6 Elect DAI Zumian Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Genting Berhad
Ticker Security ID: Meeting Date Meeting Status
GENTING CINS Y26926116 06/22/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees for FY Mgmt For For For
2019
3 Directors' Benefits Mgmt For For For
for
2020-2021
4 Elect FOONG Cheng Yuen Mgmt For For For
5 Elect R. Thillainathan Mgmt For For For
6 Elect TAN Kong Han Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Genting Malaysia Berhad
Ticker Security ID: Meeting Date Meeting Status
GENM CINS Y2698A103 06/22/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Directors' Benefits Mgmt For For For
4 Elect LIM Kok Thay Mgmt For For For
5 Elect Mohd Zahidi bin Mgmt For For For
Zainuddin
6 Elect TEO Eng Siong Mgmt For For For
7 Elect LEE Choong Yan Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Genting Plantations Berhad
Ticker Security ID: Meeting Date Meeting Status
GENP CINS Y26930100 06/19/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees for FY Mgmt For For For
2019
3 Directors' Benefits Mgmt For For For
for FY
2020-2021
4 Elect LIM Keong Hui Mgmt For For For
5 Elect QUAH Chek Tin Mgmt For For For
6 Elect YONG Chee Kong Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
GF Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1776 CINS Y270AF115 06/09/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Proprietary Investment Mgmt For For For
Quota
9 2020 Expected Daily Mgmt For For For
Related Party
Transactions
10 Amendments to Mgmt For Against Against
Procedural Rules of
the General
Meeting
11 Amendments to Mgmt For For For
Procedural Rules of
Board of
Directors
12 Amendments to Mgmt For For For
Procedural Rules of
Supervisory
Committee
13 Amendments to Work Mgmt For For For
Rules of Independent
Directors
14 Elect LI Xiulin Mgmt For For For
15 Elect SHANG Shuzhi Mgmt For For For
16 Elect LIU Xuetao Mgmt For For For
17 Elect FAN Lifu Mgmt For For For
18 Elect Hu Bin Mgmt For For For
19 Elect Olivia LEUNG Mgmt For For For
Shek
Ling
20 Elect LI Wenjing Mgmt For For For
21 Elect SUN Shuming Mgmt For For For
22 Elect QIN Li Mgmt For For For
23 Elect SUN Xiaoyan Mgmt For For For
24 Elect LAI Jianhuang Mgmt For For For
25 Elect XIE Shisong Mgmt For For For
26 Elect LU Xin Mgmt For For For
27 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
GF Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1776 CINS Y270AF107 06/09/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Proprietary Investment Mgmt For For For
Quota
8 2020 Expected Daily Mgmt For For For
Related Party
Transactions
9 Amendments to Work Mgmt For For For
Rules of Independent
Directors
10 Amendments to Articles Mgmt For Against Against
11 Amendments to Mgmt For Against Against
Procedural Rules of
the General
Meeting
12 Amendments to Mgmt For For For
Procedural Rules of
Board of
Directors
13 Amendments to Mgmt For For For
Procedural Rules of
Supervisory
Committee
14 Elect LI Xiulin Mgmt For For For
15 Elect SHANG Shuzhi Mgmt For For For
16 Elect LIU Xuetao Mgmt For For For
17 Elect FAN Lifu Mgmt For For For
18 Elect Hu Bin Mgmt For For For
19 Elect Olivia LEUNG Mgmt For For For
Shek
Ling
20 Elect LI Wenjing Mgmt For For For
21 Elect SUN Shuming Mgmt For For For
22 Elect QIN Li Mgmt For For For
23 Elect SUN Xiaoyan Mgmt For For For
24 Elect LAI Jianhuang Mgmt For For For
25 Elect XIE Shisong Mgmt For For For
26 Elect LU Xin Mgmt For For For
________________________________________________________________________________
GF Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1776 CINS Y270AF115 10/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Interim Profit Mgmt For For For
Distribution
Plan
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GF Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1776 CINS Y270AF107 10/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Interim Profit Mgmt For For For
Distribution
Plan
________________________________________________________________________________
Giant Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
9921 CINS Y2708Z106 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Giant Network Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Reappointment Of Audit Mgmt For For For
Firm
7 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
8 Amendments To The Mgmt For For For
Articles Of
Association
9 Amendments to the Mgmt For Against Against
Rules of Procedure
Governing
Shareholders General
Meetings
10 Amendments To The Mgmt For Against Against
Rules Of Procedure
Governing The Board
Meetings
11 Amendments To The Mgmt For Against Against
Rules Of Procedures
Governing The
Supervisory
Committee
12 Remuneration Plan For Mgmt For For For
Independent Directors
Of The 5Th Board Of
Directors
13 Elect SHI Yuzhu Mgmt For For For
14 Elect LIU Wei Mgmt For For For
15 Elect QU Fabing Mgmt For For For
16 Elect YING Wei Mgmt For For For
17 Elect HU Jianji Mgmt For For For
18 Elect ZHANG Yongye Mgmt For For For
19 Elect GONG Yan Mgmt For For For
20 Elect ZHU Yongming Mgmt For Against Against
21 Elect ZENG Zheng Mgmt For Against Against
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Giga Device Semiconductor (Beijing) Inc.
Ticker Security ID: Meeting Date Meeting Status
603986 CINS Y270BL103 03/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Companys Mgmt For For For
Eligibility For
Non-public Share
Offering
2 Stock Type And Par Mgmt For For For
Value
3 Issuing Method Mgmt For For For
4 Pricing Base Date, Mgmt For For For
Pricing Principles
And Issue
Price
5 Issuing Targets And Mgmt For For For
Subscription
Method
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Amount And Purpose Of Mgmt For For For
The Raised
Funds
9 Arrangement For The Mgmt For For For
Accumulated Retained
Profits Before The
Issuance
10 Listing Place Mgmt For For For
11 Valid Period Of The Mgmt For For For
Resolution
12 Preplan For Non-Public Mgmt For For For
Share Offering
(Revised)
13 Feasibility Study Mgmt For For For
Report On The Use Of
Funds To Be Raised
From The Non-Public
Share Offering
(Revised)
14 Diluted Immediate Mgmt For For For
Return After The
Non-public Share
Offering And Filling
Measures
15 Change Of The Mgmt For For For
Company's Registered
Capital And
Amendments To The
Company's Articles Of
Association
________________________________________________________________________________
Giga Device Semiconductor (Beijing) Inc.
Ticker Security ID: Meeting Date Meeting Status
603986 CINS Y270BL103 04/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny3.8000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):4.000000
5 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 Cash Management With Mgmt For For For
Idle Raised
Funds
8 Cash Management With Mgmt For For For
Idle Proprietary
Funds
9 The Framework Mgmt For For For
Agreement On
Continuing Connected
Transactions To Be
Signed And Amount Of
Continuing Connected
Transactions
10 Elect CHENG Taiyi Mgmt For For For
11 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
12 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Glenmark Pharmaceuticals Limited
Ticker Security ID: Meeting Date Meeting Status
GLENMARK CINS Y2711C144 09/27/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Glenn Saldanha Mgmt For Against Against
5 Elect Cherylann Pinto Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Sona Saira Mgmt For For For
8 Authority to Issue Mgmt For For For
Debt
Instruments
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Global Power Synergy Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
GPSC CINS Y2715Q123 06/04/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Interim Mgmt For For For
Dividends
3 Directors' Fees Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Kurujit Mgmt For For For
Nakornthap
6 Elect Atikom Terbsiri Mgmt For For For
7 Elect Boonchai Mgmt For For For
Chunhawiksit
8 Elect Wirat Uanarumit Mgmt For For For
9 Elect Saowanee Mgmt For For For
Kamolbutr
10 Elect Somchai Meesen Mgmt For For For
11 Authority to Issue Mgmt For For For
Debentures
12 Transaction of Other Mgmt For Abstain Against
Business
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Globalwafers Company Limited
Ticker Security ID: Meeting Date Meeting Status
6488 CINS Y2722U109 06/23/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For Against Against
Procedural
Rules-Endorsement and
Guarantees
5 Elect CHIU Hsien-Chin Mgmt For For For
as Independent
Director
________________________________________________________________________________
Globant S.A.
Ticker Security ID: Meeting Date Meeting Status
GLOB CUSIP L44385109 04/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Accounts Mgmt For For For
and
Reports
2 Accounts and Reports Mgmt For For For
3 Allocation of Results Mgmt For For For
for Fiscal Year
2019
4 Ratification of Board Mgmt For For For
Acts
5 Approval of Share Mgmt For For For
Based
Compensation
6 Appointment of Auditor Mgmt For For For
for the Annual
Accounts
7 Appointment of Auditor Mgmt For For For
(Consolidated)
8 Elect Martin Gonzalo Mgmt For For For
Umaran to the Board
of
Directors
9 Elect Guibert Andres Mgmt For For For
Englebienne to the
Board of
Directors
10 Elect Linda Rottenberg Mgmt For For For
to the Board of
Directors
11 Increase in Authorised Mgmt For For For
Capital
12 Amendments to Articles Mgmt For Against Against
Regarding Shareholder
Rights
13 Amendments to Articles Mgmt For For For
Regarding Meeting
Attendance
________________________________________________________________________________
Globe Telecom Inc
Ticker Security ID: Meeting Date Meeting Status
GLO CINS Y27257149 04/21/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Call To Order Mgmt For For For
3 Proof of Notice, Mgmt For For For
Determination of
Quorum and Rules of
Conduct and
Procedures
4 Meeting Minutes Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Elect Jaime Augusto Mgmt For For For
Zobel de
Ayala
8 Elect Delfin L. Lazaro Mgmt For For For
9 Elect Arthur LANG Tao Mgmt For For For
Yih
10 Elect Fernando Zobel Mgmt For For For
de
Ayala
11 Elect Jose Teodoro K. Mgmt For For For
Limcaoco
12 Elect Romeo L. Bernardo Mgmt For For For
13 Elect Ernest L. Cu Mgmt For For For
14 Elect Samba Natarajan Mgmt For For For
15 Elect SAW Phaik Hwa Mgmt For For For
16 Elect Cirilo P. Noel Mgmt For For For
17 Elect Rex Ma. A. Mgmt For For For
Mendoza
18 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
19 Transaction of Other Mgmt For Abstain Against
Business
20 Adjournment Mgmt For For For
________________________________________________________________________________
Glodon Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002410 CINS Y2726S100 02/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of the Mgmt For For For
Valid Period of the
Resolution on the
Plan for Non-public
A-share
Offering
2 Adjustment of the Mgmt For For For
Valid Period of the
Authorization to the
Board to Handle
Matters Regarding the
Non-public A-share
Offering
________________________________________________________________________________
Glodon Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002410 CINS Y2726S100 03/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuing Targets and Mgmt For For For
Subscription
Method
2 Issue Price and Mgmt For For For
Pricing
Principles
3 Lockup Period Mgmt For For For
4 Preplan For 2019 Mgmt For For For
Non-Public Share
Offering
(Revised)
5 Diluted Immediate Mgmt For For For
Return After the
Non-public A-share
Offering, Filling
Measures and
Commitments of
Relevant Parties
(revised)
________________________________________________________________________________
Glodon Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002410 CINS Y2726S100 04/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2020 Appointment of Mgmt For For For
Auditor
6 2019 Profit Mgmt For For For
Distribution Plan
7 Authority to Mgmt For For For
Repurchase
Shares
8 Amendments to Articles Mgmt For For For
9 Elect DIAO Zhizhong Mgmt For For For
10 Elect YUAN Zhenggang Mgmt For For For
11 Elect WANG Aihua Mgmt For For For
12 Elect LIU Qian Mgmt For For For
13 Elect HE Ping Mgmt For For For
14 Elect WU Zuomin Mgmt For For For
15 Elect GUO Xinping Mgmt For For For
16 Elect MA Yongyi Mgmt For For For
17 Elect CHAI Mingang Mgmt For For For
18 Elect WANG Jinhong Mgmt For Against Against
19 Elect LIAO Lianghan Mgmt For Against Against
________________________________________________________________________________
Godrej Consumer Products Ltd
Ticker Security ID: Meeting Date Meeting Status
GODREJCP CINS Y2732X135 08/01/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nadir B. Godrej Mgmt For For For
4 Elect Jamshyd N. Godrej Mgmt For For For
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect Narendra Ambwani Mgmt For For For
7 Elect Aman S. Mehta Mgmt For For For
8 Elect Omkar M. Goswami Mgmt For Against Against
9 Elect Ireena Vittal Mgmt For For For
10 Appointment of Nisaba Mgmt For For For
Godrej (Whole-time
Director); Approval
of
Remuneration
11 Appointment of Vivek Mgmt For For For
Gambhir (Managing
Director & CEO);
Approval of
Remuneration
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 05/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Application For Mgmt For For For
Comprehensive Credit
Line
8 Provision Of Guarantee Mgmt For For For
Via Domestic Banks
For Overseas
Subsidiaries
9 Launching Financial Mgmt For For For
Derivatives
Transactions In
2020
10 Reappointment Of Audit Mgmt For For For
Firm
11 Report On The Use Of Mgmt For For For
Previously Raised
Funds
12 "Home No.4" Employee Mgmt For Against Against
Stock Ownership Plan
(draft) and Its
Summary
13 Management Measures Mgmt For Against Against
for the
Implementation of the
Employee Stock
Ownership
Plan
14 Authorization to the Mgmt For Against Against
Board to Handle
Matters Regarding the
Employee Stock
Ownership
Plan
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 09/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Issuance of
Convertible
Corporate
Bonds
2 Stock Type Mgmt For For For
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Paying the Principal
and
Interest
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
10 Downward Adjustment of Mgmt For For For
Conversion
Price
11 Determining Method for Mgmt For For For
the Number of
Converted
Shares
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
15 Issuing Targets and Mgmt For For For
Method
16 Agreement for Mgmt For For For
Placement to Existing
Shareholders
17 Matters regarding Mgmt For For For
Bondholders
Meetings
18 Purpose of the Raised Mgmt For For For
Funds
19 Guarantee Matters Mgmt For For For
20 Deposit and Management Mgmt For For For
of Raised
Funds
21 The Valid Period of Mgmt For For For
the
Resolution
22 Preplan for Issuance Mgmt For For For
of Convertible
Corporate
Bonds
23 Feasibility Analysis Mgmt For For For
Report on Use of
Raised Funds
from
Public Issuance of
Convertible Corporate
Bonds
24 Report on Use of Mgmt For For For
Previously Raised
Funds
25 Diluted Immediate Mgmt For For For
Return After Public
Issuance
of
Convertible Corporate
Bonds and Filling
Measures
26 Constitution of Mgmt For For For
Procedural Rules for
Bondholder
Meetings
27 Full Authorization to Mgmt For For For
Board Handle Matters
Related
to
Public Issuance of
Corporate Convertible
Bonds
28 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2019
To
2021
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 11/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIANG Bin Mgmt For For For
2 Elect JIANG Long Mgmt For For For
3 Elect DUAN Huilu Mgmt For For For
4 Elect LIU Chengmin Mgmt For For For
5 Elect XIA Shanhong Mgmt For For For
6 Elect WANG Tianmiao Mgmt For For For
7 Elect WANG Kun Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Elect SUN Hongbin as Mgmt For Against Against
Supervisor
________________________________________________________________________________
GOME Retail Holding Limited
Ticker Security ID: Meeting Date Meeting Status
0493 CINS G3978C124 06/29/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZOU Xiao Chun Mgmt For For For
5 Elect Conway LEE Kong Mgmt For For For
Wai
6 Elect WANG Gao Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Grandjoy Holdings Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000031 CINS Y7740B108 03/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article Mgmt For For For
6 of the Company's
Articles of
Association
2 Amendments to Article Mgmt For For For
20 of the Company's
Articles of
Association
3 Amendments to Article Mgmt For For For
44 of the Company's
Articles of
Association
4 Amendments to Article Mgmt For For For
113 of the Company's
Articles of
Association
5 Elect ZHU Laibin Mgmt For For For
6 Elect ZHANG Zuoxue Mgmt For For For
________________________________________________________________________________
Grandjoy Holdings Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000031 CINS Y7740B108 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2019 Annual Report Mgmt For For For
6 Approval of Line of Mgmt For For For
Credits
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Provide Mgmt For For For
Financial
Aid
10 Management Mgmt For For For
Authorization of
Financial Aid to
Project
Subsidiaries
11 Related Party Mgmt For For For
Transactions
12 Related Party Mgmt For For For
Transactions
regarding Deposit
Services
13 Approval of Borrowing Mgmt For For For
14 Approval of Borrowing Mgmt For For For
15 Approval of Borrowing Mgmt For For For
16 Approval of Line of Mgmt For For For
Credits
17 Approval of Launching Mgmt For For For
Derivative
Business
18 Authority to Issue Mgmt For For For
Debt
Instruments
19 Appointment of Auditor Mgmt For For For
20 Elect ZHOU Zheng Mgmt For For For
21 Elect MA Dewei Mgmt For For For
22 Elect ZHU Laibin Mgmt For For For
23 Elect JIANG Yong Mgmt For For For
24 Elect ZHANG Zuoxue Mgmt For For For
25 Elect CAO Ronggen Mgmt For For For
26 Elect LI Jinyang Mgmt For For For
27 Elect LIU Hongyu Mgmt For For For
28 Elect WANG Yong Mgmt For For For
29 Elect LIU Yuan Mgmt For For For
30 Elect YUAN Chun Mgmt For For For
31 Elect YU Fuping Mgmt For Against Against
32 Elect WU Lipeng Mgmt For Against Against
________________________________________________________________________________
Grasim Industries Ltd
Ticker Security ID: Meeting Date Meeting Status
GRASIM CINS Y2851U102 08/23/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kumar Mangalam Mgmt For Against Against
Birla
5 Elect Usha Sangwan Mgmt For For For
6 Continuation of Office Mgmt For For For
of Arun
Thiagarajan
7 Elect Cyril S. Shroff Mgmt For Against Against
8 Elect Thomas Martin Mgmt For For For
Connelly
9 Elect O.P. Rungta Mgmt For For For
10 Elect N. Mohanraj Mgmt For For For
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y2882P106 04/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2020 Restricted Share Mgmt For For For
and Share Option
Incentive
Scheme
4 Appraisal Measures Mgmt For For For
regarding the 2020
Restricted Share and
Share Option
Incentive
Scheme
5 Ratification of Board Mgmt For For For
Acts
6 Guarantee Provided by Mgmt For For For
the Company to
Holding
Subsidiaries
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y2882P106 04/15/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2020 Restricted Share Mgmt For For For
and Share Option
Incentive
Scheme
4 Appraisal Measures Mgmt For For For
regarding the 2020
Restricted Share and
Share Option
Incentive
Scheme
5 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y2882P106 06/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Supervisors' Report Mgmt For For For
8 Business Strategy for Mgmt For For For
2020
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Elect WEI Jian Jun Mgmt For For For
11 Elect WANG Feng Ying Mgmt For For For
12 Elect YANG Zhi Juan Mgmt For For For
13 Elect HE Ping Mgmt For For For
14 Elect YUE Ying Mgmt For For For
15 Elect LI Wan Jun Mgmt For For For
16 Elect NG Chi Kit Mgmt For For For
17 Elect ZONG Yi Xiang as Mgmt For For For
Supervisor
18 Elect LIU Qian as Mgmt For For For
Supervisor
19 Amendments to Mgmt For Against Against
Procedural Rules for
General
Meeting
20 Amendments to Mgmt For Against Against
Procedural Rules for
Board
Meetings
21 Amendments to Mgmt For Against Against
Procedural Rules for
Administration of
External
Guarantees
22 Amendments to Mgmt For Against Against
Procedural Rules for
Administration of
External
Investments
23 Authority to Mgmt For For For
Repurchase A and H
Shares
24 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y2882P106 06/12/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase A and H
Shares
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y2882P106 08/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Deposits and Related Mgmt For For For
Party
Transaction
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y2882P106 10/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Restricted Share Mgmt For For For
and Share Option
Incentive Scheme
(Draft) and Its
Summary
3 Appraisal Measures for Mgmt For Against Against
Implementation of
2019 Restricted Share
and Share Option
Incentive
Scheme
4 Board Authorization to Mgmt For For For
Handle Matters
Regarding the 2019
Restricted Share and
Share Option
Incentive
Scheme
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y2882P106 10/25/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Restricted Share Mgmt For For For
and Share Option
Incentive Scheme
(Draft) and Its
Summary
3 Appraisal Measures for Mgmt For Against Against
Implementation of
2019 Restricted Share
and Share Option
Incentive
Scheme
4 Board Authorization to Mgmt For For For
Handle Matters
Regarding the 2019
Restricted Share and
Share Option
Incentive
Scheme
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gree Electric Appliances, Inc. of Zhuhai
Ticker Security ID: Meeting Date Meeting Status
000651 CINS Y2882R102 03/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application For Mgmt For For For
Registration And
Issuance Of Debt
Financing
Instruments
________________________________________________________________________________
Gree Electric Appliances, Inc. of Zhuhai
Ticker Security ID: Meeting Date Meeting Status
000651 CINS Y2882R102 06/01/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Financial Mgmt For For For
Report
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny12.000000
00 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 2020 Appointment Of Mgmt For For For
Audit
Firm
7 2020 Special Report On Mgmt For For For
Foreign Exchange
Derivatives
Trading
8 Use Of Proprietary Mgmt For For For
Idle Funds For
Investment And
Financial
Management
9 Estimation Of Mgmt For For For
Continuing Connected
Transactions
10 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Gree Electric Appliances, Inc. of Zhuhai
Ticker Security ID: Meeting Date Meeting Status
000651 CINS Y2882R102 11/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
________________________________________________________________________________
Greek Organisation Of Football Prognostics S.A.
Ticker Security ID: Meeting Date Meeting Status
OPAP CINS X3232T104 06/25/2020 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Auditor
Acts
3 Appointment of Auditor Mgmt For For For
4 Board Transactions Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 2019 Annual Bonus Plan Mgmt For For For
9 Long-Term Incentive Mgmt For For For
Scheme
2017-2019
10 Long-Term Incentive Mgmt For For For
Scheme
2020-2022
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Greek Organisation Of Football Prognostics S.A.
Ticker Security ID: Meeting Date Meeting Status
OPAP CINS X3232T104 12/13/2019 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article Mgmt For For For
2 (Corporate
Purpose)
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Nikolaos Iatrou Mgmt For For For
as Independent
Director
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Greenland Holdings Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600606 CINS Y2883S109 03/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of the Mgmt For For For
Issuing Targets and
Subscription
Method
2 Adjustment of the Mgmt For For For
Issue Price and
Pricing
Principles
3 Adjustment of the Mgmt For For For
Lockup
Period
4 Preplan For Non-Public Mgmt For For For
A-Share Offering (4Th
Revision)
5 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
A-share Offering (4th
Revision)
6 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2019
To
2021
7 Diluted Immediate Mgmt For For For
Return After the
Non-public A-share
Offering and Filling
Measures (4th
Revision)
8 Extension of the Valid Mgmt For For For
Period of the
Resolution on the
Non-public A-share
Offering
9 Extension of the Valid Mgmt For For For
Period of the Full
Authorization to the
Board to Handle
Matters Regarding the
Non-public A-share
Offering
________________________________________________________________________________
Greenland Holdings Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600606 CINS Y2883S109 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report of Mgmt For For For
the Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2020 Appointment of Mgmt For For For
Auditor
7 2020 Total Investment Mgmt For For For
Amount For Land
Reserve Of Real
Estate
Project
8 2020 Guarantee Quota Mgmt For Against Against
9 Elect LIU Yanping Mgmt For For For
10 Elect CHEN Hua Mgmt For Against Against
________________________________________________________________________________
Greenland Holdings Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600606 CINS Y2883S109 12/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Greentown Service Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2869 CINS G41012108 06/19/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Hairong Mgmt For For For
6 Elect YANG Zhangfa Mgmt For For For
7 Elect SHOU Bainian Mgmt For For For
8 Elect WANG Guangjian Mgmt For For For
9 Elect LI Feng Mgmt For For For
10 Elect WU Aiping Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
GRG Banking Equipment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002152 CINS Y2889S103 01/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of The Purpose Mgmt For For For
Of Some Raised Funds
For Construction Of A
Center
________________________________________________________________________________
GRG Banking Equipment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002152 CINS Y2889S103 04/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Account Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Provision For Assets Mgmt For For For
Impairment
9 Authority to Give Mgmt For For For
Guarantees
10 Elect ZHANG Xiaoli as Mgmt For Against Against
Supervisor
________________________________________________________________________________
GRG Banking Equipment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002152 CINS Y2889S103 05/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Business Mgmt For For For
Scope
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Growthpoint Properties Limited
Ticker Security ID: Meeting Date Meeting Status
GRT CINS S3373C239 11/12/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect Frank Berkeley Mgmt For For For
3 Elect John van Wyk Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Re-Elect Lynette A. Mgmt For For For
Finlay
6 Re-Elect Patrick Mgmt For For For
Mngconkola
7 Re-Elect Nompumelelo Mgmt For For For
(Mpume) B.P.
Nkabinde
8 Election of Audit Mgmt For For For
Committee Member
(Frank
Berkeley)
9 Election of Audit Mgmt For For For
Committee Member
(Lynette A.
Finlay)
10 Election of Audit Mgmt For For For
Committee Member
(Nonzukiso
Siyotula)
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Appointment of Auditor Mgmt For For For
13 Approve Remuneration Mgmt For For For
Policy
14 Remuneration Mgmt For For For
Implementation
Report
15 General Authority to Mgmt For For For
Issue
Shares
16 Authority to Issue Mgmt For For For
Shares Pursuant to
Dividend Reinvestment
Alternatives
17 Authority to Issue Mgmt For For For
Shares for
Cash
18 Social, Ethics and Mgmt For For For
Transformation
Report
19 Directors' Fees Mgmt For For For
20 Financial Assistance Mgmt For For For
21 Authority to Mgmt For For For
Repurchase
Shares
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gruma S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GRUMA CINS P4948K121 04/24/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Mgmt For For For
Repurchase
Shares
4 Election of Directors; Mgmt For For For
Fees
5 Election of Chair of Mgmt For For For
the Audit and
Corporate Governance
Committees
6 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Gruma S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GRUMA CINS P4948K121 04/24/2020 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Cancel Mgmt For For For
Shares
2 Amendments to Articles Mgmt For For For
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupa Lotos SA
Ticker Security ID: Meeting Date Meeting Status
LTS CINS X32440103 06/30/2020 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Election of Presiding Mgmt For For For
Chair
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Agenda Mgmt For For For
5 Presentation of Mgmt For For For
Financial
Statements
6 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Supervisory Board
Report
9 Presentation of Mgmt For For For
Management Board
Report
(Expenses)
10 Financial Statements Mgmt For For For
11 Financial Statements Mgmt For For For
(Consolidated)
12 Management Board Report Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Mgmt For For For
Management Board
Acts
15 Ratification of Mgmt For For For
Supervisory Board
Acts
16 Remuneration Policy Mgmt For For For
17 Participation in Share Mgmt For For For
Capital of Groupa
Azoty Polyolefins
S.A.
18 Board Size Mgmt For For For
19 Changes to the Mgmt For Against Against
Supervisory Board
Composition
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Grupo Aeroportuario del Sureste S.A.B. de CV
Ticker Security ID: Meeting Date Meeting Status
ASUR CINS P4950Y100 04/23/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the CEO and Mgmt For For For
Auditor
2 Report of the Board of Mgmt For For For
Directors Regarding
Accounting
Standards
3 Report of the Board's Mgmt For For For
Activities and
Operations
4 Financial Statements Mgmt For For For
5 Report of the Audit Mgmt For For For
Committee
6 Report on Tax Mgmt For For For
Compliance
7 Authority to Increase Mgmt For For For
Legal
Reserve
8 Allocation of Dividends Mgmt For For For
9 Authority to Mgmt For For For
Repurchase
Shares
10 Ratification of Board Mgmt For For For
Acts; Election of
Directors; Elect
Audit Committee's
Chair; Elect
Committees' Members;
Fees
11 Elect Ricardo Guajardo Mgmt For For For
Touche as Audit
Committee
Chair
12 Election of Nomination Mgmt For For For
and Remuneration
Committee Members;
Fees
13 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Argos S.A.
Ticker Security ID: Meeting Date Meeting Status
GRUPOARGOS CINS P0275K122 03/26/2020 Voted
Meeting Type Country of Trade
Ordinary Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Quorum Mgmt For For For
3 Agenda Mgmt For For For
4 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
5 Presentation of the Mgmt For For For
Report of the Board
and
CEO
6 Presentation of Mgmt For For For
Financial
Statements
7 Presentation of Mgmt For For For
Auditor's
Report
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Authority to Mgmt For For For
Repurchase
Shares
11 Election of Directors; Mgmt For Against Against
Fees
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Grupo Bimbo S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
BIMBO CINS P4949B104 04/29/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Report on Tax Mgmt For For For
Compliance
3 Allocation of Profits Mgmt For For For
4 Allocation of Dividends Mgmt For For For
5 Election of Directors; Mgmt For For For
Fees
6 Election of Audit and Mgmt For For For
Corporate Governance
Committee;
Fees
7 Authority to Mgmt For Against Against
Repurchase Shares;
Report on the
Company's Repurchase
Programme
8 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Carso SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GCARSO CINS P46118108 04/30/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For Against Against
and CEO's
Acts.
4 Election of Directors; Mgmt For Against Against
Election of Committee
Members and Chair;
Fees
5 Authority to Mgmt For Against Against
Repurchase Shares;
Report on Share
Repurchase
Plan
6 Election of Meeting Mgmt For For For
Delegates
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo Carso SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GCARSO CINS P46118108 04/30/2020 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Election of Meeting Mgmt For For For
Delegates
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo de Inversiones Suramericana S.A.
Ticker Security ID: Meeting Date Meeting Status
GRUPOSURA CINS P4950L132 03/27/2020 Voted
Meeting Type Country of Trade
Ordinary Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Quorum Mgmt For For For
3 Agenda Mgmt For For For
4 Appointment of Mgmt For For For
Delegates in Charge
of Meeting
Minutes
5 Presentation of Report Mgmt For For For
of the Board and the
CEO
6 Presentation of Mgmt For For For
Financial
Statements
7 Presentation of Mgmt For For For
Auditor's
Report
8 Approval of the Report Mgmt For For For
of the Board and the
CEO
9 Accounts and Reports Mgmt For For For
10 Authority to Mgmt For For For
Repurchase
Shares
11 Allocation of Mgmt For For For
Profits/Dividends
12 Amendments to Articles Mgmt For For For
13 Election of Directors Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Directors' Fees Mgmt For Against Against
16 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Grupo Financiero Banorte, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFNORTE CINS P49501201 03/30/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Financiero Banorte, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFNORTE CINS P49501201 04/24/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CEO's Report and Mgmt For For For
Financial
Statements
2 Report of the Board on Mgmt For For For
Accounting
Policies
3 Report of the Board on Mgmt For For For
Operations and
Activities
4 Report on Audit and Mgmt For For For
Corporate Governance
Committee's
Operations and
Activities
5 Ratification of Board, Mgmt For For For
CEO and Audit and
Corporate
Governance Committee's
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Report on Tax Mgmt For For For
Compliance
8 Elect Carlos Hank Mgmt For For For
Gonzalez
9 Elect Juan Antonio Mgmt For For For
Gonzalez
Moreno
10 Elect David Villarreal Mgmt For For For
Montemayor
11 Elect Jose Marcos Mgmt For For For
Ramirez
Miguel
12 Elect Carlos de la Mgmt For For For
Isla
Corry
13 Elect Everardo Mgmt For For For
Elizondo
Almaguer
14 Elect Carmen Patricia Mgmt For For For
Armendariz
Guerra
15 Elect Hector Mgmt For For For
Reyes-Retana y
Dahl
16 Elect Alfredo Elias Mgmt For For For
Ayub
17 Elect Adrian G. Sada Mgmt For For For
Cueva
18 Elect David Penaloza Mgmt For For For
Alanis
19 Elect Jose Antonio Mgmt For For For
Chedraui
Eguia
20 Elect Adrian G. Sada Mgmt For For For
Cueva
21 Elect Thomas Stanley Mgmt For For For
Heather
Rodriguez
22 Elect Graciela Mgmt For For For
Gonzalez Moreno
(Alternate)
23 Elect Juan Antonio Mgmt For For For
Gonzalez Marcos
(Alternate)
24 Elect Alberto Halabe Mgmt For For For
Hamui
(Alternate)
25 Elect Gerardo Salazar Mgmt For For For
Viezca
(Alternate)
26 Elect Alberto Mgmt For For For
Perez-Jacome
Friscione
(Alternate)
27 Elect Diego Martinez Mgmt For For For
Rueda-Chapital
(Alternate)
28 Elect Roberto Kelleher Mgmt For For For
Vales
(Alternate)
29 Elect Clemente Ismael Mgmt For For For
Reyes Retana Valdes
(Alternate)
30 Elect Isaac Becker Mgmt For For For
Kabacnik
(Alternate)
31 Elect Jose Maria Garza Mgmt For For For
Trevino
(Alternate)
32 Elect Carlos Cesarman Mgmt For For For
Kolteniuk
(Alternate)
33 Elect Humberto Tafolla Mgmt For For For
Nunez
(Alternate)
34 Elect Guadalupe Mgmt For For For
Phillips Margain
(Alternate)
35 Elect Ricardo Mgmt For For For
Maldonado Yanez
(Alternate)
36 Election of Board Mgmt For For For
Secretary
37 Authority to Exempt Mgmt For For For
Directors from
Providing
Own
Indemnification
38 Directors' Fees Mgmt For For For
39 Elect Hector Mgmt For For For
Reyes-Retana y
Dahl
40 Report on the Mgmt For For For
Company's Repurchase
Program
41 Authority to Mgmt For For For
Repurchase
Shares
42 Consolidation of Mgmt For For For
Articles
43 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Financiero Galicia SA
Ticker Security ID: Meeting Date Meeting Status
GGAL CUSIP 399909100 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
2 Authority to Cast Mgmt For For For
Votes and Attend
General Meeting of
Subsidiary
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
6 Ratification of Mgmt For For For
Supervisory Council
Fees
7 Directors' Fees Mgmt For For For
8 Authority to Advance Mgmt For For For
Directors'
Fees
9 Election of Mgmt For For For
Supervisory
Council
10 Board Size; Election Mgmt For For For
of
Directors
11 Ratification of Mgmt For For For
Auditor's
Fees
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Grupo Financiero Inbursa, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFINBUR CINS P4950U165 04/29/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the CEO Mgmt For For For
2 Report of the Board on Mgmt For For For
Accounting
Practices
3 Report of the Board's Mgmt For For For
Activities and
Operations
4 Financial Statements Mgmt For For For
5 Report of the Board's Mgmt For For For
Committees
6 Allocation of Profits Mgmt For Against Against
7 Election of Directors Mgmt For Against Against
8 Directors' Fees Mgmt For Against Against
9 Election of Board Mgmt For Against Against
Committee
Members
10 Board Committee's Fees Mgmt For Against Against
11 Authority to Mgmt For Against Against
Repurchase Shares;
Report on Share
Repurchase
Program
12 Revocation and Mgmt For Against Against
Granting of
Powers
13 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Financiero Inbursa, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFINBUR CINS P4950U165 04/29/2020 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article 2 Mgmt For Against Against
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Financiero Inbursa, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFINBUR CINS P4950U165 08/09/2019 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Debt
Instruments
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Financiero Inbursa, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFINBUR CINS P4950U165 11/08/2019 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article Mgmt For Against Against
2
(Group)
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Financiero Inbursa, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GFINBUR CINS P4950U165 11/08/2019 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
2 Election of Audit and Mgmt For Against Against
Corporate Governance
Committees
Members
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Mexico SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GMEXICO CINS P49538112 04/30/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Presentation of Report Mgmt For For For
on Tax
Compliance
3 Allocation of Mgmt For Against Against
Profits/Dividends
4 Authority to Mgmt For Against Against
Repurchase Shares;
Report on
Share
Repurchase Program
5 Ratification of Board, Mgmt For Against Against
CEO and Board
Committees
Acts
6 Appointment of Auditor Mgmt For Against Against
7 Election of Directors; Mgmt For Against Against
Election of Board
Committee
Chairs
and Members
8 Directors' and Mgmt For Against Against
Committee Members'
Fees
9 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Televisa, SAB
Ticker Security ID: Meeting Date Meeting Status
TLEVISA CINS P4987V137 04/28/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Report on Tax Mgmt For For For
Compliance
4 Allocation of Mgmt For Against Against
Profits/Dividends
5 Authority to Mgmt For Against Against
Repurchase
Shares
6 Report on Share Mgmt For Against Against
Repurchase
Plan
7 Election of Directors Mgmt For Against Against
8 Election of Executive Mgmt For Against Against
Committee
Members
9 Election of Audit Mgmt For Against Against
Committee
Chair
10 Election of Governance Mgmt For Against Against
Committee
Chair
11 Directors' Fees; Mgmt For Against Against
Committee Members'
Fees
12 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
GS Engineering & Construction Corp.
Ticker Security ID: Meeting Date Meeting Status
006360 cins Y2901E108 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect HUH Chang Soo Mgmt For For For
4 Elect HUH Jin Soo Mgmt For For For
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
GS Holdings
Ticker Security ID: Meeting Date Meeting Status
078930 CINS Y2901P103 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Audit Mgmt For For For
Committee Member:
YANG Seung
Woo
4 Directors' Fees Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GS Retail Co.,Ltd
Ticker Security ID: Meeting Date Meeting Status
007070 CINS Y2915J101 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect LIM Choon Sung Mgmt For For For
3 Elect CHOI Hyo Sung Mgmt For For For
4 Elect SHIN Dong Yoon Mgmt For For For
5 Elect KIM Seok Hwan Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member: LIM
Choon
Sung
7 Election of Audit Mgmt For For For
Committee Member:
CHOI Hyo
Sung
8 Election of Audit Mgmt For For For
Committee Member:
SHIN Dong
Yoon
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
GT Capital Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
GTCAP CINS Y29045104 06/05/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Call To Order Mgmt For For For
2 Certification Of Mgmt For For For
Notice And
Quorum
3 Meeting Minutes Mgmt For For For
4 Annual Report Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Elect Arthur V. Ty Mgmt For For For
7 Elect Francisco C. Mgmt For For For
Sebastian
8 Elect Alfred V. Ty Mgmt For Against Against
9 Elect Carmelo Maria Mgmt For For For
Luza
Bautista
10 Elect David T. Go Mgmt For For For
11 Elect Regis V. Puno Mgmt For For For
12 Elect Alesandra T. Ty Mgmt For For For
13 Elect Jaime Miguel G. Mgmt For For For
Belmonte
14 Elect Wilfredo A. Paras Mgmt For For For
15 Elect Renato C. Mgmt For For For
Valencia
16 Elect Rene J. Mgmt For For For
Buenaventura
17 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
18 Amendments to Articles Mgmt For For For
of
Incorporation
19 Transaction of Other Mgmt For Abstain Against
Business
20 Right to Adjourn Mgmt For For For
Meeting
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangdong Haid Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002311 CINS Y29255109 05/11/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 External Mgmt For For For
Guarantees
2 Approval of Line of Mgmt For For For
Credit
3 2020 Launching Hedging Mgmt For For For
Business
4 Amendments To The Mgmt For Against Against
Special Storage And
Management System For
Raised
Funds
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2019 Work Report Of Mgmt For For For
The Board Of
Directors
7 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
8 2019 Annual Accounts Mgmt For For For
9 2019 Profit Mgmt For For For
Distribution
Plan
10 2020 Estimated Related Mgmt For For For
Party
Transactions
11 Authority to Mgmt For For For
Repurchase
Shares
12 Cash Management With Mgmt For For For
Some Idle Raised
Funds And Proprietary
Funds
________________________________________________________________________________
Guangdong Haid Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002311 CINS Y29255109 12/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
2 Purchase Of Wealth Mgmt For For For
Management Products
With Proprietary
Funds
3 2019 Appointment Of Mgmt For For For
Audit
Firm
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangdong HEC Technology Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600673 CINS Y13066108 01/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Assets Purchase By Mgmt For For For
Controlled
Subsidiaries
________________________________________________________________________________
Guangdong HEC Technology Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600673 CINS Y13066108 02/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Private Placement of
Corporate
Bonds
2 Private Placement Of Mgmt For For For
Corporate Bonds: Bond
Name
3 Private Placement Of Mgmt For For For
Corporate Bonds:
Issuing
Scale
4 Private Placement Of Mgmt For For For
Corporate Bonds: Par
Value
5 Private Placement Of Mgmt For For For
Corporate Bonds: Bond
Duration
6 Private Placement of Mgmt For For For
Corporate Bonds:
Interest Rate and Its
Determining
Method
7 Private Placement of Mgmt For For For
Corporate Bonds:
Method of Paying the
Principal and
Interest
8 Private Placement Of Mgmt For For For
Corporate Bonds:
Issuing
Method
9 Private Placement Of Mgmt For For For
Corporate Bonds:
Issuing
Targets
10 Private Placement Of Mgmt For For For
Corporate Bonds:
Purpose Of The Raised
Funds
11 Private Placement Of Mgmt For For For
Corporate Bonds:
Transfer Of The
Bond
12 Private Placement Of Mgmt For For For
Corporate Bonds:
Underwriting
Method
13 Private Placement Of Mgmt For For For
Corporate Bonds:
Valid Period Of The
Resolution
14 Private Placement Of Mgmt For For For
Corporate Bonds:
Repayment Guarantee
Measures
15 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Private Placement of
Corporate
Bonds
________________________________________________________________________________
Guangdong HEC Technology Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600673 CINS Y13066108 04/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Work Report Of Mgmt For For For
Independent
Directors
6 2019 Profit Mgmt For For For
Distribution Plan
7 2020 Estimated Related Mgmt For For For
Party
Transactions
8 Appointment of Auditor Mgmt For For For
9 Authority to Give Mgmt For Against Against
Guarantees
10 2020 Launching The Mgmt For For For
Bill Pool
Business
11 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
12 Elect QIN Jiwei Mgmt For For For
13 Elect FU Hailiang Mgmt For For For
________________________________________________________________________________
Guangdong Investment Limited
Ticker Security ID: Meeting Date Meeting Status
270 CINS Y2929L100 06/12/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HOU Walin Mgmt For For For
6 Elect LIN Tiejun Mgmt For For For
7 Elect TSANG Hon Nam Mgmt For For For
8 Elect ZHAO Chunxiao Mgmt For For For
9 Elect Daniel Richard Mgmt For For For
FUNG
10 Elect Moses CHENG Mo Mgmt For For For
Chi
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 02/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Investment Mgmt For For For
Framework And
Investment
Plan
2 2020 External Mgmt For Against Against
Guarantee
Plan
3 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
4 2020 Plan For Purchase Mgmt For For For
Of Wealth Management
Products With Idle
Proprietary
Funds
5 Write-Off Of Partial Mgmt For For For
Accounts Receivables
By
Subsidiaries
6 2020 Employee Stock Mgmt For Against Against
Ownership Plan
(Draft) And Its
Summary
7 Appraisal Management Mgmt For Against Against
Measures For
Implementation Of
2020 Employee Stock
Ownership
Plan
8 Authorization To The Mgmt For Against Against
Board To Handle
Matters Regarding The
2020 Employee Stock
Ownership
Plan
9 Elect SUN Bin Mgmt For For For
10 Elect TAN Xue Mgmt For For For
11 Amendments To The Mgmt For For For
Company S Articles Of
Association
12 By-Election Of Members Mgmt For For For
Of The Internal
Accountability
Committee
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
Independent
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 Termination of the Mgmt For For For
2018 Stock Option and
Restricted Stock
Incentive Plan and
Repurchase and
Cancellation of
Relevant Stock
Options and
Restricted
Stocks
8 Formulation Of The Mgmt For For For
Shareholder Return
Plan For The Next
Three Years From 2020
To
2022
9 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
10 Connected Transaction Mgmt For For For
Regarding a Banks
Credit Line to a
Company of Working
Capital Loans for
Support of the
Company's Subordinate
Companies Natural Gas
Import Business and
Daily
Operation
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 06/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of the Valid Mgmt For For For
Period of the
Resolution on Public
Issuance of
Convertible A-share
Corporate
Bonds
2 Extension of the Valid Mgmt For For For
Period of the Full
Authorization to the
Board to Handle
Matters Regarding the
Public Issuance of
Convertible A-share
Corporate
Bonds
3 Connected Transaction Mgmt For For For
Regarding a
Wholly-owned
Subsidiary's
Acquisition of
Special Capital Loans
from a Company for
the Construction of a
Project
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 07/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Issuance of
Convertible
Bonds
2 Types of Security to Mgmt For For For
be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Paying the
Principal and
Interest
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
10 Downward Adjustment of Mgmt For For For
Conversion
Price
11 Determination Method Mgmt For For For
for the Number of
Converted
Shares
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
15 Agreement for Mgmt For For For
Placement to Existing
A-Share
Holders
16 Issuing Targets and Mgmt For For For
Methods
17 Provisions Related to Mgmt For For For
Bondholders and
Bondholders
Meetings
18 Purpose of the Raised Mgmt For For For
Funds
19 Raised Funds Deposits Mgmt For For For
and
Management
20 Rating Agreement Mgmt For For For
21 Guarantee Mgmt For For For
22 The Valid Period of Mgmt For For For
the Issuance
Plan
23 Preplan for Public Mgmt For For For
Issuance of
Convertible Corporate
Bonds
24 Feasibility Analysis Mgmt For For For
Report on Use of
Raised Funds from
Public Issuance of
Convertible Corporate
Bonds
25 Risk Warning on Mgmt For For For
Diluted Immediate
Return, Filling
Measures and
Commitment of
Relevant
Parties
26 Formulation of Rules Mgmt For For For
Governing the
Meetings of
Bondholders
27 Authorization of Board Mgmt For For For
to Handle Matters
Regarding the Public
Issuance of
Convertible Corporate
Bonds
________________________________________________________________________________
Guanghui Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600256 CINS Y9724D100 08/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
3 Election of Directors Mgmt For For For
4 By-Election Of Members Mgmt For For For
Of The Internal
Accountability
Committee
________________________________________________________________________________
Guangshen Railway Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
0525 CINS Y2930P116 06/16/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2020 Financial Budget Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Independent Mgmt For For For
Non-Executive
Directors'
Fees
8 Amendments to Articles Mgmt For For For
9 Elect WU Yong Mgmt For For For
10 Elect Hu Lingling Mgmt For Against Against
11 Elect GUO Xiangdong Mgmt For For For
12 Elect GUO Jiming Mgmt For For For
13 Elect ZHANG Zhe Mgmt For For For
14 Elect WANG Bin Mgmt For For For
15 Elect Frederick Ma Mgmt For For For
Si-hang
16 Elect TANG Xiaofan Mgmt For For For
17 Elect QIU Zilong Mgmt For For For
18 Elect LIU Mengshu Mgmt For Against Against
19 Elect CHEN Shaohong Mgmt For Against Against
20 Elect XIANG Lihua Mgmt For Against Against
21 Elect MENG Yong Mgmt For Against Against
________________________________________________________________________________
Guangshen Railway Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
0525 CINS Y2930P116 12/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Comprehensive Services Mgmt For For For
Framework
Agreement
2 Termination of Office Mgmt For For For
of LI
Zhiming
3 Termination of Office Mgmt For For For
of YU
Zhiming
4 Termination of Office Mgmt For For For
of CHEN
Xiaomei
5 Termination of Office Mgmt For For For
of LUO
Qing
6 Elect MENG Yong Mgmt For Against Against
7 Elect GUO Jiming Mgmt For For For
8 Elect ZHANG Zhe Mgmt For For For
9 Elect GUO Xiangdong Mgmt For For For
________________________________________________________________________________
Guangzhou Automobile Group Company Ltd
Ticker Security ID: Meeting Date Meeting Status
2238 CINS Y2R318121 03/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect CHEN Xiaomu Mgmt For For For
________________________________________________________________________________
Guangzhou Automobile Group Company Ltd
Ticker Security ID: Meeting Date Meeting Status
2238 CINS Y2931M112 03/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Xiaomu Mgmt For For For
________________________________________________________________________________
Guangzhou Automobile Group Company Ltd
Ticker Security ID: Meeting Date Meeting Status
2238 CINS Y2931M112 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Mgmt For For For
Internal Auditor and
Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Debt
Instruments
10 Utilization of Proceeds Mgmt For For For
11 Amendment to Articles Mgmt For Against Against
12 Amendments to Rules of Mgmt For Against Against
Procedure
13 Elect ZHAO Fuquan Mgmt For For For
14 Elect XIAO Shenfang Mgmt For For For
15 Elect WONG Hakkun Mgmt For For For
16 Elect SONG Tiebo Mgmt For For For
________________________________________________________________________________
Guangzhou Automobile Group Company Ltd
Ticker Security ID: Meeting Date Meeting Status
2238 CINS Y2R318121 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Mgmt For For For
Internal Auditor and
Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For For For
Debt
Instruments
11 Utilization of Proceeds Mgmt For For For
12 Amendment to Articles Mgmt For Against Against
13 Amendments to Rules of Mgmt For Against Against
Procedure
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect ZHAO Fuquan Mgmt For For For
16 Elect XIAO Shenfang Mgmt For For For
17 Elect WONG Hakkun Mgmt For For For
18 Elect SONG Tiebo Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou Automobile Group Company Ltd
Ticker Security ID: Meeting Date Meeting Status
2238 CINS Y2R318121 08/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Appointment of Mgmt For For For
Internal
Auditor
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou Baiyun International Airport Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600004 CINS Y2930J102 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Annual Report Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Appointment Of 2020 Mgmt For For For
Financial Audit
Firm
8 2020 Appointment Of Mgmt For For For
Internal Control
Audit
Firm
9 Change of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company 's
Articles of
Association
10 Elect ZHONG Ming Mgmt For For For
11 Elect WANG Xiaoyong Mgmt For For For
12 Elect QIN Zhanggao Mgmt For For For
13 Elect XING Yiqiang Mgmt For For For
________________________________________________________________________________
Guangzhou Baiyun International Airport Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600004 CINS Y2930J102 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transactions Mgmt For For For
Regarding Assets
Swap
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P114 01/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Procedural Rules of
Board of
Directors
2 Change of Auditor Mgmt For For For
3 Change of Auditor for Mgmt For For For
internal
control
4 Amendments to Articles Mgmt For For For
5 Elect Yang Jun Mgmt For For For
6 Elect CHENG Jinyuan as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P114 06/29/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
of
Association
2 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder
Meetings
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P114 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
of
Association
3 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
4 Annual Report Mgmt For For For
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Financial Report Mgmt For For For
8 Accounts & Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Fees for Mr. Li Chuyuan Mgmt For For For
11 Fees for Ms. Cheng Ning Mgmt For For For
12 Fees for Mr. Yang Jun Mgmt For For For
13 Fees for Ms. Liu Juyan Mgmt For For For
14 Fees for Mr. Li Hong Mgmt For For For
15 Fees for Mr. Wu Mgmt For For For
Changhai
16 Fees for Mr. Zhang Mgmt For For For
Chunbo
17 Fees for Mr. Chu Mgmt For For For
Xiaoping
18 Fees for Mr. Jiang Mgmt For For For
Wenqi
19 Fees for Mr. Wong Hin Mgmt For For For
Wing
20 Fees for Ms. Wang Mgmt For For For
Weihong
21 Fees for Mr. Cai Ruiyu Mgmt For For For
22 Fees for Ms. Gao Yanzhu Mgmt For For For
23 Fees for Mr. Cheng Mgmt For For For
Jinyuan
24 Authority to Give Mgmt For Against Against
Guarantees
25 Approval of Banking Mgmt For For For
Credit
Lines
26 Approval of Provision Mgmt For Against Against
of Related Entrusted
Loans
27 Authority to Give Mgmt For Against Against
Guarantee for
Guangzhou
Pharmaceutical
Corporation
28 Use of Idle Funds Mgmt For For For
29 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder
Meetings
30 Employee Mgmt For For For
Representative
Supervisor Fee for
Cai
Ruiyu
31 Elect LI Chuyuan Mgmt For For For
32 Elect YANG Jun Mgmt For For For
33 Elect CHENG Ning Mgmt For For For
34 Elect LIU Juyan Mgmt For For For
35 Elect LI Hong Mgmt For For For
36 Elect WU Changhai Mgmt For For For
37 Elect ZHANG Chunbo Mgmt For For For
38 Elect WONG Hin Wing Mgmt For For For
39 Elect WANG Weihong Mgmt For For For
40 Elect Chen Yajin Mgmt For For For
41 Elect HUANG Min Mgmt For For For
42 Elect GAO Yanzhu Mgmt For Against Against
43 Elect CHENG Jinyuan Mgmt For Against Against
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P114 11/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Asset-backed Mgmt For For For
Securitization of
Accounts Receivable
by Guangzhou
Pharmaceuticals
Corporation
2 Application of Mgmt For For For
Additional General
Banking Facilities by
Guangzhou
Pharmaceuticals
Corporation
3 Supervisor's Fees for Mgmt For For For
CAI
Ruiyu
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou Haige Communications Group
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 05/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny1.2000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 2020 Reappointment Of Mgmt For For For
Audit
Firm
7 Investment in Mgmt For For For
Short-term Low-risk
Wealth Management
Products with Idle
Proprietary
Funds
8 Termination of Some Mgmt For For For
Projects Financed
with Surplus Raised
Funds and Permanently
Supplementing the
Working
Capital
9 Targeted Transfer Of Mgmt For For For
2019 Compensation
Shares From Original
Shareholders Of A
Company And
Conducting
Cancellation And
Capital
Decrease
10 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Guangzhou Haige Communications Group
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 09/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Ultra Short-term
Financing
Bills
2 Authority to Issue Mgmt For For For
Mid-term
Notes
3 Elect YANG Haizhou Mgmt For For For
4 Elect YU Qingsong Mgmt For For For
5 Elect YANG Wenfeng Mgmt For For For
6 Elect DENG Jiaqing Mgmt For For For
7 Elect XIAO Xunyong Mgmt For For For
8 Elect YANG Haiming Mgmt For For For
9 Elect LI Xinchun Mgmt For For For
10 Elect LI Yingzhao Mgmt For For For
11 Elect HU Pengxiang Mgmt For For For
12 Elect TIAN Yunyi Mgmt For Against Against
13 Elect ZHU Gang Mgmt For Against Against
________________________________________________________________________________
Guangzhou Haige Communications Group
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 12/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Tiegang Mgmt For For For
2 Elect LIU Yan Mgmt For For For
3 Change of Business Mgmt For For For
Scope and Amendments
to
Articles
________________________________________________________________________________
Guangzhou Kingmed Diagnostics Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603882 CINS Y2935F105 02/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Linglai as Mgmt For For For
Director
________________________________________________________________________________
Guangzhou Kingmed Diagnostics Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603882 CINS Y2935F105 05/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For Against Against
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuing Method and Date Mgmt For Against Against
4 Issuing Targets and Mgmt For Against Against
Subscription
Method
5 Issue Price and Mgmt For Against Against
Pricing
Principles
6 Issuing Volume and Mgmt For Against Against
Amount of the Raised
Funds
7 Lockup Period Mgmt For Against Against
8 Listing Place Mgmt For Against Against
9 Arrangement for the Mgmt For Against Against
Accumulated Retained
Profits
10 Purpose of the Raised Mgmt For Against Against
Funds
11 The Valid Period of Mgmt For Against Against
the
Resolution
12 Preplan For 2020 Mgmt For Against Against
Non-Public A-Share
Offering
13 Feasibility Analysis Mgmt For Against Against
on the Use of Funds
to Be
Raised
from the Non-public
A-share
Offering
14 Compliance with Mgmt For For For
Relevant Requirements
of the Introduction
of Strategic
Investors and
Agreement to the
Introduction
15 Strategic Cooperation Mgmt For For For
with Strategic
Investors and
Strategic Agreement
to be
Signed
16 Conditional Share Mgmt For Against Against
Subscription
Agreement to be
Signed
17 Related Party Mgmt For For For
Transactions Involved
in the
Transaction
18 Diluted Immediate Mgmt For Against Against
Return After
the
Non-public A-share
Offering, Filling
Measures and Relevant
Commitments
19 Report on the Use of Mgmt For For For
Previously Raised
Funds
20 Formulation of the Mgmt For For For
Shareholder Return
Plan for the
Next
Three Years from 2020
to
2022
21 Full Authorization to Mgmt For Against Against
the Board or Its
Authorized Persons to
Handle Matters
Regarding the
Non-public Share
Offering
22 Exemption of LIANG Mgmt For Against Against
Yaoming from the
Tender Offer
Obligation
________________________________________________________________________________
Guangzhou Kingmed Diagnostics Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603882 CINS Y2935F105 06/05/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny1.3600000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2020 Reappointment Of Mgmt For For For
Audit
Firm
7 Confirmation of 2019 Mgmt For For For
Remuneration for
Directors and Senior
Management, and the
2020 Remuneration
Plan
8 Confirmation of 2019 Mgmt For For For
Remuneration for
Supervisors, and the
2020 Remuneration
Plan
________________________________________________________________________________
Guangzhou R&F Properties Company
Ticker Security ID: Meeting Date Meeting Status
2777 CINS Y2933F115 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Director's Report Mgmt For For For
4 Supervisor's Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Declare Mgmt For For For
Interim
Dividends
9 Elect LI Helen Mgmt For For For
10 Elect ZHENG Ercheng Mgmt For For For
11 Elect WONG Chun Bong Mgmt For For For
12 Elect ZHAO Xianglin as Mgmt For For For
Supervisor
13 Appointment of Mgmt For For For
Domestic
Auditor
14 Application for Mgmt For For For
Composite Credit
Facilities
15 Authority to Extend Mgmt For Against Against
Guarantees
16 Approve 2019 Guarantees Mgmt For For For
17 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
18 Class of shares Mgmt For For For
19 Place of listing Mgmt For For For
20 Issuer Mgmt For For For
21 No. of shares to be Mgmt For For For
issued
22 Nominal value of the Mgmt For For For
shares to be
issued
23 Target subscriber Mgmt For For For
24 Issue price Mgmt For For For
25 Method of issue Mgmt For For For
26 Underwriting method Mgmt For For For
27 Use of proceeds Mgmt For For For
28 Plan on the allocation Mgmt For For For
of accumulated
profits prior to the
issue
29 Effective period of Mgmt For For For
the
resolution
30 Extension of Validity Mgmt For For For
Period for
Authorisation of
Application for A
Share Offer and
Related
Matters
31 Authority to Issue Mgmt For For For
Debt
Instruments
32 Board Authorization to Mgmt For For For
Issue Debt
Instruments
33 Amendments to Articles Mgmt For For For
34 Elect ZHANG Hui Mgmt For For For
________________________________________________________________________________
Guangzhou R&F Properties Company
Ticker Security ID: Meeting Date Meeting Status
2777 CINS Y2933F115 05/29/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Class of shares Mgmt For For For
3 Place of listing Mgmt For For For
4 Issuer Mgmt For For For
5 No. of shares to be Mgmt For For For
issued
6 Nominal value of the Mgmt For For For
shares to be
issued
7 Target subscriber Mgmt For For For
8 Issue price Mgmt For For For
9 Method of issue Mgmt For For For
10 Underwriting method Mgmt For For For
11 Use of proceeds Mgmt For For For
12 Plan on the allocation Mgmt For For For
of accumulated
profits prior to the
issue
13 Effective period of Mgmt For For For
the
resolution
14 Extension of Validity Mgmt For For For
Period for
Authorisation of
Application for A
Share Offer and
Related
Matters
15 Amendments to Article Mgmt For For For
102
________________________________________________________________________________
Guizhou Bailing Group Pharma Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002424 CINS Y2945M108 02/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Estimated Continuing Mgmt For For For
Connected
Transactions
Regarding An
Exclusive Agency
Agreement Between A
Wholly-owned
Subsidiary And A
Company
________________________________________________________________________________
Guizhou Bailing Group Pharma Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002424 CINS Y2945M108 02/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Guizhou Bailing Group Pharma Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002424 CINS Y2945M108 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 Reappointment Of Audit Mgmt For For For
Firm
5 2019 Annual Accounts Mgmt For For For
6 2020 Financial Budget Mgmt For For For
Report
7 2019 Profit Mgmt For For For
Distribution
Plan
8 Elect JIANG Wei Mgmt For For For
9 Elect JIANG Yong Mgmt For For For
10 Elect NIU Min Mgmt For For For
11 Elect CHEN Pei Mgmt For For For
12 Elect KUANG Xunhua Mgmt For For For
13 Elect ZHONG Guoyue Mgmt For For For
14 Elect HU Jian Mgmt For For For
15 Elect LIU Shengqiang Mgmt For For For
16 Elect WANG Yu Mgmt For For For
17 Elect XIA Wen Mgmt For Against Against
18 Elect SUN Xuchen Mgmt For Against Against
19 Elect LONG Dong Mgmt For Against Against
________________________________________________________________________________
Gulf Energy Development Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
GULF CINS Y2957T124 04/08/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Results of Operations Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Sommai Phasee Mgmt For For For
6 Elect Sarath Ratanavadi Mgmt For For For
7 Elect Porntipa Mgmt For For For
Chinvetkitvanit
8 Elect Yupapin Wangviwat Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendments to Par Value Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 03/19/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public A-share
Offering
2 Issuing Method and Date Mgmt For For For
3 Issue Price and Mgmt For For For
Pricing
Principles
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Lockup Period Mgmt For For For
6 Preplan For Non-Public Mgmt For For For
A-Share Offering
(Revised)
7 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
A-share Offering
(revised)
8 Connected Transaction Mgmt For For For
Regarding Conditional
Supplementary
Agreement to the
Non-public Offering
Share Subscription
Agreement to Be
Signed with Specific
Parties
9 Diluted Immediate Mgmt For For For
Return After the
Non-public A-share
Offering and Filling
Measures
(revised)
10 Authorization to the Mgmt For For For
Board to Handle
Matters in Relation
to the Non-public
A-share
Offering
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 04/10/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Accounts Mgmt For For For
2 2019 Profit Mgmt For For For
Distribution
Plan
3 2019 Work Report Of Mgmt For For For
The Board Of
Directors
4 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 Related Party Mgmt For For For
Transactions
7 Related Party Mgmt For For For
Transactions
8 Related Party Mgmt For For For
Transactions
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Determination Of 2020 Mgmt For For For
Proprietary
Investment
Amount
13 Authority to Give Mgmt For For For
Guarantees
14 Amendments to Related Mgmt For Against Against
Party Transaction
Management
System
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 05/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 06/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Proposal to Elect the Mgmt For For For
Directors of the
Company: DENG
Ge
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 12/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of the Mgmt For For For
Validity Period for
Share
Issuance
2 Extension of the Mgmt For For For
Validity Period for
Share Issuance
Authorization
3 Amendments to Articles Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Guotai Junan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601211 CINS Y2R614115 06/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report of Mgmt For For For
the Board of
Directors
3 2019 Work Report of Mgmt For For For
the Supervisory
Committee
4 2019 Profit Mgmt For For For
Distribution
Plan
5 Appointment of Auditor Mgmt For For For
6 2019 Annual Report and Mgmt For For For
Its
Summary
7 2020 Estimated Related Mgmt For For For
Party
Transactions
8 2020 Estimated Related Mgmt For For For
Party
Transactions
9 2020 Estimated Related Mgmt For For For
Party
Transactions
10 2020 Estimated Related Mgmt For For For
Party
Transactions
11 General Authorization Mgmt For Against Against
for Debt Financing
and External
Guarantee
12 Elect LIU Xinyi as Mgmt For For For
Director
13 Elect LI Zhongning as Mgmt For Against Against
Supervisor
14 Adjustment of the Mgmt For For For
Valid Period of the
Resolution on General
Authorization for the
Issuance of Domestic
and Overseas Debt
Financing
Instruments
15 Adjustment of the Mgmt For For For
Valid Period of the
Resolution on General
Authorization for the
Issuance of
ABS
16 General Authorization Mgmt For For For
to the Board
Regarding Additional
A-Share and H-Share
Offering
17 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Guotai Junan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601211 CINS Y2R614107 06/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Profit Mgmt For For For
Distribution
Plan
4 Appointment of Auditor Mgmt For For For
5 2019 Annual Report and Mgmt For For For
Its
Summary
6 2020 Estimated Related Mgmt For For For
Party
Transactions
7 2020 Estimated Related Mgmt For For For
Party
Transactions
8 2020 Estimated Related Mgmt For For For
Party
Transactions
9 2020 Estimated Related Mgmt For For For
Party
Transactions
10 General Authorization Mgmt For Against Against
For Debt Financing
And External
Guarantee
11 Elect LIU Xinyi as Mgmt For For For
Director
12 Elect LI Zhongning as Mgmt For Against Against
Supervisor
13 Adjustment of the Mgmt For For For
Valid Period of the
Resolution on General
Authorization for the
Issuance of Domestic
and Overseas Debt
Financing
Instruments
14 Adjustment of the Mgmt For For For
Valid Period of the
Resolution on General
Authorization for the
Issuance of
ABS
15 General Authorization Mgmt For For For
to the Board
Regarding Additional
A-Share and H-Share
Offering
16 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Guotai Junan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601211 CINS Y2R614115 11/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect HE Qing Mgmt For For For
3 Elect AN Hongjun Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guotai Junan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601211 CINS Y2R614107 11/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HE Qing Mgmt For For For
2 Elect AN Hongjun Mgmt For For For
________________________________________________________________________________
Guoxuan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F110 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Application For Mgmt For For For
Comprehensive Credit
Line
8 2020 Estimated Mgmt For Against Against
Guarantee
Quota
9 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
10 Provision For Assets Mgmt For For For
Impairment
11 Change of the Companys Mgmt For For For
English Name and
Abbreviation
12 Amendments to the Mgmt For For For
Company's Articles of
Association
13 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Shareholders General
Meetings
14 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
15 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
16 Amendments to the Mgmt For For For
Raised Funds
Management
Measures
________________________________________________________________________________
Guoxuan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F110 06/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Companys Mgmt For Against Against
Eligibility for
Non-public A-share
Offering
2 Introducing Strategic Mgmt For Against Against
Investors
3 Type and Par Value of Mgmt For Against Against
Non-public
Offering
4 Issuing Method and Time Mgmt For Against Against
5 Issuing Volume Mgmt For Against Against
6 Issuing Targets and Mgmt For Against Against
Subscription
Methods
7 Pricing Method and Mgmt For Against Against
Issue
Price
8 Lock-up Period Mgmt For Against Against
9 Listing Place Mgmt For Against Against
10 Distribution for Mgmt For Against Against
Accumulated Retained
Profits Before the
Issuance
11 Total Amount and Mgmt For Against Against
Purpose of the Raised
Funds
12 The Valid Period of Mgmt For Abstain Against
This Issuance
Resolution
13 Preplan For 2020 Mgmt For Against Against
Non-Public A-Share
Offering
14 Connected Transactions Mgmt For Against Against
Regarding The
Non-Public A-Share
Offering
15 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from 2020 Non-public
A-share
Offering
16 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
17 Diluted Immediate Mgmt For Against Against
Return After the
Non-public A-share
Offering and Filling
Measures
18 Commitments Of Mgmt For Against Against
Controlling
Shareholders, De
Facto Controllers,
All Directors, And
Senior Managers On
Filling Measures For
Diluted Immediate
Return
19 Approval of Signing Mgmt For Against Against
the Conditional
Agreements on Shares
Subscription and
Strategic Cooperation
with Issuing
Targets
20 Shareholder Return Mgmt For For For
Plan of the Company
for the Next Three
Years from 2020 to
2022
21 Full Authorization to Mgmt For Against Against
the Board of
Directors to Handle
Matters Regarding the
Non-public
Offering
22 Change of the Mgmt For For For
Registered Address
and Amendments to the
Articles of
Association
________________________________________________________________________________
Guoxuan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F110 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Zhen Mgmt For For For
2 Elect WANG Qiang Mgmt For For For
3 Elect Steven CAI Mgmt For For For
4 Elect Lei GUANG Mgmt For For For
5 Elect ZHANG Hongli Mgmt For For For
6 Elect RAO Yuanyuan Mgmt For For For
7 Elect SHENG Yang Mgmt For For For
8 Elect QIAO Yun Mgmt For For For
9 Elect WANG Zhitai Mgmt For For For
10 Elect WANG Qisui Mgmt For Against Against
11 Elect LI Yan Mgmt For Against Against
12 Extension of the Valid Mgmt For For For
Period of the
Resolution on Public
Issuance of
Convertible Corporate
Bonds
13 Extension of the Valid Mgmt For For For
Period of the Full
Authorization to the
Board to Handle
Matters Regarding the
Convertible Corporate
Bonds
Issuance
14 Authority to Give Mgmt For For For
Guarantees
15 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Guoyuan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000728 CINS Y0771H102 01/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YU Shixin Mgmt For For For
2 Elect XU Bin Mgmt For For For
3 Elect CHEN Xin Mgmt For For For
4 Elect XU Zhi Mgmt For For For
5 Elect WEI Xiang Mgmt For For For
6 Elect ZHOU Hong Mgmt For For For
7 Elect ZHU Yicun Mgmt For For For
8 Elect ZUO Jiang Mgmt For For For
9 Elect ZHOU Shihong Mgmt For For For
10 Elect WEI Jiuchang Mgmt For For For
11 Elect XU Zhihan Mgmt For For For
12 Elect ZHANG Benzhao Mgmt For For For
13 Elect ZHOU Zejiang Mgmt For For For
14 Elect JIANG Ximin Mgmt For Against Against
15 Elect WU Fusheng Mgmt For Against Against
16 Elect XU Mingyu Mgmt For Against Against
________________________________________________________________________________
Guoyuan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000728 CINS Y0771H102 04/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Accounts Mgmt For For For
2 2019 Profit Mgmt For For For
Distribution
Plan
3 2019 Work Report Of Mgmt For For For
The Board Of
Directors
4 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 Special Statement On Mgmt For For For
2019 Remuneration And
Appraisal For
Directors
7 Special Statement On Mgmt For For For
2019 Remuneration And
Appraisal For
Supervisors
8 Special Statement On Mgmt For For For
2019 Remuneration And
Appraisal For Senior
Management
9 Amendments to the Mgmt For For For
Company's Articles of
Association
10 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
11 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
12 2020 Appointment Of Mgmt For For For
Audit
Firm
13 Report On The Use Of Mgmt For For For
Previously Raised
Funds
14 Estimated Connected Mgmt For For For
Transactions with a
Company and Its
Controlled
Enterprises
15 Estimated Connected Mgmt For For For
Transactions with a
2ND Company and Its
Controlled
Enterprises
16 Estimated Connected Mgmt For For For
Transactions with a
3RD
Company
17 Estimated Connected Mgmt For For For
Transactions with a
4TH
Company
18 Estimated Connected Mgmt For For For
Transactions with
Other Related
Persons
________________________________________________________________________________
Guoyuan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000728 CINS Y0771H102 10/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Interim Profit Mgmt For For For
Distribution
Plan
2 Eligibility For Rights Mgmt For For For
Issue
3 Stock Type and Par Mgmt For For For
Value
4 Issuing Method Mgmt For For For
5 Basis, Ratio and Mgmt For For For
Volume of the Rights
Issue
6 Pricing Principles and Mgmt For For For
Price of the Rights
Issue
7 Issuing Targets Mgmt For For For
8 Distribution Plan for Mgmt For For For
Accumulated Retained
Profits before the
Rights
Issue
9 Issuing Date Mgmt For For For
10 Underwriting Method Mgmt For For For
11 Purpose of the Funds Mgmt For For For
Raised from Rights
Issue
12 The Valid Period of Mgmt For For For
the Resolution on the
Rights
Issue
13 Listing Place Mgmt For For For
14 Preplan For 2019 Mgmt For For For
Public Issuance Of
Securities Via Rights
Issuance
15 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to be Raised
from the 2019 Public
Issuance of
Securities via Rights
Issuance
16 Report On The Use Of Mgmt For For For
Previously Raised
Funds
17 Risk Warning on Mgmt For For For
Diluted Immediate
Return after the
Rights Issue to
Original Shareholders
and Filling Measures
and Commitments of
Relevant
Parties
18 Full Authorization To Mgmt For For For
The Board To Handle
Matters Regarding The
Rights
Issue
19 Issuing Principal, Mgmt For For For
Scale and
Method
20 Type of Debt Financing Mgmt For For For
Instruments
21 Duration of Debt Mgmt For For For
Financing
Instruments
22 Interest Rate of the Mgmt For For For
Debt Financing
Instrument
23 Guarantee and Other Mgmt For For For
Arrangement
24 Purpose of the Raised Mgmt For For For
Funds
25 Issue Price Mgmt For For For
26 Issuing Targets and Mgmt For For For
Arrangement for
Placement of Debt
Financing Instruments
to Original
Shareholders
27 Listing or Transfer of Mgmt For For For
Debt Financing
Instruments
28 Repayment Guarantee Mgmt For For For
Measures for Debt
Financing
Instruments
29 Purchase or Sale of Mgmt For For For
Basic Assets Involved
in the Financing
Creditor's Right
Asset-backed
Securities
30 Valid Period of the Mgmt For For For
Resolution
31 Authorization for Mgmt For For For
Issuance of Debt
Financing
Instruments
________________________________________________________________________________
Habib Bank Limited
Ticker Security ID: Meeting Date Meeting Status
HBL CINS Y2974J109 03/30/2020 Voted
Meeting Type Country of Trade
Annual Pakistan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Allocation of Mgmt For For For
Profits/Dividends
4 Loan to First Mgmt For For For
MicroFinanceBank
Limited
5 Investment in HBL UK Mgmt For For For
Limited
6 Remuneration Policy Mgmt For For For
7 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Haci Omer Sabanci Holding A.S
Ticker Security ID: Meeting Date Meeting Status
SAHOL CINS M8223R100 03/26/2020 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Presentation of Mgmt For For For
Directors'
Report
6 Presentation of Mgmt For For For
Auditor's
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For Against Against
Profits/Dividends
10 Ratification of Mgmt For For For
Co-Option of a
Director
11 Election of Directors; Mgmt For Against Against
Board Term
Length
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Presentation of Report Mgmt For For For
on Charitable
Donations
15 Limit on Charitable Mgmt For Against Against
Donations
16 Authority to Carry out Mgmt For For For
Competing Activities
or Related Party
Transactions
________________________________________________________________________________
Haidilao International Holding Ltd
Ticker Security ID: Meeting Date Meeting Status
6862 CINS G4290A101 05/27/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Elect SHI Yonghong Mgmt For For For
6 Elect HEE Theng Fong Mgmt For For For
7 Elect QI Daqing Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Allocation of Mgmt For For For
Profits/Dividends
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Elect ZHOU Zhaocheng Mgmt For For For
________________________________________________________________________________
Haidilao International Holding Ltd
Ticker Security ID: Meeting Date Meeting Status
6862 CINS G4290A101 11/18/2019 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Renewal of Annual Caps Mgmt For Against Against
under the Shuyun
Dongfang
Agreements
________________________________________________________________________________
Haier Electronics Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
1169 CINS G42313125 06/23/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect YANG Guang Mgmt For For For
5 Elect Eva CHENG Li Kam Mgmt For For For
Fun
6 Elect GONG Shao Lin Mgmt For For For
7 Elect John MA Mgmt For For For
Changzheng
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Allocation of Mgmt For For For
Profits/Dividends
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For For For
Repurchased
Shares
14 Authority to Issue Mgmt For For For
Shares Under the
Restricted Share
Award
Scheme
________________________________________________________________________________
Hainan Airlines Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 06/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report On A Mgmt For For For
Cancellation Of Sale
Of Some Plains To
Company
2 Report On Transfer Of Mgmt For For For
Equities In A
Wholly-Owned
Subsidiary
3 Capital Increase And Mgmt For For For
Share Expansion By A
Wholly-Owned
Subsidiary
________________________________________________________________________________
Haitian International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1882 CINS G4232C108 05/19/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHANG Jianfeng Mgmt For For For
5 Elect LIU Jianbo Mgmt For For For
6 Elect LOU Baijun Mgmt For For For
7 Elect GUO Yonghui Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Haitong Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
6837 CINS Y2988F101 04/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remedial Measures for Mgmt For Against Against
Dilution of Current
Returns in respect of
Non-public Issuance
of A
Shares
3 Eligibility for Mgmt For For For
Non-public Issuance
of A
Shares
4 Class and Nominal Value Mgmt For Against Against
5 Method and Issuance Mgmt For Against Against
Time
6 Subscribers and Mgmt For Against Against
Subscription
Method
7 Issuance Size and Mgmt For Against Against
Amount of Proceed to
be
Raised
8 Issuance Price and Mgmt For Against Against
Pricing
Principle
9 Use of Proceeds Mgmt For Against Against
10 Lock-up Period Mgmt For Against Against
11 Place of Listing Mgmt For Against Against
12 Arrangement for Mgmt For Against Against
Retained
Profits
13 Validity Period Mgmt For Against Against
14 Approval for Adjusted Mgmt For For For
Non-public Issuance
of A
Shares
15 Shanghai Guosheng Mgmt For Against Against
Group Assets Co.,
Ltd.
16 Shanghai Haiyan Mgmt For Against Against
Investment Management
Company
Limited
17 Bright Food (Group) Mgmt For Against Against
Co.,
Ltd.
18 Shanghai Electric Mgmt For Against Against
(Group)
Corporation
19 Related Party Mgmt For For For
Transactions in
respect of Non-public
Issuance of A
Shares
20 Board Authorization to Mgmt For For For
Handle Matters in
respect of Non-public
Issuance of A
Shares
________________________________________________________________________________
Haitong Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
6837 CINS Y7443K108 04/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Non-public Issuance
of A
Shares
2 Class and Nominal Value Mgmt For Against Against
3 Method and Issuance Mgmt For Against Against
Time
4 Subscribers and Mgmt For Against Against
Subscription
Method
5 Issuance Size and Mgmt For Against Against
Amount of Proceed to
be
Raised
6 Issuance Price and Mgmt For Against Against
Pricing
Principle
7 Use of Proceeds Mgmt For Against Against
8 Lock-up Period Mgmt For Against Against
9 Place of Listing Mgmt For Against Against
10 Arrangement for Mgmt For Against Against
Retained
Profits
11 Validity Period Mgmt For Against Against
12 Approval for Adjusted Mgmt For For For
Non-public Issuance
of A
Shares
13 Shanghai Guosheng Mgmt For Against Against
Group Assets Co.,
Ltd.
14 Shanghai Haiyan Mgmt For Against Against
Investment Management
Company
Limited
15 Bright Food (Group) Mgmt For Against Against
Co.,
Ltd.
16 Shanghai Electric Mgmt For Against Against
(Group)
Corporation
17 Related Party Mgmt For For For
Transactions in
respect of Non-public
Issuance of A
Shares
18 Remedial Measures for Mgmt For Against Against
Dilution of Current
Returns in respect of
Non-public Issuance
of A
Shares
19 Board Authorization to Mgmt For For For
Handle Matters in
respect of Non-public
Issuance of A
Shares
________________________________________________________________________________
Haitong Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
6837 CINS Y7443K108 06/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect ZHOU Donghui Mgmt For For For
8 Elect LI Zhenghao as Mgmt For Against Against
Supervisor
9 Shanghai Guosheng Mgmt For For For
Group Co., Ltd. and
Shanghai Guosheng
Group Asset Co.,
Ltd.
10 BNP Paribas Investment Mgmt For For For
Partners BE Holding
SA and its related
companies
11 Shanghai Shengyuan Mgmt For For For
Real Estate (Group)
Co.,
Ltd.
12 Companies where the Mgmt For For For
Companys Directors,
Supervisors and
Senior Management
hold positions as
Directors or Senior
Management, and Other
Related Corporate
Entities
13 Related Natural Persons Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Haitong Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
6837 CINS Y2988F101 06/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect ZHOU Donghui Mgmt For For For
9 Elect LI Zhenghao as Mgmt For Against Against
Supervisor
10 Shanghai Guosheng Mgmt For For For
Group Co., Ltd. and
Shanghai Guosheng
Group Asset Co.,
Ltd.
11 BNP Paribas Investment Mgmt For For For
Partners BE Holding
SA and its related
companies
12 Shanghai Shengyuan Mgmt For For For
Real Estate (Group)
Co.,
Ltd.
13 Companies where the Mgmt For For For
Companys Directors,
Supervisors and
Senior Management
hold positions as
Directors or Senior
Management, and Other
Related Corporate
Entities
14 Related Natural Persons Mgmt For For For
15 Amendments to Articles Mgmt For For For
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Hana Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
086790 CINS Y29975102 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Elect YOON Sung Bock Mgmt For For For
4 Elect PARK Won Koo Mgmt For For For
5 Elect PAIK Tae Seung Mgmt For For For
6 Elect KIM Hong Jin Mgmt For For For
7 Elect YANG Dong Hoon Mgmt For For For
8 Elect HEO Yoon Mgmt For For For
9 Elect LEE Jung Won Mgmt For For For
10 Election of Mgmt For For For
Independent Director
to become Audit
Committee Member:
CHAH Eun
Young
11 Election of Audit Mgmt For For For
Committee Member:
YOON Sung
Bock
12 Election of Audit Mgmt For For For
Committee Member: KIM
Hong
Jin
13 Election of Audit Mgmt For For For
Committee Member:
YANG Dong
Hoon
14 Director's Fees Mgmt For For For
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report of Mgmt For For For
the Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Self-Assessment Mgmt For For For
Report On Internal
Control
7 Appointment of Auditor Mgmt For For For
8 2020 Estimated Related Mgmt For For For
Party
Transactions
9 Approval of Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees for 28
Subsidiaries
11 Renew Financial Mgmt For Against Against
Service Agreement
with a
Company
12 Authority to Give Mgmt For For For
Guarantees for
Controlled
Subsidiary
13 Authority to Mgmt For For For
Repurchase
Shares
14 2020 Foreign Exchange Mgmt For For For
Hedging
Transaction
15 Adjustment of the Mgmt For For For
Performance Appraisal
Benchmarking
Enterprises of 3rd
Unlocking Period of
2016 Restricted Stock
Plan
16 Revise The Performance Mgmt For For For
Appraisal Indicator
Of 2018 Restricted
Stock
Plan
17 Approval of Financial Mgmt For For For
Aid for Four
Innovation Business
Controlled
Subsidiaries
18 The Controlled Mgmt For For For
Subsidiary's
Provision of
Guarantees for its
Wholly- owned
Subsidiary
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hangzhou Robam Appliances Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002508 CINS Y3041Z100 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 Accounts and Reports Mgmt For For For
4 2019 Annual Financial Mgmt For For For
Budget
Report
5 2019 Annual Report Mgmt For For For
6 Allocation of Profits Mgmt For For For
7 Investment in Wealth Mgmt For For For
Management
Products
8 Approval of Line of Mgmt For For For
Credit
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hangzhou Robam Appliances Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002508 CINS Y3041Z100 11/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of Audit Firm Mgmt For For For
________________________________________________________________________________
Hangzhou Silan Microelectronics Co
Ticker Security ID: Meeting Date Meeting Status
600460 CINS Y30432101 03/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Elect JI Lu as Director Mgmt For For For
________________________________________________________________________________
Hangzhou Silan Microelectronics Co
Ticker Security ID: Meeting Date Meeting Status
600460 CINS Y30432101 06/05/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Continuing Connected Mgmt For For For
Transactions With A
Company
7 Reappointment Of 2020 Mgmt For For For
Audit Firm And
Determination Of The
Audit
Fees
8 Provision Of Guarantee Mgmt For Against Against
For Wholly-Owned And
Controlled
Subsidiaries In
2020
9 2019 Annual Mgmt For For For
Remuneration For
Directors And
Supervisors
________________________________________________________________________________
Hangzhou Silan Microelectronics Co
Ticker Security ID: Meeting Date Meeting Status
600460 CINS Y30432101 12/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 02/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 03/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase And Mgmt For For For
Cancellation Of Some
2019 Restricted
Stocks
2 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Article of
Association
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 04/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 H-Share Offering and Mgmt For For For
Listing in Hong Kong
and
Conversion Into A
Company
Limited
2 Stock Class and par Mgmt For For For
value
3 Issuing Date Mgmt For For For
4 Issuing Method Mgmt For For For
5 Issuing Size Mgmt For For For
6 Pricing Method Mgmt For For For
7 Subscribers Mgmt For For For
8 Placing principles Mgmt For For For
9 The Valid Period of Mgmt For For For
the Resolution on the
H-Share
Offering and Listing
10 Report Concerning the Mgmt For For For
Use of Previously
Raised
Funds
11 Plan for the Use of Mgmt For For For
H-Share Raised
Funds
12 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the H-Share Offering
and
Listing
13 Distribution Plan for Mgmt For For For
Accumulated Retained
Profits Before
H-Share Issuance and
Listing
14 Liability Insurance Mgmt For Against Against
15 Amendments to Articles Mgmt For Against Against
16 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder
Meetings
17 Amendments to Mgmt For Against Against
Procedural Rules for
Board
Meetings
18 Amendments to Work Mgmt For Against Against
System for
Independent
Directors
19 Amendments to Mgmt For Against Against
Decisions System for
Related
Party
Transactions
20 Amendments to Mgmt For Against Against
Management Policies
for External
Guarantees
21 Amendments to Mgmt For Against Against
Management Policies
for External
Investment
22 Amendments to Mgmt For Against Against
Management Policies
on the
Proceeds
23 Amendments to Major Mgmt For Against Against
Investment Decisions
Management
System
24 Amendments to Mgmt For Against Against
Procedural Rules for
Supervisor
Meetings
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 04/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For Against Against
External Investment
Management System
According to H-share
Listed Company
Requirements
2 Amendments to the Mgmt For Against Against
Investment
Decision-making
Management System
According to H-share
Listed Company
Requirements
3 Remuneration And Mgmt For For For
Allowance Standards
For
Directors
4 Remuneration And Mgmt For For For
Allowance Standards
For
Supervisors
5 Repurchase And Mgmt For For For
Cancellation Of Some
2019 Restricted
Stocks
6 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Companys Articles of
Association
7 Elect CHEN Zhimin Mgmt For Against Against
8 Elect ZHNAG Binghui Mgmt For Against Against
9 Elect YE Xiaoping Mgmt For For For
10 Elect CAO Xiaochun Mgmt For For For
11 Elect ZHUAN Yin Mgmt For For For
12 Elect YANG Bo Mgmt For For For
13 Elect ZHENG Biyun Mgmt For For For
14 Elect LIAO Qiyu Mgmt For For For
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 05/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Profit Mgmt For For For
Distribution Plan :
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny2.7800000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
4 2019 Annual Accounts Mgmt For For For
5 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
6 2020 Appointment Of Mgmt For For For
Audit
Firm
7 Application For Mgmt For For For
Comprehensive Credit
Line To
Banks
8 Purchase of Short-term Mgmt For For For
Principal-guaranteed
Wealth Management
Products from Banks
with Idle Proprietary
Funds
9 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 07/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Amendments to Articles Mgmt For For For
3 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 09/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compliance and Mgmt For For For
Regulations of
Listing
2 Issuing Party Mgmt For For For
3 Listing Place Mgmt For For For
4 Par Value of the Mgmt For For For
Stocks to be
Issued
5 Issuing Volume Mgmt For For For
6 Issue Price Mgmt For For For
7 Issuing Date Mgmt For For For
8 Purpose of Raised Funds Mgmt For For For
9 Commitments Of The Mgmt For For For
Company on
Maintaining Status of
Independent Listing
10 Statement On Mgmt For For For
Sustainable
Profitability And
Prospects
11 Board Authorization to Mgmt For For For
Implement Overseas
Listing
12 Authority to Mgmt For For For
Repurchase
Shares
13 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 11/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Equities Mgmt For For For
2 Authority to Mgmt For For For
Repurchase
Shares
3 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hankook Tire & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
161390 CINS Y3R57J108 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Article 2 Mgmt For For For
3 Article 3 Mgmt For For For
4 Director's Fees Mgmt For For For
________________________________________________________________________________
Hanmi Pharmaceutical Co Ltd
Ticker Security ID: Meeting Date Meeting Status
128940 CINS Y3063Q103 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
3 Elect KWON Se Chang Mgmt For For For
4 Elect LIM Jong Hoon Mgmt For For For
5 Elect SEO Dong Cheol Mgmt For For For
6 Election Of Audit Mgmt For For For
Committee Member: Seo
Dong
Cheol
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hanon Systems
Ticker Security ID: Meeting Date Meeting Status
018880 CINS Y29874107 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Share Option Grant Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee members
(Slate)
5 Directors' Fees Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hansoh Pharmaceutical Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
3692 CINS G54958106 06/05/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHONG Huijuan Mgmt For Against Against
5 Elect LYU Aifeng Mgmt For For For
6 Elect SUN Yuan Mgmt For For For
7 Elect MA Cuifang Mgmt For For For
8 Elect LIN Guoqiang Mgmt For For For
9 Elect Charles CHAN Mgmt For For For
Sheung
Wai
10 Elect YANG Dongtao Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Hanwha Chemical
Ticker Security ID: Meeting Date Meeting Status
009830 CINS Y3065K104 01/02/2020 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Election of Directors Mgmt For For For
(Slate)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hanwha Corp.
Ticker Security ID: Meeting Date Meeting Status
000880 CINS Y3065M100 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect OK Kyung Seok Mgmt For For For
4 Elect SEO Gwang Myung Mgmt For For For
5 Elect KIM Seung Heon Mgmt For For For
6 Elect LEE Suk Jae Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member:
PARK Joon
Sun
8 Election of Audit Mgmt For For For
Committee Member: KIM
Seung
Heon
9 Director's Fees Mgmt For For For
________________________________________________________________________________
Hanwha Life Insurance Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
088350 CINS Y306AX100 03/23/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Mgmt For For For
Independent Director
to become Audit
Committee Member:
PARK Seung
Hee
5 Election of Audit Mgmt For For For
Committee Member: KIM
Gyung
Han
6 Director's Fees Mgmt For For For
________________________________________________________________________________
Hanwha Solutions Corporation
Ticker Security ID: Meeting Date Meeting Status
009830 CINS Y3065K104 03/24/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect KIM Chang Bum Mgmt For For For
3 Elect KIM Dong Kwan Mgmt For For For
4 Elect CHOI Man Gyu Mgmt For For For
5 Elect SHIMA Satoshi Mgmt For For For
6 Elect AMANDA Bush Mgmt For For For
7 Elect SEO Jung Ho Mgmt For For For
8 Elect PARK Ji Hyung Mgmt For For For
9 Election of Audit Mgmt For For For
Committee Member:
CHOI Man
Gyu
10 Election of Audit Mgmt For For For
Committee Member: KIM
Jae
Jeong
11 Election of Audit Mgmt For For For
Committee Member:PARK
Ji
Hyung
12 Director's Fees Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hap Seng Consolidated Berhad
Ticker Security ID: Meeting Date Meeting Status
HAPSENG CINS Y6579W100 11/08/2019 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For For For
________________________________________________________________________________
Hapvida Participacoes Investimento SA
Ticker Security ID: Meeting Date Meeting Status
HAPV3 CINS P5R526106 04/28/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Request Cumulative Mgmt N/A Abstain N/A
Voting
5 Election of Directors Mgmt For For For
6 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
9 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Candido
Pinheiro Koren de
Lima
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jorge
Fontoura Pinheiro
Koren de
Lima
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Candido
Pinheiro Koren de
Lima
Junior
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Wilson
Carnevalli
Filho
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Geraldo
Luciano Mattos
Junior
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Roberto
Antonio
Mendes
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcio
Simoes
Utsch
16 Request Separate Mgmt N/A Against N/A
Election for Board
Member
17 Remuneration Policy Mgmt For For For
18 Request Establishment Mgmt N/A Against N/A
of Supervisory
Council
19 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hapvida Participacoes Investimento SA
Ticker Security ID: Meeting Date Meeting Status
HAPV3 CINS P5R526106 04/28/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Mgmt For For For
Repurchase
Shares
4 Amendments to Article Mgmt For For For
36 (Investments and
Expansion
Reserve)
5 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Hartalega Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
HARTA CINS Y31139101 09/10/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees for FY Mgmt For For For
2019
3 Directors' Fees and Mgmt For For For
Benefits for FY
2020
4 Elect KUAN Kam Hon Mgmt For For For
KWAN Kam
Onn
5 Elect Danaraj A/L Mgmt For For For
Nadarajah
6 Elect TAN Guan Cheong Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Havells India Ltd.
Ticker Security ID: Meeting Date Meeting Status
HAVELLS CINS Y3116C119 06/22/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect T.V. Mohandas Pai Mgmt For For For
4 Elect Puneet Bhatia Mgmt For Against Against
5 Authority to Set Cost Mgmt For For For
Auditors
Fees
6 Elect Vellayan Subbiah Mgmt For For For
7 Elect Bontha Prasada Mgmt For For For
Rao
8 Elect Subhash Mgmt For For For
Sheoratan
Mundra
9 Elect Vivek Mehra Mgmt For For For
________________________________________________________________________________
Havells India Ltd.
Ticker Security ID: Meeting Date Meeting Status
HAVELLS CINS Y3116C119 07/27/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Anil Rai Gupta Mgmt For For For
4 Elect Rajesh Kumar Mgmt For For For
Gupta
5 Authority to Set Cost Mgmt For For For
Auditors
Fees
6 Reappointment of Anil Mgmt For For For
Rai Gupta (Executive
chair, Managing
Director and CEO);
Approve
Remuneration
7 Reappointment of Ameet Mgmt For For For
Kumar Gupta
(Whole-time
Director); Approve
Remuneration
8 Reappointment of Mgmt For For For
Rajesh Kumar Gupta
(Whole-time Director
(Finance) & Group
CFO); Approve
Remuneration
9 Elect Siddartha Pandit Mgmt For For For
10 Appointment of Mgmt For For For
Siddhartha Pandit
(Whole-time
Director); Approve
Remuneration
________________________________________________________________________________
Hbis Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 05/14/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
7 2020 Estimated Mgmt For Against Against
Financial Business
With A
Company
8 2020 Reappointment Of Mgmt For For For
Audit
Firm
9 Amendments to the Mgmt For For For
Company's Articles of
Association
10 Elect LIU Jian Mgmt For For For
11 Elect XU BIn Mgmt For For For
12 Elect GUO Jingrui Mgmt For For For
13 Elect GENG Litang Mgmt For For For
14 Elect ZHU Huaming Mgmt For For For
15 Elect CHANG Guangshen Mgmt For For For
________________________________________________________________________________
Hbis Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 06/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extending the Valid Mgmt For For For
Period of the
Resolution of the
General Meeting of
Shareholders on
Rights
Issue
2 Extending The Valid Mgmt For For For
Period Of The
Authorization To The
Board Of Directors
And Its Authorized
Persons To Handle
Matters Regarding The
Rights
Issue
________________________________________________________________________________
Hbis Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 07/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YU Yong Mgmt For For For
2 Elect PENG Zhaofeng Mgmt For For For
3 Elect WANG Xindong Mgmt For For For
4 Elect WANG Zhumin Mgmt For For For
5 Elect LIU Zhensuo Mgmt For For For
6 Elect WANG Lanyu Mgmt For For For
7 Elect HU Zhigang Mgmt For For For
8 Elect ZHANG Yuzhu Mgmt For For For
9 Elect CANG Daqiang Mgmt For For For
10 Elect GAO Dongzhang Mgmt For For For
11 Elect MA Li Mgmt For For For
12 Elect DONG Weijun Mgmt For Against Against
13 Elect LI Yiren Mgmt For Against Against
________________________________________________________________________________
Hbis Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 11/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment Of Mgmt For For For
Allowance For
Independent
Directors
2 Expansion of the Mgmt For For For
Company's Business
Scope
3 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
HCL Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
HCLTECH CINS Y3121G147 08/06/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Shiv Nadar Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Ramanathan Mgmt For For For
Srinivasan
5 Elect S. Madhavan Mgmt For For For
6 Elect Robin A. Abrams Mgmt For For For
7 Elect Sosale Shankara Mgmt For For For
Sastry
8 Non-Executive Mgmt For For For
Directors'
Commission
________________________________________________________________________________
HCL Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
HCLTECH CINS Y3121G147 09/21/2019 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the Scheme Mgmt For For For
of
Amalgamation
________________________________________________________________________________
HCL Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
HCLTECH CINS Y3121G147 11/29/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Hefei Meiya Optoelectronic Technology Inc.
Ticker Security ID: Meeting Date Meeting Status
002690 CINS Y3123L102 05/13/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Board Of
Supervisors
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Final Accounts Mgmt For For For
Report
5 2020 Financial Budget Mgmt For For For
Report
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Remuneration Of Mgmt For For For
Directors Supervisors
And Officers For
2019
8 Special Report On The Mgmt For For For
Deposit And Use Of
Proceeds For
2019
9 Revise the Articles of Mgmt For For For
Association of the
Company and the Rules
of Procedure for the
Board of
Directors
10 Reappoint The Mgmt For For For
Accounting
Firm
11 Apply To Banks For Mgmt For For For
Credit
Line
12 Use Some Idle Excess Mgmt For For For
Proceeds And Equity
Funds To Implement
Cash
Management
13 Elect TIAN Ming Mgmt For For For
14 Elect SHEN Haibin Mgmt For For For
15 Elect HAO Xianjing Mgmt For For For
16 Elect ZHANG Benzhao Mgmt For For For
17 Elect CHU Yuming Mgmt For For For
18 Elect YANG Murong Mgmt For For For
19 Elect HAN Liming Mgmt For Against Against
20 Elect NI Yingjiu Mgmt For Against Against
________________________________________________________________________________
Heilongjiang Agriculture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600598 CINS Y3120A109 04/24/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Work Report Of Mgmt For For For
Independent
Directors
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Financial Budget Mgmt For For For
7 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
8 Reappointment Of Audit Mgmt For For For
Firm And
Determination Of The
Audit
Fees
9 Payment Of Mgmt For For For
Remuneration To
Persons In
Charge
________________________________________________________________________________
Heilongjiang Agriculture Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600598 CINS Y3120A109 06/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Helixmith Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
084990 CINS Y3127Y100 03/31/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Elect KIM Sun Young Mgmt For For For
4 Elect YOO Seung Shin Mgmt For For For
5 Elect NOH Dae Rae Mgmt For For For
6 Elect OH Jae Seung Mgmt For For For
7 Elect Chas Bontra Mgmt For For For
8 Election of Audit Mgmt For For For
Committee Member: NOH
Dae
Rae
9 Election of Audit Mgmt For For For
Committee Member: OH
Jae
Seung
10 Election of Audit Mgmt For For For
Committee Member:
Chas
Bontra
11 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hellenic Telecommunications Organization S.A
Ticker Security ID: Meeting Date Meeting Status
HTO CINS X3258B102 02/20/2020 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Authority to Reduce Mgmt For For For
Share
Capital
3 Announcements Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hellenic Telecommunications Organization S.A
Ticker Security ID: Meeting Date Meeting Status
HTO CINS X3258B102 06/24/2020 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Ratification of Board Mgmt For For For
and Auditor's
Acts
5 Appointment of Auditor Mgmt For For For
6 Remuneration Policy Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Remuneration Report Mgmt For For For
9 D&O Insurance Policy Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Amendments to Articles Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect Amanda Sisson Mgmt For For For
14 Election of Directors Mgmt For N/A N/A
15 Election of Directors Mgmt For N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Election of Audit Mgmt For For For
Committee Member
(Amanda
Sisson)
18 Election of Audit Mgmt N/A Against N/A
Committee
Member
19 Election of Audit Mgmt N/A Against N/A
Committee
Member
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Henan Shuanghui Investment and Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000895 CINS Y3121R101 02/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Henan Shuanghui Investment and Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000895 CINS Y3121R101 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Annual Report And Mgmt For For For
Its
Summary
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Profit Mgmt For For For
Distribution
Plan
5 Appointment of Mgmt For For For
Financial
Auditor
6 Appointment of Mgmt For For For
Internal Control
Auditor
7 Acquisition of Mgmt For For For
Equities in Six
Companies
8 The Company's Mgmt For For For
Eligibility for
Non-public A-share
Offering
9 Stock Type and Par Mgmt For For For
Value
10 Issuing Method and Date Mgmt For For For
11 Issuing Targets and Mgmt For For For
Subscription
Method
12 Issue Price, Pricing Mgmt For For For
Base Date and Pricing
Principles
13 Issuing Volume Mgmt For For For
14 Lockup Period Mgmt For For For
15 Listing Place Mgmt For For For
16 Amount and Purpose of Mgmt For For For
the Raised
Funds
17 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
18 The Valid Period of Mgmt For For For
the Resolution on the
Share
Offering
19 Preplan for Non-public Mgmt For For For
A-share
Offering
20 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
Be
Raised from the
Non-public A-share
Offering
21 Report on the Use of Mgmt For For For
Previously Raised
Funds
22 Authorization to the Mgmt For For For
Board or Its
Authorized Persons
to
Handle Matters
Regarding the
Non-public
A-share
Offering
23 Diluted Immediate Mgmt For For For
Return After the
Non-public A-share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
24 Shareholder Return Mgmt For For For
Plan for the Next
Three Years
from
2020 to 2022
25 Special Mgmt For For For
Self-examination
Report on the
Non-Public Issuance
of Real Estate
Business and Relevant
Commitments
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Henan Shuanghui Investment and Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000895 CINS Y3121R101 12/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Related Party Mgmt For For For
Transactions
3 Chairman of Mgmt For For For
Supervisory Board's
Fees
________________________________________________________________________________
Hengan International Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
1044 CINS G4402L151 05/21/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect HUI Lin Chit Mgmt For Against Against
4 Elect HUNG Ching Shan Mgmt For For For
5 Elect XU Shui Shen Mgmt For For For
6 Elect XU Chun Man Mgmt For For For
7 Elect Henry CHAN Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hengli Petrochemical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600346 CINS Y1963X103 02/04/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Guarantee Plan Mgmt For Against Against
2 Application for Mgmt For For For
Comprehensive Credit
Line to Banks and
Other Financial
Institutions
________________________________________________________________________________
Hengli Petrochemical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600346 CINS Y1963X103 05/07/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Remuneration For Mgmt For For For
Directors
7 Adjustment Of Mgmt For For For
Allowance For
Independent
Directors
8 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
9 Launching Foreign Mgmt For For For
Exchange Derivatives
Transactions In
2020
10 2020 Entrusted Wealth Mgmt For For For
Management Investment
Plan
11 2020 Estimated Mgmt For Against Against
Additional Guarantee
Quota
12 Application for Mgmt For For For
Additional
Comprehensive Credit
Line to Banks and
Other Financial
Institutions
13 Shareholder Return Mgmt For For For
Plan For The Next 5
Years From 2020 To
2024
14 2019 Annual Mgmt For For For
Remuneration For
Supervisors
________________________________________________________________________________
Hengli Petrochemical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600346 CINS Y1963X103 07/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Adoption of the 3rd Mgmt For For For
Phase Employee Stock
Purchase Plan
(Revised)
3 Approval of the Mgmt For For For
Management Measures
to the 3rd Phase
Employee Stock
Purchase Plan
(Revised)
4 Board Authorization to Mgmt For For For
Implement the 3rd
Phase Employee Stock
Purchase
Plan
5 Approval of the 3rd Mgmt For For For
Phase Employee Stock
Purchase Plan Trust
Agreement
________________________________________________________________________________
Hengli Petrochemical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600346 CINS Y1963X103 10/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hengli Petrochemical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600346 CINS Y1963X103 12/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The 4Th Phase Employee Mgmt For For For
Stock Ownership Plan
(Draft) And Its
Summary
2 Management Measures Mgmt For For For
For The 4Th Phase
Employee Stock
Ownership
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Employee Stock
Ownership
Plan
________________________________________________________________________________
Hengtong Optic-Electric Company Limited
Ticker Security ID: Meeting Date Meeting Status
600487 CINS Y3174C100 03/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Continuing Mgmt For For For
Connected
Transactions and 2020
Estimated Continuing
Connected
Transactions
2 2020 Application For Mgmt For For For
Comprehensive Credit
Line To Financial
Institutions
3 2020 Provision of Mgmt For Against Against
Guarantee for
Financing of
Controlled
Subsidiaries and
Associated
Companies
4 2020 Commodity Futures Mgmt For For For
Hedging Business
Related to Continuing
Operational
Production
Business
5 Conducting Forward Mgmt For For For
Foreign Exchange
Business In
2020
6 2020 Launching The Mgmt For For For
Bill Pool
Business
7 Shareholder Return Mgmt For For For
Plan From 2020 To
2022
8 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering
9 Adjustment Of The Plan Mgmt For For For
For Non-Public
A-Share
Offering
10 Preplan For Non-Public Mgmt For For For
Share Offering
(Revised)
11 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
Share Offering
(revised)
12 The Conditional Mgmt For For For
Supplementary
Agreement to the
Agreement on
Subscription for the
Non-publicly Offered
Shares to Be Signed
with a
Company
13 Connected Transactions Mgmt For For For
Involved In The
Non-Public Share
Offering
14 Diluted Immediate Mgmt For For For
Return After the
Non-public Share
Offering and Filling
Measures
(revised)
15 Report On The Use Of Mgmt For For For
Previously Raised
Funds
16 Extension of the Valid Mgmt For For For
Period of the
Resolution on the
Non-public A-share
Offering
________________________________________________________________________________
Hengtong Optic-Electric Company Limited
Ticker Security ID: Meeting Date Meeting Status
600487 CINS Y3174C100 05/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 Accounts and Reports Mgmt For For For
4 2019 Annual Report and Mgmt For For For
Summary
5 Allocation of Profits Mgmt For For For
6 Report of 2019 Mgmt For For For
Independent
Director
7 Remuneration for Mgmt For For For
Directors and
Supervisors
8 Financial Service Mgmt For Against Against
Agreement
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Elect TAN Huiliang Mgmt For For For
________________________________________________________________________________
Hengtong Optic-Electric Company Limited
Ticker Security ID: Meeting Date Meeting Status
600487 CINS Y3174C100 11/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Downward Adjustment Of Mgmt For For For
The Conversion Price
Of Convertible
Corporate
Bonds
2 Eligibility For The Mgmt For For For
Assets Purchase Via
Share Offering And
Cash
Payment
3 Transaction Mgmt For For For
Counterparties
4 Underlying Assets Mgmt For For For
5 Pricing Principles and Mgmt For For For
Transaction Price of
the Underlying
Assets
6 Payment Method Mgmt For For For
7 Stock Type and Par Mgmt For For For
Value
8 Issuing Method and Mgmt For For For
Subscription
Method
9 Pricing Basis, Pricing Mgmt For For For
Base Data and Issue
Price of the Share
Offering
10 Issuing Volume Mgmt For For For
11 Attribution of the Mgmt For For For
Profits and Losses
During the
Transitional
Period
12 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
13 Connected Transaction Mgmt For For For
Regarding the Assets
Purchase via Share
Offering and Cash
Payment
14 Conditional Agreement Mgmt For For For
on Assets Purchase
via Share Offering
and Cash Payment to
be Signed with a
Company
15 The Assets Purchase Mgmt For For For
via Share Offering
and Cash Payment
Constitutes a
Connected
Transaction
16 The Transaction is in Mgmt For For For
Compliance with
Article 4 of the
Provisions on Several
Issues Concerning the
Regulation of Major
Assets Restructuring
of Listed
Companies
17 The Transaction Does Mgmt For For For
Not Constitute a
Listing by
Restructuring as
Defined by Article 13
in the Management
Measures on Major
Assets Restructuring
of Listed
Companies
18 Diluted Immediate Mgmt For For For
Return After The
Transaction And
Filling
Measures
19 The Transaction Does Mgmt For For For
Not Constitute A
Major Assets
Restructuring
20 Audit Report, Review Mgmt For For For
Report And Evaluation
Report Related To The
Transaction
21 Independence of the Mgmt For For For
Evaluation
Institution,
Rationality of the
Evaluation
Hypothesis,
Correlation between
the Evaluation Method
and Evaluation
Purpose, and Fairness
of the Evaluated
Price
22 Statement On The Mgmt For For For
Pricing Basis Of The
Transaction And The
Rationality
23 Statement on the Mgmt For For For
Compliance and
Completeness of the
Legal Procedure of
the Transaction and
the Validity of the
Legal Documents
Submitted
24 Full Authorization To Mgmt For For For
The Board To Handle
Matters Regarding The
Transaction
________________________________________________________________________________
Hengyi Petrochemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000703 CINS Y3183A103 02/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purchase of Raw Mgmt For For For
Materials from
Related
Parties
2 Purchase of Fuels, Mgmt For For For
Dynamic Power and
Commodities from
Related
Parties
3 Sale of Products and Mgmt For For For
Commodities to
Related
Parties
4 Provision of Services Mgmt For For For
and Labor to Related
Parties
5 Authority to Give Mgmt For Against Against
Guarantees
6 2020 Launching Foreign Mgmt For For For
Exchange Hedging
Business
7 2020 Launching Mgmt For For For
Commodity Hedging
Business
8 Approval of Borrowing Mgmt For For For
9 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
10 Purchase of 30% Equity Mgmt For For For
in a
Company
________________________________________________________________________________
Hengyi Petrochemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000703 CINS Y3183A103 03/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of Audit Firm Mgmt For For For
________________________________________________________________________________
Hengyi Petrochemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000703 CINS Y3183A103 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Mgmt For For For
Self-assessment
Report
7 Report on the Use of Mgmt For For For
Previously Raised
Proceeds
8 Appointment of Auditor Mgmt For For For
9 Fullfillment of Mgmt For For For
Performance
Commitment and
Perfomance
Compensation Plan
regarding the 2018
Asset Acquisition via
Share
Offering
10 Ratification of Board Mgmt For For For
Acts
11 Authority to Give Mgmt For For For
Guarantees
12 Extension on the Mgmt For For For
Eligibility for Bond
Issuance
13 Extension on the Mgmt For For For
Eligibility for
Convertible Bond
Issuance
14 Related Party Mgmt For For For
Transactions
15 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Hengyi Petrochemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000703 CINS Y3183A103 06/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Hengyi Petrochemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000703 CINS Y3183A103 09/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Products Mgmt For For For
2 Provision of Services Mgmt For For For
3 Purchase of Products Mgmt For For For
4 Approval of Entrusted Mgmt For For For
Loan
________________________________________________________________________________
Hengyi Petrochemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000703 CINS Y3183A103 10/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Entrusted Mgmt For For For
Loans
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Hero MotoCorp Limited
Ticker Security ID: Meeting Date Meeting Status
HEROMOTOCO CINS Y3194B108 07/29/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Vikram Sitaram Mgmt For For For
Kasbekar
5 Authority to Set Cost Mgmt For For For
Auditors'
Fees
6 Elect Jagmohan Singh Mgmt For For For
Raju
7 Elect Meleveetil Mgmt For For For
Damodaran
8 Elect Pradeep Dinodia Mgmt For For For
9 Re-appointment of Mgmt For For For
Vikram Sitaram
Kasbekar (Executive
Director); Approval
of
Remuneration
________________________________________________________________________________
Highwealth Construction Corp.
Ticker Security ID: Meeting Date Meeting Status
2542 CINS Y31959102 06/10/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
6 Elect CHENG Chin-Tien Mgmt For For For
7 Elect CHENG Shiu-Hui Mgmt For For For
8 Elect CHENG Chih-Lung Mgmt For For For
9 Elect FAN Hua-Chun Mgmt For For For
10 Elect HUNG Hsi-Yao Mgmt For For For
11 Elect LI Wen-Cheng Mgmt For For For
12 Elect CHEN Ta-Chun Mgmt For For For
13 Release of Non-compete Mgmt For For For
Restrictions
________________________________________________________________________________
Hindalco Industries Limited
Ticker Security ID: Meeting Date Meeting Status
HINDALCO CINS Y3196V185 08/30/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Rajashree Birla Mgmt For Against Against
5 Authority to Set Cost Mgmt For For For
Auditors'
Fees
6 Elect Vikas Balia Mgmt For For For
7 Elect Kailash N. Mgmt For For For
Bhandari
8 Elect Ram Charan Mgmt For Against Against
________________________________________________________________________________
Hindustan Petroleum Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
HINDPETRO CINS Y3224R123 08/21/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vinod S. Shenoy Mgmt For For For
4 Elect Subhash Kumar Mgmt For For For
5 Elect Sunil Kumar Mgmt For For For
6 Elect G. Rajendran Mgmt For For For
Pillai
7 Authority to Set Cost Mgmt For For For
Auditors'
Fees
8 Related Party Mgmt For For For
Transactions
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hindustan Unilever Limited
Ticker Security ID: Meeting Date Meeting Status
HINDUNILVR CINS Y3222L102 03/18/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect and Appoint Mgmt For For For
Wilhelmus Adiranus
Theodorus Uijen
(Whole-Time
Director); Approve
Remuneration
________________________________________________________________________________
Hindustan Unilever Limited
Ticker Security ID: Meeting Date Meeting Status
HINDUNILVR CINS Y3222L102 06/30/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Devopam Narendra Mgmt For For For
Bajpai
4 Elect Srinivas Phatak Mgmt For For For
5 Elect Wilhelmus Uijen Mgmt For For For
6 Elect Ashish Gupta Mgmt For For For
7 Non-Executive Mgmt For For For
Directors'
Commission
8 Authority to Set Cost Mgmt For For For
Auditors
Fees
________________________________________________________________________________
Hithink RoyalFlush Information Network Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300033 CINS Y3181P102 03/17/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):CNY8.5000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 2020 Reappointment Of Mgmt For For For
Audit
Firm
7 Securities Investment Mgmt For For For
With Idle Proprietary
Funds
8 Elect YI Zheng Mgmt For For For
9 Elect YE Qiongjiu Mgmt Against For Against
10 Elect WU Qiang Mgmt For For For
11 Elect ZHU Zhifeng Mgmt For For For
12 Elect WANG Jin Mgmt For For For
13 Elect YU Haomiao Mgmt For For For
14 Elect HAN Shijun Mgmt For For For
15 Elect ZHAO Xuqiang Mgmt For For For
16 Elect NI Yifan Mgmt For For For
17 Elect GUO Xin Mgmt For Against Against
18 Elect XIA Wei Mgmt For Against Against
________________________________________________________________________________
Hiwin Technologies Corp.
Ticker Security ID: Meeting Date Meeting Status
2049 CINS Y3226A102 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
4 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Hla Corp Ltd.
Ticker Security ID: Meeting Date Meeting Status
600398 CINS Y1081Q105 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Appointment of 2020 Mgmt For For For
Financial and
Internal Control
Audit Firm and
Authorization to the
Board to Decide Its
Audit
Fees
7 2019 Remuneration For Mgmt For For For
Directors,
Supervisors And
Senior
Management
8 Amendments to the Mgmt For For For
Company's Articles of
Association
9 Elect ZHOU Jianping Mgmt For For For
10 Elect ZHOU Lichen Mgmt For For For
11 Elect GU Dongsheng Mgmt For For For
12 Elect QIAN Yaping Mgmt For For For
13 Elect XU Qinghua Mgmt For For For
14 Elect HUANG Kai Mgmt For For For
15 Elect JIN Jian Mgmt For For For
16 Elect SHA Yi Mgmt For For For
17 Elect LIU Gang Mgmt For For For
18 Elect TAN Longying Mgmt For Against Against
19 Elect ZHU Yun Mgmt For Against Against
________________________________________________________________________________
Hla Corp Ltd.
Ticker Security ID: Meeting Date Meeting Status
600398 CINS Y1081Q105 08/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose and Objective Mgmt For For For
of the Share
Repurchase
2 Type of Shares to be Mgmt For For For
Repurchased
3 Method of Share Mgmt For For For
Repurchase
4 Price of Shares to be Mgmt For For For
Repurchased
5 Number and Percentage Mgmt For For For
to the Total Capital
of Shares to be
Repurchased and the
Amount of Fund for
the
Repurchase
6 Source of the Funds Mgmt For For For
for the
Repurchase
7 Time Limit of the Mgmt For For For
Share
Repurchase
8 The Valid Period of Mgmt For For For
the Resolution on the
Share
Repurchase
9 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Share
Repurchase
10 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
11 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder
Meetings
12 Amendments to Mgmt For Against Against
Procedural Rules for
Board
Meetings
13 Amendments to Mgmt For Against Against
Procedural Rules for
Supervisor
Meetings
14 Amendments to Work Mgmt For Against Against
System for
Independent
Directors
15 Amendments to Mgmt For Against Against
Decision-Making
System for Related
Party
Transactions
________________________________________________________________________________
Hla Corp Ltd.
Ticker Security ID: Meeting Date Meeting Status
600398 CINS Y1081Q105 10/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Purpose Mgmt For For For
of Some Raised funds
and Permanently
Supplementing the
Working
Capital
________________________________________________________________________________
HLB Inc.
Ticker Security ID: Meeting Date Meeting Status
028300 CINS Y5018T108 03/30/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect JIN Yang Gon Mgmt For For For
5 Elect JEON Bock Hwan Mgmt For For For
6 Elect DOO Soon Ki Mgmt For For For
7 Elect AHN Ki Hong Mgmt For For For
8 Elect MOON Jung Hwan Mgmt For For For
9 Elect Chang Matthew Mgmt For For For
10 Elect William G. Hearl Mgmt For For For
11 Elect PARK Jin Kook Mgmt For For For
12 Elect SIM Jae Chul Mgmt For For For
13 Election of Corporate Mgmt For For For
Auditor
14 Director's Fees Mgmt For For For
15 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Holitech Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002217 CINS Y7677V101 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 Internal Control Mgmt For For For
Self-Evaluation
Report
4 2016 Special Report on Mgmt For For For
the Deposit and Use
of Raised Funds from
Non-public Share
Offering
5 Authorization to the Mgmt For Against Against
Chairman of the Board
to Approve the Loan
Quota from Financial
Institutions
6 Provision Of Guarantee Mgmt For Against Against
For Loan Quota Of
Controlled
Companies
7 2019 Profit Mgmt For For For
Distribution
Plan
8 Investment And Wealth Mgmt For For For
Management With Idle
Proprietary
Funds
9 2019 Connected Mgmt For For For
Transactions and 2020
Estimated Continuing
Connected
Transactions
10 2019 Annual Accounts Mgmt For For For
11 Connected Transaction Mgmt For Against Against
Regarding
Authorization to the
Chairman of the Board
to Handle Matters
Regarding Loans from
a Shareholder to the
Company and
Controlled
Companies
12 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
13 Elect CHEN Guisheng Mgmt For For For
14 Elect HUANG Xuhui Mgmt For For For
15 Elect ZHENG Shu Mgmt For For For
16 Elect LIN Weijie Mgmt For For For
17 Elect SU Qiying Mgmt For For For
18 Elect MA Xiaojun Mgmt For For For
19 Elect WANG Yongyong Mgmt For For For
20 Elect LI Lu Mgmt For For For
21 Elect XU Bo Mgmt For For For
22 Elect LIN Liyong Mgmt For For For
23 Elect YAN Hui Mgmt For For For
24 Elect WANG Zuo Mgmt For Against Against
25 Elect WU Binbin Mgmt For Against Against
26 2020 the First Quarter Mgmt For For For
Profit Distribution
Plan
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Holitech Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002217 CINS Y7677V101 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Auditor Firm Mgmt For For For
2 Authority to Issue Mgmt For For For
Corporate
Bonds
3 Authority of Mgmt For For For
Asset-backed
Plan
4 Authority to Give Mgmt For For For
Guarantees
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hon Hai Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2317 CINS Y36861105 06/23/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hong Leong Bank Berhad
Ticker Security ID: Meeting Date Meeting Status
HLBANK CINS Y36503103 10/29/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees and Mgmt For For For
Benefits
3 Elect CHONG Chye Neo Mgmt For For For
4 Elect LAU Souk Huan Mgmt For For For
5 Elect TAN Kong Khoon Mgmt For For For
6 Elect Md Hamzah bin Md Mgmt For For For
Kassim
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Related Party Mgmt For For For
Transactions
10 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Hong Leong Financial Group Berhad
Ticker Security ID: Meeting Date Meeting Status
HLFG CINS Y36592106 10/31/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees and Mgmt For For For
Benefits
2 Elect SAW Kok Wei Mgmt For For For
3 Elect LEONG Ket Ti Mgmt For For For
4 Elect Raja Noorma Mgmt For For For
binti Raja
Othman
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Related Party Mgmt For For For
Transactions with
Hong Leong
Company
(Malaysia) Berhad
("HLCM") and Persons
Connected with
HLCM
8 Related Party Mgmt For For For
Transactions with
Tower Real
Estate
Investment Trust
("Tower
REIT")
9 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Hongfa Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600885 CINS Y9716T105 05/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Report
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Work Report Of Mgmt For For For
Independent
Directors
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Reappointment of Mgmt For For For
Financial and
Internal Control
Audit Firm and
Payment of Audit
Fees
8 Estimated Amount Of Mgmt For For For
2020 Continuing
Connected
Transactions
9 2020 Application for Mgmt For For For
Comprehensive Credit
Line to Banks by a
Controlled
Subsidiary
10 2020 Provision of Mgmt For For For
Guarantee by a
Controlled Subsidiary
for the Bank
Comprehensive Credit
Line Applied for by
Its Controlled
Subsidiaries
11 2020 Provision of Mgmt For For For
Loans by a Controlled
Subsidiary to Its
Controlled and
Wholly-owned
Subsidiaries and Some
Distributors
12 Amendments to the Mgmt For For For
Company's Articles of
Association
13 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Shareholders General
Meetings
14 Amendments To The Mgmt For For For
Rules Of Procedure
Governing The Board
Meetings
________________________________________________________________________________
Hotai Motor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2207 CINS Y37225102 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Non-compete Mgmt For For For
Restriction for
Directors
________________________________________________________________________________
Hotel Shilla Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
008770 CINS Y3723W102 03/19/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect LEE Boo Jin Mgmt For For For
3 Directors' Fees Mgmt For For For
________________________________________________________________________________
Housing Development Finance Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
HDFC CINS Y37246207 08/02/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect V. Srinivasa Mgmt For For For
Rangan
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Elect Bhaskar Ghosh Mgmt For For For
8 Elect Ireena Vittal Mgmt For For For
9 Elect Nasser Mukhtar Mgmt For For For
Munjee
10 Elect Jamshed Jiji Mgmt For For For
Irani
11 Related Party Mgmt For For For
Transactions
12 Directors' Commission Mgmt For For For
13 Revision in Mgmt For For For
Remuneration of Keki.
M. Mistry (Executive
Vice-Chair &
CEO)
14 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Hua Hong Semiconductor Limited
Ticker Security ID: Meeting Date Meeting Status
1347 CINS Y372A7109 05/14/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Takayuki Morita Mgmt For For For
5 Elect YE Jun Mgmt For Against Against
6 Elect WONG Kwai Huen Mgmt For For For
7 Elect WANG Jing Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Hua Nan Financial Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2880 CINS Y3813L107 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
4 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Huaan Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600909 CINS Y372AR105 06/09/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report Mgmt For For For
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Profit Mgmt For For For
Distribution
Plan
5 Continuing Connected Mgmt For For For
Transactions with a
Company
6 Continuing Connected Mgmt For For For
Transactions with a
2nd
Company
7 Continuing Connected Mgmt For For For
Transactions with a
3rd
Company
8 Continuing Connected Mgmt For For For
Transactions with a
4th
Company
9 Continuing Connected Mgmt For For For
Transactions with
Other Related
Parties
10 2020 Estimated Mgmt For For For
Proprietary
Investment Quota Of
The
Company
11 Amendments to the Mgmt For For For
Company's Articles of
Association
12 Elect SHU Genrong Mgmt For For For
________________________________________________________________________________
Huadian Power International Corporation Ltd
Ticker Security ID: Meeting Date Meeting Status
1071 CINS Y3738Y101 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 General Mandate to Mgmt For Against Against
Issue Shares w/o
Preemptive
Rights
3 Issuance of Financing Mgmt For For For
Instruments
4 Amendments to Articles Mgmt For For For
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Financial Report 2019 Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 BDO China Shu Lun Pan Mgmt For For For
Certified Public
Accountants LLP
(Special General
Partnership) and BDO
Limited be appointed
as domestic auditor
and overseas
auditor
10 BDO China Shu Lun Pan Mgmt For For For
Certified Public
Accountants LLP
(Special General
Partnership) be
appointed as the
internal control
auditor
11 Independent Directors' Mgmt For For For
Report
12 Directors' and Mgmt For For For
Supervisors'
Fees
13 Finance Lease Mgmt For Against Against
Framework
Agreement
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect WANG Xuxiang Mgmt For For For
16 Elect LUO Xiaoqian Mgmt For For For
17 Elect NI Shoumin Mgmt For For For
18 Elect PENG Xingyu Mgmt For For For
19 Elect GOU Wei Mgmt For For For
20 Elect HAO Bin Mgmt For For For
21 Elect WANG Xiaobo Mgmt For For For
22 Elect FENG Rong Mgmt For For For
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Elect WANG Dashu Mgmt For For For
25 Elect ZONG Wenlong Mgmt For For For
26 Elect FENG Zhenping Mgmt For For For
27 Elect LI Xingchun Mgmt For For For
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Elect CHEN Wei Mgmt For Against Against
30 Elect MA Jing'an Mgmt For Against Against
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huadian Power International Corporation Ltd
Ticker Security ID: Meeting Date Meeting Status
1071 CINS Y3738Y119 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 General Mandate to Mgmt For Against Against
Issue Shares w/o
Preemptive
Rights
3 Issuance of Financing Mgmt For For For
Instruments
4 Amendments to Articles Mgmt For For For
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Financial Report 2019 Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 BDO China Shu Lun Pan Mgmt For For For
Certified Public
Accountants LLP
(Special General
Partnership) and BDO
Limited be appointed
as domestic auditor
and overseas
auditor
10 BDO China Shu Lun Pan Mgmt For For For
Certified Public
Accountants LLP
(Special General
Partnership) be
appointed as the
internal control
auditor
11 Independent Directors' Mgmt For For For
Report
12 Directors' and Mgmt For For For
Supervisors'
Fees
13 Finance Lease Mgmt For Against Against
Framework
Agreement
14 Elect WANG Xuxiang Mgmt For For For
15 Elect LUO Xiaoqian Mgmt For For For
16 Elect NI Shoumin Mgmt For For For
17 Elect PENG Xingyu Mgmt For For For
18 Elect GOU Wei Mgmt For For For
19 Elect HAO Bin Mgmt For For For
20 Elect WANG Xiaobo Mgmt For For For
21 Elect FENG Rong Mgmt For For For
22 Elect WANG Dashu Mgmt For For For
23 Elect ZONG Wenlong Mgmt For For For
24 Elect FENG Zhenping Mgmt For For For
25 Elect LI Xingchun Mgmt For For For
26 Elect CHEN Wei Mgmt For Against Against
27 Elect MA Jing'an Mgmt For Against Against
________________________________________________________________________________
Huadian Power International Corporation Ltd
Ticker Security ID: Meeting Date Meeting Status
1071 CINS Y3738Y101 12/24/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Purchase of Fuel from Mgmt For For For
China
Huadian
4 Provision of Supplies, Mgmt For For For
Procurement Services
and Miscellaneous and
Relevant
Services
5 Sale of Fuel to China Mgmt For For For
Huadian
________________________________________________________________________________
Huadian Power International Corporation Ltd
Ticker Security ID: Meeting Date Meeting Status
1071 CINS Y3738Y119 12/24/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Purchase of Fuel from Mgmt For For For
China
Huadian
3 Provision of Supplies, Mgmt For For For
Procurement Services
and Miscellaneous and
Relevant
Services
4 Sale of Fuel to China Mgmt For For For
Huadian
________________________________________________________________________________
Huadong Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000963 CINS Y3740R102 06/05/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2019 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions with An
Affiliated
Entity
7 Related Party Mgmt For For For
Transactions with An
Affiliated
Entity
8 Related Party Mgmt For For For
Transactions with An
Affiliated
Entity
9 Appointment of Auditor Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hualan Biological Engineering, Inc.
Ticker Security ID: Meeting Date Meeting Status
002007 CINS Y3737H125 04/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Investment And Wealth Mgmt For For For
Management With
Proprietary
Funds
8 Appointment of Auditor Mgmt For For For
9 Election of Mgmt For For For
Independent
Directors
10 Elect WANG Yunlong Mgmt For For For
11 Elect LIU Wanli Mgmt For For For
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A105 03/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change of Use of Funds Mgmt For For For
3 Elect ZHAO Keyu Mgmt For For For
4 Increase of Amount of Mgmt For For For
Debt
Instruments
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A113 03/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Use of Funds Mgmt For For For
2 Elect ZHAO Keyu Mgmt For For For
3 Increase of Amount of Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A113 06/16/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Short-term Debt
Instruments
7 Authority to Issue Mgmt For For For
Super Short-term Debt
Instruments
8 Authority to Issue Mgmt For For For
Debt Instruments by
way of Non-Public
Placement
9 Authority to Issue Mgmt For For For
Domestic and/or
Overseas Debt
Financing
Instruments
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Give Mgmt For For For
Guarantees
12 Elect ZHAO Keyu Mgmt For For For
13 Elect ZHAO Ping Mgmt For For For
14 Elect HUANG Jian Mgmt For For For
15 Elect WANG Kui Mgmt For For For
16 Elect LU Fei Mgmt For For For
17 Elect TENG Yu Mgmt For For For
18 Elect MI Dabin Mgmt For For For
19 Elect CHENG Heng Mgmt For For For
20 Elect GUO Hongbo Mgmt For Against Against
21 Elect LIN Chong Mgmt For For For
22 Elect XU Mengzhou Mgmt For For For
23 Elect LIU Jizhen Mgmt For Against Against
24 Elect XU Haifeng Mgmt For For For
25 Elect ZHANG Xianzhi Mgmt For For For
26 Elect XIA Qing Mgmt For For For
27 Elect LI Shuqing Mgmt For Against Against
28 Elect MU Xuan Mgmt For Against Against
29 Elect YE Cai Mgmt For Against Against
30 Elect GU Jianguo Mgmt For For For
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A105 06/16/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Short-term Debt
Instruments
8 Authority to Issue Mgmt For For For
Super Short-term Debt
Instruments
9 Authority to Issue Mgmt For For For
Debt Instruments by
way of Non-Public
Placement
10 Authority to Issue Mgmt For For For
Domestic and/or
Overseas Debt
Financing
Instruments
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Give Mgmt For For For
Guarantees
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect ZHAO Keyu Mgmt For For For
15 Elect ZHAO Ping Mgmt For For For
16 Elect HUANG Jian Mgmt For For For
17 Elect WANG Kui Mgmt For For For
18 Elect LU Fei Mgmt For For For
19 Elect TENG Yu Mgmt For For For
20 Elect MI Dabin Mgmt For For For
21 Elect CHENG Heng Mgmt For For For
22 Elect GUO Hongbo Mgmt For Against Against
23 Elect LIN Chong Mgmt For For For
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Elect XU Mengzhou Mgmt For For For
26 Elect LIU Jizhen Mgmt For Against Against
27 Elect XU Haifeng Mgmt For For For
28 Elect ZHANG Xianzhi Mgmt For For For
29 Elect XIA Qing Mgmt For For For
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Elect LI Shuqing Mgmt For Against Against
32 Elect MU Xuan Mgmt For Against Against
33 Elect YE Cai Mgmt For Against Against
34 Elect GU Jianguo Mgmt For For For
35 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A105 12/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Continuing Mgmt For For For
Connected
Transactions with
Huaneng
Group
3 2020-2022 Continuing Mgmt For For For
Connected
Transactions
with
Huaneng Finance
4 2020-2022 Continuing Mgmt For For For
Connected
Transactions
with
Tiancheng Leasing
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A113 12/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Continuing Mgmt For For For
Connected
Transactions with
Huaneng
Group
2 2020-2022 Continuing Mgmt For For For
Connected
Transactions
with
Huaneng Finance
3 2020-2022 Continuing Mgmt For For For
Connected
Transactions
with
Tiancheng Leasing
________________________________________________________________________________
Huaneng Renewables Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0958 CINS Y3739S111 01/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Delisting Pursuant to Mgmt For For For
Tender
Offer
________________________________________________________________________________
Huaneng Renewables Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0958 CINS Y3739S111 01/06/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Delisting Pursuant to Mgmt For For For
Tender
Offer
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6886 CINS Y37426114 06/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Related Party Mgmt For For For
Transactions (Jiangsu
Guoxin Investment
Group)
8 Related Party Mgmt For For For
Transactions (Jiangsu
Communications
Holding Co.
Ltd)
9 Related Party Mgmt For For For
Transactions (Govtor
Capital Group Co.,
Ltd.)
10 Related Party Mgmt For For For
Transactions (Other
Parties)
11 2020 Proprietary Mgmt For For For
Investment
Budget
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Elect WANG Jianwen Mgmt For For For
14 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6886 CINS Y37426106 06/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions (Jiangsu
Guoxin Investment
Group)
7 Related Party Mgmt For For For
Transactions (Jiangsu
Communications
Holding Co.
Ltd)
8 Related Party Mgmt For For For
Transactions (Govtor
Capital Group Co.,
Ltd.)
9 Related Party Mgmt For For For
Transactions (Other
Parties)
10 2020 Proprietary Mgmt For For For
Investment
Budget
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Elect WANG Jianwen Mgmt For For For
13 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6886 CINS Y37426114 12/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Use of Mgmt For For For
Partial
Proceeds
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect ZHANG Wei Mgmt For For For
5 Elect ZHOU Yi Mgmt For For For
6 Elect DING Feng Mgmt For For For
7 Elect CHEN Yongbing Mgmt For For For
8 Elect XU Qing Mgmt For For For
9 Elect HU Xiao Mgmt For For For
10 Elect WANG Tao Mgmt For For For
11 Elect ZHU Xuebo Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect CHEN Chuanming Mgmt For For For
14 Elect LEE Chi Ming Mgmt For For For
15 Elect LIU Yan Mgmt For For For
16 Elect CHEN Zhibin Mgmt For For For
17 Elect MA Qun Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Elect ZHANG Ming Mgmt For Against Against
20 Elect YU Lanying Mgmt For Against Against
21 Elect ZHANG Xiaohong Mgmt For Against Against
22 Elect FAN Chunyan Mgmt For Against Against
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6886 CINS Y37426106 12/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Use of Mgmt For For For
Partial
Proceeds
2 Elect ZHANG Wei Mgmt For For For
3 Elect ZHOU Yi Mgmt For For For
4 Elect DING Feng Mgmt For For For
5 Elect CHEN Yongbing Mgmt For For For
6 Elect XU Qing Mgmt For For For
7 Elect HU Xiao Mgmt For For For
8 Elect WANG Tao Mgmt For For For
9 Elect ZHU Xuebo Mgmt For For For
10 Elect CHEN Chuanming Mgmt For For For
11 Elect LEE Chi Ming Mgmt For For For
12 Elect LIU Yan Mgmt For For For
13 Elect CHEN Zhibin Mgmt For For For
14 Elect MA Qun Mgmt For For For
15 Elect ZHANG Ming Mgmt For Against Against
16 Elect YU Lanying Mgmt For Against Against
17 Elect ZHANG Xiaohong Mgmt For Against Against
18 Elect FAN Chunyan Mgmt For Against Against
________________________________________________________________________________
Huaxi Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002926 CINS Y374D7102 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 2019 Annual Report and Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Remuneration for Mgmt For For For
Directors
8 Remuneration for Mgmt For For For
Supervisors
9 Amendments to Articles Mgmt For For For
10 Related Party Mgmt For For For
Transactions
11 Purchase Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
Huaxia Bank Co
Ticker Security ID: Meeting Date Meeting Status
600015 CINS Y37467118 04/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Hongjun Mgmt For Against Against
2 Elect ZOU Libin Mgmt For For For
3 Elect LUO Qianyi Mgmt For For For
4 Elect MA Xiaoyan Mgmt For For For
5 Elect XIE Yiqun Mgmt For For For
6 Elect ZHANG Wei Mgmt For For For
7 Elect ZOU Xiulian Mgmt For For For
8 Elect LI Minji Mgmt For For For
9 Elect ZHANG Jianhua Mgmt For For For
10 Elect GUAN Wenjie Mgmt For For For
11 Elect WANG Yiping Mgmt For For For
12 Elect SONG Jiqing Mgmt For For For
13 Elect DING Yi Mgmt For For For
14 Elect GUO Qingwang Mgmt For For For
15 Elect ZHAO Hong Mgmt For For For
16 Elect GONG Zhiqinag Mgmt For For For
17 Elect LV Wendong Mgmt For For For
18 Elect HUA Shiguo Mgmt For For For
19 Elect DING Zhaohua Mgmt For For For
20 Elect LIN Xin Mgmt For For For
21 Elect WU Changqi Mgmt For For For
22 Elect MA Yuanju Mgmt For For For
23 Elect ZHU Xiaofang Mgmt For For For
24 Elect ZHAO Xijun Mgmt For For For
25 Amendments to Articles Mgmt For For For
26 Constitution of Mgmt For For For
Allowance System for
Directors
27 Constitution of Mgmt For For For
Allowance System for
Supervisors
28 Constitution of Equity Mgmt For Against Against
Management
Measures
________________________________________________________________________________
Huaxia Bank Co
Ticker Security ID: Meeting Date Meeting Status
600015 CINS Y37467118 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2020 Financial Budget Mgmt For For For
Report
6 Appointment Of 2020 Mgmt For For For
Audit Firm And Its
Audit
Fees
7 Issuance Of Financial Mgmt For Against Against
Bonds And Relevant
Authorization
8 Implementing Results Mgmt For For For
of the Connected
Transactions
Management System and
Report on the
Connected
Transactions in
2019
9 2020 Connected Mgmt For For For
Transaction Quota
with Related
Parties
10 2020 Connected Mgmt For For For
Transaction Quota
with Related
Parties
11 2020 Connected Mgmt For For For
Transaction Quota
with Related
Parties
12 2020 Connected Mgmt For For For
Transaction Quota
with Related
Parties
13 2020 Connected Mgmt For For For
Transaction Quota
with Related
Parties
14 2019 Evaluation Report Mgmt For For For
Of The Supervisory
Committee On The
Performance Of The
Board Of Directors
And Its
Members
15 2019 Evaluation Report Mgmt For For For
of the Supervisory
Committee on the
Performance of
Supervisors
________________________________________________________________________________
Huaxin Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
900933 CINS Y37469106 01/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Overseas
Bonds
2 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Issuance of Overseas
Bonds
________________________________________________________________________________
Huaxin Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
900933 CINS Y37469106 06/03/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
and 2020 Financial
Budget
Reports
4 2019 Profit Mgmt For For For
Distribution
Plan
5 Provision of Guarantee Mgmt For For For
for Issuance of
Overseas Bonds by
Overseas Wholly-owned
Subsidiaries
6 Provision Of Guarantee Mgmt For For For
For
Subsidiaries
7 2020 Reappointment of Mgmt For For For
Audit
Firm
________________________________________________________________________________
HUAYU Automotive Systems Company Limited
Ticker Security ID: Meeting Date Meeting Status
600741 CINS Y3750U102 06/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
8 Subsidiaries Mgmt For For For
Application for
Comprehensive Credit
Line to Banks and
Provision of
Guarantee
9 Provision Of Guarantee Mgmt For For For
For A
Company
10 2020 Reappointment of Mgmt For For For
Financial Audit
Firm
11 2020 Reappointment of Mgmt For For For
Internal Control
Audit
Firm
________________________________________________________________________________
HUAYU Automotive Systems Company Limited
Ticker Security ID: Meeting Date Meeting Status
600741 CINS Y3750U102 09/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Xiaoqiu Mgmt For For For
2 Elect ZHUANG Jingxiong Mgmt For Against Against
________________________________________________________________________________
Huazhu Group Limited
Ticker Security ID: Meeting Date Meeting Status
HTHT CUSIP 44332N106 12/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Min (Jenny) Zhang Mgmt For For For
3 Authorize Directors Mgmt For For For
and Officers to
Affect Foregoing
Resolutions
________________________________________________________________________________
Hubei Biocause Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000627 CINS Y3746X103 05/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Authority to Set 2019 Mgmt For For For
Audit
Fees
7 2020 Appointment of Mgmt For For For
Auditor
8 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
9 2020 Estimated Related Mgmt For For For
Party
Transactions
________________________________________________________________________________
Hubei Biocause Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000627 CINS Y3746X103 06/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHOU Wenxia Mgmt For For For
2 Elect CHENG Dali Mgmt For For For
3 Elect LONG Fei Mgmt For For For
________________________________________________________________________________
Hubei Biocause Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000627 CINS Y3746X103 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of A Mgmt For For For
Subsidiary's
Establishment of
Asset Management
Company
________________________________________________________________________________
Hubei Energy Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000883 CINS Y3747A102 05/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Reappointment Of Mgmt For For For
Internal Control
Audit
Firm
2 2019 Annual Accounts Mgmt For For For
3 2019 Profit Mgmt For For For
Distribution
Plan
4 2019 Work Report Of Mgmt For For For
The Board Of
Directors
5 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2020 Reappointment Of Mgmt For For For
Audit
Firm
8 2020 Estimated Mgmt For Against Against
Connected
Transactions
Regarding Deposits
And
Loans
9 Registration And Mgmt For For For
Issuance Of Super And
Short-Term Commercial
Papers
________________________________________________________________________________
Hubei Energy Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000883 CINS Y3747A102 06/19/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect TIAN Zexin Mgmt For For For
2 Elect WEN Zhenfu Mgmt For For For
3 Elect CHEN Zhixiang Mgmt For For For
4 Elect GUAN Jielin Mgmt For For For
5 Elect HUANG Zhongchu Mgmt For For For
6 Elect ZHONG Ruyao Mgmt For For For
7 Elect LI Xiyuan Mgmt For For For
8 Elect YANG Hanming Mgmt For For For
9 Elect LI Yinxiang Mgmt For For For
10 Elect YANG Guifang Mgmt For Against Against
11 Elect GUO Jianan Mgmt For Against Against
12 Elect ZHANG Tangrong Mgmt For Against Against
________________________________________________________________________________
Hubei Jumpcan Pharmaceutical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
600566 CINS Y3120L105 03/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Downward Adjustment Of Mgmt For For For
Conversion Price Of
Convertible
Bonds
2 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding the
Downward Adjustment
Of Conversion Price
Of Jumpcan
Convertible
Bond
3 Amendments To The Mgmt For For For
Company's Articles Of
Association
4 Amendments To The Mgmt For For For
Companys Rules of
Procedure Governing
Shareholders General
Meetings
5 Amendments To The Mgmt For For For
Rules Of Procedure
Governing The Board
Meetings
6 Amendments To The Mgmt For For For
Company's Rules of
Procedure Governing
Meetings of The
Supervisory
Committee
7 Amendments To The Mgmt For For For
Management System For
The Use Of Raised
Funds
8 Formulation Of The Mgmt For For For
On-Site Working
System For
Independent
Directors
9 Amendments To The Mgmt For Against Against
Implementing Rules
For Cumulative Voting
System
10 Elect CAO Longxiang Mgmt For For For
11 Elect CAO Fei Mgmt For For For
12 Elect HUANG Qurong Mgmt For For For
13 Elect LIU Jun Mgmt For For For
14 Elect YAO Hong Mgmt For For For
15 Elect LU Chaojun Mgmt For For For
16 Elect ZHU Siyi Mgmt For For For
17 Elect SUN Rong Mgmt For Against Against
18 Elect ZHOU Xinchun Mgmt For Against Against
________________________________________________________________________________
Hubei Jumpcan Pharmaceutical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
600566 CINS Y3120L105 04/02/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Work Report Of Mgmt For For For
Independent
Directors
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Remuneration For Mgmt For For For
Directors And
Supervisors
8 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
9 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering
10 Stock Type and Par Mgmt For For For
Value
11 Issuing Method and Date Mgmt For For For
12 Issuing Targets and Mgmt For For For
Subscription
Method
13 Pricing Base Date, Mgmt For For For
Pricing Principles
and Issue
Price
14 Issuing Volume Mgmt For For For
15 Lockup Period Mgmt For For For
16 Purpose of the Raised Mgmt For For For
Funds
17 Arrangement for the Mgmt For For For
Accumulated Retained
Profits Before the
Non-public Share
Offering
18 The Valid Period of Mgmt For For For
the Resolution on the
Non-public Share
Offering
19 Plan For 2020 Mgmt For For For
Non-Public Share
Offering: Listing
Place
20 Preplan For 2020 Mgmt For For For
Non-Public Share
Offering
21 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from 2020 Non-public
Share
Offering
22 Report On The Use Of Mgmt For For For
Previously Raised
Funds
23 Diluted Immediate Mgmt For For For
Return After the
Non-public Share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
24 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Non-public Share
Offering
25 Settlement of Some Mgmt For For For
Projects Financed
with Raised Funds and
Permanently
Supplementing the
Working
Capital
________________________________________________________________________________
Hunan Valin Steel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000932 CINS Y3767Q102 04/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Estimated Related Mgmt For For For
Party Transactions
with a
Company
7 2020 Fixed Assets Mgmt For For For
Investment
Plan
8 Amendments to Articles Mgmt For For For
9 Elect HUANG Shaoming Mgmt For For For
as
Director
________________________________________________________________________________
Hunan Valin Steel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000932 CINS Y3767Q102 05/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Companys Mgmt For For For
Eligibility for
Public Issuance of
Convertible
Bonds
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Repaying the
Principal and
Interest
8 Guarantee Matters Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
11 Downward Adjustment of Mgmt For For For
Conversion
Price
12 Determining Method for Mgmt For For For
the Number of
Converted
Shares
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
16 Issuing Targets and Mgmt For For For
Method
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Matters Regarding Mgmt For For For
Bondholders
Meetings
19 Purpose of the Raised Mgmt For For For
Funds
20 Deposit and Management Mgmt For For For
of the Raised
Funds
21 The Valid Period of Mgmt For For For
the Issuance
Plan
22 Preplan For Public Mgmt For For For
Issuance Of
Convertible Corporate
Bonds
23 Feasibility Analysis Mgmt For For For
on the Use of Funds
to Be Raised from the
Public Issuance of
Convertible Corporate
Bonds
24 Report On The Use Of Mgmt For For For
Previously Raised
Funds
25 Formulation of Rules Mgmt For For For
Governing the
Meetings of
Bondholders of the
Company's Convertible
Bonds
26 Diluted Immediate Mgmt For For For
Return After the
Public Issuance of
Convertible Corporate
Bonds and Filling
Measures and
Commitments of
Relevant
Parties
27 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of
Convertible Corporate
Bonds
________________________________________________________________________________
Hunan Valin Steel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000932 CINS Y3767Q102 12/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hundsun Technologies Inc., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600570 CINS Y3041V109 04/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Xiangyao Mgmt For For For
________________________________________________________________________________
Hundsun Technologies Inc., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600570 CINS Y3041V109 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Internal Control Mgmt For For For
Self-Evaluation
Report
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Construction And Mgmt For For For
Development Of A
Project
9 Merger and Acquisition Mgmt For For For
of a Controlled
Subsidiary
10 Application for Mgmt For For For
Bankruptcy
Liquidation
11 2020 Estimated Related Mgmt For For For
Party
Transactions
12 Approval of Line of Mgmt For For For
Credit
13 Overall Plan Of Mgmt For For For
Investment And Wealth
Management From 2020
To
2022
________________________________________________________________________________
Hundsun Technologies Inc., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600570 CINS Y3041V109 06/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Hutchison China MediTech Limited
Ticker Security ID: Meeting Date Meeting Status
HCM CUSIP 44842L103 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Simon To Mgmt For For For
3 Elect Christian Hogg Mgmt For For For
4 Elect Johnny Cheng Mgmt For For For
5 Elect Weiguo Su Mgmt For For For
6 Elect Dan Eldar Mgmt For For For
7 Elect Edith SHIH Mgmt For For For
8 Elect Paul R. Carter Mgmt For For For
9 Elect Karen J. Ferrante Mgmt For For For
10 Elect Graeme A. Jack Mgmt For For For
11 Elect Tony SK MOK Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Equity
Raise)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Amendment to 2015 Mgmt For For For
Share Option
Scheme
18 Amendments to Articles Mgmt For For For
(Hybrid
Meetings)
________________________________________________________________________________
HUYA Inc.
Ticker Security ID: Meeting Date Meeting Status
HUYA CUSIP 44852D108 05/15/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hypera SA
Ticker Security ID: Meeting Date Meeting Status
HYPE3 CINS P5230A101 04/22/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of Matching Mgmt For For For
Share
Plan
________________________________________________________________________________
Hypera SA
Ticker Security ID: Meeting Date Meeting Status
HYPE3 CINS P5230A101 04/22/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Capital Expenditure Mgmt For For For
Budget
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Request Establishment Mgmt N/A Against N/A
of Supervisory
Council
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hypera SA
Ticker Security ID: Meeting Date Meeting Status
HYPE3 CINS P5230A101 05/15/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hytera Communications Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
002583 CINS Y3815M103 05/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report and Mgmt For For For
Summary
2 2019 Directors' Report Mgmt For For For
3 2019 Supervisors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Remuneration for Mgmt For For For
Directors,
Supervisors and
Senior
Management
7 Approval of Line of Mgmt For For For
Credit
8 Authority to Give Mgmt For For For
Guarantees
9 Amendments to Articles Mgmt For For For
10 Elect WEI Dong Mgmt For For For
11 Elect SUN Pengfei Mgmt For For For
________________________________________________________________________________
Hyundai Department Store Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
069960 CINS Y38306109 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Member: KO
Bong
Chan
5 Directors' Fees Mgmt For For For
6 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
Hyundai Development Company
Ticker Security ID: Meeting Date Meeting Status
294870 CINS Y3R31Z103 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect LEE Hyung Jae Mgmt For For For
3 Elect KWON In So Mgmt For For For
4 Elect CHOI Kyu Yeon Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member:
CHOI Kyu
Yeon
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hyundai Engineering & Construction
Ticker Security ID: Meeting Date Meeting Status
000720 CINS Y38382100 03/19/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect KIM Jae Joon Mgmt For For For
3 Elect HONG Dae Shik Mgmt For For For
4 Election of Audit Mgmt For For For
Committee Member: KIM
Jae
Joon
5 Election of Audit Mgmt For For For
Committee Member:
HONG Dae
Shik
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hyundai Glovis Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
086280 CINS Y27294100 03/19/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect JEON Kum Bae Mgmt For For For
4 Elect KIM Joon Gyu Mgmt For For For
5 Elect LIM Chang Gyu Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member: KIM
Joon
Gyu
7 Election of Audit Mgmt For For For
Committee Member: LIM
Chang
Gyu
8 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hyundai Heavy Industries Holdings
Ticker Security ID: Meeting Date Meeting Status
267250 CINS Y3R3C9109 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
3 Spin-off Mgmt For For For
4 Elect KA Sam Hyun Mgmt For For For
5 Elect SHIN Jae Yong Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member:
SHIN Jae
Yong
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hyundai Marine & Fire Insurance Co.
Ticker Security ID: Meeting Date Meeting Status
001450 CINS Y3842K104 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect JO Yong Il Mgmt For For For
3 Elect LEE Seong Jae Mgmt For For For
4 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member: KIM
Yong
Joon
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hyundai Mobis
Ticker Security ID: Meeting Date Meeting Status
012330 CINS Y3849A109 03/18/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Karl-Thomas Mgmt For For For
Neumann
4 Elect CHANG Young Woo Mgmt For For For
5 Election of Executive Mgmt For For For
Director: CHUNG Eui
Sun
6 Election of Audit Mgmt For For For
Committee Member:
Karl-Thomas
Neumann
7 Election of Audit Mgmt For For For
Committee Member:
CHANG Young
Woo
8 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hyundai Motor Co
Ticker Security ID: Meeting Date Meeting Status
005380 CINS Y38472109 03/19/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect CHOI Eun Soo Mgmt For For For
4 Elect KIM Sang Hyun Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member:
CHOI Eun
Soo
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hyundai Steel Company
Ticker Security ID: Meeting Date Meeting Status
004020 cins Y38383108 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect SUH Myung Jin Mgmt For For For
3 Elect PARK Jong Sung Mgmt For For For
4 Elect PARK Eui Man Mgmt For For For
5 Elect LEE Eun Taik Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member:
PARK Eui
Man
7 Directors' Fees Mgmt For For For
8 Spin-off Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ICICI Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICICIBANK CINS Y3860Z132 08/09/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Anup Bagchi Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment Of Branch Mgmt For For For
Auditors
7 Elect Hari L. Mundra Mgmt For For For
8 Elect Rama Bijapurkar Mgmt For For For
9 Elect Balasubramanyam Mgmt For For For
Sriram
10 Elect Subramanian Mgmt For For For
Madhavan
11 Appoint Sandeep Mgmt For For For
Bakhshi (MD/CEO);
Approval of
Remuneration
12 Elect Sandeep Batra Mgmt For For For
13 Appoint Sandeep Batra Mgmt For For For
(Executive Director);
Approval of
Remuneration
14 Revise Remuneration of Mgmt For For For
N. S.
Kannan
15 Revise Remuneration of Mgmt For For For
Vishakha
Mulye
16 Revise Remuneration of Mgmt For For For
Vijay
Chandok
17 Revise Remuneration of Mgmt For For For
Anup
Bagchi
18 Amendments to Mgmt For For For
Memorandum of
Association
19 Adoption of New Mgmt For For For
Articles of
Association
________________________________________________________________________________
ICICI Lombard General Insurance Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICICIGI CINS Y3R55N101 03/15/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect and Appoint Mgmt For For For
Sanjeev R. Mantri
(Whole-Time
Director); Approve
Remuneration
3 Amendment to the ICICI Mgmt For For For
Lombard Employees
Stock Option Scheme -
2005
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 01/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Qingfeng Mgmt For For For
2 Elect LIU Xin Mgmt For For For
3 Elect WANG Bing Mgmt For For For
4 Elect CHEN Tao Mgmt For For For
5 Elect WU Xiaoru Mgmt For For For
6 Elect HU Yu Mgmt For For For
7 Elect NIE Xiaolin Mgmt For For For
8 Elect ZHANG Benzhao Mgmt For For For
9 Elect ZHAO Huifang Mgmt For For For
10 Elect LIU Jianhua Mgmt For For For
11 Elect ZHAO Xudong Mgmt For For For
12 Elect GAO Ling Ling Mgmt For Against Against
13 Elect ZHANG Lan Mgmt For Against Against
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 05/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Remuneration For Mgmt For For For
Directors,
Supervisors And
Senior
Management
6 2020 Estimated Related Mgmt For For For
Party
Transactions
7 2019 Annual Report And Mgmt For For For
Its
Summary
8 Appointment of Auditor Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Amendments to Articles Mgmt For For For
12 Amendments to Raised Mgmt For For For
Funds Management
Measures
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 08/07/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cash Management With Mgmt For For For
Some Idle Raised
Funds
2 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Granted to Plan
Participants
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 09/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Interim Mgmt For For For
Profits
2 Authority to Issue Mgmt For For For
Mid-term
Notes
3 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Issuance of Mid-term
Notes
________________________________________________________________________________
IHH Healthcare Berhad
Ticker Security ID: Meeting Date Meeting Status
IHH CINS Y374AH103 06/23/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mehmet Ali Mgmt For For For
Aydinlar
2 Elect Rossana Annizah Mgmt For For For
binti Ahmad
Rashid
3 Elect Kelvin LOH Mgmt For For For
Chi-Keon
4 Elect Farid binti Mgmt For For For
Mohamed
Sani
5 Elect Masato Sugahara Mgmt For For For
6 Directors' Fees and Mgmt For For For
Benefits
7 Directors' Fees and Mgmt For For For
Benefits Payable by
the Subsidiaries to
the Directors of the
Company
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
IHH Healthcare Berhad
Ticker Security ID: Meeting Date Meeting Status
IHH CINS Y374AH103 12/09/2019 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Prince Court Mgmt For For For
Transaction
________________________________________________________________________________
IJM Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IJM CINS Y3882M101 08/28/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David F. Wilson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Directors' Fees Mgmt For For For
4 Directors' Benefits Mgmt For For For
5 Fees Payable to Mgmt For For For
Directors of
Subsidiaries
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Indiabulls Housing Finance Limited
Ticker Security ID: Meeting Date Meeting Status
IBULHSGFIN CINS Y3R12A119 08/28/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sachin Chaudhary Mgmt For For For
4 Elect Satish Chand Mgmt For For For
Mathur
5 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
6 Change of Location of Mgmt For For For
Registered
Office
________________________________________________________________________________
Indiabulls Housing Finance Limited
Ticker Security ID: Meeting Date Meeting Status
IBULHSGFIN CINS Y3R12A119 12/23/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Non-Convertible
Debentures and
Warrants w/o
Preemptive
Rights
2 Adoption of the Mgmt For For For
Indiabulls Housing
Finance Limited -
Employee Stock
Benefit Scheme 2019
("ESBS
2019")
3 Extension of the ESBS Mgmt For For For
2019 to
Subsidiaries
4 Acquisition of the Mgmt For For For
Company's Shares on
the Secondary Market
to Implement the ESBS
2019
5 Implementation of the Mgmt For For For
ESBS 2019 through the
Employees
Welfare Trust
6 Provision of Loan to Mgmt For For For
Trust to Acquire
Shares to
Implement
the ESBS 2019
7 Authority to Issue Mgmt For For For
Shares under the ESBS
2019
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Indian Oil Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
IOC CINS Y3925Y112 08/28/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect SSV Ramakumar Mgmt For For For
4 Elect Ranjan Kumar Mgmt For For For
Mohapatra
5 Elect Parindu K. Bhagat Mgmt For For For
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Indorama Ventures Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
IVL CINS Y39742112 06/30/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Results of Operations Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Acknowledge Interim Mgmt For For For
Dividends
4 Elect Rathian Mgmt For For For
Srimongkol
5 Elect William E. Mgmt For For For
Heinecke
6 Elect Siri Ganjarerndee Mgmt For For For
7 Elect Kanit Si Mgmt For For For
8 Elect Dilip Kumar Mgmt For For For
Agarwal
9 Elect Kaisri Mgmt For For For
Nuengsigkapian
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendments to Articles Mgmt For For For
of
Association
13 Transaction of Other Mgmt For Abstain Against
Business
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B112 01/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yang Gouzhong Mgmt For For For
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B104 01/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yang Gouzhong Mgmt For For For
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B104 06/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Profit Distribution Mgmt For For For
Plan
2019
6 2020 Fixed Asset Mgmt For For For
Investment
Plan
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect SHEN Si Mgmt For For For
9 Issuance of Undated Mgmt For For For
Additional Tier 1
Capital Bonds and
Eligible Tier 2
Capital
Instruments
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Issuance of Eligible Mgmt For For For
Tier 2 Capital
Instruments
12 Application for Mgmt For For For
Authorisation Limit
for Special Donations
for COVID-19 Pandemic
Prevention and
Control
13 Elect LIAO Lin Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B112 06/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Profit Distribution Mgmt For For For
Plan
2019
7 2020 Fixed Asset Mgmt For For For
Investment
Plan
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect SHEN Si Mgmt For For For
10 Issuance of Undated Mgmt For For For
Additional Tier 1
Capital Bonds and
Eligible Tier 2
Capital
Instruments
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Issuance of Eligible Mgmt For For For
Tier 2 Capital
Instruments
13 Application for Mgmt For For For
Authorisation Limit
for Special Donations
for COVID-19 Pandemic
Prevention and
Control
14 Elect LIAO Lin Mgmt For For For
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B104 11/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GU Shu Mgmt For Against Against
2 Directors' Mgmt For For For
Remuneration Payment
Plan for
2018
3 Supervisors' Mgmt For For For
Remuneration Payment
Plan for
2018
4 Application for Mgmt For For For
Provisional
Authorization of
External
Donations
5 Elect CAO Liqun Mgmt For For For
6 Elect FENG Weidong Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B112 11/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect GU Shu Mgmt For Against Against
4 Directors' Mgmt For For For
Remuneration Payment
Plan for
2018
5 Supervisors' Mgmt For For For
Remuneration Payment
Plan for
2018
6 Application for Mgmt For For For
Provisional
Authorization of
External
Donations
7 Elect CAO Liqun Mgmt For For For
8 Elect FENG Weidong Mgmt For For For
________________________________________________________________________________
Industrial Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601166 CINS Y3990D100 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Plan
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Appointment of Mgmt For For For
Auditor
________________________________________________________________________________
Industrial Bank of Korea
Ticker Security ID: Meeting Date Meeting Status
024110 CINS Y3994L108 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Industrial Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601377 CINS Y3994T101 04/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Provision of Credit Mgmt For Against Against
Enhancing Measures
Including Guarantee
for the Overseas Debt
Financing of a
Company
________________________________________________________________________________
Industrial Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601377 CINS Y3994T101 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Securities Mgmt For For For
Investment
Scale
7 Authority to Issue Mgmt For Against Against
Debt Financing
Instruments
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Purchase of Liability Mgmt For Against Against
Insurance for
Directors,
Supervisors and
Senior
Management
11 Special Statement on Mgmt For For For
2019 Performance
Appraisal and
Remuneration for
Directors
12 Special Statement on Mgmt For For For
2019 Performance
Appraisal and
Remuneration for
Supervisors
________________________________________________________________________________
Industrias Penoles S.A.
Ticker Security ID: Meeting Date Meeting Status
PE&OLES CINS P55409141 04/23/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of the Board of Mgmt For Against Against
Directors
3 Reports of the CEO and Mgmt For Against Against
Auditor
4 Financial Statements Mgmt For Against Against
5 Report on the Mgmt For Against Against
Company's Accounting
and
Financial
Reporting Policies
6 Report of the Audit Mgmt For Against Against
and Corporate
Governance
Committees
7 Allocation of Mgmt For Against Against
Profits/Dividends
8 Authority to Mgmt For Against Against
Repurchase
Shares
9 Election of Directors; Mgmt For Against Against
Fees
10 Election of Audit and Mgmt For Against Against
Corporate Governance
Committee
Chair
11 Election of Meeting Mgmt For For For
Delegates
12 Minutes Mgmt For For For
________________________________________________________________________________
Info Edge (India) Ltd.
Ticker Security ID: Meeting Date Meeting Status
NAUKRI CINS Y40353107 03/03/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Make Mgmt For Against Against
Investments, Grant
Loans and Give
Guarantees
________________________________________________________________________________
Infosys Ltd
Ticker Security ID: Meeting Date Meeting Status
INFY CINS Y4082C133 06/27/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Salil S. Parekh Mgmt For For For
4 Elect Uri Levine Mgmt For For For
________________________________________________________________________________
Infraestructura Energetica Nova S.A.B. de C.V
Ticker Security ID: Meeting Date Meeting Status
IENOVA CINS P5R19K107 04/30/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Report on Tax Mgmt For For For
Compliance
3 Allocation of Mgmt For Against Against
Profits/Dividends
4 Election of Directors; Mgmt For For For
Verification of
Directors'
Independence
Status
5 Election of Board Mgmt For For For
Committee Members;
Election of the Chair
of Audit and
Governance
Committees
6 Directors' Fees Mgmt For For For
7 Authority to Mgmt For For For
Repurchase
Shares
8 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Infraestructura Energetica Nova S.A.B. de C.V
Ticker Security ID: Meeting Date Meeting Status
IENOVA CINS P5R19K107 11/29/2019 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratify Co-Option and Mgmt For For For
Elect George William
Bilicic; Election of
Board
Secretary
2 Cancellation of Shares Mgmt For For For
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Inner Mongolia Baotou Steel Union Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600010 CINS Y4084T100 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Work Report Of The Mgmt For For For
Board Of
Directors
2 Work Report Of The Mgmt For For For
Supervisory
Committee
3 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Implementing Results Mgmt For For For
Of 2019 Continuing
Connected
Transactions And
Estimation Of 2020
Continuing Connected
Transactions
8 Formulation Of The Mgmt For For For
Shareholder Return
Plan For The Next
Three Years From 2020
To
2022
9 Reappointment Of Audit Mgmt For For For
Firm
10 Connected Transaction Mgmt For For For
Regarding Renewal Of
Rare Earth Ore
Agreement
11 Signing The Financial Mgmt For For For
Service Agreement
With A
Company
12 Cokes Purchase Mgmt For For For
Agreement To Be
Signed With A
Company
13 Formulation Of The Mgmt For For For
Remuneration Plan For
Independent
Directors
14 Issuing Scale Mgmt For For For
15 Par Value and Issue Mgmt For For For
Price
16 Bond Type and Duration Mgmt For For For
17 Interest Rate Mgmt For For For
18 Guarantee Arrangement Mgmt For For For
19 Purpose of the Raised Mgmt For For For
Funds
20 Issuing Method Mgmt For For For
21 Resale Clauses Mgmt For For For
22 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
23 Underwriting Method Mgmt For For For
24 Listing and Transfer Mgmt For For For
of the
Bond
25 The Company's Credit Mgmt For For For
Conditions and
Repayment Guarantee
Measures
26 The Valid Period of Mgmt For For For
the
Resolution
27 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the Private
Placement of
Corporate Bonds
(pandemic Control
Bonds)
28 2020 Financial Budget Mgmt For For For
29 Application For Mgmt For For For
Comprehensive Credit
Line To A
Bank
30 Elect LI Degang Mgmt For For For
31 Elect WANG Shengping Mgmt For For For
32 Elect SHI Kai Mgmt For For For
33 Elect LIU Zhengang Mgmt For For For
34 Elect LI Xiao Mgmt For For For
35 Elect SONG Longtang Mgmt For For For
36 Elect ZHAI Jinjie Mgmt For For For
37 Elect LANG Jilong Mgmt For For For
38 Elect BAI Baosheng Mgmt For For For
39 Elect WU Zhenping Mgmt For For For
40 Elect DONG Fang Mgmt For For For
41 Elect CHENG Mingwang Mgmt For For For
42 Elect SUN Hao Mgmt For For For
43 Elect WEI Zheyan Mgmt For For For
44 Elect HU Yongcheng Mgmt For Against Against
45 Elect XING Liguang Mgmt For Against Against
46 Elect ZHANG Weijiang Mgmt For Against Against
________________________________________________________________________________
Inner Mongolia Baotou Steel Union Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600010 CINS Y4084T100 06/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance Of Overseas Mgmt For For For
Bonds Towards China
(Shanghai) Free Trade
Pilot Zone And
Overseas
Market
2 Issuance Of Overseas Mgmt For For For
Bonds
________________________________________________________________________________
Inner Mongolia Baotou Steel Union Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600010 CINS Y4084T100 10/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Issue Mgmt For For For
Quality Corporate
Bonds
3 Issuing Scale Mgmt For For For
4 Issuing Method Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Bond Duration Mgmt For For For
7 Interest Rate Mgmt For For For
8 Purpose of the Raised Mgmt For For For
Funds
9 Lead Underwriter and Mgmt For For For
the Bond
Trustee
10 Issuing Targets Mgmt For For For
11 Guarantee Arrangement Mgmt For For For
12 Repayment Guarantee Mgmt For For For
Measures
13 Listing Arrangement Mgmt For For For
14 Paying the Principle Mgmt For For For
and
Interest
15 The Valid Period of Mgmt For For For
the
Resolution
16 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the Public Issuance of
Green Corporate
Bonds
17 Issuing Scale Mgmt For For For
18 Par Value and Issue Mgmt For For For
Price
19 Bond Type and Duration Mgmt For For For
20 Interest Rate Mgmt For For For
21 Guarantee Arrangement Mgmt For For For
22 Purpose of the Raised Mgmt For For For
Funds
23 Issuing Method Mgmt For For For
24 Resale Clauses Mgmt For For For
25 Issuing Targets and Mgmt For For For
Agreement for
Placement to the
Existing
Shareholders
26 Underwriting Method Mgmt For For For
27 Listing Arrangement Mgmt For For For
28 The Company's Credit Mgmt For For For
Conditions and
Repayment Guarantee
Measures
29 The Valid Period of Mgmt For For For
the
Resolution
30 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the Public Issuance of
Bonds
31 Implementation of Mgmt For For For
Debt-to-Equity
Conversion by
Introduction of
Investors and Signing
the Related Party
Transaction
Agreement
________________________________________________________________________________
Inner Mongolia First Machinery Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
600967 CINS Y07048104 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Financial Budget Mgmt For For For
8 Elect LI Zhiliang as Mgmt For Against Against
supervisor
9 Purchase Of Wealth Mgmt For For For
Management Products
With Idle Proprietary
Funds
10 Implementing Results Mgmt For For For
Of 2019 Continuing
Connected
Transactions And
Estimation Of 2020
Continuing Connected
Transactions
11 Continuing Connected Mgmt For For For
Transaction Framework
Agreement With A
Company
12 Provision Of Guarantee Mgmt For For For
For Wholly-Owned And
Controlled
Subsidiaries
13 2020 Application For Mgmt For For For
Comprehensive Credit
Line To
Banks
14 Reappointment Of 2020 Mgmt For For For
Financial And
Internal Control
Audit
Firm
15 Amendments to Articles Mgmt For For For
Bundled
________________________________________________________________________________
Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601216 CINS Y40887104 01/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Some Mgmt For For For
Projects Financed
with Raised Funds and
Permanently
Supplementing the
Working Capital with
Surplus Raised
Funds
________________________________________________________________________________
Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601216 CINS Y40887104 04/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding a
Wholly-owned
Subsidiary's Increase
of Capital in a
Company
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601216 CINS Y40887104 05/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Reappointment of Mgmt For For For
Audit
Firm
8 2020 Estimated Mgmt For Against Against
Guarantee
Quota
9 Expansion of the Mgmt For For For
Company's Business
Scope and Amendments
to the Companys
Articles of
Association
________________________________________________________________________________
Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601216 CINS Y40887104 08/07/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Major Mgmt For For For
Assets
Restructuring
2 Transaction Mgmt For For For
Counterparts
3 Underlying Assets Mgmt For For For
4 Transaction Method Mgmt For For For
5 Transaction Mgmt For For For
Consideration
6 Payment of Mgmt For For For
Consideration
7 Accumulated Retained Mgmt For For For
Profits and The
Profits and Losses
During The
Transitional
Period
8 Valid Period of The Mgmt For For For
Resolution
9 Relevant Agreements on Mgmt For For For
Major Assets Purchase
to be Signed by
Wholly-owned
Subs-subsidiaries
10 Supplementary Mgmt For For For
Agreement to The
Agreement on Major
Assets Purchase to be
Signed by
Wholly-owned
Subs-subsidiaries
11 Report (Revised) On Mgmt For For For
Major Assets Purchase
And Its
Summary
12 Major Assets Purchase Mgmt For For For
Does Not Constitute A
Connected
Transaction
13 Compliance with Mgmt For For For
Article
4
14 Compliance with Mgmt For For For
Article
11
15 Major Assets Purchase Mgmt For For For
Does Not Constitute A
Listing
16 Whether Share Price Mgmt For For For
Fluctuation Meets The
Standards Set Forth
in Article 5 of
Notice on Regulating
Information
Disclosure of Listed
Companies and Conduct
of Relevant
Parties
17 Statement on Mgmt For For For
Compliance and
Completeness of Legal
Procedure of
Transaction and
Validity of Legal
Documents
Submitted
18 Independence of Mgmt For For For
Evaluation
Institution,
Rationality
of
Evaluation Hypothesis,
Correlation Between
The
Evaluation Method and
Evaluation
Purpose
19 Audit Report, Review Mgmt For For For
and Evaluation Report
Related to Major
Assets
Purchase
20 Impact of Diluted Mgmt For For For
Immediate Return
After Major Assets
Restructuring and
Filling
Measures
21 Full Authorization to Mgmt For For For
Board Handling
Matters Related to
Major Asset
Purchase
22 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601216 CINS Y40887104 12/13/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of All Equity Mgmt For Against Against
Interest in a
Company
2 Equity Transfer Mgmt For Against Against
Agreement
3 Letter of Intent on Mgmt For Against Against
Equity
Acquisition
________________________________________________________________________________
Inner Mongolia Mengdian Huaneng Thermal Power Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600863 CINS Y40842109 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
Independent
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 Related Party Mgmt For For For
Transactions
5 Related Party Mgmt For For For
Transactions
Framework Agreement
with a
Company
6 Financial Service Mgmt For For For
Framework Agreement
with two
Companies
7 Related Party Mgmt For For For
Transaction Framework
Agreement with a
Company
8 Appointment of Auditor Mgmt For For For
9 2019 Annual Accounts Mgmt For For For
10 2019 Profit Mgmt For For For
Distribution
Plan
11 2019 Annual Report And Mgmt For For For
Its
Summary
12 Authority to Issue Mgmt For For For
Debt Financing
Instruments
13 Independent Directors' Mgmt For For For
Fees
14 Amendments to Articles Mgmt For For For
15 Elect XUE Huimin Mgmt For For For
16 Elect HAO Guangping Mgmt For For For
17 Elect XI Bin Mgmt For For For
18 Elect LIANG Jun Mgmt For For For
19 Elect CHANG Ming Mgmt For For For
20 Elect GAO Yuan Mgmt For For For
21 Elect ZHAO Kefu Mgmt For For For
22 Elect LU Wenbing Mgmt For For For
23 Elect YAN Jiehui Mgmt For For For
24 Elect LIANG Jinghua Mgmt For Against Against
25 Elect LIU Jidong Mgmt For Against Against
________________________________________________________________________________
Inner Mongolia Yili Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600887 CINS Y408DG116 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2020 Business Policies Mgmt For For For
And Investment
Plan
5 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Plan
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Elect PAN Gang Mgmt For For For
8 Elect ZHAO Chengxia Mgmt For For For
9 Elect YAN Junrong Mgmt For For For
10 Elect WANG Xiaogang Mgmt For For For
11 Elect YANG Huicheng Mgmt For For For
12 Elect ZHANG Juncheng Mgmt For For For
13 Elect LV Gang Mgmt For For For
14 Elect PENG Heping Mgmt For For For
15 Elect JI Shao Mgmt For For For
16 Elect CAI Yuanming Mgmt For For For
17 Elect SHI Fang Mgmt For For For
18 Elect GAO Debu Mgmt For Against Against
19 Elect ZHANG Xinling Mgmt For Against Against
20 Allowance For Directors Mgmt For For For
21 Allowance For Mgmt For For For
Supervisors
22 2019 Work Report Of Mgmt For For For
Independent
Directors
23 Authorization to a Mgmt For For For
Wholly-owned
Subsidiary to Provide
Guarantee for the
Industrial Upstream
and Downstream
Partners in
2020
24 Registration and Mgmt For For For
Issuance of Super and
Short-term Commercial
Papers and
Medium-term
Notes
25 A Wholly-owned Mgmt For For For
Subsidiary's
Provision of
Guarantee for a
Company
26 Cancellation of Some Mgmt For For For
Stock Options, and
Repurchase and
Cancellation of Some
Restricted
Stocks
27 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted Stocks In
2019
28 Amendments to the Mgmt For For For
Company's Articles of
Association
29 Reappointment Of Audit Mgmt For For For
Firm
________________________________________________________________________________
Inner Mongolia Yili Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600887 CINS Y408DG116 09/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of Purpose Of Mgmt For For For
Shares To Be
Repurchased
2 2019 Restricted Stock Mgmt For For For
Incentive
Plan
3 Constitution of Mgmt For For For
Procedural
Rules
4 Authorization of Legal Mgmt For For For
Formalities
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Inner Mongolia Yitai Coal Company Limited
Ticker Security ID: Meeting Date Meeting Status
3948 CINS Y40848106 03/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Entrusted Management Mgmt For For For
Agreements
2 Supplemental Mgmt For For For
Agreements to
Entrusted Management
Agreements
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Inner Mongolia Yitai Coal Company Limited
Ticker Security ID: Meeting Date Meeting Status
3948 CINS Y40848106 05/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Allocation of Mgmt For For For
Profits/Dividends
6 Capital Expenditure Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Appointment of Mgmt For For For
Internal
Auditor
9 Authority to Give Mgmt For Against Against
Guarantees for
Commercial Acceptance
Bill Financing
Business
10 Authority to Give Mgmt For Against Against
Guarantees
11 Investment in Wealth Mgmt For For For
Management
Products
12 Directors' Fees Mgmt For For For
13 Supervisors' Fees Mgmt For For For
14 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholders'
Meetings
15 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Amendments to Articles Mgmt For Against Against
17 Elect ZHANG Jingquan Mgmt For For For
18 Elect LIU Chunlin Mgmt For For For
19 Elect GE Yaoyong Mgmt For For For
20 Elect ZHANG Dongsheng Mgmt For For For
21 Elect LIU Jian Mgmt For For For
22 Elect LV Guiliang Mgmt For For For
23 Elect LV Junjie Mgmt For For For
24 Elect ZHANG Zhiming Mgmt For For For
25 Elect HUANG Sujian Mgmt For For For
26 Elect WONG Hin Wing Mgmt For For For
27 Elect DU Yingfen Mgmt For For For
28 Elect ZHANG Zhenjin Mgmt For For For
29 Elect LIU Xianghua Mgmt For For For
30 Elect WANG Yongliang Mgmt For For For
31 Elect WU Qu Mgmt For For For
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Inner Mongolia Yitai Coal Company Limited
Ticker Security ID: Meeting Date Meeting Status
3948 CINS Y40848106 07/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Alignment in Mgmt For For For
Preparation of
Financial
Statements
in Accordance with PRC
Accounting Standards
for
Business Enterprises
2 Appointment of Auditor Mgmt For For For
3 Appointment of Mgmt For For For
Internal
Auditor
4 Elect DU Yingfen Mgmt For For For
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Inner Mongolia Yitai Coal Company Limited
Ticker Security ID: Meeting Date Meeting Status
3948 CINS Y40848106 12/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issue of Super Mgmt For For For
Short-term Commercial
Papers.
3 Elect ZHANG Jingquan Mgmt For For For
4 Elect LV Junjie Mgmt For For For
________________________________________________________________________________
Innolux Corporation
Ticker Security ID: Meeting Date Meeting Status
3481 CINS Y4090E105 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Loss Disposition Mgmt For For For
3 Allocation of Profits Mgmt For For For
from Capital
Reserve
4 Issue Repurchased Mgmt For For For
Shares to
Employees
5 Amendments to Mgmt For For For
Procedural Rules:
Derivatives
Trading
6 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
7 Elect WANG Jyh-Chau as Mgmt For For For
Director
________________________________________________________________________________
Innovent Biologics, Inc.
Ticker Security ID: Meeting Date Meeting Status
1801 CINS G4818G101 06/12/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Ronald EDE Hao Xi Mgmt For For For
5 Elect Charles L. Cooney Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Innovent Biologics, Inc.
Ticker Security ID: Meeting Date Meeting Status
1801 CINS G4818G101 06/12/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Grant Restricted Mgmt For For For
Shares to Michael YU
De-Chao
4 Board Authority to Mgmt For For For
Allot, Issue and Deal
with Ordinary Shares
except of Dr.
Yu
5 Grant Restricted Mgmt For For For
Shares to Ronald EDE
Hao
Xi
6 Board Authority to Mgmt For For For
Allot, Issue and Deal
with Ordinary Shares
except of Mr.
Ede
7 Grant Restricted Mgmt For For For
Shares to Charles
Leland
Cooney
8 Board Authority to Mgmt For For For
Allot, Issue and Deal
with Ordinary Shares
except of Dr.
Cooney
9 Grant Restricted Mgmt For For For
Shares to Joyce HSU
I-Yin
10 Board Authority to Mgmt For For For
Allot, Issue and Deal
with Ordinary Shares
except of Ms.
Hsu
11 Grant Restricted Mgmt For For For
Shares to CHEN
Kaixian
12 Board Authority to Mgmt For For For
Allot, Issue and Deal
with Ordinary Shares
except of Dr.
Chen
13 Authority to Issue Mgmt For For For
Shares under the
Scheme
14 Board Authority to Mgmt For For For
Issue Shares under
the 2020 RS
Plan
________________________________________________________________________________
Inspur Electronic Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000977 CINS Y51704107 03/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Renewal Of A Financial Mgmt For Against Against
Services Agreement
With A
Company
2 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Inspur Electronic Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000977 CINS Y51704107 05/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
Independent
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Additional Mgmt For For For
Authorization From
Financial
Institutions
10 Launching Accounts Mgmt For For For
Receivable Transfer
and Non-resource
Account Receivable
Factoring
Business
11 Launching Financial Mgmt For For For
Derivatives
Business
12 Independent Directors' Mgmt For For For
Fees
13 Elect ZHANG Lei Mgmt For For For
14 Elect PENG Zhen Mgmt For For For
15 Elect YUAN Anjun Mgmt For For For
16 Elect WU Long Mgmt For For For
17 Elect WANG Aiguo as Mgmt For For For
Independent
Director
18 Elect WANG Peizhi as Mgmt For For For
Independent
Director
19 Elect WANG Chunsheng Mgmt For Against Against
20 Elect CHEN Bin Mgmt For Against Against
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Inspur Electronic Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000977 CINS Y51704107 06/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Public Issuance Of Mgmt For For For
Corporate
Bonds
________________________________________________________________________________
Interconexion Electrica S.A.
Ticker Security ID: Meeting Date Meeting Status
ISA CINS P5624U101 03/27/2020 Voted
Meeting Type Country of Trade
Ordinary Colombia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Meeting Mgmt For For For
Chair
3 Report of the Secretary Mgmt For For For
4 Election of Meeting Mgmt For For For
Delegates in Charge
of Meeting
Minutes
5 Speech of the Board's Mgmt For For For
Chair and
Presentation of
Reports
6 Management Report Mgmt For For For
7 Presentation of Mgmt For For For
Accounts and
Reports
8 Presentation of the Mgmt For For For
Auditor's
Report
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Election of Directors Mgmt For Against Against
13 Board of Directors Mgmt For For For
Remuneration
Policy
14 Directors' Fees Mgmt For For For
15 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Interglobe Aviation Ltd
Ticker Security ID: Meeting Date Meeting Status
INDIGO CINS Y4R97L111 01/29/2020 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Shareholder Proposal ShrHoldr For For For
to Amend the Articles
of
Association
________________________________________________________________________________
Interglobe Aviation Ltd
Ticker Security ID: Meeting Date Meeting Status
INDIGO CINS Y4R97L111 08/27/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rahul Bhatia Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Meleveetil Mgmt For For For
Damodaran
6 Elect Anil Parashar Mgmt For For For
7 Independent Mgmt For For For
Non-Executive
Directors'
Commission
8 Extension of Travel Mgmt For For For
Benefits to
Non-Executive
Non-Independent
Directors
9 Amendments to Articles Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
International Container Terminal Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICT CINS Y41157101 06/18/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Call To Order Mgmt For For For
3 Determination Of Mgmt For For For
Existence Of
Quorum
4 Meeting Minutes Mgmt For For For
5 Chairman's Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Ratification of Board Mgmt For For For
Acts
8 Elect Enrique K. Razon Mgmt For For For
Jr.
9 Elect Cesar A. Mgmt For For For
Buenaventura
10 Elect Octavio Victor Mgmt For For For
R.
Espiritu
11 Elect Joseph R. Higdon Mgmt For For For
12 Elect Jose C. Ibazeta Mgmt For For For
13 Elect Stephen George Mgmt For For For
A.
Paradies
14 Elect Andres Soriano Mgmt For For For
III
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Transaction of Other Mgmt For Abstain Against
Business
17 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Inventec Corp.
Ticker Security ID: Meeting Date Meeting Status
2356 CINS Y4176F109 06/12/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural
Rules-Shareholder
Meetings
4 Amendments to Mgmt For For For
Procedural
Rules-Acquisition and
Disposal of
Assets
5 Elect CHO Tom-Hwar Mgmt For For For
6 Elect YEH KUO-I Mgmt For For For
7 Elect WEN Shih-Chin Mgmt For For For
8 Elect LEE Tsu-Chin Mgmt For For For
9 Elect CHANG Ching-Sung Mgmt For For For
10 Elect YEH Li-Cheng Mgmt For For For
11 Elect CHEN Ruey-Long Mgmt For For For
12 Elect CHANG Chang-Pang Mgmt For For For
13 Elect WEA Chi-Lin Mgmt For For For
14 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS S39081138 02/10/2020 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Demerger of Ninety One Mgmt For For For
3 Reduction in Share Mgmt For For For
Premium
Account
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS S39081138 08/08/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Zarina B.M. Bassa Mgmt For For For
3 Elect Perry K.O. Mgmt For For For
Crosthwaite
4 Elect Hendrik du Toit Mgmt For For For
5 Elect David Friedland Mgmt For For For
6 Elect Philip A. Mgmt For For For
Hourquebie
7 Elect Charles Jacobs Mgmt For For For
8 Elect Ian R. Kantor Mgmt For For For
9 Elect Mark Mgmt For For For
Malloch-Brown
10 Elect Khumo L. Mgmt For For For
Shuenyane
11 Elect Fani Titi Mgmt For For For
12 Elect Kim Mary Mgmt For For For
McFarland
13 Elect Nishlan Andre Mgmt For For For
Samujh
14 Remuneration Report Mgmt For For For
(Advisory)
15 Remuneration Policy Mgmt For For For
(Advisory)
16 Authorisation of Legal Mgmt For For For
Formalities
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Interim Dividend Mgmt For For For
(Ordinary
Shareholders -
Investec
Limited)
20 Interim Dividend Mgmt For For For
(Preference
Shareholders -
Investec
Limited)
21 Final Dividend Mgmt For For For
(Ordinary and
Preference
Shareholders -
Investec
Limited)
22 Appointment of Joint Mgmt For For For
Auditor (Ernst &
Young) (Investec
Limited)
23 Appointment of Joint Mgmt For For For
Auditor (KPMG)
(Investec
Limited)
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 General Authority to Mgmt For For For
Issue Preference
Shares (Investec
Limited)
26 General Authority to Mgmt For For For
Issue Special
Convertible Shares
(Investec
Limited)
27 Authority to Mgmt For For For
Repurchase Ordinary
Shares (Investec
Limited)
28 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
Limited)
29 Approve Financial Mgmt For For For
Assistance (Investec
Limited)
30 Approve NEDs' Fees Mgmt For For For
(Investec
Limited)
31 Non-Voting Agenda Item N/A N/A N/A N/A
32 Accounts and Reports Mgmt For For For
(Investec
plc)
33 Interim Dividend Mgmt For For For
(Investec
plc)
34 Final Dividend Mgmt For For For
(Investec
plc)
35 Appointment of Auditor Mgmt For For For
(Investec
plc)
36 Authority to Set Mgmt For For For
Auditor's Fees
(Investec
plc)
37 Non-Voting Agenda Item N/A N/A N/A N/A
38 Authority to Issue Mgmt For For For
Special Convertible
Shares w/ Preemptive
Rights (Investec
plc)
39 Authority to Mgmt For For For
Repurchase Ordinary
Shares (Investec
plc)
40 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
plc)
41 Authorisation of Mgmt For For For
Political Donations
(Investec
plc)
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/25/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Peter CHIN Fah Mgmt For For For
Kui
3 Elect LEE Yeow Seng Mgmt For Against Against
4 Directors' Fees Mgmt For For For
5 Directors' Benefits Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Retention of Mgmt For For For
Karownakaran
Karunakaran a/l
Ramasamy as an
Independent
Director
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Related Party Mgmt For For For
Transactions
11 Gratuity Payment to Mgmt For For For
the Former Executive
Chair LEE Shin
Cheng
12 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
IRB-Brasil Resseguros S.A.
Ticker Security ID: Meeting Date Meeting Status
IRBR3 CINS P5876C106 05/11/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Directors Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IRB-Brasil Resseguros S.A.
Ticker Security ID: Meeting Date Meeting Status
IRBR3 CINS P5876C106 06/12/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Mgmt For For For
Articles;
Consolidation of
Articles
4 Amendments to Articles Mgmt For For For
(Miscellaneous)
5 Election of Directors Mgmt For For For
________________________________________________________________________________
IRB-Brasil Resseguros S.A.
Ticker Security ID: Meeting Date Meeting Status
IRBR3 CINS P5876C106 06/23/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
(Miscellaneous)
4 Amendment to Article Mgmt For For For
50 (Statutory Profit
Reserve)
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IRB-Brasil Resseguros S.A.
Ticker Security ID: Meeting Date Meeting Status
IRBR3 CINS P5876C106 08/12/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Extend Board Term Mgmt For Against Against
Length
4 Elect Ivan de Souza Mgmt For For For
Monteiro
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IRB-Brasil Resseguros S.A.
Ticker Security ID: Meeting Date Meeting Status
IRBR3 CINS P5876C106 09/19/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Thais Ricarte Mgmt For For For
Peters as Alternate
Supervisory Council
Member
3 Election of Mgmt For For For
Supervisory
Council
4 Stock Split Mgmt For For For
5 Amendments to Articles Mgmt For For For
5 (Reconciliation of
Share
Capital)
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Itau Corpbanca
Ticker Security ID: Meeting Date Meeting Status
ITAUCORP CINS P5R3QP103 03/18/2020 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Risk Rating
Agency
4 Directors' Fees; Mgmt For Against Against
Directors' and Audit
Committee Fees and
Budgets
5 Related Party Mgmt For For For
Transactions
6 Directors' and Audit Mgmt For For For
Committee
Reports
7 Transaction of Other Mgmt N/A Abstain N/A
Business
________________________________________________________________________________
Itau Unibanco Holding SA
Ticker Security ID: Meeting Date Meeting Status
ITUB3 CINS P5968U113 04/28/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Request Separate Mgmt N/A Against N/A
Election for
Preferred Board
Members
5 Cumulate Preferred and Mgmt N/A For N/A
Common
Shares
6 Elect Eduardo Azevedo Mgmt N/A For N/A
do Valle to the
Supervisory Council
Presented by
Preferred
Shareholders
________________________________________________________________________________
Itausa - Investimentos Itau S.A.
Ticker Security ID: Meeting Date Meeting Status
ITSA3 CINS P5887P427 06/17/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Request Separate Mgmt N/A Against N/A
Election for Board
Member(s)
5 Elect Candidate(s) as Mgmt N/A Against N/A
Board Member(s)
Presented by
Preferred
Shareholders
6 Cumulate Preferred and Mgmt N/A Against N/A
Common
Shares
7 Elect Isaac Mgmt N/A For N/A
Berensztejn as
Supervisory Council
Member Presented by
Preferred
Shareholders
________________________________________________________________________________
ITC Ltd
Ticker Security ID: Meeting Date Meeting Status
ITC CINS Y4211T171 07/12/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect David Robert Mgmt For For For
Simpson
5 Elect John Pulinthanam Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Hemant Bhargava Mgmt For For For
8 Elect and Appoint Mgmt For For For
Sumant Bhargavan
(Whole-Time
Director); Approve
Remuneration
9 Elect Arun Duggal Mgmt For For For
10 Elect Sunil Behari Mgmt For For For
Mathur
11 Elect Meera Shankar Mgmt For For For
12 Authority to Set Cost Mgmt For For For
Auditor's Fees: Mr.
P. Raju
Iyer
13 Authority to Set Cost Mgmt For For For
Auditor's Fees:
Messrs. S. Mahadevan
&
Co
________________________________________________________________________________
ITC Ltd
Ticker Security ID: Meeting Date Meeting Status
ITC CINS Y4211T171 09/23/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ajit Kumar Seth Mgmt For For For
3 Elect Anand Nayak Mgmt For For For
4 Revision of Mgmt For For For
Remuneration of
Executive
Directors
________________________________________________________________________________
Jafron Biomedical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300529 CINS Y417B8109 01/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension Of The Mgmt For For For
Period Of Cash
Management With Idle
Proprietary
Funds
________________________________________________________________________________
Jafron Biomedical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300529 CINS Y417B8109 04/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2020 Financial Budget Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution Plan
7 Remuneration for Mgmt For For For
Non-independent
Directors and Senior
Management
8 Remuneration for Mgmt For For For
Independent Directors
and Senior
Management
9 Remuneration for Mgmt For For For
Non-employee
Supervisors
10 Remuneration for Mgmt For For For
Employee
Supervisors
11 Appointment of Auditor Mgmt For For For
12 Project Investment and Mgmt For For For
Cooperation Agreement
on Medical Machinery
Industry to be
Signed
13 Elect DONG Fan Mgmt For For For
14 Elect LEI Wen Mgmt For For For
15 Elect TANG Xianmin Mgmt For For For
16 Elect ZHANG Guanghai Mgmt For For For
17 Elect ZENG Kai Mgmt For For For
18 Elect LI Feng Mgmt For For For
19 Elect CUI Songning Mgmt For For For
20 Elect ZHOU Linghong Mgmt For For For
21 Elect YANG Bai Mgmt For For For
22 Elect PENG Xiaohong Mgmt For Against Against
23 Elect FANG Lihua Mgmt For Against Against
________________________________________________________________________________
Jafron Biomedical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300529 CINS Y417B8109 05/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type of Securities to Mgmt For For For
Be
Issued
2 Issuing Scale Mgmt For For For
3 Renewable Debt Duration Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Coupon Rate Mgmt For For For
6 Time and Method for Mgmt For For For
Repayment of
Principal and
Interest
7 Conversion Period Mgmt For For For
8 Determination of Mgmt For For For
Initial Conversion
Price
9 Adjustment and Mgmt For For For
Calculation Method of
Conversion
Price
10 Provision on Downward Mgmt For For For
Adjustment of
Conversion
Price
11 Determining Method for Mgmt For For For
the Number of
Converted
Shares
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Dividends Distribution Mgmt For For For
after
Conversion
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Matters Regarding Mgmt For For For
Bondholders
Meetings
18 Purpose of The Raised Mgmt For For For
Funds
19 Guarantee Mgmt For For For
20 Deposit and Management Mgmt For For For
of the Raised
Funds
21 he Valid Period of the Mgmt For For For
Issuance
Plan
22 The Company's Mgmt For For For
Eligibility for
Public Issuance
of
Convertible Bonds
23 Preplan for Public Mgmt For For For
Issuance of
Convertible Corporate
Bonds
24 Demonstration Analysis Mgmt For For For
Report On The
Issuance Of
Convertible Corporate
Bonds
25 Feasibility Analysis Mgmt For For For
Report on Projects to
Be
Financed
with Raised Funds from
the Public Issuance
of Convertible
Corporate
Bonds
26 Impact on the Mgmt For For For
Company's Major
Financial Indicators
of the Diluted
Immediate Return
After the Public
Issuance
of
Convertible Corporate
Bonds and Filling
Measures and Relevant
Commitments
27 Rules Governing the Mgmt For For For
Meetings of
Bondholders of
the
Company's Convertible
Bonds
28 Report On The Use Of Mgmt For For For
Previously Raised
Funds
29 Shareholder Return Mgmt For For For
Plan for the Next
Three Years
from
2020 to 2022
30 Full Authorization to Mgmt For For For
the Board or Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of
Convertible Corporate
Bonds
31 Appointment of Mgmt For For For
Convertible Corporate
Bonds
Intermediaries
32 Self-Evaluation Report Mgmt For For For
On Internal
Control
33 Approval of Mgmt For For For
Certificate Reports
Related to the Public
Issuance of
Convertible Corporate
Bonds
________________________________________________________________________________
Jarir Marketing Co
Ticker Security ID: Meeting Date Meeting Status
4190 CINS M6185P112 04/13/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Ratification of Board Mgmt For For For
Acts
8 Related Party Mgmt For For For
Transactions (Kite
Arabia Co.
1)
9 Related Party Mgmt For For For
Transactions (Kite
Arabia Co.
2)
10 Related Party Mgmt For For For
Transactions (Jarir
Commercial Investment
Co.
1)
11 Related Party Mgmt For For For
Transactions (Jarir
Commercial Investment
Co.
2)
12 Related Party Mgmt For For For
Transactions (Amwaj
Al Dhahran
Ltd.)
13 Related Party Mgmt For For For
Transactions (Future
Aswaq)
14 Related Party Mgmt For For For
Transactions (Jarir
Real Estate
1)
15 Related Party Mgmt For For For
Transactions (Jarir
Real Estate
2)
16 Related Party Mgmt For For For
Transactions (Robin
Arabia Co.
1)
17 Related Party Mgmt For For For
Transactions (Rayouf
Tabuk
Co.)
18 Related Party Mgmt For For For
Transactions (Sehat
Al-Sharq Medical
Co.)
19 Related Party Mgmt For For For
Transactions (Robin
Arabia Co.
2)
20 Authority to Pay Mgmt For For For
Interim
Dividends
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JBS SA
Ticker Security ID: Meeting Date Meeting Status
JBSS3 CINS P59695109 04/28/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Supervisory Council Mgmt For For For
Board
Size
5 Request Separate Mgmt N/A Against N/A
Election for
Supervisory Council
Member
6 Elect Adrian Lima da Mgmt For For For
Hora
7 Elect Demetrius Mgmt For For For
Nichele
Macei
8 Elect Jose Paulo da Mgmt For For For
Silva
Filho
9 Elect Mauricio Mgmt For For For
Wanderley Estanislau
da
Costa
10 Remuneration policy Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JBS SA
Ticker Security ID: Meeting Date Meeting Status
JBSS3 CINS P59695109 04/28/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
(Midup Participacoes
Ltda.)
6 Re-Ratify Mergers of Mgmt For Against Against
Midtown Participacoes
Ltda., Tannery do
Brasil S.A. and IM
Pecus Industria e
Comercio de Couros e
Derivados
Ltda.
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JG Summit Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
JGS CINS Y44425117 05/14/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Proof of Notice and Mgmt For For For
Determination of
Quorum
2 Meeting Minutes Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Elect James L. Go Mgmt For For For
5 Elect Lance Y. Mgmt For For For
Gokongwei
6 Elect Lily G. Ngochua Mgmt For For For
7 Elect Patrick Henry C. Mgmt For For For
Go
8 Elect Johnson Robert Mgmt For For For
G. Go,
Jr.
9 Elect Robina Y. Mgmt For For For
Gokongwei-PE
10 Elect Cirilo P. Noel Mgmt For For For
11 Elect Jose T. Pardo Mgmt For For For
12 Elect Renato De Guzman Mgmt For For For
13 Elect Antonio L. Go Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Ratification of Board Mgmt For For For
Acts
16 Transaction of Other Mgmt For Abstain Against
Business
17 Adjournment Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangsu Changshu Rural Commercial Bank Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601128 CINS Y443B1100 06/24/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Plan
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Estimated Quota Mgmt For For For
of Continuing
Connected
Transactions with
Some Related
Parties
7 Shareholder Return Mgmt For Against Against
Plan From 2020 To
2022
8 Change Of Audit Firm Mgmt For For For
9 Equity Investment In A Mgmt For For For
Company
________________________________________________________________________________
Jiangsu Expressway Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
0177 CINS Y4443L103 02/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Issue size Mgmt For For For
4 Par value and issue Mgmt For For For
price
5 Issue method Mgmt For For For
6 Maturity and type of Mgmt For For For
bonds
7 Coupon rate of bonds Mgmt For For For
8 Repayment of Principal Mgmt For For For
and Interest of
Bonds
9 Arrangements on Mgmt For For For
placement to
shareholders of
the Company
10 Redemption or Mgmt For For For
repurchase
terms
11 Guarantee terms Mgmt For For For
12 Use of proceeds Mgmt For For For
13 Way of underwriting Mgmt For For For
14 Trading and exchange Mgmt For For For
markets
15 Protection measures Mgmt For For For
for
repayment
16 Validity Period of Mgmt For For For
Resolutions
17 Authorization in Mgmt For For For
Relation to Issue of
Corporate
Bonds
________________________________________________________________________________
Jiangsu Expressway Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
0177 CINS Y4443L103 04/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Loan Agreement with Mgmt For For For
Wufeng Toll Bridge
Company
Limited
3 Loan Agreement with Mgmt For For For
Changyi Company and
Yichang
Company
4 Merger by Absorption Mgmt For For For
between Parent and
Subsidiary
5 Elect CHEN Xiaoguang Mgmt For For For
________________________________________________________________________________
Jiangsu Expressway Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
0177 CINS Y4443L103 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' report Mgmt For For For
3 Supervisors' report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Final Financial Report Mgmt For For For
6 2020 Financial Budget Mgmt For For For
Report
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Ultra-Short-Term
Notes
10 Authority to Issue Mgmt For For For
Medium-Term
Notes
11 Use of Proceeds Raised Mgmt For For For
from MT Notes for
Wufengshan Toll
Bridge
Company
12 Use of Proceeds Raised Mgmt For For For
from MT Notes for
Yichang
Company
13 Use of Proceeds Raised Mgmt For For For
from MT Notes for
Guangjing Xicheng
Company
14 Amendments to Articles Mgmt For Against Against
of
Association
15 Amendments to Mgmt For Against Against
Procedural Rules for
General
Meetings
16 Amendments to Mgmt For Against Against
Procedural Rules for
Meetings of Board of
Directors
17 Amendments to Mgmt For For For
Procedural Rules for
Meetings of
Supervisory
Committee
________________________________________________________________________________
Jiangsu Expressway Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
0177 CINS Y4443L103 09/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capital Investment Mgmt For For For
________________________________________________________________________________
Jiangsu Hengli Hydraulic Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
601100 CINS Y443AC107 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Work Report Of Mgmt For For For
Independent
Directors
7 Remuneration for Mgmt For For For
Directors,
Supervisors and
Senior
Management
8 Appointment of Auditor Mgmt For For For
9 Mutual Guarantees Mgmt For For For
between the Company
and its
Subsidiaries
10 Application for Loans Mgmt For For For
to Controlling
Shareholders by
Wholly-owned
Subsidiaries
________________________________________________________________________________
Jiangsu Hengrui Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600276 CINS Y4446S105 01/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SUN Piaoyang Mgmt For For For
2 Elect ZHOU Yunshu Mgmt For For For
3 Elect ZHANG Lianshan Mgmt For For For
4 Elect SUN Jieping Mgmt For For For
5 Elect DAI Hongbin Mgmt For For For
6 Elect GUO Congzhao Mgmt For For For
7 Elect LI Yuanchao Mgmt For For For
8 Elect WANG Qian Mgmt For For For
9 Elect XUE Shuang Mgmt For For For
10 Elect DONG Wei Mgmt For Against Against
11 Elect XIONG Guoqiang Mgmt For Against Against
12 Repurchase And Mgmt For For For
Cancellation Of Some
Granted Stocks Under
The Equity Incentive
Plan
________________________________________________________________________________
Jiangsu Hengrui Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600276 CINS Y4446S105 04/16/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendments to Articles Mgmt For For For
8 Adjustment of the Mgmt For For For
Remuneration for
independent
Directors
________________________________________________________________________________
Jiangsu King`s Luck Brewery Joint-Stock Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
603369 CINS Y444JU106 06/09/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Report
6 2020 Reappointment Of Mgmt For For For
Audit
Firm
7 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
8 Construction Of A Mgmt For For For
Smart Filling
Center
9 Construction of an Mgmt For For For
Automatic Warehousing
and Logistics
Center
10 Construction Of A Wine Mgmt For For For
Cellar
11 Elect NI Congchun Mgmt For Against Against
12 Elect ZHOU Suming Mgmt For For For
13 Elect WU Jianfeng Mgmt For For For
14 Elect ZHOU Yadong Mgmt For For For
15 Elect LU Zhengbo Mgmt For For For
16 Elect WANG Weidong Mgmt For For For
17 Elect YU Chengyu Mgmt For For For
18 Elect FU Tie Mgmt For For For
19 Elect JIANG Lian Mgmt For For For
20 Elect LUO Shilong Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002304 CINS Y444AE101 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 2019 Annual Report and Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Investment in Wealth Mgmt For For For
Management
Products
8 Elect LI Minfu as Mgmt For For For
Non-independent
Director
________________________________________________________________________________
Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002304 CINS Y444AE101 09/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Jiangsu Yangnong Chemical Company Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600486 CINS Y4446X104 02/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules of
Shareholder
Meetings
3 Amendments to Mgmt For For For
Procedural Rules of
Board
Meetings
________________________________________________________________________________
Jiangsu Yangnong Chemical Company Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600486 CINS Y4446X104 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Directors' Report Mgmt For For For
3 2019 Supervisors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Approval of Line of Mgmt For For For
Credit
7 Authority to Give Mgmt For For For
Guarantees
8 Foreign Exchange Mgmt For For For
Forward
Transaction
9 Related Party Mgmt For For For
Transactions
10 Major Investment Mgmt For For For
Project by
Subsidiaries
________________________________________________________________________________
Jiangsu Yangnong Chemical Company Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600486 CINS Y4446X104 12/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect QIN Hengde as Mgmt For For For
Director
2 Approval of Borrowing Mgmt For For For
3 Related Party Mgmt For For For
Transactions
4 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment and Supply Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 05/11/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Report
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny4.0000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 2020 Appointment Of Mgmt For For For
Audit
Firm
7 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 03/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of the Mgmt For For For
Purpose of Funds
Raised from 2018
Public Issuance of
Corporate Bonds to
Eligible
Investors
2 Provision Of Guarantee Mgmt For Against Against
For Some
Companies
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 03/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Corporate Bonds to
Eligible
Investors
2 Issuing Scale Mgmt For For For
3 Issuing Method Mgmt For For For
4 Bond Duration Mgmt For For For
5 Purpose of the Raised Mgmt For For For
Funds
6 The Valid Period of Mgmt For For For
the
Resolution
7 Full Authorization to Mgmt For For For
the Board and Its
Authorized Person to
Handle Matters
Regarding the Public
Issuance of Corporate
Bonds to Qualified
Investors
8 Connected Transaction Mgmt For For For
Regarding Acquisition
Of Equities In A
Company
9 Provision of Guarantee Mgmt For Against Against
for 3
Companies
10 Provision of Guarantee Mgmt For Against Against
for 4th
Company
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 04/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Loans To Mgmt For For For
Some
Companies
2 Provision Of Guarantee Mgmt For Against Against
For A
Company
3 Issuance Of Debt Mgmt For For For
Financing
Instruments
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 05/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For Against Against
For A Company And
Others
2 Loans To A Company Mgmt For For For
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 06/24/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Financial Report Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Mgmt For For For
Remuneration For
Directors And
Supervisors
6 2019 Annual Report Mgmt For For For
7 2020 Reappointment Of Mgmt For For For
Audit
Firm
8 2020 Entrusted Wealth Mgmt For For For
Management Authorized
Quota
9 Amendments to the Mgmt For For For
Company's Articles of
Association
10 Elect HUANG Feng Mgmt For For For
11 Elect CAO Yitang Mgmt For For For
12 Elect SHI Jun Mgmt For For For
13 Elect HUA Zhiwei Mgmt For For For
14 Elect CHEN Jinshi Mgmt For For For
15 Elect CHEN Yuhan Mgmt For For For
16 Elect XIN QI Mgmt For For For
17 Elect BAI Lizhong Mgmt For For For
18 Elect YAO Ke Mgmt For For For
19 Elect TANG Xiaodong Mgmt For For For
20 Elect HU Hongwei Mgmt For For For
21 Elect QIAN Jun Mgmt For Against Against
22 Elect ZHANG Jianbing Mgmt For Against Against
23 Additional Guarantee Mgmt For Against Against
Quota For A Company
And Other 10
Companies
24 Provision Of Guarantee Mgmt For Against Against
For Another
Company
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 12/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of 100% Mgmt For For For
Equities in an
Affiliated Entity and
Relevant Creditor
Rights
2 Authorization For Mgmt For For For
Financial
Aid
3 Provision of Guarantee Mgmt For Against Against
for the Above Company
and 3
Others
4 Provision of Guarantee Mgmt For Against Against
for two
Companies
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 12/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization Matter Mgmt For For For
For 2020 Continuing
Connected
Transactions
2 Provision of Guarantee Mgmt For Against Against
for to Wuhan Zhongnan
Jinyue Real Estate
Development and
Additional
Companys
3 Provision of Guarantee Mgmt For Against Against
to to Nantong
Zhongnan Construction
Equipment
4 Provision of Guarantee Mgmt For Against Against
to Nanjing Xingrun
Real Estate Co.,
Ltd.
________________________________________________________________________________
Jiangsu Zhongtian Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600522 CINS Y444E8100 06/10/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 2019 Annual Report Mgmt For For For
4 2019 Annual Report Mgmt For For For
Summary
5 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
6 2019 Independent Mgmt For For For
Directors'
Report
7 2019 Internal Control Mgmt For For For
Report
8 Accounts and Reports Mgmt For For For
9 Allocation of Profits Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Remuneration for Mgmt For For For
Senior
Management
12 Related Party Mgmt For For For
Transactions
13 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
14 Replenish Working Mgmt For For For
Capital with Raised
Funds
15 Change in Authorized Mgmt For For For
Capital
16 Expansion of Business Mgmt For For For
Scope
17 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangxi Copper Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C118 06/10/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangxi Copper Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C118 06/10/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
USD-denominated
bonds
2 Amendments to Articles Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Give Mgmt For For For
Guarantees
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect LIU Fangyun Mgmt For For For
10 Annual Remuneration Mgmt For For For
Scheme of Directors,
Supervisors and Senior
Management
11 Resignation of DONG Mgmt For For For
Jiahui as Executive
Director
12 Resignation of HU Mgmt For For For
Qingwen as
Supervisor
13 Resignation of LIAO Mgmt For For For
Shengsen as
Supervisor
14 Elect WU Donghua Mgmt For Against Against
15 Elect GUAN Yongmin Mgmt For Against Against
________________________________________________________________________________
Jiangxi Copper Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C100 06/10/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
USD-denominated
bonds
3 Amendments to Articles Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Give Mgmt For For For
Guarantees
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Elect LIU Fangyun Mgmt For For For
11 Annual Remuneration Mgmt For For For
Scheme of Directors,
Supervisors and Senior
Management
12 Resignation of DONG Mgmt For For For
Jiahui as Executive
Director
13 Resignation of HU Mgmt For For For
Qingwen as
Supervisor
14 Resignation of LIAO Mgmt For For For
Shengsen as
Supervisor
15 Elect WU Donghua Mgmt For Against Against
16 Elect GUAN Yongmin Mgmt For Against Against
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangxi Copper Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C100 06/10/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 01/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
2 Constitution of Mgmt For For For
Appraisal Management
Measures for
the
Restricted Stock
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the Stock Incentive
Plan
4 Authority to Mgmt For For For
Repurchase
Shares
5 Authority to Give Mgmt For For For
Guarantees
6 Authority to Give Mgmt For For For
Guarantees
7 Approval of Borrowing Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Approval of Line of Mgmt For For For
Credit
10 Capital Increase Mgmt For For For
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 02/19/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of Capital Mgmt For For For
Increase
Plan
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 03/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Provision Of Guarantee Mgmt For Against Against
For
Subsidiaries
3 Approve Daily Related Mgmt For For For
Party Transactions
with Ultimate
Controller and Other
Subsidiaries
4 Approve Daily Related Mgmt For For For
Party
Transactions
5 Approve Additional Mgmt For Against Against
External
Guarantee
6 2020 Additional Mgmt For Against Against
External Guarantee
Quota
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 05/11/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Report
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
7 2020 Reappointment of Mgmt For For For
Audit
Firm
8 Establishment of the Mgmt For For For
Management System for
Remuneration of
Directors,
Supervisors and
Senior
Management
9 Adjustment Of Mgmt For For For
Remuneration For Some
Senior Management And
Directors
10 Additional Guarantee Mgmt For Against Against
Quota For Subordinate
Subsidiaries
11 Adjustment Of Mgmt For Against Against
Guarantee Quota Among
Subsidiaries
12 Capital Increase In Mgmt For For For
Subsidiaries
13 Approval of Line of Mgmt For For For
Credit
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 06/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Granted in 2017, 2018
and
2019
3 Permanently Mgmt For For For
Replenishing The
Working Capital With
Surplus Raised
Funds
4 Approve Additional Mgmt For Against Against
Guarantee
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 12/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Borrowing Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
4 Estimated Continuing Mgmt For For For
Connected
Transactions With A
Bank
5 Participation In Mgmt For For For
Setting Up A Fund
Partnership By A
Wholly-Owned
Subsidiary
________________________________________________________________________________
Jilin Aodong Medicine Industry Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000623 CINS Y4451E108 04/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective and Method Mgmt For For For
of the Share
Repurchase, and Price
Range of Shares to Be
Repurchased
2 Type, Purpose, Number Mgmt For For For
and Percentage to the
Total Capital of
Shares to Be
Repurchased, and
Amount of the Funds
to Be Used for the
Repurchase
3 Source of the Funds to Mgmt For For For
Be Used for the
Repurchase
4 Time Limit of the Mgmt For For For
Share
Repurchase
5 The Valid Period of Mgmt For For For
the Resolution on the
Share
Repurchase
6 Arrangements for Mgmt For For For
Cancellation or
Transfer of the
Repurchased Shares
According to Laws and
Regulations and
Prevention of
Infringement Upon
Creditors
Rights
7 Authorization to the Mgmt For For For
Board and the
Management Team to
Handle Matters
Regarding the
Repurchase of Public
Shares
________________________________________________________________________________
Jilin Aodong Medicine Industry Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000623 CINS Y4451E108 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 2019 Annual Report Mgmt For For For
4 2019 Accounts and Mgmt For For For
Reports
5 2019 Allocation of Mgmt For For For
Profits
6 Permanently reallocate Mgmt For For For
idle proceeds from a
previous fund-raising
initiative
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For For For
Procedural Rules of
Board
Meetings
10 Amendments to Mgmt For For For
Procedural Rules of
Shareholder
Meetings
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 05/07/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For Against Against
2 Supervisors' Report Mgmt For Against Against
3 2019 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For Against Against
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 External Investment Mgmt For For For
Plan
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Jinke Property Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y4463Q107 01/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jinke Property Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y4463Q107 01/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Use of Surplus Capital Mgmt For For For
in Controlled
Subsidiaries in
Proportion to the
Shareholding in it by
the Company and
Business
Partners
________________________________________________________________________________
Jinke Property Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y4463Q107 02/19/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation Of Some Mgmt For Against Against
Guarantee Quota For
Joint Stock Companies
And Estimation Of
Additional Guarantee
Quota
2 Authorization For The Mgmt For For For
Loans To Real Estate
Project Companies In
Proportion To The
Shareholding In
Them
________________________________________________________________________________
Jinke Property Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y4463Q107 04/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Eligibility for Mgmt For For For
Issuance of Debt
Financing Instruments
in National
Association of
Financial Market
Institutional
Investors
3 Issuing Scale Mgmt For For For
4 Issuing Target Mgmt For For For
5 Bond Type and Duration Mgmt For For For
6 Purpose of the Raised Mgmt For For For
Funds
7 Issuing Cost Mgmt For For For
8 the Valid Period Mgmt For For For
9 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Issuance of Debt
Financing
Instruments
10 Use of Surplus Capital Mgmt For For For
in Controlled
Subsidiaries in
Proportion to the
Shareholding in It by
the Company and
Business
Partners
11 Cancellation of Some Mgmt For Against Against
Guarantee Quota for
Joint Stock Companies
and Estimated
Additional Guarantee
Quota
12 Approve Employee Share Mgmt For Against Against
Purchase Plan (Draft)
and
Summary
________________________________________________________________________________
Jinke Property Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y4463Q107 05/06/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Remuneration For Mgmt For For For
The Chairman Of The
Board
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Appointment Of Mgmt For For For
Financial Audit Firm
And Internal Control
Audit
Firm
8 Additional Guarantee Mgmt For Against Against
Quota For Controlled
Subsidiaries
9 Additional Guarantee Mgmt For Against Against
Quota for Joint Stock
Companies Involved in
Real Estate
Projects
________________________________________________________________________________
Jinke Property Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y4463Q107 05/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compliance of a Mgmt For For For
Subordinate Company's
Listing Overseas with
the Notice on Several
Issues Concerning the
Regulation of
Overseas Listing of
Subordinate Companies
of Domestic Listed
Companies
2 Overseas Listing Plan Mgmt For For For
of a
Subsidiary
3 Subsidiary's Mgmt For For For
Application for Full
Circulation
4 Commitments of the Mgmt For For For
Company on
Maintaining the
Status
of Independent Listing
5 Statement on Mgmt For For For
Sustainable
Profitability and
Prospects
6 Authorization to the Mgmt For For For
Board and Its
Authorized Persons to
Handle Matters
Regarding the
Overseas Listing of
the Above Subordinate
Company
7 Holding Shares in a Mgmt For For For
Subordinate Company
by the Directors and
Senior Management of
the
Company
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jinke Property Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y4463Q107 06/01/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increasing the Mgmt For Against Against
Guarantee Amount for
Some Companies
Participating in Real
Estate
Projects
2 The Company and Its Mgmt For For For
Partners to Use the
Surplus Funds of
Controlled
Subsidiaries in
Proportion to the
Shareholding in
Them
________________________________________________________________________________
Jinke Property Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y4463Q107 06/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Additional Guarantee Mgmt For Against Against
Quota For Some Joint
Stock Real Estate
Project
Companies
2 Use of Surplus Capital Mgmt For For For
in Controlled
Subsidiaries
According to the
Equities Ratio with
Cooperative
Parties
________________________________________________________________________________
Jinke Property Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y4463Q107 07/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Use of the Surplus Mgmt For For For
Funds of Controlled
Subsidiary
________________________________________________________________________________
Jinke Property Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y4463Q107 08/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of Some Mgmt For Against Against
Guarantee Quota and
Estimation of
Additional Guarantee
Quota
2 Use of the Idle Funds Mgmt For For For
of Controlled
Subsidiaries by the
Company and
Partners
________________________________________________________________________________
Jinke Property Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y4463Q107 08/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for the Mgmt For For For
Issuance of Corporate
Bonds
2 Issuing Scale Mgmt For For For
3 Issuing Method and Date Mgmt For For For
4 Securities Type and Mgmt For For For
Duration
5 Purpose of the Raised Mgmt For For For
Funds
6 Interest Rate and its Mgmt For For For
Determining
Method
7 Issuing Targets Mgmt For For For
8 Redemption or Resale Mgmt For For For
Terms
9 Guarantor and Means of Mgmt For For For
Guarantee
10 Listing Place Mgmt For For For
11 Repayment Guarantee Mgmt For For For
Measures
12 Valid Period of the Mgmt For For For
Resolution
13 Full Authorization of Mgmt For For For
Board to Handle
Matters
Regarding
Issuance of Corporate
Bonds
14 Eligibility for the Mgmt For For For
Issuance of Debt
Financing Instruments
in National
Association of
Financial Market
Institutional
Investors
15 Issuing Scale Mgmt For For For
16 Issuing Method and Date Mgmt For For For
17 Bond Type and Duration Mgmt For For For
18 Purpose of the Raised Mgmt For For For
Funds
19 Issuing Costs Mgmt For For For
20 Valid Period of the Mgmt For For For
Resolution
21 Full Authorization of Mgmt For For For
Board to Handle
Matters
Regarding
Issuance of Debt
Financing
Instruments
________________________________________________________________________________
Jinke Property Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y4463Q107 09/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Approval for Fund Mgmt For For For
Transfer
________________________________________________________________________________
Jinke Property Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y4463Q107 11/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of Mgmt For Against Against
Guarantee
Quota
2 Use of Surplus Funds Mgmt For Against Against
In Controlled
Subsidiaries
According to the
Shareholding by the
Company and Business
Partner
________________________________________________________________________________
Jinke Property Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000656 CINS Y4463Q107 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Additional Guarantee Mgmt For Against Against
Quota For Controlled
Subsidiaries
3 Cancellation of Mgmt For Against Against
Guarantee Quota and
Estimated Additional
Guarantee Quota for
Some Controlled and
Joint Stock Property
Project
Companies
4 Use of Surplus Capital Mgmt For For For
in Controlled
Subsidiaries in
Proportion to the
Shareholding in It by
the Company and
Business
Partners
5 First Phase Employee Mgmt For Against Against
Stock Ownership Plan
(Draft) from 2019 to
2023 and Its
Summary
________________________________________________________________________________
Jinyu Bio-Technology Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
600201 CINS Y4085H105 04/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Financial Work Mgmt For For For
Report
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Work Report Of Mgmt For For For
Independent
Directors
7 Provision Of Guarantee Mgmt For For For
For The Bank Credit
Line Of
Subsidiaries
8 2020 Reappointment Of Mgmt For For For
Audit
Firm
9 Amendments To The Work Mgmt For For For
Rules For The Board
Of
Directors
________________________________________________________________________________
Joincare Pharmaceutical Group Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600380 CINS Y7742H103 02/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Medium Mgmt For Against Against
and Long Term
Business Partner
Stock Ownership Plan
(draft) And Its
Summary
2 Authorization to The Mgmt For Against Against
Board to Handle
Matters Regarding The
Medium And Long Term
Business Partner
Stock Ownership
Plan
________________________________________________________________________________
Joincare Pharmaceutical Group Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600380 CINS Y7742H103 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Supervisors' Mgmt For For For
Report
2 2019 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 2019 Annual Report and Mgmt For For For
Summary
6 Internal Control Mgmt For For For
Auditor's
Report
7 Report on Disposition Mgmt For For For
of Funds and Related
Party Capital
Flows
8 Provision for Assets Mgmt For For For
Impairment
9 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
10 Appointment of Auditor Mgmt For For For
11 Amendments to Mgmt For For For
Adjustment of Product
Variety and Delay of
Raised Funds
Investment
Project
12 Change in Authorized Mgmt For For For
Capital
13 Amendments to Articles Mgmt For For For
14 Elect TAN Yezhi Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Joincare Pharmaceutical Group Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600380 CINS Y7742H103 12/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Audit Firm Mgmt For For For
2 Elect LIN Nanqi as Mgmt For For For
Director
________________________________________________________________________________
Jointown Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600998 CINS Y444BD102 01/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Issue Mgmt For For For
Super Short-term
Commercial
Paper
4 2020 Entrusted Wealth Mgmt For For For
Management With
Temporarily Idle
Funds
5 Amendments to Articles Mgmt For For For
6 Elect WU Xuesong as Mgmt For For For
Director
________________________________________________________________________________
Jointown Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600998 CINS Y444BD102 03/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public Issuance
of Perpetual
Corporate
Bonds
2 Issuing Scale and Mgmt For For For
Method
3 Par Value and Issue Mgmt For For For
Price
4 Bond Duration Mgmt For For For
5 Interest Rate and Its Mgmt For For For
Determining
Method
6 Method of Paying the Mgmt For For For
Principal and
Interest
7 Issuing Targets Mgmt For For For
8 Issuer S Option to Mgmt For For For
Extend the Bond
Duration
9 Deferred Interest Mgmt For For For
Payment
Clauses
10 Compulsory Interest Mgmt For For For
Payment
Matters
11 Restrictions on Mgmt For For For
Deferred Payment of
Interest
12 Redemption Option Mgmt For For For
13 Purpose of the Raised Mgmt For For For
Funds
14 Repayment Guarantee Mgmt For For For
Measures
15 Guarantee Matters Mgmt For For For
16 Underwriting Method Mgmt For For For
17 Listing and Transfer Mgmt For For For
Place
18 The Valid Period of Mgmt For For For
the
Resolution
19 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Non-public Issuance
of Convertible
Corporate
Bonds
________________________________________________________________________________
Jointown Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600998 CINS Y444BD102 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Accounts Mgmt For For For
2 2019 Profit Mgmt For For For
Distribution
Plan
3 2019 Work Report Of Mgmt For For For
The Board Of
Directors
4 2019 Work Report Of Mgmt For For For
Independent
Directors
5 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2020 Appointment Of Mgmt For For For
Audit
Firm
8 Change Of The Purpose Mgmt For For For
Of The Share
Repurchase
9 2019 Remuneration for Mgmt For For For
Directors and Senior
Management and 2020
Remuneration
Plan
10 2019 Remuneration for Mgmt For For For
Supervisors and 2020
Remuneration
Plan
11 Application For Mgmt For For For
Registration And
Issuance Of
Medium-Term
Notes
12 Launching Non-Recourse Mgmt For For For
Accounts Receivable
Factoring Business
With A
Bank
13 Expansion of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
________________________________________________________________________________
Jointown Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600998 CINS Y444BD102 09/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Stock Type Mgmt For For For
3 Issuing Method Mgmt For For For
4 Par Value Mgmt For For For
5 Dividend Rate Mgmt For For For
6 Method of Participation Mgmt For For For
7 Share Repurchase Mgmt For For For
Provisions
8 Restrictions on and Mgmt For For For
Restoration of Voting
Rights
9 Liquidation Sequence Mgmt For For For
and
Method
10 Rating Results and Mgmt For For For
Rating
Arrangements
11 Guarantee Method and Mgmt For For For
Guarantor
12 Listing or Transfer Mgmt For For For
Arrangement After the
Preferred Share
Offering
13 Purpose of Raised Funds Mgmt For For For
14 Validity Period Mgmt For For For
15 Feasibility Analysis Mgmt For For For
Report
16 Report on Use of Mgmt For For For
Previously Raised
Funds
17 Preplan for Share Mgmt For For For
Issuance
18 Risk Warning for Mgmt For For For
Dilution
19 Amendments to Articles Mgmt For For For
20 Amendments to Mgmt For Against Against
Procedural Rules:
Shareholder
Meetings
21 Board Authorization to Mgmt For For For
Implement Share
Plan
22 Authority to Issue Mgmt For For For
Asset Backed
Securities
23 Approval of Line of Mgmt For For For
Credit
24 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Jonjee Hi-tech Industrial and Commercial Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600872 CINS Y9889J108 04/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Profit Mgmt For For For
Distribution
Plan
4 Technical Upgrading Mgmt For For For
and Reconstruction of
a Company's Plant in
Zhongshan
5 External Investment Mgmt For For For
Management
System
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 Re-authorization to Mgmt For For For
the Management Team
and Amendments to the
Articles of
Association
8 Connected Transactions Mgmt For Against Against
Regarding Deposits
And Settlement In A
Bank
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS 46630Q202 11/01/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
JSW Steel Ltd.
Ticker Security ID: Meeting Date Meeting Status
JSWSTEEL CINS Y44680158 07/25/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
(Preference
Shares)
4 Allocation of Mgmt For For For
Profits/Dividends
(Preference
Shares)
5 Allocation of Mgmt For For For
Profits/Dividends
(Ordinary
Shares)
6 Elect Jayant Acharya Mgmt For For For
7 Authority to Set Cost Mgmt For For For
Auditors
Fees
8 Elect Harshraj C. Mgmt For For For
Mariwala
9 Elect Nirupama Rao Mgmt For For For
10 Appointment of Jayant Mgmt For For For
Acharya (Executive
Director (Commercial
& Marketing));
Approval of
Remuneration
11 Directors' Fees and Mgmt For For For
Commission
12 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
13 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Debt
Instruments w/o
Preemptive
Rights
14 Related Party Mgmt For For For
Transactions with JWS
International
Tradecorp
________________________________________________________________________________
Juewei Food Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
603517 CINS Y446FS100 01/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIANG Xingzhou Mgmt For For For
as
Director
2 Elect SUN Yiping as Mgmt For For For
Independent
Director
________________________________________________________________________________
Juewei Food Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
603517 CINS Y446FS100 05/13/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
5 2019 Annual Accounts Mgmt For For For
and Financial
Reports
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Reappointment Of Mgmt For For For
Audit
Firm
8 Implementing Results Mgmt For For For
of 2019 Connected
Transactions and
Estimation of 2020
Connected
Transactions
9 Confirmation Of The Mgmt For For For
Excess Part Of 2019
Continuing Connected
Transactions
10 Application For Bank Mgmt For For For
Credit
Line
11 Settlement or Mgmt For For For
Termination of Some
Projects Financed
with Raised Funds
from Ipo and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
12 Extension of Some Mgmt For For For
Projects Financed
with Raised Funds
from the Public
Issuance of
Convertible Corporate
Bonds
13 Cash Management With Mgmt For For For
Some Raised
Funds
14 Amendments to the Mgmt For For For
Company's Articles of
Association and
Handling of the
Industrial and
Commercial
Registration
Amendment
15 Shareholder Return Mgmt For Against Against
Plan For The Next
Three Years From 2020
To
2022
16 2020 Estimated Mgmt For Against Against
Additional Continuing
Connected
Transactions
________________________________________________________________________________
Jumbo S.A.
Ticker Security ID: Meeting Date Meeting Status
BELA CINS X4114P111 01/21/2020 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Special Dividend Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jumbo S.A.
Ticker Security ID: Meeting Date Meeting Status
BELA CINS X4114P111 05/27/2020 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Special Dividend Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
and Auditor's
Acts
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Remuneration Report Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jumbo S.A.
Ticker Security ID: Meeting Date Meeting Status
BELA CINS X4114P111 06/25/2020 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Special Dividend Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jumbo S.A.
Ticker Security ID: Meeting Date Meeting Status
BELA CINS X4114P111 11/06/2019 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Ratification of Board Mgmt For For For
on Auditor's
Acts
5 Remuneration Policy Mgmt For For For
6 Election of Directors Mgmt For For For
7 Election of Audit Mgmt For For For
Committee
Members
8 Amendments to Article Mgmt For For For
34
9 Amendments to Articles Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Juneyao Airlines Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603885 CINS Y446EY108 03/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder
Meetings
3 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
4 Amendments to External Mgmt For For For
Guarantee Management
System
5 Amendments to External Mgmt For For For
Investment Management
System
6 Amendments to Mgmt For For For
Connected
Transactions
Management
System
________________________________________________________________________________
Juneyao Airlines Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603885 CINS Y446EY108 05/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Annual Report And Mgmt For For For
Its
Summary
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 Appointment Of 2020 Mgmt For For For
Financial Audit Firm
And Internal Control
Audit
Firm
6 Estimated Continuing Mgmt For For For
Connected
Transactions with a
Company and Its
Related
Parties
7 Estimated Continuing Mgmt For For For
Connected
Transactions with
Another
Company
8 Estimated Continuing Mgmt For For For
Connected
Transactions with a
3rd
Company
9 2019 Remuneration Plan Mgmt For For For
For Directors And
Senior
Management
10 2019 Work Report of Mgmt For For For
the Supervisory
Committee
11 2019 Remuneration Plan Mgmt For For For
For
Supervisors
12 Guarantee For A Mgmt For For For
Wholly-Owned
Subsidiary
________________________________________________________________________________
Kaisa Group Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
1638 CINS G52132100 06/15/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Sun Yuenan Mgmt For For For
6 Elect MAI Fan Mgmt For For For
7 Elect KWOK Hiu Kwan Mgmt For For For
8 Elect LI Haiming Mgmt For For For
9 Elect LIU Xuesheng Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Grant of 2,000,000 Mgmt For For For
share options of
Kaisa Prosperity to
Liao
Chuanqiang
16 Refreshment of Share Mgmt For Against Against
Option Scheme of
Kaisa
Health
________________________________________________________________________________
Kaisa Group Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
1638 CINS G52132100 11/19/2019 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Kakao Corp.
Ticker Security ID: Meeting Date Meeting Status
035720 CINS Y4519H119 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Article 2 Mgmt For For For
3 Article 10 Mgmt For For For
4 Article 26 Mgmt For For For
5 Article 27 Mgmt For For For
6 Article 30 Mgmt For For For
7 Elect Brian KIM Bum Mgmt For For For
Soo as Executive
Director
8 Elect Mason YEO Min Mgmt For For For
Soo as Executive
Director
9 Elect Sean JOH Soo Mgmt For For For
Yong as Executive
Director
10 Elect CHO Kyu Jin as Mgmt For For For
Independent
Director
11 Elect YOON Seok as Mgmt For For For
Independent
Director
12 Elect CHOI Se Jeong as Mgmt For For For
Independent
Director
13 Elect PARK Sae Rom as Mgmt For For For
Independent
Director
14 Election of Audit Mgmt For For For
Committee Member: CHO
Kyu
Jin
15 Election Of Audit Mgmt For For For
Committee Member:
Yoon
Seok
16 Election of Audit Mgmt For For For
Committee Member:
CHOI Se
Jeong
17 Directors' Fees Mgmt For For For
18 Share Option Grant Mgmt For For For
________________________________________________________________________________
Kalbe Farma
Ticker Security ID: Meeting Date Meeting Status
KLBF CINS Y71287208 05/18/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
and/or
Commissioners
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 01/10/2020 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr For For For
regarding Appointment
of Temporary Chair
for Shareholder
Meeting
2 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Director
Liability
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 03/30/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Election of Audit Mgmt For For For
Committee Member: KIM
Joo
Il
3 Directors' Fees Mgmt For For For
________________________________________________________________________________
Kasikornbank
Ticker Security ID: Meeting Date Meeting Status
KBANK CINS Y4591R118 04/02/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Suphajee Mgmt For For For
Suthumpun
5 Elect Chanin Donavanik Mgmt For For For
6 Elect Sara Lamsam Mgmt For For For
7 Elect Kattiya Mgmt For For For
Indaravijaya
8 Elect Patchara Samalapa Mgmt For For For
9 Elect Chonchanum Mgmt For For For
Soonthornsaratoon
10 Designation of Mgmt For For For
Authorized
Directors
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Transaction of Other Mgmt For Abstain Against
Business
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KB Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
105560 CINS Y46007103 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect HUR Yin Mgmt For For For
4 Elect Stuart B. Solomon Mgmt For For For
5 Elect SONU Suk Ho Mgmt For For For
6 Elect CHOI Myung Hee Mgmt For For For
7 Elect JEONG Kouwhan Mgmt For For For
8 Elect KWON Seon Joo Mgmt For For For
9 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member: OH
Gyutaeg
10 Election of Audit Mgmt For For For
Committee Member:
CHOI Myung
Hee
11 Election of Audit Mgmt For For For
Committee Member:
JEONG
Kouwhan
12 Election of Audit Mgmt For For For
Committee Member: KIM
Kyung
Ho
13 Directors' Fees Mgmt For For For
________________________________________________________________________________
Kcc Corporation
Ticker Security ID: Meeting Date Meeting Status
002380 cins Y45945105 11/13/2019 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Mgmt For For For
2 Elect MIN Byung Sam Mgmt For For For
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 01/09/2020 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election Of Presiding Mgmt For For For
Chair
5 Compliance With Rules Mgmt For For For
Of
Convocation
6 Agenda Mgmt For For For
7 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Article
12.3
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Article
20
9 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Amendments
to Article
29
10 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Article
33
11 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Article
34
12 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendment
to Rules for Disposal
of Non-Current
Assets
13 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Procedures
for Disposal of
Non-Current
Assets
14 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Regulations
on Agreements for
Legal, Marketing,
Public Relations and
Social Communication
Services
15 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Report on
Best
Practices
16 Shareholder Proposal ShrHoldr N/A For N/A
Regarding
Implementation of Act
on State Property
Management Principles
in Company's
Subsidiaries
17 Remove Supervisory Mgmt N/A Against N/A
Board
Member
18 Elect Supervisory Mgmt N/A Against N/A
Board
Member
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 06/19/2020 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Financial
Statements
7 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Management Board
Report (Allocation of
Profits/Dividends)
10 Presentation of Report Mgmt For For For
on
Expenses
11 Presentation of Mgmt For For For
Supervisory Board
Report
12 Presentation of Mgmt For For For
Supervisory Board
Report (Allocation of
Profits and
Dividends)
13 Presentation of Mgmt For For For
Supervisory Board
Report (Company
Standing)
14 Presentation of Mgmt For For For
Supervisory Board
Report
(Activity)
15 Financial Statements Mgmt For For For
16 Financial Statements Mgmt For For For
(Consolidated)
17 Management Board Report Mgmt For For For
18 Allocation of Mgmt For For For
Profits/Dividends
19 Ratification of Mgmt For For For
Management Board
Acts
20 Ratification of Mgmt For For For
Supervisory Board
Acts
21 Remuneration Policy Mgmt For For For
22 Amendments to Articles Mgmt For For For
23 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Changes to
the Supervisory Board
Composition
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KIA Motors Corporation
Ticker Security ID: Meeting Date Meeting Status
000270 CINS Y47601102 03/24/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect JOO Woo Jeong Mgmt For For For
4 Elect KIM Duk Joong Mgmt For For For
5 Elect KIM Dong Won Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member: KIM
Duk
Joong
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
KIA Motors Corporation
Ticker Security ID: Meeting Date Meeting Status
000270 CINS Y47601102 06/10/2020 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SONG Ho Seong Mgmt For For For
________________________________________________________________________________
Kingboard Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0148 CINS G52562140 05/25/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect HO Yin Sang Mgmt For For For
4 Elect Stephanie CHEUNG Mgmt For For For
Wai
Lin
5 Elect CHEUNG Ming Man Mgmt For For For
6 Elect CHAN Wing Kee Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kingboard Laminates Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1888 CINS G5257K107 05/25/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEUNG Kwok Wa Mgmt For For For
6 Elect CHEUNG Ka Ho Mgmt For For For
7 Elect LEUNG Tai Chiu Mgmt For For For
8 Elect Stephen IP Shu Mgmt For For For
Kwan
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Kingboard Laminates Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1888 CINS G5257K107 12/12/2019 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 New Supply and Service Mgmt For For For
Framework
Agreement
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kingdee International Software Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
268 CINS G52568147 05/12/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect LIN Bo Mgmt For For For
5 Elect Zhou Bo Wen Mgmt For For For
6 Elect Gary C. Biddle Mgmt For For For
7 Elect LIU Chia Yung Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Kingsoft Corp.
Ticker Security ID: Meeting Date Meeting Status
3888 CINS G5264Y108 03/20/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Spin-off Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kingsoft Corp.
Ticker Security ID: Meeting Date Meeting Status
3888 CINS G5264Y108 05/27/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LEI Jun Mgmt For For For
6 Elect KAU Pak Kwan Mgmt For For For
7 Elect WU Wenjie Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Kingsoft Corp.
Ticker Security ID: Meeting Date Meeting Status
3888 CINS G5264Y108 12/20/2019 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Framework Agreement Mgmt For For For
and Its Proposal
Annual
Caps
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KMW Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
032500 CINS Y6137W105 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect CHOI Chang Won Mgmt For For For
3 Elect BAEK Seung Gon Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Koc Holding A.S
Ticker Security ID: Meeting Date Meeting Status
KCHOL CINS M63751107 04/02/2020 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Directors' Report Mgmt For For For
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Mgmt For For For
Co-Option of Mehmet
Cem
Kozlu
9 Ratification of Board Mgmt For For For
Acts
10 Allocation of Mgmt For For For
Profits/Dividends
11 Election of Directors; Mgmt For For For
Board Size; Board
Term
Length
12 Compensation Policy Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Charitable Donations Mgmt For Against Against
16 Presentation of Report Mgmt For For For
on
Guarantees
17 Authority to Carry out Mgmt For For For
Competing Activities
or Related Party
Transactions
18 Wishes Mgmt For For For
________________________________________________________________________________
Komercni Banka, A.S.
Ticker Security ID: Meeting Date Meeting Status
KOMB CINS X45471111 06/29/2020 Voted
Meeting Type Country of Trade
Ordinary Czech Republic
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Accounts and Reports Mgmt For For For
(Consolidated)
5 Elect Maylis Coupet Mgmt For For For
6 Remuneration Policy Mgmt For For For
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Korea Aerospace Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
047810 CINS Y4838Q105 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Directors' Fees Mgmt For For For
________________________________________________________________________________
Korea Aerospace Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
047810 CINS Y4838Q105 09/05/2019 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect AHN Hyun Ho Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Korea Electric Power Corporation
Ticker Security ID: Meeting Date Meeting Status
015760 CINS Y48406105 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Korea Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
036460 CINS Y48861101 01/07/2020 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect NAM Young Joo Mgmt For For For
2 Election of Audit Mgmt For For For
Committee Member: NAM
Young
Joo
________________________________________________________________________________
Korea Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
036460 CINS Y48861101 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Directors' Fees Mgmt For For For
________________________________________________________________________________
Korea Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
036460 CINS Y48861101 11/19/2019 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SEONG Young Gyu Mgmt For For For
2 Elect AHN Hong Bok Mgmt For For For
________________________________________________________________________________
Korea Investment Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
071050 cins Y4862P106 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect KIM Nam Goo Mgmt For For For
3 Elect LEE Kang Haeng Mgmt For For For
4 Elect Hobart Lee Mgmt For For For
Epstein
5 Elect JEONG Young Rok Mgmt For For For
6 Election of Audit Mgmt For For For
Committee member:
JEONG Young
Rok
7 Directors' Fees Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Korea Shipbuilding & Offshore Engineering
Ticker Security ID: Meeting Date Meeting Status
009540 CINS Y3838M106 03/24/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
3 Elect GA Sam Hyun Mgmt For For For
4 Elect CHOE Hyuk Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member:
CHOE
Hyuk
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Korea Zinc Inc.
Ticker Security ID: Meeting Date Meeting Status
010130 CINS Y4960Y108 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect CHOI Yoon Bum Mgmt For For For
3 Elect JANG Hyung Jin Mgmt For For For
4 Elect SUNG Yong Rak Mgmt For For For
5 Elect LEE Jong Gwang Mgmt For For For
6 Elect KIM Do Hyun Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member: LEE
Jong
Gwang
8 Election of Audit Mgmt For For For
Committee Member: KIM
Do
Hyun
9 Director's Fees Mgmt For For For
________________________________________________________________________________
KoreaGasCorporation
Ticker Security ID: Meeting Date Meeting Status
036460 CINS Y48861101 07/03/2019 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect KIM Young Doo Mgmt For For For
3 Elect CHAE Hui Bong Mgmt For N/A N/A
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Korean Air Lines Co Ltd
Ticker Security ID: Meeting Date Meeting Status
003490 CINS Y4936S102 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
37, 38, and
43
3 Amendments to Articles Mgmt For For For
28 and
29
4 Amendments to Articles Mgmt For Against Against
18, 19, 33, 34 and
41
5 Elect WOO Ki Hong Mgmt For For For
6 Elect LEE Soo Keun Mgmt For For For
7 Elect JUNG Gap Yung Mgmt For For For
8 Elect JO Myung Hyun Mgmt For For For
9 Elect PARK Hyun Ju Mgmt For For For
10 Election of Audit Mgmt For For For
Committee Member:
PARK Hyun
Ju
11 Director's Fees Mgmt For For For
________________________________________________________________________________
KT&G Corporation
Ticker Security ID: Meeting Date Meeting Status
033780 CINS Y49904108 03/31/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect KOH Yun Sung Mgmt For For For
3 Elect KIM Myung Chul Mgmt For For For
4 Elect HONG Hyun Jong Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member: KOH
Yun
Sung
6 Election of Audit Mgmt For For For
Committee Member: KIM
Myung
Chul
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
Kuala Lumpur Kepong Berhad
Ticker Security ID: Meeting Date Meeting Status
KLK CINS Y47153104 02/18/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Raja Muhammad Mgmt For For For
Alias bin Raja
Muhammad
Ali
2 Elect LEE Hau Hian Mgmt For For For
3 Elect Azlan Zainol Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Directors' Benefits Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
8 Related Party Mgmt For For For
Transactions
9 Dividend Reinvestment Mgmt For For For
Plan
________________________________________________________________________________
Kumho Petro Chemical Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
011780 CINS Y5S159113 03/13/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect LEE Jae Kyung Mgmt For For For
3 Election of Audit Mgmt For For For
Committee member: LEE
Jae
Kyung
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
Kweichow Moutai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600519 CINS Y5070V116 03/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GAO Weidong Mgmt For For For
2 Elect YOU Yalin Mgmt For Against Against
________________________________________________________________________________
Kweichow Moutai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600519 CINS Y5070V116 06/10/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2020 Financial Budget Mgmt For For For
Report
6 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny170.25000
000 2) Bonus Issue
from Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
7 2019 Work Report Of Mgmt For For For
Independent
Directors
8 2020 Appointment Of Mgmt For For For
Financial Audit Firm
And Internal Control
Audit
Firm
9 Elect GAO Weidong Mgmt For For For
10 Elect LI Jingren Mgmt For For For
11 Elect WANG Yan Mgmt For For For
12 Elect LI Botan Mgmt For For For
13 Elect LU Jinhai Mgmt For For For
14 Elect XU Dingbo Mgmt For For For
15 Elect ZHANG Jingzhong Mgmt For For For
16 Elect YOU Yalin Mgmt For Against Against
17 Elect CHE Xingyu Mgmt For Against Against
________________________________________________________________________________
KWG Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
01813 CINS G53224104 06/05/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect KONG Jian Nan Mgmt For For For
6 Elect TAM Chun Fai Mgmt For For For
7 Elect LI Bin Hai Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Specific Mandate to Mgmt For For For
Issue Connected
Awarded
Shares
14 Board Authorization Mgmt For For For
15 Grant of 96,000 Mgmt For For For
Connected Awarded
Shares to CAI
Fengjia
16 Grant of 78,000 Mgmt For For For
Connected Awarded
Shares to TSUI Kam
Tim
17 Grant of 78,000 Mgmt For For For
Connected Awarded
Shares to CHEN
Guangchuan
18 Grant of 55,500 Mgmt For For For
Connected Awarded
Shares to CHEN
Wende
19 Grant of 78,000 Mgmt For For For
Connected Awarded
Shares to HUANG
Yanping
20 Grant of 78,000 Mgmt For For For
Connected Awarded
Shares to JIN
Yanlong
21 Grant of 70,500 Mgmt For For For
Connected Awarded
Shares to OU
Jian
22 Grant of 55,500 Mgmt For For For
Connected Awarded
Shares to TANG
Wen
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Land And Houses Public Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
LH CINS Y5172C198 06/19/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Minutes Mgmt For For For
2 Results of Operations Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Acknowledgement of Mgmt For For For
Interim
Dividends
5 Elect Adisorn Mgmt For Against Against
Thananan-narapool
6 Elect Piphob Veraphong Mgmt For For For
7 Elect Bundit Pitaksit Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Transaction of Other Mgmt For Abstain Against
Business
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Largan Precision Company Limited
Ticker Security ID: Meeting Date Meeting Status
3008 CINS Y52144105 06/10/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Larsen & Toubro Ltd.
Ticker Security ID: Meeting Date Meeting Status
LT CINS Y5217N159 08/01/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect M. V. Satish Mgmt For For For
5 Elect Shailendra Roy Mgmt For For For
6 Elect R. Shankar Raman Mgmt For For For
7 Elect Jayant Damodar Mgmt For For For
Patil
8 Elect Mukund M. Chitale Mgmt For For For
9 Elect Meleveetil Mgmt For For For
Damodaran
10 Elect Vikram S. Mehta Mgmt For For For
11 Elect Adil Zainulbhai Mgmt For For For
12 Revise Remuneration of Mgmt For For For
S. N.
Subrahmanyan
13 Revise Remuneration of Mgmt For For For
R. Shankar
Raman
14 Amendments to Mgmt For For For
Memorandum of
Association
15 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/
or w/o Preemptive
Rights
16 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
________________________________________________________________________________
LATAM Airlines Group S.A.
Ticker Security ID: Meeting Date Meeting Status
LTM CINS P61894104 04/30/2020 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Against Against
5 Directors' Fees Mgmt For For For
6 Directors' Committee Mgmt For Against Against
Fees and
Budget
7 Appointment of Auditor Mgmt For For For
8 Appointment of Risk Mgmt For For For
Rating
Agency
9 Publication of Company Mgmt For For For
Notices
10 Related Party Mgmt For For For
Transactions
11 Transaction of Other Mgmt N/A Abstain N/A
Business
________________________________________________________________________________
LBX Pharmacy Chain Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
603883 CINS Y5S72F101 01/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Article of
Association
2 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
3 Amendments To The Mgmt For Against Against
External Investment
Management
Measures
4 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
5 External Guarantee Mgmt For For For
6 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
7 Elect ZHENG Jiaqi Mgmt For For For
8 Elect LV Mingfang Mgmt For For For
9 Elect LI Wei Mgmt For For For
10 Elect ZHOU Yong Mgmt For Against Against
________________________________________________________________________________
LBX Pharmacy Chain Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
603883 CINS Y5S72F101 06/24/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Proposal on 2019 Work Mgmt For For For
Report of the Board
of Directors of the
Company
3 Approve Report of the Mgmt For For For
Board of
Supervisors
4 Proposal on 2019 Mgmt For For For
Annual Report and Its
Summary of the
Company
5 Proposal on 2019 Final Mgmt For For For
Accounts and 2020
Financial Budget
Report of the
Company
6 Proposal on 2019 Mgmt For For For
Profit Distribution
Plan of the
Company
7 Proposal to Reappoint Mgmt For For For
the Auditor of the
Company for
2020
8 Proposal on Applying Mgmt For For For
for Credit Line to
Banks by the Company
and Its Subsidiaries
for 2020 and
Providing
Guarantees
9 Proposal on the Mgmt For For For
Remuneration of
Directors,
Supervisors and
Officers for
2019
10 Proposal to Repurchase Mgmt For For For
and Write off Some
Restricted
Stocks
11 Proposal to Revise the Mgmt For For For
Articles of
Association of the
Company
________________________________________________________________________________
Lee & Man Paper Manufacturing Limited
Ticker Security ID: Meeting Date Meeting Status
2314 CINS G5427W130 04/24/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Ross LI King Wai Mgmt For For For
6 Elect David CHAU Shing Mgmt For For For
Yim
7 Elect POON Chung Kwong Mgmt For For For
8 Elect Tony WONG Kai Mgmt For For For
Tung
9 Elect Peter A. Davies Mgmt For For For
10 Directors' Fees for Mgmt For For For
2019
11 Directors' Fees for Mgmt For For For
2020
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Legend Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
3396 CINS Y52237107 02/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LI Peng Mgmt For For For
3 Elect WANG Yusuo Mgmt For For For
4 Elect YIN Jian'an Mgmt For For For
5 Amendments to Articles Mgmt For Against Against
of
Association
6 Authority to Issue Mgmt For For For
Debt Financing
Instruments
________________________________________________________________________________
Legend Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
3396 CINS Y52237107 06/12/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Legend Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
3396 CINS Y52237107 06/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase
Shares
9 Elect YANG Jianhua as Mgmt For Against Against
Supervisor
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Legend Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
3396 CINS Y52237107 06/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuing Guarantee Mgmt For For For
Support Framework
Agreement
________________________________________________________________________________
Lenovo Group Limited
Ticker Security ID: Meeting Date Meeting Status
0992 CINS Y5257Y107 07/09/2019 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHU Linan Mgmt For For For
6 Elect Jerry YANG Mgmt For For For
Chih-Yuan
7 Elect Gordon Robert Mgmt For For For
Halyburton
Orr
8 Elect Raymond WOO Chin Mgmt For For For
Wan
9 Vacating office due to Mgmt For For For
retirement of Edward
Suning
Tian
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Lenovo Long-Term Mgmt For For For
Incentive
Program
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 04/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Companys Mgmt For For For
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issue Price, Pricing Mgmt For For For
Principles and
Pricing Base
Date
5 Issuing Targets and Mgmt For For For
Subscription
Method
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Purpose and Amount of Mgmt For For For
the Raised
Funds
9 Listing Place Mgmt For For For
10 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
11 The Valid Period of Mgmt For For For
the Resolution of the
Offering
12 Preplan For Non-Public Mgmt For For For
Share
Offering
13 Demonstration Analysis Mgmt For For For
Report On The Plan
For Non-Public Share
Offering
14 Feasibility Study Mgmt For For For
Report on Projects to
Be Financed
with
Raised Funds from the
Non-public Share
Offering
15 Report on the Use of Mgmt For For For
Previously Raised
Funds
16 Risk Warning on Mgmt For For For
Diluted Immediate
Return After the
Non-public A-share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
17 Shareholder Return Mgmt For For For
Plan for the Next
Three Years
from
2020 to 2022
18 Full Authorization to Mgmt For For For
the Board to Handle
Matters
Regarding the
Non-public Share
Offering
19 Expansion of the Mgmt For For For
Company's Business
Scope
20 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 06/05/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Report on the Use of Mgmt For For For
Previously Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees
11 Approval of Office Mgmt For For For
Leasing
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 12/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 01/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect PU Zhongjie Mgmt For For For
2 Elect LIU Yanjiang Mgmt For For For
3 Elect XU Yang Mgmt For For For
4 Elect PU Fei Mgmt For For For
5 Elect GAN Liang Mgmt For For For
6 Elect CAO Lu Mgmt For For For
7 Elect ZHI Yi Mgmt For For For
8 Elect WANG Xinglin Mgmt For Against Against
9 Elect WANG Jun Mgmt For Against Against
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 04/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report 2019 Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Eligibility of Mgmt For For For
Non-public Offering
of A
Shares
11 Size and Face Value Mgmt For For For
12 Issue Method Mgmt For For For
13 Subscriber and Mgmt For For For
Subscription
Method
14 Issue Size Mgmt For For For
15 Issue Price and Mgmt For For For
Pricing
Policy
16 Use of Raised Funds Mgmt For For For
17 Lock-up Period Mgmt For For For
18 Arrangement of Mgmt For For For
Accumulated
Profits
19 Listing Place Mgmt For For For
20 Valid Period Mgmt For For For
21 Approval of Non-public Mgmt For For For
Offering of A
Shares
22 Demonstration Analysis Mgmt For For For
Report on Non-public
Offering of A
Shares
23 Feasibility Analysis Mgmt For For For
Report on the Raised
Funds of Non-public
Offering of A
Shares
24 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
25 Investment Agreement Mgmt For For For
with A
Company
26 Investment Agreement Mgmt For For For
with A Limited
Partnership
27 Investment Agreement Mgmt For For For
with A
Company
28 Investment Agreement Mgmt For For For
with A
Company
29 Investment Agreement Mgmt For For For
with A Limited
Partnership
30 Investment Agreement Mgmt For For For
with A Limited
Partnership
31 Investment Agreement Mgmt For For For
with A
Company
32 Ratification of Board Mgmt For For For
Acts
33 Remedial Measures on Mgmt For For For
the Immediate
Return
34 Shareholders Return Mgmt For For For
Plan
(2020-2022)
35 Elect WANG Lihua Mgmt For For For
36 Waiver of the Mgmt For For For
Preemptive Rights for
Equities in A Joint
Stock
Company
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 07/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of the Valid Mgmt For For For
Period of the
Resolution on the
Public Issuance of
Convertible Corporate
Bonds
2 Extension of the Valid Mgmt For For For
Period of the
Authorization to the
Board to Handle
Relevant
Matters
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 10/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment Of The Plan Mgmt For For For
For Public Issuance
Of Convertible
Corporate
Bonds
2 Preplan For Public Mgmt For For For
Issuance Of
Convertible Bonds
(2Nd
Revision)
3 Demonstration Analysis Mgmt For For For
Report on Public
Issuance of
Convertible Bonds
(2nd
Revision)
4 Diluted Immediate Mgmt For For For
Return After the
Public Issuance of
Convertible Corporate
Bonds, Filling
Measures and Relevant
Commitments (2nd
Revision)
5 Feasibility Analysis Mgmt For For For
Report On The Use Of
Raised Funds (2Nd
Revision)
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 11/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 A Company's Mgmt For For For
Application for
Overseas Syndicated
Loans
2 Provision Of Guarantee Mgmt For For For
For The Above
Company
________________________________________________________________________________
Leyard Optoelectronic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300296 CINS Y5171W104 04/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan
6 Appointment of Auditor Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
8 2020 Remuneration for Mgmt For For For
Directors,
Supervisors and
Senior
Management
9 Amendments to Articles Mgmt For For For
10 Amendments To The Mgmt For Against Against
External Investment
Management
System
11 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder
Meetings
12 Amendments to Mgmt For Against Against
Procedural Rules for
Board
Meetings
13 Amendments to Mgmt For Against Against
Procedural Rules for
Supervisor
Meetings
________________________________________________________________________________
Leyard Optoelectronic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300296 CINS Y5171W104 06/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Application for Bank Mgmt For For For
Credit by the Company
and Connected
Transaction Regarding
Providing Guarantee
for It by Related
Persons
3 Connected Transaction Mgmt For For For
Regarding Capital
Reduction and Equity
Transfer of a Joint
Stock
Company
4 Amendments To The Mgmt For Against Against
External Investment
Management
System
5 The Company applies Mgmt For For For
for credit line from
the bank and the
related party
provides guarantee
for the
Company
________________________________________________________________________________
Leyard Optoelectronic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300296 CINS Y5171W104 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of the Mgmt For For For
Number of Members of
the Board of
Directors and
Amendments to the
Articles of
Association of the
Company
2 Amendments to the Mgmt For Against Against
Company's Rules of
Procedure Governing
the Board
Meetings
3 Amendments To The Work Mgmt For Against Against
System For
Independent
Directors
4 Connected Transaction Mgmt For For For
Regarding Application
for Loans and Credit
to Banks and
Provision of
Guarantee by the
Company's Related
Persons
5 Elect LI Jun Mgmt For For For
6 Elect LI Nannan Mgmt For For For
7 Elect FU Channi Mgmt For For For
8 Elect WANG Jinyong Mgmt For For For
9 Elect YE JinFu Mgmt For For For
10 Elect BAI Jianjun Mgmt For Against Against
11 Elect WANG Jiazhi Mgmt For Against Against
________________________________________________________________________________
LG Chem, Ltd.
Ticker Security ID: Meeting Date Meeting Status
051910 CINS Y52758102 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect KWON Young Su Mgmt For For For
3 Elect CHA Dong Seok Mgmt For For For
4 Elect JUNG Dong Min Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member:
JUNG Dong
Min
6 Director's Fees Mgmt For For For
________________________________________________________________________________
LG Corp.
Ticker Security ID: Meeting Date Meeting Status
003550 CINS Y52755108 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Director's Fees Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LG Display Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
034220 CINS Y5255T100 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect JUNG Ho Young Mgmt For For For
3 Elect SUH Dong Hee Mgmt For For For
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
LG Electronics Inc.
Ticker Security ID: Meeting Date Meeting Status
066570 CINS Y5275H177 03/26/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Member:
BAEK Yong
Ho
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
LG Household & Health Care Ltd.
Ticker Security ID: Meeting Date Meeting Status
051900 CINS Y5275R100 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Elect KIM Jae Wook Mgmt For For For
3 Elect KIM Ki Young Mgmt For For For
4 Election of Audit Mgmt For For For
Committee Member: KIM
Jae
Wook
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
LG INNOTEK CO.,LTD
Ticker Security ID: Meeting Date Meeting Status
011070 CINS Y5276D100 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect KIM Chang Tae Mgmt For For For
3 Elect JOO Young Chang Mgmt For For For
4 Election Of Audit Mgmt For For For
Committee Member: Joo
Young
Chang
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
LG Uplus Corp.
Ticker Security ID: Meeting Date Meeting Status
032640 CINS Y5293P102 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect LEE Jae Ho Mgmt For For For
4 Election Of Audit Mgmt For For For
Committee Member: Lee
Jae
Ho
5 Directors' Fees Mgmt For For For
6 Spin-off Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Li Ning Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
2331 CINS G5496K124 06/12/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect KOSAKA Takeshi Mgmt For For For
6 Elect WANG Ya Fei Mgmt For For For
7 Elect Bunny CHAN Chung Mgmt For For For
Bun
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 01/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Public Issuance Of Mgmt For For For
Corporate Bonds To
Qualified
Investors
2 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the Public Issuance of
Bonds
3 Issuance Quota of Mgmt For For For
Short-term Commercial
Papers
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 04/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution Plan
7 2019 Work Report Of Mgmt For For For
Independent
Directors
8 Authority to Give Mgmt For For For
Guarantees
9 Purchase of Wealth Mgmt For For For
Management
Products
10 Application of Mgmt For For For
Financing
Quota
11 Appointment of Auditor Mgmt For For For
12 Elect XU Biao as Mgmt For For For
Director
13 Elect ZHAI Dongbo as Mgmt For For For
Director
14 Elect LIU Jiwei as Mgmt For For For
Independent
Director
15 Company's Spin-off of Mgmt For For For
Its Subsidiaries to
the Science and
Technology Board
Continued to Comply
with the "Several
Provisions on the
Pilot Domestic
Listing of Subsidies
of Listed
Companies"
16 Company's Spin-off Mgmt For For For
Subsidiary Liaoning
Chengda Biotechnology
Co.,Ltd. to Science
and Technology Board
Listing
Plan
17 The Purpose, Mgmt For For For
Commercial
Rationality and
Necessity of this
Spin-off
Listing
18 Types of Shares Issued Mgmt For For For
19 Par Value of Shares Mgmt For For For
Issued
20 Issue Size Mgmt For For For
21 Issue Manner Mgmt For For For
22 Target Subscribers Mgmt For For For
23 Pricing Method Mgmt For For For
24 Use of Proceeds Mgmt For For For
25 Underwriting Manner Mgmt For For For
26 Listing Exchange and Mgmt For For For
Sectors
27 Issuance and Listing Mgmt For For For
Time
28 Increase Registered Mgmt For For For
Capital
29 Issuance Expenses Mgmt For For For
30 Issue Plan Validity Mgmt For For For
31 Company's Spin-off Mgmt For For For
Subsidiary Liaoning
Chengda Biotechnology
Co.,Ltd. was Listed
on the Science and
Technology Board in
Compliance with
Relevant Laws and
Regulations
32 The Spin-off of Mgmt For For For
Liaoning Chengda
Biotechnology
Co.,Ltd.'s Listing on
the Science and
Technology Board is
Conducive to
Safeguarding the
Legitimate Rights and
Interests of
Shareholders and
Creditors
33 Company Maintains its Mgmt For For For
Independence and
Ability to Continue
Operations
34 Liaoning Chengda Mgmt For For For
Biotechnology
Co.,Ltd. has the
Corresponding
Standard Operation
Capabilities
35 Completeness and Mgmt For For For
Compliance of
Implementation of
Legal Proceedings of
the Transactions and
Validity of the
Submitted Legal
Documents Regarding
this
Transaction
36 Explanation on Whether Mgmt For For For
or Not the Stock
Price Volatility
Achieve the Relevant
Standards in Article
5 Stated in the
Notice Regulating the
Information
Disclosure of Listed
Companies and the
Acts of All the
Related
Parties
37 Authorization of the Mgmt For For For
Board and Its
Authorized Person to
Handle All Related
Matters
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 05/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Listing And Transfer Mgmt For For For
Of 100 Percent
Equities In A
Company
2 Authorization To The Mgmt For For For
Management Team To
Handle Matters
Regarding The
Transfer Of 100
Percent Equities In
The Above
Company
________________________________________________________________________________
Liberty Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
LBH CINS S44440121 05/14/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Nooraya Y. Khan Mgmt For For For
3 Elect Carol L. Mgmt For For For
Roskruge
Cele
4 Elect Yunus G.H. Mgmt For For For
Suleman
5 Elect Nick Criticos Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 General Authority to Mgmt For For For
Issue
Shares
8 Authority to Issue Mgmt For For For
Preference
Shares
9 Authority to Issue Mgmt For For For
Shares for
Cash
10 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Yunus G.H.
Suleman)
11 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Nooraya
Khan)
12 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Simon
Ridley)
13 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Carol L.
Roskruge
Cele)
14 Elect Audit and Mgmt For For For
Actuarial Committee
Member (James (Jim)
H.
Sutcliffe)
15 Elect Audit and Mgmt For For For
Actuarial Committee
Member (H. Sutcliffe
Howard
Walker)
16 Approve Remuneration Mgmt For For For
Policy
17 Approve Remuneration Mgmt For For For
Implementation
Report
18 Amendment to Liberty Mgmt For For For
Holdings Group
Restricted
Share Plan 2020
19 Amendment to Liberty Mgmt For For For
Equity Growth Scheme
2020
20 Authority to Issue Mgmt For For For
Shares Pursuant to
Share Incentive
Schemes
21 Approve NEDs' Fees Mgmt For For For
(Chair)
22 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
23 Approve NEDs' Fees Mgmt For For For
(Board
Member)
24 Approve NEDs' Fees Mgmt For For For
(International Board
Member, Sub-committee
Chair)
25 Approve NEDs' Fees Mgmt For For For
(International Board
Member, Committee
Chairman)
26 Approve NEDs' Fees Mgmt For For For
(Audit and Actuarial
Committee
Chair)
27 Approve NEDs' Fees Mgmt For For For
(Audit and Actuarial
Committee
Member)
28 Approve NEDs' Fees Mgmt For For For
(Actuarial Committee
Chair)
29 Approve NEDs' Fees Mgmt For For For
(Actuarial Committee
Member)
30 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Chair)
31 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Member)
32 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chair)
33 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
34 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Transformation
Committee
Chair)
35 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Transformation
Committee
Member)
36 Approve NEDs' Fees Mgmt For For For
(Directors' Affairs
Committee
Member)
37 Approve NEDs' Fees (IT Mgmt For For For
Committee
Chair)
38 Approve NEDs' Fees (IT Mgmt For For For
Committee
Member)
39 Approve NEDs' Fees Mgmt For For For
(STANLIB Limited
Board
Chair)
40 Approve NEDs' Fees Mgmt For For For
(STANLIB Limited
Board
Member)
41 Approve NEDs' Fees (Ad Mgmt For For For
Hoc Board Meeting
Fee)
42 Approve NEDs' Fees (Ad Mgmt For For For
Hoc Committee Meeting
Fee)
43 Approve Financial Mgmt For For For
Assistance (Section
45)
44 Approve Financial Mgmt For For For
Assistance (Section
44)
45 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
LIC Housing Finance Limited
Ticker Security ID: Meeting Date Meeting Status
LICHSGFIN CINS Y5278Z133 08/28/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect P. Koteswara Rao Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Issue Mgmt For For For
(Debt
Instruments)
6 Elect Mangalam Mgmt For For For
Ramasubramanian
Kumar
7 Elect Dharmendra Mgmt For For For
Bhandari
8 Elect Kashi Prasad Mgmt For For For
Khandelwal
9 Elect Sanjay Khemani Mgmt For For For
10 Amendment to Borrowing Mgmt For For For
Powers
________________________________________________________________________________
Life Healthcare Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
LHC CINS S4682C100 01/29/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Marian Jacobs Mgmt For For For
3 Re-elect Royden T. Vice Mgmt For For For
4 Re-elect Pieter van Mgmt For For For
der
Westhuizen
5 Elect Audit Committee Mgmt For For For
Chair (Peter J.
Golesworthy)
6 Elect Audit Committee Mgmt For For For
Member (Audrey
Mothupi)
7 Elect Audit Committee Mgmt For For For
Member (Garth C.
Solomon)
8 Elect Audit Committee Mgmt For For For
Member (Royden T.
Vice)
9 Approve Remuneration Mgmt For For For
Policy
10 Approve Remuneration Mgmt For For For
Implementation
Report
11 Authorisation of Legal Mgmt For For For
Formalities
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
14 Authority to Mgmt For For For
Repurchase
Shares
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 01/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Articles Mgmt For For For
4 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 02/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Continued Performance Mgmt For For For
of Guarantee
Agreement with Two
Companies
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 03/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuing Targets and Mgmt For For For
Subscription
Method
2 Issue Price, Pricing Mgmt For For For
Principles and
Pricing Base
Date
3 Lockup Period Mgmt For For For
4 Preplan for Non-public Mgmt For For For
Share
Offering
5 Impact on the Mgmt For For For
Company's Major
Financial Indicators
of the Diluted
Immediate Return
After the Non-public
Share Offering and
Filling Measures
(revised)
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 04/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Bank Mgmt For For For
Credit Line by the
Company and
Subsidiaries and
Provision of Mutual
Guarantee
2 Application for Mgmt For For For
Financing by
Wholly-owned
Subsidiaries and
Provision of
Guarantee by the
Company
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan
6 2020 Estimated Related Mgmt For For For
Party
Transactions
7 Approval of Line of Mgmt For For For
Credit
8 2020 Authority to Give Mgmt For Against Against
Guarantees
9 Extension of Valid Mgmt For For For
Period for the
Private Placement of
Shares
10 Authorization of Board Mgmt For For For
to Handle All Related
Matters
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lite-On Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
2301 CINS Y5313K109 06/15/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules for
Election of
Directors
4 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
________________________________________________________________________________
Lite-On Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
2301 CINS Y5313K109 10/25/2019 Voted
Meeting Type Country of Trade
Special Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Solid State Mgmt For For For
Storage Business Unit
to Solid State
Storage
Corporation
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Livzon Pharmaceutical Group Inc.
Ticker Security ID: Meeting Date Meeting Status
1513 CINS Y9890T111 02/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Business Partner Share Mgmt For Against Against
Ownership Scheme
(Draft) and Its
Summary
2 Board Authorization to Mgmt For For For
Handle Matters
Regarding the
Scheme
3 Shareholders' Return Mgmt For For For
Plan
(2019-2021)
4 Amendments to Articles Mgmt For Against Against
5 Amendments to Mgmt For Against Against
Procedural Rules of
General
Meetings
________________________________________________________________________________
Livzon Pharmaceutical Group Inc.
Ticker Security ID: Meeting Date Meeting Status
1513 CINS Y9890T111 03/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose of Share Mgmt For For For
Repurchase
2 Price Range of Shares Mgmt For For For
to be
Repurchased
3 Type, Number and Mgmt For For For
Percentage of Shares
to be
Repurchased
4 Aggregate Amount of Mgmt For For For
Funds used for
Repurchase and Source
of
Funds
5 Share Repurchase Period Mgmt For For For
6 Validity Period Mgmt For For For
7 Board Authorization to Mgmt For For For
Handle Matters
Related to Share
Repurchase
________________________________________________________________________________
Livzon Pharmaceutical Group Inc.
Ticker Security ID: Meeting Date Meeting Status
1513 CINS Y9890T111 03/26/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose of Share Mgmt For For For
Repurchase
2 Price Range of Shares Mgmt For For For
to be
Repurchased
3 Type, Number and Mgmt For For For
Percentage of Shares
to be
Repurchased
4 Aggregate Amount of Mgmt For For For
Funds used for
Repurchase and Source
of
Funds
5 Share Repurchase Period Mgmt For For For
6 Validity Period Mgmt For For For
7 Board Authorization to Mgmt For For For
Handle Matters
Related to Share
Repurchase
________________________________________________________________________________
Livzon Pharmaceutical Group Inc.
Ticker Security ID: Meeting Date Meeting Status
1513 CINS Y9890T111 05/25/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Alteration to Certain Mgmt For For For
Projects Invested
with Proceeds and
Adjustment to
Investment Plan and
Utilisation of Part
of
Proceeds
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Give Mgmt For For For
Guarantees to
Subsidiaries
9 Authority to Give Mgmt For For For
Guarantees to
Controlling
Subsidiary Livzon
MAB
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Purpose of Share Mgmt For For For
Repurchase
12 Price Range of Shares Mgmt For For For
to be
Repurchased
13 Type, Number and Mgmt For For For
Percentage of Shares
to be
Repurchased
14 Aggregate Amount of Mgmt For For For
Funds used for
Repurchase and Source
of
Funds
15 Share Repurchase Period Mgmt For For For
16 Validity Period Mgmt For For For
17 Board Authorization to Mgmt For For For
Handle Matters
Related to Share
Repurchase
________________________________________________________________________________
Livzon Pharmaceutical Group Inc.
Ticker Security ID: Meeting Date Meeting Status
1513 CINS Y9890T111 05/25/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose of Share Mgmt For For For
Repurchase
2 Price Range of Shares Mgmt For For For
to be
Repurchased
3 Type, Number and Mgmt For For For
Percentage of Shares
to be
Repurchased
4 Aggregate Amount of Mgmt For For For
Funds used for
Repurchase and Source
of
Funds
5 Share Repurchase Period Mgmt For For For
6 Validity Period Mgmt For For For
7 Board Authorization to Mgmt For For For
Handle Matters
Related to Share
Repurchase
________________________________________________________________________________
Livzon Pharmaceutical Group Inc.
Ticker Security ID: Meeting Date Meeting Status
1513 CINS Y9890T111 06/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHU Baoguo Mgmt For For For
2 Elect TAO Desheng Mgmt For For For
3 Elect QIU Qingfeng Mgmt For For For
4 Elect YU Xiong Mgmt For For For
5 Elect TANG Yanggang Mgmt For For For
6 Elect XU Guoxiang Mgmt For For For
7 Elect BAI Hua Mgmt For For For
8 Elect ZHENG Zihua Mgmt For For For
9 Elect XIE Yun Mgmt For For For
10 Elect TIAN Qiusheng Mgmt For For For
11 Elect WONG Kam Wa Mgmt For For For
12 Elect HUANG Huamin Mgmt For Against Against
13 Elect TANG Yin Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Livzon Pharmaceutical Group Inc.
Ticker Security ID: Meeting Date Meeting Status
1513 CINS Y9890T111 12/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Auditor and Mgmt For For For
Authority to Set
Fees
________________________________________________________________________________
Localiza Rent A Car SA
Ticker Security ID: Meeting Date Meeting Status
RENT3 cins P6330Z111 04/23/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Request Establishment Mgmt Against Against For
of Supervisory
Council
________________________________________________________________________________
Localiza Rent A Car SA
Ticker Security ID: Meeting Date Meeting Status
RENT3 cins P6330Z111 04/23/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Logan Property Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
3380 CINS G55555109 05/22/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect KEI Hoi Pang Mgmt For For For
6 Elect WU Jian Mgmt For For For
7 Elect Perenna KEI Hoi Mgmt For For For
Ting
8 Elect CAI Suisheng Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Logan Property Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
3380 CINS G55555109 05/22/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Change in Company Name Mgmt For For For
________________________________________________________________________________
Lojas Americanas S.A.
Ticker Security ID: Meeting Date Meeting Status
LAME3 CINS P6329M105 04/30/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Request Establishment Mgmt N/A Against N/A
of Supervisory
Council
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lojas Americanas S.A.
Ticker Security ID: Meeting Date Meeting Status
LAME3 CINS P6329M105 04/30/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
(Corporate
Purpose)
3 Amendments to Articles Mgmt For For For
4 Amendments to Article Mgmt For For For
(Reconciliation of
Share
Capital)
5 Consolidation of Mgmt For For For
Articles
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lojas Renner SA
Ticker Security ID: Meeting Date Meeting Status
LREN3 cins P6332C102 04/29/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Amendment to the Mgmt For For For
Restricted Shares
Plan
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lojas Renner SA
Ticker Security ID: Meeting Date Meeting Status
LREN3 cins P6332C102 04/29/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Elect Jose Gallo Mgmt For For For
8 Elect Osvaldo Burgos Mgmt For For For
Schirmer
9 Elect Carlos Fernando Mgmt For For For
Couto de Oliveira
Souto
10 Elect Fabio de Barros Mgmt For For For
Pinheiro
11 Elect Thomas Bier Mgmt For For For
Herrmann
12 Elect Juliana Mgmt For For For
Rozenbaum
Munemori
13 Elect Christiane Mgmt For For For
Almeida
Edington
14 Elect Alexandre Mgmt For For For
Vartuli
Gouvea
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose
Gallo
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Osvaldo
Burgos
Schirmer
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Carlos
Fernando Couto de
Oliveira
Souto
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fabio de
Barros
Pinheiro
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Thomas Bier
Herrmann
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Juliana
Rozenbaum
Munemori
23 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Christiane
Almeida
Edington
24 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alexandre
Vartuli
Gouvea
25 Request Separate Mgmt N/A Against N/A
Election for Board
Member
26 Remuneration Policy Mgmt For For For
27 Supervisory Council Mgmt For For For
Size
28 Elect Joarez Jose Mgmt For For For
Piccinini
29 Elect Ricardo Zaffari Mgmt For For For
Grechi
30 Elect Estela Maris Mgmt For For For
Vieira
Souza
31 Supervisory Council Mgmt For For For
Fees
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 01/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Formulation of the Mgmt For For For
Remuneration
Management Measures
for the Chairman of
the Board, the
Chairman of the
Supervisory Committee
and Senior
Management
2 Amendments to the Mgmt For For For
Company's Articles of
Association
3 Connected Transaction Mgmt For For For
Regarding Provision
of Guarantee for a
Joint Stock
Company
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 04/14/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny0.0000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 2019 Internal Control Mgmt For For For
Self-Evaluation
Report
7 Connected Transactions Mgmt For For For
Regarding Provision
of Guarantee for a
Joint Stock
Company
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 04/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XU Gang Mgmt For For For
2 Elect TAN Ruiqing Mgmt For For For
3 Elect CHANG Yili Mgmt For For For
4 Elect YANG Minle Mgmt For For For
5 Elect HE Benliu Mgmt For For For
6 Elect SHEN Qingfei Mgmt For For For
7 Elect ZHANG Qibin Mgmt For For For
8 Elect ZHOU Xiaokui Mgmt For For For
9 Elect QIU Guanzhou Mgmt For For For
10 Elect YU Xiaohong Mgmt For For For
11 Elect LIN Suyue Mgmt For For For
12 Elect LI Li Mgmt For For For
13 Elect FENG Jun Mgmt For Against Against
14 Elect DU Weili Mgmt For Against Against
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 05/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For Against Against
Eligibility for
Non-public A-share
Offering
2 Plan for Non-public Mgmt For Against Against
Share Offering to
Specific Parties:
Stock Type and Par
Value
3 Plan for Non-public Mgmt For Against Against
Share Offering to
Specific Parties:
Issuing Method and
Date
4 Plan for Non-public Mgmt For Against Against
Share Offering to
Specific Parties:
Issuing Volume and
Subscribing
Amount
5 Plan for Non-public Mgmt For Against Against
Share Offering to
Specific Parties:
Issue Price and
Pricing
Principles
6 Plan For Non-Public Mgmt For Against Against
Share Offering To
Specific Parties:
Lockup
Period
7 Plan For Non-Public Mgmt For Against Against
Share Offering To
Specific Parties:
Amount And Purpose Of
The Raised
Funds
8 Plan for Non-public Mgmt For Against Against
Share Offering to
Specific Parties:
Arrangement for the
Accumulated Retained
Profits Before the
Issuance
9 Plan For Non-Public Mgmt For Against Against
Share Offering To
Specific Parties:
Listing
Place
10 Plan for Non-public Mgmt For Against Against
Share Offering to
Specific Parties: The
Valid Period of the
Resolution on the
Share
Offering
11 Preplan For Non-Public Mgmt For Against Against
Share
Offering
12 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from the Non-public
A-share
Offering
13 Diluted Immediate Mgmt For Against Against
Return After the
Non-public Share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
14 Full Authorization To Mgmt For Against Against
The Board To Handle
Matters Regarding The
Issuance
15 Statement On The Use Mgmt For Against Against
Of Previously Raised
Funds
16 Verification Report On Mgmt For Against Against
Use Of Previously
Raised
Funds
17 Conditional Share Mgmt For Against Against
Subscription
Agreement To Be
Signed With Specific
Investors
18 Introduction of a Mgmt For Against Against
Strategic Investor
and Signing a
Strategic Cooperation
Agreements with
It
19 Introduction of Mgmt For Against Against
Another Strategic
Investor and Signing
a Strategic
Cooperation
Agreements with
It
20 Introduction of a 3rd Mgmt For Against Against
Strategic Investor
and Signing a
Strategic Cooperation
Agreements with
It
21 Connected Transactions Mgmt For Against Against
Involved In The
Non-Public Share
Offering
22 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
23 Amendments To The Mgmt For For For
Management System For
The Use Of Raised
Funds
24 2020 1st Quarter Mgmt For For For
Profit Distribution
Plan
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 06/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance Of Medium Mgmt For For For
Term
Notes
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 12/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Application for Mgmt For For For
Comprehensive Credit
Line to
Banks
2 Provision Of Guarantee Mgmt For For For
For
Subsidiaries
________________________________________________________________________________
Longfor Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0960 CINS G5635P109 06/16/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect SHAO Mingxiao Mgmt For For For
4 Elect WANG Guangjian Mgmt For For For
5 Elect Derek CHAN Chi On Mgmt For For For
6 Elect XIANG Bing Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LONGi Green Energy Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601012 CINS Y9727F102 01/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Related Party Mgmt For For For
Transactions
3 Authority to Give Mgmt For Against Against
Guarantees
4 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
LONGi Green Energy Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601012 CINS Y9727F102 05/13/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report Mgmt For For For
4 2019 Annual Accounts Mgmt For For For
5 2019 Work Report Of Mgmt For For For
Independent
Directors
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
8 Appointment of Auditor Mgmt For For For
9 2020 Remuneration for Mgmt For For For
Directors and
Supervisors
10 Adjustment of the Mgmt For For For
Number and Repurchase
Price of Some
Restricted Stocks
Under the Restricted
Stock Incentive
Plan
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Give Mgmt For For For
Guarantees
13 Report on the Use of Mgmt For For For
Previously Raised
Funds
________________________________________________________________________________
LONGi Green Energy Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601012 CINS Y9727F102 08/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Auditor Mgmt For For For
2 Conducting Supply Mgmt For Against Against
Chain Financial
Business and
Authority to Give
Guarantees
3 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
4 Amendments to Mgmt For Against Against
Procedural Rules:
Supervisors
Meeting
5 Amendments to Mgmt For Against Against
Procedural Rules:
Shareholder
Meetings
6 Amendments To The Mgmt For Against Against
External Guarantee
System
________________________________________________________________________________
LONGi Green Energy Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601012 CINS Y9727F102 09/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment Of The Mgmt For For For
Number And Repurchase
Price Of Some
Restricted Stocks
Under The Restricted
Stock Incentive
Plan
2 Repurchase and Mgmt For For For
Cancellation of Some
Restricted
Stocks
________________________________________________________________________________
LONGi Green Energy Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601012 CINS Y9727F102 11/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Issuance of
Convertible Corporate
Bonds
2 Type of Securities to Mgmt For For For
be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Interest
Payment
8 Guarantee Matters Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
11 Downward Adjustment of Mgmt For For For
the Conversion
Price
12 Determining Method for Mgmt For For For
the Number of
Converted
Shares
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
16 Issuing Targets and Mgmt For For For
Method
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Bondholders and Mgmt For For For
Bondholders
Meetings
19 Purpose of the Raised Mgmt For For For
Funds
20 Deposit Account and Mgmt For For For
Raised
Funds
21 The Valid Period of Mgmt For For For
the
Resolution
22 Preplan for Public Mgmt For For For
Issuance of
Convertible Corporate
Bonds
23 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
be
Raised from the Public
Issuance of
Convertible Corporate
Bonds
24 Report On The Use Of Mgmt For For For
Previously Raised
Funds
25 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the Public Issuance of
Convertible Corporate
Bonds
26 Shareholder Return Mgmt For For For
Plan for the Next
Three Years
form
2019 to 2021
27 Diluted Immediate Mgmt For For For
Return After the
Public Issuance
of
Convertible Corporate
Bonds, Filling
Measures
and
Commitments
28 Constitution of Mgmt For For For
Procedural Rules
Governing the
Meetings of
Bondholders of the
Company's Convertible
Bonds
29 Elect BAI Zhongxue as Mgmt For For For
Director
________________________________________________________________________________
Lotte Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
011170 CINS Y5336U100 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For Against Against
(Slate)
4 Election of Audit Mgmt For Against Against
Committee Members
(Slate)
5 Directors' Fees Mgmt For For For
6 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lotte Corporation
Ticker Security ID: Meeting Date Meeting Status
004990 CINS Y5353V106 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect SHIN Dong Bin Mgmt For For For
4 Elect HWANG Gak Gyu Mgmt For For For
5 Elect SONG Yong Deok Mgmt For For For
6 Elect YOON Jong Min Mgmt For For For
7 Elect LEE Yun Ho Mgmt For For For
8 Elect Gwak Su Geun Mgmt For For For
9 Elect KWON Oh Gon Mgmt For For For
10 Elect KIM Byung Do Mgmt For For For
11 Elect LEE Jang Young Mgmt For For For
12 Election of Audit Mgmt For For For
Committee Member: LEE
Yun
Ho
13 Election Of Audit Mgmt For For For
Committee Member:
Gwak Su
Geun
14 Election of Audit Mgmt For For For
Committee Member: LEE
Jang
Young
15 Directors' Fees Mgmt For For For
16 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
17 Election of Executive Mgmt For For For
Directors
(Slate)
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lotte Shopping Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
023530 CINS Y5346T119 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect HWANG Beom Seok Mgmt For For For
4 Elect JANG Ho Joo Mgmt For For For
5 Elect PARK Jae Wan Mgmt For For For
6 Elect LEE Jae Won Mgmt For For For
7 Elect KIM Yong Dae Mgmt For For For
8 Election of Audit Mgmt For For For
Committee Member:
PARK Jae
Wan
9 Election of Audit Mgmt For For For
Committee Member: KIM
Yong
Dae
10 Directors' Fees Mgmt For For For
11 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
LPP S.A.
Ticker Security ID: Meeting Date Meeting Status
LPP CINS X5053G103 09/13/2019 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of Meeting; Mgmt For For For
Election of Presiding
Chair
3 Compliance with Rules Mgmt For For For
of Convocation;
Attendance
List
4 Agenda Mgmt For For For
5 Authority to Issue Mgmt For For For
Non-Convertible
Bonds
6 Merger by Absorption Mgmt For For For
7 Amendments to Articles Mgmt For For For
(Corporate
Purpose)
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Luenmei Quantum Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600167 CINS Y77420100 06/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Listing of a Mgmt For For For
Subsidiary on the
Chinext Board is in
Compliance with
Relevant Laws and
Regulations
2 Plan For Spin-Off Mgmt For For For
Listing Of A
Subsidiary On The
Chinext
Board
3 Preplan For Spin-Off Mgmt For For For
Listing Of The Above
Subsidiary On The
Chinext
Board
4 Spin-off Listing of Mgmt For For For
the Above Subsidiary
on the Chinext Board
is in Compliance with
Provisions on the
Pilot for Spin-off
Listing Inside China
of Subsidiaries of
Listed
Companies
5 The Spin-off Listing Mgmt For For For
of the Subsidiary is
for the Legitimate
Rights and Interest
of Creditors and
Shareholders
6 Statement On Mgmt For For For
Maintaining
Independence And
Sustainable
Profitability
7 Compliance Operations Mgmt For For For
Ability Of The
Subsidiary
8 Statement on the Mgmt For For For
Compliance and
Completeness of the
Legal Procedure of
the Transaction and
the Validity of the
Legal Documents
Submitted
9 Purpose, Commercial Mgmt For For For
Reasonability,
Necessity and
Feasibility Analysis
of the Spin-off
Listing
10 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Spin-off
Listing
________________________________________________________________________________
Lupin Ltd.
Ticker Security ID: Meeting Date Meeting Status
LUPIN CINS Y5362X101 08/07/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Vinita Gupta Mgmt For For For
5 Elect Christine Mundkur Mgmt For For For
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Amendment to the Lupin Mgmt For For For
Subsidiary Companies
Employees Stock
Option Plan
2014
8 Amendment to the Lupin Mgmt For For For
Employees Stock
Option Plan
2014
________________________________________________________________________________
Lupin Ltd.
Ticker Security ID: Meeting Date Meeting Status
LUPIN CINS Y5362X101 12/09/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For For For
________________________________________________________________________________
Luxi Chemical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000830 CINS Y7680K100 05/06/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
3 2019 Annual Accounts Mgmt For For For
4 Provision Of Guarantee Mgmt For For For
For Wholly-Owned
Subsidiaries
5 Reappointment of Mgmt For For For
Auditor Firm and
Determination of the
Audit
Fees
6 Application For Mgmt For For For
Comprehensive Credit
Line To
Banks
7 2019 Work Report Of Mgmt For For For
The Board Of
Directors
8 2019 Profit Mgmt For For For
Distribution
Plan
9 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
10 Acceptance Of Mgmt For Against Against
Financial Aid From
The Controlling
Shareholder
11 Amendments to the Mgmt For Against Against
Company's Articles of
Association
12 Change of the Mgmt For For For
Company's
Domicile
13 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Shareholders General
Meetings, Rules of
Procedure Governing
the Board Meetings
and Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 05/13/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report of Mgmt For For For
the Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Work Report Of Mgmt For For For
Independent
Directors
7 Reappointment Of Audit Mgmt For For For
Firm
8 Provision Of Guarantee Mgmt For For For
For A Wholly-Owned
Subsidiary
9 Application For Mgmt For For For
Comprehensive Credit
Line To
Banks
10 Purchase Of Wealth Mgmt For For For
Management Products
With Some Idle
Proprietary
Funds
11 Application For Mgmt For For For
Issuance Of Super And
Short-Term Commercial
Papers
12 Application For Mgmt For For For
Issuance Of
Medium-Term
Notes
13 Formulation Of The Mgmt For For For
Shareholder Return
Plan For The Next
Three Years From 2020
To
2022
14 Amendments to the Mgmt For For For
Companys Articles of
Association
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 08/02/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of
Bonds
2 Issuance Type Mgmt For For For
3 Issuance Scale Mgmt For For For
4 Bond Maturity Mgmt For For For
5 Par Value and Issuance Mgmt For For For
Price
6 Interest Rate Mgmt For For For
7 Repayment Method and Mgmt For For For
Period
8 Conversion Period Mgmt For For For
9 Conversion Price Mgmt For For For
10 Adjustment of Mgmt For For For
Conversion Price and
Calculation
Method
11 Adjustment Clauses for Mgmt For For For
Conversion
Price
12 Conversion of Shares Mgmt For For For
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Dividend Attribution Mgmt For For For
for Conversion
Year
16 Issuance Method and Mgmt For For For
Participants
17 Preemptive Rights Mgmt For For For
18 Meetings for Mgmt For For For
Bondholders
19 Use of Raised Funds Mgmt For For For
20 Guarantee Matters Mgmt For For For
21 Deposit of Raised Mgmt For For For
Capital
22 Valid Period of Mgmt For For For
Resolution
23 Proposed Plan for Bond Mgmt For For For
Issuance
24 Feasibility Report on Mgmt For For For
Use of
Proceeds
25 Establishment of Mgmt For For For
Procedural Rules for
Bond
Issuance
26 Report on Deposit and Mgmt For For For
Use of Raised
Funds
27 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
28 Board Authorization to Mgmt For For For
Implement Debt
Issuance
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 11/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination Of Some Mgmt For For For
Projects Financed
With Raised
Funds
2 Permanently Mgmt For For For
Supplementing the
Working Capital with
the Raised
Funds
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 12/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination Of Some Mgmt For For For
Projects Financed
With Raised
Funds
2 Change of the Mgmt For For For
Implementing Parties
and Location of Some
Projects Financed
with Raised
Funds
________________________________________________________________________________
Luye Pharma Group Ltd
Ticker Security ID: Meeting Date Meeting Status
2186 CINS G57007109 01/22/2020 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of Equity Mgmt For For For
Interest
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Luye Pharma Group Ltd
Ticker Security ID: Meeting Date Meeting Status
2186 CINS G57007109 06/23/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YUAN Hui Xian Mgmt For For For
6 Elect ZHU Yuan Yuan Mgmt For For For
7 Elect SONG Rui Lin Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Luzhou Laojiao Company Limited
Ticker Security ID: Meeting Date Meeting Status
000568 CINS Y5347R104 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Board Of
Supervisors
3 2019 Final Accounts Mgmt For For For
Report
4 2019 Annual Report Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Scheme:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny15.900000
00 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 Proposal To Reappoint Mgmt For For For
The Accounting
Firm
7 Proposal on Increasing Mgmt For For For
Investment in
Technological
Transformation
Project of Brewing
Engineering
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0323 CINS Y5361G109 03/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect WANG Qiangmin Mgmt For For For
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0323 cins Y5361G117 03/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Qiangmin Mgmt For For For
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0323 CINS Y5361G109 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors', Mgmt For For For
Supervisors', and
Senior Managements'
Fees
9 China Baowu Steel Mgmt For For For
Group Supplemental
Agreement and Revised
Caps
10 Magang Group Mgmt For For For
Supplemental
Agreement and Revised
Caps
11 Ouye Lianjin Mgmt For For For
Supplemental
Agreement and Revised
Caps
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0323 cins Y5361G117 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors', Mgmt For For For
Supervisors', and
Senior Managements'
Fees
7 China Baowu Steel Mgmt For For For
Group Supplemental
Agreement and Revised
Caps
8 Magang Group Mgmt For For For
Supplemental
Agreement and Revised
Caps
9 Ouye Lianjin Mgmt For For For
Supplemental
Agreement and Revised
Caps
________________________________________________________________________________
Magazine Luiza SA
Ticker Security ID: Meeting Date Meeting Status
MGLU3 CINS P6425Q109 07/05/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Magazine Luiza SA
Ticker Security ID: Meeting Date Meeting Status
MGLU3 CINS P6425Q109 07/31/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Stock Split Mgmt For For For
3 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
4 Authorization of Legal Mgmt For For For
Formalities
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnit PJSC
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 06/04/2020 Take No Action
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For TNA N/A
2 Financial Statements Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Audit Commission's Fees Mgmt For TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Elect Alexander S. Mgmt N/A TNA N/A
Vinokurov
7 Elect Timothy Demchenko Mgmt N/A TNA N/A
8 Elect Jan Dunning Mgmt N/A TNA N/A
9 Elect Sergey M. Mgmt N/A TNA N/A
Zakharov
10 Elect Hans Koch Mgmt N/A TNA N/A
11 Elect Evgeniy V. Mgmt N/A TNA N/A
Kuznetsov
12 Elect Alexey P. Makhnev Mgmt N/A TNA N/A
13 Elect Gregor William Mgmt N/A TNA N/A
Mowat
14 Elect Charles Emmitt Mgmt N/A TNA N/A
Ryan
15 Elect James Pat Simmons Mgmt N/A TNA N/A
16 Appointment of Auditor Mgmt For TNA N/A
(RAS)
17 Appointment of Mgmt For TNA N/A
Auditor
(IFRS)
18 Shareholder Proposal ShrHoldr N/A TNA N/A
Regarding Amendments
to Article
8.9
19 Shareholder Proposal ShrHoldr N/A TNA N/A
Regarding Amendments
to Article
14.2.32
20 Shareholder Proposal ShrHoldr N/A TNA N/A
Regarding Amendments
to Article
14.2.32.1
21 Shareholder Proposal ShrHoldr N/A TNA N/A
Regarding Amendments
to Article
14.2.32.2
22 Shareholder Proposal ShrHoldr N/A TNA N/A
Regarding Amendments
to Regulations of the
Board of Directors
(Article
30)
23 Shareholder Proposal ShrHoldr N/A TNA N/A
Regarding Amendments
to Regulations of the
Board of Directors
(Article
35.1)
24 Amendments to Articles Mgmt For TNA N/A
25 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Magnit PJSC
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 12/24/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(3Q2019)
2 Amendments to Articles Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mahindra & Mahindra Financial Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
M&MFIN CINS Y53987122 07/23/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ravi Venkatraman Mgmt For For For
5 Elect Dhananjay Mungale Mgmt For For For
6 Elect Rama Bijapurkar Mgmt For For For
7 Amendment to Borrowing Mgmt For For For
Powers
________________________________________________________________________________
Mahindra & Mahindra Financial Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
M&MFIN CINS Y53987122 12/08/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Arvind Sonde Mgmt For For For
3 Elect Chandrashekhar Mgmt For For For
Bhave
4 Revision of Mgmt For For For
Remuneration of
Ramesh Iyer (Vice
President and
Managing
Director)
________________________________________________________________________________
Mahindra & Mahindra Limited
Ticker Security ID: Meeting Date Meeting Status
M&M CINS Y54164150 08/07/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Pawan K. Goenka Mgmt For For For
6 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
7 Elect Vishakha N. Desai Mgmt For For For
8 Elect Vikram Singh Mgmt For For For
Mehta
9 Elect Vijay Kumar Mgmt For For For
Sharma
10 Elect Haigreve Khaitan Mgmt For For For
11 Elect Shikha Sharma Mgmt For For For
________________________________________________________________________________
Malayan Banking Berhad
Ticker Security ID: Meeting Date Meeting Status
MAYBANK CINS Y54671105 06/26/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mohaiyani binti Mgmt For For For
Shamsudin
2 Elect Hasnita binti Mgmt For For For
Hashim
3 Elect Anthony Brent Mgmt For For For
Elam
4 Elect Idris bin Kechot Mgmt For For For
5 Elect Zulkiflee Abbas Mgmt For For For
Abdul
Hamid
6 Directors' Fees Mgmt For For For
7 Directors' Benefits Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares under Dividend
Reinvestment
Plan
________________________________________________________________________________
Malaysia Airports Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
AIRPORT CINS Y5585D106 06/30/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Directors' Benefits Mgmt For For For
3 Elect Jana Santhiran Mgmt For For For
Muniayan
4 Elect Zamzuri Abdul Mgmt For For For
Aziz
5 Elect Michael YAM Kong Mgmt For For For
Choy
6 Elect Zalekha Hassan Mgmt For For For
7 Elect Rosli bin Mgmt For For For
Abdullah
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Mango Excellent Media Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300413 CINS Y306B1109 06/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report and Mgmt For For For
Its
Summary
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2020 Estimated Related Mgmt For For For
Party
Transactions
6 Approval of Line of Mgmt For For For
Credit
7 Amendments to Articles Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mango Excellent Media Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300413 CINS Y306B1109 09/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capitalization of Mgmt For For For
Capital Reserve and
Issuance of New
Shares
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules of
Board
Meetings
4 Elect LUO Weixiong Mgmt For For For
5 Elect LIU Xin Mgmt For For For
________________________________________________________________________________
Mango Excellent Media Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300413 CINS Y306B1109 12/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Settlement of Projects Mgmt For For For
Finance with Raised
Funds from IPO and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
2 Amendments to Articles Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Manila Electric
Ticker Security ID: Meeting Date Meeting Status
MER CINS Y5764J148 05/26/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Call To Order Mgmt For For For
3 Certification Of Mgmt For For For
Notice And
Quorum
4 Meeting Minutes Mgmt For For For
5 President and CEO's Mgmt For For For
Report
6 Chairman's Message Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Ratification of Board Mgmt For For For
and Management
Acts
9 Elect Anabelle Lim Chua Mgmt For For For
10 Elect Ray C. Espinosa Mgmt For For For
11 Elect James L. Go Mgmt For For For
12 Elect Frederick D. Go Mgmt For For For
13 Elect Lance Y. Mgmt For For For
Gokongwei
14 Elect Elpidio L. Ibanez Mgmt For For For
15 Elect Jose Ma. K. Lim Mgmt For For For
16 Elect Artemio V. Mgmt For For For
Panganiban
17 Elect Manuel V. Mgmt For For For
Pangilinan
18 Elect Pedro E. Roxas Mgmt For For For
19 Elect Victorico P. Mgmt For For For
Vargas
20 Appointment of Auditor Mgmt For For For
21 Transaction of Other Mgmt For Abstain Against
Business
22 Right to Adjourn Mgmt For For For
Meeting
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Marico Limited
Ticker Security ID: Meeting Date Meeting Status
MARICO CINS Y5841R170 08/01/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Harshraj C. Mgmt For For For
Mariwala
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Appointment of Saugata Mgmt For For For
Gupta (MD/CEO);
Approval of
Remuneration
6 Approve Payment to Mgmt For For For
Harsh Mariwala
(Non-Executive
Chair)
7 Elect Nikhil N. Khattau Mgmt For Against Against
8 Elect Hema Ravichandar Mgmt For Against Against
9 Elect Basavanhalli S. Mgmt For For For
Nagesh
10 Elect Rajeev B. Bakshi Mgmt For Against Against
________________________________________________________________________________
Maruti Suzuki India Limited
Ticker Security ID: Meeting Date Meeting Status
MARUTI CINS Y7565Y100 08/27/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Toshihiro Suzuki Mgmt For For For
4 Elect Kinji Saito Mgmt For For For
5 Appoint Kenichi Mgmt For For For
Ayukawa (MD/CEO);
Approval of
Remuneration
6 Elect and Appoint Mgmt For For For
Takahiko Hashimoto
(Director-Marketing &
Sales); Approval of
Remuneration
7 Elect Davinder Singh Mgmt For For For
Brar
8 Elect R.P. Singh Mgmt For For For
9 Elect Lira Goswami Mgmt For For For
10 Elect Hiroshi Sakamoto Mgmt For For For
11 Elect Hisashi Takeuchi Mgmt For For For
12 Directors' Commission Mgmt For For For
13 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
________________________________________________________________________________
Maxis Berhad
Ticker Security ID: Meeting Date Meeting Status
MAXIS CINS Y58460109 06/15/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hamidah Naziadin Mgmt For For For
2 Elect Alvin Micheal Mgmt For For For
Hew Thai
Kheam
3 Elect LIM Ghee Keong Mgmt For For For
4 Directors' Fees and Mgmt For For For
Benefits
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Retention of Arshad Mgmt For For For
bin Tun Uda as
Independent
Director
7 Retention of Mokhzani Mgmt For For For
bin Mahathir as
Independent
Director
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Related Party Mgmt For For For
Transactions with
Astro Malaysia
Holdings Berhad
Group
10 Related Party Mgmt For For For
Transactions with
Usaha Tegas Sdn. Bhd.
Group
11 Related Party Mgmt For For For
Transactions with
MEASAT Global Berhad
Group
12 Related Party Mgmt For For For
Transactions with
Maxis Communications
Berhad
Group
13 Related Party Mgmt For For For
Transactions with
Saudi Telecom Company
Group
14 Related Party Mgmt For For For
Transactions with SRG
Asia Pacific Sdn.
Bhd.
15 Related Party Mgmt For For For
Transactions with
Malaysian Landed
Property Sdn.
Bhd.
________________________________________________________________________________
mBank S.A.
Ticker Security ID: Meeting Date Meeting Status
MBK CINS X0742L100 03/27/2020 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Election of Vote Mgmt For For For
Counting
Commission
5 Presentation of Mgmt For For For
Management Board
Reports
6 Presentation of Mgmt For For For
Supervisory Board
Report
7 Presentation of Mgmt For For For
Management Board
Report
(Group)
8 Presentation of Mgmt For For For
Financial Statements
(Group)
9 Management Board Report Mgmt For For For
10 Financial Statements Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Allocation of Retained Mgmt For For For
Earnings
13 Ratify Cezary Mgmt For For For
Stypulkowski
14 Ratify Lidia Mgmt For For For
Jablonowska-Luba
15 Ratify Cezary Kocik Mgmt For For For
16 Ratify Adam Pers Mgmt For For For
17 Ratify Krzysztof Mgmt For For For
Dabrowski
18 Ratify Frank Bock Mgmt For For For
19 Ratify Andreas Boger Mgmt For For For
20 Ratify Maciej Lesny Mgmt For For For
21 Ratify Andre Carls Mgmt For For For
22 Ratify Teresa Mokrysz Mgmt For For For
23 Ratify Stephan Engels Mgmt For For For
24 Ratify Agnieszka Mgmt For For For
Slomka-Golebiowska
25 Ratify Marcus Chromik Mgmt For For For
26 Ratify Ralph Michael Mgmt For For For
Mandel
27 Ratify Jorg Mgmt For For For
Hessenmuller
28 Ratify Tomasz Bieske Mgmt For For For
29 Ratify Miroslaw Mgmt For For For
Godlewski
30 Ratify Janusz Fiszer Mgmt For For For
31 Ratify Gurjinder Singh Mgmt For For For
Johal
32 Financial Statements Mgmt For For For
(Consolidated)
33 Amendments to Articles Mgmt For For For
34 Remuneration Policy Mgmt For For For
(2019)
35 Amendments to Policy Mgmt For For For
on Assessment of
Suitability of
Supervisory Board
Members, Management
and Key
Employees
36 Assessment of Mgmt For For For
Suitability of the
Supervisory Board
Members
37 Remuneration Policy Mgmt For For For
(2020-2023)
38 Board Size Mgmt For For For
39 Election of Mgmt For For For
Supervisory
Board
40 Appointment of Auditor Mgmt For For For
41 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
MCB Bank, Ltd. (Muslim Commercial Bank)
Ticker Security ID: Meeting Date Meeting Status
MCB CINS Y61898105 03/19/2020 Voted
Meeting Type Country of Trade
Annual Pakistan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Minutes Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Scale of Remuneration Mgmt For For For
7 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
MCB Bank, Ltd. (Muslim Commercial Bank)
Ticker Security ID: Meeting Date Meeting Status
MCB CINS Y61898105 11/21/2019 Voted
Meeting Type Country of Trade
Special Pakistan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For For For
________________________________________________________________________________
MediaTek Inc.
Ticker Security ID: Meeting Date Meeting Status
2454 CINS Y5945U103 06/11/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Allocation of Mgmt For For For
Dividends from
Capital
Reserve
4 Non-compete Mgmt For For For
Restriction for
Directors
________________________________________________________________________________
Medy-Tox Inc.
Ticker Security ID: Meeting Date Meeting Status
086900 CINS Y59079106 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Share Option Plan Mgmt For For For
3 Elect JUNG Hyeon Ho Mgmt For For For
4 Elect JU Hee Suk Mgmt For For For
5 Elect YU Dong Hyun Mgmt For For For
6 Election of Corporate Mgmt For For For
Auditor
7 Director's Fees Mgmt For For For
8 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Mega Financial Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2886 CINS Y59456106 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
4 Amendments to Mgmt For For For
Procedural Rules for
Election of
Directors
5 Release of Non-compete Mgmt For For For
Restrictions for Bank
of Taiwan Co.,
Ltd.
6 Release of Non-compete Mgmt For For For
Restrictions for
CHANG
Chao-Shun
7 Release of Non-compete Mgmt For For For
Restrictions for HU
Kuang-Hua
8 Release of Non-compete Mgmt For For For
Restrictions for TSAI
Yong-Yi
9 Release of Non-compete Mgmt For For For
Restrictions for WU
Hong-Mo
________________________________________________________________________________
Megacable Holdings S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
MEGA CINS P652AE117 04/23/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the CEO Mgmt For Against Against
2 Board's Opinion on CEO Mgmt For Against Against
Report
3 Report of the Board on Mgmt For Against Against
Accounting
Practices
4 Reports of the Audit Mgmt For Against Against
and Corporate
Governance
Committees
5 Allocation of Mgmt For Against Against
Profits/Dividends
6 Report on the Mgmt For Against Against
Company's Repurchase
Program
7 Authority to Mgmt For Against Against
Repurchase
Shares
8 Election of Directors; Mgmt For Against Against
Election of Board
Secretary
9 Verification of Mgmt For Against Against
Directors'
Independence
Status
10 Election of the Chairs Mgmt For Against Against
of the Audit and
Corporate Governance
Committees
11 Directors' Fees Mgmt For Against Against
12 Election of Meeting Mgmt For For For
Delegates
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS Y44424110 03/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of 2019 Mgmt For For For
Estimated Related
Party
Transactions
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS Y5S4DH102 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 2019 Annual Report and Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 2019 Annual Financial Mgmt For For For
Budget
Report
6 Allocation of Profits Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 2019 Provision For Mgmt For For For
Goodwill
Impairment
9 Fullfillment of Mgmt For For For
Performance
Commitment and
Perfomance
Compensation Plan
regarding Ciming
Health Checkup
Group
10 Related Party Mgmt For For For
Transactions
11 Application for Line Mgmt For Against Against
of Credit and
Authority to
Give
Guarantees
12 Authority to Give Mgmt For Against Against
Guarantees
13 Elect ZHU Shunyan as Mgmt For For For
Non-independent
director
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS Y44424110 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Auditor Firm Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
3 Cash Management With Mgmt For For For
Some Idle Raised
Funds
4 Amendments to Articles Mgmt For For For
5 Elect ZENG Songbai Mgmt For For For
6 Elect HU Hong Mgmt For For For
7 Elect XU Panhua Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Meituan Dianping
Ticker Security ID: Meeting Date Meeting Status
3690 CINS G59669104 05/20/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Gordon Robert Mgmt For For For
Halyburton
Orr
5 Elect Leng Xuesong Mgmt For For For
6 Elect Harry SHUM Heung Mgmt For For For
Yeung
7 Directors' Fees Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Share
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Meritz Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
008560 CINS Y594DP360 03/13/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Elect BAE Joon Soo Mgmt For For For
4 Elect KIM Seok Jin Mgmt For For For
5 Election of Mgmt For For For
Independent Director
to become Audit
Committee Member: KOO
Jung
Han
6 Election of Audit Mgmt For For For
Committee Member: KIM
Seok
Jin
7 Directors' Fees Mgmt For For For
8 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
Metallurgical Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
1618 CINS Y5949Y101 04/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Johnny NG Kar Mgmt For For For
Ling
2 Adjustment to the Mgmt For For For
Remuneration of
Independent
Directors
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Metallurgical Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
1618 CINS Y5949Y119 04/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Johnny NG Kar Mgmt For For For
Ling
4 Adjustment to the Mgmt For For For
Remuneration of
Independent
Directors
________________________________________________________________________________
Metallurgical Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
1618 CINS Y5949Y119 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors and Mgmt For For For
Supervisors'
Fees
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Amendments to Articles Mgmt For Against Against
of Association and
Procedural Rules for
General
Meeting
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Metallurgical Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
1618 CINS Y5949Y101 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors and Mgmt For For For
Supervisors'
Fees
6 Authority to Give Mgmt For For For
Guarantees
7 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
8 Amendments to Articles Mgmt For Against Against
of Association and
Procedural Rules for
General
Meeting
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Metro Pacific Investments Corp.
Ticker Security ID: Meeting Date Meeting Status
MPI CINS Y60305102 05/29/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Call To Order Mgmt For For For
2 Certification Of Mgmt For For For
Notice And
Quorum
3 Meeting Minutes Mgmt For For For
4 President and CEO's Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Ratification of Board Mgmt For For For
and Management
Acts
7 Elect Albert F. Del Mgmt For For For
Rosario
8 Elect Lydia Mgmt For For For
Balatbat-Echauz
9 Elect Ray C. Espinosa Mgmt For For For
10 Elect Ramoncito S. Mgmt For For For
Fernandez
11 Elect Rodrigo E.Franco Mgmt For For For
12 Elect Edward S. Go Mgmt For For For
13 Elect Jose Ma. K. Lim Mgmt For For For
14 Elect David J. Nicol Mgmt For For For
15 Elect Augusto P. Mgmt For For For
Palisoc,
Jr.
16 Elect Artemio V. Mgmt For For For
Panganiban
17 Elect Manuel V. Mgmt For For For
Pangilinan
18 Elect Jose Jesus G. Mgmt For For For
Laurel
19 Elect Francisco C. Mgmt For For For
Sebastian
20 Elect Alfred V. Ty Mgmt For For For
21 Elect Christopher H. Mgmt For For For
Young
22 Appointment of Auditor Mgmt For For For
23 Transaction of Other Mgmt For Abstain Against
Business
24 Adjournment Mgmt For For For
________________________________________________________________________________
Metropolitan Bank & Trust Company
Ticker Security ID: Meeting Date Meeting Status
MBT CINS Y6028G136 05/28/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Call To Order Mgmt For For For
2 Proof of Notice and Mgmt For For For
Determination of
Quorum
3 Meeting Minutes Mgmt For For For
4 President's Report Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Elect Arthur V. Ty Mgmt For For For
8 Elect Francisco C. Mgmt For For For
Sebastian
9 Elect Fabian S. Dee Mgmt For For For
10 Elect Jesli A. Lapus Mgmt For For For
11 Elect Alfred V. Ty Mgmt For For For
12 Elect Edmund A. Go Mgmt For For For
13 Elect Francisco F. Del Mgmt For For For
Rosario,
Jr.
14 Elect Vicente R. Cuna Mgmt For For For
Jr.
15 Elect Edgar O. Chua Mgmt For For For
16 Elect Solomon S. Cua Mgmt For For For
17 Elect Angelica H. Mgmt For For For
Lavares
18 Elect Philip G. Soliven Mgmt For For For
19 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
20 Transaction of Other Mgmt For Abstain Against
Business
21 Adjournment Mgmt For For For
________________________________________________________________________________
Mexichem, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
MEXCHEM CINS P57908132 08/26/2019 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Company Name Mgmt For For For
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Micro-Star International Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2377 CINS Y6037M108 06/10/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 11/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Subsidiaries' Mgmt For Against Against
Diversified Plans for
Employee Stock
Ownership
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 05/13/2020 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Financial Statements Mgmt For For For
(Consolidated)
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Nikolay P. Mgmt For For For
Abramov
8 Elect Sergey V. Mgmt N/A For N/A
Barbashev
9 Elect Sergey L. Mgmt N/A For N/A
Batekhin
10 Elect Alexey V. Mgmt N/A For N/A
Bashkirov
11 Elect Sergey B. Mgmt For For For
Bratukhin
12 Elect Sergey N. Volk Mgmt For For For
13 Elect Marianna A. Mgmt N/A For N/A
Zakharova
14 Elect Roger Munnings Mgmt For For For
15 Elect Gareth Penny Mgmt For For For
16 Elect Maxim V. Mgmt For For For
Poletayev
17 Elect Vyacheslav Mgmt N/A For N/A
Solomin
18 Elect Evgeny A. Mgmt For For For
Schwartz
19 Elect Robert W. Edwards Mgmt For For For
20 Elect Alexey S. Mgmt For For For
Dzybalov
21 Elect Anna V. Masalova Mgmt For For For
22 Elect Georgiy E. Mgmt For For For
Svanidze
23 Elect Vladimir N. Mgmt For For For
Shilkov
24 Elect Elena A. Yanevich Mgmt For For For
25 Appointment of Auditor Mgmt For For For
(RAS)
26 Appointment of Auditor Mgmt For For For
(IFRS)
27 Directors' Fees Mgmt For For For
28 Audit Commission Fees Mgmt For For For
29 Indemnification of Mgmt For For For
Directors/Officers
30 D&O Insurance Mgmt For For For
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 09/26/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2019)
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 12/16/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
(3Q2019)
________________________________________________________________________________
Minor International PCL
Ticker Security ID: Meeting Date Meeting Status
MINT CINS Y6069M133 06/19/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Elect Charamporn Mgmt For For For
Jotikasthira
5 Elect Emmanuel J.D. Mgmt For For For
Rajakarier
6 Elect John S. Heinecke Mgmt For For For
7 Elect Camille Ma Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Increase in Registered Mgmt For For For
Capital
11 Amendments to Mgmt For For For
Memorandum
(Increasing
Registered
Capital)
12 Issuance of Warrants Mgmt For For For
w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Amendments to Articles Mgmt For For For
15 Authority to Issue Mgmt For For For
Debentures
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mirae Asset Daewoo Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
006800 CINS Y1916K109 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect CHOI Hyun Man Mgmt For For For
3 Elect CHO Woong Ki Mgmt For For For
4 Elect KIM Sang Tae Mgmt For For For
5 Elect CHO Sung Il Mgmt For For For
6 Elect CHO Yoon Je Mgmt For For For
7 Elect LEE Jem Ma Mgmt For For For
8 Elect KIM Seong Gon Mgmt For For For
9 Election of Mgmt For For For
Independent Director
to become Audit
Committee Member:
JEONG Yong
Sun
10 Election of Audit Mgmt For For For
Committee Members
(Slate)
11 Directors' Fees Mgmt For For For
12 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
Mirae Asset Daewoo Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
006800 CINS Y1916K109 06/03/2020 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LEE Jem Ma as Mgmt For For For
Audit Committee
Member
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MISC Berhad
Ticker Security ID: Meeting Date Meeting Status
MISC CINS Y6080H105 06/26/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sekhar Krishnan Mgmt For For For
2 Elect Liza binti Mgmt For For For
Mustapha
3 Elect Mohd Yusri bin Mgmt For For For
Mohamed
Yusof
4 Directors' Fees and Mgmt For For For
Benefits for
FY2020
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 02/14/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedure Mgmt For For For
2 Merger by Absorption Mgmt For For For
of RIKT JSC into the
Company
3 Merger by Absorption Mgmt For For For
of Teleservis JSC
into the
Company
4 Merger by Absorption Mgmt For For For
of Progtech-Yug LLC
into the
Company
5 Merger by Absorption Mgmt For For For
of SIBINTERTELECOM
JSC into the
Company
6 Merger by Absorption Mgmt For For For
of NVision
Consulting LLC into
the
Company
7 Merger by Absorption Mgmt For For For
of Avantage LLC into
the
Company
8 Merger by Absorption Mgmt For For For
of NIS JSC into the
Company
9 Amendments to Articles Mgmt For For For
(Merger with RIKT
JSC)
10 Amendments to Articles Mgmt For For For
(Merger with
Teleservis
JSC)
11 Amendments to Articles Mgmt For For For
(Merger with
Progtech-Yug
LLC)
12 Amendments to Articles Mgmt For For For
(Merger with
SIBINTERTELECOM
JSC)
13 Amendments to Articles Mgmt For For For
(Merger with NVision
Consulting
LLC)
14 Amendments to Articles Mgmt For For For
(Merger with Avantage
LLC)
15 Amendments to Articles Mgmt For For For
(Merger with NIS
JSC)
16 Amendments to Articles Mgmt For For For
(Corporate
Procedures)
17 Amendments to General Mgmt For For For
Meeting
Regulations
18 Amendments to Board of Mgmt For For For
Directors
Regulations
19 Amendments to Articles Mgmt For For For
(Management
Board)
20 Participation in Mgmt For For For
Telecom Infra Project
Association
21 Participation in the Mgmt For For For
Association of Big
Data Market
Members
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 06/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3.1 Elect Felix V. Mgmt For For For
Evtushenkov
3.2 Elect Artem I. Zasursky Mgmt For For For
3.3 Elect Alexey V. Kornya Mgmt For For For
3.4 Elect Regina von Mgmt For For For
Flemming
3.5 Elect Shaygan Kheradpir Mgmt For For For
3.6 Elect Thomas Holtrop Mgmt For For For
3.7 Elect Nadia Shouraboura Mgmt For For For
3.8 Elect Konstantin L. Mgmt For For For
Ernst
3.9 Elect Valentin B. Mgmt For For For
Yumashev
4 Elect Irina R. Mgmt For For For
Borisenkova
5 Elect Natalia A. Mgmt For For For
Mikheyeva
6 Elect Andrey A. Porokh Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Amendments to Board Mgmt For For For
Regulations
9 Amendments to Mgmt For For For
Management
Regulations
10 Participation in the Mgmt For For For
All-Russian
Association of
Employers Russian
Union of
Industrialists and
Entrepreneurs
11 Participation in the Mgmt For For For
Alliance for
Artificial
Intelligence
Association
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 09/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Interim Dividend Mgmt For For For
(1H2019)
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 12/30/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Interim Dividends Mgmt For For For
(3Q2019)
________________________________________________________________________________
Momentum Metropolitan Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
MTM CINS ADPV44148 11/26/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda de Beer Mgmt For For For
2 Elect Sello Moloko Mgmt For For For
3 Elect Sharron McPherson Mgmt For For For
4 Elect Lisa Chiume Mgmt For For For
5 Elect Kgaugelo Mgmt For For For
Legoabe-Kgomari
6 Re-elect Vuyisa Mgmt For For For
Nkonyeni
7 Re-elect Stephen Mgmt For For For
Jurisich
8 Appointment of Auditor Mgmt For For For
9 Election of Audit Mgmt For For For
Committee Members
(Frans
Truter)
10 Election of Audit Mgmt For For For
Committee Members
(Fatima
Daniels)
11 Election of Audit Mgmt For For For
Committee Members
(Linda de
Beer)
12 Authorisation of Legal Mgmt For For For
Formalities
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Remuneration Mgmt For For For
Implementation
Report
15 Authority to Mgmt For For For
Repurchase
Shares
16 Financial Assistance Mgmt For For For
17 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Moneta Money Bank
Ticker Security ID: Meeting Date Meeting Status
MONET CINS X3R0GS100 11/26/2019 Voted
Meeting Type Country of Trade
Ordinary Czech Republic
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Meeting Mgmt For For For
Rules of
Procedure
2 Election of Presiding Mgmt For For For
Chair and Other
Meeting
Officials
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Interim Separate Mgmt For For For
Financial
Statements
5 Amendment to Par Value Mgmt For For For
6 Authority to Mgmt For For For
Repurchase
Shares
7 Interim Dividend Mgmt For For For
(1H2019)
8 Amendments to Articles Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Motherson Sumi Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
MOTHERSUMI CINS Y6139B141 06/27/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mortgage Mgmt For For For
Assets
3 Amendments to Articles Mgmt For Against Against
of
Association
4 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
Motherson Sumi Systems Ltd
Ticker Security ID: Meeting Date Meeting Status
MOTHERSUMI CINS Y6139B141 08/14/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Pankaj Mital Mgmt For For For
5 Elect Sushil C. Mgmt For For For
Tripathi
6 Elect Arjun Puri Mgmt For For For
7 Elect Gautam Mukherjee Mgmt For For For
8 Elect Geeta Mathur Mgmt For For For
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Elect Takeshi Fujimi Mgmt For For For
________________________________________________________________________________
Motor Oil (Hellas) Corinth Refineries S.A.
Ticker Security ID: Meeting Date Meeting Status
MOH CINS X55904100 06/17/2020 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Auditor's
Acts
3 Election of Directors Mgmt For For For
4 Election of Audit Mgmt For For For
Committee
Members
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Directors' Fees Mgmt For For For
8 Directors' Fees Mgmt For For For
(Advance
Payments)
9 Special Bonus Mgmt For For For
10 Authority to Mgmt For For For
Repurchase
Shares
11 Amendments to Mgmt For For For
Remuneration
Policy
12 Remuneration Report Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mr. Price Group Limited
Ticker Security ID: Meeting Date Meeting Status
MRP CINS S5256M135 06/29/2020 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 General Authority to Mgmt For For For
Issue
Shares
2 Authority to Issue Mgmt For For For
Shares for
Cash
3 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Mr. Price Group Limited
Ticker Security ID: Meeting Date Meeting Status
MRP CINS S5256M135 08/28/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Stewart B. Mgmt For For For
Cohen
3 Re-elect Keith Getz Mgmt For For For
4 Re-elect Mark J. Bowman Mgmt For For For
5 Elect Mmaboshadi Chauke Mgmt For For For
6 Elect Mark Stirton Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Elect Audit and Mgmt For For For
Compliance Committee
Member (Bobby
Johnston)
9 Elect Audit and Mgmt For For For
Compliance Committee
Member (Daisy
Naidoo)
10 Elect Audit and Mgmt For For For
Compliance Committee
Member (Mark
Bowman)
11 Elect Audit and Mgmt For For For
Compliance Committee
Member (Mmaboshadi
Chauke)
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Remuneration Mgmt For For For
Implementation
Report
14 Report of the Social, Mgmt For For For
Ethics,
Transformation and
Sustainability
Committee
15 Authorisation of Legal Mgmt For For For
Formalities
16 General Authority to Mgmt For For For
Issue
Shares
17 Approve NEDs' Fees Mgmt For For For
(Independent
Non-Executive
Chair)
18 Approve NEDs' Fees Mgmt For For For
(Honorary
Chair)
19 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
20 Approve NEDs' Fees Mgmt For For For
(Other
NEDs)
21 Approve NEDs' Fees Mgmt For For For
(Audit and
Compliance
Committee Chair)
22 Approve NEDs' Fees Mgmt For For For
(Audit and
Compliance
Committee Member)
23 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations
Committee Chair)
24 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations
Committee Member)
25 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation
and Sustainability
Committee
Chair)
26 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation
and Sustainability
Committee
Member)
27 Approve NEDs' Fees Mgmt For For For
(Risk and IT
Committee
Member)
28 Approve NEDs' Fees (IT Mgmt For For For
Specialist)
29 Authority to Mgmt For For For
Repurchase
Shares
30 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
MTN Group Limited
Ticker Security ID: Meeting Date Meeting Status
MTN CINS S8039R108 05/21/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamido Sanusi Mgmt For For For
2 Elect Vincent M. Rague Mgmt For For For
3 Re-elect Stanley Mgmt For For For
(Stan) P.
Miller
4 Re-elect Paul B. Mgmt For For For
Hanratty
5 Re-elect Nkululeko Mgmt For For For
(Nkunku) L.
Sowazi
6 Re-elect Azmi T. Mikati Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Kandimathie
(Christine)
Ramon)
8 Elect Audit Committee Mgmt For For For
Member (Bajabulile
(Swazi)
Tshabalala)
9 Elect Audit Committee Mgmt For For For
Member (Vincent M.
Rague)
10 Elect Audit Committee Mgmt For For For
Member (Paul B.
Hanratty)
11 Election of Social and Mgmt For For For
Ethics Committee
Member (Lamido
Sanusi)
12 Election of Social and Mgmt For For For
Ethics Committee
Member (Stanley
(Stan) P.
Miller)
13 Election of Social and Mgmt For For For
Ethics Committee
Member (Nkululeko
(Nkunku) L.
Sowazi)
14 Election of Social and Mgmt For For For
Ethics Committee
Member (Khotso D.K.
Mokhele)
15 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
16 Appointment of Auditor Mgmt For For For
(SizweNtsalubaGobodo
Grant
Thornton)
17 Appointment of Auditor Mgmt For For For
for FY2021 (Ernst &
Young)
18 General Authority to Mgmt For For For
Issue
Shares
19 Authority to Issue Mgmt For For For
Shares for
Cash
20 Approve Remuneration Mgmt For For For
Policy
21 Approve Remuneration Mgmt For For For
Implementation
Report
22 Approve NEDs' Fees Mgmt For For For
23 Authority to Mgmt For For For
Repurchase
Shares
24 Approve Financial Mgmt For For For
Assistance (Section
45)
25 Approve Financial Mgmt For For For
Assistance (Section
44)
________________________________________________________________________________
MultiChoice Group Limited
Ticker Security ID: Meeting Date Meeting Status
MCG CINS S8039U101 08/29/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Don Eriksson Mgmt For For For
2 Re-elect Timothy Neil Mgmt For For For
Jacobs
3 Re-elect Nolo Letele Mgmt For For For
4 Re-elect Jabulane Mgmt For For For
(Jabu) A.
Mabuza
5 Re-elect Elias Masilela Mgmt For For For
6 Elect Calvo Phedi Mgmt For For For
Mawela
7 Re-elect Kgomotso D. Mgmt For For For
Moroka
8 Re-elect Steve J.Z. Mgmt For For For
Pacak
9 Re-elect Mohamed Mgmt For For For
Imtiaz Ahmed
Patel
10 Re-elect Christine Mgmt For For For
Mideva
Sabwa
11 Re-elect Fatai Mgmt For For For
Adegboyega
Sanusi
12 Re-elect Louisa Mgmt For For For
Stephens
13 Re-elect John J Volkwyn Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Election of Audit Mgmt For For For
Committee Member
(Stephan Joseph
Zbigniew
Pacak)
16 Election of Audit Mgmt For For For
Committee Member
(Donald Gordon
Eriksson)
17 Election of Audit Mgmt For For For
Committee Member
(Christine Mideva
Sabwa)
18 Election of Audit Mgmt For For For
Committee Member
(Louisa
Stephens)
19 Authority to Issue Mgmt For For For
Shares for
Cash
20 Remuneration Policy Mgmt For For For
21 Remuneration Mgmt For For For
Implementation
Report
22 Approve NEDs' Fees Mgmt For For For
(NED)
23 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chair)
24 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
25 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Chair)
26 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Member)
27 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chair)
28 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
29 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Chair)
30 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Member)
31 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chair)
32 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Member)
33 Authority to Mgmt For For For
Repurchase
Shares
34 Approval of Financial Mgmt For For For
Assistance (Section
44)
35 Approval of Financial Mgmt For For For
Assistance (Section
45)
36 Authorisation of Legal Mgmt For For For
Formalities
37 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Multiplan Empreendimentos Imobiliarios SA
Ticker Security ID: Meeting Date Meeting Status
MULT3 CINS P69913187 04/30/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Elect Jose Paulo Mgmt For For For
Ferraz do
Amaral
8 Elect Jose Isaac Peres Mgmt For For For
9 Elect Eduardo Kaminitz Mgmt For For For
Peres
10 Elect Ana Paula Mgmt For For For
Kaminitz
Peres
11 Elect John Michael Mgmt For For For
Sullivan
12 Elect Duncan George Mgmt For For For
Osborne
13 Elect Gustavo Henrique Mgmt For For For
de Barroso
Franco
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Paulo
Ferraz do
Amaral
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Isaac
Peres
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo
Kaminitz
Peres
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ana Paula
Kaminitz
Peres
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to John Michael
Sullivan
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Duncan
George
Osborne
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Gustavo
Henrique de Barroso
Franco
23 Request Separate Mgmt N/A Against N/A
Election for Board
Member/s
24 Remuneration policy Mgmt For For For
25 Request Establishment Mgmt N/A Against N/A
of Supervisory
Council
________________________________________________________________________________
Multiplan Empreendimentos Imobiliarios SA
Ticker Security ID: Meeting Date Meeting Status
MULT3 CINS P69913187 04/30/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Updated Global Mgmt For For For
Remuneration
Amount
3 Interest on Capital Mgmt For For For
and Dividends Payment
Date
Delay
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Muyuan Foodstuff Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 03/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder
Meetings
3 Amendments to Mgmt For Against Against
Procedural Rules for
Board
Meetings
4 Authority to Give Mgmt For For For
Guarantees
5 Elect SU Danglin as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Muyuan Foodstuff Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2020 Financial Budget Mgmt For For For
Report
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Special Report On The Mgmt For For For
Deposit And Use Of
Raised Funds In
2019
8 2020 Application For Mgmt For For For
Credit Line To Banks
And Other Financial
Institutions By The
Company And Its
Controlled
Subsidiaries
9 2020 Conducting Mgmt For For For
Financial Leasing
Business by the
Company and Its
Controlled
Subsidiaries
10 Estimated Guarantee Mgmt For For For
Quota Of The Company
And Its Controlled
Subsidiaries
11 2020 Remuneration Plan Mgmt For For For
For Directors,
Supervisors And
Senior
Management
12 2020 Appointment Of Mgmt For For For
Financial Audit
Firm
13 Connected Transaction Mgmt For For For
Regarding Loans From
Shareholders
14 Overseas Bond Issuance Mgmt For For For
By A Overseas
Subsidiaries
15 Authorization To The Mgmt For For For
Management Team To
Handle Relevant
Matters Regarding The
Overseas Bond
Issuance
16 Provision of Guarantee Mgmt For For For
for the Issuance of
Overseas Bonds by an
Overseas
Subsidiary
17 The Companys Mgmt For For For
Eligibility for
Public Issuance of
Perpetual Corporate
Bonds
18 Public Issuance Of Mgmt For For For
Perpetual Corporate
Bonds
19 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Public Issuance of
Perpetual Corporate
Bonds
20 Asset-Backed Note Mgmt For For For
Business Of Accounts
Receivables
21 Full Authorization to Mgmt For For For
the Management Team
to Handle Relevant
Matters Regarding the
Issuance of
Asset-backed Note
Business of Accounts
Receivables
22 Issuance Of Mgmt For For For
Medium-Term
Notes
23 Full Authorization To Mgmt For For For
The Management To
Handle Matters
Regarding The
Issuance Of
Medium-Term
Notes
24 Issuance Of Commercial Mgmt For For For
Papers
25 Full Authorization To Mgmt For For For
The Management To
Handle Matters
Regarding The
Issuance Of
Commercial
Papers
26 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
27 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Muyuan Foodstuff Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 06/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase in Mgmt For For For
Subsidiaries
2 2020 Estimated Related Mgmt For For For
Party
Transactions
3 Authority to Give Mgmt For For For
Guarantees for the
Overseas Loans of
Subsidiaries
4 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Short-term Corporate
Bonds
5 Public Issuance of Mgmt For For For
Short-term Corporate
Bonds to Professional
Investors
6 Full Authorization to Mgmt For For For
the Board or Its
Authorized Management
Team to Handle
Matters Regarding the
Issuance of
Short-term Corporate
Bonds to Professional
Investors
7 The Company's Mgmt For For For
Eligibility for
Issuance of Corporate
Bonds to Professional
Investors
8 Public Issuance Of Mgmt For For For
Corporate Bonds To
Professional
Investors
9 Full Authorization to Mgmt For For For
the Board or Its
Authorized Management
Team to Handle
Matters Regarding the
Issuance of Corporate
Bonds to Professional
Investors
10 Authority to Mgmt For For For
Repurchase
Shares
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Muyuan Foodstuff Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 08/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Muyuan Foodstuff Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 11/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Article of
Association
2 2019 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
3 Appraisal Management Mgmt For For For
Measures For The 2019
Restricted Stock
Incentive
Plan
4 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Equity Incentive
Plan
5 Provision of Guarantee Mgmt For For For
for Raw Material
Purchase Loans of
Controlled
Subsidiaries
6 Strategic Cooperation Mgmt For For For
Agreement To Be
Signed With A
Company
7 Authorization to the Mgmt For For For
Board to Handle
Matters Related to
the Cooperation with
the Above
Company
8 Setting Up Joint Mgmt For For For
Investment Companies
In
Neixiang
9 Setting Up Joint Mgmt For For For
Investment Companies
In
Huimin
________________________________________________________________________________
Muyuan Foodstuff Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Launching Supply Chain Mgmt For For For
Accounts Receivable
Assets
Securitization
2 Full Authorization to Mgmt For For For
the Management Team
to Handle Relevant
Matters Regarding the
Issuance of Supply
Chain Accounts
Receivable Assets
Securitization
3 2020 Estimated Mgmt For Against Against
Continuing Connected
Transactions
4 Strategic Cooperation Mgmt For For For
Framework Agreement
To Be Signed With A
Company
5 Authorization to Board Mgmt For For For
to Handle Relevant
Matters Regarding the
Cooperation with the
Above
Company
6 2019 Additional Quota Mgmt For For For
for Entrusted Wealth
Management with Idle
Proprietary
Funds
________________________________________________________________________________
Nan Ya Plastics Corp.
Ticker Security ID: Meeting Date Meeting Status
1303 CINS Y62061109 06/12/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
________________________________________________________________________________
NanJi E-Commerce Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002127 CINS Y4447Q108 02/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Setting Up a Company Mgmt For For For
with Related
Parties
2 Elect LU Lining as Mgmt For For For
Director
3 Change of Company's Mgmt For For For
Address and
Amendments to
Articles
4 Authorization To The Mgmt For For For
Board To Handle The
Industrial And
Commercial
Amendments
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NanJi E-Commerce Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002127 CINS Y4447Q108 03/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Setting Up
A Company With
Related
Parties
________________________________________________________________________________
NanJi E-Commerce Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002127 CINS Y4447Q108 05/08/2020 Voted
Meeting Type Country of Trade
Ordinary China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 Remuneration For Mgmt For For For
Directors And
Supervisors
6 2020 Reappointment Of Mgmt For For For
Audit
Firm
7 2019 Annual Report And Mgmt For For For
Its
Summary
8 2020 Application for Mgmt For For For
Comprehensive Credit
Line by the Company
and Its
Subsidiaries
________________________________________________________________________________
Nanjing Iron & Steel Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600282 CINS Y62041101 01/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of the Mgmt For Against Against
Pricing Base Date,
Issue Price and
Assets Sphere of
Underlying Companies
of the Assets
Purchase via Share
Offering
2 The Assets Purchase Mgmt For Against Against
Via Share Offering is
in Compliance with
Relevant Laws and
Regulations
3 The Transaction Mgmt For Against Against
Constitutes a
Connected
Transaction
4 Stock Type and Par Mgmt For Against Against
Value
5 Issuing Targets and Mgmt For Against Against
Method
6 Underlying Assets and Mgmt For Against Against
Payment
Method
7 Transaction Price and Mgmt For Against Against
Pricing
Basis
8 Pricing Method and Mgmt For Against Against
Issue
Price
9 Issuing Volume Mgmt For Against Against
10 Listing Place Mgmt For Against Against
11 Lockup Period Mgmt For Against Against
12 Arrangement for the Mgmt For Against Against
Profits and Losses
during the
Transitional
period
13 Arrangement for the Mgmt For Against Against
Accumulated Retained
Profits
14 Delivery of Underlying Mgmt For Against Against
Assets
15 Valid Period of the Mgmt For Against Against
Resolution
16 Report (Draft) on the Mgmt For Against Against
Connected Transaction
Regarding Major
Assets Purchase via
Share Offering and
Its
Summary
17 Conditional Agreement Mgmt For Against Against
on Assets Purchase
via Share Offering
and its Supplementary
Agreement to be
Signed
18 The Transaction Does Mgmt For Against Against
Not Constitute a
Listing by
Restructuring as
Defined by Article 13
in the Management
Measures on Major
Assets Restructuring
of Listed
Companies
19 The Transaction is in Mgmt For Against Against
Compliance with
Article 4 of the
Provisions on Several
Issues Concerning the
Regulation of Major
Assets Restructuring
of Listed
Companies
20 Independence of the Mgmt For Against Against
Evaluation
Institution,
Rationality of the
Evaluation
Hypothesis,
Correlation between
the
Evaluation Method and
Evaluation Purpose,
and Fairness of the
Evaluated
Price
21 Audit Report, Pro Mgmt For Against Against
Forma Review Report
and
Evaluation
Report Related to the
Transaction
22 The Company's Share Mgmt For Against Against
Price Fluctuation
Does Not Meet the
Standards Set Forth
in Article 5 of the
Notice on Regulating
Information
Disclosure of Listed
Companies and Conduct
of Relevant
Parties
23 Risk Warning on Mgmt For Against Against
Diluted Immediate
Return after the
Transaction and
Filling
Measures
24 Exemption of the Mgmt For Against Against
Controlling
Shareholder and Its
Concert Party from
the Tender Offer
Obligation to
Increase Shareholding
in the
Company
25 Full Authorization to Mgmt For Against Against
the Board to Handle
Matters
Regarding the Assets
Purchase via Share
Offering
________________________________________________________________________________
Nanjing Iron & Steel Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600282 CINS Y62041101 04/17/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report of Mgmt For For For
the Board of
Directors
2 2019 Work Report of Mgmt For For For
the Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2020 Financial Budget Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2019 Remuneration For Mgmt For For For
Directors And
Supervisors And
Allowance For
Independent
Directors
8 Appointment of Auditor Mgmt For For For
9 2019 Related Party Mgmt For For For
Transactions
10 Implementing Results Mgmt For For For
of Guarantees for
Subsidiaries
11 Implementing Results Mgmt For For For
of Guarantees for
Joint
Stock
12 Authority to Issue Mgmt For For For
Mid-term
Notes
________________________________________________________________________________
Nanjing Iron & Steel Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600282 CINS Y62041101 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Stock Option Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
2 Constitution of Mgmt For For For
Appraisal Management
Measures for the 2019
Stock Option
Incentive
Plan
3 Board Authorization to Mgmt For For For
Handle Matters
Regarding
the
2019 Stock Option
Incentive
Plan
4 Related Party Mgmt For For For
Transactions
5 Authority to Give Mgmt For For For
Guarantees
6 Authority to Give Mgmt For For For
Guarantees
7 Approval of Line of Mgmt For For For
Credit
8 Launching Iron And Mgmt For For For
Steel Industry
Futures And
Derivatives Hedging
Business In
2020
________________________________________________________________________________
Nanjing King-Friend Biochemical Pharmaceutical Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603707 CINS Y619BD109 05/25/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2019 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Line of Mgmt For For For
Credits
7 Appointment of Auditor Mgmt For For For
8 Equity Compensation Mgmt For For For
Plan
2020
9 Management Measures Mgmt For For For
for the Equity
Compensation Plan
2020
10 Ratification of Board Mgmt For For For
Acts
11 Elect TANG Yongqun Mgmt For For For
12 Elect XIE Juhua Mgmt For For For
13 Elect HUANG Xiwei Mgmt For For For
14 Elect TIAN Suoqing Mgmt For For For
15 Elect XIE Shuzhi Mgmt For For For
16 Elect CUI Guoqing Mgmt For For For
17 Elect SHI Ping Mgmt For Against Against
18 Elect MA Xiaoming Mgmt For Against Against
________________________________________________________________________________
Nanjing Securities Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
601990 CINS Y619BG102 04/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Companys Mgmt For For For
Eligibility for
Non-public Share
Offering to Specific
Parties
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Issue Price and Mgmt For For For
Pricing
Principles
6 Issuing Volume Mgmt For For For
7 Amount and Purpose of Mgmt For For For
the Raised
Funds
8 Lockup Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
11 The Valid Period of Mgmt For For For
The
Resolution
12 Preplan for Non-public Mgmt For For For
A-share
Offering
13 Related Party Mgmt For For For
Transactions involved
in the
Transaction
14 Related Party Mgmt For For For
Transactions involved
in the
Transaction
15 Related Party Mgmt For For For
Transactions involved
in the
Transaction
16 Conditional Mgmt For For For
Supplementary
Agreement on
Subscription for the
Non-publicly Offered
A-shares to Be Signed
with
Companies
17 Conditional Mgmt For For For
Supplementary
Agreement on
Subscription for the
Non-publicly Offered
A-shares to Be Signed
with
Companies
18 Conditional Mgmt For Against Against
Supplementary
Agreement on
Subscription for the
Non-publicly Offered
A-shares to Be Signed
with
Companies
19 Diluted Immediate Mgmt For For For
Return After the
Non-public Share
Offering and Filling
Measures
20 Full Authorization to Mgmt For For For
the Board to Handle
Matters
Regarding the
Non-public Share
Offering
21 Elect LI Xindan as Mgmt For For For
Independent
Director
________________________________________________________________________________
Nanjing Securities Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
601990 CINS Y619BG102 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 2019 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Determination of the Mgmt For For For
Proprietary Business
Scale
7 Related Party Mgmt For For For
Transactions with
Nanjing Zijin
Investment Management
Co.,
Ltd.
8 Related Party Mgmt For For For
Transactions with
Nanjing XinGong
Investment Group Co.,
Ltd
9 Related Party Mgmt For For For
Transactions with
Nanjing
Communications
Construction &
Investment Holdings
(Group) Co., Ltd.
10 Related Party Mgmt For For For
Transactions with
Jiangsu Phoenix
Publishing & Media
Corporation Limited
11 Transactions with Mgmt For For For
other Related
Parties
12 Appointment of Auditor Mgmt For For For
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Nanya Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
2408 CINS Y62066108 05/28/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendment to Mgmt For For For
Procedural
Rules:Shareholder
Meetings
4 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
NARI Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 05/26/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Accounts Mgmt For For For
2 2019 Profit Mgmt For For For
Distribution
Plan
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Work Report Of Mgmt For For For
The Board Of
Directors
5 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2020 Financial Budget Mgmt For For For
Report
8 2020 Entrust Loan Mgmt For For For
Quota Among Internal
Enterprises
9 2020 Continuing Mgmt For For For
Connected
Transactions
10 Connected Transactions Mgmt For For For
Regarding Application
for Entrust Loans
from the Controlling
Shareholder
11 2020 Reappointment Of Mgmt For For For
Financial And
Internal Control
Audit
Firm
________________________________________________________________________________
NARI Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 11/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Venture and Mgmt For For For
addition of
Implementation
Parties of a
Project
2 Authority to Mgmt For For For
Repurchase
Shares
3 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
NARI Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 12/24/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Additional Mgmt For For For
Continuing Connected
Transaction
Quota
2 Short-Term Entrusted Mgmt For For For
Wealth Management
With Idle Proprietary
Funds
________________________________________________________________________________
Naspers Limited
Ticker Security ID: Meeting Date Meeting Status
NPN CINS S53435103 08/23/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Approve Allocation of Mgmt For For For
Dividends
3 Appointment of Auditor Mgmt For For For
4 Elect Nolo Letele Mgmt For For For
5 Elect Jacobus (Koos) Mgmt For For For
P.
Bekker
6 Elect Steve J.Z. Pacak Mgmt For For For
7 Elect Cobus Stofberg Mgmt For For For
8 Elect Ben J. van der Mgmt For For For
Ross
9 Elect Debra Meyer Mgmt For For For
10 Elect Audit Committee Mgmt For For For
Member (Don
Eriksson)
11 Elect Audit Committee Mgmt For For For
Member (Ben van der
Ross)
12 Elect Audit Committee Mgmt For For For
Member (Rachel
Jafta)
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Remuneration Mgmt For For For
Implementation
Report
15 General Authority to Mgmt For Against Against
Issue
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Amendment to the Mgmt For For For
Naspers Restricted
Stock Plan
Trust
18 Authorisation of Legal Mgmt For For For
Formalities
19 Approve NEDs' Fees Mgmt For For For
(Board -
Chair)
20 Approve NEDs' Fees Mgmt For For For
(Board -
Member)
21 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Chair)
22 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Member)
23 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Chair)
24 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Member)
25 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration
Committee -
Chair)
26 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration
Committee -
Member)
27 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Chair)
28 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Member)
29 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Chair)
30 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Member)
31 Approve NEDs' Fees Mgmt For For For
(Trustee of Group
Share Schemes/Other
Personnel
Funds)
32 Approve Financial Mgmt For For For
Assistance (Section
44)
33 Approve Financial Mgmt For For For
Assistance (Section
45)
34 Authority to Mgmt For For For
Repurchase N Ordinary
Shares
35 Authority to Mgmt For Against Against
Repurchase A Ordinary
Shares
36 Specific Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Naspers Limited
Ticker Security ID: Meeting Date Meeting Status
NPN CINS S53435103 08/23/2019 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Mgmt For For For
________________________________________________________________________________
National Bank of Greece S.A.
Ticker Security ID: Meeting Date Meeting Status
ETE CINS X56533189 07/31/2019 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Directors' and Mgmt For For For
Auditor's
Reports
4 Financial Statements Mgmt For For For
5 Ratification of Board Mgmt For For For
and Auditor's
Acts
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Remuneration Policy Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Board Transactions Mgmt For For For
10 Board Size Mgmt For For For
11 Elect Gikas Hardouvelis Mgmt For For For
12 Elect Avraam Gounaris Mgmt For For For
13 Elect Aikaterini Mgmt For For For
Beritsi
14 Elect Wietze Reehoorn Mgmt For For For
15 Elect Elena Ana Cernat Mgmt For For For
16 Elect Christina Mgmt For For For
Theofilidi
17 Elect Andrew McIntyre Mgmt For For For
18 Elect Claude Piret Mgmt For For For
19 Elect Aikaterini Mgmt For For For
Beritsi
20 Elect Avraam Gounaris Mgmt For For For
21 Elect Periklis Drougkas Mgmt For For For
22 Announcements Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
National Commercial Bank
Ticker Security ID: Meeting Date Meeting Status
1180 CINS M7S2CL107 03/31/2020 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Auditors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Interim Dividend Mgmt For For For
6 Authority to Pay Mgmt For For For
Interim
Dividends
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Directors' Fees Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Authority to Mgmt For For For
Repurchase
Shares
11 Board Transactions Mgmt For For For
12 Related Party Mgmt For For For
Transactions (Bupa
Arabia for
Cooperative Insurance
Co.)
13 Related Party Mgmt For For For
Transactions (Simah
Saudi Credit Bureau
1)
14 Related Party Mgmt For For For
Transactions (Simah
Saudi Credit Bureau
2)
15 Related Party Mgmt For For For
Transactions (Simah
Saudi Credit Bureau
3)
16 Related Party Mgmt For For For
Transactions (Simah
Saudi Credit Bureau
4)
17 Related Party Mgmt For For For
Transactions (Simah
Saudi Credit Bureau
5)
18 Related Party Mgmt For For For
Transactions (STC
Solutions
1)
19 Related Party Mgmt For For For
Transactions
(Accenture Saudi
Arabia)
20 Related Party Mgmt For For For
Transactions (STC
Solutions
2)
21 Related Party Mgmt For For For
Transactions
(Mobily)
22 Related Party Mgmt For For For
Transactions (Saudi
Telecom
Co.)
23 Related Party Mgmt For For For
Transactions (Simah
Saudi Credit Bureau
6)
________________________________________________________________________________
National Industrialisation Co
Ticker Security ID: Meeting Date Meeting Status
2060 CINS M7228W106 05/05/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Related Party Mgmt For For For
Transactions (Saudi
Polyolefins Co. and
Converting Industries
Co.
Ltd)
6 Related Party Mgmt For For For
Transactions (Talal
Ali Al
Shaer)
7 Related Party Mgmt For For For
Transactions (Banque
Saudi Fransi
1)
8 Related Party Mgmt For For For
Transactions (Banque
Saudi Fransi
2)
9 Directors' Fees Mgmt For For For
10 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Natura &Co Holding S.A.
Ticker Security ID: Meeting Date Meeting Status
NTCO3 CINS P7S8B6105 04/30/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Losses Mgmt For For For
5 Board Size Mgmt For For For
6 Ratify Director's Mgmt For For For
Independence
Status
7 Election of Directors Mgmt For For For
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Pedro Luiz
Barreiros
Passos
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Antonio Luiz
da Cunha
Seabra
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Guilherme
Peirao
Leal
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Carla
Schmitzberger
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Roberto de
Oliveira
Marques
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Gilberto
Mifano
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fabio
Colletti
Barbosa
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jessica
DiLullo
Herrin
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ian Martin
Bickley
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Nancy
Killefer
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to W. Don
Cornwell
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Andrew
George McMaster
Jr
23 Request Separate Mgmt N/A Against N/A
Election for Board
Members
24 Request Cumulative Mgmt N/A Abstain N/A
Voting
25 Remuneration policy Mgmt For Against Against
26 Request Establishment Mgmt N/A Against N/A
of Supervisory
Council
27 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Natura &Co Holding S.A.
Ticker Security ID: Meeting Date Meeting Status
NTCO3 CINS P7S8B6105 04/30/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Absorption of Losses Mgmt For For For
4 Amendments to Articles Mgmt For Against Against
(Board of
Directors)
5 Amendments to Articles Mgmt For For For
(Management
Board)
6 Amendments to Articles Mgmt For For For
(Operational
Committee)
7 Amendments to Articles Mgmt For For For
(Shareholders'
Agreements)
8 Amendments to Article Mgmt For For For
5; Consolidation of
Articles
9 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Natura Cosmeticos SA
Ticker Security ID: Meeting Date Meeting Status
NATU3 CINS P7088C106 09/17/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalization of Mgmt For For For
Reserves for Bonus
Share
Issuance
4 Increase in Authorized Mgmt For For For
Capital
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Natura Cosmeticos SA
Ticker Security ID: Meeting Date Meeting Status
NATU3 CINS P7088C106 11/13/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Agreement for Mgmt For For For
the Sale of Company
Shares to Natura &Co
Holding
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Sale of Company Shares Mgmt For For For
to Natura &Co
Holding
6 Authorization of Legal Mgmt For For For
Formalities
7 Authorize Subsidiaries Mgmt For For For
to Carry Out
Merger
8 Request Establishment Mgmt N/A Against N/A
of Supervisory
Council
9 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NAURA Technology Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002371 CINS Y0772M100 01/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of 2018 Mgmt For For For
Stock Option
Incentive Plan
(Draft) and its
Summary
2 Amendments to Mgmt For For For
Appraisal Management
Measures for 2018
Stock Option
Incentive
Plan
3 Objective of the Mgmt For For For
Incentive
Plan
4 Management Mgmt For For For
Organization of the
Incentive
Plan
5 Basis of Determining Mgmt For For For
Plan Participants and
the Scope
Thereof
6 Content of Stock Mgmt For For For
Option Incentive
Plan
7 Procedure for Mgmt For For For
Implementing the
Incentive Plan and
Granting and
Exercising and
Unlocking the
Restricted
Shares
8 Rights and Obligations Mgmt For For For
of the Company and
the Plan
Participants
9 Treatment in Case of Mgmt For For For
Unusual Changes to
the Company or Plan
Participants
10 Constitution of Mgmt For For For
Appraisal Management
Measures for the 2019
Stock Option and
Restricted Stock
Incentive
Plan
11 Board Authorization to Mgmt For For For
Handle Matters
Regarding
the
2019 Stock Option and
Restricted Stock
Incentive
Plan
________________________________________________________________________________
NAURA Technology Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002371 CINS Y0772M100 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Appointment of Auditor Mgmt For For For
7 2020 Estimated Related Mgmt For For For
Party
Transactions
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For For For
Guarantees
10 Authority to Issue Mgmt For For For
Short-Term Commercial
Papers and Mid-Term
Notes
________________________________________________________________________________
NAURA Technology Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002371 CINS Y0772M100 12/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
3 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
4 Amendments to Mgmt For For For
Management Policy on
Investment
Decision
5 Amendments to Mgmt For For For
Management Policy on
Related Party
Transactions
6 Amendments to Mgmt For For For
Procedural Rules for
Supervisors
Meetings
7 Elect ZHAO Jinrong Mgmt For For For
8 Elect PAN Jinfeng Mgmt For For For
9 Elect TAO Haihong Mgmt For For For
10 Elect XU Tao Mgmt For For For
11 Elect ZHANG Jianhui Mgmt For For For
12 Elect YANG Zhengfan Mgmt For For For
13 Elect WANG Liang Mgmt For For For
14 Elect LIU Yue as Mgmt For For For
Independent
Director
15 Elect WU Xibin as Mgmt For For For
Independent
Director
16 Elect CHEN Shenghua as Mgmt For For For
Independent
Director
17 Elect Wu Zhanming as Mgmt For For For
Independent
Director
18 Elect ZHAO Xuexin Mgmt For Against Against
19 Elect LU Yumei Mgmt For Against Against
20 Directors' Fees Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NAVER Corporation
Ticker Security ID: Meeting Date Meeting Status
035420 CINS Y62579100 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect HAN Seong Sook Mgmt For For For
4 Elect BYUN Dae Gyu Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Share Option Mgmt For For For
Previously Granted By
Board
Resolution
7 Share Option Grant Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NAVER Corporation
Ticker Security ID: Meeting Date Meeting Status
035420 CINS Y62579100 09/20/2019 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Navinfo Company Limited
Ticker Security ID: Meeting Date Meeting Status
002405 CINS Y62121101 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny0.1800000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 Reappointment of Mgmt For For For
External Audit Firm:
ShineWing Certified
Public Accountants
LLP
7 2020 Application for Mgmt For For For
Comprehensive Credit
Line to Banks by the
Company and Its
Subsidiaries
8 Amendments to the Mgmt For For For
Company's Articles of
Association
9 Elect 6 Mgmt For For For
Non-Independent
Directors and 3
Independent
Directors
10 Elect Supervisors Mgmt For Against Against
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Navinfo Company Limited
Ticker Security ID: Meeting Date Meeting Status
002405 CINS Y62121101 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Receiving Mgmt For For For
External Investment
regarding a
Subsidiary
2 Elect LI Keqiang as Mgmt For For For
Independent
Director
________________________________________________________________________________
NCsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
036570 CINS Y6258Y104 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect JO Gook Hyun Mgmt For For For
3 Elect CHOI Young Joo Mgmt For For For
4 Election of Audit Mgmt For For For
Committee Member: JO
Gook
Hyun
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Nedbank Group Limited
Ticker Security ID: Meeting Date Meeting Status
NED CINS S5518R104 05/22/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tshilidzi Marwala Mgmt For For For
2 Re-elect Hubert R. Mgmt For For For
Brody
3 Re-elect Errol M. Mgmt For For For
Kruger
4 Re-elect Linda Makalima Mgmt For For For
5 Re-elect Paul (Mpho) Mgmt For For For
Makwana
6 Re-elect Mantsika A. Mgmt For For For
Matooane
7 Appointment of Auditor Mgmt For For For
(Deloitte &
Touche)
8 Appointment of Auditor Mgmt For For For
(Ernst & Young
Inc.)
9 Election of Audit Mgmt For For For
Committee Member
(Stanley
Subramoney)
10 Election of Audit Mgmt For For For
Committee Member
(Hubert R.
Brody)
11 Election of Audit Mgmt For For For
Committee Member (Neo
P.
Dongwana)
12 Election of Audit Mgmt For For For
Committee Member
(Errol M.
Kruger)
13 General Authority to Mgmt For For For
Issue
Shares
14 Adopting and Mgmt For For For
Disclosing An Energy
Policy
15 Reporting on the Mgmt For For For
Company's Approach to
Climate-Related
Risks
16 Approve Remuneration Mgmt For For For
Policy
17 Approve Implementation Mgmt For For For
Report
18 Approve NEDs' Fees Mgmt For For For
(Chair)
19 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
20 Approve NEDs' Fees Mgmt For For For
(Board
Member)
21 Approve NEDs' Fees Mgmt For For For
(Audit
Committee)
22 Approve NEDs' Fees Mgmt For For For
(Credit
Committee)
23 Approve NEDs' Fees Mgmt For For For
(Directors' Affairs
Committee)
24 Approve NEDs' Fees Mgmt For For For
(Information
Technology
Committee)
25 Approve NEDs' Fees Mgmt For For For
(Related-Party
Transactions
Committee)
26 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee)
27 Approve NEDs' Fees Mgmt For For For
(Risk and Capital
Management
Committee)
28 Approve NEDs' Fees Mgmt For For For
(Transformation,
Social & Ethics
Committee)
29 Authority to Mgmt For For For
Repurchase
Shares
30 Authority to Issue Mgmt For For For
Shares for
Cash
31 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
NEPI Rockcastle Plc
Ticker Security ID: Meeting Date Meeting Status
NRP CINS G6420W101 08/21/2019 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Robert R. Emslie Mgmt For For For
3 Elect Antoine L.V. Mgmt For For For
Dijkstra
4 Elect Mirela F. Covasa Mgmt For For For
5 Elect Andreas Klingen Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member (Andre van der
Veer)
7 Elect Audit Committee Mgmt For For For
Member (George
Aase)
8 Elect Audit Committee Mgmt For For For
Member (Antoine L.V.
Dijkstra)
9 Elect Audit Committee Mgmt For For For
Member (Andreas
Klingen)
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Approve NEDs' Fees Mgmt For For For
13 Authorisation of Legal Mgmt For For For
Formalities
14 Approve NEDs' Fees Mgmt For For For
(NEDs
Ad-hoc)
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Authority to Issue Mgmt For For For
Shares Pursuant to
Dividend Reinvestment
Option
17 Authority to Mgmt For For For
Repurchase
Shares
18 Approve Remuneration Mgmt For For For
Policy
19 Approve Remuneration Mgmt For For For
Implementation
Report
________________________________________________________________________________
Nestle India Limited
Ticker Security ID: Meeting Date Meeting Status
NESTLEIND CINS Y6268T111 06/19/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Martin Roemkens Mgmt For For For
4 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
5 Appoint Suresh Mgmt For For For
Narayanan as Managing
Director; Approve
remuneration
6 Elect and Appoint Mgmt For For For
David McDaniel
(Whole-Time
Director); Approve
Remuneration
7 Elect Ramesh Mgmt For For For
Rajagopalan
________________________________________________________________________________
Nestle India Limited
Ticker Security ID: Meeting Date Meeting Status
NESTLEIND CINS Y6268T111 07/02/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reappoint Shobinder Mgmt For For For
Duggal (Whole-Time
Director designated
as Executive
Director-Finance &
Control and Chief
Financial Office);
Approval of
Remuneration
________________________________________________________________________________
Nestle Malaysia
Ticker Security ID: Meeting Date Meeting Status
NESTLE CINS Y6269X103 04/30/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mohd. Rafik Bin Mgmt For For For
Shah
Mohamad
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees for Mgmt For For For
Fiscal Year
2019
5 Directors' Benefits Mgmt For For For
for
2020-21
6 Retention of Mohd. Mgmt For For For
Rafik Bin Shah
Mohamad as
Independent
Director
7 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
NetEase, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTES CUSIP 64110W102 09/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Lei Ding Mgmt For For For
2 Elect Alice Cheng Mgmt For For For
3 Elect Denny Lee Mgmt For For For
4 Elect Joseph Tong Mgmt For For For
5 Elect Lun Feng Mgmt For For For
6 Elect Michael Leung Mgmt For For For
7 Elect Michael Tong Mgmt For For For
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Netmarble Corporation
Ticker Security ID: Meeting Date Meeting Status
251270 CINS Y6S5CG100 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect BANG Joon Hyuk Mgmt For For For
3 Elect PIAO Yan Li Mgmt For For For
4 Director's Fees Mgmt For For For
________________________________________________________________________________
New China Life Insurance Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
1336 CINS Y625A4115 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Report of Directors' Mgmt For For For
Performance
8 Report of Independent Mgmt For For For
Non-Executive
Directors'
Performance
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendments to Mgmt For For For
Administrative
Measures on Related
Party
Transactions
11 Amendments to the Plan Mgmt For For For
on Authorization to
the Board Granted by
the General
Meeting
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Amendments to Articles Mgmt For Against Against
14 Amendments to Mgmt For Against Against
Procedural Rules for
General
Meeting
15 Amendments to Mgmt For For For
Procedural Rules for
Board of
Directors
16 Amendments to Mgmt For For For
Procedural Rules for
Supervisors
________________________________________________________________________________
New China Life Insurance Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
1336 CINS Y625A4107 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report of Directors' Mgmt For For For
Performance
7 Report of Independent Mgmt For For For
Non-Executive
Directors'
Performance
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Amendments to Mgmt For For For
Administrative
Measures on Related
Party
Transactions
10 Amendments to the Plan Mgmt For For For
on Authorization to
the Board Granted by
the General
Meeting
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Amendments to Articles Mgmt For Against Against
13 Amendments to Mgmt For Against Against
Procedural Rules for
General
Meeting
14 Amendments to Mgmt For For For
Procedural Rules for
Board of
Directors
15 Amendments to Mgmt For For For
Procedural Rules for
Supervisors
________________________________________________________________________________
New China Life Insurance Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
1336 CINS Y625A4115 10/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LI Quan as Mgmt For For For
Executive
Director
3 Elect GAO Lizhi as Mgmt For Against Against
Supervisor
4 Approval of Mgmt For For For
Remuneration of
Executive Director,
Chief Executive
Officer and
President
5 Approval of Measures Mgmt For For For
for the
Administration of the
Independent
Directors
________________________________________________________________________________
New China Life Insurance Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
1336 CINS Y625A4107 10/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Quan as Mgmt For For For
Executive
Director
2 Elect GAO Lizhi as Mgmt For Against Against
Supervisor
3 Approval of Mgmt For For For
Remuneration of
Executive Director,
Chief Executive
Officer and
President
4 Approval of Measures Mgmt For For For
for the
Administration of the
Independent
Directors
________________________________________________________________________________
New Hope Liuhe Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000876 CINS Y7933V101 04/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Profit Mgmt For For For
Distribution
Plan
5 Appointment Of 2020 Mgmt For For For
Financial Audit
Firm
6 Amendments to the Mgmt For For For
Companys Articles of
Association
7 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
8 Provision Of Guarantee Mgmt For Against Against
For Payment For Raw
Materials Purchased
By Subordinate
Companies
9 2020 Estimated Mgmt For Against Against
Financing Guarantee
Quota
10 Connected Transactions Mgmt For For For
With A
Company
11 Connected Transactions Mgmt For For For
With Another
Company
12 Issuance Of Mgmt For For For
Medium-Term
Notes
13 The Framework Mgmt For For For
Agreement On
Continuing Connected
Transactions To Be
Signed And Estimation
Of 2020 Continuing
Connected
Transactions
14 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Perpetual Corporate
Bonds
15 Issuing Scale Mgmt For For For
16 Bond Duration Mgmt For For For
17 Interest Rate and Its Mgmt For For For
Determining
Method
18 Options on Deferred Mgmt For For For
Payment of
Interest
19 Compulsory Payment of Mgmt For For For
Interest
20 Restrictions on Mgmt For For For
Deferred Payment of
Interest
21 Redemption Option Mgmt For For For
22 Payment Sequence Mgmt For For For
23 Par Value and Issue Mgmt For For For
Price
24 Issuing Methods and Mgmt For For For
Targets and Placement
Rules
25 Method of Paying the Mgmt For For For
Principal and
Interest
26 Purpose of the Raised Mgmt For For For
Funds
27 Guarantee Method Mgmt For For For
28 Underwriting Method Mgmt For For For
and Listing
Arrangement
29 Repayment Guarantee Mgmt For For For
Measures
30 Valid Period of the Mgmt For For For
Resolution
31 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of Perpetual
Corporate
Bonds
32 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering
33 Stock Type and Par Mgmt For For For
Value
34 Stock Type and Par Mgmt For For For
Value
35 Issuing Targets and Mgmt For For For
Subscription
Method
36 Pricing Base Date, Mgmt For For For
Pricing Principles
and Issue
Price
37 Issuing Volume Mgmt For For For
38 Lockup Period Mgmt For For For
39 Purpose of the Raised Mgmt For For For
Funds
40 Deposit Account for Mgmt For For For
the Raised
Funds
41 Arrangement for the Mgmt For For For
Accumulated Retained
Profits Before the
Non-public Share
Offering
42 Listing Place Mgmt For For For
43 The Valid Period of Mgmt For For For
the Resolution on the
Non-public Share
Offering
44 Preplan For Non-Public Mgmt For For For
Share
Offering
45 Report On The Use Of Mgmt For For For
Previously Raised
Funds
46 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
Share
Offering
47 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Non-public Share
Offering
48 Risk Warning on Mgmt For For For
Diluted Immediate
Return After the
Non-public Share
Offering and Filling
Measures, and
Relevant
Commitments
49 Conditional Share Mgmt For For For
Subscription
Agreement To Be
Signed With
Subscribers
50 Connected Transactions Mgmt For For For
Involved In The
Non-Public Share
Offering
51 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding The
Share
Repurchase
________________________________________________________________________________
New Hope Liuhe Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000876 CINS Y7933V101 10/24/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issue Medium-Term Notes Mgmt For For For
2 Increase the Amount of Mgmt For Against Against
Financing Guarantees
for the Company in
2019
________________________________________________________________________________
NH Investment & Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005940 CINS Y6S75L806 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Elect JEONG Young Chae Mgmt For Against Against
3 Elect HONG Seok Dong Mgmt For For For
4 Elect JUNG Tae Seok Mgmt For For For
5 Elect LEE Jeong Dae Mgmt For For For
6 Elect KIM Hyung Shin Mgmt For For For
7 Elect JEONG Young Chae Mgmt For Against Against
as Representative
Director
8 Election of Executive Mgmt For For For
Director to Become
Audit
Committee Member: LIM
Byung
Soon
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
Nien Made Enterprise Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
8464 CINS Y6349P112 06/16/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules:
Sharedholder
Meetings
4 Elect NIEN Keng-Hao Mgmt For For For
5 Elect NIEN Chao-Hung Mgmt For For For
6 Elect CHUANG Hsi-Chin Mgmt For For For
7 Elect PENG Ping Mgmt For For For
8 Elect Sam LEE Ming-Shan Mgmt For For For
9 Elect JOK Chung-Wai Mgmt For For For
10 Elect LIN Chi-Wei Mgmt For For For
11 Elect HUANG Sheng-Yi Mgmt For For For
12 Elect HUNG Chung-Chin Mgmt For For For
13 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Nine Dragons Paper (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
2689 CINS G65318100 12/16/2019 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LIU Ming Chung Mgmt For Against Against
6 Elect ZHANG Lianpeng Mgmt For For For
7 Elect Maria TAM Wai Chu Mgmt For For For
8 Elect NG Leung Sing Mgmt For For For
9 Elect LAM Yiu Kin Mgmt For Against Against
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Amendments to Articles Mgmt For Against Against
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ninestar Corporation
Ticker Security ID: Meeting Date Meeting Status
002180 CINS Y9892Z107 03/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Launching Mgmt For For For
Financial Derivatives
Business By The
Company And
Subsidiaries
2 Cash Management With Mgmt For For For
Some Idle Raised
Funds
3 Provision Of Guarantee Mgmt For Against Against
For The Bank Credit
Line Of Wholly-Owned
Subsidiaries
4 Connected Transaction Mgmt For For For
Regarding The
Supplementary
Agreement To The
Loans Agreement To Be
Signed With A
Company
________________________________________________________________________________
Ninestar Corporation
Ticker Security ID: Meeting Date Meeting Status
002180 CINS Y9892Z107 04/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Guarantee Mgmt For Against Against
for Wholly-owned
Sub-subsidiaries by
Wholly-owned
Subsidiaries
2 Expansion of the Mgmt For For For
Companys Business
Scope, Decrease of
the Company's
Registered Capital
and Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Ninestar Corporation
Ticker Security ID: Meeting Date Meeting Status
002180 CINS Y9892Z107 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report and Mgmt For For For
Its
Summary
6 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
7 2019 Internal Control Mgmt For For For
Self-Evaluation
Report
8 2020 Estimated Related Mgmt For For For
Party
Transactions
9 2020 Appointment of Mgmt For For For
Auditor
10 Authority to Give Mgmt For Against Against
Guarantees
11 Termination of Some Mgmt For For For
Projects Financed
with Raised Funds
from Non-public Share
Offering and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
________________________________________________________________________________
Ninestar Corporation
Ticker Security ID: Meeting Date Meeting Status
002180 CINS Y9892Z107 06/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transaction Mgmt For For For
Counterparties
2 Underlying Assets Mgmt For For For
3 Pricing Principles and Mgmt For For For
Transaction Price of
the Underlying
Assets
4 Payment Method for the Mgmt For For For
Transaction
Consideration
5 Issuing Method of the Mgmt For For For
Consideration
Shares
6 Stock Type and Par Mgmt For For For
Value
7 Issuing Targets Mgmt For For For
8 Pricing Base Date and Mgmt For For For
Issue
Price
9 Issuing Volume Mgmt For For For
10 Adjustment Mechanism Mgmt For For For
for Issue
Price
11 Listing Place Mgmt For For For
12 Lockup Period Mgmt For For For
13 Arrangement for the Mgmt For For For
Profits and Losses of
the Underlying Assets
During the
Transitional
Period
14 Distribution of Mgmt For For For
Accumulated Retained
Profits
15 Delivery of the Mgmt For For For
Underlying Assets and
Liabilities for
Breach of
Contract
16 Valid Period of the Mgmt For For For
Resolution
17 The Assets Purchase Mgmt For For For
Via Share Offering in
Compliance with
Relevant Laws and
Regulations
18 The Assets Purchase Mgmt For For For
Via Share Offering is
in Compliance with
Article 43 of the
Management Measures
on Major Assets
Restructuring of
Listed
Companies
19 The Transaction Does Mgmt For For For
Not Constitute A
Connected
Transaction
20 The Major Assets Mgmt For For For
Restructuring Does
Not Constitute A
Listing By
Restructuring Nor A
Major Assets
Restructuring
21 The Transaction is in Mgmt For For For
Compliance with
Article 4 of the
Provisions on Several
Issues Concerning the
Regulation of Major
Assets Restructuring
of Listed
Companies
22 Report (Draft) On The Mgmt For For For
Assets Purchase Via
Share Offering And
Its
Summary
23 Conditional Agreement Mgmt For For For
On Assets Purchase
Via Share Offering To
Be
Signed
24 The Company's Share Mgmt For For For
Price Fluctuation
Does Not Meet
Relevant Standards As
Specified by Article
5 of the Notice on
Regulating
Information
Disclosure of Listed
Companies and Conduct
of Relevant
Parties
25 The Transaction is in Mgmt For For For
Compliance with
Article 11 of the
Management Measures
on Major Assets
Restructuring of
Listed
Companies
26 Misc. Management Mgmt For For For
Proposal
27 Statement on the Mgmt For For For
Compliance and
Completeness of the
Legal Procedure of
the Transaction and
the Validity of the
Legal Documents
Submitted
28 Full Authorization To Mgmt For For For
The Board To Handle
Matters Regarding The
Transaction
29 Appointment Of Mgmt For For For
Relevant Intermediary
Institutions For The
Transaction
30 Conditional Mgmt For For For
Supplementary
Agreement to the
Agreement on Assets
Purchase Via Share
Offering, and
Cancellation
Agreement on Assets
Purchase Via Share
Offering to Be
Signed
31 Diluted Immediate Mgmt For For For
Return After The
Transaction And
Filling
Measures
32 Audit Report, Review Mgmt For For For
Report And Evaluation
Report Related To The
Transaction
33 Independence of the Mgmt For For For
Evaluation
Institution,
Rationality of the
Evaluation
Hypothesis,
Correlation Between
the Evaluation Method
and Evaluation
Purpose, and Fairness
of the Evaluated
Price
________________________________________________________________________________
Ningbo Joyson Electronic Corp.
Ticker Security ID: Meeting Date Meeting Status
600699 CINS Y5278D108 03/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Ningbo Joyson Electronic Corp.
Ticker Security ID: Meeting Date Meeting Status
600699 CINS Y5278D108 05/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Annual Report And Mgmt For For For
Its
Summary
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2020 Estimated Related Mgmt For For For
Party
Transactions
6 Authority to Issue Mgmt For For For
Ultra Short-term
Commercial Papers,
Short-term Commercial
Papers and Mid-term
Notes
7 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Application of Line
of
Credit
8 Appointment of Auditor Mgmt For For For
9 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
10 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
11 Amendments to Articles Mgmt For For For
12 The Companys Mgmt For For For
Eligibility for
Non-public A-share
Offering
13 Stock Type and Par Mgmt For For For
Value
14 Issuing Method and Date Mgmt For For For
15 Issuing Targets and Mgmt For For For
Subscription
Method
16 Issue Price and Mgmt For For For
Pricing
Principles
17 Issuing Volume Mgmt For For For
18 Purpose of the Raised Mgmt For For For
Funds
19 Lockup Period Mgmt For For For
20 Listing Place Mgmt For For For
21 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
22 The Valid Period of Mgmt For For For
the
Resolution
23 Preplan For Non-Public Mgmt For For For
A-Share
Offering
24 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
Be
Raised from the
Non-public A-share
Offering
25 Report On The Use Of Mgmt For For For
Previously Raised
Funds
26 Diluted Immediate Mgmt For For For
Return After the
Non-public
Share
Offering and Filling
Measures
27 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Non-public A-share
Offering
28 Elect WANG Jianfeng Mgmt For For For
29 Elect ZHU Xuesong Mgmt For For For
30 Elect FAN Jinhong Mgmt For For For
31 Elect CHEN Wei Mgmt For For For
32 Elect LIU Yuda Mgmt For For For
33 Elect YU Kai Mgmt For For For
34 Elect ZHU Tian Mgmt For For For
35 Elect WEI Yunzhu Mgmt For For For
36 Elect CHENG Yisun Mgmt For For For
37 Elect ZHOU Xingyou Mgmt For Against Against
38 Elect WANG Xiaowei Mgmt For Against Against
________________________________________________________________________________
Ningbo Tuopu Group Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
601689 CINS Y62990109 06/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Annual Accounts Mgmt For For For
5 2020 Application For Mgmt For For For
Credit Line To
Banks
6 2020 Launching The Mgmt For For For
Bill Pool
Business
7 2020 Reappointment Of Mgmt For For For
Audit
Firm
8 2019 Profit Mgmt For For For
Distribution
Plan
9 2019 Annual Report And Mgmt For For For
Its
Summary
10 Confirmation Of 2019 Mgmt For For For
Connected
Transactions
11 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
12 2020 Plan For Mgmt For For For
Entrusted Wealth
Management With Idle
Raised
Funds
13 2020 Supplementing The Mgmt For For For
Working Capital With
Some Idle Raised
Funds
14 Amendments to the Mgmt For For For
Companys Articles of
Association
15 Amendments to the Mgmt For Against Against
Company's Rules of
Procedure Governing
Shareholders General
Meetings
16 Amendments To The Mgmt For Against Against
Rules Of Procedure
Governing The Board
Meetings
17 Amendments to the Mgmt For Against Against
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
18 Elect ZHAO Xiangqiu Mgmt For For For
19 The Company's Mgmt For Against Against
Eligibility for
Non-public Share
Offering
20 Plan For 2020 Mgmt For Against Against
Non-Public Share
Offering: Stock Type
And Par
Value
21 Plan For 2020 Mgmt For Against Against
Non-Public Share
Offering: Issuing
Volume
22 Plan For 2020 Mgmt For Against Against
Non-Public Share
Offering: Issuing
Method
23 Plan for 2020 Mgmt For Against Against
Non-public Share
Offering: Issuing
Targets and
Subscription
Method
24 Plan For 2020 Mgmt For Against Against
Non-Public Share
Offering: Pricing
Base Date And Issue
Price
25 Plan For 2020 Mgmt For Against Against
Non-Public Share
Offering: Lockup
Period
26 Plan For 2020 Mgmt For Against Against
Non-Public Share
Offering: Listing
Place
27 Plan For 2020 Mgmt For Against Against
Non-Public Share
Offering: Purpose Of
The Raised
Funds
28 Plan for 2020 Mgmt For Against Against
Non-public Share
Offering: Arrangement
for the Accumulated
Retained Profits
Before the Non-public
Share
Offering
29 Plan For 2020 Mgmt For Against Against
Non-Public Share
Offering: Valid
Period Of The
Resolution
30 Preplan For 2020 Mgmt For Against Against
Non-Public Share
Offering
31 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from the Non-public
Share
Offering
32 Report On The Use Of Mgmt For For For
Previously Raised
Funds
33 Diluted Immediate Mgmt For Against Against
Return After the
Non-public Share
Offering, Filling
Measures and Relevant
Commitments
34 Full Authorization to Mgmt For Against Against
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Non-public Share
Offering
________________________________________________________________________________
Ningbo Zhoushan Port Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601018 CINS Y6298E100 02/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Pricing Base Date, Mgmt For For For
Issue Price and
Pricing
Method
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Amount and Purpose of Mgmt For For For
the Raised
Funds
10 Accumulated Retained Mgmt For For For
Profits Before the
Issuance
11 The Valid Period of Mgmt For For For
The
Resolution
12 Preplan for Non-public Mgmt For For For
Share
Offering
13 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
be
Raised from the
Non-public A-share
Offering
14 Report on the Use of Mgmt For For For
Previously Raised
Funds
15 Connected Transactions Mgmt For For For
Involved in the
Non-public Share
Offering
16 Conditional Share Mgmt For For For
Subscription
Agreement to Be
Signed
with a Company
17 Conditional Share Mgmt For For For
Subscription
Agreement to Be
Signed
with a Second Company
18 Setting Up a Dedicated Mgmt For For For
Account for Funds
Raised from the
Non-Public Share
Offering
19 Diluted Immediate Mgmt For For For
Return After the
Non-public
Share
Offering and Filling
Measures
20 Commitments of Mgmt For For For
Relevant Parties to
Ensure
the
Implementation of
Filling Measures for
Diluted Immediate
Return
21 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
22 Full Authorization to Mgmt For For For
the Board to Handle
Matters
Regarding the
Non-public Share
Offering
________________________________________________________________________________
Ningbo Zhoushan Port Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601018 CINS Y6298E100 04/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Matters Regarding Mgmt For For For
Introduction Of A
Company As The
Strategic
Investor
________________________________________________________________________________
Ningbo Zhoushan Port Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601018 CINS Y6298E100 06/16/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2020 Remuneration Plan Mgmt For For For
For
Directors
5 2020 Remuneration Plan Mgmt For For For
For
Supervisors
6 2019 Annual Accounts Mgmt For For For
7 2019 Profit Mgmt For For For
Distribution
Plan
8 2020 Financial Budget Mgmt For For For
Report
9 2020 Appointment of Mgmt For For For
Auditor
10 Implementing Results Mgmt For For For
Of 2019 Continuing
Connected
Transactions And
Estimation Of 2020
Continuing Connected
Transactions
11 2020 Application For Mgmt For Against Against
Debt Financing
Quota
12 Amendments to the Mgmt For For For
Companys Articles of
Association
13 Amendments to the Mgmt For For For
Companys Rules of
Procedure Governing
Shareholders General
Meetings
14 Amendments to the Mgmt For For For
Companys Rules of
Procedure Governing
Board
Meetings
15 Amendments to the Mgmt For For For
Companys Rules of
Procedure Governing
Supervisory Board
Meetings
16 Elect MAO Jianhong Mgmt For For For
17 Elect GONG Liming Mgmt For For For
18 Elect JIN Xing Mgmt For For For
19 Elect JIANG Tao Mgmt For For For
20 Elect SHI Huanting Mgmt For For For
21 Elect SHENG Yongxiao Mgmt For For For
22 Elect ZHENG Shaoping Mgmt For For For
23 Elect CHEN Zhiang Mgmt For For For
24 Elect XU Yongbin Mgmt For For For
25 Elect LV Jing Mgmt For For For
26 Elect FENG Bo Mgmt For For For
27 Elect ZHAO Yongqing Mgmt For For For
28 Elect XU Yuanfeng Mgmt For Against Against
29 Elect JIN Guoping Mgmt For Against Against
30 Elect PAN Xizhong Mgmt For Against Against
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Northeast Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000686 CINS Y6411E102 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
7 Estimated Continuing Mgmt For For For
Connected
Transactions with a
Company
8 Estimated Continuing Mgmt For For For
Connected
Transactions with a
2ND
Company
9 2020 Appointment Of Mgmt For For For
Audit
Firm
10 Elect LI Fuchun Mgmt For For For
11 Elect HE Junyan Mgmt For For For
12 Elect CUI Wei Mgmt For For For
13 Elect SONG Shanglong Mgmt For For For
14 Elect SUN Xiaofeng Mgmt For For For
15 Elect LIU Shusen Mgmt For For For
16 Elect TAI Ge Mgmt For For For
17 Elect ZHANG Hongdong Mgmt For For For
18 Elect SHI Jichun Mgmt For For For
19 Elect LI Dongfang Mgmt For For For
20 Elect CUI Jun Mgmt For For For
21 Elect WANG Wensheng Mgmt For For For
22 Elect REN Chong Mgmt For For For
23 Elect YANG Shucai Mgmt For Against Against
24 Elect WANG Huamin Mgmt For Against Against
25 Elect TIAN Kuiwu Mgmt For Against Against
26 Elect QIN Yin Mgmt For Against Against
27 Elect CUI Xuebin Mgmt For Against Against
28 Elect WEI Yihua Mgmt For Against Against
________________________________________________________________________________
Notre Dame Intermedica Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
GNDI3 CINS P7S227106 03/25/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
5 Approve Recasting of Mgmt N/A For N/A
Votes if Meeting Held
on Second
Call
________________________________________________________________________________
Notre Dame Intermedica Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
GNDI3 CINS P7S227106 03/25/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Request Establishment Mgmt N/A Against N/A
of Supervisory
Council
7 Approve Recasting of Mgmt N/A Against N/A
Votes if Meeting is
Held on Second
Call
________________________________________________________________________________
Notre Dame Intermedica Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
GNDI3 CINS P7S227106 11/19/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For Against Against
Capital
________________________________________________________________________________
Novatek Microelectronics Corp
Ticker Security ID: Meeting Date Meeting Status
3034 CINS Y64153102 06/09/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Allocation of Mgmt For For For
Profits/Dividends
4 Amendments to Mgmt For For For
Procedural Rules for
Endorsements and
Guarantees
5 Amendments to Mgmt For For For
Procedural Rules for
Capital
Loans
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 04/24/2020 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits
2 Dividends Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Arnaud Le Foll Mgmt For For For
7 Elect Michael Borrell Mgmt For For For
8 Elect Robert Castaigne Mgmt For For For
9 Elect Tatyana A. Mgmt For For For
Mitrova
10 Elect Leonid V. Mgmt For For For
Mikhelson
11 Elect Alexander Y. Mgmt For For For
Natalenko
12 Elect Viktor P. Orlov Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect Olga V. Belyaeva Mgmt For For For
15 Elect Anna V. Mgmt For For For
Merzlyakova
16 Elect Igor A. Ryaskov Mgmt For For For
17 Elect Nikolay K. Mgmt For For For
Shulikin
18 Appointment of Auditor Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 09/30/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
(1H2019)
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
NTPC Limited
Ticker Security ID: Meeting Date Meeting Status
NTPC CINS Y6421X116 08/21/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Anand Kumar Gupta Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Gauri Trivedi Mgmt For Against Against
6 Amendment to Borrowing Mgmt For For For
Powers
7 Authority to Mortgage Mgmt For For For
Assets
8 Authority to Set Cost Mgmt For For For
Auditors
Fees
9 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 01/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Shuiping Mgmt For For For
2 Bank Credit And Mgmt For Against Against
Guarantee
3 Amendments to the Mgmt For Against Against
Company's Articles of
Association
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 03/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
2 Bank Credit And Mgmt For Against Against
Guarantee
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 07/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 08/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Pledge In Mgmt For Against Against
Wholly-Owned
Subsidiaries
2 Authority to Give Mgmt For For For
Guarantees
3 Launching Foreign Mgmt For For For
Exchange Derivatives
Tranactions
4 Repurchase And Mgmt For For For
Cancellation Of
Restricted
Stocks
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 09/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Financial Leasing Mgmt For Against Against
Business to be
Conducted by
Wholly-owned
Subsidiaries and
Provision of
Guarantee for it by
the
Company
2 Bank Credit and Mgmt For Against Against
Guarantees
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 10/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 10/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 11/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change Of Audit Firm Mgmt For For For
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 12/05/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Equities Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 01/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Guarantee Quota Mgmt For Against Against
For Controlled
Subsidiaries
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 02/19/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale Of Assets By An Mgmt For For For
Overseas Wholly-Owned
Subsidiary
2 Elect ZHAO Yan Mgmt For Against Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 03/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility For
Private Placement Of
Corporate Bonds For
Epidemic Control And
Prevention
2 Issuing volume and Mgmt For For For
scale
3 Issuing Targets And Mgmt For For For
Method
4 Bond Type And Duration Mgmt For For For
5 Interest Rate Mgmt For For For
6 Guarantee Arrangement Mgmt For For For
7 Purpose Of The Raised Mgmt For For For
Funds
8 Raised Funds Dedicated Mgmt For For For
Account
9 Repayment Guarantee Mgmt For For For
Measures
10 Trading And Mgmt For For For
Circulation Of The
Bonds To Be
Issued
11 The Valid Period Of Mgmt For For For
The
Resolution
12 Authorization To The Mgmt For For For
Board Or Its
Authorized Persons To
Handle Matters
Regarding The Private
Placement Of
Corporate Bonds For
Epidemic Control And
Prevention
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 03/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Further Extension Of Mgmt For For For
The Valid Period Of
The Resolution On The
Non-public A-share
Offering
2 Further Extension Of Mgmt For For For
The Valid Period Of
The Full
Authorization To The
Board To Handle
Matters Regarding The
Non-public Share
Offering
3 Authority to Give Mgmt For Against Against
Guarantees
4 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
5 2020 Estimated Related Mgmt For For For
Party
Transactions
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 04/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Application
For Financing To A
Bank
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 04/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Registration And Mgmt For For For
Issuance Of
Medium-Term
Notes
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 Amendments to Articles Mgmt For For For
7 Amendments To The Mgmt For For For
Rules Of Procedure
Governing The Board
Meetings
8 Amendments to the Mgmt For For For
Rules of Procedure
Governing Meetings of
the Supervisory
Committee
9 Elect SONG Hongmou Mgmt For For For
10 Elect ZHANG Xifang Mgmt For For For
11 Elect ZHANG Bo Mgmt For For For
12 Elect FENG Henian Mgmt For For For
13 Elect ZANG Wei Mgmt For For For
14 Elect SHU Gaoyong Mgmt For For For
15 Elect HU Jian Mgmt For For For
16 Elect YU Yumiao Mgmt For For For
17 Elect CHEN Feixiang Mgmt For For For
18 Elect LI Minghai Mgmt For Against Against
19 Elect ZHAO Yingwei Mgmt For Against Against
20 Elect LIU Hongwei Mgmt For Against Against
21 Elect FENG Zhuangyong Mgmt For Against Against
22 Authority to Give Mgmt For Against Against
Guarantees
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 06/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Overseas Mgmt For Against Against
Us Dollar-denominated
Bonds by an Overseas
Subsidiary and
Provision of
Guarantee by the
Company
2 Issuance of Overseas Mgmt For Against Against
Convertible Bonds by
an Overseas
Subsidiary and
Provision of
Guarantee by the
Company
________________________________________________________________________________
Oceanwide Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000046 CINS Y8345D101 12/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment Of Audit Mgmt For For For
Firm
2 Elect SHU Gaoyong Mgmt For For For
________________________________________________________________________________
OCI Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
010060 CINS Y6435J103 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
2 Consolidated Financial Mgmt For Against Against
Statements
3 Elect YOO Ki Pung Mgmt For For For
4 Election of Audit Mgmt For For For
Committee Member: YOO
Ki
Pung
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Offshore Oil Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600583 CINS Y6440J106 01/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of the Mgmt For For For
Duration of the Joint
and Several Guarantee
for the Letter of
Guarantee Applied to
A
Bank
________________________________________________________________________________
Offshore Oil Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600583 CINS Y6440J106 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 Provision For Mgmt For For For
Impairment
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 Reappointment Of 2020 Mgmt For For For
Financial And
Internal Control
Audit
Firm
8 Amendments to the Mgmt For For For
Companys Articles of
Association and
Authorization to the
Board to Handle the
Industrial and
Commercial
Registration
Amendment
9 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
________________________________________________________________________________
Offshore Oil Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600583 CINS Y6440J106 09/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision For Assets Mgmt For For For
Impairment
________________________________________________________________________________
OFILM Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 05/11/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Annual Report And Mgmt For For For
Its
Summary
3 2019 Work Report Of Mgmt For For For
The Board Of
Directors
4 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
5 2019 Annual Accounts Mgmt For For For
6 2019 Internal Control Mgmt For For For
Self-Evaluation
Report
7 2019 Special Report on Mgmt For For For
the Use of Previously
Raised
Funds
8 2019 Profit Mgmt For For For
Distribution
Plan
9 2019 Reappointment of Mgmt For For For
Auditor
10 Bank Credit And Mgmt For Against Against
Guarantee
11 Approve Financial Mgmt For Against Against
Leasing Business and
Provision of
Guarantee
________________________________________________________________________________
OFILM Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 06/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Signing The Strategic Mgmt For Against Against
Cooperation
Agreement
2 Conditional Share Mgmt For Against Against
Subscription
Agreement To Be
Signed
3 Elect CAI Gaoxiao Mgmt For For For
4 The Companys Mgmt For Against Against
Eligibility for
Non-public A-share
Offering
5 Stock Type and Par Mgmt For Against Against
Value
6 Issuing Method and Date Mgmt For Against Against
7 Issue Price, Pricing Mgmt For Against Against
Principles and
Pricing Base
Date
8 Issuing Targets and Mgmt For Against Against
Subscription
Method
9 Issuing Volume Mgmt For Against Against
10 Lockup Period Mgmt For Against Against
11 Purpose of the Raised Mgmt For Against Against
Funds
12 Arrangement for the Mgmt For Against Against
Accumulated Retained
Profits
13 Listing Place Mgmt For Against Against
14 Valid Period of the Mgmt For Against Against
Resolution
15 Preplan For Non-Public Mgmt For Against Against
A-Share
Offering
16 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from the Non-public
Share
Offering
17 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
18 Diluted Immediate Mgmt For Against Against
Return After the
Non-public A-share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
19 Formulation Of The Mgmt For For For
Shareholder Return
Plan For The Next
Three Years From 2020
To
2022
20 Full Authorization to Mgmt For Against Against
the Board to Handle
Matters Regarding the
Non-public A-share
Offering
21 A Company's Capital Mgmt For For For
Increase in the
Company's
Wholly-owned
Subsidiaries and
Provision of
Guarantee
22 Bank Credit And Mgmt For Against Against
Guarantee
________________________________________________________________________________
Oil & Gas Development Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
OGDC CINS Y6448X107 10/24/2019 Voted
Meeting Type Country of Trade
Annual Pakistan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Minutes Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Old Mutual Limited
Ticker Security ID: Meeting Date Meeting Status
OMU CINS S5790B132 05/29/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Paul Baloyi Mgmt For For For
3 Re-elect Peter de Beyer Mgmt For For For
4 Re-elect Albert Essien Mgmt For For For
5 Re-elect Nosipho Molope Mgmt For For For
6 Re-elect Marshall Mgmt For For For
Rapiya
7 Elect Iain Williamson Mgmt For For For
8 Election of Audit Mgmt For For For
Committee Member
(Paul
Baloyi)
9 Election of Audit Mgmt For For For
Committee Member
(Peter de
Beyer)
10 Election of Audit Mgmt For For For
Committee Member
(Itumeleng
Kgaboesele)
11 Election of Audit Mgmt For For For
Committee Member
(John
Lister)
12 Election of Audit Mgmt For For For
Committee Member
(Nosipho
Molope)
13 Appointment of Joint Mgmt For For For
Auditor (Deloitte &
Touche)
14 Appointment of Joint Mgmt For For For
Auditor
(KPMG)
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Remuneration Policy Mgmt For For For
17 Remuneration Mgmt For For For
Implementation
Report
18 Authorization of Legal Mgmt For For For
Formalities
19 Approve NEDs' Fees Mgmt For For For
20 Authority to Mgmt For For For
Repurchase
Shares
21 Approve Financial Mgmt For For For
Assistance
22 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Oppein Home Group Inc
Ticker Security ID: Meeting Date Meeting Status
603833 CINS Y6440T104 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Replenishment of Mgmt For For For
Working Capital Using
Idle
Funds
8 Approval of Line of Mgmt For For For
Credits
9 Authority to Give Mgmt For For For
Guarantees
10 Directors' Fees: YAO Mgmt For For For
Liangsong
11 Directors' Fees: TAN Mgmt For For For
Qinxing
12 Directors' Fees: YAO Mgmt For For For
Liangbo
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Oppein Home Group Inc
Ticker Security ID: Meeting Date Meeting Status
603833 CINS Y6440T104 09/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Independent Directors' Mgmt For For For
Fees
2 Constitution of Mgmt For For For
Remuneration and
Performance Appraisal
Management Measures
for Non-Independent
Directors and Senior
Management
3 Amendments to Mgmt For Against Against
Procedural Rules:
Shareholder
Meetings
4 Adjustment of Quota of Mgmt For For For
Idle Proprietary
Funds for Entrusted
Wealth Management by
the Company and its
Controlled Subsidiary
from 2019 to
2020
5 Elect YAO Liangsong Mgmt For For For
6 Elect TAN Qinxing Mgmt For For For
7 Elect YAO Liangbai Mgmt For For For
8 Elect QIN Shuo Mgmt For For For
9 Elect CHU Xiaoping Mgmt For For For
10 Elect JIANG Qi Mgmt For For For
11 Elect ZHONG Huawen Mgmt For Against Against
12 Elect XIE Hang Mgmt For Against Against
________________________________________________________________________________
Orange Life Insurance Ltd.
Ticker Security ID: Meeting Date Meeting Status
079440 CINS Y4R80Y104 01/10/2020 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Transfer Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Orange Life Insurance Ltd.
Ticker Security ID: Meeting Date Meeting Status
079440 CINS Y4R80Y104 03/30/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect JUNG Moon Kook Mgmt For For For
3 Elect KO Seok Heon Mgmt For For For
4 Elect KIM Hyoung Tae Mgmt For For For
5 Elect SUNG Joo Ho Mgmt For For For
6 Elect KIM Beom Soo Mgmt For For For
7 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member: JUN
Yung
Sub
8 Election of Audit Mgmt For For For
Committee Member: KIM
Beom
Soo
9 Election of Audit Mgmt For For For
Committee Member:
SUNG Joo
Ho
10 Directors' Fees Mgmt For For For
________________________________________________________________________________
Orange Polska SA
Ticker Security ID: Meeting Date Meeting Status
OPL CINS X5984X100 06/17/2020 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Presentation of Mgmt For For For
Financial
Statements
6 Presentation of Mgmt For For For
Allocation of Profits
Proposal
7 Presentation of Mgmt For For For
Management Board
Report and
Consolidated
Financial
Statements
8 Presentation of Mgmt For For For
Supervisory Board
Report
9 Financial Statements Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Management Board Report Mgmt For For For
12 Financial Statements Mgmt For For For
(Consolidated)
13 Ratification of Mgmt For For For
Management and
Supervisory Board
Acts
14 Remuneration Policy Mgmt For For For
15 Amendments to Articles Mgmt For For For
16 Uniform Text of Mgmt For For For
Articles
17 Amendments to General Mgmt For For For
Meeting
Regulations
18 Election of Mgmt For For For
Supervisory
Board
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Orbia Advance Corporation S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ORBIA CINS P7S81Y105 04/28/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Report of the CEO and Mgmt For For For
Board
3 Financial Statements Mgmt For For For
4 Report on Tax Mgmt For For For
Compliance
5 Presentation of Report Mgmt For For For
of the Audit
Committee
6 Presentation of Report Mgmt For For For
of the Corporate
Governance
7 Approve Individual and Mgmt For For For
Consolidated Net
Profit
8 Allocation of Mgmt For For For
Individual and
Consolidated Net
Profit
9 Elect Antonio del Mgmt For For For
Valle Ruiz as
Honorary
Chair
10 Elect Juan Pablo del Mgmt For For For
Valle
Perochena
11 Elect Adolfo del Valle Mgmt For For For
Ruiz
12 Elect Ignacio del Mgmt For For For
Valle
Ruiz
13 Elect Antonio del Mgmt For For For
Valle
Perochena
14 Elect Maria Guadalupe Mgmt For For For
del Valle
Perochena
15 Elect Jaime Ruiz Mgmt For For For
Sacristan
16 Elect Fernando Mgmt For For For
Benjamin Ruiz
Sahagun
17 Elect Eugenio Clariond Mgmt For For For
Reyes-Retana
18 Elect Eduardo Tricio Mgmt For For For
Haro
19 Elect Guillermo Ortiz Mgmt For For For
Martinez
20 Elect Divo Milan Haddad Mgmt For For For
21 Elect Alma Rosa Moreno Mgmt For For For
Razo
22 Elect Maria Teresa Mgmt For For For
Altagarcia Arnal
Machado
23 Elect Jack Goldstein Mgmt For For For
24 Elect Anil Menon Mgmt For For For
25 Elect Juan Pablo del Mgmt For For For
Valle Perochena as
Board
Chair
26 Elect Juan Pablo Del Mgmt For For For
Rio Benitez as Board
Secretary
27 Elect Sheldon Hirt as Mgmt For For For
Board Alternate
Secretary
28 Elect Fernando Mgmt For For For
Benjamin Ruiz Sahagun
as Audit Committee
Chair
29 Elect Eugenio Clariond Mgmt For For For
Reyes-Retana as
Corporate Governance
Committee
Chair
30 Directors' Fees Mgmt For For For
31 Cancellation of Unused Mgmt For For For
Amount from Previous
Authority
32 Authority to Mgmt For For For
Repurchase
Shares
33 Report on the Mgmt For For For
Company's Share
Repurchase
Program
34 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Orbia Advance Corporation S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
ORBIA CINS P7S81Y105 12/02/2019 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Orient Securities Company Limited (aka DFZQ)
Ticker Security ID: Meeting Date Meeting Status
600958 CINS Y6S79P100 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2019 Annual Report Mgmt For For For
6 Proprietary Business Mgmt For For For
Scale
7 Issuing Size Mgmt For For For
8 Issuing Type Mgmt For For For
9 Duration Mgmt For For For
10 Interest Rate Mgmt For For For
11 Issuing Method and Mgmt For For For
Targets
12 Use of Proceeds Mgmt For For For
13 Authorization Mgmt For For For
14 Valid Period Mgmt For For For
15 Asset-back Mgmt For For For
Securitization
16 Related Party Mgmt For Against Against
Transactions
17 Related Party Mgmt For Against Against
Transactions
18 Authority to Give Mgmt For For For
Guarantees
19 Appointment of Auditor Mgmt For For For
20 Amendments to Articles Mgmt For Against Against
21 Elect ZHOU Donghui Mgmt For For For
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Shareholders Return Mgmt For For For
Plan
(2020-2022)
________________________________________________________________________________
Oriental Pearl Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600637 CINS Y0875J103 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Financial Budget Mgmt For For For
Report
7 2020 Continuing Mgmt For For For
Operational Connected
Transactions
8 Appointment Of 2020 Mgmt For For For
Audit Firm And
Payment Of 2019 Audit
Fees
9 Cash Management With Mgmt For For For
Some Idle Proprietary
Funds
10 2020 External Mgmt For For For
Guarantee
Plan
11 Connected Transaction Mgmt For Against Against
Regarding the
Financial Agreement
to Be Signed with a
Company
________________________________________________________________________________
Oriental Pearl Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600637 CINS Y0875J103 11/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 A Audio-Visual Program Mgmt For For For
Operation Licensing
Agreement Between Two
Companies
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Orion Corp.
Ticker Security ID: Meeting Date Meeting Status
271560 CINS Y6S90M128 03/19/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect HEO In Cheol Mgmt For For For
3 Elect LEE Kyung Jae Mgmt For For For
4 Elect LEE Uk Mgmt For For For
5 Election Of Audit Mgmt For For For
Committee Member: Lee
Uk
6 Director's Fees Mgmt For For For
________________________________________________________________________________
Ottogi Corporation
Ticker Security ID: Meeting Date Meeting Status
007310 CINS Y65883103 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect HAM Young Joon Mgmt For For For
5 Elect LEE Kang Hoon Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Ovctek China Inc.
Ticker Security ID: Meeting Date Meeting Status
300595 CINS Y0483P103 05/07/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Board Of
Supervisors
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Financial Final Mgmt For For For
Accounts
Report
5 Plan on Profit Mgmt For For For
Distribution and
Capitalization of
Capital Reserve of
the Company for
2019
6 Proposal on the Mgmt For For For
Remuneration of
Directors,
Supervisors and
Officers of the
Company for
2019
7 Proposal To Revise The Mgmt For For For
Articles Of
Association Of The
Company
8 Proposal to Complete Mgmt For For For
Committed Investment
Projects and to
Permanently Replenish
the Working Capital
with Remaining
Proceeds
9 Proposal to Use Idle Mgmt For For For
Equity Funds for
Investment and Low to
Medium Risk Wealth
Management
10 Elect TAO Yuequn Mgmt For For For
11 Elect HUANG Tongge Mgmt For For For
12 Elect SHI Xianmei Mgmt For For For
13 Elect WEI Lizhi Mgmt For For For
14 Elect CHENG Yiihua Mgmt For For For
15 Elect FU Zhiying Mgmt For For For
16 Elect DING Bin Mgmt For For For
17 Elect XU Lixin Mgmt For For For
18 Elect TANG Minsong Mgmt For For For
19 Elect SUN Yongjian Mgmt For Against Against
20 Elect WANG Chun Mgmt For Against Against
________________________________________________________________________________
Page Industries Limited
Ticker Security ID: Meeting Date Meeting Status
PAGEIND CINS Y6592S102 08/08/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Vedji Ticku Mgmt For For For
4 Elect Shamir Genomal Mgmt For For For
5 Elect G.P. Albal Mgmt For For For
6 Elect Rukmani Menon Mgmt For For For
7 Elect Sandeep Kumar Mgmt For For For
Maini
8 Elect Vikram Gamanlal Mgmt For For For
Shah
9 Non-Executive Mgmt For For For
Directors'
Remuneration
________________________________________________________________________________
Pampa Energia SA
Ticker Security ID: Meeting Date Meeting Status
PAMP CUSIP 697660207 10/01/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
2 Cancellation of Mgmt For For For
Treasury
Shares
3 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Pampa Energia SA
Ticker Security ID: Meeting Date Meeting Status
PAMP CUSIP 697660207 10/15/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
2 Merger by Absorption Mgmt For Against Against
(Parques
Eolicos)
3 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Pan Ocean Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
028670 CINS Y6720E108 03/30/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect AHN Joong Ho Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Related Party Mgmt For For For
Transactions
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pangang Group Vanadium Titanium & Resources Company Limited
Ticker Security ID: Meeting Date Meeting Status
000629 CINS Y67251101 05/14/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2020 Financial Budget Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2020 Investment Plan Mgmt For For For
8 Reappointment Of Audit Mgmt For For For
Firm
9 Determination Of Mgmt For For For
Allowance For
Independent
Directors
10 Elect CHEN Liexi Mgmt For Against Against
11 Elect XIE Junyong Mgmt For For For
12 Elect SHEN Changchun Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pangang Group Vanadium Titanium & Resources Company Limited
Ticker Security ID: Meeting Date Meeting Status
000629 CINS Y67251101 12/13/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fullfillment on Mgmt For For For
Commitments on
Horizontal
Competition by the
Controlling
Shareholder and the
Actual
Controller
2 The Companys Mgmt For For For
Eligibility for Major
Assets
Restructuring
3 The Major Assets Mgmt For For For
Restructuring
Constitute Connected
Transactions
4 Transaction Mgmt For For For
Counterparties
5 Underlying Assets Mgmt For For For
6 Transaction Price and Mgmt For For For
Pricing
Basis
7 Arrangement for Mgmt For For For
Payment for the
Transaction
8 Arrangement for the Mgmt For For For
Profits and Losses
During the
Transitional
Period
9 Transfer of the Mgmt For For For
Ownership of
Underlying
Assets
10 Employee Placement Mgmt For For For
11 Performance Mgmt For For For
Commitments and
Compensation and
Reward
Arrangement
12 The Valid Period of Mgmt For For For
the
Resolution
13 Evaluation Report Mgmt For For For
Related to the Major
Assets
Purchase
14 Independence of the Mgmt For For For
Evaluation
Institution,
Rationality of the
Evaluation
Hypothesis,
Correlation between
the Evaluation Method
and Evaluation
Purpose, and Fairness
of the Evaluated
Price
15 Conditional Agreement Mgmt For For For
on Major Assets
Purchase and
Conditional Agreement
on Profit Forecast
and Compensation to
be
Signed
16 Report (Draft) on the Mgmt For For For
Connected Transaction
Regarding Major
Assets Purchase and
Its
Summary
17 The Major Assets Mgmt For For For
Restructuring is in
Compliance
with
Article 4 of the
Provisions on Several
Issues Concerning the
Regulation of Major
Assets Restructuring
of
Listed
Companies
18 The Relevant Parties Mgmt For For For
of the Major Assets
Restructuring are
Qualified to
Participate in the
Major Assets
Restructuring to
Article 13 of the
Provisional
Regulations
on Enhancing
Supervision on
Abnormal Stock
Trading
Regarding Major Assets
Restructuring of
Listed
Companies
19 Completeness and Mgmt For For For
Compliance of the
Legal Procedure of
the Transaction, and
Validity of the Legal
Documents
Submitted
20 Risk Warning on Mgmt For For For
Diluted Immediate
Return After the
Major Assets
Restructuring And
Filling
Measures
21 Full Authorization to Mgmt For For For
the Board to Handle
matters
Regarding the Major
Assets
Restructuring
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 06/05/2020 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alexey A. Mgmt For For For
Mordashov
3 Elect Alexander A. Mgmt For For For
Shevelev
4 Elect Alexey G. Mgmt For For For
Kulichenko
5 Elect Andrey A. Mitukov Mgmt For For For
6 Elect Agnes A. Ritter Mgmt For For For
7 Elect Philip J. Dayer Mgmt For For For
8 Elect Alun D. Bowen Mgmt For For For
9 Elect Sakari V. Mgmt For For For
Tamminen
10 Elect Vladimir A. Mau Mgmt For For For
11 Elect Alexander A. Mgmt For Against Against
Auzan
12 Allocation of Mgmt For For For
Profits/Dividends
(FY2019)
13 Interim Dividend Mgmt For For For
(1Q2020)
14 Appointment of Auditor Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 09/06/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1H2019)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 11/22/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2019)
________________________________________________________________________________
Pearl Abyss Corp.
Ticker Security ID: Meeting Date Meeting Status
263750 CINS Y6803R109 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect HAN Jung Hyeon Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Corporate Auditors's Mgmt For For For
Fees
________________________________________________________________________________
Pegatron Corp.
Ticker Security ID: Meeting Date Meeting Status
4938 CINS Y6784J100 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Employee Restricted Mgmt For For For
Shares
Plan
________________________________________________________________________________
Pepkor Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
PPH CINS S60064102 03/11/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Re-elect Jayendra Mgmt For For For
Naidoo
3 Re-elect Stephanus Mgmt For For For
(Steve) H.
Muller
4 Re-elect Fagmeedah Mgmt For For For
Petersen-Cook
5 Ratification of Mgmt For For For
Appointment of
Theodore L. R. de
Klerk
6 Election of Audit and Mgmt For For For
Risk Committee Member
(Johann
Cilliers)
7 Election of Audit and Mgmt For For For
Risk Committee Member
(Fagmeedah
Petersen-Cook)
8 Election of Audit and Mgmt For For For
Risk Committee Member
(Steve
Muller)
9 Appointment of Auditor Mgmt For For For
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Implementation
Report
13 Amendment to the Mgmt For For For
Executive Share
Rights
Scheme
14 Board Chair Mgmt For For For
15 Lead Independent Mgmt For For For
Director
16 Board Members Mgmt For For For
17 Audit and Risk Mgmt For For For
Committee
Chair
18 Audit and Risk Mgmt For For For
Committee
Member
19 Human Resources and Mgmt For For For
Remuneration
Committee
Chair
20 Human Resources and Mgmt For For For
Remuneration
Committee
Member
21 Social and Ethics Mgmt For For For
Committee
Chair
22 Social and Ethics Mgmt For For For
Committee
Member
23 Nomination Committee Mgmt For For For
Chair
24 Nomination Committee Mgmt For For For
Member
25 Special Meetings Rate Mgmt For For For
(per
hour)
26 Approve Financial Mgmt For For For
Assistance (Section
45)
27 Approve Financial Mgmt For For For
Assistance (Section
44)
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Reappointment Of Audit Mgmt For For For
Firm
7 Entrusted Wealth Mgmt For For For
Management With Idle
Proprietary
Funds
8 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
9 2020 Application for Mgmt For For For
Credit Line by the
Company and
Subsidiaries and
Provision of
Guarantee
10 Increase of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
11 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Share Cancellation
After 2018 Share
Repurchase, Decrease
of Registered Capital
and Amendments to the
Articles of
Association
12 Elect FENG Zhiming Mgmt For Against Against
13 Elect ZHANG Dan Mgmt For Against Against
________________________________________________________________________________
Perusahaan Gas Negara (PGN)
Ticker Security ID: Meeting Date Meeting Status
PGAS CINS Y7136Y118 01/21/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Perusahaan Gas Negara (PGN)
Ticker Security ID: Meeting Date Meeting Status
PGAS CINS Y7136Y118 05/15/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
7 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Perusahaan Gas Negara (PGN)
Ticker Security ID: Meeting Date Meeting Status
PGAS CINS Y7136Y118 08/30/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Results of Operations Mgmt For For For
2 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Petrobras Distribuidora S.A.
Ticker Security ID: Meeting Date Meeting Status
BRDT3 CINS P1904D109 09/18/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr For For For
Regarding Removal of
Members of the Board
of Directors and
Supervisory
Council
2 Request Cumulative Mgmt N/A Abstain N/A
Voting
3 Elect Edy Luiz Kogut Mgmt For For For
4 Elect Alexandre Firme Mgmt For For For
Carneiro
5 Elect Maria Carolina Mgmt For For For
Ferreira
Lacerda
6 Elect Carlos Augusto Mgmt For For For
Leone
Piani
7 Elect Claudio Roberto Mgmt For For For
Ely
8 Elect Leonel Dias de Mgmt For For For
Andrade
Neto
9 Elect Matheus Affonso Mgmt For For For
Bandeira
10 Elect Pedro Santos Mgmt For For For
Ripper
11 Elect Ricardo Carvalho Mgmt For For For
Maia
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Edy Luiz
Kogut
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alexandre
Firme
Carneiro
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Maria
Carolina
Lacerda
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Carlos
Augusto Leone
Piani
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Claudio
Roberto
Ely
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Leonel Dias
de Andrade
Neto
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Mateus
Affonso
Bandeira
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Pedro Santos
Ripper
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Carvalho
Maia
23 Election of Mgmt N/A Against N/A
Supervisory
Council
24 Elect Edy Luiz Kogut Mgmt N/A Abstain N/A
as Board
Chair
25 Elect Alexandre Firme Mgmt N/A Abstain N/A
Carneiro as Board
Chair
26 Elect Maria Carolina Mgmt N/A Abstain N/A
Lacerda as Board
Chair
27 Elect Carlos Augusto Mgmt N/A Abstain N/A
Leone Piani as Board
Chair
28 Elect Claudio Roberto Mgmt N/A Abstain N/A
Ely as Board
Chair
29 Elect Leonel Dias de Mgmt N/A Abstain N/A
Andrade Neto as Board
Chair
30 Elect Mateus Affonso Mgmt N/A Abstain N/A
Bandeira as Board
Chair
31 Elect Pedro Santos Mgmt N/A Abstain N/A
Ripper as Board
Chair
32 Elect Ricardo Carvalho Mgmt N/A Abstain N/A
Maia as Board
Chair
33 Shareholder Proposal ShrHoldr For Against Against
Regarding Revision of
Remuneration
Policy
34 Non-Voting Meeting Note N/A N/A N/A N/A
35 Non-Voting Meeting Note N/A N/A N/A N/A
36 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CINS P78331132 03/04/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Merger by Absorption Mgmt For For For
(Ratification of
Appointment of
Appraiser; Valuation
Report; Merger
Agreement; Merger by
Absorption -
Petrobras Negocios
Eletronicos S.A.;
Authorization of
Legal
Formalities)
5 Amendments to Articles Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Maria Claudia Mgmt For For For
Guimaraes
8 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CINS P78331132 08/09/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Directors Mgmt For For For
3 Delisting from the Mgmt For For For
BYMA Stock
Exchange
4 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CINS P78331132 09/30/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger by Absorption Mgmt For For For
(Petrobras Logistica
de Gas
S.A.)
3 Amendments to Articles Mgmt For For For
4 Ratify Updated Global Mgmt For For For
Remuneration
Amount
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petronas Chemicals Group Berhad
Ticker Security ID: Meeting Date Meeting Status
PCHEM CINS Y6811G103 06/16/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Md. Arif Mahmood Mgmt For For For
2 Elect TOH Ah Wah Mgmt For For For
3 Elect YEOH Siew Ming Mgmt For For For
4 Elect Ilias Mohd Idris Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Petronas Dagangan Berhad
Ticker Security ID: Meeting Date Meeting Status
PETD CINS Y6885A107 06/10/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nirmala Doraisamy Mgmt For For For
2 Elect Azrul Osman Rani Mgmt For For For
3 Elect Shafie Shamsuddin Mgmt For For For
4 Elect Alvin Micheal Mgmt For For For
Hew Thai
Kheam
5 Directors' Fees and Mgmt For For For
Allowance
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Increase Board Size Mgmt For For For
________________________________________________________________________________
Petronas Gas Berhad
Ticker Security ID: Meeting Date Meeting Status
PETGAS CINS Y6885J116 06/25/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Halim bin Mgmt For For For
Mohyiddin
2 Elect Emeliana Dallan Mgmt For For For
Rice-Oxley
3 Elect Adif Zulkifli Mgmt For For For
4 Elect Marina Md Taib Mgmt For For For
5 Directors' Fees and Mgmt For For For
Allowances
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Petronet LNG Limited
Ticker Security ID: Meeting Date Meeting Status
PETRONET CINS Y68259103 08/27/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect M. M. Kutty Mgmt For For For
5 Elect Shashi Shanker Mgmt For Against Against
6 Elect Rajkumar Mgmt For For For
Duraiswamy
7 Elect Sanjiv Singh Mgmt For For For
8 Elect Sunil Kumar Mgmt For For For
Srivastava
9 Elect Siddhartha Mgmt For For For
Shekhar
Singh
10 Elect Arun Kumar Mgmt For For For
11 Authority to Set Cost Mgmt For For For
Auditors
Fees
12 Related Party Mgmt For Against Against
Transactions
13 Related Party Mgmt For Against Against
Transactions
14 Amendments to Mgmt For For For
Memorandum of
Association
15 Amendments to Articles Mgmt For Against Against
of
Association
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PGE Polska Grupa Energetyczna SA
Ticker Security ID: Meeting Date Meeting Status
PGE CINS X6447Z104 06/26/2020 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Withdrawal from the Mgmt For For For
Election of Scrutiny
Commission
7 Financial Statements Mgmt For For For
8 Financial Statements Mgmt For For For
(Consolidated)
9 Management Board Report Mgmt For For For
10 Coverage of Losses Mgmt For For For
11 Authority for PGE Mgmt For For For
Systemy S.A. to Amend
its Articles of
Association
12 Remuneration Policy Mgmt For For For
13 Ratification of Mgmt For For For
Management and
Supervisory Board
Acts
14 Shareholder Proposal ShrHoldr For Against Against
Regarding Amendments
to
Articles
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PGE Polska Grupa Energetyczna SA
Ticker Security ID: Meeting Date Meeting Status
PGE CINS X6447Z104 12/02/2019 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Withdrawal from the Mgmt For For For
Election of Scrutiny
Commission
7 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Management
Board Remuneration
Policy
8 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Supervisory
Board Remuneration
Policy
9 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Coverage of
Meeting
Costs
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Phison Electronics Corp.
Ticker Security ID: Meeting Date Meeting Status
8299 CINS Y7136T101 06/03/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect PAN Chiencheng Mgmt For For For
4 Elect OU YANG Chih Mgmt For For For
kuang
5 Elect KUANG Tsung Hung Mgmt For For For
6 Elect HSU Chih jen Mgmt For For For
7 Elect YANG Chun Yung Mgmt For For For
8 Elect HIROTO Nakai Mgmt For For For
9 Elect WANG ChenWei Mgmt For For For
10 Elect CHUANG Wen chiu Mgmt For For For
11 Elect HUANG Yu lun Mgmt For For For
12 Private Placement Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 01/24/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Retained Mgmt For For For
Earnings/Dividends
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/22/2020 Take No Action
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For TNA N/A
2 Financial Statements Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Elect Igor Antoshin Mgmt N/A TNA N/A
6 Elect Irina G. Bokova Mgmt N/A TNA N/A
7 Elect Andrey A. Guryev Mgmt N/A TNA N/A
8 Elect Andrey G. Guryev Mgmt N/A TNA N/A
9 Elect Sven Ombudstvedt Mgmt N/A TNA N/A
10 Elect Roman V. Osipov Mgmt N/A TNA N/A
11 Elect Nataliya Mgmt N/A TNA N/A
Pashkevich
12 Elect Sergey A. Pronin Mgmt N/A TNA N/A
13 Elect James B. Rogers, Mgmt N/A TNA N/A
Jr.
14 Elect Ivan I. Rodionov Mgmt N/A TNA N/A
15 Elect Xavier Rolet Mgmt N/A TNA N/A
16 Elect Marcus J. Rhodes Mgmt N/A TNA N/A
17 Elect Mikhail K. Mgmt N/A TNA N/A
Rybnikov
18 Elect Sergey Sereda Mgmt N/A TNA N/A
19 Elect Alexey Sirotenko Mgmt N/A TNA N/A
20 Elect Alexander F. Mgmt N/A TNA N/A
Sharabaiko
21 Elect Andrey V. Mgmt N/A TNA N/A
Sharonov
22 Directors' Fees Mgmt For TNA N/A
23 Elect Ekaterina V. Mgmt For TNA N/A
Viktorova
24 Elect Elena Yu. Mgmt For TNA N/A
Kryuchkova
25 Elect Olga Yu. Lizunova Mgmt For TNA N/A
26 Appointment of Auditor Mgmt For TNA N/A
27 Related Party Mgmt For TNA N/A
Transactions
28 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 06/19/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Retained Mgmt For For For
Earnings/Dividends
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 10/04/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Retained Mgmt For For For
Earnings/Dividends
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PICC Property & Casualty Company Limited
Ticker Security ID: Meeting Date Meeting Status
2328 CINS Y6975Z103 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect JIANG Caishi as Mgmt For For For
an Executive
Director
4 Elect ZHANG Xiaoli as Mgmt For For For
a
Supervisor
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Directors' Fees Mgmt For For For
10 Supervisors' Fees Mgmt For For For
11 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
12 Performance Report of Mgmt For For For
Independent
Directors
13 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
Pick N Pay Stores Limited
Ticker Security ID: Meeting Date Meeting Status
PIK CINS S60947108 07/30/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Hugh S. Herman Mgmt For For For
3 Elect Jeffrey (Jeff) Mgmt For For For
van
Rooyen
4 Elect David Friedland Mgmt For For For
5 Elect Suzanne Mgmt For For For
Ackerman-Berman
6 Elect Jonathan Ackerman Mgmt For For For
7 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Jeff van
Rooyen)
8 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Hugh
Herman)
9 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Audrey
Mothupi)
10 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(David
Friedland)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Implementation
Report
13 Approve NEDs' Fees Mgmt For For For
14 Approve Financial Mgmt For For For
Assistance (Related
or Inter-Related
Companies)
15 Approve Financial Mgmt For For For
Assistance
(Persons)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Pidilite Industries Limited
Ticker Security ID: Meeting Date Meeting Status
PIDILITIND CINS Y6977T139 08/06/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Apurva N. Parekh Mgmt For For For
4 Elect Narendrakumar K. Mgmt For For For
Parekh
5 Elect Bansidhar S. Mgmt For For For
Mehta
6 Elect Uday C. Khanna Mgmt For For For
7 Elect Meera Shankar Mgmt For For For
8 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
________________________________________________________________________________
Ping An Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000001 CINS Y6896T103 05/14/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report of Mgmt For For For
the Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Report
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Connected Mgmt For Against Against
Transactions Results
and Report on the
Implementation of
Connected
Transactions
Management
System
7 2020 Reappointment of Mgmt For For For
Audit
Firm
8 Composition Of The Mgmt For For For
Supervisory
Committee
9 Elect CHE Baoguo Mgmt For For For
10 Elect WANG Chunhan Mgmt For For For
11 Elect WANG Songqi Mgmt For For For
12 Elect HAN Xiaojing Mgmt For For For
________________________________________________________________________________
Ping An Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000001 CINS Y6896T103 11/07/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2 Elect XIE Yonglin Mgmt For For For
3 Elect CHEN Xinying Mgmt For For For
4 Elect YAO Bo Mgmt For For For
5 Elect YE Sulan Mgmt For For For
6 Elect CAI Fangfang Mgmt For For For
7 Elect GUO Jian Mgmt For For For
8 Elect HU Yuefei Mgmt For For For
9 Elect YANG Zhiqun Mgmt For For For
10 Elect GUO Shibang Mgmt For For For
11 Elect XIANG Youzhi Mgmt For For For
12 Elect GUO Tianyong Mgmt For For For
13 Elect YANG Rusheng Mgmt For For For
14 Elect YANG Jun Mgmt For For For
15 Elect LI Jiashi Mgmt For For For
16 Elect AI Chunrong Mgmt For For For
17 Elect CAI Hongbin Mgmt For For For
18 Issuance Of Financial Mgmt For For For
Bonds
________________________________________________________________________________
Ping An Healthcare And Technology Company Limited
Ticker Security ID: Meeting Date Meeting Status
1833 CINS G71139102 04/21/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect WANG Tao Mgmt For For For
5 Elect TAN Sin Yin Mgmt For For For
6 Elect LIN Lijun Mgmt For For For
7 Elect PAN Zhongwu Mgmt For For For
8 Elect TANG Yunwei Mgmt For For For
9 Elect GUO Tianyong Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790106 04/09/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report 2019 Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Report of Independent Mgmt For For For
Non-Executive
Directors'
Performance
10 Authority to Issue Mgmt For For For
Debt
Instruments
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Amendments to Articles Mgmt For For For
13 Elect LU Min Mgmt For For For
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790114 04/09/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report 2019 Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Report of Independent Mgmt For For For
Non-Executive
Directors'
Performance
8 Authority to Issue Mgmt For For For
Debt
Instruments
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Amendments to Articles Mgmt For For For
11 Elect LU Min Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790106 12/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect XIE Yonglin Mgmt For For For
3 Elect TAN Sin Yin Mgmt For For For
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790114 12/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XIE Yonglin Mgmt For For For
2 Elect TAN Sin Yin Mgmt For For For
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Piramal Enterprises Ltd
Ticker Security ID: Meeting Date Meeting Status
PEL CINS Y6941N101 02/13/2020 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture of Mgmt For For For
Healthcare Insights
and Analytics
Business
________________________________________________________________________________
Piramal Enterprises Ltd
Ticker Security ID: Meeting Date Meeting Status
PEL CINS Y6941N101 07/30/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Swati A. Piramal Mgmt For For For
4 Elect Arundhati Mgmt For For For
Bhattacharya
5 Authority to Set Cost Mgmt For For For
Auditors'
Fees
6 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
________________________________________________________________________________
Piramal Enterprises Ltd
Ticker Security ID: Meeting Date Meeting Status
PEL CINS Y6941N101 11/25/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 06/23/2020 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Vagit Y. Mgmt For For For
Alekperov
4 Elect Victor V. Mgmt For For For
Blazheev
5 Elect Toby T. Gati Mgmt For For For
6 Elect Ravil U. Maganov Mgmt For For For
7 Elect Roger Munnings Mgmt For For For
8 Elect Nikolai M. Mgmt For For For
Nikolaev
9 Elect Pavel Teplukhin Mgmt For For For
10 Elect Leonid A. Fedun Mgmt For For For
11 Elect Lyubov N. Khoba Mgmt For For For
12 Elect Sergei D. Mgmt For For For
Shatalov
13 Elect Wolfgang Schussel Mgmt For For For
14 Directors' Fees Mgmt For For For
(FY2019)
15 Directors' Fees Mgmt For For For
(FY2020)
16 Appointment of Auditor Mgmt For For For
17 D&O Insurance Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 12/03/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2019)
2 Directors' Fees Mgmt For For For
3 Audit Commission Fees Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Early Termination of Mgmt For For For
Audit Commission
Powers
6 Amendments to General Mgmt For For For
Meeting
Regulations
7 Amendments to Board of Mgmt For For For
Directors
Regulations
8 Amendments to Mgmt For For For
Management Board
Regulations
9 Discontinuance of Mgmt For For For
Audit Commission
Regulations
10 Authority to Mgmt For For For
Repurchase
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Polyus
Ticker Security ID: Meeting Date Meeting Status
PLZL CINS 73181M117 06/22/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Private Placement Mgmt For For For
________________________________________________________________________________
PJSC Polyus
Ticker Security ID: Meeting Date Meeting Status
PLZL CINS 73181M117 09/30/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1H2019)
2 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Surgutneftegas
Ticker Security ID: Meeting Date Meeting Status
SNGS CINS 868861204 06/30/2020 Take No Action
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Annual Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Audit Commission Fees Mgmt For TNA N/A
7 Non-Voting Agenda Item N/A N/A TNA N/A
8 Elect Alexander V. Mgmt N/A TNA N/A
Agaryov
9 Non-Voting Agenda Item N/A N/A TNA N/A
10 Elect Alexander N. Mgmt N/A TNA N/A
Bulanov
11 Elect Ivan K. Mgmt N/A TNA N/A
Dinichenko
12 Elect Valery N. Egorov Mgmt N/A TNA N/A
13 Elect Vladimir P. Mgmt N/A TNA N/A
Erokhin
14 Elect Vladislav B. Mgmt N/A TNA N/A
Konovalov
15 Elect Viktor M. Mgmt N/A TNA N/A
Krivosheyev
16 Elect Nikolay I. Mgmt N/A TNA N/A
Matveyev
17 Elect Georgy R. Mgmt N/A TNA N/A
Mukhamadeyev
18 Elect Ildus S. Usmanov Mgmt N/A TNA N/A
19 Elect Viktor A. Mgmt N/A TNA N/A
Tchashchin
20 Elect Valentina V. Mgmt For TNA N/A
Musikhina
21 Elect Tamara F. Oleynik Mgmt For TNA N/A
22 Elect Lyudmila A. Mgmt For TNA N/A
Prishchepova
23 Appointment of Auditor Mgmt For TNA N/A
________________________________________________________________________________
PJSC Tatneft
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 06/17/2020 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Fanil A. Mgmt For For For
Agliullin
6 Elect Radik R. Mgmt For For For
Gaizatullin
7 Elect Laszlo Gerecs Mgmt For For For
8 Elect Larisa Y. Mgmt For For For
Glukhova
9 Elect Yuri L. Levin Mgmt For For For
10 Elect Nail U. Maganov Mgmt For For For
11 Elect Rafail S. Mgmt For For For
Nurmukhametov
12 Elect Rinat K. Sabirov Mgmt For For For
13 Elect Valery Y. Sorokin Mgmt For For For
14 Elect Nurislam Z. Mgmt For For For
Subayev
15 Elect Shafagat F. Mgmt For For For
Takhautdinov
16 Elect Rustam K. Mgmt For For For
Khalimov
17 Elect Rais S. Khisamov Mgmt For For For
18 Elect Rene F. Steiner Mgmt For For For
19 Elect Ksenia G. Mgmt For For For
Borzunova
20 Elect Azat D. Galeyev Mgmt For For For
21 Elect Guzel R. Mgmt For For For
Gilfanova
22 Elect Salavat G. Mgmt For For For
Zalyaev
23 Elect Venera G. Kuzmina Mgmt For For For
24 Elect Liliya R. Mgmt For For For
Rakhimzyanova
25 Elect Nazilya R. Mgmt For For For
Farkhutdinova
26 Elect Ravil A. Mgmt For For For
Sharifullin
27 Appointment of Auditor Mgmt For For For
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Tatneft
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 09/13/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(1H2019)
________________________________________________________________________________
PJSC Tatneft
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 12/19/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
(3Q2019)
________________________________________________________________________________
PLDT Inc
Ticker Security ID: Meeting Date Meeting Status
TEL CINS Y7072Q103 06/09/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Call To Order Mgmt For For For
2 Notice of Quorum Mgmt For For For
3 President's Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Elect Bernido H Liu Mgmt For For For
6 Elect Artemio V. Mgmt For For For
Panganiban
7 Elect Pedro E. Roxas Mgmt For For For
8 Elect Manuel L. Argel, Mgmt For For For
Jr.
9 Elect Helen Y. Dee Mgmt For For For
10 Elect Ray C. Espinosa Mgmt For For For
11 Elect James L. Go Mgmt For For For
12 Elect Shigeki Hayashi Mgmt For For For
13 Elect Junichi Igarashi Mgmt For For For
14 Elect Manuel V. Mgmt For Against Against
Pangilinan
15 Elect Ma. Lourdes C. Mgmt For For For
Rausa-Chan
16 Elect Albert F. del Mgmt For For For
Rosario
17 Elect Marife B. Zamora Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 03/25/2020 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Election of Presiding Mgmt For For For
Chair
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Attendance List Mgmt For For For
5 Agenda Mgmt For For For
6 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Amendments
to
Articles
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 06/24/2020 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Financial Statements Mgmt For For For
8 Accounts and Reports Mgmt For For For
(Consolidated)
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Changes to Supervisory Mgmt For Against Against
Board
Composition
12 Allocation of Mgmt For For For
Profits/Dividends
13 Remuneration Policy Mgmt For Against Against
14 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Amendments
to
Articles
15 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 08/21/2019 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Attendance List Mgmt For For For
7 Agenda Mgmt For For For
8 Authority to Mgmt For For For
Participate in the
Share Capital
Increase of PGNiG
Upstream Norway
AS
9 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Amendments
to
Articles
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy Orlen S.A.
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 03/05/2020 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Supervisory Board Size Mgmt For For For
8 Shareholder Proposal ShrHoldr For Against Against
Regarding Changes to
the Supervisory Board
Composition
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy Orlen S.A.
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 06/05/2020 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Election of Presiding Mgmt For For For
Chair
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Agenda Mgmt For For For
5 Election of Scrutiny Mgmt For For For
Commission
6 Presentation of Mgmt For For For
Management Board
Report
7 Presentation of Mgmt For For For
Financial Statements
and Allocation of
Profit
8 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Presentation of Report Mgmt For For For
on Selected
Operational
Expenses
11 Management Board Report Mgmt For For For
12 Financial Statements Mgmt For For For
13 Financial Statements Mgmt For For For
(Consolidated)
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Mgmt For For For
Management Board
Acts
16 Ratification of Mgmt For For For
Supervisory Board
Acts
17 Remuneration Policy Mgmt For For For
18 Amendments to Mgmt For Against Against
Articles/Uniform Text
of
Articles
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Poly Developments and Holdings Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600048 CINS Y7000Q100 05/07/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Investment Plan Mgmt For For For
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For Against Against
Guarantees
9 Application for a Loans Mgmt For For For
10 Related Party Mgmt For For For
Transactions
11 Authority to Issue Mgmt For For For
Mid-term
Notes
12 Purchase of Liability Mgmt For Against Against
Insurance for
Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
Poly Developments and Holdings Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600048 CINS Y7000Q100 10/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Handling Relevant Mgmt For For For
Business With A
Company
2 Elect SONG Guangju Mgmt For For For
3 Elect ZHANG Zhengao Mgmt For For For
4 Elect FU Junyuan Mgmt For For For
5 Elect ZHANG Wanshun Mgmt For For For
6 Elect LIU Ping Mgmt For For For
7 Elect XING Yi Mgmt For For For
8 Elect ZHU Zhengfu Mgmt For For For
9 Elect LI Fei Mgmt For For For
10 Elect DAI Deming Mgmt For For For
11 Elect FU Jun Mgmt For Against Against
12 Elect LIU Juncai Mgmt For Against Against
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 04/27/2020 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Final Dividend Mgmt For For For
5 Elect Italia Boninelli Mgmt For For For
6 Elect Victor Flores Mgmt For For For
7 Elect Andrea Abt Mgmt For For For
8 Elect Ian D. Cockerill Mgmt For For For
9 Elect Vitaly N. Nesis Mgmt For For For
10 Elect Konstantin Mgmt For For For
Yanakov
11 Elect Tracey Kerr Mgmt For For For
12 Elect Giacomo Baizini Mgmt For For For
13 Elect Manuel Lino S. Mgmt For For For
De
Sousa-Oliveira
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Porto Seguro S.A.
Ticker Security ID: Meeting Date Meeting Status
PSSA3 CINS P7905C107 03/31/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Capitalization of Mgmt For For For
Reserves w/o Bonus
Share
Isuance
5 Amendments to Article Mgmt For For For
2 (Registered
Address)
6 Amendments to Articles Mgmt For For For
(Board
Independence)
7 Amendments to Articles Mgmt For For For
(Management)
8 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Porto Seguro S.A.
Ticker Security ID: Meeting Date Meeting Status
PSSA3 CINS P7905C107 03/31/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Distribution of
Interest on
Capital
5 Interest on Capital Mgmt For For For
and Dividend
Distribution Payment
Date
6 Board Size Mgmt For For For
7 Request Separate Mgmt N/A Against N/A
Election for Board
Members
8 Election of Directors Mgmt For For For
9 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Bruno Campos
Garfinkel
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marco
Ambrogio Crespi
Bonomi
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ana Luzia
Campos
Garfinkel
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcio de
Andrade
Schettini
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Pedro Luiz
Cerize
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Paulo Sergio
Kakinoff
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Patricia
Maria Muratori
Calfat
19 Request Separate Mgmt N/A Against N/A
Election for Board
Members
20 Remuneration Policy Mgmt For For For
21 Request Establishment Mgmt N/A Against N/A
of Supervisory
Council
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CINS Y70750115 03/27/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
3 Elect CHANG In Hwa Mgmt For For For
4 Elect CHON Jung Son Mgmt For For For
5 Elect KIM Hag Dong Mgmt For For For
6 Elect JEONG Tak Mgmt For For For
7 Elect JANG Seung Hwa Mgmt For For For
8 Election of Audit Mgmt For For For
Committee Member:
PARK Heui
Jae
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
Posco Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
003670 CINS Y70754109 03/30/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect MIN Kyung Joon Mgmt For For For
4 Elect KANG Deuk Sang Mgmt For For For
5 Elect JUNG Seok Mo Mgmt For For For
6 Elect YOO Kye Hyun Mgmt For For For
7 Elect JEON Young Soon Mgmt For For For
8 Election of Corporate Mgmt For For For
Auditor
9 Directors' Fees Mgmt For For For
10 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Posco International Corporation
Ticker Security ID: Meeting Date Meeting Status
047050 CINS Y1911C102 03/30/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect JOO Si Bo Mgmt For For For
3 Elect NHO Min Yong Mgmt For For For
4 Election of Mgmt For For For
Non-executive
Director: JEONG
Tak
5 Elect HONG Jong Ho Mgmt For For For
6 Elect SHIM In Sook Mgmt For For For
7 Election Of Audit Mgmt For For For
Committee Member:
Hong Jong
Ho
8 Election of Audit Mgmt For For For
Committee Member:
SHIM In
Sook
9 Directors' Fees Mgmt For For For
10 Spin-off Mgmt For For For
________________________________________________________________________________
Postal Savings Bank Of China Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1658 CINS Y6987V108 03/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
of
Association
3 Elect Guo Xinshuang Mgmt For For For
4 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholder
Meetings
5 Amendments to Mgmt For Against Against
Procedural Rules of
Board
Meetings
________________________________________________________________________________
Postal Savings Bank Of China Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1658 CINS Y6987V108 05/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2020 Asset Investment Mgmt For For For
Budget
8 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
9 Remuneration Plan for Mgmt For For For
INEDs
10 Remuneration Plan for Mgmt For For For
External
Supervisors
11 2020 External Mgmt For For For
Donations
Limit
12 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For For For
Write Down Updated
Capital
Bond
________________________________________________________________________________
Postal Savings Bank Of China Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1658 CINS Y6987V108 10/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect ZHANG Xuewen Mgmt For For For
3 Elect YAO Hong Mgmt For For For
4 Elect FU Tingmei Mgmt For For For
5 Elect WEN Tiejun Mgmt For For For
6 Elect Timpson CHUNG Mgmt For For For
Shui
Ming
7 Elect PAN Yingli Mgmt For For For
8 Elect CHEN Yuejun as Mgmt For For For
Supervisor
9 Elect LI Yujie as Mgmt For For For
Supervisor
10 Elect ZHAO Yongxiang Mgmt For For For
as
Supervisor
11 Elect WU Yu as Mgmt For For For
Supervisor
12 Elect BAI Jianjun as Mgmt For For For
Supervisor
13 Elect CHEN Shimin as Mgmt For For For
Supervisor
14 2018 Remuneration Mgmt For For For
Settlement Plan for
Directors
15 2018 Remuneration Mgmt For For For
Settlement Plan for
Supervisors
16 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Pou Chen Corporation
Ticker Security ID: Meeting Date Meeting Status
9904 CINS Y70786101 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts, Reports and Mgmt For For For
Allocation of
Profits/Dividends
2 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
________________________________________________________________________________
Power Construction Corporation of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
601669 CINS Y7999Z103 05/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Preferred Share Mgmt For For For
Dividend Distribution
Plan: CNY 5 Per
Share:
8 Redemption Of Mgmt For For For
Preferred
Shares
9 2020 Financial Budget Mgmt For For For
10 2020 Investment Plan Mgmt For For For
11 2020 Guarantee Plan Mgmt For Against Against
12 2020 Financing Budget Mgmt For For For
13 2020 Continuing Mgmt For For For
Connected
Transactions Plan and
the Continuing
Connected
Transactions
Agreement to Be
Signed
14 Appointment Of 2020 Mgmt For For For
Financial And
Internal Control
Audit
Firm
15 2020 Issuance Of Mgmt For For For
Asset-Backed
Securities, And
Credit
Enhancement
16 Extension of the Valid Mgmt For For For
Period of the
Authorization to the
Board to Decide on
the Issuance of Debt
Financing
Instruments
17 2019 Remuneration For Mgmt For For For
Directors And 2020
Remuneration
Plan
18 2019 Remuneration For Mgmt For For For
Supervisors And 2020
Remuneration
Plan
19 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
20 Elect DING Yanzhang Mgmt For For For
________________________________________________________________________________
Power Grid Corporation of India Limited
Ticker Security ID: Meeting Date Meeting Status
POWERGRID CINS Y7028N105 08/27/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ravi P. Singh Mgmt For Against Against
5 Authority to Set Mgmt For For For
Auditors'
Fees
6 Elect Rajeev Kumar Mgmt For For For
Chauhan
7 Elect Jagdish I. Patel Mgmt For For For
8 Elect M. N. Venkatesan Mgmt For For For
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Powertech Technology Inc.
Ticker Security ID: Meeting Date Meeting Status
6239 CINS Y7083Y103 05/28/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
4 Elect TSAI Du-Kung Mgmt For For For
5 Elect HUNG Jia-Yu Mgmt For For For
6 Elect LEU Jhao-Siang Mgmt For For For
7 Elect KOGUCHI Shigeo Mgmt For For For
8 Elect WU Dephne Mgmt For For For
9 Elect HSIEH Boris Mgmt For For For
10 Elect HARA Kenjiro Mgmt For For For
11 Elect CHENG Wan-Lai Mgmt For For For
12 Elect LEE Pei-Ing Mgmt For For For
13 Elect CHANG Morgan Mgmt For For For
14 Elect CHEN Jui-Tsung Mgmt For For For
15 Non-compete Mgmt For For For
Restriction for
Directors
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Powszechna Kasa Oszczednosci Bank Polski SA
Ticker Security ID: Meeting Date Meeting Status
PKO CINS X6919X108 09/17/2019 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to
Articles
7 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendment
to Management
Remuneration
Policy
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendment
to Supervisory Board
Remuneration
Policy
9 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Supervisory Board
Regulations
10 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Changes to
the Supervisory Board
Composition
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Powszechny Zaklad Ubezpieczen SA
Ticker Security ID: Meeting Date Meeting Status
PZU CINS X6919T107 05/26/2020 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Election of Presiding Mgmt For For For
Chair
3 Compliance with Rules Mgmt For For For
of
Convocation
4 Agenda Mgmt For For For
5 Presentation of Mgmt For For For
Financial
Statements
6 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
7 Presentation of Mgmt For For For
Management Board
Report and Report on
Non-Financial
Information
8 Presentation of Mgmt For For For
Supervisory Board
Reports
9 Presentation of Mgmt For For For
Supervisory Board
Report on its
Activities
10 Presentation of Mgmt For For For
Management Board
Report on
Expenditures
11 Financial Statements Mgmt For For For
12 Financial Statements Mgmt For For For
(Consolidated)
13 Management Board Report Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratify Aleksandra Mgmt For For For
Agatowska
16 Ratify Adam Brzozowski Mgmt For For For
17 Ratify Roger Hodgkiss Mgmt For For For
18 Ratify Marcin Eckert Mgmt For For For
19 Ratify Elzbieta Mgmt For For For
Hauser-Schoneich
20 Ratify Tomasz Kulik Mgmt For For For
21 Ratify Maciej Mgmt For For For
Rapkiewicz
22 Ratify Malgoorzata Mgmt For For For
Sadurska
23 Ratify Pawel Surowka Mgmt For For For
24 Ratify Marcin Mgmt For For For
Chludzinski
25 Ratify Pawel Gorecki Mgmt For For For
26 Ratify Agata Gornicka Mgmt For For For
27 Ratify Robert Mgmt For For For
Jastzebski
28 Ratify Tomasz Kuczur Mgmt For For For
29 Ratify Katarzyna Mgmt For For For
Lewandowska
30 Ratify Maciej Lopinski Mgmt For For For
31 Ratify Elibieta Mgmt For For For
Maczynska-Ziemacka
32 Ratify Alojzy Nowak Mgmt For For For
33 Ratify Krzystof Opolski Mgmt For For For
34 Ratify Robert Snitko Mgmt For For For
35 Ratify Maciej Mgmt For For For
Zaborowski
36 Removal of Supervisory Mgmt For Against Against
Board
Member
37 Appointment of Mgmt For Against Against
Supervisory Board
Member
38 Amendments to Articles Mgmt For For For
(General Meeting and
Supervisory Board
Role)
39 Amendments to Articles Mgmt For For For
(Calculation of Value
of Service
Agreements)
40 Amendments to Articles Mgmt For For For
(Management Board
Reports)
41 Amendments to Article Mgmt For For For
(Requirements of Act
on Public Offerings
and Conditions for
Offering Financial
Instruments in an
Orginized Trading
System and on Public
Companies)
42 Amendments to Articles Mgmt For For For
(Corporate
Purpose)
43 Amendments to Articles Mgmt For For For
(Commercial Company
Code)
44 Remuneration Policy Mgmt For For For
45 Non-Voting Agenda Item N/A N/A N/A N/A
46 Non-Voting Meeting Note N/A N/A N/A N/A
47 Non-Voting Meeting Note N/A N/A N/A N/A
48 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Powszechny Zaklad Ubezpieczen SA
Ticker Security ID: Meeting Date Meeting Status
PZU CINS X6919T107 09/06/2019 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Amendments to Articles Mgmt For For For
(Supervisory Board
and General Meeting
Authority)
7 Amendments to Articles Mgmt For For For
(Management
Reports)
8 Amendments to Articles Mgmt For For For
(Management
Remuneration)
9 Amendments to Articles Mgmt For For For
(Disposal of
Assets)
10 Amendments to Articles Mgmt For For For
(Management Board
Size)
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PPB Group Berhad
Ticker Security ID: Meeting Date Meeting Status
PPB CINS Y70879104 06/12/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees for FY Mgmt For For For
2019
2 Directors' Benefits Mgmt For For For
for FY
2020
3 Elect OH Siew Nam Mgmt For For For
4 Elect LIM Soon Huat Mgmt For For For
5 Elect Ahmad Riza Basir Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Retention of Ahmad Mgmt For For For
Sufian Qurnain bin
Abdul Rashid as
Independent
Director
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Related Party Mgmt For For For
Transactions with
PGEO Group Sdn
Bhd
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
President Chain Store Corporation
Ticker Security ID: Meeting Date Meeting Status
2912 CINS Y7082T105 06/17/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
4 Release of Non-compete Mgmt For For For
Restrictions
________________________________________________________________________________
Press Metal Aluminium Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
PMETAL CINS Y7079E103 06/11/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees and Mgmt For For For
Benefits for FY
2020
2 Elect KOON Poh Tat Mgmt For For For
3 Elect KOON Poh Weng Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Retention of Abdul bin Mgmt For For For
Rahman Ahmad as
Independent
Director
7 Retention of LOO Lean Mgmt For For For
Hock as an
Independent
Director
8 Related Party Mgmt For For For
Transactions
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Promotora y Operadora de Infraestructura SAB de CV
Ticker Security ID: Meeting Date Meeting Status
PINFRA CINS P7925L103 10/31/2019 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For Against Against
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
PSG Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
PSG CINS S5959A107 07/26/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Zitulele (KK) Mgmt For For For
L.
Combi
2 Re-elect Francois J. Mgmt For For For
Gouws
3 Elect AM (Modi) Hlobo Mgmt For For For
4 Elect Audit and Risk Mgmt For For For
Committee Member
(Patrick
Burton)
5 Elect Audit and Risk Mgmt For For For
Committee Member (AM
(Modi)
Hlobo)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Bridgitte
Mathews)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Chris
Otto)
8 Appointment of Auditor Mgmt For For For
9 Approve Remuneration Mgmt For For For
Policy
10 Approve Remuneration Mgmt For For For
Implementation
Report
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approval of NEDs' Fees Mgmt For For For
13 Financial Assistance Mgmt For For For
(Section
45)
14 Financial Assistance Mgmt For For For
(Section
44)
15 Authority to Mgmt For For For
Repurchase
Shares
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Adaro Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
ADRO CINS Y7087B109 05/20/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Bank Central Asia Tbk
Ticker Security ID: Meeting Date Meeting Status
BBCA CINS Y7123P138 04/09/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Allocation of Interim Mgmt For For For
Dividends for Fiscal
Year
2020
7 Approval of Recovery Mgmt For For For
Plan
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 02/19/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 08/28/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Results of Operations Mgmt For For For
2 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 12/09/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 02/18/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Partnership and
Community Development
Program
Report
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 09/02/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Results of Operations Mgmt For For For
2 Approval of Recovery Mgmt For For For
Plan
3 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Tabungan Negara Persero
Ticker Security ID: Meeting Date Meeting Status
BBTN CINS Y71197100 03/12/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Approval of Updating Mgmt For For For
Recovery
Plan
6 Aproval of Change in Mgmt For Against Against
the Company's Pension
Fund Adequacy
Ratio
7 Approval of Use of Mgmt For For For
Proceed
Reports
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bank Tabungan Negara Persero
Ticker Security ID: Meeting Date Meeting Status
BBTN CINS Y71197100 08/29/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Evaluation of Mgmt For For For
Financial
Performance
2 Acquisition of PT Mgmt For Against Against
Sarana Papua
Ventura
3 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Tabungan Negara Persero
Ticker Security ID: Meeting Date Meeting Status
BBTN CINS Y71197100 11/27/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Resignation of Mgmt For For For
President
Director
________________________________________________________________________________
PT Barito Pacific Tbk
Ticker Security ID: Meeting Date Meeting Status
BRPT CINS Y71198124 07/19/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Split Mgmt For Against Against
________________________________________________________________________________
PT Bukit Asam Tbk
Ticker Security ID: Meeting Date Meeting Status
PTBA CINS Y8520P101 06/10/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Annual Report and Mgmt For For For
Partnership and
Community Development
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Amendments to Articles Mgmt For Against Against
7 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT HM Sampoerna Tbk
Ticker Security ID: Meeting Date Meeting Status
HMSP CINS Y7121Z146 05/18/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Election of Directors Mgmt For For For
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Jasa Marga (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
JSMR CINS Y71285103 06/11/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Use of Proceeds Mgmt For For For
7 Ratification of Mgmt For For For
Ministerial
Regulation
8 Amendments to Articles Mgmt For Against Against
9 Election of Directors Mgmt For Against Against
and/or
Commissioners(Slate)
________________________________________________________________________________
PT Telekomunikasi Indonesia
Ticker Security ID: Meeting Date Meeting Status
TLKM CINS Y71474145 06/19/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Election of Directors Mgmt For Against Against
and/or
Commissioners
________________________________________________________________________________
PTT Exploration & Production Public Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTTEP CINS Y7145P165 06/17/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Results of Operations Mgmt For For For
and Report of 2020
Work
Plan
4 Accounts and Reports Mgmt For For For
5 Acknowledgement of Mgmt For For For
Interim
Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendments to Articles Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Elect Twarath Sutabutr Mgmt For For For
10 Elect Chansin Mgmt For For For
Treenuchagron
11 Elect Phongsthorn Mgmt For For For
Thavisin
12 Elect Patchara Mgmt For For For
Anuntasilpa
13 Elect Dechapiwat Na Mgmt For For For
Songkhla
________________________________________________________________________________
PTT Global Chemical Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
PTTGC CINS Y7150W105 06/02/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Acknowledgment of Mgmt For For For
Interim
Dividends
3 Elect Grisada Boonrach Mgmt For For For
4 Elect Prapas Kong-ied Mgmt For For For
5 Elect Premrutai Mgmt For For For
Vinaiphat
6 Elect Wittawat Mgmt For For For
Svasti-xuto
7 Elect Arawadee Mgmt For For For
Photisaro
8 Directors' Fees and Mgmt For For For
Bonuses
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Approve Issuance of Mgmt For For For
Debentures
11 Transaction of Other Mgmt For Abstain Against
Business
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Public Bank Berhad
Ticker Security ID: Meeting Date Meeting Status
PBBANK CINS Y71497104 06/29/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect THAM Chai Fhong Mgmt For For For
2 Elect TEH Hong Piow Mgmt For For For
3 Elect TANG Wing Chew Mgmt For For For
4 Elect CHEAH Kim Ling Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Directors' Benefits Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 04/24/2020 Take No Action
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For TNA N/A
2 Financial Statements Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Elect Oleg Bagrin Mgmt N/A TNA N/A
6 Elect Thomas Veraszto Mgmt N/A TNA N/A
7 Elect Nikolai Gagarin Mgmt N/A TNA N/A
8 Elect Sergey Kravchenko Mgmt N/A TNA N/A
9 Elect Joachim Limberg Mgmt N/A TNA N/A
10 Elect Vladimir Lisin Mgmt N/A TNA N/A
11 Elect Marjan Oudeman Mgmt N/A TNA N/A
12 Elect Karen Sarkisov Mgmt N/A TNA N/A
13 Elect Stanislav Mgmt N/A TNA N/A
Shekshnya
14 Elect Benedict Mgmt N/A TNA N/A
Sciortino
15 Appointment of CEO and Mgmt For TNA N/A
Management Board
Chair
16 Directors' Fees Mgmt For TNA N/A
17 Appointment of Auditor Mgmt For TNA N/A
18 Non-Voting Meeting Note N/A N/A TNA N/A
19 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 05/29/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 06/30/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1Q2020)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 09/27/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
(1H2019)
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 12/20/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
(3Q2019)
3 Amendments to General Mgmt For For For
Meeting
Regulations
4 Amendments to Board of Mgmt For For For
Directors
Regulations
________________________________________________________________________________
Qingdao Haier Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600690 CINS Y7166P102 03/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments To The Mgmt For Against Against
Company's Articles Of
Association
2 Amendments To The Mgmt For Against Against
Rules of Procedure
Governing
Shareholders General
Meetings
________________________________________________________________________________
Qingdao Haier Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600690 CINS Y7166P102 06/03/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Accounts Mgmt For For For
2 2019 Annual Report And Mgmt For For For
Its
Summary
3 2019 Work Report Of Mgmt For For For
The Board Of
Directors
4 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
5 2019 Internal Control Mgmt For For For
Audit
Report
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Appointment of Auditor Mgmt For For For
8 2020 Estimated Related Mgmt For For For
Party
Transactions
9 2020 Estimated Mgmt For Against Against
Guarantees for
Subsidiaries
10 Launching Foreign Mgmt For For For
Exchange
Business
11 Settlement of Projects Mgmt For For For
Financed with Raised
Funds and Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
12 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
13 Change of the Mgmt For For For
Commitment on Some
Assets Injection by a
Company
14 Entrusted Management Mgmt For For For
Of A
Company
15 Amendments to Articles Mgmt For For For
16 Authority to Issue Mgmt For For For
Debt Financing
Instruments
17 Elect WANG Keqin as Mgmt For For For
Independent
Director
________________________________________________________________________________
QL Resources Berhad
Ticker Security ID: Meeting Date Meeting Status
QL CINS Y7171B106 08/29/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Robert TAN Bun Mgmt For For For
Poo
3 Elect Aini binti Ideris Mgmt For For For
4 Elect CHIA Seong Pow Mgmt For For For
5 Elect CHIA Song Swa Mgmt For For For
6 Elect CHIA Lik Khai Mgmt For For For
7 Directors' Fees and Mgmt For For For
Benefits
(FY2020)
8 Additional Directors' Mgmt For For For
Benefits
(FY2019)
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Related Party Mgmt For For For
Transactions
13 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Quanta Computer Inc.
Ticker Security ID: Meeting Date Meeting Status
2382 CINS Y7174J106 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Rabigh Refining and Petrochemical Company
Ticker Security ID: Meeting Date Meeting Status
2380 CINS M8180Q103 04/15/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Auditor's Report Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Related Party Mgmt For For For
Transactions (Saudi
Aramco Co.
1)
6 Related Party Mgmt For For For
Transactions
(Sumitomo Chemical
1)
7 Related Party Mgmt For For For
Transactions (Saudi
Aramco Co.
2)
8 Related Party Mgmt For For For
Transactions
(Sumitomo Chemical
2)
9 Related Party Mgmt For For For
Transactions (Saudi
Aramco Co.
3)
10 Related Party Mgmt For For For
Transactions
(Sumitomo Chemical
3)
11 Related Party Mgmt For For For
Transactions (Saudi
Aramco Co.
4)
12 Related Party Mgmt For For For
Transactions
(Sumitomo Chemical
4)
13 Related Party Mgmt For For For
Transactions (Saudi
Aramco Co.
5)
14 Related Party Mgmt For For For
Transactions
(Sumitomo Chemical
5)
15 Related Party Mgmt For For For
Transactions (Saudi
Aramco Co.
6)
16 Related Party Mgmt For For For
Transactions
(Sumitomo Chemical
6)
17 Related Party Mgmt For For For
Transactions (Saudi
Aramco Co.
7)
18 Related Party Mgmt For For For
Transactions
(Sumitomo Chemical
7)
19 Directors' Fees Mgmt For For For
20 Elect Ibrahim Al Mgmt For For For
Buainain
21 Amendments to Mgmt For For For
Nominations
Policy
________________________________________________________________________________
Raia Drogasil SA
Ticker Security ID: Meeting Date Meeting Status
RADL3 CINS P7942C102 04/08/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amend Article 3 Mgmt For For For
(Corporate
Purpose)
4 Amend Articles 7 and 8 Mgmt For For For
(Board of
Directors)
5 Amend Articles 10, 11 Mgmt For For For
and 12 (Management
Board)
6 Amend Article 14 Mgmt For For For
(Legal
Representation)
7 Consolidation of Mgmt For For For
Articles
8 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
9 Amend Article 1 Mgmt For For For
(Branches, Offices,
Warehouses,
Representations and
Other
Establishments)
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Raia Drogasil SA
Ticker Security ID: Meeting Date Meeting Status
RADL3 CINS P7942C102 04/08/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For For For
5 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
6 Elect Gilberto Lerio Mgmt For Abstain Against
7 Elect Fernando Mgmt For Abstain Against
Carvalho
Braga
8 Elect Mario Antonio Mgmt For Abstain Against
Luiz
Correa
9 Elect Felipe Elias Mgmt N/A Abstain N/A
Ribeiro
David
10 Elect Robert Juenemann Mgmt N/A For N/A
11 Supervisory Council Mgmt For For For
Fees
12 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Raia Drogasil SA
Ticker Security ID: Meeting Date Meeting Status
RADL3 CINS P7942C102 08/01/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
(Drogaria Onofre
Ltda.)
6 Authorization of Legal Mgmt For For For
Formalities
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rand Merchant Investment Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
RMI CINS S6815J118 11/14/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Peter Cooper Mgmt For For For
2 Re-elect Sonja E.N. de Mgmt For For For
Bruyn
3 Re-elect Lauritz Mgmt For For For
(Laurie) L.
Dippenaar
4 Re-elect Jan (Jannie) Mgmt For For For
J.
Durand
5 Re-elect Per-Erik Mgmt For For For
(Per)
Lagerstrom
6 Re-elect Mafison Mgmt For For For
(Murphy)
Morobe
7 Approve Remuneration Mgmt For For For
Policy
8 Approve Implementation Mgmt For For For
Report
9 General Authority to Mgmt For For For
Issue
Shares
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Appointment of Auditor Mgmt For For For
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Johan Petrus
Burger)
13 Elect Audit and Risk Mgmt For For For
Committee Member
(Sonja Emilia Ncumisa
de
Bruyn)
14 Elect Audit and Risk Mgmt For For For
Committee Member (Per
Lagerstrom)
15 Elect Audit and Risk Mgmt For For For
Committee Member
(James
Teeger)
16 Authorisation of Legal Mgmt For For For
Formalities
17 Approve NEDs' Fees Mgmt For For For
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Issue Mgmt For For For
Shares Persuant to
the Reinvestment
Option
20 Approve Financial Mgmt For For For
Assistance (Directors
and/or Prescribed
Officers)
21 Approve Financial Mgmt For For For
Assistance (Related
Parties)
________________________________________________________________________________
Realtek Semiconductor Corp.
Ticker Security ID: Meeting Date Meeting Status
2379 CINS Y7220N101 06/10/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
REC Limited
Ticker Security ID: Meeting Date Meeting Status
RECLTD CINS Y73650106 08/29/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ajeet K. Agarwal Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
6 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Redefine Properties Limited
Ticker Security ID: Meeting Date Meeting Status
RDF CINS S6815L196 02/20/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sipho M. Pityana Mgmt For For For
2 Elect Dhanasagree Mgmt For For For
(Daisy)
Naidoo
3 Re-elect Leon C. Kok Mgmt For For For
4 Re-elect Bridgitte Mgmt For For For
Mathews
5 Election of Audit Mgmt For For For
Committee Chair
(Dhanasagree (Daisy)
Naidoo)
6 Election of Audit Mgmt For For For
Committee Member
(Bridgitte
Matthews)
7 Election of Audit Mgmt For For For
Committee Member
(Lesego
Sennelo)
8 Appointment of Auditor Mgmt For For For
9 General Authority to Mgmt For For For
Issue
Shares
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Authority to Issue Mgmt For For For
Shares Pursuant to
the Reinvestment
Option
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Remuneration Mgmt For For For
Implementation
Report
14 Authorisation of Legal Mgmt For For For
Formalities
15 Amendments to Mgmt For For For
Memorandum of
Association
16 Approve Directors' Mgmt For For For
Fees
(Chair)
17 Approve Directors' Mgmt For For For
Fees (Lead
Independent
Director)
18 Approve Directors' Mgmt For For For
Fees
(NED)
19 Approve Directors' Mgmt For For For
Fees (Audit Committee
Chair)
20 Approve Directors' Mgmt For For For
Fees (Audit Committee
Member)
21 Approve Directors' Mgmt For For For
Fees (Risk,
Compliance and
Technology Committee
Chair)
22 Approve Directors' Mgmt For For For
Fees (Risk,
Compliance and
Technology Committee
Member)
23 Approve Directors' Mgmt For For For
Fees (Remuneration
Committee
Chair)
24 Approve Directors' Mgmt For For For
Fees (Remuneration
Committee
Member)
25 Approve Directors' Mgmt For For For
Fees (Nomination and
Governance Committee
Chair)
26 Approve Directors' Mgmt For For For
Fees (Nomination and
Governance Committee
Member)
27 Approve Directors' Mgmt For For For
Fees (Social, Ethics
and Transformation
Committee
Chair)
28 Approve Directors' Mgmt For For For
Fees (Social, Ethics
and Transformation
Committee
Member)
29 Approve Directors' Mgmt For For For
Fees (Investment
Committee
Chair)
30 Approve Directors' Mgmt For For For
Fees (Investment
Committee
Member)
31 Approve Financial Mgmt For For For
Assistance (Section
44)
32 Approve Financial Mgmt For For For
Assistance (Section
45)
33 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Reinet Investments SCA
Ticker Security ID: Meeting Date Meeting Status
REINI CINS L7925N152 01/24/2020 Voted
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the Mgmt For For For
Investment
Guidelines
2 Amendment to the Mgmt For For For
Limits of Illiquid
Securities
________________________________________________________________________________
Reinet Investments SCA
Ticker Security ID: Meeting Date Meeting Status
REINI CINS L7925N152 08/27/2019 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Consolidated Accounts Mgmt For For For
and
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Mgmt For For For
General Partner and
Board
Acts
6 Elect John Li Mgmt For For For
7 Elect Yves Prussen Mgmt For For For
8 Elect Stuart M. Mgmt For For For
Robertson
9 Elect Stuart Rowlands Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Authority to Mgmt For For For
Repurchase
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Reliance Industries Ltd
Ticker Security ID: Meeting Date Meeting Status
RELIANCE CINS Y72596102 08/12/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Pawan Kumar Kapil Mgmt For For For
6 Elect Nita M. Ambani Mgmt For For For
7 Reappointment of Mgmt For For For
P.M.S. Prasad
(Executive Director);
Approve
Remuneration
8 Elect Raminder Singh Mgmt For For For
Gujral
9 Elect Arundhati Mgmt For For For
Bhattacharya
10 Authority to Set Cost Mgmt For For For
Auditors
Fees
________________________________________________________________________________
Remgro Limited
Ticker Security ID: Meeting Date Meeting Status
REM CINS S6873K106 11/28/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Jan (Jannie) Mgmt For For For
J.
Durand
4 Re-elect Nkateko Mgmt For For For
(Peter)
Mageza
5 Re-elect Josua Mgmt For For For
(Dillie)
Malherbe
6 Re-elect Phillip Mgmt For For For
(Jabu) J.
Moleketi
7 Re-elect Fred Robertson Mgmt For For For
8 Re-elect Anton Rupert Mgmt For For For
9 Election of Audit and Mgmt For For For
Risk Committee Member
(Sonja De
Bruyn)
10 Election of Audit and Mgmt For For For
Risk Committee Member
(Nkateko
Mageza)
11 Election of Audit and Mgmt For For For
Risk Committee Member
(Phillip
Moleketi)
12 Election of Audit and Mgmt For For For
Risk Committee Member
(Fred
Robertson)
13 General Authority to Mgmt For For For
Issue
Shares
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Remuneration Mgmt For For For
Implementation
Report
16 Approval of NEDs' Fees Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
18 Approve Financial Mgmt For For For
Assistance (Section
44)
19 Approve Financial Mgmt For For For
Assistance (Section
45)
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RHB Bank Berhad
Ticker Security ID: Meeting Date Meeting Status
RHBBANK CINS Y72783106 05/29/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Rebecca Fatima Mgmt For For For
Sta
Maria
3 Elect Khairussaleh Mgmt For For For
Ramli
4 Elect Govindan A/L Mgmt For For For
Kunchamboo
5 Elect Mohamad Nasir Ab Mgmt For For For
Latif
6 Directors' Fees for FY Mgmt For For For
2019
7 Directors' Fees for FY Mgmt For For For
2020
8 Directors' Mgmt For For For
Remuneration for FY
2020
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 01/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 A Company's Private Mgmt For Against Against
Placement of
Corporate Bonds and
the Company's
Provision of
Guarantee
2 Authorization For Mgmt For Against Against
Estimated Guarantee
Matter Of
Subordinated
Companies Within The
Scope Of Consolidated
Financial Statements
In
2020
3 2020 Continuing Mgmt For For For
Connected
Transactions
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 04/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuing Scale Mgmt For For For
2 Bond Type and Duration Mgmt For For For
3 Interest Rate and Mgmt For For For
Interest Payment
Method
4 Purpose of the Raised Mgmt For For For
Funds
5 Issuing Targets and Mgmt For For For
Method
6 Guarantee Arrangement Mgmt For For For
7 Placement to Mgmt For For For
Shareholders
8 Bond Listing and Mgmt For For For
Transfer
Method
9 Repayment Guarantee Mgmt For For For
Measures
10 Valid Period of the Mgmt For For For
Resolution
11 Authorization to the Mgmt For For For
Board or Its
Authorized Persons to
Handle Matters
Regarding the Private
Placement of
Corporate Bonds to
Qualified
Investors
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 Audited 2019 Financial Mgmt For For For
Report And Audit
Report
6 2019 Annual Accounts Mgmt For For For
7 2019 Profit Mgmt For For For
Distribution
Plan
8 2020 Financial Budget Mgmt For For For
Plan
9 2020 Appointment of Mgmt For For For
Auditor
10 Authority to Give Mgmt For Against Against
Guarantees
11 Authority to Give Mgmt For Against Against
Guarantees
12 Compliance of a Mgmt For For For
Subordinate Company's
Listing Overseas with
the Notice on Several
Issues Concerning
the
Regulation of Overseas
Listing of
Subordinate Companies
of Domestic Listed
Companies
13 Overseas Listing Plan Mgmt For For For
of a
Subsidiary
14 Commitments of the Mgmt For For For
Company on
Maintaining the
Status
of Independent Listing
15 Statement on Mgmt For For For
Sustainable
Profitability and
Prospects
16 Authorization to the Mgmt For For For
Board and Its
Authorized Persons to
Handle Matters
Regarding the
Overseas Listing of
the Above Subordinate
Company
17 Subsidiary's Mgmt For For For
Application for Full
Circulation
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 06/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishing The Mgmt For For For
Asset-Backed Notes
For The Final Payment
Of House
Purchase
2 Providing Credit Mgmt For For For
Enhancement for
Compensation for the
Balance of the
Asset-Backed Notes
for the Final Payment
of House
Purchase
3 Full Authorization to Mgmt For For For
the Board Chairman or
Person Authorized by
the Chairman to
Handle Matters
Regarding
Establishing the
Asset-Backed Notes
for the Final Payment
of House
Purchase
4 Authority to Issue Mgmt For For For
Private Placement
Notes
5 Full Authorization to Mgmt For For For
the Board Chairman or
Person Authorized by
the Chairman to
Handle Matters
Regarding the
Issuance of Private
Placement
Notes
6 Undertaking to Mgmt For For For
Repurchase the 4th
Asset-backed Special
Plan for the Final
Payment of House
Purchase
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 07/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Extension of Valid Mgmt For For For
Period of Resolution
on 2016 Non-public
Share
Offering
3 Extension of Valid Mgmt For For For
Period of Full
Authorization to
Board Handle Matters
Related to 2016
Non-public Share
Offering
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 09/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 11/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For Against Against
For Financing Of A
Company
2 Provision Of Guarantee Mgmt For Against Against
For Financing Of
Another
Company
________________________________________________________________________________
Riyad Bank
Ticker Security ID: Meeting Date Meeting Status
1010 CINS M8215R118 03/25/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Directors' Fees Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Pay Mgmt For For For
Interim
Dividends
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Amendments to Audit Mgmt For For For
Committee
Charter
9 Amendments to NomRem Mgmt For For For
Committee
Charter
10 Board Transactions Mgmt For For For
11 Related Party Mgmt For For For
Transactions (General
Organization for
Social
Insurance)
12 Related Party Mgmt For For For
Transactions (Saudi
Telecom
Company)
13 Related Party Mgmt For For For
Transactions
(Mobily)
14 Related Party Mgmt For For For
Transactions (Makarem
Umm Al Qura
Hotel)
15 Related Party Mgmt For For For
Transactions (Dur
Hospitality
Company)
________________________________________________________________________________
Riyad Bank
Ticker Security ID: Meeting Date Meeting Status
1010 CINS M8215R118 09/30/2019 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Election of Audit Mgmt For For For
Committee
Members
________________________________________________________________________________
RMB Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
RMH CINS S6992P127 06/01/2020 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Unbundling of FirstRand Mgmt For For For
________________________________________________________________________________
RMB Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
RMH CINS S6992P127 11/14/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jan Jonathan Mgmt For For For
(Jannie)
Durand
2 Elect Peter Cooper Mgmt For For For
3 Elect Lauritz (Laurie) Mgmt For For For
L.
Dippenaar
4 Elect Sonja E.N. de Mgmt For For For
Bruyn
5 Elect Obakeng Phetwe Mgmt For For For
6 General Authority to Mgmt For For For
Issue
Shares
7 Authority to Issue Mgmt For For For
Shares for
Cash
8 Appointment of Auditor Mgmt For For For
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Sonja de
Bruyn)
10 Elect Audit and Risk Mgmt For For For
Committee Member (Per
Lagerstrom)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(James
Teeger)
12 Authorization of Legal Mgmt For For For
Formalities
13 Remuneration Report Mgmt For For For
(Policy)
14 Remuneration Report Mgmt For For For
(Implementation)
15 Approve NEDs' Fees Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Issue Mgmt For For For
Shares (Reinvestment
Option)
18 Approve Financial Mgmt For For For
Assistance (Share
Scheme
Beneficiaries)
19 Approve Financial Mgmt For For For
Assistance (Ordinary
Course of
Business)
________________________________________________________________________________
Robinson Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
ROBINS CINS Y7318W104 09/05/2019 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Minutes Mgmt For For For
2 Delisting Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Transaction of Other Mgmt For Abstain Against
Business
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Robinsons Land Corp.
Ticker Security ID: Meeting Date Meeting Status
RLC CINS Y73196126 05/14/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Proof of Notice and Mgmt For For For
Quorum
3 Meeting Minutes Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Elect James L. Go Mgmt For Against Against
6 Elect Lance Y. Mgmt For Against Against
Gokongwei
7 Elect Frederick D. Go Mgmt For Against Against
8 Elect Patrick Henry C. Mgmt For Against Against
Go
9 Elect Johnson Robert Mgmt For Against Against
G. Go,
Jr.
10 Elect Robina Y. Mgmt For Against Against
Gokongwei-PE
11 Elect Artemio V. Mgmt For For For
Panganiban
12 Elect Roberto F. de Mgmt For For For
Ocampo
13 Elect Emmanuel C. Mgmt For For For
Rojas,
Jr.
14 Elect Omar Byron T. Mgmt For For For
Mier
15 Appointment of Auditor Mgmt For For For
16 Ratification of Board Mgmt For For For
Acts
17 Transaction of Other Mgmt For Abstain Against
Business
18 Adjournment Mgmt For For For
________________________________________________________________________________
Rongsheng Petro Chemical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002493 CINS Y7324B102 01/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Mutual Guarantee Mgmt For For For
Quota
________________________________________________________________________________
Rongsheng Petro Chemical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002493 CINS Y7324B102 03/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuing Targets Mgmt For For For
2 Issue Price Mgmt For For For
3 Lockup Period Mgmt For For For
4 Preplan For Non-public Mgmt For For For
Share Offering(2nd
Version)
5 Adjustment of the Mgmt For For For
Valid Period of
Authorization To
The
Board To Handle
Matters Regarding The
Non-public
Share Offering
6 Adjustment of the Mgmt For For For
Valid Period of the
Resolution
of
Non-Public Share
Offering
7 Diluted Immediate Mgmt For For For
Return After the
Non-public
Share
Offering and Filling
Measures
________________________________________________________________________________
Rongsheng Petro Chemical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002493 CINS Y7324B102 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Profit Mgmt For For For
Distribution
Plan
4 2019 Annual Accounts Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 Related Party Mgmt For For For
Transactions with a
Company
8 Related Party Mgmt For For For
Transactions with a
Company
9 Related Party Mgmt For For For
Transactions with a
Company
10 Related Party Mgmt For For For
Transactions with a
Company
11 Related Party Mgmt For For For
Transactions with a
Company
12 Related Party Mgmt For For For
Transactions with a
Company
13 Related Party Mgmt For For For
Transactions with a
Company
14 Related Party Mgmt For For For
Transactions with a
Company
15 Related Party Mgmt For For For
Transactions with a
Company
16 Related Party Mgmt For For For
Transactions with a
Company
17 Authority to Give Mgmt For For For
Guarantees
18 Launching Futures Mgmt For For For
Hedging
Business
19 Launching Foreign Mgmt For For For
Exchange Derivatives
Transactions
20 Report On The Use Of Mgmt For For For
Previously Raised
Funds
________________________________________________________________________________
Rongsheng Petro Chemical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002493 CINS Y7324B102 07/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of Valid Mgmt For For For
Period of Resolution
on Private
Placement
2 2019 Preplan of Mgmt For For For
Private Placement
(1st
Revision)
________________________________________________________________________________
Rongsheng Petro Chemical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002493 CINS Y7324B102 08/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Rongsheng Petro Chemical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002493 CINS Y7324B102 10/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Rosneft Oil Co.
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 06/02/2020 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Annual Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Dividends Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Audit Commission Fees Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Olga Andrianova Mgmt For For For
11 Elect Tatyana Zobkova Mgmt For For For
12 Elect Sergey Poma Mgmt For For For
13 Elect Zakhar Sabantsev Mgmt For For For
14 Elect Pavel Shumov Mgmt For For For
15 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Rosneft Oil Co.
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 09/30/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
(1H2019)
________________________________________________________________________________
Ruentex Development Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
9945 CINS Y73659107 06/09/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural
Rules:Capital Loans
and
Endorsements/Guarantee
s
4 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
5 Elect CHIEN Cang-Chen Mgmt For For For
6 Elect WANG Chi-Fan Mgmt For For For
7 Elect YUN Chong-Yao Mgmt For For For
8 Elect LI Chi-Hung Mgmt For For For
9 Elect CHEN Li-Yu Mgmt For For For
10 Elect YANG Wen-Chuan Mgmt For For For
11 Elect ZHANG Guo-Zhen Mgmt For For For
12 Elect CHAO Yi-Long Mgmt For For For
13 Elect KE Shun-Hung Mgmt For For For
14 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Ruentex Industries Limited
Ticker Security ID: Meeting Date Meeting Status
2915 CINS Y7367H107 06/16/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
S-1 Corporation
Ticker Security ID: Meeting Date Meeting Status
012750 CINS Y75435100 03/19/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Corporate Mgmt For For For
Auditor
4 Directors' Fees Mgmt For For For
5 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
S-Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
010950 CINS Y80710109 03/26/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect Hussain A. Mgmt For For For
Al-Qahtani
3 Elect A.M. Al-Judaimi Mgmt For Against Against
4 Elect S.A. Al-Hadrami Mgmt For Against Against
5 Elect S.M. Al-Hereagi Mgmt For Against Against
6 Elect Ziad T. Mgmt For For For
Al-Murshed
7 Elect KIM Cheol Soo Mgmt For For For
8 Elect LEE Seung Won Mgmt For For For
9 Elect HONG Seok Woo Mgmt For For For
10 Elect HWANG In Tae Mgmt For For For
11 Elect SHIN Mi Nam Mgmt For For For
12 Elect Janice LEE Jung Mgmt For For For
Soon
13 Election of Audit Mgmt For For For
Committee Member: LEE
Seung
Won
14 Election of Audit Mgmt For For For
Committee Member:
HONG Seok
Woo
15 Election of Audit Mgmt For For For
Committee Member:
HWANG In
Tae
16 Election of Audit Mgmt For For For
Committee Member:
SHIN Mi
Nam
17 Director's Fees Mgmt For For For
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y7T80Y105 04/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Appointment of Auditor Mgmt For For For
7 2020 Estimated Mgmt For Against Against
External
Guarantees
8 2020 Purchase of Mgmt For For For
Wealth Management
with Proprietary
Funds
9 Cash Management With Mgmt For For For
Some Idle Raised
Funds
10 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y7T80Y105 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Wei Mgmt For For For
2 Elect LING Zheying Mgmt For For For
3 Elect ZHANG Yichen Mgmt For For For
4 Elect DENG Weidong Mgmt For For For
5 Elect LIU Chengwei Mgmt For For For
6 Elect CHEN Fei Mgmt For For For
7 Elect LUO Shili Mgmt For For For
8 Elect WU Weiting Mgmt For For For
9 Elect ZHOU Zhonghui Mgmt For For For
10 Elect JING Li Mgmt For For For
11 Elect YE Diqi Mgmt For For For
12 Elect ZHOU Yongjian Mgmt For For For
13 Elect SUN Xun Mgmt For Against Against
14 Elect CEN Ziliang Mgmt For Against Against
15 Elect LIU Jilu Mgmt For Against Against
16 Independent Directors' Mgmt For For For
Fees
17 Authority to Mgmt For For For
Repurchase
Shares
18 Related Party Mgmt For For For
Transactions
19 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sahara International Petrochemical Company
Ticker Security ID: Meeting Date Meeting Status
2310 CINS M8257M100 04/29/2020 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Auditor's Report Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Interim Dividend Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Authority to Pay Mgmt For For For
Interim
Dividends
9 Authority to Mgmt For For For
Repurchase
Shares
10 Amendments to Article Mgmt For For For
28
________________________________________________________________________________
Sahara International Petrochemical Company
Ticker Security ID: Meeting Date Meeting Status
2310 CINS M8257M100 12/08/2019 Take No Action
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For TNA N/A
2 Election of Audit Mgmt For TNA N/A
Committee
Members
3 Election of Board Mgmt For TNA N/A
Committee Member
(Ayidh Mohamed Al
Qarni)
4 Elect Khaled Abdullah Mgmt For TNA N/A
H. Al
Zamil
5 Authority to Increase Mgmt For TNA N/A
Auditor's
Fees
6 Amendments to Audit Mgmt For TNA N/A
Committee
Charter
7 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
SAIC Motor Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600104 CINS Y7443N102 06/11/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Accounts Mgmt For For For
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2020 Estimated Related Mgmt For For For
Party
Transactions
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Give Mgmt For For For
Guarantees
10 Authority to Give Mgmt For For For
Guarantees
11 Authority to Give Mgmt For For For
Guarantees
12 Appointment of Mgmt For For For
Financial Audit
Firm
13 Appointment of Mgmt For For For
Internal Control
Audit
Firm
14 Participation In The Mgmt For For For
Incentive Fund Plan
By
Directors
15 Amendments to Articles Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SAIC Motor Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600104 CINS Y7443N102 08/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Xiaoqiu as Mgmt For For For
Non-Independent
Director
2 Elect SHEN Xiaosu as Mgmt For For For
Supervisor
3 Par Volume and Issuing Mgmt For For For
Volume
4 Interest Rate and its Mgmt For For For
Determining
Method
5 Bond Type and Duration Mgmt For For For
6 Purpose of the Raised Mgmt For For For
Funds
7 Issuing Methods and Mgmt For For For
Targets, and
Arrangement for
Placement to Existing
Shareholders
8 Guarantee Matters Mgmt For For For
9 Redemption or Resale Mgmt For For For
Terms
10 The Company's Credit Mgmt For For For
Conditions and
Repayment Guarantee
Measures
11 Underwriting Method Mgmt For For For
12 Listing Arrangement Mgmt For For For
13 Valid Period of the Mgmt For For For
Resolution
14 Full Authorization of Mgmt For For For
Board to Handle
Matters Regarding
Issuance of Corporate
Bonds
________________________________________________________________________________
Samba Financial Group
Ticker Security ID: Meeting Date Meeting Status
1090 CINS M8234E114 03/25/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Fees Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees (Q1
2020)
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
(2020-21)
9 Authority to Pay Mgmt For For For
Interim
Dividends
10 Amendments to NomRem Mgmt For For For
Committee
Charter
11 Board Transactions Mgmt For For For
(Khaled Abdullah Al
Swailm)
12 Board Transactions Mgmt For For For
(Fahad Ibrahim Al
Mufarrij)
13 Board Transactions Mgmt For For For
(Abdullah Abdulrahman
Al
Rowais)
14 Related Party Mgmt For For For
Transactions (General
Organization for
Social Insurance
1)
15 Related Party Mgmt For For For
Transactions (General
Organization for
Social Insurance
2)
16 Related Party Mgmt For For For
Transactions
(National Medical
Care
Co.)
17 Related Party Mgmt For For For
Transactions (Saudi
Arabian Airlines
General
Corporation)
18 Related Party Mgmt For For For
Transactions (General
Authority of Civil
Aviation
1)
19 Related Party Mgmt For For For
Transactions (General
Authority of Civil
Aviation
2)
20 Related Party Mgmt For For For
Transactions (Dammam
Airports
Co.)
21 Related Party Mgmt For For For
Transactions
(Mobily)
________________________________________________________________________________
Samsung Biologics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
207940 CINS Y7T7DY103 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect KIM Tae Han Mgmt For For For
3 Elect RIM John Chongbo Mgmt For For For
4 Elect Eunice Kyonghee Mgmt For For For
KIM
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Samsung C&T Corporation
Ticker Security ID: Meeting Date Meeting Status
028260 CINS Y7T71K106 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Capital Reduction by Mgmt For For For
Cancellation of
Treasury
Shares
3 Elect Janice LEE Mgmt For For For
4 Elect JEONG Byung Seok Mgmt For For For
5 Elect LEE Sang Seung Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member:
Janice
LEE
7 Election of Audit Mgmt For For For
Committee Member:
JEONG Byung
Seok
8 Election Of Audit Mgmt For For For
Committee Member: Lee
Sang
Seung
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
Samsung Card Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
029780 CINS Y7T70U105 03/19/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect KIM Dae Hwan Mgmt For For For
3 Elect AHN Ki Hong Mgmt For For For
4 Elect KWON O Kyu Mgmt For For For
5 Elect CHOI Kyu Yeon Mgmt For For For
6 Elect IM Hye Ran Mgmt For For For
7 Election of Mgmt For For For
Independent Director
to become Audit
Committee Member:
KANG Tae
Soo
8 Election of Audit Mgmt For For For
Committee Member:
KWON O
Kyu
9 Election of Audit Mgmt For For For
Committee Member:
CHOI Kyu
Yeon
10 Directors' Fees Mgmt For For For
________________________________________________________________________________
Samsung Electro-Mechanics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
009150 CINS Y7470U102 03/18/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Elect YOO Ji Beom Mgmt For For For
3 Elect KIM Jun Kyung Mgmt For For For
4 Elect YUH Yoon Kyung Mgmt For For For
5 Elect KYUNG Kye Hyun Mgmt For For For
6 Elect KANG Bong Yong Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member :
KIM Jun
Kyung
8 Election of Audit Mgmt For For For
Committee Member :
YUH Yoon
Kyung
9 Directors' Fees Mgmt For For For
10 Amendment of the Mgmt For For For
Articles of
Incorporation due to
Enforcement of
the
Act on Electronic
Registration of
Stocks and Bonds,
etc.
11 Amendment of Article 4 Mgmt For For For
(Method of Public
Announcement) of
the
Articles of
Incorporation
________________________________________________________________________________
Samsung Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005930 CINS Y74718100 03/18/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Elect HAN Jong Hee Mgmt For For For
3 Elect CHOI Yoon Ho Mgmt For For For
4 Director's Fees Mgmt For For For
________________________________________________________________________________
Samsung Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
028050 CINS Y7472L100 03/19/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect CHOI Jae Hoon Mgmt For For For
3 Elect SUH Man Ho Mgmt For For For
4 Election of Audit Mgmt For For For
Committee Member: SUH
Man
Ho
5 Directors' Fees Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Samsung Fire & Marine Insurance Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000810 CINS Y7473H108 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Elect CHANG Duk Hee Mgmt For For For
3 Elect PARK Dae Dong Mgmt For For For
4 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member:
PARK Se
Min
5 Election of Audit Mgmt For For For
Committee Member: KIM
Sung
Jin
6 Directors' Fees Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Samsung Heavy Industries Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
010140 CINS Y7474M106 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect CHO Hyun Wook Mgmt For For For
3 Election of Audit Mgmt For For For
Committe Member: CHOI
Kang
Sik
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
Samsung Life Insurance Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
032830 CINS Y74860100 03/19/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect JEON Young Muk Mgmt For For For
3 Elect YU Ho Seok Mgmt For For For
4 Elect HONG Won Hak Mgmt For For For
5 Director's Fees Mgmt For For For
________________________________________________________________________________
Samsung SDI Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
006400 CINS Y74866107 03/18/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Elect JUN Young Hyun Mgmt For For For
3 Elect KWON Oh Kyung Mgmt For For For
4 Elect KIM Deok Hyun Mgmt For For For
5 Elect PARK Tae Joo Mgmt For For For
6 Elect CHOI Won Wook Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member:
KWON Oh
Kyung
8 Election of Audit Mgmt For For For
Committee Member: KIM
Deok
Hyun
9 Election of Audit Mgmt For For For
Committee Member:
PARK Tae
Joo
10 Election of Audit Mgmt For For For
Committee Member:
CHOI Won
Wook
11 Directors' Fees Mgmt For For For
________________________________________________________________________________
Samsung SDS Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
018260 CINS Y7T72C103 03/18/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect AHN Jung Tae Mgmt For For For
3 Elect YU Jae Man Mgmt For For For
4 Elect YOO Chuck Mgmt For For For
5 Elect SHIN Hyun Han Mgmt For For For
6 Elect CHO Seung Ah Mgmt For For For
7 Election Of Audit Mgmt For For For
Committee Member: Yu
Jae
Man
8 Election of Audit Mgmt For For For
Committee Member:
SHIN Hyun
Han
9 Election of Audit Mgmt For For For
Committee Member: CHO
Seung
Ah
10 Amendments to Articles Mgmt For For For
11 Director's Fees Mgmt For For For
________________________________________________________________________________
Samsung Securities Co.
Ticker Security ID: Meeting Date Meeting Status
016360 CINS Y7486Y106 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect SA Jae Hun Mgmt For For For
3 Elect LEE Seung Ho Mgmt For For For
4 Elect JANG Beom Sik Mgmt For For For
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y7478M102 03/04/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Companys Mgmt For For For
Eligibility for
Non-public Share
Offering to Specific
Parties
2 Amendments to Issuing Mgmt For For For
Date
3 Amendments to Issue Mgmt For For For
Price, Pricing Base
Date and Pricing
Principles
4 Amendments to Issuing Mgmt For For For
Volume
5 Amendments to Lockup Mgmt For For For
Period
6 2019 Preplan For Mgmt For For For
Non-Public A-Share
Offering (1St
Revised)
7 Supplementary Mgmt For For For
Agreement I to the
Contract on
Subscription for the
Non-publicly Offered
A-shares to Be Signed
with a
Company
8 Connected Transaction Mgmt For For For
Regarding the
Supplementary
Agreement Ii to the
Contract on
Subscription for the
Non-publicly Offered
A-shares to Be Signed
with Another
Company
9 Amendments to Diluted Mgmt For For For
Immediate Return
After the Non-public
Share Offering,
Filling Measures and
Commitments of
Relevant
Parties
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y7478M102 05/14/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 Report On The Use Of Mgmt For For For
Previously Raised
Funds
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 Adjustment Of Mgmt For For For
Allowance For
Independent
Directors
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y7478M102 11/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering to Specific
Parties
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Issue Price, Pricing Mgmt For For For
Principles and
Pricing Base
Date
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
9 Listing Place Mgmt For For For
10 The Valid Period of Mgmt For For For
the Resolution on the
Issuance
11 Purpose of the Raised Mgmt For For For
Funds
12 2019 Preplan For Mgmt For For For
Non-Public A-Share
Offering
13 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to be Raised
from the 2019
Non-public A-share
Offering
14 Report On The Use Of Mgmt For For For
Previously Raised
Funds
15 Connected Transactions Mgmt For For For
Involved In The
Non-Public A-Share
Offering
16 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2019
To
2021
17 Conditional Share Mgmt For For For
Subscription
Agreement To Be
Signed With Specific
Investors
18 Diluted Immediate Mgmt For For For
Return after the
Non-public Share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
19 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Non-public Share
Offering
20 Amendments to the Mgmt For For For
Company's Article of
Association
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y7478M102 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
3 Elect LIN Zhidong as Mgmt For For For
Director
4 Elect HUANG Xingfu as Mgmt For For For
Independent
Director
5 Elect MU Zhirong as Mgmt For For For
Independent
Director
6 Elect KANG Junyong as Mgmt For For For
Independent
Director
________________________________________________________________________________
Sangfor Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
300454 CINS Y7496N108 05/07/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2020 Financial Budget Mgmt For For For
Report
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Cash Management Mgmt For For For
With Some Idle
Proprietary
Funds
8 2020 Reappointment Of Mgmt For For For
Audit
Firm
9 2020 Allowance Plan Mgmt For For For
For Independent
Directors
10 2020 Remuneration Plan Mgmt For For For
For Directors,
Supervisors And
Senior
Management
11 Change of the Mgmt For For For
Company's Registered
Capital and Total
Number of Capital
Shares and Amendments
to the Articles of
Association
12 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering on the
Chinext
Board
13 Stock Type and Par Mgmt For For For
Value
14 Issuing Method and Date Mgmt For For For
15 Issuing Targets and Mgmt For For For
Subscription
Method
16 Pricing Base Date, Mgmt For For For
Pricing Principles
and Issue
Price
17 Issuing Volume Mgmt For For For
18 Lockup Period Mgmt For For For
19 Amount and Purpose of Mgmt For For For
the Raised
Funds
20 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
21 Listing Place Mgmt For For For
22 The Valid Period of Mgmt For For For
the Resolution on the
Share
Offering
23 Preplan For Non-Public Mgmt For For For
Share Offering On The
Chinext
Board
24 Demonstration Analysis Mgmt For For For
Report on the Plan
for Non-public Share
Offering on the
Chinext
Board
25 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
Share Offering on the
Chinext
Board
26 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
27 Setting Up A Dedicated Mgmt For For For
Account For Raised
Funds
28 Diluted Immediate Mgmt For For For
Return After the
Non-public Share
Offering and Filling
Measures
29 Commitments on Filling Mgmt For For For
Measures for Diluted
Immediate Return
After the Non-public
Share
Offering
30 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
31 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Non-public Share
Offering
________________________________________________________________________________
Sangfor Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
300454 CINS Y7496N108 12/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HE Chaoxi Mgmt For For For
2 Elect XIONG Wu Mgmt For For For
3 Elect FENG Yi Mgmt For For For
4 Elect HAO Dan Mgmt For For For
5 Elect WANG Xiaojian Mgmt For For For
6 Elect JIANG Tao Mgmt For For For
7 Elect ZHOU Chunhao Mgmt For Against Against
8 Elect HU Haibin Mgmt For Against Against
9 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Sanlam Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLM CINS S7302C137 06/10/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
(2020)
3 Appointment of Joint Mgmt For For For
Auditor
(2021)
4 Elect Andrew Birrell Mgmt For For For
5 Elect Elias Masilela Mgmt For For For
6 Elect Kobus Moller Mgmt For For For
7 Re-elect Rejoice V. Mgmt For For For
Simelane
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Re-elect Heinie C. Mgmt For For For
Werth
10 Re-elect Jeanett Modise Mgmt For For For
11 Election of Audit, Mgmt For For For
Actuarial and Finance
Committee
Member (Andrew Birrell)
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Election of Audit, Mgmt For Against Against
Actuarial and Finance
Committee
Member (Mathukana G.
Mokoka)
14 Election of Audit, Mgmt For For For
Actuarial and Finance
Committee
Member (Karabo T.
Nondumo)
15 Election of Audit, Mgmt For For For
Actuarial and Finance
Committee
Member (Kobus Moller)
16 Approve Remuneration Mgmt For For For
Policy and
Implementation
Report
17 Approve Remuneration Mgmt For For For
Implementation
Report
18 Ratify Directors' Fees Mgmt For For For
19 General Authority to Mgmt For For For
Issue
Shares
20 General Authority to Mgmt For For For
Issue Shares for
Cash
21 Authorisation of Legal Mgmt For For For
Formalities
22 Approve NEDs' Fees Mgmt For For For
23 Authority to Mgmt For For For
Repurchase
Shares
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sansteel Minguang Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002110 CINS Y75035108 01/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Lizhang Mgmt For For For
2 Elect ZHANG Ling Mgmt For For For
3 Elect LU Fangying Mgmt For For For
4 Elect LI Peng Mgmt For For For
5 Elect LI Xianfeng Mgmt For For For
6 Elect WANG Jianhua Mgmt For For For
7 Elect ZHANG Xuan Mgmt For For For
8 Elect ZHENG Xixin Mgmt For For For
9 Elect HUANG Biaocai Mgmt For Against Against
10 Elect LIN Xueling Mgmt For Against Against
11 Elect XIE Jingrong Mgmt For Against Against
12 Approval of Line of Mgmt For For For
Credit
13 Approval of Line of Mgmt For For For
Credit
14 Approval of Line of Mgmt For For For
Credit
15 Bill Pool Business Mgmt For For For
16 Authority to Give Mgmt For For For
Guarantees
17 Investment and Wealth Mgmt For For For
Management with Idle
Proprietary
Funds
________________________________________________________________________________
Sansteel Minguang Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002110 CINS Y75035108 05/07/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Report
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2020 Investment Mgmt For For For
Plan(Draft)
6 Appointment of Auditor Mgmt For For For
7 2019 Annual Report And Mgmt For For For
Its
Summary
8 2020 Estimated Related Mgmt For For For
Party Transactions
with a Company and
its Subordinate
Companies
9 2020 Estimated Related Mgmt For For For
Party Transactions
with Joint Stock
Companies
10 2020 Estimated Related Mgmt For For For
Party Transactions
with a Company and
Subordinate
Companies
11 2020 Estimated Related Mgmt For For For
Party Transactions
with a Company and
Subordinate
Companies
________________________________________________________________________________
Sansteel Minguang Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002110 CINS Y75035108 06/19/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of 100% Mgmt For For For
Equities in a
Company
________________________________________________________________________________
Santander Bank Polska S. A.
Ticker Security ID: Meeting Date Meeting Status
SPL CINS X0646L107 06/22/2020 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Financial Statements Mgmt For For For
7 Financial Statements Mgmt For For For
(Consolidated)
8 Management Board Report Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Mgmt For For For
Management
Acts
11 Supervisory Board Mgmt For For For
Report; Remuneration
Policy
Assessment
12 Ratification of Mgmt For For For
Supervisory Board
Acts
13 Ratification of Mgmt For For For
Management Acts
(Santander Securities
S.A.)
14 Ratification of Mgmt For For For
Supervisory Board
Acts (Santander
Securities
S.A.)
15 Election of Mgmt For For For
Supervisory
Board
16 Election of Mgmt For For For
Supervisory Board
Chair
17 Remuneration Policy Mgmt For For For
18 Supervisory Board Fees Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Incentive
Scheme
VI)
20 Amendments to Articles Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Santander Bank Polska S. A.
Ticker Security ID: Meeting Date Meeting Status
SPL CINS X0646L107 09/23/2019 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Division Plan of
Santander Securities
S.A.
7 Spin-off Mgmt For For For
8 Election of Mgmt For Against Against
Supervisory Board
Member
9 Sale of an Organised Mgmt For For For
Part of the
Company
10 Presentation of Mgmt For For For
Amendments to
Supervisory Board
Members Suitability
Assessment
Policy
11 Amendments to Articles Mgmt For Against Against
12 Supervisory Board Fees Mgmt For Against Against
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Sany Heavy Industry Co
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 06/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2019 Remuneration Mgmt For For For
Appraisal For
Directors And
Supervisors
8 Provision Of Guarantee Mgmt For For For
For
Subsidiaries
9 Application For Bank Mgmt For For For
Credit
Line
10 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
11 2020 Reappointment Of Mgmt For For For
Audit
Firm
12 2019 Work Report Of Mgmt For For For
Independent
Directors
13 Launching Financial Mgmt For For For
Derivatives
Business
14 Launching Futures Mgmt For For For
Hedging Business By
Subsidiaries
15 Launching Bill Pool Mgmt For For For
Business
16 Registration And Mgmt For For For
Issuance Of
Medium-Term
Notes
17 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
18 Purchase Of Wealth Mgmt For For For
Management Products
With Idle Proprietary
Funds
19 Cancellation of Some Mgmt For For For
Stock Options, and
Repurchase and
Cancellation of Some
Restricted
Stocks
20 Registration and Mgmt For For For
Issuance of Account
Receivable Creditors
Rights
Asset-backed
________________________________________________________________________________
Sany Heavy Industry Co
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 08/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
2 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
3 Elect LIANG Wengen Mgmt For For For
4 Elect TANG Xiuguo Mgmt For For For
5 Elect XIANG Wenbo Mgmt For For For
6 Elect YI Xiaogang Mgmt For For For
7 Elect LIANG Zaizhong Mgmt For For For
8 Elect HUANG Jianlong Mgmt For For For
9 Elect SU Zimeng Mgmt For For For
10 Elect TANG Ya Mgmt For For For
11 Elect MA Guangyuan Mgmt For For For
12 Elect ZHOU HUA Mgmt For For For
13 Elect LIU Daojun Mgmt For Against Against
14 Elect YAO Chuanda Mgmt For Against Against
________________________________________________________________________________
Sany Heavy Industry Co
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 11/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Launching Mortgage And Mgmt For For For
Financial Leasing
Business
2 Purchase Of Wealth Mgmt For For For
Management Products
With Idle Proprietary
Funds
3 Deposit in, Loan From Mgmt For For For
and Wealth Management
Business in Related
Banks
4 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Sany Heavy Industry Co
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 12/02/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Auditor Mgmt For For For
________________________________________________________________________________
Sany Heavy Industry Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 12/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Launching Mortgage And Mgmt For For For
Financial Leasing
Business
2 Provision of Guarantee Mgmt For For For
for a Subsidiary's
Rights Confirmation
Certificate
Business
3 Connected Transaction Mgmt For For For
Regarding Acquisition
Of Equities In A
Company
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CINS 803866102 11/27/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Gesina (Trix) Mgmt For For For
M.B.
Kennealy
2 Re-elect Peter J. Mgmt For For For
Robertson
3 Re-elect Paul Victor Mgmt For For For
4 Elect Sipho A. Nkosi Mgmt For For For
5 Elect Fleetwood Grobler Mgmt For For For
6 Elect Vuyo Kahla Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Election of Audit Mgmt For For For
Committee Member
(Colin
Beggs)
9 Election of Audit Mgmt For For For
Committee Member
(Trix
Kennealy)
10 Election of Audit Mgmt For For For
Committee Member
(Nomgando
Matyumza)
11 Election of Audit Mgmt For For For
Committee Member
(Stephen
Westwell)
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Remuneration Mgmt For For For
Implementation
Report
14 Amendments to Mgmt For For For
Memorandum
________________________________________________________________________________
Saudi Airlines Catering Company
Ticker Security ID: Meeting Date Meeting Status
6004 CINS M8234B102 04/21/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Auditor's Report Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Ratification of Board Mgmt For For For
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Pay Mgmt For For For
Interim
Dividends
8 Directors' Fees Mgmt For For For
9 Elect Fadi Majdalani Mgmt For For For
10 Related Party Mgmt For For For
Transactions (Newrest
Group Holding Co.
1)
11 Related Party Mgmt For For For
Transactions (Newrest
Group Holding Co.
2)
12 Related Party Mgmt For For For
Transactions
(Abdulmohsen Al
Hokair Holding
Co.)
13 Related Party Mgmt For For For
Transactions
(Gulfwest Company
Ltd)
14 Related Party Mgmt For For For
Transactions (Emaar
The Economic
City
Co. 1)
15 Related Party Mgmt For For For
Transactions (Emaar
The Economic
City
Co. 2)
16 Amendments to Article Mgmt For For For
31
17 Amendments to Article Mgmt For For For
51
18 Amendments to Article Mgmt For For For
58
________________________________________________________________________________
Saudi Arabian Fertiliser Co
Ticker Security ID: Meeting Date Meeting Status
2020 CINS M8T36M107 03/29/2020 Take No Action
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Auditor's Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Directors' Report Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Interim Dividend Mgmt For TNA N/A
9 Allocation of Mgmt For TNA N/A
Profits/Dividends
10 Amendments to NomRem Mgmt For TNA N/A
Committee
Charter
11 Non-Voting Agenda Item N/A N/A TNA N/A
12 Elect Yousef Abdullah Mgmt N/A TNA N/A
M. Al
Benyan
13 Elect Samir Ali M. Mgmt N/A TNA N/A
AbdRabuh
14 Elect Walid Mohamed I. Mgmt N/A TNA N/A
Al
Issa
15 Elect Mohamed Abdullah Mgmt N/A TNA N/A
M. Al
Bahussein
16 Elect Yousef Mohamed Mgmt N/A TNA N/A
A. Al
Sohibani
17 Elect Mohamed Ahmed K. Mgmt N/A TNA N/A
Mawkali
18 Elect Qasim Saleh Al Mgmt N/A TNA N/A
Shaikh
19 Elect Fahad Ayed Saleh Mgmt N/A TNA N/A
Al
Shamri
20 Elect Fahad Hamad M. Mgmt N/A TNA N/A
Al
Debian
21 Elect Amro Mohamad Mgmt N/A TNA N/A
Saker
22 Elect Azeez Mohamad Al Mgmt N/A TNA N/A
Qahtani
23 Elect Abdulaziz Habdan Mgmt N/A TNA N/A
A.
Al-Habdan
24 Elect Abdulrahman Issa Mgmt N/A TNA N/A
Al
Amim
25 Elect Abdulrahman Mgmt N/A TNA N/A
Abdulaziz
Balghanim
26 Elect Saleh Hassan S. Mgmt N/A TNA N/A
Al
Yami
27 Elect Suleiman Mgmt N/A TNA N/A
Abdulaziz S. Al
Hosein
28 Elect Khaled Nasser Al Mgmt N/A TNA N/A
Nowayser
29 Elect Jalban Ibrahim Mgmt N/A TNA N/A
S. Al
Jalban
30 Elect Ahmed Mohamed K. Mgmt N/A TNA N/A
Al
Dahlawi
31 Election of Audit Mgmt For TNA N/A
Committee
Members
32 Authority to Pay Mgmt For TNA N/A
Interim
Dividends
________________________________________________________________________________
Saudi Arabian Mining Company
Ticker Security ID: Meeting Date Meeting Status
1211 CINS M8236Q107 03/15/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Directors' Fees Mgmt For For For
7 Elect Abdallah Saleh Mgmt For For For
Jum'ah
8 Election of Board Mgmt For For For
Committee Member
(Richard T.
O'Brien)
________________________________________________________________________________
Saudi Arabian Mining Company
Ticker Security ID: Meeting Date Meeting Status
1211 CINS M8236Q107 11/04/2019 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares w/o Mgmt For Against Against
Preemptive
Rights
2 Related Party Mgmt For For For
Transactions (Public
Investment Fund
1)
3 Related Party Mgmt For For For
Transactions (Public
Investment Fund
2)
4 Related Party Mgmt For For For
Transactions (Public
Investment Fund
3)
5 Amendments to Article Mgmt For Against Against
7 (Capital
Increase)
6 Elect Yaser Othman Al Mgmt For For For
Rumayyan
________________________________________________________________________________
Saudi Arabian Oil Company
Ticker Security ID: Meeting Date Meeting Status
2222 CINS M8237R104 05/11/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Saudi Basic Industries Corp.
Ticker Security ID: Meeting Date Meeting Status
2010 CINS M8T36U109 04/21/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Auditor's Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Directors' Report Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Interim Dividend Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to NomRem Mgmt For For For
Committee
Charter
8 Ratification of Board Mgmt For For For
Acts
9 Directors' Fees Mgmt For For For
10 Authority to Pay Mgmt For For For
Interim
Dividends
________________________________________________________________________________
Saudi Basic Industries Corp.
Ticker Security ID: Meeting Date Meeting Status
2010 CINS M8T36U109 06/10/2020 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article 2 Mgmt For For For
2 Amendments to Article 3 Mgmt For For For
3 Amendments to Article 4 Mgmt For For For
4 Amendments to Article 8 Mgmt For For For
5 Amendments to Article Mgmt For For For
12
6 Amendments to Article Mgmt For For For
13
7 Amendments to Article Mgmt For For For
14
8 Amendments to Article Mgmt For For For
15
9 Amendments to Article Mgmt For For For
16
10 Amendments to Article Mgmt For For For
17
11 Amendments to Article Mgmt For For For
18
12 Amendments to Article Mgmt For For For
19
13 Amendments to Article Mgmt For For For
20
14 Amendments to Article Mgmt For For For
22
15 Amendments to Article Mgmt For For For
23
16 Amendments to Article Mgmt For For For
24
17 Amendments to Article Mgmt For For For
26
18 Amendments to Article Mgmt For For For
28
19 Amendments to Article Mgmt For For For
29
20 Amendments to Article Mgmt For For For
33
21 Amendments to Article Mgmt For For For
34
22 Amendments to Article Mgmt For For For
35
23 Amendments to Article Mgmt For For For
36
24 Amendments to Article Mgmt For For For
37
25 Amendments to Article Mgmt For For For
38
26 Amendments to Article Mgmt For For For
40
27 Amendments to Article Mgmt For For For
41
28 Amendments to Article Mgmt For For For
43
29 Amendments to Article Mgmt For For For
46
30 Renumbering of Articles Mgmt For For For
31 Addition of Article 34 Mgmt For For For
32 Addition of Article 35 Mgmt For For For
33 Addition of Article 36 Mgmt For For For
34 Addition of Article 37 Mgmt For For For
35 Amendments to Mgmt For For For
Remuneration
Policy
________________________________________________________________________________
Saudi British Bank
Ticker Security ID: Meeting Date Meeting Status
1060 CINS M8234F111 01/28/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Audit Mgmt For For For
Committee
Members
2 Amendments to Mgmt For For For
Nominations
Policy
3 Amendments to Mgmt For For For
Remuneration
Policy
________________________________________________________________________________
Saudi British Bank
Ticker Security ID: Meeting Date Meeting Status
1060 CINS M8234F111 04/22/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Auditors' Report Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Directors' Fees Mgmt For For For
8 Authority to Pay Mgmt For For For
Interim
Dividends
9 Election of Audit Mgmt For For For
Committee Member
(Martin
Powell)
10 Election of Audit Mgmt For For For
Committee Member
(Khaled Saleh AL
Sabil)
11 Election of Audit Mgmt For For For
Committee Member
(Saad Saleh Al
Sabti)
12 Election of Audit Mgmt For For For
Committee Member
(Stuart
Gulliver)
13 Election of Audit Mgmt For For For
Committee Member
(Andrew
Jackson)
14 Amendments to NomRem Mgmt For For For
Committee
Charter
15 Related Party Mgmt For For For
Transactions (Al
Bustan
Co.)
16 Related Party Mgmt For For For
Transactions
(Schindler Olayan
Elevator
Co.)
17 Related Party Mgmt For For For
Transactions (Arabian
Business Machines
Co.)
18 Related Party Mgmt For For For
Transactions (Saudi
Xerox
Co.)
19 Related Party Mgmt For For For
Transactions
(GOSI)
20 Related Party Mgmt For For For
Transactions (Olayan
Real Estate
Co.)
21 Board Transactions Mgmt For For For
________________________________________________________________________________
Saudi British Bank
Ticker Security ID: Meeting Date Meeting Status
1060 CINS M8234F111 12/18/2019 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Election of Audit Mgmt For For For
Committee
Members
3 Elect Lubna S. Olayan Mgmt For For For
4 Elect Ahmed Farid Al Mgmt For For For
Aulaqi
5 Elect Maria Ramos Mgmt For For For
6 Elect Martin Powell Mgmt For For For
________________________________________________________________________________
Saudi Cement Co
Ticker Security ID: Meeting Date Meeting Status
3030 CINS M8235J112 04/21/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Auditor's Report Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Interim Dividend Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' Fees Mgmt For For For
9 Related Party Mgmt For For For
Transactions (United
Cement Industrial
Co.)
10 Related Party Mgmt For For For
Transactions (Cement
Product Industry
Co.)
11 Related Party Mgmt For For For
Transactions
(Wataniya
Insurance)
12 Authority to Pay Mgmt For For For
Interim
Dividends
________________________________________________________________________________
Saudi Electricity Company
Ticker Security ID: Meeting Date Meeting Status
5110 CINS M8T51J104 06/02/2020 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Amendments to Article Mgmt For For For
30
9 Amendments to Article Mgmt For For For
41
10 Amendments to Article Mgmt For For For
45
11 Amendments to Article Mgmt For For For
50
12 Amendments to Audit Mgmt For For For
Committee
Charter
13 Amendments to NomRem Mgmt For For For
Committee
Charter
14 Board Transactions Mgmt For For For
15 Related Party Mgmt For For For
Transactions (Bahri
1)
16 Related Party Mgmt For For For
Transactions (Bahri
2)
17 Related Party Mgmt For For For
Transactions (Bahri
3)
________________________________________________________________________________
Saudi Industrial Investment Group
Ticker Security ID: Meeting Date Meeting Status
2250 CINS M8235U117 04/15/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Authority to Pay Mgmt For For For
Interim
Dividends
9 Amendments to Mgmt For For For
Governance
Charter
________________________________________________________________________________
Saudi Kayan Petrochemical Co.
Ticker Security ID: Meeting Date Meeting Status
2350 CINS M82585106 04/16/2020 Voted
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Auditor's Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Directors' Report Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Mohamed Mgmt For For For
Abdulrahman Al
Zahrani
6 Amendments to NomRem Mgmt For For For
Committee
Charter
7 Ratification of Board Mgmt For For For
Acts
8 Directors' Fees Mgmt For For For
________________________________________________________________________________
Saudi Telecom Co.
Ticker Security ID: Meeting Date Meeting Status
7010 CINS M8T596104 04/20/2020 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Election of Audit Mgmt For For For
Committee
Members
5 Authority to Mgmt For For For
Repurchase
Shares
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Savola Group Company
Ticker Security ID: Meeting Date Meeting Status
2050 CINS M8237G108 04/29/2020 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Auditor's Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Directors' Report Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Directors' Fees Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions (Panda
Retail Co. and
Almarai
Co.)
8 Related Party Mgmt For For For
Transactions (United
Sugar Co. and Almarai
Co.)
9 Related Party Mgmt For For For
Transactions
(International Food
Industry and Almarai
Co.)
10 Related Party Mgmt For For For
Transactions
(International Afia
Co. and Almarai
Co.)
11 Related Party Mgmt For For For
Transactions (Panda
Retail Co. and Mayar
Foods)
12 Related Party Mgmt For For For
Transactions (Panda
Retail Co. and Del
Monte Arabia
1)
13 Related Party Mgmt For For For
Transactions (Panda
Retail Co. and Nestle
Saudi Arabia
LLC)
14 Related Party Mgmt For For For
Transactions (Panda
Retail Co. and Manhal
Water Factory Co.
Ltd.)
15 Related Party Mgmt For For For
Transactions (Panda
Retail Co. and Abdul
Kadir Al Muhaidib &
Sons
Co.)
16 Related Party Mgmt For For For
Transactions (Panda
Retail Co. and Al
Mehbaj Al Shamiah
Trading)
17 Related Party Mgmt For For For
Transactions (Panda
Retail Co. and Del
Monte Arabia
2)
18 Related Party Mgmt For For For
Transactions (Panda
Retail Co. and Waste
Collection and
Recycling
Co.)
19 Related Party Mgmt For For For
Transactions (Panda
Retail Co. and Zohoor
Alreef)
20 Related Party Mgmt For For For
Transactions (Panda
Retail Co. and
Aljazirah Dates and
Food
Factory)
21 Related Party Mgmt For For For
Transactions (Panda
Retail Co. and Herfy
Food Services
Co.)
22 Related Party Mgmt For For For
Transactions
(International Afia
Co. and Herfy Food
Services
Co.)
23 Related Party Mgmt For For For
Transactions (United
Sugar Co. and Herfy
Food Services
Co.)
24 Related Party Mgmt For For For
Transactions
(International Food
Industry and Herfy
Food Services
Co.)
25 Related Party Mgmt For For For
Transactions (Panda
Retail Co. and Dur
Hospitality
Co.)
26 Related Party Mgmt For For For
Transactions (Panda
Retail Co. and Kinan
International)
27 Election of Audit Mgmt For For For
Committee
Members
28 Amendments to NomRem Mgmt For For For
Committee
Charter
29 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
SDIC Capital Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600061 CINS Y8045P107 04/27/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report of Mgmt For For For
the Board of
Directors
2 2019 Work Report of Mgmt For For For
the Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan
6 Report On The Use of Mgmt For For For
Previously Raised
Funds
7 2019 Work Report Of Mgmt For For For
The Remuneration And
Appraisal Committee
Of The
Board
8 Three-Year Development Mgmt For For For
Plan From 2020 To
2022
9 2020 Estimated Related Mgmt For For For
Party
Transactions
10 Approval of Line of Mgmt For For For
Credit
11 Authority to Issue Mgmt For For For
Domestic Debt
Financing
Instruments
________________________________________________________________________________
SDIC Capital Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600061 CINS Y8045P107 06/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company'a Mgmt For For For
Eligibility for
Public Issuance of
Renewable Corporate
Bonds
2 Issuing Scale Mgmt For For For
3 Par Value and Issue Mgmt For For For
Price
4 Bond Type and Duration Mgmt For For For
5 Option to Renew the Mgmt For For For
Bond
6 Interest Rate and Its Mgmt For For For
Determining
Method
7 Guarantee Method Mgmt For For For
8 Issuing Method and Mgmt For For For
Targets, and
Arrangement for
Placement to Existing
Shareholders
9 Other Special Clauses Mgmt For For For
10 Method of Paying the Mgmt For For For
Principal and
Interest
11 Purpose of the Raised Mgmt For For For
Funds
12 Debts Repayment Mgmt For For For
Guarantee
Measures
13 Underwriting Method Mgmt For For For
14 Listing of the Bond Mgmt For For For
15 The Valid Period of Mgmt For For For
the
Resolution
16 Authorization to the Mgmt For For For
Board and Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of Renewable
Corporate
Bonds
17 2020 Application For Mgmt For For For
Additional Credit
Line To Financial
Institutions
________________________________________________________________________________
SDIC Capital Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600061 CINS Y8045P107 09/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Min Mgmt For For For
________________________________________________________________________________
SDIC Capital Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600061 CINS Y8045P107 10/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Convertible
Bonds
2 Type of Securities to Mgmt For For For
be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Paying the
Interest
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
10 Downward Adjustment of Mgmt For For For
the Conversion
Price
11 Determining Method for Mgmt For For For
the Number of
Converted
Shares
12 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Bond Holders and Mgmt For For For
Bondholders
Meetings
18 Purpose of the Raised Mgmt For For For
Funds
19 Rating Matters Mgmt For For For
20 Guarantee Matters Mgmt For For For
21 Deposit Account of the Mgmt For For For
Raised
Funds
22 Valid Period of the Mgmt For For For
Resolution
23 Preplan For Public Mgmt For For For
Issuance Of
Convertible
Bonds
24 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to be Raised
from the Public
Issuance of
Convertible Corporate
Bonds
25 Report On The Use Of Mgmt For For For
Previously Raised
Funds As Of June 30,
2019
26 Diluted Immediate Mgmt For For For
Return after the
Public Issuance of
Convertible Corporate
Bonds and Filling
Measures
27 Commitments of the Mgmt For For For
Controlling
Shareholder,
Directors and Senior
Management of Filling
Measures for the
Diluted Immediate
Return after the
Public Issuance of
Convertible Corporate
Bonds
28 Formulation of the Mgmt For For For
Rules Governing the
Meetings of
Bondholders of the
Company's Convertible
Bonds
29 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Public Issuance of
Convertible Corporate
Bonds
30 Return Plan for the Mgmt For For For
Next Three Years from
2019 to
2021
31 Reappointment Of 2019 Mgmt For For For
Financial And
Internal Control
Audit
Firm
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 06/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2020 Business Plan Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny2.4530000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
7 2020 Estimated Mgmt For Against Against
Continuing Connected
Transactions
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 07/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder
Meetings
3 Amendments to Mgmt For Against Against
Procedural Rules for
Board
Meetings
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 07/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 08/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Global Mgmt For For For
Depository Receipts
and Listing in London
Stock Exchange and
Conversion Into A
Company Limited by
Shares Which Raised
Funds
Overseas
2 Type of Securities to Mgmt For For For
be
Issued
3 Issuing Date Mgmt For For For
4 Issuing Method Mgmt For For For
5 Issuing Scale Mgmt For For For
6 GDR Scale During The Mgmt For For For
Duration
7 Conversion Ratio of Mgmt For For For
GDRS and Basic
Securities of
A-shares
8 Pricing Method Mgmt For For For
9 Issuing Targets Mgmt For For For
10 Conversion Limit Mgmt For For For
Period of GDRS and
Basic Securities of
A-shares
11 Underwriting Method Mgmt For For For
12 No Need To Prepare A Mgmt For For For
Report On Use Of
Previously Raised
Funds
13 Plan for The Use of Mgmt For For For
Raised Funds From
Issuance of Global
Depository
Receipts
14 The Valid Period of Mgmt For For For
Resolution on
Issuance of GDR and
Listing in London
Stock
Exchange
15 Full Authorization to Mgmt For For For
Board Handling
Matters Related to
Issuance of GDR and
Listing in London
Stock
Exchange
16 Distribution Plan for Mgmt For For For
Accumulated Retained
Profits Before The
Issuance of GDR and
Listing in London
Stock
Exchange
17 Purchase Of Prospectus Mgmt For For For
And Liability
Insurance For
Directors,
Supervisors And
Senior
Management
18 Amendments to Articles Mgmt For For For
19 Amendments to Mgmt For Against Against
Procedural Rules:
Shareholders' General
Meetings
20 Amendments to Mgmt For Against Against
Procedural Rules:
Board
Meetings
21 Amendments to Mgmt For Against Against
Procedural Rules:
Meetings of The
Supervisory
Committee
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 08/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Ultra Short-term
Commercial
Papers
2 Authorization to the Mgmt For Against Against
Board to Handle
Matters Regarding
Issuance of Ultra
Short-term Commercial
Papers
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 09/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Work Report Of Mgmt For For For
The Remuneration And
Appraisal Committee
Of The
Board
2 Elect ZHU Jiwei Mgmt For For For
3 Elect LUO Shaoxiang Mgmt For For For
4 Elect JIANG Hua Mgmt For For For
5 Elect ZHANG Yuanlin Mgmt For For For
6 Elect ZHAN Yuanping Mgmt For Against Against
7 Elect ZENG Ming Mgmt For For For
8 Elect SHAO Luwei Mgmt For For For
9 Elect YU Yingmin Mgmt For Against Against
10 Elect QU Lixin Mgmt For Against Against
11 Elect ZHANG Haijuan Mgmt For Against Against
________________________________________________________________________________
Sealand Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000750 CINS Y2941X108 04/27/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution Plan
6 2020 Proprietary Mgmt For For For
Securities Investment
Scale and Risk
Limit
7 2020 Estimated Related Mgmt For For For
Party
Transactions
8 Appointment of Auditor Mgmt For For For
9 Amendments to Related Mgmt For For For
Transactions
Management
Measures
10 Elect WANG Hongping as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Sealand Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
000750 CINS Y2941X108 12/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension Of The Valid Mgmt For For For
Period Of The
Resolution On The
Rights
Issue
2 Extension of the Valid Mgmt For For For
Period of the Full
Authorization to the
Board to Handle
Matters Regarding the
Rights
Issue
________________________________________________________________________________
Seazen Group Limited
Ticker Security ID: Meeting Date Meeting Status
1030 CINS G3701A106 06/10/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect LU Zhongming Mgmt For For For
4 Elect QU Dejun Mgmt For For For
5 Elect CHEN Huakang Mgmt For For For
6 Elect ZHU Zengjin Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Seazen Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 03/19/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of the Valid Mgmt For For For
Period of the
Resolution on the
Non-Public Share
Offering
2 Extension of the Valid Mgmt For For For
Period of the Full
Authorization to the
Board to Handle
Matters Regarding the
Non-Public Share
Offering
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder
Meetings
5 Amendments to Mgmt For Against Against
Procedural Rules for
Board
Meetings
6 Amendments to Mgmt For Against Against
Procedural Rules for
Supervisor
Meetings
7 Amendments to Work Mgmt For Against Against
System for
Independent
Directors
8 Amendments to Mgmt For Against Against
Connected
Transactions
Management
System
9 Amendments to External Mgmt For Against Against
Investment Management
System
10 Launching The Direct Mgmt For For For
Financing
Business
________________________________________________________________________________
Seazen Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 2019 Accounts and Mgmt For For For
Reports
4 2019 Annual Report and Mgmt For For For
Summary
5 Appointment of Auditor Mgmt For For For
6 2019 Allocation of Mgmt For For For
Profits
7 2019 Remuneration For Mgmt For For For
Directors,
Supervisors And
Senior
Management
8 Authority to Give Mgmt For Against Against
Guarantees
9 2020 Investment Plan Mgmt For For For
10 Approval of Borrowing Mgmt For For For
11 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Seazen Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 11/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Songxi Mgmt For For For
2 Elect QU Dejun Mgmt For For For
3 Adjustment To The Mgmt For For For
Authorized Persons
For 2019 Guarantee
Plan
4 2019 Stock Option And Mgmt For For For
Restricted Stock
Incentive Plan
(Draft) And Its
Summary
5 Appraisal Management Mgmt For For For
Measures for the 2019
Stock Option and
Restricted Stock
Incentive
Plan
6 Board Authorization to Mgmt For For For
Handle Matters
Regarding the 2019
Stock Option and
Restricted Stock
Incentive
Plan
________________________________________________________________________________
Security Bank Corp.
Ticker Security ID: Meeting Date Meeting Status
SECB CINS Y7571C100 04/28/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Call To Order Mgmt For For For
2 Proof of Notice of Mgmt For For For
Meeting and
Determination of
Quorum
3 Meeting Minutes Mgmt For For For
4 Annual Report; Mgmt For For For
Ratification of Board
and
Management Acts
5 Elect Diana P. Aguilar Mgmt For For For
6 Elect Philip T. Ang Mgmt For For For
7 Elect Gerard H. Brimo Mgmt For For For
8 Elect Enrico S. Cruz Mgmt For For For
9 Elect Anastasia Y. Dy Mgmt For For For
10 Elect Frederick Y. Dy Mgmt For For For
11 Elect James J.K. Hung Mgmt For For For
12 Elect Jikyeong Kang Mgmt For For For
13 Elect Hiroshi Masaki Mgmt For For For
14 Elect Napoleon L. Mgmt For For For
Nazareno
15 Elect Cirilo P. Noel Mgmt For For For
16 Elect Alfonso L. Mgmt For For For
Salcedo,
Jr.
17 Elect Takashi Takeuchi Mgmt For For For
18 Elect Alberto S. Mgmt For For For
Villarosa
19 Elect Sanjiv Vohra Mgmt For For For
20 Transaction of Other Mgmt For Abstain Against
Business
21 Adjournment Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Semen Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
SMGR CINS Y7142G168 06/19/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Resignation of Mgmt For For For
Commissioners
________________________________________________________________________________
Semiconductor Manufacturing International Corporation
Ticker Security ID: Meeting Date Meeting Status
0981 CINS G8020E119 02/13/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 SMSC Framework Mgmt For For For
Agreement
4 Revised Caps Under Mgmt For For For
SMNC Framework
Agreement
5 Grant of 62,500 Mgmt For For For
Restricted Share
Units to Dr. Chen
Shanzhi
6 Grant of 62,500 Mgmt For For For
Restricted Share
Units to William
Tudor
Brown
7 Grant of 187,500 Mgmt For For For
Restricted Share
Units to Dr. Young
Kwang
Leei
________________________________________________________________________________
Semiconductor Manufacturing International Corporation
Ticker Security ID: Meeting Date Meeting Status
0981 CINS G8020E119 06/01/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval of RMB Share Mgmt For For For
Issue
4 Board Authority to Mgmt For For For
Handle Matters
Related to RMB Share
Issue
5 Distribution Plan of Mgmt For For For
Profits Accumulated
before the RMB Share
Issue
6 Price Stabilization Mgmt For For For
Policy
7 Dividend Return Plan Mgmt For For For
8 Use of Proceeds from Mgmt For For For
the RMB Share
Issue
9 Remedial Measures for Mgmt For For For
Dilution
10 Undertakings and Mgmt For For For
Binding Measures
regarding Issue of
RMB
Shares
11 Approval of Procedural Mgmt For For For
Rules of General
Meetings
12 Approval of Procedural Mgmt For For For
Rules of Board
Meetings
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Semiconductor Manufacturing International Corporation
Ticker Security ID: Meeting Date Meeting Status
0981 CINS G8020E119 06/23/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHOU Zixue Mgmt For For For
5 Elect GAO Yonggang Mgmt For For For
6 Elect William Tudor Mgmt For For For
Brown
7 Elect TONG Guohua Mgmt For Against Against
8 Elect YOUNG Kwang-Leei Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Semiconductor Manufacturing International Corporation
Ticker Security ID: Meeting Date Meeting Status
0981 CINS G8020E119 06/23/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 New JV Agreement and Mgmt For For For
Capital Contribution
________________________________________________________________________________
Semiconductor Manufacturing International Corporation
Ticker Security ID: Meeting Date Meeting Status
0981 CINS G8020E119 06/23/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 CICT Agreements Mgmt For For For
4 IC Fund Agreements Mgmt For For For
________________________________________________________________________________
Shaanxi Coal Industry
Ticker Security ID: Meeting Date Meeting Status
601225 CINS Y7679D109 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report of Mgmt For For For
the Board of
Directors
3 2019 Work Report of Mgmt For For For
the Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
7 2019 Appointment of Mgmt For For For
Auditor
8 Provide Guarantees for Mgmt For For For
the Company's
Controlled
Subsidiaries
9 Elect DAN Yong Mgmt For Against Against
10 Elect YANG Xiqian Mgmt For Against Against
11 Elect CHE Jianhong Mgmt For Against Against
________________________________________________________________________________
Shaanxi Coal Industry
Ticker Security ID: Meeting Date Meeting Status
601225 CINS Y7679D109 11/07/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Authority to Give Mgmt For For For
Guarantees
3 Related Party Mgmt For For For
Transactions
4 Related Party Mgmt For For For
Transactions
5 Elect LI Xianfeng Mgmt For Against Against
________________________________________________________________________________
Shandong Buchang Pharmaceuticals Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603858 CINS Y767AS104 04/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Loan Quota
To Controlled
Subsidiaries
2 Additional Financing Mgmt For For For
Quota for Controlled
Subsidiaries and
Guarantee Quota for
Them
3 2019 Additional Mgmt For For For
Continuing Connected
Transactions
4 Connected Transactions Mgmt For For For
Regarding Acquisition
Of Equities In A
Company
________________________________________________________________________________
Shandong Buchang Pharmaceuticals Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603858 CINS Y767AS104 06/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 Accounts and Reports Mgmt For For For
5 2020 Financial Budget Mgmt For For For
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2019 Profit Mgmt For For For
Distribution
Plan
8 2020 Reappointment Of Mgmt For For For
Audit
Firm
9 Actual Amount of 2019 Mgmt For For For
Continuing Connected
Transactions and 2020
Estimated Continuing
Connected
Transactions
10 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
11 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
12 2020 Estimated Mgmt For For For
Additional Financing
Quota And Guarantee
Quota For The Company
And Controlled
Subsidiaries
13 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Shandong Buchang Pharmaceuticals Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603858 CINS Y767AS104 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Return Mgmt For For For
Plan
(2019-2021)
2 Amendments to Articles Mgmt For For For
regarding Increase in
Registered
Capital
3 Eligibility for Public Mgmt For For For
Issuance of Corporate
Bonds
4 Issuing Scale Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Type and Duration Mgmt For For For
7 Issuing Targets and Mgmt For For For
Placement Arrangement
to Existing
Shareholders
8 Interest Rate and Mgmt For For For
Determining
Method
9 Guarantee Method Mgmt For For For
10 Issuing Method Mgmt For For For
11 Redemption and Resale Mgmt For For For
Clauses
12 Use of Proceeds Mgmt For For For
13 Repayment Guarantee Mgmt For For For
Measures
14 Underwriting Method Mgmt For For For
and Listing
Arrangement
15 Account for Raised Mgmt For For For
Funds
16 Valid Period Mgmt For For For
17 Ratification of Board Mgmt For For For
Acts
18 Eligibility for Mgmt For For For
Private Placement of
Corporate
Bonds
19 Issuing Scale Mgmt For For For
20 Issuing Targets and Mgmt For For For
Placement Arrangement
to Existing
Shareholders
21 Type and Duration Mgmt For For For
22 Par Value and Issue Mgmt For For For
Price
23 Interest Rate and Mgmt For For For
Determining
Method
24 Payment of Principal Mgmt For For For
and
Interest
25 Underwriting Method Mgmt For For For
26 Use of Proceeds Mgmt For For For
27 Issuing Method Mgmt For For For
28 Guarantee Arrangement Mgmt For For For
29 Redemption and Resale Mgmt For For For
Clauses
30 Listing or Transfer Mgmt For For For
Place
31 Valid Period Mgmt For For For
32 Repayment Guarantee Mgmt For For For
Measures
33 Ratification of Board Mgmt For For For
Acts
34 Issuing Scale Mgmt For For For
35 Duration Mgmt For For For
36 Coupon Rate Mgmt For For For
37 Issuing Method Mgmt For For For
38 Issuing Targets Mgmt For For For
39 Use of Proceeds Mgmt For For For
40 Valid Period Mgmt For For For
41 Authorization Matters Mgmt For For For
42 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 02/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Authority to Give Mgmt For For For
Guarantees
3 Change of Mgmt For For For
International
Auditor
4 Elect LUAN Bo as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 02/24/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 06/24/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Profit Mgmt For For For
Distribution
Plan
2 Amendments to the Mgmt For For For
Rules of Procedure
Governing
Shareholders General
Meetings
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 06/24/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Work Report Of Mgmt For For For
Independent
Non-Executive
Directors
4 2019 Annual Accounts Mgmt For For For
5 2020 Financial Budget Mgmt For For For
Report
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2019 Profit Mgmt For For For
Distribution
Plan
8 Amendments to the Mgmt For For For
Company's Articles of
Association Due to
Implementation of
Bonus Issue from
Capital
Reserve
9 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
10 2020 Reappointment Of Mgmt For For For
Audit
Firm
11 2020 Reappointment Of Mgmt For For For
Internal Control
Audit
Firm
12 2019 Internal Control Mgmt For For For
Evaluation
Report
13 2019 Social Mgmt For For For
Responsibility
Report
14 Special Report On The Mgmt For For For
Deposit And Use Of
Raised Funds In
2019
15 Assets Impairment Test Mgmt For For For
of the Major Assets
Restructuring
16 The Financial Service Mgmt For For For
Agreement To Be
Signed With Financial
Company
17 General Authorization Mgmt For For For
for Managing H
Shares
18 Amendments to the Mgmt For For For
Rules of Procedure
Governing
Shareholders General
Meetings
19 Amendments To The Mgmt For For For
Rules Of Procedure
Governing The Board
Meetings
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 08/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Related Party Mgmt For For For
Transactions
3 Amendments to Articles Mgmt For For For
4 Authorization of Mgmt For For For
H-Share
Offering
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 09/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Ultra Short-term
Financing
Bills
2 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding
Issuance of Ultra
Short-term financing
bills
________________________________________________________________________________
Shandong Hualu-Hengsheng Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600426 CINS Y76843104 04/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Annual Accounts Mgmt For For For
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Financial Budget Mgmt For For For
8 Reappointment Of 2020 Mgmt For For For
Audit
Firm
9 Renewal of Connected Mgmt For For For
Transactions
Agreements and
Estimation of 2020
Continuing Connected
Transactions
10 Conducting Structured Mgmt For For For
Deposits With
Proprietary
Funds
________________________________________________________________________________
Shandong Linglong Tyre Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
601966 CINS Y76796104 03/04/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public A-Share
Offering
2 Stock Type Mgmt For For For
3 Par Value Mgmt For For For
4 Issuing Volume Mgmt For For For
5 Scale of the Raised Mgmt For For For
Funds and Projects
Funded With Raised
Funds
6 Issuing Method Mgmt For For For
7 Issuing Targets and Mgmt For For For
Subscription
Method
8 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
9 Issue Price and Mgmt For For For
Pricing
Principles
10 Issuing Date Mgmt For For For
11 Listing Place Mgmt For For For
12 Lockup Period Mgmt For For For
Arrangement
13 Arrangement for the Mgmt For For For
Accumulated Retained
Profits before the
Issuance
14 The Valid Period of Mgmt For For For
The
Resolution
15 Preplan for Non-public Mgmt For For For
A-Share
Offering
16 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to be Raised
from the Non-public
A-share
Offering
17 Report On The Use Of Mgmt For For For
Previously Raised
Funds
18 Risk Warnings on Mgmt For For For
Diluted Immediate
Return After the
Non-public Share
Offering and Filling
Measures and Relevant
Commitments of
Relevant
Parties
19 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Non-public Share
Offering
20 Shareholder Return Mgmt For For For
Plan for the Next
Three Years from 2020
to
2022
________________________________________________________________________________
Shandong Linglong Tyre Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
601966 CINS Y76796104 04/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Formulation of the Mgmt For For For
Medium and Long Term
Development Strategic
Plan Outline from
2020 to
2030
2 Investment In Setting Mgmt For For For
Up Factories And
Subsidiaries In
Changchun,
Jilin
________________________________________________________________________________
Shandong Linglong Tyre Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
601966 CINS Y76796104 05/06/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2019 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2020 Business Plan and Mgmt For Against Against
Financial
Budget
7 Service Framework Mgmt For For For
Agreement
8 2020 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For For For
10 Report on the Use of Mgmt For For For
Raised
Funds
11 Authority to Give Mgmt For For For
Guarantees
12 Liability Insurance Mgmt For Against Against
13 Independent Directors' Mgmt For For For
Report
________________________________________________________________________________
Shandong Linglong Tyre Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
601966 CINS Y76796104 11/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For For For
For A Wholly-Owned
Subsidiary
________________________________________________________________________________
Shandong Linglong Tyre Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
601966 CINS Y76796104 11/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WEN Decheng as Mgmt For For For
Independent
Director
________________________________________________________________________________
Shandong Linglong Tyre Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
601966 CINS Y76796104 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Restricted Mgmt For For For
Share Incentive
Scheme
2 Management Measures to Mgmt For For For
the Restricted Share
Incentive
Scheme
3 Ratification to Board Mgmt For For For
Acts
________________________________________________________________________________
Shandong Nanshan Aluminium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600219 CINS Y7680L108 05/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report of Mgmt For For For
General
Manager
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Annual Accounts Mgmt For For For
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Reappointment Of 2020 Mgmt For For For
Audit Firm And
Payment Of 2019 Audit
Fees
8 2020 Remuneration For Mgmt For For For
Directors And Other
Senior
Management
9 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
10 2020 Remuneration For Mgmt For For For
Supervisors
11 Provision Of Guarantee Mgmt For For For
For A Wholly-Owned
Subsidiary
12 Appendix to the 2020 Mgmt For For For
Comprehensive Service
Agreement to Be
Signed with a Company
and the Estimated
Quota of 2020
Continuing Connected
Transactions
13 2020 Estimated Mgmt For Against Against
Connected
Transactions With A
Company
14 Additional Guarantee Mgmt For For For
Quota For A
Wholly-Owned
Subsidiary
________________________________________________________________________________
Shandong Nanshan Aluminium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600219 CINS Y7680L108 06/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Issuing Scale Mgmt For For For
3 Par Value and Issue Mgmt For For For
Price
4 Bond Duration Mgmt For For For
5 Interest Rate and Mgmt For For For
Method for Repayment
of Principal and
Interest
6 Issuing Method Mgmt For For For
7 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
8 Purpose of the Raised Mgmt For For For
Funds
9 Guarantee Matters Mgmt For For For
10 Redemption or Resale Mgmt For For For
Clauses
11 Credit Conditions and Mgmt For For For
Repayment Guarantee
Measures
12 Underwriting Method Mgmt For For For
13 Listing of the Bond Mgmt For For For
14 The Valid Period of Mgmt For For For
the
Resolution
15 Full Authorization to Mgmt For For For
the Board or Its
Authorized Persons to
Handle Matters
Regarding the
Issuance of Corporate
Bonds
16 Elect CHENG Rence Mgmt For For For
17 Elect SONG Jianbo Mgmt For For For
18 Elect LV Zhengfeng Mgmt For For For
19 Elect LIU Chunlei Mgmt For For For
20 Elect SUI Xindong Mgmt For For For
21 Elect HAN Yanhong Mgmt For For For
22 Elect LI Jinshan Mgmt For For For
23 Elect LIANG Shinian Mgmt For For For
24 Elect HUANG Liqun Mgmt For For For
25 Elect LIU Qiang Mgmt For Against Against
26 Elect MA Zhengqing Mgmt For Against Against
27 Elect ZHANG Hua Mgmt For Against Against
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shandong Sinocera Functional Material Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300285 CINS Y76867103 04/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 Formulation of the Mgmt For For For
Remuneration
Management System on
Directors and
Supervisors
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 Confirmation of 2019 Mgmt For For For
Continuing Connected
Transactions and 2020
Estimated Continuing
Connected
Transactions
8 2020 Reappointment Of Mgmt For For For
Audit
Firm
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shandong Sun Paper Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002078 CINS Y7681V105 03/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Application for Mgmt For For For
Comprehensive Credit
Line to Financial
Institutions by the
Company and Its
Controlled
Subsidiaries
2 Repurchase and Mgmt For For For
Cancellation of the
Locked Restricted
Stocks Granted to
Some Plan
Participants
3 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Shandong Sun Paper Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002078 CINS Y7681V105 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Supervisor's Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Connected Transactions Mgmt For For For
Quota and Agreement
with Shandong Shengde
International Hotel
Co.,
Ltd.
7 Connected Transactions Mgmt For For For
Quota and Agreement
with Wanguo Paper Sun
White Cardboard Co.,
Ltd.
8 Connected Transactions Mgmt For For For
Quota and Agreement
with Shandong
International Paper
Sun Cardboard Co.,
Ltd.
9 Connected Transactions Mgmt For For For
Quota and Agreement
with Shandong Wanguo
Sun Food Packaging
Materials Co.,
Ltd.
10 Appointment of Auditor Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Investment and Mgmt For For For
Construction of
Forestry Pulp-Paper
Integration
________________________________________________________________________________
Shandong Weigao Group Medical Polymer Company Limited
Ticker Security ID: Meeting Date Meeting Status
1066 CINS Y76810103 06/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Agreements Mgmt For For For
2 Authorization of Legal Mgmt For For For
Formalities
3 Approval of Board Mgmt For For For
Actions
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shandong Weigao Group Medical Polymer Company Limited
Ticker Security ID: Meeting Date Meeting Status
1066 CINS Y76810103 07/02/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Remuneration of Mgmt For For For
Directors,
Supervisors and
Senior
Management
9 Elect GONG Jian Bo Mgmt For For For
10 Elect FU Ming Zhong Mgmt For For For
11 Elect WANG Jin Xia Mgmt For For For
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Shandong Weigao Group Medical Polymer Company Limited
Ticker Security ID: Meeting Date Meeting Status
1066 CINS Y76810103 07/02/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shandong Weigao Group Medical Polymer Company Limited
Ticker Security ID: Meeting Date Meeting Status
1066 CINS Y76810103 11/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Allocation of Interim Mgmt For For For
Dividends
________________________________________________________________________________
Shandong Weigao Group Medical Polymer Company Limited
Ticker Security ID: Meeting Date Meeting Status
1066 CINS Y76810103 11/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Logistic and Mgmt For For For
Distribution Services
Agreement
4 Finance Leasing and Mgmt For For For
Factoring Framework
Agreement
5 Purchase Framework Mgmt For For For
Agreement
________________________________________________________________________________
Shandong Xinchao Energy Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600777 CINS Y9740C102 04/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan
6 Appointment of Mgmt For For For
Financial Auditor and
Authority to Set
Fees
7 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
8 Remuneration For Mgmt For For For
Directors And
Supervisors
9 Authority to Give Mgmt For For For
Guarantees
10 Change of the Purpose Mgmt For For For
of Raised
Funds
11 Elect LIU Ke Mgmt For For For
12 Elect SONG Huajie Mgmt For Against Against
13 Elect FAN Xiaochuan Mgmt For For For
14 Elect LIU Bin Mgmt For Against Against
15 Elect XU Lianchun Mgmt For Against Against
16 Elect ZHANG Xiaofeng Mgmt For Against Against
17 Elect YANG Sheng Mgmt For Against Against
18 Elect DU Jing Mgmt For Against Against
19 Elect LIU Siyuan Mgmt For Against Against
20 Elect LU Xu Mgmt For Against Against
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Annual Accounts Mgmt For For For
3 2019 Report Of The Mgmt For For For
Board Of
Directors
4 2019 Report Of The Mgmt For For For
Supervisory
Committee
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Reappointment Of Audit Mgmt For For For
Firm
7 Repurchase and Mgmt For For For
Cancellation of Some
Locked Restricted
Stocks Granted to
Plan
Participants
8 Amendments to the Mgmt For For For
Articles of
Association of the
Company in Respect to
the Registered
Capital and Total
Share Capital
(approved at the 3rd
Meetings of the 7th
Board
Meetings)
9 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under 2016 Restricted
Stock Incentive
Plan
10 Amend Articles, Mgmt For For For
Constitution, Bylaws
-
Bundled
11 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under 2017 Restricted
Stock Incentive
Plan
12 Amendments to the Mgmt For For For
Companys Articles of
Association
13 Amendments to Some Mgmt For For For
Clauses in the Work
System for
Independent Directors
and Management
Measures for
Connected
Transactions
14 Provision Of Guarantee Mgmt For For For
For Wholly-Owned
Subsidiaries
15 Elect SHi Jian Mgmt For Against Against
________________________________________________________________________________
Shanghai AJ Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600643 CINS Y7679X105 04/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Authority to Give Mgmt For Against Against
Guarantees
9 2020 Estimated Related Mgmt For For For
Party
Transactions
________________________________________________________________________________
Shanghai Baosight Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
600845 CINS Y7691Z112 04/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Second Phase Mgmt For For For
Restricted Stock
Incentive Plan
(Draft) And Its
Summary
2 Appraisal Management Mgmt For For For
Measures for the
Implementation of the
Second Phase
Restricted Stock
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Second Phase
Restricted Stock
Incentive
Plan
________________________________________________________________________________
Shanghai Baosight Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
600845 CINS Y7691Z112 05/13/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Financial Budget Mgmt For For For
Report
7 Reappointment Of 2020 Mgmt For For For
Financial And
Internal Control
Audit
Firm
8 2020 Continuing Mgmt For For For
Connected
Transactions
9 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Shanghai Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600170 CINS Y7680W104 02/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance Of Overseas Mgmt For For For
Usd-Denominated Bonds
By A
Subsidiary
________________________________________________________________________________
Shanghai Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600170 CINS Y7680W104 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Report and Mgmt For For For
Its
Summary
5 2019 Annual Accounts Mgmt For For For
and 2020 Financial
Budget
Plan
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Related Party Mgmt For For For
Transactions
8 2020 Guarantee Quota Mgmt For Against Against
And Relevant
Authorization
9 2020 Investment Quota Mgmt For For For
And Relevant
Authorization
10 Authority to Issue Mgmt For For For
Debt Financing
Instruments
11 2020 Appointment of Mgmt For For For
Auditor
12 Guarantees Regarding Mgmt For Against Against
the Acquisition of a
Target
Company
13 Core Employee Stock Mgmt For For For
Ownership Plan
(Draft) From 2020 To
2022
14 Full Authorization to Mgmt For For For
the Board Regarding
Core Employee Stock
Ownership
Plan
15 IPO and Listing of A Mgmt For For For
Company on
SSE
16 Spin-off Listing of Mgmt For For For
Above Mentioned
Subsidiary on the
Main Board of
SSE
17 Compliance of Spin-off Mgmt For For For
Listing of Above
Mentioned Subsidiary
with the Notice on
the Regulation of
Domestic
Spin-Listings of
Subordinate Companies
of Domestically
Listed
Companies
18 The Spin-off of the Mgmt For For For
Above -mentioned
Subsidiary is
Conducive to
Safeguarding the
Legitimate Rights and
Interests of
Shareholders and
Creditors
19 Company Maintains its Mgmt For For For
Independence and
Sustainable
Profitability
20 The Subsidiary has the Mgmt For For For
Corresponding
Law-based Operation
Capabilities
21 The Spin-off Listing Mgmt For For For
of a Subsidiary is in
Compliance with
Relevant Laws and
Regulations
22 Completeness and Mgmt For For For
Compliance of
Implementation
of
Legal Proceedings of
the Transactions and
Validity of the
Submitted Legal
Documents Regarding
this
Transaction
23 Purpose, Commercial Mgmt For For For
Reasonability,
Necessity and
Feasibility Analysis
of the Spin-off
Listing
24 Full Authorization to Mgmt For For For
the Board and Its
Authorized
Persons to Handle
Matters Regarding the
Spin-off
Listing
25 Authority to Issue Mgmt For For For
Pilot Free Trade
Zone and Overseas
Bonds
________________________________________________________________________________
Shanghai Electric Group Co
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824104 05/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
of
Association
4 External Guarantee Mgmt For Against Against
5 Spin-off of Subsidiary Mgmt For For For
6 Spin-off of Subsidiary Mgmt For For For
on Star Market of
SSE
7 Preplan (Draft) for Mgmt For For For
Spin-off on Star
Market on
SSE
8 Compliance of Spin-off Mgmt For For For
9 Rights and Interests Mgmt For For For
of Shareholders and
Creditors
10 Maintaining Mgmt For For For
Independence and
Profitability
11 Subsidiary is Capable Mgmt For For For
of Conducting
Operation
12 Compliance and Mgmt For For For
Completeness
13 Purpose, Commercial Mgmt For For For
Reasonability,
Necessity And
Feasibility Of The
Spin-Off
Listing
14 Authorization of Board Mgmt For For For
________________________________________________________________________________
Shanghai Electric Group Co
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 05/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
of
Association
3 External Guarantee Mgmt For Against Against
4 Spin-off of Subsidiary Mgmt For For For
5 Spin-off of Subsidiary Mgmt For For For
on Star Market of
SSE
6 Preplan (Draft) for Mgmt For For For
Spin-off on Star
Market on
SSE
7 Compliance of Spin-off Mgmt For For For
8 Rights and Interests Mgmt For For For
of Shareholders and
Creditors
9 Maintaining Mgmt For For For
Independence and
Profitability
10 Subsidiary is Capable Mgmt For For For
of Conducting
Operation
11 Compliance and Mgmt For For For
Completeness
12 Purpose, Commercial Mgmt For For For
Reasonability,
Necessity And
Feasibility Of The
Spin-Off
Listing
13 Authorization of Board Mgmt For For For
________________________________________________________________________________
Shanghai Electric Group Co
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824104 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Alignment in Mgmt For For For
Preparation of
Financial Statements
in Accordance with
China Accounting
Standards for
Business Enterprises
and Cessation of
Appointment of
International Auditor
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Liability Insurance Mgmt For For For
11 Related Party Mgmt For For For
Transaction with
SINOMEC Engineering
Group Co.,
Ltd.
12 Amendments to Articles Mgmt For For For
13 Authority to Mgmt For For For
Repurchase H
Shares
14 Authority to Mgmt For For For
Repurchase A Shares
and Cancellation of
certain A
Shares
15 Amendment to the Mgmt For For For
Business
Scope
________________________________________________________________________________
Shanghai Electric Group Co
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824104 06/29/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase H
Shares
2 Authority to Mgmt For For For
Repurchase A Shares
and Cancellation of
certain A
Shares
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Electric Group Co
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Alignment in Mgmt For For For
Preparation of
Financial Statements
in Accordance with
China Accounting
Standards for
Business Enterprises
and Cessation of
Appointment of
International Auditor
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Liability Insurance Mgmt For For For
10 Related Party Mgmt For For For
Transaction with
SINOMEC Engineering
Group Co.,
Ltd.
11 Amendments to Articles Mgmt For For For
12 Authority to Mgmt For For For
Repurchase H
Shares
13 Authority to Mgmt For For For
Repurchase A Shares
and Cancellation of
certain A
Shares
14 Amendment to the Mgmt For For For
Business
Scope
________________________________________________________________________________
Shanghai Electric Group Co
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 06/29/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase H
Shares
2 Authority to Mgmt For For For
Repurchase A Shares
and Cancellation of
certain A
Shares
________________________________________________________________________________
Shanghai Electric Group Co
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 11/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Use of Mgmt For For For
Proceeds
3 Amendments to Articles Mgmt For For For
4 Adjustment to the Mgmt For For For
Maximum Guarantees
Amount
5 Elect XU Jianxin Mgmt For For For
________________________________________________________________________________
Shanghai Electric Group Co
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824104 11/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Use of Mgmt For For For
Proceeds
3 Elect XU Jianxin Mgmt For For For
4 Adjustment to the Mgmt For For For
Maximum Guarantees
Amount
5 Amendments to Articles Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Electric Group Co
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824104 11/14/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Shanghai Electric Group Co
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 11/14/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Shanghai Electric Group Co
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824104 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 SEC Framework Deposit Mgmt For For For
Agreement
3 SEC Framework Loan Mgmt For For For
Agreement
4 MESMEE Framework Mgmt For For For
Purchase
Agreement
________________________________________________________________________________
Shanghai Electric Group Co
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SEC Framework Deposit Mgmt For For For
Agreement
2 SEC Framework Loan Mgmt For For For
Agreement
3 MESMEE Framework Mgmt For For For
Purchase
Agreement
________________________________________________________________________________
Shanghai Electric Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
600021 CINS Y7T829116 04/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
and 2020 Financial
Budget
4 2019 Annual Report Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Estimated Related Mgmt For Against Against
Party
Transactions
7 2020 External Mgmt For For For
Guarantees
8 Authority to Issue Mgmt For For For
Super Short-term
Commercial
Papers
9 Appointment of Auditor Mgmt For For For
10 Elect HE Lianhui as Mgmt For For For
Director
11 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
________________________________________________________________________________
Shanghai Electric Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
600021 CINS Y7T829116 12/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase Mgmt For For For
2 Launching Financial Mgmt For For For
Business With A
Company
3 Authority to Give Mgmt For For For
Guarantees
4 Conducting Assets Mgmt For For For
Mortgage for
Subsidiary's
Application for
Project
Loans
5 Appointment of Auditor Mgmt For For For
6 Elect HUANG Yuntao as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 05/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Amendments to Mgmt For Against Against
Procedural Rules of
General
Meetings
4 Issuing Entity Mgmt For For For
5 Type of Securities Mgmt For For For
6 Par Value of Shares Mgmt For For For
7 Size of issuance Mgmt For For For
8 Target subscribers Mgmt For For For
9 Issuance price and Mgmt For For For
pricing
methodology
10 Method of Issuance Mgmt For For For
11 Place of Listing Mgmt For For For
12 Time of Issuance and Mgmt For For For
Listing
13 Use of Proceeds Mgmt For For For
14 Board Authority to Mgmt For For For
Handle Matters
Related to
Listing
15 Framework Agreement Mgmt For For For
16 Estimates of Related Mgmt For For For
Party
Transactions
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 05/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Amendments to Mgmt For Against Against
Procedural Rules of
General
Meetings
3 Issuing Entity Mgmt For For For
4 Type of Securities Mgmt For For For
5 Par Value of Shares Mgmt For For For
6 Size of issuance Mgmt For For For
7 Target subscribers Mgmt For For For
8 Issuance price and Mgmt For For For
pricing
methodology
9 Method of Issuance Mgmt For For For
10 Place of Listing Mgmt For For For
11 Time of Issuance and Mgmt For For For
Listing
12 Use of Proceeds Mgmt For For For
13 Board Authority to Mgmt For For For
Handle Matters
Related to
Listing
14 Framework Agreement Mgmt For For For
15 Estimates of Related Mgmt For For For
Party
Transactions
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appraisal Results and Mgmt For For For
Directors'
Fees
8 Appraisal Program for Mgmt For For For
2020
9 Approval of Entrusted Mgmt For Against Against
Loans
10 Approval of Line of Mgmt For For For
Credit
11 Authority to Issue Mgmt For For For
Debt Financing
Instruments
12 Approval to Dispose of Mgmt For For For
Listed Shares and
Securities
13 Authority to Give Mgmt For For For
Guarantees
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase H
Shares
16 Authority to Mgmt For For For
Repurchase A
Shares
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Elect GONG Ping Mgmt For For For
19 Elect PAN Donghui Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 06/30/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase H
Shares
2 Authority to Mgmt For For For
Repurchase A
Shares
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 06/30/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
3 Authority to Mgmt For For For
Repurchase A
Shares
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appraisal Results and Mgmt For For For
Directors'
Fees
8 Appraisal Program for Mgmt For For For
2020
9 Approval of Entrusted Mgmt For Against Against
Loans
10 Approval of Line of Mgmt For For For
Credit
11 Authority to Issue Mgmt For For For
Debt Financing
Instruments
12 Approval to Dispose of Mgmt For For For
Listed Shares and
Securities
13 Authority to Give Mgmt For For For
Guarantees
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase H
Shares
16 Authority to Mgmt For For For
Repurchase A
Shares
17 Elect GONG Ping Mgmt For For For
18 Elect PAN Donghui Mgmt For For For
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 10/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Disposal and Mgmt For Against Against
Subscription
3 Renewed Financial Mgmt For Against Against
Services
Agreement
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 10/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal and Mgmt For Against Against
Subscription
2 Renewed Financial Mgmt For Against Against
Services
Agreement
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 12/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compliance and Mgmt For For For
Regulations of
Listing
3 Issuing Entity Mgmt For For For
4 Listing Place Mgmt For For For
5 Type of Securities to Mgmt For For For
be
Issued
6 Nominal Value Mgmt For For For
7 Target Subscribers Mgmt For For For
8 Listing Date Mgmt For For For
9 Method of Issuance Mgmt For For For
10 Size of Issuance Mgmt For For For
11 Pricing Method Mgmt For For For
12 Underwriting Mgmt For For For
13 Use of Proceeds Mgmt For For For
14 Public Offering Mgmt For For For
Arrangement
15 Undertaking to Mgmt For For For
Maintain Independent
Listing
Status
16 Statement on Mgmt For For For
Sustainable
Profitability and
Prospects
17 Board Authorization to Mgmt For For For
Implement Overseas
Listing of Gland
Pharma
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group)
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 12/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compliance and Mgmt For For For
Regulations of
Listing
2 Issuing Entity Mgmt For For For
3 Listing Place Mgmt For For For
4 Type of Securities to Mgmt For For For
be
Issued
5 Nominal Value Mgmt For For For
6 Target Subscribers Mgmt For For For
7 Listing Date Mgmt For For For
8 Method of Issuance Mgmt For For For
9 Size of Issuance Mgmt For For For
10 Pricing Method Mgmt For For For
11 Underwriting Mgmt For For For
12 Use of Proceeds Mgmt For For For
13 Public Offering Mgmt For For For
Arrangement
14 Undertaking to Mgmt For For For
Maintain Independent
Listing
Status
15 Statement On Mgmt For For For
Sustainable
Profitability And
Prospects
16 Board Authorization to Mgmt For For For
Implement Overseas
Listing of Gland
Pharma
________________________________________________________________________________
Shanghai Industrial Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
0363 CINS Y7683K107 05/19/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHOU Jun Mgmt For For For
6 Elect WOO Chia-Wei Mgmt For For For
7 Elect Francis YUEN Tin Mgmt For For For
Fan
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Shanghai International Airport Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600009 CINS Y7682X100 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2020 Appointment Of Mgmt For For For
Financial Audit
Firm
6 2020 Appointment Of Mgmt For For For
Internal Control
Audit
Firm
7 Application For Mgmt For For For
Issuance Of Super And
Short-Term Commercial
Papers
________________________________________________________________________________
Shanghai International Port (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600018 CINS Y7683N101 06/05/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2020 Financial Budget Mgmt For For For
6 Authority to Issue Mgmt For Against Against
Debt
Instruments
7 Related Party Mgmt For For For
Transactions
regarding Deposit
Services
8 Annual Report Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shanghai International Port (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600018 CINS Y7683N101 07/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Procedural Rules for
Shareholders General
Meetings and Board
Meetings and
Amendments to
Articles
2 Elect GU Jinshan Mgmt For For For
3 Elect BAI Jingtao Mgmt For For For
4 Elect YAN Jun Mgmt For For For
5 Elect WANG Erzhang Mgmt For For For
6 Elect ZHENG Shaoping Mgmt For For For
7 Elect WANG Haimin Mgmt For For For
8 Elect LI Yifan Mgmt For For For
9 Elect ZHANG Jianwei Mgmt For For For
10 Elect SHAO Ruiqing Mgmt For For For
11 Elect QU Linchi Mgmt For For For
12 Elect GAO Kang Mgmt For Against Against
13 Elect TANG Shifang Mgmt For Against Against
14 Elect WEN Ling Mgmt For Against Against
________________________________________________________________________________
Shanghai International Port (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600018 CINS Y7683N101 10/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shanghai International Port (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600018 CINS Y7683N101 12/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Shanghai Jahwa United Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600315 CINS Y7685E109 03/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shanghai Jahwa United Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600315 CINS Y7685E109 06/16/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect PAN Qiusheng Mgmt For For For
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Report and Mgmt For For For
Its
Summary
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Financial Budget Mgmt For For For
8 2020 Continuing Mgmt For For For
Connected
Transactions with a
Company and Its
Affiliated
Enterprises
9 Reappointment of Mgmt For For For
Auditor
10 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Shanghai Jin Jiang International Hotels Dev. Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600754 CINS Y7688C118 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Report Of The Mgmt For For For
Board Of
Directors
2 2019 Report Of The Mgmt For For For
Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Payment Of Audit Fees Mgmt For For For
7 2020 Appointment Of Mgmt For For For
Financial Audit Firm
And Internal Control
Audit
Firm
8 Supplementary Mgmt For For For
Agreement to the
Financial Service
Framework Agreement
to Be Signed with a
Company
________________________________________________________________________________
Shanghai Lujiazui Finance & Trade Zone Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600663 CINS Y7686Q119 04/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report of Mgmt For For For
the Board of
Directors, Annual
Work Report and 2020
Work Plan
Report
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Work Report Of Mgmt For For For
Independent
Directors
5 2019 Annual Accounts Mgmt For For For
6 2020 Financial Budget Mgmt For For For
7 2020 Financing Quota Mgmt For For For
8 2019 Profit Mgmt For For For
Distribution
Plan
9 2020 Receipt of Loans Mgmt For For For
From Controlling
Shareholder
10 2020 Estimated Related Mgmt For For For
Party
Transactions
11 Appointment of Auditor Mgmt For For For
12 2020 Remuneration for Mgmt For For For
Directors and
Supervisors
13 Shareholder Return Mgmt For For For
Plan From 2020 To
2022
14 Amendments to Articles Mgmt For For For
15 Eligibility for the Mgmt For For For
Private Placement of
Corporate
Bonds
16 Issuing Scale Mgmt For For For
17 Par Value and Issue Mgmt For For For
Price
18 Bond Type and Duration Mgmt For For For
19 Issuing Targets Mgmt For For For
20 Interest Rate and its Mgmt For For For
Determining
Method
21 Guarantee Arrangement Mgmt For For For
22 Redemption or Resale Mgmt For For For
Clauses
23 Purpose of the Raised Mgmt For For For
Funds
24 Issuing Method Mgmt For For For
25 Listing and Transfer Mgmt For For For
Place
26 Underwriters and Mgmt For For For
Underwriting
Method
27 Repayment Guarantee Mgmt For For For
Measures
28 Valid Period of the Mgmt For For For
Resolution
29 Full Authorization to Mgmt For For For
the Legal Person to
Handle Matters
Related to Private
Placement of
Corporate
Bonds
30 Elect GUO Rong as Mgmt For For For
Director
31 Elect LI Yukun Mgmt For Against Against
________________________________________________________________________________
Shanghai M&G Stationery Inc.
Ticker Security ID: Meeting Date Meeting Status
603899 CINS Y7689W105 05/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 Related Party Mgmt For For For
Transactions
7 2020 Financial Budget Mgmt For For For
Report
8 2020 Remuneration for Mgmt For For For
Directors
9 2020 Appointment of Mgmt For For For
Auditor
10 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
11 Amendments to Articles Mgmt For For For
12 Independent Directors' Mgmt For For For
Fees
13 2020 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
14 Appraisal Management Mgmt For For For
Measures for the
Implementation of
2020 Restricted Stock
Incentive
Plan
15 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the 2020 Restricted
Stock Incentive
Plan
16 Elect CHEN Huwen Mgmt For For For
17 Elect CHEN Huxiong Mgmt For For For
18 Elect CHEN Xueling Mgmt For For For
19 Elect FU Chang Mgmt For For For
20 Elect ZHANG Jingzhong Mgmt For For For
21 Elect CHEN Jingfeng Mgmt For For For
22 Elect CHENG Bo Mgmt For For For
23 Elect ZHU Yiping Mgmt For Against Against
24 Elect HAN Lianhua Mgmt For Against Against
________________________________________________________________________________
Shanghai M&G Stationery Inc.
Ticker Security ID: Meeting Date Meeting Status
603899 CINS Y7689W105 06/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanghai Mechanical & Electrical Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
600835 CINS Y7691T116 05/27/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Appointment Of 2020 Mgmt For For For
Audit
Firm
7 Yuan Jianping Ceases Mgmt For For For
To Service As A
Director
8 Connected Transactions Mgmt For For For
Regarding Procurement
Between Two Companies
from 2020 to
2022
9 Connected Transactions Mgmt For For For
Regarding Sales
Between The Two
Companies From 2020
To
2022
10 Elect ZHANG Hongbin Mgmt For For For
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S108 06/23/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S116 06/23/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S108 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Profit Distribution Mgmt For For For
Plan
2019
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Issue Mgmt For For For
Debt Financing
Products
10 Satisfaction of the Mgmt For For For
Conditions for
Issuing Corporate
Bonds
11 Face Value of Bonds Mgmt For For For
and
Scale
12 Issuing Price Mgmt For For For
13 Variety and Term of Mgmt For For For
Bonds
14 Way of Principal and Mgmt For For For
Interest
Repayment
15 Way of Issuance Mgmt For For For
16 Target of Issuance Mgmt For For For
17 Use of Proceeds Mgmt For For For
18 Guarantees Mgmt For For For
19 Credit Standing and Mgmt For For For
Measures to Guarantee
Repayment
20 Way of Underwriting Mgmt For For For
21 Listing Arrangements Mgmt For For For
22 Validity Period Mgmt For For For
23 Authorization for the Mgmt For For For
Executive Committee
of the
Board
24 Centralized Mgmt For Against Against
Registration of
Different Types of
Debt Financing
Instruments
25 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
26 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S116 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Profit Distribution Mgmt For For For
Plan
2019
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Issue Mgmt For For For
Debt Financing
Products
9 Satisfaction of the Mgmt For For For
Conditions for
Issuing Corporate
Bonds
10 Face Value of Bonds Mgmt For For For
and
Scale
11 Issuing Price Mgmt For For For
12 Variety and Term of Mgmt For For For
Bonds
13 Way of Principal and Mgmt For For For
Interest
Repayment
14 Way of Issuance Mgmt For For For
15 Target of Issuance Mgmt For For For
16 Use of Proceeds Mgmt For For For
17 Guarantees Mgmt For For For
18 Credit Standing and Mgmt For For For
Measures to Guarantee
Repayment
19 Way of Underwriting Mgmt For For For
20 Listing Arrangements Mgmt For For For
21 Validity Period Mgmt For For For
22 Authorization for the Mgmt For For For
Executive Committee
of the
Board
23 Centralized Mgmt For Against Against
Registration of
Different Types of
Debt Financing
Instruments
24 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
25 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S108 12/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of 2019 Share Mgmt For For For
Option
Scheme
3 Adoption of Management Mgmt For For For
Measures for the
Implementation of the
Scheme
4 Board Authorization to Mgmt For For For
Handle Matters
Regarding the
Scheme
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S116 12/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of 2019 Share Mgmt For For For
Option
Scheme
2 Adoption of Management Mgmt For For For
Measures for the
Implementation of the
Scheme
3 Board Authorization to Mgmt For For For
Handle Matters
Regarding the
Scheme
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S116 12/18/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of 2019 Share Mgmt For For For
Option
Scheme
2 Adoption of Management Mgmt For For For
Measures for the
Implementation of the
Scheme
3 Board Authorization to Mgmt For For For
Handle Matters
Regarding the
Scheme
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S108 12/18/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of 2019 Share Mgmt For For For
Option
Scheme
3 Adoption of Management Mgmt For For For
Measures for the
Implementation of the
Scheme
4 Board Authorization to Mgmt For For For
Handle Matters
Regarding the
Scheme
________________________________________________________________________________
Shanghai Pudong Development Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600000 CINS Y7689F102 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
and Financial
Reports
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2020 Reappointment of Mgmt For For For
Auditor
6 Amendments to the Mgmt For For For
Company's Articles of
Association
7 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
8 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
9 Investment In The Mgmt For For For
State Green
Development
Fund
10 Setting Up Financial Mgmt For For For
Assets Investment
Company
________________________________________________________________________________
Shanghai Pudong Development Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600000 CINS Y7689F102 12/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHENG Yang Mgmt For For For
2 Elect PAN Weidong Mgmt For For For
3 Elect CHEN Zhengan Mgmt For For For
4 Elect LIU Yiyan Mgmt For For For
5 Elect LIU Xinyi Mgmt For For For
6 Elect GUAN Wei Mgmt For For For
7 Elect WANG Hongmei Mgmt For For For
8 Elect ZHANG Dong Mgmt For For For
9 Elect LIU Peifeng Mgmt For For For
10 Elect WANG Zhe Mgmt For For For
11 Elect ZHANG Ming Mgmt For For For
12 Elect YUAN Zhigang Mgmt For For For
13 Elect CAI Hongping Mgmt For For For
14 Elect WU Hong Mgmt For For For
15 Elect SUN Wei Mgmt For Against Against
16 Elect CAO Yujian Mgmt For Against Against
17 Elect LI Qingfeng Mgmt For Against Against
18 Elect SUN Jianping Mgmt For Against Against
19 Elect WU Jian Mgmt For Against Against
20 Elect WANG Yuetang Mgmt For Against Against
21 Issuance Of Non-Fixed Mgmt For For For
Term Capital Bonds
And Relevant
Authorization
22 Issuance Of Write-Down Mgmt For For For
Second-Tier Capital
Bonds And Relevant
Authorization
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Accounts and Mgmt For For For
Reports
2 2019 Directors' Report Mgmt For For For
3 2019 Supervisors' Mgmt For For For
Report
4 2019 Annual Report Mgmt For For For
5 2019 Allocation of Mgmt For For For
Profits
6 Appointment of Auditor Mgmt For For For
7 Increase in Registered Mgmt For For For
Capital
8 Amendments to Articles Mgmt For For For
9 Elect CHEN Jie Mgmt For For For
10 Elect ZHENG Yuewen Mgmt For For For
11 Elect Tomas Mgmt For For For
DagaGelabert
12 Elect David Ian Bell Mgmt For For For
13 Elect Tommy Trong Hoang Mgmt For For For
14 Elect XU Jun Mgmt For For For
15 Elect YANG Cuihua Mgmt For For For
16 Elect TAN Jinsong Mgmt For For For
17 Elect PENG Ling Mgmt For For For
18 Elect Binh Hoang Mgmt For Against Against
19 Elect LI Yao Mgmt For Against Against
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 06/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments To The Mgmt For For For
Articles Of
Association
2 Amendments to the Mgmt For Against Against
Rules of Procedure
Governing the General
Meeting of
Shareholders
3 Amendments To The Mgmt For For For
Rules Of Procedure
Governing The Board
Meetings
4 Amendments To The Mgmt For For For
Rules Of Procedure
Governing The
Supervisory
Committee
5 Amendments To The Mgmt For For For
Management Measures
For Use Of Raised
Funds
6 Amendments to the Mgmt For For For
Remuneration and
Appraisal Management
System for Directors
and
Supervisors
7 Amendments To The Work Mgmt For For For
System Of Independent
Directors
8 Amendments To Mgmt For For For
Administrative
Measures On Connected
Transactions
9 Amendments To Mgmt For For For
Administrative
Measures On External
Guarantee
________________________________________________________________________________
Shanghai Tunnel Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600820 CINS Y7692K106 05/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Report
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2020 Appointment of Mgmt For For For
Auditor
6 Approval of and Mgmt For For For
Authorization to the
Board to Decide on
Related Party
Transactions
Resulting from the
Project
Subcontracting
7 Adjustment Of Mgmt For For For
Remuneration For
Independent
Directors
________________________________________________________________________________
Shanghai Yuyuan Tourist Mart Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600655 CINS Y7710N108 04/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2019 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For Against Against
Guarantees
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
9 Approval of Investment Mgmt For For For
to Property
Business
10 Related Party Mgmt For For For
Transactions
11 Related Party Mgmt For For For
Transactions
12 Liability Insurance Mgmt For For For
13 Equity Acquisition in Mgmt For For For
A
Company
14 Tender Offer towards A Mgmt For For For
Company
15 Ratification of Board Mgmt For For For
Acts
16 Eligibility of Mgmt For For For
Issuance of Corporate
Bonds
17 Issuing Scale Mgmt For For For
18 Issuing Method Mgmt For For For
19 Duration and Type Mgmt For For For
20 Par Value, Issue Price Mgmt For For For
and Coupon
Rate
21 Purpose of Raised Funds Mgmt For For For
22 Guarantee Method Mgmt For For For
23 Guarantee Measures for Mgmt For For For
Repayment
24 Issuing Targets Mgmt For For For
25 Arrangement for Listing Mgmt For For For
26 Authorization Mgmt For For For
27 Valid Period Mgmt For For For
28 Management of Mgmt For For For
Short-term Idle
Funds
29 Reward Agreement with Mgmt For For For
A
Company
________________________________________________________________________________
Shanghai Yuyuan Tourist Mart Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600655 CINS Y7710N108 06/19/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment In A Mgmt For For For
Company And
Acquisition Of 74.93
Percent Equities In
It
2 Connected Transactions Mgmt For For For
Regarding
Continuation of the
Capital Increase in a
Fund
________________________________________________________________________________
Shanghai Yuyuan Tourist Mart Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600655 CINS Y7710N108 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Jiping Mgmt For For For
2 Elect SHI Kun Mgmt For For For
3 Elect ZHU Lixin Mgmt For For For
4 Elect LIU Bin Mgmt For For For
5 Elect LI Zhiqiang Mgmt For For For
6 Elect XU Xiaoliang Mgmt For For For
7 Elect GONG Ping Mgmt For For For
8 Elect HUANG Zhen Mgmt For For For
9 Elect WANG Hongxiang Mgmt For For For
10 Elect WANG Zhe Mgmt For For For
11 Elect NI Jing Mgmt For For For
12 Elect XIE Youping Mgmt For For For
13 Elect ZHOU Wenyi Mgmt For Against Against
14 Elect HUANG Jie Mgmt For Against Against
________________________________________________________________________________
Shanghai Zhangjiang Hi-tech Park Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600895 CINS Y7699D105 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 2019 Annual Report and Mgmt For For For
Summary
4 2019 Accounts Reports Mgmt For For For
and 2020 Financial
Budget
Report
5 Allocation of Profits Mgmt For For For
6 Management of Mgmt For For For
Financing and
Existing Funds for
2020
7 Authority to Issue Mgmt For For For
Directly Debt
Financing
8 Elect HE Dajun Mgmt For For For
9 Elect TAO Mingchang Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
________________________________________________________________________________
Shanxi Lu'an Environmental Energy Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601699 CINS Y7699U107 05/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2019 Continuing Mgmt For For For
Connected
Transactions
8 Financial Support For Mgmt For For For
Subsidiaries
9 A Companys Provision Mgmt For For For
of Financial Services
for the
Company
10 Amendments to the Mgmt For For For
Company's Articles of
Association
11 Appointment Of 2020 Mgmt For For For
Audit
Firm
12 Internal Control Mgmt For For For
Evaluation
Report
13 Internal Control Audit Mgmt For For For
Report
14 2019 Corporate Social Mgmt For For For
Responsibility
Report
________________________________________________________________________________
Shanxi Lu'an Environmental Energy Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601699 CINS Y7699U107 12/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For For For
For A
Company
2 Acquisition Of 100 Mgmt For For For
Percent Equities In A
Company
________________________________________________________________________________
Shanxi Meijin Energy Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000723 CINS Y769A4103 01/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance
of
Convertible Corporate
Bonds
2 Types of Securities to Mgmt For For For
be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Interest
Payment
8 Conversion Period Mgmt For For For
9 Determining Method for Mgmt For For For
the Number of
Converted
Shares
10 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
11 Downward Adjustment of Mgmt For For For
Conversion
Price
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Provisions Related to Mgmt For For For
Bondholders and
Bondholders
Meetings
18 Purpose of the Raised Mgmt For For For
Funds and
Implementing
Method
19 Guarantee Matters Mgmt For For For
20 Management of Raised Mgmt For For For
Funds and its Deposit
Account
21 The Valid Period of Mgmt For For For
the
Plan
22 Preplan for Public Mgmt For For For
Issuance of
Convertible
Corporate
Bonds
23 Feasibility Analysis Mgmt For For For
Report on Projects to
be
Financed
with Raised Funds from
the Public Issuance
of Convertible
Corporate
Bonds
24 Report On The Use Of Mgmt For For For
Previously Raised
Funds
25 Diluted Immediate Mgmt For For For
Return after the
Public Issuance of
Convertible Corporate
Bonds and Filling
Measures and Relevant
Commitments
26 Constitution of Mgmt For For For
Procedural Rules for
Bondholder
Meetings
27 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the Public issuance of
Convertible Corporate
Bonds
28 Shareholder Return Mgmt For For For
Plan for the Next
Three Years
from
2019 to 2021
29 Appointment of Special Mgmt For For For
Audit Firm for Public
Issuance of
Convertible Corporate
Bonds
30 Change of Auditor Firm Mgmt For For For
31 Authority to Give Mgmt For For For
Guarantees
32 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shanxi Meijin Energy Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000723 CINS Y769A4103 05/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Companys Mgmt For For For
Eligibility for
Non-public A-share
Offering
2 Plan For Non-Public Mgmt For For For
A-Share Offering:
Stock Type And Par
Value
3 Plan for Non-public Mgmt For For For
A-share Offering:
Issue Price, Pricing
Principles and
Pricing Base
Date
4 Plan For Non-Public Mgmt For For For
A-Share Offering:
Issuing Method And
Date
5 Plan For Non-Public Mgmt For For For
A-Share Offering:
Issuing Targets And
Subscription
Method
6 Plan For Non-Public Mgmt For For For
A-Share Offering:
Issuing
Volume
7 Plan For Non-Public Mgmt For For For
A-Share Offering:
Lockup
Period
8 Plan For Non-Public Mgmt For For For
A-Share Offering:
Amount And Purpose Of
The Raised
Funds
9 Plan for Non-public Mgmt For For For
A-share Offering:
Arrangement for the
Accumulated Retained
Profits
10 Plan For Non-Public Mgmt For For For
A-Share Offering:
Listing
Place
11 Plan For Non-Public Mgmt For For For
A-Share Offering: The
Valid Period Of The
Issuance
Plan
12 Preplan For Non-Public Mgmt For For For
A-Share
Offering
13 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
A-share
Offering
14 Diluted Immediate Mgmt For For For
Return After the
Non-public Share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
15 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Non-public A-share
Offering
16 Statement On The Use Mgmt For For For
Of Previously Raised
Funds
17 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
________________________________________________________________________________
Shanxi Meijin Energy Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000723 CINS Y769A4103 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Board Of
Supervisors
4 2019 Work Reports Of Mgmt For For For
Independent
Directors
5 2019 Final Accounts Mgmt For For For
Report
6 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny0.0000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
7 Proposal On The Mgmt For For For
Implementation Of
Routine Related Party
Transactions For 2019
And On The Forecast
Of Routine Related
Party Transactions
For
2020
8 Proposal To Reappoint Mgmt For For For
The Auditor Of The
Company For
2020
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanxi Meijin Energy Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000723 CINS Y769A4103 05/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of
Partial Restricted
Stocks Under the 2018
Restricted Stock
Incentive
Plan
2 Amendment To The Mgmt For For For
Articles Of
Association
3 Providing Guarantee Mgmt For For For
For Wholly-Owned
Subsidiaries
4 Providing Guarantee Mgmt For For For
For Controlled
Subsidiaries
________________________________________________________________________________
Shanxi Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 02/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Business Mgmt For For For
Scope and Amendments
to
Articles
________________________________________________________________________________
Shanxi Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 03/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuing Principal, Mgmt For For For
Scale and
Method
2 Type of Debt Financing Mgmt For For For
Instruments
3 Duration of Debt Mgmt For For For
Financing
Instruments
4 Interest Rate of the Mgmt For For For
Debt Financing
Instrument
5 Guarantee and Other Mgmt For For For
Arrangement
6 Purpose of the Raised Mgmt For For For
Funds
7 Issue Price Mgmt For For For
8 Issuing Targets and Mgmt For For For
Arrangement for
Placement of Debt
Financing Instruments
to Original
Shareholders
9 Listing or Transfer of Mgmt For For For
Debt Financing
Instruments
10 Repayment Guarantee Mgmt For For For
Measures for Debt
Financing
Instruments
11 Valid Period of the Mgmt For For For
Resolution
12 Authorization for Mgmt For For For
Issuance of Debt
Financing
Instruments
________________________________________________________________________________
Shanxi Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 05/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of the Valid Mgmt For For For
Period of the
Resolution and
Authorization for the
Rights Issue Via
Public
Offering
________________________________________________________________________________
Shanxi Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 2019 Annual Report and Mgmt For For For
Summary
4 Allocation of Profits Mgmt For For For
5 Related Transactions Mgmt For For For
with Shanxi Financial
Investment Holding
Group
6 Related Party Mgmt For For For
Transactions with
Taiyuan Steel Group
and Shanxi
International
Electricity Group
Co.,
Ltd
Co., Ltd.
7 Related Party Mgmt For For For
Transactions with
Deutsche
Bank
8 Related Party Mgmt For For For
Transactions with
Related Natural
Person and Other
Parties
9 Related Party Mgmt For For For
Transactions with a
Legal Person or
Natural
Person
10 Appointment of Auditor Mgmt For For For
11 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
12 Remuneration for Mgmt For For For
Directors
13 Remuneration for Mgmt For For For
Supervisors
14 Performance Evaluation Mgmt For For For
and Remuneration for
Senior
Management
15 Amendments to Articles Mgmt For For For
16 Amendments to Mgmt For For For
Procedural Rules of
Shareholder
Meetings
17 Amendments to Mgmt For For For
Procedural Rules of
Board
Meetings
18 Amendments to Mgmt For For For
Procedural Rules of
Supervisory Board
Meetings
19 Amendments to Mgmt For For For
Procedural Rules of
Online Voting System
at Shareholder
General
Meetings
________________________________________________________________________________
Shanxi Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 12/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of The Purpose Mgmt For For For
Of The Remaining
Raised Funds To
Permanently
Supplement The
Working
Capital
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shanxi Taigang Stainless Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000825 CINS Y8481S102 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Overall Budget Mgmt For For For
7 2020 Fixed Assets Mgmt For For For
Investment
Budget
8 2020 Reappointment Of Mgmt For For For
Financial Audit
Firm
9 2020 Reappointment Of Mgmt For For For
Internal Control
Audit
Firm
10 Main And Auxiliary Mgmt For For For
Materials Supply
Agreement With A
Company
11 Comprehensive Service Mgmt For For For
Agreement With A
Company
12 Land Use Right Leasing Mgmt For For For
Agreement With A
Company
13 2020 Continuing Mgmt For For For
Operational Connected
Transactions
14 Agency Agreement on Mgmt For For For
Import Business with
a
Company
15 Financial Derivatives Mgmt For For For
Hedging
Plan
16 Conducting Financial Mgmt For For For
Leasing With A
Company
17 Provision Of Guarantee Mgmt For For For
For A
Company
18 Issuing Scale Mgmt For For For
19 Issuance Targets Mgmt For For For
20 Issuing Method Mgmt For For For
21 Bond Duration Mgmt For For For
22 Purpose of the Raised Mgmt For For For
Funds
23 Listing Arrangement Mgmt For For For
24 Guarantee Arrangement Mgmt For For For
25 Interest Rate and Its Mgmt For For For
Determining
Method
26 The Valid Period of Mgmt For For For
the
Resolution
27 Authorization Mgmt For For For
28 Registration And Mgmt For For For
Issuance Of
Medium-Term
Notes
________________________________________________________________________________
Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600809 CINS Y77013103 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2020 Continuing Mgmt For For For
Connected
Transactions
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600809 CINS Y77013103 08/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of 2018 Mgmt For For For
Profit Distribution
Plan
________________________________________________________________________________
Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600809 CINS Y77013103 12/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of 100% of Mgmt For For For
Shanxi Xinghuacun
Fenjiu Group Co.,
Ltd. Fenqing
Winery
2 Acquisition of Land Mgmt For For For
Rights and
Buildings
3 Acquisition of 10% of Mgmt For For For
Shanxi Xinghuacun Fen
Wine Sales Co.,
Ltd.
4 Acquisition of 10% of Mgmt For For For
Shanxi Xinghuacun
Bamboo Leaf Green
Wine Marketing Co.,
Ltd.
5 Acquisition of Assets Mgmt For For For
from Shanxi
Xinghuacun Fenjiu
Group Baoquan Welfare
Co.,
Ltd.
6 Acquisition of the Mgmt For For For
Land Use Right from
Shanxi Xinghuacun
Fenjiu Group Co.,
Ltd.
7 Acquisition of Assets Mgmt For For For
of Shanxi Xinghuacun
Yiquan Yong Wine Co.,
Ltd.
8 Elect LI Qiuxi Mgmt For For For
9 Elect TAN Zhongbao Mgmt For For For
10 Elect JIAN Yi Mgmt For For For
11 Elect LIU Weihua Mgmt For For For
12 Elect YANG Jianfeng Mgmt For For For
13 Elect CHANG Jianwei Mgmt For For For
14 Elect LI Mingqiang Mgmt For For For
15 Elect GAO Ming Mgmt For For For
16 Elect YANG Bo Mgmt For For For
17 Elect HOU Xiaohai Mgmt For For For
18 Elect DU Wenguang Mgmt For For For
19 Elect LI Yumin Mgmt For For For
20 Elect WANG Chaocheng Mgmt For For For
21 Elect FAN Sanxing Mgmt For For For
22 Elect JIA Ruidong Mgmt For For For
23 Elect WANG Chaoqun Mgmt For For For
24 Elect ZHANG Yuantang Mgmt For For For
25 Elect SHUANG Lifeng Mgmt For Against Against
26 Elect SONG Yapeng Mgmt For Against Against
27 Elect LI Peijie Mgmt For Against Against
28 Elect WU Aimin Mgmt For Against Against
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanxi Xishan Coal and Electricity Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000983 CINS Y7701C103 04/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GUO Wencang Mgmt For For For
2 Elect LI Jian Mgmt For For For
3 Election of Mgmt For Against Against
Non-employee
supervisor: CHEN
Gang
________________________________________________________________________________
Shanxi Xishan Coal and Electricity Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000983 CINS Y7701C103 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 2019 Annual Report and Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 2019 Actual Related Mgmt For For For
Party
Transactions
7 2020 Projected Related Mgmt For For For
Party
Transactions
8 Appointment of Auditor Mgmt For For For
and Internal Control
Audit
9 Approval of Entrust Mgmt For For For
Loans
Extension
________________________________________________________________________________
Shanxi Xishan Coal and Electricity Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000983 CINS Y7701C103 07/01/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Bidding Mgmt For For For
for Shanxi Xishan
Jinxing Energy Co.,
Ltd.'s
Equity
________________________________________________________________________________
Shanxi Xishan Coal and Electricity Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000983 CINS Y7701C103 11/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenergy Company Limited
Ticker Security ID: Meeting Date Meeting Status
600642 CINS Y7T046109 06/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2020 Financial Budget Mgmt For For For
Report
6 Reappointment Of 2020 Mgmt For For For
Financial Audit Firm
And Payment Of 2019
Audit
Fees
7 Reappointment of 2020 Mgmt For For For
Internal Control
Audit Firm and
Payment of 2019 Audit
Fees
8 Continuing Operational Mgmt For For For
Connected
Transactions
Regarding Purchase
And Sales Of Natural
Gas With A
Company
9 Continuing Operational Mgmt For For For
Connected
Transactions
Regarding the
Provision of Deposits
and the Receipt of
Loans with the
Finance
Company
10 Continuing Operational Mgmt For For For
Connected
Transactions
Regarding Financial
Leasing with a
Company
11 Registration And Mgmt For For For
Issuance Of Direct
Debt Financing
Instruments
12 Elect SHI Pingyang Mgmt For For For
13 Elect LIU Haibo Mgmt For For For
14 Elect LI Zhenghao Mgmt For For For
15 Elect NI Bin Mgmt For For For
16 Elect XI Liqiang Mgmt For For For
17 Elect ZANG Liang Mgmt For For For
18 Elect LIU Hao Mgmt For For For
19 Elect YANG Chaojun Mgmt For For For
20 Elect YU Weifeng Mgmt For For For
21 Elect QIN Haiyan Mgmt For For For
22 Elect CHEN Wei Mgmt For Against Against
23 Elect HU Lei Mgmt For Against Against
24 Elect YU Xuechun Mgmt For Against Against
________________________________________________________________________________
Shenghe Resources Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600392 CINS Y8817A106 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Actual Amount of 2019 Mgmt For For For
Continuing Connected
Transactions and 2020
Estimated Continuing
Connected
Transactions
7 2019 Annual Mgmt For For For
Remuneration For
Directors And
Supervisors
8 2020 Estimated Mgmt For For For
Guarantee
Quota
9 2019 Internal Control Mgmt For For For
Evaluation
Report
10 2019 Internal Control Mgmt For For For
Audit
Report
11 Special Report On The Mgmt For For For
Deposit And Use Of
Raised Funds In
2019
12 2020 Reappointment Of Mgmt For For For
Audit
Firm
13 Change Of Some Mgmt For For For
Projects Financed
With Raised
Funds
14 Provision For Goodwill Mgmt For For For
Impairment
15 Amendments to the Mgmt For For For
Company's Articles of
Association
16 Elect WANG Quangen Mgmt For For For
17 Elect HUANG Ping Mgmt For For For
________________________________________________________________________________
Shengyi Technology Company Limited
Ticker Security ID: Meeting Date Meeting Status
600183 CINS Y20965102 03/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect LI Jing Mgmt For For For
________________________________________________________________________________
Shengyi Technology Company Limited
Ticker Security ID: Meeting Date Meeting Status
600183 CINS Y20965102 04/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Accounts Mgmt For For For
2 2019 Profit Mgmt For For For
Distribution Plan
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Work Report Of Mgmt For For For
The Board Of
Directors
5 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
6 2019 Work Report Of Mgmt For For For
Independent
Directors
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Mgmt For For For
Internal Control
Audit Firm and
Authority to Set
Fees
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
11 Authority to Issue Mgmt For For For
Mid-term
Notes
12 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Issuance of Mid-term
Notes
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shengyi Technology Company Limited
Ticker Security ID: Meeting Date Meeting Status
600183 CINS Y20965102 05/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off of Mgmt For For For
Subsidiaries to be
Listed on the Science
and Technology Board
in Compliance with
Relevant Laws and
Regulations
2 Plan for Spin-off the Mgmt For For For
Subsidiary Shengyi
Electronics Co., Ltd.
to the Science and
Technology Board
Listing
3 Preplan for Spin-off Mgmt For For For
the Subsidiary
Shengyi Electronics
Co., Ltd. to the
Science and
Technology Board
Listing(Revised
Draft)
4 Company's Spin-off of Mgmt For For For
Its Subsidiaries to
the Science and
Technology Board
Continued to Comply
with the "Several
Provisions on the
Pilot Domestic
Listing of
Subsidies of Listed
Companies"
5 Spin-off the Listing Mgmt For For For
of Its Subsidiaries
to the Science and
Technology Board is
Conducive to
Safeguarding the
Legitimate Rights and
Interests of
Shareholders and
Creditors
6 Company's Ability to Mgmt For For For
Maintain Independence
and Continuous
Operation
7 Shengyi Electronics Mgmt For For For
Co., Ltd. has the
Corresponding
Standard Operation
Capabilities
8 Completeness and Mgmt For For For
Compliance of
Implementation of
Legal Proceedings of
the Transactions and
Validity of the
Submitted Legal
Documents Regarding
this
Transaction
9 Purpose, Commercial Mgmt For For For
Rationality,
Necessity and
Feasibility Analysis
of this
Spin-off
10 Authorization to the Mgmt For For For
Board and Its
Authorized Persons to
Handle All Related
Matters
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shennan Circuits Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002916 CINS Y774D3102 04/10/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Annual Accounts Mgmt For For For
3 2020 Financial Budget Mgmt For For For
Report
4 2019 Work Report Of Mgmt For For For
The Board Of
Directors
5 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Authority to Give Mgmt For For For
Guarantees
8 Independent Directors' Mgmt For For For
Fees
9 Elect ZHENG Chunyang Mgmt For Against Against
________________________________________________________________________________
Shennan Circuits Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002916 CINS Y774D3102 05/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Mgmt For For For
Repurchase
Shares
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenwan Hongyuan Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000166 CINS Y774B4102 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2019 Annual Report Mgmt For For For
6 Transactions with Mgmt For For For
Related Party of
China Jianyin
Investment
Corporation
7 Transactions with Mgmt For For For
Related Party of
Shanghai Jiushi
Corporation
8 Transactions with Mgmt For For For
Other Related
Parties
9 Modify the Limit of Mgmt For For For
Connected
Transactions of 2020
and
2021
10 Appointment of Auditor Mgmt For For For
11 Amendments to Articles Mgmt For Against Against
12 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholder
Meetings
13 Elect XU Zhibin Mgmt For For For
14 Elect ZHANG Yigang Mgmt For For For
________________________________________________________________________________
Shenwan Hongyuan Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000166 CINS Y774B4102 10/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect XU Yiyang Mgmt For Against Against
________________________________________________________________________________
Shenzhen Airport Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000089 CINS Y7741V103 01/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Entrusted Management Mgmt For For For
of Informatization
Business
2 Two Companies Mgmt For For For
Cooperation in the
International Transit
General Cargo
Operation
Business
3 Approval of Borrowing Mgmt For For For
________________________________________________________________________________
Shenzhen Airport Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000089 CINS Y7741V103 03/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIN Xiaolong Mgmt For For For
2 Elect XIE Yousong Mgmt For For For
3 Elect ZHANG Yan Mgmt For For For
4 Elect YE Wenhua Mgmt For Against Against
5 Elect SHI Xiaomei Mgmt For Against Against
________________________________________________________________________________
Shenzhen Airport Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000089 CINS Y7741V103 04/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
7 Appointment of 2020 Mgmt For For For
Financial Audit Firm
and Internal Control
Audit
Firm
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen Energy Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000027 CINS Y7740R103 01/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participation In Mgmt For For For
Bidding For 70
Percent Equities In A
Company
________________________________________________________________________________
Shenzhen Energy Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000027 CINS Y7740R103 01/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Formulation Of The Mgmt For For For
Long-Term Incentive
And Constraint
Plan
2 Supplementary Mgmt For For For
Agreement on City
Upgrading Project of
Energy Industrial
Zone in
Nanshan
________________________________________________________________________________
Shenzhen Energy Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000027 CINS Y7740R103 05/27/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 Provision for Mgmt For For For
Impairment of Fixed
Assets, Inventory and
Construction in
Process of a Power
Plant by a
Company
4 2019 Financial Report Mgmt For For For
and 2019 Profit
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2020 Budget Plan Mgmt For For For
7 2020 Appointment Of Mgmt For For For
Audit
Firm
8 Capital Increase In A Mgmt For For For
Company
________________________________________________________________________________
Shenzhen Energy Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000027 CINS Y7740R103 07/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Yingfeng as Mgmt For For For
Non-independent
Director
________________________________________________________________________________
Shenzhen Energy Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000027 CINS Y7740R103 09/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Supervisory Mgmt For For For
Council
2 Capital Increase Mgmt For For For
3 Change of the Mgmt For For For
Implementing Path of
Shenzhen Nanshan
Energy Industrial
Zone City Upgrading
Project
4 Financing via Mgmt For For For
Creditors Rights
Investment
Plan
5 Application for Not Mgmt For For For
More Than CNY 9
Billion Issuance
Quota of Mid-term
Notes to National
Association of
Financial Market
Institutional
Investors
________________________________________________________________________________
Shenzhen Energy Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000027 CINS Y7740R103 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Setting Up A Company Mgmt For For For
3 Capital Increase Mgmt For For For
________________________________________________________________________________
Shenzhen Expressway Company Limited
Ticker Security ID: Meeting Date Meeting Status
0548 CINS Y7741B107 03/31/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type and nominal value Mgmt For For For
of
Shares
3 Method and timing of Mgmt For For For
issuance
4 Method of subscription Mgmt For For For
5 Subscribers Mgmt For For For
6 Size of the Issuance Mgmt For For For
7 Method of pricing, Mgmt For For For
pricing benchmark
date, issue price and
adjustment of issue
price
8 Use of proceeds Mgmt For For For
9 The arrangement for Mgmt For For For
accumulated
undistributed
profits
10 Place of listing Mgmt For For For
11 Validity period Mgmt For For For
12 Grant of authority Mgmt For For For
________________________________________________________________________________
Shenzhen Expressway Company Limited
Ticker Security ID: Meeting Date Meeting Status
0548 CINS Y7741B107 03/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type and nominal value Mgmt For For For
of
Shares
3 Method and timing of Mgmt For For For
issuance
4 Method of subscription Mgmt For For For
5 Subscribers Mgmt For For For
6 Size of the Issuance Mgmt For For For
7 Method of pricing, Mgmt For For For
pricing benchmark
date, issue price and
adjustment of issue
price
8 Use of proceeds Mgmt For For For
9 The arrangement for Mgmt For For For
accumulated
undistributed
profits
10 Place of listing Mgmt For For For
11 Validity period Mgmt For For For
12 Grant of authority Mgmt For For For
13 Connected Transaction Mgmt For For For
under Non-public
Issuance of H
Shares
________________________________________________________________________________
Shenzhen Expressway Company Limited
Ticker Security ID: Meeting Date Meeting Status
0548 CINS Y7741B107 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 2020 Financial Budget Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiaries
10 Donation for Mgmt For For For
Anti-Epidemic
Campaign to
Hubei
11 Issue size and method Mgmt For For For
12 Type of the Debentures Mgmt For For For
13 Maturity of the Mgmt For For For
Debentures
14 Target Subscribers and Mgmt For For For
arrangement for
placement to
shareholders
15 Interest rate Mgmt For For For
16 Use of proceeds Mgmt For For For
17 Listing Mgmt For For For
18 Guarantee Mgmt For For For
19 Validity of the Mgmt For For For
resolution
20 Authorisation Mgmt For For For
arrangement
21 Authority to Mgmt For For For
Repurchase H
Shares
22 Elect LIN Ji Tong as a Mgmt For Against Against
Supervisor
23 Elect WANG Zeng Jin as Mgmt For For For
a
Director
________________________________________________________________________________
Shenzhen Expressway Company Limited
Ticker Security ID: Meeting Date Meeting Status
0548 CINS Y7741B107 06/23/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Shenzhen Goodix Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603160 CINS Y774BW100 03/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For For For
For Wholly-Owned
Subsidiaries
2 Elect LIU Yang Mgmt For For For
________________________________________________________________________________
Shenzhen Goodix Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603160 CINS Y774BW100 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Annual Accounts Mgmt For For For
3 2019 Profit Mgmt For For For
Distribution
Plan
4 2019 Work Report Of Mgmt For For For
The Board Of
Directors
5 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
6 2019 Work Report Of Mgmt For For For
Independent
Directors
________________________________________________________________________________
Shenzhen Goodix Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603160 CINS Y774BW100 06/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Stock Option And Mgmt For For For
Restricted Stock
Incentive Plan
(Draft) And Its
Summary
2 Appraisal Management Mgmt For For For
Measures For The
Implementation Of The
2020 Stock Option And
Restricted Stock
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
2020 Stock Option and
Restricted Stock
Incentive
Plan
________________________________________________________________________________
Shenzhen Goodix Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603160 CINS Y774BW100 12/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) and Its
Summary
2 Appraisal Management Mgmt For For For
Measures for the 2019
Restricted Stock
Inventive Plan
(Draft)
3 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the 2019 Restricted
Stock Inventive
Plan
4 Cash Management With Mgmt For For For
Idle Proprietary
Funds
5 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
6 Formulation Of The Mgmt For For For
Shareholder Return
Plan For The Next
Three Years From 2019
To
2021
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 02/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder
Meetings
3 Amendments to Mgmt For Against Against
Procedural Rules for
Board
Meetings
4 Elect SUN Xuan as Mgmt For For For
Director
5 Authority to Give Mgmt For For For
Counter
Guarantees
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 04/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Application For Mgmt For Against Against
The Bank Credit Line
And Provision Of
Guarantee
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Provision Of Guarantee Mgmt For For For
For Wholly-Owned
Sub-Subsidiaries
7 A Joint Stock Company Mgmt For For For
to Trade Assets and
Implement Overseas
Listing of the
Assets
________________________________________________________________________________
Shenzhen Hepalink Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002399 CINS Y7744K104 12/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 H-Share Offering and Mgmt For For For
Listing in Hong Kong
and Conversion Into A
Company
Limited
2 Stock type and par Mgmt For For For
value
3 Issuing date Mgmt For For For
4 Issuing method Mgmt For For For
5 Issuing scale Mgmt For For For
6 Pricing method Mgmt For For For
7 Issuing targets Mgmt For For For
8 Issuing principles Mgmt For For For
9 The Valid Period Of Mgmt For For For
The Resolution On The
H-Share Offering And
Listing
10 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
H-Share Offering and
Listing
11 Distribution Plan for Mgmt For For For
Accumulated Retained
Profits Before
H-Share Issuance and
Listing
12 Plan For The Use Of Mgmt For For For
H-Share Raised
Funds
13 Elect LU Chuan as Mgmt For For For
Independent
Director
14 Appointment of Auditor Mgmt For For For
15 Liability Insurance Mgmt For Against Against
16 Amendments to Articles Mgmt For For For
17 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
18 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
19 Amendments to Mgmt For For For
Procedural Rules for
Supervisor
Meetings
20 Amendments to Mgmt For For For
Decisions System for
Related Party
Transactions
21 Amendments to Major Mgmt For For For
Investment Decisions
Management
System
22 Amendments to Mgmt For For For
Management System for
External
Guarantees
23 Amendments to Work Mgmt For For For
System for
Independent
Directors
24 Authority to Give Mgmt For For For
Counter
Guarantees
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report of Mgmt For For For
the Supervisory
Committee
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2020 Financial Budget Mgmt For For For
Reports
6 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Companys Articles of
Association
7 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under the 3rd Phase
Restricted Stock
Incentive Plan
(approved at the 24th
Meeting of the 4th
Board of
Directors)
8 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under the 3rd Phase
Restricted Stock
Incentive Plan
(approved at the 21st
Meeting of the 4th
Board of
Directors)
9 Adjustment of the Mgmt For For For
Implementing Schedule
of a Project with
Surplus Raised
Funds
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 10/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Finance Mgmt For Against Against
Management
System
3 Appointment of Auditor Mgmt For For For
4 Authority to Mgmt For For For
Repurchase
Shares
5 Authority to Mgmt For For For
Repurchase
Shares
6 Decrease of Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Shenzhen International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0152 CINS G8086V146 05/15/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Final Mgmt For For For
Dividend
5 Allocation of Special Mgmt For For For
Dividend
6 Elect LI Hai Tao Mgmt For For For
7 Elect HU Wei Mgmt For For For
8 Elect LIU Xiao Dong Mgmt For For For
9 Elect NIP Yun Wing Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Shenzhen Investment Limited
Ticker Security ID: Meeting Date Meeting Status
0604 CINS Y7743P120 05/26/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LU Hua Mgmt For For For
6 Elect LIU Shichao Mgmt For For For
7 Retirement of MOU Yong Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Authority to Grant Mgmt For For For
Options Under Share
Option
Scheme
________________________________________________________________________________
Shenzhen Kangtai Biological Products Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300601 CINS Y774C4101 03/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of the Mgmt For For For
Pricing
Principles
2 Adjustment of the Mgmt For For For
Number of Issuing
Targets
3 Adjustment of the Mgmt For For For
Lock-up
Period
4 Preplan For 2019 Mgmt For For For
Non-Public Share
Offering
(Revised)
5 Demonstration Analysis Mgmt For For For
Report on the Plan
for 2019 Non-public
Share Offering
(revised)
________________________________________________________________________________
Shenzhen Kangtai Biological Products Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300601 CINS Y774C4101 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report of Mgmt For For For
the Supervisory
Committee
Supervisors report
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2020 Application For Mgmt For For For
Credit Line To Banks
By The Company And
Its Wholly-Owned
Subsidiaries And
Guarantee
Matters
7 Cash Management With Mgmt For For For
Idle Raised
Funds
8 Purchase of Wealth Mgmt For For For
Management Products
with Proprietary
Funds by the Company
and Its
Subsidiaries
________________________________________________________________________________
Shenzhen Kangtai Biological Products Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300601 CINS Y774C4101 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Reappointment Of Mgmt For For For
Audit
Firm
2 Purchase of Wealth Mgmt For For For
Management Products
with Proprietary
Funds by the Company
and Its Wholly-owned
Subsidiaries
3 Expansion of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
________________________________________________________________________________
Shenzhen Kingdom Sci-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 03/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen Kingdom Sci-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 05/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Line Mgmt For For For
of Credit by a
Subsidiary and
Authority to Give
Counter
Guarantees
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen Kingdom Sci-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Remuneration For Mgmt For For For
Directors And Senior
Management
7 2019 Annual Mgmt For For For
Remuneration For
Supervisors
________________________________________________________________________________
Shenzhen Kingdom Sci-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600446 CINS Y7742M102 06/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase And Mgmt For For For
Share Expansion And
Transfer In A
Controlled
Subsidiary
________________________________________________________________________________
Shenzhen Mindray Bio-Medical Electronics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300760 CINS Y774E3101 04/27/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2019 Social Mgmt For For For
Responsibility
Report
7 Termination Of Some Mgmt For For For
Projects Financed
With Raised
Funds
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder
Meetings
11 Amendments to Related Mgmt For Against Against
Party Transactions
Decision-making
System
12 Amendments to Mgmt For Against Against
Management System for
Remuneration of
Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
Shenzhen Mindray Bio-Medical Electronics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300760 CINS Y774E3101 11/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of Number Mgmt For For For
of Members of Board
of Directors and
Amendments to
Articles
2 Elect LI Xiting Mgmt For For For
3 Elect XU Hang Mgmt For For For
4 Elect CHENG Minghe Mgmt For For For
5 Elect WU Hao Mgmt For For For
6 Elect GUO Yanmei Mgmt For For For
7 Elect XI Hao Mgmt For For For
8 Elect WU Qiyao Mgmt For For For
9 Elect YAO Hui Mgmt For For For
10 Elect TANG Zhi Mgmt For Against Against
11 Elect JI Qiang Mgmt For Against Against
12 Change of Company's Mgmt For For For
Address and
Amendments to
Articles
________________________________________________________________________________
Shenzhen Overseas Chinese Town Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000069 CINS Y7582E103 04/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DUAN Xiannian Mgmt For For For
2 Elect YAO Jun Mgmt For For For
3 Elect WANG Xiaowen Mgmt For For For
4 Elect WANG Yijiang Mgmt For For For
5 Elect SHA Zhengquan Mgmt For For For
6 Elect SONG Ding Mgmt For For For
7 Elect ZHANG Yuming Mgmt For For For
8 Elect CHEN Yuehua Mgmt For Against Against
9 Elect PAN Fengwen Mgmt For Against Against
________________________________________________________________________________
Shenzhen Overseas Chinese Town Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000069 CINS Y7582E103 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report Mgmt For For For
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Profit Mgmt For For For
Distribution
Plan
5 Application for Mgmt For For For
Comprehensive Credit
Line to Banks and
Other Financial
Institutions from
2020 to
2021
6 Application For Mgmt For For For
Entrusted Loan Quota
To A Company From
2020 To
2021
7 Guarantee Quota from Mgmt For Against Against
the Company and
Controlled
Subsidiaries to
Controlled and Joint
Stock Companies from
2020 to
2021
8 Financial Aid To Joint Mgmt For For For
Stock Companies From
2020 To
2021
9 Authorization To Mgmt For For For
Provide Financial Aid
To Project Companies
From 2020 To
2021
10 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
11 Reappointment Of Audit Mgmt For For For
Firm
12 Amendments to the Mgmt For For For
Company's Articles of
Association
13 Formulation Of Mgmt For For For
Remuneration
Standards For
Independent
Directors
________________________________________________________________________________
Shenzhen Overseas Chinese Town Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000069 CINS Y7582E103 12/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of Audit Firm Mgmt For For For
________________________________________________________________________________
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002294 CINS Y77443102 01/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YE Chenghai Mgmt For For For
2 Elect Kevin YE Sing Mgmt For For For
3 Elect YAN Jie Mgmt For For For
4 Elect YE Yujun Mgmt For For For
5 Elect WEN Zhongyi Mgmt For For For
6 Elect YANG Jianfeng Mgmt For For For
7 Elect HE Suying Mgmt For For For
8 Elect LIU Laiping Mgmt For For For
9 Elect ZHANG Meng Mgmt For For For
10 Elect LI Aizhen Mgmt For Against Against
11 Elect TANG Ji Mgmt For Against Against
12 Allowance For Mgmt For For For
Independent
Directors
________________________________________________________________________________
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002294 CINS Y77443102 05/07/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report Mgmt For For For
and its
Summary
4 2019 Profit Mgmt For For For
Distribution
Plan
5 Appointment of Auditor Mgmt For For For
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002294 CINS Y77443102 10/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shenzhen Sunway Communication Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300136 CINS Y77453101 03/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility For
Non-public Share
Offering
2 Stock Type And Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets And Mgmt For For For
Subscription
Method
5 Issue Price, Pricing Mgmt For For For
Principles and
Pricing Base
Date
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Amount And Purpose Of Mgmt For For For
The Raised
Funds
9 Listing Place Mgmt For For For
10 Arrangement For The Mgmt For For For
Accumulated Retained
Profits Before The
Non-public Share
Offering
11 The Valid Period of Mgmt For For For
The
Resolution
12 Preplan For Non-public Mgmt For For For
Share
Offering
13 Demonstration Analysis Mgmt For For For
Report On The Plan
For Non-Public Share
Offering
14 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
be
Raised from Non-public
Share
Offering
15 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
16 Diluted Immediate Mgmt For For For
Return After the
Non-public
A-Share
Offering, Filling
Measures and Relevant
Commitments
17 Commitments of the Mgmt For For For
Controlling
Shareholders, Actual
Controller, Directors
and Senior Management
to Ensure the
Implementation of
Filling Measures for
Diluted Immediate
Return
18 Report On The Use Of Mgmt For For For
Previously Raised
Funds
19 Amendments to Articles Mgmt For For For
20 Full Authorization to Mgmt For For For
the Board to Handle
Matters
Regarding the
Non-public Share
Offering
21 Full Authorization to Mgmt For For For
Relevant Persons the
Board to Handle
Matters
Regarding the
Non-public Share
Offering
22 Purchase Of Wealth Mgmt For For For
Management Products
With Idle Proprietary
Funds
23 Capital Increase in Mgmt For For For
Joint Stock
Companies
24 External Investment By Mgmt For For For
Wholly-Owned
Subsidiaries
25 Capital Increase In A Mgmt For For For
Company
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen Sunway Communication Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300136 CINS Y77453101 05/13/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2020 Reappointment Of Mgmt For For For
Audit
Firm
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Purchase Of Wealth Mgmt For For For
Management Products
With Idle Proprietary
Funds
8 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted Stocks In
The Equity Incentive
Plan
9 Decrease of the Mgmt For For For
Company's Registered
Capital
10 Amendments to the Mgmt For For For
Company's Articles of
Association
11 Application for Mgmt For For For
Comprehensive Credit
Line to Banks, and
Guarantee for Credit
Line of Wholly-owned
Subsidiaries
________________________________________________________________________________
Shenzhen Zhongjin Linnan Nonfemet Company Limited
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y77458100 03/31/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report of Mgmt For For For
Board of
Directors
2 2019 Work Report of Mgmt For For For
Board of
Supervisors
3 2019 Profits Mgmt For For For
Distribution
Plan
4 2019 Annual Account Mgmt For For For
5 Report On The Use Of Mgmt For For For
Previously Raised
Funds
6 Approval of Line of Mgmt For For For
Credit
7 2019 Annual Report And Mgmt For For For
Its
Summary
8 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Zhongjin Linnan Nonfemet Company Limited
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y77458100 05/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Weidong as Mgmt For For For
Director
________________________________________________________________________________
Shenzhen Zhongjin Linnan Nonfemet Company Limited
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y77458100 12/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Shenzhen Zhongjin Linnan Nonfemet Company Limited
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y77458100 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance
of
Convertible Corporate
Bonds
2 Types of Securities to Mgmt For For For
be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Repaying the
Principal
and
Interest
8 Conversion Period Mgmt For For For
9 Guarantee Matters Mgmt For For For
10 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
11 Downward Adjustment of Mgmt For For For
Conversion
Price
12 Determining Method for Mgmt For For For
the Number of
Converted
Shares
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
16 Issuing Targets and Mgmt For For For
Method
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Bondholders and Mgmt For For For
Bondholders
Meetings
19 Purpose of the Raised Mgmt For For For
Funds
20 Management of Raised Mgmt For For For
Funds and its Deposit
Account
21 The Valid Period of Mgmt For For For
the Plan for
Convertible Corporate
Bond
Issuance
22 Preplan For Public Mgmt For For For
Issuance Of
Convertible Corporate
Bonds
23 Feasibility Analysis Mgmt For For For
Report on Projects to
be
Financed
with Raised Funds from
the Public Issuance
of Convertible
Corporate
Bonds
24 Report On The Use Of Mgmt For For For
Previously Raised
Funds
25 Risk Earnings on Mgmt For For For
Diluted Immediate
Return after the
Public Issuance
of
Convertible Corporate
Bonds and Filling
Measures and Relevant
Commitments
26 Commitments of the Mgmt For For For
Controlling
Shareholders, De
Facto Controller,
Directors and Senior
Management to Ensure
the Implementation of
Filling Measures for
Diluted Immediate
Return
27 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the Public issuance of
Convertible Corporate
Bonds
28 Shareholder Return Mgmt For For For
Plan for the Next
Three Years
from
2019 to 2021
29 Special Mgmt For For For
Self-Examination
Report On The Real
Estate
Business
30 Letters of Commitment Mgmt For For For
on Real Estate
Compliance
31 Amendments to Mgmt For For For
Procedural Rules for
Bondholder
Meetings
________________________________________________________________________________
Shenzhou International Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2313 CINS G8087W101 05/28/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WANG Cunbo Mgmt For For For
6 Elect QIU Weiguo Mgmt For For For
7 Elect CHEN Xu Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Shijiazhuang Yiling Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002603 CINS Y7745S106 04/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of The Purpose Mgmt For For For
Of Some Raised
Funds
________________________________________________________________________________
Shijiazhuang Yiling Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002603 CINS Y7745S106 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny2.0000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 Appointment Of 2020 Mgmt For For For
Financial Audit
Firm
7 Amendments to the Mgmt For For For
Companys Articles of
Association
________________________________________________________________________________
Shijiazhuang Yiling Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002603 CINS Y7745S106 06/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Super Short-term
Commercial
Papers
________________________________________________________________________________
Shimao Property Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0813 CINS G81043104 05/27/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HUI Wing Mau Mgmt For For For
6 Elect Lu Yi Mgmt For For For
7 Elect Alice KAN Lai Mgmt For For For
Kuen
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Change of Company name Mgmt For For For
________________________________________________________________________________
Shin Kong Financial Holding Company
Ticker Security ID: Meeting Date Meeting Status
2888 CINS Y7753X104 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
5 Authority to Issue Mgmt For For For
Shares with
Preemptive
Rights
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect WU Tung-Chin Mgmt For Abstain Against
8 Elect LEE Jih-Chu Mgmt For Abstain Against
9 Elect WU Min-Wei Mgmt For Abstain Against
10 Elect WU Hsin-Ta Mgmt For Abstain Against
11 Elect YEH Yun-Wan Mgmt For Abstain Against
12 Elect WU Tung-Ming Mgmt For Abstain Against
13 Elect Shin-Cheng Mgmt For Abstain Against
Investment Co,
Ltd
14 Elect LIN Po-Han Mgmt For Abstain Against
15 Elect HUNG Shi-Chi Mgmt For Abstain Against
16 Elect TSAI Hung-Hsiang Mgmt For Abstain Against
17 Elect WU Pang-Sheng Mgmt For Abstain Against
18 Elect SU Chi-Ming Mgmt For Abstain Against
19 Elect PAN Po-Cheng Mgmt For N/A N/A
20 Elect HSU Yung-Ming Mgmt For For For
21 Elect WU Chi-Ming Mgmt For For For
22 Elect LIN Mei-Hwa Mgmt For For For
________________________________________________________________________________
Shinhan Financial Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
055550 CINS Y7749X101 03/26/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect CHO Yong Byoung Mgmt For Against Against
4 Elect Philippe Avril Mgmt For Against Against
5 Elect PARK Ansoon Mgmt For Against Against
6 Elect PARK Cheul Mgmt For Against Against
7 Elect YOON Jae Won Mgmt For For For
8 Elect JIN Hyun Duk Mgmt For For For
9 Elect CHOI Kyong Rok Mgmt For Against Against
10 Elect Yuki Hirakawa Mgmt For Against Against
11 Election of Audit Mgmt For For For
Committee Member:
YOON Jae
Won
12 Election of Audit Mgmt For Against Against
Committee Member: LEE
Yoon
Jae
13 Directors' Fees Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SHINSEGAE Inc.
Ticker Security ID: Meeting Date Meeting Status
004170 CINS Y77538109 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect CHA Jung Ho Mgmt For For For
3 Elect KWON Hyeok Gu Mgmt For For For
4 Elect KIM Jung Sik Mgmt For For For
5 Elect CHOI Jin Seok Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member:
CHOI Jin
Seok
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
Shoprite Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SHP CINS S76263102 11/04/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Christoffel Mgmt For Against Against
(Christo) H.
Wiese
4 Re-elect Alice le Roux Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member and
Chair (Johannes F.
Basson)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Alice le
Roux)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Joseph
Rock)
8 General Authority to Mgmt For For For
Issue
Shares
9 Authority to Issue Mgmt For For For
Shares for
Cash
10 Authorization of Legal Mgmt For For For
Formalities
11 Approve Remuneration Mgmt For For For
Policy and
Implementation
Report
12 Approve Remuneration Mgmt For For For
Implementation
Report
13 Elect JF Le Roux Mgmt For For For
14 Approve NEDs' Fees Mgmt For For For
(Board
Chair)
15 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
16 Approve NEDs' Fees Mgmt For For For
(Board
Members)
17 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chair)
18 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Members)
19 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chair)
20 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Members)
21 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Chair)
22 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Members)
23 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chair)
24 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Members)
25 Approve NEDs' Fees Mgmt For For For
(Additional Fee per
Meeting)
26 Approve NEDs' Fees Mgmt For For For
(Additional Fee per
Hour)
27 Financial Assistance Mgmt For For For
28 Authority to Mgmt For For For
Repurchase
Shares
29 Amendments to Clause 1 Mgmt For For For
of the Memorandum of
Incorporation
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shree Cement Limited
Ticker Security ID: Meeting Date Meeting Status
SHREECEM CINS Y7757Y132 08/09/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Interim Mgmt For For For
Dividend
4 Allocation of Final Mgmt For For For
Dividend
5 Elect Hari Mohan Bangur Mgmt For For For
6 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
7 Elect Ratan Lal Gaggar Mgmt For For For
8 Elect Om Prakash Setia Mgmt For For For
9 Elect Yoginder K. Mgmt For For For
Alagh
10 Elect Nitin Dayalji Mgmt For For For
Desai
11 Elect Shreekant Somany Mgmt For Against Against
________________________________________________________________________________
Shree Cement Limited
Ticker Security ID: Meeting Date Meeting Status
SHREECEM CINS Y7757Y132 11/18/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Revision of Mgmt For For For
Remuneration to
Prakash Narayan
Chhangani (Whole Time
Director)
________________________________________________________________________________
Shriram Transport Finance Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
SRTRANSFIN CINS Y7758E119 05/26/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Non-convertible
Debentures
________________________________________________________________________________
Shui on land Limited
Ticker Security ID: Meeting Date Meeting Status
272 CINS G81151113 05/27/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Vincent LO Hong Mgmt For For For
Sui
6 Elect David J. Shaw Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Siam Cement Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
SCC CINS Y7866P147 06/08/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Acknowledgement of Mgmt For For For
Interim
Dividends
4 Elect Kan Trakulhoon Mgmt For For For
5 Elect Prasarn Mgmt For For For
Trairatvorakul
6 Elect Cholanat Mgmt For For For
Yanaranop
7 Elect Thapana Mgmt For For For
Sirivadhanabhakdi
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' Fees Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Siam Commercial Bank
Ticker Security ID: Meeting Date Meeting Status
SCB CINS Y7905M113 06/16/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Acknowledge Interim Mgmt For For For
Dividends
5 Directors' Fees Mgmt For For For
6 Elect Satitpong Mgmt For Against Against
Sukvimol
7 Elect Thumnithi Mgmt For Against Against
Wanichthanom
8 Elect Krirk Vanikkul Mgmt For For For
9 Elect Pasu Decharin Mgmt For For For
10 Elect Ekamol Kiriwat Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Siam Commercial Bank
Ticker Security ID: Meeting Date Meeting Status
SCB CINS Y7905M113 08/06/2019 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Siasun Robot and Automation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300024 CINS Y7912E104 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report of Mgmt For For For
the Board of
Director
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Accounts Mgmt For For For
6 2020 Reappointment Of Mgmt For For For
Audit
Firm
7 Application For Credit Mgmt For For For
Line To
Banks
8 Amendments to the Mgmt For For For
Company's Articles of
Association
9 Elect ZHAO Liguo Mgmt For For For
10 Expansion of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CINS S7627H100 01/23/2020 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
(Technical
Merger)
2 Revocation of Proposal Mgmt For For For
1 if the Scheme Does
Not
Proceed
3 Directors Authority Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sibanye Stillwater Limited
Ticker Security ID: Meeting Date Meeting Status
SSW CINS S7627K103 05/26/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Elaine Mgmt For For For
Dorward-King
3 Elect Thabane Mgmt For For For
(Vincent)
Maphai
4 Elect Timothy J. Mgmt For For For
Cumming
5 Re-elect Charl A. Mgmt For For For
Keyter
6 Election of Audit Mgmt For For For
Committee Member
(Keith A.
Rayner)
7 Election of Audit Mgmt For For For
Committee Member
(Timothy J.
Cumming)
8 Election of Audit Mgmt For For For
Committee Member
(Savannah
Danson)
9 Election of Audit Mgmt For For For
Committee Member
(Richard
Menell)
10 Election of Audit Mgmt For For For
Committee Member
(Nkosemntu G.
Nika)
11 Election of Audit Mgmt For For For
Committee Member
(Susan (Sue) C. van
der
Merwe)
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Implementation Mgmt For For For
Report
16 Approve NEDs' Fees Mgmt For For For
17 Approve Lead Mgmt For For For
Independent
Director's
Fees
18 Approve Financial Mgmt For For For
Assistance (Section
44 and
45)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sichuan Chuantou Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600674 CINS Y7925C103 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Board Of
Supervisors
3 2019 Final Accounts Mgmt For For For
Report
4 2020 Production And Mgmt For For For
Operation And
Financial Budget
Report
5 2019 Profit Mgmt For For For
Distribution
Plan
6 The Shareholder Return Mgmt For For For
Plan for the Next
Three Years
(2020-2022)
7 2019 Annual Report and Mgmt For For For
Its
Summary
8 2020 Financing Work of Mgmt For For For
Headquarters of the
Company
9 Reappointment of the Mgmt For For For
Accounting Firm and
Authorizing the Board
of Directors to
Determine Its Audit
Fees
10 Revision of the Mgmt For Against Against
Articles of
Association of the
Company and Its
Attachments
11 Elect ZHANG Hao Mgmt For For For
12 Elect GONG Yuan Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sichuan Hebang Biotechnology Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
603077 CINS Y7931D103 05/13/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report Mgmt For For For
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Profit Mgmt For For For
Distribution
Plan
5 Reappointment Of Audit Mgmt For For For
Firm
6 2020 Financing Plan Mgmt For For For
7 2020 Authorization For Mgmt For For For
External
Guarantee
8 Elect MIAO chengyun Mgmt For Against Against
9 Elect HE Zhenggang Mgmt For For For
10 Elect ZENG Xiaoping Mgmt For For For
11 Elect SONG Keli Mgmt For For For
12 Elect YANG Hongwu Mgmt For For For
13 Elect WANG Jun Mgmt For For For
14 Elect MO Rong Mgmt For For For
15 Elect YUAN Changhua Mgmt For For For
16 Elect HU Yang Mgmt For For For
17 Elect MEI Shuxian Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2019 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Mgmt For For For
Repurchase
Shares
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Mgmt For For For
Debt
Instruments
12 Authority to Issue Mgmt For For For
Debt
Instruments
13 Authority to Give Mgmt For For For
Guarantees
14 Extension of Mgmt For For For
Eligibility for
Issuance of Corporate
Bonds
15 Approval to Provide Mgmt For For For
Financial
Aid
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 07/24/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Rights Mgmt For For For
Issue
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method Mgmt For For For
4 Basis, Ratio and Mgmt For For For
Volume of The Rights
Issue
5 Pricing Principles and Mgmt For For For
Price of The Rights
Issue
6 Issuing Targets Mgmt For For For
7 Distribution Plan for Mgmt For For For
Accumulated Retained
Profits Before The
Rights
Issue
8 Issuing Date Mgmt For For For
9 Underwriting Method Mgmt For For For
10 Purpose of The Funds Mgmt For For For
Raised From Rights
Issue
11 The Valid Period of Mgmt For For For
The Resolution on The
Rights
Issue
12 Trading and Mgmt For For For
Circulation of The
Bonds to be
Issued
13 Preplan For 2019 Mgmt For For For
Rights Issue Via
Public
Offering
14 2019 Feasibility Mgmt For For For
Analysis Report on
The Use of Funds to
be Raised from The
Rights
Issue
15 No Need To Prepare A Mgmt For For For
Report On Use Of
Previously Raised
Funds
16 Risk Warning on Mgmt For For For
Diluted Immediate
Return After The
Rights Issue and
Filling Measures, and
Commitments of
Relevant
Parties
17 Shareholder Return Mgmt For For For
Plan for The Next
Three Years (2019 to
2021)
18 Full Authorization to Mgmt For For For
Board Handle Matters
Related to Rights
Issue
________________________________________________________________________________
Sichuan Languang Development Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600466 CINS Y7933E109 01/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHI Feng Mgmt For For For
2 Provision Of External Mgmt For Against Against
Guarantee
________________________________________________________________________________
Sichuan Languang Development Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600466 CINS Y7933E109 02/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance Of An Office Mgmt For For For
Property Reits
Asset-backed Special
Plan With Properties
Being Underlying
Assets
2 Change Of The Mgmt For For For
Company's Registered
Capital And
Amendments To The
Company's Articles Of
Association
________________________________________________________________________________
Sichuan Languang Development Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600466 CINS Y7933E109 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Reappointment Of 2020 Mgmt For For For
Financial And
Internal Control
Audit
Firm
8 2020 Estimated Mgmt For Against Against
Additional Guarantee
Quota
9 2020 Land Investment Mgmt For For For
Plan
10 Connected Transaction Mgmt For For For
Regarding Renewal of
an Agreement on
Provision of
Financing and
Guarantee with the
Controlling
Shareholders
11 Elect YANG Zhengwu Mgmt For For For
________________________________________________________________________________
Sichuan Languang Development Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600466 CINS Y7933E109 06/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For Against Against
For
Partners
________________________________________________________________________________
Sichuan Languang Development Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600466 CINS Y7933E109 06/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization To Issue Mgmt For For For
Direct Debt Financing
Instruments
________________________________________________________________________________
Sichuan Languang Development Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600466 CINS Y7933E109 12/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 External Guarantee Mgmt For Against Against
2 Elect JIANG Shuping Mgmt For Against Against
________________________________________________________________________________
Sichuan Languang Development Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600466 CINS Y7933E109 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 External Guarantee Mgmt For Against Against
________________________________________________________________________________
Sichuan Swellfun Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600779 CINS Y7932B106 06/05/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 Appointment of Auditor Mgmt For For For
7 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Siemens (India) Limited
Ticker Security ID: Meeting Date Meeting Status
SIEMENS CINS Y7934G137 02/11/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Johannes Apitzsch Mgmt For For For
5 Elect Anjali Bansal Mgmt For For For
6 Elect Daniel Spindler Mgmt For For For
7 Appointment of Daniel Mgmt For For For
Spindler (Executive
Director and Chief
Financial Officer);
Approval of
Remuneration
8 Elect Deepak S. Parekh Mgmt For For For
9 Elect Yezdi Hirji Mgmt For For For
Malegam
10 Related Party Mgmt For For For
Transactions
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Sime Darby Berhad
Ticker Security ID: Meeting Date Meeting Status
SIME CINS Y7962G108 11/14/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Directors' Benefits Mgmt For For For
3 Elect Mohamad Idros Mgmt For For For
Mosin
4 Elect Abdul Rahman bin Mgmt For For For
Ahmad
5 Elect Samsudin bin Mgmt For For For
Osman
6 Elect Selamah Sulaiman Mgmt For For For
7 Elect Abdul Hamidy Mgmt For For For
Abdul
Hafiz
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Related Party Mgmt For For For
Transactions
11 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Sime Darby Plantation Berhad
Ticker Security ID: Meeting Date Meeting Status
SIMEPLT CINS Y7962H106 06/11/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees for Mgmt For For For
FY2019
2 Directors' Benefits Mgmt For For For
for
FY2020
3 Elect Mohamad Helmy Mgmt For For For
Othman
Basha
4 Elect Tunku Alizakri Mgmt For For For
Raja Muhammad
Alias
5 Elect Zainal Abidin Mgmt For For For
Jamal
6 Elect TAN Ting Min Mgmt For For For
7 Elect LOU Leong Kok Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Related Party Mgmt For For For
Transactions
10 Issuance of Shares Mgmt For For For
under the Dividend
Reinvestment
Plan
________________________________________________________________________________
Sino Biopharmaceutical Ltd
Ticker Security ID: Meeting Date Meeting Status
1177 CINS G8167W138 05/26/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHENG Cheung Ling Mgmt For For For
6 Elect Eric TSE S Y Mgmt For For For
7 Elect WANG Shanchun Mgmt For Against Against
8 Elect TIAN Zhoushan Mgmt For For For
9 Elect LU Zhengfei Mgmt For For For
10 Elect LI Dakui Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Sino-Ocean Group Holding Limited
Ticker Security ID: Meeting Date Meeting Status
3377 CINS Y8002N103 05/20/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WANG Honghui Mgmt For For For
6 Elect ZHAO Peng Mgmt For For For
7 Elect HOU Jun Mgmt For For For
8 Elect HAN Xiaojing Mgmt For For For
9 Elect SUEN Man Tak Mgmt For For For
10 Elect JIN Qingjun Mgmt For For For
11 Elect Judy LAM Sin Lai Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Sinochem International Corp.
Ticker Security ID: Meeting Date Meeting Status
600500 CINS Y80231106 01/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Restricted Stock Mgmt For For For
Incentive Plan
(Revised Draft) And
Its
Summary
2 Constitution of Mgmt For For For
Appraisal Management
Measures for the 2019
Restricted Stock
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the 2019 Restricted
Stock Incentive
Plan
________________________________________________________________________________
Sinochem International Corp.
Ticker Security ID: Meeting Date Meeting Status
600500 CINS Y80231106 03/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Set Mgmt For For For
Auditor's
Fees
2 Investment In A First Mgmt For For For
Phase Project By A
Subordinate
Company
3 Investment in the 1st Mgmt For For For
Phase Engineering
Project in Recycle
Economic Industrial
Park
________________________________________________________________________________
Sinochem International Corp.
Ticker Security ID: Meeting Date Meeting Status
600500 CINS Y80231106 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Accounts Mgmt For For For
2 2020 Financial Budget Mgmt For For For
Report
3 2019 Profit Mgmt For For For
Distribution
Plan
4 2019 Work Report Of Mgmt For For For
The Board Of
Directors
5 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
6 Financial Service Mgmt For For For
Framework Agreement
to be Renewed with a
Company
7 2020 Estimated Related Mgmt For For For
Party
Transactions
8 2020 Estimated Mgmt For For For
Guarantees
Quota
9 Adjustment Of Mgmt For For For
Allowance For
Independent
Directors
________________________________________________________________________________
Sinochem International Corp.
Ticker Security ID: Meeting Date Meeting Status
600500 CINS Y80231106 12/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect YANG Hua Mgmt For For For
3 Elect YANG Lin Mgmt For For For
4 Elect LIU Hongsheng Mgmt For For For
5 Elect CHENG Xiaoxi Mgmt For For For
6 Elect XU Jingchang Mgmt For For For
7 Elect YU Dahai Mgmt For For For
8 Elect XU Yongqian Mgmt For For For
9 Elect ZHANG Baohong Mgmt For For For
10 Elect ZHOU Min Mgmt For Against Against
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y8004P106 05/11/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report of Mgmt For For For
the Board of the
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Appointment Of 2020 Mgmt For For For
Financial Audit
Firm
7 2020 Estimated Mgmt For For For
Continuing Connected
Transactions:
Estimated Connected
Transactions with De
Facto Controller and
Related Parties Under
the Control of the
Same Party As the
Company
8 2020 Estimated Mgmt For For For
Continuing Connected
Transactions:
Estimated Connected
Transactions with
Joint
Ventures
9 Related Party Mgmt For For For
Transactions
10 Special Statement On Mgmt For For For
2019 Remuneration For
Directors
11 Special Statement On Mgmt For For For
2019 Remuneration For
Supervisors
12 Amendments to the Mgmt For Against Against
Company's Articles of
Association
________________________________________________________________________________
SinoPac Financial Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2890 CINS Y8009U100 05/13/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect CHEN Ssu-Kuan Mgmt For For For
4 Elect CHU Shih-Ting Mgmt For For For
5 Elect TSAO Wei-Shih Mgmt For For For
6 Elect YEH Chi-Hsin Mgmt For For For
7 Elect SCHIVE Chi Mgmt For For For
8 Elect James SHEU Jianji Mgmt For For For
9 Elect PAN Wei-Ta Mgmt For For For
10 Non-compete Mgmt For For For
Restrictions for
Directors
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sinopec Engineering (Group) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
2386 CINS Y80359105 02/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect YU Renming Mgmt For For For
________________________________________________________________________________
Sinopec Engineering (Group) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
2386 CINS Y80359105 05/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Declare Mgmt For For For
Interim
Dividends
7 Approval of Business Mgmt For For For
Operation Plan,
Investment Plan and
Financial Budget
Plan
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Amendments to Articles Mgmt For For For
of
Association
10 Amendments to Mgmt For For For
Procedural Rules of
General
Meetings
11 Amendments to Mgmt For For For
Procedural Rules of
Board
Meetings
12 Authority to Mgmt For For For
Repurchase Domestic
and/or H
Shares
13 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
Sinopec Engineering (Group) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
2386 CINS Y80359105 05/08/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase Domestic
and/or H
Shares
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CINS Y80373114 06/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Approval of Investment Mgmt For For For
and Construction
Project
8 Authority to Issue Mgmt For For For
Debt Financing
Instruments
9 Elect ZHANG Xiaofeng Mgmt For For For
10 Elect ZHENG Yunrui Mgmt For For For
11 Elect CHOI Ting Ki Mgmt For For For
12 Elect WU Haijun Mgmt For For For
13 Elect GUAN Zemin Mgmt For For For
14 Elect JIN Qiang Mgmt For For For
15 Elect JIN Wenmin Mgmt For For For
16 Elect ZHOU Meiyun Mgmt For For For
17 Elect HUANG Xiangyu Mgmt For For For
18 Elect HUANG Fei Mgmt For For For
19 Elect XIE Zhenglin Mgmt For For For
20 Elect PENG Kun Mgmt For For For
21 Elect LI Yuanqin Mgmt For For For
22 Elect TANG Song Mgmt For For For
23 Elect CHEN Haifeng Mgmt For For For
24 Elect YANG Jun Mgmt For For For
25 Elect GAO Song Mgmt For For For
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CINS Y80373106 06/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Financial Budget Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Approval of Investment Mgmt For For For
and Construction
Project
10 Authority to Issue Mgmt For For For
Debt Financing
Instruments
11 Elect ZHANG Xiaofeng Mgmt For For For
12 Elect ZHENG Yunrui Mgmt For For For
13 Elect CHOI Ting Ki Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect WU Haijun Mgmt For For For
16 Elect GUAN Zemin Mgmt For For For
17 Elect JIN Qiang Mgmt For For For
18 Elect JIN Wenmin Mgmt For For For
19 Elect ZHOU Meiyun Mgmt For For For
20 Elect HUANG Xiangyu Mgmt For For For
21 Elect HUANG Fei Mgmt For For For
22 Elect XIE Zhenglin Mgmt For For For
23 Elect PENG Kun Mgmt For For For
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Elect LI Yuanqin Mgmt For For For
26 Elect TANG Song Mgmt For For For
27 Elect CHEN Haifeng Mgmt For For For
28 Elect YANG Jun Mgmt For For For
29 Elect GAO Song Mgmt For For For
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CINS Y80373106 12/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Mutual Product Supply Mgmt For For For
and Sale Services
Framework Agreement
(2020-2022)
4 Comprehensive Services Mgmt For For For
Framework Agreement
(2020-2022)
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CINS Y80373114 12/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Mutual Product Supply Mgmt For For For
and Sale Services
Framework Agreement
(2020-2022)
2 Comprehensive Services Mgmt For For For
Framework Agreement
(2020-2022)
________________________________________________________________________________
Sinopharm Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 06/11/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Give Mgmt For Against Against
Guarantees
12 Amendments to Mgmt For Against Against
Procedural Rules of
General
Meeting
13 Authority to Issue Mgmt For Against Against
Domestic Shares
and/or H Shares w/o
Preemptive
Rights
14 Amendments to Articles Mgmt For For For
of
Association
15 Authority to Issue Mgmt For For For
Debt Financing
Instruments
16 Authority to Issue Mgmt For For For
Corporate
Bonds
17 Elect FENG Rongli Mgmt For For For
________________________________________________________________________________
Sinopharm Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 06/11/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For Against Against
________________________________________________________________________________
Sinotrans Limited
Ticker Security ID: Meeting Date Meeting Status
0598 CINS Y6145J104 06/01/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
4 Authority to Mgmt For For For
Repurchase
Shares
5 Updated Mandate of Mgmt For For For
Issue of Debt
Financing
Instruments
6 Authority to Give Mgmt For Against Against
Guarantees
7 Directors' Report Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Independent Directors' Mgmt For For For
Report
10 Accounts and Reports Mgmt For For For
11 Annual Report Mgmt For For For
12 2020 Financial Budget Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Directors' Fees Mgmt For For For
16 Liability Insurance Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Elect LI Guanpeng Mgmt For For For
19 Elect SONG Dexing Mgmt For For For
________________________________________________________________________________
Sinotrans Limited
Ticker Security ID: Meeting Date Meeting Status
0598 CINS Y6145J112 06/01/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 2020 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' Fees Mgmt For For For
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Updated Mandate of Mgmt For For For
Issue of Debt
Financing
Instruments
13 Authority to Give Mgmt For Against Against
Guarantees
14 Liability Insurance Mgmt For For For
15 Elect LI Guanpeng Mgmt For For For
16 Elect SONG Dexing Mgmt For For For
________________________________________________________________________________
Sinotrans Limited
Ticker Security ID: Meeting Date Meeting Status
0598 CINS Y6145J104 06/01/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Option Incentive Mgmt For For For
Scheme
3 Share Option Incentive Mgmt For For For
Scheme (Phase
I)
4 Appraisal Measures of Mgmt For For For
Scheme
5 Board Authority to Mgmt For For For
Deal with Matters
regarding
Scheme
6 Board Authority to Mgmt For For For
Deal with Matters
regarding Scheme
(Phase
I)
7 Amendments to Articles Mgmt For Against Against
and Procedural Rules
for General
Meetings
________________________________________________________________________________
Sinotrans Limited
Ticker Security ID: Meeting Date Meeting Status
0598 CINS Y6145J112 06/01/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Option Incentive Mgmt For For For
Scheme
2 Share Option Incentive Mgmt For For For
Scheme (Phase
I)
3 Appraisal Measures of Mgmt For For For
Scheme
4 Board Authority to Mgmt For For For
Deal with Matters
regarding
Scheme
5 Board Authority to Mgmt For For For
Deal with Matters
regarding Scheme
(Phase
I)
6 Amendments to Articles Mgmt For Against Against
and Procedural Rules
for General
Meetings
________________________________________________________________________________
Sinotrans Limited
Ticker Security ID: Meeting Date Meeting Status
0598 CINS Y6145J104 06/01/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Option Incentive Mgmt For For For
Scheme
3 Share Option Incentive Mgmt For For For
Scheme (Phase
I)
4 Appraisal Measures of Mgmt For For For
Scheme
5 Board Authority to Mgmt For For For
Deal with Matters
regarding
Scheme
6 Board Authority to Mgmt For For For
Deal with Matters
regarding Scheme
(Phase
I)
7 Amendments to Articles Mgmt For Against Against
and Procedural Rules
for General
Meetings
8 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Sinotrans Limited
Ticker Security ID: Meeting Date Meeting Status
0598 CINS Y6145J112 06/01/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Option Incentive Mgmt For For For
Scheme
2 Share Option Incentive Mgmt For For For
Scheme (Phase
I)
3 Appraisal Measures of Mgmt For For For
Scheme
4 Board Authority to Mgmt For For For
Deal with Matters
regarding
Scheme
5 Board Authority to Mgmt For For For
Deal with Matters
regarding Scheme
(Phase
I)
6 Amendments to Articles Mgmt For Against Against
and Procedural Rules
for General
Meetings
7 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Sinotrans Limited
Ticker Security ID: Meeting Date Meeting Status
0598 CINS Y6145J104 09/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Increase Mgmt For For For
Estimated Guarantees
for
2019
3 Amendment to the Debt Mgmt For For For
Financing Instruments
Mandate
________________________________________________________________________________
Sinotruk (Hong Kong) Limited
Ticker Security ID: Meeting Date Meeting Status
3808 CINS Y8014Z102 06/29/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect LIU Wei Mgmt For For For
7 Elect Richard von Mgmt For For For
Braunschweig
8 Elect LIU Zhengtao Mgmt For For For
9 Elect QU Hongkun Mgmt For For For
10 Elect YANG Weicheng Mgmt For For For
11 Elect LIANG Qing Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
SK Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
034730 CINS Y8T642129 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect JANG Dong Hyun Mgmt For For For
4 Elect PARK Seong Ha Mgmt For For For
5 Elect JANG Yong Suk Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member:
JANG Yong
Suk
7 Share Option Plan Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
SK Hynix Inc.
Ticker Security ID: Meeting Date Meeting Status
000660 CINS Y8085F100 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect LEE Seok Hee as Mgmt For For For
Executive
Director
4 Elect PARK Jung Ho as Mgmt For For For
Non-Executive
Director
5 Elect SHIN Chang Hwan Mgmt For For For
6 Elect HAN Ae Ra Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member: HA
Yung
Ku
8 Election of Audit Mgmt For For For
Committee Member:
SHIN Chang
Hwan
9 Election of Audit Mgmt For For For
Committee Member: HAN
Ae
Ra
10 Directors' Fees Mgmt For For For
11 Share Option Plan Mgmt For For For
12 Share Option Plan Mgmt For For For
13 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
SK Innovation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 03/26/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect KIM Jun Mgmt For For For
4 Elect YU Jeong Joon Mgmt For For For
5 Elect KIM Jong Hoon Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member: KIM
Jong
Hoon
7 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
8 Share Option Grant Mgmt For For For
9 Director's Fees Mgmt For For For
________________________________________________________________________________
SK Telecom Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
017670 CINS Y4935N104 03/26/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Share Option Plan Mgmt For For For
(Executive
director)
4 Share Option Plan Mgmt For For For
(Executive
officer)
5 Elect PARK Jung Ho Mgmt For For For
6 Elect CHO Dae Sik Mgmt For For For
7 Elect KIM Yong Hak Mgmt For For For
8 Elect KIM Jun Mo Mgmt For For For
9 Elect AHN Jung Ho Mgmt For For For
10 Election of Audit Mgmt For For For
Committee Member: KIM
Yong
Hak
11 Election of Audit Mgmt For For For
Committee Member: AHN
Jung
Ho
12 Directors' Fees Mgmt For For For
13 Amendments to Mgmt For For For
Executive Office
Retirement Allowance
Policy
________________________________________________________________________________
SM Investments Corporation
Ticker Security ID: Meeting Date Meeting Status
SM CINS Y80676102 06/24/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Call To Order Mgmt For For For
2 Certification Of Mgmt For For For
Notice And
Quorum
3 Meeting Minutes Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Elect Teresita T. Sy Mgmt For For For
7 Elect Henry T. Sy, Jr. Mgmt For For For
8 Elect Harley T. Sy Mgmt For For For
9 Elect Jose T. Sio Mgmt For For For
10 Elect Frederic C. Mgmt For For For
DyBuncio
11 Elect Tomasa H. Lipana Mgmt For For For
12 Elect Alfredo E. Mgmt For For For
Pascual
13 Elect Robert G. Vergara Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Transaction of Other Mgmt For Abstain Against
Business
16 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
SM Prime Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMPH CINS Y8076N112 06/15/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Call To Order Mgmt For For For
2 Certification Of Mgmt For For For
Notice And
Quorum
3 Meeting Minutes Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Elect Henry T. Sy, Jr. Mgmt For For For
7 Elect Hans T. Sy Mgmt For For For
8 Elect Herbert T. Sy Mgmt For For For
9 Elect Jeffrey C. LIM Mgmt For For For
10 Elect Jorge T. Mendiola Mgmt For For For
11 Elect Jose L. Cuisia, Mgmt For For For
Jr.
12 Elect Gregorio U Mgmt For For For
Kilayko
13 Elect Joselito H. Mgmt For For For
Sibayan
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Open Forum Mgmt For For For
16 Transaction of Other Mgmt For Abstain Against
Business
17 Right to Adjourn Mgmt For For For
Meeting
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sociedad Quimica y Minera de Chile SA - SQM
Ticker Security ID: Meeting Date Meeting Status
SQM-A CINS P8716X108 04/23/2020 Voted
Meeting Type Country of Trade
Annual Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Appointment of Risk Mgmt For For For
Agency
4 Appointment of Account Mgmt For For For
Inspectors
5 Investment Policy Mgmt For For For
6 Finance Policy Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors and Mgmt For For For
Committees'
Fees
9 Transaction of Other Mgmt N/A Abstain N/A
Business
________________________________________________________________________________
SOHO China Ltd
Ticker Security ID: Meeting Date Meeting Status
0410 CINS G82600100 05/22/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect PAN Shiyi Mgmt For For For
5 Elect XIONG Ming Hua Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Songcheng Performance Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300144 CINS Y30421104 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Accounts Mgmt For For For
2 2019 Profit Mgmt For For For
Distribution
Plan
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Audit Report Mgmt For For For
5 2019 Work Report Of Mgmt For For For
The Board Of
Directors
6 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
7 2020 Appointment of Mgmt For For For
Auditor
________________________________________________________________________________
Soochow Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601555 CINS Y8074Z117 02/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Procedural Rules of
Cumulative Voting
System
________________________________________________________________________________
Soochow Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601555 CINS Y8074Z117 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report of Mgmt For For For
the Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Confirmation of 2019 Mgmt For For For
Continuing Connected
Transactions and 2020
Estimated Continuing
Connected
Transactions
7 2020 Proprietary Mgmt For For For
Investment
Quota
8 Amendments to Articles Mgmt For For For
9 Amendments to the Mgmt For For For
Rules of Procedure
Governing
Shareholders General
Meetings
10 Amendments To The Mgmt For For For
Implementing Rules
For Cumulative Voting
System
11 Elect LIU Fan Mgmt For For For
12 Issuing Scale Mgmt For For For
13 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
14 Bond Duration Mgmt For For For
15 Interest Rate and Its Mgmt For For For
Determining
Method
16 Purpose of the Raised Mgmt For For For
Funds
17 Listing Place Mgmt For For For
18 Guarantee Matters Mgmt For For For
19 The Valid Period of Mgmt For For For
the
Resolution
20 Authorization for the Mgmt For For For
Issuance
21 Repayment Guarantee Mgmt For For For
Measures
________________________________________________________________________________
Soochow Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601555 CINS Y8074Z117 06/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment Of Audit Mgmt For For For
Firm
2 Issuing Scale Mgmt For For For
3 Bond Duration Mgmt For For For
4 Change of the Issuance Mgmt For For For
Method and Targets of
the Issuance of
Subordinated
Bonds
5 Election of Mgmt For For For
Non-employee
Directors: CHEN
Zhongyang
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y8103U105 02/19/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Additional Mgmt For For For
Donation
Authorization Quota
To The Board Of
Directors
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y8103U105 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Annual Report Mgmt For For For
7 2020 Proprietary Mgmt For For For
Investment
Quota
8 Related Party Mgmt For For For
Transactions
9 Estimated Connected Mgmt For For For
Transactions a 3rd
Company and Its
Affiliated
Companies
10 Estimated Connected Mgmt For For For
Transactions with a
4th Company and Its
Affiliated
Companies
11 Estimated Connected Mgmt For For For
Transactions with a
5th Company and Its
Affiliated
Companies
12 Estimated Connected Mgmt For For For
Transactions with a
6th Company and Its
Affiliated
Companies
13 Other Connected Mgmt For For For
Transactions
14 Elect LIAO Qingxuan Mgmt For For For
15 Elect WU Jian Mgmt For For For
16 Elect ZHANG Chunyong Mgmt For For For
17 Elect PENG Zuofu Mgmt For For For
18 Elect ZHANG Gang Mgmt For For For
19 Elect WAN Shubin Mgmt For For For
20 Elect ZHAO Rubing Mgmt For For For
21 Elect LUO Wei Mgmt For For For
22 Elect FU Daqing Mgmt For For For
23 Elect NI Yuemin Mgmt For Against Against
24 Elect XU Ping Mgmt For Against Against
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y8103U105 12/13/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Appointment of Mgmt For For For
Internal
Auditor
3 Adjustment to Mgmt For For For
Allowances for
External
Directors
4 Adjustment to Mgmt For For For
Allowances for
External
Supervisors
________________________________________________________________________________
Spar Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
SPP CINS S8050H104 02/11/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Lwazi M. Koyana Mgmt For For For
3 Re-elect Harish K. Mgmt For For For
Mehta
4 Re-elect Phumla Mnganga Mgmt For For For
5 Re-elect Andrew G. Mgmt For For For
Waller
6 Appointment of Auditor Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Marang
Mashologu)
8 Elect Audit Committee Mgmt For For For
Member (Harish K.
Mehta)
9 Election of Audit Mgmt For For For
Committee Chair
(Andrew G.
Waller)
10 Authority to Issue Mgmt For For For
Shares Pursuant to
the Employee Share
Trust
11 Authority to Issue Mgmt For For For
Shares Pursuant to
the Conditional Share
Plan
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Implementation Mgmt For For For
of Remuneration
Policy
14 Approve Financial Mgmt For For For
Assistance
15 Approve NEDs' Fees Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Spring Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
601021 CINS Y8131G102 03/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility For
Public Issuance
Of
Corporate Bonds to
Eligible
Investors
2 Issuing Volume and Par Mgmt For For For
Value
3 Issuing Targets and Mgmt For For For
Method
4 Bond Type and Duration Mgmt For For For
5 Interest Rate Mgmt For For For
6 Guarantee Method Mgmt For For For
7 Redemption or Resale Mgmt For For For
Clauses
8 Purpose of the Raised Mgmt For For For
Funds
9 Raised Funds Dedicated Mgmt For For For
Account
10 The Company's Credit Mgmt For For For
Conditions And
Repayment Guarantee
Measures
11 Underwriting and Mgmt For For For
Listing of the
Bond
12 The Valid Period of Mgmt For For For
the
Resolution
13 Full Authorization To Mgmt For For For
The Board To Handle
Matters
Regarding The Issuance
Of Corporate
Bonds
________________________________________________________________________________
Spring Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
601021 CINS Y8131G102 06/09/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Financial Report Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny2.0000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 2019 Remuneration Mgmt For For For
Distribution Plan For
Directors And Senior
Management
7 2019 Remuneration Mgmt For For For
Distribution Plan For
Supervisors
8 2020 Estimated Amount Mgmt For For For
Of Continuing
Connected
Transactions
9 2020 Estimated Amount Mgmt For Against Against
Of External
Guarantee
10 2020 Appointment Of Mgmt For For For
Financial Audit Firm
And Internal Control
Audit
Firm
11 General Authorization Mgmt For For For
For The Issuance Of
Overseas Debt
Financing
Instruments
12 Elect WANG Zhenghua Mgmt For For For
13 Elect ZHANG Xiuzhi Mgmt For For For
14 Elect WANG Yu Mgmt For For For
15 Elect WANG Zhijie Mgmt For For For
16 Elect YANG Suying Mgmt For For For
17 Elect QIAN Shizheng Mgmt For For For
18 Elect CHEN Naiwei Mgmt For For For
19 Elect JIN Ming Mgmt For For For
20 Elect XU Guoping Mgmt For Against Against
21 Elect TANG Fang Mgmt For Against Against
________________________________________________________________________________
Spring Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
601021 CINS Y8131G102 09/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Framework Mgmt For For For
Agreement on Related
Party Transactions to
be
signed
2 2019 Employee Stock Mgmt For Against Against
Ownership Plan
(Draft) And Its
Summary
3 Constitution of Mgmt For Against Against
Management Measures
for 2019 Employee
Stock Ownership
Plan
4 Board Authorization to Mgmt For Against Against
Handle Matters for
2019
Employee Stock
Ownership
Plan
________________________________________________________________________________
SSY Group Limited
Ticker Security ID: Meeting Date Meeting Status
2005 CINS G8406X103 05/22/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect WANG Xianjun Mgmt For For For
5 Elect SU Xuejun Mgmt For For For
6 Elect CHOW Kwok Wai Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Allocation of Mgmt For For For
Profits/Dividends
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Standard Bank Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
SBK CINS S80605140 06/26/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maureen A. Mgmt For For For
Erasmus
2 Elect Gesina (Trix) Mgmt For For For
M.B.
Kennealy
3 Elect Nomgando N.A. Mgmt For For For
Matyumza
4 Elect John (Jacko) H. Mgmt For For For
Maree
5 Elect John M. Vice Mgmt For For For
6 Elect Bafelelang Mgmt For For For
Priscillah
Mabelane
7 Elect Nonkululeko M.C. Mgmt For For For
Nyembezi
8 Appointment of Auditor Mgmt For For For
(KPMG)
9 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
10 General Authority to Mgmt For For For
Issue Ordinary
Shares
11 General Authority to Mgmt For For For
Issue Preference
Shares
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Remuneration Mgmt For For For
Implementation
Report
14 Directors' Fees (Chair) Mgmt For For For
15 Directors' Fees Mgmt For For For
(Director)
16 Directors' Fees Mgmt For For For
(International
Director)
17 Directors' Fees (Audit Mgmt For For For
Committee
Chair)
18 Directors' Fees (Audit Mgmt For For For
Committee
Member)
19 Directors' Fees Mgmt For For For
(Directors Affairs
Committee
Chair)
20 Directors' Fees Mgmt For For For
(Directors Affairs
Committee
Member)
21 Directors' Fees Mgmt For For For
(Remuneration
Committee
Chair)
22 Directors' Fees Mgmt For For For
(Remuneration
Committee
Member)
23 Directors' Fees (Risk Mgmt For For For
and Capital
Management Committee
Chair)
24 Directors' Fees (Risk Mgmt For For For
and Capital
Management Committee
Member)
25 Directors' Fees Mgmt For For For
(Social and Ethics
Committee
Chair)
26 Directors' Fees Mgmt For For For
(Social and Ethics
Committee
Member)
27 Directors' Fees Mgmt For For For
(Technology and
Information Committee
Chair)
28 Directors' Fees Mgmt For For For
(Technology and
Information Committee
Member)
29 Directors' Fees (Ad Mgmt For For For
Hoc
Meetings)
30 Authority to Mgmt For For For
Repurchase Ordinary
Shares
31 Authority to Mgmt For For For
Repurchase Preference
Shares
32 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Standard Foods Corporation
Ticker Security ID: Meeting Date Meeting Status
1227 CINS Y8151Z105 06/16/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural
Rules-Endorsements
and
Guarantees
4 Amendments to Mgmt For For For
Procedural Rules-
Capital
Loans
________________________________________________________________________________
State Bank of India
Ticker Security ID: Meeting Date Meeting Status
SBIN CINS Y8155P103 06/17/2020 Take No Action
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Elect Ganesh Ganapati Mgmt For TNA N/A
Natarajan
5 Elect Ketan Shivji Mgmt For TNA N/A
Vikamsey
6 Elect Bhaskaran Nayar Mgmt For TNA N/A
Venugopal
7 Elect Mrugank Madhukar Mgmt For TNA N/A
Paranjape
8 Elect Vinod Kumar Mgmt For TNA N/A
________________________________________________________________________________
Sun Art Retail Group Limited
Ticker Security ID: Meeting Date Meeting Status
6808 CINS Y8184B109 05/12/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HUANG Ming-Tuan Mgmt For For For
6 Elect Xavier DELOM de Mgmt For For For
MEZERAC
7 Elect Benoit Claude, Mgmt For Against Against
Francois, Marie
Joseph
LECLERCQ
8 Elect Isabelle Mgmt For For For
Claudine Francoise
BLONDE ep.
BOUVIER
9 Elect HE Yi Mgmt For For For
10 Elect Dieter YIH Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Sun Art Retail Group Limited
Ticker Security ID: Meeting Date Meeting Status
6808 CINS Y8184B109 09/27/2019 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Supply Agreements and Mgmt For For For
Its Revised Annual
Caps
________________________________________________________________________________
Sun Pharmaceuticals Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SUNPHARMA CINS Y8523Y158 08/28/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sailesh T. Desai Mgmt For For For
5 Elect Subramanian Mgmt For For For
Kalyanasundaram
6 Authority to set Cost Mgmt For For For
Auditor's
fees
7 Waiver of Excess Mgmt For For For
Remuneration for
Non-Executive
Directors for FY
2013-14
8 Remuneration of Mgmt For For For
Kalyanasundaram
Subramanian
(Whole-Time
Director)
________________________________________________________________________________
Sunac China Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1918 CINS G8569A106 05/28/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect SUN Hongbin Mgmt For For For
6 Elect WANG Mengde Mgmt For For For
7 Elect JING Hong Mgmt For For For
8 Elect SHANG Yu Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 03/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ZHANG Jindong Mgmt For For For
2 SUN Weimin Mgmt For For For
3 REN Jun Mgmt For For For
4 MENG Xiangsheng Mgmt For For For
5 YANG Guang Mgmt For For For
6 XU Hong Mgmt For For For
7 Elect LIU Shiping Mgmt For For For
8 Elect FANG Xianming Mgmt For For For
9 Elect CHEN Zhenyu Mgmt For For For
10 Elect WANG Xiaoling Mgmt For Against Against
11 Elect LI Jianyin Mgmt For Against Against
12 Setting Up Special Mgmt For For For
Committees Of The
Board
13 Change Of The Purpose Mgmt For For For
Of Some Raised
Funds
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 Accounts and Reports Mgmt For For For
4 2019 Annual Report and Mgmt For For For
Summary
5 2019 Allocation of Mgmt For For For
Profits
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 07/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Amendments to Use of Mgmt For For For
Proceeds
3 Amendments to Articles Mgmt For For For
and Change of
Business
Scope
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 10/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Confirmation of Mgmt For For For
Guarantees
3 Approval to Offer Mgmt For For For
Financial
Aid
________________________________________________________________________________
Sunny Optical Technology Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
2382 CINS G8586D109 05/22/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YE Liaoning Mgmt For For For
6 Elect WANG Wenjie Mgmt For For For
7 Elect WANG Wenjian Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Sunwoda Electronic Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300207 CINS Y8309D105 01/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on the Use of Mgmt For For For
Previously Raised
Funds
2 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder
Meetings
3 Amendments to the Mgmt For Against Against
Implementing Rules
for Online Voting
System at
Shareholders General
Meetings
________________________________________________________________________________
Sunwoda Electronic Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300207 CINS Y8309D105 01/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Sunwoda Electronic Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300207 CINS Y8309D105 03/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application For Credit Mgmt For For For
Line To Banks And
Other Financial
Institutions
2 Provision Of Guarantee Mgmt For Against Against
For A
Subsidiary
3 Launching Foreign Mgmt For For For
Exchange Hedging
Business
4 Conducting Structured Mgmt For For For
Deposits With
Proprietary
Funds
5 Amendments to the Mgmt For For For
Companys Articles of
Association
________________________________________________________________________________
Sunwoda Electronic Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300207 CINS Y8309D105 03/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Corporate Bonds to
Personal
Investors
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Type and Duration Mgmt For For For
6 Interest Rate and Its Mgmt For For For
Determining
Method
7 Method of Paying the Mgmt For For For
Principal and
Interest
8 Issuing Targets and Mgmt For For For
Method
9 Purpose of the Raised Mgmt For For For
Funds
10 Arrangement For Mgmt For For For
Placement To Existing
Shareholders
11 Listing Place Mgmt For For For
12 Guarantee Arrangement Mgmt For For For
13 Repayment Guarantee Mgmt For For For
Measures
14 Redemption or Resale Mgmt For For For
Clauses
15 Valid Period of the Mgmt For For For
Resolution
16 Full Authorization to Mgmt For For For
the Board to
Authorize
the
Management Team to
Handle Matters
Regarding
the
Public Issuance of
Corporate
Bonds
________________________________________________________________________________
Sunwoda Electronic Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300207 CINS Y8309D105 04/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 External Investment Mgmt For For For
2 Counter Guarantee Mgmt For Against Against
Provided by a
Wholly-owned
Subsidiary for the
Companys Issuance of
Corporate
Bonds
________________________________________________________________________________
Sunwoda Electronic Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300207 CINS Y8309D105 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Report on the Use of Mgmt For For For
Previously Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For Against Against
Guarantees
9 Elect ZHANG Jianjun as Mgmt For For For
Independent
Director
10 Extension of the Valid Mgmt For For For
Period of
Authorization To The
Board to Handle
Matters Regarding the
Public Issuance of
Convertible Bonds and
the Valid Period of
the
Resolution
________________________________________________________________________________
Sunwoda Electronic Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300207 CINS Y8309D105 12/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Management Mgmt For For For
Organization of the
Incentive
Plan
2 Basis for Determining Mgmt For For For
Plan Participants and
the Scope
Thereof
3 Source, Number and Mgmt For For For
Distribution of
Restricted
Stocks
4 Valid Period, Grant Mgmt For For For
Date, Lock-up Period,
Unlocking Arrangement
and Non-tradable
Period of the
Incentive
Plan
5 Grant Price of the Mgmt For For For
Restricted Stocks and
Its Determining
Method
6 Conditions for Mgmt For For For
Granting and
Unlocking the
Restricted
Stocks
7 Method and Procedure Mgmt For For For
for Adjusting the
Incentive
Plan
8 Accounting Treatment Mgmt For For For
for the Restricted
Stocks
9 Procedure for Mgmt For For For
Implementing the
Restricted Stock
Incentive Plan,
Granting and
Unlocking the
Restricted
Stocks
10 Rights and Obligations Mgmt For For For
of the Company and
the Plan
Participants
11 Treatment in Case of Mgmt For For For
Unusual Changes to
the Company or Plan
Participants
12 Procedure for Mgmt For For For
Alteration and
Termination of the
Plan
13 Procedure for Mgmt For For For
Repurchasing and
Cancelling the
Restricted
Stocks
14 Appraisal Management Mgmt For For For
Measures for the 2019
Restricted Stock
Inventive Plan
(Draft)
15 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
2019 Restricted Stock
Inventive
Plan
________________________________________________________________________________
Suofeiya Home Collection Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002572 CINS Y29336107 04/14/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2020 Reappointment Of Mgmt For For For
Audit
Firm
7 2020 Estimated Quota Mgmt For For For
Of Continuing
Connected
Transactions Between
The Company And Its
Subsidiaries And A
Company And Its
Subsidiaries
8 Increase Of Financing Mgmt For Against Against
Quota
9 Provision Of Guarantee Mgmt For For For
For A Wholly-Owned
Subsidiary
10 Purchase of Mgmt For For For
Principal-guaranteed
Wealth Management
Products from Banks
with Proprietary
Funds
11 Purchase of Mgmt For For For
Principal-guaranteed
Wealth Management
Products from Banks
with Idle Raised
Funds
________________________________________________________________________________
Suzano S.A.
Ticker Security ID: Meeting Date Meeting Status
SUZB3 CINS P8T20U187 05/22/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
(Suzano
Participacoes)
7 Authorization of Legal Mgmt For For For
Formalities
8 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suzano S.A.
Ticker Security ID: Meeting Date Meeting Status
SUZB3 CINS P8T20U187 05/22/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reports Mgmt For For For
3 Financial Statements Mgmt For For For
4 Request Cumulative Mgmt N/A Abstain N/A
Voting
5 Election of Directors Mgmt For For For
6 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
9 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to David
Feffer
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Claudio
Thomaz Lobo
Sonder
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Daniel
Feffer
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ana Paula
Pessoa
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Maria
Priscila Rodini
Vansetti
Machado
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Nildemar
Secches
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rodrigo Kede
de Freitas
Lima
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rodrigo
Calvo
Galdino
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Paulo
Rogerio
Caffarelli
18 Remuneration policy Mgmt For For For
19 Request Establishment Mgmt N/A Against N/A
of Supervisory
Council
20 Elect Luiz Augusto Mgmt For Abstain Against
Marques
Paes
21 Elect Rubens Barletta Mgmt For Abstain Against
22 Elect Eraldo Soares Mgmt N/A For N/A
Pecanha to the
Supervisory Council
Presented by Minority
Shareholders
23 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
24 Request Separate Mgmt N/A Against N/A
Election for Board
Member
25 Board Size Mgmt For For For
26 Elect Helio Lima Mgmt N/A For N/A
Magalhaes as Board
Member Presented by
Minority
Shareholders
27 Non-Voting Meeting Note N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suzano S.A.
Ticker Security ID: Meeting Date Meeting Status
SUZB3 CINS P8T20U187 08/23/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For Against Against
25 (Audit
Committee)
3 Consolidation of Mgmt For Against Against
Articles
4 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suzhou Dongshan Precision Manufacturing Co
Ticker Security ID: Meeting Date Meeting Status
002384 CINS Y8318L106 02/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Assets Purchase Mgmt For For For
Agreement And Its
Supplementary
Agreement To Be
Signed
2 Amendments to the Mgmt For For For
Company's Articles of
Association
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suzhou Dongshan Precision Manufacturing Co
Ticker Security ID: Meeting Date Meeting Status
002384 CINS Y8318L106 02/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Business Mgmt For For For
Scope and Amendments
to
Articles
________________________________________________________________________________
Suzhou Dongshan Precision Manufacturing Co
Ticker Security ID: Meeting Date Meeting Status
002384 CINS Y8318L106 04/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Supplementary Mgmt For For For
Agreement To The
Agreement On Assets
Transfer To Be
Signed
3 Adjustment of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
4 The Company's Mgmt For For For
Eligibility for
Non-public A-share
Offering
5 Stock Type and Par Mgmt For For For
Value
6 Issuing Method and Date Mgmt For For For
7 Issuance Targets and Mgmt For For For
Subscription
Method
8 Issue Price and Mgmt For For For
Pricing
Method
9 Issuing Volume Mgmt For For For
10 Lockup Period Mgmt For For For
11 Listing Place Mgmt For For For
12 Purpose and Amount of Mgmt For For For
the Raised
Funds
13 Arrangement for the Mgmt For For For
Accumulated Retained
Profits Before the
Non-public Share
Offering
14 The Valid Period of Mgmt For For For
the Resolution on the
Share
Offering
15 Preplan For Non-Public Mgmt For For For
A-Share Offering (3Rd
Revision)
________________________________________________________________________________
Suzhou Dongshan Precision Manufacturing Co
Ticker Security ID: Meeting Date Meeting Status
002384 CINS Y8318L106 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Directors' Report Mgmt For For For
3 2019 Supervisors' Mgmt For For For
Report
4 2019 Annual Report and Mgmt For For For
Summary
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Remuneration for Mgmt For For For
Directors and Senior
Management
9 Remuneration for Mgmt For For For
Supervisors
10 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
11 Approval of Line of Mgmt For For For
Credit
12 Provision of Guarantee Mgmt For Against Against
for Financing of
Dragon Electronix
Holdings,Inc. and Its
Controlled
Subsidiaries
13 Provision of Guarantee Mgmt For Against Against
for Financing of
Multek Group (Hong
Kong) Limited and Its
Controlled
Subsidiaries
14 Provision of Guarantee Mgmt For Against Against
for Financing of
HongKong Dongshan
Precision Union
Opoelectronic Co.,
Limited and Its
Controlled
Subsidiaries
15 Provision of Guarantee Mgmt For Against Against
for Financing of
Yancheng Dongshan
Precision
Manufacturing Co.,
Ltd. and Its
Controlled
Subsidiaries
16 Provision of Guarantee Mgmt For Against Against
for Financing of
Suzhou Yongchuang
Metal Technology
Co.,Ltd. and Its
Controlled
Subsidiaries
17 Provision of Guarantee Mgmt For Against Against
for Financing of
Mudong Photoelectric
Co., Ltd. and Its
Controlled
Subsidiaries
18 Provision of Guarantee Mgmt For Against Against
for Financing of
Dongguan Dongshan
Precision
Manufacturing Co.,
Ltd. and Its
Controlled
Subsidiaries
19 Provision of Guarantee Mgmt For Against Against
for Financing of
Suzhou RF Top
Electronic
Communications Co.,
Ltd. and Its
Controlled
Subsidiaries
20 Provision of Guarantee Mgmt For Against Against
for Financing of
Yancheng Dongshan
Communication
Technology Co., Ltd.
and Its Controlled
Subsidiaries
21 Provision of Guarantee Mgmt For Against Against
for Financing of
Suzhou Chenggai
Precision
Manufacturing Co.,
Ltd. and Its
Controlled
Subsidiaries
22 Provision of Guarantee Mgmt For Against Against
for Financing of
Suzhou Tengran
Electric Equipment
Co., Ltd. and Its
Controlled
Subsidiaries
23 Provision of Guarantee Mgmt For Against Against
for Financing of
Suzhou Regator
Intelligent Equipment
Co., Ltd. and Its
Controlled
Subsidiaries
24 Provision of Guarantee Mgmt For Against Against
for Financing of
Shanghai Fushan
Precision
Manufacturing Co.,
Ltd. and Its
Controlled
Subsidiaries
25 Provision of Guarantee Mgmt For Against Against
for Financing of
Suzhou Dongbo
Precision
Manufacturing Co.,
Ltd. and Its
Controlled
Subsidiaries
26 Supplementary Mgmt For For For
Agreement with The
Management Team of
Suzhou RF Top
Electronic
Communications Co.,
Ltd.
Company
27 Report on the Use of Mgmt For For For
Previously Raised
Funds
28 Elect YUAN Yonggang Mgmt For For For
29 Elect YUAN Yongfeng Mgmt For For For
30 Elect ZHAO Xiutian Mgmt For For For
31 Elect SHAN Jianbin Mgmt For For For
32 Elect MAO Xiaoyan Mgmt For For For
33 Elect WANG Xu Mgmt For For For
34 Elect WANG Zhangzhong Mgmt For For For
35 Elect SONG Liguo Mgmt For For For
36 Elect LIN Shu Mgmt For For For
37 Elect MA Liqiang as Mgmt For Against Against
Supervisor
38 Amendments to Articles Mgmt For For For
39 Amendments to Mgmt For For For
Procedural Rules of
Board
Meetings
40 Amendments to Mgmt For For For
Procedural Rules of
Shareholder
Meetings
________________________________________________________________________________
Suzhou Dongshan Precision Manufacturing Co
Ticker Security ID: Meeting Date Meeting Status
002384 CINS Y8318L106 11/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Companys Mgmt For For For
Eligibility for
Non-public A-share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Issue Price and Mgmt For For For
Pricing
Method
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Amount and Purpose of Mgmt For For For
the Raised
Funds
10 Arrangement for the Mgmt For For For
Accumulated Retained
Profits before the
Non-Public Share
Offering
11 The Valid Period of Mgmt For For For
the Resolution on the
Share
Offering
12 Pre-plan (Updated) for Mgmt For For For
Non-public A-share
Offering
13 Feasibility Analysis Mgmt For For For
Report (Updated) on
the Use of Funds to
be Raised from the
Non-public A-share
Offering
14 Report (Updated) on Mgmt For For For
the Use of Previously
Raised
Funds
15 Diluted Immediate Mgmt For For For
Return After the
Non-public Share
Offering and Filling
Measures and
Commitments of
Relevant
Parties
16 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding The
Non-Public A-Share
Offering
17 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2019
To
2021
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suzhou Dongshan Precision Manufacturing Co
Ticker Security ID: Meeting Date Meeting Status
002384 CINS Y8318L106 12/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Proposal to Change the Mgmt For For For
Registered Address of
the Company and to
Revise the Articles
of Association of the
Company
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2019 Annual Report Mgmt For For For
6 Approval of Line of Mgmt For For For
Credit
7 Authority to Give Mgmt For For For
Guarantees
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Give Mgmt For For For
Guarantees
10 Launching Bill Pool Mgmt For For For
Business
11 Launching Factoring Mgmt For For For
Business for Accounts
Receivable
12 Launching Financial Mgmt For For For
Assets Transfer And
Repurchase
Business
13 Purchase of Wealth Mgmt For For For
Management
Products
14 Appointment of Auditor Mgmt For For For
15 Elect ZHANG Xinhong Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
17 Amendments to Articles Mgmt For For For
18 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Synnex Technology International Corp.
Ticker Security ID: Meeting Date Meeting Status
2347 CINS Y8344J109 06/12/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural
Rules:Endorsements
and
Guarantees
5 Amendments to Mgmt For For For
Procedural
Rules:Capital
Loans
6 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
________________________________________________________________________________
Tahoe Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
000732 CINS Y8664P107 02/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tahoe Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
000732 CINS Y8664P107 03/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Corporate
Bonds
2 Plan For Public Mgmt For For For
Issuance Of Corporate
Bonds
3 Full Authorization to Mgmt For For For
the Board or Its
Authorized Persons to
Handle Matters
Regarding the
Issuance of Corporate
Bonds
________________________________________________________________________________
Taishin Financial Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2887 CINS Y84086100 06/12/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
4 Amendments to Mgmt For For For
Procedural
Rules-Shareholder
Meetings
________________________________________________________________________________
Taiwan Business Bank
Ticker Security ID: Meeting Date Meeting Status
2834 CINS Y8414R106 05/29/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural
Rules-Shareholder
Meeting
________________________________________________________________________________
Taiwan Cement Corporation
Ticker Security ID: Meeting Date Meeting Status
1101 CINS Y8415D106 06/09/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
________________________________________________________________________________
Taiwan Cooperative Financial Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
5880 CINS Y8374C107 06/24/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For Against Against
Procedural Rules:
Election of
Directors
6 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect LIN Hsuan-Chu Mgmt For For For
9 Elect SHAY Arthur Mgmt For For For
10 Elect CHANG MING-CHU Mgmt For For For
11 Elect LIN HAN-CHI Mgmt For For For
12 Elect CHEN Tzu-Chun Mgmt Against N/A N/A
13 Elect of Mgmt For Abstain Against
Non-nominated
Director
14 Elect of Mgmt For Abstain Against
Non-nominated
Director
15 Elect of Mgmt For Abstain Against
Non-nominated
Director
16 Elect of Mgmt For Abstain Against
Non-nominated
Director
17 Elect of Mgmt For Abstain Against
Non-nominated
Director
18 Elect of Mgmt For Abstain Against
Non-nominated
Director
19 Elect of Mgmt For Abstain Against
Non-nominated
Director
20 Elect of Mgmt For Abstain Against
Non-nominated
Director
21 Elect of Mgmt For Abstain Against
Non-nominated
Director
22 Elect of Mgmt For Abstain Against
Non-nominated
Director
23 Elect of Mgmt For Abstain Against
Non-nominated
Director
24 Non-compete Mgmt For For For
Restrictions for
Directors
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Taiwan High Speed Rail Corporation
Ticker Security ID: Meeting Date Meeting Status
2633 CINS Y8421F103 05/21/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
4 Amendments to Mgmt For For For
Procedural Rules for
Endorsements and
Guarantees
5 Amendments to Mgmt For For For
Procedural Rules for
Loaning Funds to
Others
6 Elect CHIANG Yao-Chung Mgmt For For For
7 Elect WANG KUO-TSAI Mgmt For For For
8 Elect LIU MING-CHIN Mgmt For For For
9 Elect KO Li-Ching Mgmt For Against Against
10 Elect WENG CHAO-TUNG Mgmt For For For
11 Elect CHEN CHAO-I Mgmt For For For
12 Elect KAO HSIEN-KUEI Mgmt For For For
13 Elect HUANG Mao-Hsiung Mgmt For For For
14 Elect LIU Kuo-Chih Mgmt For For For
15 Elect CHIU HUANG-CHUAN Mgmt For For For
16 Elect SHIH PAI-TA Mgmt For For For
17 Elect LAI YUNG-CHENG Mgmt For For For
18 Elect TSAI TUI Mgmt For For For
19 Non-compete Mgmt For For For
Restrictions for
Director CHIANG
Yao-Chung
20 Non-compete Mgmt For For For
Restrictions for
Director WANG
KUO-TSAI
21 Non-compete Mgmt For For For
Restrictions for
Director KO
Li-Ching
22 Non-compete Mgmt For For For
Restrictions for
Director WENG
CHAO-TUNG
23 Non-compete Mgmt For For For
Restrictions for
Director CHEN
CHAO-I
24 Non-compete Mgmt For For For
Restrictions for
Director HUANG
Mao-Hsiung
25 Non-compete Mgmt For For For
Restrictions for
Director LIU
Kuo-Chih
26 Non-compete Mgmt For For For
Restrictions for
Director CHIU
HUANG-CHUAN
27 Non-compete Mgmt For For For
Restrictions for
Director SHIH
PAI-TA
28 Non-compete Mgmt For For For
Restrictions for
Director TSAI
TUI
________________________________________________________________________________
Taiwan Mobile Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
3045 CINS Y84153215 06/18/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Allocation of Profits Mgmt For For For
from Capital
Reserve
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
6 Amendments to Mgmt For For For
Procedural Rules:
Election of
Directors
7 Elect Daniel M TSAI Mgmt For For For
8 Elect Richard M TSAI Mgmt For For For
9 Elect Chris TSAI Mgmt For For For
10 Elect Jamie LIN Mgmt For For For
11 Elect SUNG Hsueh-Jen Mgmt For For For
as Independent
Director
12 Elect CHUNG Char-Dir Mgmt For For For
as Independent
Director
13 Elect LU Hsi-Peng as Mgmt For For For
Independent
Director
14 Elect TAN Tong-Hai as Mgmt For For For
Independent
Director
15 Elect Drina YUE as Mgmt For For For
Independent
Director
16 Non-compete Mgmt For For For
Restrictions for
Daniel M
TSAI
17 Non-compete Mgmt For For For
Restrictions for
Richard M
TSAI
18 Non-compete Mgmt For For For
Restrictions for SUNG
Hsueh-Jen
19 Non-compete Mgmt For For For
Restrictions for LU
Hsi-Peng
20 Non-compete Mgmt For For For
Restrictions for TAN
Tong-Hai
21 Non-compete Mgmt For For For
Restrictions for
Directors
22 Non-compete Mgmt For For For
Restrictions for
Chris
TSAI
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CINS Y84629107 06/09/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Amendments to Mgmt For For For
Procedural
Rules-Capital
Loans
3 Elect Yancey Hai Mgmt For For For
________________________________________________________________________________
Tangshan Jidong Cement Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000401 CINS Y8534M102 04/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan
6 Appointment of Mgmt For For For
Financial Audit Firm
and Authority to Set
Fees
7 Appointment of Mgmt For For For
Internal Control
Audit Firm and
Authority to Set
Fees
8 Non-independent Mgmt For For For
Directors'
Fees
9 2019 Remuneration for Mgmt For For For
Supervisors
10 Authority to Give Mgmt For For For
Guarantees
11 Conducting Financial Mgmt For For For
Leasing Business In A
Company
12 Eligibility for Public Mgmt For For For
Issuance of
Convertible Corporate
Bonds
13 Type of Securities to Mgmt For For For
Be
Issued
14 Issuing Scale Mgmt For For For
15 Par Value and Issue Mgmt For For For
Price
16 Bond Duration Mgmt For For For
17 Interest Rate Mgmt For For For
18 Time Limit and Method Mgmt For For For
for Paying the
Principal and
Interest
19 Conversion Period Mgmt For For For
20 Determining and Mgmt For For For
Adjustment for The
Conversion
Price
21 Downward Adjustment of Mgmt For For For
Conversion
Price
22 Determining Method for Mgmt For For For
the Number of
Converted Shares and
Treatment Method in
case the Remaining
Convertible Bonds
Cannot be Converted
into One Common Share
When Conversion
Happens
23 Redemption Clauses Mgmt For For For
24 Resale Clauses Mgmt For For For
25 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
26 Issuing Targets and Mgmt For For For
Method
27 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
28 Matters Regarding Mgmt For For For
Bondholders
Meetings
29 Management of Raised Mgmt For For For
Funds and its Deposit
Account
30 Guarantee Matters Mgmt For For For
31 The Valid Period of Mgmt For For For
the Issuance
Plan
32 Purpose of The Raised Mgmt For For For
Funds
33 Preplan For Public Mgmt For For For
Issuance Of
Convertible Corporate
Bonds
34 Feasibility Analysis Mgmt For For For
Report on the Use of
Proceeds to be Raised
From the Public
Issuance of
Convertible
Bonds
35 Diluted Immediate Mgmt For For For
Return After the
Public Issuance of
Convertible Corporate
Bonds, Filling
Measures and Relevant
Commitments
36 Constitution of Mgmt For For For
Procedural Rules
Governing the
Meetings of
Bondholders of the
Company's Convertible
Bonds
37 Shareholder Return Mgmt For For For
Plan
(2020-2022)
38 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Public Issuance of
Convertible Corporate
Bonds
39 Authority to Issue Mgmt For For For
Mid-term Notes and
Financing
Bonds
40 The Companys Mgmt For For For
Eligibility for
Public Issuance of
Corporate
Bonds
41 Type of Securities to Mgmt For For For
Be
Issued
42 Issuing Scale Mgmt For For For
43 Par Value and Issue Mgmt For For For
Price
44 Bond Type and Duration Mgmt For For For
45 Interest Rate Mgmt For For For
46 Issuing Targets and Mgmt For For For
Method
47 Purpose of The Raised Mgmt For For For
Funds
48 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
49 Listing Place Mgmt For For For
50 Guarantee Arrangement Mgmt For For For
51 Repayment Guarantee Mgmt For For For
Measures
52 The Valid Period of Mgmt For For For
the
Resolution
53 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Public Issuance of
Convertible Corporate
Bonds
54 2020 Estimated Related Mgmt For For For
Party Transactions
with a
Company
55 2020 Estimated Related Mgmt For For For
Party Transactions
with Another
Company
56 Deposits In A Company Mgmt For Against Against
57 Loans from above Mgmt For For For
Company
58 Financial Aids to a Mgmt For For For
Company and its
Controlled
Subsidiaries
59 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tangshan Port Group Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
601000 CINS Y8488K102 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 2019 Accounts and Mgmt For For For
Reports and 2020
Financial
Budget
4 2019 Allocation of Mgmt For For For
Profits/Dividends
5 2019 Annual Report and Mgmt For For For
Summary
6 Appointment of Auditor Mgmt For For For
7 Appointment of Mgmt For For For
Internal Control
Auditor
8 Elect YANG Zhiming Mgmt For For For
9 Elect ZHANG Zixue Mgmt For For For
10 Elect XIAO xiang Mgmt For For For
________________________________________________________________________________
Tasly Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600535 CINS Y8T28F109 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 Provision Of Guarantee Mgmt For For For
For
Subsidiaries
7 Application For Bank Mgmt For For For
Credit
Line
8 2020 Reappointment Of Mgmt For For For
Audit
Firm
9 Application For Mgmt For For For
Issuance Of Super And
Short-Term Commercial
Papers
10 Application For Mgmt For For For
Issuance Of
Medium-Term
Notes
________________________________________________________________________________
Tata Consultancy Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
TCS CINS Y85279100 06/11/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Aarthi Mgmt For For For
Subramanian
________________________________________________________________________________
Tata Motors Limited
Ticker Security ID: Meeting Date Meeting Status
TATAMOTORS CINS Y85740267 07/30/2019 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
(Divestiture)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tata Motors Limited
Ticker Security ID: Meeting Date Meeting Status
TATAMOTORS CINS Y85740267 07/30/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Elect Natarajan Mgmt For For For
Chandrasekaran
4 Elect Vedika Bhandarkar Mgmt For For For
5 Directors' Commission Mgmt For For For
6 Appointment Of Branch Mgmt For For For
Auditors
7 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tata Motors Limited
Ticker Security ID: Meeting Date Meeting Status
TATAMOTORS CINS Y85740267 11/22/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares and Warrants
w/o Preemptive Rights
to Tata Sons Private
Limited
________________________________________________________________________________
Tata Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
TATAPOWER CINS Y85481169 06/24/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Amendments to Mgmt For For For
Memorandum of
Association (Capital
Clause)
________________________________________________________________________________
Tata Steel Limited
Ticker Security ID: Meeting Date Meeting Status
TATASTEEL CINS Y8547N139 07/19/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Koushik Mgmt For For For
Chatterjee
6 Elect Vijay Kumar Mgmt For For For
Sharma
7 Elect Mallika Mgmt For Against Against
Srinivasan
8 Elect Om Prakesh Bhatt Mgmt For For For
9 Reappointment of T.V. Mgmt For For For
Narendran (CEO &
Managing Director);
Approval of
Remuneration
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Tatung Company Limited
Ticker Security ID: Meeting Date Meeting Status
2371 CINS Y8548J103 06/30/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules for
Acquisition and
Disposal of
Assets
5 Amendments to Mgmt For For For
Procedural Rules for
Endorsements and
Guarantees
6 Amendments to Mgmt For For For
Procedural Rules for
Capital
Loans
7 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
8 Constitution of Mgmt For For For
Procedural Rules for
Security
Guidelines
9 Investigation of Mgmt For For For
Shareholders List to
Identify Investments
from
China
10 Execution of Plan to Mgmt For For For
Issue Common Shares
from 2017 Shareholder
Meeting
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect LIN KUO Wen-Yen Mgmt For For For
13 Elect PENG Wen-Chieh Mgmt For For For
14 Elect SU Peng-Fei Mgmt For For For
15 Elect CHEN Shou Huang Mgmt For For For
16 Elect TSAI Sheng-Wen Mgmt For For For
17 Elect Chang I-Hua Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Elect LIU Tzung-Te Mgmt For For For
20 Elect HSIEH Ying-Sheng Mgmt For For For
21 Elect LO Ching-Chuan Mgmt For For For
22 Elect LIN Wen-Yuan ShrHoldr Against N/A N/A
23 Elect WANG Kuang-Hsiang ShrHoldr Against N/A N/A
24 Elect WU Hsin ShrHoldr Against N/A N/A
25 Elect YEH Hsiao-Chen ShrHoldr Against N/A N/A
26 Elect HUANG Chien-Hui ShrHoldr Against N/A N/A
27 Elect LIU I-I ShrHoldr Against N/A N/A
28 Elect LIN Hung-Hsin ShrHoldr Against N/A N/A
29 Elect HUANG Kuo-Chang ShrHoldr Against Against For
30 Elect LU Hui-Min ShrHoldr Against Against For
31 Elect LI Sheng-Chen ShrHoldr Against Against For
32 Release of Non-compete Mgmt For For For
Restrictions
________________________________________________________________________________
TAV Havalimanlari Holding A.S
Ticker Security ID: Meeting Date Meeting Status
TAVHL CINS M8782T109 03/23/2020 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding Chair;
Minutes
5 Directors' Report Mgmt For For For
6 Auditors' Report Mgmt For For For
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' Fees Mgmt For For For
11 Compensation Policy Mgmt For For For
12 Raticiation of Mgmt For For For
Co-Option of a
Director
13 Appointment of Auditor Mgmt For For For
14 Charitable Donations Mgmt For For For
15 Presentation of Report Mgmt For For For
on Related Party
Transactions
16 Presentation of Report Mgmt For For For
on
Guarantees
17 Authority to Carry out Mgmt For For For
Competing Activities
or Related Party
Transactions
18 Wishes Mgmt For For For
19 Closing Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 01/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For Against Against
Transactions
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 03/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For For For
For A Controlled
Subsidiary
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 05/07/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny1.6500000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
5 2019 Work Report Of Mgmt For For For
Independent
Directors
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2020 Reappointment Of Mgmt For For For
Audit
Firm
8 Launching Hedging Mgmt For For For
Business And Forward
Foreign Exchange
Transactions In
2020
9 2020 Continuing Mgmt For For For
Connected
Transactions With A
Company
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 09/02/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Elect XU Ying as Mgmt For For For
Director
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 12/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in a Mgmt For For For
Construction of a
Railway in the
Republic of
Guinea
________________________________________________________________________________
TCL Corp
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 02/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Name and
Stock
Abbreviation
2 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
TCL Corp
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 03/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
2 Amendments to the Mgmt For Against Against
Company's Rules of
Procedure Governing
the Board
Meetings
3 Amendments to the Mgmt For Against Against
Rules of Organization
and Procedure
Governing
Shareholders General
Meetings
4 Amendments to the Mgmt For Against Against
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
________________________________________________________________________________
TCL Corp
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 04/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Financial Report Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 Appointment of Auditor Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution Plan
7 Shareholder Return Mgmt For For For
Plan for the Next
Three Years from 2020
to
2022
8 2020 Estimated Related Mgmt For For For
Party
Transactions
9 Authority to Give Mgmt For Against Against
Guarantees
10 Financial Service Mgmt For For For
Agreement with a
Company
11 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
TCL Corp
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 06/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Assets Mgmt For For For
Purchase Via Share
Offering, Issuance of
Convertible Bonds and
Cash Payment and
Matching Fund Raising
is in Compliance with
Applicable Laws and
Regulations
2 Transaction Mgmt For For For
Counterparties
3 Underlying Assets Mgmt For For For
4 Pricing Basis and Mgmt For For For
Transaction
Price
5 Payment Method Mgmt For For For
6 Type, Par Value and Mgmt For For For
Listing
Place
7 Issuing Targets and Mgmt For For For
Subscription
Method
8 Pricing Base Date and Mgmt For For For
Issue
Price
9 Issuing Volume Mgmt For For For
10 Lock-up Period Mgmt For For For
11 Type, Par Value, Mgmt For For For
Listing Place After
Conversion
12 Issuing Targets and Mgmt For For For
Subscription
Method
13 Issuing Method Mgmt For For For
14 Issuing Volume Mgmt For For For
15 Conversion Price Mgmt For For For
16 Sources of the Shares Mgmt For For For
Converted
17 Bond Duration Mgmt For For For
18 Interest Rate Mgmt For For For
19 Conversion Period Mgmt For For For
20 Lock-up Period Mgmt For For For
21 Determining Method for Mgmt For For For
the Number of
Converted Shares and
Treatment Method in
Case the Remaining
Convertible Bonds
Cannot Be Converted
into One Common Share
when Conversion
Happens
22 Repayment of Principal Mgmt For For For
and
Interest
23 Terms of Conditional Mgmt For For For
Forced
Conversion
24 Conditional Resale Mgmt For For For
Clauses
25 Provision on Downward Mgmt For For For
Adjustment of the
Conversion
Price
26 Provision on Upward Mgmt For For For
Adjustment of the
Conversion
Price
27 Conditional Resale Mgmt For For For
Clauses
28 Guarantee and Rating Mgmt For For For
29 Other Matters Mgmt For For For
30 Assets Purchase Via Mgmt For For For
Cash
Payment
31 The Valid Period of Mgmt For For For
the
Resolution
32 Overview of Matching Mgmt For For For
Fund
Raising
33 Type, Par Value and Mgmt For For For
Listing
Place
34 Issuing Targets Mgmt For For For
35 Pricing Base Date and Mgmt For For For
Issue
Price
36 Issuing Method Mgmt For For For
37 Issuing Volume Mgmt For For For
38 Lock-up Period Mgmt For For For
39 Type, Par Value and Mgmt For For For
Listing Place After
Conversion
40 Issuing Targets Mgmt For For For
41 Issuing Method Mgmt For For For
42 Issuing Volume Mgmt For For For
43 Conversion Price Mgmt For For For
44 Sources of the Shares Mgmt For For For
Converted
45 Bond Duration Mgmt For For For
46 Interest Rate Mgmt For For For
47 Conversion Period Mgmt For For For
48 Lock-up period Mgmt For For For
49 Determining Method for Mgmt For For For
the Number of
Converted Shares and
Treatment Method in
Case the Remaining
Convertible Bonds
Cannot Be Converted
into One Common Share
when Conversion
Happens
50 Repayment of Principal Mgmt For For For
and
Interest
51 Terms of Conditional Mgmt For For For
Forced
Conversion
52 Conditional Resale Mgmt For For For
Clauses
53 Provision on Downward Mgmt For For For
Adjustment of the
Conversion
Price
54 Provision on Upward Mgmt For For For
Adjustment of the
Conversion
Price
55 Conditional Redemption Mgmt For For For
Clauses
56 Guarantee and Rating Mgmt For For For
57 Other Matters Mgmt For For For
58 Purpose of the Raised Mgmt For For For
Funds
59 The Valid Period of Mgmt For For For
the
Resolution
60 Report (draft) on the Mgmt For For For
Assets Purchase Via
Share Offering,
Issuance of
Convertible Bonds and
Cash Payment and
Matching Fund Raising
and Its
Summary
61 The Transaction Does Mgmt For For For
Not Constitute A
Major Assets
Restructuring Or A
Listing By
Restructuring As
Defined By Article 13
Of The Management
Measures On Major
Assets Restructuring
Of Listed
Companies
62 The Transaction is in Mgmt For For For
Compliance with
Articles 11 and 43 of
the Management
Measures on Major
Assets Restructuring
of Listed
Companies
63 The Transaction is in Mgmt For For For
Compliance with
Article 4 of the
Provisions on Several
Issues Concerning the
Regulation of Major
Assets Restructuring
of Listed
Companies
64 Signing of the Mgmt For For For
Conditional Agreement
on Assets Purchase
Via Share Offering,
Issuance of
Convertible Bonds and
Cash
Payment
65 Signing of the Mgmt For For For
Conditional
Supplementary
Agreement I to the
Agreement on Assets
Purchase Via Share
Offering, Issuance of
Convertible Bonds and
Cash
Payment
66 Signing of the Mgmt For For For
Conditional Share
Subscription
Agreement and
Agreement on
Subscription of
Convertible
Bonds
67 Signing of the Mgmt For For For
Conditional
Supplementary
Agreement I to the
Share Subscription
Agreement and
Supplementary
Agreement I to the
Agreement on
Subscription of
Convertible
Bonds
68 Introduction of Mgmt For For For
Strategic Investors
and Signing of
Strategic Cooperation
Agreements
69 Statement on the Mgmt For For For
Compliance and
Completeness of the
Legal Procedures of
the Transaction and
the Validity of the
Legal Documents
Submitted
70 Full Authorization to Mgmt For For For
the Board of
Directors and Its
Authorized Persons to
Handle Matters
Regarding the
Transaction
71 Independence of the Mgmt For For For
Evaluation
Institution,
Rationality of the
Evaluation
Hypothesis,
Correlation Between
the Evaluation Method
and Evaluation
Purpose, and Fairness
of the Evaluation and
Pricing
72 Audit Report, Review Mgmt For For For
Report And Evaluation
Report Related To The
Transaction
73 Statement On The Mgmt For For For
Pricing Basis Of The
Transaction And The
Rationality
74 Rationality of the Mgmt For For For
Estimated Diluted
Immediate Return
After the
Transaction, and
Filling Measures, and
Relevant
Commitments
75 Extending the Valid Mgmt For For For
Period of the
Resolution of the
Shareholders General
Meeting on Public
Issuance of US Dollar
Bonds
________________________________________________________________________________
TCL Corp
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 11/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt Financing
Instruments
2 Related Party Mgmt For For For
Transactions
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
TCL Corp
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 12/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding
Participation and
Investment in the
Equity Investment
Fund
________________________________________________________________________________
Tech Mahindra Limited
Ticker Security ID: Meeting Date Meeting Status
TECHM CINS Y85491127 07/31/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect V.S. Mgmt For For For
Parthasarathy
6 Elect Mukti Khaire Mgmt For For For
7 Elect Meleveetil Mgmt For For For
Damodaran
8 Elect Thothala N. Mgmt For For For
Manoharan
9 Elect M. Rajyalakshmi Mgmt For For For
Rao
10 Elect Haigreve Khaitan Mgmt For For For
11 Elect Shikha Sharma Mgmt For For For
12 Directors' Commission Mgmt For For For
________________________________________________________________________________
Tech-bank Food Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002124 CINS Y62988103 03/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Adjustment of the Mgmt For For For
Issuing
Targets
3 Adjustment of the Mgmt For For For
Issue Price and
Pricing
Principles
4 Adjustment of the Mgmt For For For
Issuing
Volume
5 Adjustment of the Mgmt For For For
Lockup
Period
6 Adjustment of the The Mgmt For For For
Valid Period Of The
Resolution On The
Non-public Share
Offering
7 Preplan of 2019 for Mgmt For For For
Non-public Share
Offering
8 Feasibility Analysis Mgmt For For For
Report On The Use Of
Funds To
Be
Raised From The
Non-public Share
Offering
9 Diluted Immediate Mgmt For For For
Return After The
Non-public
Share
Offering And Filling
Measures
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tech-bank Food Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002124 CINS Y62988103 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Appointment of Auditor Mgmt For For For
7 2020 Total Bank Loan Mgmt For For For
Quota and
Authorization
8 2019 Remuneration for Mgmt For For For
Directors and Senior
Management and 2020
Business Performance
Appraisal
9 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
10 Authority to Give Mgmt For Against Against
Guarantees
11 Construction And Mgmt For For For
Planning Of The
Project On Pig
Breeding
12 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
13 Signing the Investment Mgmt For For For
Agreement with
Dingyuan County
People's
Government
________________________________________________________________________________
Telecom Argentina S.A.
Ticker Security ID: Meeting Date Meeting Status
TECO1 CUSIP 879273209 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Transfer of Reserves Mgmt For For For
5 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
6 Directors' Fees Mgmt For For For
7 Authority to Advance Mgmt For For For
Directors'
Fees
8 Supervisory Council Mgmt For For For
Fees
9 Authority to Advance Mgmt For For For
Supervisory Council's
Fees
10 Election of Mgmt For Against Against
Supervisory
Council
11 Election of Mgmt For Against Against
Supervisory Council
Alternate
Members
12 Ratify Auditor's Fees Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Audit Committee Budget Mgmt For For For
15 Election of a Mgmt For Against Against
Director; Election of
Alternate
Director
________________________________________________________________________________
Telecom Argentina S.A.
Ticker Security ID: Meeting Date Meeting Status
TECO1 CUSIP 879273209 06/04/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
2 Election of a Mgmt For Against Against
Director; Election of
an Alternate
Director
3 Ratification of Mgmt For For For
Resigning Director
Acts
________________________________________________________________________________
Telecom Argentina S.A.
Ticker Security ID: Meeting Date Meeting Status
TECO1 CUSIP 879273209 10/10/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
2 Shareholder Proposal ShrHoldr For For For
Regarding the Use of
the Company's
Discretionary
Reserves
3 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
4 Shareholder Proposal ShrHoldr For For For
Regarding Amendments
to
Articles
________________________________________________________________________________
Telecom Argentina S.A.
Ticker Security ID: Meeting Date Meeting Status
TECO1 CUSIP 879273209 10/24/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
2 Merger Mgmt For Against Against
________________________________________________________________________________
Telecom Argentina S.A.
Ticker Security ID: Meeting Date Meeting Status
TECO1 CUSIP 879273209 11/25/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
2 Elect Carlos Alberto Mgmt For For For
Moltini
3 Ratification of Board Mgmt For For For
Acts of Directors
Resigning
________________________________________________________________________________
Telekom Malaysia Berhad
Ticker Security ID: Meeting Date Meeting Status
TM CINS Y8578H118 06/10/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ibrahim bin Mgmt For For For
Marsidi
2 Elect Kamarul Anuar Mgmt For For For
Nuruddin
3 Elect Mohamed Nasri Mgmt For For For
Sallehuddin
4 Elect Mohamad Bakke Mgmt For For For
Salleh
5 Elect Afwida A. Malek Mgmt For For For
6 Elect Balasingham A. Mgmt For For For
Namasiwayam
7 Directors' Fees Mgmt For For For
8 Directors' Benefits Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares under the
Dividend Reinvestment
Scheme
12 Related Party Mgmt For For For
Transactions
13 Approval to Grant Mgmt For For For
Shares to Kamarul
Anuar Nuruddin
pursuant to the Long
Term Incentive
Plan
14 Approval to Grant Mgmt For For For
Shares to Nor Hisham
Md Nordin pursuant to
the Long Term
Incentive
Plan
15 Approval to Grant Mgmt For For For
Shares to Ahmad Hafiz
Ibrahim pursuant to
the Long Term
Incentive
Plan
16 Amendments to Mgmt For For For
Constitution
________________________________________________________________________________
Telkom SA SOC Limited
Ticker Security ID: Meeting Date Meeting Status
TKG CINS S84197102 08/27/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Keith A. Rayner Mgmt For For For
2 Elect Sibusiso P. Mgmt For For For
Sibisi
3 Re-elect Susan Mgmt For For For
(Santie) L.
Botha
4 Re-elect Khanyisile T. Mgmt For For For
Kweyama
5 Re-elect Kholeka W. Mgmt For For For
Mzondeki
6 Re-elect Fagmeedah Mgmt For For For
Petersen-Cook
7 Elect Audit Committee Mgmt For For For
Member (Sibusiso
Luthuli)
8 Elect Audit Committee Mgmt For For For
Member (Kholeka W.
Mzondeki)
9 Elect Audit Committee Mgmt For For For
Member (Keith A
Rayner)
10 Elect Audit Committee Mgmt For For For
Member (Rex G.
Tomlinson)
11 Elect Audit Committee Mgmt For For For
Member (Louis L. von
Zeuner)
12 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
13 Appointment of Auditor Mgmt For For For
(SizweNtsalubaGobodo)
14 General Authority to Mgmt For For For
Issue
Shares
15 Approve Remuneration Mgmt For For For
Policy
16 Approve Remuneration Mgmt For For For
Implementation
Report
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For For For
Shares for
Cash
19 Approve NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tenaga Nasional Berhad
Ticker Security ID: Meeting Date Meeting Status
TENAGA CINS Y85859109 02/11/2020 Voted
Meeting Type Country of Trade
Court Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Internal Reorganization Mgmt For For For
________________________________________________________________________________
Tenaga Nasional Berhad
Ticker Security ID: Meeting Date Meeting Status
TENAGA CINS Y85859109 06/30/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amran Hafiz bin Mgmt For For For
Affifudin
2 Elect Noraini binti Mgmt For For For
Che
Dan
3 Elect Cheok Lay Leng Mgmt For For For
4 Elect Rashidah binti Mgmt For For For
Mohd
Sies
5 Elect Mahdzir bin Mgmt For For For
Khalid
6 Directors' Fees Mgmt For For For
7 Directors' Benefits Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Equity Grant to Amir Mgmt For For For
Hamzah bin
Azizan
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/13/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Martin LAU Chi Mgmt For For For
Ping
6 Elect Charles St. Mgmt For For For
Leger
Searle
7 Elect Ke Yang Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Thai Oil PCL
Ticker Security ID: Meeting Date Meeting Status
TOP CINS Y8620B119 06/10/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of 2019 Mgmt For For For
Operational Results
and the Company's
Accounts and
Reports
2 Acknowledgement of Mgmt For For For
Interim
Dividends
3 Directors' Fees Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Aek Angsananont Mgmt For For For
6 Elect Yongyut Mgmt For For For
Jantharotai
7 Elect Suttipong Mgmt For For For
Inseeyong
8 Elect Phannalin Mgmt For For For
Mahawongtikul
9 Elect Praphaisith Mgmt For For For
Tankeyura
10 Authority to Issue Mgmt For For For
Debentures
11 Transaction of Other Mgmt For Abstain Against
Business
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Bidvest Group Limited
Ticker Security ID: Meeting Date Meeting Status
BVT CINS S1201R162 11/28/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Sibongile Mgmt For For For
Masinga
2 Re-elect Nompumelelo Mgmt For For For
T.
Madisa
3 Elect Bonang Francis Mgmt For For For
Mohale
4 Appointment of Auditor Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member
(Norman W.
Thomson)
6 Election of Audit Mgmt For For For
Committee Member
(Renosi D.
Mokate)
7 Election of Audit Mgmt For For For
Committee Member
(Eric K.
Diack)
8 General Authority to Mgmt For For For
Issue
Shares
9 Authority to Issue Mgmt For For For
Shares for
Cash
10 Approve Allocation to Mgmt For For For
Distribute Share
Capital or
Premium
11 Authorisation of Legal Mgmt For For For
Formalities
12 Ratify Director's Mgmt For For For
Personal Financial
Interest
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Remuneration Mgmt For For For
Implementation
Report
15 Approve NEDs' Fees Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
17 Approve Financial Mgmt For For For
Assistance
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Company for Cooperative Insurance
Ticker Security ID: Meeting Date Meeting Status
8010 CINS M7225K105 03/25/2020 Take No Action
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abdullah M. Al Mgmt N/A TNA N/A
Fayez
2 Elect Walled Mgmt N/A TNA N/A
Abdulrahman Al
Eisa
3 Elect Jasser Abdullah Mgmt N/A TNA N/A
Al
Jasser
4 Elect Abdulaziz Mgmt N/A TNA N/A
Abdulrahman I. Al
Khamis
5 Elect Ghassan Mgmt N/A TNA N/A
Abdulkarim Al
Malki
6 Elect Abdulaziz Ahmed Mgmt N/A TNA N/A
A.
Dayel
7 Elect Abdulaziz Mgmt N/A TNA N/A
Ibrahim Al
Nowiaser
8 Elect Raed Abdullah S. Mgmt N/A TNA N/A
Al
Tamimi
9 Elect Abdulrahman Mgmt N/A TNA N/A
Mohamed A. Al
Awdan
10 Elect Mohamed Abdullah Mgmt N/A TNA N/A
J. Al
Dar
11 Elect Abdulrahman Mgmt N/A TNA N/A
Abdullah A. Al
Dahim
12 Elect Saleh Abdulaziz Mgmt N/A TNA N/A
A. Al
Sabil
13 Elect Khaled Suleiman Mgmt N/A TNA N/A
A. Al
Suleiman
14 Elect Hamoud Abdullah Mgmt N/A TNA N/A
M. Al
Tuwaijri
15 Elect Khaled Abdulaziz Mgmt N/A TNA N/A
A. Al
Ghunaim
16 Elect Abdulaziz Mgmt N/A TNA N/A
Abdullah S. Al
Zaid
17 Elect Ihab Mohamed T. Mgmt N/A TNA N/A
Al
Dabbagh
18 Election of Audit Mgmt For TNA N/A
Committee
Members
19 Non-Voting Meeting Note N/A N/A TNA N/A
20 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
The Company for Cooperative Insurance
Ticker Security ID: Meeting Date Meeting Status
8010 CINS M7225K105 05/03/2020 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Directors' Fees Mgmt For For For
7 Election of Audit Mgmt For For For
Committee
Members
8 Amendments to Mgmt For For For
Governance
Charter
9 Amendments to Mgmt For For For
Remuneration
Policy
10 Amendments to Article 3 Mgmt For For For
11 Amendments to Article 4 Mgmt For For For
12 Amendments to Article 7 Mgmt For For For
13 Amendments to Article Mgmt For For For
12
14 Amendments to Article Mgmt For For For
13
15 Amendments to Article Mgmt For For For
15
16 Amendments to Article Mgmt For For For
16
17 Amendments to Article Mgmt For For For
17
18 Amendments to Article Mgmt For For For
18
19 Amendments to Article Mgmt For For For
19
20 Amendments to Article Mgmt For For For
20
21 Amendments to Article Mgmt For For For
21
22 Amendments to Article Mgmt For For For
22
23 Amendments to Article Mgmt For For For
24
24 Amendments to Article Mgmt For For For
25
25 Amendments to Article Mgmt For For For
26
26 Amendments to Article Mgmt For Against Against
27
27 Amendments to Article Mgmt For For For
28
28 Amendments to Article Mgmt For For For
30
29 Amendments to Article Mgmt For For For
32
30 Amendments to Article Mgmt For For For
33
31 Amendments to Article Mgmt For For For
39
32 Amendments to Article Mgmt For For For
41
33 Amendments to Article Mgmt For For For
43
34 Amendments to Article Mgmt For For For
45
35 Amendments to Article Mgmt For For For
49
36 Related Party Mgmt For For For
Transactions (Al
Faisaliah
Group)
37 Related Party Mgmt For For For
Transactions (United
Cooperative
Insurance Co.1)
38 Related Party Mgmt For For For
Transactions (United
Cooperative
Insurance Co.2)
39 Related Party Mgmt For For For
Transactions (Jabal
Omar
Co.)
40 Related Party Mgmt For For For
Transactions (Raza
Co.
1)
41 Related Party Mgmt For For For
Transactions (Raza
Co.
2)
42 Related Party Mgmt For For For
Transactions (Waseel
ASP Ltd.
1)
43 Related Party Mgmt For For For
Transactions (Waseel
ASP Ltd.
2)
44 Related Party Mgmt For For For
Transactions (Najm
For Insurance
Services
Co.1)
45 Related Party Mgmt For For For
Transactions (Najm
For Insurance
Services
Co.2)
46 Related Party Mgmt For For For
Transactions (Saudi
Public Transport
Co.)
47 Related Party Mgmt For For For
Transactions
(National Gas
Co.)
48 Related Party Mgmt For For For
Transactions
(National Medical
Care
Co.1)
49 Related Party Mgmt For For For
Transactions
(National Medical
Care
Co.2)
50 Related Party Mgmt For For For
Transactions (General
Organization for
Social Insurance
Co.1)
51 Related Party Mgmt For For For
Transactions (General
Organization for
Social Insurance
Co.2)
52 Related Party Mgmt For For For
Transactions (Abraj
Co.)
53 Related Party Mgmt For For For
Transactions (Qassim
Cement)
54 Related Party Mgmt For For For
Transactions (Public
Pension
Agency)
55 Related Party Mgmt For For For
Transactions
(National
Petrochemical
Co.)
56 Related Party Mgmt For For For
Transactions (The
Saudi Investment
Bank)
57 Related Party Mgmt For For For
Transactions (Saudi
Entertainment
Ventures)
58 Related Party Mgmt For For For
Transactions (Tahakom
Co.)
59 Related Party Mgmt For For For
Transactions (Kafaat
Business
Solutions)
60 Related Party Mgmt For For For
Transactions (Saudi
Railway
Co.)
61 Related Party Mgmt For For For
Transactions (Alessa
Group)
62 Related Party Mgmt For For For
Transactions (Umm Al
Qura Cement
Co.)
63 Related Party Mgmt For For For
Transactions (House
of National
Consulting
Co.)
64 Related Party Mgmt For For For
Transactions (Sakab
Holding
Co.)
65 Board Transactions Mgmt For For For
________________________________________________________________________________
The Company for Cooperative Insurance
Ticker Security ID: Meeting Date Meeting Status
8010 CINS M7225K105 09/08/2019 Voted
Meeting Type Country of Trade
Special Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article 3 Mgmt For For For
2 Amendments to Article Mgmt For For For
19
3 Amendments to Article Mgmt For For For
24
4 Amendments to Article Mgmt For For For
30
5 Amendments to Mgmt For For For
Governance
Charter
6 Amendments to Mgmt For For For
Remuneration Policy
Charter
________________________________________________________________________________
The Foschini Group Limited
Ticker Security ID: Meeting Date Meeting Status
TFG CINS S29260155 09/03/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Fatima Mgmt For For For
Abrahams
4 Re-elect Michael Lewis Mgmt For For For
5 Re-elect Samuel (Sam) Mgmt For For For
E.
Abrahams
6 Re-elect Bongiwe Ntuli Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Sam
Abrahams)
8 Elect Audit Committee Mgmt For For For
Member (Tumi
Makgabo-Fiskerstrand)
9 Elect Audit Committee Mgmt For For For
Member (Eddy
Oblowitz)
10 Elect Audit Committee Mgmt For For For
Member (Nomahlubi
Simamane)
11 Elect Audit Committee Mgmt For For For
Member (David
Friedland)
12 Elect Audit Committee Mgmt For For For
Member (Fatima
Abrahams)
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Remuneration Mgmt For For For
Implementation
Report
15 Approve NEDs' Fees Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
17 Approve Financial Mgmt For For For
Assistance
18 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
The Pacific Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601099 CINS Y6S73B107 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Work Report Of Mgmt For For For
Independent
Directors
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 General Authorization Mgmt For For For
for the Issuance of
Domestic and Overseas
Debt Financing
Instruments:
Issuer
8 General Authorization Mgmt For For For
for the Issuance of
Domestic and Overseas
Debt Financing
Instruments: Issuing
Scale
9 General Authorization Mgmt For For For
for the Issuance of
Domestic and Overseas
Debt Financing
Instruments: Issuing
Method
10 General Authorization Mgmt For For For
for the Issuance of
Domestic and Overseas
Debt Financing
Instruments: Type of
Domestic and Overseas
Debt
Financing
11 General Authorization Mgmt For For For
for the Issuance of
Domestic and Overseas
Debt Financing
Instruments: Duration
of Domestic and
Overseas Debt
Financing
12 General Authorization Mgmt For For For
for the Issuance of
Domestic and Overseas
Debt Financing
Instruments: Interest
Rate of the Domestic
and Overseas Debt
Financing
Instruments
13 General Authorization Mgmt For For For
for the Issuance of
Domestic and Overseas
Debt Financing
Instruments:
Guarantee and Other
Credit Enhancement
Arrangement
14 General Authorization Mgmt For For For
for the Issuance of
Domestic and Overseas
Debt Financing
Instruments: Purpose
of the Raised
Funds
15 General Authorization Mgmt For For For
for the Issuance of
Domestic and Overseas
Debt Financing
Instruments: Issue
Price
16 General Authorization Mgmt For For For
for the Issuance of
Domestic and Overseas
Debt Financing
Instruments: Issuing
Targets and
Arrangement for
Placement to Existing
Shareholders
17 General Authorization Mgmt For For For
for the Issuance of
Domestic and Overseas
Debt Financing
Instruments: Listing
of the Domestic and
Overseas Debt
Financing
Instruments
18 General Authorization Mgmt For For For
for the Issuance of
Domestic and Overseas
Debt Financing
Instruments:
Repayment Guarantee
Measures for Domestic
and Overseas Debt
Financing
Instruments
19 General Authorization Mgmt For For For
for the Issuance of
Domestic and Overseas
Debt Financing
Instruments:
Authorization for the
Domestic and Overseas
Debt Financing
Instruments
20 General Authorization Mgmt For For For
for the Issuance of
Domestic and Overseas
Debt Financing
Instruments: Valid
Period of the
Resolution
21 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
22 Reappointment Of 2020 Mgmt For For For
Audit
Firm
23 Amendments to the Mgmt For For For
Company's Articles of
Association
24 Amendments to the Mgmt For For For
Rules of Procedure
Governing
Shareholders General
Meetings
25 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
________________________________________________________________________________
The Pacific Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601099 CINS Y6S73B107 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of 2019 Annual Mgmt For For For
Audit
Firm
________________________________________________________________________________
The People's Insurance Company (Group) of China Ltd
Ticker Security ID: Meeting Date Meeting Status
1339 CINS Y6800A109 01/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2018 Remuneration Mgmt For For For
Scheme for Directors
and
Supervisors
3 Elect HUANG Liangbo as Mgmt For Against Against
Supervisor
________________________________________________________________________________
The People's Insurance Company (Group) of China Ltd
Ticker Security ID: Meeting Date Meeting Status
1339 CINS Y6800A109 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Fixed Assets Mgmt For For For
Investment Budget for
2020
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees for
2020
8 Appointment of Auditor Mgmt For For For
for
2021
9 Independent Directors' Mgmt For For For
Report
10 Amendments to the Mgmt For For For
Procedural Rules for
the Board
Meetings
11 Elect WANG Tingke Mgmt For For For
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
The People's Insurance Company (Group) of China Ltd
Ticker Security ID: Meeting Date Meeting Status
1339 CINS Y6800A117 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Fixed Assets Mgmt For For For
Investment Budget for
2020
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees for
2020
7 Appointment of Auditor Mgmt For For For
for
2021
8 Independent Directors' Mgmt For For For
Report
9 Amendments to the Mgmt For For For
Procedural Rules for
the Board
Meetings
10 Elect WANG Tingke Mgmt For For For
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
The Shanghai Commercial & Savings Bank, Ltd.
Ticker Security ID: Meeting Date Meeting Status
5876 CINS Y7681K109 06/19/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
The Wharf (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
0004 CINS Y8800U127 05/08/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Andrew CHOW On Mgmt For For For
Kiu
5 Elect Paul TSUI Yiu Mgmt For For For
Cheung
6 Elect Kevin CHAN Kwok Mgmt For For For
Pong
7 Elect Vincent FANG Kang Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Tian Di Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600582 CINS Y8817K104 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Reppointment of Auditor Mgmt For For For
7 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
8 Elect XIONG Daiyu Mgmt For For For
9 Elect BAI Yuanping Mgmt For Against Against
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 03/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public A-share
Offering
2 Issuing Method and Date Mgmt For For For
3 Issuing Targets and Mgmt For For For
Subscription
4 Issue Price and Mgmt For For For
Pricing
Principles
5 Lockup Period Mgmt For For For
6 2019 Preplan For Mgmt For For For
Non-Public A-Share
Offering
(Revised)
7 Elect LIU Shicai Mgmt For For For
8 Elect LIU Zenghui Mgmt For Against Against
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 04/30/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2019 Special Report Of Mgmt For For For
The Board On The
Deposit And Use Of
Raised
Funds
7 Amendments to the Mgmt For For For
Companys Articles of
Association and
Matching
Systems
8 Amendments To The Mgmt For For For
Equity Incentive Fund
Plan 2018 To
2022
9 2020 Reappointment Of Mgmt For For For
Audit
Firm
10 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
11 Elect ZHANG Yonghong Mgmt For For For
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For For For
For The Bank Loans
Applied For By
Subsidiaries
________________________________________________________________________________
Tianma Microelectronics Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000050 CINS Y77427105 01/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Setting Mgmt For For For
Up a Joint Venture to
Construct the 6th
Generation of AMOLED
Production
Line
________________________________________________________________________________
Tianma Microelectronics Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000050 CINS Y77427105 02/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For Against Against
Regarding Counter
Guarantee For Four
Companies
________________________________________________________________________________
Tianma Microelectronics Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000050 CINS Y77427105 04/07/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Financial Report Mgmt For For For
2 2019 Annual Report And Mgmt For For For
Its
Summary
3 2019 Work Report Of Mgmt For For For
The Board Of
Directors
4 2019 Work Report Of Mgmt For For For
Independent
Directors
5 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2019 Remuneration For Mgmt For For For
The Chairman Of The
Board
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For Against Against
Guarantees
10 Authority to Give Mgmt For Against Against
Guarantees
11 Launching Foreign Mgmt For For For
Exchange Derivatives
Transactions
12 Feasibility Analysis Mgmt For For For
Report on Launching
Foreign Exchange
Derivatives
Transactions
13 Report On The Use Of Mgmt For For For
Previously Raised
Funds
14 2020 Appointment of Mgmt For For For
Auditor
________________________________________________________________________________
Tianma Microelectronics Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000050 CINS Y77427105 05/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuing Targets and Mgmt For For For
Subscription
Method
2 Issue Price, Pricing Mgmt For For For
Principles and
Pricing Base
Date
3 Lockup Period Mgmt For For For
4 2019 Preplan For Mgmt For For For
Non-Public A-Share
Offering
(Revised)
5 Connected Transaction Mgmt For For For
Regarding the
Supplementary
Agreement to the
Agreement on
Subscription for the
Non-publicly Offered
Shares to Be Signed
with a Limited
Partnership
6 Connected Transaction Mgmt For For For
Regarding the
Supplementary
Agreement to the
Agreement on
Subscription for the
Non-publicly Offered
Shares to Be Signed
with a
Company
________________________________________________________________________________
Tianma Microelectronics Company Limited
Ticker Security ID: Meeting Date Meeting Status
000050 CINS Y77427105 10/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Corporate
Bonds
2 Issuing Scale Mgmt For For For
3 Bond Duration Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Interest Rate and its Mgmt For For For
Determining
Method
6 Method of Paying the Mgmt For For For
Principal and
Interest
7 Issuing Targets and Mgmt For For For
Agreement for
Placement
to
Existing Shareholders
8 Redemption or Resale Mgmt For For For
Terms
9 Purpose of the Raised Mgmt For For For
Funds
10 Underwriting Method Mgmt For For For
11 Trading and Mgmt For For For
Circulation of the
Bond to be
Issued
12 Guarantee Method Mgmt For For For
13 Repayment Guarantee Mgmt For For For
Measures
14 The Valid Period of Mgmt For For For
the
Resolution
15 Full Authorization of Mgmt For For For
Board to Handle
Matters
Regarding
Issuance of Corporate
Bonds
16 Appointment Of Audit Mgmt For For For
Firm For 2019
Non-Public A-Share
Offering
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tianma Microelectronics Company Limited
Ticker Security ID: Meeting Date Meeting Status
000050 CINS Y77427105 12/02/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public A-share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Issue Price, Pricing Mgmt For For For
Principles and
Pricing Base
Date
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Purpose and Amount of Mgmt For For For
the Raised
Funds
10 Arrangement for Mgmt For For For
Accumulative Retained
Profits before the
Non-public
Offering
11 The Valid Period of Mgmt For For For
the
Resolution
12 2019 Preplan For Mgmt For For For
Non-Public A-Share
Offering
(Revised)
13 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to be Raised
from the Non-public
A-share
Offering
14 Use Of Previously Mgmt For For For
Raised
Funds
15 Connected Transaction Mgmt For For For
Regarding The
Conditional Agreement
On Subscription For
Non-Publicly Offered
Shares To Be Signed
With A
Party
16 Connected Transaction Mgmt For For For
Regarding The
Conditional Agreement
On Subscription For
Non-Publicly Offered
Shares To Be Signed
With Another
Party
17 Exemption of the Mgmt For For For
Controlling
Shareholder and Its
Concert Party from
the Tender Offer
Obligation to
Increase Shareholding
in the
Company
18 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the Private
Placement of
Corporate
Bonds
19 Filling Measures for Mgmt For For For
Diluted Immediate
Return after the
Non-public A-share
Offering
20 Commitments of Mgmt For For For
Controlling
Shareholders, De
Facto Controller,
Directors and Senior
Management to Ensure
the Implementation of
Filling Measures for
Diluted Immediate
Return
21 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 02/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Guarantee Mgmt For Against Against
for the Loan of
Wholly-owned
Subsidiaries
2 Provision of Guarantee Mgmt For Against Against
for the Bank Credit
Line Applied for by
Wholly-owned
Subsidiaries
3 Wholly-owned Mgmt For Against Against
Subsidiaries
Conducting Financial
Leasing Business and
Company's Provision
of Guarantee for
It
4 Connected Transaction Mgmt For For For
Regarding Acceptance
of Financial Aid from
the Controlling
Shareholders
5 Increase of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 02/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIANG Weiping Mgmt For For For
2 Elect JIANG Anqi Mgmt For For For
3 Elect WU Wei Mgmt For For For
4 Elect ZOU Jun Mgmt For For For
5 Elect DU Kunlun Mgmt For For For
6 Elect PAN Ying Mgmt For For For
7 Elect XIANG Chuan Mgmt For For For
8 Elect YAN Jin Mgmt For For For
9 Elect YANG Qing Mgmt For Against Against
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 03/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Application for Mgmt For Against Against
Additional Bank
Credit Line and
Provision of
Guarantee for
Controlled
Subsidiaries
2 2019 Provision For Mgmt For For For
Assets
Impairment
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 05/26/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For Against Against
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
7 Amendments to the Mgmt For For For
Company's Articles of
Association
8 2019 Provision For Mgmt For For For
Assets
Impairment
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 07/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of Valid Mgmt For For For
Period of Resolution
on The Rights to
Issue via Public
Issuance of
Securities
2 Amendments to Preplan Mgmt For For For
for 2019 Rights to
Issue via Public
Issuance of
Securities
3 Amendments to Articles Mgmt For For For
4 Issuance of Overseas Mgmt For Against Against
USD-denominated Bonds
by Overseas
Wholly-owned
Subsidiaries and
Provision of
Guarantee
5 Full Authorization to Mgmt For Against Against
Board Handle Matters
Related to Issuance
of USD-denominated
Bonds
6 2019 Re-appointment of Mgmt For For For
Audit
Firm
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 10/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Tiger Brands Ltd.
Ticker Security ID: Meeting Date Meeting Status
TBS CINS S84594142 02/18/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Cora Fernandez Mgmt For For For
3 Elect Mahlape Sello Mgmt For For For
4 Elect Donald G. Wilson Mgmt For For For
5 Re-elect Michael Ajukwu Mgmt For For For
6 Re-elect Mark J. Bowman Mgmt For For For
7 Re-elect Khotso D.K. Mgmt For For For
Mokhele
8 Election of Audit Mgmt For For For
Committee Member
(Cora
Fernandez)
9 Election of Audit Mgmt For For For
Committee Member
(Thetele (Emma) E.
Mashilwane)
10 Election of Audit Mgmt For For For
Committee Member
(Donald G.
Wilson)
11 Appointment of Auditor Mgmt For For For
12 Authorisation of Legal Mgmt For For For
Formalities
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Remuneration Mgmt For For For
Implementation
Report
15 Approve Financial Mgmt For For For
Assistance
16 Approve NEDs' Fees Mgmt For For For
(NEDs)
17 Approve NEDs' Fees Mgmt For For For
(Chair)
18 Approve NEDs' Fees Mgmt For For For
(Committees)
19 Approve NEDs' Fees Mgmt For For For
(Unscheduled
Meetings)
20 Approve NEDs' Fees (Ad Mgmt For For For
Hoc
Meetings)
21 Approve NEDs' Fees Mgmt For For For
(Non-Resident
NEDs)
22 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
TIM Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
TIMP3 CINS P91536469 04/07/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Mgmt For For For
Cooperation and
Support
Agreement
3 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
4 Amendments to Articles Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TIM Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
TIMP3 CINS P91536469 04/07/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratify Co-Option and Mgmt For For For
Elect Flavia Maria
Bittencourt
6 Ratify Co-Option and Mgmt For For For
Elect Carlo
Filangieri
7 Ratify Co-Option and Mgmt For For For
Elect Sabrina di
Bartolomeo
8 Supervisory Council Mgmt For For For
Size
9 Election of Mgmt For For For
Supervisory
Council
10 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
11 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Tingyi (Cayman Islands) Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
0322 CINS G8878S103 01/16/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Supply Agreement Mgmt For For For
________________________________________________________________________________
Tingyi (Cayman Islands) Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
0322 CINS G8878S103 06/08/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Final Mgmt For For For
Dividend
5 Allocation of Special Mgmt For For For
Dividend
6 Elect Junichiro Ida Mgmt For For For
and Approve
Fees
7 Elect Yuko TAKAHASHI Mgmt For For For
and Approve
Fees
8 Elect TSENG Chien and Mgmt For For For
Approve
Fees
9 Elect Hiromu Fukada Mgmt For For For
and Approve
Fees
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Titan Cement International S.A
Ticker Security ID: Meeting Date Meeting Status
TITC CINS B9152F101 05/14/2020 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For Against Against
Allocation of Profits
and
Dividends
6 Remuneration Report Mgmt For For For
7 Ratification of Board Mgmt For For For
Acts
8 Ratification of Mgmt For For For
Auditor's
Acts
9 Ratification of Mgmt For For For
Co-Option of Dimitris
Tsitsiragos
10 Change in Control Mgmt For For For
Clause
11 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Titan Company Limited
Ticker Security ID: Meeting Date Meeting Status
TITAN CINS Y88425148 08/06/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Harish Bhat Mgmt For For For
5 Elect N Muruganandam Mgmt For For For
6 Elect V Arun Roy Mgmt For For For
7 Elect Pradyumna Vyas Mgmt For For For
8 Elect Hema Ravichandar Mgmt For For For
9 Elect Ireena Vittal Mgmt For For For
10 Appointment of Branch Mgmt For For For
Auditor
11 Elect Mohanasankar Mgmt For For For
Sivaprakasam
________________________________________________________________________________
TMB Bank Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
TMB CINS Y57710264 09/23/2019 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Acquisition of Assets Mgmt For For For
Pursuant to
Merger
3 Reduction in Mgmt For For For
Authorized
Capital
4 Increase in Authorized Mgmt For For For
Capital
5 Issuance of Mgmt For For For
Transferable
Subscription
Rights
6 Share Issuance for Mgmt For For For
Exercise of
TSRs
7 Private Placement Mgmt For For For
8 Allocation to TBANK Mgmt For For For
Shareholders
9 Allocation to Employees Mgmt For For For
10 Transaction of Other Mgmt For Abstain Against
Business
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TMB Bank Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
TMB CINS Y57710264 11/28/2019 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Memorandum
3 Approval of the Mgmt For For For
Acquisition of
Thanachart Bank
Public Company
Limited
4 Elect Suphadej Mgmt For For For
Poonpipat
5 Elect Somjate Mgmt For For For
Moosirilert
6 Authority to Pay Mgmt For For For
Additional Auditor's
Fees for Financial
Year
2019
7 Transaction of Other Mgmt For Abstain Against
Business
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Toly Bread Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
603866 CINS Y774AK107 02/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Employee Stock Mgmt For Against Against
Ownership Plan
(Draft) And Its
Summary
2 Management Measures On Mgmt For Against Against
The 2020 Employee
Stock Ownership
Plan
3 Authorization to the Mgmt For Against Against
Board to Handle
Matters Related to
the Employee Stock
Ownership
Plan
________________________________________________________________________________
Toly Bread Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
603866 CINS Y774AK107 05/06/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report of Mgmt For For For
the Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2020 Financial Budget Mgmt For For For
Report
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Reappointment Of Mgmt For For For
Audit
Firm
8 Remunerations for Mgmt For For For
Directors Wu
Xueliang, Wu Xuequn,
Sheng Yali, Wu
Xuedong and Sheng
Long
9 Remunerations for Mgmt For For For
Independent Directors
Song Changfa, Liu
Chengqing, Wu Fei and
Huang
Yu
10 2020 Remuneration For Mgmt For For For
Supervisors
11 Entrusted Wealth Mgmt For For For
Management With Idle
Proprietary
Funds
12 2020 Bank Mgmt For For For
Comprehensive Credit
Line
13 Entrusted Wealth Mgmt For For For
Management With Idle
Raised
Funds
14 Settlement or Mgmt For For For
Termination of
Projects Financed
with Raised Funds and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
15 The 4Th Phase Employee Mgmt For Against Against
Stock Ownership Plan
(Draft) And Its
Summary
16 Change of the Companys Mgmt For For For
Registered Capital
and Business Scope,
and Amendments to the
Companys Articles of
Association
________________________________________________________________________________
Tong Ren Tang Technologies Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1666 CINS Y8884M108 12/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Renewed Distribution Mgmt For For For
Framework
Agreement
4 Renewed Master Mgmt For For For
Procurement
Agreement
________________________________________________________________________________
Tongce Medical Investment Corpoation
Ticker Security ID: Meeting Date Meeting Status
600763 CINS Y0772A106 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Appointment of Mgmt For For For
Auditor
7 Elect CHEN Danpeng Mgmt For For For
________________________________________________________________________________
Tonghua Dongbao Medicines Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600867 CINS Y8864T107 05/07/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report of Mgmt For For For
the Board of
Directors
2 2019 Work Report of Mgmt For For For
the Supervisory
Committee
3 2019 Annual Report Mgmt For For For
and Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Elect LENG Chunsheng Mgmt For For For
9 Elect LI Jiahong Mgmt For For For
10 Elect WANG Junye Mgmt For For For
11 Elect ZHANG Guodong Mgmt For For For
12 Elect ZHANG Wenhai Mgmt For For For
13 Elect CHANG Xiaohui Mgmt For For For
14 Elect SHI Wei Mgmt For For For
15 Elect WANG Yanming Mgmt For For For
16 Elect An Yaren Mgmt For For For
17 Elect CHENG Jianqiu Mgmt For Against Against
18 Elect CAO Fubo Mgmt For Against Against
________________________________________________________________________________
Tonghua Dongbao Medicines Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600867 CINS Y8864T107 12/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Objective of the Share Mgmt For For For
Repurchase
4 Type of Shares to be Mgmt For For For
Repurchased
5 Method of the Share Mgmt For For For
Repurchase
6 Time Limit of the Mgmt For For For
Share
Repurchase
7 Purpose, Number and Mgmt For For For
Percentage to the
Total Capital of
Shares to be
Repurchased and the
Amount of Funds for
the
Repurchase
8 Price of the Shares to Mgmt For For For
be
Repurchased
9 Total Amount and Mgmt For For For
Source of the Funds
to be Used for the
Repurchase
10 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Repurchase
11 Change of Business Mgmt For For For
Scope and Amendments
to
Articles
________________________________________________________________________________
Tongkun Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601233 CINS Y8851U109 05/11/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Remuneration for Mgmt For For For
Directors
7 Remuneration for Mgmt For For For
Supervisors
8 Appointment of Auditor Mgmt For For For
9 Authority to Issue Mgmt For For For
Super Short-term
Commercial
Papers
10 Authority to Issue Mgmt For For For
Mid-term
Notes
11 Authority to Give Mgmt For Against Against
Guarantees
12 2020 Total Authorized Mgmt For For For
Financing Line of
Credit
13 2019 Related Party Mgmt For For For
Transactions with
Controlling
Shareholder and its
Subsidiaries
14 2019 Related Party Mgmt For For For
Transactions with A
Company
15 2019 Related Party Mgmt For For For
Transactions with A
Company
16 2020 Related Party Mgmt For For For
Transactions with
Controlling
Shareholder and its
Subsidiaries
17 2020 Related Party Mgmt For For For
Transactions with A
Company
18 2020 Related Party Mgmt For For For
Transactions with A
Company
19 2020 Related Party Mgmt For For For
Transactions with A
Company
________________________________________________________________________________
Tongkun Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601233 CINS Y8851U109 06/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increasing The Mgmt For For For
Allowance Standards
For Independent
Directors
2 Additional Investment Mgmt For For For
In A
Company
3 Elect CHEN Shiliang Mgmt For For For
4 Elect CHEN Lei Mgmt For For For
5 Elect XU Jinxiang Mgmt For For For
6 Elect SHEN Peixing Mgmt For For For
7 Elect CHEN Shinan Mgmt For For For
8 Elect ZHOU Jun Mgmt For For For
9 Elect ZHONG Yuqing Mgmt For For For
10 Elect CHEN Zhimin Mgmt For For For
11 Elect LIU Kexin Mgmt For For For
12 Elect PAN Yushuang Mgmt For For For
13 Elect WANG Xiuhua Mgmt For For For
14 Elect CHEN Jianrong Mgmt For Against Against
15 Elect YU Linzhong Mgmt For Against Against
16 Elect YU Rusong Mgmt For Against Against
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y8883H118 05/13/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Financial Budget Mgmt For For For
Implementing Results
and 2020 Financial
Budget
Arrangement
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 Application For 2020 Mgmt For For For
Comprehensive Credit
Line To Financial
Institutions
7 Launching 2020 Foreign Mgmt For For For
Exchange
Transactions
8 2020 Reappointment Of Mgmt For For For
Audit
Firm
9 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
10 Expansion of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
11 Continuing Connected Mgmt For For For
Transaction Regarding
a Financial Service
Agreement to Be
Signed with a Finance
Company
12 Provision For Assets Mgmt For For For
Impairment
13 Elect YANG Jun Mgmt For For For
14 Elect GONG Huadong Mgmt For For For
15 Elect XU Wuqi Mgmt For For For
16 Elect HU Xinfu Mgmt For For For
17 Elect DING Shiqi Mgmt For For For
18 Elect JIANG Peijin Mgmt For For For
19 Elect Zhou Jun Mgmt For For For
20 Elect WU Heping Mgmt For For For
21 Elect YAO Lushi Mgmt For For For
22 Elect WANG Chang Mgmt For For For
23 Elect WANG Li Mgmt For For For
24 Elect LIU Fanglai Mgmt For For For
25 Elect CHEN mingyong Mgmt For Against Against
26 Elect WANG Nongsheng Mgmt For Against Against
27 Elect XIE Shuorong Mgmt For Against Against
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y8883H118 05/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase Of The Mgmt For For For
Remuneration For
Independent
Directors
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y8883H118 06/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Signing A Financial Mgmt For Against Against
Service Agreement
With A Company And
Continuous Connected
Transaction
________________________________________________________________________________
Tongwei Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600438 CINS Y8884V108 02/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Development Planning Mgmt For For For
for the High Purity
Crystalline Silicon
and Solar Cell
Business from 2020 to
2023
2 Investment in Mgmt For For For
Construction of a
30GW per Year
High-efficiency Solar
Cell and Its Matching
Facility
Project
________________________________________________________________________________
Tongwei Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600438 CINS Y8884V108 05/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Work Report Of Mgmt For For For
Independent
Directors
7 Reappointment Of 2020 Mgmt For For For
Audit
Firm
8 2020 Application For Mgmt For For For
Comprehensive Credit
Line
9 2020 Mutual Guarantee Mgmt For Against Against
With
Subsidiaries
10 2020 Provision Of Mgmt For For For
Guarantee For
Clients
11 2020 Launching The Mgmt For For For
Bill Pool
Business
12 2020 Wealth Management Mgmt For For For
With Short-Term
Surplus
Funds
13 2020 Launching Hedging Mgmt For For For
Business
14 2020 Connected Mgmt For For For
Transaction Regarding
Loans From A
Company
15 Application for Mgmt For For For
Registration and
Issuance of Super and
Short-term Commercial
Papers
16 Amendments to the Mgmt For For For
Company's Articles of
Association and
Handling the
Industrial and
Commercial
Registration
Amendment
17 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering
18 Type, Par Value and Mgmt For For For
Listing
Place
19 Issuing Method and Date Mgmt For For For
20 Issuing Targets and Mgmt For For For
Subscription
Method
21 Issuing Volume Mgmt For For For
22 Issue Price and Mgmt For For For
Pricing
Principles
23 Lockup Period Mgmt For For For
24 Amount and Purpose of Mgmt For For For
the Raised
Funds
25 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
26 Valid Period of the Mgmt For For For
Resolution
27 Preplan For Non-Public Mgmt For For For
Share
Offering
28 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
Share
Offering
29 Report On The Use Of Mgmt For For For
Previously Raised
Funds
30 Diluted Immediate Mgmt For For For
Return After the
Non-public Share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
31 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Non-public Share
Offering
32 Elect DING Yi Mgmt For For For
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tongwei Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600438 CINS Y8884V108 09/02/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for the Mgmt For For For
Issuance of Green
Corporate
Bonds
2 Issuing Scale Mgmt For For For
3 Par Value and Issue Mgmt For For For
Price
4 Bond Duration Mgmt For For For
5 Interest Rate and its Mgmt For For For
Determining Method
and Pricing
Process
6 Method of Paying the Mgmt For For For
Principal and
Interest
7 Form of Bonds Mgmt For For For
8 Issuing Targets and Mgmt For For For
Method
9 Guarantee and other Mgmt For For For
Credit Enhancing
Measures
10 Repayment Guarantee Mgmt For For For
Measures
11 Purpose of the Raised Mgmt For For For
Funds
12 Agreement for Mgmt For For For
Placement to the
Existing
Shareholders
13 Listing and Transfer Mgmt For For For
of the
Bonds
14 The Valid Period of Mgmt For For For
the Plan for the
Convertible
Corporate Bonds
15 Full Authorization to Mgmt For For For
Board Handling
Matters Related
to
Non-public Issuance of
Green Corporate
Bonds
________________________________________________________________________________
Top Glove Corp. Berhad
Ticker Security ID: Meeting Date Meeting Status
TOPGLOV CINS Y88965101 01/08/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIM Wee Chai Mgmt For For For
2 Elect LIM Cheong Guan Mgmt For For For
3 Elect Azrina Arshad Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Directors' Benefits Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Retention of LIM Han Mgmt For For For
Boon as Independent
Director
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Towngas China Company Ltd. (fka Panva Gas Holdings)
Ticker Security ID: Meeting Date Meeting Status
1083 CINS G8972T106 05/21/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Alfred CHAN Wing Mgmt For For For
Kin
5 Elect Martin KEE Wai Mgmt For For For
Ngai
6 Elect Moses CHENG Mo Mgmt For For For
Chi
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Transfar Zhilian Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002010 CINS Y98924106 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Estimated Related Mgmt For For For
Party
Transactions
7 Approval of Line of Mgmt For For For
Credit
8 Authority to Give Mgmt For For For
Guarantees
9 Appointment of Auditor Mgmt For For For
10 Financial Service Mgmt For For For
Agreement to be
Signed with a
Company
11 Amendments to Articles Mgmt For For For
12 Elect XU Guanju Mgmt For For For
13 Elect XU Guanbao Mgmt For For For
14 Elect WU Jianhua Mgmt For For For
15 Elect ZHOU Jiahai Mgmt For For For
16 Elect CHEN Jian Mgmt For For For
17 Elect ZHU Jiangying Mgmt For For For
18 Elect XIN Jinguo Mgmt For For For
19 Elect HE Shengdong Mgmt For For For
20 Elect CHEN Jing Mgmt For For For
21 Elect CHEN Jie Mgmt For Against Against
22 Elect WANG Zidao Mgmt For Against Against
________________________________________________________________________________
Transfar Zhilian Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002010 CINS Y98924106 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Corporate
Bonds
3 Issuing Scale Mgmt For For For
4 Issuing Method Mgmt For For For
5 Bond Type and Duration Mgmt For For For
6 Par Value and Issue Mgmt For For For
Price
7 Purpose of the Raised Mgmt For For For
Funds
8 Interest Rate and Mgmt For For For
Method for Repayment
of Principal and
Interest
9 Guarantee Method Mgmt For For For
10 Option to Adjust the Mgmt For For For
Coupon Rate, and
Redemption or Resale
Provisions and
Others
11 Underwriting and Mgmt For For For
Listing of the Bond
to be
Issued
12 Issuing Targets Mgmt For For For
13 Repayment Guarantee Mgmt For For For
Measures
14 Valid Period of the Mgmt For For For
Resolution
15 Full Authorization to Mgmt For For For
the Board or Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of Corporate
Bonds to Qualified
Investors
16 Provision Of Guarantee Mgmt For For For
For
Subsidiaries
17 Adjustment of the Mgmt For For For
Implementing Parties
of Some Projects
Funded with Raised
Funds
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Transportadora de Gas del Sur SA
Ticker Security ID: Meeting Date Meeting Status
TGSU2 CUSIP 893870204 08/15/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
2 Authority to Increase Mgmt For For For
Debt under Global Net
Program
3 Delegation of Powers Mgmt For For For
Regarding Debt
Program
________________________________________________________________________________
Transportadora de Gas del Sur SA
Ticker Security ID: Meeting Date Meeting Status
TGSU2 CUSIP 893870204 10/17/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
2 Scrip Dividend Mgmt For For For
3 Decrease Technical Mgmt For For For
Operator's
Compensation
________________________________________________________________________________
Transportadora de Gas del Sur SA
Ticker Security ID: Meeting Date Meeting Status
TGSU2 CUSIP 893870204 10/17/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Delegates Mgmt For For For
in Charge of Meeting
Minutes
2 Scrip Dividend Mgmt For For For
3 Decrease Technical Mgmt For For For
Operator's
Compensation
________________________________________________________________________________
Travelsky Technology
Ticker Security ID: Meeting Date Meeting Status
0696 CINS Y8972V101 01/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Phase II Share Mgmt For For For
Appreciation Rights
Scheme
________________________________________________________________________________
Travelsky Technology
Ticker Security ID: Meeting Date Meeting Status
0696 CINS Y8972V101 02/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect CUI Zhixiong Mgmt For For For
5 Elect XIAO Yinhong Mgmt For For For
6 Elect ZHAO Xiaohang Mgmt For For For
7 Elect XI Sheng Mgmt For For For
8 Elect LUO Laijun Mgmt For For For
9 Elect CAO Shiqing Mgmt For For For
10 Elect NGAI Wai Fung Mgmt For Against Against
11 Elect LIU Xiangqun Mgmt For For For
12 Elect ZENG Yiwei as Mgmt For Against Against
Supervisor
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect ZHU Yan as Mgmt For For For
Supervisor
15 Directors' Fees Mgmt For For For
16 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Travelsky Technology
Ticker Security ID: Meeting Date Meeting Status
0696 CINS Y8972V101 06/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Travelsky Technology
Ticker Security ID: Meeting Date Meeting Status
0696 CINS Y8972V101 09/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect XI Sheng Mgmt For For For
________________________________________________________________________________
True Corporation Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
TRUE CINS Y3187S225 06/19/2020 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Results of Operations Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Acknowledgement of Mgmt For For For
interim
dividend
5 Elect XU Genluo Mgmt For Against Against
6 Elect Ajva Taulananda Mgmt For For For
7 Elect LI Feng Mgmt For For For
8 Elect Chatchaval Mgmt For For For
Jiaravanon
9 Elect Narong Mgmt For For For
Chearavanont
10 Elect GAO Tongqing Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For For For
Debentures
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Truworths International Limited
Ticker Security ID: Meeting Date Meeting Status
TRU CINS S8793H130 11/07/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Rob G. Dow Mgmt For For For
3 Re-elect Michael Mgmt For For For
(Mike) A.
Thompson
4 Re-elect Douglas Mgmt For For For
(Doug) N.
Dare
5 Re-elect Roderick Mgmt For For For
(Roddy) J.A.
Sparks
6 Elect Sarah Proudfoot Mgmt For For For
7 Elect Cindy Joy Hess Mgmt For For For
8 Authority to Issue Mgmt For For For
Shares for
Cash
9 Authority to Mgmt For For For
Repurchase
Shares
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Approve NEDs' Fees Mgmt For For For
(Chair)
12 Approve NEDs' Fees Mgmt For For For
(Director)
13 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chair)
14 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
15 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chair)
16 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
17 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Member)
18 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Chair)
19 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Member)
20 Approve NEDs' Fees Mgmt For For For
(Social & Ethics
Committee
Chair)
21 Approve NEDs' Fees Mgmt For For For
(Social & Ethics
Committee
Member)
22 Election of Audit Mgmt For For For
Committee Member
(Roddy
Sparks)
23 Election of Audit Mgmt For For For
Committee Members
(Mike
Thompson)
24 Election of Audit Mgmt For For For
Committee Members
(Rob
Dow)
25 Approve Remuneration Mgmt For For For
Policy
26 Approve Implementation Mgmt For For For
Report
27 Approve Social and Mgmt For For For
Ethics Committee
Report
28 Election of Social and Mgmt For For For
Ethics Committee
Member (Mike
Thompson)
29 Election of Social and Mgmt For For For
Ethics Committee
Member (Maya M.
Makanjee)
30 Election of Social and Mgmt For For For
Ethics Committee
Member
(David
Pfaff)
31 Approve Financial Mgmt For For For
Assistance
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tsingtao Brewery Company Limited
Ticker Security ID: Meeting Date Meeting Status
0168 CINS Y8997D102 04/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect SHI Kun Mgmt For For For
4 Amendment to Article 13 Mgmt For For For
________________________________________________________________________________
Tsingtao Brewery Company Limited
Ticker Security ID: Meeting Date Meeting Status
0168 CINS Y8997D110 04/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SHI Kun Mgmt For For For
2 Amendment to Article 13 Mgmt For For For
________________________________________________________________________________
Tsingtao Brewery Company Limited
Ticker Security ID: Meeting Date Meeting Status
0168 CINS Y8997D102 06/08/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Restricted A Share Mgmt For For For
Incentive
Plan
4 Assessment Measures of Mgmt For For For
Restricted A Share
Incentive
Plan
5 Board Authorization to Mgmt For For For
Handle Matters
regarding Restricted
A Share Incentive
Plan
________________________________________________________________________________
Tsingtao Brewery Company Limited
Ticker Security ID: Meeting Date Meeting Status
0168 CINS Y8997D110 06/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
7 Elect XIAO Geng Mgmt For For For
8 Elect SHENG Lei Ming Mgmt For For For
9 Restricted A Share Mgmt For For For
Incentive
Plan
10 Assessment Measures of Mgmt For For For
Restricted A Share
Incentive
Plan
11 Board Authorization to Mgmt For For For
Handle Matters
regarding Restricted
A Share Incentive
Plan
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tsingtao Brewery Company Limited
Ticker Security ID: Meeting Date Meeting Status
0168 CINS Y8997D102 06/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Financial Statements Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
9 Elect XIAO Geng Mgmt For For For
10 Elect SHENG Lei Ming Mgmt For For For
11 Restricted A Share Mgmt For For For
Incentive
Plan
12 Assessment Measures of Mgmt For For For
Restricted A Share
Incentive
Plan
13 Board Authorization to Mgmt For For For
Handle Matters
regarding Restricted
A Share Incentive
Plan
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tsingtao Brewery Company Limited
Ticker Security ID: Meeting Date Meeting Status
0168 CINS Y8997D110 06/08/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Restricted A Share Mgmt For For For
Incentive
Plan
4 Assessment Measures of Mgmt For For For
Restricted A Share
Incentive
Plan
5 Board Authorization to Mgmt For For For
Handle Matters
regarding Restricted
A Share Incentive
Plan
________________________________________________________________________________
Tupras Turkiye Petrol Rafinerileri A.S
Ticker Security ID: Meeting Date Meeting Status
TUPRS CINS M8966X108 04/01/2020 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Directors' Report Mgmt For For For
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Election of Directors; Mgmt For For For
Board Size; Board
Term
Length
11 Compensation Policy Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Charitable Donations Mgmt For Against Against
15 Presentation of Report Mgmt For For For
on
Guarantees
16 Authority to Carry out Mgmt For For For
Competing Activities
or Related Party
Transactions
17 Wishes Mgmt For For For
________________________________________________________________________________
Turk Hava Yollari A.O.
Ticker Security ID: Meeting Date Meeting Status
THYAO CINS M8926R100 03/31/2020 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Directors' Report Mgmt For For For
6 Presentation of Mgmt For For For
Auditor's
Report
7 Financial Statements Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' Fees Mgmt For Against Against
11 Appointment of Auditor Mgmt For Against Against
12 Amendment to Article 6 Mgmt For Against Against
13 Presentation of Report Mgmt For For For
on
Guarantees
14 Authority to Mgmt For For For
Repurchase
Shares
15 Charitable Donations Mgmt For Against Against
16 Wishes and Closing Mgmt For For For
________________________________________________________________________________
Turkcell Iletisim Hizmetleri A.S
Ticker Security ID: Meeting Date Meeting Status
TCELL CINS M8903B102 09/12/2019 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Minutes Mgmt For For For
6 Presentation of Mgmt For For For
Directors'
Report
7 Presentation of Mgmt For For For
Auditors'
Report
8 Financial Statements Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Charitable Donations Mgmt For Against Against
11 Amendments to Articles Mgmt For For For
12 Ratification of Mgmt For Against Against
Co-option of
Directors; Election
of Directors; Board
Term
Length
13 Directors' Fees Mgmt For Against Against
14 Appointment of Auditor Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Authority to Carry out Mgmt For For For
Competing Activities
or Related Party
Transactions
17 Presentation of Report Mgmt For For For
on
Guarantees
18 Closing Mgmt For For For
________________________________________________________________________________
Turkiye Is Bankasi A.S
Ticker Security ID: Meeting Date Meeting Status
ISCTR CINS M8933F115 03/31/2020 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Accounts and Reports Mgmt For Against Against
6 Ratification of Board Mgmt For For For
Acts
7 Allocation of Mgmt For For For
Profits/Dividends
8 Election of Directors Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Carry out Mgmt For For For
Competing Activities
or Related Party
Transactions
12 Amendment to Article 5 Mgmt For Against Against
(Authorised
Capital)
13 Presentation of Report Mgmt For For For
on Competing
Activities
14 Presentation of Report Mgmt For For For
on Charitable
Donations
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 01/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Line of Mgmt For For For
Credit
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
Provision of External
Guarantee
Quota
4 Objective of the Share Mgmt For For For
Repurchase
5 Type of Share to be Mgmt For For For
Repurchased
6 Method of the Share Mgmt For For For
Repurchase
7 Price of the Shares to Mgmt For For For
be
Repurchased
8 Total Amount, Mgmt For For For
Estimated Maximum
Number and Percentage
of Shares to be
Repurchased
9 Source of the Funds to Mgmt For For For
be Used for the
Repurchase
10 Time Limit of the Mgmt For For For
Share
Repurchase
11 Full Authorization to Mgmt For For For
the Board to Handle
Matters
Regarding the Share
Repurchase
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 02/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Borrowing
Agreement with the
Controlling
Shareholder
2 Connected Transaction Mgmt For Against Against
Regarding the
Financial Service
Agreement with a
Company
3 Application for Mgmt For For For
Comprehensive Credit
Line to Relevant
Financial
Institutions by
Controlled
Subsidiaries and
Handling Loans within
the Credit
Line
4 Provision Of Guarantee Mgmt For For For
Quota For Controlled
Subsidiaries
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 04/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Domicile
and Amendments to the
Company's Articles of
Association
2 Change of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
3 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Corporate
Bonds
4 Issuing Volume Mgmt For For For
5 Bond Duration Mgmt For For For
6 Interest Rate and Its Mgmt For For For
Determining
Method
7 Method of Paying the Mgmt For For For
Principal and
Interest
8 Issuing Method Mgmt For For For
9 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
10 Purpose of the Raised Mgmt For For For
Funds
11 Underwriting Method Mgmt For For For
12 Trading and Mgmt For For For
Circulation of the
Bond to Be
Issued
13 Guarantee Method Mgmt For For For
14 Repayment Guarantee Mgmt For For For
Measures
15 The Valid Period of Mgmt For For For
the
Resolution
16 Authorization to the Mgmt For For For
Board and Its Full
Authorization to the
Management Team to
Handle Matters
Regarding the Public
Issuance of Corporate
Bonds
17 The Company's Mgmt For For For
Eligibility for
Private Placement of
Corporate
Bonds
18 Issuing Volume Mgmt For For For
19 Bond Duration Mgmt For For For
20 Interest Rate Mgmt For For For
21 Method of Paying the Mgmt For For For
Principal and
Interest
22 Issuing Method Mgmt For For For
23 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
24 Purpose of the Raised Mgmt For For For
Funds
25 Underwriting Method Mgmt For For For
26 Trading and Mgmt For For For
Circulation of the
Bond to Be
Issued
27 Guarantee Method Mgmt For For For
28 Repayment Guarantee Mgmt For For For
Measures
29 The Valid Period of Mgmt For For For
the
Resolution
30 Authorization to the Mgmt For For For
Board and Its Full
Authorization to the
Management Team to
Handle Matters
Regarding Private
Issuance of Corporate
Bonds
31 Application For Not Mgmt For For For
More Than Cny 769.5
Comprehensive Credit
Line To Relevant
Financial
Institutions By
Controlled
Subsidiaries
32 Provision Of Guarantee Mgmt For For For
Quota For Controlled
Subsidiaries
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report of Mgmt For For For
the Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Profit Mgmt For For For
Distribution
Plan
5 Reappointment Of 2020 Mgmt For For For
Audit Firm And
Relevant
Matters
6 2019 Special Report on Mgmt For For For
the Use of Previously
Raised
Funds
7 Application For Not Mgmt For For For
More Than Cny 11.669
Billion Comprehensive
Credit Line To
Relevant Financial
Institutions And
Handling The Loans
Within The Credit
Line By The Company
And Controlled
Subsidiaries
8 2020 External Mgmt For Against Against
Guarantee Quota Of
The Company And
Controlled
Subsidiaries
9 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
10 Connected Transaction Mgmt For For For
Regarding A
Controlled Subsidiary
S Signing The Project
Investment Agreement
With A
Company
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 07/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval for Line of Mgmt For For For
Credit
2 Provision of External Mgmt For For For
Guarantee
Quota
3 Related Party Mgmt For For For
Transactions:
Introduction of
Strategic
Investor
4 Eligibility for Mgmt For For For
Private Placement of
Corporate
Bonds
5 Issuing Scale Mgmt For For For
6 Bond Duration Mgmt For For For
7 Coupon Rate Mgmt For For For
8 Method of Paying the Mgmt For For For
Principal and
Interest
9 Listing Place Mgmt For For For
10 Purpose of Raised Funds Mgmt For For For
11 Credit Enhancing Method Mgmt For For For
12 Valid Period of Mgmt For For For
Resolution
13 Full Authorization to Mgmt For For For
Board Handle Matters
Related to Private
Placement of
Corporate
Bonds
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 11/07/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Registration And Mgmt For For For
Issuance Of Super And
Short-Term Commercial
Papers
2 Application for Mgmt For For For
Comprehensive Credit
Line Not Exceeding
RMB 184 Million to
Relevant Financial
Institutions by
Controlled
Subsidiaries
3 Authorization to the Mgmt For For For
Company and Its
Controlled
Subsidiaries
Provision of External
Guarantee
Quota
________________________________________________________________________________
Ultrapar Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
UGPA3 CINS P94396127 04/15/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Elect Geraldo Mgmt For For For
Toffanello
7 Elect Marcelo Amaral Mgmt For For For
Moraes
8 Elect William Bezerra Mgmt For For For
Cavalcanti
Filho
9 Supervisory Council Mgmt For For For
Fees
________________________________________________________________________________
Ultrapar Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
UGPA3 CINS P94396127 04/15/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Article 5 Mgmt For For For
(Reconciliation of
Share
Capital)
________________________________________________________________________________
UltraTech Cement Ltd.
Ticker Security ID: Meeting Date Meeting Status
ULTRACEMCO CINS Y9046E109 07/18/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Retirement of O.P. Mgmt For For For
Puranmalka; Board
Vacancy
5 Authority to Set Cost Mgmt For For For
Auditors'
Fees
6 Elect Khailash Jhanwar Mgmt For For For
7 Appointment of Mgmt For For For
Khailash Jhanwar
(Deputy Managing
Director and CMO);
Approve
Remuneration
8 Elect Arun Adhikari Mgmt For For For
9 Elect Sunil Behari Mgmt For Against Against
Mathur
10 Elect Sukanya Kripalu Mgmt For For For
11 Elect Renuka Ramnath Mgmt For Against Against
12 Amendment to Borrowing Mgmt For For For
Powers
13 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Uni-President China Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0220 CINS G9222R106 05/22/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LUO Zhi-Xian Mgmt For For For
6 Elect LIU Xinhua Mgmt For For For
7 Elect SU Tsung-Ming Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Uni-President China Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0220 CINS G9222R106 05/22/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2020 Framework Mgmt For For For
Purchase
Agreement
________________________________________________________________________________
Uni-President Enterprises Corp.
Ticker Security ID: Meeting Date Meeting Status
1216 CINS Y91475106 06/24/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
4 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Unigroup Guoxin Microelectronics Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 02/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Super Short-term
Commercial
Papers
2 Waiver of the Mgmt For For For
Preemptive Right to
Purchase Equities in
a Joint Stock
Company
________________________________________________________________________________
Unigroup Guoxin Microelectronics Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 05/26/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Accounts Mgmt For For For
2 2019 Profit Mgmt For For For
Distribution
Plan
3 2019 Work Report Of Mgmt For For For
The Board Of
Directors
4 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
7 Elect DIAO Shijing Mgmt For For For
8 Elect MA Daojie Mgmt For For For
9 Elect WU Shengwu Mgmt For For For
10 Elect ZHOU Yang Mgmt For For For
11 Elect WANG Liyan Mgmt For For For
12 Elect HUANG Wenyu Mgmt For For For
13 Elect CUI Ruotong Mgmt For For For
14 Elect WANG Zhihua Mgmt For Against Against
15 Elect ZHENG Bo Mgmt For Against Against
16 Adjustment Of Mgmt For For For
Allowance For
Independent Directors
And
Supervisors
________________________________________________________________________________
Unigroup Guoxin Microelectronics Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 06/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Providing Mgmt For For For
Connected-Party
Guarantee For
Joint-Stock Project
Companies
________________________________________________________________________________
Unigroup Guoxin Microelectronics Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 12/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Assets Purchase Mgmt For Against Against
Via Share Offering is
in Compliance with
Relevant Laws and
Regulations
2 Transaction Mgmt For Against Against
Counterparties and
Underlying
Assets
3 Transaction Price and Mgmt For Against Against
Pricing Basis for the
Underlying
Assets
4 Payment Method Mgmt For Against Against
5 Issue Price and Mgmt For Against Against
Pricing Base
Date
6 Issuing Method Mgmt For Against Against
7 Stock Type and Par Mgmt For Against Against
Value
8 Issuing Volume Mgmt For Against Against
9 Arrangement for the Mgmt For Against Against
Accumulated Retained
Profits
10 Lockup Period Mgmt For Against Against
Arrangement
11 Transfer of Ownership Mgmt For Against Against
of the Underlying
Assets and
Liabilities for
Breach of
Contract
12 Attribution of the Mgmt For Against Against
Profits and Losses of
the Underlying Assets
During the
Transitional
Period
13 Listing Place Mgmt For Against Against
14 performance Mgmt For Against Against
Commitments and
Compensation
Arrangement
15 Valid Period of the Mgmt For Against Against
Resolution
16 The Transaction Mgmt For Against Against
Constitutes A
Connected
Transaction
17 Report (Draft) on the Mgmt For Against Against
Connected Transaction
Regarding Major
Assets Purchase via
Share Offering and
Its
Summary
18 Conditional Agreement Mgmt For Against Against
On Assets Purchase
Via Share Offering To
Be
Signed
19 Conditional Mgmt For Against Against
Supplementary
Agreement to the
Agreement on Assets
Purchase via Share
Offering to be
Signed
20 Conditional Mgmt For Against Against
Performance
Compensation
Agreement To Be
Signed
21 Audit Report, Pro Mgmt For Against Against
Forma Review Report
and Evaluation Report
Related to the
Transaction
22 Independence of the Mgmt For Against Against
Evaluation
Institution,
Rationality of the
Evaluation
Hypothesis,
Correlation between
the Evaluation Method
and Evaluation
Purpose, and Fairness
of the Evaluated
Price
23 Statement on the Mgmt For Against Against
Completeness and
Compliance of the
Legal Procedure of
the Assets Purchase
via Share Offering
and the Validity of
the Legal Documents
Submitted
24 The Transaction is Mgmt For Against Against
Compliance with
Article 4 of the
Provisions on Several
Issues Concerning the
Regulation of Major
Assets Restructuring
of Listed
Companies
25 The Transaction is Mgmt For Against Against
Compliance with
Article 43 of the
Management Measures
on Major Assets
Restructuring of
Listing
Companies
26 Diluted Immediate Mgmt For Against Against
Return After The
Transaction And
Filling
Measures
27 Exemption of the Mgmt For Against Against
Controlling
Shareholder and Its
Concert Party from
the Tender Offer
Obligation to
Increase Shareholding
in the
Company
28 Full Authorization to Mgmt For Against Against
the Board to Handle
Matters Regarding the
Assets Purchase via
Share
Offering
29 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 11/20/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
(Slate)
2 Stock Split Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Unisplendour Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
000938 CINS Y8997B106 03/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Estimated Related Mgmt For For For
Party
Transactions
________________________________________________________________________________
Unisplendour Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
000938 CINS Y8997B106 06/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Guarantee Mgmt For For For
Regarding Providing
Guarantee For A
Joint-Stock
Company
________________________________________________________________________________
Unisplendour Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
000938 CINS Y8997B106 06/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For Against Against
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuing Method and Date Mgmt For Against Against
4 Issuing Targets and Mgmt For Against Against
Subscription
Method
5 Issue Price and Mgmt For Against Against
Pricing
Method
6 Issuing Volume Mgmt For Against Against
7 Lockup Period Mgmt For Against Against
8 Amount and Purpose of Mgmt For Against Against
the Raised
Funds
9 Arrangement for the Mgmt For Against Against
Accumulated Retained
Profits
10 Listing Place Mgmt For Against Against
11 The Valid Period of Mgmt For Against Against
the Resolution on the
Non-public Share
Offering
12 Preplan For Non-Public Mgmt For Against Against
Share
Offering
13 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from the Non-public
Share
Offering
14 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
15 Diluted Immediate Mgmt For Against Against
Return After the
Non-public Share
Offering and Filling
Measures
16 Commitments of Mgmt For Against Against
Controlling
Shareholders, De
Facto Controller,
Directors and Senior
Management to Ensure
the Implementation of
Filling Measures for
Diluted Immediate
Return After the
Non-public Share
Offering
17 Full Authorization to Mgmt For Against Against
the Board to Handle
Matters Regarding the
Non-public Share
Offering
18 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
________________________________________________________________________________
Unisplendour Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
000938 CINS Y8997B106 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2019 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
regarding Financial
Service
Agreement
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Give Mgmt For For For
Guarantees
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Unisplendour Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
000938 CINS Y8997B106 09/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Articles Mgmt For For For
(Bundled)
3 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Shareholders General
Meetings
4 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
________________________________________________________________________________
Unisplendour Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
000938 CINS Y8997B106 11/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Permanently Mgmt For For For
Supplementing the
Working Capital with
the Surplus Raised
Funds
3 Joint Bidding In Land Mgmt For For For
And Setting Up
Project Companies
With Related
Parties
________________________________________________________________________________
United Microelectronics Corp.
Ticker Security ID: Meeting Date Meeting Status
2303 CINS Y92370108 06/10/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Employee Equity Mgmt For For For
Incentive
Plan
4 Amendments to Articles Mgmt For For For
Bundled
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
United Spirits Ltd.
Ticker Security ID: Meeting Date Meeting Status
UNITDSPR CINS Y92311128 08/21/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Vinod Rao Mgmt For For For
3 Reappointment of Anand Mgmt For For For
Kripalu (Managing
Director & CEO);
Approval of
Remuneration
4 Elect Sivanandhan Mgmt For For For
Dhanushkodi
5 Elect Mahendra Kumar Mgmt For For For
Sharma
6 Elect Rajeev Gupta Mgmt For Against Against
7 Elect Indu Shahani Mgmt For For For
8 Authority to Grant Mgmt For For For
Loans and Give
Guarantees
________________________________________________________________________________
United Tractors
Ticker Security ID: Meeting Date Meeting Status
UNTR CINS Y7146Y140 06/11/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For For For
Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Universal Robina Corp.
Ticker Security ID: Meeting Date Meeting Status
URC CINS Y9297P100 05/14/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Proof of Notice and Mgmt For For For
Quorum
2 Meeting Minutes Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Elect James L. Go Mgmt For For For
5 Elect Lance Y. Mgmt For For For
Gokongwei
6 Elect Patrick Henry C. Mgmt For For For
Go
7 Elect Johnson Robert Mgmt For For For
G. Go,
Jr.
8 Elect Irwin C. Lee Mgmt For For For
9 Elect Wilfrido E. Mgmt For For For
Sanchez
10 Elect Cesar V. Purisima Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Ratification of Board Mgmt For For For
Acts
13 Transaction of Other Mgmt For Abstain Against
Business
14 Adjournment Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Universal Scientific Industrial (Shanghai) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601231 CINS Y92776106 02/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Assets Purchase Mgmt For For For
Via Share Offering is
in Compliance with
Relevant Laws and
Regulations
2 Overall Plan of the Mgmt For For For
Assets Purchase Via
Share
Offering
3 Transaction Price and Mgmt For For For
Pricing Basis for the
Underlying
Assets
4 Stock Type and Par Mgmt For For For
Value
5 Issuing Method Mgmt For For For
6 Issuing Targets Mgmt For For For
7 Issue Price and Mgmt For For For
Pricing Base
Date
8 Issuing Volume Mgmt For For For
9 Issue Price and Mgmt For For For
Adjustment of the
Amount
10 Listing Place Mgmt For For For
11 Lockup Period Mgmt For For For
12 Contractual Mgmt For For For
Obligations and
Liabilities for
Breach of Contract of
Handling the Transfer
of the Ownership of
Relevant
Assets
13 Attribution of the Mgmt For For For
Profits and Losses
During the
Transitional
Period
14 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
15 Valid Period of the Mgmt For For For
Resolution
16 Independence of the Mgmt For For For
Evaluation
Institution,
Rationality of the
Evaluation
Hypothesis,
Correlation Between
the Evaluation Method
and Evaluation
Purpose, and Fairness
of the Evaluated
Price
17 Reports Issued by the Mgmt For For For
Audit Firm, Review
Institutions and the
Assets Evaluation
Institution on the
Transaction
18 The Assets Purchase Mgmt For For For
Via Share Offering
Does Not Constitute a
Connected
Transaction
19 The Assets Purchase Mgmt For For For
Via Share Offering
And Cash Payment Does
Not Constitute A
Major Assets
Restructuring
20 The Transaction Does Mgmt For For For
Not Constitute a
Listing by
Restructuring As
Defined by Article 13
in the Management
Measures on Major
Assets Restructuring
of Listed
Companies
21 Report (draft) on the Mgmt For For For
Assets Purchase Via
Share Offering and
Its
Summary
22 Conditional Mgmt For For For
Supplementary
Agreement to the
Framework Agreement
on Assets Purchase
Via Share Offering to
Be
Signed
23 Statement on the Mgmt For For For
Compliance and
Completeness of the
Legal Procedure of
the Transaction and
the Validity of the
Legal Documents
Submitted
24 The Transaction is in Mgmt For For For
Compliance with
Article 4 of the
Provisions on Several
Issues Concerning the
Regulation of Major
Assets Restructuring
of Listed
Companies
25 The Transaction is in Mgmt For For For
Compliance with
Articles 11 and 43 of
the Management
Measures on Major
Assets Restructuring
of Listed
Companies
26 The Relevant Parties Mgmt For For For
of the Transaction
Does Not Constitute a
Listing by
Restructuring as
Defined by Article 13
in the Management
Measures on Major
Assets Restructuring
of Listed
Companies
27 Risk Warning on Mgmt For For For
Diluted Immediate
Return After the
Transaction and
Filling Measures to
Be
Adopted
28 The Company's Share Mgmt For For For
Price Fluctuation
Does Not Meet
Relevant Standards As
Specified by Article
5 of the Notice on
Regulating
Information
Disclosure of Listed
Companies and Conduct
of Relevant
Parties
29 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding The
Transaction
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Universal Scientific Industrial (Shanghai) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601231 CINS Y92776106 04/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2019 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2019 Related Party Mgmt For For For
Transactions
7 2020 Related Party Mgmt For For For
Transactions
8 Wealth Management Mgmt For For For
Using Idle
Funds
9 Approval of Line of Mgmt For Against Against
Credit
10 Approval of Mgmt For For For
Subscription to
Financial
Derivatives
11 Capital Increase to a Mgmt For For For
Wholly-owned
Subsidiary
12 Appointment of Auditor Mgmt For For For
13 Appointment of Mgmt For For For
Internal Control
Auditor
14 Directors' Fees Mgmt For For For
15 Supervisors' Fees Mgmt For For For
16 Amendments to Articles Mgmt For For For
17 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholder
Meetings
18 Elect CHEN Changyi Mgmt For For For
19 Elect Rutherford CHANG Mgmt For For For
20 Elect Neng Chao Chang Mgmt For For For
21 Elect WEI Zhenyan Mgmt For For For
22 Elect CHEN Tianci Mgmt For For For
23 Elect WANG Ducun Mgmt For For For
24 Elect TANG Yunwei Mgmt For For For
25 Elect CHU Yiyun Mgmt For For For
26 Elect ZHONG Yihua Mgmt For For For
27 Elect SHI Mengguo Mgmt For Against Against
28 Elect Andrew Robert Mgmt For Against Against
Tang
________________________________________________________________________________
UPL Limited
Ticker Security ID: Meeting Date Meeting Status
UPL CINS Y9305P100 08/28/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jaidev Rajnikant Mgmt For For For
Shroff
4 Authority to Set Cost Mgmt For For For
Auditors
Fees
5 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
6 Elect Pradeep Mgmt For For For
Vedprakash
Goyal
7 Elect Reena Mgmt For For For
Ramachandran
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CINS P9661Q155 04/30/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Articles;
Consolidation of
Articles
3 Merger Agreement Mgmt For For For
Ferrous Resources do
Brasil S.A.
("Ferrous") and
Mineracao Jacuipe
S.A.
("Jacuipe")
4 Ratification of Mgmt For For For
Appointment of
Appraiser for Ferrous
and
Jacuipe
5 Valuation Report of Mgmt For For For
Ferrous and
Jacuipe
6 Merger by Absorption Mgmt For For For
(Ferrous and
Jacuipe)
7 Merger Agreement (MSG, Mgmt For For For
MSE, Retiro Novo and
Guariba)
8 Ratification of Mgmt For For For
Appointment of
Appraiser for MSG,
MSE, Retiro Novo and
Guariba
9 Valuation Report of Mgmt For For For
MSG, MSE, Retiro Novo
and
Guariba
10 Merger by Absorption Mgmt For For For
(MSG, MSE, Retiro
Novo and
Guariba)
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CINS P9661Q155 04/30/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Request Cumulative Mgmt N/A Abstain N/A
Voting
5 Election of Directors Mgmt For For For
6 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
9 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose
Mauricio Pereira
Coelho
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fernando
Jorge Buso
Gomes
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Oscar
Augusto Camargo
Filho
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Luciano
Duarte
Penido
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo de
Oliveira Rodrigues
Filho
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcel
Juviniano
Barros
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Toshiya
Asahi
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Roger Allan
Downey
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Murilo Cesar
Lemos dos Santos
Passos
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Isabella
Saboya de
Albuquerque
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sandra Maria
Guerra de
Azevedo
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcelo
Gasparino da
Silva
21 Request Separate Mgmt N/A Against N/A
Election for Board
Member/s
22 Election of Mgmt For For For
Supervisory
Council
23 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
24 Remuneration policy Mgmt For For For
________________________________________________________________________________
Vanguard International Semiconductor Corp.
Ticker Security ID: Meeting Date Meeting Status
5347 CINS Y9353N106 06/12/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural
Rules-Acquisition and
Disposal of
Asset
5 Amendments to Mgmt For For For
Procedural
Rules-Capital
Loans
________________________________________________________________________________
Vedanta Limited
Ticker Security ID: Meeting Date Meeting Status
VEDL CINS Y9364D105 06/24/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Voluntary Delisting Mgmt For For For
________________________________________________________________________________
Vedanta Limited
Ticker Security ID: Meeting Date Meeting Status
VEDL CINS Y9364D105 07/11/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends -
Equity
Shares
4 Allocation of Mgmt For For For
Profits/Dividends -
Preference
Shares
5 Elect Priya Agarwal Mgmt For For For
6 Elect and Appoint Mgmt For For For
Srinivasan
Venkatakrishnan
(CEO); Approve
Remuneration
7 Elect Tarun Jain Mgmt For For For
8 Approve Payment of Mgmt For For For
Remuneration to Tarun
Jain (Non-executive
director)
9 Elect Mahendra Kumar Mgmt For For For
Sharma
10 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
________________________________________________________________________________
Vedanta Limited
Ticker Security ID: Meeting Date Meeting Status
VEDL CINS Y9364D105 12/06/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuation of Office Mgmt For For For
of Krishnamurthi
Venkataramanan as a
Non-Executive
Independent
Director
3 Elect Krishnamurthi Mgmt For For For
Venkataramanan
________________________________________________________________________________
Venustech Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 2019 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Wealth Management Mgmt For For For
Using Idle
Funds
10 Amendments to Articles Mgmt For For For
11 Elect ZHANG Hongliang Mgmt For For For
________________________________________________________________________________
Venustech Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of The Purpose Mgmt For For For
Of Some Raised
Funds
2 Investment And Wealth Mgmt For For For
Management With Some
Temporarily Idle
Raised
Funds
________________________________________________________________________________
Visionox Technology Inc
Ticker Security ID: Meeting Date Meeting Status
002387 CINS Y0916V107 01/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Counter
Guarantees
________________________________________________________________________________
Visionox Technology Inc
Ticker Security ID: Meeting Date Meeting Status
002387 CINS Y0916V107 03/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Counter
Guarantees
________________________________________________________________________________
Visionox Technology Inc
Ticker Security ID: Meeting Date Meeting Status
002387 CINS Y0916V107 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
7 Reappointment Of Audit Mgmt For For For
Firm
8 2020 Estimated Mgmt For Against Against
Additional Guarantee
Quota For Controlled
Subsidiaries
9 Connected Transactions Mgmt For Against Against
Regarding Deposits
And Settlement With A
Bank
10 Adjustment Of Some Mgmt For For For
Projects Financed
With Raised
Funds
11 Elect CHENG Tao Mgmt For For For
12 Elect DAI Junchao Mgmt For For For
13 Elect ZHANG Deqiang Mgmt For For For
14 Elect YAN Ruoyuan Mgmt For For For
15 Elect LIU Xiangwei Mgmt For For For
16 Elect REN Hua Mgmt For For For
17 Elect ZHANG Deqiang Mgmt For For For
18 Elect XIA Lijun Mgmt For For For
19 Elect MA Xiao Mgmt For For For
20 Elect YANG Yang Mgmt For Against Against
21 Elect HU Xuewen Mgmt For Against Against
________________________________________________________________________________
Visionox Technology Inc
Ticker Security ID: Meeting Date Meeting Status
002387 CINS Y0916V107 06/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For Against Against
Eligibility for
Non-public A-share
Offering
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuing Method Mgmt For Against Against
4 Issuing Targets and Mgmt For Against Against
Subscription
Methods
5 Issuing Volume Mgmt For Against Against
6 Pricing Base Date, Mgmt For Against Against
Issue Price and
Pricing
Principles
7 Lock-up Period Mgmt For Against Against
8 Distribution for Mgmt For Against Against
Accumulated
Undistributed Profits
Before the Non-public
Offering
9 Listing Place Mgmt For Against Against
10 The Valid Period of Mgmt For Against Against
the
Resolution
11 Purpose of the Raised Mgmt For Against Against
Funds
12 Preplan For Non-Public Mgmt For Against Against
Share
Offering
13 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from 2020 Non-public
Share
Offering
14 Report On The Use Of Mgmt For For For
Previously Raised
Funds
15 Diluted Immediate Mgmt For Against Against
Return After The
Non-Public Offering
And Filling
Measures
16 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
17 Full Authorization to Mgmt For Against Against
the Board of
Directors to Handle
Matters Regarding the
Non-public Share
Offering
________________________________________________________________________________
Visionox Technology Inc
Ticker Security ID: Meeting Date Meeting Status
002387 CINS Y0916V107 06/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Proposal to Provide Mgmt For Against Against
Guarantees for the
Controlled Subsidiary
in Respect of Its
Application to
Related Parties for
Loans
2 Proposal to Provide Mgmt For Against Against
Guarantees for the
Wholly Owned
Subsidiary in Respect
of Its Application to
Banks for General
Credit
________________________________________________________________________________
Visionox Technology Inc
Ticker Security ID: Meeting Date Meeting Status
002387 CINS Y0916V107 12/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Leasing Mgmt For For For
Guarantee For A
Controlled
Subsidiary
________________________________________________________________________________
Visionox Technology Inc
Ticker Security ID: Meeting Date Meeting Status
002387 CINS Y0916V107 12/24/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Disposal Mgmt For For For
________________________________________________________________________________
Visual China Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000681 CINS Y75408107 03/19/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Estimated Mgmt For For For
External Guarantee
Quota Of The
Company
2 Expansion of the Mgmt For For For
Company's Business
Scope
3 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Vodacom Group Limited
Ticker Security ID: Meeting Date Meeting Status
VOD CINS S9453B108 07/23/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Phuti Mgmt For For For
Mahanyele-Dabengwa
3 Elect Sunil Sood Mgmt For For For
4 Elect Thomas Reisten Mgmt For For For
5 Re-Elect Phillip Mgmt For For For
(Jabu) J.
Moleketi
6 Re-Elect John W.L. Otty Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Approve Remuneration Mgmt For For For
Policy
9 Approve Remuneration Mgmt For For For
Implementation
Report
10 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(David H.
Brown)
11 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Sakumzi (Saki) J.
Macozoma)
12 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Bafeleang P.
Mabelane)
13 Authority to Mgmt For For For
Repurchase
Shares
14 Increase NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Vodafone Idea Ltd.
Ticker Security ID: Meeting Date Meeting Status
IDEA CINS Y3857E100 08/27/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Himanshu Kapania Mgmt For For For
4 Elect Ravinder Takkar Mgmt For For For
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect Arun K. Mgmt For Against Against
Thiagarajan
7 Elect Krishnan Mgmt For For For
Ramachandran
8 Elect Suresh Vaswani Mgmt For For For
9 Related Party Mgmt For For For
Transactions (Indus
Towers
Limited)
10 Related Party Mgmt For For For
Transactions (Bharti
Infratel
Limited)
11 Increase in Authorized Mgmt For For For
Capital
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wal-Mart de Mexico, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
WALMEX CINS P98180188 03/24/2020 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Audit Mgmt For Against Against
and Corporate
Governance
Committee
2 Report of the CEO Mgmt For Against Against
3 Report of the Board on Mgmt For Against Against
CEO's
Report
4 Report of the Board of Mgmt For Against Against
Directors
5 Report on Tax Mgmt For Against Against
Compliance
6 Consolidated Financial Mgmt For Against Against
Statements
7 Allocation of Mgmt For For For
Profits/Dividends
8 Report on Employees' Mgmt For For For
Share
Plan
9 Authority to Mgmt For For For
Repurchase
Shares
10 Elect Enrique Ostale Mgmt For For For
Cambiaso
11 Elect Richard Mayfield Mgmt For For For
12 Elect Christopher Mgmt For For For
Nicholas
13 Elect Guilherme Mgmt For For For
Loureiro
14 Elect Lori Flees Mgmt For For For
15 Elect Kirsten Evans Mgmt For For For
16 Elect Adolfo Cerezo Mgmt For For For
17 Elect Blanca Trevino Mgmt For For For
de
Vega
18 Elect Roberto Newell Mgmt For For For
Garcia
19 Elect Ernesto Cervera Mgmt For For For
Gomez
20 Elect Eric Mgmt For For For
Perez-Grovas
Arechiga
21 Elect Adolfo Cerezo as Mgmt For For For
Audit and Corporate
Governance
Committee's
Chair
22 Ratification of Board Mgmt For Against Against
and Officers
Acts
23 Discharge from Mgmt For Against Against
Liability for Board
Directors and
Officers
24 Board Chair's Fees Mgmt For For For
25 Directors' Fees Mgmt For For For
26 Audit and Corporate Mgmt For For For
Governance Committee
Chair
Fees
27 Audit and Corporate Mgmt For For For
Governance Committee
Member
Fees
28 Election of Meeting Mgmt For For For
Delegates
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wal-Mart de Mexico, S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
WALMEX CINS P98180188 06/26/2020 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Board's Report Mgmt For Against Against
on
Mergers
2 Approve Balance Sheet Mgmt For Against Against
3 Merger by Absorption Mgmt For Against Against
(Holding de
Restaurantes y
Servicios, S. de R.L.
de
C.V.)
4 Merger by Absorption Mgmt For Against Against
(Tiendas Wal-Mart, S.
de R.L. de
C.V.)
5 Minutes; Election of Mgmt For For For
Meeting
Delegates
________________________________________________________________________________
Walsin Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
2492 CINS Y9494B102 06/15/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
4 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Walvax Biotechnology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300142 CINS Y9486E106 02/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Purpose of Mgmt For For For
Raised
Funds
________________________________________________________________________________
Walvax Biotechnology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300142 CINS Y9486E106 04/13/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Audited Financial Mgmt For For For
Report
4 2019 Annual Accounts Mgmt For For For
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2020 Appointment of Mgmt For For For
Auditor
________________________________________________________________________________
Walvax Biotechnology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300142 CINS Y9486E106 05/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Walvax Biotechnology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300142 CINS Y9486E106 08/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Yunchun Mgmt For For For
2 Elect JIANG Runsheng Mgmt For For For
3 Elect HUANG Zhen Mgmt For For For
4 Elect XU Wansheng Mgmt For For For
5 Elect ZHANG Jiansheng Mgmt For For For
6 Elect DONG Ying Mgmt For For For
7 Elect NA Chaohong Mgmt For For For
8 Elect HUANG Weimin Mgmt For For For
9 Elect ZHONG Bin Mgmt For For For
10 Elect WEI Aixue as Mgmt For For For
Non-employee
Supervisor
11 Permanently Mgmt For For For
Supplementing Working
Capital with Some
Idle Raised Funds and
The Interest of
Deposit of Raised
Funds from
IPO
12 Equity Transfer Mgmt For For For
Agreement Of A
Company To Be
Signed
________________________________________________________________________________
Wan Xiang Qianchao Shares Ltd.
Ticker Security ID: Meeting Date Meeting Status
000559 CINS Y9505H106 02/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method Mgmt For For For
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Issue Price and Mgmt For For For
Pricing
Principles
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Purpose of the Raised Mgmt For For For
Funds
9 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
10 Listing Place Mgmt For For For
11 Valid Period of the Mgmt For For For
Resolution
12 Preplan for Non-public Mgmt For For For
A-share
Offering
13 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
be
Raised from the
Non-public A-share
Offering
14 Conditional Share Mgmt For For For
Subscription
Agreement to be
Signed
with Subscribers
15 Exemption of the Mgmt For For For
Obligator from the
Tender Offer
Obligation to
Increase Shareholding
in the
Company
16 Connected Transactions Mgmt For For For
Involved in the
Non-public Share
Offering
17 No Need To Prepare A Mgmt For For For
Report On Use Of
Previously Raised
Funds
18 Risk Warning on Mgmt For For For
Diluted Immediate
Return After the 2020
Non-public Share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
19 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the Non-public Share
Offering
20 Shareholder Return Mgmt For For For
Plan for the Next
Three Years
from
2020 to 2022
21 Change of Business Mgmt For For For
Scope and Amendments
to
Articles
22 Elect GUAN Dayuan Mgmt For For For
23 Elect NI Pin Mgmt For For For
24 Elect JIANG Xinguo Mgmt For For For
25 Elect XU Xiaojian Mgmt For For For
26 Elect SHEN Zhijun Mgmt For For For
27 Elect WEI Junyong Mgmt For For For
28 Elect FU Liqun Mgmt For For For
29 Elect WU Chongguo Mgmt For For For
30 Elect PAN Bin Mgmt For For For
31 Elect FU Zhifang Mgmt For Against Against
32 Elect GAO Qi Mgmt For Against Against
33 Elect WANG Guoxing Mgmt For Against Against
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wan Xiang Qianchao Shares Ltd.
Ticker Security ID: Meeting Date Meeting Status
000559 CINS Y9505H106 05/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Annual Report And Mgmt For For For
Its
Summary
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny0.6000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 Implementing Results Mgmt For For For
of 2019 Connected
Transactions and
Estimation of 2020
Continuing Connected
Transactions
7 The Financial Service Mgmt For For For
Framework Agreement
To Be Signed With A
Company
8 Reappointment Of Mgmt For For For
Financial And
Internal Control
Audit
Firm
9 Application For Credit Mgmt For For For
Line To
Banks
10 Provision Of Guarantee Mgmt For For For
For The Bank
Comprehensive Credit
Line Of
Subsidiaries
11 Provision of Guarantee Mgmt For For For
for the Comprehensive
Credit Line Applied
for to a Company by
Some
Subsidiaries
12 Issuance Of Super And Mgmt For For For
Short-Term Commercial
Papers
________________________________________________________________________________
Wanda Film Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002739 CINS Y94885103 03/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Issuance Of Debt Mgmt For For For
Financing
Instruments
2 2020 Provision Of Mgmt For For For
Guarantee Quota For
Subsidiaries
________________________________________________________________________________
Wanda Film Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002739 CINS Y94885103 05/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
8 2019 Internal Control Mgmt For For For
Evaluation
Report
9 2020 Continuing Mgmt For For For
Connected
Transactions
10 Provision For Assets Mgmt For For For
Impairment
11 Fulfillment of 2019 Mgmt For For For
Performance
Compensation for the
Assets Purchase Via
Share Offering and
Performance
Compensation Plan and
Repurchase and
Cancellation of
Compensation
Shares
12 Amendments To The Mgmt For For For
Raised Funds
Management
System
13 The Companys Mgmt For For For
Eligibility for
Non-public Share
Offering
14 Plan for Non-public Mgmt For For For
Share Offering:Stock
Type and Par
Value
15 Plan For Non-Public Mgmt For For For
Share Offering:
Issuing Method And
Date
16 Plan For Non-Public Mgmt For For For
Share Offering:
Issuing Targets And
Subscription
Method
17 Plan for Non-public Mgmt For For For
Share Offering: Issue
Price, Pricing
Principles and
Pricing Base
Date
18 Plan For Non-Public Mgmt For For For
Share Offering:
Issuing
Volume
19 Plan For Non-Public Mgmt For For For
Share Offering:
Amount And Purpose Of
The Raised
Funds
20 Plan For Non-Public Mgmt For For For
Share Offering:
Lockup
Period
21 Plan For Non-Public Mgmt For For For
Share Offering:
Listing
Place
22 Plan for Non-public Mgmt For For For
Share Offering:
Accumulated Retained
Profits Before the
Issuance
23 Plan For Non-Public Mgmt For For For
Share Offering: The
Valid Period Of The
Resolution On The
Share
Offering
24 Preplan For Non-Public Mgmt For For For
Share
Offering
25 Feasibility Study Mgmt For For For
Report On The Use Of
Funds To Be Raised
From The Non-Public
Share
Offering
26 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
27 Diluted Immediate Mgmt For For For
Return After the
Non-public Share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
28 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
29 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Non-public Share
Offering
30 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Wanda Film Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002739 CINS Y94885103 12/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Adjustment of the Mgmt For For For
Incentive Targets
First Granted the
Equities and the
Amount of Stock
Options and
Repurchase and
Cancellation of Some
Restricted Stocks
Under 2017 Stock
Option and Restricted
Stock Incentive
Plan
7 Repurchase and Mgmt For For For
Cancellation of the
Stock Options or
Restricted Stocks
Which Were First
Granted and Which
Fail to Satisfy the
Exercise or Unlocking
Conditions During the
Second Period for
Option Exercise or
Unlocking
8 Repurchase and Mgmt For For For
Cancellation of the
Stock Options or
Restricted Stocks
Which Were Reserved
and Which Fail to
Satisfy the Exercise
or Unlocking
Conditions During the
Second Period for
Option Exercise or
Unlocking
9 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
10 2019 Provision For Mgmt For For For
Assets Impairment And
Write-Off Of
Assets
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 06/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Basis and Scope of Mgmt For For For
the Incentive
Participants
2 Source, Quantity and Mgmt For For For
Allocation of the
Stocks Under the
Stock Option and
Restricted Stock
Incentive
Plan
3 Exercise Price or Mgmt For For For
Grant Price of Stock
Options and
Restricted Stocks and
Their Determination
Methods
4 Valid Period, Grant Mgmt For For For
Date, Waiting Period
or Lock-up Period,
Vesting Date or
Unlocking Arrangement
and Non-tradable
Period of Stock
Options and
Restricted Stock
Incentive
Plan
5 Conditions for Mgmt For For For
Granting and
Exercising Stock
Options, and
Conditions for
Granting and
Unlocking the
Restricted
Stocks
6 Method and Procedure Mgmt For For For
for Adjusting the
Stock Option and
Restricted Stock
Incentive
Plan
7 Accounting Treatment Mgmt For For For
of Stock Options and
Restricted
Stocks
8 Procedures for the Mgmt For For For
Implementation of the
Equity Incentive
Plan
9 Respective Rights and Mgmt For For For
Obligations of the
Company and Incentive
Participants
10 Dealing with Changes Mgmt For For For
in the Company and
Incentive
Participants
11 Appraisal Management Mgmt For For For
Measures for 2020
Stock Option and
Restricted Stock
Incentive
Plan
12 Authorization to the Mgmt For For For
Board of Directors to
Handle Matters
Regarding Equity
Incentives
13 Adjustment Of The Use Mgmt For For For
Of Idle Proprietary
Funds To Purchase
Wealth Management
Products
14 Elect LIU Chengyan Mgmt For For For
15 Elect HONG Ke Mgmt For For For
16 Elect YAN Yongchun Mgmt For For For
17 Elect ZHOU Liping Mgmt For For For
18 Elect HUANG Siying Mgmt For For For
19 Elect FENG Jinfeng Mgmt For For For
20 Elect LU Jiaxing Mgmt For For For
21 Elect ZHANG Haiyan Mgmt For Against Against
22 Elect YAO Baojing Mgmt For For For
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 11/07/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase Restricted
Shares
2 Authority to Mgmt For For For
Repurchase Restricted
Shares
3 Authority to Mgmt For For For
Repurchase Restricted
Shares
4 Amendments to Articles Mgmt For For For
5 Change of Auditor Firm Mgmt For For For
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 12/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Additional Mgmt For For For
Estimation of Related
Party
Transactions
________________________________________________________________________________
Wanhua Chemical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600309 CINS Y9520G109 04/27/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Accounts Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Implementing Results Mgmt For For For
of 2019 Investment
Plan and 2020
Investment
Report
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Work Report Of Mgmt For For For
The Board Of
Directors
6 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
7 2019 Work Report Of Mgmt For For For
Independent
Directors
8 Authority to Set Mgmt For For For
Auditor
Fees
9 Appointment of Auditor Mgmt For For For
10 Related Party Mgmt For For For
Transactions
11 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiaries
12 Authority to Give Mgmt For Against Against
Guarantees for Joint
Ventures
13 Amendments to Articles Mgmt For For For
14 Authority to Issue Mgmt For For For
Short-term Commercial
Papers
15 Elect SUN Xiao as Mgmt For For For
External
Supervisor
16 Elect LIU Zhijun a Mgmt For Against Against
Supervisor
17 Elect CHEN Dianxin Mgmt For For For
18 Elect RONG Feng Mgmt For For For
19 Elect KOU Guangwu Mgmt For For For
20 Elect QI Guishan Mgmt For For For
21 Elect ZHANG Wanbin Mgmt For For For
22 Elect HUA Weiqi Mgmt For For For
23 Elect ZHANG Xiaorong Mgmt For For For
24 Elect GUO Xingtian Mgmt For For For
25 Elect BAO Yongjian Mgmt For For For
26 Elect LIAO Zengtai Mgmt For For For
27 Elect LI Zhongxiang Mgmt For For For
________________________________________________________________________________
Want Want China Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0151 CINS G9431R103 08/20/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Final Dividend Mgmt For For For
5 Final Special Dividend Mgmt For For For
6 Elect TSAI Shao-Chung Mgmt For For For
7 Elect HUANG Yung-Sung Mgmt For For For
8 Elect CHU Chi-Wen Mgmt For For For
9 Elect TSAI Ming-Hui Mgmt For For For
10 Elect LAI Hong Yee Mgmt For For For
11 Elect CHENG Wen-Hsien Mgmt For For For
12 Elect PEI Kerwei Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
Fees
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
WEG SA
Ticker Security ID: Meeting Date Meeting Status
WEGE3 cins P9832B129 04/28/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Consolidation of Mgmt For For For
Articles
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
WEG SA
Ticker Security ID: Meeting Date Meeting Status
WEGE3 cins P9832B129 04/28/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
4 Ratify Dan Ioschpe's Mgmt For For For
Independence
Status
5 Ratify Miguel Normando Mgmt For For For
Abdalla Saad's
Independence
Status
6 Request Separate Mgmt N/A Against N/A
Election for Board
Members
7 Request Cumulative Mgmt N/A Abstain N/A
Voting
8 Election of Directors Mgmt For For For
9 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Dan
Ioschpe
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Decio da
Silva
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Martin
Werninghaus
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Miguel
Normando Abdalla
Saad
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Nildemar
Secches
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sergio Luiz
Silva
Schwartz
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Siefried
Kreutzfeld
19 Remuneration policy Mgmt For For For
20 Election of Mgmt For Abstain Against
Supervisory
Council
21 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
22 Elect Adelino Dias Mgmt N/A For N/A
Pinho to the
Supervisory Council
Presented by Minority
Shareholders
23 Supervisory Council Mgmt For For For
Fees
24 Publication of Company Mgmt For For For
Notices
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Weibo Corporation
Ticker Security ID: Meeting Date Meeting Status
WB CUSIP 948596101 11/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel Yong ZHANG Mgmt For For For
2 Elect Pehong Chen Mgmt For For For
________________________________________________________________________________
Weichai Power Co
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A117 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Final Financial Report Mgmt For For For
7 Financial Budget Report Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Allocation of Interim Mgmt For For For
Dividends
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Appointment of Mgmt For For For
Internal Control
Auditor
12 Amendments to Articles Mgmt For Against Against
of
Association
13 Amendments to Mgmt For Against Against
Procedural Rules for
General
Meetings
14 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
15 Elect ZHANG Liangfu Mgmt For For For
16 Elect JIANG Yan Mgmt For For For
17 Elect YU Zhuoping Mgmt For For For
18 Elect ZHAO Huifang Mgmt For For For
________________________________________________________________________________
Weichai Power Co
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A109 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Final Financial Report Mgmt For For For
7 Financial Budget Report Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Allocation of Interim Mgmt For For For
Dividends
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Appointment of Mgmt For For For
Internal Control
Auditor
12 Amendments to Articles Mgmt For Against Against
of
Association
13 Amendments to Mgmt For Against Against
Procedural Rules for
General
Meetings
14 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
15 Elect ZHANG Liangfu Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Elect JIANG Yan Mgmt For For For
18 Elect YU Zhuoping Mgmt For For For
19 Elect ZHAO Huifang Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Weichai Power Co
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A109 09/24/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Supplemental Agreement Mgmt For For For
to Weichai Holdings
General Services
Agreement and
Chongqing Weichai
General Services
Agreement
3 Supplemental Agreement Mgmt For For For
to Weichai Purchase
and Processing
Services
Agreement
4 Supplemental Agreement Mgmt For For For
to Shaanxi Zhongqi
Purchase
Agreement
5 Supplemental Agreement Mgmt For For For
to Shaanxi Zhongqi
Sale
Agreement
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Weichai Power Co
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A117 09/24/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Supplemental Agreement Mgmt For For For
to Weichai Holdings
General Services
Agreement and
Chongqing Weichai
General Services
Agreement
3 Supplemental Agreement Mgmt For For For
to Weichai Purchase
and Processing
Services
Agreement
4 Supplemental Agreement Mgmt For For For
to Shaanxi Zhongqi
Purchase
Agreement
5 Supplemental Agreement Mgmt For For For
to Shaanxi Zhongqi
Sale
Agreement
________________________________________________________________________________
Weifu High-Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000581 CINS Y95338110 05/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Appointment Of Mgmt For For For
Financial Audit
Firm
7 Appointment Of 2020 Mgmt For For For
Internal Control
Audit
Firm
8 2020 Estimated Total Mgmt For For For
Amount Of Continuing
Connected
Transactions
9 Amendments to the Mgmt For For For
Rules of Procedure
Governing
Shareholders General
Meetings
10 Amendments to the Mgmt For For For
Online Voting System
at Shareholders
General
Meetings
11 Elect CHEN Ran Mgmt For Against Against
________________________________________________________________________________
Weifu High-Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000581 CINS Y95338110 06/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XU Yunfeng as Mgmt For For For
Director
________________________________________________________________________________
Weifu High-Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000581 CINS Y95338110 10/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger and Absorption Mgmt For For For
of a Wholly-owned
Subsidiary
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Weihai Guangwei Composites Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300699 CINS Y953AT108 04/24/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 Continuing Connected Mgmt For For For
Transaction
Agreements To Be
Signed
7 Application for Mgmt For For For
Comprehensive Credit
Line to Banks and
Other Financial
Institutions and Bank
Loans by the Company
and Its Subsidiaries
and Relevant
Guarantee
8 2020 Reappointment Of Mgmt For For For
Audit
Firm
________________________________________________________________________________
Wens Foodstuffs Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 03/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments To The Mgmt For Against Against
External Donation
Management
Measures
2 External Donation Mgmt For For For
3 Charitable Donation To Mgmt For For For
A
Foundation
4 Charitable Donation to Mgmt For For For
a
Foundation
5 Confirmation Of Mgmt For For For
Previous Entrusted
Wealth
Management
6 Cash Management with Mgmt For For For
Temporarily Idle
Surplus Raised
Funds
________________________________________________________________________________
Wens Foodstuffs Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 Internal Control Mgmt For For For
Self-Evaluation
Report
6 Special Report on the Mgmt For For For
Use of Previously
Raised
Funds
7 2019 Profit Mgmt For For For
Distribution
Plan
8 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
9 Provision of Guarantee Mgmt For For For
for Payment for Raw
Materials Purchased
by Controlled
Companies
10 Determination Of Mgmt For For For
Remuneration Or
Allowance For
Directors And
Supervisors
11 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
12 Reappointment Of Audit Mgmt For For For
Firm
________________________________________________________________________________
Wens Foodstuffs Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 07/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wens Foodstuffs Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 08/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Auditor 2019 Mgmt For For For
2 Amendments to Mgmt For For For
Performance Standards
of Employee Stock
Option
Plan
3 Elect YIN Yulong as Mgmt For For For
Independent
Director
________________________________________________________________________________
Wens Foodstuffs Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 09/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Interim Profit Mgmt For For For
Distribution
Plan
2 Donation To A Charity Mgmt For For For
Foundation
3 Donation To A Basic Mgmt For For For
And Applied Basic
Research Fund
Committee
________________________________________________________________________________
Wens Foodstuffs Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 11/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment Of The Plan Mgmt For For For
For Issuance Of
Commercial
Papers
2 2019 Estimated Mgmt For For For
Additional Continuing
Connected
Transactions
Quota
3 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stock
Under the First Phase
Restricted Stocks
Plan
4 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 04/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Scale of Investment Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Related Party Mgmt For For For
Transactions
8 Related Party Mgmt For For For
Transactions
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
11 Related Party Mgmt For For For
Transactions
12 Related Party Mgmt For For For
Transactions
13 Related Party Mgmt For For For
Transactions
14 Related Party Mgmt For For For
Transactions
15 Related Party Mgmt For For For
Transactions
16 Related Party Mgmt For For For
Transactions
17 Related Party Mgmt For For For
Transactions
18 Related Party Mgmt For For For
Transactions
19 Related Party Mgmt For For For
Transactions
20 Related Party Mgmt For For For
Transactions
21 Related Party Mgmt For For For
Transactions
22 Related Party Mgmt For For For
Transactions
23 Related Party Mgmt For For For
Transactions
24 Related Party Mgmt For For For
Transactions
25 Related Party Mgmt For For For
Transactions
26 Related Party Mgmt For For For
Transactions
27 Related Party Mgmt For For For
Transactions
28 Related Party Mgmt For For For
Transactions
29 Appointment of Auditor Mgmt For For For
30 Eligibility of Mgmt For Against Against
Non-public Offering
of A
Shares
31 Size and Par Value Mgmt For Against Against
32 Issue Method and Time Mgmt For Against Against
33 Pricing and Pricing Mgmt For Against Against
Policy
34 Subscriber and Mgmt For Against Against
Subscription
Method
35 Issue Size Mgmt For Against Against
36 Lock-up Period Mgmt For Against Against
37 Use of Proceeds Mgmt For Against Against
38 Arrangement of Mgmt For Against Against
Accumulated
Profits
39 Listing Place Mgmt For Against Against
40 Valid Period Mgmt For Against Against
41 Preplan for Non-public Mgmt For Against Against
Offering of A
Shares
42 Related Party Mgmt For Against Against
Transactions
Associate with
Non-public Offering
of A
Shares
43 Feasibility Analysis Mgmt For Against Against
Report on the
Non-public Offering
of A
Shares
44 Report On The Use Of Mgmt For For For
Previously Raised
Funds
45 Waiver of Tender Offer Mgmt For Against Against
for the Non-public
Offering of A
Shares
46 Shareholder Return Mgmt For For For
Plan
(2020-2022)
47 Remedial Measures on Mgmt For For For
Diluted Immediate
Returns
48 Ratification of Board Mgmt For Against Against
Acts
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 07/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision for Assets Mgmt For For For
Impairment
2 Amendments to Mgmt For For For
Implementing Rules
for Online Voting at
Shareholders General
Meeting
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 08/13/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 11/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHOU Dongsheng Mgmt For For For
2 Provision For Assets Mgmt For For For
Impairment For The
3Rd Quarter Of
2019
________________________________________________________________________________
Westone Information Industry Inc
Ticker Security ID: Meeting Date Meeting Status
002268 CINS Y95366103 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny0.1900000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
________________________________________________________________________________
Westone Information Industry Inc
Ticker Security ID: Meeting Date Meeting Status
002268 CINS Y95366103 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder
Meetings
________________________________________________________________________________
Westports Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
WPRTS CINS Y95440106 05/05/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect Gnanalingam a/l Mgmt For For For
Gunanath
Lingam
3 Elect Ibrahim Kamil Mgmt For For For
bin Ahmad
Kamil
4 Elect CHEE Chan Soo Mgmt For For For
5 Elect Shanthi Kandiah Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Westports Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
WPRTS CINS Y95440106 05/05/2020 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purchase of Land Mgmt For For For
________________________________________________________________________________
Will Semiconductor Co. Ltd Shanghai
Ticker Security ID: Meeting Date Meeting Status
603501 CINS Y9584K103 06/11/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Reappointment Of 2020 Mgmt For For For
Financial And
Internal Control
Audit
Firm
7 2019 Connected Mgmt For For For
Transactions and 2020
Estimated Continuing
Connected
Transactions
8 2020 Bank Mgmt For For For
Comprehensive Credit
Line and
Authorization to the
Chairman of the Board
to Sign Relevant Bank
Loans
Contracts
9 2020 Provision Of Mgmt For For For
Guarantee Quota For
Controlled
Subsidiaries
10 2019 Remuneration for Mgmt For For For
Directors,
Supervisors and
Senior Management and
2020 Remuneration
Plan
11 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
12 Amendments to the Mgmt For For For
Company's Articles of
Association
13 Amendments To The Mgmt For Against Against
Rules Of Procedure
Governing The Board
Meetings
14 Amendments to the Mgmt For Against Against
Rules of Procedure
Governing Meetings of
the Supervisory
Committee
15 Amendments to the Mgmt For Against Against
Company's Rules of
Procedure Governing
Shareholders General
Meetings
16 Elect YANG Hongli Mgmt For For For
17 Elect LV Dalong Mgmt For For For
18 Elect LIU Yue Mgmt For For For
19 Elect ZHOU Shuchang Mgmt For Against Against
________________________________________________________________________________
Will Semiconductor Co. Ltd Shanghai
Ticker Security ID: Meeting Date Meeting Status
603501 CINS Y9584K103 12/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of the
Locked Restricted
Stocks Granted to
Plan
Participants
2 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
3 Settlement of Projects Mgmt For For For
Finance with Raised
Funds from IPO and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
________________________________________________________________________________
Win Semiconductors Corp.
Ticker Security ID: Meeting Date Meeting Status
3105 CINS Y9588T126 06/12/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Non-compete Mgmt For For For
Restriction for
Directors
________________________________________________________________________________
Winbond Electronics Corp.
Ticker Security ID: Meeting Date Meeting Status
2344 CINS Y95873108 06/12/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules for
Endorsements and
Guarantees
4 Elect Arthur CHIAO Mgmt For For For
Yu-Chun
5 Elect Representative Mgmt For Against Against
of Chin-Hsin
Investment Co.,
Ltd.
6 Elect Jamie LIN Mgmt For For For
Chih-Chen
7 Elect Teresa MA Mgmt For For For
Wei-Hsin
8 Elect PAN Ssu-Ju Mgmt For For For
9 Elect CHAN Tung-I Mgmt For For For
10 Elect CHIN Jung Mgmt For For For
11 Elect Allen HSU Shan-Ke Mgmt For For For
12 Elect Stephen TSO Mgmt For For For
Ta-Chuan
13 Elect Francis TSAI Mgmt For For For
Feng-Ssu
14 Elect Jerry HSU Mgmt For Against Against
Chieh-Li
15 Release of Non-compete Mgmt For For For
Restrictions
16 Release of Non-compete Mgmt For For For
Restrictions for
CHIAO
Yu-Chun
17 Release of Non-compete Mgmt For For For
Restrictions for
Representative of
Chin-Hsin Investment
Co.,
Ltd.
18 Release of Non-compete Mgmt For For For
Restrictions for
Jamie LIN
Chih-Chen
19 Release of Non-compete Mgmt For For For
Restrictions for
Teresa MA
Wei-Hsin
20 Release of Non-compete Mgmt For For For
Restrictions for PAN
Ssu-Ju
21 Release of Non-compete Mgmt For For For
Restrictions for CHAN
Tung-I
22 Release of Non-compete Mgmt For For For
Restrictions for CHIN
Jung
23 Release of Non-compete Mgmt For For For
Restrictions for
Allen HSU
Shan-Ke
24 Release of Non-compete Mgmt For For For
Restrictions for
Francis TSAI Feng-Ssu
25 Release of Non-compete Mgmt For For For
Restrictions for
Jerry HSU
Chieh-Li
________________________________________________________________________________
Wingtech Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600745 CINS Y3745E106 03/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Loans Occupation Fee Mgmt For For For
Of A Company From
Another
Company
2 Elect GAO Yan Mgmt For For For
3 Elect LIU Hailan Mgmt For Against Against
________________________________________________________________________________
Wingtech Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600745 CINS Y3745E106 05/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For Against Against
Purchase
2 Plan for Assets Mgmt For Against Against
Purchase via Share
Offering and Cash
Payment
3 Plan for Assets Mgmt For Against Against
Purchase via Share
Offering and Cash
Payment: Transaction
Counterparties and
Underlying
Assets
4 Plan for Assets Mgmt For Against Against
Purchase via Share
Offering and Cash
Payment: Transaction
Consideration and
Payment
Method
5 Plan for Assets Mgmt For Against Against
Purchase via Share
Offering and Cash
Payment: Stock Type
and Par
Value
6 Plan for Assets Mgmt For Against Against
Purchase via Share
Offering and Cash
Payment: Pricing Base
Date and Issue
Price
7 Plan for Assets Mgmt For Against Against
Purchase via Share
Offering and Cash
Payment: Issuing
Volume
8 Plan for Assets Mgmt For Against Against
Purchase via Share
Offering and Cash
Payment: Arrangement
for the Accumulated
Retained
Profits
9 Plan for Assets Mgmt For Against Against
Purchase via Share
Offering and Cash
Payment: Listing
Place
10 Plan for Assets Mgmt For Against Against
Purchase via Share
Offering and Cash
Payment: Valid Period
of the
Resolution
11 Matching Fund Raising Mgmt For Against Against
via Share Offering:
Stock Type and Par
Value
12 Matching Fund Raising Mgmt For Against Against
via Share Offering:
Issuing Targets and
Subscription
Method
13 Matching Fund Raising Mgmt For Against Against
via Share Offering:
Pricing Base Date and
Issue
Price
14 Matching Fund Raising Mgmt For Against Against
via Share Offering:
Amount of Raised
Funds and Issuing
Volume
15 Matching Fund Raising Mgmt For Against Against
via Share Offering:
Listing
Place
16 Matching Fund Raising Mgmt For Against Against
via Share Offering:
Lockup
Period
17 Matching Fund Raising Mgmt For Against Against
via Share Offering:
Arrangement for the
Accumulated Retained
Profits
18 Matching Fund Raising Mgmt For Against Against
via Share Offering:
Purpose of the Raised
Funds
19 Matching Fund Raising Mgmt For Against Against
via Share Offering:
Valid Period of the
Resolution
20 The Assets Purchase Mgmt For Against Against
via Share Offering
and
Cash
Payment and Matching
Fund Raising
Constitute
a
Connected Transaction
21 Report (Draft) on Mgmt For Against Against
Assets Purchase Via
Share
Offering
and Cash Payment and
Matching Fund Raising
and Its
Summary
22 Relevant Agreements on Mgmt For Against Against
the Transaction to be
Signed
23 Audit Report, Pro Mgmt For Against Against
Forma Financial
Statements
Review
Report and Evaluation
Report Related to the
Transaction
24 Independence of the Mgmt For Against Against
Evaluation
Institution,
Rationality of the
Evaluation
Hypothesis,
Correlation between
the
Evaluation Method and
Evaluation Purpose,
and Fairness of the
Evaluated
Price
25 Completeness and Mgmt For Against Against
Compliance of the
Legal Procedure of
the Restructuring,
and Validity of the
Legal Documents
Submitted
26 Share Price Mgmt For Against Against
Fluctuation Does Not
Meet
Relevant
Standards as Specified
in Article 5 of the
Notice
on
Regulating Information
Disclosure of Listed
Companies and Conduct
of Relevant
Parties
27 Diluted Immediate Mgmt For Against Against
Return After the
Major
Assets
Restructuring and
Filling
Measures
28 The Assets Purchase is Mgmt For Against Against
in Compliance with
Article 4 of the
Provisions on Several
Issues Concerning the
Regulation of Major
Assets Restructuring
of Listed
Companies
29 The Transaction Does Mgmt For Against Against
Not Constitute a
Situation as Defined
by Article 13 in the
Management Measures
on Major Assets
Restructuring of
Listed
Companies
30 The Transaction is in Mgmt For Against Against
Compliance with
Regulations in the
Management Measures
on Major Assets
Restructuring of
Listed
Companies
31 Full Authorization to Mgmt For Against Against
Board Handling
Matters Related
to
Major Assets
Restructuring
________________________________________________________________________________
Wingtech Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600745 CINS Y3745E106 05/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Stock Option and Mgmt For For For
Restricted Share
Incentive Scheme
(Draft) and Its
Summary
2 Management Measures Mgmt For For For
for the 2020
Scheme
3 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Wingtech Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600745 CINS Y3745E106 06/01/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny1.5000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2019 Work Report Of Mgmt For For For
Independent
Directors
7 2019 Reappointment Of Mgmt For For For
Audit Firm And
Payment Of The 2019
Audit
Fees
8 2019 Remuneration For Mgmt For For For
Directors And
Supervisors
9 2020 Adjustment Of Mgmt For For For
Remuneration For The
Chairman Of The
Board
10 Provision Of Guarantee Mgmt For Against Against
For Wholly-Owned
Subsidiaries
________________________________________________________________________________
Winning Health Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300253 CINS Y7685K105 01/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks in
2016 Equity Incentive
Plan
2 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks in
2019 Equity Incentive
Plan
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
5 Amendments to Mgmt For For For
Implementing Rules
for Online System at
Shareholders General
Meetings
________________________________________________________________________________
Winning Health Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300253 CINS Y7685K105 03/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance
of
Convertible Bonds
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Paying the
Principal and
Interest
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of
Conversion
Price
10 Determining Method for Mgmt For For For
the Number of
Converted Shares and
Treatment Method in
Case the Remaining
Convertible Bonds
Cannot Be Converted
Into One Common Share
When Conversion
Happens
11 Downward Adjustment of Mgmt For For For
Conversion
Price
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Related Mgmt For For For
Dividends After the
Conversion
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Bondholders and Mgmt For For For
Bondholders
Meetings
18 Purpose of the Raised Mgmt For For For
Funds
19 The Deposit Account Mgmt For For For
for Raised
Funds
20 Guarantee Matters Mgmt For For For
21 The Valid Period of Mgmt For For For
the Issuance
Plan
22 Preplan for Public Mgmt For For For
Issuance of
Convertible Corporate
Bonds
23 Demonstration Analysis Mgmt For For For
Report on the Public
Issuance of
Convertible Corporate
Bonds
24 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
Be
Raised From the Public
Issuance of
Convertible
Corporate Bonds
25 Full Authorization to Mgmt For For For
the Board to Handle
Matters
Regarding the Public
Issuance of
Convertible Corporate
Bonds
26 Diluted Immediate Mgmt For For For
Return After the
Public Issuance
of
Convertible Corporate
Bonds, Filling
Measures
and
Relevant Commitments
27 Report on the Use of Mgmt For For For
Previously Raised
Funds
28 Constitution of Mgmt For For For
Procedural Rules
Governing the
Meetings of
Bondholders of the
Company's Convertible
Bonds
29 Shareholder Return Mgmt For For For
Plan for the Next
Three Years
From
2020 to 2022
________________________________________________________________________________
Winning Health Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300253 CINS Y7685K105 04/27/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 Appointment of Auditor Mgmt For For For
7 Report on the Use of Mgmt For For For
Previously Raised
Funds
8 Authority to Mgmt For For For
Repurchase Restricted
Stock in 2016
Incentive
Plan
9 Authority to Mgmt For For For
Repurchase Restricted
Stock in 2019
Incentive
Plan
10 Amendments to Related Mgmt For Against Against
Transactions
Management Measures
________________________________________________________________________________
Wipro Ltd.
Ticker Security ID: Meeting Date Meeting Status
WIPRO CINS Y96659142 07/16/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Abidali Z. Mgmt For For For
Neemuchwala
4 Amendments to Articles Mgmt For For For
5 Elect and Appoint Azim Mgmt For For For
H. Premji
(Non-executive
Director); Approval
of
Remuneration
6 Elect and Appoint Mgmt For For For
Rishad A. Premji
(Executive chair);
Approval of
Remuneration
7 Appointment of Abidali Mgmt For For For
Z. Neemuchwala
(Managing Director);
Approval of
Remuneration
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wistron Corporation
Ticker Security ID: Meeting Date Meeting Status
3231 CINS Y96738102 06/18/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
4 Employee Equity Mgmt For For For
Incentive
Plan
5 Amendments to Articles Mgmt For For For
6 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
________________________________________________________________________________
Wiwynn Corp
Ticker Security ID: Meeting Date Meeting Status
6669 CINS Y9673D101 06/15/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural
Rules-Shareholder
Meetings
5 Amendments to Mgmt For For For
Procedural
Rules-Election of
Directors
6 Elect Simon LIN Mgmt For For For
Xian-Ming
7 Elect Emily HONG Mgmt For For For
Li-Ning
8 Elect Frank LIN Fu-Qian Mgmt For For For
9 Elect ZHANG Shun-Lai Mgmt For For For
10 Elect Steven LU Mgmt For For For
Shun-Xing
11 Elect Charles KAO Mgmt For For For
Chi-Chuan
12 Elect Simon ZENG Mgmt For For For
Chui-Ji
13 Elect Victor ZHENG Mgmt For For For
Zhong-Ren
14 Elect Cathy Han Mgmt For For For
Jing-Shi
15 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Woolworths Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
WHL CINS S98758121 11/27/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hubert R. Brody Mgmt For For For
(Board
Chair)
2 Elect David A. Kneale Mgmt For For For
3 Elect Thembisa Skweyiya Mgmt For For For
4 Elect Belinda Earl Mgmt For For For
5 Elect Christopher Mgmt For For For
Colfer
6 Elect Clive B. Thomson Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member
(Zarina
Bassa)
8 Election of Audit Mgmt For For For
Committee Member
(Thembisa
Skweyiya)
9 Election of Audit Mgmt For For For
Committee Member
(Andrew
Higginson)
10 Election of Audit Mgmt For For For
Committee Member
(Christopher
Colfer)
11 Election of Audit Mgmt For For For
Committee Member
(Clive
Thomson)
12 Appointment of Auditor Mgmt For For For
13 Amendment to the Mgmt For For For
Performance Share
Plan
14 Approval of Mgmt For For For
Remuneration
Policy
15 Approval of Mgmt For For For
Remuneration
Implementation
Report
16 Authority to Mgmt For For For
Repurchase
Shares
17 Directors' Fees Mgmt For For For
________________________________________________________________________________
Woongjin Coway
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y1786S109 03/30/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Directors' Fees Mgmt For For For
________________________________________________________________________________
Woongjin Coway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y1786S109 02/07/2020 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect BANG Joon Hyuk Mgmt For For For
2 Elect LEE Hae Sun Mgmt For For For
3 Elect SUH Jang Won Mgmt For For For
4 Elect KIM Jin Bae Mgmt For For For
5 Elect KIM Gyu Ho Mgmt For For For
6 Elect YOON Bu Hyeon Mgmt For For For
7 Elect LEE Da Woo Mgmt For For For
8 Elect KIM Jin Bae Mgmt For For For
9 Elect YOON Bu Hyeon Mgmt For For For
10 Elect LEE Da Woo Mgmt For For For
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Woori Financial Group Inc
Ticker Security ID: Meeting Date Meeting Status
316140 CINS Y972JZ105 03/25/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Dennis Chan Mgmt For For For
4 Elect KIM Hong Tae Mgmt For For For
5 Elect LEE Won Duk Mgmt For For For
6 Elect SON Tae Seung Mgmt For For For
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
WPG Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3702 CINS Y9698R101 06/24/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect LIN Zai-Lin Mgmt For For For
5 Elect CHEN Guo-Yuan Mgmt For For For
6 Elect ZHANG Rong-Gang Mgmt For For For
7 Elect HUANG Wei-Xiang Mgmt For For For
8 Elect ZENG Guo-Dong Mgmt For For For
9 Elect WU Chang-Qing Mgmt For For For
10 Elect YE Fu-Hai Mgmt For For For
11 Elect LIN Chun Mgmt For For For
12 Elect CHEN Yung-Ching Mgmt For For For
13 Elect CHEN Wei-Ju Mgmt For For For
14 Elect HUANG Ri-Can Mgmt For For For
15 Non-compete Mgmt For For For
Restrictions for
Directors
16 Non-compete Mgmt For For For
Restrictions for
Directors
17 Non-compete Mgmt For For For
Restrictions for
Directors
18 Non-compete Mgmt For For For
Restrictions for
Directors
19 Non-compete Mgmt For For For
Restrictions for
Directors
20 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Wuchan Zhongda Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600704 CINS Y9890U100 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny2.5000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 Change Of Audit Firm Mgmt For For For
7 External Guarantee Mgmt For For For
Quota And The Power
Limit Of
Authorization For
Examination And
Approval
8 2019 Remuneration For Mgmt For For For
Directors And
Supervisors
9 Purchase of Liability Mgmt For Against Against
Insurance for
Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
Wuchan Zhongda Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600704 CINS Y9890U100 12/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect ZHANG Zuoxue Mgmt For For For
3 Elect LIN Ruijin Mgmt For For For
________________________________________________________________________________
Wuhan Guide Infrared Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002414 CINS Y97082104 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2019 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Elect HUANG Li Mgmt For For For
9 Elect ZHANG Yan Mgmt For For For
10 Elect HUANG Sheng Mgmt For For For
11 Elect WANG Fuyuan Mgmt For For For
12 Elect WEN Hao Mgmt For For For
13 Elect ZHANG Huide Mgmt For For For
14 Elect GUO Dong Mgmt For For For
15 Elect SUN Lin Mgmt For Against Against
16 Elect GAO Jianfei Mgmt For Against Against
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 04/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan
6 Appointment of Auditor Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering
9 Stock Type and Par Mgmt For For For
Value
10 Issuing Method and Date Mgmt For For For
11 Issue Price and Mgmt For For For
Pricing
Principles
12 Issuing Volume Mgmt For For For
13 Issuing Targets and Mgmt For For For
Subscription
Method
14 Purpose of the Raised Mgmt For For For
Funds
15 Lockup Period Mgmt For For For
16 Listing Place Mgmt For For For
17 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
Before the Non-public
Share
Offering
18 The Valid Period of Mgmt For For For
the
Resolution
19 Preplan for Non-public Mgmt For For For
Share
Offering
20 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
Be
Raised from the 2020
Non-public Share
Offering
21 Report on the Mgmt For For For
Previously Raised
Funds
22 Diluted Immediate Mgmt For For For
Return After the 2020
Non-public
Share Offering,
Filling Measures and
Relevant
Commitments
23 Shareholder Return Mgmt For For For
Plan for the Next
Three Years
from
2020 to 2022
24 Full Authorization to Mgmt For For For
the Board to Handle
Matters
Regarding the
Non-public Share
Offering
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 05/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Companys Articles of
Association
2 Adjustment Of Mgmt For For For
Remuneration Plan For
Directors
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 09/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 11/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Additional Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 12/24/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment Of Mgmt For For For
Financial Audit
Firm
2 Entrusted Wealth Mgmt For For For
Management and
Securities Investment
with Idle Proprietary
Funds
3 Elect LI Yang Mgmt For For For
4 Elect YE Xin Mgmt For For For
5 Elect LIU Guangqiang Mgmt For For For
________________________________________________________________________________
Wuliangye Yibin Company Limited
Ticker Security ID: Meeting Date Meeting Status
000858 CINS Y9718N106 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report Mgmt For For For
2 2019 Directors' Report Mgmt For For For
3 2019 Supervisors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 2020 Daily Related Mgmt For For For
Party
Transactions
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Elect HAN Cheng as Mgmt For For For
Director
10 Feasibility Analysis Mgmt For For For
Report on the Use and
Implementer of Raised
Funds from the
Non-public Offering
Stocks
11 Amendments to Mgmt For For For
Procedural Rules of
Shareholder
Meetings
12 Amendments to Mgmt For For For
Procedural Rules of
Board
Meetings
13 Amendments to Mgmt For For For
Procedural Rules of
Supervisory Board
Meetings
14 2020 Budget Report Mgmt For For For
15 Elect LIU Feng Mgmt For Against Against
16 Elect YANG Ling Mgmt For Against Against
________________________________________________________________________________
Wuliangye Yibin Company Limited
Ticker Security ID: Meeting Date Meeting Status
000858 CINS Y9718N106 09/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules of
Shareholder
Meetings
3 Amendments to Mgmt For For For
Procedural Rules of
Board
Meetings
4 Amendments to Mgmt For For For
Procedural Rules of
Supervisory Committee
Meetings
5 By-elect ZENG Congqin Mgmt For For For
________________________________________________________________________________
Wus Printed Circuit (Kunshan) Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002463 CINS Y9716K104 04/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Mgmt For For For
Procedural Rules for
Shareholder Meetings
and Other
Systems
9 Amendments to Mgmt For For For
Procedural Rules for
Supervisors'
Meetings
10 Approval of Additional Mgmt For For For
Line of
Credit
________________________________________________________________________________
Wuxi AppTec Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2359 CINS Y971B1118 05/15/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Mgmt For For For
Repurchase A and/or H
Shares
4 Authority to Issue H Mgmt For Against Against
Shares under Specific
Mandate
________________________________________________________________________________
Wuxi AppTec Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2359 CINS Y971B1100 05/15/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Authority to Mgmt For For For
Repurchase A and/or H
Shares
3 Authority to Issue H Mgmt For Against Against
Shares under Specific
Mandate
________________________________________________________________________________
Wuxi AppTec Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2359 CINS Y971B1118 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Financial Report Mgmt For For For
6 Approve External Mgmt For For For
Guarantees
7 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
8 Approve Foreign Mgmt For For For
Exchange Hedging
Limit
9 Directors' Fees Mgmt For For For
10 Supervisors' Fees Mgmt For For For
11 Compliance with Mgmt For For For
Conditions for
Non-Public Issuance
of A
Shares
12 Remedial Measures Mgmt For For For
regarding Dilution on
Current
Returns
13 Dividend and Return Mgmt For For For
Plan
(2020-2022)
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect Ge Li Mgmt For For For
16 Elect Edward Hu Mgmt For For For
17 Elect Zhaohui Zhang Mgmt For For For
18 Elect Ning Zhao Mgmt For For For
19 Elect Xiaomeng Tong Mgmt For For For
20 Elect Yibing Wu Mgmt For For For
21 Elect Steve Qing Yang Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Elect Jiangnan Cai Mgmt For For For
24 Elect Yan Liu Mgmt For For For
25 Elect Dai Feng Mgmt For For For
26 Elect Hetong Lou Mgmt For For For
27 Elect Xiaotong Zhang Mgmt For For For
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Elect Harry Liang He Mgmt For Against Against
30 Elect Jichao Wang Mgmt For Against Against
31 Allocation of Mgmt For For For
Profits/Dividends
32 Increase of Registered Mgmt For For For
Capital
33 Amendments to Articles Mgmt For Against Against
34 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholder'
Meetings
35 Amendments to Mgmt For For For
Procedural Rules of
Board
Meetings
36 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
37 Authority to Mgmt For For For
Repurchase A and/or H
Shares
38 Class and par value of Mgmt For Against Against
Shares
39 Method and Time of Mgmt For Against Against
Issuance
40 Target Subscribers and Mgmt For Against Against
Method of
Subscription
41 Issue Price and Mgmt For Against Against
Pricing
Principles
42 Number of A Shares Mgmt For Against Against
43 Lock-Up Period Mgmt For Against Against
44 Place of Listing Mgmt For Against Against
45 Arrangement for Mgmt For Against Against
Retained
Undistributed Profits
prior to Proposed
Non-public Issuance
of A
Shares
46 Validity Period Mgmt For Against Against
47 Amount and Use of Mgmt For Against Against
Proceeds
48 Feasibility Report Mgmt For For For
49 Report on Use of Mgmt For For For
Proceeds from
previous Fund
Raising
50 Board Authority Mgmt For For For
regarding Proposed
Non-Public Issuance
of A
Shares
51 Authority to Issue H Mgmt For Against Against
Shares under Specific
Mandate
________________________________________________________________________________
Wuxi AppTec Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2359 CINS Y971B1100 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approve External Mgmt For For For
Guarantees
7 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
8 Approve Foreign Mgmt For For For
Exchange Hedging
Limit
9 Increase of Registered Mgmt For For For
Capital
10 Amendments to Articles Mgmt For Against Against
11 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholder'
Meetings
12 Amendments to Mgmt For For For
Procedural Rules of
Board
Meetings
13 Directors' Fees Mgmt For For For
14 Supervisors' Fees Mgmt For For For
15 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase A and/or H
Shares
17 Compliance with Mgmt For For For
Conditions for
Non-Public Issuance
of A
Shares
18 Class and par value of Mgmt For Against Against
Shares
19 Method and Time of Mgmt For Against Against
Issuance
20 Target Subscribers and Mgmt For Against Against
Method of
Subscription
21 Issue Price and Mgmt For Against Against
Pricing
Principles
22 Number of A Shares Mgmt For Against Against
23 Lock-Up Period Mgmt For Against Against
24 Place of Listing Mgmt For Against Against
25 Arrangement for Mgmt For Against Against
Retained
Undistributed Profits
prior to Proposed
Non-public Issuance
of A
Shares
26 Validity Period Mgmt For Against Against
27 Amount and Use of Mgmt For Against Against
Proceeds
28 Feasibility Report Mgmt For For For
29 Report on Use of Mgmt For For For
Proceeds from
previous Fund
Raising
30 Remedial Measures Mgmt For For For
regarding Dilution on
Current
Returns
31 Dividend and Return Mgmt For For For
Plan
(2020-2022)
32 Board Authority Mgmt For For For
regarding Proposed
Non-Public Issuance
of A
Shares
33 Authority to Issue H Mgmt For Against Against
Shares under Specific
Mandate
34 Elect Ge Li Mgmt For For For
35 Elect Edward Hu Mgmt For For For
36 Elect Zhaohui Zhang Mgmt For For For
37 Elect Ning Zhao Mgmt For For For
38 Elect Xiaomeng Tong Mgmt For For For
39 Elect Yibing Wu Mgmt For For For
40 Elect Steve Qing Yang Mgmt For For For
41 Elect Jiangnan Cai Mgmt For For For
42 Elect Yan Liu Mgmt For For For
43 Elect Hetong Lou Mgmt For For For
44 Elect Xiaotong Zhang Mgmt For For For
45 Elect Dai Feng Mgmt For For For
46 Elect Harry Liang He Mgmt For Against Against
47 Elect Jichao Wang Mgmt For Against Against
________________________________________________________________________________
Wuxi AppTec Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2359 CINS Y971B1118 09/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Business Mgmt For For For
Scope
3 Approval of 2019 A Mgmt For For For
Share Incentive
Plan
4 Approval to Grant Mgmt For For For
Restricted A Shares
to Connected
Participants
5 Approval of List of Mgmt For Against Against
Grantees
6 Approval of 2019 Share Mgmt For For For
Appreciation
Scheme
7 Adoption of Mgmt For For For
Administrative
Measures for
Appraisal
System
8 Ratification of Board Mgmt For For For
Acts
9 Change of Registered Mgmt For For For
Share
Capital
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wuxi AppTec Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2359 CINS Y971B1100 09/20/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of 2019 A Mgmt For For For
Share Incentive
Plan
2 Approval to Grant Mgmt For For For
Restricted A Shares
to Connected
Participants
3 Approval of List of Mgmt For Against Against
Grantees
4 Adoption of Mgmt For For For
Administrative
Measures for
Appraisal
System
5 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Wuxi AppTec Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2359 CINS Y971B1100 09/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of 2019 A Mgmt For For For
Share Incentive
Plan
2 Approval to Grant Mgmt For For For
Restricted A Shares
to Connected
Participants
3 Approval of List of Mgmt For For For
Grantees
4 Approval of 2019 Share Mgmt For Against Against
Appreciation
Scheme
5 Adoption of Mgmt For For For
Administrative
Measures for
Appraisal
System
6 Ratification of Board Mgmt For For For
Acts
7 Change of Registered Mgmt For For For
Share
Capital
8 Amendments to Business Mgmt For For For
Scope
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wuxi AppTec Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2359 CINS Y971B1118 09/20/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of 2019 A Mgmt For For For
Share Incentive
Plan
3 Approval to Grant Mgmt For For For
Restricted A Shares
to Connected
Participants
4 Approval of List of Mgmt For Against Against
Grantees
5 Adoption of Mgmt For For For
Administrative
Measures for
Appraisal
System
6 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Wuxi AppTec Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2359 CINS Y971B1118 11/18/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 List of Incentive Mgmt For For For
Participants
________________________________________________________________________________
Wuxi Biologics (Cayman) Inc.
Ticker Security ID: Meeting Date Meeting Status
02269 CINS G97008109 06/09/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Ge Li Mgmt For For For
5 Elect Zhisheng Chen Mgmt For For For
6 Elect Kenneth Walton Mgmt For For For
Hitchner
III
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Specific Mandate to Mgmt For For For
Issue Connected
Awarded
Shares
13 Board Authority to Mgmt For For For
Issue Connected
Restricted
Shares
14 Grant of 392,932 Mgmt For For For
Connected Rewarded
Shares to Zhisheng
Chen
15 Grant of 117,879 Mgmt For For For
Connected Restricted
Shares to Weichang
Zhou
16 Grant of 4,560 Mgmt For For For
Connected Restricted
Shares to Edward
Hu
17 Grant of 2,280 Mgmt For For For
Connected Restricted
Shares to William
Robert
Keller
18 Grant of 4,560 Mgmt For For For
Connected Restricted
Shares to Walter
KWAUK
Teh-Ming
________________________________________________________________________________
Wuxi Lead Intelligent Equipment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300450 CINS Y9717H100 02/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Loans From
The Controlling
Shareholder
2 Application For Mgmt For For For
Comprehensive Credit
Line To
Banks
3 Provision Of Guarantee Mgmt For For For
For The Bank Credit
Line Applied For By
Wholly-owned
Subsidiaries
________________________________________________________________________________
Wuxi Lead Intelligent Equipment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300450 CINS Y9717H100 05/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Report on Fund Mgmt For For For
Occupation by
Controlling
Shareholders and
Other Related
Parties
7 2020 Remuneration For Mgmt For For For
Directors And Senior
Management
8 2020 Reappointment Of Mgmt For For For
External Audit
Firm
9 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
10 Decrease of the Mgmt For For For
Companys Registered
Capital
11 Amendments to the Mgmt For For For
Company's Articles of
Association
12 Connected Transaction Mgmt For For For
Regarding The Assets
Sale
13 The Company's Mgmt For For For
Eligibility for
Non-public A-share
Offering
14 Plan For Non-Public Mgmt For For For
A-Share Offering:
Stock Type And Par
Value
15 Plan For Non-Public Mgmt For For For
A-Share Offering:
Issuing Method And
Date
16 Plan For Non-Public Mgmt For For For
A-Share Offering:
Issuing Targets And
Subscription
Method
17 Plan For Non-Public Mgmt For For For
A-Share Offering:
Issue Price And
Pricing
Principles
18 Plan For Non-Public Mgmt For For For
A-Share Offering:
Issuing
Volume
19 Plan For Non-Public Mgmt For For For
A-Share Offering:
Lockup
Period
20 Plan For Non-Public Mgmt For For For
A-Share Offering:
Amount And Purpose Of
The Raised
Funds
21 Plan for Non-public Mgmt For For For
A-share Offering:
Arrangement for the
Accumulated Retained
Profits Before the
Non-public Share
Offering
22 Plan For Non-Public Mgmt For For For
A-Share Offering:
Listing
Place
23 Plan For Non-Public Mgmt For For For
A-Share Offering:
Valid Period Of The
Resolution
24 Preplan For Non-Public Mgmt For For For
A-Share
Offering
25 Demonstration Analysis Mgmt For For For
Report On The Plan
For Non-Public
A-Share
Offering
26 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
A-share
Offering
27 Diluted Immediate Mgmt For For For
Return After the
Non-public A-share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
28 Report On The Use Of Mgmt For For For
Previously Raised
Funds
29 Authorization to the Mgmt For For For
Board or Its
Authorized Persons to
Handle Matters
Regarding the
Non-public A-share
Offering
________________________________________________________________________________
Wuxi Lead Intelligent Equipment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300450 CINS Y9717H100 09/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Stock Option Mgmt For For For
Incentive Plan(Draft)
and its
Summary
2 Constitution of Mgmt For For For
Appraisal Management
Measures for the 2019
Stock Option
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Equity Incentive
Plan
________________________________________________________________________________
Wuxi Lead Intelligent Equipment Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300450 CINS Y9717H100 09/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of the Mgmt For For For
Repurchase Price and
Cancellation of Some
Restricted
Stocks
2 Termination of Mgmt For For For
Connected
Transactions
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wuxi Taiji Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
600667 CINS Y97185105 06/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding a
Processing Agreement
Between a Controlled
Subsidiary and a
Company
________________________________________________________________________________
X5 Retail Group N.V.
Ticker Security ID: Meeting Date Meeting Status
FIVE CINS 98387E205 05/12/2020 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Remuneration Report Mgmt For For For
(Advisory)
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Final Dividend Mgmt For For For
7 Ratification of Mgmt For For For
Management
Acts
8 Ratification of Board Mgmt For For For
Acts
9 Management Board Mgmt For For For
Remuneration
Policy
10 Elect Marat Atnashev Mgmt For For For
11 Supervisory Board Mgmt For For For
Remuneration
Policy
12 Restricted Stock Mgmt For For For
Equity Grant to
NEDs
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Appointment of Auditor Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 05/28/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
Plan
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2020 Financial Budget Mgmt For For For
Report
6 Amendments to the Mgmt For For For
Company's Articles of
Association
7 Appointment Of 2020 Mgmt For For For
Audit Firm And
Payment Of Audit
Fees
8 2019 Annual Report And Mgmt For For For
Its
Summary
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Materials or Mgmt For For For
Products to Related
Parties
2 Renting Properties, Mgmt For For For
Equipment or Products
from Related
Parties
3 Acceptance of Services Mgmt For For For
and Labor from
Related
Parties
4 Purchase of Materials Mgmt For For For
or Products from
Related
Parties
5 Sale of Materials or Mgmt For For For
Products to Related
Parties
6 Renting Properties, Mgmt For For For
Equipment or Products
from or to Related
Parties
7 Trademark Licensing to Mgmt For For For
Related
Parties
8 Cooperation in Mgmt For For For
Technical Development
with Related
Parties
9 Provision of Services Mgmt For For For
and Labor to or
Acceptance of the
Same from Related
Parties
10 Operation Entrusted by Mgmt For For For
the Related
Parties
11 Amendments to the Mgmt For For For
Company's Articles of
Association
12 Provision of Mgmt For Against Against
Guarantees for
Subsidiaries
13 Provision of Mgmt For Against Against
Guarantees Quota for
Mortgage
Business
14 Provision of Mgmt For Against Against
Guarantees Quota for
the Financial Leasing
Business
15 Application For Mgmt For Against Against
Comprehensive Credit
Line To Financial
Institutions
16 Write-Off Of Assets Mgmt For For For
________________________________________________________________________________
Xiamen C&D Inc.
Ticker Security ID: Meeting Date Meeting Status
600153 CINS Y9721Y107 06/09/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Statements Mgmt For For For
and Financial
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For Against Against
Guarantees
7 Related Party Mgmt For For For
Transactions
8 Estimation on 2020 Mgmt For Against Against
Related Party
Transactions with
Financial
Institutions
9 Wealth Investment Mgmt For For For
Using Idle
Funds
10 Approval of Renewing Mgmt For For For
Lease
Agreement
11 Approval of Trading in Mgmt For For For
Derivative
Products
12 Approval of Trading in Mgmt For For For
Foreign Currency
Derivatives
13 Appointment of Auditor Mgmt For For For
14 Indemnification of Mgmt For For For
Directors/Officers
15 Amendments to Articles Mgmt For For For
16 Amendments to Mgmt For For For
Procedural Rules of
Board
Meetings
17 Amendments to Mgmt For For For
Procedural Rules of
Supervisors
Meetings
18 Amendments to Mgmt For For For
Procedural Rules of
Shareholders
Meetings
________________________________________________________________________________
Xiamen C&D Inc.
Ticker Security ID: Meeting Date Meeting Status
600153 CINS Y9721Y107 11/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Mgmt For For For
Issuance of Not More
Than CNY 5 Billion
RMB-denominated
Commercial
Papers
2 Application for Mgmt For For For
Issuance of Not More
Than CNY 5 Billion
RMB-denominated
Medium-term
Notes
3 Provision Of Guarantee Mgmt For Against Against
For Joint Stock
Companies
4 Adjustment Of Mgmt For For For
Allowance For
Independent
Directors
________________________________________________________________________________
Xiamen Tungsten
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 03/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of the Plan Mgmt For For For
for Capital Increase
and Share Expansion
and the Employee
Stock Ownership Plan
in a
Company
________________________________________________________________________________
Xiamen Tungsten
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 05/13/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
Report
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Related Party Mgmt For For For
Transactions
7 Related Party Mgmt For For For
Transactions
8 Related Party Mgmt For For For
Transactions
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
11 Loan Agreement To Be Mgmt For For For
Renewed With A
Company
12 Application to Mgmt For For For
Increase the Volume
of Mid-term
Notes
13 2020 Authority to Give Mgmt For For For
Guarantees
14 A Subsidiary's Mgmt For For For
Provision of
Financing Guarantees
for its Wholly-owned
Subsidiary
15 A Subsidiary's Mgmt For For For
Provision of
Financing Guarantees
for its Wholly-owned
Subsidiary
16 A Subsidiary's Mgmt For For For
Provision of
Financing Guarantees
for its Wholly-owned
Subsidiary
17 A Subsidiary's Mgmt For For For
Provision of
Financing Guarantees
for its Wholly-owned
Subsidiary
18 A Subsidiary's Mgmt For For For
Provision of
Financing Guarantees
for its Wholly-owned
Subsidiary
19 Appointment of Auditor Mgmt For For For
20 Amendments to Related Mgmt For Against Against
Party Transaction
Decision-making
System
21 Elect JITIAN Yushi Mgmt For For For
22 Elect YE Xiaojie Mgmt For For For
23 Elect NIE Xinsen Mgmt For Against Against
________________________________________________________________________________
Xiamen Tungsten
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 05/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition 10% of Mgmt For For For
Equities in a
Subsidiary
________________________________________________________________________________
Xiamen Tungsten
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 12/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Xiaomi Corporation
Ticker Security ID: Meeting Date Meeting Status
1810 CINS G9830T106 06/23/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect LEI Jun Mgmt For Against Against
5 Elect LIN Bin Mgmt For For For
6 Elect CHEW Shou Zi Mgmt For For For
7 Elect Timothy TONG Wai Mgmt For For For
Cheung
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 01/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of 3.58% Interest Mgmt For For For
in Xiangcai
Securities Co.
Ltd.
2 Approval of Harbin Mgmt For For For
High Technology
Purchase of 74.12%
Interest in Xiangcai
Securities Co.
Ltd.
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 05/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Guarantees Mgmt For For For
2 Subscription of Shares Mgmt For For For
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report Mgmt For For For
2 2019 Directors' Report Mgmt For For For
3 2019 Supervisors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 2019 Annual Financial Mgmt For For For
Budget
Report
6 Allocation of Profits Mgmt For For For
7 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
8 Authority to Give Mgmt For For For
Guarantees to Charter
Schools
9 Authority to Give Mgmt For For For
Guarantees to
Joint-stock
Company
10 Appointment of Auditor Mgmt For For For
11 Remuneration for Mgmt For For For
Directors,
Supervisors and
Senior
Management
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 To Continue the Mutual Mgmt For For For
Guarantee Relation
with a Company and
Provision of Mutual
Economic
Guarantee
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237112 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Provision of Letter of Mgmt For Against Against
Guarantee for
Subsidiaries
8 Provision of New Mgmt For Against Against
Guarantees for
Subsidiaries
9 Exchange Rate and Mgmt For For For
Interest Rate Hedging
Business
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Disposal of JL Mag Mgmt For For For
Shares by Goldwind
Investment (Company's
subsidiary)
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Provision of Letter of Mgmt For Against Against
Guarantee for
Subsidiaries
7 Provision of New Mgmt For Against Against
Guarantees for
Subsidiaries
8 Exchange Rate and Mgmt For For For
Interest Rate Hedging
Business
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Disposal of JL Mag Mgmt For For For
Shares by Goldwind
Investment (Company's
subsidiary)
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237112 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Continuing Connected Mgmt For For For
Transactions ( A
Share)
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Continuing Connected Mgmt For For For
Transactions ( A
Share)
________________________________________________________________________________
Xinjiang Zhongtai Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 02/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect BIAN Deyun Mgmt For For For
2 Elect Paerhati Mgmt For For For
Mamatiyiming
3 Elect LI Liangfu Mgmt For For For
4 Elect XIAO Jun Mgmt For For For
5 Elect YU Yajing Mgmt For For For
6 Elect YANG Jianghong Mgmt For For For
7 Elect XIAO Huiming Mgmt For For For
8 Elect ZHOU Yifeng Mgmt For For For
9 Elect WANG Zigao Mgmt For For For
10 Elect WANG Xinhua Mgmt For For For
11 Elect LI Jipeng Mgmt For For For
12 Elect WU Jiejiang Mgmt For For For
13 Elect JIA Yimin Mgmt For For For
14 Elect ZHAO Yonglu Mgmt For Against Against
15 Elect TAN Shunlong Mgmt For Against Against
16 Elect ZHOU Fang Mgmt For Against Against
________________________________________________________________________________
Xinjiang Zhongtai Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 02/19/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension Of The Valid Mgmt For For For
Period Of The
Resolution On The
Non-public Share
Offering
2 Extension Of The Valid Mgmt For For For
Period Of The Full
Authorization To The
Board To Handle
Matters Regarding The
Non-public Share
Offering
________________________________________________________________________________
Xinjiang Zhongtai Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 03/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For Against Against
Credit
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Give Mgmt For Against Against
Guarantees
10 Authority to Give Mgmt For Against Against
Guarantees
11 Authority to Give Mgmt For Against Against
Guarantees
12 Authority to Give Mgmt For Against Against
Guarantees
13 Authority to Give Mgmt For Against Against
Guarantees
14 Authority to Give Mgmt For Against Against
Guarantees
15 Authority to Give Mgmt For Against Against
Guarantees
16 Authority to Give Mgmt For Against Against
Guarantees
17 Authority to Give Mgmt For Against Against
Guarantees
18 Authority to Give Mgmt For Against Against
Guarantees
19 Authority to Give Mgmt For Against Against
Guarantees
20 Authority to Give Mgmt For Against Against
Guarantees
21 Authority to Give Mgmt For Against Against
Guarantees
22 Authority to Give Mgmt For Against Against
Guarantees
23 Authority to Give Mgmt For Against Against
Guarantees
24 Estimated Amount of Mgmt For For For
Related Party
Transactions
2020
25 Estimated Amount of Mgmt For For For
Related Party
Transactions
2020
26 Estimated Amount of Mgmt For For For
Related Party
Transactions
2020
27 Estimated Amount of Mgmt For For For
Related Party
Transactions
2020
28 Estimated Amount of Mgmt For For For
Related Party
Transactions
2020
29 Estimated Amount of Mgmt For For For
Related Party
Transactions
2020
30 Estimated Amount of Mgmt For For For
Related Party
Transactions
2020
31 Estimated Amount of Mgmt For For For
Related Party
Transactions
2020
32 Estimated Amount of Mgmt For For For
Related Party
Transactions
2020
33 Estimated Amount of Mgmt For For For
Related Party
Transactions
2020
34 Estimated Amount of Mgmt For For For
Related Party
Transactions
2020
35 Estimated Amount of Mgmt For For For
Related Party
Transactions
2020
36 Estimated Amount of Mgmt For For For
Related Party
Transactions
2020
37 Leasing of Properties, Mgmt For For For
Facilities and Other
Equipments
38 Increased Amount of Mgmt For For For
Related Party
Transactions
2019
39 Increased Amount of Mgmt For For For
Related Party
Transactions
2019
40 Increased Amount of Mgmt For For For
Related Party
Transactions
2019
41 Increased Amount of Mgmt For For For
Related Party
Transactions
2019
42 Amendments to the Mgmt For For For
Company's Business
Scope
43 Amendments to Articles Mgmt For For For
Regarding Change of
Company's Business
Scope
44 Amendments of Decision Mgmt For For For
Making Procedures for
Related Party
Transactions
45 Amendments of Code of Mgmt For For For
Conducts for the
Company's Controlling
Shareholders and
Actual
Controllers
46 Amendments of Mgmt For For For
Procedural Rules for
Supervisory Committee
Meetings
________________________________________________________________________________
Xinjiang Zhongtai Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 03/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private Placement of
Shares
2 Issue Type and Par Mgmt For For For
Value
3 Issuing Method Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
5 Issue Price and Mgmt For For For
Pricing Base
Date
6 Issuing Size and Mgmt For For For
Amount of Raised
Funds
7 Lockup Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Purpose of Raised Funds Mgmt For For For
10 Arrangement for Mgmt For For For
Accumulated Retained
Profits Before
Issuance
11 Valid Period of Mgmt For For For
Resolution
12 Preplan for the Mgmt For For For
Private Placement of
Shares(Revised)
13 Supplementary Mgmt For For For
Agreement on
Subscription for
the
Non-Publicly Offered
Shares to Be Signed
with
a
Company
14 Related Party Mgmt For For For
Transactions Involved
in the
Non-Public
Share Offering
________________________________________________________________________________
Xinjiang Zhongtai Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2020 Financial Budget Mgmt For For For
Report
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Report on the Use of Mgmt For For For
Funds Raised in
2019
8 Report On The Use Of Mgmt For For For
Previously Raised
Funds
9 Shareholder Return Mgmt For For For
Plan for the Next
Three Years from 2020
to
2022
10 Application of Line of Mgmt For For For
Credit
11 Application of Line of Mgmt For Against Against
Credit and Authority
to Give
Guarantees
12 Application of Line of Mgmt For Against Against
Credit and Authority
to Give
Guarantees
13 Application of Line of Mgmt For Against Against
Credit and Authority
to Give
Guarantees
14 Application of Line of Mgmt For Against Against
Credit and Authority
to Give
Guarantees
15 Application of Line of Mgmt For Against Against
Credit and Authority
to Give
Guarantees
16 Application of Line of Mgmt For For For
Credit
17 Application of Line of Mgmt For Against Against
Credit and Authority
to Give
Guarantees
18 Application of Line of Mgmt For Against Against
Credit and Authority
to Give
Guarantees
19 Application of Line of Mgmt For Against Against
Credit and Authority
to Give
Guarantees
20 Application of Line of Mgmt For Against Against
Credit and Authority
to Give
Guarantees
21 Authority to Give Mgmt For Against Against
Guarantees for
Related
Parties
22 Provision of Financial Mgmt For Against Against
Aid to a
Company
23 Permanently Mgmt For For For
Supplementing the
Working Capital with
Surplus Raised
Funds
24 Extension of the Mgmt For For For
Implementing Schedule
of Projects Financed
with Raised
Funds
25 Independent Directors' Mgmt For For For
Fees
26 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
Xinjiang Zhongtai Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 12/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 A Company's Mgmt For For For
Application for CNY
450 Million Working
Capital Loans to a
Bank and Provision of
Joint and Several
Guarantee by a 2ND
Company
2 A 3RD Company's Mgmt For For For
Application for CNY
200 Million Working
Capital Loans to the
Above Bank and
Provision of Joint
and Several Guarantee
by the 1ST
Company
3 The 3RD Company's Mgmt For For For
Application for Not
More Than CNY 150
Million Working
Capital Loans to a
2ND Bank and
Provision of Joint
and Several Guarantee
by the
Company
4 A 4TH Company's Mgmt For For For
Application for CNY
100 Million Working
Capital Loans to a
3RD Bank and
Provision of Joint
and Several Guarantee
by the 1ST
Company
5 A 5TH Company's Mgmt For For For
Application for CNY
100 Million Working
Capital Loans to the
3RD Bank and
Provision of Joint
and Several Guarantee
by the 1ST
Company
6 Connected Transaction Mgmt For For For
Regarding Counter
Guarantee For A
Company
7 Capital Increase In A Mgmt For For For
Company By A Limited
Partnership
________________________________________________________________________________
Xinxing Ductile Iron Pipes Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000778 CINS Y9722X108 12/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Restricted Stock Mgmt For For For
Incentive Plan
(Revised Draft) and
Its
Summary
2 Appraisal Management Mgmt For For For
Measures for the 2019
Restricted Stock
Incentive
Plan
3 Repurchase Of Some Mgmt For For For
Public Shares By
Means Of Centralized
Bidding
4 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
2019 Restricted Stock
Incentive
Plan
5 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding The
Share
Repurchase
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Xinyi Solar Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
968 CINS G9829N102 05/15/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LEE Yin Yee Mgmt For For For
6 Elect TUNG Ching Sai Mgmt For For For
7 Elect LEE Yau Ching Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
XL Axiata Terbuka
Ticker Security ID: Meeting Date Meeting Status
EXCL CINS Y7125N107 05/18/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Use of Proceeds from Mgmt For For For
Bonds and
Sukuk
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Implementation and Mgmt For For For
Issuance of Shares in
Relation to Long Term
Incentive Plan 2016 -
2020
6 Election of Directors Mgmt For For For
and/or Commissioners
(Slate)
7 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Yageo Corporation
Ticker Security ID: Meeting Date Meeting Status
2327 CINS Y9723R100 02/26/2020 Voted
Meeting Type Country of Trade
Special Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 To Issue Common Shares Mgmt For For For
for Cash for
Sponsoring Issuance
of
GDR
________________________________________________________________________________
Yageo Corporation
Ticker Security ID: Meeting Date Meeting Status
2327 CINS Y9723R100 06/05/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural
Rules-Capital Loans,
Endorsements and
Guarantees
________________________________________________________________________________
Yanbu National Petrochemical Co.
Ticker Security ID: Meeting Date Meeting Status
2290 CINS M98699107 03/15/2020 Take No Action
Meeting Type Country of Trade
Ordinary Saudi Arabia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Auditor's Report Mgmt For TNA N/A
2 Financial Statements Mgmt For TNA N/A
3 Directors' Report Mgmt For TNA N/A
4 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Interim Dividend Mgmt For TNA N/A
8 Allocation of Mgmt For TNA N/A
Profits/Dividends
9 Amendments to NomRem Mgmt For TNA N/A
Committee
Charter
10 Elect Abdulrahman Mgmt N/A TNA N/A
Ahmed A.
Shamsuddine
11 Elect Majed Abdulilah Mgmt N/A TNA N/A
H.
Nouraddin
12 Elect Faisal Moeed A. Mgmt N/A TNA N/A
Al
Buhair
13 Elect Samih Suleiman Mgmt N/A TNA N/A
A. Al
Sahafi
14 Elect Khaled Ibrahim Mgmt N/A TNA N/A
S. Al
Rubaia
15 Elect Ahmad Abdullah Mgmt N/A TNA N/A
A. Al
Meghames
16 Elect Ahmed Tarek A. Mgmt N/A TNA N/A
Morad
17 Elect Ibrahim Mohamed Mgmt N/A TNA N/A
N. Al
Saif
18 Elect Fahad Hamad M. Mgmt N/A TNA N/A
Al
Deyban
19 Elect Salman Nasser A. Mgmt N/A TNA N/A
Al
Hawawi
20 Elect Jalban Ibrahim Mgmt N/A TNA N/A
S. Al
Jalban
21 Elect Khaled Mohamed Mgmt N/A TNA N/A
A.
Al-Hokail
22 Elect Fahad Ayed Saleh Mgmt N/A TNA N/A
Al
Shamri
23 Elect AbdulSalam Mgmt N/A TNA N/A
Abdullah Al
Draibi
24 Elect Mushari Muthakar Mgmt N/A TNA N/A
Al
Osaimi
25 Elect Abdullah Saoud Mgmt N/A TNA N/A
A. Al
Melhem
26 Elect Mohamed Taher A. Mgmt N/A TNA N/A
Othman
27 Elect Majed Mohamed H. Mgmt N/A TNA N/A
Al
Dawas
28 Elect Mohamed Ahmed K. Mgmt N/A TNA N/A
Mawkali
29 Election of Board Mgmt For TNA N/A
Committee Member
(Majed Abdulilah H.
Nouraddin)
30 Election of Board Mgmt For TNA N/A
Committee Member
(Khaled Ali A. Al
Qarni)
31 Election of Board Mgmt For TNA N/A
Committee Member
(Ibrahim Mohamed N.
Al
Saif)
32 Authority to Pay Mgmt For TNA N/A
Interim
Dividends
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 01/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Give Mgmt For For For
Guarantees
3 Authority to Give Mgmt For For For
Guarantees
4 Authority to Give Mgmt For For For
Guarantees
5 Authority to Give Mgmt For For For
Guarantees
6 Financing with Some Mgmt For For For
Creditor's Rights to
the Mortgage Accounts
Receivable By the
Company
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 01/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For Against Against
For A
Subsidiary
2 Provision Of Guarantee Mgmt For Against Against
For A 2Nd
Subsidiary
3 Provision Of Guarantee Mgmt For Against Against
For A 3Rd
Subsidiary
4 Provision Of Guarantee Mgmt For Against Against
For A 4Th
Subsidiary
5 Provision Of Guarantee Mgmt For Against Against
For A 5Th
Subsidiary
6 Provision Of Guarantee Mgmt For Against Against
For A Joint Stock
Subsidiary
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 02/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees
3 Assets Management with Mgmt For For For
Creditors' Rights to
Some Accounts
Receivable Regarding
Housing
Purchase
4 Assets Management with Mgmt For For For
Creditors' Rights to
Some Accounts
Receivable of
Regional
Companies
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 03/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For Against Against
For A
Subsidiary
2 Provision Of Guarantee Mgmt For Against Against
For Another
Subsidiary
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 04/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For Against Against
For A
Subsidiary
2 Assets Management With Mgmt For For For
Some Supply
Chain-Related
Assets
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 04/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Setting Up A Cmbn Mgmt For For For
Asset-Backed Note
Plan With Real Estate
Properties
5 Launching Bond Mgmt For For For
Financing
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Reports Mgmt For For For
and Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Financial Budget Mgmt For For For
Report
7 Reappointment of 2020 Mgmt For For For
Financial and
Internal Control
Audit
Firm
8 2019 Remuneration For Mgmt For For For
Directors,
Supervisors And
Senior
Management
9 Special Report On The Mgmt For For For
Deposit And Use Of
Raised
Funds
10 Application For Mgmt For For For
Financing Quota To
Banks
11 Authorization To The Mgmt For For For
Management Team To
Bid For
Land
12 2020 Guarantee Plan Mgmt For Against Against
13 Provision of Loans to Mgmt For For For
Some Real Estate
Project Companies As
a Shareholder and Use
of Surplus Funds in
Controlled
Subsidiaries
According to the
Proportion of
Shareholding in Them
with
Partners
14 Elect LIN Tengjiao Mgmt For For For
15 Elect ZHU Rongbin Mgmt For For For
16 Elect HE Mei Mgmt For For For
17 Elect LIN Yihui Mgmt For For For
18 Elect LIAO Jianfeng Mgmt For For For
19 Elect ZHONG Changhao Mgmt For For For
20 Elect LU Xiaoma Mgmt For For For
21 Elect LIU Jingdong Mgmt For For For
22 Elect WU Xiangdong Mgmt For For For
23 Elect GUO Yongqing Mgmt For For For
24 Elect WU Jie Mgmt For Against Against
25 Elect YU Meng Mgmt For Against Against
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 05/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for a
Joint Stock
Company
2 Authority to Give Mgmt For Against Against
Guarantees for a
Subsidiary
3 Authority to Give Mgmt For Against Against
Guarantees for a
Subsidiary
4 Authority to Give Mgmt For Against Against
Guarantees for a
Subsidiary
5 Authority to Give Mgmt For Against Against
Guarantees for a
Subsidiary
6 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiaries
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 06/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Asset Management with Mgmt For For For
Creditors Rights to
the Mortgage
Receivables
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 12/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For Against Against
For A Wholly-Owned
Subsidiary
2 Provision Of Guarantee Mgmt For Against Against
For A Joint Stock
Subsidiary
3 Provision Of Guarantee Mgmt For Against Against
For Another Joint
Stock
Subsidiary
4 Financing With Mgmt For For For
Accounts Receivable
For House Purchases
As Basic
Assets
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 12/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 12/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WU Xiangdong Mgmt For For For
________________________________________________________________________________
Yantai Jereh Oilfield Services Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002353 CINS Y9729Z106 01/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For For For
Ownership Plan
(Draft) And Its
Summary
2 Constitution of Mgmt For For For
Management Measures
for 2019 Employee
Stock Ownership
Plan
3 Authorization to the Mgmt For For For
Board to Handle the
Employee
Stock Ownership Plan
4 Purchase of Wealth Mgmt For For For
Management Products
from Banks with Some
Idle Proprietary
Funds
5 Elect SUN Weijie Mgmt For For For
6 Elect WANG Kunxiao Mgmt For For For
7 Elect LIU Zhenfeng Mgmt For For For
8 Elect WANG Jili Mgmt For For For
9 Elect LIU Dong Mgmt For For For
10 Elect ZHANG Zhigang Mgmt For For For
11 Elect WANG Yantao Mgmt For For For
12 Elect WANG Xinlan Mgmt For For For
13 Elect ZHANG Xiaoxiao Mgmt For For For
14 Elect DONG Tingting Mgmt For Against Against
15 Elect YU Xiao Mgmt For Against Against
________________________________________________________________________________
Yantai Jereh Oilfield Services Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002353 CINS Y9729Z106 05/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2020 Reappointment of Mgmt For For For
Financial Auditor
Firm
6 2020 Remuneration For Mgmt For For For
Directors
7 2020 Remuneration For Mgmt For For For
Supervisors
8 2020 Application for Mgmt For For For
Comprehensive Credit
Line to Banks by the
Company and Its
Subsidiaries and
Guarantee
9 2020 Launching Foreign Mgmt For For For
Exchange Hedging
Business
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Liability Insurance Mgmt For For For
7 Appointment of Mgmt For For For
Auditors and
Authority to Set
Fees
8 Authority to Give Mgmt For For For
Guarantees
9 Approval of Domestic Mgmt For For For
and Overseas
Financing
Businesses
10 Amendments to Articles Mgmt For For For
and Rules of
Procedures for
Shareholders' General
Meeting
11 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase H
Shares
13 Elect LI Xiyong Mgmt For For For
14 Elect LI Wei Mgmt For For For
15 Elect WU Xiangqian Mgmt For For For
16 Elect LIU Jian Mgmt For For For
17 Elect ZHAO Qingchun Mgmt For For For
18 Elect HE Jing Mgmt For For For
19 Elect TIAN Hui Mgmt For For For
20 Elect CAI Chang Mgmt For For For
21 Elect POON Chiu Kwok Mgmt For For For
22 Elect ZHU Limin Mgmt For For For
23 Elect GU Shisheng Mgmt For Against Against
24 Elect ZHOU Hong Mgmt For Against Against
25 Elect LI Shipeng Mgmt For Against Against
26 Elect QIN Yanpo Mgmt For Against Against
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Liability Insurance Mgmt For For For
8 Appointment of Mgmt For For For
Auditors and
Authority to Set
Fees
9 Authority to Give Mgmt For For For
Guarantees
10 Approval of Domestic Mgmt For For For
and Overseas
Financing
Businesses
11 Amendments to Articles Mgmt For For For
and Rules of
Procedures for
Shareholders' General
Meeting
12 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase H
Shares
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect LI Xiyong Mgmt For For For
16 Elect LI Wei Mgmt For For For
17 Elect WU Xiangqian Mgmt For For For
18 Elect LIU Jian Mgmt For For For
19 Elect ZHAO Qingchun Mgmt For For For
20 Elect HE Jing Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Elect TIAN Hui Mgmt For For For
23 Elect CAI Chang Mgmt For For For
24 Elect POON Chiu Kwok Mgmt For For For
25 Elect ZHU Limin Mgmt For For For
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Elect GU Shisheng Mgmt For Against Against
28 Elect ZHOU Hong Mgmt For Against Against
29 Elect LI Shipeng Mgmt For Against Against
30 Elect QIN Yanpo Mgmt For Against Against
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 06/19/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
and Rules of
Procedures for
Shareholders' General
Meeting
2 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 06/19/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
and Rules of
Procedures for
Shareholders' General
Meeting
3 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 11/01/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Interim Profit Mgmt For For For
Distribution
Plan
3 2020 Financial Mgmt For For For
Services
Agreement
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 11/01/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Interim Profit Mgmt For For For
Distribution
Plan
2 2020 Financial Mgmt For For For
Services
Agreement
________________________________________________________________________________
Yealink Network Technology Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
300628 CINS Y9750S104 02/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Yealink Network Technology Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
300628 CINS Y9750S104 05/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Annual Accounts Mgmt For For For
6 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
7 Settlement of Some Mgmt For For For
Projects Financed
with Raised Funds and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
8 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny9.0000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):5.000000
9 Change of the Mgmt For For For
Registered Capital of
the Company,
Amendments to the
Articles of
Association of the
Company and Handling
the Industrial and
Commercial
Registration
Amendment
10 2020 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
11 Appraisal Management Mgmt For For For
Measures For The 2020
Restricted Stock
Incentive
Plan
12 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
2020 Restricted Stock
Incentive
Plan
13 Change of the Mgmt For For For
Company's Accounting
Policies
14 2020 Appointment Of Mgmt For For For
Audit
Firm
15 Change Of Cfo Mgmt For For For
16 Cash Management With Mgmt For For For
Idle Raised
Funds
17 Cash Management With Mgmt For For For
Idle Proprietary
Funds
18 Application For Mgmt For For For
Comprehensive Credit
Line To
Banks
19 Approve Amendment of Mgmt For For For
Draft and Summary of
Performance Shares
Incentive
Plan
20 Approve Amendment of Mgmt For For For
Methods to Assess the
Performance of Plan
Participants
________________________________________________________________________________
Yealink Network Technology Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
300628 CINS Y9750S104 05/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of the Mgmt For For For
Repurchase Number and
Price of Some First
Granted Restricted
Stocks Under 2018
Restricted Stock
Incentive
Plan
2 Repurchase and Mgmt For For For
Cancellation of the
Some Locked
Restricted Stocks
First Granted in 2018
Restricted Stock
Incentive
Plan
3 Adjustment of the Mgmt For For For
Repurchase Number and
Price of Reserved
Restricted Stocks
Under 2018 Restricted
Stock Incentive
Plan
4 Repurchase And Mgmt For For For
Cancellation Of Some
Reserved Locked
Restricted Stocks In
2018 Restricted Stock
Incentive
Plan
5 Change of Registered Mgmt For For For
Capital, Amendments
to the Company's
Articles of
Association and
Handling the
Registration of
Change of Industry
and
Commerce
________________________________________________________________________________
Yifan Pharmaceutical Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002019 CINS Y98922100 05/07/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny1.0000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 Application for Mgmt For For For
Comprehensive Credit
Line to Financial
Institutions by the
Company and Its
Controlled
Subsidiaries and the
Company's Guarantee
Quota within the
Scope of Consolidated
Statements
7 2020 Reappointment Of Mgmt For For For
Audit
Firm
8 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
9 Permanently Mgmt For For For
Supplementing the
Working Capital with
the Surplus Raised
Funds from Terminated
Projects Financed
with Raised
Funds
10 Purchase Of Wealth Mgmt For For For
Management Products
With Proprietary
Funds
11 Launching Foreign Mgmt For For For
Exchange Derivatives
Transactions
12 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
(October
2019)
13 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under 2019 Restricted
Stock Incentive Plan
(December
2019)
14 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under 2019 Restricted
Stock Incentive Plan
(February
2020)
15 Decrease of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
16 Adjustment of the Mgmt For For For
Company's
Organization
Structure
________________________________________________________________________________
Yifeng Pharmacy Chain Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
603939 CINS Y982AC104 04/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application For Mgmt For For For
Comprehensive Credit
Line To Banks And
Provision Of
Guarantee By Related
Parties
2 Amendments to the Mgmt For For For
Company's Articles of
Association and
Handling of the
Industrial and
Commercial
Registration
Amendment
3 Election of Mgmt For Against Against
Non-employee
supervisor: LIU
Yi
4 Remuneration Mgmt For For For
(Allowance) Plan For
Supervisors
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yifeng Pharmacy Chain Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
603939 CINS Y982AC104 04/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
7 2020 Reappointment Of Mgmt For For For
Audit
Firm
________________________________________________________________________________
Yihai International Holding Ltd.
Ticker Security ID: Meeting Date Meeting Status
1579 CINS G98419107 05/22/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect DANG Chunxiang Mgmt For For For
5 Elect ZHANG Yong Mgmt For For For
6 Elect YE Shujun Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Allocation of Mgmt For For For
Profits/Dividends
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Yihai International Holding Ltd.
Ticker Security ID: Meeting Date Meeting Status
1579 CINS G98419107 07/04/2019 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Shuhai Purchase Mgmt For For For
Agreement
4 Revision of Annual Mgmt For For For
Caps of Shuhai Sales
Agreement
5 Revision of Annual Mgmt For For For
Caps of Hot Pot Soup
Flavoring Products
Sales
Agreements
________________________________________________________________________________
Yintai Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000975 CINS Y1584S103 04/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Account Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Work Report Of Mgmt For For For
Independent
Directors
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Entrusted Wealth Mgmt For For For
Management and Other
Investment with Some
Idle Proprietary
Funds
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Yonghui Superstores Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601933 CINS Y9841N106 03/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
2 Amendments to the Mgmt For For For
Rules of Procedure
Governing
Shareholders General
Meetings
3 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
________________________________________________________________________________
Yonghui Superstores Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601933 CINS Y9841N106 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
And 2020 Financial
Budget
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Implementing Results Mgmt For For For
of 2019 Connected
Transactions, and
2020 Connected
Transactions
Plan
7 2020 Application for Mgmt For For For
Registration and
Issuance of Direct
Debt Financing
Instruments
8 Implementing Results Mgmt For For For
Of 2019 Credit And
Loans Plan, And 2020
Credit
Plan
9 Capital Increase In Mgmt For For For
Controlled
Subsidiaries And
Their
Subsidiaries
10 Implementing Results Mgmt For For For
of 2019 Remuneration
for Directors and
Supervisors, and 2020
Remuneration
Plan
11 2019 Work Report Of Mgmt For For For
Independent
Directors
12 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
13 Decrease of the Mgmt For For For
Companys Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Yonghui Superstores Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601933 CINS Y9841N106 09/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Supplementing The 2019 Mgmt For Against Against
Connected Transaction
Plan
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Application For Mgmt For For For
Additional Bank
Credit
Line
4 Plan For Mgmt For For For
Securitization Of
Supply Chain Accounts
Receivable Of A
Wholly-Owned
Subsidiary
________________________________________________________________________________
Yonyou Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 04/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Allocation of Mgmt For For For
Profits/Dividends
6 2019 Annual Report Mgmt For For For
7 Appointment of Mgmt For For For
External
Auditor
8 Appointment of Mgmt For For For
Internal
Auditor
9 Directors' Fees Mgmt For For For
10 Supervisors' Fees Mgmt For For For
11 Change in Authorized Mgmt For For For
Share
Capital
12 Amendments to Articles Mgmt For For For
13 Elect WANG Wenjing Mgmt For For For
14 Elect GUO Xinping Mgmt For For For
15 Elect WU Zhengping Mgmt For For For
16 Elect CHEN Qiangbing Mgmt For For For
17 Elect ZHANG Weiguo Mgmt For For For
18 Elect ZHOU Jian Mgmt For For For
19 Elect WANG Feng Mgmt For For For
20 Elect ZHANG Ke Mgmt For Against Against
21 Elect GAO Zhiyong Mgmt For Against Against
________________________________________________________________________________
Yonyou Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 06/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Stock Option And Mgmt For For For
Restricted Stock
Incentive Plan
(Draft) And Its
Summary
2 Appraisal Management Mgmt For For For
Measures For The
Implementation Of The
2020 Stock Option And
Restricted Stock
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
2020 Stock Option and
Restricted Stock
Incentive
Plan
________________________________________________________________________________
Yonyou Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 08/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Stock Option And Mgmt For Against Against
Restricted Stock
Incentive Plan
(Draft) And Its
Summary
2 Constitution of Mgmt For Against Against
Appraisal Management
Measures for the
Implementation of the
2019 Stock Option and
Restricted Stock
Incentive
Plan
3 Full Authorization of Mgmt For Against Against
the Board to Handle
Matters Regarding
2019 Stock Option and
Restricted Stock
Incentive
Plan
4 Cancellation of Some Mgmt For For For
Granted Stock Options
and Repurchase and
Cancellation of Some
Granted Restricted
Stock
5 Cancellation of Some Mgmt For For For
Repurchased
Restricted Stocks not
Granted to Plan
Participants
________________________________________________________________________________
Youzu Interactive Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002174 CINS Y8315B101 01/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Waiver of the Mgmt For For For
Preemptive Rights for
Subscription of
Equities and Capital
Increase in a Joint
Stock
Company
2 Elect CHEN Fang Mgmt For For For
3 Elect CHEN Wenjun Mgmt For For For
________________________________________________________________________________
Youzu Interactive Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002174 CINS Y8315B101 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2019 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Special Statement on Mgmt For For For
Fund Occupation by
Controlling
Shareholder
7 Special Report on the Mgmt For For For
Use of Raised
Funds
8 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
YPF S.A.
Ticker Security ID: Meeting Date Meeting Status
YPFD CUSIP 984245100 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Holding of Mgmt For For For
Shareholders' Meeting
Remotely
2 Election of Meeting Mgmt For For For
Delegates
3 Authority to Waive Mgmt For For For
Preemptive Rights in
Relation to Long-Term
Incentive
Plan
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Appointment of Auditor Mgmt For For For
8 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
9 Ratification of Mgmt For For For
Directors'
Fees
10 Ratification of Mgmt For For For
Supervisory Council
Fees
11 Supervisory Council Mgmt For For For
Size
12 Election of Mgmt For Against Against
Supervisory Council
Members and
Alternates (Class
D)
13 Board Size Mgmt For For For
14 Election of Directors Mgmt For For For
(Class
D)
15 Directors' Fees; Mgmt For For For
Supervisory Council's
Fees
16 Authority to Extend Mgmt For For For
the Terms of the
Global Notes
Program
________________________________________________________________________________
YTL Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
YTL CINS Y98610101 12/12/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark YEOH Seok Mgmt For For For
Kah
2 Elect YEOH Soo Keng Mgmt For Against Against
3 Elect Abdullah bin Abd Mgmt For For For
Kadir
4 Elect Ahmad Fuaad bin Mgmt For For For
Mohd
Dahalan
5 Elect Raja Noorma Mgmt For For For
binti Raja
Othman
6 Directors' Fees Mgmt For For For
7 Non-Executive Mgmt For For For
Directors' Meeting
Allowance
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Retention of CHEONG Mgmt For For For
Keap Tai as
Independent
Director
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Yuan Long-Ping Agriculture Hi-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000998 CINS Y9862T107 01/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Launching Foreign Mgmt For For For
Exchange Derivatives
Transactions
________________________________________________________________________________
Yuan Long-Ping Agriculture Hi-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000998 CINS Y9862T107 04/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Companys Mgmt For For For
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuance Targets and Mgmt For For For
Subscription
Method
5 Issue Price and Mgmt For For For
Pricing
Principles
6 Issuing Volume Mgmt For For For
7 Amount and Purpose of Mgmt For For For
the Raised
Funds
8 Lockup Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
11 Valid Period of the Mgmt For For For
Resolution
12 Preplan For Non-Public Mgmt For For For
Share
Offering
13 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
Share
Offering
14 Report On The Use Of Mgmt For For For
Previously Raised
Funds
15 Verification Report On Mgmt For For For
Use Of Previously
Raised
Funds
16 Diluted Immediate Mgmt For For For
Return After the
Non-public Share
Offering and Filling
Measures
17 Special Mgmt For For For
Self-examination
Report on the Real
Estate Business
Involved in the
Non-public Share
Offering
18 Commitments of Mgmt For For For
Directors, Senior
Management, and the
Controlling
Shareholder on
Self-examination of
the Real Estate
Business Involved in
the Non-public Share
Offering
19 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
20 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Non-public Share
Offering
21 Elect PENG Guangjian Mgmt For Against Against
________________________________________________________________________________
Yuan Long-Ping Agriculture Hi-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000998 CINS Y9862T107 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2019 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Related Party Mgmt For Against Against
Transactions
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yuanta Financial Holdings
Ticker Security ID: Meeting Date Meeting Status
2885 CINS Y2169H108 06/09/2020 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Capitalization of Mgmt For For For
Profits and Issuance
of New
Shares
4 Amendments to Articles Mgmt For For For
Bundled
5 Amendments to Mgmt For For For
Procedural
Rules-Shareholder
Meeting
________________________________________________________________________________
Yuexiu Property Company Limited
Ticker Security ID: Meeting Date Meeting Status
0123 CINS Y9863Z102 05/28/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Feng Mgmt For Against Against
6 Elect CHEN Jing Mgmt For For For
7 Elect Joseph YU Lup Fat Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Yuexiu Property Company Limited
Ticker Security ID: Meeting Date Meeting Status
0123 CINS Y9863Z102 10/22/2019 Voted
Meeting Type Country of Trade
Ordinary Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Equity Investment Mgmt For For For
4 Elect OUYANG Changcheng Mgmt For For For
________________________________________________________________________________
Yuexiu Property Company Limited
Ticker Security ID: Meeting Date Meeting Status
0123 CINS Y9863Z102 10/22/2019 Voted
Meeting Type Country of Trade
Ordinary Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2020 Bank Deposit Mgmt For For For
Agreement
________________________________________________________________________________
Yuhan Corporation
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y9873D109 03/20/2020 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
(Bundled)
3 Elect LEE Chul Mgmt For For For
4 Elect JI Sung Gil Mgmt For For For
5 Elect PARK Dong Jin Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Yum China Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
YUMC CUSIP 98850P109 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fred Hu Mgmt For For For
2 Elect Joey Wat Mgmt For For For
3 Elect Peter A. Bassi Mgmt For For For
4 Elect Christian L. Mgmt For For For
Campbell
5 Elect Ed CHAN Yiu Mgmt For For For
Cheong
6 Elect Edouard Ettedgui Mgmt For For For
7 Elect Cyril Han Mgmt For For For
8 Elect Louis T. Hsieh Mgmt For For For
9 Elect Ruby Lu Mgmt For For For
10 Elect Zili Shao Mgmt For For For
11 Elect William Wang Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Yunda Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002120 CINS Y62996106 03/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect NIE Tengyun Mgmt For For For
2 Elect CHEN Liying Mgmt For For For
3 Elect NIE Zhangqing Mgmt For For For
4 Elect ZHOU Bogen Mgmt For For For
5 Elect LAI Shiqiang Mgmt For For For
6 Elect YANG Zhoulong Mgmt For For For
7 Elect FU Qin Mgmt For For For
8 Elect ZHANG Darui Mgmt For For For
9 Elect LIU Yu Mgmt For For For
10 Elect LOU Guanghua Mgmt For For For
11 Elect ZHANG Guanqun Mgmt For For For
12 Elect XIAO Anhua Mgmt For For For
13 Elect LAI Xuejun Mgmt For Against Against
14 Elect TANG Caixia Mgmt For Against Against
15 Amendments to the Mgmt For For For
Company's Articles of
Association
16 Allowance For Mgmt For For For
Independent
Directors
________________________________________________________________________________
Yunda Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002120 CINS Y62996106 04/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Third Phase Mgmt For For For
Restricted Stock
Incentive Plan
(Draft) and Its
Summary
2 Appraisal Management Mgmt For For For
Measures for the
Implementation of the
Third Phase
Restricted Stock
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Third Phase
Restricted Stock
Incentive
Plan
________________________________________________________________________________
Yunda Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002120 CINS Y62996106 05/25/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For Against Against
5 Authority to Give Mgmt For For For
Guarantees
6 Allocation of Mgmt For For For
Profits/Dividends
7 Wealth Management Mgmt For For For
Using Idle
Funds
8 Cash Management Using Mgmt For For For
Temporary Idle
Funds
9 Authority to Give Mgmt For For For
Guarantees
10 Approval of Provision Mgmt For For For
of Financial
Aid
________________________________________________________________________________
Yunnan Baiyao Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000538 CINS Y9879F108 04/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Appointment of 2020 Mgmt For For For
Audit
Firm
7 2020 Stock Option Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
8 Appraisal Management Mgmt For For For
Measures For The
Implementation Of The
2020 Stock Option
Incentive
Plan
9 Repurchase Of Shares Mgmt For For For
To Implement The
Employee Incentive
Plan
10 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
2020 Stock Option
Incentive
Plan
11 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Share
Repurchase
________________________________________________________________________________
Yunnan Baiyao Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000538 CINS Y9879F108 08/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to the Mgmt For For For
Limit of Equity
Investment
3 Elect CHEN Fashu Mgmt For For For
4 Elect CHEN Yanhui Mgmt For For For
5 Elect WANG Rong Mgmt For For For
6 Elect NA Pengjie Mgmt For For For
7 Elect LI Shuangyou Mgmt For For For
8 Elect WANG Minghui Mgmt For For For
9 Elect YANG Changhong Mgmt For For For
10 Elect YIN Xiaobing Mgmt For For For
11 Elect DAI Yang Mgmt For For For
12 Elect ZHANG Yongliang Mgmt For For For
13 Elect YOU Guanghui Mgmt For Against Against
14 Elect ZHONG Jie Mgmt For Against Against
15 Elect SONG Chengli Mgmt For Against Against
16 Elect WU Qun Mgmt For For For
________________________________________________________________________________
Yunnan Baiyao Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000538 CINS Y9879F108 10/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Employee Stock Mgmt For Against Against
Ownership Plan(Draft)
and its
Summary
2 Full Authorization to Mgmt For Against Against
the Board to Handle
Matters
Regarding the Employee
Stock Ownership
Plan
3 Constitution of Mgmt For For For
Employee Stock
Ownership Plan
Management
Measures
4 Constitution of Mgmt For For For
Management Measures
on the Incentive
Fund(Draft)
5 Constitution of Mgmt For For For
Management Measures
for Remuneration and
Appraisal of
Directors and
Supervisors and Core
Employees
(Draft)
________________________________________________________________________________
Yunnan Energy New Material Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002812 CINS Y9881M109 04/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 Appointment of Auditor Mgmt For For For
7 2020 Estimated Related Mgmt For For For
Party
Transactions
8 Approval of Line of Mgmt For For For
Credit
9 2020 Guarantee Quota Mgmt For Against Against
10 Statement on the Mgmt For For For
Fulfillment of
Performance
Commitments In 2019
Regarding the Related
Party Transactions of
Assets Purchase via
Share Offering and
Matching Fund
Raising
11 Elect Paul Xiaoming LEE Mgmt For For For
12 Elect LI Xiaohua Mgmt For For For
13 Elect YAN MA Mgmt For For For
14 Elect XU Ming Mgmt For For For
15 Elect FENG Jie Mgmt For For For
16 Elect Alex CHENG Mgmt For For For
17 Elect TANG Changjiang Mgmt For For For
18 Elect ZHENG Haiying Mgmt For For For
19 Elect LU Jiankai Mgmt For For For
20 Elect ZHANG Tao Mgmt For Against Against
21 Elect CHEN Tao Mgmt For Against Against
22 Setting up the Special Mgmt For For For
Committees of the
Board
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yunnan Energy New Material Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002812 CINS Y9881M109 04/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For Against Against
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuing Method and Date Mgmt For Against Against
4 Issuing Targets and Mgmt For Against Against
Subscription
Method
5 Issue Price, Pricing Mgmt For Against Against
Principles and
Pricing Base
Date
6 Issuing Volume Mgmt For Against Against
7 Lockup Period Mgmt For Against Against
8 Arrangement for the Mgmt For Against Against
Accumulated Retained
Profits Before the
Issuance
9 The Valid Period of Mgmt For Against Against
the
Resolution
10 Listing Place Mgmt For Against Against
11 Purpose of the Raised Mgmt For Against Against
Funds
12 Change of the Mgmt For Against Against
Implementing Parties
and Investing Method
of Projects Financed
with Raised
Funds
13 Preplan For 2020 Mgmt For Against Against
Non-Public Share
Offering
14 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
Share
Offering
15 Report On The Use Of Mgmt For For For
Previously Raised
Funds
16 Diluted Immediate Mgmt For For For
Return After the
Non-public Share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
17 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
18 Setting Up A Raised Mgmt For For For
Funds Dedicated
Account
19 Authorization to the Mgmt For Against Against
Board to Handle
Matters Regarding the
Non-public Share
Offering
________________________________________________________________________________
Yunnan Energy New Material Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002812 CINS Y9881M109 06/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
________________________________________________________________________________
Yunnan Energy New Material Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002812 CINS Y9881M109 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment Quota for Mgmt For For For
Purchase of Wealth
Management Products
from Banks with Some
Idle Proprietary
Funds
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yunnan Tin Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000960 CINS Y9882W106 02/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Tao Mgmt For For For
2 Elect CHENG Ruihan Mgmt For For For
3 Elect YANG Yimin Mgmt For For For
4 Elect YAO Jiali Mgmt For For For
5 Elect TANG Fa Mgmt For For For
6 Elect SONG Xingcheng Mgmt For For For
7 Elect HAN Shouli Mgmt For For For
8 Elect XIE Yunshan Mgmt For For For
9 Elect SHAO Weifeng Mgmt For For For
10 Elect YIN Xiaobing Mgmt For For For
11 Elect YUAN Rongli Mgmt For For For
12 Elect GAO Hong Mgmt For Against Against
13 Elect ZHENG Qiyi Mgmt For Against Against
14 Elect LIU Kun Mgmt For Against Against
15 Related Party Mgmt For For For
Transactions
16 Signing the Connected Mgmt For For For
Transaction Contract
with Related Parities
and Continuing to
Perform the Connected
Transaction
Agreements
17 2020 Hedging Plan Mgmt For For For
18 2020 Assets Investment Mgmt For For For
Plan
________________________________________________________________________________
Yunnan Tin Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000960 CINS Y9882W106 05/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 Special Report On The Mgmt For For For
Deposit And Use Of
Raised Funds In
2019
6 2020 Operation Budget Mgmt For For For
Plan
7 2020 Application For Mgmt For For For
Comprehensive Credit
Line To Some
Commercial
Banks
8 Adjustment Of Mgmt For For For
Allowance For
Independent
Directors
9 2019 Annual Report And Mgmt For For For
Its
Summary
________________________________________________________________________________
Yunnan Tin Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000960 CINS Y9882W106 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Acquisition
of 9.76 Percent
Equities in a Company
Held by Another
Company
________________________________________________________________________________
Yuzhou Properties Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1628 CINS G9884T101 06/04/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect KWOK Ying Lan Mgmt For For For
5 Elect LIN Conghui Mgmt For For For
6 Elect LAM Kwong Siu Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Adopt New Share Option Mgmt For For For
Scheme
13 Change of Company name Mgmt For For For
________________________________________________________________________________
YY Inc.
Ticker Security ID: Meeting Date Meeting Status
YY CUSIP 98426T106 12/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company Name Change Mgmt For For For
________________________________________________________________________________
Zee Entertainment Enterprises Limited
Ticker Security ID: Meeting Date Meeting Status
ZEEL CINS Y98893152 07/23/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Confirmation of Mgmt For For For
Dividend on
Preference
Shares
3 Allocation of Dividend Mgmt For For For
on Ordinary
Shares
4 Elect Subhash Chandra Mgmt For Against Against
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600436 CINS Y9890Q109 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 2019 Independent Mgmt For For For
Directors'
Report
4 2019 Annual Report and Mgmt For For For
Summary
5 2019 Allocation of Mgmt For For For
Profits
6 Accounts and Reports Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
and Amendments to
Procedural Rules of
Shareholder Meetings
and Board
Meetings
10 Amendments to Mgmt For For For
Procedural Rules of
Supervisory Board
Meetings
11 Elect ZHENG Zhenlong Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/05/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect HUANG Zhen Mgmt For For For
9 Elect ZHANG Banglong Mgmt For For For
10 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
11 Authority to H Mgmt For For For
Repurchase
Shares
12 Amendments to Articles Mgmt For Against Against
13 Board Authorization Mgmt For Against Against
for Amendments to
Articles
14 Amendments to Rules of Mgmt For Against Against
Procedures for
General
Meeting
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/05/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to H Mgmt For For For
Repurchase
Shares
3 Amendments to Articles Mgmt For Against Against
4 Board Authorization Mgmt For Against Against
for Amendments to
Articles
5 Amendments to Rules of Mgmt For Against Against
Procedures for
General
Meeting
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 11/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Transfer Mgmt For For For
Agreement
3 Allotment of Shares Mgmt For For For
under Specific
Mandate
4 Ratification of Board Mgmt For For For
Acts
5 Amendments to Articles Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Authority to Issue Mgmt For For For
Renewable
Bonds
8 Authority to Issue Mgmt For For For
Super Short-Term
Notes
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 11/14/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Transfer Mgmt For For For
Agreement
3 Allotment of Shares Mgmt For For For
under Specific
Mandate
4 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Zhejiang Century Huatong Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan
6 Entrusted Investment Mgmt For For For
With Proprietary Idle
Funds
7 Approval of Line of Mgmt For For For
Credit
8 Adjustment of Mgmt For For For
Independent
Directors'
Fees
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Chint Electrics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601877 CINS Y988AY103 04/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Employee Stock Mgmt For Against Against
Ownership Plan
(Draft) and It's
Summary
2 Management Measures Mgmt For Against Against
For 2020 Employee
Stock Ownership
Plan
3 Full Authorization to Mgmt For Against Against
the Board to Handle
Matters Regarding the
Employee Stock
Ownership
Plan
________________________________________________________________________________
Zhejiang Chint Electrics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601877 CINS Y988AY103 06/01/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny5.0000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
6 Settlement or Mgmt For For For
Termination of All
Projects Financed
with Raised Funds and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
7 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
8 Reappointment Of Audit Mgmt For For For
Firm
9 Additional External Mgmt For For For
Guarantee
Quota
________________________________________________________________________________
Zhejiang Chint Electrics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601877 CINS Y988AY103 09/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Objective and Purpose Mgmt For For For
of the Share
Repurchase
3 Type of Shares to be Mgmt For For For
Repurchased
4 Method of the Share Mgmt For For For
Repurchase
5 Time Limit of the Mgmt For For For
Share
Repurchase
6 Number and Percentage Mgmt For For For
to the Total Capital
of Shares to be
Repurchased
7 Price of Shares to be Mgmt For For For
Repurchased
8 Total Amount and Mgmt For For For
Source of the Funds
to be Used for the
Repurchase
9 Validity Period of the Mgmt For For For
Resolution
10 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
Share
Repurchase
11 Authority to Give Mgmt For For For
Guarantees
12 Constitution of Mgmt For For For
Management System of
Foreign Exchange
Derivatives Trading
Business
13 Foreign Exchange Mgmt For For For
Derivatives Trading
Business
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Conba Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600572 CINS Y9889P104 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Appointment of Mgmt For For For
Auditor
7 Change the Purpose of Mgmt For For For
Raised
Funds
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 01/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 05/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Annual Report And Mgmt For For For
Its
Summary
3 2019 Work Report Of Mgmt For For For
The Board Of
Directors
4 2019 Work Report of Mgmt For For For
the Supervisory
Committee
5 2019 Annual Accounts Mgmt For For For
6 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny1.3300000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
7 Confirmation Of 2019 Mgmt For For For
Remuneration For
Directors And
Supervisors
8 2020 Reappointment Of Mgmt For For For
Audit
Firm
9 Launching Foreign Mgmt For For For
Exchange Hedging
Business
10 Application for Credit Mgmt For For For
Loan and Financing
Business Quota by
Pledging Bill Pool to
Banks
11 Provision Of Guarantee Mgmt For Against Against
For
Subsidiaries
12 Repurchase and Mgmt For For For
Cancellation of Some
Locked Restricted
Stocks Granted to
Plan
Participants
13 Decrease of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
14 2020 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
15 Appraisal Management Mgmt For For For
Measures For The
Implementation Of
2020 Restricted Stock
Incentive
Plan
16 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Equity Incentive
Plan
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 11/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Restricted Stock Mgmt For For For
Incentive Plan
(Revised Draft) And
Its
Summary
2 Authority to Mgmt For For For
Repurchase
Shares
3 Adjustment of Mgmt For Against Against
Guarantees for
Subsidiaries
________________________________________________________________________________
Zhejiang Dingli Machinery Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603338 CINS Y988CW105 05/22/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Reappointment Of Audit Mgmt For For For
Firm
7 Confirmation Of 2019 Mgmt For For For
Remuneration For
Directors And Senior
Management
8 Confirmation Of 2019 Mgmt For For For
Remuneration For
Supervisors
9 Provision of Guarantee Mgmt For For For
for Clients by the
Company and
Wholly-owned
Subsidiaries
10 Amendments to the Mgmt For For For
Companys Articles of
Association and
Handling the
Industrial and
Commercial
Registration
Amendment
11 Formulation Of The Mgmt For For For
Shareholder Return
Plan For The Next
Three Years From 2021
To
2023
12 Elect XU Shugen Mgmt For For For
13 Elect SHEN Shuijin Mgmt For For For
14 Elect WANG Meihua Mgmt For For For
15 Elect YU Yutang Mgmt For For For
16 Elect XU Ronggen Mgmt For For For
17 Elect XU Zhong Mgmt For For For
18 Elect FU Jianzhong Mgmt For For For
19 Elect WANG Baoqing Mgmt For For For
20 Elect QU Danming Mgmt For For For
21 Elect XIANG Cunyun Mgmt For Against Against
22 Elect ZHOU Min Mgmt For Against Against
________________________________________________________________________________
Zhejiang Dingli Machinery Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603338 CINS Y988CW105 12/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Credit Mgmt For For For
Line to Financial
Institutions by the
Company and Its
Wholly-owned
Subsidiaries
2 Provision Of Guarantee Mgmt For For For
For Wholly-Owned
Subsidiaries
3 Amendments to the Mgmt For For For
Company's Articles of
Association
4 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
________________________________________________________________________________
Zhejiang Expressway Co..
Ticker Security ID: Meeting Date Meeting Status
0576 CINS Y9891F102 02/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Yuan Yingjie Mgmt For For For
4 Elect ZHENG Ruchun as Mgmt For For For
Supervisor
5 Director and Mgmt For For For
Supervisor Service
Contracts
________________________________________________________________________________
Zhejiang Expressway Co..
Ticker Security ID: Meeting Date Meeting Status
0576 CINS Y9891F102 05/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Final Accounts and Mgmt For For For
2020 Financial
Budget
8 Appointment of Hong Mgmt For For For
Kong Auditor and
Authority to Set
Fees
9 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
10 Elect CHEN Ninghui Mgmt For For For
11 Elect Fan Ye Mgmt For For For
12 Service Contract of Mgmt For For For
Directors and
Supervisors
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Expressway Co..
Ticker Security ID: Meeting Date Meeting Status
0576 CINS Y9891F102 12/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue H Mgmt For Against Against
share Convertible
Bonds
________________________________________________________________________________
Zhejiang Huahai Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600521 CINS Y9891X103 04/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Convertible Corporate
Bonds
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Repaying the
Principal and
Interest
8 Guarantee Matters Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determining Method for Mgmt For For For
the Number of
Converted
Shares
11 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
12 Downward Adjustment of Mgmt For For For
Conversion
Price
13 Redemption Mgmt For For For
14 Resale Mgmt For For For
15 Profit Distribution Mgmt For For For
After the
Conversion
16 Issuing Targets and Mgmt For For For
Method
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Bondholders and Mgmt For For For
Bondholders
Meetings
19 Purpose of the Raised Mgmt For For For
Funds
20 Deposit Account for Mgmt For For For
the Raised
Funds
21 The Valid Period of Mgmt For For For
the
Resolution
22 Preplan For Public Mgmt For For For
Issuance Of
Convertible Corporate
Bonds
23 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Public
Issuance of
Convertible Corporate
Bonds
24 Diluted Immediate Mgmt For For For
Return After the
Public Issuance of
Convertible Corporate
Bonds and Filling
Measures and
Commitments of
Relevant
Parties
25 Formulation of Rules Mgmt For For For
Governing the
Meetings of
Bondholders of the
Company's Convertible
Bonds
26 Report On The Use Of Mgmt For For For
Previously Raised
Funds
27 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
28 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of
Convertible Corporate
Bonds
29 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Zhejiang Huahai Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600521 CINS Y9891X103 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Directors' Report Mgmt For For For
2 2019 Supervisors' Mgmt For For For
Report
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 2019 Annual Report and Mgmt For For For
Summary
6 Approval of Line of Mgmt For For For
Credit and Authority
to Give Guarantees to
Subsidiaries
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 01/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect FANG Qixue as Mgmt For For For
Director
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 03/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Matching Fund Raising Mgmt For For For
2 Issuing Targets And Mgmt For For For
Method
3 Issue price Mgmt For For For
4 Lockup Period Mgmt For For For
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 04/17/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report of Mgmt For For For
the Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Audit Connected Mgmt For For For
Transactions
6 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
7 2019 Profit Mgmt For For For
Distribution
Plan
8 2019 Remuneration For Mgmt For For For
Directors,
Supervisors And
Senior
Management
9 2020 Reappointment Of Mgmt For For For
Audit
Firm
10 Authorization of 2020 Mgmt For For For
Total Quota for
Financing Credit Line
of the Company and
Its
Subsidiaries
11 Authorization for 2020 Mgmt For Against Against
Guarantee Quota
Between the Company
and Its Subsidiaries
and Among
Subsidiaries
12 2020 Issuance of Mgmt For For For
Non-financial
Enterprise Debt
Financing Instruments
by the Company and
Its
Subsidiaries
13 Quota for 2020 Forward Mgmt For For For
Foreign Exchange
Settlement and Sale
Business and Currency
Swap Business and
Foreign Exchange
Options of the
Company and Its
Subsidiaries
14 2019 Work Report Of Mgmt For For For
Independent
Directors
15 Connected Transaction Mgmt For For For
Regarding Acceptance
of Financial Aid from
Related
Parties
16 Elect CHEN Xuehua Mgmt For For For
17 Elect CHEN Hongliang Mgmt For For For
18 Elect FANG Qixue Mgmt For For For
19 Elect QIAN Xiaoping Mgmt For For For
20 Elect ZHU Guang Mgmt For For For
21 Elect YU Weiping Mgmt For For For
22 Elect QIAN Bolin Mgmt For For For
23 Elect YUAN Zhong Mgmt For Against Against
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 06/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Companys Mgmt For Against Against
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuing Method and Date Mgmt For Against Against
4 Issuing Targets and Mgmt For Against Against
Subscription
Method
5 Issue Price and Mgmt For Against Against
Pricing Base
Date
6 Issuing Volume Mgmt For Against Against
7 Lockup Period Mgmt For Against Against
8 Arrangement for the Mgmt For Against Against
Accumulated Retained
Profits Before the
Issuance
9 The Valid Period of Mgmt For Against Against
the
Resolution
10 Listing Place Mgmt For Against Against
11 Purpose of the Raised Mgmt For Against Against
Funds
12 Implementing Parties Mgmt For Against Against
of Projects Financed
with Raised
Funds
13 Preplan For Non-Public Mgmt For Against Against
A-Share
Offering
14 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from the Non-public
Share
Offering
15 Report On The Use Of Mgmt For For For
Previously Raised
Funds
16 Diluted Immediate Mgmt For Against Against
Return After the
Non-public Share
Offering and Filling
Measures and Relevant
Commitments
17 First Phase Employee Mgmt For Against Against
Stock Ownership Plan
(Draft) And Its
Summary
18 Management Measures Mgmt For Against Against
For The First Phase
Employee Stock
Ownership
Plan
19 Connected Transaction Mgmt For Against Against
Regarding the
Conditional Agreement
on Subscription for
the Non-publicly
Offered Shares to Be
Signed with the First
Phase Employee Stock
Ownership Plan and
Chen
Xuehua
20 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
21 Full Authorization to Mgmt For Against Against
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Non-public Share
Offering and the
Employee Stock
Ownership
Plan
22 Exemption of the Mgmt For Against Against
Company and Its De
Facto Controller from
the Tender Offer
Obligation to
Increase Shareholding
in the
Company
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 09/02/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 11/13/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Connected Mgmt For For For
Transaction Regarding
Assets Purchase via
Share Offering and
Matching Fund Raising
is in Compliance with
Relevant Laws and
Regulations
2 Overall Plan of the Mgmt For For For
Transaction
3 Transaction Mgmt For For For
Counterparties
4 Underlying Assets Mgmt For For For
5 Transaction Method Mgmt For For For
6 Transaction Price Mgmt For For For
7 Stock Type and Par Mgmt For For For
Value
8 Issuing Targets and Mgmt For For For
Method
9 Pricing Base Date, Mgmt For For For
Pricing Basis and
Issue
Price
10 Issuing Volume Mgmt For For For
11 Lockup Period Mgmt For For For
12 Attribution of the Mgmt For For For
Profits and Losses
During the
Transitional
Period
13 Listing Place Mgmt For For For
14 Contractual Mgmt For For For
Obligations and
Liabilities for
Breach of Contract of
Handling the Transfer
of the Ownership of
Underlying
Assets
15 Stock Type and Par Mgmt For For For
Value
16 Issuing Targets and Mgmt For For For
Method
17 Issue Price Mgmt For For For
18 Amount of the Matching Mgmt For For For
Funds to be Raised
and Issuing
Volume
19 Listing Place Mgmt For For For
20 Lockup Period Mgmt For For For
21 Purpose of the Mgmt For For For
Matching Funds to be
Raised
22 The Transaction Does Mgmt For For For
Not Constitute a
Major Assets
Restructuring
23 The Valid Period of Mgmt For For For
the
Resolution
24 The Transaction Mgmt For For For
Constitutes A
Connected
Transaction
25 Report (Draft) on the Mgmt For For For
Connected Transaction
Regarding Assets
Purchase Via Share
Offering and Matching
Fund Raising and Its
Summary
26 Conditional Mgmt For For For
Supplementary
Agreement to the
Agreement on Assets
Purchase Via Share
Offering to be Signed
with Transaction
Counterparties
27 The Transaction is in Mgmt For For For
Compliance with
Article 11 of the
Management Measures
on Major Assets
Restructuring of
Listed Companies and
Article 4 of the
Provisions on Several
Issues Concerning the
Regulation of Major
Assets Restructuring
of Listed
Companies
28 The Transaction is in Mgmt For For For
Compliance with
Article 43 of the
Management Measures
on Major Assets
Restructuring of
Listed Companies and
Relevant Provisions
of the Management
Measures on
Securities Issuance
of Listed
Companies
29 The Transaction Does Mgmt For For For
Not Constitute a
Listing by
Restructuring as
Defined by Article 13
in the Management
Measures on Major
Assets restructuring
of Listed
Companies
30 Statement on the Mgmt For For For
Compliance and
Completeness of the
Legal Procedure of
the Transaction and
the Validity of the
Legal Documents
Submitted
31 Audit Report, Pro Mgmt For For For
Forma Review Report
and Evaluation Report
Related to the
Transaction
32 Independence of the Mgmt For For For
Evaluation
Institution,
Rationality of the
Evaluation
Hypothesis,
Correlation between
the Evaluation Method
and Evaluation
Purpose, and Fairness
of the Evaluated
Price
33 Diluted Immediate Mgmt For For For
Return After The
Transaction And
Filling
Measures
34 Commitments Regarding Mgmt For For For
Filling Measures For
Diluted Immediate
Return After The
Restructuring
35 Appointment of Mgmt For For For
Intermediary
Institutions to
Provide Services for
the
Transaction
36 Full Authorization To Mgmt For For For
The Board To Handle
Matters Regarding The
Transaction
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 11/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Update On Investment Mgmt For For For
In A Company: Huayue
Nickel Cobalt Co.,
Ltd
________________________________________________________________________________
Zhejiang Jiahua Energy Chemical Industry Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
600273 CINS Y37403105 02/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Convertible Corporate
Bonds
2 Type of Securities to Mgmt For For For
be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Interest Rate and Mgmt For For For
Interest payment
Method
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
10 Downward Adjustment of Mgmt For For For
Conversion
Price
11 Determining Method for Mgmt For For For
the Number of
Converted
Shares
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to Existing
A-share
Shareholders
17 Bondholders and Mgmt For For For
Bondholders
Meetings
18 Purpose of the Raised Mgmt For For For
Funds
19 Guarantee Matters Mgmt For For For
20 Deposit and Management Mgmt For For For
of Raised
Funds
21 Valid Period for Plan Mgmt For For For
for Public Issuance
of Convertible
Corporate
Bonds
22 Preplan For Public Mgmt For For For
Issuance Of
Convertible Corporate
Bonds
23 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to be Raised
from the Public
Issuance of
Convertible Corporate
Bonds
24 Report On The Use Of Mgmt For For For
Previously Raised
Funds
25 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's Convertible
Bonds
26 Diluted Immediate Mgmt For For For
Return after the
Public Issuance of
Convertible Corporate
Bonds and Filling
Measures and
Commitments of
Relevant
Parties
27 Authorization to the Mgmt For For For
Board or Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of
Convertible Corporate
Bonds
28 Formulation Of The Mgmt For For For
Shareholder Return
Plan From 2020 To
2022
________________________________________________________________________________
Zhejiang Jiahua Energy Chemical Industry Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
600273 CINS Y37403105 05/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Annual Accounts Mgmt For For For
And 2020 Business
Plan
3 2019 Profit Mgmt For For For
Distribution
Plan
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2020 Reappointment Of Mgmt For For For
Financial And
Internal Control
Audit
Firm
6 Application For Credit Mgmt For For For
Line To
Banks
7 Launching Forward Mgmt For For For
Foreign Exchange
Business
8 Provision Of Guarantee Mgmt For For For
For Wholly-Owned And
Controlled
Subsidiaries
9 2020 Estimated Quota Mgmt For For For
Of Continuing
Connected
Transactions
10 Remuneration For Mgmt For For For
Directors And Senior
Management In 2019
And
2020
11 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
12 Change of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
13 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
14 Remuneration For Mgmt For For For
Supervisors In 2019
And
2020
________________________________________________________________________________
Zhejiang Jiahua Energy Chemical Industry Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
600273 CINS Y37403105 05/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report On The Use Of Mgmt For For For
Previously Raised
Funds
2 Adjustment of the Mgmt For For For
Valid Period of the
Resolution on the
Public Issuance of
Convertible Corporate
Bonds
3 Adjustment of Full Mgmt For For For
Authorization to the
Board and its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of
Convertible Corporate
Bonds
________________________________________________________________________________
Zhejiang Juhua Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600160 CINS Y9890M108 05/13/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2020 Financial Budget Mgmt For For For
Report
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2019 Profit Mgmt For For For
Distribution
Plan
7 Appointment of 2020 Mgmt For For For
Financial Audit Firm
and Internal Control
Audit Firm and
Payment of 2019 Audit
Fees
8 Implementing Results Mgmt For For For
of 2019 Continuing
Connected
Transactions, and
2020 Continuing
Connected
Transactions
Plan
9 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Zhejiang Juhua Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600160 CINS Y9890M108 12/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Use of Mgmt For For For
Proceeds
2 Elect HU Zhongming Mgmt For For For
3 Elect ZHOU Liyang Mgmt For For For
4 Elect WANG Limin Mgmt For For For
5 Elect TONG Jihong Mgmt For For For
6 Elect HAN Jinming Mgmt For For For
7 Elect ZHAO Haijun Mgmt For For For
8 Elect LIU Yunhua Mgmt For For For
9 Elect WANG Xiaoming Mgmt For For For
10 Elect HU Yuyue Mgmt For For For
11 Elect ZHOU Guoliang Mgmt For For For
12 Elect ZHANG Zixue Mgmt For For For
13 Elect LIU Li Mgmt For For For
14 Elect ZHOU Xiaowen Mgmt For Against Against
15 Elect YE Minghai Mgmt For Against Against
________________________________________________________________________________
Zhejiang Longsheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600352 CINS Y98918108 03/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Corporate Bonds to
Eligible
Investors
2 Issuing Scale Mgmt For For For
3 Bond Duration Mgmt For For For
4 Interest Rate and Its Mgmt For For For
Determining
Method
5 Issuing Targets and Mgmt For For For
Method
6 Guarantee Arrangement Mgmt For For For
7 Redemption or Resale Mgmt For For For
Clauses
8 Listing Place Mgmt For For For
9 Purpose of the Raised Mgmt For For For
Funds
10 The Valid Period of Mgmt For For For
the
Resolution
11 Full Authorization to Mgmt For For For
the Board or the
Chairman of the Board
to Handle Matters
Regarding the Public
Issuance of Corporate
Bonds to Eligible
Investors
12 Authorization to the Mgmt For For For
Board to Take
Repayment Guarantee
Measures in Case the
Company is Expected
to Default on Payment
of the Principal and
Interest As Scheduled
or Actually Fail to
Pay the Principal and
Interest
________________________________________________________________________________
Zhejiang Longsheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600352 CINS Y98918108 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2020 Financial Budget Mgmt For For For
Report
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2019 Profit Mgmt For For For
Distribution
Plan
7 2019 Annual Mgmt For For For
Remuneration For
Directors And
Supervisors
8 Verification Of Mgmt For Against Against
Guarantee Quota For
Subsidiaries
9 2020 Appointment Of Mgmt For For For
Audit
Firm
10 2020 Employee Stock Mgmt For Against Against
Ownership Plan
(Draft)
11 Management Measures On Mgmt For Against Against
The 2020 Employee
Stock Ownership
Plan
12 Full Authorization To Mgmt For Against Against
The Board To Handle
The Employee Stock
Ownership
Plan
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang NHU Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 05/21/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report And Mgmt For For For
Its
Summary
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 Cash Management With Mgmt For For For
Some Idle Raised
Funds
7 Launching The Bill Mgmt For For For
Pool
Business
8 Provision Of Guarantee Mgmt For For For
For Controlled
Subsidiaries
9 Change of the Mgmt For For For
Company's
Domicile
10 Amendments to the Mgmt For For For
Company's Articles of
Association
11 Amendments To The Mgmt For Against Against
Rules Of Procedure
Governing The Board
Meetings
12 Amendments to the Mgmt For Against Against
Rules of Procedure
Governing
Shareholders General
Meetings
13 Amendments to the Mgmt For Against Against
Rules of Procedure
Governing Meetings of
the Supervisory
Committee
14 Amendments To The Mgmt For Against Against
System For
Independent
Directors
15 Amendments To The Mgmt For Against Against
Information
Disclosure Management
System
16 Amendments To The Mgmt For Against Against
External Guarantee
Management
System
17 Amendments To The Mgmt For Against Against
Connected
Transactions
Decision-Making
System
18 Reappointment Of Audit Mgmt For For For
Firm
________________________________________________________________________________
Zhejiang Sanhua Intelligent Controls Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002050 CINS Y9890L126 02/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
2 2020 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
3 Appraisal Management Mgmt For For For
Measures For The 2020
Restricted Stock
Incentive
Plan
4 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
2020 Restricted Stock
Incentive
Plan
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Sanhua Intelligent Controls Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002050 CINS Y9890L126 05/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Application For Mgmt For For For
Comprehensive Credit
Line To
Banks
7 Launching The Bill Mgmt For For For
Pool
Business
8 Provision Of Guarantee Mgmt For For For
For Controlled
Subsidiaries
9 2020 Reappointment Of Mgmt For For For
Audit
Firm
10 Permanently Mgmt For For For
Supplementing The
Working Capital With
Surplus Raised
Funds
11 Adjustment Of Mgmt For For For
Allowance And
Remuneration For
Directors
12 Amendments To Some Mgmt For For For
Terms Under The 2018
Restricted Stock
Incentive
Plan
13 Elect SHI Jianhui Mgmt For For For
14 Elect ZHU Hongjun Mgmt For For For
________________________________________________________________________________
Zhejiang Sanhua Intelligent Controls Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002050 CINS Y9890L126 06/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Adjustment of Some Mgmt For For For
Performance Appraisal
Indicators Under the
2018 Restricted
Stocks Incentive
Plan
3 Adjustment of Some Mgmt For For For
Performance Appraisal
Indicators Under the
2018 Stock
Appreciation Right
Incentive
Plan
4 Adjustment of Some Mgmt For For For
Performance Appraisal
Indicators Under the
2020 Restricted Stock
Incentive
Plan
5 Amendments to Mgmt For Against Against
Management Measures
for the
Implementation of
2020 Equity Incentive
Plan
6 Amendments to Mgmt For Against Against
Management Measures
for the
Implementation of
2020 Restricted Stock
Incentive
Plan
________________________________________________________________________________
Zhejiang Semir Garment Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002563 CINS Y9894U106 01/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect QIU Guanghe Mgmt For For For
2 Elect QIU Jianqiang Mgmt For For For
3 Elect ZHOU Pingfan Mgmt For For For
4 Elect XU Bo Mgmt For For For
5 Elect SHAO Feichun Mgmt For For For
6 Elect CHEN Xinsheng Mgmt For For For
7 Elect YU Yumiao Mgmt For For For
8 Elect ZHU Weiming Mgmt For For For
9 Elect ZHENG Peimin Mgmt For For For
10 Elect JIANG Jie Mgmt For Against Against
11 Elect JIANG Chengle Mgmt For Against Against
12 Amendments to Articles Mgmt For For For
13 Amendments to Mgmt For Against Against
Procedural Rules for
Shareholder
Meetings
14 Amendments to Mgmt For Against Against
Procedural Rules for
Board
Meetings
15 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Semir Garment Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002563 CINS Y9894U106 03/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Business Mgmt For For For
Scope and Amendments
to
Articles
2 The Second Phase Mgmt For Against Against
Employee Stock
Ownership Plan
(Draft) And Its
Summary
3 Full Authorization to Mgmt For Against Against
the Board to Handle
Matters Regarding the
Issuance of Corporate
Bonds
________________________________________________________________________________
Zhejiang Semir Garment Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002563 CINS Y9894U106 05/18/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2020 Appointment Of Mgmt For For For
Audit
Firm
7 Repurchase and Mgmt For For For
Cancellation of Some
Locked Restricted
Stocks Granted to
Plan Participants
Under the 2nd Phase
Restricted Stocks
Incentive
Plan
8 Change of the Mgmt For For For
Registered Capital of
the Company and
Amendments to the
Articles of
Association of the
Company
9 Remuneration Standards Mgmt For For For
for Non-independent
Directors and
Supervisors and
Senior
Management
10 Allowance Standards Mgmt For For For
For Independent
Directors
11 Provision Of Guarantee Mgmt For For For
Quota For
Subsidiaries
________________________________________________________________________________
Zhejiang Supor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002032 CINS Y98925103 05/20/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors Report Mgmt For For For
2 Supervisors Report Mgmt For For For
3 2019 Annual Report Mgmt For For For
4 Annual Accounts Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions with SEB
S.A.
8 Investment in Wealth Mgmt For For For
Management Products
with Idle
Funds
9 Authority to Mgmt For For For
Repurchase and Cancel
Shares
10 Amendments to Articles Mgmt For For For
11 Elect Philippe Sumeire Mgmt For Against Against
12 Elect Thierry de La Mgmt For For For
Tour d'
Artaise
13 Elect Harry Touret Mgmt For For For
14 Elect Stanislas de Mgmt For For For
Gramont
15 Elect Nathalie Lomon Mgmt For For For
16 Elect DAI Huaizong Mgmt For For For
17 Elect SU Xianze Mgmt For For For
18 Elect Herve Machenaud Mgmt For For For
19 Elect Jean-Michel Mgmt For For For
Piveteau
20 Elect CHEN Jun Mgmt For For For
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 01/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase Of Loan Quota Mgmt For For For
Of
Subsidiaries
2 Additional Guarantee Mgmt For For For
Quota For
Subsidiaries
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 03/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Evaluation and Pricing Mgmt For Against Against
of the Target
Equities
2 Source of Funds and Mgmt For Against Against
Payment Method for
the
Transaction
3 Arrangement for Mgmt For Against Against
Transitional
Period
4 Performance Mgmt For Against Against
Commitments and
Compensation
5 Impairment Test Mgmt For Against Against
6 The Assets Purchase Mgmt For Against Against
Does Not Constitute a
Major Assets
Restructuring or a
Listing by
Restructuring
7 The Assets Purchase Mgmt For Against Against
Constitutes A
Connected
Transaction
8 Audit Report And Mgmt For Against Against
Assets Evaluation
Report Related To The
Transaction
9 Independence Of The Mgmt For Against Against
Audit Firm And
Evaluation
Institution
10 Rationality of the Mgmt For Against Against
Evaluation
Hypothesis,
Correlation Between
the Evaluation Method
and Evaluation
Purpose, and Fairness
of the Evaluated
Price
11 Conditional Equity Mgmt For Against Against
Transfer Agreement To
Be
Signed
12 Conditional Mgmt For Against Against
Performance
Compensation
Agreement To Be
Signed
13 Authorization To The Mgmt For Against Against
Board To Handle
Matters Regarding The
Transaction
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 06/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Bin Mgmt For For For
2 Elect DONG Ruiping Mgmt For For For
3 Elect LI Yun Mgmt For For For
4 Elect WU Xingzhong Mgmt For For For
5 Elect CHEN Hanxia Mgmt For For For
6 Elect HE Qiongwen Mgmt For For For
7 Elect CHU Minhong Mgmt For For For
8 Elect XIE Tao Mgmt For For For
9 Elect GUAN Zheng Mgmt For For For
10 Elect XU Zhenyu Mgmt For Against Against
11 Elect XU Zhiliang Mgmt For Against Against
12 Elect CHEN Weidong Mgmt For Against Against
13 Allowance For Mgmt For For For
Directors And
Supervisors
14 Remuneration For The Mgmt For For For
Chairman Of The
Board
________________________________________________________________________________
Zhejiang Weixing New Building Materials Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002372 CINS Y9893V105 01/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer Of Some Mgmt For For For
Assets To
Wholly-Owned
Subsidiaries
2 Elect JIN Hongyang Mgmt For For For
3 Elect ZHANG Kapeng Mgmt For For For
4 Elect ZHANG Sanyun Mgmt For For For
5 Elect XIE Jinkun Mgmt For For For
6 Elect FENG Jifu Mgmt For For For
7 Elect XU Youzhi Mgmt For For For
8 Elect SONG Yihu Mgmt For For For
9 Elect ZHENG Lijun Mgmt For For For
10 Elect ZHU Xiehe Mgmt For For For
11 Elect CHEN Guogui Mgmt For Against Against
12 Elect FANG Saijian Mgmt For Against Against
________________________________________________________________________________
Zhejiang Weixing New Building Materials Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002372 CINS Y9893V105 05/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Accounts Mgmt For For For
Plan
2 2019 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax
Included):cny5.0000000
0 2) Bonus Issue from
Profit (share/10
Shares):none 3) Bonus
Issue from Capital
Reserve (share/10
Shares):none
3 2019 Work Report Of Mgmt For For For
The Board Of
Directors
4 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
5 2019 Annual Report And Mgmt For For For
Its
Summary
6 2020 Appointment Of Mgmt For For For
Audit
Firm
7 Expansion of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
8 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Shareholders General
Meetings
9 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
10 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
11 Amendments To The Mgmt For For For
External Investment
Management
System
________________________________________________________________________________
Zhejiang Wolwo Bio-Pharmaceutical
Ticker Security ID: Meeting Date Meeting Status
300357 CINS Y9897U103 02/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HU Gengxi Mgmt For For For
2 Elect CHEN Yanni Mgmt For For For
3 Elect WANG Lihong Mgmt For For For
4 Elect ZHANG Lu Mgmt For For For
5 Elect ZHANG Qifeng Mgmt For For For
6 Elect XU Guoliang Mgmt For For For
7 Elect JIN Tao Mgmt For Against Against
8 Elect YANG Huifeng Mgmt For Against Against
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Wolwo Bio-Pharmaceutical
Ticker Security ID: Meeting Date Meeting Status
300357 CINS Y9897U103 05/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Annual Report And Mgmt For For For
Its
Summary
2 2019 Work Report Of Mgmt For For For
The Board Of
Directors
3 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2019 Annual Accounts Mgmt For For For
5 2019 Allocation of Mgmt For For For
Profits/Dividends
6 Purchase Of Wealth Mgmt For For For
Management Products
With Idle Proprietary
Funds
7 2020 Remuneration Plan Mgmt For For For
for the Chairman of
the Board and General
Managers
8 2020 Remuneration Plan Mgmt For For For
for Director and
Deputy-general
Manager WANG
Lihong
9 2020 Remuneration Plan Mgmt For For For
for Director and
Deputy-general
Manager ZHANG
Lu
10 2020 Remuneration Plan Mgmt For For For
for Independent
Directors
11 2020 Remuneration Plan Mgmt For For For
For Independent
Director Zhang
Qifeng
12 2020 Remuneration Plan Mgmt For For For
for
Supervisors
13 2020 Remuneration Plan Mgmt For For For
For Supervisor Li
Wenxiu
14 2020 Remuneration Plan Mgmt For For For
For Supervisor Yang
Huifeng
________________________________________________________________________________
Zhen Ding Technology Holding Limited
Ticker Security ID: Meeting Date Meeting Status
4958 CINS G98922100 06/19/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
4 Amendments to Articles Mgmt For For For
5 Elect SHENG Chang-Fang Mgmt For For For
6 Elect YU Che-Hung Mgmt For For For
7 Elect LEE John-See Mgmt For For For
8 Elect LEE Ting-Chuan Mgmt For For For
9 Elect CHOU Chih-Chen Mgmt For For For
10 Elect CHIEH Chen-Fu Mgmt For For For
11 Elect LEE Chi-Hsien Mgmt For For For
12 Non-compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
Zhengzhou Yutong Bus Company Limited
Ticker Security ID: Meeting Date Meeting Status
600066 CINS Y98913109 04/27/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Profit Mgmt For For For
Distribution
Plan
5 2020 Estimated Related Mgmt For For For
Party
Transactions
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
10 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
11 Amendments to Mgmt For For For
Procedural Rules for
Supervisor
Meetings
12 Amendments to Mgmt For Against Against
Procedural Rules for
Independent
Directors
13 Amendments to Raised Mgmt For Against Against
Funds Management
Measures
14 Financing Authorization Mgmt For Against Against
15 Repurchase Mgmt For For For
Responsibilities
16 Elect CAO Jianwei Mgmt For For For
17 Elect LI Keqiang Mgmt For For For
18 Elect YU Li Mgmt For For For
19 Elect YIN Xiaohua Mgmt For For For
20 Elect LU Xinlei Mgmt For For For
21 Elect GU Xiujuan Mgmt For For For
22 Elect TANG Yuxiang Mgmt For For For
23 Elect ZHANG Tao Mgmt For Against Against
24 Elect ZHANG Guohui Mgmt For Against Against
25 Elect WEI Yihui Mgmt For Against Against
________________________________________________________________________________
Zhenro Properties Group Limited
Ticker Security ID: Meeting Date Meeting Status
06158 CINS G9897E109 06/08/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect OU Guowei Mgmt For For For
8 Elect LIN Hua Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Elect LIU Weiliang Mgmt For For For
________________________________________________________________________________
Zheshang Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601878 CINS Y989BG109 05/08/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Report Mgmt For For For
4 2020 Estimated Mgmt For Against Against
Continuing Connected
Transactions
5 2020 Estimated Mgmt For Against Against
Continuing Connected
Transactions
6 2020 Estimated Mgmt For Against Against
Continuing Connected
Transactions
7 Amendments to the Mgmt For For For
Company's Articles of
Association
8 2019 Profit Mgmt For For For
Distribution
Plan
9 Issuer and Issuance Mgmt For Against Against
Method
10 Type of Debt Financing Mgmt For Against Against
Instruments to Be
Issued and the Upper
Limit
11 Duration of Debt Mgmt For Against Against
Financing
Instruments
12 Issue Price and the Mgmt For Against Against
Interest Rate of the
Debt Financing
Instrument
13 Guarantee and Other Mgmt For Against Against
Credit Enhancement
Arrangement
14 Purpose of the Raised Mgmt For Against Against
Funds
15 Issuing Targets and Mgmt For Against Against
Arrangement for
Placement to Existing
Shareholders
16 To Retain Relevant Mgmt For Against Against
Institution for the
Issuance and Other
Issues
17 Repayment Guarantee Mgmt For Against Against
Measures
18 Listing of Debt Mgmt For Against Against
Financing
Instruments
19 Valid Period of the Mgmt For Against Against
Authorization
20 2020 Upper Limit Of Mgmt For For For
The Financial
Investment
Scale
21 2020 Reappointment Of Mgmt For For For
Audit Firm: Zhonghui
Certified Public
Accountants
________________________________________________________________________________
Zheshang Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601878 CINS Y989BG109 06/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For Against Against
Eligibility for
Non-public A-share
Offering
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuing Method and Date Mgmt For Against Against
4 Issue Price and Mgmt For Against Against
Pricing
Principles
5 Issuing Targets and Mgmt For Against Against
Subscription
Method
6 Issuing Volume Mgmt For Against Against
7 Lockup Period Mgmt For Against Against
8 Amount and Purpose of Mgmt For Against Against
the Raised
Funds
9 Accumulated Retained Mgmt For Against Against
Profits Before the
Non-public Share
Offering
10 Listing Place Mgmt For Against Against
11 The Valid Period of Mgmt For Against Against
the Resolution on the
Non-public Share
Offering
12 Preplan For Non-Public Mgmt For Against Against
A-Share
Offering
13 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from the Non-public
A-share
Offering
14 Report On The Use Of Mgmt For For For
Previously Raised
Funds
15 Diluted Immediate Mgmt For Against Against
Return After the
Non-public A-share
Offering and Filling
Measures
16 Formulation Of The Mgmt For For For
Shareholder Return
Plan For The Next
Three Years From 2020
To
2022
17 Authorization to the Mgmt For Against Against
Board and Its
Authorized Persons to
Handle Matters
Regarding the
Non-public A-share
Offering
18 Extension of De Facto Mgmt For For For
Controller's
Commitments on
Avoidance of
Horizontal
Competition
________________________________________________________________________________
ZhongAn Online P & C Insurance Co Ltd
Ticker Security ID: Meeting Date Meeting Status
6060 CINS Y989DF109 05/11/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Director's Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect ZHAN Weibiao Mgmt For For For
8 Performance Report of Mgmt For For For
Directors
9 Development Plan Mgmt For For For
(2020-2024)
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Amendments to Articles Mgmt For Against Against
12 Authority to Issue Mgmt For For For
Offshore Senior
Bonds
________________________________________________________________________________
ZhongAn Online P & C Insurance Co Ltd
Ticker Security ID: Meeting Date Meeting Status
6060 CINS Y989DF109 12/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adjustment to Mgmt For For For
Emoluments of Non
Executive
Directors
4 Revised Annual Caps Mgmt For For For
for Online Platform
Cooperation Framework
Agreement
5 New Online Platform Mgmt For For For
Cooperation Framework
Agreement
6 Auto Co-insurance Mgmt For For For
Cooperation Framework
Agreement
7 Board Authorization Mgmt For For For
________________________________________________________________________________
Zhongji Innolight Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300308 CINS Y7685V101 02/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of The Purpose Mgmt For For For
Of The Raised Funds
For Some
Projects
2 Change Of The Mgmt For For For
Company's Registered
Capital And
Amendments To The
Company's Articles Of
Association
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhongji Innolight Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300308 CINS Y7685V101 06/09/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Annual Accounts Mgmt For For For
4 2019 Annual Report And Mgmt For For For
Its
Summary
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
7 2019 Remuneration Plan Mgmt For For For
For Directors And
Supervisors
8 Formulation Of The Mgmt For For For
Shareholder Return
Plan For The Next
Three Years From 2020
To
2022
9 2020 Application For Mgmt For For For
Comprehensive Credit
Line To
Banks
10 Providing Mutual Mgmt For For For
Guarantee for
Application for Bank
Comprehensive Credit
by the Company and
Wholly-owned
(controlled)
Subsidiaries and
Sub-subsidiaries
11 2020 Reappointment Of Mgmt For For For
Audit
Firm
12 Continuing To Use Idle Mgmt For For For
Raised Funds For Cash
Management
13 Continuing To Use Mgmt For For For
Proprietary Idle
Funds For Cash
Management
14 Elect CHEN Datong Mgmt For For For
15 Elect JIN Fuhai Mgmt For For For
16 Elect XIA Chaoyang Mgmt For For For
17 Elect DU Jie Mgmt For For For
18 Elect WANG Weixiu Mgmt For For For
19 Elect LIU Sheng Mgmt For For For
20 Elect WANG Xiaodong Mgmt For For For
21 Elect ZHAO Guibin Mgmt For For For
22 Elect LIU Chengwei Mgmt For For For
23 Elect QI Zhijie Mgmt For Against Against
24 Elect WANG Jin Mgmt For Against Against
________________________________________________________________________________
Zhongji Innolight Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300308 CINS Y7685V101 12/13/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the Mgmt For For For
Second Phase Employee
Stock Ownership Plan
(Draft) and Its
Summary
2 Amendments to the Mgmt For For For
Management Measures
for the Second Phase
Employee Stock
Ownership
Plan
________________________________________________________________________________
Zhongjin Gold Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600489 CINS Y9890R107 04/01/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Management Measures On Mgmt For For For
First Phase Stock
Option Incentive
Plan
2 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Stock Option
Incentive
Plan
3 The First Phase Stock Mgmt For For For
Option Incentive Plan
(Revised Draft) And
Its
Summary
4 Appraisal Measures for Mgmt For For For
the Implementation of
the First Phase Stock
Option Incentive Plan
(revised
Draft)
________________________________________________________________________________
Zhongjin Gold Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600489 CINS Y9890R107 04/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LU Jin Mgmt For For For
________________________________________________________________________________
Zhongjin Gold Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600489 CINS Y9890R107 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Work Report Of Mgmt For For For
The Board Of
Directors
2 2019 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2019 Work Report Of Mgmt For For For
Independent
Directors
4 2019 Annual Accounts Mgmt For For For
5 2019 Profit Mgmt For For For
Distribution
Plan
6 2019 Annual Report And Mgmt For For For
Its
Summary
7 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
8 Appointment Of Audit Mgmt For For For
Firm
9 Application For Mgmt For For For
Registration And
Issuance Of Debt
Financing
Bonds
10 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Registration and
Issuance of Debt
Financing
Bonds
11 Provision Of Guarantee Mgmt For For For
For Loans Of A
Company
12 Provision Of Guarantee Mgmt For For For
For Loans Of A 2Nd
Company
13 Provision Of Guarantee Mgmt For For For
For Loans Of A 3Rd
Company
14 Provision Of Guarantee Mgmt For For For
For Loans Of A 4Th
Company
15 Amendments to the Plan Mgmt For For For
for the Connected
Transaction Regarding
Assets Purchase Via
Share Offering and
Matching Fund
Raising
________________________________________________________________________________
Zhongsheng Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0881 CINS G9894K108 06/10/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HUANG Yi Mgmt For For For
6 Elect David Alexander Mgmt For For For
Newbigging
7 Elect David HSU Mgmt For For For
8 Elect YING Wei Mgmt For For For
9 Elect LI Yanwei Mgmt For For For
10 Elect LI Guohui Mgmt For For For
11 Elect TANG Xianfeng Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For Against Against
Repurchased
Shares
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhuzhou CRRC Times Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
3898 CINS Y9892N104 06/23/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendments to Mgmt For Against Against
Procedural Rules of
General
Meetings
8 Elect LI Donglin and Mgmt For For For
Approve
Fees
9 Elect YANG Shouyi and Mgmt For For For
Approve
Fees
10 Elect LIU Ke'an and Mgmt For For For
Approve
Fees
11 Elect YAN Wu and Mgmt For For For
Approve
Fees
12 Elect ZHANG Xinning Mgmt For For For
and Approve
Fees
13 Elect Clement CHAN Kam Mgmt For For For
Wing and Approve
Fees
14 Elect PAO Ping Wing Mgmt For For For
and Approve
Fees
15 Elect LIU Chunru and Mgmt For For For
Approve
Fees
16 Elect CHEN Xiaoming Mgmt For For For
and Approve
Fees
17 Elect GAO Feng and Mgmt For For For
Approve
Fees
18 Elect LI Lue as Mgmt For Against Against
Supervisor and
Approve
Fees
19 Elect GENG Jianxin as Mgmt For For For
Supervisor and
Approve
Fees
20 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
21 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 02/04/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
3 Amendments to Article Mgmt For Against Against
102
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 02/04/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
2 Amendments to Article Mgmt For Against Against
102
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 02/04/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article Mgmt For Against Against
102
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 02/04/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For Against Against
102
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 06/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Debt
Instruments
3 Authority to Give Mgmt For For For
Guarantees
4 Authority to Give Mgmt For For For
Guarantees (Makeng
Mining)
5 Directors' Report Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Supervisors' Report Mgmt For For For
8 Accounts and Reports Mgmt For For For
9 Annual Report Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Directors' and Mgmt For For For
Supervisors'
Fees
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 06/12/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instruments
2 Authority to Give Mgmt For For For
Guarantees
3 Authority to Give Mgmt For For For
Guarantees (Makeng
Mining)
4 Directors' Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Supervisors' Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Annual Report Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 12/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
of
Association
3 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholders
Meetings
4 Remuneration and Mgmt For For For
Assessment of
Directors and
Supervisors
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect CHEN Jinghe Mgmt For For For
7 Elect LAN Fusheng Mgmt For For For
8 Elect ZOU Laichang Mgmt For For For
9 Elect LIN Hongfu Mgmt For For For
10 Elect LIN Hongying Mgmt For For For
11 Elect Xie Xionghui Mgmt For For For
12 Elect LI Jian Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect ZHU Guang Mgmt For For For
15 Elect MAO Jingwen Mgmt For For For
16 Elect LI Changqing Mgmt For For For
17 Elect He Fulong Mgmt For For For
18 Elect Stephen SUEN Man Mgmt For For For
Tak
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Elect LIN Shuiqing as Mgmt For For For
Supervisor
21 Elect FAN Wensheng as Mgmt For For For
Supervisor
22 Elect XU Qiang as Mgmt For For For
Supervisor
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 12/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
of
Association
2 Amendments to Mgmt For Against Against
Procedural Rules of
Shareholders
Meetings
3 Remuneration and Mgmt For For For
Assessment of
Directors and
Supervisors
4 Elect CHEN Jinghe Mgmt For For For
5 Elect LAN Fusheng Mgmt For For For
6 Elect ZOU Laichang Mgmt For For For
7 Elect LIN Hongfu Mgmt For For For
8 Elect LIN Hongying Mgmt For For For
9 Elect Xie Xionghui Mgmt For For For
10 Elect LI Jian Mgmt For For For
11 Elect ZHU Guang Mgmt For For For
12 Elect MAO Jingwen Mgmt For For For
13 Elect LI Changqing Mgmt For For For
14 Elect He Fulong Mgmt For For For
15 Elect Stephen SUEN Man Mgmt For For For
Tak
16 Elect LIN Shuiqing as Mgmt For For For
Supervisor
17 Elect FAN Wensheng as Mgmt For For For
Supervisor
18 Elect XU Qiang as Mgmt For For For
Supervisor
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y9895V103 01/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Stock Ownership Plan Mgmt For For For
4 Adoption of Management Mgmt For For For
Rules of Stock
Ownership
Plan
5 Authorization of Board Mgmt For For For
to handle matters
relating to
implementation of
Stock Ownership
Plan
6 Amendments to Articles Mgmt For For For
7 Merger by Absorption Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Issue of Asset-backed Mgmt For For For
Securities
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y1293Y102 01/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Stock Ownership Plan Mgmt For For For
3 Adoption of Management Mgmt For For For
Rules of Stock
Ownership
Plan
4 Authorization of Board Mgmt For For For
to handle matters
relating to
implementation of
Stock Ownership
Plan
5 Amendments to Articles Mgmt For For For
6 Merger by Absorption Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Issue of Asset-backed Mgmt For For For
Securities
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y9895V103 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report of A Mgmt For For For
Shares
5 Annual Report of H Mgmt For For For
Shares
6 Allocation of Mgmt For For For
Profits/Dividends
7 Provision for Asset Mgmt For For For
Impairment
8 Application for Mgmt For For For
Banking Credit
Line
9 Provision of Buy-back Mgmt For For For
Guarantees
10 Authority to Give Mgmt For For For
Mortgage
Guarantees
11 Authorization to Mgmt For For For
Zoomlion Industrial
Vehicles to Engage in
Business relating to
Banker's Acceptance
Secured by
Goods
12 Authorization to Mgmt For For For
Zoomlion Heavy
Machinery to Engage
in Business relating
to Banker's
Acceptance Secured by
Goods
13 Authority to Give Mgmt For For For
Guarantees
14 Investment and Mgmt For For For
Financial
Management
15 Development of Mgmt For For For
Financial Derivatives
Business
16 Authorization to Hunan Mgmt For For For
Zhicheng Financing
and Guarantee Company
Limited to Provide
Guarantees
17 Related Party Mgmt For For For
Transactions in
Relation to Sale of
Spare Parts and
Components
18 Related Party Mgmt For For For
Transactions in
Relation to Provision
of Financial
Services
19 Related Party Mgmt For For For
Transactions in
Relation to
Procurement of
Products including
Spare Parts and
Components
20 Appointment of Mgmt For For For
Domestic
Auditor
21 Appointment of Mgmt For For For
International
Auditor
22 Authority to Set Mgmt For For For
Auditor's
Fees
23 Merger by Absorption Mgmt For For For
24 Amendments to Articles Mgmt For Against Against
of
Association
25 Amendments to Mgmt For Against Against
Procedural Rules for
General
Meetings
26 Authority to Issue A Mgmt For Against Against
Shares w/o preemptive
rights
27 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
28 Further Amendments to Mgmt For For For
Articles of
Association
(Supplemental
Circular June 9,
2020)
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y1293Y102 06/29/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report of A Mgmt For For For
Shares
5 Annual Report of H Mgmt For For For
Shares
6 Allocation of Mgmt For For For
Profits/Dividends
7 Provision for Asset Mgmt For For For
Impairment
8 Application for Mgmt For For For
Banking Credit
Line
9 Provision of Buy-back Mgmt For For For
Guarantees
10 Authority to Give Mgmt For For For
Mortgage
Guarantees
11 Authorization to Mgmt For For For
Zoomlion Industrial
Vehicles to Engage in
Business relating to
Banker's Acceptance
Secured by
Goods
12 Authorization to Mgmt For For For
Zoomlion Heavy
Machinery to Engage
in Business relating
to Banker's
Acceptance Secured by
Goods
13 Authority to Give Mgmt For For For
Guarantees
14 Investment and Mgmt For For For
Financial
Management
15 Development of Mgmt For For For
Financial Derivatives
Business
16 Authorization to Hunan Mgmt For For For
Zhicheng Financing
and Guarantee Company
Limited to Provide
Guarantees
17 Related Party Mgmt For For For
Transactions in
Relation to Sale of
Spare Parts and
Components
18 Related Party Mgmt For For For
Transactions in
Relation to Provision
of Financial
Services
19 Related Party Mgmt For For For
Transactions in
Relation to
Procurement of
Products including
Spare Parts and
Components
20 Appointment of Mgmt For For For
Domestic
Auditor
21 Appointment of Mgmt For For For
International
Auditor
22 Authority to Set Mgmt For For For
Auditor's
Fees
23 Merger by Absorption Mgmt For For For
24 Amendments to Articles Mgmt For Against Against
of
Association
25 Amendments to Mgmt For Against Against
Procedural Rules for
General
Meetings
26 Authority to Issue A Mgmt For Against Against
Shares w/o preemptive
rights
27 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
28 Further Amendments to Mgmt For For For
Articles of
Association
(Supplemental
Circular June 9,
2020)
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ZTE Corporation
Ticker Security ID: Meeting Date Meeting Status
0763 CINS Y0004F105 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Annual Report Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 President's Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Application for Mgmt For For For
Investment Limits in
Derivative
Products
10 Authority to Give Mgmt For For For
Guarantees
11 ZTE Channel Mgmt For For For
Cooperation Framework
Agreement
12 Issue Medium Term Notes Mgmt For For For
13 Application of Credit Mgmt For For For
Facility to Bank of
China
Limited
14 Application of Credit Mgmt For For For
Facility to China
Development
Bank
15 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
16 Appointment of Hong Mgmt For For For
Kong Auditor and
Authority
to
Set Fees
17 Appointment of Mgmt For For For
Internal Control
Auditor and
Authority
to Set Fees
18 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Amendments to Articles Mgmt For Against Against
and Rules of
Procedures for
General
Meetings
21 Elect ZHUANG Jiansheng Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ZTE Corporation
Ticker Security ID: Meeting Date Meeting Status
0763 CINS Y0004F121 06/19/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 President's Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Application for Mgmt For For For
Investment Limits in
Derivative
Products
9 Authority to Give Mgmt For For For
Guarantees
10 ZTE Channel Mgmt For For For
Cooperation Framework
Agreement
11 Issue Medium Term Notes Mgmt For For For
12 Application of Credit Mgmt For For For
Facility to Bank of
China
Limited
13 Application of Credit Mgmt For For For
Facility to China
Development
Bank
14 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
15 Appointment of Hong Mgmt For For For
Kong Auditor and
Authority
to
Set Fees
16 Appointment of Mgmt For For For
Internal Control
Auditor and
Authority
to Set Fees
17 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Amendments to Articles Mgmt For Against Against
and Rules of
Procedures for
General
Meetings
20 Elect ZHUANG Jiansheng Mgmt For For For
________________________________________________________________________________
ZTE Corporation
Ticker Security ID: Meeting Date Meeting Status
0763 CINS Y0004F105 07/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Articles, Rules of
Procedure for General
Meetings of
Shareholders and
Rules of Procedure
for Board of
Directors
Meetings
3 Amendments to Rules of Mgmt For For For
Procedure for
Supervisory Committee
Meetings
4 Matters pertaining to Mgmt For For For
Execution of
Supplemental
Agreement with
Shenzhen Vanke
Development
Co., Ltd. on Shenzhen
Bay Super
Headquarters
Base
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ZTE Corporation
Ticker Security ID: Meeting Date Meeting Status
0763 CINS Y0004F121 07/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Articles, Rules of
Procedure for General
Meetings of
Shareholders and
Rules of Procedure
for Board of
Directors
Meetings
3 Amendments to Rules of Mgmt For For For
Procedure for
Supervisory Committee
Meetings
4 Matters pertaining to Mgmt For For For
Execution of
Supplemental
Agreement with
Shenzhen Vanke
Development
Co., Ltd. on Shenzhen
Bay Super
Headquarters
Base
======================TIAA-CREF Equity Index Fund======================
1-800-FLOWERS.COM, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLWS CUSIP 68243Q106 12/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Geralyn R. Breig Mgmt For For For
1.2 Elect Celia R. Brown Mgmt For For For
1.3 Elect James A. Mgmt For For For
Cannavino
1.4 Elect Eugene F. DeMark Mgmt For For For
1.5 Elect Leonard J. Elmore Mgmt For For For
1.6 Elect Adam Hanft Mgmt For For For
1.7 Elect Sean Hegarty Mgmt For For For
1.8 Elect Christopher G. Mgmt For For For
McCann
1.9 Elect James F. McCann Mgmt For For For
1.10 Elect Katherine Oliver Mgmt For For For
1.11 Elect Larry Zarin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
1st Source Corporation
Ticker Security ID: Meeting Date Meeting Status
SRCE CUSIP 336901103 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vinod M. Khilnani Mgmt For For For
2 Elect Rex Martin Mgmt For For For
3 Elect Christopher J. Mgmt For For For
Murphy
III
4 Elect Timothy K. Ozark Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
22nd Century Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
XXII CUSIP 90137F103 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clifford B. Fleet Mgmt For For For
1.2 Elect Roger D. O'Brien Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
2U, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWOU CUSIP 90214J101 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sallie L. Mgmt For For For
Krawcheck
1.2 Elect John M. Larson Mgmt For For For
1.3 Elect Edward S. Macias Mgmt For For For
1.4 Elect Alexis Maybank Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
3D Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
DDD CUSIP 88554D205 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Malissia Clinton Mgmt For For For
2 Elect William E. Curran Mgmt For For For
3 Elect Thomas W. Mgmt For For For
Erickson
4 Elect Charles W. Hull Mgmt For For For
5 Elect William D. Humes Mgmt For For For
6 Elect Vyomesh Joshi Mgmt For For For
7 Elect Jim D. Kever Mgmt For For For
8 Elect Charles G. Mgmt For For For
McClure,
Jr.
9 Elect Kevin S. Moore Mgmt For For For
10 Elect John J. Tracy Mgmt For For For
11 Elect Jeffrey Wadsworth Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2015 Mgmt For For For
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas K. Brown Mgmt For For For
2 Elect Pamela J. Craig Mgmt For For For
3 Elect David B. Dillon Mgmt For For For
4 Elect Michael L. Eskew Mgmt For For For
5 Elect Herbert L. Henkel Mgmt For For For
6 Elect Amy E. Hood Mgmt For For For
7 Elect Muhtar Kent Mgmt For For For
8 Elect Dambisa F. Moyo Mgmt For For For
9 Elect Gregory R. Page Mgmt For For For
10 Elect Michael F. Roman Mgmt For For For
11 Elect Patricia A. Mgmt For For For
Woertz
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Salary Considerations
When Setting
Executive
Compensation
________________________________________________________________________________
89bio, Inc.
Ticker Security ID: Meeting Date Meeting Status
ETNB CUSIP 282559103 06/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rohan Palekar Mgmt For Withhold Against
1.2 Elect Gregory Grunberg Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
8x8, Inc.
Ticker Security ID: Meeting Date Meeting Status
EGHT CUSIP 282914100 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bryan R. Martin Mgmt For For For
1.2 Elect Vikram Verma Mgmt For For For
1.3 Elect Eric Salzman Mgmt For For For
1.4 Elect Jaswinder Pal Mgmt For For For
Singh
1.5 Elect Vladimir Mgmt For For For
Jacimovic
1.6 Elect Monique Bonner Mgmt For For For
1.7 Elect Todd R. Ford Mgmt For For For
1.8 Elect Elizabeth Mgmt For For For
Theophille
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2012 Mgmt For Against Against
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
A.O. Smith Corporation
Ticker Security ID: Meeting Date Meeting Status
AOS CUSIP 831865209 04/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William P. Mgmt For For For
Greubel
1.2 Elect Ilham Kadri Mgmt For For For
1.3 Elect Idelle K. Wolf Mgmt For For For
1.4 Elect Gene C. Wulf Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
A10 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATEN CUSIP 002121101 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tor R. Braham Mgmt For For For
2 Elect Peter Y. Chung Mgmt For Abstain Against
3 Elect J. Michael Dodson Mgmt For For For
4 Elect Eric B. Singer Mgmt For Abstain Against
5 Elect Dhrupad Trivedi Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
A10 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATEN CUSIP 002121101 12/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tor R. Braham Mgmt For For For
2 Elect Peter Y. Chung Mgmt For For For
3 Elect Phillip J. Mgmt For For For
Salsbury
4 Elect Eric B. Singer Mgmt For For For
5 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Certificate and
Bylaws
6 Elimination of Mgmt For For For
Supermajority
Requirement for
Removal of
Directors
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AAON, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAON CUSIP 000360206 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Caron A. Lawhorn Mgmt For For For
2 Elect Stephen O. Mgmt For For For
LeClair
3 Amendment to the 2016 Mgmt For For For
Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AAR Corp.
Ticker Security ID: Meeting Date Meeting Status
AIR CUSIP 000361105 09/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James E. Goodwin Mgmt For For For
2 Elect John M. Holmes Mgmt For For For
3 Elect Marc J. Walfish Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aaron's, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAN CUSIP 002535300 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kelly H. Barrett Mgmt For For For
2 Elect Kathy T. Betty Mgmt For For For
3 Elect Douglas C. Mgmt For For For
Curling
4 Elect Cynthia N. Day Mgmt For For For
5 Elect Curtis L. Doman Mgmt For For For
6 Elect Walter G. Ehmer Mgmt For For For
7 Elect Hubert L. Mgmt For For For
Harris,
Jr.
8 Elect John W. Robinson Mgmt For For For
III
9 Elect Ray M. Robinson Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Holding Company Mgmt For For For
Reorganization
________________________________________________________________________________
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Roxanne S. Austin Mgmt For For For
1.3 Elect Sally E. Blount Mgmt For For For
1.4 Elect Robert B. Ford Mgmt For For For
1.5 Elect Michelle A. Mgmt For For For
Kumbier
1.6 Elect Edward M. Liddy Mgmt For For For
1.7 Elect Darren W. McDew Mgmt For For For
1.8 Elect Nancy McKinstry Mgmt For For For
1.9 Elect Phebe N. Mgmt For For For
Novakovic
1.10 Elect William A. Osborn Mgmt For For For
1.11 Elect Daniel J. Starks Mgmt For For For
1.12 Elect John G. Stratton Mgmt For For For
1.13 Elect Glenn F. Tilton Mgmt For For For
1.14 Elect Miles D. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Adjustments to
Non-GAAP Metrics in
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Edward M. Liddy Mgmt For For For
1.3 Elect Melody B. Meyer Mgmt For For For
1.4 Elect Frederick H. Mgmt For For For
Waddell
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to
Public Concern Over
Drug
Pricing
________________________________________________________________________________
Abeona Therapeutics Inc.
Ticker Security ID: Meeting Date Meeting Status
ABEO CUSIP 00289Y107 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christine Mgmt For Withhold Against
Silverstein
1.2 Elect Todd Wider Mgmt For Withhold Against
2 Amendment to the 2015 Mgmt For Against Against
Equity Incentive
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr For For For
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Abercrombie & Fitch Co.
Ticker Security ID: Meeting Date Meeting Status
ANF CUSIP 002896207 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kerrii B. Mgmt For For For
Anderson
2 Elect Terry Burman Mgmt For For For
3 Elect Felix Carbullido Mgmt For For For
4 Elect Susie Coulter Mgmt For For For
5 Elect Sarah M. Mgmt For For For
Gallagher
6 Elect James A. Goldman Mgmt For For For
7 Elect Michael E. Mgmt For For For
Greenlees
8 Elect Archie M. Griffin Mgmt For For For
9 Elect Fran Horowitz Mgmt For For For
10 Elect Helen McCluskey Mgmt For For For
11 Elect Charles R. Perrin Mgmt For For For
12 Elect Nigel Travis Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan for
Directors
15 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan for
Associates
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ABIOMED, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABMD CUSIP 003654100 08/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael R. Mgmt For For For
Minogue
1.2 Elect Martin P. Sutter Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ABM Industries Incorporated
Ticker Security ID: Meeting Date Meeting Status
ABM CUSIP 000957100 03/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald F. Mgmt For For For
Colleran
2 Elect Thomas M. Mgmt For For For
Gartland
3 Elect Winifred Markus Mgmt For For For
Webb
4 Repeal of Classified Mgmt For For For
Board
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Acacia Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
ACIA CUSIP 00401C108 09/06/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Acacia Research Corporation
Ticker Security ID: Meeting Date Meeting Status
ACTG CUSIP 003881307 02/14/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Common Mgmt For For For
Stock upon Conversion
of Preferred Shares
and
Warrants
2 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Acacia Research Corporation
Ticker Security ID: Meeting Date Meeting Status
ACTG CUSIP 003881307 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maureen E. Mgmt For For For
O'Connell
2 Elect Katharine Wolanyk Mgmt For For For
3 Elect Isaac T. Kohlberg Mgmt For For For
4 Elect Jonathan Sagal Mgmt For For For
5 Elect Clifford Press Mgmt For For For
6 Elect Alfred V. Tobia, Mgmt For For For
Jr.
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Acacia Research Corporation
Ticker Security ID: Meeting Date Meeting Status
ACTG CUSIP 003881307 07/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Katharine Wolanyk Mgmt For For For
2 Elect Isaac T. Kohlberg Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Allow Shareholders to Mgmt For For For
Call Special
Meetings
6 Approval of Amendment Mgmt For For For
to Implement Certain
Transfer Restrictions
to Preserve Tax
Benefits Associated
with
NOLs
7 Ratification of the Mgmt For For For
Tax Benefits
Preservation
Plan
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Acadia Healthcare Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACHC CUSIP 00404A109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wade D. Miquelon Mgmt For For For
2 Elect William M. Petrie Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ACADIA Pharmaceuticals Inc.
Ticker Security ID: Meeting Date Meeting Status
ACAD CUSIP 004225108 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M. Daly Mgmt For For For
1.2 Elect Edmund P. Mgmt For For For
Harrigan
2 Amendment to the 2004 Mgmt For For For
Employee Stock
Purchase
Plan
3 Approval of the 2020 Mgmt For For For
Non-Employee Director
Compensation
Policy
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Acadia Realty Trust
Ticker Security ID: Meeting Date Meeting Status
AKR CUSIP 004239109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth F. Mgmt For For For
Bernstein
2 Elect Douglas Crocker, Mgmt For For For
II
3 Elect Lorrence T. Mgmt For For For
Kellar
4 Elect Wendy Luscombe Mgmt For For For
5 Elect William T. Spitz Mgmt For For For
6 Elect Lynn C. Thurber Mgmt For For For
7 Elect Lee S. Wielansky Mgmt For For For
8 Elect C. David Zoba Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Approval of the 2020 Mgmt For For For
Share Incentive
Plan
________________________________________________________________________________
Accelerate Diagnostics, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXDX CUSIP 00430H102 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas D. Brown Mgmt For For For
1.2 Elect Roland Diggelmann Mgmt For For For
1.3 Elect Louise L. Mgmt For For For
Francesconi
1.4 Elect Mark C. Miller Mgmt For For For
1.5 Elect John Patience Mgmt For For For
1.6 Elect Jack Phillips Mgmt For For For
1.7 Elect Jack W. Schuler Mgmt For For For
1.8 Elect Matthew W. Mgmt For For For
Strobeck
1.9 Elect Frank J.M. ten Mgmt For For For
Brink
1.10 Elect Charles Watts Mgmt For For For
2 Amendment to the 2012 Mgmt For Against Against
Omnibus Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Acceleron Pharma Inc.
Ticker Security ID: Meeting Date Meeting Status
XLRN CUSIP 00434H108 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas A. McCourt Mgmt For For For
2 Elect Francois Nader Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Accenture plc
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 01/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jaime Ardila Mgmt For For For
2 Elect Herbert Hainer Mgmt For For For
3 Elect Nancy McKinstry Mgmt For For For
4 Elect Gilles Pelisson Mgmt For For For
5 Elect Paula A. Price Mgmt For For For
6 Elect Venkata Mgmt For For For
Renduchintala
7 Elect David P. Rowland Mgmt For For For
8 Elect Arun Sarin Mgmt For For For
9 Elect Julie Sweet Mgmt For For For
10 Elect Frank Kui Tang Mgmt For For For
11 Elect Tracey T. Travis Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2010 Mgmt For For For
Share Incentive
Plan
14 Ratification of Auditor Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Issuance of Treasury Mgmt For For For
Shares
________________________________________________________________________________
Acco Brands Corporation
Ticker Security ID: Meeting Date Meeting Status
ACCO CUSIP 00081T108 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Buzzard Mgmt For For For
2 Elect Kathleen S. Mgmt For For For
Dvorak
3 Elect Boris Elisman Mgmt For For For
4 Elect Pradeep Jotwani Mgmt For For For
5 Elect Robert J. Keller Mgmt For For For
6 Elect Thomas Kroeger Mgmt For For For
7 Elect Ronald M. Mgmt For For For
Lombardi
8 Elect Graciela Mgmt For For For
Monteagudo
9 Elect Michael Norkus Mgmt For For For
10 Elect E. Mark Rajkowski Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Accuray Incorporated
Ticker Security ID: Meeting Date Meeting Status
ARAY CUSIP 004397105 11/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard R. Mgmt For For For
Pettingill
2 Elect Joseph E. Mgmt For For For
Whitters
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AcelRx Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACRX CUSIP 00444T100 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard B. Rosen Mgmt For For For
1.2 Elect Mark Allen Wan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Approval of the 2020 Mgmt For Against Against
Equity Incentive
Plan
5 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Achillion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACHN CUSIP 00448Q201 12/19/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
ACI Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACIW CUSIP 004498101 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Odilon Almeida Mgmt For For For
1.2 Elect Janet O. Estep Mgmt For For For
1.3 Elect James C. Hale Mgmt For For For
1.4 Elect Pamela H. Patsley Mgmt For For For
1.5 Elect Charles E. Mgmt For For For
Peters,
Jr.
1.6 Elect David A. Poe Mgmt For For For
1.7 Elect Adalio T. Sanchez Mgmt For For For
1.8 Elect Thomas W. Warsop Mgmt For For For
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Equity and Incentive
Compensation
Plan
________________________________________________________________________________
ACNB Corporation
Ticker Security ID: Meeting Date Meeting Status
ACNB CUSIP 000868109 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kimberely S. Mgmt For For For
Chaney
1.2 Elect Frank Elsner, III Mgmt For For For
1.3 Elect James P. Helt Mgmt For For For
1.4 Elect Scott L. Kelley Mgmt For For For
1.5 Elect Daniel W. Potts Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ACNB Corporation
Ticker Security ID: Meeting Date Meeting Status
ACNB CUSIP 000868109 12/20/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Frederick County Mgmt For For For
Transaction
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Acorda Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACOR CUSIP 00484M106 06/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ron Cohen Mgmt For For For
1.2 Elect Lorin J. Randall Mgmt For For For
1.3 Elect Steven M. Mgmt For For For
Rauscher
2 Issuance of Common Mgmt For For For
Stock
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Reverse Stock Split Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reveta Bowers Mgmt For For For
2 Elect Robert J. Corti Mgmt For For For
3 Elect Hendrik Hartong Mgmt For For For
III
4 Elect Brian G. Kelly Mgmt For For For
5 Elect Robert A. Kotick Mgmt For For For
6 Elect Barry Meyer Mgmt For For For
7 Elect Robert J. Morgado Mgmt For For For
8 Elect Peter Nolan Mgmt For For For
9 Elect Dawn Mgmt For For For
Tarnofsky-Ostroff
10 Elect Casey Wasserman Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Actuant Corporation
Ticker Security ID: Meeting Date Meeting Status
EPAC CUSIP 00508X203 01/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alfredo Altavilla Mgmt For For For
1.2 Elect Judy L. Altmaier Mgmt For For For
1.3 Elect Randal W. Baker Mgmt For For For
1.4 Elect J. Palmer Mgmt For For For
Clarkson
1.5 Elect Danny L. Mgmt For For For
Cunningham
1.6 Elect E. James Ferland Mgmt For Withhold Against
1.7 Elect Richard D. Holder Mgmt For For For
1.8 Elect Sidney S. Simmons Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Company Name Change Mgmt For For For
________________________________________________________________________________
Acuity Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
AYI CUSIP 00508Y102 01/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Patrick Battle Mgmt For For For
2 Elect Peter C. Browning Mgmt For For For
3 Elect G. Douglas Mgmt For For For
Dillard,
Jr.
4 Elect James H. Hance, Mgmt For For For
Jr.
5 Elect Robert F. Mgmt For For For
McCullough
6 Elect Vernon J. Nagel Mgmt For For For
7 Elect Dominic J. Mgmt For For For
Pileggi
8 Elect Ray M. Robinson Mgmt For For For
9 Elect Mary A. Winston Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Acushnet Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
GOLF CUSIP 005098108 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Maher Mgmt For For For
1.2 Elect Yoon Soo Yoon Mgmt For For For
1.3 Elect Jennifer Mgmt For For For
Estabrook
1.4 Elect Gregory Hewett Mgmt For For For
1.5 Elect Sean Sullivan Mgmt For For For
1.6 Elect Steven H. Tishman Mgmt For For For
1.7 Elect Walter Uihlein Mgmt For For For
1.8 Elect Keun Chang Yoon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Adamas Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADMS CUSIP 00548A106 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael F. Bigham Mgmt For For For
1.2 Elect John MacPhee Mgmt For For For
1.3 Elect David L. Mahoney Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Adaptive Biotechnologies Corporation
Ticker Security ID: Meeting Date Meeting Status
ADPT CUSIP 00650F109 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Goel Mgmt For For For
1.2 Elect Robert M. Mgmt For For For
Hershberg
1.3 Elect Andris Zoltners Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Adesto Technologies Corp.
Ticker Security ID: Meeting Date Meeting Status
IOTS CUSIP 00687D101 05/05/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Adient plc
Ticker Security ID: Meeting Date Meeting Status
ADNT CUSIP G0084W101 03/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julie L. Bushman Mgmt For For For
2 Elect Peter H. Carlin Mgmt For For For
3 Elect Raymond L. Conner Mgmt For For For
4 Elect Douglas G. Mgmt For For For
DelGrosso
5 Elect Richard A. Mgmt For For For
Goodman
6 Elect Jose M. Gutierrez Mgmt For For For
7 Elect Frederick A. Mgmt For For For
Henderson
8 Elect Barbara J. Mgmt For For For
Samardzich
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2016 Mgmt For For For
Director Share
Plan
________________________________________________________________________________
ADMA Biologics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADMA CUSIP 000899104 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bryant E. Fong Mgmt For For For
2 Elect Martha J. Demski Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Adobe Inc.
Ticker Security ID: Meeting Date Meeting Status
ADBE CUSIP 00724F101 04/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amy L. Banse Mgmt For For For
2 Elect Frank A. Mgmt For For For
Calderoni
3 Elect James E. Daley Mgmt For For For
4 Elect Laura Desmond Mgmt For For For
5 Elect Charles M. Mgmt For For For
Geschke
6 Elect Shantanu Narayen Mgmt For For For
7 Elect Kathleen Oberg Mgmt For For For
8 Elect Dheeraj Pandey Mgmt For For For
9 Elect David A. Ricks Mgmt For For For
10 Elect Daniel Rosensweig Mgmt For For For
11 Elect John E. Warnock Mgmt For For For
12 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity
Report
________________________________________________________________________________
ADT Inc.
Ticker Security ID: Meeting Date Meeting Status
ADT CUSIP 00090Q103 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc E. Becker Mgmt For For For
1.2 Elect Stephanie Mgmt For For For
Drescher
1.3 Elect Reed B. Rayman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Adtalem Global Education Inc.
Ticker Security ID: Meeting Date Meeting Status
ATGE CUSIP 00737L103 11/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven M. Mgmt For For For
Altschuler
1.2 Elect William W. Burke Mgmt For For For
1.3 Elect Donna J. Hrinak Mgmt For For For
1.4 Elect Georgette D. Mgmt For For For
Kiser
1.5 Elect Lyle Logan Mgmt For For For
1.6 Elect Michael W. Mgmt For For For
Malafronte
1.7 Elect Lisa W. Wardell Mgmt For For For
1.8 Elect James D. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
ADTRAN, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADTN CUSIP 00738A106 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas R. Stanton Mgmt For For For
2 Elect H. Fenwick Huss Mgmt For For For
3 Elect Gregory J. McCray Mgmt For For For
4 Elect Balan Nair Mgmt For For For
5 Elect Jacqueline H. Mgmt For For For
Rice
6 Elect Kathryn A. Walker Mgmt For For For
7 Approval of the 2020 Mgmt For For For
Employee Stock
Incentive
Plan
8 Approval of the 2020 Mgmt For For For
Directors Stock
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aduro Biotech, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADRO CUSIP 00739L101 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross Haghighat Mgmt For For For
1.2 Elect Frank Karbe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Advance Auto Parts, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAP CUSIP 00751Y106 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Bergstrom Mgmt For For For
2 Elect Brad W. Buss Mgmt For For For
3 Elect John F. Ferraro Mgmt For For For
4 Elect Thomas R. Greco Mgmt For For For
5 Elect Jeffrey J. Jones Mgmt For For For
II
6 Elect Eugene I. Lee Mgmt For For For
7 Elect Sharon L. Mgmt For For For
McCollam
8 Elect Douglas A. Pertz Mgmt For For For
9 Elect Nigel Travis Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Advanced Disposal Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADSW CUSIP 00790X101 11/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Burke Mgmt For For For
1.2 Elect Michael Koen Mgmt For For For
1.3 Elect B. Clyde Preslar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Advanced Drainage Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMS CUSIP 00790R104 07/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ross M. Jones Mgmt For For For
2 Elect C. Robert Kidder Mgmt For For For
3 Elect Manuel J. Perez Mgmt For For For
de la
Mesa
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Advanced Emissions Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADES CUSIP 00770C101 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol S. Eicher Mgmt For For For
1.2 Elect Brian Leen Mgmt For For For
1.3 Elect Gilbert Li Mgmt For For For
1.4 Elect R. Carter Pate Mgmt For For For
1.5 Elect J. Taylor Mgmt For For For
Simonton
1.6 Elect L. Spencer Wells Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Ratification of the Mgmt For For For
Tax Asset Protection
Plan
________________________________________________________________________________
Advanced Energy Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEIS CUSIP 007973100 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Grant H. Beard Mgmt For For For
1.2 Elect Frederick A. Ball Mgmt For For For
1.3 Elect Tina Donikowski Mgmt For For For
1.4 Elect Ronald C. Foster Mgmt For For For
1.5 Elect Edward C. Grady Mgmt For For For
1.6 Elect Thomas M. Rohrs Mgmt For For For
1.7 Elect John A. Roush Mgmt For For For
1.8 Elect Yuval Wasserman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Advanced Micro Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMD CUSIP 007903107 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John E. Caldwell Mgmt For For For
2 Elect Nora M. Denzel Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Michael P. Mgmt For For For
Gregoire
5 Elect Joseph A. Mgmt For For For
Householder
6 Elect John W. Marren Mgmt For For For
7 Elect Lisa T. Su Mgmt For For For
8 Elect Abhijit Y. Mgmt For For For
Talwalkar
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AdvanSix Inc.
Ticker Security ID: Meeting Date Meeting Status
ASIX CUSIP 00773T101 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Erin Kane Mgmt For For For
2 Elect Michael L. Mgmt For For For
Marberry
3 Elect Darrell K. Hughes Mgmt For For For
4 Elect Todd Karran Mgmt For For For
5 Elect Paul E. Huck Mgmt For For For
6 Elect Daniel F. Sansone Mgmt For For For
7 Elect Sharon S. Spurlin Mgmt For For For
8 Elect Patrick S. Mgmt For For For
Williams
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2016 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Adverum Biotechnologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADVM CUSIP 00773U108 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mehdi Gasmi Mgmt For For For
1.2 Elect Mark Lupher Mgmt For For For
1.3 Elect Scott M. Whitcup Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Adverum Biotechnologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADVM CUSIP 00773U108 07/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick Machado Mgmt For For For
1.2 Elect Leone Patterson Mgmt For For For
1.3 Elect James Scopa Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AECOM
Ticker Security ID: Meeting Date Meeting Status
ACM CUSIP 00766T100 03/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert G. Card Mgmt For For For
2 Elect Peter A. Feld Mgmt For For For
3 Elect William H. Frist Mgmt For For For
4 Elect Jacqueline C. Mgmt For For For
Hinman
5 Elect Steven A. Mgmt For For For
Kandarian
6 Elect Robert J. Routs Mgmt For For For
7 Elect Clarence T. Mgmt For For For
Schmitz
8 Elect Douglas W. Mgmt For For For
Stotlar
9 Elect Daniel R. Tishman Mgmt For For For
10 Elect Janet C. Mgmt For For For
Wolfenbarger
11 Ratification of Auditor Mgmt For For For
12 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Aegion Corporation
Ticker Security ID: Meeting Date Meeting Status
AEGN CUSIP 00770F104 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen P. Mgmt For For For
Cortinovis
2 Elect Stephanie A. Mgmt For For For
Cuskley
3 Elect Walter J. Galvin Mgmt For For For
4 Elect Rhonda Germany Mgmt For For For
Ballintyn
5 Elect Charles R. Gordon Mgmt For For For
6 Elect M. Richard Smith Mgmt For For For
7 Elect Phillip D. Wright Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aerie Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AERI CUSIP 00771V108 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vicente Anido, Mgmt For For For
Jr.
1.2 Elect Benjamin F. Mgmt For For For
McGraw,
III
1.3 Elect Julie H. McHugh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Aerojet Rocketdyne Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AJRD CUSIP 007800105 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin P. Chilton Mgmt For For For
1.2 Elect Thomas A. Mgmt For For For
Corcoran
1.3 Elect Eileen P. Drake Mgmt For For For
1.4 Elect James R. Mgmt For For For
Henderson
1.5 Elect Warren G. Mgmt For For For
Lichtenstein
1.6 Elect Lance W. Lord Mgmt For For For
1.7 Elect Martin Turchin Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AeroVironment, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVAV CUSIP 008073108 09/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles T. Mgmt For For For
Burbage
1.2 Elect Charles R. Mgmt For For For
Holland
1.3 Elect Edward R. Muller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Affiliated Managers Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMG CUSIP 008252108 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel T. Byrne Mgmt For For For
2 Elect Dwight D. Mgmt For For For
Churchill
3 Elect Glenn Earle Mgmt For For For
4 Elect Sean M. Healey Mgmt For For For
5 Elect Jay C. Horgen Mgmt For For For
6 Elect Reuben Jeffery Mgmt For For For
III
7 Elect Tracy P. Mgmt For For For
Palandjian
8 Elect Patrick T. Ryan Mgmt For For For
9 Elect Karen Yerburgh Mgmt For For For
10 Elect Jide J. Zeitlin Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Approval of the 2020 Mgmt For Against Against
Equity Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aflac Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel P. Amos Mgmt For For For
2 Elect W. Paul Bowers Mgmt For For For
3 Elect Toshihiko Mgmt For For For
Fukuzawa
4 Elect Thomas J. Kenny Mgmt For For For
5 Elect Georgette D. Mgmt For For For
Kiser
6 Elect Karole F. Lloyd Mgmt For For For
7 Elect Nobuchika Mori Mgmt For For For
8 Elect Joseph L. Mgmt For For For
Moskowitz
9 Elect Barbara K. Rimer Mgmt For For For
10 Elect Katherine T. Mgmt For For For
Rohrer
11 Elect Melvin T. Stith Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AG Mortgage Investment Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MITT CUSIP 001228105 06/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect T.J. Durkin Mgmt For For For
1.2 Elect Debra A. Hess Mgmt For For For
1.3 Elect Joseph LaManna Mgmt For For For
1.4 Elect Peter Linneman Mgmt For For For
1.5 Elect David Roberts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy V. Armes Mgmt For For For
2 Elect Michael C. Arnold Mgmt For For For
3 Elect Sondro L. Barbour Mgmt For For For
4 Elect P. George Benson Mgmt For For For
5 Elect Suzanne P. Clark Mgmt For For For
6 Elect Wolfgang Deml Mgmt For For For
7 Elect George E. Minnich Mgmt For For For
8 Elect Martin H. Mgmt For For For
Richenhagen
9 Elect Gerald L. Shaheen Mgmt For For For
10 Elect Mallika Mgmt For For For
Srinivasan
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Agenus Inc.
Ticker Security ID: Meeting Date Meeting Status
AGEN CUSIP 00847G705 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Garo H. Armen Mgmt For For For
1.2 Elect Ulf Wiinberg Mgmt For For For
2 Amendment to the Mgmt For For For
Directors' Deferred
Compensation
Plan
3 Approval of the 2019 Mgmt For For For
Employee Stock
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
AgeX Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGE CUSIP 00848H108 12/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory H. Bailey Mgmt For For For
1.2 Elect Annalisa Jenkins Mgmt For For For
1.3 Elect John Mauldin Mgmt For For For
1.4 Elect Michael H. May Mgmt For For For
1.5 Elect Michael D. West Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Agilent Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
A CUSIP 00846U101 04/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heidi K. Kunz Mgmt For For For
2 Elect Sue H. Rataj Mgmt For For For
3 Elect George A. Scangos Mgmt For For For
4 Elect Dow R. Wilson Mgmt For For For
5 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Agilysys, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGYS CUSIP 00847J105 08/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald A. Colvin Mgmt For For For
1.2 Elect Dana Jones Mgmt For For For
1.3 Elect Jerry C. Jones Mgmt For For For
1.4 Elect Michael A. Mgmt For For For
Kaufman
1.5 Elect Melvin L. Keating Mgmt For For For
1.6 Elect John Mutch Mgmt For For For
1.7 Elect Ramesh Srinivasan Mgmt For For For
2 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
3 Elimination of Mgmt For For For
Supermajority
Requirement for
Removal of
Directors
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Agios Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGIO CUSIP 00847X104 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul J. Clancy Mgmt For For For
1.2 Elect Ian T. Clark Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AGNC Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
AGNC CUSIP 00123Q104 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna J. Blank Mgmt For For For
2 Elect Morris A. Davis Mgmt For For For
3 Elect John D. Fisk Mgmt For For For
4 Elect Prue B. Larocca Mgmt For For For
5 Elect Paul E. Mullings Mgmt For For For
6 Elect Frances R Spark Mgmt For For For
7 Elect Gary D. Kain Mgmt For For For
8 Increase of Authorized Mgmt For For For
Common
Stock
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Agree Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
ADC CUSIP 008492100 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Merrie Frankel Mgmt For For For
1.2 Elect Farris G. Kalil Mgmt For For For
1.3 Elect Simon J. Leopold Mgmt For For For
1.4 Elect William S. Mgmt For For For
Rubenfaer
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Aimmune Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIMT CUSIP 00900T107 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brett K. Haumann Mgmt For For For
1.2 Elect Mark D. McDade Mgmt For For For
1.3 Elect Stacey D. Seltzer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Air Lease Corporation
Ticker Security ID: Meeting Date Meeting Status
AL CUSIP 00912X302 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Matthew J. Hart Mgmt For For For
2 Elect Cheryl Gordon Mgmt For For For
Krongard
3 Elect Marshall O. Mgmt For For For
Larsen
4 Elect Susan McCaw Mgmt For For For
5 Elect Robert A. Milton Mgmt For For For
6 Elect John L. Plueger Mgmt For For For
7 Elect Ian M. Saines Mgmt For For For
8 Elect Steven F. Mgmt For For For
Udvar-Hazy
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Air Products and Chemicals, Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan K. Carter Mgmt For For For
2 Elect Charles I. Cogut Mgmt For For For
3 Elect Chadwick C. Mgmt For For For
Deaton
4 Elect Seifi Ghasemi Mgmt For For For
5 Elect David H. Y. Ho Mgmt For For For
6 Elect Margaret G. Mgmt For For For
McGlynn
7 Elect Edward L. Monser Mgmt For For For
8 Elect Matthew H. Paull Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Air Transport Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATSG CUSIP 00922R105 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. Mgmt For For For
Baudouin
2 Elect Richard F. Mgmt For For For
Corrado
3 Elect Joseph C. Hete Mgmt For For For
4 Elect Raymond E. Johns Mgmt For For For
5 Elect Laura J. Peterson Mgmt For For For
6 Elect Randy D. Mgmt For For For
Rademacher
7 Elect J. Christopher Mgmt For For For
Teets
8 Elect Jeffrey Vorholt Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Aircastle Limited
Ticker Security ID: Meeting Date Meeting Status
AYR CUSIP G0129K104 03/06/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Marubeni/Mizuho Mgmt For For For
Transaction
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
AK Steel Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
AKS CUSIP 001547108 03/10/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cleveland-Cliffs Mgmt For For For
Transaction
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Akamai Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKAM CUSIP 00971T101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Tom Mgmt For For For
Killalea
1.2 Elect F. Thomson Mgmt For For For
Leighton
1.3 Elect Jonathan F. Mgmt For For For
Miller
1.4 Elect Monte Ford Mgmt For For For
1.5 Elect Madhu Ranganathan Mgmt For For For
1.6 Elect Frederic V. Mgmt For For For
Salerno
1.7 Elect Bernardus Mgmt For For For
Verwaayen
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Akcea Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKCA CUSIP 00972L107 04/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Virtual Meeting Mgmt For For For
Attendance
________________________________________________________________________________
Akebia Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKBA CUSIP 00972D105 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adrian Adams Mgmt For For For
1.2 Elect Maxine Gowen Mgmt For For For
1.3 Elect Michael Rogers Mgmt For For For
2 Increase in Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Akero Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKRO CUSIP 00973Y108 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew Cheng Mgmt For For For
1.2 Elect Jane V. Henderson Mgmt For For For
1.3 Elect Mark T. Iwicki Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alamo Group Inc.
Ticker Security ID: Meeting Date Meeting Status
ALG CUSIP 011311107 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roderick R. Baty Mgmt For For For
2 Elect Robert P. Bauer Mgmt For For For
3 Elect Eric P. Etchart Mgmt For For For
4 Elect Tracy C Jokinen Mgmt For For For
5 Elect Richard W. Parod Mgmt For For For
6 Elect Ronald A. Mgmt For For For
Robinson
7 Elect Lorie L. Tekorius Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alarm.com Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALRM CUSIP 011642105 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy McAdam Mgmt For For For
2 Elect Simone Wu Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
6 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Alaska Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia M. Mgmt For For For
Bedient
2 Elect James A. Beer Mgmt For For For
3 Elect Marion C. Blakey Mgmt For For For
4 Elect Raymond L. Conner Mgmt For For For
5 Elect Dhiren Fonseca Mgmt For For For
6 Elect Kathleen T. Hogan Mgmt For For For
7 Elect Susan J. Li Mgmt For For For
8 Elect Benito Minicucci Mgmt For For For
9 Elect Helvi K. Sandvik Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Elect Bradley D. Tilden Mgmt For For For
12 Elect Eric K. Yeaman Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Albany International Corp.
Ticker Security ID: Meeting Date Meeting Status
AIN CUSIP 012348108 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christine L. Mgmt For For For
Standish
1.2 Elect Erland E. Mgmt For For For
Kailbourne
1.3 Elect John F. Cassidy, Mgmt For For For
Jr.
1.4 Elect John R. Scannell Mgmt For For For
1.5 Elect Katharine L. Mgmt For For For
Plourde
1.6 Elect A. William Mgmt For For For
Higgins
1.7 Elect Kenneth W. Mgmt For For For
Krueger
1.8 Elect Lee C. Wortham Mgmt For For For
1.9 Elect Mark J. Murphy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the Mgmt For For For
Director Annual
Retainer
Plan
________________________________________________________________________________
Albemarle Corporation
Ticker Security ID: Meeting Date Meeting Status
ALB CUSIP 012653101 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Advisory Vote on Mgmt For For For
Executive
Compensation
2 Elect M. Laurie Brlas Mgmt For For For
3 Elect Luther C. Kissam Mgmt For For For
IV
4 Elect J. Kent Masters Mgmt For For For
5 Elect Glenda J. Minor Mgmt For For For
6 Elect James J. O'Brien Mgmt For For For
7 Elect Diarmuid B. Mgmt For For For
O'Connell
8 Elect Dean Seavers Mgmt For For For
9 Elect Gerald A. Steiner Mgmt For For For
10 Elect Holly A. Van Mgmt For For For
Deursen
11 Elect Alejandro D. Mgmt For For For
Wolff
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Albireo Pharma, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALBO CUSIP 01345P106 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Gutch Mgmt For For For
1.2 Elect Roger Jeffs Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alcoa Corporation
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013872106 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael G. Morris Mgmt For For For
2 Elect Mary Anne Citrino Mgmt For For For
3 Elect Pasquale (Pat) Mgmt For For For
Fiore
4 Elect Timothy P. Flynn Mgmt For For For
5 Elect Kathryn S. Fuller Mgmt For For For
6 Elect Roy C. Harvey Mgmt For For For
7 Elect James A. Hughes Mgmt For For For
8 Elect James E. Nevels Mgmt For For For
9 Elect Carol L. Roberts Mgmt For For For
10 Elect Suzanne Mgmt For For For
Sitherwood
11 Elect Steven W. Mgmt For For For
Williams
12 Elect Ernesto Zedillo Mgmt For For For
Ponce de
Leon
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Alector, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALEC CUSIP 014442107 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terry McGuire Mgmt For For For
1.2 Elect Kristine Yaffe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alexander & Baldwin, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALEX CUSIP 014491104 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher J. Mgmt For Against Against
Benjamin
2 Elect Robert S. Mgmt For Against Against
Harrison
3 Elect Stanley M. Mgmt For Against Against
Kuriyama
4 Elect Diana M. Laing Mgmt For Against Against
5 Elect Thomas A. Lewis Mgmt For Against Against
Jr.
6 Elect Douglas M. Mgmt For Against Against
Pasquale
7 Elect Michele K. Saito Mgmt For Against Against
8 Elect Eric K. Yeaman Mgmt For Against Against
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alexander's, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALX CUSIP 014752109 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas R. Mgmt For For For
DiBenedetto
1.2 Elect Mandakini Puri Mgmt For For For
1.3 Elect Russell B. Mgmt For For For
Wight,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alexandria Real Estate Equities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARE CUSIP 015271109 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joel S. Marcus Mgmt For For For
2 Elect Steven R. Hash Mgmt For For For
3 Elect John L. Atkins, Mgmt For For For
III
4 Elect James P. Cain Mgmt For For For
5 Elect Maria C. Freire Mgmt For For For
6 Elect Jennifer Friel Mgmt For For For
Goldstein
7 Elect Richard H. Klein Mgmt For For For
8 Elect James H. Mgmt For For For
Richardson
9 Elect Michael A. Mgmt For For For
Woronoff
10 Amendment to the 1997 Mgmt For For For
Stock Award and
Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Felix J. Baker Mgmt For For For
1.2 Elect David R. Brennan Mgmt For For For
1.3 Elect Christopher J. Mgmt For For For
Coughlin
1.4 Elect Deborah Dunsire Mgmt For For For
1.5 Elect Paul A. Friedman Mgmt For For For
1.6 Elect Ludwig N. Hantson Mgmt For For For
1.7 Elect John T. Mollen Mgmt For For For
1.8 Elect Francois Nader Mgmt For For For
1.9 Elect Judith A. Mgmt For For For
Reinsdorf
1.10 Elect Andreas Rummelt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Alico, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALCO CUSIP 016230104 02/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Kiernan Mgmt For For For
1.2 Elect George R. Brokaw Mgmt For For For
1.3 Elect R. Greg Eisner Mgmt For Withhold Against
1.4 Elect Benjamin D. Mgmt For Withhold Against
Fishman
1.5 Elect W. Andrew Mgmt For Withhold Against
Krusen,
Jr.
1.6 Elect Henry R. Slack Mgmt For For For
1.7 Elect Toby K. Purse Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Abstain For Against
Regarding Majority
Vote for Director
Elections
________________________________________________________________________________
Align Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALGN CUSIP 016255101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin J. Dallas Mgmt For For For
2 Elect Joseph M. Hogan Mgmt For For For
3 Elect Joseph Lacob Mgmt For For For
4 Elect C. Raymond Mgmt For For For
Larkin,
Jr.
5 Elect George J. Morrow Mgmt For For For
6 Elect Anne Myong Mgmt For For For
7 Elect Thomas M. Mgmt For For For
Prescott
8 Elect Andrea L. Saia Mgmt For For For
9 Elect Greg J. Santora Mgmt For For For
10 Elect Susan E. Siegel Mgmt For For For
11 Elect Warren S. Thaler Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alkermes plc
Ticker Security ID: Meeting Date Meeting Status
ALKS CUSIP G01767105 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shane M. Cooke Mgmt For For For
2 Elect Richard Gaynor Mgmt For For For
3 Elect Paul J. Mitchell Mgmt For For For
4 Elect Richard F. Pops Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2018 Mgmt For Against Against
Stock Option and
Incentive
Plan
________________________________________________________________________________
Allakos Inc.
Ticker Security ID: Meeting Date Meeting Status
ALLK CUSIP 01671P100 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. McKearn Mgmt For Withhold Against
1.2 Elect Paul Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Alleghany Corporation
Ticker Security ID: Meeting Date Meeting Status
Y CUSIP 017175100 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ian H. Mgmt For For For
Chippendale
2 Elect Weston M. Hicks Mgmt For For For
3 Elect Jefferson W. Mgmt For For For
Kirby
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allegheny Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
ATI CUSIP 01741R102 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Diggs Mgmt For For For
2 Elect J. Brett Harvey Mgmt For For For
3 Elect David J. Mgmt For For For
Morehouse
4 Approval of the 2020 Mgmt For For For
Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allegiance Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABTX CUSIP 01748H107 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Denise Mgmt For For For
Castillo-Rhodes
1.2 Elect Robert Ivany Mgmt For For For
1.3 Elect George Martinez Mgmt For For For
1.4 Elect Janet S. Wong Mgmt For For For
2 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allegion plc
Ticker Security ID: Meeting Date Meeting Status
ALLE CUSIP G0176J109 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kirk S. Hachigian Mgmt For For For
2 Elect Steven C. Mizell Mgmt For For For
3 Elect Nicole Parent Mgmt For For For
Haughey
4 Elect David D. Petratis Mgmt For For For
5 Elect Dean I. Schaffer Mgmt For For For
6 Elect Charles L. Szews Mgmt For For For
7 Elect Martin E. Welch Mgmt For For For
III
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Allergan plc
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP G0177J108 10/14/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
2 Approve Scheme of Mgmt For For For
Arrangement
3 Cancellation of Shares Mgmt For For For
4 Application of Reserves Mgmt For For For
5 Amendment to Articles Mgmt For For For
6 Advisory Vote on Mgmt For For For
Golden
Parachutes
7 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Allete, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALE CUSIP 018522300 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathryn W. Dindo Mgmt For For For
2 Elect George G. Mgmt For For For
Goldfarb
3 Elect Alan R. Hodnik Mgmt For For For
4 Elect James J. Hoolihan Mgmt For For For
5 Elect Heidi E. Mgmt For For For
Jimmerson
6 Elect Madeleine W. Mgmt For For For
Ludlow
7 Elect Susan K. Mgmt For For For
Nestegard
8 Elect Douglas C. Neve Mgmt For For For
9 Elect Bethany M. Owen Mgmt For For For
10 Elect Robert P. Powers Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alliance Data Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
ADS CUSIP 018581108 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph J. Andretta Mgmt For For For
2 Elect Roger H. Ballou Mgmt For For For
3 Elect John C. Mgmt For For For
Gerspach,
Jr.
4 Elect Rajesh Natarajan Mgmt For For For
5 Elect Timothy J. Mgmt For For For
Theriault
6 Elect Laurie A. Tucker Mgmt For For For
7 Elect Sharen J. Turney Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alliant Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
LNT CUSIP 018802108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick E. Allen Mgmt For For For
1.2 Elect Michael D. Garcia Mgmt For For For
1.3 Elect Singleton B. Mgmt For For For
McAllister
1.4 Elect Susan D. Whiting Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allied Motion Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
AMOT CUSIP 019330109 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda P. Duch Mgmt For For For
2 Elect Robert B Engel Mgmt For For For
3 Elect Richard D. Mgmt For For For
Federico
4 Elect Gerald J. Laber Mgmt For For For
5 Elect James J. Tanous Mgmt For For For
6 Elect Richard S. Mgmt For For For
Warzala
7 Elect Michael R. Winter Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allison Transmission Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALSN CUSIP 01973R101 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judy L. Altmaier Mgmt For For For
2 Elect Stan A. Askren Mgmt For For For
3 Elect Lawrence E. Dewey Mgmt For For For
4 Elect David C. Everitt Mgmt For For For
5 Elect Alvaro Mgmt For For For
Garcia-Tunon
6 Elect David S. Graziosi Mgmt For For For
7 Elect Carolann I. Mgmt For For For
Haznedar
8 Elect Richard P. Lavin Mgmt For For For
9 Elect Thomas W. Rabaut Mgmt For For For
10 Elect Richard V. Mgmt For For For
Reynolds
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Allogene Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALLO CUSIP 019770106 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Deborah M. Mgmt For For For
Messemer
2 Elect Todd B. Sisitsky Mgmt For For For
3 Elect Owen N. Witte Mgmt For For For
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allscripts Healthcare Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDRX CUSIP 01988P108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mara G. Aspinall Mgmt For For For
2 Elect Paul M. Black Mgmt For For For
3 Elect P. Gregory Mgmt For For For
Garrison
4 Elect Jonathan J. Judge Mgmt For For For
5 Elect Michael A. Klayko Mgmt For For For
6 Elect Dave B. Stevens Mgmt For For For
7 Elect David D. Stevens Mgmt For For For
8 Amendment to the 2019 Mgmt For For For
Stock Incentive
Plan
9 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Ally Financial Inc.
Ticker Security ID: Meeting Date Meeting Status
ALLY CUSIP 02005N100 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Franklin W. Hobbs Mgmt For For For
2 Elect Kenneth J. Bacon Mgmt For For For
3 Elect Katryn (Trynka) Mgmt For For For
Shineman
Blake
4 Elect Maureen Mgmt For For For
Breakiron-Evans
5 Elect William H. Cary Mgmt For For For
6 Elect Mayree C. Clark Mgmt For For For
7 Elect Kim S. Mgmt For For For
Fennebresque
8 Elect Marjorie Magner Mgmt For For For
9 Elect Brian H. Sharples Mgmt For For For
10 Elect John J. Stack Mgmt For For For
11 Elect Michael F. Steib Mgmt For For For
12 Elect Jeffrey J. Brown Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alnylam Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALNY CUSIP 02043Q107 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael W. Bonney Mgmt For For For
2 Elect John M. Mgmt For For For
Maraganore
3 Elect Phillip A. Sharp Mgmt For For For
4 Amendment to the 2018 Mgmt For Against Against
Stock Incentive
Plan
5 Amendment to the 2004 Mgmt For For For
Employee Stock
Purchase
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alpha & Omega Semiconductor Limited
Ticker Security ID: Meeting Date Meeting Status
AOSL CUSIP G6331P104 11/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mike F. Chang Mgmt For For For
1.2 Elect Yueh-Se Ho Mgmt For For For
1.3 Elect Lucas S. Chang Mgmt For For For
1.4 Elect Claudia Chen Mgmt For For For
1.5 Elect OWYANG King Mgmt For For For
1.6 Elect Michael L. Mgmt For For For
Pfeiffer
1.7 Elect Michael J. Mgmt For For For
Salameh
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2018 Mgmt For Against Against
Omnibus Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alphabet Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOGL CUSIP 02079K305 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Sundar Pichai Mgmt For For For
1.4 Elect John L. Hennessy Mgmt For For For
1.5 Elect Frances H. Arnold Mgmt For For For
1.6 Elect L. John Doerr Mgmt For For For
1.7 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
1.8 Elect Ann Mather Mgmt For For For
1.9 Elect Alan R. Mulally Mgmt For Withhold Against
1.10 Elect K. Ram Shriram Mgmt For For For
1.11 Elect Robin L. Mgmt For For For
Washington
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2012 Mgmt For For For
Stock
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
the Use of
Contractual
Provisions Requiring
Arbitration in
Employment-Related
Claims
7 Shareholder Proposal ShrHoldr Against Against For
Regarding the
Establishment of a
Human Rights Risk
Oversight
Committee
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability and
Diversity
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Government Takedown
Requests
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity Report
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights/ Civil Rights
Expertise on
Board
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Whistleblower
Policies
________________________________________________________________________________
Alphatec Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATEC CUSIP 02081G201 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Evan Bakst Mgmt For For For
1.2 Elect Mortimer Mgmt For For For
Berkowitz
III
1.3 Elect Quentin Blackford Mgmt For For For
1.4 Elect Jason Hochberg Mgmt For For For
1.5 Elect Karen K. McGinnis Mgmt For For For
1.6 Elect Patrick S. Miles Mgmt For For For
1.7 Elect David H. Mowry Mgmt For For For
1.8 Elect Jeffrey P. Rydin Mgmt For For For
1.9 Elect James L. L. Mgmt For For For
Tullis
1.10 Elect Donald (Don) A. Mgmt For For For
Williams
1.11 Elect Ward W. Woods, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2016 Mgmt For Against Against
Equity Incentive
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Altair Engineering Inc.
Ticker Security ID: Meeting Date Meeting Status
ALTR CUSIP 021369103 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James R. Scapa Mgmt For For For
2 Elect Steve Earhart Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alteryx, Inc.
Ticker Security ID: Meeting Date Meeting Status
AYX CUSIP 02156B103 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles R. Cory Mgmt For For For
1.2 Elect Jeffrey L. Horing Mgmt For For For
1.3 Elect Dean A. Stoecker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Altice USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATUS CUSIP 02156K103 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick Drahi Mgmt For For For
2 Elect Gerrit Jan Bakker Mgmt For For For
3 Elect Manon Brouillette Mgmt For For For
4 Elect David Drahi Mgmt For For For
5 Elect Dexter Goei Mgmt For For For
6 Elect Mark Mullen Mgmt For For For
7 Elect Dennis Okhuijsen Mgmt For For For
8 Elect Charles Stewart Mgmt For For For
9 Elect Raymond Svider Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2017 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
Altisource Portfolio Solutions S.A.
Ticker Security ID: Meeting Date Meeting Status
ASPS CUSIP L0175J104 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott E. Burg Mgmt For Against Against
2 Elect Joseph L Mgmt For Against Against
Morettini
3 Elect Roland Mgmt For Against Against
Mueller-Ineichen
4 Elect William B. Shepro Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Approval of Annual Mgmt For For For
Report
7 Approval of Directors Mgmt For For For
Report
8 Allocation of Results Mgmt For For For
for Fiscal Year
2019
9 Discharge of Current Mgmt For For For
or Past
Directors
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Altra Industrial Motion Corp.
Ticker Security ID: Meeting Date Meeting Status
AIMC CUSIP 02208R106 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl R. Mgmt For For For
Christenson
1.2 Elect Lyle G. Ganske Mgmt For For For
1.3 Elect Nicole Parent Mgmt For For For
Haughey
1.4 Elect Margot L. Hoffman Mgmt For For For
1.5 Elect Michael S. Mgmt For For For
Lipscomb
1.6 Elect Thomas W. Mgmt For For For
Swidarski
1.7 Elect James H. Mgmt For For For
Woodward,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2014 Mgmt For For For
Omnibus Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John T. Casteen Mgmt For For For
III
2 Elect Dinyar S. Devitre Mgmt For For For
3 Elect Thomas F. Mgmt For For For
Farrell
II
4 Elect Debra J. Mgmt For For For
Kelly-Ennis
5 Elect W. Leo Kiely III Mgmt For For For
6 Elect Kathryn B. Mgmt For For For
McQuade
7 Elect George Munoz Mgmt For For For
8 Elect Mark E. Newman Mgmt For For For
9 Elect Nabil Y. Sakkab Mgmt For For For
10 Elect Virginia E. Mgmt For For For
Shanks
11 Elect Howard A. Mgmt For For For
Willard
III
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2020 Mgmt For For For
Performance Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Report on
Underage Tobacco
Prevention
________________________________________________________________________________
AMAG Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAG CUSIP 00163U106 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott D. Myers Mgmt For For For
1.2 Elect John A. Fallon Mgmt For For For
1.3 Elect Paul Fonteyne Mgmt For For For
1.4 Elect David Johnson Mgmt For For For
1.5 Elect Kathrine O'Brien Mgmt For For For
1.6 Elect Anne M. Phillips Mgmt For For For
1.7 Elect Gino Santini Mgmt For For For
1.8 Elect Davey S. Scoon Mgmt For For For
1.9 Elect James R. Sulat Mgmt For For For
2 Stock Option Exchange Mgmt For For For
Program for Non
Executive
Employees
3 Stock Option Exchange Mgmt For Against Against
Program for
Executives
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Rosalind G. Mgmt For For For
Brewer
3 Elect Jamie S. Gorelick Mgmt For For For
4 Elect Daniel P. Mgmt For For For
Huttenlocher
5 Elect Judith A. McGrath Mgmt For For For
6 Elect Indra K. Nooyi Mgmt For For For
7 Elect Jonathan J. Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For For For
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Elect Wendell P. Weeks Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Reduce Ownership Mgmt For For For
Threshold for
Shareholders to Call
Special
Meetings
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Food
Waste
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Customer Due
Diligence
16 Shareholder Proposal ShrHoldr Against For Against
Regarding the Human
Rights Impacts of
Facial Recognition
Technology
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Hate Speech and Sale
of Offensive
Products
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Community
Impacts
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Viewpoint
Discrimination
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Promotion
Data
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights Impact
Assessment
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Ambac Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMBC CUSIP 023139884 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alexander D. Mgmt For For For
Greene
1.2 Elect Ian D. Haft Mgmt For For For
1.3 Elect David L. Herzog Mgmt For For For
1.4 Elect Joan Lamm-Tennant Mgmt For For For
1.5 Elect Claude LeBlanc Mgmt For For For
1.6 Elect C. James Prieur Mgmt For For For
1.7 Elect Jeffrey S. Stein Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 AMBC's 2020 Incentive Mgmt For For For
Compensation
Plan
________________________________________________________________________________
Ambarella, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMBA CUSIP G037AX101 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leslie Kohn Mgmt For For For
1.2 Elect D. Jeffrey Mgmt For For For
Richardson
1.3 Elect Elizabeth M. Mgmt For For For
Schwarting
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AMC Networks Inc.
Ticker Security ID: Meeting Date Meeting Status
AMCX CUSIP 00164V103 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan F. Mgmt For Withhold Against
Miller
1.2 Elect Leonard Tow Mgmt For Withhold Against
1.3 Elect David E. Van Mgmt For Withhold Against
Zandt
1.4 Elect Carl E. Vogel Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to the 2016 Mgmt For For For
Employee Stock
Plan
5 Amendment to the 2011 Mgmt For For For
Stock Plan for
Non-Employee
Directors
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Amdocs Limited
Ticker Security ID: Meeting Date Meeting Status
DOX CUSIP G02602103 01/31/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mgmt For For For
Minicucci
2 Elect Adrian Gardner Mgmt For For For
3 Elect James S. Kahan Mgmt For For For
4 Elect Rafael de la Vega Mgmt For For For
5 Elect Giora Yaron Mgmt For For For
6 Elect Eli Gelman Mgmt For For For
7 Elect Richard T.C. Mgmt For For For
LeFave
8 Elect John A. MacDonald Mgmt For For For
9 Elect Shuky Sheffer Mgmt For For For
10 Elect Yvette Kanouff Mgmt For For For
11 Amendment to the 1998 Mgmt For For For
Stock Option and
Incentive
Plan
12 Increase Quarterly Mgmt For For For
Dividend
13 Accounts and Reports Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Amedisys, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMED CUSIP 023436108 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vickie L. Capps Mgmt For For For
1.2 Elect Molly J. Coye Mgmt For For For
1.3 Elect Julie D. Mgmt For For For
Klapstein
1.4 Elect Teresa L. Kline Mgmt For For For
1.5 Elect Paul B. Kusserow Mgmt For For For
1.6 Elect Richard A. Mgmt For For For
Lechleiter
1.7 Elect Bruce D. Perkins Mgmt For For For
1.8 Elect Jeffrey A. Mgmt For For For
Rideout
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Amerant Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
AMTB CUSIP 023576200 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frederick C. Mgmt For For For
Copeland,
Jr.
2 Elect Millar Wilson Mgmt For For For
3 Elect Miguel Angel Mgmt For For For
Capriles
Lopez
4 Elect Rosa M. Mgmt For For For
Constantino
5 Elect Pamella J. Dana Mgmt For For For
6 Elect Gustavo A. Mgmt For For For
Marturet
Medina
7 Elect Gerald P. Plush Mgmt For For For
8 Elect John W. Quill Mgmt For For For
9 Elect Jose A. Villamil Mgmt For For For
10 Elect Guillermo Villar Mgmt For For For
11 Elect Gustavo Vollmer Mgmt For For For
Acedo
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Amerco
Ticker Security ID: Meeting Date Meeting Status
UHAL CUSIP 023586100 08/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward J. Shoen Mgmt For For For
1.2 Elect James E. Acridge Mgmt For For For
1.3 Elect John P. Brogan Mgmt For Withhold Against
1.4 Elect John M. Dodds Mgmt For For For
1.5 Elect James J. Grogan Mgmt For Withhold Against
1.6 Elect Richard J. Mgmt For For For
Herrera
1.7 Elect Karl A. Schmidt Mgmt For For For
1.8 Elect Samuel J. Shoen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr For Against Against
Regarding
Ratification of Board
and Management
Acts
4 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Majority
Vote in Director
Elections
________________________________________________________________________________
Ameren Corporation
Ticker Security ID: Meeting Date Meeting Status
AEE CUSIP 023608102 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warner L. Baxter Mgmt For For For
2 Elect Cynthia J. Mgmt For For For
Brinkley
3 Elect Catherine S. Mgmt For For For
Brune
4 Elect J. Edward Coleman Mgmt For For For
5 Elect Ward H. Dickson Mgmt For For For
6 Elect Noelle K. Eder Mgmt For For For
7 Elect Ellen M. Mgmt For For For
Fitzsimmons
8 Elect Rafael Flores Mgmt For For For
9 Elect Richard J. Mgmt For For For
Harshman
10 Elect Craig S. Ivey Mgmt For For For
11 Elect James C. Johnson Mgmt For For For
12 Elect Steven H. Mgmt For For For
Lipstein
13 Elect Stephen R. Wilson Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Ameresco, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMRC CUSIP 02361E108 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Anderson Mgmt For For For
1.2 Elect Thomas S. Murley Mgmt For For For
1.3 Elect Frank V. Wisneski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2017 Mgmt For For For
Employee Stock
Purchase
Plan
5 Approval of the the Mgmt For For For
2020 Stock Incentive
Plan
________________________________________________________________________________
America's Car-Mart, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRMT CUSIP 03062T105 08/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ann G. Bordelon Mgmt For For For
2 Elect Ray C. Dillon Mgmt For For For
3 Elect Daniel J. Mgmt For For For
Englander
4 Elect William H. Mgmt For For For
Henderson
5 Elect Jim von Gremp Mgmt For For For
6 Elect Joshua G. Welch Mgmt For For For
7 Elect Jeffrey A. Mgmt For For For
Williams
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Airlines Group Inc.
Ticker Security ID: Meeting Date Meeting Status
AAL CUSIP 02376R102 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James F. Albaugh Mgmt For For For
2 Elect Jeffrey D. Mgmt For For For
Benjamin
3 Elect John T. Cahill Mgmt For For For
4 Elect Michael J. Embler Mgmt For For For
5 Elect Matthew J. Hart Mgmt For For For
6 Elect Susan D. Kronick Mgmt For For For
7 Elect Martin H. Nesbitt Mgmt For For For
8 Elect Denise M. O'Leary Mgmt For For For
9 Elect W. Douglas Parker Mgmt For For For
10 Elect Ray M. Robinson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
American Assets Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAT CUSIP 024013104 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ernest S. Rady Mgmt For For For
1.2 Elect Duane A. Nelles Mgmt For For For
1.3 Elect Thomas S. Olinger Mgmt For For For
1.4 Elect Joy L. Schaefer Mgmt For For For
1.5 Elect Robert S. Mgmt For For For
Sullivan
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2011 Mgmt For For For
Equity Incentive
Award
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American Axle & Manufacturing Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXL CUSIP 024061103 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. McCaslin Mgmt For For For
2 Elect William P. Mgmt For For For
Miller
II
3 Elect Sandra E. Pierce Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Campus Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACC CUSIP 024835100 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Mgmt For For For
Bayless,
Jr.
2 Elect G. Steven Dawson Mgmt For For For
3 Elect Cydney C. Donnell Mgmt For For For
4 Elect Mary Egan Mgmt For For For
5 Elect Edward Lowenthal Mgmt For For For
6 Elect Oliver Luck Mgmt For For For
7 Elect C. Patrick Oles Mgmt For For For
Jr.
8 Elect John T. Rippel Mgmt For For For
9 Elect Carla Pineyro Mgmt For For For
Sublett
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American Eagle Outfitters, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEO CUSIP 02553E106 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sujatha Mgmt For For For
Chandrasekaran
2 Elect Jay L. Mgmt For For For
Schottenstein
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2020 Mgmt For For For
Stock Award and
Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American Electric Power Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect David J. Anderson Mgmt For For For
3 Elect J. Barnie Mgmt For For For
Beasley,
Jr.
4 Elect Ralph D. Crosby, Mgmt For For For
Jr.
5 Elect Art A. Garcia Mgmt For For For
6 Elect Linda A. Mgmt For For For
Goodspeed
7 Elect Thomas E. Hoaglin Mgmt For For For
8 Elect Sandra Beach Lin Mgmt For For For
9 Elect Margaret M. Mgmt For For For
McCarthy
10 Elect Richard C. Mgmt For For For
Notebaert
11 Elect Stephen S. Mgmt For For For
Rasmussen
12 Elect Oliver G. Mgmt For For For
Richard,
III
13 Elect Sara Martinez Mgmt For For For
Tucker
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American Equity Investment Life Holding Company
Ticker Security ID: Meeting Date Meeting Status
AEL CUSIP 025676206 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anant Bhalla Mgmt For For For
1.2 Elect Joyce A. Chapman Mgmt For For For
1.3 Elect James M. Gerlach Mgmt For For For
1.4 Elect Robert L. Howe Mgmt For For For
1.5 Elect Michelle M. Mgmt For For For
Keeley
1.6 Elect William R. Kunkel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
American Express Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For For For
Barshefsky
2 Elect John J. Brennan Mgmt For For For
3 Elect Peter Chernin Mgmt For For For
4 Elect Ralph de la Vega Mgmt For For For
5 Elect Anne M. A. Mgmt For For For
Lauvergeon
6 Elect Micheal O. Mgmt For For For
Leavitt
7 Elect Theodore J. Mgmt For For For
Leonsis
8 Elect Karen L. Parkhill Mgmt For For For
9 Elect Lynn A. Pike Mgmt For For For
10 Elect Stephen J. Squeri Mgmt For For For
11 Elect Daniel L. Vasella Mgmt For For For
12 Elect Ronald A. Mgmt For For For
Williams
13 Elect Christopher D. Mgmt For For For
Young
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the Mgmt For For For
Incentive
Compensation
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity
Report
________________________________________________________________________________
American Finance Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
AFIN CUSIP 02607T109 04/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lisa D Kabnick Mgmt For For For
2 Elect Edward M. Weil, Mgmt For For For
Jr.
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
American Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AFG CUSIP 025932104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl H. Lindner, Mgmt For For For
III
1.2 Elect S. Craig Lindner Mgmt For For For
1.3 Elect Kenneth C. Mgmt For For For
Ambrecht
1.4 Elect John B. Berding Mgmt For For For
1.5 Elect Joseph E. Mgmt For For For
Consolino
1.6 Elect Virginia C. Mgmt For For For
Drosos
1.7 Elect James E. Evans Mgmt For For For
1.8 Elect Terry S. Jacobs Mgmt For For For
1.9 Elect Gregory G. Joseph Mgmt For For For
1.10 Elect Mary Beth Martin Mgmt For For For
1.11 Elect William W. Verity Mgmt For For For
1.12 Elect John I. Von Mgmt For For For
Lehman
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American Homes 4 Rent
Ticker Security ID: Meeting Date Meeting Status
AMH CUSIP 02665T306 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tamara Hughes Mgmt For For For
Gustavson
2 Elect David P. Singelyn Mgmt For For For
3 Elect Douglas N. Benham Mgmt For For For
4 Elect John Corrigan Mgmt For For For
5 Elect David Goldberg Mgmt For For For
6 Elect Matthew J. Hart Mgmt For For For
7 Elect James H. Kropp Mgmt For For For
8 Elect Winifred Webb Mgmt For For For
9 Elect Jay Willoughby Mgmt For For For
10 Elect Kenneth M. Mgmt For For For
Woolley
11 Elect Matthew R. Zaist Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American International Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874784 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Don Cornwell Mgmt For For For
2 Elect Brian Duperreault Mgmt For For For
3 Elect John Fitzpatrick Mgmt For For For
4 Elect William G. Mgmt For For For
Jurgensen
5 Elect Christopher S. Mgmt For For For
Lynch
6 Elect Henry S. Miller Mgmt For For For
7 Elect Linda A. Mills Mgmt For For For
8 Elect Thomas F. Motamed Mgmt For For For
9 Elect Peter R. Porrino Mgmt For For For
10 Elect Amy Schioldager Mgmt For For For
11 Elect Douglas M. Mgmt For For For
Steenland
12 Elect Therese M. Mgmt For For For
Vaughan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Mgmt For For For
Certificate of
Incorporation to
Restrict Certain
Transfers of Common
Stock
15 Ratification of the Mgmt For For For
Tax Asset Protection
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
American National Bankshares Inc.
Ticker Security ID: Meeting Date Meeting Status
AMNB CUSIP 027745108 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tammy Moss Finley Mgmt For For For
1.2 Elect Charles H. Majors Mgmt For For For
1.3 Elect Dan M. Pleasant Mgmt For For For
1.4 Elect Joel R. Shepherd Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American National Insurance Company
Ticker Security ID: Meeting Date Meeting Status
ANAT CUSIP 028591105 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Ansell Mgmt For For For
2 Elect Arthur O. Dummer Mgmt For For For
3 Elect Irwin M. Herz. Mgmt For For For
Jr.
4 Elect E. Douglas McLeod Mgmt For For For
5 Elect Frances A. Mgmt For For For
Moody-Dahlberg
6 Elect Ross R. Moody Mgmt For For For
7 Elect James P. Payne Mgmt For For For
8 Elect E.J. Pederson Mgmt For For For
9 Elect James E. Pozzi Mgmt For For For
10 Elect James D. Mgmt For For For
Yarbrough
11 Reincorporation from Mgmt For For For
Texas to
Delaware
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Outdoor Brands Corporation
Ticker Security ID: Meeting Date Meeting Status
AOBC CUSIP 02874P103 09/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry M. Monheit Mgmt For For For
1.2 Elect Robert L. Scott Mgmt For For For
1.3 Elect Anita D. Britt Mgmt For For For
1.4 Elect P. James Debney Mgmt For For For
1.5 Elect John B. Furman Mgmt For For For
1.6 Elect Gregory J. Mgmt For For For
Gluchowski,
Jr.
1.7 Elect Michael F. Golden Mgmt For For For
1.8 Elect Mitchell A. Saltz Mgmt For For For
1.9 Elect I. Marie Wadecki Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights
Policy
________________________________________________________________________________
American Public Education, Inc.
Ticker Security ID: Meeting Date Meeting Status
APEI CUSIP 02913V103 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eric C. Andersen Mgmt For For For
2 Elect Barbara G. Fast Mgmt For For For
3 Elect Jean C. Halle Mgmt For For For
4 Elect Barbara Kurshan Mgmt For For For
5 Elect Timothy J. Landon Mgmt For For For
6 Elect William G. Mgmt For For For
Robinson,
Jr.
7 Elect Angela Selden Mgmt For For For
8 Amendment to the 2017 Mgmt For Against Against
Omnibus Incentive
Plan
9 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Renal Associates Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
ARA CUSIP 029227105 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael E. Boxer Mgmt For Withhold Against
1.2 Elect Thomas W. Mgmt For Withhold Against
Erickson
1.3 Elect Robert H. Fish Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Renal Associates Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
ARA CUSIP 029227105 12/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph A. Mgmt For For For
Carlucci
1.2 Elect Steven M. Silver Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMSWA CUSIP 029683109 08/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Dennis Hogue Mgmt For Against Against
2 Elect James B. Miller, Mgmt For Against Against
Jr.
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the 2020 Mgmt For Against Against
Equity Compensation
Plan
________________________________________________________________________________
American States Water Company
Ticker Security ID: Meeting Date Meeting Status
AWR CUSIP 029899101 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Fielder Mgmt For For For
1.2 Elect C. James Levin Mgmt For For For
1.3 Elect Janice F. Wilkins Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Tower Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUSIP 03027X100 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Bartlett Mgmt For For For
2 Elect Raymond P. Dolan Mgmt For For For
3 Elect Robert D. Hormats Mgmt For For For
4 Elect Gustavo Lara Mgmt For For For
Cantu
5 Elect Grace D. Lieblein Mgmt For For For
6 Elect Craig Macnab Mgmt For For For
7 Elect JoAnn A. Reed Mgmt For For For
8 Elect Pamela D.A. Reeve Mgmt For For For
9 Elect David E. Sharbutt Mgmt For For For
10 Elect Bruce L. Tanner Mgmt For For For
11 Elect Samme L. Thompson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
American Vanguard Corporation
Ticker Security ID: Meeting Date Meeting Status
AVD CUSIP 030371108 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott D. Baskin Mgmt For For For
2 Elect Lawrence S. Clark Mgmt For For For
3 Elect Debra F. Edwards Mgmt For For For
4 Elect Morton D. Erlich Mgmt For For For
5 Elect Emer Gunter Mgmt For For For
6 Elect Alfred F. Ingulli Mgmt For For For
7 Elect John L. Killmer Mgmt For For For
8 Elect Eric G. Wintemute Mgmt For For For
9 Elect M. Esmail Mgmt For For For
Zirakparvar
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
American Water Works Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AWK CUSIP 030420103 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey N. Mgmt For For For
Edwards
2 Elect Martha Clark Goss Mgmt For For For
3 Elect Veronica M. Hagen Mgmt For For For
4 Elect Kimberly J. Mgmt For For For
Harris
5 Elect Julia L. Johnson Mgmt For For For
6 Elect Patricia L. Mgmt For For For
Kampling
7 Elect Karl F. Kurz Mgmt For For For
8 Elect Walter J. Lynch Mgmt For For For
9 Elect George MacKenzie Mgmt For For For
10 Elect James G. Mgmt For For For
Stavridis
11 Elect Lloyd M. Yates Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Woodmark Corporation
Ticker Security ID: Meeting Date Meeting Status
AMWD CUSIP 030506109 08/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew B. Cogan Mgmt For For For
2 Elect James G. Davis, Mgmt For For For
Jr.
3 Elect S. Cary Dunston Mgmt For For For
4 Elect Martha M. Hayes Mgmt For For For
5 Elect Daniel T. Hendrix Mgmt For For For
6 Elect Teresa M. May Mgmt For For For
7 Elect Carol B. Moerdyk Mgmt For For For
8 Elect David W. Moon Mgmt For For For
9 Elect Vance W. Tang Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Americold Realty Trust
Ticker Security ID: Meeting Date Meeting Status
COLD CUSIP 03064D108 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fred W. Boehler Mgmt For For For
2 Elect George J. Mgmt For For For
Alburger,
Jr.
3 Elect Kelly H. Barrett Mgmt For For For
4 Elect Antonio F. Mgmt For For For
Fernandez
5 Elect James R. Heistand Mgmt For For For
6 Elect Michelle M. Mgmt For For For
MacKay
7 Elect David J. Mgmt For For For
Neithercut
8 Elect Mark R. Patterson Mgmt For For For
9 Elect Andrew Power Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ameriprise Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James M. Mgmt For For For
Cracchiolo
2 Elect Dianne Neal Blixt Mgmt For For For
3 Elect Amy DiGeso Mgmt For For For
4 Elect Lon R. Greenberg Mgmt For For For
5 Elect Jeffrey Noddle Mgmt For For For
6 Elect Robert F. Mgmt For For For
Sharpe,
Jr.
7 Elect Brian T. Shea Mgmt For For For
8 Elect W. Edward Walter Mgmt For For For
9 Elect Christopher J. Mgmt For For For
Williams
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ameris Bancorp
Ticker Security ID: Meeting Date Meeting Status
ABCB CUSIP 03076K108 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rodney D. Bullard Mgmt For For For
1.2 Elect James B. Miller, Mgmt For For For
Jr.
1.3 Elect William I. Mgmt For For For
Bowen,
Jr.
1.4 Elect Wm. Millard Mgmt For For For
Choate
1.5 Elect Robert P. Lynch Mgmt For For For
1.6 Elect Elizabeth A. Mgmt For For For
McCague
1.7 Elect Gloria A. O'Neal Mgmt For For For
1.8 Elect H. Palmer Mgmt For For For
Proctor,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Elimination of Mgmt For For For
Supermajority
Requirement
6 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
AMERISAFE, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMSF CUSIP 03071H100 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Brown Mgmt For For For
1.2 Elect G. Janelle Frost Mgmt For For For
1.3 Elect Sean M. Traynor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ornella Barra Mgmt For For For
2 Elect Steven H. Collis Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Richard W. Mgmt For For For
Gochnauer
5 Elect Lon R. Greenberg Mgmt For For For
6 Elect Jane E. Henney Mgmt For For For
7 Elect Kathleen Hyle Mgmt For For For
8 Elect Michael J. Long Mgmt For For For
9 Elect Henry W. McGee Mgmt For For For
10 Elect Dennis M. Nally Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Bonus
Deferral
Policy
________________________________________________________________________________
Ames National Corporation
Ticker Security ID: Meeting Date Meeting Status
ATLO CUSIP 031001100 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Betty A. Baudler Mgmt For For For
Horras
1.2 Elect Patrick G. Hagan Mgmt For For For
1.3 Elect Thomas H. Pohlman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AMETEK, Inc.
Ticker Security ID: Meeting Date Meeting Status
AME CUSIP 031100100 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas A. Amato Mgmt For For For
2 Elect Anthony J. Conti Mgmt For For For
3 Elect Gretchen W. Mgmt For For For
McClain
4 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Compensation
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect Robert A. Bradway Mgmt For For For
3 Elect Brian J. Druker Mgmt For For For
4 Elect Robert A. Eckert Mgmt For For For
5 Elect Greg C. Garland Mgmt For For For
6 Elect Fred Hassan Mgmt For For For
7 Elect Charles M. Mgmt For For For
Holley,
Jr.
8 Elect Tyler Jacks Mgmt For For For
9 Elect Ellen J. Kullman Mgmt For For For
10 Elect Ronald D. Sugar Mgmt For For For
11 Elect R. Sanders Mgmt For For For
Williams
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Amicus Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
FOLD CUSIP 03152W109 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lynn Dorsey Bleil Mgmt For For For
1.2 Elect Bradley L. Mgmt For For For
Campbell
1.3 Elect Robert Essner Mgmt For For For
1.4 Elect Ted W. Love Mgmt For For For
2 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Amkor Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMKR CUSIP 031652100 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James J. Kim Mgmt For For For
1.2 Elect Susan Y. Kim Mgmt For For For
1.3 Elect Stephen D. Kelley Mgmt For For For
1.4 Elect Douglas A. Mgmt For For For
Alexander
1.5 Elect Roger A. Carolin Mgmt For For For
1.6 Elect Winston J. Mgmt For For For
Churchill
1.7 Elect Daniel Liao Mgmt For For For
1.8 Elect MaryFrances Mgmt For For For
McCourt
1.9 Elect Robert R. Morse Mgmt For For For
1.10 Elect Gil C. Tily Mgmt For For For
1.11 Elect David N. Watson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AMN Healthcare Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMN CUSIP 001744101 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark G. Foletta Mgmt For For For
2 Elect Teri G. Fontenot Mgmt For For For
3 Elect R. Jeffrey Harris Mgmt For For For
4 Elect Michael M.E. Mgmt For For For
Johns
5 Elect Daphne E. Jones Mgmt For For For
6 Elect Martha H. Marsh Mgmt For For For
7 Elect Susan R. Salka Mgmt For For For
8 Elect Douglas D. Wheat Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Decrease in Threshold Mgmt For For For
Required to Call a
Special
Meeting
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Amneal Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMRX CUSIP 03168L105 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Emily Peterson Mgmt For For For
Alva
2 Elect J. Kevin Buchi Mgmt For For For
3 Elect Jeff George Mgmt For For For
4 Elect John Kiely Mgmt For For For
5 Elect Paul M. Meister Mgmt For For For
6 Elect Ted Nark Mgmt For For For
7 Elect Chintu Patel Mgmt For For For
8 Elect Chirag Patel Mgmt For For For
9 Elect Gautam Patel Mgmt For For For
10 Elect Shlomo Yanai Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2018 Mgmt For Against Against
Incentive Award
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Amphastar Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMPH CUSIP 03209R103 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Maris Mgmt For For For
2 Elect Richard Koo Mgmt For For For
3 Elect Floyd F. Petersen Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Amphenol Corporation
Ticker Security ID: Meeting Date Meeting Status
APH CUSIP 032095101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stanley L. Clark Mgmt For For For
2 Elect John D. Craig Mgmt For For For
3 Elect David P. Falck Mgmt For For For
4 Elect Edward G. Jepsen Mgmt For For For
5 Elect Robert A. Mgmt For For For
Livingston
6 Elect Martin H. Mgmt For For For
Loeffler
7 Elect R. Adam Norwitt Mgmt For For For
8 Elect Anne C. Wolff Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Amplify Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
AMPY CUSIP 03212B103 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher W. Mgmt For For For
Hamm
2 Elect Scott L. Hoffman Mgmt For For For
3 Elect Randal Klein Mgmt For For For
4 Elect Evan S. Lederman Mgmt For For For
5 Elect David Proman Mgmt For Against Against
6 Elect Todd R. Snyder Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Amyris, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMRS CUSIP 03236M200 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Geoffrey Duyk Mgmt For For For
1.2 Elect Steven R. Mills Mgmt For For For
1.3 Elect Carole Piwnica Mgmt For Withhold Against
1.4 Elect James F. McCann Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For Against Against
Equity Incentive
Plan
5 Issuance of Common Mgmt For For For
Stock
6 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Amyris, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMRS CUSIP 03236M200 11/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect L. John Doerr Mgmt For For For
1.2 Elect Cristoph Mgmt For Withhold Against
Goppelsroeder
1.3 Elect Lisa Qi Mgmt For For For
1.4 Elect Patrick Y. Yang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Issuance of Common Mgmt For For For
Stock
________________________________________________________________________________
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 08/08/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ray Stata Mgmt For For For
2 Elect Vincent Roche Mgmt For For For
3 Elect James A. Champy Mgmt For For For
4 Elect Anantha P. Mgmt For Against Against
Chandrakasan
5 Elect Bruce R. Evans Mgmt For For For
6 Elect Edward H. Frank Mgmt For For For
7 Elect Karen M. Golz Mgmt For For For
8 Elect Mark M. Little Mgmt For For For
9 Elect Kenton J. Mgmt For For For
Sicchitano
10 Elect Susie Wee Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Anaplan, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLAN CUSIP 03272L108 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan L. Bostrom Mgmt For For For
1.2 Elect Sandesh Patnam Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
AnaptysBio, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANAB CUSIP 032724106 06/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hollings C. Mgmt For For For
Renton
1.2 Elect John Schmid Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AngioDynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANGO CUSIP 03475V101 10/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin J. Gould Mgmt For For For
1.2 Elect Dennis S. Meteny Mgmt For For For
1.3 Elect Michael E. Mgmt For For For
Tarnoff
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ANI Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANIP CUSIP 00182C103 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert E. Brown Mgmt For Against Against
Jr
2 Elect Thomas J. Haughey Mgmt For For For
3 Elect David B. Nash Mgmt For Against Against
4 Elect Patrick D. Walsh Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
8 Amendment to the 2008 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Anika Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANIK CUSIP 035255108 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan N. Vogt Mgmt For For For
2 Amendment to the 2017 Mgmt For Against Against
Omnibus Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Anixter International Inc.
Ticker Security ID: Meeting Date Meeting Status
AXE CUSIP 035290105 04/09/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 WESCO Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Annaly Capital Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francine J. Mgmt For For For
Bovich
2 Elect Katie B. Fallon Mgmt For For For
3 Elect David L. Mgmt For For For
Finkelstein
4 Elect Thomas Hamilton Mgmt For For For
5 Elect Kathy H. Hannan Mgmt For For For
6 Elect John H. Schaefer Mgmt For For For
7 Elect Glenn A. Votek Mgmt For For For
8 Elect Vicki Williams Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
ANSYS, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANSS CUSIP 03662Q105 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ajei S. Gopal Mgmt For For For
2 Elect Glenda M. Dorchak Mgmt For For For
3 Elect Robert M. Mgmt For For For
Calderoni
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Antares Pharma, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATRS CUSIP 036642106 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leonard S. Jacob Mgmt For For For
1.2 Elect Peter S. Mgmt For For For
Greenleaf
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Antero Midstream Corporation
Ticker Security ID: Meeting Date Meeting Status
AM CUSIP 03676B102 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Howard Mgmt For For For
Keenan,
Jr.
1.2 Elect Peter A. Dea Mgmt For For For
1.3 Elect Janine J. McArdle Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Antero Resources Corp
Ticker Security ID: Meeting Date Meeting Status
AR CUSIP 03674X106 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul M. Rady Mgmt For For For
1.2 Elect Glen C. Warren, Mgmt For For For
Jr.
1.3 Elect Thomas B. Tyree, Mgmt For For For
Jr
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
5 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Anthem, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANTM CUSIP 036752103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gail K. Boudreaux Mgmt For For For
2 Elect R. Kerry Clark Mgmt For For For
3 Elect Robert L. Dixon, Mgmt For For For
Jr.
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Anworth Mortgage Asset Corporation
Ticker Security ID: Meeting Date Meeting Status
ANH CUSIP 037347101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph E. McAdams Mgmt For For For
2 Elect Joe E. Davis Mgmt For For For
3 Elect Robert C. Davis Mgmt For For For
4 Elect Mark S. Maron Mgmt For For For
5 Elect Lloyd McAdams Mgmt For For For
6 Elect Dominique Mielle Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aon plc
Ticker Security ID: Meeting Date Meeting Status
AON CUSIP G0408V102 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Scheme of Mgmt For For For
Arrangement
(Reincorporation from
UK to
Ireland)
2 Cancellation of Share Mgmt For For For
Premium
Account
3 Off-Market Repurchase Mgmt For For For
of
Shares
4 Cancellation of NYSE Mgmt For For For
Listing
5 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Aon plc
Ticker Security ID: Meeting Date Meeting Status
AON CUSIP G0408V111 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Scheme of Mgmt For For For
Arrangement
(Reincorporation from
UK to
Ireland)
________________________________________________________________________________
Aon plc
Ticker Security ID: Meeting Date Meeting Status
AON CUSIP G0408V102 06/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lester B. Knight Mgmt For For For
2 Elect Gregory C. Case Mgmt For For For
3 Elect Jin-Yong Cai Mgmt For For For
4 Elect Jeffrey C. Mgmt For For For
Campbell
5 Elect Fulvio Conti Mgmt For For For
6 Elect Cheryl A. Francis Mgmt For For For
7 Elect J. Michael Losh Mgmt For For For
8 Elect Richard B. Myers Mgmt For For For
9 Elect Richard C. Mgmt For For For
Notebaert
10 Elect Gloria Santona Mgmt For For For
11 Elect Carolyn Y. Woo Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Ratification of Mgmt For For For
Statutory
Auditor
15 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Annell R. Bay Mgmt For For For
2 Elect John J. Mgmt For For For
Christmann
IV
3 Elect Juliet S. Ellis Mgmt For For For
4 Elect Chansoo Joung Mgmt For For For
5 Elect Rene R. Joyce Mgmt For For For
6 Elect John E. Lowe Mgmt For For For
7 Elect William C. Mgmt For For For
Montgomery
8 Elect Amy H. Nelson Mgmt For For For
9 Elect Daniel W. Rabun Mgmt For For For
10 Elect Peter A. Ragauss Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Apartment Investment and Management Company
Ticker Security ID: Meeting Date Meeting Status
AIV CUSIP 03748R754 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terry Considine Mgmt For For For
2 Elect Thomas L. Keltner Mgmt For For For
3 Elect Robert A. Miller Mgmt For For For
4 Elect Devin I. Murphy Mgmt For For For
5 Elect Kathleen M. Mgmt For For For
Nelson
6 Elect John D. Rayis Mgmt For For For
7 Elect Ann Sperling Mgmt For For For
8 Elect Michael A. Stein Mgmt For For For
9 Elect Nina A. Tran Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Apellis Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
APLS CUSIP 03753U106 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerald CHAN Mgmt For For For
Lokchung
1.2 Elect Cedric Francois Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Apergy Corporation
Ticker Security ID: Meeting Date Meeting Status
APY CUSIP 03755L104 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary P. Luquette Mgmt For For For
1.2 Elect Daniel W. Rabun Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Amendment to the 2018 Mgmt For For For
Equity and Cash
Incentive
Plan
________________________________________________________________________________
Apergy Corporation
Ticker Security ID: Meeting Date Meeting Status
APY CUSIP 03755L104 05/28/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Apogee Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
APOG CUSIP 037598109 01/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christina M. Mgmt For For For
Alvord
1.2 Elect Frank G. Heard Mgmt For For For
1.3 Elect Elizabeth M. Mgmt For For For
Lilly
1.4 Elect Mark A. Pompa Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2019 Mgmt For For For
Stock Incentive
Plan
4 Approval of the 2019 Mgmt For For For
Non-Employee Director
Stock
Plan
5 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
6 Elimination of Mgmt For For For
Supermajority Voting
Requirement for
Director
Removal
7 Elimination of Mgmt For For For
Supermajority Voting
Requirement for
Amendments to
Director Removal
Voting
Requirement
8 Elimination of Mgmt For For For
Supermajority Voting
Requirement for
Approving Company's
Purchase of Shares
from Interested
Shareholders
9 Elimination of Mgmt For For For
Supermajority Voting
Requirement for
Amendments to Voting
Requirement for
Approving Company's
Purchase of Shares
from Interested
Shareholders
10 Ratification of Mgmt For Against Against
Exclusive Forum
Provision
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apogee Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
APOG CUSIP 037598109 06/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd E. Johnson Mgmt For For For
2 Elect Donald A. Nolan Mgmt For For For
3 Elect Patricia K. Mgmt For For For
Wagner
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apollo Commercial Real Estate Finance, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARI CUSIP 03762U105 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark C. Biderman Mgmt For For For
1.2 Elect Brenna Haysom Mgmt For For For
1.3 Elect Robert A. Kasdin Mgmt For For For
1.4 Elect Katherine G. Mgmt For For For
Newman
1.5 Elect Eric L. Press Mgmt For For For
1.6 Elect Scott S. Prince Mgmt For For For
1.7 Elect Stuart A. Mgmt For For For
Rothstein
1.8 Elect Michael E. Mgmt For For For
Salvati
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Apollo Medical Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMEH CUSIP 03763A207 06/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth Sim Mgmt For For For
1.2 Elect Thomas S. Lam Mgmt For For For
1.3 Elect Mitchell W. Mgmt For For For
Kitayama
1.4 Elect David G. Schmidt Mgmt For For For
1.5 Elect Mark Fawcett Mgmt For For For
1.6 Elect Michael F. Eng Mgmt For For For
1.7 Elect Li Yu Mgmt For For For
1.8 Elect Ernest A. Bates Mgmt For For For
1.9 Elect Linda Marsh Mgmt For For For
1.10 Elect John Chiang Mgmt For For For
1.11 Elect Matthew Mazdyasni Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apollo Medical Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMEH CUSIP 03763A207 08/27/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 AP-AMH Loan Proposal Mgmt For For For
2 Private Placement Mgmt For For For
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
AppFolio, Inc.
Ticker Security ID: Meeting Date Meeting Status
APPF CUSIP 03783C100 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Klaus Schauser Mgmt For For For
1.2 Elect William Rauth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Appian Corporation
Ticker Security ID: Meeting Date Meeting Status
APPN CUSIP 03782L101 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Matthew W. Mgmt For For For
Calkins
1.2 Elect Robert C. Kramer Mgmt For For For
1.3 Elect A.G.W. Biddle, Mgmt For For For
III
1.4 Elect Prashanth Mgmt For For For
Boccassam
1.5 Elect Michael G. Devine Mgmt For For For
1.6 Elect Barbara Kilberg Mgmt For For For
1.7 Elect Michael J. Mgmt For For For
Mulligan
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Apple Hospitality REIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
APLE CUSIP 03784Y200 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glenn W. Bunting Mgmt For For For
1.2 Elect Jon A. Fosheim Mgmt For For For
1.3 Elect Kristian M. Mgmt For For For
Gathright
1.4 Elect Glade M. Knight Mgmt For For For
1.5 Elect Justin G. Knight Mgmt For For For
1.6 Elect Blythe J. Mgmt For For For
McGarvie
1.7 Elect Daryl A. Nickel Mgmt For For For
1.8 Elect L. Hugh Redd Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bell Mgmt For For For
2 Elect Timothy D. Cook Mgmt For For For
3 Elect Albert A. Gore Mgmt For For For
4 Elect Andrea Jung Mgmt For For For
5 Elect Arthur D. Mgmt For For For
Levinson
6 Elect Ronald D. Sugar Mgmt For For For
7 Elect Susan L. Wagner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Linking
Executive Pay to
Sustainability
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Freedom of
Expression and Access
to
Information
________________________________________________________________________________
Applied Industrial Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIT CUSIP 03820C105 10/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mary Dean Hall Mgmt For For For
1.2 Elect Dan P. Mgmt For For For
Komnenovich
1.3 Elect Joe A. Raver Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2019 Mgmt For For For
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judy Bruner Mgmt For For For
2 Elect Eric Chen Mgmt For For For
3 Elect Aart J. de Geus Mgmt For For For
4 Elect Gary E. Dickerson Mgmt For For For
5 Elect Stephen R. Mgmt For For For
Forrest
6 Elect Thomas J. Mgmt For For For
Iannotti
7 Elect Alexander A. Mgmt For For For
Karsner
8 Elect Adrianna C. Ma Mgmt For For For
9 Elect Yvonne McGill Mgmt For For For
10 Elect Scott A. McGregor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Permit Shareholders To Mgmt For For For
Act By Written
Consent
________________________________________________________________________________
Applied Optoelectronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAOI CUSIP 03823U102 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Che-Wei Lin Mgmt For For For
1.2 Elect Elizabeth Loboa Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Applied Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
APLT CUSIP 03828A101 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Les Funtleyder Mgmt For For For
1.2 Elect Stacy J. Kanter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Approach Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
AREX CUSIP 03834A103 07/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Matthew R. Kahn Mgmt For Withhold Against
1.2 Elect Vean J. Gregg III Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aprea Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
APRE CUSIP 03836J102 06/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bernd R. Mgmt For For For
Seizinger
1.2 Elect Jonathan Hepple Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AptarGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATR CUSIP 038336103 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George L. Mgmt For For For
Fotiades
2 Elect B. Craig Owens Mgmt For For For
3 Elect Joanne C. Smith Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2018 Mgmt For For For
Equity Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aptiv PLC
Ticker Security ID: Meeting Date Meeting Status
APTV CUSIP G6095L109 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin P. Clark Mgmt For For For
2 Elect Nancy E. Cooper Mgmt For For For
3 Elect Nicholas M. Mgmt For For For
Donofrio
4 Elect Rajiv L. Gupta Mgmt For For For
5 Elect Joseph L. Hooley Mgmt For For For
6 Elect Sean O. Mahoney Mgmt For For For
7 Elect Paul M. Meister Mgmt For For For
8 Elect Robert K. Ortberg Mgmt For For For
9 Elect Colin J. Parris Mgmt For For For
10 Elect Ana G. Pinczuk Mgmt For For For
11 Elect Lawrence A. Mgmt For For For
Zimmerman
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Aquantia Corp.
Ticker Security ID: Meeting Date Meeting Status
AQ CUSIP 03842Q108 07/10/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
AquaVenture Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
WAAS CUSIP G0443N107 03/16/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Culligan Transaction Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Aramark
Ticker Security ID: Meeting Date Meeting Status
ARMK CUSIP 03852U106 01/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan M. Cameron Mgmt For For For
2 Elect Greg Creed Mgmt For For For
3 Elect Calvin Darden Mgmt For For For
4 Elect Richard W. Mgmt For For For
Dreiling
5 Elect Irene M. Esteves Mgmt For For For
6 Elect Daniel J. Mgmt For For For
Heinrich
7 Elect Paul C. Hilal Mgmt For For For
8 Elect Karen M. King Mgmt For For For
9 Elect Stephen I. Sadove Mgmt For For For
10 Elect Arthur B. Mgmt For For For
Winkleblack
11 Elect John J. Zillmer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
15 Amendment Regarding Mgmt For For For
Shareholders Ability
to Call Special
Meetings
________________________________________________________________________________
Aratana Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PETX CUSIP 03874P101 07/16/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elanco Transaction Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
ArcBest Corporation
Ticker Security ID: Meeting Date Meeting Status
ARCB CUSIP 03937C105 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eduardo F. Mgmt For For For
Conrado
1.2 Elect Fredrik J. Mgmt For For For
Eliasson
1.3 Elect Stephen E. Gorman Mgmt For For For
1.4 Elect Michael P. Hogan Mgmt For For For
1.5 Elect Kathleen D. Mgmt For For For
McElligott
1.6 Elect Judy R. Mgmt For For For
McReynolds
1.7 Elect Craig E. Philip Mgmt For For For
1.8 Elect Steven L. Spinner Mgmt For For For
1.9 Elect Janice E. Stipp Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Ownership Incentive
Plan
________________________________________________________________________________
Arch Capital Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
ACGL CUSIP G0450A105 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Louis J. Paglia Mgmt For For For
2 Elect Brian S. Posner Mgmt For For For
3 Elect John D. Vollaro Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Elect Robert Appleby Mgmt For For For
7 Elect Dennis R. Brand Mgmt For For For
8 Elect Graham B.R. Mgmt For For For
Collis
9 Elect Matthew Mgmt For For For
Dragonetti
10 Elect Seamus Fearon Mgmt For For For
11 Elect Beau Franklin Mgmt For For For
12 Elect Jerome Halgan Mgmt For For For
13 Elect James Haney Mgmt For For For
14 Elect W. Preston Mgmt For For For
Hutchings
15 Elect Pierre Jal Mgmt For For For
16 Elect Francois Morin Mgmt For For For
17 Elect David J. Mgmt For For For
Mulholland
18 Elect Tim Peckett Mgmt For For For
19 Elect Maamoun Rajeh Mgmt For For For
20 Elect Roderick Romeo Mgmt For For For
________________________________________________________________________________
Arch Coal, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARCH CUSIP 039380407 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick J. Mgmt For For For
Bartels,
Jr.
1.2 Elect James N. Chapman Mgmt For For For
1.3 Elect John W. Eaves Mgmt For For For
1.4 Elect Sherman K. Mgmt For For For
Edmiston
III
1.5 Elect Robert B Hamill Mgmt For For For
1.6 Elect Holly K. Koeppel Mgmt For For For
1.7 Elect Patrick A Mgmt For For For
Krieghauser
1.8 Elect Paul A. Lang Mgmt For For For
1.9 Elect Richard A. Mgmt For For For
Navarre
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael S. Burke Mgmt For For For
2 Elect Terrell K. Crews Mgmt For For For
3 Elect Pierre Dufour Mgmt For For For
4 Elect Donald E. Mgmt For For For
Felsinger
5 Elect Suzan F. Harrison Mgmt For For For
6 Elect Juan R. Luciano Mgmt For For For
7 Elect Patrick J. Moore Mgmt For For For
8 Elect Francisco Sanchez Mgmt For For For
9 Elect Debra A. Sandler Mgmt For For For
10 Elect Lei Z. Schlitz Mgmt For For For
11 Elect Kelvin R. Mgmt For For For
Westbrook
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2020 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Archrock, Inc.
Ticker Security ID: Meeting Date Meeting Status
AROC CUSIP 03957W106 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anne-Marie N. Mgmt For For For
Ainsworth
1.2 Elect Wendell R. Brooks Mgmt For For For
1.3 Elect D. Bradley Mgmt For For For
Childers
1.4 Elect Gordon T. Hall Mgmt For For For
1.5 Elect Frances Powell Mgmt For For For
Hawes
1.6 Elect Jeffery D. Mgmt For For For
Hildebrand
1.7 Elect J.W.G. Mgmt For For For
Honeybourne
1.8 Elect James H. Lytal Mgmt For For For
1.9 Elect Edmund P. Segner Mgmt For For For
III
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Arcosa, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACA CUSIP 039653100 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Alvarado Mgmt For For For
2 Elect Jeffrey A. Craig Mgmt For For For
3 Elect John W. Lindsay Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Arcus Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
RCUS CUSIP 03969F109 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juan Carlos Jaen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ardagh Group S.A.
Ticker Security ID: Meeting Date Meeting Status
ARD CUSIP L0223L101 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of Annual Mgmt For For For
Accounts
3 Allocation of Results Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Ratify Appointment of Mgmt For For For
Shaun E.
Murphy
6 Reelect Philip Hammond Mgmt For For For
7 Reelect Elect Paul Mgmt For Against Against
Coulson
8 Ratify Appointment of Mgmt For For For
David
Matthews
9 Reelect Edward White Mgmt For For For
10 Ratify Appointment of Mgmt For For For
Shaun E.
Murphy
11 Reelect Philip Hammond Mgmt For For For
12 Elect Abigail P. Blunt Mgmt For For For
13 Elect Yves Elsen Mgmt For For For
14 Elect Oliver Graham Mgmt For For For
15 Aggregate Remuneration Mgmt For For For
of
Directors
16 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Ardelyx, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARDX CUSIP 039697107 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert B. Mgmt For For For
Bazemore
1.2 Elect Gordon Ringold Mgmt For Withhold Against
1.3 Elect Richard J. Mgmt For For For
Rodgers
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Ardmore Shipping Corporation
Ticker Security ID: Meeting Date Meeting Status
ASC CUSIP Y0207T100 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mats Berglund Mgmt For For For
1.2 Elect Kirsi Kyllikki Mgmt For For For
Tikka
________________________________________________________________________________
Arena Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARNA CUSIP 040047607 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jayson Dallas Mgmt For For For
1.2 Elect Oliver S. Fetzer Mgmt For For For
1.3 Elect Kieran T. Mgmt For For For
Gallahue
1.4 Elect Jennifer Jarrett Mgmt For For For
1.5 Elect Amit D. Munshi Mgmt For For For
1.6 Elect Garry A. Neil Mgmt For For For
1.7 Elect Tina S. Nova Mgmt For For For
1.8 Elect Manmeet S. Soni Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase in Authorized Mgmt For For For
Common
Stock
4 Approval of the 2020 Mgmt For Against Against
Long-Term Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ares Commercial Real Estate Corporation
Ticker Security ID: Meeting Date Meeting Status
ACRE CUSIP 04013V108 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William S. Mgmt For For For
Benjamin
1.2 Elect Caroline E. Mgmt For For For
Blakely
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ares Management Corporation
Ticker Security ID: Meeting Date Meeting Status
ARES CUSIP 03990B101 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Arougheti
2 Elect Antoinette C. Mgmt For For For
Bush
3 Elect Paul G. Joubert Mgmt For For For
4 Elect R. Kipp deVeer Mgmt For For For
5 Elect David B. Kaplan Mgmt For For For
6 Elect Michael Mark Mgmt For For For
Lynton
7 Elect Judy Olian Mgmt For For For
8 Elect Antony P. Ressler Mgmt For For For
9 Elect Bennett Rosenthal Mgmt For For For
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Argan, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGX CUSIP 04010E109 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rainer H. Mgmt For For For
Bosselmann
1.2 Elect Cynthia A. Mgmt For For For
Flanders
1.3 Elect Peter W. Mgmt For For For
Getsinger
1.4 Elect William F. Mgmt For For For
Griffin,
Jr.
1.5 Elect John R. Jeffrey, Mgmt For For For
Jr.
1.6 Elect Mano S. Mgmt For For For
Koilpillai
1.7 Elect William F. Mgmt For For For
Leimkuhler
1.8 Elect W.G. Champion Mgmt For For For
Mitchell
1.9 Elect James W. Quinn Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Stock
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Argo Group International Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARGO CUSIP G0464B107 04/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Bernard C. Bailey Mgmt For For For
3 Elect Thomas A. Bradley Mgmt For For For
4 Elect Fred R. Donner Mgmt For For For
5 Elect Anthony P. Latham Mgmt For For For
6 Elect Dymphna A. Lehane Mgmt For For For
7 Elect Samuel G. Liss Mgmt For For For
8 Elect Carol A. McFate Mgmt For For For
9 Elect Kathleen A. Mgmt For For For
Nealon
10 Elect Al-Noor Ramji Mgmt For For For
11 Elect Kevin J. Rehnberg Mgmt For For For
12 Elect John H. Tonelli Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Board Size Mgmt For For For
16 Amendment to Bye-Laws Mgmt For For For
to Modify the Voting
Push-Up
Requirement
________________________________________________________________________________
Argo Group International Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARGO CUSIP G0464B107 12/20/2019 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr For TNA N/A
to Call a Special
Meeting
________________________________________________________________________________
Argo Group International Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARGO CUSIP G0464B107 12/20/2019 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr N/A For N/A
to Call a Special
Meeting
________________________________________________________________________________
Arista Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANET CUSIP 040413106 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark B. Templeton Mgmt For For For
1.2 Elect Nikos Mgmt For For For
Theodosopoulos
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Arlington Asset Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
AI CUSIP 041356205 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel E. Berce Mgmt For For For
2 Elect David W. Faeder Mgmt For For For
3 Elect Melinda H. Mgmt For For For
McClure
4 Elect Ralph S. Mgmt For For For
Michael,
III
5 Elect Anthony P. Mgmt For For For
Nader,
III.
6 Elect J. Rock Tonkel, Mgmt For For For
Jr.
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Arlo Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARLO CUSIP 04206A101 07/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph E. Faison Mgmt For For For
1.2 Elect Jocelyn E. Mgmt For For For
Carter-Miller
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Armada Hoffler Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
AHH CUSIP 04208T108 06/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George F. Allen Mgmt For For For
1.2 Elect James A. Carroll Mgmt For For For
1.3 Elect James C. Cherry Mgmt For For For
1.4 Elect Louis S. Haddad Mgmt For For For
1.5 Elect Eva S. Hardy Mgmt For For For
1.6 Elect Daniel A. Hoffler Mgmt For For For
1.7 Elect A. Russell Kirk Mgmt For For For
1.8 Elect Dorothy S. Mgmt For For For
McAuliffe
1.9 Elect John W. Snow Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Armour Residential REIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARR CUSIP 042315507 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott J. Ulm Mgmt For For For
1.2 Elect Jeffrey J. Zimmer Mgmt For For For
1.3 Elect Daniel C. Staton Mgmt For For For
1.4 Elect Marc H. Bell Mgmt For For For
1.5 Elect Z. Jamie Behar Mgmt For For For
1.6 Elect Carolyn Downey Mgmt For For For
1.7 Elect Thomas K. Guba Mgmt For For For
1.8 Elect Robert C. Hain Mgmt For For For
1.9 Elect John P. Hollihan Mgmt For For For
III
1.10 Elect Stewart J. Mgmt For For For
Paperin
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Armstrong Flooring, Inc.
Ticker Security ID: Meeting Date Meeting Status
AFI CUSIP 04238R106 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael F. Mgmt For For For
Johnston
2 Elect Kathleen S. Lane Mgmt For For For
3 Elect Jeffrey Liaw Mgmt For For For
4 Elect Michael W. Malone Mgmt For For For
5 Elect Larry S. Mgmt For For For
McWilliams
6 Elect James C. Melville Mgmt For For For
7 Elect Michel S. Mgmt For For For
Vermette
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Armstrong World Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
AWI CUSIP 04247X102 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stan A. Askren Mgmt For For For
1.2 Elect Victor D. Grizzle Mgmt For For For
1.3 Elect Tao Huang Mgmt For For For
1.4 Elect Barbara L. Mgmt For For For
Loughran
1.5 Elect Larry S. Mgmt For For For
McWilliams
1.6 Elect James C. Melville Mgmt For For For
1.7 Elect Wayne R. Shurts Mgmt For For For
1.8 Elect Roy W. Templin Mgmt For For For
1.9 Elect Cherryl T. Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Armstrong World Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
AWI CUSIP 04247X102 07/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stan A. Askren Mgmt For For For
1.2 Elect Victor D. Grizzle Mgmt For For For
1.3 Elect Tao Huang Mgmt For For For
1.4 Elect Barbara L. Mgmt For For For
Loughran
1.5 Elect Larry S. Mgmt For For For
McWilliams
1.6 Elect James C. Melville Mgmt For For For
1.7 Elect John J. Roberts Mgmt For For For
1.8 Elect Wayne R. Shurts Mgmt For For For
1.9 Elect Roy W. Templin Mgmt For For For
1.10 Elect Cherryl T. Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Arrow Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARW CUSIP 042735100 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry W. Perry Mgmt For For For
1.2 Elect William F. Austen Mgmt For For For
1.3 Elect Steven H. Gunby Mgmt For For For
1.4 Elect Gail E. Hamilton Mgmt For For For
1.5 Elect Richard S. Hill Mgmt For For For
1.6 Elect M. Frances Keeth Mgmt For For For
1.7 Elect Andrew Kerin Mgmt For For For
1.8 Elect Laurel J. Mgmt For For For
Krzeminksi
1.9 Elect Michael J. Long Mgmt For For For
1.10 Elect Stephen C. Mgmt For For For
Patrick
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Arrow Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
AROW CUSIP 042744102 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark L. Behan Mgmt For For For
1.2 Elect Elizabeth A. Mgmt For For For
Miller
1.3 Elect William L. Owens Mgmt For For For
1.4 Elect Richard J. Mgmt For For For
Reisman
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Directors' Stock
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Arrowhead Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARWR CUSIP 04280A100 03/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher Mgmt For For For
Anzalone
1.2 Elect Marianne De Mgmt For For For
Backer
1.3 Elect Mauro Ferrari Mgmt For For For
1.4 Elect Douglass B. Given Mgmt For For For
1.5 Elect Michael S. Perry Mgmt For For For
1.6 Elect William Waddill Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Adoption of Majority Mgmt For For For
Vote for Uncontested
Elections of
Directors
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Arthur J. Gallagher & Co.
Ticker Security ID: Meeting Date Meeting Status
AJG CUSIP 363576109 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect William L. Bax Mgmt For For For
3 Elect D. John Coldman Mgmt For For For
4 Elect Frank E. English Mgmt For For For
Jr.
5 Elect J. Patrick Mgmt For For For
Gallagher,
Jr.
6 Elect David S. Johnson Mgmt For For For
7 Elect Kay W. McCurdy Mgmt For For For
8 Elect Christopher C. Mgmt For For For
Miskel
9 Elect Ralph J. Mgmt For For For
Nicoletti
10 Elect Norman L. Mgmt For For For
Rosenthal
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Policy on
Board and CEO
Diversity
________________________________________________________________________________
Artisan Partners Asset Management Inc.
Ticker Security ID: Meeting Date Meeting Status
APAM CUSIP 04316A108 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Matthew R. Barger Mgmt For For For
1.2 Elect Eric R. Colson Mgmt For For For
1.3 Elect Tench Coxe Mgmt For For For
1.4 Elect Stephanie G. Mgmt For For For
DiMarco
1.5 Elect Jeffrey A. Mgmt For For For
Joerres
1.6 Elect Andrew A. Ziegler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Arvinas, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARVN CUSIP 04335A105 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leslie V. Norwalk Mgmt For For For
1.2 Elect Liam Ratcliffe Mgmt For For For
1.3 Elect Timothy Shannon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Asbury Automotive Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABG CUSIP 043436104 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Reddin Mgmt For For For
1.2 Elect Joel Alsfine Mgmt For For For
1.3 Elect Thomas C. Mgmt For For For
DeLoach,
Jr.
1.4 Elect David W. Hult Mgmt For For For
1.5 Elect Juanita T. James Mgmt For For For
1.6 Elect Philip F. Maritz Mgmt For For For
1.7 Elect Maureen F. Mgmt For For For
Morrison
1.8 Elect Bridget M. Mgmt For For For
Ryan-Berman
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ASGN Incorporated
Ticker Security ID: Meeting Date Meeting Status
ASGN CUSIP 00191U102 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Frantz Mgmt For For For
2 Elect Jonathan S. Mgmt For For For
Holman
3 Elect Arshad Matin Mgmt For For For
4 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ashford Hospitality Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
AHT CUSIP 044103109 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Monty J. Bennett Mgmt For For For
1.2 Elect Benjamin J. Mgmt For For For
Ansell
1.3 Elect Amish Gupta Mgmt For For For
1.4 Elect Kamal Jafarnia Mgmt For For For
1.5 Elect Frederick J. Mgmt For For For
Kleisner
1.6 Elect Sheri L. Mgmt For For For
Pantermuehl
1.7 Elect Alan L. Tallis Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ashland Global Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
ASH CUSIP 044186104 01/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brendan M. Mgmt For For For
Cummins
2 Elect William G. Mgmt For For For
Dempsey
3 Elect Jay V. Ihlenfeld Mgmt For For For
4 Elect Susan L. Main Mgmt For For For
5 Elect Guillermo Novo Mgmt For For For
6 Elect Jerome A. Mgmt For For For
Peribere
7 Elect Craig A. Rogerson Mgmt For For For
8 Elect Mark C. Rohr Mgmt For For For
9 Elect Ricky C. Sandler Mgmt For For For
10 Elect Janice J. Teal Mgmt For For For
11 Elect Kathleen Mgmt For For For
Wilson-Thompson
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Aspen Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZPN CUSIP 045327103 12/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald P. Casey Mgmt For For For
1.2 Elect Robert M. Mgmt For For For
Whelan,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Assembly Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASMB CUSIP 045396108 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony E. Altig Mgmt For For For
1.2 Elect Richard DiMarchi Mgmt For For For
1.3 Elect Myron Z. Holubiak Mgmt For For For
1.4 Elect Helen S. Kim Mgmt For Withhold Against
1.5 Elect Alan J. Lewis Mgmt For For For
1.6 Elect Susan Mahony Mgmt For For For
1.7 Elect John G. Mgmt For For For
McHutchison
1.8 Elect William Ringo Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2018 Mgmt For Against Against
Stock Incentive
Plan
5 Amendment to Threshold Mgmt For For For
Required to Call a
Special
Meeting
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Assertio Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASRT CUSIP 04545L107 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Elect James P. Fogarty Mgmt For For For
3 Elect Karen Dawes Mgmt For For For
4 Elect James J. Galeota Mgmt For For For
Jr.
5 Elect Arthur J. Higgins Mgmt For For For
6 Elect Heather L. Mason Mgmt For For For
7 Elect William T. McKee Mgmt For For For
8 Elect Peter D. Staple Mgmt For For For
9 Elect James L. Tyree Mgmt For For For
10 Elect David E. Wheadon Mgmt For For For
11 Amendment to the 2014 Mgmt For For For
Omnibus Incentive
Plan
12 Amendment to the 2004 Mgmt For For For
Employee Stock
Purchase
Plan
13 Reverse Stock Split Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Advisory Vote on Mgmt For For For
Golden
Parachutes
16 Ratification of Auditor Mgmt For For For
17 Right to Adjourn Mgmt For For For
Meeting
18 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
AssetMark Financial Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMK CUSIP 04546L106 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rohit Bhagat Mgmt For For For
1.2 Elect Bryan Lin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Associated Banc-Corp
Ticker Security ID: Meeting Date Meeting Status
ASB CUSIP 045487105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F. Bergstrom Mgmt For For For
1.2 Elect Michael T. Mgmt For For For
Crowley,
Jr.
1.3 Elect Philip B. Flynn Mgmt For For For
1.4 Elect R. Jay Gerken Mgmt For For For
1.5 Elect Judith P. Greffin Mgmt For For For
1.6 Elect Michael J. Haddad Mgmt For For For
1.7 Elect William R. Mgmt For For For
Hutchinson
1.8 Elect Robert A. Jeffe Mgmt For For For
1.9 Elect Eileen A. Mgmt For For For
Kamerick
1.10 Elect Gale E. Klappa Mgmt For For For
1.11 Elect Richard T. Lommen Mgmt For For For
1.12 Elect Cory L. Nettles Mgmt For For For
1.13 Elect Karen T. van Lith Mgmt For For For
1.14 Elect John B. Williams Mgmt For For For
2 Approval of the 2020 Mgmt For Against Against
Incentive
Compensation
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Associated Capital Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AC CUSIP 045528106 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mario J. Gabelli Mgmt For Withhold Against
1.2 Elect Marc Gabelli Mgmt For Withhold Against
1.3 Elect Douglas R. Mgmt For Withhold Against
Jamieson
1.4 Elect Daniel R. Lee Mgmt For Withhold Against
1.5 Elect Bruce M. Lisman Mgmt For Withhold Against
1.6 Elect Frederic V. Mgmt For Withhold Against
Salerno
1.7 Elect Salvatore F. Mgmt For Withhold Against
Sodano
1.8 Elect Elisa M. Wilson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Assurant, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIZ CUSIP 04621X108 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elaine D. Rosen Mgmt For For For
2 Elect Paget L. Alves Mgmt For For For
3 Elect Juan N. Cento Mgmt For For For
4 Elect Alan B. Colberg Mgmt For For For
5 Elect Harriet Edelman Mgmt For For For
6 Elect Lawrence V. Mgmt For For For
Jackson
7 Elect Jean-Paul L. Mgmt For For For
Montupet
8 Elect Debra J. Perry Mgmt For For For
9 Elect Ognjen Redzic Mgmt For For For
10 Elect Paul J. Reilly Mgmt For For For
11 Elect Robert W. Stein Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Assured Guaranty Ltd.
Ticker Security ID: Meeting Date Meeting Status
AGO CUSIP G0585R106 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francisco L. Mgmt For For For
Borges
2 Elect G. Lawrence Buhl Mgmt For For For
3 Elect Dominic J. Mgmt For For For
Frederico
4 Elect Bonnie L. Howard Mgmt For For For
5 Elect Thomas W. Jones Mgmt For For For
6 Elect Patrick W. Kenny Mgmt For For For
7 Elect Alan J. Kreczko Mgmt For For For
8 Elect Simon W. Leathes Mgmt For For For
9 Elect Michael T. O'Kane Mgmt For For For
10 Elect Yukiko Omura Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Elect Howard W Albert Mgmt For For For
14 Elect Robert A Mgmt For For For
Bailenson
15 Elect Russell B Brewer Mgmt For For For
II
16 Elect Gary Burnet Mgmt For For For
17 Elect Ling Chow Mgmt For For For
18 Elect Stephen Mgmt For For For
Donnarumma
19 Elect Dominic J. Mgmt For For For
Frederico
20 Elect Walter A. Scott Mgmt For For For
21 Ratification of Mgmt For For For
Subsidiary
Auditor
________________________________________________________________________________
Astec Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASTE CUSIP 046224101 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William D. Gehl Mgmt For For For
1.2 Elect William G. Dorey Mgmt For For For
1.3 Elect Charles F. Potts Mgmt For For For
1.4 Elect Barry A. Ruffalo Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Astronics Corporation
Ticker Security ID: Meeting Date Meeting Status
ATRO CUSIP 046433207 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond W. Mgmt For For For
Boushie
1.2 Elect Robert T. Brady Mgmt For For For
1.3 Elect Tonit M. Calaway Mgmt For For For
1.4 Elect Jeffry D. Frisby Mgmt For For For
1.5 Elect Peter J. Mgmt For For For
Gundermann
1.6 Elect Warren C. Johnson Mgmt For For For
1.7 Elect Robert S. Keane Mgmt For For For
1.8 Elect Neil Kim Mgmt For For For
1.9 Elect Mark Moran Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
At Home Group Inc.
Ticker Security ID: Meeting Date Meeting Status
HOME CUSIP 04650Y100 06/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lewis L. Bird Mgmt For For For
1.2 Elect Elisabeth B. Mgmt For For For
Charles
1.3 Elect Joanne C. Mgmt For For For
Crevoiserat
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AT&T Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall L. Mgmt For For For
Stephenson
2 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
3 Elect Richard W. Fisher Mgmt For For For
4 Elect Scott T. Ford Mgmt For For For
5 Elect Glenn H. Hutchins Mgmt For For For
6 Elect William E. Mgmt For For For
Kennard
7 Elect Debra L. Lee Mgmt For For For
8 Elect Stephen J. Luczo Mgmt For For For
9 Elect Michael B. Mgmt For For For
McCallister
10 Elect Beth E. Mooney Mgmt For For For
11 Elect Matthew K. Rose Mgmt For For For
12 Elect Cindy B. Taylor Mgmt For For For
13 Elect Geoffrey Y. Yang Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Representative
Director
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Improvement
of Guiding Principles
of Executive
Compensation
________________________________________________________________________________
Atara Biotherapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATRA CUSIP 046513107 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pascal Touchon Mgmt For For For
1.2 Elect Carol Gallagher Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Athene Holding Ltd.
Ticker Security ID: Meeting Date Meeting Status
ATH CUSIP G0684D107 02/12/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bundled Bylaw Mgmt For For For
Amendments
2 Conversion of Class B Mgmt For For For
Common Shares into
Class A Common
Shares
3 Conversion of Class M Mgmt For For For
Common Shares into
Class A Common Shares
and
Warrants
4 Issuance of Common Mgmt For For For
Stock
5 Right to Adjourn Mgmt For For For
Meeting
6 Declaration of Mgmt N/A For N/A
Material
Interest
7 Declaration of Mgmt N/A For N/A
Material
Interest
________________________________________________________________________________
Athene Holding Ltd.
Ticker Security ID: Meeting Date Meeting Status
ATH CUSIP G0684D107 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott M. Kleinman Mgmt For For For
2 Elect Lawrence J. Ruisi Mgmt For For For
3 Elect Hope S. Taitz Mgmt For For For
4 Elect Arthur Wrubel Mgmt For For For
5 Elect Fehmi Zeko Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Athenex, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATNX CUSIP 04685N103 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Johnson Y.N. Lau Mgmt For For For
1.2 Elect Jordan Kanfer Mgmt For For For
1.3 Elect John KOH Tiong Lu Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2017 Mgmt For For For
Omnibus Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Athersys, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATHX CUSIP 04744L106 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gil Van Bokkelen Mgmt For For For
1.2 Elect John J. Mgmt For For For
Harrington
1.3 Elect Lee E. Babiss Mgmt For Withhold Against
1.4 Elect Ismail Kola Mgmt For Withhold Against
1.5 Elect Lorin J. Randall Mgmt For Withhold Against
1.6 Elect Jack L. Mgmt For Withhold Against
Wyszomierski
1.7 Elect Hardy TS Kagimoto Mgmt For For For
1.8 Elect Kenneth H. Traub Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Atkore International Group Inc.
Ticker Security ID: Meeting Date Meeting Status
ATKR CUSIP 047649108 01/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Betty R. Johnson Mgmt For For For
2 Elect William R. Waltz Mgmt For For For
Jr.
3 Elect A. Mark Zeffiro Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Atlantic Capital Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACBI CUSIP 048269203 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter M. Mgmt For For For
Deriso,
Jr.
1.2 Elect Shantella E. Mgmt For For For
Cooper
1.3 Elect Henchy R. Enden Mgmt For For For
1.4 Elect James H. Graves Mgmt For For For
1.5 Elect Douglas J. Hertz Mgmt For For For
1.6 Elect Thomas M. Holder Mgmt For For For
1.7 Elect Lizanne Thomas Mgmt For For For
1.8 Elect Douglas L. Mgmt For For For
Williams
1.9 Elect Marietta Edmunds Mgmt For For For
Zakas
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Atlantic Power Corporation
Ticker Security ID: Meeting Date Meeting Status
ATP CUSIP 04878Q863 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Foster Duncan Mgmt For For For
2 Elect Kevin T. Howell Mgmt For For For
3 Elect Danielle S. Mgmt For For For
Mottor
4 Elect Gilbert S. Palter Mgmt For For For
5 Elect James J. Moore, Mgmt For For For
Jr.
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Amendments and Mgmt For For For
Re-Approval of the
Long-Term Incentive
Plan
________________________________________________________________________________
Atlantic Union Bankshares Corporation
Ticker Security ID: Meeting Date Meeting Status
AUB CUSIP 04911A107 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank Russell Mgmt For For For
Ellett
2 Elect Gregory L. Fisher Mgmt For For For
3 Elect Patrick J. McCann Mgmt For For For
4 Elect Alan W. Myers Mgmt For For For
5 Elect Linda V. Mgmt For For For
Schreiner
6 Repeal of Classified Mgmt For For For
Board
7 Amend Provisions Mgmt For For For
Regarding Director
and Officer
Indemnification
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Atlas Air Worldwide Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAWW CUSIP 049164205 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy J. Mgmt For For For
Bernlohr
2 Elect Charles F. Mgmt For For For
Bolden,
Jr.
3 Elect John W. Dietrich Mgmt For For For
4 Elect William J. Flynn Mgmt For For For
5 Elect Bobby J. Griffin Mgmt For For For
6 Elect Carol B. Hallett Mgmt For For For
7 Elect Jane H. Lute Mgmt For For For
8 Elect Duncan J. McNabb Mgmt For For For
9 Elect Sheila A. Stamps Mgmt For For For
10 Elect John K. Wulff Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Amendment to the 2018 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Atlassian Corporation Plc
Ticker Security ID: Meeting Date Meeting Status
TEAM CUSIP G06242104 12/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Shona L. Brown Mgmt For For For
7 Elect Michael Mgmt For For For
Cannon-Brookes
8 Elect Scott Farquhar Mgmt For For For
9 Elect Heather Mgmt For For For
Mirjahangir
Fernandez
10 Elect Sasan Goodarzi Mgmt For For For
11 Elect Jay Parikh Mgmt For For For
12 Elect Enrique T. Salem Mgmt For For For
13 Elect Steven J. Mgmt For For For
Sordello
14 Elect Richard Wong Mgmt For For For
________________________________________________________________________________
Atmos Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
ATO CUSIP 049560105 02/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Kevin Akers Mgmt For For For
2 Elect Robert W. Best Mgmt For For For
3 Elect Kim R. Cocklin Mgmt For For For
4 Elect Kelly H. Compton Mgmt For For For
5 Elect Sean Donohue Mgmt For For For
6 Elect Rafael G. Garza Mgmt For For For
7 Elect Richard K. Gordon Mgmt For For For
8 Elect Robert C. Grable Mgmt For For For
9 Elect Nancy K. Quinn Mgmt For For For
10 Elect Richard A. Mgmt For For For
Sampson
11 Elect Stephen R. Mgmt For For For
Springer
12 Elect Diana J. Walters Mgmt For For For
13 Elect Richard Ware II Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Atreca, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCEL CUSIP 04965G109 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David L. Lacey Mgmt For For For
1.2 Elect Lindsey Rolfe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AtriCure, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATRC CUSIP 04963C209 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael H. Carrel Mgmt For For For
2 Elect Mark A. Collar Mgmt For For For
3 Elect Scott W. Drake Mgmt For For For
4 Elect Daniel Florin Mgmt For For For
5 Elect Regina E. Groves Mgmt For For For
6 Elect B. Kristine Mgmt For For For
Johnson
7 Elect Mark R. Lanning Mgmt For For For
8 Elect Karen N. Prange Mgmt For For For
9 Elect Sven A. Wehrwein Mgmt For For For
10 Elect Robert S. White Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2014 Mgmt For For For
Stock Incentive
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Atrion Corporation
Ticker Security ID: Meeting Date Meeting Status
ATRI CUSIP 049904105 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Emile A. Battat Mgmt For For For
2 Elect Ronald N. Mgmt For Against Against
Spaulding
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Autodesk, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADSK CUSIP 052769106 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Anagnost Mgmt For For For
2 Elect Karen Blasing Mgmt For For For
3 Elect Reid French Mgmt For For For
4 Elect Ayanna Howard Mgmt For For For
5 Elect Blake J. Irving Mgmt For For For
6 Elect Mary T. McDowell Mgmt For For For
7 Elect Stephen D. Mgmt For For For
Milligan
8 Elect Lorrie M. Mgmt For For For
Norrington
9 Elect Elizabeth S. Mgmt For For For
Rafael
10 Elect Stacy J. Smith Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Automatic Data Processing, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP 053015103 11/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Bisson Mgmt For For For
2 Elect Richard T. Clark Mgmt For For For
3 Elect R. Glenn Hubbard Mgmt For For For
4 Elect John P. Jones Mgmt For For For
5 Elect Francine S. Mgmt For For For
Katsoudas
6 Elect Thomas J. Lynch Mgmt For For For
7 Elect Scott F. Powers Mgmt For For For
8 Elect William J. Ready Mgmt For For For
9 Elect Carlos A. Mgmt For For For
Rodriguez
10 Elect Sandra S. Mgmt For For For
Wijnberg
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AutoNation, Inc.
Ticker Security ID: Meeting Date Meeting Status
AN CUSIP 05329W102 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mike Jackson Mgmt For For For
2 Elect Thomas J. Mgmt For For For
Baltimore,
Jr.
3 Elect Rick L. Burdick Mgmt For For For
4 Elect David B. Edelson Mgmt For For For
5 Elect Steven L. Gerard Mgmt For For For
6 Elect Robert R. Grusky Mgmt For For For
7 Elect Lisa Lutoff-Perlo Mgmt For For For
8 Elect G. Mike Mikan Mgmt For For For
9 Elect Cheryl S. Miller Mgmt For For For
10 Elect Jacqueline A. Mgmt For For For
Travisano
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas H. Brooks Mgmt For For For
2 Elect Linda A. Mgmt For For For
Goodspeed
3 Elect Earl G. Graves, Mgmt For For For
Jr.
4 Elect Enderson Mgmt For For For
Guimaraes
5 Elect Michael M. Mgmt For For For
Calbert
6 Elect D. Bryan Jordan Mgmt For For For
7 Elect Gale V. King Mgmt For For For
8 Elect George R. Mgmt For For For
Mrkonic,
Jr.
9 Elect William C. Mgmt For For For
Rhodes,
III
10 Elect Jill Ann Soltau Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Avalara, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVLR CUSIP 05338G106 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William D. Ingram Mgmt For For For
1.2 Elect Brian H. Sharples Mgmt For For For
1.3 Elect Chelsea Stoner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AvalonBay Communities, Inc
Ticker Security ID: Meeting Date Meeting Status
AVB CUSIP 053484101 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Glyn F. Aeppel Mgmt For For For
2 Elect Terry S. Brown Mgmt For For For
3 Elect Alan B. Buckelew Mgmt For For For
4 Elect Ronald L. Mgmt For For For
Havner,
Jr.
5 Elect Stephen P. Hills Mgmt For For For
6 Elect Richard J. Lieb Mgmt For For For
7 Elect Timothy J. Mgmt For For For
Naughton
8 Elect H. Jay Sarles Mgmt For For For
9 Elect Susan Swanezy Mgmt For For For
10 Elect W. Edward Walter Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Avangrid, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGR CUSIP 05351W103 06/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ignacio Sanchez Mgmt For For For
Galan
1.2 Elect John E. Baldacci Mgmt For For For
1.3 Elect Daniel Alcain Mgmt For For For
Lopez
1.4 Elect Pedro Azagra Mgmt For For For
Blazquez
1.5 Elect Robert Duffy Mgmt For For For
1.6 Elect Teresa A. Herbert Mgmt For For For
1.7 Elect Patricia Jacobs Mgmt For For For
1.8 Elect John L. Lahey Mgmt For For For
1.9 Elect Jose Angel Marra Mgmt For For For
Rodriguez
1.10 Elect Santiago Mgmt For For For
Martinez
Garrido
1.11 Elect Jose Sainz Armada Mgmt For For For
1.12 Elect Alan D. Solomont Mgmt For For For
1.13 Elect Elizabeth Timm Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Avanos Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVNS CUSIP 05350V106 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heidi K. Kunz Mgmt For For For
2 Elect Joseph F. Woody Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Avantor, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVTR CUSIP 05352A100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Juan Andres Mgmt For For For
1.2 Elect Andre V. Moura Mgmt For For For
1.3 Elect Jonathan M. Mgmt For For For
Peacock
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Avaya Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
AVYA CUSIP 05351X101 03/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William D. Mgmt For For For
Watkins
1.2 Elect James M Chirico Mgmt For For For
1.3 Elect Stephan Scholl Mgmt For For For
1.4 Elect Susan L. Spradley Mgmt For For For
1.5 Elect Stanley J. Sutula Mgmt For For For
1.6 Elect Scott D. Vogel Mgmt For For For
1.7 Elect Jacqueline E. Mgmt For For For
Yeaney
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2019 Equity Incentive Mgmt For For For
Plan
4 2020 Employee Stock Mgmt For For For
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Avedro, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVDR CUSIP 05355N109 11/19/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Avery Dennison Corporation
Ticker Security ID: Meeting Date Meeting Status
AVY CUSIP 053611109 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley A. Alford Mgmt For For For
2 Elect Anthony K. Mgmt For For For
Anderson
3 Elect Peter K. Barker Mgmt For For For
4 Elect Mark J. Mgmt For For For
Barrenechea
5 Elect Mitchell R. Mgmt For For For
Butier
6 Elect Ken C. Hicks Mgmt For For For
7 Elect Andres A. Lopez Mgmt For For For
8 Elect Patrick T. Mgmt For For For
Siewert
9 Elect Julia A. Stewart Mgmt For For For
10 Elect Martha N. Mgmt For For For
Sullivan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Avid Bioservices, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDMO CUSIP 05368M106 10/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark R. Bamforth Mgmt For For For
1.2 Elect Joseph Carleone Mgmt For For For
1.3 Elect Richard B. Mgmt For For For
Hancock
1.4 Elect Catherine J. Mgmt For For For
Mackey
1.5 Elect Gregory P. Sargen Mgmt For For For
1.6 Elect Patrick D. Walsh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Avid Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVID CUSIP 05367P100 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christian A. Mgmt For For For
Asmar
2 Elect Elizabeth M. Mgmt For For For
Daley
3 Elect Daniel B. Silvers Mgmt For For For
4 Elect John P. Wallace Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2014 Mgmt For For For
Stock Incentive
Plan
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Avis Budget Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAR CUSIP 053774105 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bernardo Hees Mgmt For For For
2 Elect Brian J. Choi Mgmt For For For
3 Elect Lynn Krominga Mgmt For For For
4 Elect Glenn Lurie Mgmt For For For
5 Elect Jagdeep Pahwa Mgmt For For For
6 Elect Karthik Sarma Mgmt For For For
7 Elect Carl Sparks Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Avista Corporation
Ticker Security ID: Meeting Date Meeting Status
AVA CUSIP 05379B107 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kristianne Blake Mgmt For For For
2 Elect Donald C. Burke Mgmt For For For
3 Elect Rebecca A. Klein Mgmt For For For
4 Elect Scott H. Maw Mgmt For For For
5 Elect Scott L. Morris Mgmt For For For
6 Elect Jeffry L. Mgmt For For For
Philipps
7 Elect Marc F. Racicot Mgmt For For For
8 Elect Heidi B. Stanley Mgmt For For For
9 Elect R. John Taylor Mgmt For For For
10 Elect Dennis Vermillion Mgmt For For For
11 Elect Janet D. Widmann Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Avnet, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVT CUSIP 053807103 11/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney C. Adkins Mgmt For For For
2 Elect William J. Amelio Mgmt For For For
3 Elect Carlo Bozotti Mgmt For For For
4 Elect Michael A. Mgmt For For For
Bradley
5 Elect Brenda C. Freeman Mgmt For For For
6 Elect Jo Ann Jenkins Mgmt For For For
7 Elect Oleg Khaykin Mgmt For For For
8 Elect James A. Lawrence Mgmt For For For
9 Elect Avid Modjtabai Mgmt For For For
10 Elect Adalio T. Sanchez Mgmt For For For
11 Elect William H. Mgmt For For For
Schumann,
III
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AVROBIO, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVRO CUSIP 05455M100 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian T. Clark Mgmt For For For
1.2 Elect Annalisa Jenkins Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2018 Mgmt For Against Against
Stock Option and
Incentive
Plan
________________________________________________________________________________
AVX Corporation
Ticker Security ID: Meeting Date Meeting Status
AVX CUSIP 002444107 07/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. DeCenzo Mgmt For Withhold Against
1.2 Elect Koichi Kano Mgmt For Withhold Against
1.3 Elect Hideo Tanimoto Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2014 Mgmt For For For
Management Incentive
Plan
________________________________________________________________________________
Axalta Coating Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
AXTA CUSIP G0750C108 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Garrett Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Axcelis Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACLS CUSIP 054540208 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect CHIU Tzu-Yin Mgmt For For For
1.2 Elect Richard J. Mgmt For For For
Faubert
1.3 Elect R. John Fletcher Mgmt For For For
1.4 Elect Arthur L. George Mgmt For For For
Jr.
1.5 Elect Joseph P. Mgmt For For For
Keithley
1.6 Elect John Kurtzweil Mgmt For For For
1.7 Elect Mary G. Puma Mgmt For For For
1.8 Elect Thomas St. Dennis Mgmt For For For
1.9 Elect Jorge Titinger Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Axis Capital Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
AXS CUSIP G0692U109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas C. Ramey Mgmt For For For
1.2 Elect Wilhelm Zeller Mgmt For For For
1.3 Elect Lizabeth H. Mgmt For For For
Zlatkus
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Axogen, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXGN CUSIP 05463X106 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Karen Zaderej Mgmt For For For
1.2 Elect Gregory G. Mgmt For For For
Freitag
1.3 Elect Quentin Blackford Mgmt For For For
1.4 Elect Mark Gold Mgmt For For For
1.5 Elect Alan Levine Mgmt For For For
1.6 Elect Guido J. Neels Mgmt For For For
1.7 Elect Robert J. Mgmt For For For
Rudelius
1.8 Elect Amy M. Wendell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Axogen, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXGN CUSIP 05463X106 08/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Karen Zaderej Mgmt For For For
1.2 Elect Gregory G. Mgmt For For For
Freitag
1.3 Elect Quentin Blackford Mgmt For For For
1.4 Elect Mark Gold Mgmt For For For
1.5 Elect Alan Levine Mgmt For For For
1.6 Elect Guido J. Neels Mgmt For For For
1.7 Elect Robert J. Mgmt For For For
Rudelius
1.8 Elect Amy M. Wendell Mgmt For For For
2 Approval of the 2019 Mgmt For For For
Long-Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Axon Enterprise, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAXN CUSIP 05464C101 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark W. Kroll Mgmt For For For
1.2 Elect Matthew R McBrady Mgmt For For For
1.3 Elect Patrick W. Smith Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Elimination of Mgmt For For For
Supermajority
Requirement- Article
5
5 Elimination of Mgmt For For For
Supermajority
Requirement- Article
6
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Axonics Modulation Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXNX CUSIP 05465P101 06/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Raymond W. Cohen Mgmt For For For
2 Elect Erik Amble Mgmt For For For
3 Elect Juliet T. Bakker Mgmt For For For
4 Elect Robert E. Mgmt For For For
McNamara
5 Elect Michael H. Carrel Mgmt For For For
6 Elect Nancy L. Mgmt For For For
Snyderman
7 Elect Jane E. Kiernan Mgmt For For For
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Axos Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AX CUSIP 05465C100 10/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James S. Argalas Mgmt For For For
1.2 Elect James J. Court Mgmt For For For
1.3 Elect Edward J. Mgmt For For For
Ratinoff
2 Amendment to the 2014 Mgmt For For For
Stock Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Axsome Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXSM CUSIP 05464T104 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark E. Saad Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AXT, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXTI CUSIP 00246W103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Morris S. Young Mgmt For For For
1.2 Elect David C. Chang Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AZZ Inc.
Ticker Security ID: Meeting Date Meeting Status
AZZ CUSIP 002474104 07/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel E. Berce Mgmt For For For
1.2 Elect Paul Eisman Mgmt For For For
1.3 Elect Daniel R. Feehan Mgmt For For For
1.4 Elect Thomas E. Mgmt For For For
Ferguson
1.5 Elect Kevern R. Joyce Mgmt For For For
1.6 Elect Venita Mgmt For For For
McCellon-Allen
1.7 Elect Ed McGough Mgmt For For For
1.8 Elect Stephan E. Pirnat Mgmt For For For
1.9 Elect Steven R. Purvis Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
B&G Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
BGS CUSIP 05508R106 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DeAnn L. Brunts Mgmt For For For
2 Elect Charles F. Marcy Mgmt For For For
3 Elect Robert D. Mills Mgmt For For For
4 Elect Dennis M. Mullen Mgmt For For For
5 Elect Cheryl M. Palmer Mgmt For For For
6 Elect Alfred Poe Mgmt For For For
7 Elect Kenneth G. Mgmt For For For
Romanzi
8 Elect Stephen C. Mgmt For For For
Sherrill
9 Elect David L. Wenner Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
B. Riley Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
RILY CUSIP 05580M108 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bryant R. Riley Mgmt For For For
2 Elect Robert D'Agostino Mgmt For For For
3 Elect Randall E. Mgmt For For For
Paulson
4 Elect Todd D. Sims Mgmt For For For
5 Elect Thomas J. Mgmt For For For
Kelleher
6 Elect Mikel H. Williams Mgmt For For For
7 Elect Michael J. Mgmt For For For
Sheldon
8 Elect Robert L. Antin Mgmt For For For
9 Elect Mimi K. Walters Mgmt For For For
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Badger Meter, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMI CUSIP 056525108 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Todd A. Adams Mgmt For For For
1.2 Elect Kenneth C. Mgmt For For For
Bockhorst
1.3 Elect Gale E. Klappa Mgmt For For For
1.4 Elect Gail A. Lione Mgmt For For For
1.5 Elect James W. McGill Mgmt For For For
1.6 Elect Tessa M. Myers Mgmt For For For
1.7 Elect James F. Stern Mgmt For For For
1.8 Elect Glen E. Tellock Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Representation on the
Board
________________________________________________________________________________
Baker Hughes Company
Ticker Security ID: Meeting Date Meeting Status
BKR CUSIP 05722G100 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Geoffrey Mgmt For For For
Beattie
1.2 Elect Gregory D. Mgmt For For For
Brenneman
1.3 Elect Cynthia B. Mgmt For For For
Carroll
1.4 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
1.5 Elect Nelda J. Connors Mgmt For For For
1.6 Elect Gregory L. Ebel Mgmt For For For
1.7 Elect Lynn L. Elsenhans Mgmt For For For
1.8 Elect John G. Rice Mgmt For For For
1.9 Elect Lorenzo Simonelli Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Balchem Corporation
Ticker Security ID: Meeting Date Meeting Status
BCPC CUSIP 057665200 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David B. Fischer Mgmt For For For
1.2 Elect Perry W. Premdas Mgmt For For For
1.3 Elect John Y. Mgmt For For For
Televantos
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ball Corporation
Ticker Security ID: Meeting Date Meeting Status
BLL CUSIP 058498106 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Hayes Mgmt For For For
1.2 Elect Cathy D. Ross Mgmt For For For
1.3 Elect Betty Sapp Mgmt For For For
1.4 Elect Stuart A. Mgmt For For For
Taylor,
II
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Banc of California, Inc.
Ticker Security ID: Meeting Date Meeting Status
BANC CUSIP 05990K106 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Barker Mgmt For For For
2 Elect Mary A. Curran Mgmt For For For
3 Elect B. A. Mgmt For For For
Fallon-Walsh
4 Elect Bonnie G. Hill Mgmt For For For
5 Elect Richard J. Mgmt For For For
Lashley
6 Elect Jonah F. Schnel Mgmt For For For
7 Elect Robert D. Mgmt For For For
Sznewajs
8 Elect Andrew Thau Mgmt For For For
9 Elect Jared M. Wolff Mgmt For For For
10 Elect W. Kirk Wycoff Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
BancFirst Corporation
Ticker Security ID: Meeting Date Meeting Status
BANF CUSIP 05945F103 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis L. Brand Mgmt For For For
1.2 Elect C. L. Craig, Jr. Mgmt For For For
1.3 Elect F. Ford Drummond Mgmt For For For
1.4 Elect Joseph Ford Mgmt For For For
1.5 Elect Joe R. Goyne Mgmt For For For
1.6 Elect David R. Harlow Mgmt For For For
1.7 Elect William O. Mgmt For For For
Johnstone
1.8 Elect Francis Anthony Mgmt For For For
Keating
II
1.9 Elect Bill G. Lance Mgmt For For For
1.10 Elect Dave R. Lopez Mgmt For For For
1.11 Elect W. Scott Martin Mgmt For For For
1.12 Elect Tom H. McCasland Mgmt For For For
III
1.13 Elect Ronald J. Norick Mgmt For For For
1.14 Elect David E. Rainbolt Mgmt For For For
1.15 Elect H. E. Rainbolt Mgmt For For For
1.16 Elect Robin Roberson Mgmt For For For
1.17 Elect Michael S. Samis Mgmt For For For
1.18 Elect Darryl Schmidt Mgmt For For For
1.19 Elect Natalie Shirley Mgmt For For For
1.20 Elect Michael K. Mgmt For For For
Wallace
1.21 Elect Gregory G. Wedel Mgmt For For For
1.22 Elect G. Rainey Mgmt For For For
Williams,
Jr.
2 Amendment to the Stock Mgmt For For For
Option
Plan
3 Amendment to the Mgmt For For For
Non-Employee
Directors' Stock
Option
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Banco Latinoamericano de Comercio Exterior, S.A.
Ticker Security ID: Meeting Date Meeting Status
BLX CUSIP P16994132 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Mario Covo Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendments to Article Mgmt For For For
12
________________________________________________________________________________
BancorpSouth Bank
Ticker Security ID: Meeting Date Meeting Status
BXS CUSIP 05971J102 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gus J. Blass III Mgmt For For For
1.2 Elect Deborah M. Cannon Mgmt For For For
1.3 Elect William G. Mgmt For For For
Holliman
1.4 Elect Warren A. Hood, Mgmt For For For
Jr.
1.5 Elect Thomas R. Stanton Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bandwidth Inc.
Ticker Security ID: Meeting Date Meeting Status
BAND CUSIP 05988J103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Morken Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Bank First Corporation
Ticker Security ID: Meeting Date Meeting Status
BFC CUSIP 06211J100 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald R. Brisch Mgmt For For For
1.2 Elect Michael P. Mgmt For For For
Dempsey
1.3 Elect Robert W. Holmes Mgmt For For For
1.4 Elect Stephen E. Mgmt For For For
Johnson
1.5 Elect David R. Sachse Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2020 Mgmt For For For
Equity
Plan
4 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon L. Allen Mgmt For For For
2 Elect Susan S. Bies Mgmt For For For
3 Elect Jack O. Mgmt For For For
Bovender,
Jr.
4 Elect Frank P. Mgmt For For For
Bramble,
Sr.
5 Elect Pierre J. P. de Mgmt For For For
Weck
6 Elect Arnold W. Donald Mgmt For For For
7 Elect Linda P. Hudson Mgmt For For For
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Thomas J. May Mgmt For For For
10 Elect Brian T. Moynihan Mgmt For For For
11 Elect Lionel L. Mgmt For For For
Nowell,
III
12 Elect Denise L. Ramos Mgmt For For For
13 Elect Clayton S. Rose Mgmt For For For
14 Elect Michael D. White Mgmt For For For
15 Elect Thomas D. Woods Mgmt For For For
16 Elect R. David Yost Mgmt For For For
17 Elect Maria T. Zuber Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity
Report
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Purpose of
a
Corporation
________________________________________________________________________________
Bank of Commerce Holdings
Ticker Security ID: Meeting Date Meeting Status
BOCH CUSIP 06424J103 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Orin N. Bennett Mgmt For For For
1.2 Elect Gary R. Burks Mgmt For For For
1.3 Elect Randall S. Eslick Mgmt For For For
1.4 Elect Joseph Q. Gibson Mgmt For For For
1.5 Elect Jon W. Halfhide Mgmt For For For
1.6 Elect David J. Inderkum Mgmt For For For
1.7 Elect Linda J. Miles Mgmt For For For
1.8 Elect Karl L. Mgmt For For For
Silberstein
1.9 Elect Terence J. Street Mgmt For For For
1.10 Elect Lyle L. Tullis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bank of Hawaii Corporation
Ticker Security ID: Meeting Date Meeting Status
BOH CUSIP 062540109 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect S. Haunani Mgmt For For For
Apoliona
2 Elect Mark A. Burak Mgmt For For For
3 Elect John C. Erickson Mgmt For For For
4 Elect Joshua D. Feldman Mgmt For For For
5 Elect Peter S. Ho Mgmt For For For
6 Elect Michelle E. Hulst Mgmt For For For
7 Elect Kent T. Lucien Mgmt For For For
8 Elect Alicia E. Moy Mgmt For For For
9 Elect Victor K. Nichols Mgmt For For For
10 Elect Barbara J. Tanabe Mgmt For For For
11 Elect Dana M. Tokioka Mgmt For For For
12 Elect Raymond P. Vara, Mgmt For For For
Jr.
13 Elect Robert W. Wo Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bank of Marin Bancorp
Ticker Security ID: Meeting Date Meeting Status
BMRC CUSIP 063425102 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven I. Barlow Mgmt For For For
1.2 Elect Russell A. Mgmt For For For
Colombo
1.3 Elect James C. Hale Mgmt For For For
1.4 Elect H. Robert Heller Mgmt For For For
1.5 Elect Norma J. Howard Mgmt For For For
1.6 Elect Kevin R. Kennedy Mgmt For For For
1.7 Elect William H. Mgmt For For For
McDevitt,
Jr.
1.8 Elect Leslie E. Murphy Mgmt For For For
1.9 Elect Joel Sklar Mgmt For For For
1.10 Elect Brian M. Sobel Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Director Stock
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bank OZK
Ticker Security ID: Meeting Date Meeting Status
OZK CUSIP 06417N103 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas Brown Mgmt For For For
2 Elect Paula H.J. Mgmt For For For
Cholmondeley
3 Elect Beverly Cole Mgmt For For For
4 Elect Robert East Mgmt For For For
5 Elect Kathleen Franklin Mgmt For For For
6 Elect Catherine B. Mgmt For For For
Freedberg
7 Elect Jeffrey Gearhart Mgmt For For For
8 Elect George Gleason Mgmt For For For
9 Elect Peter Kenny Mgmt For For For
10 Elect William A. Mgmt For For For
Koefoed,
Jr.
11 Elect Walter J. Mullen Mgmt For For For
12 Elect Christopher Mgmt For For For
Orndorff
13 Elect John Reynolds Mgmt For For For
14 Elect Steven Sadoff Mgmt For For For
15 Elect Ross Whipple Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BankFinancial Corporation
Ticker Security ID: Meeting Date Meeting Status
BFIN CUSIP 06643P104 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect F. Morgan Gasior Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BankUnited, Inc.
Ticker Security ID: Meeting Date Meeting Status
BKU CUSIP 06652K103 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rajinder P. Singh Mgmt For For For
1.2 Elect Tere Blanca Mgmt For For For
1.3 Elect John N. DiGiacomo Mgmt For For For
1.4 Elect Michael J. Mgmt For For For
Dowling
1.5 Elect Douglas J. Pauls Mgmt For For For
1.6 Elect A. Gail Prudenti Mgmt For For For
1.7 Elect William S. Mgmt For For For
Rubenstein
1.8 Elect Sanjiv Sobti Mgmt For For For
1.9 Elect Lynne Wines Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2014 Mgmt For For For
Omnibus Equity
Incentive
Plan
________________________________________________________________________________
Banner Corporation
Ticker Security ID: Meeting Date Meeting Status
BANR CUSIP 06652V208 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark J. Mgmt For For For
Grescovich
2 Elect David A. Klaue Mgmt For For For
3 Elect Merline Saintil Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bar Harbor Bankshares
Ticker Security ID: Meeting Date Meeting Status
BHB CUSIP 066849100 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daina H. Belair Mgmt For For For
2 Elect Matthew L. Caras Mgmt For For For
3 Elect David M. Colter Mgmt For For For
4 Elect Steven H. Dimick Mgmt For For For
5 Elect Martha T. Dudman Mgmt For For For
6 Elect Lauri E. Fernald Mgmt For For For
7 Elect Brendan Mgmt For For For
O'Halloran
8 Elect Curtis C. Simard Mgmt For For For
9 Elect Kenneth E. Smith Mgmt For For For
10 Elect Stephen R. Mgmt For For For
Theroux
11 Elect Scott G. Mgmt For For For
Toothaker
12 Elect David B. Woodside Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Barnes & Noble Education, Inc.
Ticker Security ID: Meeting Date Meeting Status
BNED CUSIP 06777U101 09/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Emily C. Chiu Mgmt For For For
2 Elect Daniel A. Mgmt For For For
DeMatteo
3 Elect David G. Golden Mgmt For For For
4 Elect Michael P. Huseby Mgmt For For For
5 Elect John R. Ryan Mgmt For For For
6 Elect Jerry Sue Mgmt For For For
Thornton
7 Elect David A. Wilson Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Barnes Group Inc.
Ticker Security ID: Meeting Date Meeting Status
B CUSIP 067806109 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas O. Barnes Mgmt For For For
2 Elect Elijah K. Barnes Mgmt For For For
3 Elect Patrick J. Mgmt For For For
Dempsey
4 Elect Richard J. Hipple Mgmt For For For
5 Elect Thomas J. Hook Mgmt For For For
6 Elect Daphne E. Jones Mgmt For For For
7 Elect Mylle H. Mangum Mgmt For For For
8 Elect Hans-Peter Manner Mgmt For For For
9 Elect Hassell H. Mgmt For For For
McClellan
10 Elect William J. Morgan Mgmt For For For
11 Elect Anthony V. Mgmt For For For
Nicolosi
12 Elect JoAnna Sohovich Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Barrett Business Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
BBSI CUSIP 068463108 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Carley Mgmt For For For
2 Elect Thomas B. Cusick Mgmt For For For
3 Elect Diane L. Dewbrey Mgmt For For For
4 Elect James B. Hicks Mgmt For For For
5 Elect Jon L. Justesen Mgmt For For For
6 Elect Gary E. Kramer Mgmt For For For
7 Elect Anthony Meeker Mgmt For For For
8 Elect Vincent P. Price Mgmt For For For
9 Adoption of Proxy Mgmt For For For
Access
10 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bassett Furniture Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
BSET CUSIP 070203104 03/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Belk Mgmt For For For
1.2 Elect Kristina Cashman Mgmt For For For
1.3 Elect Virginia W. Mgmt For For For
Hamlet
1.4 Elect J. Walter Mgmt For For For
McDowell
1.5 Elect Robert H. Mgmt For For For
Spilman,
Jr.
1.6 Elect William C. Mgmt For For For
Wampler,
Jr.
1.7 Elect William C. Mgmt For For For
Warden,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Baudax Bio, Inc.
Ticker Security ID: Meeting Date Meeting Status
BXRX CUSIP 07160F107 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alfred F. Mgmt For For For
Altomari
1.2 Elect Gerri Henwood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Baxter International Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jose E. Almeida Mgmt For For For
2 Elect Thomas F. Chen Mgmt For For For
3 Elect John D. Forsyth Mgmt For For For
4 Elect James R. Gavin Mgmt For For For
III
5 Elect Peter S. Hellman Mgmt For For For
6 Elect Michael F. Mgmt For For For
Mahoney
7 Elect Patricia Morrison Mgmt For For For
8 Elect Stephen N. Mgmt For For For
Oesterle
9 Elect Cathy R. Smith Mgmt For For For
10 Elect Thomas T. Mgmt For For For
Stallkamp
11 Elect Albert P.L. Mgmt For For For
Stroucken
12 Elect Amy M. Wendell Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
BayCom Corp
Ticker Security ID: Meeting Date Meeting Status
BCML CUSIP 07272M107 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lloyd W. Mgmt For For For
Kendall,
Jr.
1.2 Elect George J. Guarini Mgmt For For For
1.3 Elect James S. Camp Mgmt For For For
1.4 Elect Harpreet S. Mgmt For For For
Chaudhary
1.5 Elect Rocco Davis Mgmt For For For
1.6 Elect Malcolm F. Mgmt For For For
Hotchkiss
1.7 Elect Syvia L. Magid Mgmt For For For
1.8 Elect Robert G. Laverne Mgmt For For For
1.9 Elect David M. Spatz Mgmt For For For
2 Board Size Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BB&T Corporation
Ticker Security ID: Meeting Date Meeting Status
BBT CUSIP 054937107 07/30/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SunTrust Mgmt For For For
Merger-of-Equals
2 Company Name Change Mgmt For For For
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
BCB Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCBP CUSIP 055298103 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Ballance Mgmt For For For
1.2 Elect Joseph Brogan Mgmt For For For
1.3 Elect August Mgmt For For For
Pellegrini,
Jr.
1.4 Elect James Rizzo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Beacon Roofing Supply, Inc.
Ticker Security ID: Meeting Date Meeting Status
BECN CUSIP 073685109 02/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert R. Buck Mgmt For For For
1.2 Elect Julian G. Francis Mgmt For For For
1.3 Elect Carl T. Berquist Mgmt For For For
1.4 Elect Barbara G. Fast Mgmt For For For
1.5 Elect Richard W. Frost Mgmt For For For
1.6 Elect Alan Gershenhorn Mgmt For For For
1.7 Elect Philip W. Knisely Mgmt For For For
1.8 Elect Robert M. Mgmt For For For
McLaughlin
1.9 Elect Neil S. Novich Mgmt For For For
1.10 Elect Stuart A. Randle Mgmt For For For
1.11 Elect Nathan K. Sleeper Mgmt For For For
1.12 Elect Douglas L. Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2014 Mgmt For For For
Stock
Plan
________________________________________________________________________________
Beazer Homes USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
BZH CUSIP 07556Q881 02/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elizabeth S. Mgmt For For For
Acton
2 Elect Laurent Alpert Mgmt For For For
3 Elect Allan P. Merrill Mgmt For For For
4 Elect Peter M. Orser Mgmt For For For
5 Elect Norma A. Mgmt For For For
Provencio
6 Elect Danny R. Shepherd Mgmt For For For
7 Elect David J. Spitz Mgmt For For For
8 Elect C. Christian Mgmt For For For
Winkle
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2014 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Becton, Dickinson and Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 01/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Catherine M. Mgmt For For For
Burzik
2 Elect R. Andrew Eckert Mgmt For For For
3 Elect Vincent A. Mgmt For For For
Forlenza
4 Elect Claire M. Fraser Mgmt For For For
5 Elect Jeffrey W. Mgmt For For For
Henderson
6 Elect Christopher Jones Mgmt For For For
7 Elect Marshall O. Mgmt For For For
Larsen
8 Elect David F. Melcher Mgmt For For For
9 Elect Thomas E. Polen Mgmt For For For
10 Elect Claire Pomeroy Mgmt For For For
11 Elect Rebecca W. Rimel Mgmt For For For
12 Elect Timothy M. Ring Mgmt For For For
13 Elect Bertram L. Scott Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the 2004 Mgmt For For For
Employee and Director
Equity-Based
Compensation
Plan
17 Approval of French Mgmt For For For
Addendum to 2004
Employee and Director
Equity-Based
Compensation
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Bed Bath & Beyond Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 07/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick R. Gaston Mgmt For For For
2 Elect Mary A. Winston Mgmt For For For
3 Elect Stephanie Mgmt For For For
Bell-Rose
4 Elect Harriet Edelman Mgmt For For For
5 Elect John E. Fleming Mgmt For For For
6 Elect Sue Gove Mgmt For For For
7 Elect Jeffrey A. Kirwan Mgmt For For For
8 Elect Johnathan Osborne Mgmt For For For
9 Elect Harsha Ramalingam Mgmt For For For
10 Elect Virginia P. Mgmt For For For
Ruesterholz
11 Elect Joshua E. Mgmt For For For
Schechter
12 Elect Andrea M. Weiss Mgmt For For For
13 Elect Ann Yerger Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Belden Inc.
Ticker Security ID: Meeting Date Meeting Status
BDC CUSIP 077454106 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Aldrich Mgmt For For For
2 Elect Lance C. Balk Mgmt For For For
3 Elect Steven W. Mgmt For For For
Berglund
4 Elect Diane D. Brink Mgmt For For For
5 Elect Judy L. Brown Mgmt For For For
6 Elect Bryan C. Cressey Mgmt For For For
7 Elect Jonathan C. Klein Mgmt For For For
8 Elect George E. Minnich Mgmt For For For
9 Elect John S. Stroup Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
BellRing Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRBR CUSIP 079823100 03/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elliot Stein, Jr. Mgmt For For For
1.2 Elect Darcy Horn Mgmt For For For
Davenport
2 Ratification of Auditor Mgmt For For For
3 Approval of the Mgmt For For For
Deferred Compensation
Plan
________________________________________________________________________________
Benchmark Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
BHE CUSIP 08160H101 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce A. Carlson Mgmt For For For
1.2 Elect Douglas G. Duncan Mgmt For For For
1.3 Elect Robert K. Gifford Mgmt For For For
1.4 Elect Kenneth T. Mgmt For For For
Lamneck
1.5 Elect Jeffrey McCreary Mgmt For For For
1.6 Elect Merilee Raines Mgmt For For For
1.7 Elect David W. Scheible Mgmt For For For
1.8 Elect Jeffrey W. Benck Mgmt For For For
1.9 Elect Anne De Mgmt For For For
Greef-Safft
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Benefitfocus, Inc.
Ticker Security ID: Meeting Date Meeting Status
BNFT CUSIP 08180D106 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond A. August Mgmt For For For
1.2 Elect A. Lanham Napier Mgmt For For For
2 Amendment to the 2012 Mgmt For For For
Stock
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Benefytt Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
BFYT CUSIP 08182C106 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul E. Avery Mgmt For For For
1.2 Elect Anthony J. Mgmt For For For
Barkett
1.3 Elect John A. Fichthorn Mgmt For For For
1.4 Elect Paul G. Gabos Mgmt For For For
1.5 Elect Robert S. Murley Mgmt For For For
1.6 Elect Peggy B. Scott Mgmt For For For
1.7 Elect Gavin Southwell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Berkshire Hathaway Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKA CUSIP 084670702 05/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren E. Buffett Mgmt For For For
1.2 Elect Charles T. Munger Mgmt For For For
1.3 Elect Gregory E. Abel Mgmt For For For
1.4 Elect Howard G. Buffett Mgmt For For For
1.5 Elect Stephen B. Burke Mgmt For For For
1.6 Elect Kenneth I. Mgmt For For For
Chenault
1.7 Elect Susan L. Decker Mgmt For For For
1.8 Elect David S. Mgmt For For For
Gottesman
1.9 Elect Charlotte Guyman Mgmt For For For
1.10 Elect Ajit Jain Mgmt For For For
1.11 Elect Thomas S. Murphy Mgmt For For For
1.12 Elect Ronald L. Olson Mgmt For For For
1.13 Elect Walter Scott, Jr. Mgmt For For For
1.14 Elect Meryl B. Witmer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Policy on
Board and CEO
Diversity
________________________________________________________________________________
Berkshire Hills Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
BHLB CUSIP 084680107 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Baye Adofo-Wilson Mgmt For For For
1.2 Elect Rheo. A. Mgmt For For For
Brouillard
1.3 Elect David M. Brunelle Mgmt For For For
1.4 Elect Robert M. Curley Mgmt For For For
1.5 Elect John B. Davies Mgmt For For For
1.6 Elect J. Williar Mgmt For For For
Dunlaevy
1.7 Elect William H. Mgmt For For For
Hughes
III
1.8 Elect Cornelius D. Mgmt For For For
Mahoney
1.9 Elect Richard M. Mgmt For For For
Marotta
1.10 Elect Sylvia Maxfield Mgmt For For For
1.11 Elect Laurie Norton Mgmt For For For
Moffatt
1.12 Elect Jonathan I. Mgmt For For For
Shulman
1.13 Elect D. Jeffrey Mgmt For For For
Templeton
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Berry Corporation
Ticker Security ID: Meeting Date Meeting Status
BRY CUSIP 08579X101 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. T. Smith Mgmt For For For
1.2 Elect Cary Baetz Mgmt For For For
1.3 Elect Brent S. Buckley Mgmt For For For
1.4 Elect Anne L. Mariucci Mgmt For For For
1.5 Elect Donald L. Paul Mgmt For For For
1.6 Elect Kent Potter Mgmt For For For
1.7 Elect Eugene Voiland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Berry Global Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
BERY CUSIP 08579W103 03/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect B. Evan Bayh Mgmt For For For
2 Elect Jonathan F. Mgmt For For For
Foster
3 Elect Idalene F. Kesner Mgmt For For For
4 Elect Carl J. Mgmt For For For
Rickertsen
5 Elect Ronald S. Rolfe Mgmt For For For
6 Elect Thomas E. Salmon Mgmt For For For
7 Elect Paula A. Sneed Mgmt For For For
8 Elect Robert A. Steele Mgmt For For For
9 Elect Stephen E. Mgmt For For For
Sterrett
10 Elect Scott B. Ullem Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Best Buy Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Corie S. Barry Mgmt For For For
2 Elect Lisa M. Caputo Mgmt For For For
3 Elect J. Patrick Doyle Mgmt For For For
4 Elect Kathy J. Higgins Mgmt For For For
Victor
5 Elect David W. Kenny Mgmt For For For
6 Elect Karen A. Mgmt For For For
McLoughlin
7 Elect Thomas L. Millner Mgmt For For For
8 Elect Claudia Fan Munce Mgmt For For For
9 Elect Richelle P. Mgmt For For For
Parham
10 Elect Eugene A. Woods Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
14 Elimination of Mgmt For For For
Supermajority
Requirement in
Article IX, Section
9, Relating to
Regulation of Certain
Events
15 Elimination of Mgmt For For For
Supermajority
Requirement Relating
to Election of
Directors Bylaws
Provision
16 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Article X Relating to
Stock Repurchases
from Certain
Shareholders
17 Amendment to Voting Mgmt For For For
Standard Relating to
Approval of
"Greenmail"
Transactions
________________________________________________________________________________
Beyond Meat, Inc.
Ticker Security ID: Meeting Date Meeting Status
BYND CUSIP 08862E109 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Seth Goldman Mgmt For For For
1.2 Elect Christopher Mgmt For For For
Isaac
Stone
1.3 Elect Kathy N. Waller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BG Staffing, Inc.
Ticker Security ID: Meeting Date Meeting Status
BGSF CUSIP 05544A109 07/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard L. Baum, Mgmt For Withhold Against
Jr.
1.2 Elect Paul A. Seid Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
BGC Partners, Inc.
Ticker Security ID: Meeting Date Meeting Status
BGCP CUSIP 05541T101 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard W. Lutnick Mgmt For For For
1.2 Elect Stephen T. Mgmt For For For
Curwood
1.3 Elect William J. Moran Mgmt For For For
1.4 Elect Linda A. Bell Mgmt For For For
1.5 Elect David Richards Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Big Lots, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIG CUSIP 089302103 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Chambers Mgmt For For For
1.2 Elect Andrew C. Clarke Mgmt For For For
1.3 Elect Sebastian J. Mgmt For For For
DiGrande
1.4 Elect Aaron Goldstein Mgmt For For For
1.5 Elect Marla C. Mgmt For For For
Gottschalk
1.6 Elect Cynthia T. Mgmt For For For
Jamison
1.7 Elect Thomas A. Mgmt For For For
Kingsbury
1.8 Elect Christopher J. Mgmt For For For
McCormick
1.9 Elect Nancy A. Reardon Mgmt For For For
1.10 Elect Wendy L. Mgmt For For For
Schoppert
1.11 Elect Bruce K. Thorn Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Long Term Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bio-Rad Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIO CUSIP 090572207 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arnold A. Mgmt For For For
Pinkston
2 Elect Melinda Mgmt For For For
Litherland
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bio-Techne Corporation
Ticker Security ID: Meeting Date Meeting Status
TECH CUSIP 09073M104 10/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2 Elect Robert V. Mgmt For For For
Baumgartner
3 Elect John L. Higgins Mgmt For For For
4 Elect Joseph D. Keegan Mgmt For For For
5 Elect Charles R. Mgmt For For For
Kummeth
6 Elect Roeland Nusse Mgmt For For For
7 Elect Alpna Seth Mgmt For For For
8 Elect Randolph C. Steer Mgmt For For For
9 Elect Rupert Vessey Mgmt For For For
10 Elect Harold Wiens Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BioCryst Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCRX CUSIP 09058V103 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George B. Mgmt For For For
Abercrombie
1.2 Elect Theresa M. Heggie Mgmt For For For
1.3 Elect Jon P. Stonehouse Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Stock Mgmt For For For
Incentive
Plan
5 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
6 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Biogen Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander J. Mgmt For For For
Denner
2 Elect Caroline D. Dorsa Mgmt For For For
3 Elect William A. Mgmt For For For
Hawkins
4 Elect Nancy L. Leaming Mgmt For For For
5 Elect Jesus B. Mantas Mgmt For For For
6 Elect Richard C. Mgmt For For For
Mulligan
7 Elect Robert W. Pangia Mgmt For For For
8 Elect Stelios Mgmt For For For
Papadopoulos
9 Elect Brian S. Posner Mgmt For For For
10 Elect Eric K. Rowinsky Mgmt For For For
11 Elect Stephen A. Mgmt For For For
Sherwin
12 Elect Michel Vounatsos Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Biohaven Pharmaceutical Holding Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
BHVN CUSIP G11196105 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Declan Doogan Mgmt For For For
2 Elect Vlad Coric Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Biomarin Pharmaceutical Inc.
Ticker Security ID: Meeting Date Meeting Status
BMRN CUSIP 09061G101 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean-Jacques Mgmt For For For
Bienaime
1.2 Elect Elizabeth McKee Mgmt For For For
Anderson
1.3 Elect Willard H. Dere Mgmt For For For
1.4 Elect Michael Grey Mgmt For For For
1.5 Elect Elaine J. Heron Mgmt For For For
1.6 Elect Robert J. Hombach Mgmt For For For
1.7 Elect V. Bryan Lawlis Mgmt For For For
1.8 Elect Richard A. Meier Mgmt For For For
1.9 Elect David E.I. Pyott Mgmt For For For
1.10 Elect Dennis J. Slamon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BioScrip, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIOS CUSIP 09069N108 08/02/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger issuance Mgmt For For For
2 Bundled Charter Mgmt For For For
Amendments
3 Amendment to Series A Mgmt For For For
Preferred
Stock
4 Advisory Vote on Mgmt For For For
Golden Parachute
Payments
5 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
BioSig Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
BSGM CUSIP 09073N201 06/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth L. Mgmt For For For
Londoner
1.2 Elect Jeffrey F. Mgmt For For For
O'Donnell
1.3 Elect Andrew L. Filler Mgmt For For For
1.4 Elect David Weild IV Mgmt For For For
1.5 Elect Patrick J. Mgmt For For For
Gallagher
1.6 Elect Donald E. Foley Mgmt For For For
1.7 Elect Jerome B. Zeldis Mgmt For For For
1.8 Elect Samuel E. Navarro Mgmt For For For
1.9 Elect Martha Pease Mgmt For For For
2 Amendment to the 2012 Mgmt For Against Against
Equity Incentive
Plan
________________________________________________________________________________
BioSig Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
BSGM CUSIP 09073N201 11/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth L. Mgmt For For For
Londoner
1.2 Elect Jeffrey F. Mgmt For For For
O'Donnell
1.3 Elect Andrew L. Filler Mgmt For For For
1.4 Elect David Weild IV Mgmt For For For
1.5 Elect Patrick J. Mgmt For For For
Gallagher
1.6 Elect Donald E. Foley Mgmt For For For
1.7 Elect Jerome B. Zeldis Mgmt For For For
1.8 Elect Samuel E. Navarro Mgmt For For For
1.9 Elect Martha Pease Mgmt For For For
2 Amendment to the 2012 Mgmt For Against Against
Equity Incentive
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Biospecifics Technologies Corp.
Ticker Security ID: Meeting Date Meeting Status
BSTC CUSIP 090931106 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jennifer Chao Mgmt For For For
1.2 Elect Mark Wegman Mgmt For For For
1.3 Elect Toby Wegman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the Rights Mgmt For Against Against
Agreement
5 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
BioTelemetry, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAT CUSIP 090672106 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph H. Capper Mgmt For For For
2 Elect Joseph A. Frick Mgmt For For For
3 Elect Colin Hill Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2017 Mgmt For For For
Employee Stock
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BioTime, Inc.
Ticker Security ID: Meeting Date Meeting Status
BTX CUSIP 09066L105 07/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Deborah Andrews Mgmt For For For
1.2 Elect Don M. Bailey Mgmt For For For
1.3 Elect Neal C. Bradsher Mgmt For For For
1.4 Elect Brian M. Culley Mgmt For For For
1.5 Elect Stephen C. Mgmt For For For
Farrell
1.6 Elect Alfred D. Mgmt For For For
Kingsley
1.7 Elect Michael H. Mulroy Mgmt For For For
1.8 Elect Angus C. Russell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
BioXcel Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
BTAI CUSIP 09075P105 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sandeep Laumas Mgmt For Withhold Against
1.2 Elect Michal Votruba Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2020 Mgmt For Against Against
Incentive Award
Plan
4 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
BJ's Wholesale Club Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BJ CUSIP 05550J101 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maile Clark Mgmt For For For
1.2 Elect Thomas A. Mgmt For For For
Kingsbury
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Black Hills Corporation
Ticker Security ID: Meeting Date Meeting Status
BKH CUSIP 092113109 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tony Jensen Mgmt For For For
1.2 Elect Kathleen S. Mgmt For For For
McAllister
1.3 Elect Rebecca B. Mgmt For For For
Roberts
1.4 Elect Teresa A. Taylor Mgmt For For For
1.5 Elect John B. Vering Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Black Knight, Inc.
Ticker Security ID: Meeting Date Meeting Status
BKI CUSIP 09215C105 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony M. Mgmt For For For
Jabbour
1.2 Elect Richard N. Massey Mgmt For For For
1.3 Elect John D. Rood Mgmt For For For
1.4 Elect Nancy L. Shanik Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Blackbaud, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLKB CUSIP 09227Q100 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy C.K. Chou Mgmt For For For
2 Elect Joyce M. Nelson Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BlackLine, Inc.
Ticker Security ID: Meeting Date Meeting Status
BL CUSIP 09239B109 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc E. Huffman Mgmt For For For
1.2 Elect Therese Tucker Mgmt For For For
1.3 Elect Thomas Unterman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bader M. Alsaad Mgmt For For For
2 Elect Mathis Mgmt For For For
Cabiallavetta
3 Elect Pamela Daley Mgmt For For For
4 Elect William S. Mgmt For For For
Demchak
5 Elect Jessica P. Mgmt For For For
Einhorn
6 Elect Laurence D. Fink Mgmt For For For
7 Elect William E. Ford Mgmt For For For
8 Elect Fabrizio Freda Mgmt For For For
9 Elect Murry S. Gerber Mgmt For For For
10 Elect Margaret L. Mgmt For For For
Johnson
11 Elect Robert S. Kapito Mgmt For For For
12 Elect Cheryl D. Mills Mgmt For For For
13 Elect Gordon M. Nixon Mgmt For For For
14 Elect Charles H. Mgmt For For For
Robbins
15 Elect Marco Antonio Mgmt For For For
Slim
Domit
16 Elect Susan L. Wagner Mgmt For For For
17 Elect Mark Wilson Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Purpose of
Corporation
________________________________________________________________________________
Blackstone Mortgage Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
BXMT CUSIP 09257W100 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Nash Mgmt For For For
1.2 Elect Stephen D. Plavin Mgmt For For For
1.3 Elect Leonard W. Cotton Mgmt For For For
1.4 Elect Thomas E. Mgmt For For For
Dobrowski
1.5 Elect Martin L. Edelman Mgmt For For For
1.6 Elect Henry N. Nassau Mgmt For For For
1.7 Elect Jonathan L. Mgmt For For For
Pollack
1.8 Elect Lynne B. Sagalyn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bloom Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BE CUSIP 093712107 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary K. Bush Mgmt For For For
2 Elect Jeffrey R. Immelt Mgmt For For For
3 Elect Eddy Zervigon Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bloom Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BE CUSIP 093712107 06/16/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Class B Mgmt For For For
Common Stock upon
Conversion of
Notes
2 Issuance of Class B Mgmt For For For
Common Stock upon
Conversion of Notes
Held by Certain
Investors
3 Issuance of Class B Mgmt For For For
Common Stock upon
Conversion of Note
Held by Constellation
NewEnergy,
Inc.
________________________________________________________________________________
Bloomin' Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLMN CUSIP 094235108 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James R. Craigie Mgmt For For For
2 Elect David Deno Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the 2020 Mgmt For Against Against
Omnibus Incentive
Compensation
Plan
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
7 Shareholder Proposal ShrHoldr Against For Against
Regarding
Deforestation and GHG
Emissions
Report
________________________________________________________________________________
Blucora, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCOR CUSIP 095229100 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Aldrich Mgmt For For For
2 Elect Mark A. Ernst Mgmt For For For
3 Elect E. Carol Hayles Mgmt For For For
4 Elect John Macllwaine Mgmt For For For
5 Elect Georganne C. Mgmt For For For
Proctor
6 Elect Jana R. Schreuder Mgmt For For For
7 Elect Christopher W. Mgmt For For For
Walters
8 Elect Mary S. Zappone Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2018 Mgmt For For For
Long Term Incentive
Plan
12 Amendment to the 2016 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Blue Bird Corporation
Ticker Security ID: Meeting Date Meeting Status
BLBD CUSIP 095306106 03/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas Grimm Mgmt For For For
1.2 Elect Phil Horlock Mgmt For For For
1.3 Elect Connor Wentzell Mgmt For For For
2 Amendment to the 2015 Mgmt For For For
Omnibus Equity
Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
bluebird bio, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLUE CUSIP 09609G100 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nick Leschly Mgmt For For For
2 Elect Douglas A. Melton Mgmt For For For
3 Elect Mark Vachon Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BlueLinx Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
BXC CUSIP 09624H208 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Karel K. Mgmt For For For
Czanderna
1.2 Elect Dominic DiNapoli Mgmt For For For
1.3 Elect Kim S. Mgmt For For For
Fennebresque
1.4 Elect Mitchell B. Lewis Mgmt For For For
1.5 Elect Alan H. Mgmt For For For
Schumacher
1.6 Elect J. David Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Blueprint Medicines Corporation
Ticker Security ID: Meeting Date Meeting Status
BPMC CUSIP 09627Y109 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alexis A. Borisy Mgmt For For For
1.2 Elect Charles A. Mgmt For For For
Rowland,
Jr.
1.3 Elect Lonnel Coats Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bluerock Residential Growth Reit, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRG CUSIP 09627J102 09/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment Regarding Mgmt For For For
Series B Preferred
Dividend
Proration
2 Amendment Regarding Mgmt For For For
Series B Preferred
Redemption
3.1 Elect R. Ramin Kamfar Mgmt For For For
3.2 Elect I. Bobby Majumder Mgmt For For For
3.3 Elect Romano Tio Mgmt For For For
3.4 Elect Elizabeth Mgmt For For For
Harrison
3.5 Elect Kamal Jafarnia Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BMC Stock Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMCH CUSIP 05591B109 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Alexander Mgmt For For For
2 Elect David W. Bullock Mgmt For For For
3 Elect David L. Keltner Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Approval of the 2020 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Boingo Wireless, Inc.
Ticker Security ID: Meeting Date Meeting Status
WIFI CUSIP 09739C102 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lance E. Mgmt For For For
Rosenzweig
2 Elect Mike Finley Mgmt For For For
3 Elect Maury Austin Mgmt For For For
4 Elect Roy H. Chestnutt Mgmt For For For
5 Elect Michele Vion Mgmt For For For
Choka
6 Elect Chuck Davis Mgmt For For For
7 Elect David Hagan Mgmt For For For
8 Elect Terrell Jones Mgmt For For For
9 Elect Kathleen Misunas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Boise Cascade Company
Ticker Security ID: Meeting Date Meeting Status
BCC CUSIP 09739D100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas E. Carlile Mgmt For For For
2 Elect Kristopher J. Mgmt For For For
Matula
3 Elect Duane C. Mgmt For For For
McDougall
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
7 Amend the Articles to Mgmt For For For
Remove Certain
Provisions
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BOK Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
BOKF CUSIP 05561Q201 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan S. Armstrong Mgmt For For For
1.2 Elect C. Fred Ball, Jr. Mgmt For For For
1.3 Elect Steven Bangert Mgmt For For For
1.4 Elect Peter C. Boylan, Mgmt For For For
III
1.5 Elect Steven G. Mgmt For For For
Bradshaw
1.6 Elect Chester Cadieux, Mgmt For For For
III
1.7 Elect Gerard P. Clancy Mgmt For For For
1.8 Elect John W. Coffey Mgmt For For For
1.9 Elect Joseph W. Craft Mgmt For For For
III
1.10 Elect Jack Finley Mgmt For For For
1.11 Elect David F. Griffin Mgmt For For For
1.12 Elect V. Burns Hargis Mgmt For For For
1.13 Elect Douglas D Mgmt For For For
Hawthorne
1.14 Elect Kimberley D. Mgmt For For For
Henry
1.15 Elect E. Carey Mgmt For For For
Joullian,
IV
1.16 Elect George B. Kaiser Mgmt For For For
1.17 Elect Stanley A. Mgmt For For For
Lybarger
1.18 Elect Steven J. Malcolm Mgmt For For For
1.19 Elect Steven E. Nell Mgmt For For For
1.20 Elect E.C. Richards Mgmt For For For
1.21 Elect Claudia San Pedro Mgmt For For For
1.22 Elect Michael C. Turpen Mgmt For For For
1.23 Elect R. A. Walker Mgmt For For For
1.24 Elect Rose M. Mgmt For For For
Washington
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bonanza Creek Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCEI CUSIP 097793400 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carrie L. Hudak Mgmt For For For
1.2 Elect Eric T. Greager Mgmt For For For
1.3 Elect Paul Keglevic Mgmt For For For
1.4 Elect Brian Steck Mgmt For For For
1.5 Elect Jack E. Vaughn Mgmt For For For
1.6 Elect Scott D. Vogel Mgmt For For For
1.7 Elect Jeffrey E. Wojahn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Booking Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
BKNG CUSIP 09857L108 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy M. Mgmt For For For
Armstrong
1.2 Elect Jeffrey H. Boyd Mgmt For For For
1.3 Elect Glenn D. Fogel Mgmt For For For
1.4 Elect Mirian M. Mgmt For For For
Graddick-Weir
1.5 Elect Wei Hopeman Mgmt For For For
1.6 Elect Robert J. Mylod Mgmt For For For
Jr.
1.7 Elect Charles H. Noski Mgmt For For For
1.8 Elect Nicholas J. Read Mgmt For For For
1.9 Elect Thomas E. Rothman Mgmt For For For
1.10 Elect Bob van Dijk Mgmt For For For
1.11 Elect Lynn M. Vojvodich Mgmt For For For
1.12 Elect Vanessa A. Mgmt For For For
Wittman
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Boot Barn Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BOOT CUSIP 099406100 08/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Greg Bettinelli Mgmt For For For
1.2 Elect James G.Conroy Mgmt For For For
1.3 Elect Lisa G. Laube Mgmt For For For
1.4 Elect Anne MacDonald Mgmt For For For
1.5 Elect Brenda I. Morris Mgmt For For For
1.6 Elect Peter M. Starrett Mgmt For For For
1.7 Elect Brad Weston Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Booz Allen Hamilton Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
BAH CUSIP 099502106 07/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Melody C. Barnes Mgmt For For For
2 Elect Ellen Jewett Mgmt For For For
3 Elect Arthur E. Johnson Mgmt For For For
4 Elect Charles O. Mgmt For For For
Rossotti
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to Mgmt For For For
Certificate of
Incorporation to
Remove References to
Nonexistent Share
Classes
________________________________________________________________________________
BorgWarner Inc.
Ticker Security ID: Meeting Date Meeting Status
BWA CUSIP 099724106 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis C. Cuneo Mgmt For For For
2 Elect Michael S. Hanley Mgmt For For For
3 Elect Frederic B. Mgmt For For For
Lissalde
4 Elect Paul A. Mgmt For For For
Mascarenas
5 Elect John R. Mgmt For For For
McKernan,
Jr.
6 Elect Deborah D. Mgmt For For For
McWhinney
7 Elect Alexis P. Michas Mgmt For For For
8 Elect Vicki L. Sato Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw or
Charter
Amendments
________________________________________________________________________________
Boston Beer Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAM CUSIP 100557107 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Meghan V Joyce Mgmt For For For
1.2 Elect Michael Spillane Mgmt For For For
1.3 Elect Jean-Michel Mgmt For For For
Valette
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Boston Private Financial Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BPFH CUSIP 101119105 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony DeChellis Mgmt For For For
2 Elect Mark F. Furlong Mgmt For For For
3 Elect Joseph C. Guyaux Mgmt For For For
4 Elect Deborah F. Mgmt For For For
Kuenstner
5 Elect Gloria C. Larson Mgmt For For For
6 Elect Kimberly S. Mgmt For For For
Stevenson
7 Elect Luis A. Ubinas Mgmt For For For
8 Elect Stephen M. Waters Mgmt For For For
9 Elect Lizabeth H. Mgmt For For For
Zlatkus
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Boston Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
BXP CUSIP 101121101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joel I. Klein Mgmt For For For
2 Elect Kelly A. Ayotte Mgmt For For For
3 Elect Bruce W. Duncan Mgmt For For For
4 Elect Karen E. Dykstra Mgmt For For For
5 Elect Carol B. Einiger Mgmt For For For
6 Elect Diane J. Hoskins Mgmt For For For
7 Elect Douglas T. Linde Mgmt For For For
8 Elect Matthew J. Lustig Mgmt For For For
9 Elect Owen D. Thomas Mgmt For For For
10 Elect David A. Twardock Mgmt For For For
11 Elect William H. Mgmt For For For
Walton
III
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Boston Scientific Corporation
Ticker Security ID: Meeting Date Meeting Status
BSX CUSIP 101137107 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nelda J. Connors Mgmt For For For
2 Elect Charles J. Mgmt For For For
Dockendorff
3 Elect Yoshiaki Fujimori Mgmt For For For
4 Elect Donna A. James Mgmt For For For
5 Elect Edward J. Ludwig Mgmt For For For
6 Elect Stephen P. Mgmt For For For
MacMillan
7 Elect Michael F. Mgmt For For For
Mahoney
8 Elect David J. Roux Mgmt For For For
9 Elect John E. Sununu Mgmt For For For
10 Elect Ellen M. Zane Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2011 Mgmt For For For
Long-Term Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Representation on the
Board
________________________________________________________________________________
Bottomline Technologies (de), Inc.
Ticker Security ID: Meeting Date Meeting Status
EPAY CUSIP 101388106 11/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jennifer M. Gray Mgmt For For For
1.2 Elect Paul H. Hough Mgmt For For For
1.3 Elect Benjamin E. Mgmt For For For
Robinson
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2019 Mgmt For For For
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Boyd Gaming Corporation
Ticker Security ID: Meeting Date Meeting Status
BYD CUSIP 103304101 04/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Bailey Mgmt For For For
1.2 Elect Robert L. Mgmt For For For
Boughner
1.3 Elect William R. Boyd Mgmt For For For
1.4 Elect William S. Boyd Mgmt For For For
1.5 Elect Marianne Boyd Mgmt For For For
Johnson
1.6 Elect Keith E. Smith Mgmt For For For
1.7 Elect Christine J. Mgmt For For For
Spadafor
1.8 Elect A. Randall Thoman Mgmt For For For
1.9 Elect Peter M. Thomas Mgmt For For For
1.10 Elect Paul W. Whetsell Mgmt For For For
1.11 Elect Veronica J. Mgmt For For For
Wilson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Braemar Hotels & Resorts Inc.
Ticker Security ID: Meeting Date Meeting Status
BHR CUSIP 10482B101 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Monty J. Bennett Mgmt For For For
1.2 Elect Stefani D. Carter Mgmt For For For
1.3 Elect Candace Evans Mgmt For For For
1.4 Elect Kenneth H. Fearn Mgmt For For For
1.5 Elect Curtis B. Mgmt For For For
McWilliams
1.6 Elect Matthew D. Mgmt For For For
Rinaldi
1.7 Elect Abteen Vaziri Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Braemar Hotels & Resorts Inc.
Ticker Security ID: Meeting Date Meeting Status
BHR CUSIP 10482B101 07/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Monty J. Bennett Mgmt For For For
1.2 Elect Stefani D. Carter Mgmt For For For
1.3 Elect Candace Evans Mgmt For For For
1.4 Elect Kenneth H. Fearn Mgmt For For For
1.5 Elect Curtis B. Mgmt For For For
McWilliams
1.6 Elect Matthew D. Mgmt For For For
Rinaldi
1.7 Elect Abteen Vaziri Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Brandywine Realty Trust
Ticker Security ID: Meeting Date Meeting Status
BDN CUSIP 105368203 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Diggs Mgmt For For For
2 Elect Wyche Fowler Mgmt For For For
3 Elect H. Richard Mgmt For For For
Haverstick,
Jr.
4 Elect Terri A. Herubin Mgmt For For For
5 Elect Michael J. Joyce Mgmt For For For
6 Elect Charles P. Pizzi Mgmt For For For
7 Elect Gerard H. Sweeney Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bridge Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
BDGE CUSIP 108035106 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles I. Mgmt For For For
Massoud
1.2 Elect Raymond A. Mgmt For For For
Nielsen
1.3 Elect Kevin M. O'Connor Mgmt For For For
1.4 Elect Thomas J. Tobin Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BridgeBio Pharma, Inc.
Ticker Security ID: Meeting Date Meeting Status
BBIO CUSIP 10806X102 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James C. Momtazee Mgmt For Withhold Against
1.2 Elect Richard H. Mgmt For Withhold Against
Scheller
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2019 Mgmt For Against Against
Stock Option and
Incentive
Plan
________________________________________________________________________________
Briggs & Stratton Corporation
Ticker Security ID: Meeting Date Meeting Status
BGG CUSIP 109043109 10/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey R. Mgmt For For For
Hennion
1.2 Elect Patricia L. Mgmt For For For
Kampling
1.3 Elect Todd J. Teske Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Brigham Minerals, Inc.
Ticker Security ID: Meeting Date Meeting Status
MNRL CUSIP 10918L103 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Howard Mgmt For For For
Keenan,
Jr.
2 Elect James R. Levy Mgmt For For For
3 Elect Richard K. Mgmt For For For
Stoneburner
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bright Horizons Family Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
BFAM CUSIP 109194100 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen H. Kramer Mgmt For For For
2 Elect Sara Mgmt For For For
Lawrence-Lightfoot
3 Elect David H. Lissy Mgmt For For For
4 Elect Cathy E. Minehan Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Brightcove Inc.
Ticker Security ID: Meeting Date Meeting Status
BCOV CUSIP 10921T101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeff Ray Mgmt For For For
1.2 Elect Thomas E. Wheeler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Brighthouse Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
BHF CUSIP 10922N103 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Irene Chang Britt Mgmt For For For
2 Elect C. Edward Chaplin Mgmt For For For
3 Elect Eileen A. Mgmt For For For
Mallesch
4 Elect Margaret M. Mgmt For For For
McCarthy
5 Elect Diane E. Mgmt For For For
Offereins
6 Elect Patrick J. Mgmt For For For
Shouvlin
7 Elect Eric T. Mgmt For For For
Steigerwalt
8 Elect Paul Wetzel Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
BrightSphere Investment Group Inc.
Ticker Security ID: Meeting Date Meeting Status
BSIG CUSIP 10948W103 06/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert J. Chersi Mgmt For Against Against
2 Elect Andrew Kim Mgmt For Against Against
3 Elect John A. Paulson Mgmt For Against Against
4 Elect Suren S. Rana Mgmt For Against Against
5 Elect Barbara Trebbi Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BrightSphere Investment Group Inc.
Ticker Security ID: Meeting Date Meeting Status
BSIG CUSIP 10948W103 09/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary Elizabeth Mgmt For For For
Beams
2 Elect Robert J. Chersi Mgmt For For For
3 Elect Andrew Kim Mgmt For For For
4 Elect Reginald Love Mgmt For For For
5 Elect John A. Paulson Mgmt For For For
6 Elect Barbara Trebbi Mgmt For For For
7 Elect Guang Yang Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
BrightSphere Investment Group plc
Ticker Security ID: Meeting Date Meeting Status
BSIG CUSIP G1644T109 07/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reincorporation from Mgmt For For For
the United Kingdom to
Delaware
________________________________________________________________________________
BrightSphere Investment Group plc
Ticker Security ID: Meeting Date Meeting Status
BSIG CUSIP G1644T109 07/02/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments To Articles Mgmt For For For
In Connection With
The
New Incorporation
________________________________________________________________________________
BrightView Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BV CUSIP 10948C107 03/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Mgmt For For For
Abrahamson
1.2 Elect Jane Okun Bomba Mgmt For For For
1.3 Elect Shamit Grover Mgmt For For For
1.4 Elect Andrew V. Mgmt For For For
Masterman
1.5 Elect Paul E. Raether Mgmt For For For
1.6 Elect Richard W. Roedel Mgmt For For For
1.7 Elect Mara Swan Mgmt For For For
1.8 Elect Joshua T. Mgmt For For For
Weisenbeck
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2018 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Brinker International, Inc.
Ticker Security ID: Meeting Date Meeting Status
EAT CUSIP 109641100 11/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Chidsey Mgmt For For For
2 Elect Cynthia L. Davis Mgmt For For For
3 Elect Joseph M. DePinto Mgmt For For For
4 Elect Harriet Edelman Mgmt For For For
5 Elect William T. Giles Mgmt For For For
6 Elect James C. Katzman Mgmt For For For
7 Elect George R. Mgmt For For For
Mrkonic,
Jr.
8 Elect Prashant N. Mgmt For For For
Ranade
9 Elect Wyman T. Roberts Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Michael W. Bonney Mgmt For For For
4 Elect Giovanni Caforio Mgmt For For For
5 Elect Matthew W. Emmens Mgmt For For For
6 Elect Julia A. Haller Mgmt For For For
7 Elect Dinesh C. Paliwal Mgmt For For For
8 Elect Theodore R. Mgmt For For For
Samuels,
II
9 Elect Vicki L. Sato Mgmt For For For
10 Elect Gerald Storch Mgmt For For For
11 Elect Karen H. Vousden Mgmt For For For
12 Elect Phyllis R. Yale Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Brixmor Property Group Inc.
Ticker Security ID: Meeting Date Meeting Status
BRX CUSIP 11120U105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James M. Taylor Mgmt For For For
Jr.
2 Elect John G. Schreiber Mgmt For For For
3 Elect Michael Berman Mgmt For For For
4 Elect Julie Bowerman Mgmt For For For
5 Elect Sheryl M. Mgmt For For For
Crosland
6 Elect Thomas W. Dickson Mgmt For For For
7 Elect Daniel B. Hurwitz Mgmt For For For
8 Elect William D. Rahm Mgmt For For For
9 Elect Gabrielle Mgmt For For For
Sulzberger
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Broadcom Inc.
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP 11135F101 03/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hock E. Tan Mgmt For For For
2 Elect Dr. Henry S. Mgmt For For For
Samueli
3 Elect Eddy W. Mgmt For For For
Hartenstein
4 Elect Diane M. Bryant Mgmt For For For
5 Elect Gayla J. Delly Mgmt For For For
6 Elect Raul J. Fernandez Mgmt For For For
7 Elect Check Kian Low Mgmt For For For
8 Elect Justine F. Page Mgmt For For For
9 Elect Harry L. You Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Broadridge Financial Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
BR CUSIP 11133T103 11/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Pamela L. Carter Mgmt For For For
3 Elect Richard J. Daly Mgmt For For For
4 Elect Robert N. Duelks Mgmt For For For
5 Elect Timothy C. Gokey Mgmt For For For
6 Elect Brett A. Keller Mgmt For For For
7 Elect Maura A. Markus Mgmt For For For
8 Elect Thomas J. Perna Mgmt For For For
9 Elect Alan J. Weber Mgmt For For For
10 Elect Amit K. Zavery Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Brookdale Senior Living Inc.
Ticker Security ID: Meeting Date Meeting Status
BKD CUSIP 112463104 06/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lucinda M. Baier Mgmt For For For
2 Elect Frank M. Bumstead Mgmt For For For
3 Elect Lee S. Wielansky Mgmt For For For
4 Elect Jordan R. Asher Mgmt For For For
5 Elect Victoria L. Freed Mgmt For For For
6 Elect Guy P. Sansone Mgmt For For For
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Brookdale Senior Living Inc.
Ticker Security ID: Meeting Date Meeting Status
BKD CUSIP 112463104 10/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Victoria L. Freed Mgmt For For For
1.2 Elect Guy P. Sansone Mgmt For For For
2 Amend Certificate of Mgmt For For For
Incorporation to
Accelerate Annual
Elections of Class II
Directors
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
6 Amendment to the 2014 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Brookfield Property REIT Inc.
Ticker Security ID: Meeting Date Meeting Status
BPYU CUSIP 11282X103 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Caroline M. Mgmt For For For
Atkinson
2 Elect Jeffrey M. Mgmt For For For
Blidner
3 Elect Soon Young Chang Mgmt For Against Against
4 Elect Richard B. Clark Mgmt For For For
5 Elect Omar Carneiro da Mgmt For For For
Cunha
6 Elect Scott R. Cutler Mgmt For For For
7 Elect Stephen DeNardo Mgmt For For For
8 Elect Louis J. Maroun Mgmt For For For
9 Elect A. Douglas Mgmt For For For
McGregor
10 Elect Lars Eric Nils Mgmt For For For
Rodert
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Brookline Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKL CUSIP 11373M107 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Margaret Boles Mgmt For For For
Fitzgerald
2 Elect Bogdan Nowak Mgmt For For For
3 Elect Merrill W. Mgmt For For For
Sherman
4 Elect Peter O. Wilde Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Brooks Automation, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKS CUSIP 114340102 01/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Clinton Allen Mgmt For For For
1.2 Elect Robyn C. Davis Mgmt For For For
1.3 Elect Joseph R. Martin Mgmt For For For
1.4 Elect Krishna G. Palepu Mgmt For For For
1.5 Elect Michael Mgmt For For For
Rosenblatt
1.6 Elect Stephen S. Mgmt For For For
Schwartz
1.7 Elect Alfred Mgmt For For For
Woollacott
III
1.8 Elect Mark S. Wrighton Mgmt For For For
1.9 Elect Ellen M. Zane Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Brown & Brown, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRO CUSIP 115236101 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Hyatt Brown Mgmt For For For
1.2 Elect Samuel P. Bell Mgmt For For For
III
1.3 Elect Hugh M. Brown Mgmt For For For
1.4 Elect J. Powell Brown Mgmt For For For
1.5 Elect Lawrence L. Mgmt For For For
Gellerstedt,
III
1.6 Elect James C. Hays Mgmt For For For
1.7 Elect Theodore J. Mgmt For For For
Hoepner
1.8 Elect James S. Hunt Mgmt For For For
1.9 Elect Toni Jennings Mgmt For For For
1.10 Elect Timothy R.M. Main Mgmt For For For
1.11 Elect H. Palmer Mgmt For For For
Proctor,
Jr.
1.12 Elect Wendell S. Reilly Mgmt For For For
1.13 Elect Chilton D. Varner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Brown-Forman Corporation
Ticker Security ID: Meeting Date Meeting Status
BFA CUSIP 115637100 07/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick Mgmt For For For
Bousquet-Chavanne
2 Elect Campbell P. Brown Mgmt For For For
3 Elect Geo. Garvin Mgmt For For For
Brown,
IV
4 Elect Stuart R. Brown Mgmt For For For
5 Elect Bruce L. Byrnes Mgmt For For For
6 Elect John D. Cook Mgmt For For For
7 Elect Marshall B. Mgmt For For For
Farrer
8 Elect Laura L. Frazier Mgmt For For For
9 Elect Kathleen M. Mgmt For For For
Gutmann
10 Elect Augusta Brown Mgmt For For For
Holland
11 Elect Michael J. Roney Mgmt For For For
12 Elect Tracy L. Skeans Mgmt For For For
13 Elect Michael A. Todman Mgmt For For For
14 Elect Lawson E. Whiting Mgmt For For For
________________________________________________________________________________
BRP Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRP CUSIP 05589G102 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lowry Baldwin Mgmt For For For
1.2 Elect Phillip E. Casey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BRT Apartments Corp.
Ticker Security ID: Meeting Date Meeting Status
BRT CUSIP 055645303 06/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fredric H. Gould Mgmt For For For
2 Elect Gary Hurand Mgmt For Against Against
3 Elect Elie Weiss Mgmt For Against Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the 2020 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Bruker Corporation
Ticker Security ID: Meeting Date Meeting Status
BRKR CUSIP 116794108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia M. Friend Mgmt For For For
1.2 Elect Marc A. Kastner Mgmt For For For
1.3 Elect Hermann Requardt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Brunswick Corporation
Ticker Security ID: Meeting Date Meeting Status
BC CUSIP 117043109 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nancy E. Cooper Mgmt For For For
2 Elect David C. Everitt Mgmt For For For
3 Elect Lauren P. Mgmt For For For
Flaherty
4 Elect Joseph W. Mgmt For For For
McClanathan
5 Elect Jane L. Warner Mgmt For For For
6 Elect Roger J. Wood Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bryn Mawr Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
BMTC CUSIP 117665109 04/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrea F. Gilbert Mgmt For For For
2 Elect Lynn B. McKee Mgmt For For For
3 Elect F. Kevin Tylus Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Builders FirstSource, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLDR CUSIP 12008R107 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul S. Levy Mgmt For For For
1.2 Elect Cleveland A. Mgmt For For For
Christophe
1.3 Elect Craig A. Steinke Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sheila C. Bair Mgmt For For For
2 Elect Vinita Bali Mgmt For For For
3 Elect Carol M. Browner Mgmt For For For
4 Elect Andrew A. Ferrier Mgmt For For For
5 Elect Paul J. Fribourg Mgmt For For For
6 Elect J. Erik Fyrwald Mgmt For For For
7 Elect Gregory A. Mgmt For For For
Heckman
8 Elect Bernardo Hees Mgmt For For For
9 Elect Kathleen Hyle Mgmt For For For
10 Elect Henry W. Winship Mgmt For For For
11 Elect Mark N. Zenuk Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Fix
Remuneration
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Amendment to the 2016 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Burlington Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
BURL CUSIP 122017106 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ted English Mgmt For For For
2 Elect Jordan Hitch Mgmt For For For
3 Elect Mary Ann Tocio Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Business First Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
BFST CUSIP 12326C105 04/14/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Business First Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
BFST CUSIP 12326C105 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James J. Buquet, Mgmt For For For
III
2 Elect Ricky D. Day Mgmt For For For
3 Elect Mark P. Folse Mgmt For For For
4 Elect John A. Graves Mgmt For Against Against
5 Elect Robert S. Greer Mgmt For Against Against
Jr.
6 Elect J. Vernon Johnson Mgmt For For For
7 Elect Rolfe Hood Mgmt For Against Against
McCollister,
Jr.
8 Elect Andrew D. Mgmt For For For
McLindon
9 Elect David R. Mgmt For For For
Melville,
III
10 Elect Patrick E. Mgmt For For For
Mockler
11 Elect David A. Mgmt For For For
Montgomery
Jr.
12 Elect Arthur J. Price Mgmt For For For
13 Elect Kenneth Wm. Smith Mgmt For For For
14 Elect Steven G. White Mgmt For For For
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BWX Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
BWXT CUSIP 05605H100 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rex D. Geveden Mgmt For For For
2 Elect Leleand D. Melvin Mgmt For For For
3 Elect Robert L. Mgmt For For For
Nardelli
4 Elect Barbara A Niland Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Byline Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
BY CUSIP 124411109 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip R. Mgmt For For For
Cabrera
1.2 Elect Antonio del Mgmt For For For
Valle
Perochena
1.3 Elect Roberto R. Mgmt For For For
Herencia
1.4 Elect Mary Jo S. Mgmt For For For
Herseth
1.5 Elect Steven P. Kent Mgmt For For For
1.6 Elect William G. Mgmt For For For
Kistner
1.7 Elect Alberto J. Mgmt For For For
Paracchini
1.8 Elect Steven M. Rull Mgmt For For For
1.9 Elect Robert R. Yohanan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
C&F Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
CFFI CUSIP 12466Q104 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect D. Anthony Peay Mgmt For For For
1.2 Elect Julie R. Agnew Mgmt For For For
1.3 Elect J.P. Causey, Jr. Mgmt For For For
1.4 Elect Thomas F. Cherry Mgmt For For For
1.5 Elect George R. Sisson Mgmt For For For
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
C&J Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
CJ CUSIP 12674R100 10/22/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Keane Transaction Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
C.H. Robinson Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHRW CUSIP 12541W209 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott P. Anderson Mgmt For For For
2 Elect Robert C. Mgmt For For For
Biesterfeld
Jr.
3 Elect Wayne M. Fortun Mgmt For For For
4 Elect Timothy C. Gokey Mgmt For For For
5 Elect Mary J. Steele Mgmt For For For
Guilfoile
6 Elect Jodee A. Kozlak Mgmt For For For
7 Elect Brian P. Short Mgmt For For For
8 Elect James B. Stake Mgmt For For For
9 Elect Paula C. Tolliver Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cabaletta Bio, Inc.
Ticker Security ID: Meeting Date Meeting Status
CABA CUSIP 12674W109 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian Daniels Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cable One, Inc.
Ticker Security ID: Meeting Date Meeting Status
CABO CUSIP 12685J105 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary E. Meduski Mgmt For For For
2 Elect Alan G. Spoon Mgmt For For For
3 Elect Wallace R. Weitz Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Cabot Corporation
Ticker Security ID: Meeting Date Meeting Status
CBT CUSIP 127055101 03/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juan Enriquez Mgmt For For For
2 Elect Sean D. Keohane Mgmt For For For
3 Elect William C. Kirby Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cabot Microelectronics Corporation
Ticker Security ID: Meeting Date Meeting Status
CCMP CUSIP 12709P103 03/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul J. Reilly Mgmt For For For
1.2 Elect Geoffrey Wild Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dorothy M. Ables Mgmt For For For
1.2 Elect Rhys J. Best Mgmt For For For
1.3 Elect Robert S. Boswell Mgmt For For For
1.4 Elect Amanda M. Brock Mgmt For For For
1.5 Elect Peter B. Delaney Mgmt For For For
1.6 Elect Dan O. Dinges Mgmt For For For
1.7 Elect Robert Kelley Mgmt For For For
1.8 Elect W. Matt Ralls Mgmt For For For
1.9 Elect Marcus A. Watts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CACI International Inc
Ticker Security ID: Meeting Date Meeting Status
CACI CUSIP 127190304 11/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Daniels
2 Elect William L. Jews Mgmt For For For
3 Elect Gregory G. Mgmt For For For
Johnson
4 Elect J.P. London Mgmt For For For
5 Elect John S. Mengucci Mgmt For For For
6 Elect James L. Pavitt Mgmt For For For
7 Elect Warren R. Mgmt For For For
Phillips
8 Elect Debora A. Mgmt For For For
Plunkett
9 Elect Charles P. Mgmt For For For
Revoile
10 Elect William S. Mgmt For For For
Wallace
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cactus, Inc.
Ticker Security ID: Meeting Date Meeting Status
WHD CUSIP 127203107 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott Bender Mgmt For For For
1.2 Elect Bruce Rothstein Mgmt For For For
1.3 Elect Gary L. Rosenthal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cadence Bancorporation
Ticker Security ID: Meeting Date Meeting Status
CADE CUSIP 12739A100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William B. Mgmt For For For
Harrison,
Jr.
2 Elect Joseph W. Evans Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Amendment to Articles Mgmt For For For
to Delete Obsolete
Provisions
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cadence Design Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDNS CUSIP 127387108 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark W. Adams Mgmt For For For
2 Elect Susan L. Bostrom Mgmt For For For
3 Elect Ita M. Brennan Mgmt For For For
4 Elect Lewis Chew Mgmt For For For
5 Elect James D. Plummer Mgmt For For For
6 Elect Alberto Mgmt For For For
Sangiovanni-Vincentell
i
7 Elect John B. Shoven Mgmt For For For
8 Elect Young K. Sohn Mgmt For For For
9 Elect Lip-Bu Tan Mgmt For For For
10 Amendment to the Mgmt For For For
Omnibus Equity
Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Cadiz, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDZI CUSIP 127537207 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith Brackpool Mgmt For For For
1.2 Elect Stephen E. Mgmt For For For
Courter
1.3 Elect Maria Echaveste Mgmt For For For
1.4 Elect Geoffrey Grant Mgmt For For For
1.5 Elect Winston H. Hickox Mgmt For For For
1.6 Elect Murray H. Mgmt For For For
Hutchison
1.7 Elect Richard Nevins Mgmt For For For
1.8 Elect Scott S. Slater Mgmt For For For
1.9 Elect Carolyn Webb de Mgmt For For For
Macias
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cadiz, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDZI CUSIP 127537207 07/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith Brackpool Mgmt For For For
1.2 Elect John A. Bohn Mgmt For For For
1.3 Elect Jeffrey J. Brown Mgmt For For For
1.4 Elect Stephen E. Mgmt For For For
Courter
1.5 Elect Maria Echaveste Mgmt For For For
1.6 Elect Geoffrey Grant Mgmt For For For
1.7 Elect Winston H. Hickox Mgmt For For For
1.8 Elect Murray H. Mgmt For For For
Hutchison
1.9 Elect Richard Nevins Mgmt For For For
1.10 Elect Scott S. Slater Mgmt For For For
1.11 Elect Carolyn Webb de Mgmt For For For
Macias
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Advance
Notice
Provisions
________________________________________________________________________________
Caesars Entertainment Corporation
Ticker Security ID: Meeting Date Meeting Status
CZR CUSIP 127686103 07/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Benninger Mgmt For For For
2 Elect Juliana L. Chugg Mgmt For For For
3 Elect Keith Cozza Mgmt For For For
4 Elect John Dionne Mgmt For For For
5 Elect James S. Hunt Mgmt For For For
6 Elect Courtney R. Mgmt For For For
Mather
7 Elect Anthony P. Rodio Mgmt For For For
8 Elect Richard P. Mgmt For For For
Schifter
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Amendment Regarding Mgmt For For For
Shareholders Ability
to Call Special
Meetings
13 Amendment to Restrict Mgmt For Against Against
Company's Ability to
Adopt Rights Plan or
Poison
Pill
________________________________________________________________________________
Caesars Entertainment Corporation
Ticker Security ID: Meeting Date Meeting Status
CZR CUSIP 127686103 11/15/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Caesarstone Ltd.
Ticker Security ID: Meeting Date Meeting Status
CSTE CUSIP M20598104 09/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ariel Halperin Mgmt For For For
2 Elect Dori Brown Mgmt For For For
3 Elect Roger Abravanel Mgmt For For For
4 Elect Eric D. Mgmt For For For
Herschmann
5 Elect Ronald Kaplan Mgmt For For For
6 Elect Ofer Tsimchi Mgmt For For For
7 Elect Shai Bober Mgmt For For For
8 Elect Tom Pardo Izhaki Mgmt For For For
9 Article Amendment Mgmt For For For
Relating to Prior
Notice of Board
Meetings
10 Compensation Policy Mgmt For For For
11 Declaration of Mgmt N/A Against N/A
Material
Interest
12 Renewal of D&O Mgmt For For For
Liability Insurance
Policy
13 Declaration of Mgmt N/A Against N/A
Material
Interest
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Cal-Maine Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
CALM CUSIP 128030202 10/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adolphus B. Baker Mgmt For Withhold Against
1.2 Elect Max P. Bowman Mgmt For Withhold Against
1.3 Elect Letitia C. Hughes Mgmt For Withhold Against
1.4 Elect Sherman L. Miller Mgmt For Withhold Against
1.5 Elect James E. Poole Mgmt For Withhold Against
1.6 Elect Steve W. Sanders Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Calamp Corp.
Ticker Security ID: Meeting Date Meeting Status
CAMP CUSIP 128126109 07/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Albert J. Moyer Mgmt For For For
2 Elect Scott Arnold Mgmt For For For
3 Elect Michael Burdiek Mgmt For For For
4 Elect Jason W. Cohenour Mgmt For For For
5 Elect Jeffery Gardner Mgmt For For For
6 Elect Amal M. Johnson Mgmt For For For
7 Elect Roxanne Oulman Mgmt For For For
8 Elect Jorge Titinger Mgmt For For For
9 Elect Larry Wolfe Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Calavo Growers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVGW CUSIP 128246105 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lecil E. Cole Mgmt For Withhold Against
1.2 Elect Steven Hollister Mgmt For Withhold Against
1.3 Elect James D. Helin Mgmt For Withhold Against
1.4 Elect Donald M. Sanders Mgmt For Withhold Against
1.5 Elect Marc L. Brown Mgmt For Withhold Against
1.6 Elect Michael A. Mgmt For Withhold Against
DiGregorio
1.7 Elect Scott Van Der Kar Mgmt For Withhold Against
1.8 Elect J. Link Leavens Mgmt For Withhold Against
1.9 Elect Dorcas H. Thille Mgmt For Withhold Against
1.10 Elect John M. Hunt Mgmt For Withhold Against
1.11 Elect Egidio Carbone, Mgmt For Withhold Against
Jr.
1.12 Elect Harold S. Edwards Mgmt For Withhold Against
1.13 Elect Kathleen M. Mgmt For Withhold Against
Holmgren
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Independence
________________________________________________________________________________
Caleres, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAL CUSIP 129500104 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mahendra R. Gupta Mgmt For For For
1.2 Elect Carla C. Hendra Mgmt For For For
1.3 Elect Wenda Harris Mgmt For For For
Millard
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
California Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
CRC CUSIP 13057Q206 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William E. Mgmt For For For
Albrecht
2 Elect Justin A. Gannon Mgmt For For For
3 Elect Harry T. McMahon Mgmt For For For
4 Elect Richard W. Mgmt For For For
Moncrief
5 Elect Avedick B. Mgmt For For For
Poladian
6 Elect Anita M. Powers Mgmt For For For
7 Elect Laurie A. Siegel Mgmt For For For
8 Elect Robert V. Sinnott Mgmt For For For
9 Elect Todd A. Stevens Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
California Water Service Group
Ticker Security ID: Meeting Date Meeting Status
CWT CUSIP 130788102 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory E. Aliff Mgmt For For For
2 Elect Terry P. Bayer Mgmt For For For
3 Elect Shelly M. Esque Mgmt For For For
4 Elect Martin A. Mgmt For For For
Kropelnicki
5 Elect Thomas M. Krummel Mgmt For For For
6 Elect Richard P. Mgmt For For For
Magnuson
7 Elect Scott L. Morris Mgmt For For For
8 Elect Peter C. Nelson Mgmt For For For
9 Elect Carol M. Mgmt For For For
Pottenger
10 Elect Lester A. Snow Mgmt For For For
11 Elect Patricia K. Mgmt For For For
Wagner
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Calithera Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
CALA CUSIP 13089P101 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan M. Mgmt For For For
Molineaux
1.2 Elect Blake Wise Mgmt For For For
1.3 Elect H. Ward Wolff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Calix, Inc.
Ticker Security ID: Meeting Date Meeting Status
CALX CUSIP 13100M509 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kathy Crusco Mgmt For For For
1.2 Elect Kevin A. DeNuccio Mgmt For For For
1.3 Elect Michael Everett Mgmt For For For
2 Amendment to the 2019 Mgmt For Against Against
Equity Incentive
Plan
3 Amendment to the 2017 Mgmt For For For
Nonqualified Employee
Stock Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Callaway Golf Company
Ticker Security ID: Meeting Date Meeting Status
ELY CUSIP 131193104 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Oliver G. Brewer Mgmt For For For
III
1.2 Elect Samuel H. Mgmt For For For
Armacost
1.3 Elect Scott H. Baxter Mgmt For For For
1.4 Elect John C. Cushman, Mgmt For For For
III
1.5 Elect Laura J. Flanagan Mgmt For For For
1.6 Elect Russell L. Mgmt For For For
Fleischer
1.7 Elect John F. Lundgren Mgmt For For For
1.8 Elect Adebayo O. Mgmt For For For
Ogunlesi
1.9 Elect Linda B. Segre Mgmt For For For
1.10 Elect Anthony S. Mgmt For For For
Thornley
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Cumulative
Voting
________________________________________________________________________________
Callon Petroleum Company
Ticker Security ID: Meeting Date Meeting Status
CPE CUSIP 13123X102 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Matthew Regis Bob Mgmt For For For
1.2 Elect Anthony Nocchiero Mgmt For For For
1.3 Elect James M. Trimble Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Reverse Stock Split Mgmt For For For
6 Decrease of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Callon Petroleum Company
Ticker Security ID: Meeting Date Meeting Status
CPE CUSIP 13123X102 12/20/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Carrizo Mgmt For Against Against
2 Issuance of Shares for Mgmt For For For
Merger
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Advisory Vote on Mgmt For For For
Golden Parachutes
(Withdrawn)
5 Right to Adjourn Mgmt For Against Against
Meeting
________________________________________________________________________________
Calyxt, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLXT CUSIP 13173L107 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andre Choulika Mgmt For For For
2 Elect Philippe Dumont Mgmt For For For
3 Elect Jonathan B. Mgmt For For For
Fassberg
4 Elect Anna E. Mgmt For For For
Kozicz-Stankiewicz
5 Elect Kimberly K. Mgmt For For For
Nelson
6 Elect Christopher J. Mgmt For For For
Neugent
7 Elect Yves J. Ribeill Mgmt For For For
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cambrex Corporation
Ticker Security ID: Meeting Date Meeting Status
CBM CUSIP 132011107 10/23/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Cambridge Bancorp
Ticker Security ID: Meeting Date Meeting Status
CATC CUSIP 132152109 03/16/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Cambridge Bancorp
Ticker Security ID: Meeting Date Meeting Status
CATC CUSIP 132152109 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christine Fuchs Mgmt For For For
1.2 Elect Pamela A. Hamlin Mgmt For For For
1.3 Elect Edward F. Mgmt For For For
Jankowski
1.4 Elect Daniel R. Mgmt For For For
Morrison
1.5 Elect Leon A. Mgmt For For For
Palandijan
1.6 Elect Laila S. Mgmt For For For
Partridge
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Camden National Corporation
Ticker Security ID: Meeting Date Meeting Status
CAC CUSIP 133034108 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robin A. Sawyer, Mgmt For For For
CPA
2 Elect Lawrence J. Mgmt For For For
Sterrs
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Camden Property Trust
Ticker Security ID: Meeting Date Meeting Status
CPT CUSIP 133131102 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard J. Campo Mgmt For For For
1.2 Elect Heather J. Mgmt For For For
Brunner
1.3 Elect Mark D. Gibson Mgmt For For For
1.4 Elect Scott S. Ingraham Mgmt For For For
1.5 Elect Renu Khator Mgmt For For For
1.6 Elect D. Keith Oden Mgmt For For For
1.7 Elect William F. Mgmt For For For
Paulsen
1.8 Elect Frances A. Mgmt For For For
Sevilla-Sacasa
1.9 Elect Steven Webster Mgmt For For For
1.10 Elect Kelvin R. Mgmt For For For
Westbrook
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Campbell Soup Company
Ticker Security ID: Meeting Date Meeting Status
CPB CUSIP 134429109 11/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fabiola R. Mgmt For For For
Arredondo
2 Elect Howard M. Averill Mgmt For For For
3 Elect John P. Bilbrey Mgmt For For For
4 Elect Mark A. Clouse Mgmt For For For
5 Elect Bennett Dorrance Mgmt For For For
6 Elect Maria Teresa Mgmt For For For
Hilado
7 Elect Sarah Hofstetter Mgmt For For For
8 Elect Marc B. Mgmt For For For
Lautenbach
9 Elect Mary Alice D. Mgmt For For For
Malone
10 Elect Keith R. Mgmt For For For
McLoughlin
11 Elect Kurt Schmidt Mgmt For For For
12 Elect Archbold D. van Mgmt For For For
Beuren
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Camping World Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CWH CUSIP 13462K109 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen C. Adams Mgmt For For For
1.2 Elect Mary J. George Mgmt For For For
1.3 Elect K. Dillon Mgmt For For For
Schickli
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cannae Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNNE CUSIP 13765N107 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hugh R. Harris Mgmt For For For
1.2 Elect C. Malcolm Mgmt For For For
Holland,
III
1.3 Elect Mark D. Linehan Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cantel Medical Corp.
Ticker Security ID: Meeting Date Meeting Status
CMD CUSIP 138098108 12/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles M. Diker Mgmt For For For
2 Elect Alan R. Batkin Mgmt For For For
3 Elect Ann E. Berman Mgmt For For For
4 Elect Mark N. Diker Mgmt For For For
5 Elect Anthony B. Evnin Mgmt For For For
6 Elect Laura L. Forese Mgmt For For For
7 Elect George L. Mgmt For For For
Fotiades
8 Elect Ronnie Myers Mgmt For For For
9 Elect Karen N. Prange Mgmt For For For
10 Elect Peter J. Mgmt For For For
Pronovost
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Capital City Bank Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCBG CUSIP 139674105 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas A. Barron Mgmt For For For
1.2 Elect Stanley W. Mgmt For For For
Connally,
Jr.
1.3 Elect J. Everitt Drew Mgmt For For For
1.4 Elect Eric Grant Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Capital One Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP 14040H105 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Mgmt For For For
Fairbank
2 Elect Aparna Mgmt For For For
Chennapragada
3 Elect Ann Fritz Hackett Mgmt For For For
4 Elect Peter Tom Mgmt For For For
Killalea
5 Elect Eli Leenaars Mgmt For For For
6 Elect Pierre E. Leroy Mgmt For For For
7 Elect Francois Mgmt For For For
Locoh-Donou
8 Elect Peter E. Raskind Mgmt For For For
9 Elect Eileen Serra Mgmt For For For
10 Elect Mayo A. Shattuck Mgmt For For For
III
11 Elect Bradford H. Mgmt For For For
Warner
12 Elect Catherine G. West Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Permit Shareholders to Mgmt For For For
Act by Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Capitol Federal Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
CFFN CUSIP 14057J101 01/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michel' Philipp Mgmt For For For
Cole
2 Elect Jeffrey M. Mgmt For For For
Johnson
3 Elect Michael T. McCoy Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Capri Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CPRI CUSIP G1890L107 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judy Gibbons Mgmt For For For
2 Elect Jane Thompson Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
CapStar Financial Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSTR CUSIP 14070T102 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis C. Mgmt For For For
Bottorff
1.2 Elect L. Earl Bentz Mgmt For For For
1.3 Elect Jeffrey L. Mgmt For For For
Cunningham
1.4 Elect Thomas R. Flynn Mgmt For For For
1.5 Elect Louis A. Green, Mgmt For For For
III
1.6 Elect Myra NanDora Mgmt For For For
Jenne
1.7 Elect Timothy K. Mgmt For For For
Schools
1.8 Elect Dale W. Polley Mgmt For For For
1.9 Elect Joelle J. Mgmt For For For
Phillips
1.10 Elect Stephen B. Smith Mgmt For For For
1.11 Elect James S. Turner, Mgmt For For For
Jr.
1.12 Elect Toby S. Wilt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Capstead Mortgage Corporation
Ticker Security ID: Meeting Date Meeting Status
CMO CUSIP 14067E506 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jack Biegler Mgmt For For For
2 Elect Michelle P. Mgmt For For For
Goolsby
3 Elect Gary Keiser Mgmt For For For
4 Elect Christopher W. Mgmt For For For
Mahowald
5 Elect Michael G. O'Neil Mgmt For For For
6 Elect Phillip A. Mgmt For For For
Reinsch
7 Elect Mark S. Whiting Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cara Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CARA CUSIP 140755109 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Derek Chalmers Mgmt For For For
1.2 Elect Martin Vogelbaum Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Colleen F. Arnold Mgmt For For For
2 Elect Carrie S. Cox Mgmt For For For
3 Elect Calvin Darden Mgmt For For For
4 Elect Bruce L. Downey Mgmt For For For
5 Elect Patricia Mgmt For For For
Hemingway
Hall
6 Elect Akhil Johri Mgmt For For For
7 Elect Michael Kaufmann Mgmt For For For
8 Elect Gregory B. Kenny Mgmt For For For
9 Elect Nancy Killefer Mgmt For For For
10 Elect J. Michael Losh Mgmt For For For
11 Elect Dean A. Mgmt For For For
Scarborough
12 Elect John H. Weiland Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cardiovascular Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSII CUSIP 141619106 11/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott Ward Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cardlytics Inc
Ticker Security ID: Meeting Date Meeting Status
CDLX CUSIP 14161W105 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lynne M. Laube Mgmt For For For
1.2 Elect John Klinck Mgmt For For For
1.3 Elect Tony Weisman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cardtronics plc
Ticker Security ID: Meeting Date Meeting Status
CATM CUSIP G1991C105 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas L. Mgmt For For For
Braunstein
2 Elect Michelle Moore Mgmt For For For
3 Elect G. Patrick Mgmt For For For
Phillips
4 Elect Rahul Gupta As Mgmt For For For
Class II
Director
5 Ratification of U.S. Mgmt For For For
Auditor
6 Appointment of U.K. Mgmt For For For
Auditor
7 Authority to Set U.K. Mgmt For For For
Auditor's
Fees
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Approval of Share Mgmt For For For
Repurchase Contracts
and Repurchase
Counterparties
10 Remuneration Policy Mgmt For For For
(Binding)
11 Remuneration Report Mgmt For For For
(Advisory)
12 Accounts and Reports Mgmt For For For
________________________________________________________________________________
CareDx, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDNA CUSIP 14167L103 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael D. Mgmt For For For
Goldberg
1.2 Elect Peter Maag Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Amendment to the 2014 Mgmt For Against Against
Equity Incentive
Plan
________________________________________________________________________________
CareTrust REIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTRE CUSIP 14174T107 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Allen C. Barbieri Mgmt For For For
2 Elect Jon D. Kline Mgmt For For For
3 Elect Diana M. Laing Mgmt For For For
4 Elect Spencer G. Plumb Mgmt For For For
5 Elect Gregory K. Mgmt For For For
Stapley
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CarGurus, Inc.
Ticker Security ID: Meeting Date Meeting Status
CARG CUSIP 141788109 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian Smith Mgmt For For For
1.2 Elect Langley Steinert Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Carlisle Companies Incorporated
Ticker Security ID: Meeting Date Meeting Status
CSL CUSIP 142339100 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert G. Bohn Mgmt For For For
2 Elect Gregg A. Mgmt For For For
Ostrander
3 Elect Jesse G. Singh Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CarMax, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMX CUSIP 143130102 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Bensen Mgmt For For For
2 Elect Ronald E. Mgmt For For For
Blaylock
3 Elect Sona Chawla Mgmt For For For
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Shira D. Goodman Mgmt For For For
6 Elect Robert J. Hombach Mgmt For For For
7 Elect David W. Mgmt For For For
McCreight
8 Elect William D. Nash Mgmt For For For
9 Elect Mark F. O'Neil Mgmt For For For
10 Elect Pietro Satriano Mgmt For For For
11 Elect Marcella Shinder Mgmt For For For
12 Elect Mitchell D. Mgmt For For For
Steenrod
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2002 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Carnival Corporation
Ticker Security ID: Meeting Date Meeting Status
CCL CUSIP 143658300 04/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Micky Arison Mgmt For For For
2 Elect Jonathon Band Mgmt For For For
3 Elect Jason G. Cahilly Mgmt For For For
4 Elect Helen Deeble Mgmt For For For
5 Elect Arnold W. Donald Mgmt For For For
6 Elect Richard J. Mgmt For For For
Glasier
7 Elect Katie Lahey Mgmt For For For
8 Elect John Parker Mgmt For For For
9 Elect Stuart Subotnick Mgmt For For For
10 Elect Laura A. Weil Mgmt For For For
11 Elect Randall J. Mgmt For For For
Weisenburger
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of Directors' Mgmt For For For
Remuneration
Report
14 Approval of Director's Mgmt For For For
Remuneration
Policy
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Fees Mgmt For For For
17 Accounts and Reports Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Approval of 2020 Stock Mgmt For For For
Plan
22 Approval of Employee Mgmt For For For
Stock Purchase
Plan
________________________________________________________________________________
Carolina Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
CARO CUSIP 143873107 04/02/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 United Bankshares Mgmt For For For
Transaction
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Carpenter Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Viola L. Acoff Mgmt For For For
1.2 Elect I. Martin Inglis Mgmt For For For
1.3 Elect Stephen M. Ward, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Stock-Based Incentive
Compensation
Plan
________________________________________________________________________________
Carriage Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSV CUSIP 143905107 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas B. Meehan Mgmt For Withhold Against
1.2 Elect Donald D. Mgmt For Withhold Against
Patteson,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Carrizo Oil & Gas Inc.
Ticker Security ID: Meeting Date Meeting Status
CRZO CUSIP 144577103 11/14/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Callon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Carrizo Oil & Gas Inc.
Ticker Security ID: Meeting Date Meeting Status
CRZO CUSIP 144577103 12/20/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Callon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Carrols Restaurant Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TAST CUSIP 14574X104 06/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hannah S. Craven Mgmt For Against Against
2 Elect Lawrence E. Hyatt Mgmt For Against Against
3 Elect Alexander Sloane Mgmt For Against Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Carrols Restaurant Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TAST CUSIP 14574X104 08/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel T. Mgmt For Against Against
Accordino
2 Elect Matthew Perelman Mgmt For Against Against
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Conversion of Series C Mgmt For For For
Preferred
Stock
5 Amendment to Series B Mgmt For Against Against
Preferred Stock
Director Election
Rights
6 Elimination of Board's Mgmt For For For
Ability to Remove
Directors for
Cause
7 Elimination of Mgmt For For For
Subsidiary
Pass-Through
Provision
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cars.com Inc.
Ticker Security ID: Meeting Date Meeting Status
CARS CUSIP 14575E105 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerri L. DeVard Mgmt For For For
1.2 Elect Scott Forbes Mgmt For For For
1.3 Elect Jill Greenthal Mgmt For For For
1.4 Elect Thomas Hale Mgmt For For For
1.5 Elect Michael Kelly Mgmt For For For
1.6 Elect Donald A. Mgmt For For For
McGovern,
Jr.
1.7 Elect Greg Revelle Mgmt For For For
1.8 Elect Bala Subramanian Mgmt For For For
1.9 Elect T. Alex Vetter Mgmt For For For
1.10 Elect Bryan Wiener Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cars.com Inc.
Ticker Security ID: Meeting Date Meeting Status
CARS CUSIP 14575E105 10/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott Forbes Mgmt For For For
1.2 Elect Jerri L. DeVard Mgmt For For For
1.3 Elect Jill Greenthal Mgmt For For For
1.4 Elect Thomas Hale Mgmt For For For
1.5 Elect Michael Kelly Mgmt For For For
1.6 Elect Donald A. Mgmt For For For
McGovern,
Jr.
1.7 Elect Greg Revelle Mgmt For For For
1.8 Elect Bala Subramanian Mgmt For For For
1.9 Elect T. Alex Vetter Mgmt For For For
1.10 Elect Bryan Wiener Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Carter's, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRI CUSIP 146229109 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hali Borenstein Mgmt For For For
2 Elect Amy W. Brinkley Mgmt For For For
3 Elect Giuseppina Mgmt For For For
Buonfantino
4 Elect Michael D. Casey Mgmt For For For
5 Elect A. Bruce Cleverly Mgmt For For For
6 Elect Jevin S. Eagle Mgmt For For For
7 Elect Mark P. Hipp Mgmt For For For
8 Elect William J. Mgmt For For For
Montgoris
9 Elect Richard A. Noll Mgmt For For For
10 Elect Gretchen W. Price Mgmt For For For
11 Elect David Pulver Mgmt For For For
12 Elect Thomas E. Whiddon Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Carvana Co.
Ticker Security ID: Meeting Date Meeting Status
CVNA CUSIP 146869102 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael E. Mgmt For For For
Maroone
1.2 Elect Neha Parikh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Casa Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASA CUSIP 14713L102 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lucy Xie Mgmt For For For
1.2 Elect Bill Styslinger Mgmt For For For
1.3 Elect Michael T. Mgmt For For For
Hayashi
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Casella Waste Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CWST CUSIP 147448104 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael L. Mgmt For For For
Battles
1.2 Elect Joseph G. Doody Mgmt For For For
1.3 Elect Emily Nagle Green Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Casey's General Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASY CUSIP 147528103 09/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Lynn Horak Mgmt For For For
2 Elect Judy A. Schmeling Mgmt For For For
3 Elect Allison M. Wing Mgmt For For For
4 Elect Darren M. Rebelez Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment Regarding Mgmt For For For
Board
Size
________________________________________________________________________________
Casi Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASI CUSIP 14757U109 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Franklin C. Mgmt For Withhold Against
Salisbury,
Jr.
1.2 Elect Yue Alexander Wu Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Cass Information Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASS CUSIP 14808P109 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eric H. Mgmt For For For
Brunngraber
2 Elect Benjamin F. Mgmt For For For
Edwards,
IV
3 Elect Joseph D. Rupp Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Castle Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSTL CUSIP 14843C105 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph C. Cook Mgmt For For For
1.2 Elect Miles D. Harrison Mgmt For For For
1.3 Elect David S. Kabakoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Castlight Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSLT CUSIP 14862Q100 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Eberhard Mgmt For For For
1.2 Elect David A. Ebersman Mgmt For For For
1.3 Elect Maeve O'Meara Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Catalent, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTLT CUSIP 148806102 10/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Madhavan Mgmt For For For
Balachandran
2 Elect J. Martin Carroll Mgmt For For For
3 Elect John J. Greisch Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Catchmark Timber Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTT CUSIP 14912Y202 06/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tim E. Bentsen Mgmt For For For
2 Elect Brian M. Davis Mgmt For For For
3 Elect James M. DeCosmo Mgmt For For For
4 Elect Paul S. Fisher Mgmt For For For
5 Elect Mary E. McBride Mgmt For For For
6 Elect Douglas D. Mgmt For For For
Rubenstein
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kelly A. Ayotte Mgmt For For For
2 Elect David L. Calhoun Mgmt For For For
3 Elect Daniel M. Mgmt For For For
Dickinson
4 Elect Juan Gallardo Mgmt For For For
5 Elect William A. Osborn Mgmt For For For
6 Elect Debra L. Mgmt For For For
Reed-Klages
7 Elect Edward B. Rust, Mgmt For For For
Jr.
8 Elect Susan C. Schwab Mgmt For For For
9 Elect D. James Umpleby Mgmt For For For
III
10 Elect Miles D. White Mgmt For For For
11 Elect Rayford Wilkins Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Cathay General Bancorp
Ticker Security ID: Meeting Date Meeting Status
CATY CUSIP 149150104 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nelson Chung Mgmt For For For
2 Elect Felix S. Mgmt For For For
Fernandez
3 Elect Maan-Huei Hung Mgmt For For For
4 Elect Richard Sun Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cavco Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVCO CUSIP 149568107 07/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Mgmt For For For
Greenblatt
1.2 Elect Richard A. Kerley Mgmt For For For
1.3 Elect Julia W. Sze Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CBIZ, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBZ CUSIP 124805102 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph S. Mgmt For For For
DiMartino
2 Elect Sherrill W. Mgmt For For For
Hudson
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CBL & Associates Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBL CUSIP 124830100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles B. Mgmt For For For
Lebovitz
1.2 Elect Stephen D. Mgmt For For For
Lebovitz
1.3 Elect Michael L. Ashner Mgmt For For For
1.4 Elect A. Larry Chapman Mgmt For For For
1.5 Elect Matthew S. Mgmt For For For
Dominski
1.6 Elect John D. Griffith Mgmt For For For
1.7 Elect Richard J. Lieb Mgmt For For For
1.8 Elect Kathleen M. Mgmt For For For
Nelson
1.9 Elect Carolyn B. Mgmt For For For
Tiffany
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Cboe Global Markets, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBOE CUSIP 12503M108 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward T. Tilly Mgmt For For For
2 Elect Eugene S. Mgmt For For For
Sunshine
3 Elect William M. Mgmt For For For
Farrow
III
4 Elect Edward J. Mgmt For For For
Fitzpatrick
5 Elect Janet P. Mgmt For For For
Froetscher
6 Elect Jill R. Goodman Mgmt For For For
7 Elect Roderick A. Mgmt For For For
Palmore
8 Elect James Parisi Mgmt For For For
9 Elect Joseph P. Mgmt For For For
Ratterman
10 Elect Michael L. Mgmt For For For
Richter
11 Elect Jill E. Sommers Mgmt For For For
12 Elect Fredric J. Mgmt For For For
Tomczyk
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CBRE Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBRE CUSIP 12504L109 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brandon B. Boze Mgmt For For For
2 Elect Beth F. Cobert Mgmt For For For
3 Elect Curtis F. Feeny Mgmt For For For
4 Elect Reginald H. Mgmt For For For
Gilyard
5 Elect Shira D. Goodman Mgmt For For For
6 Elect Christopher T. Mgmt For For For
Jenny
7 Elect Gerardo I. Lopez Mgmt For For For
8 Elect Robert E. Mgmt For For For
Sulentic
9 Elect Laura D. Tyson Mgmt For For For
10 Elect Ray Wirta Mgmt For For For
11 Elect Sanjiv Yajnik Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
CBTX, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBTX CUSIP 12481V104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glen W. Morgan Mgmt For For For
1.2 Elect Joe Penland, Sr. Mgmt For For For
1.3 Elect Reagan A. Reaud Mgmt For For For
1.4 Elect Joseph B. Mgmt For For For
Swinbank
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CDK Global, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDK CUSIP 12508E101 11/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Willie A. Deese Mgmt For For For
3 Elect Amy J. Hillman Mgmt For For For
4 Elect Brian M. Krzanich Mgmt For For For
5 Elect Stephen A. Miles Mgmt For For For
6 Elect Robert E. Radway Mgmt For For For
7 Elect Stephen F. Mgmt For For For
Schuckenbrock
8 Elect Frank S. Sowinski Mgmt For For For
9 Elect Eileen J. Voynick Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CDW Corporation
Ticker Security ID: Meeting Date Meeting Status
CDW CUSIP 12514G108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven W. Alesio Mgmt For For For
2 Elect Barry K. Allen Mgmt For For For
3 Elect Lynda M. Clarizio Mgmt For For For
4 Elect Christine A. Mgmt For For For
Leahy
5 Elect David W. Nelms Mgmt For For For
6 Elect Joseph R. Swedish Mgmt For For For
7 Elect Donna F. Zarcone Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ceco Environmental Corp.
Ticker Security ID: Meeting Date Meeting Status
CECE CUSIP 125141101 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jason DeZwirek Mgmt For For For
1.2 Elect Eric M. Goldberg Mgmt For For For
1.3 Elect David B. Liner Mgmt For For For
1.4 Elect Claudio A. Mgmt For For For
Mannarino
1.5 Elect Munish Nanda Mgmt For For For
1.6 Elect Jonathan Pollack Mgmt For For For
1.7 Elect Valerie Gentile Mgmt For For For
Sachs
1.8 Elect Dennis Sadlowski Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cedar Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDR CUSIP 150602209 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abraham Eisenstat Mgmt For For For
2 Elect Gregg A. Mgmt For For For
Gonsalves
3 Elect Pamela N. Hootkin Mgmt For For For
4 Elect Sabrina L. Kanner Mgmt For For For
5 Elect Steven G. Rogers Mgmt For For For
6 Elect Bruce J. Schanzer Mgmt For For For
7 Elect Roger M. Widmann Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
CEL-SCI Corporation
Ticker Security ID: Meeting Date Meeting Status
CVM CUSIP 150837607 04/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Geert R. Kersten Mgmt For For For
1.2 Elect Peter R. Young Mgmt For Withhold Against
1.3 Elect Bruno Baillavoine Mgmt For Withhold Against
1.4 Elect Robert Watson Mgmt For Withhold Against
2 Approval of the 2020 Mgmt For Against Against
Non-Qualified Stock
Option
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Celanese Corporation
Ticker Security ID: Meeting Date Meeting Status
CE CUSIP 150870103 04/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jean S. Blackwell Mgmt For For For
2 Elect William M. Brown Mgmt For For For
3 Elect Edward G. Galante Mgmt For For For
4 Elect Kathryn M. Hill Mgmt For For For
5 Elect David F. Mgmt For For For
Hoffmeister
6 Elect Jay V. Ihlenfeld Mgmt For For For
7 Elect Mark C. Rohr Mgmt For For For
8 Elect Kim K.W. Rucker Mgmt For For For
9 Elect Lori J. Ryerkerk Mgmt For For For
10 Elect John K. Wulff Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Centene Corporation
Ticker Security ID: Meeting Date Meeting Status
CNC CUSIP 15135B101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael F. Mgmt For For For
Neidorff
2 Elect H. James Dallas Mgmt For For For
3 Elect Robert K. Ditmore Mgmt For For For
4 Elect Richard A. Mgmt For For For
Gephardt
5 Elect Lori J. Robinson Mgmt For For For
6 Elect William L. Mgmt For For For
Trubeck
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Centennial Resource Development, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDEV CUSIP 15136A102 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maire A. Baldwin Mgmt For For For
2 Elect Steven J. Shapiro Mgmt For For For
3 Elect Robert M. Tichio Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CenterPoint Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNP CUSIP 15189T107 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie D. Biddle Mgmt For For For
2 Elect Milton Carroll Mgmt For For For
3 Elect Scott J. McLean Mgmt For For For
4 Elect Martin H. Nesbitt Mgmt For For For
5 Elect Theodore F. Pound Mgmt For For For
6 Elect Susan O. Rheney Mgmt For For For
7 Elect Phillip R. Smith Mgmt For For For
8 Elect John W. Mgmt For For For
Somerhalder
II
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the Mgmt For For For
Outside Director
Stock
Plan
________________________________________________________________________________
CenterState Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
CSFL CUSIP 15201P109 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James H. Bingham Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Brown,
Sr.
1.3 Elect C. Dennis Carlton Mgmt For For For
1.4 Elect Michael F. Mgmt For For For
Ciferri
1.5 Elect John C. Corbett Mgmt For For For
1.6 Elect Jody Jean Dreyer Mgmt For For For
1.7 Elect Griffin A. Greene Mgmt For For For
1.8 Elect John H. Holcomb, Mgmt For For For
III
1.9 Elect Charles W. Mgmt For For For
McPherson
1.10 Elect Richard Murray, Mgmt For For For
IV
1.11 Elect G. Tierso Nunez Mgmt For For For
II
1.12 Elect Thomas E. Oakley Mgmt For For For
1.13 Elect G. Ruffner Page, Mgmt For For For
Jr.
1.14 Elect Ernest S. Pinner Mgmt For For For
1.15 Elect William Knox Pou Mgmt For For For
Jr.
1.16 Elect Daniel R. Richey Mgmt For For For
1.17 Elect David G Salyers Mgmt For For For
1.18 Elect Joshua A. Snively Mgmt For For For
1.19 Elect Mark W Thompson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CenterState Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
CSFL CUSIP 15201P109 05/21/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Central European Media Enterprises Ltd.
Ticker Security ID: Meeting Date Meeting Status
CETV CUSIP G20045202 02/27/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Central Garden & Pet Company
Ticker Security ID: Meeting Date Meeting Status
CENT CUSIP 153527106 02/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Balousek Mgmt For For For
1.2 Elect William E. Brown Mgmt For For For
1.3 Elect Timothy P. Cofer Mgmt For For For
1.4 Elect Thomas Colligan Mgmt For For For
1.5 Elect Michael J. Mgmt For For For
Edwards
1.6 Elect Michael J. Mgmt For For For
Griffith
1.7 Elect Christopher T. Mgmt For Withhold Against
Metz
1.8 Elect Brooks M. Mgmt For For For
Pennington
III
1.9 Elect John R. Ranelli Mgmt For For For
1.10 Elect Mary Beth Mgmt For For For
Springer
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Central Pacific Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
CPF CUSIP 154760409 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christine H.H. Mgmt For For For
Camp
1.2 Elect Earl E. Fry Mgmt For For For
1.3 Elect Wayne K. Kamitaki Mgmt For For For
1.4 Elect Paul J. Kosasa Mgmt For For For
1.5 Elect Duane K. Kurisu Mgmt For For For
1.6 Elect Christopher T. Mgmt For For For
Lutes
1.7 Elect Colbert M. Mgmt For For For
Matsumoto
1.8 Elect A. Catherine Ngo Mgmt For For For
1.9 Elect Saedene K. Ota Mgmt For For For
1.10 Elect Crystal K. Rose Mgmt For For For
1.11 Elect Paul K. Yonamine Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Central Valley Community Bancorp
Ticker Security ID: Meeting Date Meeting Status
CVCY CUSIP 155685100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel N. Mgmt For For For
Cunningham
1.2 Elect Daniel J. Doyle Mgmt For For For
1.3 Elect Frank T. Elliot, Mgmt For For For
IV
1.4 Elect Robert J Flautt Mgmt For For For
1.5 Elect James M. Ford Mgmt For For For
1.6 Elect Gary D. Gall Mgmt For For For
1.7 Elect Steven D. Mgmt For For For
McDonald
1.8 Elect Louis McMurray Mgmt For For For
1.9 Elect Karen Musson Mgmt For For For
1.10 Elect Dorothea D. Silva Mgmt For For For
1.11 Elect William S. Mgmt For For For
Smittcamp
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Century Aluminum Company
Ticker Security ID: Meeting Date Meeting Status
CENX CUSIP 156431108 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jarl Berntzen Mgmt For For For
1.2 Elect Michael A. Bless Mgmt For For For
1.3 Elect Cynthia B. Mgmt For For For
Carroll
1.4 Elect Errol Glasser Mgmt For For For
1.5 Elect Wilhelm van Mgmt For For For
Jaarsveld
1.6 Elect Andrew G. Mgmt For For For
Michelmore
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Century Casinos, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNTY CUSIP 156492100 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Hoetzinger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Century Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCS CUSIP 156504300 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dale Francescon Mgmt For For For
1.2 Elect Robert J. Mgmt For For For
Francescon
1.3 Elect John P. Box Mgmt For Withhold Against
1.4 Elect Keith R. Guericke Mgmt For Withhold Against
1.5 Elect James M. Lippman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
CenturyLink, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTL CUSIP 156700106 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martha Helena Mgmt For For For
Bejar
2 Elect Virginia Boulet Mgmt For For For
3 Elect Peter C. Brown Mgmt For For For
4 Elect Kevin P. Chilton Mgmt For For For
5 Elect Steven T. Clontz Mgmt For For For
6 Elect T. Michael Glenn Mgmt For For For
7 Elect W. Bruce Hanks Mgmt For For For
8 Elect Hal S. Jones Mgmt For For For
9 Elect Michael J. Mgmt For For For
Roberts
10 Elect Laurie A. Siegel Mgmt For For For
11 Elect Jeffrey K. Storey Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2018 Mgmt For For For
Equity Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cerence Inc.
Ticker Security ID: Meeting Date Meeting Status
CRNC CUSIP 156727109 02/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas L. Mgmt For For For
Beaudoin
1.2 Elect Marianne Budnik Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Ceridian HCM Holding Inc.
Ticker Security ID: Meeting Date Meeting Status
CDAY CUSIP 15677J108 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Deborah A. Mgmt For For For
Farrington
1.2 Elect Thomas M. Hagerty Mgmt For For For
2 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cerner Corporation
Ticker Security ID: Meeting Date Meeting Status
CERN CUSIP 156782104 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julie L. Mgmt For For For
Gerberding
2 Elect Brent Shafer Mgmt For For For
3 Elect William D. Mgmt For For For
Zollars
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
7 Amendment to the Mgmt For For For
Advance Notice
Provisions
________________________________________________________________________________
Cerus Corporation
Ticker Security ID: Meeting Date Meeting Status
CERS CUSIP 157085101 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy B. Mgmt For For For
Anderson
1.2 Elect William M. Mgmt For For For
Greenman
1.3 Elect Timothy L. Moore Mgmt For For For
2 Amendment to the 2008 Mgmt For Against Against
Equity Incentive
Plan
3 Amendment to the 1996 Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CEVA, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEVA CUSIP 157210105 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bernadette Mgmt For For For
Andrietti
1.2 Elect Eliyahu Ayalon Mgmt For For For
1.3 Elect Zvi Limon Mgmt For For For
1.4 Elect Bruce A. Mann Mgmt For For For
1.5 Elect Maria Marced Mgmt For For For
1.6 Elect Peter McManamon Mgmt For For For
1.7 Elect Sven-Christer Mgmt For For For
Nilsson
1.8 Elect Louis Silver Mgmt For For For
1.9 Elect Gideon Wertheizer Mgmt For For For
2 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
3 Amendment to the 2011 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Javed Ahmed Mgmt For For For
2 Elect Robert C. Mgmt For For For
Arzbaecher
3 Elect William Davisson Mgmt For For For
4 Elect John W. Eaves Mgmt For For For
5 Elect Stephen A. Mgmt For For For
Furbacher
6 Elect Stephen J. Hagge Mgmt For For For
7 Elect Anne P. Noonan Mgmt For For For
8 Elect Michael J. Toelle Mgmt For For For
9 Elect Theresa E. Wagler Mgmt For For For
10 Elect Celso L. White Mgmt For For For
11 Elect W. Anthony Will Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
ChannelAdvisor Corporation
Ticker Security ID: Meeting Date Meeting Status
ECOM CUSIP 159179100 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janet R. Cowell Mgmt For For For
1.2 Elect Marshall A. Mgmt For For For
Heinberg
1.3 Elect M. Scot Wingo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Charles River Laboratories International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRL CUSIP 159864107 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Foster Mgmt For For For
2 Elect Nancy C. Andrews Mgmt For For For
3 Elect Robert J. Mgmt For For For
Bertolini
4 Elect Stephen D. Chubb Mgmt For For For
5 Elect Deborah T. Mgmt For For For
Kochevar
6 Elect Martin Mackay Mgmt For For For
7 Elect George E. Massaro Mgmt For For For
8 Elect George M. Milne, Mgmt For For For
Jr.
9 Elect C. Richard Reese Mgmt For For For
10 Elect Richard F. Mgmt For For For
Wallman
11 Elect Virginia M. Mgmt For For For
Wilson
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2018 Mgmt For For For
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chart Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
GTLS CUSIP 16115Q308 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carey Chen Mgmt For For For
1.2 Elect Jillian C. Evanko Mgmt For For For
1.3 Elect Steven W. Krablin Mgmt For For For
1.4 Elect Singleton B. Mgmt For For For
McAllister
1.5 Elect Michael L. Mgmt For For For
Molinini
1.6 Elect David M. Sagehorn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Charter Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHTR CUSIP 16119P108 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Lance Conn Mgmt For For For
2 Elect Kim C. Goodman Mgmt For For For
3 Elect Craig A. Jacobson Mgmt For For For
4 Elect Gregory B. Maffei Mgmt For For For
5 Elect John D. Markley, Mgmt For For For
Jr.
6 Elect David C. Merritt Mgmt For For For
7 Elect James E. Meyer Mgmt For For For
8 Elect Steven A. Miron Mgmt For For For
9 Elect Balan Nair Mgmt For For For
10 Elect Michael A. Mgmt For For For
Newhouse
11 Elect Mauricio Ramos Mgmt For For For
12 Elect Thomas M. Mgmt For For For
Rutledge
13 Elect Eric L. Mgmt For For For
Zinterhofer
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Chase Corporation
Ticker Security ID: Meeting Date Meeting Status
CCF CUSIP 16150R104 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adam P. Chase Mgmt For For For
1.2 Elect Peter R. Chase Mgmt For For For
1.3 Elect Mary Claire Chase Mgmt For For For
1.4 Elect Thomas D. DeByle Mgmt For For For
1.5 Elect John H Derby III Mgmt For For For
1.6 Elect Lewis P. Gack Mgmt For For For
1.7 Elect Chad A. McDaniel Mgmt For For For
1.8 Elect Dana Mohler-Faria Mgmt For For For
1.9 Elect Thomas Wroe, Jr. Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chatham Lodging Trust
Ticker Security ID: Meeting Date Meeting Status
CLDT CUSIP 16208T102 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edwin B. Brewer Mgmt For For For
1.2 Elect Thomas J. Crocker Mgmt For For For
1.3 Elect Jack P. DeBoer Mgmt For For For
1.4 Elect Jeffrey H. Fisher Mgmt For For For
1.5 Elect Mary Beth Higgins Mgmt For For For
1.6 Elect Robert Perlmutter Mgmt For For For
1.7 Elect Rolf E. Ruhfus Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Chegg, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHGG CUSIP 163092109 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Renee Budig Mgmt For For For
1.2 Elect Daniel Rosensweig Mgmt For For For
1.3 Elect Ted Schlein Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chemed Corporation
Ticker Security ID: Meeting Date Meeting Status
CHE CUSIP 16359R103 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin J. McNamara Mgmt For For For
2 Elect Ron DeLyons Mgmt For For For
3 Elect Joel F. Gemunder Mgmt For For For
4 Elect Patrick Grace Mgmt For For For
5 Elect Christopher J. Mgmt For For For
Heaney
6 Elect Thomas C. Hutton Mgmt For For For
7 Elect Andrea R. Lindell Mgmt For For For
8 Elect Thomas P. Rice Mgmt For For For
9 Elect Donald E. Mgmt For For For
Saunders
10 Elect George J. Walsh Mgmt For For For
III
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
ChemoCentryx, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCXI CUSIP 16383L106 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas A. Edwards Mgmt For For For
2 Elect Rita I. Jain Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chemung Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
CHMG CUSIP 164024101 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen M. Mgmt For For For
Lounsberry
III
1.2 Elect Anders M. Tomson Mgmt For For For
1.3 Elect G. Thomas Mgmt For For For
Tranter
Jr.
1.4 Elect Larry Becker Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cheniere Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNG CUSIP 16411R208 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Andrea Botta Mgmt For For For
2 Elect Jack A. Fusco Mgmt For For For
3 Elect Vicky A. Bailey Mgmt For For For
4 Elect Nuno Brandolini Mgmt For For For
5 Elect Michele A Evans Mgmt For For For
6 Elect David I. Foley Mgmt For For For
7 Elect David B. Mgmt For For For
Kilpatrick
8 Elect Andrew Langham Mgmt For For For
9 Elect Courtney R. Mgmt For For For
Mather
10 Elect Donald F. Mgmt For For For
Robillard,
Jr.
11 Elect Neal A. Shear Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Approval of the 2020 Mgmt For For For
Incentive
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Liquid
Natural Gas
Investments
________________________________________________________________________________
Cherry Hill Mortgage Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
CHMI CUSIP 164651101 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey B. Lown Mgmt For For For
II
1.2 Elect Joseph P. Murin Mgmt For For For
1.3 Elect Regina M. Lowrie Mgmt For For For
1.4 Elect Robert C. Mgmt For For For
Mercer,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chesapeake Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CHK CUSIP 165167107 04/13/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reverse Stock Split Mgmt For For For
2 Decrease of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Chesapeake Lodging Trust
Ticker Security ID: Meeting Date Meeting Status
CHSP CUSIP 165240102 09/10/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Chesapeake Utilities Corporation
Ticker Security ID: Meeting Date Meeting Status
CPK CUSIP 165303108 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lila A. Jaber Mgmt For For For
2 Elect Thomas J. Bresnan Mgmt For For For
3 Elect Ronald G. Mgmt For For For
Forsythe
Jr.
4 Elect Dianna F. Morgan Mgmt For For For
5 Elect John R. Mgmt For For For
Schimkaitis
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect John B. Frank Mgmt For For For
3 Elect Alice P. Gast Mgmt For For For
4 Elect Enrique Mgmt For For For
Hernandez,
Jr.
5 Elect Charles W. Mgmt For For For
Moorman
IV
6 Elect Dambisa F. Moyo Mgmt For For For
7 Elect Debra L. Mgmt For For For
Reed-Klages
8 Elect Ronald D. Sugar Mgmt For For For
9 Elect D. James Umpleby Mgmt For For For
III
10 Elect Michael K. Wirth Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Climate Change
Committee
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Activity Alignment
with the Paris
Agreement
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Risks of Gulf Coast
Petrochemical
Investments
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Human Rights
Risks
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Chico's FAS, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHS CUSIP 168615102 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David F. Walker Mgmt For For For
2 Elect Bonnie R. Brooks Mgmt For For For
3 Elect Janice L. Fields Mgmt For For For
4 Elect Deborah L. Kerr Mgmt For For For
5 Elect Molly Langenstein Mgmt For For For
6 Elect John J. Mahoney Mgmt For For For
7 Elect Kim Roy Mgmt For For For
8 Elect William S. Simon Mgmt For For For
9 Elect Stephen E. Watson Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2020 Mgmt For For For
Omnibus Stock
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chimera Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
CIM CUSIP 16934Q208 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul Donlin Mgmt For For For
2 Elect Mark Abrams Mgmt For For For
3 Elect Gerard Creagh Mgmt For For For
4 Elect Brian P. Reilly Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chimerix, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMRX CUSIP 16934W106 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Meyer Mgmt For For For
1.2 Elect Michael A. Mgmt For For For
Sherman
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Chipotle Mexican Grill, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMG CUSIP 169656105 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert S. Mgmt For For For
Baldocchi
1.2 Elect Patricia D. Mgmt For For For
Fili-Krushel
1.3 Elect Neil Flanzraich Mgmt For For For
1.4 Elect Robin Mgmt For For For
Hickenlooper
1.5 Elect Scott H. Maw Mgmt For For For
1.6 Elect Ali Namvar Mgmt For For For
1.7 Elect Brian Niccol Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
on Required Retention
of Shares Until
Normal Retirement
Age
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
the Use of
Contractual
Provisions Requiring
Arbitration in
Employment-Related
Claims
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Choice Hotels International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHH CUSIP 169905106 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara T. Mgmt For For For
Alexander
2 Elect Brian B Bainum Mgmt For For For
3 Elect Stewart Bainum, Mgmt For For For
Jr.
4 Elect William L. Jews Mgmt For For For
5 Elect Monte J. M. Koch Mgmt For For For
6 Elect Liza K. Landsman Mgmt For For For
7 Elect Patrick S. Mgmt For For For
Pacious
8 Elect Ervin R. Shames Mgmt For For For
9 Elect Maureen D. Mgmt For For For
Sullivan
10 Elect John P. Tague Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chubb Limited
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP H1467J104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Dividend from Reserves Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Election of Statutory Mgmt For For For
Auditor
6 Appointment of Auditor Mgmt For For For
7 Appointment of Special Mgmt For For For
Auditor
8 Elect Evan G. Greenberg Mgmt For For For
9 Elect Michael G. Atieh Mgmt For For For
10 Elect Sheila P. Burke Mgmt For For For
11 Elect James I. Cash, Mgmt For For For
Jr.
12 Elect Mary A. Cirillo Mgmt For For For
13 Elect Michael P. Mgmt For For For
Connors
14 Elect John A. Edwardson Mgmt For For For
15 Elect Robert J. Hugin Mgmt For For For
16 Elect Robert W. Scully Mgmt For For For
17 Elect Eugene B. Mgmt For For For
Shanks,
Jr.
18 Elect Theodore E. Mgmt For For For
Shasta
19 Elect David H. Sidwell Mgmt For For For
20 Elect Olivier Steimer Mgmt For For For
21 Elect Frances F. Mgmt For For For
Townsend
22 Election of Board Mgmt For For For
Chair Evan G.
Greenberg
23 Elect Michael P. Mgmt For For For
Connors
24 Elect Mary A. Cirillo Mgmt For For For
25 Elect John A. Edwardson Mgmt For For For
26 Elect Frances F. Mgmt For For For
Townsend
27 Appointment of Mgmt For For For
Independent Proxy
(Switzerland)
28 Amendment to Articles Mgmt For For For
Regarding Authorized
Share Capital for
General
Purposes
29 Cancellation of Shares Mgmt For For For
and Reduction in
Share
Capital
30 Board Compensation Mgmt For For For
31 Executive Compensation Mgmt For For For
32 Advisory Vote on Mgmt For For For
Executive
Compensation
33 Additional or Amended Mgmt For Abstain Against
Proposals
________________________________________________________________________________
Church & Dwight Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
CHD CUSIP 171340102 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James R. Craigie Mgmt For For For
2 Elect Bradley C. Irwin Mgmt For For For
3 Elect Penry W. Price Mgmt For For For
4 Elect Janet S. Vergis Mgmt For For For
5 Elect Arthur B. Mgmt For For For
Winkleblack
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to Threshold Mgmt For For For
Required to Call a
Special
Meeting
8 Elimination of Mgmt For For For
Supermajority
Requirement
9 Amendment to the Mgmt For For For
Advance Notice
Provisions
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Churchill Downs Incorporated
Ticker Security ID: Meeting Date Meeting Status
CHDN CUSIP 171484108 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert L. Fealy Mgmt For For For
1.2 Elect Douglas C. Mgmt For For For
Grissom
1.3 Elect Daniel P. Mgmt For For For
Harrington
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Chuy's Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHUY CUSIP 171604101 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Saed Mohseni Mgmt For For For
1.2 Elect Ira Zecher Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ciena Corporation
Ticker Security ID: Meeting Date Meeting Status
CIEN CUSIP 171779309 04/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judith M. O'Brien Mgmt For For For
2 Elect Joanne B. Olsen Mgmt For For For
3 Elect Gary B. Smith Mgmt For For For
4 Elect Devinder Kumar Mgmt For For For
5 Amendment to the 2017 Mgmt For For For
Omnibus Incentive
Plan
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cigna Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125523100 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Cordani Mgmt For For For
2 Elect William J. Mgmt For For For
DeLaney
3 Elect Eric J. Foss Mgmt For For For
4 Elect Elder Granger Mgmt For For For
5 Elect Isaiah Harris, Mgmt For For For
Jr.
6 Elect Roman Martinez IV Mgmt For For For
7 Elect Kathleen M. Mgmt For For For
Mazzarella
8 Elect Mark B. McClellan Mgmt For For For
9 Elect John M. Partridge Mgmt For For For
10 Elect William L. Roper Mgmt For For For
11 Elect Eric C. Wiseman Mgmt For For For
12 Elect Donna F. Zarcone Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender Pay Equity
Report
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathleen Hogenson Mgmt For For For
2 Elect Paul N. Eckley Mgmt For For For
3 Elect Thomas E. Jorden Mgmt For For For
4 Elect Floyd R. Price Mgmt For For For
5 Elect Frances M. Mgmt For For For
Vallejo
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cimpress N.V.
Ticker Security ID: Meeting Date Meeting Status
CMPR CUSIP N20146101 10/25/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
Regarding
Opt-Out
2 Amendments to Articles Mgmt For For For
Regarding
Redomiciliation to
Ireland
3 Transfer of Reserves Mgmt For For For
________________________________________________________________________________
Cimpress N.V.
Ticker Security ID: Meeting Date Meeting Status
CMPR CUSIP N20146101 11/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert S. Keane Mgmt For For For
2 Elect Scott J. Mgmt For For For
Vassalluzzo
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Accounts and Reports Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Authority to Mgmt For For For
Repurchase
Shares
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Cincinnati Bell Inc.
Ticker Security ID: Meeting Date Meeting Status
CBB CUSIP 171871502 05/07/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Cincinnati Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
CINF CUSIP 172062101 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Aaron Mgmt For For For
2 Elect William F. Bahl Mgmt For For For
3 Elect Linda W. Mgmt For For For
Clement-Holmes
4 Elect Dirk J. Debbink Mgmt For For For
5 Elect Steven J. Mgmt For For For
Johnston
6 Elect Kenneth C. Mgmt For For For
Lichtendahl
7 Elect Jill P. Meyer Mgmt For For For
8 Elect David P. Osborn Mgmt For For For
9 Elect Gretchen W. Price Mgmt For For For
10 Elect Thomas R. Schiff Mgmt For For For
11 Elect Douglas S. Mgmt For For For
Skidmore
12 Elect John F. Steele, Mgmt For For For
Jr.
13 Elect Larry R. Webb Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cinemark Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNK CUSIP 17243V102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nancy S. Loewe Mgmt For For For
1.2 Elect Steven P. Mgmt For For For
Rosenberg
1.3 Elect Enrique F. Mgmt For For For
Senior
Hernandez
1.4 Elect Nina G. Vaca Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cintas Corporation
Ticker Security ID: Meeting Date Meeting Status
CTAS CUSIP 172908105 10/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerald S. Adolph Mgmt For For For
2 Elect John F. Barrett Mgmt For For For
3 Elect Melanie W. Mgmt For For For
Barstad
4 Elect Karen L. Carnahan Mgmt For For For
5 Elect Robert E. Coletti Mgmt For For For
6 Elect Scott D. Farmer Mgmt For For For
7 Elect James J. Johnson Mgmt For For For
8 Elect Joseph Scaminace Mgmt For For For
9 Elect Ronald W. Tysoe Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
CIRCOR International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CIR CUSIP 17273K109 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the Mgmt For For For
Majority Voting in
Uncontested Director
Elections
2 Repeal of Classified Mgmt For For For
Board
3.1 Elect John (Andy) Mgmt For For For
O'Donnell
3.2 Elect Scott A. Buckhout Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cirrus Logic, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRUS CUSIP 172755100 08/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John C. Carter Mgmt For For For
1.2 Elect Alexander M. Mgmt For For For
Davern
1.3 Elect Timothy R. Dehne Mgmt For For For
1.4 Elect Deirdre Hanford Mgmt For For For
1.5 Elect Jason P. Rhode Mgmt For For For
1.6 Elect Alan R. Schuele Mgmt For For For
1.7 Elect David J. Tupman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 12/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Michele Burns Mgmt For For For
2 Elect Wesley G. Bush Mgmt For For For
3 Elect Michael D. Mgmt For For For
Capellas
4 Elect Mark Garrett Mgmt For For For
5 Elect Kristina M. Mgmt For For For
Johnson
6 Elect Roderick C. Mgmt For For For
McGeary
7 Elect Charles H. Mgmt For For For
Robbins
8 Elect Arun Sarin Mgmt For For For
9 Elect Brenton L. Mgmt For For For
Saunders
10 Elect Carol B. Tome Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
Cision Ltd.
Ticker Security ID: Meeting Date Meeting Status
CISN CUSIP G1992S109 08/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin Akeroyd Mgmt For For For
2 Elect Susan Vobejda Mgmt For For For
3 Elect Stuart J. Mgmt For For For
Yarbrough
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Amendment to the 2017 Mgmt For For For
Omnibus Incentive
Plan
8 Amendment to the 2018 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Cision Ltd.
Ticker Security ID: Meeting Date Meeting Status
CISN CUSIP G1992S109 12/19/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
CIT Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CIT CUSIP 125581801 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ellen R. Alemany Mgmt For For For
2 Elect Michael L. Mgmt For For For
Brosnan
3 Elect Michael A. Mgmt For For For
Carpenter
4 Elect Dorene C. Mgmt For For For
Dominguez
5 Elect Alan Frank Mgmt For For For
6 Elect William M. Mgmt For For For
Freeman
7 Elect R. Brad Oates Mgmt For For For
8 Elect Gerald Rosenfeld Mgmt For For For
9 Elect John R. Ryan Mgmt For For For
10 Elect Sheila A. Stamps Mgmt For For For
11 Elect Khanh T. Tran Mgmt For For For
12 Elect Laura S. Unger Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Citi Trends, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTRN CUSIP 17306X102 06/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian P. Carney Mgmt For For For
2 Elect Jonathan Duskin Mgmt For For For
3 Elect David N. Makuen Mgmt For For For
4 Elect Peter Sachse Mgmt For For For
5 Elect Kenneth Seipel Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967424 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Corbat Mgmt For For For
2 Elect Ellen M. Costello Mgmt For For For
3 Elect Grace E Dailey Mgmt For For For
4 Elect Barbara J. Desoer Mgmt For For For
5 Elect John C. Dugan Mgmt For For For
6 Elect Duncan P. Hennes Mgmt For For For
7 Elect Peter B. Henry Mgmt For For For
8 Elect S. Leslie Ireland Mgmt For For For
9 Elect Lew W. Jacobs, IV Mgmt For For For
10 Elect Renee J. James Mgmt For For For
11 Elect Gary M. Reiner Mgmt For For For
12 Elect Diana L. Taylor Mgmt For For For
13 Elect James S. Turley Mgmt For For For
14 Elect Deborah C. Wright Mgmt For For For
15 Elect Alexander R. Mgmt For For For
Wynaendts
16 Elect Ernesto Zedillo Mgmt For For For
Ponce de
Leon
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Amendment to the 2019 Mgmt For For For
Stock Incentive
Plan
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Proxy Access
Bylaw
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Purpose of
Corporation
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Citizens & Northern Corporation
Ticker Security ID: Meeting Date Meeting Status
CZNC CUSIP 172922106 04/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy Schoener Mgmt For For For
1.2 Elect J. Bradley Mgmt For For For
Scovill
1.3 Elect Aaron K Singer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Citizens Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CFG CUSIP 174610105 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce Van Saun Mgmt For For For
2 Elect Christine M. Mgmt For For For
Cumming
3 Elect William P. Mgmt For For For
Hankowsky
4 Elect Howard W. Hanna Mgmt For For For
III
5 Elect Leo I. Higdon, Mgmt For For For
Jr.
6 Elect Edward J. Kelly, Mgmt For For For
III
7 Elect Charles J. Koch Mgmt For For For
8 Elect Robert G. Leary Mgmt For For For
9 Elect Terrance J. Mgmt For For For
Lillis
10 Elect Shivan S. Mgmt For For For
Subramaniam
11 Elect Wendy A. Watson Mgmt For For For
12 Elect Marita Zuraitis Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Right to Call a Mgmt For For For
Special
Meeting
16 Removal of Mgmt For For For
Non-Operative
Provisions in
Certificate
________________________________________________________________________________
Citizens, Inc.
Ticker Security ID: Meeting Date Meeting Status
CIA CUSIP 174740100 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher W. Mgmt For For For
Claus
2 Elect Jerry D. Davis, Mgmt For For For
Jr.
3 Elect Francis A. Mgmt For For For
Keating
II
4 Elect Gerald W. Shields Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Citrix Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTXS CUSIP 177376100 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert M. Mgmt For For For
Calderoni
2 Elect Nanci E. Caldwell Mgmt For For For
3 Elect Robert D. Daleo Mgmt For For For
4 Elect Murray J. Demo Mgmt For For For
5 Elect Ajei S. Gopal Mgmt For For For
6 Elect David Henshall Mgmt For For For
7 Elect Thomas E. Hogan Mgmt For For For
8 Elect Moira Kilcoyne Mgmt For For For
9 Elect Peter J. Mgmt For For For
Sacripanti
10 Elect J. Donald Sherman Mgmt For For For
11 Amendment to the 2014 Mgmt For For For
Equity Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
City Holding Company
Ticker Security ID: Meeting Date Meeting Status
CHCO CUSIP 177835105 04/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Burnette Mgmt For For For
2 Elect Robert D. Fisher Mgmt For For For
3 Elect Jay C. Goldman Mgmt For For For
4 Elect Charles R. Mgmt For For For
Hageboeck
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
City Office REIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
CIO CUSIP 178587101 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John McLernon Mgmt For For For
2 Elect James Farrar Mgmt For For For
3 Elect William Flatt Mgmt For For For
4 Elect Sabah Mirza Mgmt For For For
5 Elect Mark Murski Mgmt For For For
6 Elect John Sweet Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Civista Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
CIVB CUSIP 178867107 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas A. Depler Mgmt For For For
1.2 Elect Julie A. Mattlin Mgmt For For For
1.3 Elect James O. Miller Mgmt For For For
1.4 Elect Dennis E. Murray Mgmt For For For
Jr.
1.5 Elect Allen R. Nickles Mgmt For For For
1.6 Elect Mary Patricia Mgmt For For For
Oliver
1.7 Elect William F. Mgmt For For For
Ritzmann
1.8 Elect Dennis G. Shaffer Mgmt For For For
1.9 Elect Harry Singer Mgmt For For For
1.10 Elect Daniel J. White Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Clarus Corporation
Ticker Security ID: Meeting Date Meeting Status
CLAR CUSIP 18270P109 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren B. Kanders Mgmt For For For
1.2 Elect Donald L. House Mgmt For Withhold Against
1.3 Elect Nicholas Sokolow Mgmt For Withhold Against
1.4 Elect Michael A. Mgmt For For For
Henning
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Clean Energy Fuels Corp.
Ticker Security ID: Meeting Date Meeting Status
CLNE CUSIP 184499101 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lizabeth A. Mgmt For For For
Ardisana
1.2 Elect Philippe Charleux Mgmt For For For
1.3 Elect John S. Mgmt For For For
Herrington
1.4 Elect Andrew J. Mgmt For For For
Littlefair
1.5 Elect James C. Miller Mgmt For For For
III
1.6 Elect Philippe Mgmt For For For
Montanteme
1.7 Elect Stephen A. Scully Mgmt For For For
1.8 Elect Kenneth M. Socha Mgmt For For For
1.9 Elect Vincent C. Mgmt For For For
Taormina
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of Amendment Mgmt For For For
to the 2016
Performance Incentive
Plan
________________________________________________________________________________
Clean Harbors, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLH CUSIP 184496107 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eugene Banucci Mgmt For For For
1.2 Elect Edward G. Galante Mgmt For For For
1.3 Elect Thomas J. Shields Mgmt For For For
1.4 Elect John R. Welch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Clear Channel Outdoor Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCO CUSIP 18453H106 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Dionne Mgmt For For For
1.2 Elect Andrew Hobson Mgmt For For For
1.3 Elect Joe Marchese Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Clearfield, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLFD CUSIP 18482P103 02/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cheryl Beranek Mgmt For For For
1.2 Elect Ronald G. Roth Mgmt For For For
1.3 Elect Patrick Goepel Mgmt For For For
1.4 Elect Roger Harding Mgmt For For For
1.5 Elect Charles N. Mgmt For For For
Hayssen
1.6 Elect Donald R. Hayward Mgmt For For For
2 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Clearwater Paper Corporation
Ticker Security ID: Meeting Date Meeting Status
CLW CUSIP 18538R103 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joe W. Laymon Mgmt For For For
2 Elect John P. O'Donnell Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of Amendment Mgmt For For For
to the 2017 Stock
Incentive
Plan
________________________________________________________________________________
Clearway Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CWEN CUSIP 18539C204 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan Bram Mgmt For Withhold Against
1.2 Elect Nathaniel Mgmt For Withhold Against
Anschuetz
1.3 Elect Brian R. Ford Mgmt For Withhold Against
1.4 Elect Bruce J. Mgmt For Withhold Against
MacLennan
1.5 Elect Ferrell P. Mgmt For Withhold Against
McClean
1.6 Elect Daniel B. More Mgmt For Withhold Against
1.7 Elect E. Stanley O'Neal Mgmt For Withhold Against
1.8 Elect Christopher S. Mgmt For Withhold Against
Sotos
1.9 Elect Scott Stanley Mgmt For Withhold Against
2 Technical Amendments Mgmt For For For
to
Charter
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cleveland-Cliffs Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 185899101 03/10/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 AK Steel Issuance Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Cleveland-Cliffs Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 185899101 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John T. Baldwin Mgmt For For For
2 Elect Robert P. Mgmt For For For
Fisher,
Jr.
3 Elect William K. Gerber Mgmt For For For
4 Elect C. Lourenco Mgmt For For For
Goncalves
5 Elect Susan M. Green Mgmt For For For
6 Elect M. Ann Harlan Mgmt For For For
7 Elect Ralph S. Mgmt For For For
Michael,
III
8 Elect Janet L. Miller Mgmt For For For
9 Elect Eric M. Rychel Mgmt For For For
10 Elect Gabriel Stoliar Mgmt For For For
11 Elect Douglas C. Taylor Mgmt For For For
12 Elect Arlene M. Yocum Mgmt For For For
13 Elect John T. Baldwin Mgmt For For For
14 Elect Robert P. Mgmt For For For
Fisher,
Jr.
15 Elect C. Lourenco Mgmt For For For
Goncalves
16 Elect Susan M. Green Mgmt For For For
17 Elect M. Ann Harlan Mgmt For For For
18 Elect Janet L. Miller Mgmt For For For
19 Elect Joseph A. Mgmt For For For
Rutkowski
20 Elect Eric M. Rychel Mgmt For For For
21 Elect Michael D. Siegal Mgmt For For For
22 Elect Gabriel Stoliar Mgmt For For For
23 Elect Douglas C. Taylor Mgmt For For For
24 Advisory Vote on Mgmt For Against Against
Executive
Compensation
25 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Clipper Realty Inc.
Ticker Security ID: Meeting Date Meeting Status
CLPR CUSIP 18885T306 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Bistricer Mgmt For Withhold Against
1.2 Elect Sam Levinson Mgmt For Withhold Against
1.3 Elect Howard M. Lorber Mgmt For Withhold Against
1.4 Elect Robert J. Ivanhoe Mgmt For Withhold Against
1.5 Elect Roberto A. Mgmt For Withhold Against
Verrone
1.6 Elect Harmon S. Spolan Mgmt For Withhold Against
1.7 Elect Richard Burger Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2015 Mgmt For For For
Omnibus Incentive
Compensation
Plan
4 Amendment to the 2015 Mgmt For For For
Non-Employee Director
Plan
________________________________________________________________________________
Cloudera, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLDR CUSIP 18914U100 06/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bearden Mgmt For For For
1.2 Elect Paul Cormier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Clovis Oncology, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLVS CUSIP 189464100 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith Flaherty Mgmt For For For
1.2 Elect Ginger L. Graham Mgmt For For For
1.3 Elect Edward J. Mgmt For For For
McKinley
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2020 Mgmt For Against Against
Stock Incentive
Plan
________________________________________________________________________________
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terrence A. Duffy Mgmt For For For
2 Elect Timothy S. Mgmt For For For
Bitsberger
3 Elect Charles P. Carey Mgmt For For For
4 Elect Dennis H. Mgmt For For For
Chookaszian
5 Elect Bryan T. Durkin Mgmt For For For
6 Elect Ana Dutra Mgmt For For For
7 Elect Martin J. Gepsman Mgmt For For For
8 Elect Larry G. Gerdes Mgmt For For For
9 Elect Daniel R. Mgmt For For For
Glickman
10 Elect Daniel G. Kaye Mgmt For For For
11 Elect Phyllis M. Mgmt For For For
Lockett
12 Elect Deborah J. Lucas Mgmt For For For
13 Elect Terry L. Savage Mgmt For For For
14 Elect Rahael Seifu Mgmt For For For
15 Elect William R. Mgmt For For For
Shepard
16 Elect Howard J. Siegel Mgmt For For For
17 Elect Dennis A. Suskind Mgmt For For For
18 Ratification of Auditor Mgmt For For For
19 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CMS Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CMS CUSIP 125896100 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jon E. Barfield Mgmt For For For
2 Elect Deborah H. Butler Mgmt For For For
3 Elect Kurt L. Darrow Mgmt For For For
4 Elect William D. Harvey Mgmt For For For
5 Elect Patricia K. Poppe Mgmt For For For
6 Elect John G. Russell Mgmt For For For
7 Elect Suzanne F. Shank Mgmt For For For
8 Elect Myrna M. Soto Mgmt For For For
9 Elect John G. Sznewajs Mgmt For For For
10 Elect Ronald J. Tanski Mgmt For For For
11 Elect Laura H. Wright Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Approval of the 2020 Mgmt For For For
Performance Incentive
Stock
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
CNA Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
CNA CUSIP 126117100 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael A. Bless Mgmt For Withhold Against
1.2 Elect Jose O. Mgmt For Withhold Against
Montemayor
1.3 Elect Don M. Randel Mgmt For Withhold Against
1.4 Elect Andre Rice Mgmt For Withhold Against
1.5 Elect Dino E. Robusto Mgmt For Withhold Against
1.6 Elect Kenneth I. Siegel Mgmt For Withhold Against
1.7 Elect Andrew H. Tisch Mgmt For Withhold Against
1.8 Elect Benjamin J. Tisch Mgmt For Withhold Against
1.9 Elect James S. Tisch Mgmt For Withhold Against
1.10 Elect Jane Wang Mgmt For Withhold Against
1.11 Elect Marvin Zonis Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CNB Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
CCNE CUSIP 126128107 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter F. Smith Mgmt For For For
2 Elect Jeffrey S. Powell Mgmt For For For
3 Elect Francis X. Mgmt For For For
Straub,
III
4 Elect Peter C. Mgmt For For For
Varischetti
5 Elect Julie M Young Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CNO Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNO CUSIP 12621E103 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary C. Bhojwani Mgmt For For For
2 Elect Ellyn L. Brown Mgmt For For For
3 Elect Stephen N. David Mgmt For For For
4 Elect David B. Foss Mgmt For For For
5 Elect Robert C. Greving Mgmt For For For
6 Elect Nina Henderson Mgmt For For For
7 Elect Charles J. Mgmt For For For
Jacklin
8 Elect Daniel R. Maurer Mgmt For For For
9 Elect Frederick J. Mgmt For For For
Sievert
10 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
CNX Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 12653C108 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Palmer Mgmt For For For
Clarkson
2 Elect Nicholas J. Mgmt For For For
Deluliis
3 Elect Maureen Mgmt For For For
Lally-Green
4 Elect Bernard Lanigan, Mgmt For For For
Jr.
5 Elect William N. Mgmt For For For
Thorndike,
Jr.
6 Elect Ian McGuire Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the Mgmt For For For
Equity and Incentive
Compensation
Plan
________________________________________________________________________________
Coca-Cola Consolidated, Inc.
Ticker Security ID: Meeting Date Meeting Status
COKE CUSIP 191098102 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Frank Mgmt For For For
Harrison,
III
1.2 Elect Sharon A. Decker Mgmt For For For
1.3 Elect Morgan H. Everett Mgmt For For For
1.4 Elect James R. Helvey, Mgmt For For For
III
1.5 Elect William H. Jones Mgmt For For For
1.6 Elect Umesh M. Kasbekar Mgmt For For For
1.7 Elect David M. Katz Mgmt For For For
1.8 Elect Jennifer Mann Mgmt For For For
1.9 Elect James H. Morgan Mgmt For For For
1.10 Elect John W. Murrey, Mgmt For For For
III
1.11 Elect Sue Anne H. Wells Mgmt For For For
1.12 Elect Dennis A. Wicker Mgmt For For For
1.13 Elect Richard T. Mgmt For For For
Williams
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
Codexis, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDXS CUSIP 192005106 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen G. Dilly Mgmt For For For
1.2 Elect Alison Moore Mgmt For For For
1.3 Elect Patrick Y. Yang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Codorus Valley Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVLY CUSIP 192025104 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sarah M. Brown Mgmt For For For
1.2 Elect John W. Giambalvo Mgmt For For For
1.3 Elect MacGregor S. Mgmt For For For
Jones
1.4 Elect Larry J. Miller Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Coeur Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Sebastian Edwards Mgmt For For For
3 Elect Randolph E. Gress Mgmt For For For
4 Elect Mitchell J. Krebs Mgmt For For For
5 Elect Eduardo Luna Mgmt For For For
6 Elect Jessica L. Mgmt For For For
McDonald
7 Elect Robert E. Mellor Mgmt For For For
8 Elect John H. Robinson Mgmt For For For
9 Elect Brian E. Sandoval Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cogent Communications Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCOI CUSIP 19239V302 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dave Schaeffer Mgmt For For For
1.2 Elect D. Blake Bath Mgmt For For For
1.3 Elect Steven D. Brooks Mgmt For For For
1.4 Elect Lewis H. Mgmt For For For
Ferguson,
III
1.5 Elect Carolyn Katz Mgmt For For For
1.6 Elect Sheryl Kennedy Mgmt For For For
1.7 Elect Marc Montagner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cognex Corporation
Ticker Security ID: Meeting Date Meeting Status
CGNX CUSIP 192422103 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick A. Alias Mgmt For For For
2 Elect Theodor Krantz Mgmt For For For
3 Elect Dianne M. Mgmt For For For
Parrotte
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cognizant Technology Solutions Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP 192446102 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Vinita Bali Mgmt For For For
3 Elect Maureen Mgmt For For For
Breakiron-Evans
4 Elect Archana Deskus Mgmt For For For
5 Elect John M. Dineen Mgmt For For For
6 Elect John N. Fox, Jr. Mgmt For For For
7 Elect Brian Humphries Mgmt For For For
8 Elect Leo S. Mackay, Mgmt For For For
Jr.
9 Elect Michael Mgmt For For For
Patsalos-Fox
10 Elect Joseph M. Velli Mgmt For For For
11 Elect Sandra S. Mgmt For For For
Wijnberg
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Cohen & Steers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNS CUSIP 19247A100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin Cohen Mgmt For For For
2 Elect Robert H. Steers Mgmt For For For
3 Elect Joseph H. Harvery Mgmt For For For
4 Elect Peter L. Rhein Mgmt For For For
5 Elect Richard P. Simon Mgmt For For For
6 Elect Edmond D. Villani Mgmt For For For
7 Elect Frank T. Connor Mgmt For For For
8 Elect Reena Aggarwal Mgmt For For For
9 Elect Dasha Smith Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Coherent, Inc.
Ticker Security ID: Meeting Date Meeting Status
COHR CUSIP 192479103 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jay T. Flatley Mgmt For For For
2 Elect Pamela Fletcher Mgmt For For For
3 Elect Andreas W. Mattes Mgmt For For For
4 Elect Beverly Kay Mgmt For For For
Matthews
5 Elect Michael R. Mgmt For For For
McMullen
6 Elect Garry W. Rogerson Mgmt For For For
7 Elect Steve Skaggs Mgmt For For For
8 Elect Sandeep S. Vij Mgmt For For For
9 Approval of the Equity Mgmt For For For
Incentive
Plan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Coherus BioSciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHRS CUSIP 19249H103 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis M. Lanfear Mgmt For For For
1.2 Elect Mats Wahlstrom Mgmt For For For
1.3 Elect James I. Healy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Cohu, Inc.
Ticker Security ID: Meeting Date Meeting Status
COHU CUSIP 192576106 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William E. Mgmt For For For
Bendush
2 Elect Nina L. Mgmt For For For
Richardson
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Colfax Corporation
Ticker Security ID: Meeting Date Meeting Status
CFX CUSIP 194014106 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mitchell P. Rales Mgmt For For For
2 Elect Matthew L. Mgmt For For For
Trerotola
3 Elect Patrick W. Mgmt For For For
Allender
4 Elect Thomas S. Gayner Mgmt For For For
5 Elect Rhonda L. Jordan Mgmt For For For
6 Elect Liam J. Kelly Mgmt For For For
7 Elect A. Clayton Mgmt For For For
Perfall
8 Elect Didier Teirlinck Mgmt For For For
9 Elect Rajiv Vinnakota Mgmt For For For
10 Elect Sharon Wienbar Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Colgate-Palmolive Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John P. Bilbrey Mgmt For For For
2 Elect John T. Cahill Mgmt For For For
3 Elect Lisa M. Edwards Mgmt For For For
4 Elect Helene D. Gayle Mgmt For For For
5 Elect C. Martin Harris Mgmt For For For
6 Elect Martina Mgmt For For For
Hund-Mejean
7 Elect Lorrie M. Mgmt For For For
Norrington
8 Elect Michael B. Polk Mgmt For For For
9 Elect Stephen I. Sadove Mgmt For For For
10 Elect Noel R. Wallace Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Collegium Pharmaceutical, Inc.
Ticker Security ID: Meeting Date Meeting Status
COLL CUSIP 19459J104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Ciaffoni Mgmt For For For
2 Elect Michael Thomas Mgmt For For For
Heffernan
3 Elect Gino Santini Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Repeal of Classified Mgmt For For For
Board
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Colony Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLNY CUSIP 19626G108 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Mgmt For For For
Barrack,
Jr.
2 Elect Douglas Crocker Mgmt For For For
II
3 Elect Nancy A. Curtin Mgmt For For For
4 Elect Jeannie H. Mgmt For For For
Diefenderfer
5 Elect Jon A. Fosheim Mgmt For For For
6 Elect Craig M. Hatkoff Mgmt For For For
7 Elect Raymond C. Mgmt For For For
Mikulich
8 Elect George G. C. Mgmt For For For
Parker
9 Elect Dale Anne Reiss Mgmt For For For
10 Elect Charles W. Mgmt For For For
Schoenherr
11 Elect John A. Somers Mgmt For For For
12 Elect John L. Steffens Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Colony Credit Real Estate, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLNC CUSIP 19625T101 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Catherine D. Rice Mgmt For For For
2 Elect Vernon B. Mgmt For For For
Schwartz
3 Elect John E. Mgmt For For For
Westerfield
4 Elect Winston W. Wilson Mgmt For For For
5 Elect Mark M. Hedstrom Mgmt For For For
6 Elect Michael J. Mazzei Mgmt For For For
7 Elect Andrew E. Witt Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Columbia Banking System, Inc.
Ticker Security ID: Meeting Date Meeting Status
COLB CUSIP 197236102 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Craig D. Eerkes Mgmt For For For
2 Elect Ford Elsaesser Mgmt For For For
3 Elect Mark A. Mgmt For For For
Finkelstein
4 Elect Eric Forrest Mgmt For For For
5 Elect Thomas M. Hulbert Mgmt For For For
6 Elect Michelle M. Mgmt For For For
Lantow
7 Elect Randal Lund Mgmt For For For
8 Elect S. Mae Fujita Mgmt For For For
Numata
9 Elect Elizabeth W. Mgmt For For For
Seaton
10 Elect Clint E. Stein Mgmt For For For
11 Elect Janine Terrano Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Columbia Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLBK CUSIP 197641103 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank Czerwinski Mgmt For For For
1.2 Elect Michael Masood, Mgmt For For For
Jr.
1.3 Elect Elizabeth E. Mgmt For For For
Randall
1.4 Elect James Kuiken Mgmt For For For
1.5 Elect Paul Van Mgmt For For For
Ostenbridge
1.6 Elect Lucy Sorrentini Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Columbia Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
CXP CUSIP 198287203 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carmen M. Bowser Mgmt For For For
2 Elect John L. Dixon Mgmt For For For
3 Elect David B. Henry Mgmt For For For
4 Elect Murray J. McCabe Mgmt For For For
5 Elect E. Nelson Mills Mgmt For For For
6 Elect Constance B. Mgmt For For For
Moore
7 Elect Michael S. Robb Mgmt For For For
8 Elect Thomas G. Wattles Mgmt For For For
9 Elect Francis X. Mgmt For For For
Wentworth,
Jr.
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Columbia Sportswear Company
Ticker Security ID: Meeting Date Meeting Status
COLM CUSIP 198516106 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy P. Boyle Mgmt For For For
1.2 Elect Stephen E. Babson Mgmt For For For
1.3 Elect Andy D. Bryant Mgmt For For For
1.4 Elect Walter T. Klenz Mgmt For For For
1.5 Elect Kevin Mansell Mgmt For For For
1.6 Elect Ronald E. Nelson Mgmt For For For
1.7 Elect Sabrina Simmons Mgmt For For For
1.8 Elect Malia H. Wasson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Columbus McKinnon Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCO CUSIP 199333105 07/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard H. Mgmt For For For
Fleming
1.2 Elect Ernest R. Mgmt For For For
Verebelyi
1.3 Elect Mark D. Morelli Mgmt For For For
1.4 Elect Nicholas T. Mgmt For For For
Pinchuk
1.5 Elect Liam G. McCarthy Mgmt For For For
1.6 Elect R. Scott Trumbull Mgmt For For For
1.7 Elect Heath A. Mitts Mgmt For For For
1.8 Elect Kathryn V. Roedel Mgmt For For For
1.9 Elect Aziz S. Aghili Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For For For
1.3 Elect Naomi M. Bergman Mgmt For For For
1.4 Elect Edward D. Breen Mgmt For For For
1.5 Elect Gerald L. Hassell Mgmt For For For
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Maritza Gomez Mgmt For For For
Montiel
1.8 Elect Asuka Nakahara Mgmt For For For
1.9 Elect David C. Novak Mgmt For For For
1.10 Elect Brian L. Roberts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2003 Mgmt For For For
Stock Option
Plan
4 Amendment to the 2002 Mgmt For For For
Restricted Stock
Plan
5 Advisory vote on Mgmt For Against Against
executive
compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Investigation and
Report on Sexual
Harassment
________________________________________________________________________________
Comerica Incorporated
Ticker Security ID: Meeting Date Meeting Status
CMA CUSIP 200340107 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael E. Mgmt For For For
Collins
2 Elect Roger A. Cregg Mgmt For For For
3 Elect T. Kevin DeNicola Mgmt For For For
4 Elect Curtis C. Farmer Mgmt For For For
5 Elect Jacqueline P. Mgmt For For For
Kane
6 Elect Richard G. Mgmt For For For
Lindner
7 Elect Barbara R. Smith Mgmt For For For
8 Elect Robert S. Taubman Mgmt For For For
9 Elect Reginald M. Mgmt For For For
Turner,
Jr.
10 Elect Nina G. Vaca Mgmt For For For
11 Elect Michael G. Van Mgmt For For For
de
Ven
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Comfort Systems USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIX CUSIP 199908104 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Darcy G. Anderson Mgmt For For For
1.2 Elect Herman E. Bulls Mgmt For For For
1.3 Elect Alan P. Krusi Mgmt For For For
1.4 Elect Brian E. Lane Mgmt For For For
1.5 Elect Pablo G. Mercado Mgmt For For For
1.6 Elect Franklin Myers Mgmt For For For
1.7 Elect William J. Mgmt For For For
Sandbrook
1.8 Elect James H. Schultz Mgmt For For For
1.9 Elect Constance E. Mgmt For For For
Skidmore
1.10 Elect Vance W. Tang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Commerce Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBSH CUSIP 200525103 04/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Capps Mgmt For For For
1.2 Elect Karen L. Daniel Mgmt For For For
1.3 Elect W. Thomas Grant, Mgmt For For For
II
1.4 Elect David W. Kemper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Commercial Metals Company
Ticker Security ID: Meeting Date Meeting Status
CMC CUSIP 201723103 01/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vicki L. Avril Mgmt For For For
1.2 Elect Sarah E. Raiss Mgmt For For For
1.3 Elect J. David Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Commercial Vehicle Group, Inc
Ticker Security ID: Meeting Date Meeting Status
CVGI CUSIP 202608105 06/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Harold C. Bevis Mgmt For For For
2 Elect Roger L. Fix Mgmt For For For
3 Elect Robert C. Griffin Mgmt For For For
4 Elect Wayne M. Rancourt Mgmt For For For
5 Elect James R. Ray, Jr. Mgmt For For For
6 Elect Janice E. Stipp Mgmt For For For
7 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Commscope Holding Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
COMM CUSIP 20337X109 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank M. Drendel Mgmt For For For
2 Elect Joanne M. Maguire Mgmt For For For
3 Elect Thomas J. Manning Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Issuance of Common Mgmt For For For
Stock
8 Amendment to the 2019 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Community Bank System, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBU CUSIP 203607106 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian R. Ace Mgmt For For For
2 Elect Mark J. Bolus Mgmt For For For
3 Elect Jeffrey L. Davis Mgmt For For For
4 Elect Neil E. Fesette Mgmt For For For
5 Elect Michael R. Kallet Mgmt For For For
6 Elect Kerrie D. Mgmt For For For
MacPherson
7 Elect John Parente Mgmt For For For
8 Elect Raymond C. Pecor Mgmt For For For
III
9 Elect Sally A. Steele Mgmt For For For
10 Elect Eric E. Stickels Mgmt For For For
11 Elect Mark E. Tryniski Mgmt For For For
12 Elect John F. Whipple, Mgmt For For For
Jr.
13 Elect Brian R. Ace Mgmt For For For
14 Elect Michael R. Kallet Mgmt For For For
15 Elect John Parente Mgmt For For For
16 Elect John F. Whipple, Mgmt For For For
Jr.
17 Repeal of Classified Mgmt For For For
Board
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Community Bankers Trust Corporation
Ticker Security ID: Meeting Date Meeting Status
ESXB CUSIP 203612106 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William E. Hardy Mgmt For For For
1.2 Elect Gail L. Letts Mgmt For For For
1.3 Elect S. Waite Rawls Mgmt For For For
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Community Healthcare Trust Incorporated
Ticker Security ID: Meeting Date Meeting Status
CHCT CUSIP 20369C106 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Gardner Mgmt For For For
1.2 Elect Clarie Gulmi Mgmt For For For
1.3 Elect Robert Z. Hensley Mgmt For For For
1.4 Elect R. Lawrence Van Mgmt For For For
Horn
1.5 Elect Timothy G. Mgmt For For For
Wallace
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Community Trust Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTBI CUSIP 204149108 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles J. Baird Mgmt For For For
1.2 Elect Nick Carter Mgmt For For For
1.3 Elect Franklin H. Mgmt For For For
Farris,
Jr
1.4 Elect Jean R. Hale Mgmt For For For
1.5 Elect Eugenia Mgmt For For For
Crittenden
Luallen
1.6 Elect James E. McGhee Mgmt For For For
II
1.7 Elect Franky Minnifield Mgmt For For For
1.8 Elect M. Lynn Parrish Mgmt For For For
1.9 Elect Anthony W. St. Mgmt For For For
Charles
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Commvault Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVLT CUSIP 204166102 08/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas Adamo Mgmt For For For
2 Elect Martha Helena Mgmt For For For
Bejar
3 Elect David F. Walker Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the Mgmt For For For
Omnibus Incentive
Plan
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Compass Minerals International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMP CUSIP 20451N101 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Valdemar L. Mgmt For For For
Fischer
3 Elect Richard S. Grant Mgmt For For For
4 Elect Amy J. Yoder Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Approval of the 2020 Mgmt For For For
Incentive Award
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Computer Programs and Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CPSI CUSIP 205306103 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Regina Benjamin Mgmt For For For
2 Elect David A. Dye Mgmt For For For
3 Elect Christopher T. Mgmt For For For
Hjelm
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Comstock Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRK CUSIP 205768302 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect M. Jay Allison Mgmt For For For
1.2 Elect Roland O. Burns Mgmt For For For
1.3 Elect Elizabeth B. Mgmt For For For
Davis
1.4 Elect Morris E. Foster Mgmt For For For
1.5 Elect John D. Jacobi Mgmt For For For
1.6 Elect Jordan T. Marye Mgmt For For For
1.7 Elect Jim L. Turner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Comtech Telecommunications Corp.
Ticker Security ID: Meeting Date Meeting Status
CMTL CUSIP 205826209 12/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fred Kornberg Mgmt For For For
2 Elect Edwin Kantor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2000 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Conagra Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAG CUSIP 205887102 09/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anil Arora Mgmt For For For
2 Elect Thomas K. Brown Mgmt For For For
3 Elect Stephen G. Butler Mgmt For For For
4 Elect Sean M. Connolly Mgmt For For For
5 Elect Joie Gregor Mgmt For For For
6 Elect Rajive Johri Mgmt For For For
7 Elect Richard H. Lenny Mgmt For For For
8 Elect Melissa B. Lora Mgmt For For For
9 Elect Ruth Ann Marshall Mgmt For For For
10 Elect Craig P. Omtvedt Mgmt For For For
11 Elect Scott Ostfeld Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Concert Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNCE CUSIP 206022105 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard H. Mgmt For Withhold Against
Aldrich
1.2 Elect Thomas G. Mgmt For For For
Auchincloss,
Jr
1.3 Elect Christine van Mgmt For For For
Heek
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy A. Leach Mgmt For For For
2 Elect William H. Mgmt For For For
Easter
III
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Conduent Incorporated
Ticker Security ID: Meeting Date Meeting Status
CNDT CUSIP 206787103 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathy J. Higgins Mgmt For For For
Victor
2 Elect Scott Letier Mgmt For For For
3 Elect Jesse A. Lynn Mgmt For For For
4 Elect Courtney R. Mgmt For For For
Mather
5 Elect Michael Mgmt For For For
Montelongo
6 Elect Margarita Mgmt For For For
Palau-Hernandez
7 Elect Clifford Skelton Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Conformis, Inc
Ticker Security ID: Meeting Date Meeting Status
CFMS CUSIP 20717E101 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip W Mgmt For For For
Johnston
1.2 Elect Michael Milligan Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CONMED Corporation
Ticker Security ID: Meeting Date Meeting Status
CNMD CUSIP 207410101 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Bronson Mgmt For For For
1.2 Elect Brian Concannon Mgmt For For For
1.3 Elect LaVerne Council Mgmt For For For
1.4 Elect Charles M. Farkas Mgmt For For For
1.5 Elect Martha Goldberg Mgmt For For For
Aronson
1.6 Elect Curt R. Hartman Mgmt For For For
1.7 Elect Jerome J. Lande Mgmt For For For
1.8 Elect Barbara Mgmt For For For
Schwarzentraub
1.9 Elect Mark E. Tryniski Mgmt For For For
1.10 Elect John L. Workman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Reincorporation of the Mgmt For For For
Company from New York
to
Delaware
5 Amendment to Permit Mgmt For For For
Shareholders to Act
by Less than
Unanimous Written
Consent
6 Adoption of Director Mgmt For For For
Exculpation
Provision
7 Approval of the 2020 Mgmt For For For
Non-Employee Director
Equity Compensation
Plan
8 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Conn's, Inc.
Ticker Security ID: Meeting Date Meeting Status
CONN CUSIP 208242107 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sue Gove Mgmt For For For
2 Elect James H. Haworth Mgmt For For For
3 Elect Bob L. Martin Mgmt For For For
4 Elect Douglas H. Martin Mgmt For For For
5 Elect Norman L. Miller Mgmt For For For
6 Elect William E. Mgmt For For For
Saunders,
Jr.
7 Elect William (David) Mgmt For For For
Schofman
8 Elect Oded Shein Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2020 Mgmt For Against Against
Omnibus Equity
Plan
________________________________________________________________________________
ConnectOne Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNOB CUSIP 20786W107 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank Sorrentino Mgmt For For For
III
1.2 Elect Frank W. Baier Mgmt For For For
1.3 Elect Alexander A. Bol Mgmt For For For
1.4 Elect Stephen Boswell Mgmt For For For
1.5 Elect Katherin Mgmt For For For
Nukk-Freeman
1.6 Elect Frank Huttle III Mgmt For For For
1.7 Elect Michael Kempner Mgmt For For For
1.8 Elect Nicholas Minoia Mgmt For For For
1.9 Elect Joseph Parisi Jr. Mgmt For For For
1.10 Elect Daniel E. Rifkin Mgmt For For For
1.11 Elect William A. Mgmt For For For
Thompson
1.12 Elect Mark Sokolich Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Elimination of Mgmt For For For
Supermajority
Requirement for
Certain Corporate
Actions
4 Technical Amendments Mgmt For For For
to Certificate of
Incorporation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ConnectOne Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNOB CUSIP 20786W107 12/09/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles E. Bunch Mgmt For For For
2 Elect Caroline Maury Mgmt For For For
Devine
3 Elect John V. Faraci Mgmt For For For
4 Elect Jody Freeman Mgmt For For For
5 Elect Gay Huey Evans Mgmt For For For
6 Elect Jeffrey A. Mgmt For For For
Joerres
7 Elect Ryan M. Lance Mgmt For For For
8 Elect William H. Mgmt For For For
McRaven
9 Elect Sharmila Mulligan Mgmt For For For
10 Elect Arjun N. Murti Mgmt For For For
11 Elect Robert A. Niblock Mgmt For For For
12 Elect David T. Seaton Mgmt For For For
13 Elect R. A. Walker Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CONSOL Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CEIX CUSIP 20854L108 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William P. Powell Mgmt For For For
1.2 Elect John T. Mills Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Omnibus Performance
Incentive
Plan
5 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Consolidated Communications Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNSL CUSIP 209034107 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Currey Mgmt For For For
1.2 Elect Maribeth S. Rahe Mgmt For For For
1.3 Elect C. Robert Udell Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Consolidated Edison, Inc.
Ticker Security ID: Meeting Date Meeting Status
ED CUSIP 209115104 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George Mgmt For For For
Campbell,
Jr.
2 Elect Ellen V. Futter Mgmt For For For
3 Elect John F. Killian Mgmt For For For
4 Elect John McAvoy Mgmt For For For
5 Elect William J. Mulrow Mgmt For For For
6 Elect Armando J. Mgmt For For For
Olivera
7 Elect Michael W. Ranger Mgmt For For For
8 Elect Linda S. Sanford Mgmt For For For
9 Elect Deirdre Stanley Mgmt For For For
10 Elect L. Frederick Mgmt For For For
Sutherland
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Consolidated-Tomoka Land Co.
Ticker Security ID: Meeting Date Meeting Status
CTO CUSIP 210226106 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John P. Albright Mgmt For For For
2 Elect George R. Brokaw Mgmt For For For
3 Elect Laura M. Franklin Mgmt For For For
4 Elect R. Blakeslee Mgmt For For For
Gable
5 Elect Christopher W. Mgmt For For For
Haga
6 Elect Howard C. Serkin Mgmt For For For
7 Elect Casey L. Wold Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2010 Mgmt For For For
Equity Incentive
Plan
11 Company Name Change Mgmt For For For
________________________________________________________________________________
Constellation Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
STZ CUSIP 21036P108 07/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jennifer M. Mgmt For For For
Daniels
1.2 Elect Jerry Fowden Mgmt For For For
1.3 Elect Ernesto M. Mgmt For For For
Hernandez
1.4 Elect Susan Mgmt For For For
Sommersille
Johnson
1.5 Elect James A. Locke Mgmt For For For
III
1.6 Elect Daniel J. Mgmt For For For
McCarthy
1.7 Elect William A. Mgmt For For For
Newlands
1.8 Elect Richard Sands Mgmt For For For
1.9 Elect Robert Sands Mgmt For For For
1.10 Elect Judy A. Schmeling Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Constellation Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNST CUSIP 210373106 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James E. Audia Mgmt For For For
1.2 Elect Steven Hoerter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Container Store Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TCS CUSIP 210751103 08/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy J. Flynn Mgmt For For For
1.2 Elect Robert E. Jordan Mgmt For For For
1.3 Elect Walter Robb Mgmt For For For
1.4 Elect Wendi Sturgis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Continental Building Products Inc.
Ticker Security ID: Meeting Date Meeting Status
CBPX CUSIP 211171103 01/29/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Continental Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William B. Berry Mgmt For For For
1.2 Elect Shelly Lambertz Mgmt For For For
1.3 Elect Timothy G. Taylor Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Control4 Corporation
Ticker Security ID: Meeting Date Meeting Status
CTRL CUSIP 21240D107 07/30/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Cooper Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
COO CUSIP 216648402 03/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect A. Thomas Bender Mgmt For For For
2 Elect Colleen E. Jay Mgmt For For For
3 Elect William A. Kozy Mgmt For For For
4 Elect Jody S. Lindell Mgmt For For For
5 Elect Gary S. Mgmt For For For
Petersmeyer
6 Elect Allan E. Mgmt For For For
Rubenstein
7 Elect Robert S. Weiss Mgmt For For For
8 Elect Albert G. White Mgmt For For For
III
9 Ratification of Auditor Mgmt For For For
10 Approval of the 2020 Mgmt For For For
Non-Employee Director
Long-Term Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cooper Tire & Rubber Company
Ticker Security ID: Meeting Date Meeting Status
CTB CUSIP 216831107 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven M. Chapman Mgmt For For For
1.2 Elect Susan F. Davis Mgmt For For For
1.3 Elect Kathryn P. Mgmt For For For
Dickson
1.4 Elect John J. Holland Mgmt For For For
1.5 Elect Bradley E. Hughes Mgmt For For For
1.6 Elect Tracey I. Joubert Mgmt For For For
1.7 Elect Gary S. Michel Mgmt For For For
1.8 Elect Brian C. Walker Mgmt For For For
1.9 Elect Robert D. Welding Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cooper-Standard Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
CPS CUSIP 21676P103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John G. Boss Mgmt For For For
2 Elect Jeffrey S. Mgmt For For For
Edwards
3 Elect Richard J. Mgmt For For For
Freeland
4 Elect Adriana E. Mgmt For For For
Macouzet-Flores
5 Elect David J. Mgmt For For For
Mastrocola
6 Elect Justin E. Mirro Mgmt For For For
7 Elect Robert J. Remenar Mgmt For For For
8 Elect Sonya F. Sepahban Mgmt For For For
9 Elect Thomas W. Sidlik Mgmt For For For
10 Elect Stephen A. Van Mgmt For For For
Oss
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Copart, Inc.
Ticker Security ID: Meeting Date Meeting Status
CPRT CUSIP 217204106 12/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Willis J. Johnson Mgmt For For For
2 Elect A. Jayson Adair Mgmt For For For
3 Elect Matt Blunt Mgmt For For For
4 Elect Steven D. Cohan Mgmt For For For
5 Elect Daniel J. Mgmt For For For
Englander
6 Elect James E. Meeks Mgmt For For For
7 Elect Thomas N. Mgmt For For For
Tryforos
8 Elect Diane M. Mgmt For For For
Morefield
9 Elect Stephen Fisher Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Corbus Pharmaceuticals Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRBP CUSIP 21833P103 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Yuval Cohen Mgmt For For For
1.2 Elect Alan F. Holmer Mgmt For For For
1.3 Elect David P. Hochman Mgmt For For For
1.4 Elect Avery W. Catlin Mgmt For For For
1.5 Elect Peter Salzmann Mgmt For For For
1.6 Elect John K. Jenkins Mgmt For For For
1.7 Elect Rachelle S. Mgmt For For For
Jacques
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Corcept Therapeutics Incorporated
Ticker Security ID: Meeting Date Meeting Status
CORT CUSIP 218352102 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James N. Wilson Mgmt For For For
1.2 Elect Gregg Alton Mgmt For For For
1.3 Elect G. Leonard Mgmt For For For
Baker,
Jr.
1.4 Elect Joseph K. Mgmt For For For
Belanoff
1.5 Elect David L. Mahoney Mgmt For For For
1.6 Elect Kimberly Park Mgmt For For For
1.7 Elect Daniel N. Mgmt For For For
Swisher,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Core-Mark Holding Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
CORE CUSIP 218681104 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stuart W. Booth Mgmt For For For
2 Elect Gary F. Colter Mgmt For For For
3 Elect Rocky B. Dewbre Mgmt For For For
4 Elect Laura J. Flanagan Mgmt For For For
5 Elect Robert G. Gross Mgmt For For For
6 Elect Scott E. Mgmt For For For
McPherson
7 Elect Diane Randolph Mgmt For For For
8 Elect Harvey L. Tepner Mgmt For For For
9 Elect Randolph I. Mgmt For For For
Thornton
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CoreCivic, Inc.
Ticker Security ID: Meeting Date Meeting Status
CXW CUSIP 21871N101 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna M. Alvarado Mgmt For For For
2 Elect Robert J. Dennis Mgmt For For For
3 Elect Mark A. Emkes Mgmt For For For
4 Elect Damon T. Hininger Mgmt For For For
5 Elect Stacia A. Hylton Mgmt For For For
6 Elect Harley G. Lappin Mgmt For For For
7 Elect Anne L. Mariucci Mgmt For For For
8 Elect Thurgood Mgmt For For For
Marshall,
Jr.
9 Elect Devin I. Murphy Mgmt For For For
10 Elect Charles L. Overby Mgmt For For For
11 Elect John R. Prann, Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
CoreLogic, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLGX CUSIP 21871D103 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. David Chatham Mgmt For For For
2 Elect Douglas C. Mgmt For For For
Curling
3 Elect John C. Dorman Mgmt For For For
4 Elect Paul F. Folino Mgmt For For For
5 Elect Frank D. Martell Mgmt For For For
6 Elect Claudia Fan Munce Mgmt For For For
7 Elect Thomas C. O'Brien Mgmt For For For
8 Elect Vikrant Raina Mgmt For For For
9 Elect J. Michael Mgmt For For For
Shepherd
10 Elect Jaynie M. Mgmt For For For
Studenmund
11 Elect David F. Walker Mgmt For For For
12 Elect Mary Lee Widener Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CorEnergy Infrastructure Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
CORR CUSIP 21870U502 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Todd E. Banks Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CorePoint Lodging Inc.
Ticker Security ID: Meeting Date Meeting Status
CPLG CUSIP 21872L104 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Mgmt For For For
Abrahamson
1.2 Elect Glenn Alba Mgmt For For For
1.3 Elect Jean M. Birch Mgmt For For For
1.4 Elect Alan J. Bowers Mgmt For For For
1.5 Elect Keith A. Cline Mgmt For For For
1.6 Elect Giovanni Cutaia Mgmt For For For
1.7 Elect Alice E. Gould Mgmt For For For
1.8 Elect B. Anthony Isaac Mgmt For For For
1.9 Elect Brian Kim Mgmt For For For
1.10 Elect David Loeb Mgmt For For For
1.11 Elect Mitesh B. Shah Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CoreSite Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
COR CUSIP 21870Q105 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert G. Stuckey Mgmt For For For
1.2 Elect Paul E. Szurek Mgmt For For For
1.3 Elect James A. Mgmt For For For
Attwood,
Jr.
1.4 Elect Jean Bua Mgmt For For For
1.5 Elect Kelly C. Mgmt For For For
Chambliss
1.6 Elect Michael R. Mgmt For For For
Koehler
1.7 Elect J. David Thompson Mgmt For For For
1.8 Elect David A. Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Corindus Vascular Robotics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVRS CUSIP 218730109 10/25/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
CorMedix Inc.
Ticker Security ID: Meeting Date Meeting Status
CRMD CUSIP 21900C308 11/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Khoso Baluch Mgmt For For For
1.2 Elect Janet M. Dillione Mgmt For For For
1.3 Elect Alan W. Dunton Mgmt For For For
1.4 Elect Myron Kaplan Mgmt For For For
1.5 Elect Mehmood Khan Mgmt For Withhold Against
1.6 Elect Steven Lefkowitz Mgmt For For For
2 Approval of the 2019 Mgmt For For For
Omnibus Stock
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cornerstone Building Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNR CUSIP 21925D109 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathleen J. Mgmt For For For
Affeldt
2 Elect George L. Ball Mgmt For For For
3 Elect Timothy O'Brien Mgmt For For For
4 Elect Nathan K. Sleeper Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2003 Mgmt For For For
Long-Term Stock
Incentive
Plan
________________________________________________________________________________
Cornerstone OnDemand, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSOD CUSIP 21925Y103 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dean Carter Mgmt For For For
1.2 Elect Richard M. Mgmt For For For
Haddrill
1.3 Elect Adam L. Miller Mgmt For For For
1.4 Elect Joseph Osnoss Mgmt For For For
1.5 Elect Elisa A. Steele Mgmt For For For
1.6 Elect Steffan C. Mgmt For For For
Tomlinson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Corning Incorporated
Ticker Security ID: Meeting Date Meeting Status
GLW CUSIP 219350105 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald W. Blair Mgmt For For For
2 Elect Leslie A. Brun Mgmt For For For
3 Elect Stephanie A. Mgmt For For For
Burns
4 Elect Richard T. Clark Mgmt For For For
5 Elect Robert F. Mgmt For For For
Cummings,
Jr.
6 Elect Deborah A. Mgmt For For For
Henretta
7 Elect Daniel P. Mgmt For For For
Huttenlocher
8 Elect Kurt M. Landgraf Mgmt For For For
9 Elect Kevin J. Martin Mgmt For For For
10 Elect Deborah D. Rieman Mgmt For For For
11 Elect Hansel E. Tookes Mgmt For For For
II
12 Elect Wendell P. Weeks Mgmt For For For
13 Elect Mark S. Wrighton Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Corporate Office Properties Trust
Ticker Security ID: Meeting Date Meeting Status
OFC CUSIP 22002T108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas F. Brady Mgmt For For For
2 Elect Stephen E. Mgmt For For For
Budorick
3 Elect Robert L. Denton Mgmt For For For
4 Elect Philip L. Hawkins Mgmt For For For
5 Elect David M. Mgmt For For For
Jacobstein
6 Elect Steven D. Kesler Mgmt For For For
7 Elect C. Taylor Pickett Mgmt For For For
8 Elect Lisa G. Mgmt For For For
Trimberger
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Corteva, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTVA CUSIP 22052L104 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect Robert A. Brown Mgmt For For For
3 Elect James C. Collins Mgmt For For For
Jr.
4 Elect Klaus Engel Mgmt For For For
5 Elect Michael O. Mgmt For For For
Johanns
6 Elect Lois D. Juliber Mgmt For For For
7 Elect Rebecca B. Mgmt For For For
Liebert
8 Elect Marcos Marinho Mgmt For For For
Lutz
9 Elect Nayaki R. Nayyar Mgmt For For For
10 Elect Gregory R. Page Mgmt For For For
11 Elect Lee M. Thomas Mgmt For For For
12 Elect Patrick J. Ward Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Approval of the Mgmt For For For
Omnibus Employee
Stock Purchase
Plan
________________________________________________________________________________
Cortexyme, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRTX CUSIP 22053A107 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margaret A. Mgmt For For For
McLoughlin
1.2 Elect Una S. Ryan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CorVel Corporation
Ticker Security ID: Meeting Date Meeting Status
CRVL CUSIP 221006109 08/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect V. Gordon Mgmt For For For
Clemons,
Sr.
1.2 Elect Steven J. Mgmt For Withhold Against
Hamerslag
1.3 Elect Alan R. Hoops Mgmt For For For
1.4 Elect R. Judd Jessup Mgmt For For For
1.5 Elect Jean H. Macino Mgmt For For For
1.6 Elect Jeffrey J. Mgmt For Withhold Against
Michael
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
EEO Policy Risk
Report
________________________________________________________________________________
Costamare Inc.
Ticker Security ID: Meeting Date Meeting Status
CMRE CUSIP Y1771G102 10/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Konstantinos Mgmt For Against Against
Konstantakopoulos
2 Elect Charlotte Stratos Mgmt For For For
3 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Costar Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSGP CUSIP 22160N109 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael R. Klein Mgmt For For For
2 Elect Andrew C. Mgmt For For For
Florance
3 Elect Laura Cox Kaplan Mgmt For For For
4 Elect Michael J. Mgmt For For For
Glosserman
5 Elect John W. Hill Mgmt For For For
6 Elect Robert W. Mgmt For For For
Musslewhite
7 Elect Christopher J. Mgmt For For For
Nassetta
8 Elect Louise S. Sams Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan L. Decker Mgmt For For For
1.2 Elect Richard A. Mgmt For For For
Galanti
1.3 Elect Sally Jewell Mgmt For For For
1.4 Elect Charles T. Munger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Removal of Directors Mgmt For For For
Without
Cause
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
________________________________________________________________________________
Coty Inc.
Ticker Security ID: Meeting Date Meeting Status
COTY CUSIP 222070203 11/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Beatrice Ballini Mgmt For For For
1.2 Elect Sabine Chalmers Mgmt For For For
1.3 Elect Joachim Creus Mgmt For For For
1.4 Elect Pierre Denis Mgmt For For For
1.5 Elect Olivier Goudet Mgmt For For For
1.6 Elect Peter Harf Mgmt For For For
1.7 Elect Pierre Laubies Mgmt For For For
1.8 Elect Paul S. Michaels Mgmt For For For
1.9 Elect Erhard Schoewel Mgmt For For For
1.10 Elect Robert S. Singer Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Coupa Software Incorporated
Ticker Security ID: Meeting Date Meeting Status
COUP CUSIP 22266L106 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cousins Properties Incorporated
Ticker Security ID: Meeting Date Meeting Status
CUZ CUSIP 222795502 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles T. Mgmt For For For
Cannada
2 Elect Robert M. Chapman Mgmt For For For
3 Elect M. Colin Connolly Mgmt For For For
4 Elect Scott W. Fordham Mgmt For For For
5 Elect Lillian C. Mgmt For For For
Giornelli
6 Elect R. Kent Griffin Mgmt For For For
Jr.
7 Elect Donna W. Hyland Mgmt For For For
8 Elect R. Dary Stone Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Covanta Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
CVA CUSIP 22282E102 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Barse Mgmt For For For
1.2 Elect Ronald J. Broglio Mgmt For For For
1.3 Elect Peter C. B. Bynoe Mgmt For For For
1.4 Elect Linda J. Fisher Mgmt For For For
1.5 Elect Joseph M. Holsten Mgmt For For For
1.6 Elect Stephen J. Jones Mgmt For For For
1.7 Elect Owen R. Mgmt For For For
Michaelson
1.8 Elect Danielle Pletka Mgmt For For For
1.9 Elect Michael W. Ranger Mgmt For For For
1.10 Elect Robert S. Mgmt For For For
Silberman
1.11 Elect Jean Smith Mgmt For For For
1.12 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Covetrus, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVET CUSIP 22304C100 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sandra L. Helton Mgmt For For For
1.2 Elect Sharon Wienbar Mgmt For For For
1.3 Elect Benjamin Wolin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Covia Holdings Corporation.
Ticker Security ID: Meeting Date Meeting Status
CVIA CUSIP 22305A103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William E. Conway Mgmt For Against Against
2 Elect Kurt Decat Mgmt For For For
3 Elect Jean-Luc Mgmt For For For
Deleersnyder
4 Elect Michael Delloye Mgmt For For For
5 Elect Jean-Pierre Mgmt For Against Against
Labroue
6 Elect Olivier Mgmt For For For
Lambrechts
7 Elect Matthew F. Mgmt For For For
LeBaron
8 Elect William P. Kelly Mgmt For For For
9 Elect Stephen J. Hadden Mgmt For For For
10 Elect Richard A. Mgmt For For For
Navarre
11 Elect Jeffrey B. Mgmt For Against Against
Scofield
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cowen, Inc.
Ticker Security ID: Meeting Date Meeting Status
COWN CUSIP 223622606 06/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brett H. Barth Mgmt For For For
1.2 Elect Katherine E. Mgmt For For For
Dietze
1.3 Elect Gregg A. Mgmt For For For
Gonsalves
1.4 Elect Steven Kotler Mgmt For For For
1.5 Elect Lawrence E. Mgmt For For For
Leibowitz
1.6 Elect Jack H. Nusbaum Mgmt For For For
1.7 Elect Margaret L. Mgmt For For For
Poster
1.8 Elect Douglas A. Mgmt For For For
Rediker
1.9 Elect Jeffrey M. Mgmt For For For
Solomon
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2020 Mgmt For Against Against
Equity Incentive
Plan
________________________________________________________________________________
CRA International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRAI CUSIP 12618T105 07/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul A. Maleh Mgmt For For For
1.2 Elect Thomas A. Avery Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cracker Barrel Old Country Store, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBRL CUSIP 22410J106 11/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas H. Barr Mgmt For For For
1.2 Elect Carl T. Berquist Mgmt For For For
1.3 Elect Sandra B. Cochran Mgmt For For For
1.4 Elect Meg G. Crofton Mgmt For For For
1.5 Elect Richard J. Dobkin Mgmt For For For
1.6 Elect Norman E. Johnson Mgmt For For For
1.7 Elect William W. Mgmt For For For
McCarten
1.8 Elect Coleman H. Mgmt For For For
Peterson
1.9 Elect Andrea M. Weiss Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Craft Brew Alliance Inc.
Ticker Security ID: Meeting Date Meeting Status
BREW CUSIP 224122101 02/25/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Craft Brew Alliance, Inc.
Ticker Security ID: Meeting Date Meeting Status
BREW CUSIP 224122101 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy P. Boyle Mgmt For For For
1.2 Elect Marc J. Cramer Mgmt For For For
1.3 Elect Paul D. Davis Mgmt For For For
1.4 Elect Matthew E. Mgmt For For For
Gilbertson
1.5 Elect Kevin R. Kelly Mgmt For For For
1.6 Elect David R. Lord Mgmt For For For
1.7 Elect Nickolas A. Mills Mgmt For For For
1.8 Elect Jacqueline S. Mgmt For For For
Woodward
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Crane Co.
Ticker Security ID: Meeting Date Meeting Status
CR CUSIP 224399105 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin R. Benante Mgmt For For For
2 Elect Donald G. Cook Mgmt For For For
3 Elect Michael Dinkins Mgmt For For For
4 Elect Ronald C. Lindsay Mgmt For For For
5 Elect Ellen McClain Mgmt For For For
6 Elect Charles G. Mgmt For For For
McClure,
Jr.
7 Elect Max H. Mitchell Mgmt For For For
8 Elect Jennifer M. Mgmt For For For
Pollino
9 Elect James L. L. Mgmt For For For
Tullis
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cray Inc.
Ticker Security ID: Meeting Date Meeting Status
CRAY CUSIP 225223304 08/27/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Cree, Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John C. Hodge Mgmt For For For
1.2 Elect Clyde R. Hosein Mgmt For For For
1.3 Elect Darren R. Jackson Mgmt For For For
1.4 Elect Duy-Loan T. Le Mgmt For For For
1.5 Elect Gregg A. Lowe Mgmt For For For
1.6 Elect John B. Replogle Mgmt For For For
1.7 Elect Thomas H. Werner Mgmt For For For
1.8 Elect Anne C. Whitaker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Crocs, Inc.
Ticker Security ID: Meeting Date Meeting Status
CROX CUSIP 227046109 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Smach Mgmt For For For
1.2 Elect Beth J. Kaplan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Cross Country Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCRN CUSIP 227483104 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin C. Clark Mgmt For For For
2 Elect W. Larry Cash Mgmt For For For
3 Elect Thomas C. Dircks Mgmt For For For
4 Elect Gale S. Mgmt For For For
Fitzgerald
5 Elect Darrell S. Mgmt For For For
Freeman,
Sr
6 Elect Janice E. Nevin Mgmt For For For
7 Elect Mark C. Perlberg Mgmt For For For
8 Elect Joseph A. Trunfio Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Crown Castle International Corp.
Ticker Security ID: Meeting Date Meeting Status
CCI CUSIP 22822V101 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect P. Robert Bartolo Mgmt For For For
2 Elect Jay A. Brown Mgmt For For For
3 Elect Cindy Christy Mgmt For For For
4 Elect Ari Q. Fitzgerald Mgmt For For For
5 Elect Robert E. Mgmt For For For
Garrison
II
6 Elect Andrea J. Mgmt For For For
Goldsmith
7 Elect Lee W. Hogan Mgmt For For For
8 Elect Edward C. Mgmt For For For
Hutcheson,
Jr.
9 Elect J. Landis Martin Mgmt For For For
10 Elect Robert F. Mgmt For For For
McKenzie
11 Elect Anthony J. Melone Mgmt For For For
12 Elect W. Benjamin Mgmt For For For
Moreland
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Crown Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCK CUSIP 228368106 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Conway Mgmt For For For
1.2 Elect Timothy J. Mgmt For For For
Donahue
1.3 Elect Richard H. Fearon Mgmt For For For
1.4 Elect Andrea Funk Mgmt For For For
1.5 Elect Stephen J. Hagge Mgmt For For For
1.6 Elect Rose Lee Mgmt For For For
1.7 Elect James H. Miller Mgmt For For For
1.8 Elect Josef M. Muller Mgmt For For For
1.9 Elect B. Craig Owens Mgmt For For For
1.10 Elect Caesar F. Mgmt For For For
Sweitzer
1.11 Elect Jim L. Turner Mgmt For For For
1.12 Elect William S. Urkiel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
Cryolife, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRY CUSIP 228903100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas F. Mgmt For For For
Ackerman
1.2 Elect Daniel J. Mgmt For For For
Bevevino
1.3 Elect Marna P. Mgmt For For For
Borgstrom
1.4 Elect James W. Bullock Mgmt For For For
1.5 Elect Jeffrey H. Mgmt For For For
Burbank
1.6 Elect J. Patrick Mackin Mgmt For For For
1.7 Elect Ronald D. McCall Mgmt For For For
1.8 Elect Harvey Morgan Mgmt For For For
1.9 Elect Jon W. Salveson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the Equity Mgmt For Against Against
and Cash Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cryoport, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYRX CUSIP 229050307 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard J. Berman Mgmt For Withhold Against
1.2 Elect Daniel M. Hancock Mgmt For For For
1.3 Elect Robert J. Hariri Mgmt For Withhold Against
1.4 Elect Ramkumar Mandalam Mgmt For Withhold Against
1.5 Elect Jerrell W. Mgmt For For For
Shelton
1.6 Elect Edward J. Mgmt For For For
Zecchini
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
CSG Systems International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSGS CUSIP 126349109 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David G. Barnes Mgmt For For For
2 Elect Marwan Fawaz Mgmt For For For
3 Elect Rajan Naik Mgmt For For For
4 Elect Haiyan Song Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2005 Mgmt For For For
Stock Incentive
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CSW Industrials, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSWI CUSIP 126402106 08/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph B. Armes Mgmt For For For
1.2 Elect Michael R. Mgmt For For For
Gambrell
1.3 Elect Terry L. Johnston Mgmt For For For
1.4 Elect Robert M. Swartz Mgmt For For For
1.5 Elect J. Kent Sweezey Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna M. Alvarado Mgmt For For For
2 Elect Pamela L. Carter Mgmt For For For
3 Elect James M. Foote Mgmt For For For
4 Elect Steven T. Mgmt For For For
Halverson
5 Elect Paul C. Hilal Mgmt For For For
6 Elect John D. McPherson Mgmt For For For
7 Elect David M. Moffett Mgmt For For For
8 Elect Linda H. Riefler Mgmt For For For
9 Elect Suzanne M. Mgmt For For For
Vautrinot
10 Elect J. Steven Whisler Mgmt For For For
11 Elect John J. Zillmer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CTS Corporation
Ticker Security ID: Meeting Date Meeting Status
CTS CUSIP 126501105 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia K. Mgmt For For For
Collawn
1.2 Elect Gordon Hunter Mgmt For For For
1.3 Elect William S. Mgmt For For For
Johnson
1.4 Elect Ye Jane Li Mgmt For For For
1.5 Elect Kieran O'Sullivan Mgmt For For For
1.6 Elect Robert A. Mgmt For For For
Profusek
1.7 Elect Alfonso G. Mgmt For For For
Zulueta
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to Articles Mgmt For For For
of Incorporation to
Allow Shareholders to
Amend
Bylaws
________________________________________________________________________________
CubeSmart
Ticker Security ID: Meeting Date Meeting Status
CUBE CUSIP 229663109 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Piero Bussani Mgmt For For For
1.2 Elect Dorothy Dowling Mgmt For For For
1.3 Elect John W. Fain Mgmt For For For
1.4 Elect Marianne M. Keler Mgmt For For For
1.5 Elect Christopher P. Mgmt For For For
Marr
1.6 Elect Deborah Ratner Mgmt For For For
Salzberg
1.7 Elect John F. Remondi Mgmt For For For
1.8 Elect Jeffrey F. Rogatz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cubic Corporation
Ticker Security ID: Meeting Date Meeting Status
CUB CUSIP 229669106 02/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Prithviraj Mgmt For For For
Banerjee
1.2 Elect Bruce G. Blakley Mgmt For For For
1.3 Elect Maureen Mgmt For For For
Breakiron-Evans
1.4 Elect Denise L. Devine Mgmt For For For
1.5 Elect Bradley H. Mgmt For For For
Feldmann
1.6 Elect Carolyn A. Mgmt For For For
Flowers
1.7 Elect Janice M. Hamby Mgmt For For For
1.8 Elect David F. Melcher Mgmt For For For
1.9 Elect Steven J. Norris Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cullen/Frost Bankers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CFR CUSIP 229899109 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carlos Alvarez Mgmt For For For
2 Elect Chris M. Avery Mgmt For For For
3 Elect Anthony R. Chase Mgmt For For For
4 Elect Cynthia J. Mgmt For For For
Comparin
5 Elect Samuel G. Dawson Mgmt For For For
6 Elect Crawford H. Mgmt For For For
Edwards
7 Elect Patrick B. Frost Mgmt For For For
8 Elect Phillip D. Green Mgmt For For For
9 Elect David J. Mgmt For For For
Haemisegger
10 Elect Karen E. Jennings Mgmt For For For
11 Elect Charles W. Mgmt For For For
Matthews
12 Elect Ida Clement Steen Mgmt For For For
13 Elect Graham Weston Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Culp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CULP CUSIP 230215105 09/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Perry E. Davis Mgmt For For For
1.2 Elect Sharon A. Decker Mgmt For For For
1.3 Elect Fred A. Jackson Mgmt For For For
1.4 Elect Kenneth R. Larson Mgmt For For For
1.5 Elect Kenneth W. Mgmt For For For
McAllister
1.6 Elect Franklin N. Saxon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cummins Inc.
Ticker Security ID: Meeting Date Meeting Status
CMI CUSIP 231021106 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N. Thomas Mgmt For For For
Linebarger
2 Elect Robert J. Mgmt For For For
Bernhard
3 Elect Franklin R. Mgmt For For For
Chang-Diaz
4 Elect Bruno V. Di Leo Mgmt For For For
Allen
5 Elect Stephen B. Dobbs Mgmt For For For
6 Elect Robert K. Herdman Mgmt For For For
7 Elect Alexis M. Herman Mgmt For For For
8 Elect Thomas J. Lynch Mgmt For For For
9 Elect William I. Miller Mgmt For For For
10 Elect Georgia R. Nelson Mgmt For For For
11 Elect Karen H. Quintos Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
CURO Group Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
CURO CUSIP 23131L107 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher A. Mgmt For For For
Masto
1.2 Elect Doug Rippel Mgmt For For For
1.3 Elect Dale E. Williams Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Curtiss-Wright Corporation
Ticker Security ID: Meeting Date Meeting Status
CW CUSIP 231561101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Adams Mgmt For For For
1.2 Elect Dean M. Flatt Mgmt For For For
1.3 Elect S. Marce Fuller Mgmt For For For
1.4 Elect Bruce D. Hoechner Mgmt For For For
1.5 Elect Glenda J. Minor Mgmt For For For
1.6 Elect John B. Nathman Mgmt For For For
1.7 Elect Robert J. Rivet Mgmt For For For
1.8 Elect Albert E. Smith Mgmt For For For
1.9 Elect Peter C. Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cushman & Wakefield plc
Ticker Security ID: Meeting Date Meeting Status
CWK CUSIP G2717B108 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brett White Mgmt For Against Against
2 Elect Richard A. McGinn Mgmt For Against Against
3 Elect Jodie W. McLean Mgmt For Against Against
4 Elect Billie I. Mgmt For Against Against
Williamson
5 Ratification of Auditor Mgmt For For For
6 Appointment of U.K. Mgmt For For For
Statutory
Auditor
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Remuneration Report Mgmt For For For
(Advisory)
________________________________________________________________________________
Customers Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUBI CUSIP 23204G100 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect T. Lawrence Way Mgmt For For For
2 Elect Steven J. Mgmt For For For
Zuckerman
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Cutera, Inc.
Ticker Security ID: Meeting Date Meeting Status
CUTR CUSIP 232109108 06/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory Barrett Mgmt For For For
1.2 Elect David H. Mowry Mgmt For For For
1.3 Elect Timothy J. O'Shea Mgmt For For For
1.4 Elect J. Daniel Plants Mgmt For For For
1.5 Elect Joseph E. Mgmt For For For
Whitters
1.6 Elect Katherine S. Mgmt For For For
Zanotti
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2019 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
CVB Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
CVBF CUSIP 126600105 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George A. Borba, Mgmt For For For
Jr.
1.2 Elect David A. Brager Mgmt For For For
1.3 Elect Stephen A. Del Mgmt For For For
Guercio
1.4 Elect Rodrigo Guerra, Mgmt For For For
Jr.
1.5 Elect Anna Kan Mgmt For For For
1.6 Elect Marshall V. Mgmt For For For
Laitsch
1.7 Elect Kristina M. Mgmt For For For
Leslie
1.8 Elect Raymond V. Mgmt For For For
O'Brien
III
1.9 Elect Hal W. Oswalt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
CVR Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVI CUSIP 12662P108 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia A. Mgmt For For For
Agnello
1.2 Elect SungHwan Cho Mgmt For For For
1.3 Elect Jaffrey A. Mgmt For For For
Firestone
1.4 Elect Jonathan Frates Mgmt For For For
1.5 Elect Hunter C. Gary Mgmt For Withhold Against
1.6 Elect David L. Lamp Mgmt For For For
1.7 Elect Stephen Mongillo Mgmt For For For
1.8 Elect James M. Strock Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fernando Aguirre Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Roger N. Farah Mgmt For For For
7 Elect Anne M. Finucane Mgmt For For For
8 Elect Edward J. Ludwig Mgmt For For For
9 Elect Larry J. Merlo Mgmt For For For
10 Elect Jean-Pierre Mgmt For For For
Millon
11 Elect Mary L. Schapiro Mgmt For For For
12 Elect William C. Weldon Mgmt For For For
13 Elect Tony L. White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the 2017 Mgmt For For For
Incentive
Compensation
Plan
17 Amendment to the 2007 Mgmt For For For
Employee Stock
Purchase
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Cymabay Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBAY CUSIP 23257D103 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sujal A. Shah Mgmt For For For
1.2 Elect Caroline M. Loewy Mgmt For For For
1.3 Elect Paul F. Truex Mgmt For For For
1.4 Elect Kurt von Emster Mgmt For For For
1.5 Elect Robert J. Wills Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Increase in Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Cypress Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
CY CUSIP 232806109 08/27/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Infineon Transaction Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
CyrusOne Inc.
Ticker Security ID: Meeting Date Meeting Status
CONE CUSIP 23283R100 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David H. Ferdman Mgmt For For For
1.2 Elect John W. Gamble, Mgmt For For For
Jr
1.3 Elect Michael A. Klayko Mgmt For For For
1.4 Elect T. Tod Nielsen Mgmt For For For
1.5 Elect Alex Shumate Mgmt For For For
1.6 Elect William E. Mgmt For For For
Sullivan
1.7 Elect Lynn A. Wentworth Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cytokinetics, Incorporated
Ticker Security ID: Meeting Date Meeting Status
CYTK CUSIP 23282W605 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect L. Patrick Gage Mgmt For For For
1.2 Elect Edward M. Kaye Mgmt For For For
1.3 Elect Wendell Wierenga Mgmt For For For
2 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CytomX Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTMX CUSIP 23284F105 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frederick W. Mgmt For For For
Gluck
2 Elect Matthew P. Young Mgmt For For For
3 Elect Elaine V. Jones Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Increase in Authorized Mgmt For For For
Common
Stock
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CytoSorbents Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSO CUSIP 23283X206 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phillip Chan Mgmt For For For
2 Elect Al W. Kraus Mgmt For Against Against
3 Elect Edward R. Jones Mgmt For Against Against
4 Elect Michael G. Bator Mgmt For For For
5 Elect Alan D. Sobel Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
D.R. Horton, Inc.
Ticker Security ID: Meeting Date Meeting Status
DHI CUSIP 23331A109 01/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald R. Horton Mgmt For For For
2 Elect Barbara K. Allen Mgmt For For For
3 Elect Bradley S. Mgmt For For For
Anderson
4 Elect Michael R. Mgmt For For For
Buchanan
5 Elect Michael W. Hewatt Mgmt For For For
6 Elect Maribess L. Mgmt For For For
Miller
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Daily Journal Corporation
Ticker Security ID: Meeting Date Meeting Status
DJCO CUSIP 233912104 02/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles T. Munger Mgmt For For For
1.2 Elect J.P. Guerin Mgmt For For For
1.3 Elect Gerald L. Salzman Mgmt For For For
1.4 Elect Peter D. Kaufman Mgmt For For For
1.5 Elect Gary L. Wilcox Mgmt For For For
1.6 Elect Mary Conlin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Mgmt For For For
Vote for Uncontested
Elections of
Directors
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Daktronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAKT CUSIP 234264109 09/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin P. Mgmt For Withhold Against
McDermott
1.2 Elect James B. Morgan Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dana Incorporated
Ticker Security ID: Meeting Date Meeting Status
DAN CUSIP 235825205 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rachel A. Mgmt For For For
Gonzalez
1.2 Elect James K. Mgmt For For For
Kamsickas
1.3 Elect Virginia A. Mgmt For For For
Kamsky
1.4 Elect Bridget E Karlin Mgmt For For For
1.5 Elect Raymond E. Mgmt For For For
Mabus,
Jr.
1.6 Elect Michael J. Mack, Mgmt For For For
Jr.
1.7 Elect R. Bruce McDonald Mgmt For For For
1.8 Elect Diarmuid B. Mgmt For For For
O'Connell
1.9 Elect Keith E. Wandell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
Danaher Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda P. Hefner Mgmt For For For
Filler
2 Elect Thomas P. Joyce, Mgmt For For For
Jr.
3 Elect Teri List-Stoll Mgmt For For For
4 Elect Walter G. Lohr, Mgmt For For For
Jr.
5 Elect Jessica L. Mega Mgmt For For For
6 Elect Pardis C. Sabeti Mgmt For For For
7 Elect Mitchell P. Rales Mgmt For For For
8 Elect Steven M. Rales Mgmt For For For
9 Elect John T. Mgmt For For For
Schwieters
10 Elect Alan G. Spoon Mgmt For For For
11 Elect Raymond C. Mgmt For For For
Stevens
12 Elect Elias A. Zerhouni Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Darden Restaurants, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRI CUSIP 237194105 09/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margaret Shan Mgmt For For For
Atkins
1.2 Elect James P. Fogarty Mgmt For For For
1.3 Elect Cynthia T. Mgmt For For For
Jamison
1.4 Elect Eugene I. Lee, Mgmt For For For
Jr.
1.5 Elect Nana Mensah Mgmt For For For
1.6 Elect William S. Simon Mgmt For For For
1.7 Elect Charles M. Mgmt For For For
Sonsteby
1.8 Elect Timothy J. Mgmt For For For
Wilmott
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Darling Ingredients Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall C. Stuewe Mgmt For For For
2 Elect Charles Adair Mgmt For For For
3 Elect Beth Albright Mgmt For For For
4 Elect Linda A. Mgmt For For For
Goodspeed
5 Elect Dirk Kloosterboer Mgmt For For For
6 Elect Mary R. Korby Mgmt For For For
7 Elect Charles Macaluso Mgmt For For For
8 Elect Gary W. Mize Mgmt For For For
9 Elect Michael Rescoe Mgmt For For For
10 Elect Nicole M. Mgmt For For For
Ringenberg
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Daseke, Inc.
Ticker Security ID: Meeting Date Meeting Status
DSKE CUSIP 23753F107 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian Bonner Mgmt For For For
1.2 Elect Charles F. Mgmt For For For
Serianni
1.3 Elect Jonathan Shepko Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2017 Mgmt For For For
Omnibus Incentive
Plan
5 Repeal of Classified Mgmt For For For
Board
6 Shareholder Proposal ShrHoldr N/A For N/A
Regarding
Declassification of
the
Board
________________________________________________________________________________
Daseke, Inc.
Ticker Security ID: Meeting Date Meeting Status
DSKE CUSIP 23753F107 09/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Don R. Daseke Mgmt For For For
1.2 Elect Daniel J. Mgmt For For For
Hennessy
1.3 Elect Mark Sinclair Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Dave & Buster's Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLAY CUSIP 238337109 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hamish A. Dodds Mgmt For For For
2 Elect Michael J. Mgmt For For For
Griffith
3 Elect Jonathan S. Mgmt For For For
Halkyard
4 Elect John C. Hockin Mgmt For For For
5 Elect Brian A. Jenkins Mgmt For For For
6 Elect Stephen M. King Mgmt For For For
7 Elect Patricia H. Mgmt For For For
Mueller
8 Elect Kevin M. Sheehan Mgmt For For For
9 Elect Jennifer Storms Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2014 Mgmt For Against Against
Omnibus Incentive
Plan
________________________________________________________________________________
DaVita Inc.
Ticker Security ID: Meeting Date Meeting Status
DVA CUSIP 23918K108 01/23/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the 2011 Mgmt For Against Against
Incentive Award
Plan
________________________________________________________________________________
DaVita Inc.
Ticker Security ID: Meeting Date Meeting Status
DVA CUSIP 23918K108 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pamela M. Arway Mgmt For For For
2 Elect Charles G. Berg Mgmt For For For
3 Elect Barbara J. Desoer Mgmt For For For
4 Elect Pascal Desroches Mgmt For For For
5 Elect Paul J. Diaz Mgmt For For For
6 Elect John M. Nehra Mgmt For For For
7 Elect Javier J. Mgmt For For For
Rodriguez
8 Elect Phyllis R. Yale Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Approval of the 2020 Mgmt For For For
Incentive Award
Plan
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Deciphera Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
DCPH CUSIP 24344T101 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia L. Allen Mgmt For For For
1.2 Elect Edward J. Benz, Mgmt For For For
Jr.
1.3 Elect Dennis L. Walsh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Deckers Outdoor Corporation
Ticker Security ID: Meeting Date Meeting Status
DECK CUSIP 243537107 09/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Gibbons Mgmt For For For
1.2 Elect Nelson C. Chan Mgmt For For For
1.3 Elect Cynthia L. Davis Mgmt For For For
1.4 Elect Michael F. Mgmt For For For
Devine,
III
1.5 Elect David Powers Mgmt For For For
1.6 Elect James Quinn Mgmt For For For
1.7 Elect Lauri Shanahan Mgmt For For For
1.8 Elect Brian Spaly Mgmt For For For
1.9 Elect Bonita C. Stewart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Alan C. Heuberger Mgmt For For For
3 Elect Charles O. Mgmt For For For
Holliday,
Jr.
4 Elect Dipak C. Jain Mgmt For For For
5 Elect Michael O. Mgmt For For For
Johanns
6 Elect Clayton M. Jones Mgmt For For For
7 Elect John C. May Mgmt For For For
8 Elect Gregory R. Page Mgmt For For For
9 Elect Sherry M. Smith Mgmt For For For
10 Elect Dmitri L. Mgmt For For For
Stockton
11 Elect Sheila G. Talton Mgmt For For For
12 Adoption of Exclusive Mgmt For For For
Forum
Provisions
13 Advisory vote on Mgmt For For For
executive
compensation
14 Approval of the 2020 Mgmt For For For
Equity and Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
________________________________________________________________________________
Del Frisco's Restaurant Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DFRG CUSIP 245077102 09/04/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Del Taco Restaurants, Inc.
Ticker Security ID: Meeting Date Meeting Status
TACO CUSIP 245496104 06/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence F. Levy Mgmt For For For
1.2 Elect Eileen Aptman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Delek US Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
DK CUSIP 24665A103 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ezra Uzi Yemin Mgmt For For For
1.2 Elect William J. Mgmt For For For
Finnerty
1.3 Elect Richard J. Mgmt For For For
Marcogliese
1.4 Elect Gary M. Sullivan Mgmt For For For
Jr.
1.5 Elect Vicky Sutil Mgmt For For For
1.6 Elect David Wiessman Mgmt For For For
1.7 Elect Shlomo Zohar Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Dell Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24703L202 06/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Dell Mgmt For Withhold Against
1.2 Elect David W. Dorman Mgmt For For For
1.3 Elect Egon Durban Mgmt For For For
1.4 Elect William D. Green Mgmt For For For
1.5 Elect Simon Patterson Mgmt For For For
1.6 Elect Lynn M. Vojvodich Mgmt For For For
1.7 Elect Ellen J. Kullman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dell Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24703L202 07/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Dell Mgmt For Withhold Against
1.2 Elect David W. Dorman Mgmt For For For
1.3 Elect Egon Durban Mgmt For For For
1.4 Elect William D. Green Mgmt For For For
1.5 Elect Ellen J. Kullman Mgmt For For For
1.6 Elect Simon Patterson Mgmt For For For
1.7 Elect Lynn M. Vojvodich Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Delta Air Lines, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAL CUSIP 247361702 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward H. Bastian Mgmt For For For
2 Elect Francis S. Blake Mgmt For For For
3 Elect Ashton B. Carter Mgmt For For For
4 Elect David G. DeWalt Mgmt For For For
5 Elect William H. Mgmt For For For
Easter
III
6 Elect Christopher A. Mgmt For For For
Hazleton
7 Elect Michael P. Huerta Mgmt For For For
8 Elect Jeanne P. Jackson Mgmt For For For
9 Elect George N. Mattson Mgmt For For For
10 Elect Sergio A. L. Rial Mgmt For For For
11 Elect David. S. Taylor Mgmt For For For
12 Elect Kathy N. Waller Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Activity Alignment
with the Paris
Agreement
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Measures Taken to
Prevent Sexual
Harassment
________________________________________________________________________________
Deluxe Corporation
Ticker Security ID: Meeting Date Meeting Status
DLX CUSIP 248019101 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald C. Baldwin Mgmt For For For
1.2 Elect William C. Cobb Mgmt For For For
1.3 Elect Cheryl Mayberry Mgmt For For For
McKissack
1.4 Elect Barry C. McCarthy Mgmt For For For
1.5 Elect Don J. McGrath Mgmt For For For
1.6 Elect Thomas J. Reddin Mgmt For For For
1.7 Elect Martyn R. Mgmt For For For
Redgrave
1.8 Elect John L. Stauch Mgmt For For For
1.9 Elect Victoria A. Mgmt For For For
Treyger
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Approval of the 2020 Mgmt For Against Against
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Denali Therapeutics Inc
Ticker Security ID: Meeting Date Meeting Status
DNLI CUSIP 24823R105 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David P. Mgmt For For For
Schenkein
1.2 Elect Jennifer Cook Mgmt For For For
1.3 Elect Ryan J. Watts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Denbury Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
DNR CUSIP 247916208 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John P. Dielwart Mgmt For For For
2 Elect Michael B. Decker Mgmt For Against Against
3 Elect Christian S. Mgmt For For For
Kendall
4 Elect Gregory L. Mgmt For For For
McMichael
5 Elect Kevin O. Meyers Mgmt For For For
6 Elect Lynn A. Peterson Mgmt For For For
7 Elect Randy Stein Mgmt For For For
8 Elect Mary M. Mgmt For For For
VanDeWeghe
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2004 Mgmt For For For
Omnibus Stock and
Incentive
Plan
11 Reverse Stock Split Mgmt For For For
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Denny's Corporation
Ticker Security ID: Meeting Date Meeting Status
DENN CUSIP 24869P104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bernadette S. Mgmt For For For
Aulestia
2 Elect Gregg R. Dedrick Mgmt For For For
3 Elect Jose M. Gutierrez Mgmt For For For
4 Elect Brenda J. Mgmt For For For
Lauderback
5 Elect Robert E. Marks Mgmt For For For
6 Elect John C. Miller Mgmt For For For
7 Elect Donald C. Mgmt For For For
Robinson
8 Elect Laysha Ward Mgmt For For For
9 Elect F. Mark Wolfinger Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
DENTSPLY SIRONA Inc.
Ticker Security ID: Meeting Date Meeting Status
XRAY CUSIP 24906P109 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael C. Alfano Mgmt For For For
2 Elect Eric K. Brandt Mgmt For For For
3 Elect Donald M. Casey Mgmt For For For
4 Elect Willie A. Deese Mgmt For For For
5 Elect Betsy D. Holden Mgmt For For For
6 Elect Arthur D. Mgmt For For For
Kowaloff
7 Elect Harry M.J. Mgmt For For For
Kraemer,
Jr.
8 Elect Gregory T. Lucier Mgmt For For For
9 Elect Francis J. Lunger Mgmt For For For
10 Elect Leslie F. Varon Mgmt For For For
11 Elect Janet S. Vergis Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara M. Mgmt For For For
Baumann
1.2 Elect John E. Mgmt For For For
Bethancourt
1.3 Elect Ann G. Fox Mgmt For For For
1.4 Elect David A. Hager Mgmt For For For
1.5 Elect Robert H. Henry Mgmt For For For
1.6 Elect Michael M. Mgmt For For For
Kanovsky
1.7 Elect John Krenicki, Mgmt For For For
Jr.
1.8 Elect Robert A. Mgmt For For For
Mosbacher,
Jr.
1.9 Elect Duane C. Radtke Mgmt For For For
1.10 Elect Keith O. Rattie Mgmt For For For
1.11 Elect Mary P. Mgmt For For For
Ricciardello
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
DexCom, Inc.
Ticker Security ID: Meeting Date Meeting Status
DXCM CUSIP 252131107 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard A. Mgmt For For For
Collins
2 Elect Mark G. Foletta Mgmt For For For
3 Elect Eric Topol Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
DHI Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DHX CUSIP 23331S100 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carol Carpenter Mgmt For For For
2 Elect Jennifer Deason Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2012 Mgmt For Against Against
Equity
Plan
6 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
DHT Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
DHT CUSIP Y2065G121 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeremy Kramer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Diamond Hill Investment Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DHIL CUSIP 25264R207 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heather E. Mgmt For For For
Brilliant
2 Elect Randolph J. Mgmt For For For
Fortener
3 Elect James F. Laird Mgmt For For For
4 Elect Paula R. Meyer Mgmt For For For
5 Elect Bradley C. Shoup Mgmt For For For
6 Elect Nicole R. St. Mgmt For For For
Pierre
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Diamond Offshore Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Tisch Mgmt For Against Against
2 Elect Marc Edwards Mgmt For For For
3 Elect Anatol Feygin Mgmt For For For
4 Elect Paul G. Gaffney Mgmt For For For
II
5 Elect Alan H. Howard Mgmt For For For
6 Elect Peter McTeague Mgmt For For For
7 Elect Kenneth I. Siegel Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Diamond S Shipping Inc.
Ticker Security ID: Meeting Date Meeting Status
DSSI CUSIP Y20676105 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexandra Kate Mgmt For For For
Blankenship
2 Elect Gerasimos Mgmt For For For
Kalogiratos
3 Elect Harold L. Mgmt For For For
Mallone
III
4 Elect Nadim Z. Qureshi Mgmt For For For
5 Elect Craig H. Mgmt For For For
Stevenson,
Jr.
6 Elect Bart Veldhuizen Mgmt For For For
7 Elect George Cambanis Mgmt For For For
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven E. West Mgmt For For For
2 Elect Travis D. Stice Mgmt For For For
3 Elect Vincent K. Brooks Mgmt For For For
4 Elect Michael P. Cross Mgmt For For For
5 Elect David L. Houston Mgmt For For For
6 Elect Stephanie K. Mgmt For For For
Mains
7 Elect Mark L. Plaumann Mgmt For For For
8 Elect Melanie M. Trent Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DiamondRock Hospitality Company
Ticker Security ID: Meeting Date Meeting Status
DRH CUSIP 252784301 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William W. Mgmt For For For
McCarten
2 Elect Mark W. Brugger Mgmt For For For
3 Elect Timothy R. Chi Mgmt For For For
4 Elect Maureen L. McAvey Mgmt For For For
5 Elect Gilbert T. Ray Mgmt For For For
6 Elect William J. Shaw Mgmt For For For
7 Elect Bruce D. Mgmt For For For
Wardinski
8 Elect Kathleen A. Mgmt For For For
Wayton
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dicerna Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRNA CUSIP 253031108 06/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
Fambrough
III
2 Elect J. Kevin Buchi Mgmt For For For
3 Elect Steven Doberstein Mgmt For For For
4 Elect Martin Freed Mgmt For For For
5 Elect Patrick M. Gray Mgmt For For For
6 Elect Stephen J. Mgmt For For For
Hoffman
7 Elect Adam M. Koppel Mgmt For For For
8 Elect Marc D. Kozin Mgmt For For For
9 Elect Anna Protopapas Mgmt For For For
10 Elect Cynthia Smith Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Dick's Sporting Goods, Inc.
Ticker Security ID: Meeting Date Meeting Status
DKS CUSIP 253393102 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward W. Stack Mgmt For For For
1.2 Elect Lauren R. Hobart Mgmt For For For
1.3 Elect Lawrence J. Mgmt For For For
Schorr
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Diebold Nixdorf, Incorporated
Ticker Security ID: Meeting Date Meeting Status
DBD CUSIP 253651103 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arthur F. Anton Mgmt For For For
2 Elect Bruce H. Besanko Mgmt For For For
3 Elect Reynolds C. Bish Mgmt For For For
4 Elect Ellen M. Costello Mgmt For For For
5 Elect Phillip R. Cox Mgmt For For For
6 Elect Alexander Mgmt For For For
Dibelius
7 Elect Matthew Goldfarb Mgmt For For For
8 Elect Gary G. Mgmt For For For
Greenfield
9 Elect Gerrard B. Schmid Mgmt For For For
10 Elect Kent M. Stahl Mgmt For For For
11 Elect Lauren C. States Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2017 Mgmt For For For
Equity and
Performance Incentive
Plan
________________________________________________________________________________
Digi International Inc.
Ticker Security ID: Meeting Date Meeting Status
DGII CUSIP 253798102 01/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Satbir Khanuja Mgmt For For For
2 Elect Ronald E. Konezny Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Approval of the 2020 Mgmt For Against Against
Omnibus Incentive
Plan
6 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Digimarc Corporation
Ticker Security ID: Meeting Date Meeting Status
DMRC CUSIP 25381B101 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Davis Mgmt For For For
1.2 Elect Gary DeStefano Mgmt For Withhold Against
1.3 Elect Richard L. King Mgmt For Withhold Against
1.4 Elect James T. Mgmt For Withhold Against
Richardson
1.5 Elect Andrew J. Walter Mgmt For For For
1.6 Elect Bernard Whitney Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Digital Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLR CUSIP 253868103 02/27/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Issuance Mgmt For For For
Pursuant to
Merger
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Digital Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLR CUSIP 253868103 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Laurence A. Mgmt For For For
Chapman
2 Elect Alexis Black Mgmt For For For
Bjorlin
3 Elect Michael A. Coke Mgmt For For For
4 Elect VeraLinn Jamieson Mgmt For For For
5 Elect Kevin J. Kennedy Mgmt For For For
6 Elect William G. Mgmt For For For
LaPerch
7 Elect Jean F.H.P. Mgmt For For For
Mandeville
8 Elect Afshin Mohebbi Mgmt For For For
9 Elect Mark R. Patterson Mgmt For For For
10 Elect Mary Hogan Mgmt For For For
Preusse
11 Elect A. William Stein Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Digital Turbine, Inc.
Ticker Security ID: Meeting Date Meeting Status
APPS CUSIP 25400W102 09/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert M. Mgmt For For For
Deutschman
1.2 Elect Roy H. Chestnutt Mgmt For For For
1.3 Elect Mohan S. Gyani Mgmt For For For
1.4 Elect Jeffrey Karish Mgmt For For For
1.5 Elect Christopher Mgmt For For For
Rogers
1.6 Elect Michelle Sterling Mgmt For For For
1.7 Elect William G. Stone Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dillard's, Inc.
Ticker Security ID: Meeting Date Meeting Status
DDS CUSIP 254067101 05/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank R. Mori Mgmt For For For
2 Elect Reynie Rutledge Mgmt For For For
3 Elect J.C. Watts, Jr. Mgmt For For For
4 Elect Nick White Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dime Community Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
DCOM CUSIP 253922108 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven D. Cohn Mgmt For For For
1.2 Elect Barbara G. Koster Mgmt For For For
1.3 Elect Kenneth J. Mahon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Dine Brands Global, Inc.
Ticker Security ID: Meeting Date Meeting Status
DIN CUSIP 254423106 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard M. Berk Mgmt For For For
2 Elect Daniel J. Brestle Mgmt For For For
3 Elect Susan M. Collyns Mgmt For For For
4 Elect Larry A. Kay Mgmt For For For
5 Elect Caroline W. Nahas Mgmt For For For
6 Elect Douglas M. Mgmt For For For
Pasquale
7 Elect Gilbert T. Ray Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Spin-off of
the IHOP Business
Unit
________________________________________________________________________________
Diodes Incorporated
Ticker Security ID: Meeting Date Meeting Status
DIOD CUSIP 254543101 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect CHEN C.H. Mgmt For For For
1.2 Elect Warren CHEN Mgmt For For For
1.3 Elect Michael R. Mgmt For For For
Giordano
1.4 Elect LU Ken-Shew Mgmt For For For
1.5 Elect Peter M. Menard Mgmt For For For
1.6 Elect Christina Mgmt For For For
Wen-Chi
Sung
1.7 Elect Michael K.C. Tsai Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Discover Financial Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Aronin Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Gregory C. Case Mgmt For For For
4 Elect Candace H. Duncan Mgmt For For For
5 Elect Joseph F. Eazor Mgmt For For For
6 Elect Cynthia A. Mgmt For For For
Glassman
7 Elect Roger C. Mgmt For For For
Hochschild
8 Elect Thomas G. Maheras Mgmt For For For
9 Elect Michael H. Moskow Mgmt For For For
10 Elect Mark A. Thierer Mgmt For For For
11 Elect Lawrence A. Mgmt For For For
Weinbach
12 Elect Jennifer L. Wong Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Discovery, Inc.
Ticker Security ID: Meeting Date Meeting Status
DISCA CUSIP 25470F104 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert R. Bennett Mgmt For Withhold Against
1.2 Elect John C. Malone Mgmt For Withhold Against
1.3 Elect David M. Zaslav Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Simple
Majority
Vote
________________________________________________________________________________
DISH Network Corporation
Ticker Security ID: Meeting Date Meeting Status
DISH CUSIP 25470M109 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kathleen Q. Mgmt For For For
Abernathy
1.2 Elect George R. Brokaw Mgmt For For For
1.3 Elect James DeFranco Mgmt For For For
1.4 Elect Cantey M. Ergen Mgmt For For For
1.5 Elect Charles W. Ergen Mgmt For For For
1.6 Elect Afshin Mohebbi Mgmt For For For
1.7 Elect Tom A. Ortolf Mgmt For For For
1.8 Elect Joseph T. Mgmt For For For
Proietti
1.9 Elect Carl E. Vogel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Diversified Healthcare Trust
Ticker Security ID: Meeting Date Meeting Status
DHC CUSIP 25525P107 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Somers Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DMC Global Inc.
Ticker Security ID: Meeting Date Meeting Status
BOOM CUSIP 23291C103 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Aldous Mgmt For For For
1.2 Elect Andrea E. Bertone Mgmt For For For
1.3 Elect Yvon Pierre Mgmt For For For
Cariou
1.4 Elect Robert A. Cohen Mgmt For For For
1.5 Elect Richard P. Graff Mgmt For For For
1.6 Elect Kevin T. Longe Mgmt For For For
1.7 Elect Clifton Peter Mgmt For For For
Rose
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DocuSign, Inc.
Ticker Security ID: Meeting Date Meeting Status
DOCU CUSIP 256163106 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia Gaylor Mgmt For For For
1.2 Elect S. Steven Singh Mgmt For For For
2 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dolby Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLB CUSIP 25659T107 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin Yeaman Mgmt For For For
1.2 Elect Peter Gotcher Mgmt For For For
1.3 Elect Micheline Chau Mgmt For For For
1.4 Elect David Dolby Mgmt For For For
1.5 Elect N. William Mgmt For For For
Jasper,
Jr.
1.6 Elect Simon Segars Mgmt For For For
1.7 Elect Roger S. Siboni Mgmt For For For
1.8 Elect Anjali Sud Mgmt For For For
1.9 Elect Avadis Tevanian, Mgmt For For For
Jr.
2 Amendment to the 2005 Mgmt For Against Against
Stock
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dollar General Corporation
Ticker Security ID: Meeting Date Meeting Status
DG CUSIP 256677105 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warren F. Bryant Mgmt For For For
2 Elect Michael M. Mgmt For For For
Calbert
3 Elect Sandra B. Cochran Mgmt For For For
4 Elect Patricia D. Mgmt For For For
Fili-Krushel
5 Elect Timothy I. Mgmt For For For
McGuire
6 Elect William C. Mgmt For For For
Rhodes,
III
7 Elect Debra A. Sandler Mgmt For For For
8 Elect Ralph E. Santana Mgmt For For For
9 Elect Todd J. Vasos Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Elimination of Mgmt For For For
Supermajority
Requirement to amend
the Company's
Charter
13 Elimination of Mgmt For For For
Supermajority
Requirement to amend
the Company's
Bylaws
________________________________________________________________________________
Dollar Tree, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLTR CUSIP 256746108 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arnold S. Barron Mgmt For For For
2 Elect Gregory M. Mgmt For For For
Bridgeford
3 Elect Thomas W. Dickson Mgmt For For For
4 Elect Lemuel E. Lewis Mgmt For For For
5 Elect Jeffrey G. Naylor Mgmt For For For
6 Elect Gary M. Philbin Mgmt For For For
7 Elect Bob Sasser Mgmt For For For
8 Elect Thomas A. Mgmt For For For
Saunders
III
9 Elect Stephanie P. Mgmt For For For
Stahl
10 Elect Carrie A. Wheeler Mgmt For For For
11 Elect Thomas E. Whiddon Mgmt For For For
12 Elect Carl P. Zeithaml Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change
Report
________________________________________________________________________________
Dominion Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bennett Mgmt For For For
2 Elect Helen E. Dragas Mgmt For For For
3 Elect James O. Ellis, Mgmt For For For
Jr.
4 Elect Thomas F. Mgmt For For For
Farrell
II
5 Elect D. Maybank Hagood Mgmt For For For
6 Elect John W. Harris Mgmt For For For
7 Elect Ronald W. Jibson Mgmt For For For
8 Elect Mark J. Kington Mgmt For For For
9 Elect Joseph M. Rigby Mgmt For For For
10 Elect Pamela L. Royal Mgmt For For For
11 Elect Robert H. Mgmt For For For
Spilman,
Jr.
12 Elect Susan N. Story Mgmt For For For
13 Elect Michael E. Mgmt For For For
Szymanczyk
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Domino's Pizza, Inc.
Ticker Security ID: Meeting Date Meeting Status
DPZ CUSIP 25754A201 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Brandon Mgmt For For For
1.2 Elect Richard E. Mgmt For For For
Allison,
Jr.
1.3 Elect C. Andrew Ballard Mgmt For For For
1.4 Elect Andrew B. Balson Mgmt For For For
1.5 Elect Corie S. Barry Mgmt For For For
1.6 Elect Diana F. Cantor Mgmt For For For
1.7 Elect Richard L. Mgmt For For For
Federico
1.8 Elect James A. Goldman Mgmt For For For
1.9 Elect Patricia E. Lopez Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
DOMO, INC.
Ticker Security ID: Meeting Date Meeting Status
DOMO CUSIP 257554105 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joshua G. James Mgmt For For For
1.2 Elect Carine Clark Mgmt For For For
1.3 Elect Daniel Daniel Mgmt For For For
1.4 Elect Joy Driscoll Mgmt For For For
Durling
1.5 Elect Dana L. Evan Mgmt For For For
1.6 Elect Mark P. Gorenberg Mgmt For For For
1.7 Elect Jeff Kearl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Domtar Corporation
Ticker Security ID: Meeting Date Meeting Status
UFS CUSIP 257559203 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Giannella Alvarez Mgmt For For For
2 Elect Robert E. Apple Mgmt For For For
3 Elect David J. Mgmt For For For
Illingworth
4 Elect Brian M. Levitt Mgmt For For For
5 Elect David G. Maffucci Mgmt For For For
6 Elect Pamela B. Strobel Mgmt For For For
7 Elect Denis A. Turcotte Mgmt For For For
8 Elect John D. Williams Mgmt For For For
9 Elect Mary A. Winston Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Donaldson Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
DCI CUSIP 257651109 11/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Hoffman
1.2 Elect Douglas A. Milroy Mgmt For For For
1.3 Elect Willard D. Mgmt For For For
Oberton
1.4 Elect John P. Wiehoff Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2019 Mgmt For For For
Master Stock
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Donegal Group Inc.
Ticker Security ID: Meeting Date Meeting Status
DGICA CUSIP 257701201 04/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin C. Burke Mgmt For For For
1.2 Elect Jack L. Hess Mgmt For For For
1.3 Elect David C. King Mgmt For For For
1.4 Elect Annette B. Szady Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Donnelley Financial Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
DFIN CUSIP 25787G100 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Luis A. Aguilar Mgmt For For For
2 Elect Richard L. Mgmt For For For
Crandall
3 Elect Charles Drucker Mgmt For For For
4 Elect Juliet S. Ellis Mgmt For For For
5 Elect Gary G. Mgmt For For For
Greenfield
6 Elect Jeffery Mgmt For For For
Jacobowitz
7 Elect Daniel N. Leib Mgmt For For For
8 Elect Lois M. Martin Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against Against For
Regarding a Sale of
the
Company
________________________________________________________________________________
Dorian LPG Ltd.
Ticker Security ID: Meeting Date Meeting Status
LPG CUSIP Y2106R110 11/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John C. Mgmt For For For
Hadjipateras
1.2 Elect Malcolm McAvity Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dorman Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
DORM CUSIP 258278100 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven L. Berman Mgmt For For For
2 Elect Kevin M. Olsen Mgmt For For For
3 Elect John J. Gavin Mgmt For For For
4 Elect Paul R. Lederer Mgmt For For For
5 Elect Richard T. Riley Mgmt For For For
6 Elect Kelly A. Romano Mgmt For For For
7 Elect G. Michael Mgmt For For For
Stakias
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Douglas Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLOW CUSIP 25960R105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James L. Janik Mgmt For For For
1.2 Elect James D. Staley Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Douglas Emmett, Inc.
Ticker Security ID: Meeting Date Meeting Status
DEI CUSIP 25960P109 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dan A. Emmett Mgmt For For For
1.2 Elect Jordan L. Kaplan Mgmt For For For
1.3 Elect Kenneth M. Panzer Mgmt For For For
1.4 Elect Christopher H. Mgmt For For For
Anderson
1.5 Elect Leslie E. Bider Mgmt For For For
1.6 Elect David T. Feinberg Mgmt For For For
1.7 Elect Virginia McFerran Mgmt For For For
1.8 Elect Thomas E. O'Hern Mgmt For For For
1.9 Elect William E. Mgmt For For For
Simon,
Jr.
1.10 Elect Johnese M. Spisso Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2016 Mgmt For For For
Omnibus Stock
Incentive
Plan
________________________________________________________________________________
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP 260003108 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. John Mgmt For For For
Gilbertson,
Jr.
2 Elect Kristiane C. Mgmt For For For
Graham
3 Elect Michael F. Mgmt For For For
Johnston
4 Elect Eric A. Spiegel Mgmt For For For
5 Elect Richard J. Tobin Mgmt For For For
6 Elect Stephen M. Todd Mgmt For For For
7 Elect Stephen K. Wagner Mgmt For For For
8 Elect Keith E. Wandell Mgmt For For For
9 Elect Mary A. Winston Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Dow Inc.
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260557103 04/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Ajay Banga Mgmt For For For
3 Elect Jacqueline K. Mgmt For For For
Barton
4 Elect James A. Bell Mgmt For For For
5 Elect Wesley G. Bush Mgmt For For For
6 Elect Richard K. Davis Mgmt For For For
7 Elect Jeff M. Fettig Mgmt For For For
8 Elect Jim Fitterling Mgmt For For For
9 Elect Jacqueline C. Mgmt For For For
Hinman
10 Elect Jill S. Wyant Mgmt For For For
11 Elect Daniel W. Mgmt For For For
Yohannes
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Blake T. DeBerry Mgmt For For For
2 Elect John Lovoi Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dropbox, Inc.
Ticker Security ID: Meeting Date Meeting Status
DBX CUSIP 26210C104 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew W. Houston Mgmt For For For
1.2 Elect Donald W. Blair Mgmt For For For
1.3 Elect Lisa Campbell Mgmt For For For
1.4 Elect Paul E. Jacobs Mgmt For For For
1.5 Elect Robert J. Mylod Mgmt For For For
Jr.
1.6 Elect Karen Peacock Mgmt For For For
1.7 Elect Condoleezza Rice Mgmt For For For
1.8 Elect R. Bryan Schreier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
DSP Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DSPG CUSIP 23332B106 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ofer Elyakim Mgmt For For For
1.2 Elect Thomas A. Lacey Mgmt For For For
1.3 Elect Cynthia Paul Mgmt For For For
1.4 Elect Gabi Seligsohn Mgmt For For For
1.5 Elect Yair Seroussi Mgmt For For For
1.6 Elect Norman Taffe Mgmt For For For
1.7 Elect Kenneth H. Traub Mgmt For For For
2 Amendment to the 1993 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
DTE Energy Company
Ticker Security ID: Meeting Date Meeting Status
DTE CUSIP 233331107 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerard M. Mgmt For For For
Anderson
1.2 Elect David A. Brandon Mgmt For For For
1.3 Elect Charles G. Mgmt For For For
McClure,
Jr.
1.4 Elect Gail J. McGovern Mgmt For For For
1.5 Elect Mark A. Murray Mgmt For For For
1.6 Elect Gerardo Norcia Mgmt For For For
1.7 Elect Ruth G. Shaw Mgmt For For For
1.8 Elect Robert C. Mgmt For For For
Skaggs,
Jr.
1.9 Elect David A. Thomas Mgmt For For For
1.10 Elect Gary Torgow Mgmt For For For
1.11 Elect James H. Mgmt For For For
Vandenberghe
1.12 Elect Valerie M. Mgmt For For For
Williams
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Ducommun Incorporated
Ticker Security ID: Meeting Date Meeting Status
DCO CUSIP 264147109 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard A. Mgmt For For For
Baldridge
1.2 Elect Stephen G. Oswald Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C204 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael G. Mgmt For For For
Browning
1.2 Elect Annette K. Mgmt For For For
Clayton
1.3 Elect Theodore F. Mgmt For For For
Craver,
Jr.
1.4 Elect Robert M. Davis Mgmt For For For
1.5 Elect Daniel R. DiMicco Mgmt For For For
1.6 Elect Nicholas C. Mgmt For For For
Fanandakis
1.7 Elect Lynn J. Good Mgmt For For For
1.8 Elect John T. Herron Mgmt For For For
1.9 Elect William E. Mgmt For For For
Kennard
1.10 Elect E. Marie McKee Mgmt For For For
1.11 Elect Marya M. Rose Mgmt For For For
1.12 Elect Thomas E. Skains Mgmt For For For
1.13 Elect William E. Mgmt For For For
Webster,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
5 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Simple
Majority
Vote
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Duke Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
DRE CUSIP 264411505 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John P. Case Mgmt For For For
2 Elect James B. Connor Mgmt For For For
3 Elect Ngaire E. Cuneo Mgmt For For For
4 Elect Charles R. Eitel Mgmt For For For
5 Elect Tamara D. Fischer Mgmt For For For
6 Elect Norman K. Jenkins Mgmt For For For
7 Elect Melanie R. Mgmt For For For
Sabelhaus
8 Elect Peter M. Scott Mgmt For For For
III
9 Elect David P. Stockert Mgmt For For For
10 Elect Chris Sultemeier Mgmt For For For
11 Elect Michael E. Mgmt For For For
Szymanczyk
12 Elect Warren M. Mgmt For For For
Thompson
13 Elect Lynn C. Thurber Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dunkin' Brands Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DNKN CUSIP 265504100 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda W. Boff Mgmt For For For
2 Elect Irene Chang Britt Mgmt For For For
3 Elect Michael F. Hines Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DuPont de Nemours, Inc.
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 26614N102 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amy G. Brady Mgmt For For For
2 Elect Edward D. Breen Mgmt For For For
3 Elect Ruby R. Chandy Mgmt For For For
4 Elect Franklin K. Mgmt For For For
Clyburn,
Jr.
5 Elect Terrence R. Mgmt For For For
Curtin
6 Elect Alexander M. Mgmt For For For
Cutler
7 Elect Eleuthere I. du Mgmt For For For
Pont
8 Elect Rajiv L. Gupta Mgmt For For For
9 Elect Luther C. Kissam Mgmt For For For
IV
10 Elect Frederick M. Mgmt For For For
Lowery
11 Elect Raymond J. Mgmt For For For
Milchovich
12 Elect Steven M. Sterin Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Board Advisory
Position
________________________________________________________________________________
DXC Technology Company
Ticker Security ID: Meeting Date Meeting Status
DXC CUSIP 23355L106 08/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mukesh Aghi Mgmt For For For
2 Elect Amy E. Alving Mgmt For For For
3 Elect David L. Herzog Mgmt For For For
4 Elect Sachin S. Lawande Mgmt For For For
5 Elect J. Michael Lawrie Mgmt For For For
6 Elect Mary L. Krakauer Mgmt For For For
7 Elect Julio A. Mgmt For For For
Portalatin
8 Elect Peter Rutland Mgmt For For For
9 Elect Michael J. Mgmt For For For
Salvino
10 Elect Manoj P. Singh Mgmt For For For
11 Elect Robert F. Woods Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
DXP Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
DXPE CUSIP 233377407 06/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David R. Little Mgmt For For For
1.2 Elect Joseph R. Mannes Mgmt For For For
1.3 Elect Timothy P. Halter Mgmt For Withhold Against
1.4 Elect David Patton Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dycom Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
DY CUSIP 267475101 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dwight B. Duke Mgmt For For For
2 Elect Peter T. Pruitt, Mgmt For For For
Jr.
3 Elect Laurie J. Thomsen Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dynavax Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
DVAX CUSIP 268158201 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel L. Kisner Mgmt For For For
1.2 Elect Natale Ricciardi Mgmt For For For
1.3 Elect Ryan Spencer Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Amendment to the 2018 Mgmt For Against Against
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dynex Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
DX CUSIP 26817Q886 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Byron L. Boston Mgmt For For For
2 Elect Michael R. Hughes Mgmt For Against Against
3 Elect Barry A. Igdaloff Mgmt For Against Against
4 Elect Robert A. Mgmt For For For
Salcetti
5 Elect David H. Stevens Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Approval of the 2020 Mgmt For For For
Stock and Incentive
Plan
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
E*TRADE Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
ETFC CUSIP 269246401 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard J. Mgmt For For For
Carbone
2 Elect Robert J. Chersi Mgmt For For For
3 Elect Jaime W. Mgmt For For For
Ellertson
4 Elect James P. Healy Mgmt For For For
5 Elect Kevin T. Kabat Mgmt For For For
6 Elect James Lam Mgmt For For For
7 Elect Rodger A. Lawson Mgmt For For For
8 Elect Shelley B. Mgmt For For For
Leibowitz
9 Elect Michael A. Pizzi Mgmt For For For
10 Elect Rebecca Saeger Mgmt For For For
11 Elect Donna L. Weaver Mgmt For For For
12 Elect Joshua A. Mgmt For For For
Weinreich
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Eagle Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
EGBN CUSIP 268948106 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Matthew D. Mgmt For For For
Brockwell
2 Elect Theresa G. Mgmt For For For
LaPlaca
3 Elect A. Leslie Ludwig Mgmt For For For
4 Elect Norman R. Pozez Mgmt For For For
5 Elect Kathy A. Raffa Mgmt For For For
6 Elect Susan G. Riel Mgmt For For For
7 Elect James A. Soltesz Mgmt For For For
8 Elect Benjamin N. Soto Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Eagle Bulk Shipping Inc.
Ticker Security ID: Meeting Date Meeting Status
EGLE CUSIP Y2187A143 06/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul M. Leand, Mgmt For For For
Jr.
1.2 Elect Randee E. Day Mgmt For For For
1.3 Elect Justin A. Knowles Mgmt For For For
1.4 Elect Bart Veldhuizen Mgmt For For For
1.5 Elect Gary Vogel Mgmt For For For
1.6 Elect Gary Weston Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Eagle Materials Inc.
Ticker Security ID: Meeting Date Meeting Status
EXP CUSIP 26969P108 08/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George J. Damiris Mgmt For For For
2 Elect Martin M. Ellen Mgmt For For For
3 Elect David B. Powers Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eagle Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
EGRX CUSIP 269796108 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven Ratoff Mgmt For For For
1.2 Elect Robert Glenning Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Earthstone Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESTE CUSIP 27032D304 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brad A. Mgmt For Withhold Against
Theilemann
1.2 Elect Zachary G. Urban Mgmt For Withhold Against
2 Amendment to the 2014 Mgmt For Against Against
Long Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
East West Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
EWBC CUSIP 27579R104 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Molly Campbell Mgmt For For For
2 Elect Iris S. Chan Mgmt For For For
3 Elect Archana Deskus Mgmt For For For
4 Elect Rudolph I. Mgmt For For For
Estrada
5 Elect Paul H. Irving Mgmt For For For
6 Elect Jack C. Liu Mgmt For For For
7 Elect Dominic Ng Mgmt For For For
8 Elect Lester M. Sussman Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Easterly Government Properties, Inc
Ticker Security ID: Meeting Date Meeting Status
DEA CUSIP 27616P103 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Darrell W. Crate Mgmt For For For
2 Elect William C. Mgmt For For For
Trimble
III
3 Elect Michael P. Ibe Mgmt For For For
4 Elect William H. Binnie Mgmt For For For
5 Elect Cynthia A. Fisher Mgmt For For For
6 Elect Scott D. Freeman Mgmt For For For
7 Elect Emil W. Henry Jr. Mgmt For For For
8 Elect Tara S. Innes Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EastGroup Properties Inc.
Ticker Security ID: Meeting Date Meeting Status
EGP CUSIP 277276101 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect D. Pike Aloian Mgmt For For For
2 Elect H.C. Bailey, Jr. Mgmt For For For
3 Elect H. Eric Bolton, Mgmt For For For
Jr.
4 Elect Donald F. Mgmt For For For
Colleran
5 Elect Hayden C. Eaves, Mgmt For For For
III
6 Elect David H. Hoster Mgmt For For For
II
7 Elect Marshall A. Loeb Mgmt For For For
8 Elect Mary E. McCormick Mgmt For For For
9 Elect Leland R. Speed Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eastman Chemical Company
Ticker Security ID: Meeting Date Meeting Status
EMN CUSIP 277432100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Humberto P. Mgmt For For For
Alfonso
2 Elect Brett D. Begemann Mgmt For For For
3 Elect Mark J. Costa Mgmt For For For
4 Elect Edward L. Doheny Mgmt For For For
II
5 Elect Julie Fasone Mgmt For For For
Holder
6 Elect Renee J. Mgmt For For For
Hornbaker
7 Elect Kim Ann Mink Mgmt For For For
8 Elect James J. O'Brien Mgmt For For For
9 Elect David W. Raisbeck Mgmt For For For
10 Elect Charles K. Mgmt For For For
Stevens
III
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Eaton Corporation plc
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP G29183103 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Craig Arnold Mgmt For For For
2 Elect Christopher M. Mgmt For For For
Connor
3 Elect Michael J. Mgmt For For For
Critelli
4 Elect Richard H. Fearon Mgmt For For For
5 Elect Olivier Leonetti Mgmt For For For
6 Elect Deborah L. McCoy Mgmt For For For
7 Elect Silvio Napoli Mgmt For For For
8 Elect Gregory R. Page Mgmt For For For
9 Elect Sandra Pianalto Mgmt For For For
10 Elect Lori J. Ryerkerk Mgmt For For For
11 Elect Gerald B. Smith Mgmt For For For
12 Elect Dorothy C. Mgmt For For For
Thompson
13 Approval of the 2020 Mgmt For For For
Stock
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase Overseas
Market
Shares
________________________________________________________________________________
EBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 06/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony J. Bates Mgmt For For For
2 Elect Adriane M. Brown Mgmt For For For
3 Elect Jesse A. Cohn Mgmt For For For
4 Elect Diana Farrell Mgmt For For For
5 Elect Logan D. Green Mgmt For For For
6 Elect Bonnie S. Hammer Mgmt For For For
7 Elect Jamie Iannone Mgmt For For For
8 Elect Kathleen C. Mitic Mgmt For For For
9 Elect Matthew J. Murphy Mgmt For For For
10 Elect Pierre M. Omidyar Mgmt For For For
11 Elect Paul S. Pressler Mgmt For For For
12 Elect Robert H. Swan Mgmt For For For
13 Elect Perry M. Traquina Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Ebix, Inc.
Ticker Security ID: Meeting Date Meeting Status
EBIX CUSIP 278715206 08/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hans U. Benz Mgmt For For For
1.2 Elect Pavan Bhalla Mgmt For For For
1.3 Elect Neil D. Eckert Mgmt For Withhold Against
1.4 Elect Rolf Herter Mgmt For Withhold Against
1.5 Elect Hans Ueli Keller Mgmt For For For
1.6 Elect George W. Hebard Mgmt For For For
III
1.7 Elect Robin Raina Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Echo Global Logistics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ECHO CUSIP 27875T101 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas R. Mgmt For For For
Waggoner
2 Elect Samuel K. Skinner Mgmt For For For
3 Elect Matthew Ferguson Mgmt For For For
4 Elect David C. Habiger Mgmt For For For
5 Elect William M. Mgmt For For For
Farrow
III
6 Elect Virginia L. Mgmt For For For
Henkels
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EchoStar Corporation
Ticker Security ID: Meeting Date Meeting Status
SATS CUSIP 278768106 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect R. Stanton Dodge Mgmt For For For
1.2 Elect Michael T. Dugan Mgmt For For For
1.3 Elect Charles W. Ergen Mgmt For For For
1.4 Elect Anthony M. Mgmt For Withhold Against
Federico
1.5 Elect Pradman P. Kaul Mgmt For For For
1.6 Elect C. Michael Mgmt For Withhold Against
Schroeder
1.7 Elect Jeffrey R. Tarr Mgmt For Withhold Against
1.8 Elect William David Mgmt For Withhold Against
Wade
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
Baker,
Jr.
2 Elect Shari L Ballard Mgmt For For For
3 Elect Barbara J. Beck Mgmt For For For
4 Elect Jeffrey M. Mgmt For For For
Ettinger
5 Elect Arthur J. Higgins Mgmt For For For
6 Elect Michael Larson Mgmt For For For
7 Elect David W. Mgmt For For For
MacLennan
8 Elect Tracy B. McKibben Mgmt For For For
9 Elect Lionel L. Mgmt For For For
Nowell,
III
10 Elect Victoria J. Reich Mgmt For For For
11 Elect Suzanne M. Mgmt For For For
Vautrinot
12 Elect John J. Zillmer Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Edgewell Personal Care Company
Ticker Security ID: Meeting Date Meeting Status
EPC CUSIP 28035Q102 02/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert W. Black Mgmt For For For
2 Elect George R. Corbin Mgmt For For For
3 Elect Daniel J. Mgmt For For For
Heinrich
4 Elect Carla C. Hendra Mgmt For For For
5 Elect R. David Hoover Mgmt For For For
6 Elect John C. Hunter, Mgmt For For For
III
7 Elect James C. Johnson Mgmt For For For
8 Elect Rod R. Little Mgmt For For For
9 Elect Joseph D. O'Leary Mgmt For For For
10 Elect Rakesh Sachdev Mgmt For For For
11 Elect Gary K. Waring Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Amendment to the 2018 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Edison International
Ticker Security ID: Meeting Date Meeting Status
EIX CUSIP 281020107 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeanne Mgmt For For For
Beliveau-Dunn
2 Elect Michael C. Mgmt For For For
Camunez
3 Elect Vanessa C.L. Mgmt For For For
Chang
4 Elect James T. Morris Mgmt For For For
5 Elect Timothy T. Mgmt For For For
O'Toole
6 Elect Pedro J. Pizarro Mgmt For For For
7 Elect Carey A. Smith Mgmt For For For
8 Elect Linda G. Stuntz Mgmt For For For
9 Elect William P. Mgmt For For For
Sullivan
10 Elect Peter J. Taylor Mgmt For For For
11 Elect Keith Trent Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
Editas Medicine, Inc.
Ticker Security ID: Meeting Date Meeting Status
EDIT CUSIP 28106W103 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James C. Mullen Mgmt For For For
1.2 Elect Akshay K. Mgmt For For For
Vaishnaw
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Edwards Lifesciences Corporation
Ticker Security ID: Meeting Date Meeting Status
EW CUSIP 28176E108 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Mussallem
2 Elect Kieran T. Mgmt For For For
Gallahue
3 Elect Leslie S. Heisz Mgmt For For For
4 Elect William J. Link Mgmt For For For
5 Elect Steven R. Mgmt For For For
Loranger
6 Elect Martha H. Marsh Mgmt For For For
7 Elect Ramona Sequeira Mgmt For For For
8 Elect Nicholas J. Mgmt For For For
Valeriani
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Approval of the 2020 Mgmt For For For
Non-Employee
Directors Stock
Incentive
Plan
11 Increase of Authorized Mgmt For For For
Common Stock for
Stock
Split
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
eHealth, Inc.
Ticker Security ID: Meeting Date Meeting Status
EHTH CUSIP 28238P109 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrea C. Brimmer Mgmt For For For
1.2 Elect Beth A. Brooke Mgmt For For For
1.3 Elect Randall S. Mgmt For For For
Livingston
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Eidos Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
EIDX CUSIP 28249H104 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Neil Kumar Mgmt For For For
1.2 Elect Eric Aguiar Mgmt For For For
1.3 Elect William Lis Mgmt For For For
1.4 Elect Ali J. Satvat Mgmt For For For
1.5 Elect Rajeev Shah Mgmt For For For
1.6 Elect Uma Sinha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Stock Mgmt For Against Against
Incentive
Plan
________________________________________________________________________________
Eiger BioPharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
EIGR CUSIP 28249U105 06/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey S. Glenn Mgmt For For For
1.2 Elect Evan Loh Mgmt For For For
1.3 Elect Amit K. Sachdev Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
El Paso Electric Company
Ticker Security ID: Meeting Date Meeting Status
EE CUSIP 283677854 09/19/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
El Pollo Loco Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOCO CUSIP 268603107 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Samuel N. Borgese Mgmt For For For
1.2 Elect Mark Buller Mgmt For For For
1.3 Elect John M. Roth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Elanco Animal Health Incorporated
Ticker Security ID: Meeting Date Meeting Status
ELAN CUSIP 28414H103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Harrington
2 Elect Deborah T. Mgmt For For For
Kochevar
3 Elect Kirk McDonald Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Elastic N.V.
Ticker Security ID: Meeting Date Meeting Status
ESTC CUSIP N14506104 01/10/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alison Gleeson Mgmt For For For
________________________________________________________________________________
Elastic N.V.
Ticker Security ID: Meeting Date Meeting Status
ESTC CUSIP N14506104 10/04/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Endgame Transaction Mgmt For For For
________________________________________________________________________________
Elastic N.V.
Ticker Security ID: Meeting Date Meeting Status
ESTC CUSIP N14506104 10/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Schuurman Mgmt For For For
2 Elect Chetan Puttagunta Mgmt For For For
3 Adoption of Dutch Mgmt For For For
Statutory Annual
Accounts for
2018
4 Discharge from Mgmt For For For
Liability for
Executive
Director
5 Discharge from Mgmt For For For
Liability for
Non-Executive
Directors
6 Ratification of Auditor Mgmt For For For
7 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Eldorado Resorts, Inc.
Ticker Security ID: Meeting Date Meeting Status
ERI CUSIP 28470R102 06/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary L. Carano Mgmt For For For
1.2 Elect Bonnie Biumi Mgmt For For For
1.3 Elect Frank J. Mgmt For Withhold Against
Fahrenkopf,
Jr.
1.4 Elect James B. Hawkins Mgmt For For For
1.5 Elect Gregory J. Kozicz Mgmt For For For
1.6 Elect Michael E. Pegram Mgmt For For For
1.7 Elect Thomas R. Reeg Mgmt For For For
1.8 Elect David P. Tomick Mgmt For For For
1.9 Elect Roger P. Wagner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eldorado Resorts, Inc.
Ticker Security ID: Meeting Date Meeting Status
ERI CUSIP 28470R102 11/15/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Reincorporation from Mgmt For For For
Nevada to
Delaware
3 Amend the Charter if Mgmt For For For
Proposal 2 is not
Approved
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Electronic Arts Inc.
Ticker Security ID: Meeting Date Meeting Status
EA CUSIP 285512109 08/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
2 Elect Jay C. Hoag Mgmt For For For
3 Elect Jeffrey T. Huber Mgmt For For For
4 Elect Lawrence F. Mgmt For For For
Probst
III
5 Elect Talbott Roche Mgmt For For For
6 Elect Richard A. Mgmt For For For
Simonson
7 Elect Luis A. Ubinas Mgmt For For For
8 Elect Heidi J. Mgmt For For For
Ueberroth
9 Elect Andrew Wilson Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
13 Amendment Regarding Mgmt For For For
Shareholders Ability
to Call Special
Meetings
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Electronics For Imaging, Inc.
Ticker Security ID: Meeting Date Meeting Status
EFII CUSIP 286082102 07/15/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Element Solutions Inc
Ticker Security ID: Meeting Date Meeting Status
ESI CUSIP 28618M106 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin E. Mgmt For For For
Franklin
2 Elect Benjamin Gliklich Mgmt For For For
3 Elect Scot Benson Mgmt For For For
4 Elect Ian G.H. Ashken Mgmt For For For
5 Elect Christopher T. Mgmt For For For
Fraser
6 Elect Michael F. Goss Mgmt For For For
7 Elect Nichelle Mgmt For For For
Maynard-Elliot
8 Elect E. Stanley O'Neal Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Elevate Credit, Inc.
Ticker Security ID: Meeting Date Meeting Status
ELVT CUSIP 28621V101 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen J. Shaper Mgmt For For For
1.2 Elect Saundra D. Mgmt For For For
Schrock
1.3 Elect Tyler Head Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Eskew Mgmt For For For
2 Elect William G. Mgmt For For For
Kaelin,
Jr.
3 Elect David A. Ricks Mgmt For For For
4 Elect Marschall S. Mgmt For For For
Runge
5 Elect Karen Walker Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Repeal of Classified Mgmt For For For
Board
9 Elimination of Mgmt For For For
Supermajority
Requirement
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Forced Swim
Test
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to
Public Concern Over
Drug
Pricing
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Bonus
Deferral
Policy
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Recoupment
Report
________________________________________________________________________________
Ellington Financial Inc.
Ticker Security ID: Meeting Date Meeting Status
EFC CUSIP 28852N109 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas F. Robards Mgmt For For For
1.2 Elect Lisa Mumford Mgmt For For For
1.3 Elect Laurence Penn Mgmt For For For
1.4 Elect Ronald I. Simon Mgmt For For For
1.5 Elect Edward Resendez Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eloxx Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ELOX CUSIP 29014R103 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Zafrira Avnur Mgmt For For For
1.2 Elect Tomer Kariv Mgmt For For For
1.3 Elect Martin Kleijwegt Mgmt For For For
1.4 Elect Silvia Noiman Mgmt For For For
1.5 Elect Ran Nussbaum Mgmt For For For
1.6 Elect Steven D. Rubin Mgmt For For For
1.7 Elect Jasbir Seehra Mgmt For For For
1.8 Elect Gadi Veinrib Mgmt For For For
1.9 Elect Gregory C. Mgmt For For For
Williams
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EMC Insurance Group Inc.
Ticker Security ID: Meeting Date Meeting Status
EMCI CUSIP 268664109 09/18/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Emcor Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
EME CUSIP 29084Q100 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Altmeyer Mgmt For For For
2 Elect Anthony J. Guzzi Mgmt For For For
3 Elect Richard F. Hamm, Mgmt For For For
Jr.
4 Elect David H. Laidley Mgmt For For For
5 Elect Carol P. Lowe Mgmt For For For
6 Elect M. Kevin McEvoy Mgmt For For For
7 Elect William P. Reid Mgmt For For For
8 Elect Steven B. Mgmt For For For
Schwarzwaelder
9 Elect Robin A. Mgmt For For For
Walker-Lee
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2010 Mgmt For For For
Incentive
Plan
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Emerald Holding, Inc.
Ticker Security ID: Meeting Date Meeting Status
EEX CUSIP 29103W104 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Alicea Mgmt For For For
1.2 Elect Sally Shankland Mgmt For For For
1.3 Elect Emmanuelle Skala Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Emergent BioSolutions Inc.
Ticker Security ID: Meeting Date Meeting Status
EBS CUSIP 29089Q105 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zsolt Harsanyi Mgmt For For For
2 Elect George Joulwan Mgmt For For For
3 Elect Louis Sullivan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Emerson Electric Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martin S. Mgmt For For For
Craighead
1.2 Elect David N. Farr Mgmt For For For
1.3 Elect Gloria A. Flach Mgmt For For For
1.4 Elect Mathew S. Mgmt For For For
Levatich
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Empire Resorts Inc.
Ticker Security ID: Meeting Date Meeting Status
NYNY CUSIP 292052305 11/13/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Empire State Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRT CUSIP 292104106 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony E. Malkin Mgmt For For For
1.2 Elect William H. Mgmt For For For
Berkman
1.3 Elect Leslie D. Biddle Mgmt For For For
1.4 Elect Thomas J. DeRosa Mgmt For For For
1.5 Elect Steven J. Gilbert Mgmt For For For
1.6 Elect S. Michael Mgmt For For For
Giliberto
1.7 Elect Patricia S. Han Mgmt For For For
1.8 Elect James D. Mgmt For For For
Robinson,
IV
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Employers Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
EIG CUSIP 292218104 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard W. Blakey Mgmt For For For
2 Elect Joao M. de Mgmt For For For
Figueriredo
3 Elect Douglas D. Dirks Mgmt For For For
4 Elect James R. Kroner Mgmt For For For
5 Elect Michael J. Mgmt For For For
McColgan
6 Elect Michael J. Mgmt For For For
McSally
7 Amendment to the Mgmt For For For
Equity Incentive
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Enanta Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENTA CUSIP 29251M106 02/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce L.A. Carter Mgmt For For For
1.2 Elect Jay R. Luly Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Encompass Health Corporation
Ticker Security ID: Meeting Date Meeting Status
EHC CUSIP 29261A100 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Greg D. Mgmt For For For
Carmichael
2 Elect John W. Chidsey Mgmt For For For
3 Elect Donald L. Correll Mgmt For For For
4 Elect Yvonne M. Curl Mgmt For For For
5 Elect Charles M. Elson Mgmt For For For
6 Elect Joan E. Herman Mgmt For For For
7 Elect Leo I. Higdon, Mgmt For For For
Jr.
8 Elect Leslye G. Katz Mgmt For For For
9 Elect Patricia A. Mgmt For For For
Maryland
10 Elect John E. Maupin, Mgmt For For For
Jr.
11 Elect Nancy M. Mgmt For For For
Schlichting
12 Elect L. Edward Shaw, Mgmt For For For
Jr.
13 Elect Mark J. Tarr Mgmt For For For
14 Elect Terrance Williams Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Encore Capital Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ECPG CUSIP 292554102 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Monaco Mgmt For For For
1.2 Elect Ashwini Gupta Mgmt For For For
1.3 Elect Wendy G. Hannam Mgmt For For For
1.4 Elect Jeffrey A. Mgmt For For For
Hilzinger
1.5 Elect Angela A. Knight Mgmt For For For
1.6 Elect Laura Newman Olle Mgmt For For For
1.7 Elect Richard J. Mgmt For For For
Srednicki
1.8 Elect Richard P. Mgmt For For For
Stovsky
1.9 Elect Ashish Masih Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Encore Wire Corporation
Ticker Security ID: Meeting Date Meeting Status
WIRE CUSIP 292562105 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory J. Fisher Mgmt For For For
1.2 Elect Daniel L. Jones Mgmt For For For
1.3 Elect Gina A. Norris Mgmt For For For
1.4 Elect William R. Thomas Mgmt For For For
1.5 Elect Scott D. Weaver Mgmt For For For
1.6 Elect John H. Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2020 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
Endo International plc
Ticker Security ID: Meeting Date Meeting Status
ENDP CUSIP G30401106 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul V. Mgmt For For For
Campanelli
2 Elect Blaise Coleman Mgmt For For For
3 Elect Mark G. Barberio Mgmt For For For
4 Elect Shane M. Cooke Mgmt For For For
5 Elect Nancy J. Hutson Mgmt For For For
6 Elect Michael Hyatt Mgmt For For For
7 Elect Roger H. Kimmel Mgmt For For For
8 Elect William P. Mgmt For For For
Montague
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2015 Mgmt For For For
Stock Incentive
Plan
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Endurance International Group Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
EIGI CUSIP 29272B105 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexi A. Wellman Mgmt For Against Against
2 Elect Peter J. Perrone Mgmt For Against Against
3 Elect Chandler J. Reedy Mgmt For Against Against
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Energizer Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENR CUSIP 29272W109 01/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carlos Mgmt For For For
Abrams-Rivera
2 Elect Bill G. Armstrong Mgmt For For For
3 Elect Cynthia J. Mgmt For For For
Brinkley
4 Elect Rebecca Mgmt For For For
Frankiewicz
5 Elect Alan R. Hoskins Mgmt For For For
6 Elect Kevin J. Hunt Mgmt For For For
7 Elect James C. Johnson Mgmt For For For
8 Elect John E. Klein Mgmt For For For
9 Elect Patrick J. Moore Mgmt For For For
10 Elect Nneka L. Rimmer Mgmt For For For
11 Elect Robert V. Vitale Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Energous Corporation
Ticker Security ID: Meeting Date Meeting Status
WATT CUSIP 29272C103 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen R. Mgmt For For For
Rizzone
1.2 Elect Robert J. Griffin Mgmt For For For
1.3 Elect Daniel W. Fairfax Mgmt For For For
1.4 Elect Michael Noonen Mgmt For For For
1.5 Elect Rahul Patel Mgmt For For For
1.6 Elect Reynette Au Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 2 Years 1 Year Against
Vote on Executive
Compensation
5 Amendment to the 2013 Mgmt For Against Against
Equity Incentive
Plan
6 Amendment to the Mgmt For For For
Non-Employee
Compensation
Plan
7 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
8 Amendment to the Mgmt For Against Against
Performance Share
Unit
Plan
9 Increase of Authorized Mgmt For Against Against
Common
Stock
10 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Energy Fuels Inc.
Ticker Security ID: Meeting Date Meeting Status
EFR CUSIP 292671708 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Birks Bovaird Mgmt For For For
1.2 Elect Mark S. Chalmers Mgmt For For For
1.3 Elect Benjamin Mgmt For For For
Eshleman
III
1.4 Elect Barbara A. Filas Mgmt For For For
1.5 Elect Bruce D. Hansen Mgmt For For For
1.6 Elect Dennis L. Higgs Mgmt For For For
1.7 Elect Robert W. Mgmt For For For
Kirkwood
1.8 Elect Alex G. Morrison Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt Against For Against
Vote on Executive
Compensation - 1
Year
5 Frequency of Advisory Mgmt Against Against For
Vote on Executive
Compensation - 2
Years
6 Frequency of Advisory Mgmt For Against Against
Vote on Executive
Compensation - 3
Years
________________________________________________________________________________
Enersys
Ticker Security ID: Meeting Date Meeting Status
ENS CUSIP 29275Y102 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard I. Hoffen Mgmt For For For
2 Elect David M. Shaffer Mgmt For For For
3 Elect Ronald P. Vargo Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ennis, Inc.
Ticker Security ID: Meeting Date Meeting Status
EBF CUSIP 293389102 07/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Blind Mgmt For For For
2 Elect Barbara T. Mgmt For For For
Clemens
3 Elect Michael J. Mgmt For For For
Schaefer
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Enochian Biosciences Inc.
Ticker Security ID: Meeting Date Meeting Status
ENOB CUSIP 29350E104 06/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rene Sindlev Mgmt For Withhold Against
1.2 Elect Mark Dybul Mgmt For Withhold Against
1.3 Elect Carol L. Brosgart Mgmt For Withhold Against
1.4 Elect Gregg Alton Mgmt For Withhold Against
1.5 Elect Evelyn D'An Mgmt For Withhold Against
1.6 Elect James Sapirstein Mgmt For Withhold Against
1.7 Elect Carl Sandler Mgmt For Withhold Against
1.8 Elect Henrik Mgmt For Withhold Against
Gronfeldt-Sorensen
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Enova International, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENVA CUSIP 29357K103 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ellen Carnahan Mgmt For For For
2 Elect Daniel R. Feehan Mgmt For For For
3 Elect David Fisher Mgmt For For For
4 Elect William M. Mgmt For For For
Goodyear
5 Elect James A. Gray Mgmt For For For
6 Elect Gregg A. Kaplan Mgmt For For For
7 Elect Mark P. McGowan Mgmt For For For
8 Elect Mark A. Tebbe Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Enphase Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENPH CUSIP 29355A107 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Benjamin Kortlang Mgmt For Withhold Against
1.2 Elect Richard Mora Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability
Report
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EnPro Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
NPO CUSIP 29355X107 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marvin A. Riley Mgmt For For For
1.2 Elect Thomas M. Botts Mgmt For For For
1.3 Elect Felix M. Brueck Mgmt For For For
1.4 Elect B. Bernard Mgmt For For For
Burns,
Jr.
1.5 Elect Diane C. Creel Mgmt For For For
1.6 Elect Adele M. Gulfo Mgmt For For For
1.7 Elect David L. Hauser Mgmt For For For
1.8 Elect John S. Humphrey Mgmt For For For
1.9 Elect Kees van der Mgmt For For For
Graaf
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Equity Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ensign Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENSG CUSIP 29358P101 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy E. Mgmt For For For
Christensen
2 Elect Barry M. Smith Mgmt For For For
3 Elect Swati B. Abbott Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Enstar Group Limited
Ticker Security ID: Meeting Date Meeting Status
ESGR CUSIP G3075P101 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect B. Frederick Mgmt For Against Against
Becker
2 Elect James D. Carey Mgmt For For For
3 Elect Willard Myron Mgmt For For For
Hendry,
Jr.
4 Elect Hitesh R. Patel Mgmt For Against Against
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Enstar Group Limited
Ticker Security ID: Meeting Date Meeting Status
ESGR CUSIP G3075P101 11/25/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the 2016 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Entegra Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
ENFC CUSIP 29363J108 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Elect Ronald D. Beale Mgmt For For For
4 Elect R. Matt Dunbar Mgmt For For For
5 Elect Roger D. Plemens Mgmt For For For
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Entegris, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENTG CUSIP 29362U104 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Bradley
2 Elect R. Nicholas Burns Mgmt For For For
3 Elect James F. Mgmt For For For
Gentilcore
4 Elect James P. Lederer Mgmt For For For
5 Elect Bertrand Loy Mgmt For For For
6 Elect Paul L.H. Olson Mgmt For For For
7 Elect Azita Mgmt For For For
Saleki-Gerhardt
8 Elect Brian Sullivan Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2020 Mgmt For For For
Stock
Plan
________________________________________________________________________________
Entercom Communications Corp.
Ticker Security ID: Meeting Date Meeting Status
ETM CUSIP 293639100 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Field Mgmt For For For
1.2 Elect Joseph M. Field Mgmt For For For
1.3 Elect David J. Berkman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Burbank Mgmt For For For
2 Elect P.J. Condon Mgmt For For For
3 Elect Leo P. Denault Mgmt For For For
4 Elect Kirkland H. Mgmt For For For
Donald
5 Elect Philip L. Mgmt For For For
Frederickson
6 Elect Alexis M. Herman Mgmt For For For
7 Elect M. Elise Hyland Mgmt For For For
8 Elect Stuart L. Mgmt For For For
Levenick
9 Elect Blanche L. Mgmt For For For
Lincoln
10 Elect Karen A. Puckett Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Enterprise Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
EBTC CUSIP 293668109 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Clementi Mgmt For For For
1.2 Elect Carole A. Cowan Mgmt For For For
1.3 Elect Normand E. Mgmt For For For
Deschene
1.4 Elect John A. Koutsos Mgmt For For For
1.5 Elect Joseph C. Lerner Mgmt For For For
1.6 Elect Richard W. Main Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Enterprise Financial Services Corp
Ticker Security ID: Meeting Date Meeting Status
EFSC CUSIP 293712105 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael A. DeCola Mgmt For For For
1.2 Elect James F. Deutsch Mgmt For For For
1.3 Elect John S. Eulich Mgmt For For For
1.4 Elect Robert E. Guest, Mgmt For For For
Jr.
1.5 Elect James M. Havel Mgmt For For For
1.6 Elect Judith S. Heeter Mgmt For For For
1.7 Elect Michael R. Holmes Mgmt For For For
1.8 Elect Nevada A. Kent IV Mgmt For For For
1.9 Elect James B. Lally Mgmt For For For
1.10 Elect Anthony R. Mgmt For For For
Scavuzzo
1.11 Elect Eloise E. Schmitz Mgmt For For For
1.12 Elect Sandra A. Van Mgmt For For For
Trease
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Entravision Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
EVC CUSIP 29382R107 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter F. Ulloa Mgmt For For For
1.2 Elect Paul A. Zevnik Mgmt For For For
1.3 Elect Gilbert R. Mgmt For For For
Vasquez
1.4 Elect Patricia Diaz Mgmt For For For
Dennis
1.5 Elect Juan Saldivar Mgmt For Withhold Against
von
Wuthenau
1.6 Elect Martha Elena Diaz Mgmt For For For
1.7 Elect Fehmi Zeko Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Envestnet, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENV CUSIP 29404K106 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Luis A. Aguilar Mgmt For For For
1.2 Elect Ross K. Chapin Mgmt For For For
1.3 Elect William Crager Mgmt For For For
1.4 Elect James L. Fox Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Envista Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
NVST CUSIP 29415F104 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kieran T. Mgmt For For For
Gallahue
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Enzo Biochem, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENZ CUSIP 294100102 02/25/2020 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Board Size Mgmt For TNA N/A
and Related
Discretion
2 Elect Rebecca J. Mgmt For TNA N/A
Fischer (Class I
Director)
3 Elect Barry W. Weiner Mgmt For TNA N/A
4 Advisory Vote on Mgmt For TNA N/A
Executive
Compensation
5 Ratification of Auditor Mgmt For TNA N/A
6 Adoption of Majority Mgmt For TNA N/A
Vote for Election of
Directors
________________________________________________________________________________
Enzo Biochem, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENZ CUSIP 294100102 02/25/2020 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Board Size Mgmt N/A For N/A
and Related
Discretion
2.1 Elect Fabian Blank Mgmt N/A For N/A
(Class II
Director)
2.2 Elect Peter J. Mgmt N/A For N/A
Clemens, IV (Class II
Director)
3 Advisory Vote on Mgmt N/A For N/A
Executive
Compensation
4 Ratification of Auditor Mgmt N/A For N/A
5 Adoption of Majority Mgmt N/A For N/A
Vote for Election of
Directors
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Robert P. Daniels Mgmt For For For
4 Elect James C. Day Mgmt For For For
5 Elect C. Christopher Mgmt For For For
Gaut
6 Elect Julie J. Mgmt For For For
Robertson
7 Elect Donald F. Textor Mgmt For For For
8 Elect William R. Thomas Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EPAM Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
EPAM CUSIP 29414B104 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eugene Roman Mgmt For For For
2 Elect Jill B. Smart Mgmt For For For
3 Elect Ronald P. Vargo Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Epizyme, Inc.
Ticker Security ID: Meeting Date Meeting Status
EPZM CUSIP 29428V104 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew R. Allen Mgmt For For For
1.2 Elect Kenneth Bate Mgmt For For For
1.3 Elect Robert B. Mgmt For For For
Bazemore,
Jr.
1.4 Elect Victoria Richon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
ePlus inc.
Ticker Security ID: Meeting Date Meeting Status
PLUS CUSIP 294268107 09/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce M. Bowen Mgmt For For For
1.2 Elect John E. Callies Mgmt For For For
1.3 Elect C. Thomas Mgmt For For For
Faulders,
III
1.4 Elect Eric D. Hovde Mgmt For For For
1.5 Elect Ira A. Hunt, III Mgmt For For For
1.6 Elect Mark P Marron Mgmt For For For
1.7 Elect Maureen F. Mgmt For For For
Morrison
1.8 Elect Ben Xiang Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EPR Properties
Ticker Security ID: Meeting Date Meeting Status
EPR CUSIP 26884U109 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barrett Brady Mgmt For For For
1.2 Elect Peter C. Brown Mgmt For For For
1.3 Elect James B. Connor Mgmt For For For
1.4 Elect Robert J. Druten Mgmt For For For
1.5 Elect Gregory K. Mgmt For For For
Silvers
1.6 Elect Robin P. Sterneck Mgmt For For For
1.7 Elect Virginia E. Mgmt For For For
Shanks
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Declaration of
Trust
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lydia I. Beebe Mgmt For For For
2 Elect Philip G. Behrman Mgmt For For For
3 Elect Lee M. Canaan Mgmt For For For
4 Elect Janet L. Carrig Mgmt For For For
5 Elect Dr. Kathryn J. Mgmt For For For
Jackson
6 Elect John F. McCartney Mgmt For For For
7 Elect James T. Mgmt For For For
McManus,
II
8 Elect Anita M. Powers Mgmt For For For
9 Elect Daniel J. Rice IV Mgmt For For For
10 Elect Toby Z. Rice Mgmt For For For
11 Elect Stephen A. Mgmt For For For
Thorington
12 Elect Hallie A. Mgmt For For For
Vanderhider
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Elimination of Mgmt For For For
Supermajority
Requirement
15 Amendment to Threshold Mgmt For For For
Required to Call a
Special
Meeting
16 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 07/10/2019 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lydia I. Beebe ShrHoldr N/A TNA N/A
2 Elect Lee M. Canaan ShrHoldr N/A TNA N/A
3 Elect Dr. Kathryn J. ShrHoldr N/A TNA N/A
Jackson
4 Elect John F. Mccartney ShrHoldr N/A TNA N/A
5 Elect Daniel J. Rice ShrHoldr N/A TNA N/A
6 Elect Toby Z. Rice ShrHoldr N/A TNA N/A
7 Elect Hallie A. ShrHoldr N/A TNA N/A
Vanderhider
8 Elect Management ShrHoldr N/A TNA N/A
Nominee Philip G.
Behrman
9 Elect Management ShrHoldr N/A TNA N/A
Nominee Janet L.
Carrig
10 Elect Management ShrHoldr N/A TNA N/A
Nominee James T.
McManus,
II
11 Elect Management ShrHoldr N/A TNA N/A
Nominee Anita M.
Powers
12 Elect Management ShrHoldr N/A TNA N/A
Nominee Stephen A.
Thorington
13 Elect Management ShrHoldr N/A TNA N/A
Nominee Christina A.
Cassotis
14 Elect Management ShrHoldr N/A TNA N/A
Nominee William M.
Lambert
15 Elect Management ShrHoldr N/A TNA N/A
Nominee Gerald F.
MacCleary
16 Elect Management ShrHoldr N/A TNA N/A
Nominee Valerie A.
Mitchell
17 Elect Management ShrHoldr N/A TNA N/A
Nominee Robert J.
McNally
18 Elect Management ShrHoldr N/A TNA N/A
Nominee Christine J.
Toretti
19 Advisory Vote on Mgmt N/A TNA N/A
Executive
Compensation
20 Approval 2019 Mgmt N/A TNA N/A
Long-Term Incentive
Plan
21 Ratification of Auditor Mgmt N/A TNA N/A
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 07/10/2019 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Philip G. Behrman Mgmt For For For
2 Elect Janet L. Carrig Mgmt For For For
3 Elect Christina A. Mgmt For For For
Cassotis
4 Elect William M. Mgmt For For For
Lambert
5 Elect Gerald F. Mgmt For For For
MacCleary
6 Elect James T. Mgmt For For For
McManus,
II
7 Elect Valerie A. Mgmt For For For
Mitchell
8 Elect Robert J. McNally Mgmt For For For
9 Elect Anita M. Powers Mgmt For For For
10 Elect Daniel J. Rice IV Mgmt For For For
11 Elect Stephen A. Mgmt For For For
Thorington
12 Elect Christine J. Mgmt For For For
Toretti
13 Rice Group Nominee Mgmt N/A Abstain N/A
Lydia I.
Beebe
14 Rice Group Nominee Lee Mgmt N/A Abstain N/A
M.
Canaan
15 Rice Group Nominee Dr. Mgmt N/A Abstain N/A
Kathryn J.
Jackson
16 Rice Group Nominee Mgmt N/A Abstain N/A
John F.
Mccartney
17 Rice Group Nominee Mgmt N/A Abstain N/A
Toby Z.
Rice
18 Rice Group Nominee Mgmt N/A Abstain N/A
Hallie A.
Vanderhider
19 Advisory Vote on Mgmt For For For
Executive
Compensation
20 Approval 2019 Mgmt For For For
Long-Term Incentive
Plan
21 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Equifax Inc.
Ticker Security ID: Meeting Date Meeting Status
EFX CUSIP 294429105 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark W. Begor Mgmt For For For
2 Elect Mark L. Feidler Mgmt For For For
3 Elect G. Thomas Hough Mgmt For For For
4 Elect Robert D. Marcus Mgmt For For For
5 Elect Siri S. Marshall Mgmt For For For
6 Elect Scott A. McGregor Mgmt For For For
7 Elect John A. McKinley Mgmt For For For
8 Elect Robert W. Mgmt For For For
Selander
9 Elect Elane B. Stock Mgmt For For For
10 Elect Heather H. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Equinix, Inc.
Ticker Security ID: Meeting Date Meeting Status
EQIX CUSIP 29444U700 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas Bartlett Mgmt For For For
1.2 Elect Nanci E. Caldwell Mgmt For For For
1.3 Elect Adaire Fox-Martin Mgmt For For For
1.4 Elect Gary F. Hromadko Mgmt For For For
1.5 Elect William Luby Mgmt For For For
1.6 Elect Irving F. Lyons, Mgmt For For For
III
1.7 Elect Charles Meyers Mgmt For For For
1.8 Elect Christopher B. Mgmt For For For
Paisley
1.9 Elect Sandra Rivera Mgmt For For For
1.10 Elect Peter F. Van Camp Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Equitable Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
EQH CUSIP 29452E101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel G. Kaye Mgmt For For For
1.2 Elect Joan Lamm-Tennant Mgmt For For For
1.3 Elect Kristi A. Matus Mgmt For For For
1.4 Elect Ramon de Oliveira Mgmt For For For
1.5 Elect Mark Pearson Mgmt For For For
1.6 Elect Bertram L. Scott Mgmt For For For
1.7 Elect George Stansfield Mgmt For For For
1.8 Elect Charles G.T. Mgmt For For For
Stonehill
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2019 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Equitrans Midstream Corporation
Ticker Security ID: Meeting Date Meeting Status
ETRN CUSIP 294600101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vicky A. Bailey Mgmt For For For
1.2 Elect Sarah M. Mgmt For For For
Barpoulis
1.3 Elect Kenneth M. Burke Mgmt For For For
1.4 Elect Patricia K. Mgmt For For For
Collawn
1.5 Elect Margaret K. Mgmt For For For
Dorman
1.6 Elect Thomas F. Karam Mgmt For For For
1.7 Elect D. Mark Leland Mgmt For For For
1.8 Elect Norman J. Mgmt For For For
Szydlowski
1.9 Elect Robert F. Vagt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Equitrans Midstream Corporation
Ticker Security ID: Meeting Date Meeting Status
ETRN CUSIP 294600101 06/15/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with EQM Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Equity Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
EQBK CUSIP 29460X109 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Junetta M Everett Mgmt For For For
2 Elect Gary C. Mgmt For For For
Allerheiligen
3 Elect Benjamen M Hutton Mgmt For For For
4 Elect Gregory L Mgmt For For For
Gaeddert
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Equity Commonwealth
Ticker Security ID: Meeting Date Meeting Status
EQC CUSIP 294628102 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Samuel Zell Mgmt For For For
1.2 Elect James S. Corl Mgmt For For For
1.3 Elect Martin L. Edelman Mgmt For For For
1.4 Elect Edward A. Mgmt For For For
Glickman
1.5 Elect David Helfand Mgmt For For For
1.6 Elect Peter Linneman Mgmt For For For
1.7 Elect James L. Lozier, Mgmt For For For
Jr.
1.8 Elect Mary Jane Mgmt For For For
Robertson
1.9 Elect Kenneth Shea Mgmt For For For
1.10 Elect Gerald A. Spector Mgmt For For For
1.11 Elect James A. Star Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Equity LifeStyle Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
ELS CUSIP 29472R108 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew Mgmt For For For
Berkenfield
1.2 Elect Philip C. Calian Mgmt For For For
1.3 Elect David J. Contis Mgmt For For For
1.4 Elect Constance Mgmt For For For
Freedman
1.5 Elect Thomas P. Mgmt For For For
Heneghan
1.6 Elect Tao Huang Mgmt For For For
1.7 Elect Marguerite Nader Mgmt For For For
1.8 Elect Scott R. Peppet Mgmt For For For
1.9 Elect Sheli Z. Mgmt For For For
Rosenberg
1.10 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Equity Residential
Ticker Security ID: Meeting Date Meeting Status
EQR CUSIP 29476L107 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond Bennett Mgmt For For For
1.2 Elect Linda Walker Mgmt For For For
Bynoe
1.3 Elect Connie K. Mgmt For For For
Duckworth
1.4 Elect Mary Kay Haben Mgmt For For For
1.5 Elect Tahsinul Zia Mgmt For For For
Huque
1.6 Elect Bradley A. Mgmt For For For
Keywell
1.7 Elect John E. Neal Mgmt For For For
1.8 Elect David J. Mgmt For For For
Neithercut
1.9 Elect Mark J. Parrell Mgmt For For For
1.10 Elect Mark S. Shapiro Mgmt For For For
1.11 Elect Stephen E. Mgmt For For For
Sterrett
1.12 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Era Group Inc.
Ticker Security ID: Meeting Date Meeting Status
ERA CUSIP 26885G109 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Reverse
Merger
2 Elect Christopher Mgmt For For For
Bradshaw
3 Elect Charles Fabrikant Mgmt For For For
4 Elect Ann Fairbanks Mgmt For For For
5 Elect Christopher P. Mgmt For For For
Papouras
6 Elect Yueping Sun Mgmt For For For
7 Elect Steven Webster Mgmt For For For
8 Increase in Authorized Mgmt For Against Against
Common
Stock
9 Reverse Stock Split Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Erie Indemnity Company
Ticker Security ID: Meeting Date Meeting Status
ERIE CUSIP 29530P102 04/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Virtual Meeting Mgmt N/A For N/A
Attendance
________________________________________________________________________________
Eros International Plc
Ticker Security ID: Meeting Date Meeting Status
EROS CUSIP G3788M114 06/29/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bundled Amendments to Mgmt For For For
Articles of
Association
________________________________________________________________________________
Eros International Plc
Ticker Security ID: Meeting Date Meeting Status
EROS CUSIP G3788M114 12/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Dilip Jayantilal Mgmt For For For
Thakkar
3 Elect Rishika Lulla Mgmt For For For
Singh
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Escalade, Incorporated
Ticker Security ID: Meeting Date Meeting Status
ESCA CUSIP 296056104 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter P. Mgmt For For For
Glazer,
Jr.
1.2 Elect Katherine F. Mgmt For For For
Franklin
1.3 Elect Edward E. Mgmt For For For
Williams
1.4 Elect Richard F. Mgmt For For For
Baalmann
Jr.
1.5 Elect David L. Mgmt For For For
Fetherman
1.6 Elect Patrick J. Mgmt For For For
Griffin
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ESCO Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
ESE CUSIP 296315104 01/31/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick M. Dewar Mgmt For For For
1.2 Elect Vinod M. Khilnani Mgmt For For For
1.3 Elect Robert J. Mgmt For For For
Phillippy
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Esperion Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESPR CUSIP 29664W105 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel Janney Mgmt For For For
2 Elect Tim M. Mayleben Mgmt For For For
3 Elect Mark E. McGovern Mgmt For For For
4 Elect Tracy M. Woody Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
ESSA Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESSA CUSIP 29667D104 02/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel J. Henning Mgmt For For For
1.2 Elect Elizabeth B. Mgmt For For For
Weekes
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Essent Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESNT CUSIP G3198U102 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Casale Mgmt For For For
1.2 Elect Douglas J. Pauls Mgmt For For For
1.3 Elect William L. Mgmt For For For
Spiegel
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Essential Properties Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
EPRT CUSIP 29670E107 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul T. Bossidy Mgmt For For For
1.2 Elect Joyce DeLucca Mgmt For For For
1.3 Elect Anthony K. Dobkin Mgmt For For For
1.4 Elect Scott A. Estes Mgmt For For For
1.5 Elect Peter M. Mavoides Mgmt For For For
1.6 Elect Lawrence J. Mgmt For For For
Minich
1.7 Elect Heather Neary Mgmt For For For
1.8 Elect Stephen D. Sautel Mgmt For For For
1.9 Elect Janaki Sivanesan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Essential Utilities Inc.
Ticker Security ID: Meeting Date Meeting Status
WTRG CUSIP 29670G102 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth B. Mgmt For For For
Amato
1.2 Elect Nicholas Mgmt For For For
DeBenedictis
1.3 Elect Christopher H. Mgmt For For For
Franklin
1.4 Elect Wendy A. Franks Mgmt For For For
1.5 Elect Daniel J. Mgmt For For For
Hilferty
1.6 Elect Francis O. Idehen Mgmt For For For
1.7 Elect Ellen T. Ruff Mgmt For For For
1.8 Elect Lee C. Stewart Mgmt For For For
1.9 Elect Christopher C Mgmt For For For
Womack
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
5 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Essex Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESS CUSIP 297178105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith R. Guericke Mgmt For For For
1.2 Elect Maria R. Mgmt For For For
Hawthorne
1.3 Elect Amal M. Johnson Mgmt For For For
1.4 Elect Mary Kasaris Mgmt For For For
1.5 Elect Irving F. Lyons, Mgmt For For For
III
1.6 Elect George M. Marcus Mgmt For For For
1.7 Elect Thomas E. Mgmt For For For
Robinson
1.8 Elect Michael J. Schall Mgmt For For For
1.9 Elect Byron A. Mgmt For For For
Scordelis
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Estee Lauder Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
EL CUSIP 518439104 11/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald S. Lauder Mgmt For For For
2 Elect William P. Lauder Mgmt For For For
3 Elect Richard D. Mgmt For For For
Parsons
4 Elect Lynn Forester de Mgmt For For For
Rothschild
5 Elect Jennifer Tejada Mgmt For For For
6 Elect Richard F. Mgmt For For For
Zannino
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the 2002 Mgmt For For For
Share Incentive
Plan
________________________________________________________________________________
Ethan Allen Interiors Inc.
Ticker Security ID: Meeting Date Meeting Status
ETH CUSIP 297602104 11/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Farooq Mgmt For For For
Kathwari
2 Elect James B. Carlson Mgmt For For For
3 Elect John J. Dooner, Mgmt For For For
Jr.
4 Elect Domenick J. Mgmt For For For
Esposito
5 Elect Mary Garrett Mgmt For For For
6 Elect James W. Mgmt For For For
Schmotter
7 Elect Tara J. Stacom Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Etsy, Inc.
Ticker Security ID: Meeting Date Meeting Status
ETSY CUSIP 29786A106 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Michele Burns Mgmt For For For
2 Elect Josh Silverman Mgmt For For For
3 Elect Fred Wilson Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Euronet Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
EEFT CUSIP 298736109 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrzej Mgmt For For For
Olechowski
1.2 Elect Eriberto R. Mgmt For Withhold Against
Scocimara
1.3 Elect Mark R. Callegari Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Evans Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVBN CUSIP 29911Q208 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael A. Battle Mgmt For Withhold Against
1.2 Elect James E. Biddle, Mgmt For For For
Jr.
1.3 Elect Jody L. Lomeo Mgmt For For For
1.4 Elect Nora B. Sullivan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eventbrite, Inc.
Ticker Security ID: Meeting Date Meeting Status
EB CUSIP 29975E109 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Katherine Mgmt For For For
August-deWilde
1.2 Elect Julia Hartz Mgmt For For For
1.3 Elect Helen Riley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Everbridge, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVBG CUSIP 29978A104 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jaime Ellertson Mgmt For For For
1.2 Elect Sharon Rowlands Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Evercore Inc.
Ticker Security ID: Meeting Date Meeting Status
EVR CUSIP 29977A105 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roger C. Altman Mgmt For For For
1.2 Elect Richard I. Mgmt For For For
Beattie
1.3 Elect Pamela G. Carlton Mgmt For For For
1.4 Elect Ellen V. Futter Mgmt For For For
1.5 Elect Gail B. Harris Mgmt For For For
1.6 Elect Robert B. Millard Mgmt For For For
1.7 Elect Willard J. Mgmt For For For
Overlock,
Jr.
1.8 Elect Sir Simon M. Mgmt For For For
Robertson
1.9 Elect Ralph L. Mgmt For For For
Schlosstein
1.10 Elect John S. Weinberg Mgmt For For For
1.11 Elect William J. Mgmt For For For
Wheeler
1.12 Elect Sarah K. Mgmt For For For
Williamson
1.13 Elect Kendrick R. Mgmt For For For
Wilson,
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2016 Mgmt For For For
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Everest Re Group, Ltd.
Ticker Security ID: Meeting Date Meeting Status
RE CUSIP G3223R108 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John J. Amore Mgmt For For For
2 Elect Juan C. Andrade Mgmt For For For
3 Elect William F. Mgmt For For For
Galtney,
Jr.
4 Elect John A. Graf Mgmt For For For
5 Elect Meryl D. Mgmt For For For
Hartzband
6 Elect Gerri Losquadro Mgmt For For For
7 Elect Roger M. Singer Mgmt For For For
8 Elect Joseph V. Taranto Mgmt For For For
9 Elect John A. Weber Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Evergy, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVRG CUSIP 30034W106 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kirkland B. Mgmt For For For
Andrews
2 Elect Terry D. Bassham Mgmt For For For
3 Elect Mollie Hale Mgmt For For For
Carter
4 Elect Richard L. Hawley Mgmt For For For
5 Elect Thomas D. Hyde Mgmt For For For
6 Elect B. Anthony Isaac Mgmt For For For
7 Elect Paul M. Keglevic Mgmt For For For
8 Elect Sandra A.J. Mgmt For For For
Lawrence
9 Elect Ann D. Murtlow Mgmt For For For
10 Elect Sandra J. Price Mgmt For For For
11 Elect Mark A. Ruelle Mgmt For For For
12 Elect S. Carl Mgmt For For For
Soderstrom,
Jr.
13 Elect John A. Stall Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Everi Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
EVRI CUSIP 30034T103 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Linster W. Fox Mgmt For For For
1.2 Elect Maureen T. Mgmt For For For
Mullarkey
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EverQuote, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVER CUSIP 30041R108 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David B. Blundin Mgmt For For For
1.2 Elect Sanju K. Bansal Mgmt For For For
1.3 Elect Seth Birnbaum Mgmt For For For
1.4 Elect Paul F. Deninger Mgmt For For For
1.5 Elect John Lunny Mgmt For For For
1.6 Elect George Neble Mgmt For For For
1.7 Elect John L. Shields Mgmt For For For
1.8 Elect Mira Wilczek Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eversource Energy
Ticker Security ID: Meeting Date Meeting Status
ES CUSIP 30040W108 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cotton M. Mgmt For For For
Cleveland
2 Elect James S. DiStasio Mgmt For For For
3 Elect Francis A. Doyle Mgmt For For For
4 Elect Linda D. Forry Mgmt For For For
5 Elect James J. Judge Mgmt For For For
6 Elect John Y. Kim Mgmt For For For
7 Elect Kenneth R. Mgmt For For For
Leibler
8 Elect David H. Long Mgmt For For For
9 Elect William C. Van Mgmt For For For
Faasen
10 Elect Frederica M. Mgmt For For For
Williams
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EVERTEC, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVTC CUSIP 30040P103 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank G. D'Angelo Mgmt For For For
2 Elect Morgan M. Mgmt For For For
Schuessler,
Jr.
3 Elect Olga Botero Mgmt For For For
4 Elect Jorge A. Junquera Mgmt For For For
5 Elect Ivan Pagan Mgmt For For For
6 Elect Aldo J. Polak Mgmt For For For
7 Elect Alan H. Mgmt For For For
Schumacher
8 Elect Brian J. Smith Mgmt For For For
9 Elect Thomas W. Mgmt For For For
Swidarski
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EVI Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVI CUSIP 26929N102 12/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry M. Nahmad Mgmt For Withhold Against
1.2 Elect Dennis Mack Mgmt For For For
1.3 Elect David Blyer Mgmt For For For
1.4 Elect Alan M. Grunspan Mgmt For For For
1.5 Elect Timothy P. Mgmt For For For
LaMacchia
1.6 Elect Hal M. Lucas Mgmt For For For
1.7 Elect Glen Kruger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
EVO Payments, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVOP CUSIP 26927E104 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Laura Miller Mgmt For For For
1.2 Elect Gregory S. Pope Mgmt For For For
1.3 Elect Matthew W. Raino Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2018 Mgmt For Against Against
Omnibus Equity
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Evolent Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVH CUSIP 30050B101 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bridget Duffy Mgmt For For For
2 Elect Diane Holder Mgmt For For For
3 Elect Michael D'Amato Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Evolus, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOLS CUSIP 30052C107 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Simone Blank Mgmt For For For
1.2 Elect Bosun S. Hau Mgmt Withhold For N/A
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Evolution Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
EPM CUSIP 30049A107 12/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward J. DiPaolo Mgmt For For For
1.2 Elect William E. Dozier Mgmt For For For
1.3 Elect Robert S. Herlin Mgmt For For For
1.4 Elect Kelly W. Loyd Mgmt For For For
1.5 Elect Marran H. Ogilvie Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Evoqua Water Technologies Corp.
Ticker Security ID: Meeting Date Meeting Status
AQUA CUSIP 30057T105 02/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald C. Keating Mgmt For For For
1.2 Elect Martin J. Lamb Mgmt For For For
1.3 Elect Peter M. Wilver Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2017 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Exact Sciences Corporation
Ticker Security ID: Meeting Date Meeting Status
EXAS CUSIP 30063P105 07/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin T. Conroy Mgmt For For For
1.2 Elect Katherine S. Mgmt For For For
Zanotti
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Omnibus Long-Term
Incentive
Plan
________________________________________________________________________________
Exelixis, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXEL CUSIP 30161Q104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles Cohen Mgmt For For For
2 Elect Carl B. Feldbaum Mgmt For For For
3 Elect Maria C. Freire Mgmt For For For
4 Elect Alan M. Garber Mgmt For For For
5 Elect Vincent T. Mgmt For For For
Marchesi
6 Elect Michael M. Mgmt For For For
Morrissey
7 Elect Stelios Mgmt For For For
Papadopoulos
8 Elect George H. Poste Mgmt For For For
9 Elect Julie Anne Smith Mgmt For For For
10 Elect Lance Willsey Mgmt For For For
11 Elect Jack L. Mgmt For For For
Wyszomierski
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2017 Mgmt For For For
Equity Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Ann C. Berzin Mgmt For For For
3 Elect M. Laurie Brlas Mgmt For For For
4 Elect Christopher M. Mgmt For For For
Crane
5 Elect Yves C. de Mgmt For For For
Balmann
6 Elect Nicholas Mgmt For For For
DeBenedictis
7 Elect Linda P. Jojo Mgmt For For For
8 Elect Paul L. Joskow Mgmt For For For
9 Elect Robert J. Lawless Mgmt For For For
10 Elect John M. Mgmt For For For
Richardson
11 Elect Mayo A. Shattuck Mgmt For For For
III
12 Elect John F. Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
ExlService Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXLS CUSIP 302081104 06/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rohit Kapoor Mgmt For For For
2 Elect David B. Kelso Mgmt For For For
3 Elect Anne E. Minto Mgmt For For For
4 Elect Som Mittal Mgmt For For For
5 Elect Clyde W. Ostler Mgmt For For For
6 Elect Jaynie M. Mgmt For For For
Studenmund
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
eXp World Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPI CUSIP 30212W100 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Glenn Sanford Mgmt For Against Against
2 Elect Jason Gesing Mgmt For Against Against
3 Elect Randall D. Miles Mgmt For Against Against
4 Elect Dan Cahir Mgmt For For For
5 Elect Darren Jacklin Mgmt For Against Against
6 Elect Eugene Frederick Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Expedia Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPE CUSIP 30212P303 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel Altman Mgmt For For For
2 Elect Susan C. Athey Mgmt For For For
3 Elect A. George Battle Mgmt For For For
4 Elect Chelsea Clinton Mgmt For For For
5 Elect Barry Diller Mgmt For For For
6 Elect Jon T. Gieselman Mgmt For For For
7 Elect Craig A. Jacobson Mgmt For For For
8 Elect Peter M. Kern Mgmt For For For
9 Elect Dara Khosrowshahi Mgmt For For For
10 Elect Gregory K. Mondre Mgmt For For For
11 Elect David Sambur Mgmt For For For
12 Elect Alexander von Mgmt For For For
Furstenberg
13 Elect Julie Whalen Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2005 Mgmt For Against Against
Stock and Annual
Incentive
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Expedia Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPE CUSIP 30212P303 12/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel Altman Mgmt For For For
2 Elect Susan C. Athey Mgmt For For For
3 Elect A. George Battle Mgmt For For For
4 Elect Chelsea Clinton Mgmt For For For
5 Elect Barry Diller Mgmt For For For
6 Elect Craig A. Jacobson Mgmt For For For
7 Elect Victor A. Kaufman Mgmt For Abstain Against
8 Elect Peter M. Kern Mgmt For For For
9 Elect Dara Khosrowshahi Mgmt For For For
10 Elect Mark Okerstrom Mgmt For For For
11 Elect Alexander von Mgmt For For For
Furstenberg
12 Elect Julie Whalen Mgmt For For For
13 Transfer Restrictions Mgmt For For For
and Automatic
Conversion Provisions
in Respect of Class B
Common
Stock
14 Limit the Ability of Mgmt For For For
the Company to
Participate in
Certain Change of
Control
Transactions
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Expeditors International Of Washington, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPD CUSIP 302130109 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert R. Wright Mgmt For For For
2 Elect Glenn M. Alger Mgmt For For For
3 Elect Robert P. Carlile Mgmt For For For
4 Elect James M. DuBois Mgmt For For For
5 Elect Mark A. Emmert Mgmt For For For
6 Elect Diane H. Gulyas Mgmt For For For
7 Elect Jeffrey S. Musser Mgmt For For For
8 Elect Liane J. Mgmt For For For
Pelletier
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2017 Mgmt For For For
Omnibus Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Policy on
Board and CEO
Diversity
________________________________________________________________________________
Exponent, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPO CUSIP 30214U102 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Catherine Ford Mgmt For For For
Corrigan
2 Elect Paul R. Johnston Mgmt For For For
3 Elect Carol Lindstrom Mgmt For For For
4 Elect Karen A. Mgmt For For For
Richardson
5 Elect John B. Shoven Mgmt For For For
6 Elect Debra L. Zumwalt Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Express, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPR CUSIP 30219E103 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Archbold Mgmt For For For
2 Elect Timothy Baxter Mgmt For For For
3 Elect Peter Swinburn Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2018 Mgmt For Against Against
Incentive
Compensation
Plan
________________________________________________________________________________
Extended Stay America, Inc.
Ticker Security ID: Meeting Date Meeting Status
STAY CUSIP 30224P200 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce N. Haase Mgmt For For For
1.2 Elect Douglas G. Geoga Mgmt For For For
1.3 Elect Kapila K. Anand Mgmt For For For
1.4 Elect Ellen Keszler Mgmt For For For
1.5 Elect Jodie W. McLean Mgmt For For For
1.6 Elect Thomas F. O'Toole Mgmt For For For
1.7 Elect Richard F. Mgmt For For For
Wallman
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Extended Stay America, Inc.
Ticker Security ID: Meeting Date Meeting Status
STAY CUSIP 30224P211 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce N. Haase Mgmt For For For
1.2 Elect Douglas G. Geoga Mgmt For For For
1.3 Elect Kapila K. Anand Mgmt For For For
1.4 Elect Neil Brown Mgmt For For For
1.5 Elect Lisa Palmer Mgmt For For For
1.6 Elect Steven Kent Mgmt For For For
1.7 Elect Simon M. Turner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Exterran Corporation
Ticker Security ID: Meeting Date Meeting Status
EXTN CUSIP 30227H106 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William M. Mgmt For For For
Goodyear
2 Elect James C. Gouin Mgmt For For For
3 Elect John P. Ryan Mgmt For For For
4 Elect Christopher T. Mgmt For For For
Seaver
5 Elect Hatem Soliman Mgmt For For For
6 Elect Mark R. Sotir Mgmt For For For
7 Elect Andrew J. Way Mgmt For For For
8 Elect Ieda Gomes Yell Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Extra Space Storage Inc.
Ticker Security ID: Meeting Date Meeting Status
EXR CUSIP 30225T102 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth M. Mgmt For For For
Woolley
2 Elect Joseph D. Mgmt For For For
Margolis
3 Elect Roger B. Porter Mgmt For For For
4 Elect Joseph J. Bonner Mgmt For For For
5 Elect Gary L. Mgmt For For For
Crittenden
6 Elect Ashley Dreier Mgmt For For For
7 Elect Spencer F. Kirk Mgmt For For For
8 Elect Dennis J. Letham Mgmt For For For
9 Elect Diane Olmstead Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Extraction Oil & Gas, Inc.
Ticker Security ID: Meeting Date Meeting Status
XOG CUSIP 30227M105 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John S. Mgmt For For For
Gaensbauer
1.2 Elect Wayne M. Murdy Mgmt For For For
1.3 Elect Matthew R. Owens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Reverse Stock Split Mgmt For For For
5 Decrease of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Extreme Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXTR CUSIP 30226D106 11/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles P. Mgmt For For For
Carinalli
1.2 Elect Kathleen M. Mgmt For For For
Holmgren
1.3 Elect Raj Khanna Mgmt For For For
1.4 Elect Edward H. Kennedy Mgmt For For For
1.5 Elect Edward B. Mgmt For For For
Meyercord
III
1.6 Elect John C. Shoemaker Mgmt For For For
1.7 Elect Ingrid Burton Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to Mgmt For For For
Shareholder Rights
Plan
5 Amendment to the 2013 Mgmt For Against Against
Equity Incentive
Plan
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan K. Avery Mgmt For For For
2 Elect Angela F. Braly Mgmt For For For
3 Elect Ursula M. Burns Mgmt For For For
4 Elect Kenneth C. Mgmt For For For
Frazier
5 Elect Joseph L. Hooley Mgmt For For For
6 Elect Steven A. Mgmt For For For
Kandarian
7 Elect Douglas R. Mgmt For For For
Oberhelman
8 Elect Samuel J. Mgmt For For For
Palmisano
9 Elect William C. Weldon Mgmt For For For
10 Elect Darren W. Woods Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Climate-related
Activities
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Risks of Gulf Coast
Petrochemical
Investments
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
F.N.B. Corporation
Ticker Security ID: Meeting Date Meeting Status
FNB CUSIP 302520101 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela A. Bena Mgmt For For For
1.2 Elect William B. Mgmt For For For
Campbell
1.3 Elect James D. Mgmt For For For
Chiafullo
1.4 Elect Vincent J. Mgmt For For For
Delie,
Jr.
1.5 Elect Mary Jo Dively Mgmt For For For
1.6 Elect Robert A. Hormell Mgmt For For For
1.7 Elect David J. Malone Mgmt For For For
1.8 Elect Frank C Mencini Mgmt For For For
1.9 Elect David L. Motley Mgmt For For For
1.10 Elect Heidi A. Nicholas Mgmt For For For
1.11 Elect John S. Stanik Mgmt For For For
1.12 Elect William J. Mgmt For For For
Strimbu
2 Amendment to the 2007 Mgmt For For For
Incentive
Compensation
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
F5 Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
FFIV CUSIP 315616102 03/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect A. Gary Ames Mgmt For For For
2 Elect Sandra E. Mgmt For For For
Bergeron
3 Elect Deborah L. Bevier Mgmt For For For
4 Elect Michel Combes Mgmt For For For
5 Elect Michael L. Dreyer Mgmt For For For
6 Elect Alan J. Higginson Mgmt For For For
7 Elect Peter S. Klein Mgmt For For For
8 Elect Francois Mgmt For For For
Locoh-Donou
9 Elect Nikhil Mehta Mgmt For For For
10 Elect Marie E. Myers Mgmt For For For
11 Amendment to the 2014 Mgmt For For For
Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fabrinet
Ticker Security ID: Meeting Date Meeting Status
FN CUSIP G3323L100 12/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Homa Bahrami Mgmt For For For
1.2 Elect Gregory P. Mgmt For For For
Dougherty
1.3 Elect Rollance E. Olson Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peggy Alford Mgmt For For For
1.2 Elect Marc L. Mgmt For For For
Andreessen
1.3 Elect Andrew W. Houston Mgmt For For For
1.4 Elect Nancy Killefer Mgmt For For For
1.5 Elect Robert M. Kimmitt Mgmt For For For
1.6 Elect Sheryl K. Mgmt For For For
Sandberg
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Tracey T. Travis Mgmt For For For
1.9 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Director Compensation Mgmt For For For
Policy
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political
Advertising
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights/ Civil Rights
Expertise on
Board
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Board Oversight of
Civil and Human
Rights
Risks
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Online Child
Exploitation
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity
Report
________________________________________________________________________________
Factset Research Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
FDS CUSIP 303075105 12/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Phillip Snow Mgmt For For For
2 Elect Sheila B. Jordan Mgmt For For For
3 Elect James J. Mgmt For For For
McGonigle
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fair Isaac Corporation
Ticker Security ID: Meeting Date Meeting Status
FICO CUSIP 303250104 03/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Braden R. Kelly Mgmt For For For
2 Elect Fabiola R. Mgmt For For For
Arredondo
3 Elect A. George Battle Mgmt For For For
4 Elect James D. Kirsner Mgmt For For For
5 Elect William J. Mgmt For For For
Lansing
6 Elect Eva Manolis Mgmt For For For
7 Elect Marc F. McMorris Mgmt For For For
8 Elect Joanna Rees Mgmt For For For
9 Elect David A. Rey Mgmt For For For
10 Amendment to the Mgmt For Against Against
Long-Term Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Falcon Minerals Corporation
Ticker Security ID: Meeting Date Meeting Status
FLMN CUSIP 30607B109 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Claire R. Harvey Mgmt For Against Against
2 Elect Daniel C. Herz Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Farmer Bros. Co.
Ticker Security ID: Meeting Date Meeting Status
FARM CUSIP 307675108 12/10/2019 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas William ShrHoldr N/A TNA N/A
Mortensen
1.2 Elect Jonathan Michael ShrHoldr N/A TNA N/A
Waite
1.3 Elect D. David ShrHoldr N/A TNA N/A
Maserang
II
2 Ratification of Auditor Mgmt N/A TNA N/A
3 Advisory Vote on Mgmt N/A TNA N/A
Executive
Compensation
4 Repeal of Classified Mgmt N/A TNA N/A
Board
________________________________________________________________________________
Farmer Bros. Co.
Ticker Security ID: Meeting Date Meeting Status
FARM CUSIP 307675108 12/10/2019 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles F. Marcy Mgmt For For For
1.2 Elect D. Deverel Mgmt For For For
Maserang
II
1.3 Elect Christopher P. Mgmt For For For
Mottern
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Shareholder Proposal ShrHoldr Abstain Against Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Farmers & Merchants Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FMAO CUSIP 30779N105 04/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew J. Briggs Mgmt For For For
1.2 Elect Eugene N. Mgmt For For For
Burkholder
1.3 Elect Lars B. Eller Mgmt For For For
1.4 Elect Steven A. Mgmt For For For
Everhart
1.5 Elect Jo Ellen Hornish Mgmt For For For
1.6 Elect Jack C. Johnson Mgmt For For For
1.7 Elect Marcia S. Latta Mgmt For For For
1.8 Elect Steven J. Planson Mgmt For For For
1.9 Elect Anthony J. Rupp Mgmt For For For
1.10 Elect Kevin J. Sauder Mgmt For For For
1.11 Elect Paul S. Mgmt For For For
Siebenmorgen
1.12 Elect K. Brad Stamm Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Farmers National Banc Corp.
Ticker Security ID: Meeting Date Meeting Status
FMNB CUSIP 309627107 04/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory C. Bestic Mgmt For For For
1.2 Elect Kevin J. Helmick Mgmt For For For
1.3 Elect Terry A. Moore Mgmt For For For
1.4 Elect Ed. W Muransky Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Farmland Partners Inc.
Ticker Security ID: Meeting Date Meeting Status
FPI CUSIP 31154R109 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Chris A. Downey Mgmt For For For
1.2 Elect Joseph W. Glauber Mgmt For Withhold Against
1.3 Elect John A. Good Mgmt For Withhold Against
1.4 Elect Paul A. Pittman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
FARO Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FARO CUSIP 311642102 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael D. Burger Mgmt For For For
1.2 Elect Stephen R. Cole Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fastenal Company
Ticker Security ID: Meeting Date Meeting Status
FAST CUSIP 311900104 04/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Willard D. Mgmt For For For
Oberton
2 Elect Michael J. Ancius Mgmt For For For
3 Elect Michael J. Dolan Mgmt For For For
4 Elect Stephen L. Mgmt For For For
Eastman
5 Elect Daniel L. Mgmt For For For
Florness
6 Elect Rita J. Heise Mgmt For For For
7 Elect Daniel L. Johnson Mgmt For For For
8 Elect Nicholas J. Mgmt For For For
Lundquist
9 Elect Scott A. Mgmt For For For
Satterlee
10 Elect Reyne K. Wisecup Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Diversity
Reporting
________________________________________________________________________________
Fate Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
FATE CUSIP 31189P102 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert S. Epstein Mgmt For For For
1.2 Elect John D. Mendlein Mgmt For For For
1.3 Elect Karin Jooss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
FB Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FBK CUSIP 30257X104 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William F. Mgmt For For For
Andrews
1.2 Elect James W. Ayers Mgmt For For For
1.3 Elect J. Jonathan Ayers Mgmt For For For
1.4 Elect William F. Mgmt For For For
Carpenter
III
1.5 Elect Agenia W. Clark Mgmt For For For
1.6 Elect James L. Exum Mgmt For For For
1.7 Elect Christopher T. Mgmt For For For
Holmes
1.8 Elect Orrin H. Ingram Mgmt For For For
II
1.9 Elect Raja J. Jubran Mgmt For For For
1.10 Elect Emily J. Reynolds Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FB Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FBK CUSIP 30257X104 06/15/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
FBL Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FFG CUSIP 30239F106 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roger K. Brooks Mgmt For Withhold Against
1.2 Elect Paul A. Juffer Mgmt For Withhold Against
1.3 Elect Paul E. Larson Mgmt For Withhold Against
1.4 Elect Daniel D. Pitcher Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Federal Realty Investment Trust
Ticker Security ID: Meeting Date Meeting Status
FRT CUSIP 313747206 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jon E. Bortz Mgmt For For For
2 Elect David W. Faeder Mgmt For For For
3 Elect Elizabeth Holland Mgmt For For For
4 Elect Mark S. Ordan Mgmt For For For
5 Elect Gail P. Steinel Mgmt For For For
6 Elect Joseph Mgmt For For For
Vassalluzzo
7 Elect Donald C. Wood Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Approval of the 2020 Mgmt For For For
Performance Incentive
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Federal Signal Corporation
Ticker Security ID: Meeting Date Meeting Status
FSS CUSIP 313855108 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eugene J. Lowe, Mgmt For For For
III
1.2 Elect Dennis J. Martin Mgmt For For For
1.3 Elect Patrick E. Miller Mgmt For For For
1.4 Elect Richard R. Mudge Mgmt For For For
1.5 Elect William F. Owens Mgmt For For For
1.6 Elect Brenda L. Mgmt For For For
Reichelderfer
1.7 Elect Jennifer L. Mgmt For For For
Sherman
1.8 Elect John L. Workman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John A. Edwardson Mgmt For For For
2 Elect Marvin R. Ellison Mgmt For For For
3 Elect Susan Patricia Mgmt For For For
Griffith
4 Elect John Chris Inglis Mgmt For For For
5 Elect Kimberly A. Jabal Mgmt For For For
6 Elect Shirley Ann Mgmt For For For
Jackson
7 Elect R. Brad Martin Mgmt For For For
8 Elect Joshua Cooper Mgmt For For For
Ramo
9 Elect Susan C. Schwab Mgmt For For For
10 Elect Frederick W. Mgmt For For For
Smith
11 Elect David P. Steiner Mgmt For For For
12 Elect Paul S. Walsh Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2019 Mgmt For For For
Omnibus Stock
Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Representation on the
Board
________________________________________________________________________________
FedNat Holding Company
Ticker Security ID: Meeting Date Meeting Status
FNHC CUSIP 31431B109 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David K. Mgmt For For For
Patterson
2 Elect Thomas A. Rogers Mgmt For For For
3 Elect Roberta N. Young Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FedNat Holding Company
Ticker Security ID: Meeting Date Meeting Status
FNHC CUSIP 31431B109 10/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael H. Braun Mgmt For For For
2 Elect Jenifer G. Mgmt For For For
Kimbrough
3 Elect David W. Mgmt For For For
Michelson
4 Elect David K. Mgmt For For For
Patterson
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ferro Corporation
Ticker Security ID: Meeting Date Meeting Status
FOE CUSIP 315405100 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Lorber Mgmt For For For
1.2 Elect Marran H. Ogilvie Mgmt For For For
1.3 Elect Andrew M. Ross Mgmt For For For
1.4 Elect Allen A. Spizzo Mgmt For For For
1.5 Elect Peter T. Thomas Mgmt For For For
1.6 Elect Ronald P. Vargo Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FGL Holdings
Ticker Security ID: Meeting Date Meeting Status
FG CUSIP G3402M102 05/29/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fidelity National Mgmt For For For
Transaction
2 Amendments to Articles Mgmt For For For
3 Decrease in Authorized Mgmt For For For
Stock
4 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
5 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
FibroGen, Inc.
Ticker Security ID: Meeting Date Meeting Status
FGEN CUSIP 31572Q808 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Enrique Conterno Mgmt For For For
2 Elect Thomas F. Mgmt For For For
Kearns,
Jr.
3 Elect Kalevi Kurkijarvi Mgmt For For For
4 Elect Gerald Lema Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fidelity National Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
FNF CUSIP 31620R303 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William P. Foley Mgmt For For For
1.2 Elect Douglas K. Mgmt For For For
Ammerman
1.3 Elect Thomas M. Hagerty Mgmt For For For
1.4 Elect Peter O. Shea, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fidelity National Information Services Inc.
Ticker Security ID: Meeting Date Meeting Status
FIS CUSIP 31620M106 07/24/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Fidelity National Information Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIS CUSIP 31620M106 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lee Adrean Mgmt For For For
2 Elect Ellen R. Alemany Mgmt For For For
3 Elect Lisa A. Hook Mgmt For For For
4 Elect Keith W. Hughes Mgmt For For For
5 Elect Gary L. Lauer Mgmt For For For
6 Elect Gary A. Norcross Mgmt For For For
7 Elect Louise M. Parent Mgmt For For For
8 Elect Brian T. Shea Mgmt For For For
9 Elect James B. Mgmt For For For
Stallings,
Jr.
10 Elect Jeffrey E. Mgmt For For For
Stiefler
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fiesta Restaurant Group Inc.
Ticker Security ID: Meeting Date Meeting Status
FRGI CUSIP 31660B101 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stacey Rauch Mgmt For For For
2 Elect Nicholas Mgmt For For For
Daraviras
3 Elect Stephen P. Elker Mgmt For For For
4 Elect Brian P. Friedman Mgmt For For For
5 Elect Nicholas P. Mgmt For For For
Shepherd
6 Elect Richard C. Mgmt For For For
Stockinger
7 Elect Paul Twohig Mgmt For For For
8 Elect Sherrill Kaplan Mgmt For For For
9 Elect Andrew V. Mgmt For For For
Rechtschaffen
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 04/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect B. Evan Bayh III Mgmt For For For
3 Elect Jorge L. Benitez Mgmt For For For
4 Elect Katherine B. Mgmt For For For
Blackburn
5 Elect Emerson L. Mgmt For For For
Brumback
6 Elect Jerry W. Burris Mgmt For For For
7 Elect Greg D. Mgmt For For For
Carmichael
8 Elect C. Bryan Daniels Mgmt For For For
9 Elect Thomas H. Harvey Mgmt For For For
10 Elect Gary R. Heminger Mgmt For For For
11 Elect Jewell D. Hoover Mgmt For For For
12 Elect Eileen A. Mgmt For For For
Mallesch
13 Elect Michael B. Mgmt For For For
McCallister
14 Elect Marsha C. Mgmt For For For
Williams
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Financial Institutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
FISI CUSIP 317585404 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald K. Boswell Mgmt For For For
1.2 Elect Andrew W. Dorn, Mgmt For For For
Jr.
1.3 Elect Robert M. Glaser Mgmt For For For
1.4 Elect Susan R. Holliday Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FireEye, Inc.
Ticker Security ID: Meeting Date Meeting Status
FEYE CUSIP 31816Q101 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kimberly E. Alexy Mgmt For For For
2 Elect Stephen Pusey Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First American Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FAF CUSIP 31847R102 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James L. Doti Mgmt For For For
1.2 Elect Michael D. McKee Mgmt For For For
1.3 Elect Thomas V. Mgmt For For For
McKernan
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Bancorp
Ticker Security ID: Meeting Date Meeting Status
FBNC CUSIP 318910106 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel T. Blue, Mgmt For For For
Jr.
1.2 Elect Mary Clara Capel Mgmt For For For
1.3 Elect James C. Mgmt For For For
Crawford,
III
1.4 Elect Suzanne S. Mgmt For For For
DeFerie
1.5 Elect Abby Donnelly Mgmt For For For
1.6 Elect John B. Gould Mgmt For For For
1.7 Elect Michael G. Mayer Mgmt For For For
1.8 Elect Richard H. Moore Mgmt For For For
1.9 Elect Thomas F. Mgmt For For For
Phillips
1.10 Elect O. Temple Sloan, Mgmt For For For
III
1.11 Elect Frederick L. Mgmt For For For
Taylor,
II
1.12 Elect Virginia C. Mgmt For For For
Thomasson
1.13 Elect Dennis A. Wicker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First BanCorp.
Ticker Security ID: Meeting Date Meeting Status
FBP CUSIP 318672706 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juan Mgmt For For For
Acosta-Reboyras
2 Elect Aurelio Aleman Mgmt For For For
3 Elect Luz A. Crespo Mgmt For For For
4 Elect Tracey Dedrick Mgmt For For For
5 Elect Daniel E. Frye Mgmt For For For
6 Elect Robert T. Gormley Mgmt For For For
7 Elect John A. Heffern Mgmt For For For
8 Elect Roberto R. Mgmt For For For
Herencia
9 Elect Jose Mgmt For For For
Menendez-Cortada
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Busey Corporation
Ticker Security ID: Meeting Date Meeting Status
BUSE CUSIP 319383204 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Barr Mgmt For For For
1.2 Elect Stanley J. Mgmt For For For
Bradshaw
1.3 Elect Michael D. Mgmt For For For
Cassens
1.4 Elect Van A. Dukeman Mgmt For For For
1.5 Elect Karen M. Jensen Mgmt For For For
1.6 Elect Frederic L. Mgmt For For For
Kenney
1.7 Elect Stephen V. King Mgmt For For For
1.8 Elect Gregory B. Lykins Mgmt For For For
1.9 Elect Thomas G. Sloan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Business Financial Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBIZ CUSIP 319390100 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carla C. Mgmt For For For
Chavarria
1.2 Elect Ralph R. Kauten Mgmt For For For
1.3 Elect Gerald L. Mgmt For For For
Kilcoyne
1.4 Elect Daniel P. Mgmt For For For
Olszewski
2 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Citizens BancShares, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCNCA CUSIP 31946M103 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Mgmt For For For
Alexander,
Jr.
1.2 Elect Victor E. Bell Mgmt For Withhold Against
III
1.3 Elect Peter M. Bristow Mgmt For For For
1.4 Elect Hope H. Bryant Mgmt For For For
1.5 Elect H. Lee Durham, Mgmt For Withhold Against
Jr.
1.6 Elect Daniel L. Heavner Mgmt For For For
1.7 Elect Frank B. Mgmt For For For
Holding,
Jr.
1.8 Elect Robert R. Hoppe Mgmt For For For
1.9 Elect Floyd L. Keels Mgmt For For For
1.10 Elect Robert E. Mason Mgmt For Withhold Against
IV
1.11 Elect Robert T. Newcomb Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Commonwealth Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FCF CUSIP 319829107 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julie A. Caponi Mgmt For For For
1.2 Elect Ray T. Charley Mgmt For For For
1.3 Elect Gary R. Claus Mgmt For For For
1.4 Elect David S. Dahlmann Mgmt For For For
1.5 Elect Johnston A. Glass Mgmt For For For
1.6 Elect Jon L. Gorney Mgmt For For For
1.7 Elect Jane Grebenc Mgmt For For For
1.8 Elect David W. Mgmt For For For
Greenfield
1.9 Elect Bart E. Johnson Mgmt For For For
1.10 Elect Luke A. Latimer Mgmt For For For
1.11 Elect Aradhna M. Mgmt For For For
Oliphant
1.12 Elect T. Michael Price Mgmt For For For
1.13 Elect Robert J. Ventura Mgmt For For For
1.14 Elect Stephen A. Wolfe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Community Bankshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCBC CUSIP 31983A103 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect C. William Davis Mgmt For For For
1.2 Elect Gary R. Mills Mgmt For For For
1.3 Elect Michael Adam Mgmt For Withhold Against
Sarver
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Defiance Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
FDEF CUSIP 32006W106 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lee J. Burdman Mgmt For For For
1.2 Elect Jean A. Hubbard Mgmt For For For
1.3 Elect Charles D. Mgmt For For For
Niehaus
1.4 Elect Mark A. Robison Mgmt For For For
1.5 Elect Richard J. Mgmt For For For
Schiraldi
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Defiance Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
FDEF CUSIP 32006W106 12/10/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Increase in Authorized Mgmt For For For
Stock and Amend the
Articles to Allow the
Board to Amend the
Code of
Regulations
3 Amend the Code of Mgmt For For For
Regulations for the
Merger
4 Advisory Vote on Mgmt For For For
Golden
Parachutes
5 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
First Financial Bancorp.
Ticker Security ID: Meeting Date Meeting Status
FFBC CUSIP 320209109 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Wickliffe Ach Mgmt For For For
1.2 Elect William G. Barron Mgmt For For For
1.3 Elect Vincent A. Berta Mgmt For For For
1.4 Elect Cynthia O. Booth Mgmt For For For
1.5 Elect Archie M. Brown, Mgmt For For For
Jr.
1.6 Elect Claude E. Davis Mgmt For For For
1.7 Elect Corinne R. Mgmt For For For
Finnerty
1.8 Elect Susan L. Knust Mgmt For For For
1.9 Elect William J. Kramer Mgmt For For For
1.10 Elect John T. Mgmt For For For
Neighbours
1.11 Elect Thomas M. O'Brien Mgmt For For For
1.12 Elect Maribeth S. Rahe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2020 Mgmt For For For
Stock
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Financial Bankshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
FFIN CUSIP 32020R109 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect April Anthony Mgmt For For For
1.2 Elect Tucker S. Mgmt For For For
Bridwell
1.3 Elect Vianei Lopez Mgmt For For For
Braun
1.4 Elect David Copeland Mgmt For For For
1.5 Elect Mike Denny Mgmt For For For
1.6 Elect F. Scott Dueser Mgmt For For For
1.7 Elect Murray Edwards Mgmt For For For
1.8 Elect Tim Lancaster Mgmt For For For
1.9 Elect Kade L. Matthews Mgmt For For For
1.10 Elect Robert Nickles, Mgmt For For For
Jr.
1.11 Elect Johnny E. Trotter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
THFF CUSIP 320218100 04/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory L. Gibson Mgmt For For For
1.2 Elect Paul J Pierson Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Financial Northwest, Inc.
Ticker Security ID: Meeting Date Meeting Status
FFNW CUSIP 32022K102 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph W. Kiley, Mgmt For For For
III
1.2 Elect Richard M. Mgmt For For For
Riccobono
1.3 Elect Roger H. Molvar Mgmt For For For
1.4 Elect Ralph C. Sabin Mgmt For For For
1.5 Elect Diane C. Davis Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Foundation Inc.
Ticker Security ID: Meeting Date Meeting Status
FFWM CUSIP 32026V104 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Max A. Briggs Mgmt For For For
1.2 Elect John Hakopian Mgmt For For For
1.3 Elect Scott F. Mgmt For For For
Kavanaugh
1.4 Elect Ulrich E. Mgmt For For For
Keller,
Jr.
1.5 Elect David Lake Mgmt For For For
1.6 Elect Elizabeth A. Mgmt For For For
Pagliarini
1.7 Elect Mitchell M. Mgmt For For For
Rosenberg
1.8 Elect Diane M. Rubin Mgmt For For For
1.9 Elect Jacob Sonenshine Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Guaranty Bancshares
Ticker Security ID: Meeting Date Meeting Status
FGBI CUSIP 32043P106 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack Rossi Mgmt For Withhold Against
1.2 Elect William K. Hood Mgmt For Withhold Against
1.3 Elect Alton B. Lewis Mgmt For Withhold Against
1.4 Elect Marshall T. Mgmt For Withhold Against
Reynolds
1.5 Elect Edgar R. Smith, Mgmt For Withhold Against
III
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Hawaiian, Inc.
Ticker Security ID: Meeting Date Meeting Status
FHB CUSIP 32051X108 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Matthew J. Cox Mgmt For For For
2 Elect W. Allen Doane Mgmt For For For
3 Elect Faye W. Kurren Mgmt For For For
4 Elect Robert S. Mgmt For For For
Harrison
5 Elect Allen B. Uyeda Mgmt For For For
6 Elect Jenai S. Wall Mgmt For For For
7 Elect C. Scott Wo Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Horizon National Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUSIP 320517105 04/24/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
First Horizon National Corporation
Ticker Security ID: Meeting Date Meeting Status
FHN CUSIP 320517105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth A. Mgmt For For For
Burdick
2 Elect John C. Compton Mgmt For For For
3 Elect Wendy P. Davidson Mgmt For For For
4 Elect Mark A. Emkes Mgmt For For For
5 Elect Corydon J. Mgmt For For For
Gilchrist
6 Elect D. Bryan Jordan Mgmt For For For
7 Elect Vicki R. Palmer Mgmt For For For
8 Elect Colin V. Reed Mgmt For For For
9 Elect Cecelia D. Mgmt For For For
Stewart
10 Elect Rajesh Mgmt For For For
Subramaniam
11 Elect R. Eugene Taylor Mgmt For For For
12 Elect Luke Yancy III Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Industrial Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32054K103 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter E. Baccile Mgmt For For For
2 Elect Teresa Bryce Mgmt For For For
Bazemore
3 Elect Matthew S. Mgmt For For For
Dominski
4 Elect Bruce W. Duncan Mgmt For For For
5 Elect H. Patrick Mgmt For For For
Hackett,
Jr.
6 Elect Denise A. Olsen Mgmt For For For
7 Elect John Rau Mgmt For For For
8 Elect Leonard Peter Mgmt For For For
Sharpe
9 Amendment to the 2014 Mgmt For For For
Stock Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
First Internet Bancorp
Ticker Security ID: Meeting Date Meeting Status
INBK CUSIP 320557101 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David B. Becker Mgmt For For For
1.2 Elect Ana Dutra Mgmt For For For
1.3 Elect John K. Keach, Mgmt For For For
Jr.
1.4 Elect David R. Lovejoy Mgmt For For For
1.5 Elect Michael L. Smith Mgmt For For For
1.6 Elect Ralph R. Whitney Mgmt For For For
Jr.
1.7 Elect Jerry Williams Mgmt For For For
1.8 Elect Jean L. Wojtowicz Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment Regarding Mgmt For For For
Shareholder Right to
Amend
Bylaws
________________________________________________________________________________
First Interstate Bancsystem, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIBK CUSIP 32055Y201 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alice S. Cho Mgmt For For For
1.2 Elect Dana L. Crandall Mgmt For For For
1.3 Elect Dennis L. Johnson Mgmt For For For
1.4 Elect Patricia L. Moss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Merchants Corporation
Ticker Security ID: Meeting Date Meeting Status
FRME CUSIP 320817109 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect H. Douglas Mgmt For For For
Chaffin
1.2 Elect Michael J. Fisher Mgmt For For For
1.3 Elect Clark C. Kellogg Mgmt For For For
1.4 Elect Gary J. Lehman Mgmt For For For
1.5 Elect Michael C. Mgmt For For For
Marhenke
1.6 Elect Jean L. Wojtowicz Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Mid Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
FMBH CUSIP 320866106 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven L. Grissom Mgmt For For For
1.2 Elect Mary Westerhold Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
First Midwest Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FMBI CUSIP 320867104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara A. Mgmt For For For
Boigegrain
2 Elect Thomas L. Brown Mgmt For For For
3 Elect Phupinder S. Gill Mgmt For For For
4 Elect Kathryn J. Hayley Mgmt For For For
5 Elect Peter J. Henseler Mgmt For For For
6 Elect Frank B. Modruson Mgmt For For For
7 Elect Ellen A. Rudnick Mgmt For For For
8 Elect Mark G. Sander Mgmt For For For
9 Elect Michael L. Mgmt For For For
Scudder
10 Elect Michael J. Small Mgmt For For For
11 Elect Stephen C. Van Mgmt For For For
Arsdell
12 Elect J. Stephen Mgmt For For For
Vanderwoude
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Northwest Bancorp
Ticker Security ID: Meeting Date Meeting Status
FNWB CUSIP 335834107 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Matthew P. Deines Mgmt For For For
1.2 Elect Stephen E. Oliver Mgmt For For For
1.3 Elect Jennifer Zaccardo Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Republic Bank
Ticker Security ID: Meeting Date Meeting Status
FRC CUSIP 33616C100 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James H. Mgmt For For For
Herbert,
II
2 Elect Katherine Mgmt For For For
August-deWilde
3 Elect Hafize Gaye Erkan Mgmt For For For
4 Elect Frank J. Mgmt For For For
Fahrenkopf,
Jr.
5 Elect Boris Groysberg Mgmt For For For
6 Elect Sandra R. Mgmt For For For
Hernandez,
M.D.
7 Elect Pamela J. Joyner Mgmt For For For
8 Elect Reynold Levy Mgmt For For For
9 Elect Duncan L. Mgmt For For For
Niederauer
10 Elect George G. C. Mgmt For For For
Parker
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2017 Mgmt For For For
Omnibus Award
Plan
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Ahearn Mgmt For For For
2 Elect Sharon L. Allen Mgmt For For For
3 Elect Richard D. Mgmt For For For
Chapman
4 Elect George A. Hambro Mgmt For For For
5 Elect Molly E. Joseph Mgmt For For For
6 Elect Craig Kennedy Mgmt For For For
7 Elect William J. Post Mgmt For For For
8 Elect Paul H. Stebbins Mgmt For For For
9 Elect Michael T. Mgmt For For For
Sweeney
10 Elect Mark Widmar Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Compensation
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FirstCash, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCFS CUSIP 33767D105 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel E. Berce Mgmt For Against Against
2 Elect Mikel D. Faulkner Mgmt For Against Against
3 Elect Randel G. Owen Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP 337932107 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Anderson,
Sr.
2 Elect Steven J. Mgmt For For For
Demetriou
3 Elect Julia L. Johnson Mgmt For For For
4 Elect Charles E. Jones Mgmt For For For
5 Elect Donald T. Misheff Mgmt For For For
6 Elect Thomas N. Mgmt For For For
Mitchell
7 Elect James F. O'Neil Mgmt For For For
III
8 Elect Christopher D. Mgmt For For For
Pappas
9 Elect Sandra Pianalto Mgmt For For For
10 Elect Luis A. Reyes Mgmt For For For
11 Elect Leslie M. Turner Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2020 Mgmt For For For
Incentive
Compensation
Plan
15 Amend Regulations to Mgmt For For For
Permit the Board to
Make Future
Amendments
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Fiserv, Inc.
Ticker Security ID: Meeting Date Meeting Status
FISV CUSIP 337738108 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Mgmt For For For
Bisignano
1.2 Elect Alison Davis Mgmt For For For
1.3 Elect Henrique De Mgmt For For For
Castro
1.4 Elect Harry DiSimone Mgmt For For For
1.5 Elect Dennis F. Lynch Mgmt For For For
1.6 Elect Heidi G. Miller Mgmt For For For
1.7 Elect Scott C. Nuttall Mgmt For For For
1.8 Elect Denis J. O'Leary Mgmt For For For
1.9 Elect Doyle R. Simons Mgmt For For For
1.10 Elect Jeffery W. Yabuki Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Fitbit Inc.
Ticker Security ID: Meeting Date Meeting Status
FIT CUSIP 33812L102 01/03/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Fitbit, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIT CUSIP 33812L102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Park Mgmt For For For
1.2 Elect Eric N. Friedman Mgmt For For For
1.3 Elect Laura J. Alber Mgmt For For For
1.4 Elect Matthew Bromberg Mgmt For For For
1.5 Elect Glenda J. Mgmt For For For
Flanagan
1.6 Elect Bradley M. Mgmt For For For
Fluegel
1.7 Elect Steven Murray Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against Against For
Regarding Simple
Majority
Vote
________________________________________________________________________________
Five Below, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIVE CUSIP 33829M101 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joel D. Anderson Mgmt For For For
2 Elect Kathleen S. Mgmt For For For
Barclay
3 Elect Thomas M. Ryan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Five Prime Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
FPRX CUSIP 33830X104 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kapil Dhingra Mgmt For For For
1.2 Elect Garry Nicholson Mgmt For For For
1.3 Elect Carol Schafer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Five9, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIVN CUSIP 338307101 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kimberly E. Alexy Mgmt For For For
1.2 Elect Michael Burkland Mgmt For For For
1.3 Elect Robert J. Zollars Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Flagstar Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBC CUSIP 337930705 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alessandro P. Mgmt For For For
DiNello
2 Elect Jay J. Hansen Mgmt For For For
3 Elect John D. Lewis Mgmt For For For
4 Elect David J. Matlin Mgmt For For For
5 Elect Bruce E. Nyberg Mgmt For For For
6 Elect James A. Ovenden Mgmt For For For
7 Elect Peter Schoels Mgmt For For For
8 Elect David L. Mgmt For For For
Treadwell
9 Elect Jennifer Whip Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FLEETCOR Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLT CUSIP 339041105 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven T. Stull Mgmt For For For
2 Elect Michael Buckman Mgmt For For For
3 Elect Thomas M. Hagerty Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Excluding
Share Repurchases in
Executive
Compensation
________________________________________________________________________________
Flexion Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLXN CUSIP 33938J106 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Heath Lukatch Mgmt For For For
1.2 Elect Patrick J. Mgmt For For For
Mahaffy
1.3 Elect Alan W. Milinazzo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Flexsteel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLXS CUSIP 339382103 12/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William S. Mgmt For For For
Creekmuir
1.2 Elect Jerald K. Dittmer Mgmt For For For
1.3 Elect Charles R. Eitel Mgmt For For For
1.4 Elect Matthew A. Kaness Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Flir Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLIR CUSIP 302445101 04/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James J. Cannon Mgmt For For For
2 Elect John D. Carter Mgmt For For For
3 Elect William W. Crouch Mgmt For For For
4 Elect Catherine A. Mgmt For For For
Halligan
5 Elect Earl R. Lewis III Mgmt For For For
6 Elect Angus L. Mgmt For For For
Macdonald
7 Elect Michael T. Smith Mgmt For For For
8 Elect Cathy A. Stauffer Mgmt For For For
9 Elect Robert S. Tyrer Mgmt For For For
10 Elect John W. Wood, Jr. Mgmt For For For
11 Elect Steven E. Wynne Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Reincorporation from Mgmt For For For
Oregon to
Delaware
________________________________________________________________________________
Floor & Decor Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
FND CUSIP 339750101 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David B. Kaplan Mgmt For For For
2 Elect Peter M. Starrett Mgmt For For For
3 Elect George Vincent Mgmt For For For
West
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Flotek Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTK CUSIP 343389102 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Gibson, Mgmt For For For
Jr.
2 Elect Michelle M. Adams Mgmt For For For
3 Elect Ted D. Brown Mgmt For For For
4 Elect Paul W. Hobby Mgmt For For For
5 Elect David Nierenberg Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Flowers Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLO CUSIP 343498101 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George E. Deese Mgmt For For For
2 Elect Rhonda Gass Mgmt For For For
3 Elect Benjamin H. Mgmt For For For
Griswold,
IV
4 Elect Margaret G. Lewis Mgmt For For For
5 Elect A. Ryals Mgmt For For For
McMullian
6 Elect James T. Spear Mgmt For For For
7 Elect Melvin T. Stith Mgmt For For For
8 Elect C. Martin Wood, Mgmt For For For
III
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Reduce Supermajority Mgmt For For For
Voting
Requirements
________________________________________________________________________________
Flowserve Corporation
Ticker Security ID: Meeting Date Meeting Status
FLS CUSIP 34354P105 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Scott Rowe Mgmt For For For
2 Elect Sujeet Chand Mgmt For For For
3 Elect Ruby R. Chandy Mgmt For For For
4 Elect Gayla J. Delly Mgmt For For For
5 Elect Roger L. Fix Mgmt For For For
6 Elect John R. Friedery Mgmt For For For
7 Elect John L. Garrison Mgmt For For For
Jr.
8 Elect Michael C. Mgmt For For For
McMurray
9 Elect David E. Roberts Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Permit Shareholders to Mgmt For For For
Act by Written
Consent
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
Fluent, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLNT CUSIP 34380C102 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ryan Schulke Mgmt For For For
2 Elect Mathew Conlin Mgmt For For For
3 Elect Andrew J. Frawley Mgmt For For For
4 Elect Donald Mathis Mgmt For For For
5 Elect Barbara Z. Mgmt For For For
Shattuck
Kohn
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Fluidigm Corporation
Ticker Security ID: Meeting Date Meeting Status
FLDM CUSIP 34385P108 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nicolas M. Mgmt For For For
Barthelemy
1.2 Elect Bill W. Colston Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2017 Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 2011 Mgmt For For For
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Flushing Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FFIC CUSIP 343873105 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John J. McCabe Mgmt For For For
2 Elect Donna M. O'Brien Mgmt For For For
3 Elect Michael J. Russo Mgmt For For For
4 Elect Caren C. Yoh Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FMC Corporation
Ticker Security ID: Meeting Date Meeting Status
FMC CUSIP 302491303 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre Brondeau Mgmt For For For
2 Elect Eduardo E. Mgmt For For For
Cordeiro
3 Elect Mark Douglas Mgmt For For For
4 Elect C. Scott Greer Mgmt For For For
5 Elect KLynne Johnson Mgmt For For For
6 Elect Dirk A. Mgmt For For For
Kempthorne
7 Elect Paul J. Norris Mgmt For For For
8 Elect Margareth Ovrum Mgmt For For For
9 Elect Robert C. Pallash Mgmt For For For
10 Elect William H. Powell Mgmt For For For
11 Elect Vincent R. Volpe Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Focus Financial Partners Inc.
Ticker Security ID: Meeting Date Meeting Status
FOCS CUSIP 34417P100 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph Feliciani Mgmt For Withhold Against
1.2 Elect Noah Gottdiener Mgmt For Withhold Against
1.3 Elect Rajini Sundar Mgmt For Withhold Against
Kodialam
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Foot Locker, Inc.
Ticker Security ID: Meeting Date Meeting Status
FL CUSIP 344849104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maxine K. Clark Mgmt For For For
2 Elect Alan D. Feldman Mgmt For For For
3 Elect Richard A. Mgmt For For For
Johnson
4 Elect Guillermo G. Mgmt For For For
Marmol
5 Elect Matthew M. Mgmt For For For
McKenna
6 Elect Darlene Nicosia Mgmt For For For
7 Elect Steven Oakland Mgmt For For For
8 Elect Ulice Payne, Jr. Mgmt For For For
9 Elect Kimberly Mgmt For For For
Underhill
10 Elect Tristan Walker Mgmt For For For
11 Elect Dona D. Young Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ford Motor Company
Ticker Security ID: Meeting Date Meeting Status
F CUSIP 345370860 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kimberly A. Mgmt For For For
Casiano
2 Elect Anthony F. Mgmt For For For
Earley,
Jr.
3 Elect Edsel B. Ford II Mgmt For For For
4 Elect William Clay Mgmt For For For
Ford,
Jr.
5 Elect James P. Hackett Mgmt For For For
6 Elect William W. Mgmt For For For
Helman
IV
7 Elect William E. Mgmt For For For
Kennard
8 Elect John C. Mgmt For For For
Lechleiter
9 Elect Beth E. Mooney Mgmt For For For
10 Elect John L. Thornton Mgmt For For For
11 Elect John B. Veihmeyer Mgmt For For For
12 Elect Lynn M. Vojvodich Mgmt For For For
13 Elect John S. Weinberg Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Forescout Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSCT CUSIP 34553D101 04/23/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Forestar Group Inc.
Ticker Security ID: Meeting Date Meeting Status
FOR CUSIP 346232101 01/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Fuller Mgmt For For For
2 Elect Lisa H. Jamieson Mgmt For For For
3 Elect G.F. Rick Mgmt For For For
Ringler,
III
4 Elect Donald C. Spitzer Mgmt For For For
5 Elect Donald J. Tomnitz Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Raymond A. Link Mgmt For For For
2 Elect Michael D. Mgmt For For For
Slessor
3 Elect Thomas M. St. Mgmt For For For
Dennis
4 Elect Rebeca Mgmt For For For
Obregon-Jimenez
5 Elect Sheri Rhodes Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Forrester Research, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORR CUSIP 346563109 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean M. Birch Mgmt For For For
1.2 Elect David Boyce Mgmt For For For
1.3 Elect Neil Bradford Mgmt For For For
1.4 Elect George F. Colony Mgmt For For For
1.5 Elect Anthony Friscia Mgmt For For For
1.6 Elect Robert M. Galford Mgmt For For For
1.7 Elect Gretchen G. Mgmt For For For
Teichgraeber
1.8 Elect Yvonne Wassenaar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Forterra, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRTA CUSIP 34960W106 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maureen Harrell Mgmt For For For
1.2 Elect Chad Lewis Mgmt For For For
1.3 Elect Karl Watson, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fortinet, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTNT CUSIP 34959E109 06/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ken Xie Mgmt For For For
2 Elect Michael Xie Mgmt For For For
3 Elect Kelly Ducourty Mgmt For For For
4 Elect Jean Hu Mgmt For For For
5 Elect Ming Hsieh Mgmt For For For
6 Elect William H. Neukom Mgmt For For For
7 Elect Christopher B. Mgmt For For For
Paisley
8 Elect Judith Sim Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Diversity
and Inclusion
Report
________________________________________________________________________________
Fortive Corporation
Ticker Security ID: Meeting Date Meeting Status
FTV CUSIP 34959J108 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kate D. Mitchell Mgmt For For For
2 Elect Mitchell P. Rales Mgmt For For For
3 Elect Steven M. Rales Mgmt For For For
4 Elect Jeannine Sargent Mgmt For For For
5 Elect Alan G. Spoon Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Fortune Brands Home & Security, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBHS CUSIP 34964C106 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas I. Fink Mgmt For For For
2 Elect A.D. David Mackay Mgmt For For For
3 Elect David M. Thomas Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Forum Energy Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FET CUSIP 34984V100 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Evelyn M. Angelle Mgmt For For For
1.2 Elect John A. Carrig Mgmt For For For
1.3 Elect Andrew L. Waite Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2016 Mgmt For Against Against
Stock and Incentive
Plan
4 Reverse Stock Split Mgmt For For For
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Forward Air Corporation
Ticker Security ID: Meeting Date Meeting Status
FWRD CUSIP 349853101 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald W. Allen Mgmt For For For
1.2 Elect Ana B. Amicarella Mgmt For For For
1.3 Elect Valerie A. Mgmt For For For
Bonebrake
1.4 Elect C. Robert Mgmt For For For
Campbell
1.5 Elect R. Craig Carlock Mgmt For For For
1.6 Elect C. John Langley, Mgmt For For For
Jr.
1.7 Elect G. Michael Lynch Mgmt For For For
1.8 Elect Thomas Schmitt Mgmt For For For
1.9 Elect Laurie A. Tucker Mgmt For For For
1.10 Elect W. Gilbert West Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fossil Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FOSL CUSIP 34988V106 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark R. Belgya Mgmt For For For
2 Elect William B. Mgmt For For For
Chiasson
3 Elect Kim Harris Jones Mgmt For For For
4 Elect Kosta N. Mgmt For For For
Kartsotis
5 Elect Kevin Mansell Mgmt For For For
6 Elect Diane L. Neal Mgmt For For For
7 Elect Gail B. Tifford Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Foundation Building Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBM CUSIP 350392106 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Matthew J. Espe Mgmt For For For
2 Elect Fareed Khan Mgmt For For For
3 Elect James F. Mgmt For For For
Underhill
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Four Corners Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCPT CUSIP 35086T109 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Mgmt For For For
Lenehan
2 Elect Douglas B. Hansen Mgmt For For For
3 Elect John S. Moody Mgmt For For For
4 Elect Marran H. Ogilvie Mgmt For For For
5 Elect Paul E. Szurek Mgmt For For For
6 Elect Charles Jemley Mgmt For For For
7 Elect Eric S. Mgmt For For For
Hirschhorn
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fox Corporation
Ticker Security ID: Meeting Date Meeting Status
FOX CUSIP 35137L204 11/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect K. Rupert Murdoch Mgmt For Against Against
2 Elect Lachlan K. Mgmt For Against Against
Murdoch
3 Elect Chase Carey Mgmt For Against Against
4 Elect Anne Dias Mgmt For Against Against
5 Elect Roland A. Mgmt For Against Against
Hernandez
6 Elect Jacques Nasser Mgmt For Against Against
7 Elect Paul D. Ryan Mgmt For Against Against
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Fox Factory Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
FOXF CUSIP 35138V102 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dudley Mendenhall Mgmt For For For
1.2 Elect Elizabeth A. Mgmt For For For
Fetter
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Frank's International N.V.
Ticker Security ID: Meeting Date Meeting Status
FI CUSIP N33462107 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael E. Mgmt For Against Against
McMahon
2 Elect Robert W. Mgmt For For For
Drummond
3 Elect Michael C. Mgmt For For For
Kearney
4 Elect L. Don Miller Mgmt For For For
5 Elect Donald Keith Mgmt For Against Against
Mosing
6 Elect Kirkland D. Mgmt For For For
Mosing
7 Elect Erich L. Mosing Mgmt For For For
8 Elect Melanie M. Trent Mgmt For For For
9 Elect Alexander Mgmt For For For
Vriesendorp
10 Appointment of Mgmt For For For
Managing
Directors
11 Accounts and Reports; Mgmt For For For
Authority to Issue
Reports in
English
12 Ratification of the Mgmt For For For
Supervisory Board
Acts
13 Ratification of the Mgmt For For For
Management Board
Acts
14 Appointment of Auditor Mgmt For For For
for Dutch Statutory
Annual
Accounts
15 Ratification of Mgmt For For For
Auditor (Consolidated
Accounts)
16 Supervisory Board Fees Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Franklin Covey Co.
Ticker Security ID: Meeting Date Meeting Status
FC CUSIP 353469109 01/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anne H. Chow Mgmt For Withhold Against
1.2 Elect Clayton M. Mgmt For For For
Christensen
1.3 Elect Michael Fung Mgmt For For For
1.4 Elect Dennis G. Heiner Mgmt For For For
1.5 Elect Donald J. Mgmt For For For
McNamara
1.6 Elect Joel C. Peterson Mgmt For For For
1.7 Elect E. Kay Stepp Mgmt For For For
1.8 Elect Derek C.M. Van Mgmt For For For
Bever
1.9 Elect Robert A. Whitman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Franklin Electric Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
FELE CUSIP 353514102 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David T. Brown Mgmt For For For
2 Elect Victor D. Grizzle Mgmt For For For
3 Elect Thomas R. VerHage Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Franklin Financial Network, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSB CUSIP 35352P104 06/15/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Franklin Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 02/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter K. Barker Mgmt For For For
2 Elect Mariann Mgmt For For For
Byerwalter
3 Elect Gregory E. Mgmt For For For
Johnson
4 Elect Jennifer M. Mgmt For For For
Johnson
5 Elect Rupert H. Mgmt For For For
Johnson,
Jr.
6 Elect Anthony J. Noto Mgmt For For For
7 Elect Mark C. Pigott Mgmt For For For
8 Elect Laura Stein Mgmt For For For
9 Elect Seth H. Waugh Mgmt For For For
10 Elect Geoffrey Y. Yang Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 1998 Mgmt For For For
Employee Stock
Investment
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Franklin Street Properties Corp.
Ticker Security ID: Meeting Date Meeting Status
FSP CUSIP 35471R106 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George J. Carter Mgmt For For For
2 Elect Georgia Murray Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Freeport-McMoRan Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard C. Mgmt For For For
Adkerson
2 Elect Gerald J. Ford Mgmt For For For
3 Elect Lydia H. Kennard Mgmt For For For
4 Elect Dustan E. McCoy Mgmt For For For
5 Elect John J. Stephens Mgmt For For For
6 Elect Frances F. Mgmt For For For
Townsend
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fresh Del Monte Produce Inc.
Ticker Security ID: Meeting Date Meeting Status
FDP CUSIP G36738105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Berthelot
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Freshpet, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRPT CUSIP 358039105 09/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. David Basto Mgmt For For For
1.2 Elect Lawrence S. Coben Mgmt For For For
1.3 Elect Walter N. George Mgmt For For For
III
1.4 Elect Craig D. Steeneck Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Front Yard Residential Corporation
Ticker Security ID: Meeting Date Meeting Status
RESI CUSIP 35904G107 04/27/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amherst Transaction Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Front Yard Residential Corporation
Ticker Security ID: Meeting Date Meeting Status
RESI CUSIP 35904G107 06/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leland Abrams Mgmt For For For
1.2 Elect Rochelle R. Dobbs Mgmt For For For
1.3 Elect George G. Ellison Mgmt For For For
1.4 Elect Michael A. Mgmt For For For
Eruzione
1.5 Elect Leslie B. Fox Mgmt For For For
1.6 Elect Wade J. Henderson Mgmt For For For
1.7 Elect George W. Mgmt For For For
McDowell
1.8 Elect Lazar Nikolic Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Frontdoor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTDR CUSIP 35905A109 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard P. Fox Mgmt For For For
2 Elect Brian McAndrews Mgmt For For For
3 Elect Rexford J. Mgmt For For For
Tibbens
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FRP Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRPH CUSIP 30292L107 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John D. Baker II Mgmt For For For
1.2 Elect Charles E. Mgmt For For For
Commander
III
1.3 Elect H.W. Shad III Mgmt For For For
1.4 Elect Martin E. Stein, Mgmt For For For
Jr.
1.5 Elect William H. Mgmt For For For
Walton
III
1.6 Elect Margaret B. Mgmt For For For
Wetherbee
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FTI Consulting, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCN CUSIP 302941109 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brenda J. Bacon Mgmt For For For
2 Elect Mark S. Bartlett Mgmt For For For
3 Elect Claudio Mgmt For For For
Costamagna
4 Elect Vernon Ellis Mgmt For For For
5 Elect Nicholas C. Mgmt For For For
Fanandakis
6 Elect Steven H. Gunby Mgmt For For For
7 Elect Gerard E. Mgmt For For For
Holthaus
8 Elect Laureen E. Seeger Mgmt For For For
9 Amendment to the 2017 Mgmt For For For
Omnibus Incentive
Compensation
Plan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FTS International, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTSI CUSIP 30283W104 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Doss Mgmt For For For
1.2 Elect Michael C. Mgmt For For For
Jennings
1.3 Elect Ong Tiong Sin Mgmt For For For
2 Reverse Stock Split Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fulton Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
FULT CUSIP 360271100 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jennifer Mgmt For For For
Craighead
Carey
2 Elect Lisa Crutchfield Mgmt For For For
3 Elect Denise L. Devine Mgmt For For For
4 Elect Steven S. Etter Mgmt For For For
5 Elect Patrick J. Freer Mgmt For For For
6 Elect Carlos E. Mgmt For For For
Graupera
7 Elect George W. Hodges Mgmt For For For
8 Elect James R. Moxley, Mgmt For For For
III
9 Elect Curtis J. Myers Mgmt For For For
10 Elect Scott A. Snyder Mgmt For For For
11 Elect Ronald H. Spair Mgmt For For For
12 Elect Mark F. Strauss Mgmt For For For
13 Elect Ernest J. Waters Mgmt For For For
14 Elect E. Philip Wenger Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Funko, Inc.
Ticker Security ID: Meeting Date Meeting Status
FNKO CUSIP 361008105 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ken Brotman Mgmt For For For
1.2 Elect Diane Irvine Mgmt For For For
1.3 Elect Sarah Kirshbaum Mgmt For For For
Levy
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Futurefuel Corp.
Ticker Security ID: Meeting Date Meeting Status
FF CUSIP 36116M106 09/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald C. Bedell Mgmt For For For
1.2 Elect Edwin A. Levy Mgmt For Withhold Against
1.3 Elect Terrance C. Egger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
G-III Apparel Group, Ltd.
Ticker Security ID: Meeting Date Meeting Status
GIII CUSIP 36237H101 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Morris Goldfarb Mgmt For For For
1.2 Elect Sammy Aaron Mgmt For For For
1.3 Elect Thomas J. Brosig Mgmt For For For
1.4 Elect Alan Feller Mgmt For For For
1.5 Elect Jeffrey Goldfarb Mgmt For For For
1.6 Elect Victor Herrero Mgmt For For For
1.7 Elect Jeanette Nostra Mgmt For For For
1.8 Elect Laura H. Mgmt For For For
Pomerantz
1.9 Elect Willem van Mgmt For For For
Bokhorst
1.10 Elect Cheryl Vitali Mgmt For For For
1.11 Elect Richard D. White Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
G1 Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
GTHX CUSIP 3621LQ109 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Garry A. Mgmt For For For
Nicholson
1.2 Elect Mark A. Velleca Mgmt For For For
1.3 Elect Glenn P. Muir Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gaia, Inc.
Ticker Security ID: Meeting Date Meeting Status
GAIA CUSIP 36269P104 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jirka Rysavy Mgmt For For For
1.2 Elect Kristin Frank Mgmt For For For
1.3 Elect James Colquhoun Mgmt For For For
1.4 Elect David Maisel Mgmt For For For
1.5 Elect Keyur Patel Mgmt For For For
1.6 Elect Dae Mellencamp Mgmt For For For
1.7 Elect Paul Sutherland Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
GAIN Capital Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
GCAP CUSIP 36268W100 06/05/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
GAIN Capital Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
GCAP CUSIP 36268W100 07/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Schenk Mgmt For Against Against
2 Elect Christopher W. Mgmt For Against Against
Calhoun
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GAMCO Investors, Inc.
Ticker Security ID: Meeting Date Meeting Status
GBL CUSIP 361438104 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edwin L. Artzt Mgmt For For For
1.2 Elect Raymond C. Mgmt For For For
Avansino
1.3 Elect Leslie B. Daniels Mgmt For For For
1.4 Elect Mario J. Gabelli Mgmt For For For
1.5 Elect Eugene R. McGrath Mgmt For For For
1.6 Elect Robert S. Mgmt For For For
Prather,
Jr.
1.7 Elect Elisa M. Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Decrease of Authorized Mgmt For For For
Common
Stock
4 Re-approval of the Mgmt For Against Against
Amended and Restated
Employment Agreement
with Mario J.
Gabelli
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
GameStop Corp.
Ticker Security ID: Meeting Date Meeting Status
GME CUSIP 36467W109 06/12/2020 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dissident ShrHoldr N/A TNA N/A
Nominee Paul J.
Evans
1.2 Elect Dissident ShrHoldr N/A TNA N/A
Nominee Kurtis J.
Wolf
1.3 Elect Management ShrHoldr N/A TNA N/A
Nominee Lizabeth
Dunn
1.4 Elect Management ShrHoldr N/A TNA N/A
Nominee Raul J.
Fernandez
1.5 Elect Management ShrHoldr N/A TNA N/A
Nominee Reginald
Fils-Aime
1.6 Elect Management ShrHoldr N/A TNA N/A
Nominee George E.
Sherman
1.7 Elect Management ShrHoldr N/A TNA N/A
Nominee William S.
Simon
1.8 Elect Management ShrHoldr N/A TNA N/A
Nominee James
Symancyk
1.9 Elect Management ShrHoldr N/A TNA N/A
Nominee Carrie W.
Teffner
1.10 Elect Management ShrHoldr N/A TNA N/A
Nominee Kathy
Vrabeck
2 Advisory Vote on Mgmt N/A TNA N/A
Executive
Compensation
3 Ratification of Auditor Mgmt N/A TNA N/A
________________________________________________________________________________
GameStop Corp.
Ticker Security ID: Meeting Date Meeting Status
GME CUSIP 36467W109 06/12/2020 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerome L. Davis Mgmt For For For
1.2 Elect Lizabeth Dunn Mgmt For For For
1.3 Elect Raul J. Fernandez Mgmt For For For
1.4 Elect Reginald Mgmt For For For
Fils-Aime
1.5 Elect Thomas N. Kelly, Mgmt For For For
Jr.
1.6 Elect George E. Sherman Mgmt For For For
1.7 Elect William S. Simon Mgmt For For For
1.8 Elect James Symancyk Mgmt For For For
1.9 Elect Carrie W. Teffner Mgmt For For For
1.10 Elect Kathy Vrabeck Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gaming And Leisure Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLPI CUSIP 36467J108 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter M. Carlino Mgmt For For For
2 Elect Carol Lynton Mgmt For For For
3 Elect Joseph W. Mgmt For For For
Marshall,
III
4 Elect James B. Perry Mgmt For For For
5 Elect Barry F. Schwartz Mgmt For For For
6 Elect Earl C. Shanks Mgmt For For For
7 Elect E. Scott Urdang Mgmt For For For
8 Amendment to the 2013 Mgmt For For For
Long Term Incentive
Compensation
Plan
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gannett Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
GCI CUSIP 36472T109 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mayur Gupta Mgmt For For For
1.2 Elect Theodore P. Mgmt For For For
Janulis
1.3 Elect John Jeffry Louis Mgmt For For For
1.4 Elect Maria Miller Mgmt For For For
1.5 Elect Michael E. Reed Mgmt For For For
1.6 Elect Debra A. Sandler Mgmt For For For
1.7 Elect Kevin M. Sheehan Mgmt For For For
1.8 Elect Barbara W. Wall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the Mgmt For For For
Majority Voting in
Uncontested Director
Elections
5 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Certain Provisions of
the Certificate of
Incorporation
6 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Bylaws
7 Elimination of Mgmt For For For
Supermajority
Requirement to Remove
Directors
8 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Report on
Commitment to
News
________________________________________________________________________________
Gannett Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
GCI CUSIP 36473H104 11/14/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Gardner Denver Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
GDI CUSIP 36555P107 02/21/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Amendment to the 2017 Mgmt For For For
Omnibus Incentive
Plan
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Garmin Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRMN CUSIP H2906T109 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Dividend from Reserves Mgmt For For For
4 Ratification of Board Mgmt For For For
and Management
Acts
5 Elect Jonathan C. Mgmt For For For
Burrell
6 Elect Joseph J. Mgmt For For For
Hartnett
7 Elect Min H. Kao Mgmt For For For
8 Elect Catherine A. Mgmt For For For
Lewis
9 Elect Charles W. Peffer Mgmt For For For
10 Elect Clifton A. Pemble Mgmt For For For
11 Elect Min H. Kao as Mgmt For For For
Executive Chair of
the Board of
Directors
12 Elect Jonathan C. Mgmt For For For
Burrell as
Compensation
Committee
Member
13 Elect Joseph J. Mgmt For For For
Hartnett as
Compensation
Committee
Member
14 Elect Catherine A. Mgmt For For For
Lewis as Compensation
Committee
Member
15 Elect Charles W. Mgmt For For For
Peffer as
Compensation
Committee
Member
16 Election of Mgmt For For For
Independent Voting
Rights
Representative
17 Appointment of Auditor Mgmt For For For
18 Advisory vote on Mgmt For For For
executive
compensation
19 Executive Compensation Mgmt For For For
(FY
2021)
20 Board Compensation Mgmt For For For
21 Renewal of Authorised Mgmt For For For
Share
Capital
________________________________________________________________________________
Gartner, Inc.
Ticker Security ID: Meeting Date Meeting Status
IT CUSIP 366651107 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Bisson Mgmt For For For
2 Elect Richard J. Mgmt For For For
Bressler
3 Elect Raul E. Cesan Mgmt For For For
4 Elect Karen E. Dykstra Mgmt For For For
5 Elect Anne Sutherland Mgmt For For For
Fuchs
6 Elect William O. Grabe Mgmt For For For
7 Elect Eugene A. Hall Mgmt For For For
8 Elect Stephen G. Mgmt For For For
Pagliuca
9 Elect Eileen Serra Mgmt For For For
10 Elect James C. Smith Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GasLog Ltd.
Ticker Security ID: Meeting Date Meeting Status
GLOG CUSIP G37585109 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter G. Livanos Mgmt For Against Against
2 Elect Bruce L. Blythe Mgmt For Against Against
3 Elect Donald J. Kintzer Mgmt For Against Against
4 Elect Julian Metherell Mgmt For Against Against
5 Elect Anthony S. Mgmt For Against Against
Papadimitriou
6 Elect Paul A. Wogan Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Gates Industrial Corporation plc
Ticker Security ID: Meeting Date Meeting Status
GTES CUSIP G39108108 06/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James W. Ireland Mgmt For For For
III
2 Elect Ivo Jurek Mgmt For For For
3 Elect Julia C. Kahr Mgmt For For For
4 Elect Terry Klebe Mgmt For For For
5 Elect Stephanie K. Mgmt For For For
Mains
6 Elect Wilson S. Neely Mgmt For For For
7 Elect Neil P. Simpkins Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Remuneration Report Mgmt For For For
(Advisory)
10 Ratification of Auditor Mgmt For For For
11 Reappointment of Mgmt For For For
Auditor
12 Authorize the Mgmt For For For
Statutory Auditor's
Remuneration
________________________________________________________________________________
Gates Industrial Corporation plc
Ticker Security ID: Meeting Date Meeting Status
GTES CUSIP 00BD9G2S1 10/07/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For Against Against
Repurchase
Shares
2 Authorization of New Mgmt For Against Against
Class of
Shares
________________________________________________________________________________
GATX Corporation
Ticker Security ID: Meeting Date Meeting Status
GATX CUSIP 361448103 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Diane M. Aigotti Mgmt For For For
2 Elect Anne L. Arvia Mgmt For For For
3 Elect Ernst A. Haberli Mgmt For For For
4 Elect Brian A. Kenney Mgmt For For For
5 Elect James B. Ream Mgmt For For For
6 Elect Adam L. Stanley Mgmt For For For
7 Elect David S. Mgmt For For For
Sutherland
8 Elect Stephen R. Wilson Mgmt For For For
9 Elect Paul G. Yovovich Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GCI Liberty, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLIBA CUSIP 36164V503 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald A. Duncan Mgmt For For For
1.2 Elect Donne F. Fisher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
GCP Applied Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
GCP CUSIP 36164Y101 05/28/2020 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin W. Brown ShrHoldr N/A TNA N/A
1.2 Elect Peter A. Feld ShrHoldr N/A TNA N/A
1.3 Elect Janet P. ShrHoldr N/A TNA N/A
Giesselman
1.4 Elect Clay H. Kiefaber ShrHoldr N/A TNA N/A
1.5 Elect Marran H. Ogilvie ShrHoldr N/A TNA N/A
1.6 Elect Andrew M. Ross ShrHoldr N/A TNA N/A
1.7 Elect Linda J. Welty ShrHoldr N/A TNA N/A
1.8 Elect Robert H. Yanker ShrHoldr N/A TNA N/A
2 Ratification of Auditor Mgmt N/A TNA N/A
3 Advisory Vote on Mgmt N/A TNA N/A
Executive
Compensation
4 Amendment to Mgmt N/A TNA N/A
Shareholder Rights
Plan
________________________________________________________________________________
GCP Applied Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
GCP CUSIP 36164Y101 05/28/2020 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerald G. Colella Mgmt For Withhold Against
1.2 Elect Randall S. Dearth Mgmt For For For
1.3 Elect Janice K. Henry Mgmt For Withhold Against
1.4 Elect Clay Kiefaber Mgmt For For For
1.5 Elect James F. Kirsch Mgmt For For For
1.6 Elect Armand F. Mgmt For For For
Lauzon,
Jr.
1.7 Elect Phillip J. Mason Mgmt For For For
1.8 Elect John R. McPherson Mgmt For Withhold Against
1.9 Elect Elizabeth A. Mora Mgmt For Withhold Against
1.10 Elect Danny R. Shepherd Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to Mgmt For For For
Shareholder Rights
Plan
________________________________________________________________________________
Gencor Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
GENC CUSIP 368678108 02/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John G. Coburn Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Generac Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
GNRC CUSIP 368736104 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marcia J. Avedon Mgmt For For For
1.2 Elect Bennett J. Morgan Mgmt For For For
1.3 Elect Dominick P. Mgmt For For For
Zarcone
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
General Dynamics Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Crown Mgmt For For For
2 Elect Rudy F. deLeon Mgmt For For For
3 Elect Cecil D. Haney Mgmt For For For
4 Elect Mark M. Malcolm Mgmt For For For
5 Elect James N. Mattis Mgmt For For For
6 Elect Phebe N. Mgmt For For For
Novakovic
7 Elect C. Howard Nye Mgmt For For For
8 Elect William A. Osborn Mgmt For For For
9 Elect Catherine B. Mgmt For For For
Reynolds
10 Elect Laura J. Mgmt For For For
Schumacher
11 Elect John G. Stratton Mgmt For For For
12 Elect Peter A. Wall Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sebastien Bazin Mgmt For For For
2 Elect Ashton B. Carter Mgmt For For For
3 Elect H. Lawrence Mgmt For For For
Culp,
Jr.
4 Elect Francisco D'Souza Mgmt For Against Against
5 Elect Edward P. Garden Mgmt For For For
6 Elect Thomas W. Horton Mgmt For For For
7 Elect Risa Mgmt For For For
Lavizzo-Mourey
8 Elect Catherine Lesjak Mgmt For Against Against
9 Elect Paula Rosput Mgmt For Against Against
Reynolds
10 Elect Leslie F. Seidman Mgmt For Against Against
11 Elect James S. Tisch Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For Against Against
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
General Mills, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Kerry Clark Mgmt For For For
2 Elect David M. Cordani Mgmt For For For
3 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
4 Elect Jeffrey L. Mgmt For For For
Harmening
5 Elect Maria G. Henry Mgmt For For For
6 Elect Elizabeth C. Mgmt For For For
Lempres
7 Elect Diane L. Neal Mgmt For For For
8 Elect Stephen A. Odland Mgmt For For For
9 Elect Maria A. Sastre Mgmt For For For
10 Elect Eric D. Sprunk Mgmt For For For
11 Elect Jorge A. Uribe Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
General Motors Co.
Ticker Security ID: Meeting Date Meeting Status
GM CUSIP 37045V100 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary T. Barra Mgmt For For For
2 Elect Wesley G. Bush Mgmt For For For
3 Elect Linda R. Gooden Mgmt For For For
4 Elect Joseph Jimenez Mgmt For For For
5 Elect Jane L. Mendillo Mgmt For For For
6 Elect Judith A. Miscik Mgmt For For For
7 Elect Patricia F. Russo Mgmt For For For
8 Elect Thomas M. Schoewe Mgmt For For For
9 Elect Theodore M. Solso Mgmt For For For
10 Elect Carol M. Mgmt For For For
Stephenson
11 Elect Devin N. Wenig Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights Due Diligence
Process
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Genesco Inc.
Ticker Security ID: Meeting Date Meeting Status
GCO CUSIP 371532102 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joanna Barsh Mgmt For For For
1.2 Elect Matthew C. Mgmt For For For
Diamond
1.3 Elect Marty G. Dickens Mgmt For For For
1.4 Elect Thurgood Mgmt For For For
Marshall,
Jr.
1.5 Elect Kathleen Mason Mgmt For For For
1.6 Elect Kevin P. Mgmt For For For
McDermott
1.7 Elect Mimi E. Vaughn Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For Against Against
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Genesee & Wyoming Inc.
Ticker Security ID: Meeting Date Meeting Status
GWR CUSIP 371559105 10/03/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 DJP Transaction Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Genesis Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
GEN CUSIP 37185X106 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James H. Bloem Mgmt For For For
1.2 Elect John F. DePodesta Mgmt For For For
1.3 Elect Terry Allison Mgmt For For For
Rappuhn
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
4 Repeal of Classified Mgmt For For For
Board
5 Reduce Ownership Mgmt For For For
Threshold for
Shareholders to Call
Special
Meetings
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Genie Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
GNE CUSIP 372284208 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Courter Mgmt For For For
2 Elect Howard S. Jonas Mgmt For For For
3 Elect W. Wesley Perry Mgmt For Against Against
4 Elect Alan B. Rosenthal Mgmt For Against Against
5 Elect Allan Sass Mgmt For Against Against
6 Amendment to the 2011 Mgmt For For For
Stock Option and
Incentive
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GenMark Diagnostics, Inc.
Ticker Security ID: Meeting Date Meeting Status
GNMK CUSIP 372309104 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daryl J. Faulkner Mgmt For For For
2 Elect James Fox Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Approval of the 2020 Mgmt For Against Against
Equity Incentive
Plan
________________________________________________________________________________
Genomic Health Inc.
Ticker Security ID: Meeting Date Meeting Status
GHDX CUSIP 37244C101 11/07/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Genpact Limited
Ticker Security ID: Meeting Date Meeting Status
G CUSIP G3922B107 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N.V. Tyagarajan Mgmt For For For
2 Elect James C. Madden Mgmt For For For
3 Elect Ajay Agrawal Mgmt For For For
4 Elect Stacey Cartwright Mgmt For For For
5 Elect Laura Conigliaro Mgmt For For For
6 Elect Carol Lindstrom Mgmt For For For
7 Elect Cecelia Morken Mgmt For For For
8 Elect Mark Nunnelly Mgmt For For For
9 Elect Mark Verdi Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gentex Corporation
Ticker Security ID: Meeting Date Meeting Status
GNTX CUSIP 371901109 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leslie Brown Mgmt For For For
1.2 Elect Steve Downing Mgmt For For For
1.3 Elect Gary Goode Mgmt For For For
1.4 Elect James Hollars Mgmt For For For
1.5 Elect John Mulder Mgmt For For For
1.6 Elect Richard O. Schaum Mgmt For For For
1.7 Elect Kathleen Starkoff Mgmt For For For
1.8 Elect Brian C. Walker Mgmt For For For
1.9 Elect James Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gentherm Incorporated
Ticker Security ID: Meeting Date Meeting Status
THRM CUSIP 37253A103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sophie Desormiere Mgmt For For For
1.2 Elect Phillip M. Eyler Mgmt For For For
1.3 Elect Yvonne Hao Mgmt For For For
1.4 Elect Ronald Hundzinski Mgmt For For For
1.5 Elect Charles R. Mgmt For For For
Kummeth
1.6 Elect Byron Shaw II Mgmt For For For
1.7 Elect John Stacey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Genuine Parts Company
Ticker Security ID: Meeting Date Meeting Status
GPC CUSIP 372460105 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth W. Camp Mgmt For For For
1.2 Elect Richard Cox, Jr. Mgmt For For For
1.3 Elect Paul D. Donahue Mgmt For For For
1.4 Elect Gary P. Fayard Mgmt For For For
1.5 Elect P. Russell Hardin Mgmt For For For
1.6 Elect John R. Holder Mgmt For For For
1.7 Elect Donna W. Hyland Mgmt For For For
1.8 Elect John D. Johns Mgmt For For For
1.9 Elect Jean-Jacques Mgmt For For For
Lafont
1.10 Elect Robert C. Mgmt For For For
Loudermilk,
Jr.
1.11 Elect Wendy B. Needham Mgmt For For For
1.12 Elect E. Jenner Wood Mgmt For For For
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Capital Management
Reporting
________________________________________________________________________________
Genworth Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
GNW CUSIP 37247D106 12/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Kent Conrad Mgmt For For For
2 Elect Melina E. Higgins Mgmt For For For
3 Elect Thomas J. Mgmt For For For
McInerney
4 Elect David M. Moffett Mgmt For For For
5 Elect Thomas E. Moloney Mgmt For For For
6 Elect Debra J. Perry Mgmt For For For
7 Elect Robert P. Mgmt For For For
Restrepo,
Jr.
8 Elect James S. Riepe Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
German American Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
GABC CUSIP 373865104 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Chris A. Ramsey Mgmt For For For
1.2 Elect M. Darren Root Mgmt For For For
1.3 Elect Mark A. Schroeder Mgmt For For For
1.4 Elect Jack W. Sheidler Mgmt For For For
2 Amendment Regarding Mgmt For For For
Shareholder Right to
Amend
Bylaws
3 Amendment to the 2019 Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Geron Corporation
Ticker Security ID: Meeting Date Meeting Status
GERN CUSIP 374163103 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Karin Eastham Mgmt For For For
1.2 Elect V. Bryan Lawlis Mgmt For For For
1.3 Elect Susan M. Mgmt For For For
Molineaux
2 Amendment to the 2018 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Getty Realty Corp.
Ticker Security ID: Meeting Date Meeting Status
GTY CUSIP 374297109 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher J. Mgmt For For For
Constant
2 Elect Milton Cooper Mgmt For For For
3 Elect Philip E. Mgmt For For For
Coviello
4 Elect Leo Liebowitz Mgmt For For For
5 Elect Mary Lou Mgmt For For For
Malanoski
6 Elect Richard E. Montag Mgmt For For For
7 Elect Howard B. Mgmt For For For
Safenowitz
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gibraltar Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROCK CUSIP 374689107 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark G. Barberio Mgmt For For For
2 Elect William T. Bosway Mgmt For For For
3 Elect Sharon M. Brady Mgmt For For For
4 Elect Craig A. Hindman Mgmt For For For
5 Elect Vinod M. Khilnani Mgmt For For For
6 Elect Linda K. Myers Mgmt For For For
7 Elect William P. Mgmt For For For
Montague
8 Elect James B. Nish Mgmt For For For
9 Elect Atlee Valentine Mgmt For For For
Pope
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jacqueline K. Mgmt For For For
Barton
2 Elect Sandra J. Horning Mgmt For For For
3 Elect Kelly A. Kramer Mgmt For For For
4 Elect Kevin E. Lofton Mgmt For For For
5 Elect Harish Manwani Mgmt For For For
6 Elect Daniel P. O'Day Mgmt For For For
7 Elect Richard J. Mgmt For For For
Whitley
8 Elect Per Wold-Olsen Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
________________________________________________________________________________
Glacier Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
GBCI CUSIP 37637Q105 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C Boyles Mgmt For For For
1.2 Elect Randall M. Mgmt For For For
Chesler
1.3 Elect Sherry L. Mgmt For For For
Cladouhos
1.4 Elect James M. English Mgmt For For For
1.5 Elect Annie M. Goodwin Mgmt For For For
1.6 Elect Craig A. Langel Mgmt For For For
1.7 Elect Douglas J. Mgmt For For For
McBride
1.8 Elect John W. Murdoch Mgmt For For For
1.9 Elect George R. Sutton Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gladstone Commercial Corporation
Ticker Security ID: Meeting Date Meeting Status
GOOD CUSIP 376536108 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michela A. Mgmt For For For
English
1.2 Elect Anthony W. Parker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Glaukos Corporation
Ticker Security ID: Meeting Date Meeting Status
GKOS CUSIP 377322102 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Link Mgmt For For For
1.2 Elect Aimee S. Weisner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Global Blood Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
GBT CUSIP 37890U108 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Willie L. Brown, Mgmt For For For
Jr.
1.2 Elect Philip A. Pizzo Mgmt For For For
1.3 Elect Wendy L. Yarno Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Global Brass and Copper Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRSS CUSIP 37953G103 07/09/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Global Indemnity Limited
Ticker Security ID: Meeting Date Meeting Status
GBLI CUSIP G3933F105 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Saul A. Fox Mgmt For For For
2 Elect Joseph W. Brown Mgmt For For For
3 Elect Michele A. Mgmt For For For
Colucci
4 Elect Seth J. Gersch Mgmt For For For
5 Elect Jason B. Hurwitz Mgmt For For For
6 Elect Bruce Lederman Mgmt For For For
7 Elect Cynthia Y. Valko Mgmt For For For
8 Elect James D. Wehr Mgmt For For For
9 Authorize the Board to Mgmt For For For
Vote on Matters
Regarding its
Wholly-Owned
Subsidiary, Global
Indemnity Reinsurance
Company,
Ltd.
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Global Net Lease, Inc.
Ticker Security ID: Meeting Date Meeting Status
GNL CUSIP 379378201 03/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James L. Nelson Mgmt For For For
2 Elect Edward M. Weil, Mgmt For For For
Jr.
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Global Payments Inc.
Ticker Security ID: Meeting Date Meeting Status
GPN CUSIP 37940X102 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Thaddeus Mgmt For For For
Arroyo
2 Elect Robert H.B. Mgmt For For For
Baldwin,
Jr.
3 Elect John G. Bruno Mgmt For For For
4 Elect Kriss Cloninger Mgmt For For For
III
5 Elect William I. Jacobs Mgmt For For For
6 Elect Joia M. Johnson Mgmt For For For
7 Elect Ruth Ann Marshall Mgmt For For For
8 Elect Connie D. Mgmt For For For
McDaniel
9 Elect William B. Mgmt For For For
Plummer
10 Elect Jeffrey S. Sloan Mgmt For For For
11 Elect John T. Turner Mgmt For For For
12 Elect M. Troy Woods Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Elimination of Mgmt For For For
Supermajority
Requirement
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Global Payments Inc.
Ticker Security ID: Meeting Date Meeting Status
GPN CUSIP 37940X102 08/29/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Declassification of Mgmt For For For
Board
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Global Water Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
GWRS CUSIP 379463102 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William S. Levine Mgmt For For For
1.2 Elect Richard M. Mgmt For For For
Alexander
1.3 Elect David C. Tedesco Mgmt For For For
1.4 Elect Ron L. Fleming Mgmt For For For
1.5 Elect Debra G. Coy Mgmt For For For
1.6 Elect Brett Mgmt For For For
Huckelbridge
1.7 Elect David Rousseau Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Globe Life Inc.
Ticker Security ID: Meeting Date Meeting Status
GL CUSIP 37959E102 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles E. Adair Mgmt For For For
2 Elect Linda L. Addison Mgmt For For For
3 Elect Marilyn A. Mgmt For For For
Alexander
4 Elect Cheryl D. Alston Mgmt For For For
5 Elect Jane M. Buchan Mgmt For For For
6 Elect Gary L. Coleman Mgmt For For For
7 Elect Larry M. Mgmt For For For
Hutchison
8 Elect Robert W. Ingram Mgmt For For For
9 Elect Steven P. Johnson Mgmt For For For
10 Elect Darren M. Rebelez Mgmt For For For
11 Elect Mary E. Thigpen Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Globus Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
GMED CUSIP 379577208 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Demski Mgmt For For For
2 Elect Robert Douglas Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Glu Mobile Inc.
Ticker Security ID: Meeting Date Meeting Status
GLUU CUSIP 379890106 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Darla Anderson Mgmt For For For
1.2 Elect Ben Feder Mgmt For For For
1.3 Elect Hany M. Nada Mgmt For For For
1.4 Elect Benjamin T. Smith Mgmt For For For
2 Amendment to the 2007 Mgmt For Against Against
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GlycoMimetics, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLYC CUSIP 38000Q102 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia S. Mgmt For For For
Andrews
1.2 Elect Mark A. Goldberg Mgmt For For For
1.3 Elect Timothy R. Mgmt For For For
Pearson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
GMS Inc.
Ticker Security ID: Meeting Date Meeting Status
GMS CUSIP 36251C103 10/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian R. Mgmt For For For
Hoesterey
2 Elect Teri P. McClure Mgmt For For For
3 Elect Richard K. Mgmt For For For
Mueller
4 Elect J. Louis Sharpe Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
GNC Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
GNC CUSIP 36191G107 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hsing Chow Mgmt For For For
1.2 Elect Alan D. Feldman Mgmt For For For
1.3 Elect Michael F. Hines Mgmt For For For
1.4 Elect Amy B. Lane Mgmt For For For
1.5 Elect Rachel Lau Mgmt For For For
1.6 Elect Philip E. Mallott Mgmt For Withhold Against
1.7 Elect Kenneth A. Mgmt For For For
Martindale
1.8 Elect Michele S. Meyer Mgmt For For For
1.9 Elect Robert F. Moran Mgmt For For For
1.10 Elect Alan Wan Mgmt For For For
1.11 Elect Yong Kai Wong Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GoDaddy Inc.
Ticker Security ID: Meeting Date Meeting Status
GDDY CUSIP 380237107 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Garrett Mgmt For For For
1.2 Elect Ryan Roslansky Mgmt For For For
1.3 Elect Lee E. Wittlinger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Gogo Inc.
Ticker Security ID: Meeting Date Meeting Status
GOGO CUSIP 38046C109 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hugh W. Jones Mgmt For For For
1.2 Elect Oakleigh Thorne Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Stock Option Exchange Mgmt For For For
Program
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Golar LNG Limited
Ticker Security ID: Meeting Date Meeting Status
GLNG CUSIP G9456A100 09/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tor Olav Troim Mgmt For For For
2 Elect Daniel W. Rabun Mgmt For For For
3 Elect Thorleif Egeli Mgmt For For For
4 Elect Carl Erik Steen Mgmt For For For
5 Elect Niels G. Mgmt For For For
Stolt-Nielsen
6 Elect Lori Wheeler Mgmt For For For
Naess
7 Elect Georgina Sousa Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
Gold Resource Corporation
Ticker Security ID: Meeting Date Meeting Status
GORO CUSIP 38068T105 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bill M. Conrad Mgmt For For For
1.2 Elect Jason D. Reid Mgmt For For For
1.3 Elect Alex G. Morrison Mgmt For For For
1.4 Elect Kimberly C. Perry Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Golden Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
GDEN CUSIP 381013101 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Blake L. Sartini Mgmt For For For
1.2 Elect Lyle A. Berman Mgmt For For For
1.3 Elect Ann Dozier Mgmt For For For
1.4 Elect Mark A. Mgmt For For For
Lipparelli
1.5 Elect Anthony A. Mgmt For Withhold Against
Marnell
1.6 Elect Robert L. Mgmt For For For
Miodunski
1.7 Elect Terrence L. Mgmt For For For
Wright
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Goosehead Insurance, Inc.
Ticker Security ID: Meeting Date Meeting Status
GSHD CUSIP 38267D109 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark E. Jones Mgmt For Withhold Against
1.2 Elect Robyn Jones Mgmt For For For
1.3 Elect Peter Lane Mgmt For For For
1.4 Elect Mark Miller Mgmt For For For
1.5 Elect James Reid Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GoPro, Inc.
Ticker Security ID: Meeting Date Meeting Status
GPRO CUSIP 38268T103 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nicholas Woodman Mgmt For For For
1.2 Elect Tyrone Mgmt For For For
Ahmad-Taylor
1.3 Elect Kenneth A. Mgmt For For For
Goldman
1.4 Elect Peter Gotcher Mgmt For For For
1.5 Elect James Lanzone Mgmt For For For
1.6 Elect Alexander J. Mgmt For For For
Lurie
1.7 Elect Susan Lyne Mgmt For For For
1.8 Elect Frederic Welts Mgmt For For For
1.9 Elect Lauren Zalaznick Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gossamer Bio, Inc.
Ticker Security ID: Meeting Date Meeting Status
GOSS CUSIP 38341P102 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joshua H. Mgmt For For For
Bilenker
1.2 Elect Faheem Hasnain Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GP Strategies Corporation
Ticker Security ID: Meeting Date Meeting Status
GPX CUSIP 36225V104 08/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tamar Elkeles Mgmt For For For
2 Elect Marshall S. Mgmt For For For
Geller
3 Elect Scott N. Mgmt For For For
Greenberg
4 Elect Steven E. Koonin Mgmt For For For
5 Elect Jacques Manardo Mgmt For For For
6 Elect Richard C. Mgmt For For For
Pfenniger,
Jr.
7 Elect Samuel D. Mgmt For For For
Robinson
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2011 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Graco Inc.
Ticker Security ID: Meeting Date Meeting Status
GGG CUSIP 384109104 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick J. McHale Mgmt For For For
2 Elect Lee R. Mitau Mgmt For For For
3 Elect Martha A.M. Mgmt For For For
Morfitt
4 Elect Kevin J. Wheeler Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
GrafTech International Ltd.
Ticker Security ID: Meeting Date Meeting Status
EAF CUSIP 384313508 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian L. Acton Mgmt For For For
2 Elect David Gregory Mgmt For For For
3 Elect David J. Rintoul Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Graham Corporation
Ticker Security ID: Meeting Date Meeting Status
GHM CUSIP 384556106 08/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James J. Malvaso Mgmt For For For
1.2 Elect Jonathan W. Mgmt For For For
Painter
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Graham Holdings Company
Ticker Security ID: Meeting Date Meeting Status
GHC CUSIP 384637104 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher C. Mgmt For For For
Davis
1.2 Elect Anne M. Mulcahy Mgmt For For For
1.3 Elect Larry D. Thompson Mgmt For For For
________________________________________________________________________________
Grand Canyon Education, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOPE CUSIP 38526M106 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian E. Mueller Mgmt For For For
2 Elect Sara R. Dial Mgmt For For For
3 Elect Jack A. Henry Mgmt For For For
4 Elect Lisa Graham Mgmt For For For
Keegan
5 Elect Chevy Humphrey Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Granite Point Mortgage Trust Inc
Ticker Security ID: Meeting Date Meeting Status
GPMT CUSIP 38741L107 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tanuja M. Dehne Mgmt For For For
2 Elect Martin A. Kamarck Mgmt For For For
3 Elect Stephen G. Kasnet Mgmt For For For
4 Elect W. Reid Sanders Mgmt For For For
5 Elect John A. Taylor Mgmt For For For
6 Elect Hope B. Woodhouse Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Graphic Packaging Holding Company
Ticker Security ID: Meeting Date Meeting Status
GPK CUSIP 388689101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael P. Doss Mgmt For For For
1.2 Elect Dean A. Mgmt For For For
Scarborough
1.3 Elect Larry M. Mgmt For For For
Venturelli
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gray Television, Inc.
Ticker Security ID: Meeting Date Meeting Status
GTN CUSIP 389375106 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hilton H. Mgmt For For For
Howell,
Jr.
1.2 Elect Howell W. Newton Mgmt For For For
1.3 Elect Richard L. Boger Mgmt For For For
1.4 Elect T.L. Elder Mgmt For For For
1.5 Elect Luis A. Garcia Mgmt For For For
1.6 Elect Richard B. Hare Mgmt For For For
1.7 Elect Robin R. Howell Mgmt For For For
1.8 Elect Donald P. Mgmt For For For
LaPlatney
1.9 Elect Paul H. McTear Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Great Ajax Corp.
Ticker Security ID: Meeting Date Meeting Status
AJX CUSIP 38983D300 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence Mgmt For For For
Mendelsohn
1.2 Elect Russell Schaub Mgmt For For For
1.3 Elect Steven Begleiter Mgmt For For For
1.4 Elect John C. Condas Mgmt For Withhold Against
1.5 Elect Jonathan Mgmt For For For
Bradford Handley,
Jr.
1.6 Elect Paul M. Friedman Mgmt For Withhold Against
1.7 Elect J. Kirk Ogren, Mgmt For Withhold Against
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Great Lakes Dredge & Dock Corporation
Ticker Security ID: Meeting Date Meeting Status
GLDD CUSIP 390607109 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elaine Mgmt For For For
Dorward-King
2 Elect Ryan J. Levenson Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Great Southern Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
GSBC CUSIP 390905107 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin R. Ausburn Mgmt For For For
1.2 Elect Larry D. Frazier Mgmt For For For
1.3 Elect Douglas M. Pitt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Great Western Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
GWB CUSIP 391416104 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frances Grieb Mgmt For For For
1.2 Elect James Israel Mgmt For For For
1.3 Elect Stephen M. Lacy Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Green Brick Partners, Inc
Ticker Security ID: Meeting Date Meeting Status
GRBK CUSIP 392709101 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth K. Mgmt For For For
Blake
1.2 Elect Harry Brandler Mgmt For For For
1.3 Elect James R. Brickman Mgmt For For For
1.4 Elect David Einhorn Mgmt For For For
1.5 Elect John R. Farris Mgmt For For For
1.6 Elect Kathleen Olsen Mgmt For For For
1.7 Elect Richard S. Press Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Green Dot Corporation
Ticker Security ID: Meeting Date Meeting Status
GDOT CUSIP 39304D102 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth C. Mgmt For For For
Aldrich
2 Elect J. Chris Brewster Mgmt For For For
3 Elect Glinda Mgmt For For For
Bridgforth
Hodges
4 Elect Rajeev V. Date Mgmt For For For
5 Elect Saturnino S. Mgmt For For For
Fanlo
6 Elect William I Jacobs Mgmt For For For
7 Elect Daniel R. Henry Mgmt For For For
8 Elect Jeffrey B. Osher Mgmt For For For
9 Elect Ellen Richey Mgmt For For For
10 Elect George T. Shaheen Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2010 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Green Plains Inc.
Ticker Security ID: Meeting Date Meeting Status
GPRE CUSIP 393222104 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James David Mgmt For For For
Anderson
1.2 Elect Wayne Hoovestol Mgmt For Withhold Against
1.3 Elect Ejnar Knudsen Mgmt For For For
2 Amendment to the 2019 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Greene County Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
GCBC CUSIP 394357107 11/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald E. Gibson Mgmt For For For
1.2 Elect David H. Jenkins Mgmt For For For
1.3 Elect Paul Slutzky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Greenhill & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
GHL CUSIP 395259104 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Elect Robert F. Mgmt For For For
Greenhill
3 Elect Steven F. Mgmt For For For
Goldstone
4 Elect Meryl D. Mgmt For For For
Hartzband
5 Elect John D. Liu Mgmt For For For
6 Elect Karen P. Robards Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Greif, Inc.
Ticker Security ID: Meeting Date Meeting Status
GEF CUSIP 397624206 02/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vicki L. Avril Mgmt For For For
1.2 Elect Bruce A. Edwards Mgmt For For For
1.3 Elect Mark A. Emkes Mgmt For For For
1.4 Elect John F. Finn Mgmt For For For
1.5 Elect Michael J. Gasser Mgmt For For For
1.6 Elect Daniel J. Gunsett Mgmt For Withhold Against
1.7 Elect Judith D. Hook Mgmt For Withhold Against
1.8 Elect John W. McNamara Mgmt For For For
1.9 Elect Peter F. Watson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
4 Approval of the 2020 Mgmt For Against Against
Long-Term Incentive
Plan
5 Amendment to 2001 Mgmt For Against Against
Management Equity
Incentive and
Compensation
Plan
________________________________________________________________________________
Griffon Corporation
Ticker Security ID: Meeting Date Meeting Status
GFF CUSIP 398433102 01/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Brosig Mgmt For For For
1.2 Elect Robert G. Mgmt For For For
Harrison
1.3 Elect Lacy M. Johnson Mgmt For For For
1.4 Elect James W. Sight Mgmt For For For
1.5 Elect Samanta Hegedus Mgmt For For For
Stewart
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2016 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gritstone Oncology, Inc.
Ticker Security ID: Meeting Date Meeting Status
GRTS CUSIP 39868T105 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard A. Heyman Mgmt For For For
1.2 Elect Nicholas J. Simon Mgmt For For For
1.3 Elect Thomas Woiwode Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Grocery Outlet Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
GO CUSIP 39874R101 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth W. Mgmt For For For
Alterman
1.2 Elect John E. Bachman Mgmt For For For
1.3 Elect Thomas F. Herman Mgmt For For For
1.4 Elect Erik D. Ragatz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Group 1 Automotive, Inc.
Ticker Security ID: Meeting Date Meeting Status
GPI CUSIP 398905109 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carin M. Barth Mgmt For For For
1.2 Elect Earl J. Mgmt For For For
Hesterberg,
Jr.
1.3 Elect Lincoln Pereira Mgmt For For For
1.4 Elect Stephen D. Quinn Mgmt For For For
1.5 Elect Steven P. Mgmt For For For
Stanbrook
1.6 Elect Charles L. Szews Mgmt For For For
1.7 Elect Anne Taylor Mgmt For For For
1.8 Elect Max P. Watson, Mgmt For For For
Jr.
1.9 Elect MaryAnn Wright Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2014 Mgmt For For For
Long Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Groupon, Inc.
Ticker Security ID: Meeting Date Meeting Status
GRPN CUSIP 399473107 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Angelakis
1.2 Elect Peter Barris Mgmt For For For
1.3 Elect Robert J. Bass Mgmt For For For
1.4 Elect Eric Lefkofsky Mgmt For For For
1.5 Elect Theodore J. Mgmt For For For
Leonsis
1.6 Elect Valerie A. Mosley Mgmt For For For
1.7 Elect Helen Vaid Mgmt For For For
1.8 Elect Deborah Wahl Mgmt For For For
1.9 Elect Ann E. Ziegler Mgmt For For For
2 Reverse Stock Split Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Grubhub Inc.
Ticker Security ID: Meeting Date Meeting Status
GRUB CUSIP 400110102 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lloyd D. Frink Mgmt For For For
1.2 Elect Girish Lakshman Mgmt For For For
1.3 Elect Keith Richman Mgmt For For For
1.4 Elect Arthur Francis Mgmt For For For
Starrs,
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2015 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
GTT Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
GTT CUSIP 362393100 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard D. Mgmt For For For
Calder,
Jr.
1.2 Elect H. Brian Thompson Mgmt For For For
1.3 Elect S. Joseph Bruno Mgmt For For For
1.4 Elect Rhodric C. Mgmt For For For
Hackman
1.5 Elect Howard E. Janzen Mgmt For For For
1.6 Elect Nick Adamo Mgmt For For For
1.7 Elect Theodore B. Mgmt For For For
Smith,
III
1.8 Elect Elizabeth Satin Mgmt For For For
1.9 Elect Julius Erving Mgmt For For For
1.10 Elect Benjamin F. Stein Mgmt For For For
1.11 Elect Zachary S. Mgmt For For For
Sternberg
2 Adoption of NOL Rights Mgmt For For For
Agreement
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Guaranty Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
GNTY CUSIP 400764106 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard W. Baker Mgmt For For For
2 Elect James M. Nolan Mgmt For For For
Jr.
3 Elect Jeffrey W. Brown Mgmt For For For
4 Elect Tyson T. Abston Mgmt For For For
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Guardant Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
GH CUSIP 40131M109 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ian T. Clark Mgmt For For For
2 Elect Samir Kaul Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Guess?, Inc.
Ticker Security ID: Meeting Date Meeting Status
GES CUSIP 401617105 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carlos Alberini Mgmt For For For
1.2 Elect Deborah Weinswig Mgmt For For For
1.3 Elect Alex Yemenidjian Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Guidewire Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
GWRE CUSIP 40171V100 12/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margaret Dillon Mgmt For For For
1.2 Elect Michael Keller Mgmt For For For
1.3 Elect Michael Rosenbaum Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
H&E Equipment Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
HEES CUSIP 404030108 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Engquist Mgmt For For For
1.2 Elect Bradley W. Barber Mgmt For For For
1.3 Elect Paul N. Arnold Mgmt For For For
1.4 Elect Gary W. Bagley Mgmt For For For
1.5 Elect Bruce C. Mgmt For For For
Bruckmann
1.6 Elect Patrick L. Edsell Mgmt For For For
1.7 Elect Thomas J. Mgmt For For For
Galligan
III
1.8 Elect Lawrence C. Mgmt For For For
Karlson
1.9 Elect John T. Sawyer Mgmt For For For
1.10 Elect Mary P. Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
H&R Block, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRB CUSIP 093671105 09/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Angela N. Archon Mgmt For For For
2 Elect Paul J. Brown Mgmt For For For
3 Elect Robert A. Gerard Mgmt For For For
4 Elect Richard A. Mgmt For For For
Johnson
5 Elect Jeffrey J. Jones Mgmt For For For
II
6 Elect David B. Lewis Mgmt For For For
7 Elect Victoria J. Reich Mgmt For For For
8 Elect Bruce C. Rohde Mgmt For For For
9 Elect Matthew E. Winter Mgmt For For For
10 Elect Christianna Wood Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
H.B. Fuller Company
Ticker Security ID: Meeting Date Meeting Status
FUL CUSIP 359694106 04/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel L. Mgmt For For For
Florness
1.2 Elect Lee R. Mitau Mgmt For For For
1.3 Elect R. William Van Mgmt For For For
Sant
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2020 Mgmt For For For
Master Incentive
Plan
________________________________________________________________________________
Haemonetics Corporation
Ticker Security ID: Meeting Date Meeting Status
HAE CUSIP 405024100 07/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark W. Kroll Mgmt For For For
1.2 Elect Claire Pomeroy Mgmt For For For
1.3 Elect Ellen M. Zane Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Approval of the 2019 Mgmt For For For
Long-Term Incentive
Compensation
Plan
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abdulaziz F. Mgmt For For For
Alkhayyal
2 Elect William E. Mgmt For For For
Albrecht
3 Elect M. Katherine Mgmt For For For
Banks
4 Elect Alan M. Bennett Mgmt For For For
5 Elect Milton Carroll Mgmt For For For
6 Elect Nance K. Dicciani Mgmt For For For
7 Elect Murry S. Gerber Mgmt For For For
8 Elect Patricia Mgmt For For For
Hemingway
Hall
9 Elect Robert A. Malone Mgmt For For For
10 Elect Jeffrey A. Miller Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Stock Mgmt For For For
and Incentive
Plan
________________________________________________________________________________
Halozyme Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
HALO CUSIP 40637H109 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bernadette Mgmt For For For
Connaughton
1.2 Elect Kenneth J. Kelley Mgmt For For For
1.3 Elect Matthew I. Posard Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hamilton Beach Brands Holding Co
Ticker Security ID: Meeting Date Meeting Status
HBB CUSIP 40701T104 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark R. Belgya Mgmt For For For
1.2 Elect J.C. Butler Jr. Mgmt For For For
1.3 Elect Paul D. Furlow Mgmt For For For
1.4 Elect John P. Jumper Mgmt For For For
1.5 Elect Dennis W. LaBarre Mgmt For For For
1.6 Elect Michael S. Miller Mgmt For For For
1.7 Elect Alfred M. Mgmt For For For
Rankin,
Jr.
1.8 Elect Thomas T. Rankin Mgmt For For For
1.9 Elect James A. Ratner Mgmt For For For
1.10 Elect Gregory H. Trepp Mgmt For For For
1.11 Elect Clara R. Williams Mgmt For For For
2 Amendment to the Mgmt For For For
Long-Term Equity
Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hamilton Lane Incorporated
Ticker Security ID: Meeting Date Meeting Status
HLNE CUSIP 407497106 09/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hartley R. Rogers Mgmt For For For
1.2 Elect Mario L. Giannini Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hancock Whitney Corporation
Ticker Security ID: Meeting Date Meeting Status
HWC CUSIP 410120109 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank E. Bertucci Mgmt For For For
1.2 Elect Constantine S. Mgmt For For For
Liollio
1.3 Elect Thomas H. Olinde Mgmt For For For
1.4 Elect Joan C. Teofilo Mgmt For For For
1.5 Elect C. Richard Mgmt For For For
Wilkins
2 Elimination of Mgmt For For For
Business Combination
Supermajority Vote
Provisions
3 Elimination of Mgmt For For For
Prohibition on
Non-Cumulative
Preferred
Dividends
4 Elimination of Series Mgmt For For For
A Preferred Stock
Provisions
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hanesbrands Inc.
Ticker Security ID: Meeting Date Meeting Status
HBI CUSIP 410345102 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Geralyn R. Breig Mgmt For For For
2 Elect Gerald W. Evans, Mgmt For For For
Jr.
3 Elect Bobby J. Griffin Mgmt For For For
4 Elect James C. Johnson Mgmt For For For
5 Elect Franck J. Moison Mgmt For For For
6 Elect Robert F. Moran Mgmt For For For
7 Elect Ronald L. Nelson Mgmt For For For
8 Elect Ann E. Ziegler Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Hanger, Inc.
Ticker Security ID: Meeting Date Meeting Status
HNGR CUSIP 41043F208 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vinit K. Asar Mgmt For For For
1.2 Elect Asif Ahmad Mgmt For For For
1.3 Elect Christopher B. Mgmt For For For
Begley
1.4 Elect John T. Fox Mgmt For For For
1.5 Elect Thomas C. Freyman Mgmt For For For
1.6 Elect Stephen E. Hare Mgmt For For For
1.7 Elect Cynthia L. Mgmt For For For
Lucchese
1.8 Elect Richard R. Mgmt For For For
Pettingill
1.9 Elect Kathryn M. Mgmt For For For
Sullivan
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hanmi Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
HAFC CUSIP 410495204 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John J. Ahn Mgmt For For For
2 Elect Kiho Choi Mgmt For For For
3 Elect Christie K. Chu Mgmt For For For
4 Elect Harry H. Chung Mgmt For For For
5 Elect Scott R. Diehl Mgmt For For For
6 Elect Bonita I. Lee Mgmt For For For
7 Elect David L. Mgmt For For For
Rosenblum
8 Elect Thomas J. Mgmt For For For
Williams
9 Elect Michael M. Yang Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
HASI CUSIP 41068X100 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey W. Eckel Mgmt For For For
1.2 Elect Teresa M. Brenner Mgmt For For For
1.3 Elect Michael T. Mgmt For For For
Eckhart
1.4 Elect Simone F. Mgmt For For For
Lagomarsino
1.5 Elect Charles M. O'Neil Mgmt For For For
1.6 Elect Richard J. Mgmt For For For
Osborne
1.7 Elect Steve G. Osgood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
HarborOne Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HONE CUSIP 41165F101 08/06/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Mutual Holding Company Mgmt For For For
Conversion
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Harley-Davidson, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOG CUSIP 412822108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Troy Alstead Mgmt For For For
1.2 Elect R. John Anderson Mgmt For For For
1.3 Elect Michael J. Cave Mgmt For For For
1.4 Elect Allan C. Golston Mgmt For For For
1.5 Elect Sara L. Levinson Mgmt For For For
1.6 Elect N. Thomas Mgmt For For For
Linebarger
1.7 Elect Brian Niccol Mgmt For For For
1.8 Elect Maryrose T. Mgmt For For For
Sylvester
1.9 Elect Jochen Zeitz Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Adoption of Proxy Mgmt For For For
Access
4 Approval of the 2020 Mgmt For For For
Incentive Stock
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Harmonic Inc.
Ticker Security ID: Meeting Date Meeting Status
HLIT CUSIP 413160102 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick J. Mgmt For For For
Harshman
1.2 Elect Patrick Gallagher Mgmt For For For
1.3 Elect Deborah L. Mgmt For For For
Clifford
1.4 Elect David A. Krall Mgmt For For For
1.5 Elect Mitzi Reaugh Mgmt For For For
1.6 Elect Susan Swenson Mgmt For For For
1.7 Elect Nikos Mgmt For For For
Theodosopoulos
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 1995 Mgmt For For For
Stock
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Harsco Corporation
Ticker Security ID: Meeting Date Meeting Status
HSC CUSIP 415864107 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James .F. Earl Mgmt For For For
2 Elect Kathy G. Eddy Mgmt For For For
3 Elect David C. Everitt Mgmt For For For
4 Elect F. Nicholas Mgmt For For For
Grasberger,
III
5 Elect Carolann I. Mgmt For For For
Haznedar
6 Elect Mario Longhi Mgmt For For For
7 Elect Edgar M. Purvis Mgmt For For For
8 Elect Phillip C. Widman Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2013 Mgmt For For For
Equity and Incentive
Compensation
Plan
________________________________________________________________________________
Hasbro, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAS CUSIP 418056107 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth A. Mgmt For For For
Bronfin
2 Elect Michael R. Burns Mgmt For For For
3 Elect Hope Cochran Mgmt For For For
4 Elect Sir Crispin H. Mgmt For For For
Davis
5 Elect John Frascotti Mgmt For For For
6 Elect Lisa Gersh Mgmt For For For
7 Elect Brian D. Goldner Mgmt For For For
8 Elect Alan G. Mgmt For For For
Hassenfeld
9 Elect Tracy A. Leinbach Mgmt For For For
10 Elect Edward M. Philip Mgmt For For For
11 Elect Richard S. Mgmt For For For
Stoddart
12 Elect Mary Beth West Mgmt For For For
13 Elect Linda K. Zecher Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2003 Mgmt For For For
Stock Incentive
Plan
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Haverty Furniture Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
HVT CUSIP 419596101 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect L. Allison Dukes Mgmt For For For
1.2 Elect G. Thomas Hough Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Haverty Furniture Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
HVT CUSIP 419596101 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hawaiian Electric Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
HE CUSIP 419870100 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peggy Y. Fowler Mgmt For For For
1.2 Elect Keith P. Russell Mgmt For For For
1.3 Elect Eva T. Zlotnicka Mgmt For For For
1.4 Elect Micah A. Kane Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Repeal of Classified Mgmt For For For
Board
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hawaiian Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HA CUSIP 419879101 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald J. Carty Mgmt For For For
1.2 Elect Earl E. Fry Mgmt For For For
1.3 Elect Lawrence S. Mgmt For For For
Hershfield
1.4 Elect Peter R. Ingram Mgmt For For For
1.5 Elect Randall L. Jenson Mgmt For For For
1.6 Elect Crystal K. Rose Mgmt For For For
1.7 Elect Richard N. Zwern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Miscellaneous - Mgmt For For For
Resident
Status
5 Miscellaneous - Mgmt For Against Against
Resident
Status
________________________________________________________________________________
Hawkins, Inc.
Ticker Security ID: Meeting Date Meeting Status
HWKN CUSIP 420261109 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John S. McKeon Mgmt For For For
1.2 Elect Patrick H. Mgmt For For For
Hawkins
1.3 Elect James A. Mgmt For For For
Faulconbridge
1.4 Elect Duane M. Mgmt For For For
Jergenson
1.5 Elect Mary J. Mgmt For For For
Schumacher
1.6 Elect Daniel J. Stauber Mgmt For For For
1.7 Elect James T. Thompson Mgmt For For For
1.8 Elect Jeffrey L. Wright Mgmt For For For
2 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Haynes International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAYN CUSIP 420877201 02/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald C. Campion Mgmt For For For
2 Elect Robert H. Getz Mgmt For For For
3 Elect Dawne S. Hickton Mgmt For For For
4 Elect Michael L. Shor Mgmt For For For
5 Elect Larry O. Spencer Mgmt For For For
6 Elect William P. Wall Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Approval of the 2020 Mgmt For For For
Incentive
Compensation
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
HBT Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
HBT CUSIP 404111106 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect C. Alvin Bowman Mgmt For For For
1.2 Elect Patrick F. Busch Mgmt For For For
1.3 Elect Eric Burwell Mgmt For For For
1.4 Elect J. Lance Carter Mgmt For For For
1.5 Elect Allen Drake Mgmt For For For
1.6 Elect Fred Drake Mgmt For For For
1.7 Elect Gerald Pfeiffer Mgmt For For For
1.8 Elect Dale Strassheim Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HCA Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCA CUSIP 40412C101 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas F. Frist Mgmt For For For
III
2 Elect Samuel N. Hazen Mgmt For For For
3 Elect Meg G. Crofton Mgmt For For For
4 Elect Robert J. Dennis Mgmt For For For
5 Elect Nancy-Ann DeParle Mgmt For For For
6 Elect William R. Frist Mgmt For For For
7 Elect Charles O. Mgmt For For For
Holliday,
Jr.
8 Elect Michael W. Mgmt For For For
Michelson
9 Elect Wayne J. Riley Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
13 Adoption of Right to Mgmt For For For
Call Special
Meetings
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
HCI Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCI CUSIP 40416E103 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wayne Burks Mgmt For For For
1.2 Elect Sanjay Madhu Mgmt For For For
1.3 Elect Anthony Saravanos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
HD Supply Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HDS CUSIP 40416M105 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kathleen J. Mgmt For For For
Affeldt
1.2 Elect Joseph J. Mgmt For For For
DeAngelo
1.3 Elect Peter A. Dorsman Mgmt For For For
1.4 Elect Stephen J. Mgmt For For For
konenkamp
1.5 Elect Patrick R. Mgmt For For For
McNamee
1.6 Elect Scott Ostfeld Mgmt For For For
1.7 Elect Charles W. Peffer Mgmt For For For
1.8 Elect James A. Rubright Mgmt For For For
1.9 Elect Lauren Taylor Mgmt For For For
Wolfe
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Health Catalyst, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCAT CUSIP 42225T107 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy G. Ferris Mgmt For For For
1.2 Elect Anita V. Pramoda Mgmt For For For
1.3 Elect S. Dawn Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Healthcare Realty Trust Incorporated
Ticker Security ID: Meeting Date Meeting Status
HR CUSIP 421946104 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Todd J. Meredith Mgmt For For For
1.2 Elect John V. Abbott Mgmt For For For
1.3 Elect Nancy H. Agee Mgmt For For For
1.4 Elect Edward H. Braman Mgmt For For For
1.5 Elect James J. Kilroy Mgmt For For For
1.6 Elect Peter F. Lyle, Mgmt For For For
Sr.
1.7 Elect John Knox Mgmt For For For
Singleton
1.8 Elect Bruce D. Sullivan Mgmt For For For
1.9 Elect Christann M. Mgmt For For For
Vasquez
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Healthcare Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCSG CUSIP 421906108 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Theodore Wahl Mgmt For For For
1.2 Elect John M. Briggs Mgmt For For For
1.3 Elect Robert L. Frome Mgmt For For For
1.4 Elect Dino D. Ottaviano Mgmt For For For
1.5 Elect Michael E. Mgmt For For For
McBryan
1.6 Elect Diane S. Casey Mgmt For For For
1.7 Elect John J. McFadden Mgmt For For For
1.8 Elect Jude Visconto Mgmt For For For
1.9 Elect Daniela Mgmt For For For
Castagnino
1.10 Elect Laura Grant Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Healthcare Trust of America, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTA CUSIP 42225P501 07/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott D. Peters Mgmt For For For
2 Elect W. Bradley Mgmt For For For
Blair,
II
3 Elect Vicki U. Booth Mgmt For For For
4 Elect Maurice J. DeWald Mgmt For For For
5 Elect Warren D. Fix Mgmt For For For
6 Elect Peter N. Foss Mgmt For For For
7 Elect Daniel S. Henson Mgmt For For For
8 Elect Larry L. Mathis Mgmt For For For
9 Elect Gary T. Wescombe Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HealthEquity, Inc.
Ticker Security ID: Meeting Date Meeting Status
HQY CUSIP 42226A107 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert W. Mgmt For For For
Selander
2 Elect Jon Kessler Mgmt For For For
3 Elect Stephen D. Mgmt For For For
Neeleman
4 Elect Frank A. Corvino Mgmt For For For
5 Elect Adrian T. Dillon Mgmt For For For
6 Elect Evelyn S. Mgmt For For For
Dilsaver
7 Elect Debra McCowan Mgmt For For For
8 Elect Ian Sacks Mgmt For For For
9 Elect Gayle Wellborn Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Healthpeak Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEAK CUSIP 42250P103 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian G. Mgmt For For For
Cartwright
2 Elect Christine N. Mgmt For For For
Garvey
3 Elect R. Kent Griffin Mgmt For For For
Jr.
4 Elect David B. Henry Mgmt For For For
5 Elect Thomas M. Herzog Mgmt For For For
6 Elect Lydia H. Kennard Mgmt For For For
7 Elect Sara Mgmt For For For
Grootwassink
Lewis
8 Elect Katherine M. Mgmt For For For
Sandstrom
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HealthStream, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSTM CUSIP 42222N103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey L. Mgmt For Withhold Against
McLaren
1.2 Elect Michael D. Mgmt For Withhold Against
Shmerling
1.3 Elect Linda Eskind Mgmt For Withhold Against
Rebrovick
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Heartland Express, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTLD CUSIP 422347104 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Gerdin Mgmt For For For
1.2 Elect Larry J. Gordon Mgmt For For For
1.3 Elect Benjamin J. Allen Mgmt For For For
1.4 Elect Brenda S. Neville Mgmt For For For
1.5 Elect James G. Pratt Mgmt For For For
1.6 Elect Tahira K. Hira Mgmt For For For
1.7 Elect Michael J. Mgmt For For For
Sullivan
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Heartland Financial USA, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTLF CUSIP 42234Q102 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert B. Engel Mgmt For For For
2 Elect Thomas L. Flynn Mgmt For For For
3 Elect Jennifer K. Mgmt For For For
Hopkins
4 Elect Bruce K. Lee Mgmt For For For
5 Approval of the 2020 Mgmt For For For
Long Term Incentive
Plan
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phillips S. Mgmt For For For
Baker,
Jr.
2 Elect George R. Johnson Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
HEICO Corporation
Ticker Security ID: Meeting Date Meeting Status
HEI CUSIP 422806109 03/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas M. Mgmt For For For
Culligan
1.2 Elect Adolfo Henriques Mgmt For For For
1.3 Elect Mark H. Mgmt For Withhold Against
Hildebrandt
1.4 Elect Eric A. Mendelson Mgmt For For For
1.5 Elect Laurans A. Mgmt For For For
Mendelson
1.6 Elect Victor H. Mgmt For For For
Mendelson
1.7 Elect Julie Neitzel Mgmt For For For
1.8 Elect Alan Schriesheim Mgmt For For For
1.9 Elect Frank J. Mgmt For For For
Schwitter
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HEICO Corporation
Ticker Security ID: Meeting Date Meeting Status
HEI CUSIP 422806208 03/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas M. Mgmt For For For
Culligan
1.2 Elect Adolfo Henriques Mgmt For For For
1.3 Elect Mark H. Mgmt For Withhold Against
Hildebrandt
1.4 Elect Eric A. Mendelson Mgmt For For For
1.5 Elect Laurans A. Mgmt For For For
Mendelson
1.6 Elect Victor H. Mgmt For For For
Mendelson
1.7 Elect Julie Neitzel Mgmt For For For
1.8 Elect Alan Schriesheim Mgmt For For For
1.9 Elect Frank J. Mgmt For For For
Schwitter
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Heidrick & Struggles International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSII CUSIP 422819102 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth L. Mgmt For For For
Axelrod
1.2 Elect Laszlo Bock Mgmt For For For
1.3 Elect Clare M. Chapman Mgmt For For For
1.4 Elect Lyle Logan Mgmt For For For
1.5 Elect Willem Mesdag Mgmt For For For
1.6 Elect Krishnan Mgmt For For For
Rajagopalan
1.7 Elect Stacey Rauch Mgmt For For For
1.8 Elect Adam Warby Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to 2012 Mgmt For For For
Globalshare
Program
________________________________________________________________________________
Helen of Troy Limited
Ticker Security ID: Meeting Date Meeting Status
HELE CUSIP G4388N106 08/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary B. Mgmt For For For
Abromovitz
2 Elect Krista Berry Mgmt For For For
3 Elect Vincent D. Carson Mgmt For For For
4 Elect Thurman K. Case Mgmt For For For
5 Elect Timothy F. Meeker Mgmt For For For
6 Elect Julien R. Mgmt For For For
Mininberg
7 Elect Beryl B. Raff Mgmt For For For
8 Elect William F. Mgmt For For For
Susetka
9 Elect Darren G. Woody Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Helix Energy Solutions Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HLX CUSIP 42330P107 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Amy H. Nelson Mgmt For For For
1.2 Elect William L. Mgmt For For For
Transier
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Delaney M. Mgmt For For For
Bellinger
2 Elect Kevin Cramton Mgmt For For For
3 Elect Randy A. Foutch Mgmt For For For
4 Elect Hans Helmerich Mgmt For For For
5 Elect John W. Lindsay Mgmt For For For
6 Elect Jose R. Mas Mgmt For For For
7 Elect Thomas A. Petrie Mgmt For For For
8 Elect Donald F. Mgmt For For For
Robillard,
Jr.
9 Elect Edward B. Rust, Mgmt For For For
Jr.
10 Elect Mary M. Mgmt For For For
VanDeWeghe
11 Elect John D. Zeglis Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Hemisphere Media Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HMTV CUSIP 42365Q103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter M. Kern Mgmt For For For
1.2 Elect Leo Hindery, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Henry Schein, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSIC CUSIP 806407102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barry J. Alperin Mgmt For For For
2 Elect Gerald A. Mgmt For For For
Benjamin
3 Elect Stanley M. Mgmt For For For
Bergman
4 Elect James P. Mgmt For For For
Breslawski
5 Elect Paul Brons Mgmt For For For
6 Elect Shira D. Goodman Mgmt For For For
7 Elect Joseph L. Herring Mgmt For For For
8 Elect Kurt P. Kuehn Mgmt For For For
9 Elect Philip A. Laskawy Mgmt For For For
10 Elect Anne H. Margulies Mgmt For For For
11 Elect Mark E. Mlotek Mgmt For For For
12 Elect Steven Paladino Mgmt For For For
13 Elect Carol Raphael Mgmt For For For
14 Elect E. Dianne Rekow Mgmt For For For
15 Elect Bradley T. Mgmt For For For
Sheares
16 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Herbalife Nutrition Ltd.
Ticker Security ID: Meeting Date Meeting Status
HLF CUSIP G4412G101 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John O. Agwunobi Mgmt For For For
2 Elect James L. Nelson Mgmt For For For
3 Elect Richard H. Mgmt For For For
Carmona
4 Elect Jonathan Mgmt For For For
Christodoro
5 Elect Hunter C. Gary Mgmt For For For
6 Elect Nicholas F. Mgmt For For For
Graziano
7 Elect Alan LeFevre Mgmt For For For
8 Elect Jesse A. Lynn Mgmt For For For
9 Elect Juan Miguel Mgmt For For For
Mendoza
10 Elect Michael Mgmt For For For
Montelongo
11 Elect Maria Otero Mgmt For For For
12 Elect Margarita Mgmt For For For
Palau-Hernandez
13 Elect John Tartol Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment Regarding Mgmt For For For
the Elimination of
the Casting
Vote
16 Amendment Regarding Mgmt For For For
Changing
Responsibilities of
the Chair and Lead
Director
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Herc Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
HRI CUSIP 42704L104 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert L. Henkel Mgmt For For For
2 Elect Lawrence H. Mgmt For For For
Silber
3 Elect James H. Browning Mgmt For For For
4 Elect Patrick D. Mgmt For For For
Campbell
5 Elect Jonathan Frates Mgmt For For For
6 Elect Nicholas F. Mgmt For For For
Graziano
7 Elect Jean K. Holley Mgmt For For For
8 Elect Jacob M. Katz Mgmt For For For
9 Elect Michael A. Kelly Mgmt For For For
10 Elect Andrew N. Langham Mgmt For For For
11 Elect Mary Pat Salomone Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Heritage Commerce Corp
Ticker Security ID: Meeting Date Meeting Status
HTBK CUSIP 426927109 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julianne M. Mgmt For For For
Biagini-Komas
1.2 Elect Frank G. Mgmt For For For
Bisceglia
1.3 Elect Bruce H. Cabral Mgmt For For For
1.4 Elect Jack W. Conner Mgmt For For For
1.5 Elect Jason Dinapoli Mgmt For For For
1.6 Elect Stephen G. Heitel Mgmt For For For
1.7 Elect Walter T. Mgmt For For For
Kaczmarek
1.8 Elect Robert T. Moles Mgmt For For For
1.9 Elect Laura Roden Mgmt For For For
1.10 Elect Marina Park Mgmt For For For
Sutton
1.11 Elect Ranson W. Webster Mgmt For For For
1.12 Elect Keith A. Wilton Mgmt For For For
2 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Heritage Commerce Corp
Ticker Security ID: Meeting Date Meeting Status
HTBK CUSIP 426927109 08/27/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Heritage Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
HFWA CUSIP 42722X106 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian S. Mgmt For For For
Charneski
2 Elect John A. Clees Mgmt For For For
3 Elect Stephen A. Dennis Mgmt For For For
4 Elect Jeffrey J Deuel Mgmt For For For
5 Elect Kimberly T. Mgmt For For For
Ellwanger
6 Elect Deborah J. Gavin Mgmt For For For
7 Elect Jeffrey S. Lyon Mgmt For For For
8 Elect Gragg E. Miller Mgmt For For For
9 Elect Anthony B. Mgmt For For For
Pickering
10 Elect Brian L. Vance Mgmt For For For
11 Elect Ann Watson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Heritage Insurance Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRTG CUSIP 42727J102 06/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Lucas Mgmt For For For
1.2 Elect Richard Mgmt For For For
Widdiecombe
1.3 Elect Pete Apostolou Mgmt For For For
1.4 Elect Irini Barlas Mgmt For For For
1.5 Elect Mark Berset Mgmt For For For
1.6 Elect Steven Martindale Mgmt For For For
1.7 Elect James Masiello Mgmt For For For
1.8 Elect Nicholas Pappas Mgmt For For For
1.9 Elect Joseph Mgmt For For For
Vattamattam
1.10 Elect Vijay Walvekar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Heritage-Crystal Clean, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCCI CUSIP 42726M106 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce C. Mgmt For For For
Bruckmann
1.2 Elect Carmine Falcone Mgmt For Withhold Against
1.3 Elect Robert W. Mgmt For Withhold Against
Willmschen,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Herman Miller, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLHR CUSIP 600544100 10/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lisa A. Kro Mgmt For For For
1.2 Elect Michael C. Smith Mgmt For For For
1.3 Elect Michael A. Mgmt For For For
Volkema
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Heron Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRTX CUSIP 427746102 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin C. Tang Mgmt For For For
2 Elect Barry D. Quart Mgmt For For For
3 Elect Stephen R. Davis Mgmt For For For
4 Elect Craig A. Johnson Mgmt For For For
5 Elect Kimberly J. Mgmt For For For
Manhard
6 Elect John W. Poyhonen Mgmt For For For
7 Elect Christian Waage Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hersha Hospitality Trust
Ticker Security ID: Meeting Date Meeting Status
HT CUSIP 427825500 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jay H. Shah Mgmt For For For
2 Elect Thomas J. Mgmt For For For
Hutchison
III
3 Elect Donald J. Landry Mgmt For For For
4 Elect Michael Alan Mgmt For For For
Leven
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hertz Global Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTZ CUSIP 42806J106 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David A. Barnes Mgmt For Against Against
2 Elect SungHwan Cho Mgmt For Against Against
3 Elect Vincent J. Mgmt For Against Against
Intrieri
4 Elect Henry R. Keizer Mgmt For Against Against
5 Elect Kathryn V. Mgmt For Against Against
Marinello
6 Elect Anindita Mgmt For Against Against
Mukherjee
7 Elect Daniel A. Mgmt For Against Against
Ninivaggi
8 Elect Kevin M. Sheehan Mgmt For Against Against
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Heska Corporation
Ticker Security ID: Meeting Date Meeting Status
HSKA CUSIP 42805E306 04/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark F. Furlong Mgmt For For For
1.2 Elect Scott W. Humphrey Mgmt For For For
1.3 Elect Sharon J. Larson Mgmt For For For
1.4 Elect David E. Sveen Mgmt For For For
1.5 Elect Bonnie J. Mgmt For For For
Trowbridge
1.6 Elect Kevin S. Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
5 Amendment to the Stock Mgmt For For For
Incentive
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terrence J. Mgmt For For For
Checki
2 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
3 Elect Joaquin Duato Mgmt For For For
4 Elect John B. Hess Mgmt For For For
5 Elect Edith E. Holiday Mgmt For For For
6 Elect Marc S. Mgmt For For For
Lipschultz
7 Elect David McManus Mgmt For For For
8 Elect Kevin O. Meyers Mgmt For For For
9 Elect James H. Quigley Mgmt For For For
10 Elect William G. Mgmt For For For
Schrader
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hewlett Packard Enterprise Company
Ticker Security ID: Meeting Date Meeting Status
HPE CUSIP 42824C109 04/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel Ammann Mgmt For For For
2 Elect Pamela L. Carter Mgmt For For For
3 Elect Jean M. Hobby Mgmt For For For
4 Elect George R. Kurtz Mgmt For For For
5 Elect Raymond J. Lane Mgmt For For For
6 Elect Ann M. Livermore Mgmt For For For
7 Elect Antonio F. Neri Mgmt For For For
8 Elect Charles H. Noski Mgmt For For For
9 Elect Raymond E. Ozzie Mgmt For For For
10 Elect Gary M. Reiner Mgmt For For For
11 Elect Patricia F. Russo Mgmt For For For
12 Elect Lip-Bu Tan Mgmt For For For
13 Elect Mary Agnes Mgmt For For For
Wilderotter
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
Hexcel Corporation
Ticker Security ID: Meeting Date Meeting Status
HXL CUSIP 428291108 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nick L. Stanage Mgmt For For For
2 Elect Joel S. Beckman Mgmt For For For
3 Elect Jeffrey C. Mgmt For For For
Campbell
4 Elect Cynthia M. Mgmt For For For
Egnotovich
5 Elect Thomas A. Gendron Mgmt For For For
6 Elect Jeffrey A. Graves Mgmt For For For
7 Elect Guy C. Hachey Mgmt For For For
8 Elect Catherine A. Mgmt For For For
Suever
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HFF, Inc.
Ticker Security ID: Meeting Date Meeting Status
HF CUSIP 40418F108 07/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3.1 Elect Deborah H. Mgmt For For For
McAneny
3.2 Elect Steven E. Wheeler Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hibbett Sports, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIBB CUSIP 428567101 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony F. Mgmt For For For
Crudele
2 Elect James A. Hilt Mgmt For For For
3 Elect Jamere Jackson Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2015 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
HighPoint Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
HPR CUSIP 43114K108 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark S. Berg Mgmt For For For
1.2 Elect Scott A. Mgmt For For For
Gieselman
1.3 Elect Craig S. Glick Mgmt For For For
1.4 Elect Lori A. Lancaster Mgmt For For For
1.5 Elect Jim W. Mogg Mgmt For For For
1.6 Elect Edmund P. Segner Mgmt For For For
III
1.7 Elect Randy I. Stein Mgmt For For For
1.8 Elect R. Scot Woodall Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
5 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Highwoods Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIW CUSIP 431284108 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles A. Mgmt For For For
Anderson
1.2 Elect Gene H. Anderson Mgmt For For For
1.3 Elect Thomas P. Mgmt For For For
Anderson
1.4 Elect Carlos E. Evans Mgmt For For For
1.5 Elect David J. Hartzell Mgmt For For For
1.6 Elect Sherry A. Kellett Mgmt For For For
1.7 Elect Theodore J. Mgmt For For For
Klinck
1.8 Elect Anne H. Lloyd Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Hill-Rom Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRC CUSIP 431475102 02/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William G. Mgmt For For For
Dempsey
1.2 Elect Gary L. Ellis Mgmt For For For
1.3 Elect Stacy Enxing Seng Mgmt For For For
1.4 Elect Mary Garrett Mgmt For For For
1.5 Elect James R. Giertz Mgmt For For For
1.6 Elect John P. Mgmt For For For
Groetelaars
1.7 Elect William H. Mgmt For For For
Kucheman
1.8 Elect Ronald A. Malone Mgmt For For For
1.9 Elect Gregory J. Moore Mgmt For For For
1.10 Elect Felicia F. Mgmt For For For
Norwood
1.11 Elect Nancy M. Mgmt For For For
Schlichting
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Hillenbrand, Inc.
Ticker Security ID: Meeting Date Meeting Status
HI CUSIP 431571108 02/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel C. Mgmt For For For
Hillenbrand
1.2 Elect Thomas H. Johnson Mgmt For For For
1.3 Elect Neil S. Novich Mgmt For For For
1.4 Elect Joe A. Raver Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approve the Company's Mgmt For For For
Restated and Amended
Articles of
Incorporation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hilltop Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
HTH CUSIP 432748101 07/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charlotte Jones Mgmt For For For
Anderson
1.2 Elect Rhodes R. Bobbitt Mgmt For For For
1.3 Elect Tracy A. Bolt Mgmt For For For
1.4 Elect W. Joris Mgmt For For For
Brinkerhoff
1.5 Elect J. Taylor Mgmt For For For
Crandall
1.6 Elect Charles R. Mgmt For For For
Cummings
1.7 Elect Hill A. Feinberg Mgmt For For For
1.8 Elect Gerald J. Ford Mgmt For For For
1.9 Elect Jeremy B. Ford Mgmt For For For
1.10 Elect J. Markham Green Mgmt For For For
1.11 Elect William T. Hill, Mgmt For For For
Jr.
1.12 Elect Lee Lewis Mgmt For For For
1.13 Elect Andrew J. Mgmt For For For
Littlefair
1.14 Elect W. Robert Mgmt For For For
Nichols,
III
1.15 Elect C. Clifton Mgmt For For For
Robinson
1.16 Elect Kenneth D. Mgmt For For For
Russell
1.17 Elect A. Haag Sherman Mgmt For For For
1.18 Elect Jonathan S. Sobel Mgmt For For For
1.19 Elect Robert C. Mgmt For For For
Taylor,
Jr.
1.20 Elect Carl B. Webb Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hilton Grand Vacations Inc.
Ticker Security ID: Meeting Date Meeting Status
HGV CUSIP 43283X105 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Wang Mgmt For For For
1.2 Elect Leonard A. Potter Mgmt For For For
1.3 Elect Brenda J. Bacon Mgmt For For For
1.4 Elect David W. Johnson Mgmt For For For
1.5 Elect Mark H. Lazarus Mgmt For For For
1.6 Elect Pamela H. Patsley Mgmt For For For
1.7 Elect Paul W. Whetsell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hilton Worldwide Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
HLT CUSIP 43300A203 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher J. Mgmt For For For
Nassetta
2 Elect Jonathan D. Gray Mgmt For For For
3 Elect Charlene T. Mgmt For For For
Begley
4 Elect Melanie L. Healey Mgmt For For For
5 Elect Raymond E. Mgmt For For For
Mabus,
Jr.
6 Elect Judith A. McHale Mgmt For For For
7 Elect John G. Schreiber Mgmt For For For
8 Elect Elizabeth A. Mgmt For For For
Smith
9 Elect Douglas M. Mgmt For For For
Steenland
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Hingham Institution For Savings
Ticker Security ID: Meeting Date Meeting Status
HIFS CUSIP 433323102 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian T. Kenner Mgmt For For For
1.2 Elect Stacey M. Page Mgmt For For For
1.3 Elect Geoffrey C. Mgmt For For For
Wilkinson,
Sr.
1.4 Elect Robert H. Mgmt For For For
Gaughen,
Jr.
1.5 Elect Patrick R. Mgmt For For For
Gaughen
2 Election of Clerk Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
HMS Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
HMSY CUSIP 40425J101 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Katherine Baicker Mgmt For For For
2 Elect Robert Becker Mgmt For For For
3 Elect Craig R. Callen Mgmt For For For
4 Elect William C. Lucia Mgmt For For For
5 Elect William F. Mgmt For For For
Miller
III
6 Elect Jeffrey A. Mgmt For For For
Rideout
7 Elect Ellen A. Rudnick Mgmt For For For
8 Elect Bart M. Schwartz Mgmt For For For
9 Elect Richard H. Stowe Mgmt For For For
10 Elect Cora M. Tellez Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HNI Corporation
Ticker Security ID: Meeting Date Meeting Status
HNI CUSIP 404251100 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Miguel M. Calado Mgmt For For For
2 Elect Cheryl A. Francis Mgmt For For For
3 Elect John R. Hartnett Mgmt For For For
4 Elect Dhanusha Sivajee Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anne-Marie N. Mgmt For For For
Ainsworth
2 Elect Douglas Y. Bech Mgmt For For For
3 Elect Anna C. Catalano Mgmt For For For
4 Elect Leldon E. Echols Mgmt For For For
5 Elect Michael C. Mgmt For For For
Jennings
6 Elect R. Craig Knocke Mgmt For For For
7 Elect Robert J. Mgmt For For For
Kostelnik
8 Elect James H. Lee Mgmt For For For
9 Elect Franklin Myers Mgmt For For For
10 Elect Michael E. Rose Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of the 2020 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
Hologic, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOLX CUSIP 436440101 03/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen P. Mgmt For For For
MacMillan
1.2 Elect Sally Crawford Mgmt For For For
1.3 Elect Charles J. Mgmt For For For
Dockendorff
1.4 Elect Scott T. Garrett Mgmt For For For
1.5 Elect Ludwig N. Hantson Mgmt For For For
1.6 Elect Namal Nawana Mgmt For For For
1.7 Elect Christina Mgmt For For For
Stamoulis
1.8 Elect Amy M. Wendell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Home Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HBCP CUSIP 43689E107 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul J. Blanchet Mgmt For For For
III
1.2 Elect Daniel G. Guidry Mgmt For For For
1.3 Elect Chris P. Rader Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Home BancShares, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOMB CUSIP 436893200 04/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Allison Mgmt For For For
1.2 Elect Brian S. Davis Mgmt For For For
1.3 Elect Milburn Adams Mgmt For For For
1.4 Elect Robert H. Mgmt For For For
Adcock,
Jr.
1.5 Elect Richard H. Ashley Mgmt For For For
1.6 Elect Mike D. Beebe Mgmt For For For
1.7 Elect Jack E. Engelkes Mgmt For For For
1.8 Elect Tracy M. French Mgmt For For For
1.9 Elect Karen E. Garrett Mgmt For For For
1.10 Elect James G. Hinkle Mgmt For For For
1.11 Elect Alex R. Lieblong Mgmt For For For
1.12 Elect Thomas J. Longe Mgmt For For For
1.13 Elect Jim Rankin Jr. Mgmt For For For
1.14 Elect Donna J. Townsell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HomeStreet, Inc.
Ticker Security ID: Meeting Date Meeting Status
HMST CUSIP 43785V102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James R. Mgmt For For For
Mitchell,
Jr
2 Elect Nancy D. Mgmt For For For
Pellegrino
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HomeTrust Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTBI CUSIP 437872104 11/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Steven Goforth Mgmt For For For
1.2 Elect Laura C. Kendall Mgmt For For For
1.3 Elect Dana L. Mgmt For For For
Stonestreet
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Homology Medicines, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIXX CUSIP 438083107 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven Gillis Mgmt For For For
1.2 Elect Richard J. Mgmt For For For
Gregory
1.3 Elect Kush M. Parmar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Darius Adamczyk Mgmt For For For
2 Elect Duncan B. Angove Mgmt For For For
3 Elect William S. Ayer Mgmt For For For
4 Elect Kevin Burke Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Linnet F. Deily Mgmt For For For
7 Elect Deborah Flint Mgmt For For For
8 Elect Judd Gregg Mgmt For For For
9 Elect Clive Hollick Mgmt For For For
10 Elect Grace D. Lieblein Mgmt For For For
11 Elect Raymond T. Mgmt For For For
Odierno
12 Elect George Paz Mgmt For For For
13 Elect Robin L. Mgmt For For For
Washington
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Hooker Furniture Corporation
Ticker Security ID: Meeting Date Meeting Status
HOFT CUSIP 439038100 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul B. Toms, Jr. Mgmt For For For
1.2 Elect W. Christopher Mgmt For For For
Beeler,
Jr.
1.3 Elect Paulette Garafalo Mgmt For For For
1.4 Elect Tonya H. Jackson Mgmt For For For
1.5 Elect E. Larry Ryder Mgmt For For For
1.6 Elect Ellen C. Taaffe Mgmt For For For
1.7 Elect Henry G. Mgmt For For For
Williamson,
Jr.
2 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hope Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOPE CUSIP 43940T109 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald Byun Mgmt For For For
1.2 Elect Jinho Doo Mgmt For For For
1.3 Elect Daisy Y. Ha Mgmt For For For
1.4 Elect James U. Hwang Mgmt For For For
1.5 Elect Jin Chul Jhung Mgmt For For For
1.6 Elect Joon K. Kim Mgmt For For For
1.7 Elect Kevin S. Kim Mgmt For For For
1.8 Elect Steven Koh Mgmt For For For
1.9 Elect Chung Hyun Lee Mgmt For For For
1.10 Elect William J. Lewis Mgmt For For For
1.11 Elect David P. Malone Mgmt For For For
1.12 Elect John R. Taylor Mgmt For For For
1.13 Elect Scott Yoon-Suk Mgmt For For For
Whang
1.14 Elect Dale S. Zuehls Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Horace Mann Educators Corporation
Ticker Security ID: Meeting Date Meeting Status
HMN CUSIP 440327104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark S. Casady Mgmt For For For
2 Elect Daniel A. Mgmt For For For
Domenech
3 Elect Perry G. Hines Mgmt For For For
4 Elect Mark E. Konen Mgmt For For For
5 Elect Beverley J. Mgmt For For For
McClure
6 Elect H. Wade Reece Mgmt For For For
7 Elect Robert Stricker Mgmt For For For
8 Elect Steven O. Swyers Mgmt For For For
9 Elect Marita Zuraitis Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Horizon Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HBNC CUSIP 440407104 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James B. Dworkin Mgmt For For For
1.2 Elect Michele M. Mgmt For For For
Magnuson
1.3 Elect Daniel F. Hopp Mgmt For For For
1.4 Elect Steven W. Reed Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Horizon Therapeutics Public Limited Company
Ticker Security ID: Meeting Date Meeting Status
HZNP CUSIP G46188101 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gino Santini Mgmt For For For
2 Elect James S. Shannon Mgmt For For For
3 Elect Timothy P. Mgmt For For For
Walbert
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Authority to Mgmt For For For
Repurchase
Shares
7 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
8 Approval of the 2020 Mgmt For For For
Employee Share
Purchase
Plan
________________________________________________________________________________
Hormel Foods Corporation
Ticker Security ID: Meeting Date Meeting Status
HRL CUSIP 440452100 01/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Prama Bhatt Mgmt For For For
2 Elect Gary C. Bhojwani Mgmt For For For
3 Elect Terrell K. Crews Mgmt For For For
4 Elect Stephen M. Lacy Mgmt For For For
5 Elect Elsa A. Murano Mgmt For For For
6 Elect Susan K. Mgmt For For For
Nestegard
7 Elect William Newlands Mgmt For For For
8 Elect Dakota A. Pippins Mgmt For For For
9 Elect Christopher J. Mgmt For For For
Policinski
10 Elect Jose Luis Prado Mgmt For For For
11 Elect Sally J. Smith Mgmt For For For
12 Elect James P. Snee Mgmt For For For
13 Elect Steven A. White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Host Hotels & Resorts, Inc.
Ticker Security ID: Meeting Date Meeting Status
HST CUSIP 44107P104 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary L. Baglivo Mgmt For For For
2 Elect Sheila C. Bair Mgmt For For For
3 Elect Richard E. Mgmt For For For
Marriott
4 Elect Sandeep Lakhmi Mgmt For For For
Mathrani
5 Elect John B. Morse, Mgmt For For For
Jr.
6 Elect Mary Hogan Mgmt For For For
Preusse
7 Elect Walter C. Mgmt For For For
Rakowich
8 Elect James F. Risoleo Mgmt For For For
9 Elect Gordon H. Smith Mgmt For For For
10 Elect A. William Stein Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2020 Mgmt For For For
Comprehensive Stock
and Cash Incentive
Plan
________________________________________________________________________________
Hostess Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWNK CUSIP 44109J106 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elimination of Mgmt For For For
Supermajority
Requirement
3.1 Elect Andrew P. Mgmt For For For
Callahan
3.2 Elect Gretchen R. Crist Mgmt For For For
3.3 Elect Ioannis Skoufalos Mgmt For For For
3.4 Elect Laurence Bodner Mgmt For For For
3.5 Elect Rachel Cullen Mgmt For For For
3.6 Elect Jerry D. Kaminski Mgmt For For For
3.7 Elect C. Dean Mgmt For For For
Metropoulos
3.8 Elect Craig D. Steeneck Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Houghton Mifflin Harcourt Company
Ticker Security ID: Meeting Date Meeting Status
HMHC CUSIP 44157R109 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel M. Allen Mgmt For For For
1.2 Elect L. Gordon Crovitz Mgmt For For For
1.3 Elect Jean S. Mgmt For For For
Desravines
1.4 Elect Lawrence K. Fish Mgmt For For For
1.5 Elect Jill Greenthal Mgmt For For For
1.6 Elect John F. Killian Mgmt For For For
1.7 Elect John J. Lynch, Mgmt For For For
Jr.
1.8 Elect John R. Mgmt For For For
McKernan,
Jr.
1.9 Elect Tracey D. Weber Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2015 Mgmt For For For
Omnibus Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Houlihan Lokey, Inc.
Ticker Security ID: Meeting Date Meeting Status
HLI CUSIP 441593100 09/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott L. Beiser Mgmt For Withhold Against
1.2 Elect Paul A. Zuber Mgmt For For For
1.3 Elect Jacqueline B. Mgmt For For For
Kosecoff
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Howard Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HBMD CUSIP 442496105 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard G. Arnold Mgmt For For For
1.2 Elect James T. Mgmt For For For
Dresher,
Jr.
1.3 Elect Mary Ann Scully Mgmt For For For
1.4 Elect Jack Steil Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Howmet Aerospace, Inc.
Ticker Security ID: Meeting Date Meeting Status
HWM CUSIP 443201108 06/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James F. Albaugh Mgmt For For For
2 Elect Amy E. Alving Mgmt For For For
3 Elect Joseph S. Cantie Mgmt For For For
4 Elect Robert F. Leduc Mgmt For For For
5 Elect David J. Miller Mgmt For For For
6 Elect Jody G. Miller Mgmt For For For
7 Elect Tolga I. Oal Mgmt For For For
8 Elect Nicole W. Mgmt For For For
Piasecki
9 Elect John C. Plant Mgmt For For For
10 Elect Ulrich R. Schmidt Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
HP Inc.
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 40434L105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Aida M. Alvarez Mgmt For For For
1.2 Elect Shumeet Banerji Mgmt For For For
1.3 Elect Robert R. Bennett Mgmt For For For
1.4 Elect Charles V. Bergh Mgmt For For For
1.5 Elect Stacy Mgmt For For For
Brown-Philpot
1.6 Elect Stephanie A. Mgmt For For For
Burns
1.7 Elect Mary Anne Citrino Mgmt For For For
1.8 Elect Richard L. Mgmt For For For
Clemmer
1.9 Elect Enrique Lores Mgmt For For For
1.10 Elect Yoky Matsuoka Mgmt For For For
1.11 Elect Stacey J. Mobley Mgmt For For For
1.12 Elect Subra Suresh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Employee Stock Mgmt For For For
Purchase
Plan
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Hub Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HUBG CUSIP 443320106 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David P. Yeager Mgmt For For For
1.2 Elect Mary H. Boosalis Mgmt For For For
1.3 Elect James C. Kenny Mgmt For For For
1.4 Elect Peter B. McNitt Mgmt For For For
1.5 Elect Charles R. Reaves Mgmt For For For
1.6 Elect Martin P. Slark Mgmt For For For
1.7 Elect Jonathan P. Ward Mgmt For For For
1.8 Elect Jenell R. Ross Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hubbell Incorporated
Ticker Security ID: Meeting Date Meeting Status
HUBB CUSIP 443510607 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carlos M. Cardoso Mgmt For For For
1.2 Elect Anthony J. Guzzi Mgmt For For For
1.3 Elect Neal J. Keating Mgmt For For For
1.4 Elect Bonnie C. Lind Mgmt For For For
1.5 Elect John F. Malloy Mgmt For For For
1.6 Elect David G. Nord Mgmt For For For
1.7 Elect John G. Russell Mgmt For For For
1.8 Elect Steven R. Shawley Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hubspot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HUBS CUSIP 443573100 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julie Herendeen Mgmt For For For
2 Elect Michael Simon Mgmt For For For
3 Elect Jay Simons Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hudson Pacific Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
HPP CUSIP 444097109 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Victor J. Coleman Mgmt For For For
2 Elect Theodore R. Mgmt For For For
Antenucci
3 Elect Richard B. Fried Mgmt For For For
4 Elect Jonathan M. Mgmt For For For
Glaser
5 Elect Robert L. Harris Mgmt For For For
6 Elect Christy Haubegger Mgmt For For For
7 Elect Mark D. Linehan Mgmt For For For
8 Elect Robert M. Moran Mgmt For For For
9 Elect Barry A. Porter Mgmt For For For
10 Elect Andrea L. Wong Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Humana Inc.
Ticker Security ID: Meeting Date Meeting Status
HUM CUSIP 444859102 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kurt J. Hilzinger Mgmt For For For
2 Elect Frank J. Mgmt For For For
Bisignano
3 Elect Bruce D. Mgmt For For For
Broussard
4 Elect Frank A. D'Amelio Mgmt For For For
5 Elect W. Roy Dunbar Mgmt For For For
6 Elect Wayne A.I. Mgmt For For For
Frederick
7 Elect John W. Garratt Mgmt For For For
8 Elect David A. Jones Mgmt For For For
Jr.
9 Elect Karen W. Katz Mgmt For For For
10 Elect William J. Mgmt For For For
McDonald
11 Elect James J. O'Brien Mgmt For For For
12 Elect Marissa T. Mgmt For For For
Peterson
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Huntington Bancshares Incorporated
Ticker Security ID: Meeting Date Meeting Status
HBAN CUSIP 446150104 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lizabeth A. Mgmt For For For
Ardisana
1.2 Elect Alanna Y. Cotton Mgmt For For For
1.3 Elect Ann B. Crane Mgmt For For For
1.4 Elect Robert S. Cubbin Mgmt For For For
1.5 Elect Steven G. Elliott Mgmt For For For
1.6 Elect Gina D. France Mgmt For For For
1.7 Elect J. Michael Mgmt For For For
Hochschwender
1.8 Elect John Chris Inglis Mgmt For For For
1.9 Elect Katherine M.A. Mgmt For For For
Kline
1.10 Elect Richard W. Neu Mgmt For For For
1.11 Elect Kenneth J. Phelan Mgmt For For For
1.12 Elect David L. Porteous Mgmt For For For
1.13 Elect Stephen D. Mgmt For For For
Steinour
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Huntington Ingalls Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
HII CUSIP 446413106 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Philip M. Bilden Mgmt For For For
1.2 Elect Augustus L. Mgmt For For For
Collins
1.3 Elect Kirkland H. Mgmt For For For
Donald
1.4 Elect Victoria D. Mgmt For For For
Harker
1.5 Elect Anastasia D. Mgmt For For For
Kelly
1.6 Elect Tracy B. McKibben Mgmt For For For
1.7 Elect C. Michael Mgmt For For For
Petters
1.8 Elect Thomas C. Mgmt For For For
Schievelbein
1.9 Elect John K. Welch Mgmt For For For
1.10 Elect Stephen R. Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Huntsman Corporation
Ticker Security ID: Meeting Date Meeting Status
HUN CUSIP 447011107 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter R. Huntsman Mgmt For For For
2 Elect Nolan D. Mgmt For For For
Archibald
3 Elect Mary C. Beckerle Mgmt For For For
4 Elect M. Anthony Burns Mgmt For For For
5 Elect Daniele Ferrari Mgmt For For For
6 Elect Robert J. Mgmt For For For
Margetts
7 Elect Wayne A. Reaud Mgmt For For For
8 Elect Jan E. Tighe Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Hurco Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
HURC CUSIP 447324104 03/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas A. Aaro Mgmt For For For
1.2 Elect Robert W. Mgmt For For For
Cruickshank
1.3 Elect Michael Doar Mgmt For For For
1.4 Elect Cynthia S. Dubin Mgmt For For For
1.5 Elect Timothy J. Mgmt For For For
Gardner
1.6 Elect Jay C. Longbottom Mgmt For For For
1.7 Elect Richard Porter Mgmt For For For
1.8 Elect Janaki Sivanesan Mgmt For For For
1.9 Elect Gregory S. Mgmt For For For
Volovic
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Huron Consulting Group Inc.
Ticker Security ID: Meeting Date Meeting Status
HURN CUSIP 447462102 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect H. Eugene Mgmt For For For
Lockhart
1.2 Elect James H. Roth Mgmt For For For
2 Amendment to the 2010 Mgmt For For For
Omnibus Incentive
Plan
3 Amendment to the Stock Mgmt For For For
Ownership
Participation
Program
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hyatt Hotels Corporation
Ticker Security ID: Meeting Date Meeting Status
H CUSIP 448579102 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Mgmt For For For
Pritzker
1.2 Elect Pamela M. Mgmt For For For
Nicholson
1.3 Elect Richard C. Tuttle Mgmt For For For
1.4 Elect James H. Wooten, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hyster-Yale Materials Handling, Inc.
Ticker Security ID: Meeting Date Meeting Status
HY CUSIP 449172105 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alfred M. Mgmt For For For
Rankin,
Jr.
2 Elect James M. Bemowski Mgmt For For For
3 Elect J.C. Butler Jr. Mgmt For For For
4 Elect Carolyn Corvi Mgmt For For For
5 Elect Edward T. Mgmt For For For
Eliopoulos
6 Elect John P. Jumper Mgmt For For For
7 Elect Dennis W. LaBarre Mgmt For For For
8 Elect H. Vincent Poor Mgmt For For For
9 Elect Claiborne R. Mgmt For For For
Rankin
10 Elect Britton T. Taplin Mgmt For For For
11 Elect David B.H. Mgmt For For For
Williams
12 Elect Eugene Wong Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the Long Mgmt For For For
Term Equity Incentive
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
i3 Verticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
IIIV CUSIP 46571Y107 02/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory S. Daily Mgmt For For For
1.2 Elect Clay M. Whitson Mgmt For For For
1.3 Elect Elizabeth Mgmt For For For
Seigenthaler
Courtney
1.4 Elect John C. Harrison Mgmt For For For
1.5 Elect Burton Harvey Mgmt For For For
1.6 Elect Timothy McKenna Mgmt For For For
1.7 Elect David Morgan Mgmt For For For
1.8 Elect David M. Wilds Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IAA, Inc.
Ticker Security ID: Meeting Date Meeting Status
IAA CUSIP 449253103 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Kett Mgmt For For For
2 Elect Peter H. Kamin Mgmt For For For
3 Elect Lynn Joliffe Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IAC/InterActiveCorp
Ticker Security ID: Meeting Date Meeting Status
IAC CUSIP 44919P508 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Match Separation Mgmt For For For
2 New Match Board Mgmt For For For
Classification
3 Elimination of Written Mgmt For Against Against
Consent
4 Bundled Charter Mgmt For For For
Amendments
5 Issuance of Common Mgmt For For For
Stock
6 2020 Stock and Annual Mgmt For For For
Incentive
Plan
7 Right to Adjourn Mgmt For For For
Meeting
8 Elect Chelsea Clinton Mgmt For For For
9 Elect Barry Diller Mgmt For For For
10 Elect Michael D. Eisner Mgmt For Abstain Against
11 Elect Bonnie S. Hammer Mgmt For For For
12 Elect Victor A. Kaufman Mgmt For For For
13 Elect Joseph Levin Mgmt For For For
14 Elect Bryan Lourd Mgmt For For For
15 Elect David Rosenblatt Mgmt For For For
16 Elect Alan G. Spoon Mgmt For For For
17 Elect Alexander von Mgmt For For For
Furstenberg
18 Elect Richard F. Mgmt For For For
Zannino
19 Ratification of Auditor Mgmt For For For
20 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
IBERIABANK Corporation
Ticker Security ID: Meeting Date Meeting Status
IBKC CUSIP 450828108 04/24/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
ICF International, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICFI CUSIP 44925C103 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sudhakar Kesavan Mgmt For For For
1.2 Elect Michael J. Van Mgmt For For For
Handel
2 Amendment to the 2018 Mgmt For For For
Omnibus Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ichor Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICHR CUSIP G4740B105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Laura Black Mgmt For For For
2 Elect Iain MacKenzie Mgmt For For For
3 Elect Thomas M. Rohrs Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ICU Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICUI CUSIP 44930G107 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vivek Jain Mgmt For For For
1.2 Elect George A. Lopez Mgmt For For For
1.3 Elect Robert S. Swinney Mgmt For For For
1.4 Elect David C. Mgmt For For For
Greenberg
1.5 Elect Elisha W. Finney Mgmt For For For
1.6 Elect David F. Mgmt For For For
Hoffmeister
1.7 Elect Donald M. Abbey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Idacorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDA CUSIP 451107106 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Darrel T. Mgmt For For For
Anderson
1.2 Elect Thomas E. Carlile Mgmt For For For
1.3 Elect Richard J. Dahl Mgmt For For For
1.4 Elect Annette G. Elg Mgmt For For For
1.5 Elect Lisa A. Grow Mgmt For For For
1.6 Elect Ronald W. Jibson Mgmt For For For
1.7 Elect Judith A. Mgmt For For For
Johansen
1.8 Elect Dennis L. Johnson Mgmt For For For
1.9 Elect Christine King Mgmt For For For
1.10 Elect Richard J. Mgmt For For For
Navarro
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Idex Corporation
Ticker Security ID: Meeting Date Meeting Status
IEX CUSIP 45167R104 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew K. Mgmt For For For
Silvernail
1.2 Elect Katrina L. Mgmt For For For
Helmkamp
1.3 Elect Mark A. Beck Mgmt For For For
1.4 Elect Carl. R. Mgmt For For For
Christenson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Representation on the
Board
________________________________________________________________________________
Idexx Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDXX CUSIP 45168D104 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rebecca M. Mgmt For For For
Henderson
2 Elect Lawrence D. Mgmt For For For
Kingsley
3 Elect Sophie V. Mgmt For For For
Vandebroek
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
IDT Corporation
Ticker Security ID: Meeting Date Meeting Status
IDT CUSIP 448947507 12/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Chenkin Mgmt For For For
2 Elect Eric F. Cosentino Mgmt For Against Against
3 Elect Howard S. Jonas Mgmt For Against Against
4 Elect Bill Pereira Mgmt For For For
5 Elect Judah Schorr Mgmt For For For
6 Amendment to the 2015 Mgmt For For For
Stock Option and
Incentive
Plan
________________________________________________________________________________
IES Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
IESC CUSIP 44951W106 02/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Todd M. Cleveland Mgmt For Withhold Against
1.2 Elect Joseph L. Mgmt For For For
Dowling,
III
1.3 Elect David B. Gendell Mgmt For For For
1.4 Elect Jeffrey L. Mgmt For For For
Gendell
1.5 Elect Joe D. Koshkin Mgmt For Withhold Against
1.6 Elect Donald L. Luke Mgmt For Withhold Against
1.7 Elect Gary S. Matthews Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
IGM Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
IGMS CUSIP 449585108 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julie Hambleton Mgmt For For For
1.2 Elect William Strohl Mgmt For For For
1.3 Elect Jakob Haldor Mgmt For For For
Topsoe
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IHS Markit Ltd.
Ticker Security ID: Meeting Date Meeting Status
INFO CUSIP G47567105 04/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lance Uggla Mgmt For For For
2 Elect John Browne Mgmt For For For
3 Elect Ruann F. Ernst Mgmt For For For
4 Elect William E. Ford Mgmt For For For
5 Elect Jean-Paul L. Mgmt For For For
Montupet
6 Elect Deborah Keiko Mgmt For For For
Orida
7 Elect James A. Mgmt For For For
Rosenthal
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
II-VI Incorporated
Ticker Security ID: Meeting Date Meeting Status
IIVI CUSIP 902104108 11/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francis J. Kramer Mgmt For For For
2 Elect Shaker Sadasivam Mgmt For For For
3 Elect Enrico Digirolamo Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Illinois Tool Works Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel J. Brutto Mgmt For For For
2 Elect Susan Crown Mgmt For For For
3 Elect James W. Griffith Mgmt For For For
4 Elect Jay L. Henderson Mgmt For For For
5 Elect Richard H. Lenny Mgmt For For For
6 Elect E. Scott Santi Mgmt For For For
7 Elect David H. B. Mgmt For For For
Smith,
Jr.
8 Elect Pamela B. Strobel Mgmt For For For
9 Elect Kevin M. Warren Mgmt For For For
10 Elect Anre D. Williams Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Illumina, Inc.
Ticker Security ID: Meeting Date Meeting Status
ILMN CUSIP 452327109 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Caroline D. Dorsa Mgmt For For For
2 Elect Robert S. Epstein Mgmt For For For
3 Elect Scott Gottlieb Mgmt For For For
4 Elect Philip W. Mgmt For For For
Schiller
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
IMAX Corporation
Ticker Security ID: Meeting Date Meeting Status
IMAX CUSIP 45245E109 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Neil S. Braun Mgmt For For For
1.2 Elect Eric A. Demirian Mgmt For For For
1.3 Elect Kevin Douglas Mgmt For For For
1.4 Elect Richard L. Mgmt For For For
Gelfond
1.5 Elect David W. Leebron Mgmt For For For
1.6 Elect Michael MacMillan Mgmt For For For
1.7 Elect Dana Settle Mgmt For For For
1.8 Elect Darren D. Throop Mgmt For Withhold Against
1.9 Elect Bradley J. Mgmt For For For
Wechsler
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to the Mgmt For Against Against
Long-Term Incentive
Plan
________________________________________________________________________________
Immersion Corporation
Ticker Security ID: Meeting Date Meeting Status
IMMR CUSIP 452521107 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sumit Agarwal Mgmt For For For
1.2 Elect Stephen L. Mgmt For For For
Domenik
1.3 Elect Franz J. Fink Mgmt For For For
1.4 Elect Matthew Frey Mgmt For For For
1.5 Elect Ramzi Haidamus Mgmt For For For
1.6 Elect Sharon Holt Mgmt For For For
1.7 Elect William C. Martin Mgmt For For For
1.8 Elect Eric B. Singer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Immunogen, Inc.
Ticker Security ID: Meeting Date Meeting Status
IMGN CUSIP 45253H101 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Stephen C. Mgmt For For For
McCluski
2.2 Elect Richard J. Mgmt For For For
Wallace
2.3 Elect Mark A. Goldberg Mgmt For For For
2.4 Elect Dean J. Mitchell Mgmt For For For
2.5 Elect Kristine Peterson Mgmt For For For
2.6 Elect Mark J. Enyedy Mgmt For For For
2.7 Elect Stuart A. Mgmt For For For
Arbuckle
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Immunomedics, Inc.
Ticker Security ID: Meeting Date Meeting Status
IMMU CUSIP 452907108 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Behzad Aghazadeh Mgmt For For For
2 Elect Robert Azelby Mgmt For For For
3 Elect Charles M. Baum Mgmt For For For
4 Elect Scott A. Canute Mgmt For For For
5 Elect Barbara G. Duncan Mgmt For For For
6 Elect Peter Barton Hutt Mgmt For For For
7 Elect Khalid Islam Mgmt For For For
8 Elect Harout Semerjian Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Increase of Authorized Mgmt For For For
Common
Stock
11 Amendment to the 2014 Mgmt For For For
Long Term Incentive
Plan
12 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Impinj, Inc.
Ticker Security ID: Meeting Date Meeting Status
PI CUSIP 453204109 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Chris Diorio Mgmt For For For
2 Elect Gregory Sessler Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Impinj, Inc.
Ticker Security ID: Meeting Date Meeting Status
PI CUSIP 453204109 10/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter H. van Mgmt For For For
Oppen
1.2 Elect Theresa Wise Mgmt For For For
1.3 Elect Cathal Phelan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Incyte Corporation
Ticker Security ID: Meeting Date Meeting Status
INCY CUSIP 45337C102 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julian C. Baker Mgmt For For For
2 Elect Jean-Jacques Mgmt For For For
Bienaime
3 Elect Paul J. Clancy Mgmt For For For
4 Elect Wendy L. Dixon Mgmt For For For
5 Elect Jacqualyn A. Mgmt For For For
Fouse
6 Elect Paul A. Friedman Mgmt For For For
7 Elect Edmund P. Mgmt For For For
Harrigan
8 Elect Katherine A. High Mgmt For For For
9 Elect Herve Hoppenot Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 1997 Mgmt For For For
Employee Stock
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Independence Contract Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICD CUSIP 453415309 02/06/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reverse Stock Split Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Independence Contract Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICD CUSIP 453415606 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Anthony Mgmt For For For
Gallegos,
Jr.
1.2 Elect Matthew D. Mgmt For Withhold Against
Fitzgerald
1.3 Elect Daniel F. McNease Mgmt For For For
1.4 Elect James G. Minmier Mgmt For Withhold Against
1.5 Elect Adam J. Piekarski Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Independence Holding Company
Ticker Security ID: Meeting Date Meeting Status
IHC CUSIP 453440307 11/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry R. Graber Mgmt For For For
1.2 Elect Teresa A. Herbert Mgmt For For For
1.3 Elect David T. Kettig Mgmt For For For
1.4 Elect Allan C. Kirkman Mgmt For For For
1.5 Elect John L. Lahey Mgmt For For For
1.6 Elect Steven B. Lapin Mgmt For For For
1.7 Elect Ronald I. Simon Mgmt For For For
1.8 Elect James G. Tatum Mgmt For For For
1.9 Elect Roy T. K. Thung Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Independence Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
IRT CUSIP 45378A106 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott F. Mgmt For For For
Schaeffer
2 Elect William C. Mgmt For For For
Dunkelberg
3 Elect Richard D. Gebert Mgmt For For For
4 Elect Melinda H. Mgmt For For For
McClure
5 Elect Mack D. Prigden Mgmt For For For
III
6 Elect DeForest B. Mgmt For For For
Soaries,
Jr.
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Independent Bank Corp.
Ticker Security ID: Meeting Date Meeting Status
INDB CUSIP 453836108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel F. O'Brien Mgmt For For For
2 Elect Christopher Mgmt For For For
Oddleifson
3 Elect David A. Powers Mgmt For For For
4 Elect Scott Smith Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Independent Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
IBCP CUSIP 453838609 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terance L. Beia Mgmt For For For
1.2 Elect Stephen L. Mgmt For For For
Gulis,
Jr.
1.3 Elect William B. Kessel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Industrial Logistics Properties Trust
Ticker Security ID: Meeting Date Meeting Status
ILPT CUSIP 456237106 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce M. Gans Mgmt For For For
2 Elect Adam D. Portnoy Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Infinera Corporation
Ticker Security ID: Meeting Date Meeting Status
INFN CUSIP 45667G103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Fallon Mgmt For For For
2 Elect Kambiz Y. Mgmt For For For
Hooshmand
3 Elect Amy H. Rice Mgmt For For For
4 Amendment to the 2016 Mgmt For For For
Equity Incentive
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Information Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
III CUSIP 45675Y104 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Neil G. Budnick Mgmt For For For
1.2 Elect Gerald S. Hobbs Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2007 Mgmt For Against Against
Equity and Incentive
Award
Plan
5 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Ingersoll Rand Inc.
Ticker Security ID: Meeting Date Meeting Status
IR CUSIP 45687V106 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kirk E. Arnold Mgmt For For For
2 Elect William P. Mgmt For For For
Donnelly
3 Elect Marc E. Jones Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ingersoll-Rand Plc
Ticker Security ID: Meeting Date Meeting Status
IR CUSIP G47791101 02/04/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company Name Change Mgmt For For For
________________________________________________________________________________
Ingevity Corporation
Ticker Security ID: Meeting Date Meeting Status
NGVT CUSIP 45688C107 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jean S. Blackwell Mgmt For For For
2 Elect Luis Mgmt For For For
Fernandez-Moreno
3 Elect J. Michael Mgmt For For For
Fitzpatrick
4 Elect Diane H. Gulyas Mgmt For For For
5 Elect Richard B. Kelson Mgmt For For For
6 Elect Frederick J. Mgmt For For For
Lynch
7 Elect Karen G. Narwold Mgmt For For For
8 Elect Daniel F. Sansone Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ingles Markets, Incorporated
Ticker Security ID: Meeting Date Meeting Status
IMKTA CUSIP 457030104 02/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ernest E. Mgmt For For For
Ferguson
1.2 Elect John R. Lowden Mgmt For For For
________________________________________________________________________________
Ingredion Incorporated
Ticker Security ID: Meeting Date Meeting Status
INGR CUSIP 457187102 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Luis Mgmt For For For
Aranguren-Trellez
2 Elect David B. Fischer Mgmt For For For
3 Elect Paul Hanrahan Mgmt For For For
4 Elect Rhonda L. Jordan Mgmt For For For
5 Elect Gregory B. Kenny Mgmt For For For
6 Elect Barbara A. Klein Mgmt For For For
7 Elect Victoria J. Reich Mgmt For For For
8 Elect Stephan B. Tanda Mgmt For For For
9 Elect Jorge A. Uribe Mgmt For For For
10 Elect Dwayne A. Wilson Mgmt For For For
11 Elect James Zallie Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Innerworkings, Inc.
Ticker Security ID: Meeting Date Meeting Status
INWK CUSIP 45773Y105 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jack M. Greenberg Mgmt For For For
2 Elect Richard S. Mgmt For For For
Stoddart
3 Elect Charles K. Mgmt For For For
Bobrinskoy
4 Elect Lindsay Y. Corby Mgmt For For For
5 Elect David Fisher Mgmt For For For
6 Elect Adam J. Gutstein Mgmt For For For
7 Elect Julie M. Howard Mgmt For For For
8 Elect Kirt P. Karros Mgmt For For For
9 Elect Marc Zenner Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2020 Mgmt For Against Against
Omnibus Incentive
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Innerworkings, Inc.
Ticker Security ID: Meeting Date Meeting Status
INWK CUSIP 45773Y105 11/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jack M. Greenberg Mgmt For For For
2 Elect Richard S. Mgmt For For For
Stoddart
3 Elect Charles K. Mgmt For For For
Bobrinskoy
4 Elect Lindsay Y. Corby Mgmt For For For
5 Elect David Fisher Mgmt For For For
6 Elect Adam J. Gutstein Mgmt For For For
7 Elect Julie M. Howard Mgmt For For For
8 Elect Kirt P. Karros Mgmt For For For
9 Elect Marc Zenner Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Advisory Vote on Mgmt For For For
Exclusive Forum
Provision
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Innophos Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
IPHS CUSIP 45774N108 01/15/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Innospec Inc.
Ticker Security ID: Meeting Date Meeting Status
IOSP CUSIP 45768S105 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joachim Roeser Mgmt For For For
1.2 Elect Claudia Poccia Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Innovative Industrial Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
IIPR CUSIP 45781V101 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan D. Gold Mgmt For For For
1.2 Elect Gary A. Kreitzer Mgmt For For For
1.3 Elect Mary A. Curran Mgmt For For For
1.4 Elect Scott Shoemaker Mgmt For For For
1.5 Elect Paul Smithers Mgmt For For For
1.6 Elect David Stecher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Charter Amendment Mgmt For For For
Regarding Shareholder
Right to Amend
Bylaws
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Innoviva, Inc.
Ticker Security ID: Meeting Date Meeting Status
INVA CUSIP 45781M101 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George W. Mgmt For For For
Bickerstaff,
III
2 Elect Mark A. DiPaolo Mgmt For For For
3 Elect Jules A. Mgmt For For For
Haimovitz
4 Elect Odysseas D. Mgmt For For For
Kostas
5 Elect Sarah J. Mgmt For For For
Schlesinger
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Inogen, Inc.
Ticker Security ID: Meeting Date Meeting Status
INGN CUSIP 45780L104 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Heath Lukatch Mgmt For For For
1.2 Elect Raymond Mgmt For For For
Huggenberger
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Inovalon Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
INOV CUSIP 45781D101 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith R. Dunleavy Mgmt For For For
1.2 Elect Denise K. Mgmt For For For
Fletcher
1.3 Elect William D. Green Mgmt For For For
1.4 Elect Andre S. Hoffmann Mgmt For For For
1.5 Elect Isaac S. Kohane Mgmt For For For
1.6 Elect Mark A. Pulido Mgmt For For For
1.7 Elect Lee D. Roberts Mgmt For For For
1.8 Elect William J. Mgmt For For For
Teuber,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Inovio Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
INO CUSIP 45773H201 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Joseph Kim Mgmt For For For
1.2 Elect Simon X. Benito Mgmt For For For
1.3 Elect Ann C. Miller Mgmt For For For
1.4 Elect Jay P. Shepard Mgmt For For For
1.5 Elect David B. Weiner Mgmt For For For
1.6 Elect Wendy L. Yarno Mgmt For For For
1.7 Elect Lota S. Zoth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Inphi Corporation
Ticker Security ID: Meeting Date Meeting Status
IPHI CUSIP 45772F107 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nicholas E. Mgmt For For For
Brathwaite
1.2 Elect David E. Liddle Mgmt For For For
1.3 Elect Bruce M. Mgmt For For For
McWilliams
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2010 Mgmt For Against Against
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Insight Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
NSIT CUSIP 45765U103 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard E. Allen Mgmt For For For
2 Elect Bruce W. Mgmt For For For
Armstrong
3 Elect Linda M. Breard Mgmt For For For
4 Elect Timothy A. Crown Mgmt For For For
5 Elect Catherine Courage Mgmt For For For
6 Elect Anthony A. Mgmt For For For
Ibarguen
7 Elect Kenneth T. Mgmt For For For
Lamneck
8 Elect Kathleen S. Mgmt For For For
Pushor
9 Elect Girish Rishi Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2020 Mgmt For For For
Omnibus
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Insmed Incorporated
Ticker Security ID: Meeting Date Meeting Status
INSM CUSIP 457669307 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clarissa Mgmt For For For
Desjardins
1.2 Elect David W.J. McGirr Mgmt For For For
1.3 Elect Elizabeth McKee Mgmt For For For
Anderson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2019 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Insperity, Inc.
Ticker Security ID: Meeting Date Meeting Status
NSP CUSIP 45778Q107 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy T. Mgmt For For For
Clifford
2 Elect Ellen H. Mgmt For For For
Masterson
3 Elect Latha Ramchand Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Inspire Medical Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
INSP CUSIP 457730109 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary L. Ellis Mgmt For For For
1.2 Elect Mudit K. Jain Mgmt For For For
1.3 Elect Dana G. Mead, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Installed Building Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
IBP CUSIP 45780R101 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael T. Miller Mgmt For For For
2 Elect Vikas Verma Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Insteel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
IIIN CUSIP 45774W108 02/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Abney S. Boxley, Mgmt For For For
III
1.2 Elect Anne H. Lloyd Mgmt For For For
1.3 Elect W. Allen Rogers Mgmt For For For
II
2 Amendment to the 2015 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Instructure, Inc.
Ticker Security ID: Meeting Date Meeting Status
INST CUSIP 45781U103 02/25/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Thoma Bravo Transaction Mgmt For Against Against
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For Against Against
Meeting
________________________________________________________________________________
Insulet Corporation
Ticker Security ID: Meeting Date Meeting Status
PODD CUSIP 45784P101 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sally Crawford Mgmt For For For
1.2 Elect Michael R. Mgmt For For For
Minogue
1.3 Elect Corinne H. Mgmt For For For
Nevinny
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Integer Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
ITGR CUSIP 45826H109 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela G. Bailey Mgmt For For For
1.2 Elect Joseph W. Mgmt For For For
Dziedzic
1.3 Elect James F. Hinrichs Mgmt For For For
1.4 Elect Jean M. Hobby Mgmt For For For
1.5 Elect M. Craig Maxwell Mgmt For For For
1.6 Elect Filippo Passerini Mgmt For For For
1.7 Elect Bill R. Sanford Mgmt For For For
1.8 Elect Donald J. Spence Mgmt For For For
1.9 Elect William B. Mgmt For For For
Summers,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Integra LifeSciences Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
IART CUSIP 457985208 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Rhonda Germany Mgmt For For For
Ballintyn
3 Elect Keith Bradley Mgmt For For For
4 Elect Stuart M. Essig Mgmt For For For
5 Elect Barbara B. Hill Mgmt For For For
6 Elect Lloyd W. Howell, Mgmt For For For
Jr.
7 Elect Donald E. Morel, Mgmt For For For
Jr.
8 Elect Raymond G. Murphy Mgmt For For For
9 Elect Christian S. Mgmt For For For
Schade
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James J. Goetz Mgmt For For For
2 Elect Alyssa Henry Mgmt For For For
3 Elect Omar Ishrak Mgmt For For For
4 Elect Risa Mgmt For For For
Lavizzo-Mourey
5 Elect Tsu-Jae King Liu Mgmt For For For
6 Elect Gregory D. Smith Mgmt For For For
7 Elect Robert H. Swan Mgmt For For For
8 Elect Andrew Wilson Mgmt For For For
9 Elect Frank D. Yeary Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2006 Mgmt For For For
Employee Stock
Purchase
Plan
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity
Report
________________________________________________________________________________
Intellia Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTLA CUSIP 45826J105 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean-Francois Mgmt For For For
Formela
1.2 Elect Jesse Goodman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Intelsat S.A.
Ticker Security ID: Meeting Date Meeting Status
I CUSIP L5140P101 09/11/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ellen M. Mgmt For For For
Pawlikowski
2 Elect Jacqueline Reses Mgmt For For For
________________________________________________________________________________
Inter Parfums, Inc.
Ticker Security ID: Meeting Date Meeting Status
IPAR CUSIP 458334109 09/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean Madar Mgmt For For For
1.2 Elect Philippe Benacin Mgmt For For For
1.3 Elect Russell Greenberg Mgmt For For For
1.4 Elect Philippe Santi Mgmt For For For
1.5 Elect Francois Mgmt For Withhold Against
Heilbronn
1.6 Elect Robert Mgmt For For For
Bensoussan-Torres
1.7 Elect Patrick Choel Mgmt For For For
1.8 Elect Michel Dyens Mgmt For For For
1.9 Elect Veronique Mgmt For For For
Gabai-Pinsky
1.10 Elect Gilbert Harrison Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2016 Mgmt For For For
Option
Plan
________________________________________________________________________________
Interactive Brokers Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
IBKR CUSIP 45841N107 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Peterffy Mgmt For Against Against
2 Elect Earl H. Nemser Mgmt For Against Against
3 Elect Milan Galik Mgmt For Against Against
4 Elect Paul J. Brody Mgmt For Against Against
5 Elect Lawrence E. Mgmt For Against Against
Harris
6 Elect Gary Katz Mgmt For Against Against
7 Elect John M. Damgard Mgmt For Against Against
8 Elect Philip Uhde Mgmt For Against Against
9 Elect William Peterffy Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intercept Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICPT CUSIP 45845P108 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paolo Fundaro Mgmt For For For
2 Elect Mark Pruzanski Mgmt For For For
3 Elect Srinivas Akkaraju Mgmt For For For
4 Elect Luca Benatti Mgmt For For For
5 Elect Daniel M. Mgmt For For For
Bradbury
6 Elect Keith Mgmt For For For
Gottesdiener
7 Elect Nancy Miller-Rich Mgmt For For For
8 Elect Gino Santini Mgmt For For For
9 Elect Glenn Sblendorio Mgmt For For For
10 Elect Daniel G. Welch Mgmt For For For
11 Increase of Authorized Mgmt For For For
Common
Stock
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intercontinental Exchange, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICE CUSIP 45866F104 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon Y. Bowen Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Duriya M. Mgmt For For For
Farooqui
4 Elect Jean-Marc Forneri Mgmt For For For
5 Elect Lord Hague of Mgmt For For For
Richmond
6 Elect Fred W. Hatfield Mgmt For For For
7 Elect Thomas E. Noonan Mgmt For For For
8 Elect Frederic V. Mgmt For For For
Salerno
9 Elect Jeffrey C. Mgmt For For For
Sprecher
10 Elect Judith A. Mgmt For For For
Sprieser
11 Elect Vincent S. Tese Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
InterDigital, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDCC CUSIP 45867G101 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joan Gillman Mgmt For For For
2 Elect S. Douglas Mgmt For For For
Hutcheson
3 Elect John A. Mgmt For For For
Kritzmacher
4 Elect John D. Markley, Mgmt For For For
Jr.
5 Elect William J. Mgmt For For For
Merritt
6 Elect Jean F. Rankin Mgmt For For For
7 Elect Philip P. Mgmt For For For
Trahanas
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Interface, Inc.
Ticker Security ID: Meeting Date Meeting Status
TILE CUSIP 458665304 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Burke Mgmt For For For
1.2 Elect Dwight Gibson Mgmt For For For
1.3 Elect Daniel T. Hendrix Mgmt For For For
1.4 Elect Christopher G. Mgmt For For For
Kennedy
1.5 Elect Joseph Keough Mgmt For For For
1.6 Elect Catherine M. Mgmt For For For
Kilbane
1.7 Elect K. David Kohler Mgmt For For For
1.8 Elect Sheryl D. Palmer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Omnibus Stock
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
International Bancshares Corporation
Ticker Security ID: Meeting Date Meeting Status
IBOC CUSIP 459044103 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Javier de Anda Mgmt For For For
2 Elect Irving Greenblum Mgmt For Against Against
3 Elect Douglas B. Mgmt For Against Against
Howland
4 Elect Rudolph M. Miles Mgmt For For For
5 Elect Dennis E. Nixon Mgmt For For For
6 Elect Larry A. Norton Mgmt For Against Against
7 Elect Roberto R. Mgmt For For For
Resendez
8 Elect Antonio R. Mgmt For For For
Sanchez,
Jr.
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Buberl Mgmt For For For
2 Elect Michael L. Eskew Mgmt For For For
3 Elect David N. Farr Mgmt For For For
4 Elect Alex Gorsky Mgmt For For For
5 Elect Michelle Howard Mgmt For For For
6 Elect Arvind Krishna Mgmt For For For
7 Elect Andrew N. Liveris Mgmt For For For
8 Elect F. William Mgmt For For For
McNabb,
III
9 Elect Martha E. Pollack Mgmt For For For
10 Elect Virginia M. Mgmt For For For
Rometty
11 Elect Joseph R. Swedish Mgmt For For For
12 Elect Sidney Taurel Mgmt For Against Against
13 Elect Peter R. Voser Mgmt For For For
14 Elect Frederick H. Mgmt For For For
Waddell
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Shareholder
Ability to Remove
Directors
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
International Flavors & Fragrances Inc.
Ticker Security ID: Meeting Date Meeting Status
IFF CUSIP 459506101 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marcello V. Mgmt For For For
Bottoli
2 Elect Michael L. Ducker Mgmt For For For
3 Elect David R. Epstein Mgmt For For For
4 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
5 Elect John F. Ferraro Mgmt For For For
6 Elect Andreas Fibig Mgmt For For For
7 Elect Christina A. Gold Mgmt For For For
8 Elect Katherine M. Mgmt For For For
Hudson
9 Elect Dale F. Morrison Mgmt For For For
10 Elect Li-Huei Tsai Mgmt For For For
11 Elect Stephen Mgmt For For For
Williamson
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
International Game Technology PLC
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP G4863A108 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
3 Elect Beatrice Bassey Mgmt For For For
4 Elect Massimiliano Mgmt For For For
Chiara
5 Elect Alberto Dessy Mgmt For For For
6 Elect Marco Drago Mgmt For For For
7 Elect James F. McCann Mgmt For For For
8 Elect Heather McGregor Mgmt For For For
9 Elect Lorenzo Mgmt For For For
Pellicioli
10 Elect Samantha Ravich Mgmt For For For
11 Elect Vincent L. Mgmt For For For
Sadusky
12 Elect Gianmario Mgmt For For For
Tondato da
Ruos
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Adoption of Amended Mgmt For For For
Articles
________________________________________________________________________________
International Game Technology PLC
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP G4863A108 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
3 Elect Beatrice Bassey Mgmt For For For
4 Elect Massimiliano Mgmt For For For
Chiara
5 Elect Alberto Dessy Mgmt For For For
6 Elect Marco Drago Mgmt For For For
7 Elect James F. McCann Mgmt For For For
8 Elect Heather McGregor Mgmt For For For
9 Elect Lorenzo Mgmt For For For
Pellicioli
10 Elect Samantha Ravich Mgmt For For For
11 Elect Vincent L. Mgmt For For For
Sadusky
12 Elect Gianmario Mgmt For For For
Tondato da
Ruos
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Adoption of Amended Mgmt For For For
Articles
________________________________________________________________________________
International Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William J. Burns Mgmt For For For
2 Elect Christopher M. Mgmt For For For
Connor
3 Elect Ahmet Cemal Mgmt For For For
Dorduncu
4 Elect Ilene S. Gordon Mgmt For For For
5 Elect Anders Gustafsson Mgmt For For For
6 Elect Jacqueline C. Mgmt For For For
Hinman
7 Elect Clinton A. Mgmt For For For
Lewis,
Jr.
8 Elect Kathryn D. Mgmt For For For
Sullivan
9 Elect Mark S. Sutton Mgmt For For For
10 Elect J. Steven Whisler Mgmt For For For
11 Elect Ray G. Young Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
International Seaways, Inc.
Ticker Security ID: Meeting Date Meeting Status
INSW CUSIP Y41053102 06/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas D. Wheat Mgmt For For For
1.2 Elect Timothy J. Mgmt For For For
Bernlohr
1.3 Elect Ian T. Blackley Mgmt For For For
1.4 Elect Randee E. Day Mgmt For For For
1.5 Elect David I. Mgmt For For For
Greenberg
1.6 Elect Joseph I. Mgmt For Withhold Against
Kronsberg
1.7 Elect Ty E. Wallach Mgmt For For For
1.8 Elect Gregory A. Wright Mgmt For For For
1.9 Elect Lois K. Zabrocky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Director Incentive
Compensation
Plan
5 Approval of the 2020 Mgmt For Against Against
Incentive
Compensation
Plan
________________________________________________________________________________
International Speedway Corporation
Ticker Security ID: Meeting Date Meeting Status
ISCA CUSIP 460335201 10/16/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Intersect ENT, Inc.
Ticker Security ID: Meeting Date Meeting Status
XENT CUSIP 46071F103 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kieran T. Mgmt For For For
Gallahue
1.2 Elect Thomas A. West Mgmt For For For
1.3 Elect Teresa L. Kline Mgmt For For For
1.4 Elect Cynthia L. Mgmt For For For
Lucchese
1.5 Elect Dana G. Mead, Jr. Mgmt For For For
1.6 Elect Frederic H. Moll Mgmt For For For
1.7 Elect W. Anthony Vernon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adopt a Federal Forum Mgmt For Against Against
Selection
Provision
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
INTL FCStone Inc.
Ticker Security ID: Meeting Date Meeting Status
INTL CUSIP 46116V105 02/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott J. Branch Mgmt For For For
1.2 Elect Diane L. Cooper Mgmt For For For
1.3 Elect John M. Fowler Mgmt For For For
1.4 Elect Steven Kass Mgmt For For For
1.5 Elect Bruce Krehbiel Mgmt For For For
1.6 Elect Sean M. O'Connor Mgmt For For For
1.7 Elect Eric Parthemore Mgmt For For For
1.8 Elect John Michael Mgmt For For For
Radziwill
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
INTL FCStone Inc.
Ticker Security ID: Meeting Date Meeting Status
INTL CUSIP 46116V105 06/24/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company Name Change Mgmt For For For
________________________________________________________________________________
Intra-Cellular Therapies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITCI CUSIP 46116X101 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard A. Lerner Mgmt For For For
2 Amendment to the 2018 Mgmt For Against Against
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Intrepid Potash, Inc.
Ticker Security ID: Meeting Date Meeting Status
IPI CUSIP 46121Y102 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert P. Mgmt For Against Against
Jornayvaz
III
2 Elect Hugh E. Harvey, Mgmt For For For
Jr.
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
IntriCon Corporation
Ticker Security ID: Meeting Date Meeting Status
IIN CUSIP 46121H109 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert N. Masucci Mgmt For For For
1.2 Elect Philip I. Smith Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUSIP 461202103 01/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eve Burton Mgmt For For For
2 Elect Scott D. Cook Mgmt For For For
3 Elect Richard Dalzell Mgmt For For For
4 Elect Sasan Goodarzi Mgmt For For For
5 Elect Deborah Liu Mgmt For For For
6 Elect Suzanne Nora Mgmt For For For
Johnson
7 Elect Dennis D. Powell Mgmt For For For
8 Elect Brad D. Smith Mgmt For For For
9 Elect Thomas J. Szkutak Mgmt For For For
10 Elect Raul Vazquez Mgmt For For For
11 Elect Jeff Weiner Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Adoption of
Mandatory Arbitration
Bylaw
________________________________________________________________________________
Intuitive Surgical, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISRG CUSIP 46120E602 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Craig H. Barratt Mgmt For For For
2 Elect Joseph C. Beery Mgmt For For For
3 Elect Gary S. Guthart Mgmt For For For
4 Elect Amal M. Johnson Mgmt For For For
5 Elect Don R. Kania Mgmt For For For
6 Elect Amy L. Ladd Mgmt For For For
7 Elect Keith R. Mgmt For For For
Leonard,
Jr.
8 Elect Alan J. Levy Mgmt For For For
9 Elect Jami Dover Mgmt For For For
Nachtsheim
10 Elect Mark J. Rubash Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2010 Mgmt For For For
Incentive Award
Plan
14 Elimination of Mgmt For For For
Supermajority
Requirements
15 Approval of Mgmt For For For
Shareholder Right to
Call a Special
Meeting
________________________________________________________________________________
Invacare Corporation
Ticker Security ID: Meeting Date Meeting Status
IVC CUSIP 461203101 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan H. Mgmt For For For
Alexander
1.2 Elect Julie A. Beck Mgmt For For For
1.3 Elect Petra Mgmt For For For
Danielsohn-Weil
1.4 Elect Diana S. Ferguson Mgmt For For For
1.5 Elect Marc M. Gibeley Mgmt For For For
1.6 Elect C. Martin Harris Mgmt For For For
1.7 Elect Matthew E. Mgmt For For For
Monaghan
1.8 Elect Clifford D. Mgmt For For For
Nastas
1.9 Elect Baiju R. Shah Mgmt For For For
2 Amendment to the 2018 Mgmt For Against Against
Equity Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Invesco Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVZ CUSIP G491BT108 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah E. Beshar Mgmt For For For
2 Elect Martin L. Mgmt For For For
Flanagan
3 Elect William F. Mgmt For For For
Glavin,
Jr.
4 Elect C. Robert Mgmt For For For
Henrikson
5 Elect Denis Kessler Mgmt For For For
6 Elect Sir Nigel Mgmt For For For
Sheinwald
7 Elect G. Richard Mgmt For For For
Wagoner,
Jr.
8 Elect Phoebe A. Wood Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Invesco Mortgage Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
IVR CUSIP 46131B100 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John S. Day Mgmt For For For
2 Elect Carolyn B. Mgmt For For For
Handlon
3 Elect Edward J. Hardin Mgmt For For For
4 Elect James R. Lientz, Mgmt For For For
Jr.
5 Elect Dennis P. Mgmt For For For
Lockhart
6 Elect Gregory G. Mgmt For For For
McGreevey
7 Elect Loren M. Starr Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Investar Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
ISTR CUSIP 46134L105 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M. Baker Mgmt For For For
1.2 Elect Thomas C. Mgmt For For For
Besselman,
Sr.
1.3 Elect James H. Boyce, Mgmt For For For
III
1.4 Elect Robert M. Boyce, Mgmt For For For
Sr.
1.5 Elect John J. D'Angelo Mgmt For For For
1.6 Elect William H. Mgmt For For For
Hidalgo,
Sr.
1.7 Elect Gordon H. Mgmt For For For
Joffrion,
III
1.8 Elect Robert Chris Mgmt For For For
Jordan
1.9 Elect David J. Mgmt For For For
Lukinovich
1.10 Elect Suzanne O. Mgmt For For For
Middleton
1.11 Elect Andrew C. Nelson Mgmt For For For
1.12 Elect Frank L. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Investors Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISBC CUSIP 46146L101 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis M. Bone Mgmt For For For
1.2 Elect Doreen R. Byrnes Mgmt For For For
1.3 Elect William V. Mgmt For For For
Cosgrove
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Investors Real Estate Trust
Ticker Security ID: Meeting Date Meeting Status
IRET CUSIP 461730400 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Caira Mgmt For For For
2 Elect Michael T. Dance Mgmt For For For
3 Elect Mark O. Decker, Mgmt For For For
Jr.
4 Elect Emily Nagle Green Mgmt For For For
5 Elect Linda Hall Mgmt For For For
6 Elect Terrance Maxwell Mgmt For For For
7 Elect John A. Schissel Mgmt For For For
8 Elect Mary J. Twinem Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2015 Mgmt For For For
Incentive
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Investors Title Company
Ticker Security ID: Meeting Date Meeting Status
ITIC CUSIP 461804106 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tammy F. Coley Mgmt For For For
1.2 Elect W. Morris Fine Mgmt For For For
1.3 Elect Richard M. Mgmt For For For
Hutson,
II
1.4 Elect Elton C. Parker, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Invitae Corporation
Ticker Security ID: Meeting Date Meeting Status
NVTA CUSIP 46185L103 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Geoffrey S. Mgmt For For For
Crouse
1.2 Elect Christine M. Mgmt For For For
Gorjanc
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Invitation Homes Inc.
Ticker Security ID: Meeting Date Meeting Status
INVH CUSIP 46187W107 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bryce Blair Mgmt For For For
1.2 Elect Dallas B. Tanner Mgmt For For For
1.3 Elect Jana Cohen Barbe Mgmt For For For
1.4 Elect Richard D. Mgmt For For For
Bronson
1.5 Elect Michael D. Mgmt For For For
Fascitelli
1.6 Elect Jeffrey E. Kelter Mgmt For For For
1.7 Elect Joseph D. Mgmt For For For
Margolis
1.8 Elect John B. Rhea Mgmt For For For
1.9 Elect J. Heidi Roizen Mgmt For For For
1.10 Elect Janice L. Sears Mgmt For For For
1.11 Elect William J. Stein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ionis Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
IONS CUSIP 462222100 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph H. Wender Mgmt For For For
1.2 Elect B. Lynne Parshall Mgmt For For For
1.3 Elect Spencer R. Mgmt For For For
Berthelsen
1.4 Elect Joan E. Herman Mgmt For For For
2 Amendment to the 2002 Mgmt For For For
Director Stock
Plan
3 Amendment to Stock Mgmt For For For
Option and Restricted
Stock Unit Awards of
Directors
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Iovance Biotherapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
IOVA CUSIP 462260100 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Iain Dukes Mgmt For For For
1.2 Elect Maria Fardis Mgmt For For For
1.3 Elect Athena Mgmt For For For
Countouriotis
1.4 Elect Ryan Maynard Mgmt For For For
1.5 Elect Merrill A. McPeak Mgmt For For For
1.6 Elect Wayne P. Rothbaum Mgmt For For For
1.7 Elect Michael Weiser Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of Annual Mgmt For For For
Frequency for
Advisory Vote on
Executive
Compensation
4 Amendment to the 2018 Mgmt For For For
Equity Incentive
Plan
5 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IPG Photonics Corporation
Ticker Security ID: Meeting Date Meeting Status
IPGP CUSIP 44980X109 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Valentin P. Mgmt For For For
Gapontsev
1.2 Elect Eugene A. Mgmt For For For
Shcherbakov
1.3 Elect Igor Samartsev Mgmt For For For
1.4 Elect Michael C. Child Mgmt For For For
1.5 Elect Gregory P. Mgmt For For For
Dougherty
1.6 Elect Catherine P. Lego Mgmt For For For
1.7 Elect Eric Meurice Mgmt For For For
1.8 Elect John R. Peeler Mgmt For For For
1.9 Elect Thomas J. Seifert Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Management
Diversity
Report
________________________________________________________________________________
IQVIA Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
IQV CUSIP 46266C105 04/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol J. Burt Mgmt For For For
1.2 Elect Colleen A. Mgmt For For For
Goggins
1.3 Elect Ronald A. Mgmt For For For
Rittenmeyer
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
iRhythm Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
IRTC CUSIP 450056106 06/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin M. King Mgmt For For For
1.2 Elect Raymond W. Scott Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Iridium Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
IRDM CUSIP 46269C102 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert H. Niehaus Mgmt For For For
1.2 Elect Thomas C. Mgmt For For For
Canfield
1.3 Elect Matthew J. Desch Mgmt For For For
1.4 Elect Thomas J. Mgmt For For For
Fitzpatrick
1.5 Elect Jane L. Harman Mgmt For For For
1.6 Elect Alvin B. Krongard Mgmt For For For
1.7 Elect Suzanne E. Mgmt For For For
McBride
1.8 Elect Eric T. Olson Mgmt For For For
1.9 Elect Steven B. Mgmt For For For
Pfeiffer
1.10 Elect Parker W. Rush Mgmt For For For
1.11 Elect Henrik O. Mgmt For For For
Schliemann
1.12 Elect Barry J. West Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
iRobot Corporation
Ticker Security ID: Meeting Date Meeting Status
IRBT CUSIP 462726100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Miller Mgmt For For For
2 Elect Elisha W. Finney Mgmt For For For
3 Elect Michelle V. Stacy Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Elimination of Mgmt For For For
Supermajority
Requirement
6 Repeal of Classified Mgmt For For For
Board
7 Amendment Regarding Mgmt For For For
Shareholders Ability
to Call Special
Meetings
8 Amendment to the 2018 Mgmt For For For
Stock Option and
Incentive
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Iron Mountain Incorporated
Ticker Security ID: Meeting Date Meeting Status
IRM CUSIP 46284V101 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jennifer Allerton Mgmt For For For
2 Elect Pamela M. Arway Mgmt For For For
3 Elect Clarke H. Bailey Mgmt For For For
4 Elect Kent P. Dauten Mgmt For For For
5 Elect Paul F. Deninger Mgmt For For For
6 Elect Monte Ford Mgmt For For For
7 Elect Per-Kristian Mgmt For For For
Halvorsen
8 Elect Robin L. Matlock Mgmt For For For
9 Elect William L. Meaney Mgmt For For For
10 Elect Wendy J. Murdock Mgmt For For For
11 Elect Walter C. Mgmt For For For
Rakowich
12 Elect Doyle R. Simons Mgmt For For For
13 Elect Alfred J. Mgmt For For For
Verrecchia
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ironwood Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
IRWD CUSIP 46333X108 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark G. Currie Mgmt For For For
1.2 Elect Jon R. Duane Mgmt For For For
1.3 Elect Mark Mallon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Isramco, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISRL CUSIP 465141406 10/22/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
iStar Inc.
Ticker Security ID: Meeting Date Meeting Status
STAR CUSIP 45031U101 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clifford De Souza Mgmt For For For
1.2 Elect Robin Josephs Mgmt For For For
1.3 Elect Richard J. Lieb Mgmt For For For
1.4 Elect Barry W. Ridings Mgmt For For For
1.5 Elect Anita Sands Mgmt For For For
1.6 Elect Jay Sugarman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Iteris, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITI CUSIP 46564T107 09/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Bergera Mgmt For For For
2 Elect Kevin C. Daly Mgmt For For For
3 Elect Scott E. Deeter Mgmt For For For
4 Elect Gerard M. Mooney Mgmt For For For
5 Elect Laura L. Siegal Mgmt For For For
6 Elect Thomas L. Thomas Mgmt For For For
7 Elect Mikel H. Williams Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
10 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Long-Term
Incentive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Itron, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jerome J. Lande Mgmt For For For
2 Elect Frank M. Jaehnert Mgmt For For For
3 Elect Gary E. Pruitt Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ITT Inc.
Ticker Security ID: Meeting Date Meeting Status
ITT CUSIP 45073V108 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Orlando D. Mgmt For For For
Ashford
2 Elect Geraud Darnis Mgmt For For For
3 Elect Don DeFosset, Jr. Mgmt For For For
4 Elect Nicholas C. Mgmt For For For
Fanandakis
5 Elect Richard P. Lavin Mgmt For For For
6 Elect Mario Longhi Mgmt For For For
7 Elect Rebecca A. Mgmt For For For
McDonald
8 Elect Timothy H. Powers Mgmt For For For
9 Elect Luca Savi Mgmt For For For
10 Elect Cheryl L. Shavers Mgmt For For For
11 Elect Sabrina Soussan Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
J&J Snack Foods Corp.
Ticker Security ID: Meeting Date Meeting Status
JJSF CUSIP 466032109 02/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerald B. Mgmt For Withhold Against
Shreiber
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
J. Alexander's Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
JAX CUSIP 46609J106 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl J. Grassi Mgmt For For For
1.2 Elect Frank R. Martire Mgmt For Withhold Against
1.3 Elect Raymond R. Quirk Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
________________________________________________________________________________
J.B. Hunt Transport Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
JBHT CUSIP 445658107 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas G. Duncan Mgmt For For For
2 Elect Francesca M. Mgmt For For For
Edwardson
3 Elect Wayne Garrison Mgmt For For For
4 Elect Sharilyn S. Mgmt For For For
Gasaway
5 Elect Gary C. George Mgmt For Against Against
6 Elect Bryan Hunt Mgmt For For For
7 Elect Gale V. King Mgmt For For For
8 Elect John N. Roberts Mgmt For For For
III
9 Elect James L. Robo Mgmt For For For
10 Elect Kirk Thompson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Plans to Reduce Total
Contribution to
Climate
Change
________________________________________________________________________________
J2 Global, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCOM CUSIP 48123V102 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard S. Mgmt For For For
Ressler
2 Elect Douglas Y. Bech Mgmt For For For
3 Elect Robert J. Cresci Mgmt For For For
4 Elect Sarah Fay Mgmt For For For
5 Elect W. Brian Kretzmer Mgmt For For For
6 Elect Jonathan F. Mgmt For For For
Miller
7 Elect Stephen Ross Mgmt For For For
8 Elect Vivek Shah Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Jabil Inc.
Ticker Security ID: Meeting Date Meeting Status
JBL CUSIP 466313103 01/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anousheh Ansari Mgmt For For For
1.2 Elect Martha F. Brooks Mgmt For For For
1.3 Elect Christopher S. Mgmt For For For
Holland
1.4 Elect Timothy L. Main Mgmt For For For
1.5 Elect Mark T. Mondello Mgmt For For For
1.6 Elect John C. Plant Mgmt For For For
1.7 Elect Steven A. Raymund Mgmt For For For
1.8 Elect Thomas A. Sansone Mgmt For For For
1.9 Elect David M. Stout Mgmt For For For
1.10 Elect Kathleen A. Mgmt For For For
Walters
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Jack Henry & Associates, Inc.
Ticker Security ID: Meeting Date Meeting Status
JKHY CUSIP 426281101 11/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Matthew C. Mgmt For For For
Flanigan
1.2 Elect John F. Prim Mgmt For For For
1.3 Elect Thomas H. Mgmt For For For
Wilson,
Jr.
1.4 Elect Jacque R. Fiegel Mgmt For For For
1.5 Elect Thomas A. Wimsett Mgmt For For For
1.6 Elect Laura G. Kelly Mgmt For For For
1.7 Elect Shruti S. Mgmt For For For
Miyashiro
1.8 Elect Wesley A. Brown Mgmt For For For
1.9 Elect David B. Foss Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jack in the Box Inc.
Ticker Security ID: Meeting Date Meeting Status
JACK CUSIP 466367109 02/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jean M. Birch Mgmt For For For
2 Elect Leonard A. Comma Mgmt For For For
3 Elect John P. Gainor Mgmt For For For
4 Elect David L. Goebel Mgmt For For For
5 Elect Sharon P. John Mgmt For For For
6 Elect Madeleine A. Mgmt For For For
Kleiner
7 Elect Michael W. Murphy Mgmt For For For
8 Elect James M. Myers Mgmt For For For
9 Elect David M. Tehle Mgmt For For For
10 Elect Vivien M. Yeung Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Jacobs Engineering Group Inc.
Ticker Security ID: Meeting Date Meeting Status
J CUSIP 469814107 01/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven J. Mgmt For For For
Demetriou
2 Elect Chris M.T. Mgmt For For For
Thompson
3 Elect Joseph R. Bronson Mgmt For For For
4 Elect Robert C. Mgmt For For For
Davidson,
Jr.
5 Elect Ralph E. Eberhart Mgmt For For For
6 Elect Georgette D. Mgmt For For For
Kiser
7 Elect Linda Fayne Mgmt For For For
Levinson
8 Elect Barbara L. Mgmt For For For
Loughran
9 Elect Robert A. Mgmt For For For
McNamara
10 Elect Peter J. Mgmt For For For
Robertson
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jagged Peak Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
JAG CUSIP 47009K107 01/09/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Parsley Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
James River Group Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
JRVR CUSIP G5005R107 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Adam Abram Mgmt For For For
1.2 Elect Robert P. Myron Mgmt For For For
1.3 Elect Michael T. Oakes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Janus Henderson Group plc
Ticker Security ID: Meeting Date Meeting Status
JHG CUSIP G4474Y214 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Kalpana Desai Mgmt For For For
3 Elect Jeffrey J. Mgmt For For For
Diermeier
4 Elect Kevin Dolan Mgmt For For For
5 Elect Eugene Flood, Jr. Mgmt For For For
6 Elect Richard Mgmt For For For
Gillingwater
7 Elect Lawrence E. Mgmt For For For
Kochard
8 Elect Glenn S. Schafer Mgmt For For For
9 Elect Angela Mgmt For For For
Seymour-Jackson
10 Elect Richard M. Weil Mgmt For For For
11 Elect Tatsusaburo Mgmt For For For
Yamamoto
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Mgmt For For For
Repurchase
CDIs
________________________________________________________________________________
Jazz Pharmaceuticals Public Limited Company
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul L. Berns Mgmt For For For
2 Elect Patrick G. Mgmt For For For
Enright
3 Elect Seamus C. Mgmt For For For
Mulligan
4 Elect Norbert G. Riedel Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
JBG SMITH Properties
Ticker Security ID: Meeting Date Meeting Status
JBGS CUSIP 46590V100 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott A. Estes Mgmt For For For
2 Elect Alan Forman Mgmt For For For
3 Elect Michael J. Mgmt For For For
Glosserman
4 Elect Charles E. Mgmt For For For
Haldeman,
Jr.
5 Elect Matthew Kelly Mgmt For For For
6 Elect Alisa M. Mall Mgmt For For For
7 Elect Carol A. Melton Mgmt For For For
8 Elect William J. Mulrow Mgmt For For For
9 Elect Steven Roth Mgmt For For For
10 Elect Ellen Shuman Mgmt For For For
11 Elect Robert A. Stewart Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jefferies Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JEF CUSIP 47233W109 04/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Barry J. Alperin Mgmt For For For
3 Elect Robert D. Beyer Mgmt For For For
4 Elect Francisco L. Mgmt For For For
Borges
5 Elect Brian P. Friedman Mgmt For For For
6 Elect MaryAnne Mgmt For For For
Gilmartin
7 Elect Richard B. Mgmt For For For
Handler
8 Elect Robert E. Joyal Mgmt For For For
9 Elect Jacob M. Katz Mgmt For For For
10 Elect Michael T. O'Kane Mgmt For For For
11 Elect Stuart H. Reese Mgmt For For For
12 Elect Joseph S. Mgmt For For For
Steinberg
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
JELD-WEN Holding Inc.
Ticker Security ID: Meeting Date Meeting Status
JELD CUSIP 47580P103 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2.1 Elect Suzanne Stefany Mgmt For For For
2.2 Elect Bruce Taten Mgmt For For For
2.3 Elect Roderick Wendt Mgmt For For For
3 Elimination of Mgmt For For For
Supermajority
Requirement
4 Restoration of Right Mgmt For For For
to Call a Special
Meeting
5 Permit Shareholders to Mgmt For For For
Act by Written
Consent
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jernigan Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCAP CUSIP 476405105 02/20/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Management Mgmt For For For
Internalization
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Jernigan Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCAP CUSIP 476405105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Good Mgmt For For For
1.2 Elect Mark O. Decker Mgmt For For For
1.3 Elect Rebecca Owen Mgmt For For For
1.4 Elect Howard A. Silver Mgmt For For For
1.5 Elect Harry J. Thie Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
JetBlue Airways Corporation
Ticker Security ID: Meeting Date Meeting Status
JBLU CUSIP 477143101 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect B. Ben Baldanza Mgmt For For For
2 Elect Peter Boneparth Mgmt For For For
3 Elect Virginia Gambale Mgmt For For For
4 Elect Robin Hayes Mgmt For For For
5 Elect Ellen Jewett Mgmt For For For
6 Elect Robert Ledluc Mgmt For For For
7 Elect Teri P. McClure Mgmt For For For
8 Elect Sarah Robb Mgmt For For For
O'Hagan
9 Elect Vivek Sharma Mgmt For For For
10 Elect Thomas Winkelmann Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Omnibus Equity
Incentive
Plan
13 Approval of the 2020 Mgmt For For For
Crewmember Stock
Purchase
Plan
14 Ratification of Auditor Mgmt For For For
15 Amend Shareholder Mgmt For For For
Right to Call Special
Meeting
16 Amend Shareholder Mgmt For For For
Right to Act by
Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
John B. Sanfilippo & Son, Inc.
Ticker Security ID: Meeting Date Meeting Status
JBSS CUSIP 800422107 10/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jim Edgar Mgmt For For For
1.2 Elect Ellen C. Taaffe Mgmt For For For
1.3 Elect Daniel M. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
John Bean Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
JBT CUSIP 477839104 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara L. Mgmt For For For
Brasier
2 Elect Thomas W. Mgmt For For For
Giacomini
3 Elect Polly B. Kawalek Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
John Wiley & Sons, Inc.
Ticker Security ID: Meeting Date Meeting Status
JW.A CUSIP 968223206 09/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Beth A. Birnbaum Mgmt For For For
1.2 Elect David C. Dobson Mgmt For For For
1.3 Elect William Pence Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary C. Beckerle Mgmt For For For
2 Elect D. Scott Davis Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Jennifer A. Mgmt For For For
Doudna
5 Elect Alex Gorsky Mgmt For For For
6 Elect Marillyn A. Mgmt For For For
Hewson
7 Elect Hubert Joly Mgmt For For For
8 Elect Mark B. McClellan Mgmt For For For
9 Elect Anne M. Mulcahy Mgmt For For For
10 Elect Charles Prince Mgmt For For For
11 Elect A. Eugene Mgmt For For For
Washington
12 Elect Mark A. Mgmt For For For
Weinberger
13 Elect Ronald A. Mgmt For For For
Williams
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Removal of Directors Mgmt For For For
Without
Cause
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
18 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Report on
Response to Opioid
Epidemic
________________________________________________________________________________
Johnson Controls International plc
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP G51502105 03/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jean S. Blackwell Mgmt For For For
2 Elect Pierre E. Cohade Mgmt For For For
3 Elect Michael E. Mgmt For For For
Daniels
4 Elect Juan Pablo del Mgmt For For For
Valle
Perochena
5 Elect W. Roy Dunbar Mgmt For For For
6 Elect Gretchen R. Mgmt For For For
Haggerty
7 Elect Simone Menne Mgmt For For For
8 Elect George R. Oliver Mgmt For For For
9 Elect Carl Jurgen Mgmt For For For
Tinggren
10 Elect Mark P. Vergnano Mgmt For For For
11 Elect R. David Yost Mgmt For For For
12 Elect John D. Young Mgmt For For For
13 Ratification of Mgmt For For For
PricewaterhouseCoopers
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Set Price Mgmt For For For
Range for Re-Issuance
of Treasury
Shares
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Johnson Outdoors Inc.
Ticker Security ID: Meeting Date Meeting Status
JOUT CUSIP 479167108 02/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terry E. London Mgmt For For For
1.2 Elect John M. Fahey, Mgmt For For For
Jr.
1.3 Elect William D. Perez Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For Against Against
Long-Term Stock
Incentive
Plan
________________________________________________________________________________
Jones Lang LaSalle Incorporated
Ticker Security ID: Meeting Date Meeting Status
JLL CUSIP 48020Q107 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hugo Bague Mgmt For For For
2 Elect Matthew Carter, Mgmt For For For
Jr.
3 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
4 Elect Ming Lu Mgmt For For For
5 Elect Bridget Macaskill Mgmt For For For
6 Elect Deborah H. Mgmt For For For
McAneny
7 Elect Siddharth N. Mgmt For For For
Mehta
8 Elect Martin H. Nesbitt Mgmt For For For
9 Elect Jeetendra I. Mgmt For For For
Patel
10 Elect Sheila A. Penrose Mgmt For For For
11 Elect Ann Marie Petach Mgmt For For For
12 Elect Christian Ulbrich Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jounce Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
JNCE CUSIP 481116101 06/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Perry A. Karsen Mgmt For For For
1.2 Elect Richard Murray Mgmt For For For
1.3 Elect Cary G. Pfeffer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda B. Bammann Mgmt For For For
2 Elect Stephen B. Burke Mgmt For For For
3 Elect Todd A. Combs Mgmt For For For
4 Elect James S. Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Timothy P. Flynn Mgmt For For For
7 Elect Mellody Hobson Mgmt For For For
8 Elect Michael A. Neal Mgmt For For For
9 Elect Lee R. Raymond Mgmt For For For
10 Elect Virginia M. Mgmt For For For
Rometty
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Oil Sands
and Arctic Oil and
Gas Reputational Risk
Report
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Aligning
GHG Reductions with
Paris
Agreement
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
Disclosure
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender and Racial Pay
Equity
Report
________________________________________________________________________________
Juniper Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
JNPR CUSIP 48203R104 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary J. Daichendt Mgmt For For For
2 Elect Anne DelSanto Mgmt For For For
3 Elect Kevin A. DeNuccio Mgmt For For For
4 Elect James Dolce Mgmt For For For
5 Elect Christine M. Mgmt For For For
Gorjanc
6 Elect Janet B. Haugen Mgmt For For For
7 Elect Scott Kriens Mgmt For For For
8 Elect Rahul Merchant Mgmt For For For
9 Elect Rami Rahim Mgmt For For For
10 Elect William Stensrud Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
K12 Inc.
Ticker Security ID: Meeting Date Meeting Status
LRN CUSIP 48273U102 12/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Aida M. Alvarez Mgmt For For For
1.2 Elect Craig R. Barrett Mgmt For For For
1.3 Elect Guillermo Bron Mgmt For For For
1.4 Elect Robert L. Cohen Mgmt For For For
1.5 Elect Nathaniel A. Mgmt For For For
Davis
1.6 Elect John M. Engler Mgmt For For For
1.7 Elect Steven B. Fink Mgmt For For For
1.8 Elect Robert E. Mgmt For For For
Knowling,
Jr.
1.9 Elect Liza McFadden Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kadant Inc.
Ticker Security ID: Meeting Date Meeting Status
KAI CUSIP 48282T104 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John M. Albertine Mgmt For For For
2 Elect Thomas C. Leonard Mgmt For For For
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Restricted Stock Units Mgmt For For For
Grant for
Non-Employee
Directors
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kadmon Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
KDMN CUSIP 48283N106 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harlan W. Waksal Mgmt For For For
1.2 Elect Tasos G. Mgmt For For For
Konidaris
1.3 Elect Eugene A. Bauer Mgmt For For For
1.4 Elect Cynthia L. Mgmt For For For
Schwalm
1.5 Elect David E. Cohen Mgmt For For For
1.6 Elect Arthur S. Kirsch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kaiser Aluminum Corporation
Ticker Security ID: Meeting Date Meeting Status
KALU CUSIP 483007704 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack A. Hockema Mgmt For For For
1.2 Elect Lauralee E. Mgmt For For For
Martin
1.3 Elect Brett E. Wilcox Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kala Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
KALA CUSIP 483119103 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Paull Mgmt For Withhold Against
1.2 Elect Howard B. Rosen Mgmt For For For
1.3 Elect Rajeev Shah Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2017 Mgmt For Against Against
Equity Incentive
Plan
________________________________________________________________________________
Kaman Corporation
Ticker Security ID: Meeting Date Meeting Status
KAMN CUSIP 483548103 04/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George E. Minnich Mgmt For For For
2 Elect Thomas W. Rabaut Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kansas City Southern
Ticker Security ID: Meeting Date Meeting Status
KSU CUSIP 485170302 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lydia I. Beebe Mgmt For For For
2 Elect Lu M. Cordova Mgmt For For For
3 Elect Robert J. Druten Mgmt For For For
4 Elect Antonio O. Mgmt For For For
Garza,
Jr.
5 Elect David Francisco Mgmt For For For
Garza-Santos
6 Elect Janet H. Kennedy Mgmt For For For
7 Elect Mitchell J. Krebs Mgmt For For For
8 Elect Henry J Maier Mgmt For For For
9 Elect Thomas A. Mgmt For For For
McDonnell
10 Elect Patrick J. Mgmt For For For
Ottensmeyer
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
KAR Auction Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
KAR CUSIP 48238T109 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Mgmt For For For
DiDomenico
2 Elect Carmel Galvin Mgmt For For For
3 Elect James P. Hallett Mgmt For For For
4 Elect Mark E. Hill Mgmt For For For
5 Elect J. Mark Howell Mgmt For For For
6 Elect Stefan Jacoby Mgmt For For For
7 Elect Michael T. Mgmt For For For
Kestner
8 Elect Mary Ellen Smith Mgmt For For For
9 Elect Stephen E. Smith Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Karuna Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
KRTX CUSIP 48576A100 06/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heather Preston Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Karyopharm Therapeutics Inc.
Ticker Security ID: Meeting Date Meeting Status
KPTI CUSIP 48576U106 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry E. Greene Mgmt For For For
1.2 Elect Mansoor Raza Mgmt For For For
Mirza
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
KB Home
Ticker Security ID: Meeting Date Meeting Status
KBH CUSIP 48666K109 04/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dorene C. Mgmt For For For
Dominguez
2 Elect Timothy W. Mgmt For For For
Finchem
3 Elect Stuart A. Gabriel Mgmt For For For
4 Elect Thomas W. Mgmt For For For
Gilligan
5 Elect Kenneth M. Mgmt For For For
Jastrow
II
6 Elect Robert L. Johnson Mgmt For For For
7 Elect Melissa B. Lora Mgmt For For For
8 Elect Jeffrey T. Mezger Mgmt For For For
9 Elect James C. Weaver Mgmt For For For
10 Elect Michael M. Wood Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
KBR, Inc.
Ticker Security ID: Meeting Date Meeting Status
KBR CUSIP 48242W106 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark E. Baldwin Mgmt For For For
2 Elect James R. Mgmt For For For
Blackwell
3 Elect Stuart J. B. Mgmt For For For
Bradie
4 Elect Lynn A. Dugle Mgmt For For For
5 Elect Lester L. Lyles Mgmt For For For
6 Elect Wendy M. Masiello Mgmt For For For
7 Elect Jack B. Moore Mgmt For For For
8 Elect Ann D. Pickard Mgmt For For For
9 Elect Umberto della Mgmt For For For
Sala
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Keane Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRAC CUSIP 48669A108 10/22/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 C&J Transaction Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Kearny Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
KRNY CUSIP 48716P108 10/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John J. Mazur, Mgmt For For For
Jr.
1.2 Elect Matthew T. Mgmt For For For
McClane
1.3 Elect John F. McGovern Mgmt For For For
1.4 Elect Raymond E. Mgmt For For For
Chandonnet
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephanie A. Mgmt For For For
Burns
2 Elect Steve A. Mgmt For For For
Cahillane
3 Elect Richard W. Mgmt For For For
Dreiling
4 Elect La June Mgmt For For For
Montgomery
Tabron
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
8 Repeal of Classified Mgmt For For For
Board
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
KEMET Corporation
Ticker Security ID: Meeting Date Meeting Status
KEM CUSIP 488360207 02/20/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
KEMET Corporation
Ticker Security ID: Meeting Date Meeting Status
KEM CUSIP 488360207 07/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jacob Kotzubei Mgmt For For For
2 Elect Robert G. Paul Mgmt For For For
3 Elect Yasuko Matsumoto Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kemper Corporation
Ticker Security ID: Meeting Date Meeting Status
KMPR CUSIP 488401100 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Teresa A. Canida Mgmt For For For
2 Elect George N. Cochran Mgmt For For For
3 Elect Kathleen M. Mgmt For For For
Cronin
4 Elect Lacy M. Johnson Mgmt For For For
5 Elect Robert J. Joyce Mgmt For For For
6 Elect Joseph P. Mgmt For For For
Lacher,
Jr.
7 Elect Gerald Laderman Mgmt For For For
8 Elect Christopher B. Mgmt For For For
Sarofim
9 Elect David P. Storch Mgmt For For For
10 Elect Susan D. Whiting Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2020 Mgmt For For For
Omnibus Equity
Plan
________________________________________________________________________________
Kennametal Inc.
Ticker Security ID: Meeting Date Meeting Status
KMT CUSIP 489170100 10/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph Alvarado Mgmt For For For
1.2 Elect Cindy L. Davis Mgmt For For For
1.3 Elect William J. Harvey Mgmt For For For
1.4 Elect William M. Mgmt For For For
Lambert
1.5 Elect Lorraine M. Mgmt For For For
Martin
1.6 Elect Timothy R. Mgmt For For For
McLevish
1.7 Elect Sagar A. Patel Mgmt For For For
1.8 Elect Christopher Rossi Mgmt For For For
1.9 Elect Lawrence W. Mgmt For For For
Stranghoener
1.10 Elect Steven H. Wunning Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kennedy-Wilson Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
KW CUSIP 489398107 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Todd Boehly Mgmt For For For
2 Elect David A. Minella Mgmt For For For
3 Elect Mary Ricks Mgmt For For For
4 Elect Sanaz Zaimi Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Keurig Dr Pepper Inc.
Ticker Security ID: Meeting Date Meeting Status
KDP CUSIP 49271V100 06/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert J. Gamgort Mgmt For For For
2 Elect Olivier Goudet Mgmt For For For
3 Elect Peter Harf Mgmt For Against Against
4 Elect Genevieve Hovde Mgmt For For For
5 Elect Anna-Lena Mgmt For For For
Kamenetzky
6 Elect Paul S. Michaels Mgmt For For For
7 Elect Pamela H. Patsley Mgmt For For For
8 Elect Gerhard Pleuhs Mgmt For For For
9 Elect Fabien Simon Mgmt For For For
10 Elect Robert S. Singer Mgmt For For For
11 Elect Dirk Van de Put Mgmt For For For
12 Elect Larry D. Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce D. Mgmt For For For
Broussard
2 Elect Gary M. Crosby Mgmt For For For
3 Elect Alexander M. Mgmt For For For
Cutler
4 Elect H. James Dallas Mgmt For For For
5 Elect Elizabeth R. Gile Mgmt For For For
6 Elect Ruth Ann M. Mgmt For For For
Gillis
7 Elect Christopher M. Mgmt For For For
Gorman
8 Elect Carlton L. Mgmt For For For
Highsmith
9 Elect Richard J. Hipple Mgmt For For For
10 Elect Kristen L. Manos Mgmt For For For
11 Elect Barbara R. Snyder Mgmt For For For
12 Elect David K. Wilson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Keysight Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
KEYS CUSIP 49338L103 03/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul N. Clark Mgmt For For For
2 Elect Richard Hamada Mgmt For For For
3 Elect Paul A. Lacouture Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kforce Inc.
Ticker Security ID: Meeting Date Meeting Status
KFRC CUSIP 493732101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ann E. Dunwoody Mgmt For For For
1.2 Elect N. John Simmons, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Kilroy Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
KRC CUSIP 49427F108 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Kilroy Mgmt For For For
2 Elect Edward Brennan Mgmt For For For
3 Elect Jolie Hunt Mgmt For For For
4 Elect Scott Ingraham Mgmt For For For
5 Elect Gary Stevenson Mgmt For For For
6 Elect Peter Stoneberg Mgmt For For For
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 Amendment to the 2006 Mgmt For For For
Incentive Award
Plan
9 Increase of Authorized Mgmt For For For
Common
Stock
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kimball Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
KE CUSIP 49428J109 11/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Holly A. Van Mgmt For For For
Deursen
1.2 Elect Michele M. Mgmt For For For
Holcomb
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2014 Mgmt For For For
Stock Option and
Incentive
Plan
5 Approval of the 2019 Mgmt For For For
Profit Sharing
Incentive Bonus
Plan
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Adoption of Majority Mgmt For For For
Vote for Uncontested
Elections of
Directors
________________________________________________________________________________
Kimball International, Inc.
Ticker Security ID: Meeting Date Meeting Status
KBAL CUSIP 494274103 10/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick E. Mgmt For For For
Connolly
2 Elect Kimberly K. Ryan Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kimberly-Clark Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abelardo E. Bru Mgmt For For For
2 Elect Robert W. Decherd Mgmt For For For
3 Elect Michael D. Hsu Mgmt For For For
4 Elect Mae C. Jemison Mgmt For For For
5 Elect S. Todd Maclin Mgmt For For For
6 Elect Sherilyn S. McCoy Mgmt For For For
7 Elect Christa Quarles Mgmt For For For
8 Elect Ian C. Read Mgmt For For For
9 Elect Dunia A. Shive Mgmt For For For
10 Elect Mark T. Smucker Mgmt For For For
11 Elect Michael D. White Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Kimco Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
KIM CUSIP 49446R109 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Milton Cooper Mgmt For For For
2 Elect Philip E. Mgmt For For For
Coviello
3 Elect Conor C. Flynn Mgmt For For For
4 Elect Frank Lourenso Mgmt For For For
5 Elect Colombe M. Mgmt For For For
Nicholas
6 Elect Mary Hogan Mgmt For For For
Preusse
7 Elect Valerie Mgmt For For For
Richardson
8 Elect Richard B. Mgmt For For For
Saltzman
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Approval of the 2020 Mgmt For For For
Equity Participation
Plan
________________________________________________________________________________
Kinder Morgan, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMI CUSIP 49456B101 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Kinder Mgmt For For For
2 Elect Steven J. Kean Mgmt For For For
3 Elect Kimberly A. Dang Mgmt For For For
4 Elect Ted A. Gardner Mgmt For For For
5 Elect Anthony W. Hall, Mgmt For For For
Jr.
6 Elect Gary L. Hultquist Mgmt For For For
7 Elect Ronald L. Kuehn, Mgmt For For For
Jr.
8 Elect Deborah A. Mgmt For For For
Macdonald
9 Elect Michael C. Morgan Mgmt For For For
10 Elect Arthur C. Mgmt For For For
Reichstetter
11 Elect Fayez S. Sarofim Mgmt For For For
12 Elect C. Park Shaper Mgmt For For For
13 Elect William A. Smith Mgmt For For For
14 Elect Joel V. Staff Mgmt For For For
15 Elect Robert F. Vagt Mgmt For For For
16 Elect Perry M. Waughtal Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kindred Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
KIN CUSIP 494577109 06/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ernest Mario Mgmt For Against Against
2 Elect Herbert Mgmt For Against Against
Montgomery
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2018 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Kingstone Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
KINS CUSIP 496719105 08/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry Goldstein Mgmt For For For
1.2 Elect Dale A. Thatcher Mgmt For For For
1.3 Elect Jay M. Haft Mgmt For For For
1.4 Elect Floyd R. Tupper Mgmt For For For
1.5 Elect William L. Yankus Mgmt For For For
1.6 Elect Carla A. D'Andre Mgmt For For For
1.7 Elect Timothy P. Mgmt For For For
McFadden
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Kiniksa Pharmaceuticals, Ltd.
Ticker Security ID: Meeting Date Meeting Status
KNSA CUSIP G5269C101 06/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen R. Biggar Mgmt For For For
2 Elect Barry D. Quart Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kinsale Capital Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
KNSL CUSIP 49714P108 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael P. Kehoe Mgmt For For For
2 Elect Steven J. Mgmt For For For
Bensinger
3 Elect Anne C. Mgmt For For For
Kronenberg
4 Elect Robert Mgmt For For For
Lippincott
III
5 Elect James J. Ritchie Mgmt For For For
6 Elect Frederick L. Mgmt For For For
Russell,
Jr.
7 Elect Gregory M. Share Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kirby Corporation
Ticker Security ID: Meeting Date Meeting Status
KEX CUSIP 497266106 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard J. Alario Mgmt For For For
2 Elect David W. Mgmt For For For
Grzebinski
3 Elect Richard R. Mgmt For For For
Stewart
4 Elect Tanya S. Beder Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kite Realty Group Trust
Ticker Security ID: Meeting Date Meeting Status
KRG CUSIP 49803T300 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John A. Kite Mgmt For For For
2 Elect William E. Mgmt For For For
Bindley
3 Elect Victor J. Coleman Mgmt For For For
4 Elect Lee A. Daniels Mgmt For For For
5 Elect Christie B. Kelly Mgmt For For For
6 Elect David R. O'Reilly Mgmt For For For
7 Elect Barton R. Mgmt For For For
Peterson
8 Elect Charles H. Mgmt For For For
Wurtzebach
9 Elect Caroline L. Young Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Amendment Regarding Mgmt For For For
Shareholder Right to
Amend
Bylaws
________________________________________________________________________________
KKR Real Estate Finance Trust Inc.
Ticker Security ID: Meeting Date Meeting Status
KREF CUSIP 48251K100 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terrance R. Ahern Mgmt For For For
1.2 Elect Irene M. Esteves Mgmt For For For
1.3 Elect Todd A. Fisher Mgmt For For For
1.4 Elect Jonathan A. Mgmt For For For
Langer
1.5 Elect Christen E.J. Lee Mgmt For For For
1.6 Elect Paula B. Madoff Mgmt For For For
1.7 Elect Deborah H. Mgmt For For For
McAneny
1.8 Elect Ralph F. Mgmt For Withhold Against
Rosenberg
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
KLA Corporation
Ticker Security ID: Meeting Date Meeting Status
KLAC CUSIP 482480100 11/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward W. Mgmt For For For
Barnholt
2 Elect Robert M. Mgmt For For For
Calderoni
3 Elect Jeneanne Hanley Mgmt For For For
4 Elect Emiko Higashi Mgmt For For For
5 Elect Kevin J. Kennedy Mgmt For For For
6 Elect Gary B. Moore Mgmt For For For
7 Elect Kiran M. Patel Mgmt For For For
8 Elect Victor Peng Mgmt For For For
9 Elect Robert A. Rango Mgmt For For For
10 Elect Richard P. Mgmt For For For
Wallace
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
KLX Energy Services Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
KLXE CUSIP 48253L106 08/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard G. Mgmt For For For
Hamermesh
1.2 Elect Theodore L. Weise Mgmt For For For
1.3 Elect John T. Whates Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Knight-Swift Transportation Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
KNX CUSIP 499049104 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Jackson Mgmt For For For
1.2 Elect Kevin P. Knight Mgmt For For For
1.3 Elect Roberta Roberts Mgmt For For For
Shank
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Amendment to the 2014 Mgmt For For For
Omnibus
Plan
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Knoll, Inc.
Ticker Security ID: Meeting Date Meeting Status
KNL CUSIP 498904200 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew B. Cogan Mgmt For For For
1.2 Elect Stephen F. Fisher Mgmt For For For
1.3 Elect Sarah E. Nash Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Knowles Corporation
Ticker Security ID: Meeting Date Meeting Status
KN CUSIP 49926D109 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Keith L. Barnes Mgmt For For For
2 Elect Hermann Eul Mgmt For For For
3 Elect Donald Macleod Mgmt For For For
4 Elect Jeffrey S. Niew Mgmt For For For
5 Elect Cheryl L. Shavers Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
9 Amendment to the Mgmt For Against Against
Equity and Cash
Incentive
Plan
________________________________________________________________________________
Kodiak Sciences Inc
Ticker Security ID: Meeting Date Meeting Status
KOD CUSIP 50015M109 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Taiyin Yang Mgmt For For For
1.2 Elect Bassil I. Dahiyat Mgmt For For For
1.3 Elect Charles A. Mgmt For For For
Bancroft
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kohl's Corporation
Ticker Security ID: Meeting Date Meeting Status
KSS CUSIP 500255104 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Bender Mgmt For For For
2 Elect Peter Boneparth Mgmt For For For
3 Elect Steven A. Burd Mgmt For For For
4 Elect Yael Cosset Mgmt For For For
5 Elect H. Charles Floyd Mgmt For For For
6 Elect Michelle D. Gass Mgmt For For For
7 Elect Jonas Prising Mgmt For For For
8 Elect John E. Schlifske Mgmt For For For
9 Elect Adrianne Shapira Mgmt For For For
10 Elect Frank V. Sica Mgmt For For For
11 Elect Stephanie A. Mgmt For For For
Streeter
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
________________________________________________________________________________
Kontoor Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
KTB CUSIP 50050N103 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Juliana L. Chugg Mgmt For For For
1.2 Elect Shelley Stewart, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Koppers Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
KOP CUSIP 50060P106 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leroy M. Ball Mgmt For For For
2 Elect Sharon Feng Mgmt For For For
3 Elect Traci L. Jensen Mgmt For For For
4 Elect David L. Motley Mgmt For For For
5 Elect Albert J. Mgmt For For For
Neupaver
6 Elect Louis L. Testoni Mgmt For For For
7 Elect Stephen R. Tritch Mgmt For For For
8 Elect Sonja M. Mgmt For For For
Wilkerson
9 Approval of the 2020 Mgmt For Against Against
Long Term Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Korn Ferry
Ticker Security ID: Meeting Date Meeting Status
KFY CUSIP 500643200 10/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Doyle N. Beneby Mgmt For For For
2 Elect Gary D. Burnison Mgmt For For For
3 Elect Christina A. Gold Mgmt For For For
4 Elect Len J. Lauer Mgmt For For For
5 Elect Jerry P. Leamon Mgmt For For For
6 Elect Angel R. Martinez Mgmt For For For
7 Elect Debra J. Perry Mgmt For For For
8 Elect Lori J. Robinson Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Kosmos Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
KOS CUSIP 500688106 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew G. Inglis Mgmt For For For
2 Elect Richard B. Mgmt For For For
Dearlove
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Kraton Corporation
Ticker Security ID: Meeting Date Meeting Status
KRA CUSIP 50077C106 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dominique Mgmt For For For
Fournier
1.2 Elect John J. Mgmt For For For
Gallagher,
III
1.3 Elect Billie I. Mgmt For For For
Williamson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2016 Mgmt For For For
Equity Cash Incentive
Plan
________________________________________________________________________________
Kratos Defense & Security Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
KTOS CUSIP 50077B207 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott Anderson Mgmt For Withhold Against
1.2 Elect Eric DeMarco Mgmt For For For
1.3 Elect William Hoglund Mgmt For Withhold Against
1.4 Elect Scot Jarvis Mgmt For Withhold Against
1.5 Elect Jane Judd Mgmt For For For
1.6 Elect Samuel Liberatore Mgmt For Withhold Against
1.7 Elect Amy Zegart Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2014 Mgmt For For For
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kronos Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
KRO CUSIP 50105F105 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Loretta J. Feehan Mgmt For For For
1.2 Elect Robert D. Graham Mgmt For For For
1.3 Elect John E. Harper Mgmt For For For
1.4 Elect Meredith W. Mgmt For For For
Mendes
1.5 Elect Cecil H. Moore, Mgmt For For For
Jr.
1.6 Elect Thomas P. Mgmt For For For
Stafford
1.7 Elect R. Gerald Turner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Krystal Biotech, Inc.
Ticker Security ID: Meeting Date Meeting Status
KRYS CUSIP 501147102 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Krish S. Krishnan Mgmt For For For
1.2 Elect Kirti Ganorkar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kura Oncology, Inc.
Ticker Security ID: Meeting Date Meeting Status
KURA CUSIP 50127T109 06/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven H. Stein Mgmt For For For
1.2 Elect Mary T. Szela Mgmt For For For
1.3 Elect Diane L. Parks Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
KVH Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
KVHI CUSIP 482738101 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Dodez Mgmt For For For
2 Elect Danelle M. Mgmt For For For
Barrett
3 Amendment to the 2016 Mgmt For Against Against
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
L Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LB CUSIP 501797104 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elimination of Mgmt For For For
Supermajority
Requirements
2 Repeal of Classified Mgmt For For For
Board
3 Elect Donna A. James Mgmt For For For
4 Elect Michael G. Morris Mgmt For For For
5 Elect Robert Mgmt For For For
Schottenstein
6 Ratification of Auditor Mgmt For For For
7 Approval of the 2020 Mgmt For For For
Stock Option and
Performance Incentive
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
L.B. Foster Company
Ticker Security ID: Meeting Date Meeting Status
FSTR CUSIP 350060109 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert P. Bauer Mgmt For For For
1.2 Elect Lee B. Foster II Mgmt For For For
1.3 Elect Dirk Junge Mgmt For For For
1.4 Elect Diane B. Owen Mgmt For For For
1.5 Elect Robert S. Mgmt For For For
Purgason
1.6 Elect William H. Mgmt For For For
Rackoff
1.7 Elect Suzanne B. Mgmt For For For
Rowland
1.8 Elect Bradley S. Vizi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
L3Harris Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LHX CUSIP 502431109 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sallie B. Bailey Mgmt For For For
2 Elect William M. Brown Mgmt For For For
3 Elect Peter W. Mgmt For For For
Chiarelli
4 Elect Thomas A. Mgmt For For For
Corcoran
5 Elect Thomas A. Dattilo Mgmt For For For
6 Elect Roger Fradin Mgmt For For For
7 Elect Lewis Hay III Mgmt For For For
8 Elect Lewis Kramer Mgmt For For For
9 Elect Christopher E. Mgmt For For For
Kubasik
10 Elect Rita S. Lane Mgmt For For For
11 Elect Robert B. Millard Mgmt For For For
12 Elect Lloyd W. Newton Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Elimination of Mgmt For For For
Supermajority Voting
and "Fair Price"
Requirement for
Business Combinations
Involving Interested
Shareholders
16 Amendment Regarding Mgmt For For For
the Elimination of
the Anti-Greenmail
Provision
17 Elimination of Mgmt For For For
Cumulative Voting
Provision
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
L3Harris Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LHX CUSIP 502431109 10/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sallie B. Bailey Mgmt For For For
2 Elect William M. Brown Mgmt For For For
3 Elect Peter W. Mgmt For For For
Chiarelli
4 Elect Thomas A. Mgmt For For For
Corcoran
5 Elect Thomas A. Dattilo Mgmt For For For
6 Elect Roger Fradin Mgmt For For For
7 Elect Lewis Hay III Mgmt For For For
8 Elect Lewis Kramer Mgmt For For For
9 Elect Christopher E. Mgmt For For For
Kubasik
10 Elect Rita S. Lane Mgmt For For For
11 Elect Robert B. Millard Mgmt For For For
12 Elect Lloyd W. Newton Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
La Jolla Pharmaceutical Company
Ticker Security ID: Meeting Date Meeting Status
LJPC CUSIP 503459604 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin C. Tang Mgmt For For For
2 Elect Craig A. Johnson Mgmt For For For
3 Elect Laura Johnson Mgmt For For For
4 Elect David A. Ramsay Mgmt For For For
5 Elect Robert H. Rosen Mgmt For For For
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
La Jolla Pharmaceutical Company
Ticker Security ID: Meeting Date Meeting Status
LJPC CUSIP 503459604 10/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George F. Mgmt For For For
Tidmarsh
1.2 Elect Kevin C. Tang Mgmt For For For
1.3 Elect Laura Johnson Mgmt For For For
Douglass
1.4 Elect Craig A. Johnson Mgmt For For For
1.5 Elect David A. Ramsay Mgmt For For For
1.6 Elect Robert H. Rosen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2013 Mgmt For Against Against
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
La-Z-Boy Incorporated
Ticker Security ID: Meeting Date Meeting Status
LZB CUSIP 505336107 08/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kurt L. Darrow Mgmt For For For
1.2 Elect Sarah M. Mgmt For For For
Gallagher
1.3 Elect Edwin J. Holman Mgmt For For For
1.4 Elect Janet E. Kerr Mgmt For For For
1.5 Elect Michael T. Lawton Mgmt For For For
1.6 Elect H. George Levy Mgmt For For For
1.7 Elect W. Alan Mgmt For For For
McCollough
1.8 Elect Rebecca L. Mgmt For For For
O'Grady
1.9 Elect Lauren B. Peters Mgmt For For For
1.10 Elect Nido R. Qubein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Laboratory Corporation of America Holdings
Ticker Security ID: Meeting Date Meeting Status
LH CUSIP 50540R409 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kerrii B. Mgmt For For For
Anderson
2 Elect Jean-Luc Mgmt For For For
Belingard
3 Elect Jeffrey A. Davis Mgmt For For For
4 Elect D. Gary Gilliland Mgmt For For For
5 Elect Garheng Kong Mgmt For For For
6 Elect Peter M. Neupert Mgmt For For For
7 Elect Richelle P. Mgmt For For For
Parham
8 Elect Adam H. Schechter Mgmt For For For
9 Elect R. Sanders Mgmt For For For
Williams
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Ladder Capital Corp
Ticker Security ID: Meeting Date Meeting Status
LADR CUSIP 505743104 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian Harris Mgmt For For For
1.2 Elect Mark Alexander Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ladenburg Thalmann Financial Services Inc.
Ticker Security ID: Meeting Date Meeting Status
LTS CUSIP 50575Q102 01/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Lakeland Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
LBAI CUSIP 511637100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark J. Mgmt For For For
Fredericks
1.2 Elect Brian A. Mgmt For For For
Gragnolati
1.3 Elect James E. Hanson Mgmt For For For
II
1.4 Elect Janeth C. Mgmt For For For
Hendershot
1.5 Elect Robert B. Mgmt For For For
Nicholson,
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lakeland Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
LKFN CUSIP 511656100 04/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Blake W. Mgmt For For For
Augsburger
2 Elect Robert E. Mgmt For For For
Bartels,
Jr.
3 Elect Darrianne Mgmt For For For
Christian
4 Elect Daniel F. Evans, Mgmt For For For
Jr.
5 Elect David M. Findlay Mgmt For For For
6 Elect Thomas A. Hiatt Mgmt For For For
7 Elect Michael L. Mgmt For For For
Kubacki
8 Elect Emily E. Pichon Mgmt For For For
9 Elect Steven D. Ross Mgmt For For For
10 Elect Brian J. Smith Mgmt For For For
11 Elect Bradley J. Mgmt For For For
Toothaker
12 Elect Ronald D. Truex Mgmt For For For
13 Elect M. Scott Welch Mgmt For For For
14 Amend Articles to Mgmt For For For
Amend Shareholder
Right to Amend
Bylaws
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lam Research Corporation
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 512807108 11/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sohail U. Ahmed Mgmt For For For
1.2 Elect Timothy M. Archer Mgmt For For For
1.3 Elect Eric K. Brandt Mgmt For For For
1.4 Elect Michael R. Cannon Mgmt For For For
1.5 Elect Youssef A. Mgmt For For For
El-Mansy
1.6 Elect Catherine P. Lego Mgmt For For For
1.7 Elect Bethany J. Mayer Mgmt For For For
1.8 Elect Abhijit Y. Mgmt For For For
Talwalkar
1.9 Elect Rick Lih-Shyng Mgmt For For For
TSAI
1.10 Elect Leslie F. Varon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lamar Advertising Company
Ticker Security ID: Meeting Date Meeting Status
LAMR CUSIP 512816109 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nancy Fletcher Mgmt For For For
1.2 Elect John E. Koerner Mgmt For For For
III
1.3 Elect Marshall A. Loeb Mgmt For For For
1.4 Elect Stephen P. Mgmt For For For
Mumblow
1.5 Elect Thomas V. Mgmt For For For
Reifenheiser
1.6 Elect Anna Reilly Mgmt For For For
1.7 Elect Kevin P. Reilly, Mgmt For For For
Jr.
1.8 Elect Wendell S. Reilly Mgmt For Withhold Against
1.9 Elect Elizabeth Mgmt For For For
Thompson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lamb Weston Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LW CUSIP 513272104 09/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Bensen Mgmt For For For
2 Elect Charles A. Blixt Mgmt For For For
3 Elect Andre J. Hawaux Mgmt For For For
4 Elect William G. Mgmt For For For
Jurgensen
5 Elect Thomas P. Maurer Mgmt For For For
6 Elect Hala G. Moddelmog Mgmt For For For
7 Elect Maria Renna Mgmt For For For
Sharpe
8 Elect Thomas P. Werner Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Pesticide
Reporting
________________________________________________________________________________
Lancaster Colony Corporation
Ticker Security ID: Meeting Date Meeting Status
LANC CUSIP 513847103 11/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara L. Mgmt For For For
Brasier
1.2 Elect David A. Mgmt For For For
Ciesinski
1.3 Elect Kenneth L. Cooke Mgmt For For For
1.4 Elect Alan F. Harris Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Landec Corporation
Ticker Security ID: Meeting Date Meeting Status
LNDC CUSIP 514766104 10/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert D. Bolles Mgmt For For For
1.2 Elect Deborah Carosella Mgmt For For For
1.3 Elect Tonia L. Pankopf Mgmt For For For
1.4 Elect Craig A. Mgmt For For For
Barbarosh
1.5 Elect Charles Macaluso Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2019 Mgmt For Against Against
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lands' End, Inc.
Ticker Security ID: Meeting Date Meeting Status
LE CUSIP 51509F105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert C. Galvin Mgmt For For For
1.2 Elect Jerome S. Mgmt For For For
Griffith
1.3 Elect Elizabeth Darst Mgmt For For For
Leykum
1.4 Elect Josephine Linden Mgmt For For For
1.5 Elect John T. McClain Mgmt For For For
1.6 Elect Maureen Mullen Mgmt For For For
1.7 Elect Jignesh Patel Mgmt For For For
1.8 Elect Jonah Staw Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Landstar System, Inc.
Ticker Security ID: Meeting Date Meeting Status
LSTR CUSIP 515098101 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David G. Mgmt For For For
Bannister
2 Elect George P. Scanlon Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2011 Mgmt For For For
Equity Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lannett Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
LCI CUSIP 516012101 01/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick G. LePore Mgmt For For For
1.2 Elect John C. Chapman Mgmt For For For
1.3 Elect Timothy C. Crew Mgmt For For For
1.4 Elect David Drabik Mgmt For For For
1.5 Elect Jeffrey Farber Mgmt For For For
1.6 Elect Melissa Mgmt For For For
Rewolinski
1.7 Elect Paul Taveira Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lantheus Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNTH CUSIP 516544103 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julie H. McHugh Mgmt For For For
1.2 Elect Frederick Mgmt For For For
Robertson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lantheus Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNTH CUSIP 516544103 06/16/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Progenics Transaction Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Laredo Petroleum, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPI CUSIP 516806106 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William E. Mgmt For For For
Albrecht
1.2 Elect Craig M. Jarchow Mgmt For For For
1.3 Elect Peter R. Kagan Mgmt For For For
1.4 Elect Jason Pigott Mgmt For For For
1.5 Elect Edmund P. Segner Mgmt For For For
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Las Vegas Sands Corp.
Ticker Security ID: Meeting Date Meeting Status
LVS CUSIP 517834107 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sheldon G. Mgmt For For For
Adelson
1.2 Elect Irwin Chafetz Mgmt For For For
1.3 Elect Micheline Chau Mgmt For Withhold Against
1.4 Elect Patrick Dumont Mgmt For Withhold Against
1.5 Elect Charles D. Forman Mgmt For For For
1.6 Elect Robert Glen Mgmt For For For
Goldstein
1.7 Elect George Jamieson Mgmt For For For
1.8 Elect Charles A. Mgmt For Withhold Against
Koppelman
1.9 Elect Lewis Kramer Mgmt For For For
1.10 Elect David F. Levi Mgmt For Withhold Against
1.11 Elect Xuan Yan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Lattice Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
LSCC CUSIP 518415104 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Anderson Mgmt For For For
1.2 Elect Robin A. Abrams Mgmt For For For
1.3 Elect John E. Bourgoin Mgmt For For For
1.4 Elect Mark E. Jensen Mgmt For For For
1.5 Elect Anjali Joshi Mgmt For For For
1.6 Elect James P. Lederer Mgmt For For For
1.7 Elect John E. Major Mgmt For For For
1.8 Elect Krishna Mgmt For For For
Rangasayee
1.9 Elect D. Jeffrey Mgmt For For For
Richardson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2013 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Laureate Education, Inc.
Ticker Security ID: Meeting Date Meeting Status
LAUR CUSIP 518613203 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian F. Carroll Mgmt For For For
1.2 Elect Andrew B. Cohen Mgmt For For For
1.3 Elect William L. Cornog Mgmt For For For
1.4 Elect Pedro del Corro Mgmt For For For
1.5 Elect Michael J. Durham Mgmt For For For
1.6 Elect Kenneth W. Mgmt For For For
Freeman
1.7 Elect George Munoz Mgmt For For For
1.8 Elect Judith Rodin Mgmt For For For
1.9 Elect Eilif Mgmt For For For
Serck-Hassen
1.10 Elect Ian K. Snow Mgmt For For For
1.11 Elect Steven M. Taslitz Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lawson Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
LAWS CUSIP 520776105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Bryan King Mgmt For For For
1.2 Elect Charles D. Hale Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Elimination of Mgmt For For For
Supermajority
Requirement for
Future Amendments to
Bylaws
6 Elimination of Mgmt For For For
Supermajority
Requirement for
Removal of
Directors
7 Elimination of Mgmt For For For
Supermajority
Requirement for
Future Amendments to
the Certificate of
Incorporation
8 Amendment to the Mgmt For Against Against
Certificate of
Incorporation to
Remove Limits on the
Number of
Directors
9 Elimination of Mgmt For For For
Cumulative
Voting
10 Amendment to Mgmt For For For
Certificate of
Incorporation
Regarding Stockholder
Proposal
Procedures
11 Restoration of Right Mgmt For For For
to Call a Special
Meeting
12 Elimination of Mgmt For Against Against
Shareholder Approval
Requirement for
Specified
Transactions and Opt
Out of DGCL Section
203
13 Amendment to Mgmt For Against Against
Certificate to
Eliminate Article
Seventeenth Regarding
Combination
Proposals
14 Amend Certificate of Mgmt For For For
Incorporation and
Authorize the
Integration and
Restatement of the
Certificate of
Incorporation
________________________________________________________________________________
Lazard Ltd
Ticker Security ID: Meeting Date Meeting Status
LAZ CUSIP G54050102 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth M. Jacobs Mgmt For For For
1.2 Elect Michelle Jarrard Mgmt For For For
1.3 Elect Iris Knobloch Mgmt For For For
1.4 Elect Philip A. Laskawy Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
LCI Industries
Ticker Security ID: Meeting Date Meeting Status
LCII CUSIP 50189K103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James F. Gero Mgmt For For For
2 Elect Frank J. Crespo Mgmt For For For
3 Elect Brendan J. Deely Mgmt For For For
4 Elect Ronald J. Fenech Mgmt For For For
5 Elect Tracy D. Graham Mgmt For For For
6 Elect Virginia L. Mgmt For For For
Henkels
7 Elect Jason D. Lippert Mgmt For For For
8 Elect Kieran O'Sullivan Mgmt For For For
9 Elect David A. Reed Mgmt For For For
10 Elect John A. Sirpilla Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
LCNB Corp.
Ticker Security ID: Meeting Date Meeting Status
LCNB CUSIP 50181P100 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H. Mgmt For For For
Kaufman
1.2 Elect Mary E. Bradford Mgmt For For For
1.3 Elect William G. Huddle Mgmt For For For
1.4 Elect Craig M. Johnson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Leaf Group Ltd
Ticker Security ID: Meeting Date Meeting Status
LEAF CUSIP 52177G102 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles C. Baker Mgmt For For For
1.2 Elect Jennifer Schulz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Lear Corporation
Ticker Security ID: Meeting Date Meeting Status
LEA CUSIP 521865204 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas P. Capo Mgmt For For For
2 Elect Mei-Wei Cheng Mgmt For For For
3 Elect Jonathan F. Mgmt For For For
Foster
4 Elect Mary Lou Jepsen Mgmt For For For
5 Elect Kathleen A. Mgmt For For For
Ligocki
6 Elect Conrad L. Mgmt For For For
Mallett,
Jr.
7 Elect Raymond E. Scott Mgmt For For For
8 Elect Gregory C. Smith Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Human Rights Impact
Assessment
________________________________________________________________________________
LegacyTexas Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
LTXB CUSIP 52471Y106 10/28/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Legg Mason Inc.
Ticker Security ID: Meeting Date Meeting Status
LM CUSIP 524901105 05/15/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition by Mgmt For For For
Franklin
Templeton
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Legg Mason, Inc.
Ticker Security ID: Meeting Date Meeting Status
LM CUSIP 524901105 07/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert E. Mgmt For For For
Angelica
1.2 Elect Carol Anthony Mgmt For For For
Davidson
1.3 Elect Edward P. Garden Mgmt For For For
1.4 Elect Michelle J. Mgmt For For For
Goldberg
1.5 Elect Stephen C. Hooley Mgmt For For For
1.6 Elect John V. Murphy Mgmt For For For
1.7 Elect Nelson Peltz Mgmt For For For
1.8 Elect Alison A. Quirk Mgmt For For For
1.9 Elect Joseph A. Mgmt For For For
Sullivan
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Simple
Majority
Vote
________________________________________________________________________________
Leggett & Platt, Incorporated
Ticker Security ID: Meeting Date Meeting Status
LEG CUSIP 524660107 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Blinn Mgmt For For For
2 Elect Robert E. Brunner Mgmt For For For
3 Elect Mary Campbell Mgmt For For For
4 Elect J. Mitchell Mgmt For For For
Dolloff
5 Elect Manuel A. Mgmt For For For
Fernandez
6 Elect Karl G. Glassman Mgmt For For For
7 Elect Joseph W. Mgmt For For For
McClanathan
8 Elect Judy C. Odom Mgmt For For For
9 Elect Srikanth Mgmt For For For
Padmanabhan
10 Elect Jai Shah Mgmt For For For
11 Elect Phoebe A. Wood Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Mgmt For For For
Flexible Stock
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Leidos Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LDOS CUSIP 525327102 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory R. Mgmt For For For
Dahlberg
2 Elect David G. Fubini Mgmt For For For
3 Elect Miriam E. John Mgmt For For For
4 Elect Frank Kendall III Mgmt For For For
5 Elect Robert C. Mgmt For For For
Kovarik,
Jr.
6 Elect Harry M.J. Mgmt For For For
Kraemer,
Jr.
7 Elect Roger A. Krone Mgmt For For For
8 Elect Gary S. May Mgmt For For For
9 Elect Surya N. Mgmt For For For
Mohapatra
10 Elect Lawrence C. Mgmt For For For
Nussdorf
11 Elect Robert S. Shapard Mgmt For For For
12 Elect Susan M. Mgmt For For For
Stalnecker
13 Elect Noel B. Williams Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Elimination of Mgmt For For For
Cumulative
Voting
17 Elimination of Mgmt For For For
Supermajority
Requirement
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
LendingClub Corporation
Ticker Security ID: Meeting Date Meeting Status
LC CUSIP 52603A208 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott Sanborn Mgmt For For For
2 Elect Simon Williams Mgmt For For For
3 Elect Michael Zeisser Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
LendingTree, Inc.
Ticker Security ID: Meeting Date Meeting Status
TREE CUSIP 52603B107 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Courtnee Chun Mgmt For For For
2 Elect Gabriel Dalporto Mgmt For For For
3 Elect Thomas Davidson Mgmt For For For
4 Elect Robin Henderson Mgmt For For For
5 Elect Douglas R. Lebda Mgmt For For For
6 Elect Steven Ozonian Mgmt For For For
7 Elect Saras Sarasvathy Mgmt For For For
8 Elect G. Kennedy Mgmt For For For
Thompson
9 Elect Jennifer Witz Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lennar Corporation
Ticker Security ID: Meeting Date Meeting Status
LEN CUSIP 526057104 04/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rick Beckwitt Mgmt For For For
2 Elect Irving Bolotin Mgmt For For For
3 Elect Steven L. Gerard Mgmt For Against Against
4 Elect Theron I. Gilliam Mgmt For Against Against
5 Elect Sherrill W. Mgmt For Against Against
Hudson
6 Elect Jonathan M. Jaffe Mgmt For For For
7 Elect Sidney Lapidus Mgmt For For For
8 Elect Teri P. McClure Mgmt For Against Against
9 Elect Stuart A. Miller Mgmt For For For
10 Elect Armando J. Mgmt For For For
Olivera
11 Elect Jeffrey Mgmt For For For
Sonnenfeld
12 Elect Scott D. Stowell Mgmt For Against Against
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lennox International Inc.
Ticker Security ID: Meeting Date Meeting Status
LII CUSIP 526107107 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janet K. Cooper Mgmt For For For
1.2 Elect John W. Norris, Mgmt For For For
III
1.3 Elect Karen H. Quintos Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lexicon Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
LXRX CUSIP 528872302 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Samuel L. Barker Mgmt For Withhold Against
1.2 Elect Christopher J. Mgmt For Withhold Against
Sobecki
1.3 Elect Judith L. Swain Mgmt For Withhold Against
2 Amendment to the 2017 Mgmt For Against Against
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lexington Realty Trust
Ticker Security ID: Meeting Date Meeting Status
LXP CUSIP 529043101 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect T. Wilson Eglin Mgmt For For For
1.2 Elect Richard S. Frary Mgmt For For For
1.3 Elect Lawrence L. Gray Mgmt For For For
1.4 Elect Jamie Handwerker Mgmt For For For
1.5 Elect Claire A. Mgmt For For For
Koeneman
1.6 Elect Howard Roth Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
LGI Homes, Inc.
Ticker Security ID: Meeting Date Meeting Status
LGIH CUSIP 50187T106 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ryan Edone Mgmt For For For
1.2 Elect Duncan Gage Mgmt For For For
1.3 Elect Eric Lipar Mgmt For For For
1.4 Elect Laura Miller Mgmt For For For
1.5 Elect Bryan Sansbury Mgmt For For For
1.6 Elect Steven Smith Mgmt For For For
1.7 Elect Robert Vahradian Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
LHC Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
LHCG CUSIP 50187A107 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan D. Mgmt For For For
Goldberg
1.2 Elect Clifford S. Holtz Mgmt For For For
1.3 Elect W.J. Tauzin Mgmt For For For
1.4 Elect Brent Turner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Liberty Broadband Corp.
Ticker Security ID: Meeting Date Meeting Status
LBRDA CUSIP 530307107 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John C. Malone Mgmt For For For
1.2 Elect John E. Welsh, Mgmt For For For
III
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Liberty Expedia Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LEXEA CUSIP 53046P109 07/26/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Liberty Media Corporation
Ticker Security ID: Meeting Date Meeting Status
FWONA CUSIP 531229409 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Evan D. Malone Mgmt For For For
1.2 Elect David E. Rapley Mgmt For For For
1.3 Elect Larry E. Romrell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Liberty Oilfield Services Inc.
Ticker Security ID: Meeting Date Meeting Status
LBRT CUSIP 53115L104 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gale A. Norton Mgmt For For For
1.2 Elect Jesal Shah Mgmt For For For
1.3 Elect Cary D Steinbeck Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Liberty Property Trust
Ticker Security ID: Meeting Date Meeting Status
LPT CUSIP 531172104 01/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Liberty TripAdvisor Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LTRPA CUSIP 531465102 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Chris Mueller Mgmt For Withhold Against
1.2 Elect Albert E. Mgmt For Withhold Against
Rosenthaler
2 Ratification of Auditor Mgmt For For For
3 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Life Storage, Inc.
Ticker Security ID: Meeting Date Meeting Status
LSI CUSIP 53223X107 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark G. Barberio Mgmt For For For
1.2 Elect Joseph V. Saffire Mgmt For For For
1.3 Elect Charles E. Lannon Mgmt For For For
1.4 Elect Stephen R. Mgmt For For For
Rusmisel
1.5 Elect Arthur L. Mgmt For For For
Havener,
Jr.
1.6 Elect Dana Hamilton Mgmt For For For
1.7 Elect Edward J. Mgmt For For For
Pettinella
1.8 Elect David L. Rogers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2020 Mgmt For For For
Outside Directors'
Stock Award
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lifetime Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LCUT CUSIP 53222Q103 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey Siegel Mgmt For Withhold Against
1.2 Elect Robert B. Kay Mgmt For Withhold Against
1.3 Elect Rachael A. Jarosh Mgmt For Withhold Against
1.4 Elect John Koegel Mgmt For Withhold Against
1.5 Elect Cherrie Nanninga Mgmt For Withhold Against
1.6 Elect Craig Phillips Mgmt For Withhold Against
1.7 Elect Veronique Mgmt For Withhold Against
Gabai-Pinsky
1.8 Elect Bruce G. Pollack Mgmt For Withhold Against
1.9 Elect Michael J. Regan Mgmt For Withhold Against
1.10 Elect Michael Schnabel Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to the 2000 Mgmt For Against Against
Long-Term Incentive
Plan
________________________________________________________________________________
Ligand Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
LGND CUSIP 53220K504 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jason M. Aryeh Mgmt For For For
1.2 Elect Sarah Boyce Mgmt For For For
1.3 Elect Todd C. Davis Mgmt For For For
1.4 Elect Nancy Ryan Gray Mgmt For For For
1.5 Elect John L. Higgins Mgmt For For For
1.6 Elect John W. Kozarich Mgmt For For For
1.7 Elect John L. LaMattina Mgmt For For For
1.8 Elect Sunil Patel Mgmt For For For
1.9 Elect Stephen L. Sabba Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Limelight Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
LLNW CUSIP 53261M104 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter D. Amaral Mgmt For For For
1.2 Elect Scott Genereux Mgmt For For For
1.3 Elect Patricia Hadden Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Limoneira Company
Ticker Security ID: Meeting Date Meeting Status
LMNR CUSIP 532746104 03/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth Mgmt For For For
Blanchard
Chess
1.2 Elect Donald R. Rudkin Mgmt For For For
1.3 Elect Robert Sawyer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lincoln Electric Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LECO CUSIP 533900106 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Curtis E. Mgmt For For For
Espeland
1.2 Elect Patrick P. Goris Mgmt For For For
1.3 Elect Stephen G. Hanks Mgmt For For For
1.4 Elect Michael F. Hilton Mgmt For For For
1.5 Elect G. Russell Mgmt For For For
Lincoln
1.6 Elect Kathryn Jo Mgmt For For For
Lincoln
1.7 Elect William E. Mgmt For For For
Macdonald,
III
1.8 Elect Christopher L. Mgmt For For For
Mapes
1.9 Elect Phillip J. Mason Mgmt For For For
1.10 Elect Ben Patel Mgmt For For For
1.11 Elect Hellene S. Mgmt For For For
Runtagh
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lincoln National Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Deirdre P. Mgmt For For For
Connelly
2 Elect William H. Mgmt For For For
Cunningham
3 Elect Dennis R. Glass Mgmt For For For
4 Elect George W. Mgmt For For For
Henderson,
III
5 Elect Eric G. Johnson Mgmt For For For
6 Elect Gary C. Kelly Mgmt For For For
7 Elect M. Leanne Lachman Mgmt For For For
8 Elect Michael F. Mee Mgmt For For For
9 Elect Patrick S. Mgmt For For For
Pittard
10 Elect Lynn M. Utter Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Approval of the 2020 Mgmt For For For
Incentive
Compensation
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Lindblad Expeditions Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LIND CUSIP 535219109 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect L. Dyson Dryden Mgmt For For For
1.2 Elect John M. Fahey Mgmt For For For
1.3 Elect Catherine B. Mgmt For For For
Reynolds
1.4 Elect Sarah Farrell Mgmt For For For
1.5 Elect Thomas S. Smith, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Linde Plc
Ticker Security ID: Meeting Date Meeting Status
LIN CUSIP 74005P104 07/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wolfgang Reitzle Mgmt For For For
2 Elect Stephen F. Angel Mgmt For For For
3 Elect Ann-Kristin Mgmt For For For
Achleitner
4 Elect Clemens A.H. Mgmt For For For
Borsig
5 Elect Nance K. Dicciani Mgmt For For For
6 Elect Thomas Enders Mgmt For For For
7 Elect Franz Fehrenbach Mgmt For For For
8 Elect Edward G. Galante Mgmt For For For
9 Elect Larry D. McVay Mgmt For For For
10 Elect Victoria Ossadnik Mgmt For For For
11 Elect Martin H. Mgmt For For For
Richenhagen
12 Elect Robert L. Wood Mgmt For For For
13 Ratification of Mgmt For For For
PricewaterhouseCoopers
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Set Price Mgmt For For For
Range for Re-Issuance
of Treasury
Shares
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Lindsay Corporation
Ticker Security ID: Meeting Date Meeting Status
LNN CUSIP 535555106 01/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael N. Mgmt For For For
Christodolou
1.2 Elect David B. Rayburn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lions Gate Entertainment Corp.
Ticker Security ID: Meeting Date Meeting Status
LGF CUSIP 535919203 04/02/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the Stock Mgmt For For For
Option Exchange
Program
________________________________________________________________________________
Lions Gate Entertainment Corp.
Ticker Security ID: Meeting Date Meeting Status
LGF CUSIP 535919203 09/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael R. Burns Mgmt For For For
2 Elect Gordon Crawford Mgmt For For For
3 Elect Arthur Evrensel Mgmt For For For
4 Elect Jon Feltheimer Mgmt For For For
5 Elect Emily Fine Mgmt For For For
6 Elect Michael T. Fries Mgmt For For For
7 Elect Lucian Grainge Mgmt For For For
8 Elect Susan McCaw Mgmt For For For
9 Elect Mark H. Rachesky Mgmt For For For
10 Elect Daniel E. Sanchez Mgmt For For For
11 Elect Daryl Simm Mgmt For For For
12 Elect Hardwick Simmons Mgmt For For For
13 Elect David M. Zaslav Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Approval of the 2019 Mgmt For For For
Performance Incentive
Plan
17 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Liquidity Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
LQDT CUSIP 53635B107 02/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip A. Clough Mgmt For For For
1.2 Elect George H. Ellis Mgmt For For For
1.3 Elect Jaime Mgmt For For For
Mateus-Tique
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2006 Mgmt For Against Against
Omnibus Long-Term
Incentive
Plan
________________________________________________________________________________
Lithia Motors, Inc.
Ticker Security ID: Meeting Date Meeting Status
LAD CUSIP 536797103 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sidney B. DeBoer Mgmt For For For
2 Elect Bryan B. DeBoer Mgmt For For For
3 Elect Susan O. Cain Mgmt For For For
4 Elect Shauna F. Mgmt For For For
McIntyre
5 Elect Louis P. Mgmt For For For
Miramontes
6 Elect Kenneth E. Mgmt For For For
Roberts
7 Elect David J. Robino Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Littelfuse, Inc.
Ticker Security ID: Meeting Date Meeting Status
LFUS CUSIP 537008104 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kristina A. Mgmt For For For
Cerniglia
2 Elect Tzau-Jin Chung Mgmt For For For
3 Elect Cary T. Fu Mgmt For For For
4 Elect Maria C. Green Mgmt For For For
5 Elect Anthony Grillo Mgmt For For For
6 Elect David W. Mgmt For For For
Heinzmann
7 Elect Gordon Hunter Mgmt For For For
8 Elect John E. Major Mgmt For For For
9 Elect William P. Mgmt For For For
Noglows
10 Elect Nathan Zommer Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
LivaNova PLC
Ticker Security ID: Meeting Date Meeting Status
LIVN CUSIP G5509L101 06/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francesco Bianchi Mgmt For For For
2 Elect Stacy Enxing Seng Mgmt For For For
3 Elect William A. Kozy Mgmt For For For
4 Elect Damien McDonald Mgmt For For For
5 Elect Daniel J. Moore Mgmt For For For
6 Elect Hugh M. Morrison Mgmt For For For
7 Elect Alfred J. Novak Mgmt For For For
8 Elect Sharon O'Kane Mgmt For For For
9 Elect Arthur L. Mgmt For For For
Rosenthal
10 Elect Andrea L. Saia Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Adoption of New Mgmt For For For
Articles
16 Remuneration Report Mgmt For For For
(Advisory)
17 Accounts and Reports Mgmt For For For
18 Appointment of U.K. Mgmt For For For
Auditor
19 Authority to Set U.K. Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Live Nation Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
LYV CUSIP 538034109 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maverick Carter Mgmt For For For
2 Elect Ariel Z. Emanuel Mgmt For For For
3 Elect Ping Fu Mgmt For For For
4 Elect Jeffrey T. Hinson Mgmt For For For
5 Elect Chad Mgmt For For For
Hollingsworth
6 Elect Jimmy Iovine Mgmt For For For
7 Elect James S. Kahan Mgmt For For For
8 Elect Gregory B. Maffei Mgmt For For For
9 Elect Randall T. Mays Mgmt For For For
10 Elect Michael Rapino Mgmt For For For
11 Elect Mark S. Shapiro Mgmt For For For
12 Elect Dana Walden Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Live Oak Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOB CUSIP 53803X105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H. Mgmt For For For
Cameron
1.2 Elect Diane B. Glossman Mgmt For For For
1.3 Elect Glen F. Hoffsis Mgmt For For For
1.4 Elect Howard K. Landis Mgmt For For For
III
1.5 Elect James S. Mahan Mgmt For For For
III
1.6 Elect Miltom E. Petty Mgmt For For For
1.7 Elect David G. Salyers Mgmt For For For
1.8 Elect Neil L. Underwood Mgmt For For For
1.9 Elect William L. Mgmt For For For
Williams
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Livent Corporation
Ticker Security ID: Meeting Date Meeting Status
LTHM CUSIP 53814L108 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul W. Graves Mgmt For For For
2 Elect Andrea E. Utecht Mgmt For For For
3 Elect Christina Mgmt For For For
Lampe-Onnerud
4 Ratification of Auditor Mgmt For For For
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
7 Elimination of Mgmt For For For
Supermajority
Requirements
________________________________________________________________________________
LivePerson, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPSN CUSIP 538146101 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Block Mgmt For For For
2 Elect Fred Mossler Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Amendment to the 2019 Mgmt For Against Against
Stock Incentive
Plan
________________________________________________________________________________
LiveRamp Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAMP CUSIP 53815P108 08/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard P. Fox Mgmt For For For
2 Elect Clark M. Kokich Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
LiveXLive Media, Inc.
Ticker Security ID: Meeting Date Meeting Status
LIVX CUSIP 53839L208 09/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert S. Ellin Mgmt For For For
1.2 Elect Jay Krigsman Mgmt For For For
1.3 Elect Craig L. Foster Mgmt For For For
1.4 Elect Tim Spengler Mgmt For For For
1.5 Elect Jerome N. Gold Mgmt For For For
1.6 Elect Ramin Arani Mgmt For For For
1.7 Elect Patrick Mgmt For For For
Wachsberger
1.8 Elect Kenneth Solomon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Livongo Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
LVGO CUSIP 539183103 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher Mgmt For For For
Bischoff
1.2 Elect Sandra Fenwick Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
LKQ Corporation
Ticker Security ID: Meeting Date Meeting Status
LKQ CUSIP 501889208 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick Berard Mgmt For For For
2 Elect Meg A. Divitto Mgmt For For For
3 Elect Robert M. Hanser Mgmt For For For
4 Elect Joseph M. Holsten Mgmt For For For
5 Elect Blythe J. Mgmt For For For
McGarvie
6 Elect John Mendel Mgmt For For For
7 Elect Jody G. Miller Mgmt For For For
8 Elect John F. O'Brien Mgmt For For For
9 Elect Guhan Subramanian Mgmt For For For
10 Elect Xavier Urbain Mgmt For For For
11 Elect Dominick P. Mgmt For For For
Zarcone
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lockheed Martin Corporation
Ticker Security ID: Meeting Date Meeting Status
LMT CUSIP 539830109 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel F. Akerson Mgmt For For For
2 Elect David B. Burritt Mgmt For For For
3 Elect Bruce A. Carlson Mgmt For For For
4 Elect Joseph Dunford Mgmt For For For
Jr.
5 Elect James O. Ellis, Mgmt For For For
Jr.
6 Elect Thomas J. Falk Mgmt For For For
7 Elect Ilene S. Gordon Mgmt For For For
8 Elect Marillyn A. Mgmt For For For
Hewson
9 Elect Vicki A. Hollub Mgmt For For For
10 Elect Jeh C. Johnson Mgmt For For For
11 Elect Debra L. Mgmt For For For
Reed-Klages
12 Elect James D. Mgmt For For For
Taiclet,
Jr.
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2020 Mgmt For For For
Incentive Performance
Award
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Loews Corporation
Ticker Security ID: Meeting Date Meeting Status
L CUSIP 540424108 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ann E. Berman Mgmt For For For
2 Elect Joseph L. Bower Mgmt For For For
3 Elect Charles D. Mgmt For For For
Davidson
4 Elect Charles M. Diker Mgmt For For For
5 Elect Paul J. Fribourg Mgmt For For For
6 Elect Walter L. Harris Mgmt For For For
7 Elect Philip A. Laskawy Mgmt For For For
8 Elect Susan P. Peters Mgmt For For For
9 Elect Andrew H. Tisch Mgmt For For For
10 Elect James S. Tisch Mgmt For For For
11 Elect Jonathan M. Tisch Mgmt For For For
12 Elect Anthony Welters Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
LogMeIn, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOGM CUSIP 54142L109 03/12/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
LogMeIn, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOGM CUSIP 54142L109 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Henshall Mgmt For For For
2 Elect Peter J. Mgmt For For For
Sacripanti
3 Elect William R. Wagner Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Louisiana-Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
LPX CUSIP 546347105 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kurt M. Landgraf Mgmt For For For
2 Elect Stephen E. Mgmt For For For
Macadam
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect David H. Mgmt For For For
Batchelder
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Sandra B. Cochran Mgmt For For For
1.5 Elect Laurie Z. Douglas Mgmt For For For
1.6 Elect Richard W. Mgmt For For For
Dreiling
1.7 Elect Marvin R. Ellison Mgmt For For For
1.8 Elect Brian C. Rogers Mgmt For For For
1.9 Elect Bertram L. Scott Mgmt For For For
1.10 Elect Lisa W. Wardell Mgmt For For For
1.11 Elect Eric C. Wiseman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Decrease in Threshold Mgmt For For For
Required to Call a
Special
Meeting
5 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
LPL Financial Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
LPLA CUSIP 50212V100 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dan H. Arnold Mgmt For For For
2 Elect Edward C. Bernard Mgmt For For For
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect William F. Mgmt For For For
Glavin,
Jr.
5 Elect Allison Mnookin Mgmt For For For
6 Elect Anne M. Mulcahy Mgmt For For For
7 Elect James S. Putnam Mgmt For For For
8 Elect Richard P. Mgmt For For For
Schifter
9 Elect Corey Thomas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
LSB Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
LXU CUSIP 502160104 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steve Packebush Mgmt For For For
1.2 Elect Diana Peninger Mgmt For For For
1.3 Elect Lynn F. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
LTC Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
LTC CUSIP 502175102 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Boyd W. Mgmt For Against Against
Hendrickson
2 Elect James J. Mgmt For Against Against
Pieczynski
3 Elect Devra G. Shapiro Mgmt For Against Against
4 Elect Wendy L. Simpson Mgmt For For For
5 Elect Timothy J. Triche Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lululemon Athletica inc.
Ticker Security ID: Meeting Date Meeting Status
LULU CUSIP 550021109 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Casey Mgmt For For For
2 Elect Glenn Murphy Mgmt For For For
3 Elect David M. Mussafer Mgmt For For For
4 Elect Stephanie Ferris Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Policy on
Down
Products
________________________________________________________________________________
Lumber Liquidators Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LL CUSIP 55003T107 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Levin Mgmt For For For
1.2 Elect Martin F. Roper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Lumentum Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
LITE CUSIP 55024U109 11/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Penelope Herscher Mgmt For For For
2 Elect Harold L. Covert Mgmt For For For
3 Elect Julia S. Johnson Mgmt For For For
4 Elect Brian J. Lillie Mgmt For For For
5 Elect Alan S. Lowe Mgmt For For For
6 Elect Ian S. Small Mgmt For For For
7 Elect Samuel F. Thomas Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Luminex Corporation
Ticker Security ID: Meeting Date Meeting Status
LMNX CUSIP 55027E102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen L. Eck Mgmt For For For
2 Elect Ken Samet Mgmt For For For
3 Elect Jim D. Kever Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Luxfer Holdings PLC
Ticker Security ID: Meeting Date Meeting Status
LXFR CUSIP G5698W116 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alok Maskara Mgmt For For For
2 Elect David F. Landless Mgmt For For For
3 Elect Clive J. Snowdon Mgmt For For For
4 Elect Richard J. Hipple Mgmt For For For
5 Elect Allisha Elliot Mgmt For For For
6 Elect Lisa G. Mgmt For For For
Trimberger
7 Remuneration Report Mgmt For For For
(Advisory)
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Mgmt For For For
Repurchase Ordinary
Shares
13 Authority to Mgmt For For For
Repurchase Deferred
Shares
________________________________________________________________________________
Lydall, Inc.
Ticker Security ID: Meeting Date Meeting Status
LDL CUSIP 550819106 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David G. Bills Mgmt For For For
2 Elect Kathleen Burdett Mgmt For For For
3 Elect James J. Cannon Mgmt For For For
4 Elect Matthew T. Mgmt For For For
Farrell
5 Elect Marc T. Giles Mgmt For For For
6 Elect Sara A. Mgmt For For For
Greenstein
7 Elect Suzanne Hammett Mgmt For For For
8 Elect S. Carl Mgmt For For For
Soderstrom,
Jr.
9 Amendment to the 2012 Mgmt For For For
Stock Incentive
Plan
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lyft, Inc.
Ticker Security ID: Meeting Date Meeting Status
LYFT CUSIP 55087P104 06/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Logan D. Green Mgmt For For For
1.2 Elect Ann Miura-Ko Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
LyondellBasell Industries N.V.
Ticker Security ID: Meeting Date Meeting Status
LYB CUSIP N53745100 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jacques Aigrain Mgmt For For For
2 Elect Lincoln Benet Mgmt For For For
3 Elect Jagjeet S. Bindra Mgmt For For For
4 Elect Robin Buchanan Mgmt For For For
5 Elect Stephen F. Cooper Mgmt For For For
6 Elect Nance K. Dicciani Mgmt For For For
7 Elect Claire S. Farley Mgmt For For For
8 Elect Isabella D. Goren Mgmt For For For
9 Elect Michael S. Hanley Mgmt For For For
10 Elect Albert Manifold Mgmt For For For
11 Elect Bhavesh V. Patel Mgmt For For For
12 Discharge of Directors Mgmt For For For
from
Liability
13 Adoption of Dutch Mgmt For For For
Statutory Annual
Accounts for
2019
14 Appointment of Mgmt For For For
Pricewaterhousecoopers
Accountants N.V. as
the Auditor of Dutch
Statutory Annual
Accounts
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification and Mgmt For For For
Approval of
Dividends
18 Authorization to Mgmt For For For
Repurchase
Shares
19 Cancellation of Shares Mgmt For For For
________________________________________________________________________________
LyondellBasell Industries N.V.
Ticker Security ID: Meeting Date Meeting Status
LYB CUSIP N53745100 09/12/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Cancellation of Shares Mgmt For For For
________________________________________________________________________________
M&T Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
MTB CUSIP 55261F104 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect C. Angela Mgmt For For For
Bontempo
1.2 Elect Robert T. Brady Mgmt For For For
1.3 Elect T. Jefferson Mgmt For For For
Cunningham,
III
1.4 Elect Gary N. Geisel Mgmt For For For
1.5 Elect Richard S. Gold Mgmt For For For
1.6 Elect Richard A. Grossi Mgmt For For For
1.7 Elect John D. Hawke Jr. Mgmt For For For
1.8 Elect Rene F. Jones Mgmt For For For
1.9 Elect Richard Ledgett Mgmt For For For
1.10 Elect Newton P.S. Mgmt For For For
Merrill
1.11 Elect Kevin J. Pearson Mgmt For For For
1.12 Elect Melinda R. Rich Mgmt For For For
1.13 Elect Robert E. Mgmt For For For
Sadler,
Jr.
1.14 Elect Denis J. Salamone Mgmt For For For
1.15 Elect John R. Scannell Mgmt For For For
1.16 Elect David S. Mgmt For For For
Scharfstein
1.17 Elect Herbert L. Mgmt For For For
Washington
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
M.D.C. Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDC CUSIP 552676108 04/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David D. Mgmt For For For
Mandarich
1.2 Elect Paris G. Reece, Mgmt For For For
III
1.3 Elect David Siegel Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Equity Plan for
Non-Employee
Directors
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
M/I Homes, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHO CUSIP 55305B101 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip G. Creek Mgmt For For For
1.2 Elect Nancy J. Kramer Mgmt For For For
1.3 Elect Norman L. Traeger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Macatawa Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
MCBC CUSIP 554225102 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Birgit M. Klohs Mgmt For For For
2 Elect Thomas P. Mgmt For For For
Rosenbach
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mack-Cali Realty Corporation
Ticker Security ID: Meeting Date Meeting Status
CLI CUSIP 554489104 06/10/2020 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tammy Jones ShrHoldr N/A TNA N/A
1.2 Elect A. Akiva Katz ShrHoldr N/A TNA N/A
1.3 Elect Mahbod Nia ShrHoldr N/A TNA N/A
1.4 Elect Howard Stern ShrHoldr N/A TNA N/A
1.5 Elect Alan Batkin ShrHoldr N/A TNA N/A
1.6 Elect Frederic Cumenal ShrHoldr N/A TNA N/A
1.7 Elect MaryAnne ShrHoldr N/A TNA N/A
Gilmartin
1.8 Elect Nori Gerardo ShrHoldr N/A TNA N/A
Lietz
2 Advisory Vote on Mgmt N/A TNA N/A
Executive
Compensation
3 Ratification of Auditor Mgmt N/A TNA N/A
________________________________________________________________________________
MACOM Technology Solutions Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTSI CUSIP 55405Y100 03/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles R. Bland Mgmt For For For
1.2 Elect Stephen G. Daly Mgmt For For For
1.3 Elect Susan Ocampo Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Macquarie Infrastructure Corporation
Ticker Security ID: Meeting Date Meeting Status
MIC CUSIP 55608B105 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amanda M. Brock Mgmt For For For
2 Elect Norman H. Brown, Mgmt For For For
Jr.
3 Elect Christopher Frost Mgmt For For For
4 Elect Maria S. Jelescu Mgmt For For For
Dreyfus
5 Elect Ronald Kirk Mgmt For For For
6 Elect Henry E. Lentz Mgmt For For For
7 Elect Ouma Sananikone Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
MacroGenics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MGNX CUSIP 556099109 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott Koenig Mgmt For For For
1.2 Elect Jay Siegel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Approval of the Stock Mgmt For For For
Option Exchange
Program
________________________________________________________________________________
Macy's Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUSIP 55616P104 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David P. Abney Mgmt For For For
2 Elect Francis S. Blake Mgmt For For For
3 Elect Torrence Boone Mgmt For For For
4 Elect John A. Bryant Mgmt For For For
5 Elect Deirdre P. Mgmt For For For
Connelly
6 Elect Jeff Gennette Mgmt For For For
7 Elect Leslie D. Hale Mgmt For For For
8 Elect William H. Mgmt For For For
Lenehan
9 Elect Sara L. Levinson Mgmt For For For
10 Elect Joyce M. Roche Mgmt For For For
11 Elect Paul C. Varga Mgmt For For For
12 Elect Marna C. Mgmt For For For
Whittington
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Madrigal Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDGL CUSIP 558868105 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul A. Friedman Mgmt For For For
1.2 Elect Kenneth M. Bate Mgmt For For For
1.3 Elect James M. Daly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Magellan Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
MGLN CUSIP 559079207 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven J. Shulman Mgmt For For For
1.2 Elect Swati B. Abbott Mgmt For For For
1.3 Elect Kenneth J. Fasola Mgmt For For For
1.4 Elect Peter A. Feld Mgmt For For For
1.5 Elect G. Scott Mgmt For For For
Mackenzie
1.6 Elect Leslie V. Norwalk Mgmt For For For
1.7 Elect Guy Sansone Mgmt For For For
1.8 Elect Mural R. Mgmt For For For
Josephson
1.9 Elect Christopher J. Mgmt For For For
Chen
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Magenta Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MGTA CUSIP 55910K108 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey W. Albers Mgmt For For For
1.2 Elect Michael W. Bonney Mgmt For For For
1.3 Elect Anne McGeorge Mgmt For For For
1.4 Elect David T. Scadden Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Magnolia Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
MGY CUSIP 559663109 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen I. Chazen Mgmt For For For
2 Elect Arcilia C. Acosta Mgmt For For For
3 Elect Angela M. Busch Mgmt For For For
4 Elect Edward P. Mgmt For For For
Djerejian
5 Elect James R. Larson Mgmt For For For
6 Elect Dan F. Smith Mgmt For For For
7 Elect John B. Walker Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Malibu Boats, Inc.
Ticker Security ID: Meeting Date Meeting Status
MBUU CUSIP 56117J100 11/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael K. Hooks Mgmt For For For
1.2 Elect Jack D. Springer Mgmt For For For
1.3 Elect John E. Stokely Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Malvern Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLVF CUSIP 561409103 02/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard A. Kent Mgmt For For For
1.2 Elect James Barrett Mgmt For For For
1.3 Elect Julia D. Corelli Mgmt For For For
1.4 Elect Norman Feinstein Mgmt For For For
1.5 Elect Andrew Fish Mgmt For For For
1.6 Elect Cynthia Felzer Mgmt For For For
Leitzell
1.7 Elect Stephen P. Mgmt For For For
Scartozzi
1.8 Elect Anthony C. Mgmt For For For
Weagley
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Manhattan Associates, Inc.
Ticker Security ID: Meeting Date Meeting Status
MANH CUSIP 562750109 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eddie Capel Mgmt For For For
2 Elect Charles E. Moran Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Manitowoc Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTW CUSIP 563571405 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roy V. Armes Mgmt For For For
1.2 Elect Anne E. Belec Mgmt For For For
1.3 Elect Robert G. Bohn Mgmt For For For
1.4 Elect Donald M. Mgmt For For For
Condon,
Jr.
1.5 Elect Anne M. Cooney Mgmt For For For
1.6 Elect Kenneth W. Mgmt For For For
Krueger
1.7 Elect C. David Myers Mgmt For For For
1.8 Elect Barry L. Mgmt For For For
Pennypacker
1.9 Elect John C. Pfeifer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
MannKind Corporation
Ticker Security ID: Meeting Date Meeting Status
MNKD CUSIP 56400P706 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kent Kresa Mgmt For For For
1.2 Elect Michael E. Mgmt For For For
Castagna
1.3 Elect Ronald J. Mgmt For For For
Consiglio
1.4 Elect Michael A. Mgmt For For For
Friedman
1.5 Elect Jennifer Grancio Mgmt For For For
1.6 Elect Anthony C. Hooper Mgmt For For For
1.7 Elect Christine Mundkur Mgmt For For For
1.8 Elect James S. Shannon Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Amendment to the 2018 Mgmt For For For
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ManpowerGroup Inc.
Ticker Security ID: Meeting Date Meeting Status
MAN CUSIP 56418H100 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gina R. Boswell Mgmt For For For
2 Elect Cari M. Dominguez Mgmt For For For
3 Elect William A. Downe Mgmt For For For
4 Elect John F. Ferraro Mgmt For For For
5 Elect Patricia Mgmt For For For
Hemingway
Hall
6 Elect Julie M. Howard Mgmt For For For
7 Elect Ulice Payne, Jr. Mgmt For For For
8 Elect Jonas Prising Mgmt For For For
9 Elect Paul Read Mgmt For For For
10 Elect Elizabeth P. Mgmt For For For
Sartain
11 Elect Michael J. Van Mgmt For For For
Handel
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2011 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
ManTech International Corporation
Ticker Security ID: Meeting Date Meeting Status
MANT CUSIP 564563104 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George J. Mgmt For For For
Pedersen
1.2 Elect Richard L. Mgmt For For For
Armitage
1.3 Elect Mary K. Bush Mgmt For For For
1.4 Elect Barry G. Campbell Mgmt For For For
1.5 Elect Richard J. Kerr Mgmt For For For
1.6 Elect Peter B. Mgmt For For For
LaMontagne
1.7 Elect Kenneth A. Mgmt For For For
Minihan
1.8 Elect Kevin Phillips Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Chadwick C. Mgmt For For For
Deaton
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect Jason B. Few Mgmt For For For
5 Elect Douglas L. Foshee Mgmt For For For
6 Elect M. Elise Hyland Mgmt For For For
7 Elect Lee M. Tillman Mgmt For For For
8 Elect J. Kent Wells Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Steven A. Davis Mgmt For For For
3 Elect J. Michael Stice Mgmt For For For
4 Elect John P. Surma Mgmt For For For
5 Elect Susan Tomasky Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Shareholder Proposal ShrHoldr For For For
Regarding Simple
Majority
Vote
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive Pay
to Community
Impact
________________________________________________________________________________
Marcus & Millichap, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMI CUSIP 566324109 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hessam Nadji Mgmt For For For
1.2 Elect Norma J. Lawrence Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Marine Products Corporation
Ticker Security ID: Meeting Date Meeting Status
MPX CUSIP 568427108 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect R. Randall Mgmt For For For
Rollins
1.2 Elect Henry B. Tippie Mgmt For For For
1.3 Elect James B. Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Marinemax, Inc.
Ticker Security ID: Meeting Date Meeting Status
HZO CUSIP 567908108 02/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clint Moore Mgmt For For For
2 Elect Evelyn V. Follit Mgmt For For For
3 Elect William Brett Mgmt For For For
McGill
4 Elect Michael H. McLamb Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2011 Mgmt For For For
Stock-Based
Compensation
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marinus Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRNS CUSIP 56854Q101 03/31/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For For For
Common
Stock
2 Reverse Stock Split Mgmt For Against Against
3 Right to Adjourn Mgmt For Against Against
Meeting
________________________________________________________________________________
Marinus Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRNS CUSIP 56854Q101 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Enrique J. Mgmt For For For
Carrazana
1.2 Elect Tim M. Mayleben Mgmt For For For
2 Amendment to the 2014 Mgmt For Against Against
Equity Incentive
Plan
3 Increase in Authorized Mgmt For Against Against
Common
Stock
4 Decrease in Authorized Mgmt For For For
Common
Stock
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Markel Corporation
Ticker Security ID: Meeting Date Meeting Status
MKL CUSIP 570535104 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect K. Bruce Connell Mgmt For For For
2 Elect Thomas S. Gayner Mgmt For For For
3 Elect Stewart M. Kasen Mgmt For For For
4 Elect Diane Leopold Mgmt For For For
5 Elect Lemuel E. Lewis Mgmt For For For
6 Elect Anthony F. Markel Mgmt For For For
7 Elect Steven A. Markel Mgmt For For For
8 Elect Darrell D. Martin Mgmt For For For
9 Elect Harold L. Mgmt For For For
Morrison,
Jr.
10 Elect Michael O'Reilly Mgmt For For For
11 Elect Richard R. Mgmt For For For
Whitt,
III
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MarketAxess Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
MKTX CUSIP 57060D108 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. McVey Mgmt For For For
2 Elect Nancy A. Mgmt For For For
Altobello
3 Elect Steven Begleiter Mgmt For For For
4 Elect Stephen P. Casper Mgmt For For For
5 Elect Jane P. Chwick Mgmt For For For
6 Elect Christopher R. Mgmt For For For
Concannon
7 Elect William F. Cruger Mgmt For For For
8 Elect Justin G. Gmelich Mgmt For For For
9 Elect Richard G. Mgmt For For For
Ketchum
10 Elect Emily H. Portney Mgmt For For For
11 Elect Richard L. Prager Mgmt For For For
12 Elect John Steinhardt Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Marlin Business Services Corp.
Ticker Security ID: Meeting Date Meeting Status
MRLN CUSIP 571157106 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John J. Calamari Mgmt For Withhold Against
1.2 Elect Lawrence J. Mgmt For Withhold Against
DeAngelo
1.3 Elect Scott A. Heimes Mgmt For For For
1.4 Elect Jeffrey A. Mgmt For For For
Hilzinger
1.5 Elect Matthew J. Mgmt For Withhold Against
Sullivan
1.6 Elect J. Christopher Mgmt For For For
Teets
1.7 Elect James W. Wert Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marriott International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAR CUSIP 571903202 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J.W. Marriott, Mgmt For For For
Jr.
2 Elect Bruce W. Duncan Mgmt For For For
3 Elect Deborah Marriott Mgmt For For For
Harrison
4 Elect Frederick A. Mgmt For For For
Henderson
5 Elect Eric Hippeau Mgmt For For For
6 Elect Lawrence W. Mgmt For For For
Kellner
7 Elect Debra L. Lee Mgmt For For For
8 Elect Aylwin B. Lewis Mgmt For For For
9 Elect Margaret M. Mgmt For For For
McCarthy
10 Elect George Munoz Mgmt For For For
11 Elect Susan C. Schwab Mgmt For For For
12 Elect Arne M. Sorenson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Diversity
Reporting
________________________________________________________________________________
Marriott Vacations Worldwide Corporation
Ticker Security ID: Meeting Date Meeting Status
VAC CUSIP 57164Y107 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect C. E. Andrews Mgmt For For For
1.2 Elect William W. Mgmt For For For
McCarten
1.3 Elect William J. Shaw Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Marsh & McLennan Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMC CUSIP 571748102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Oscar Fanjul Mgmt For For For
Martin
3 Elect Daniel S. Glaser Mgmt For For For
4 Elect H. Edward Hanway Mgmt For For For
5 Elect Deborah C. Mgmt For For For
Hopkins
6 Elect Tamara Ingram Mgmt For For For
7 Elect Jane H. Lute Mgmt For For For
8 Elect Steven A. Mills Mgmt For For For
9 Elect Bruce P. Nolop Mgmt For For For
10 Elect Marc D. Oken Mgmt For For For
11 Elect Morton O. Mgmt For For For
Schapiro
12 Elect Lloyd M. Yates Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Approval of the 2020 Mgmt For For For
Incentive and Stock
Award
Plan
________________________________________________________________________________
Marten Transport, Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRTN CUSIP 573075108 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randolph L. Mgmt For For For
Marten
1.2 Elect Larry B. Hagness Mgmt For For For
1.3 Elect Thomas J. Winkel Mgmt For For For
1.4 Elect Jerry M. Bauer Mgmt For For For
1.5 Elect Robert L. Mgmt For For For
Demorest
1.6 Elect Ronald R. Booth Mgmt For For For
1.7 Elect Kathleen P. Mgmt For For For
Iverson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Martin Marietta Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLM CUSIP 573284106 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dorothy M. Ables Mgmt For For For
2 Elect Sue W. Cole Mgmt For For For
3 Elect Smith W. Davis Mgmt For For For
4 Elect John J. Koraleski Mgmt For For For
5 Elect C. Howard Nye Mgmt For For For
6 Elect Laree E. Perez Mgmt For For For
7 Elect Thomas H. Pike Mgmt For For For
8 Elect Michael J. Mgmt For For For
Quillen
9 Elect Donald W. Slager Mgmt For For For
10 Elect David C. Wajsgras Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Masco Corporation
Ticker Security ID: Meeting Date Meeting Status
MAS CUSIP 574599106 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Keith J. Allman Mgmt For For For
2 Elect J. Michael Losh Mgmt For For For
3 Elect Christopher A. Mgmt For For For
O'Herlihy
4 Elect Charles K Mgmt For For For
Stevens,
III
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Masimo Corporation
Ticker Security ID: Meeting Date Meeting Status
MASI CUSIP 574795100 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julie A. Shimer Mgmt For For For
2 Elect H. Michael Cohen Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Amendment to the 2017 Mgmt For Against Against
Equity Incentive
Plan
6 Amendment to the Mgmt For For For
Executive Bonus
Incentive
Plan
________________________________________________________________________________
Masonite International Corporation
Ticker Security ID: Meeting Date Meeting Status
DOOR CUSIP 575385109 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard C. Heckes Mgmt For For For
1.2 Elect Jody L. Bilney Mgmt For For For
1.3 Elect Robert J. Byrne Mgmt For For For
1.4 Elect Peter R. Mgmt For For For
Dachowski
1.5 Elect Jonathan F. Mgmt For For For
Foster
1.6 Elect Thomas W. Greene Mgmt For For For
1.7 Elect Daphne E. Jones Mgmt For For For
1.8 Elect George A. Lorch Mgmt For For For
1.9 Elect William S. Mgmt For For For
Oesterle
1.10 Elect Francis M. Mgmt For For For
Scricco
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MasTec, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTZ CUSIP 576323109 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ernst N. Csiszar Mgmt For For For
1.2 Elect Julia L. Johnson Mgmt For For For
1.3 Elect Jorge Mas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mastercard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Mgmt For For For
Haythornthwaite
2 Elect Ajay Banga Mgmt For For For
3 Elect Richard K. Davis Mgmt For For For
4 Elect Steven J. Mgmt For For For
Freiberg
5 Elect Julius Mgmt For For For
Genachowski
6 Elect Choon Phong Goh Mgmt For For For
7 Elect Merit E. Janow Mgmt For For For
8 Elect Oki Matsumoto Mgmt For For For
9 Elect Youngme E. Moon Mgmt For For For
10 Elect Rima Qureshi Mgmt For For For
11 Elect Jose Octavio Mgmt For For For
Reyes
Lagunes
12 Elect Gabrielle Mgmt For For For
Sulzberger
13 Elect Jackson P. Tai Mgmt For For For
14 Elect Lance Uggla Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MasterCraft Boat Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
MCFT CUSIP 57637H103 10/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jaclyn Baumgarten Mgmt For For For
1.2 Elect Roch B. Lambert Mgmt For For For
1.3 Elect Peter G. Mgmt For For For
Leemputte
2 Repeal of Classified Mgmt For For For
Board
3 Elimination of Mgmt For For For
Supermajority
Requirements
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Matador Resources Company
Ticker Security ID: Meeting Date Meeting Status
MTDR CUSIP 576485205 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Wm. Foran Mgmt For For For
2 Elect Reynald A. Mgmt For For For
Baribault
3 Elect Monika U. Ehrman Mgmt For For For
4 Elect Timothy E. Parker Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Match Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTCH CUSIP 57665R106 06/25/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Separation from IAC Mgmt For For For
2 Bundled Charter Mgmt For Against Against
Amendments
(Advisory)
3 Elimination of Written Mgmt For Against Against
Consent
(Advisory)
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Materion Corporation
Ticker Security ID: Meeting Date Meeting Status
MTRN CUSIP 576690101 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vinod M. Khilnani Mgmt For For For
1.2 Elect Emily M. Liggett Mgmt For For For
1.3 Elect Robert J. Mgmt For For For
Phillippy
1.4 Elect Patrick M. Mgmt For For For
Prevost
1.5 Elect N. Mohan Reddy Mgmt For For For
1.6 Elect Craig S. Shular Mgmt For For For
1.7 Elect Darlene J.S. Mgmt For For For
Solomon
1.8 Elect Robert B. Toth Mgmt For For For
1.9 Elect Jugal K. Mgmt For For For
Vijayvargiya
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Matrix Service Company
Ticker Security ID: Meeting Date Meeting Status
MTRX CUSIP 576853105 11/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martha Z. Carnes Mgmt For For For
2 Elect John D. Chandler Mgmt For For For
3 Elect John W. Gibson Mgmt For For For
4 Elect John R. Hewitt Mgmt For For For
5 Elect Liane K. Hinrichs Mgmt For For For
6 Elect James H. Miller Mgmt For For For
7 Elect Jim W. Mogg Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Matson, Inc.
Ticker Security ID: Meeting Date Meeting Status
MATX CUSIP 57686G105 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Meredith J. Ching Mgmt For For For
1.2 Elect Matthew J. Cox Mgmt For For For
1.3 Elect Thomas B. Fargo Mgmt For For For
1.4 Elect Mark H. Fukunaga Mgmt For For For
1.5 Elect Stanley M. Mgmt For For For
Kuriyama
1.6 Elect Constance H. Lau Mgmt For For For
1.7 Elect Jenai S. Wall Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mattel, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAT CUSIP 577081102 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Todd Bradley Mgmt For For For
2 Elect Adriana Cisneros Mgmt For For For
3 Elect Michael J. Dolan Mgmt For For For
4 Elect Ynon Kreiz Mgmt For For For
5 Elect Soren T. Laursen Mgmt For For For
6 Elect Ann Lewnes Mgmt For For For
7 Elect Roger Lynch Mgmt For For For
8 Elect Dominic Ng Mgmt For For For
9 Elect Judy Olian Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2010 Mgmt For Against Against
Equity and Long-Term
Compensation
Plan
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Matthews International Corporation
Ticker Security ID: Meeting Date Meeting Status
MATW CUSIP 577128101 02/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory S. Babe Mgmt For For For
1.2 Elect Don W. Quigley, Mgmt For For For
Jr.
1.3 Elect David A. Schawk Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Maui Land & Pineapple Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLP CUSIP 577345101 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen M. Case Mgmt For For For
1.2 Elect Warren H. Haruki Mgmt For For For
1.3 Elect David A. Heenan Mgmt For Withhold Against
1.4 Elect Anthony P. Mgmt For Withhold Against
Takitani
1.5 Elect Arthur C. Tokin Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Maxar Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
MAXR CUSIP 57778K105 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howell M. Estes Mgmt For For For
III
2 Elect Nick S. Cyprus Mgmt For For For
3 Elect Roxanne J. Decyk Mgmt For For For
4 Elect Joanne O. Isham Mgmt For For For
5 Elect Daniel L. Mgmt For For For
Jablonsky
6 Elect C. Robert Kehler Mgmt For For For
7 Elect L. Roger Mason, Mgmt For For For
Jr.
8 Elect Eric J. Zahler Mgmt For For For
9 Elect Eddy Zervigon Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2019 Mgmt For For For
Incentive Award
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Maxar Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
MAXR CUSIP 57778K105 10/31/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Tax Mgmt For For For
Benefits Preservation
Plan
________________________________________________________________________________
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 11/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William P. Mgmt For For For
Sullivan
2 Elect Tunc Doluca Mgmt For For For
3 Elect Tracy C. Accardi Mgmt For For For
4 Elect James R. Bergman Mgmt For For For
5 Elect Joseph R. Bronson Mgmt For For For
6 Elect Robert E. Grady Mgmt For For For
7 Elect Mercedes Johnson Mgmt For For For
8 Elect William D. Mgmt For For For
Watkins
9 Elect MaryAnn Wright Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MAXIMUS, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMS CUSIP 577933104 03/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gayathri Rajan Mgmt For For For
2 Elect Michael J. Warren Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
MaxLinear, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXL CUSIP 57776J100 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carolyn D. Beaver Mgmt For For For
2 Elect Albert J. Moyer Mgmt For For For
3 Elect Theodore L. Mgmt For For For
Tewksbury
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MBIA Inc.
Ticker Security ID: Meeting Date Meeting Status
MBI CUSIP 55262C100 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Diane L. Dewbrey Mgmt For For For
2 Elect William C. Fallon Mgmt For For For
3 Elect Steven J. Gilbert Mgmt For For For
4 Elect Charles R. Mgmt For For For
Rinehart
5 Elect Theodore E. Mgmt For For For
Shasta
6 Elect Richard C. Mgmt For For For
Vaughan
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Amendment to the Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
McCormick & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
000 CUSIP 579780206 04/01/2020 Take No Action
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Mgmt N/A TNA N/A
________________________________________________________________________________
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd H. Dean Mgmt For For For
2 Elect Robert A. Eckert Mgmt For For For
3 Elect Catherine Mgmt For For For
Engelbert
4 Elect Margaret H. Mgmt For For For
Georgiadis
5 Elect Enrique Mgmt For For For
Hernandez,
Jr.
6 Elect Christopher Mgmt For For For
Kempczinski
7 Elect Richard H. Lenny Mgmt For For For
8 Elect John Mulligan Mgmt For For For
9 Elect Sheila A. Penrose Mgmt For For For
10 Elect John W. Rogers, Mgmt For For For
Jr.
11 Elect Paul S. Walsh Mgmt For For For
12 Elect Miles D. White Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2012 Mgmt For For For
Omnibus Stock
Ownership
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
________________________________________________________________________________
McGrath Rentcorp
Ticker Security ID: Meeting Date Meeting Status
MGRC CUSIP 580589109 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kimberly A. Box Mgmt For For For
1.2 Elect William J. Dawson Mgmt For For For
1.3 Elect Elizabeth A. Mgmt For For For
Fetter
1.4 Elect Joseph F. Hanna Mgmt For For For
1.5 Elect Bradley M. Mgmt For For For
Shuster
1.6 Elect M. Richard Smith Mgmt For For For
1.7 Elect Dennis P. Mgmt For For For
Stradford
1.8 Elect Ronald H. Zech Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dominic J. Caruso Mgmt For For For
2 Elect N. Anthony Coles Mgmt For For For
3 Elect M. Christine Mgmt For For For
Jacobs
4 Elect Donald R. Knauss Mgmt For For For
5 Elect Marie L. Knowles Mgmt For For For
6 Elect Bradley E. Lerman Mgmt For For For
7 Elect Edward A. Mueller Mgmt For For For
8 Elect Susan R. Salka Mgmt For For For
9 Elect Brian S. Tyler Mgmt For For For
10 Elect Kenneth E. Mgmt For For For
Washington
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
MDC Partners Inc.
Ticker Security ID: Meeting Date Meeting Status
MDCA CUSIP 552697104 06/25/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark J. Penn Mgmt For For For
1.2 Elect Charlene Mgmt For For For
Barshefsky
1.3 Elect Asha Daniere Mgmt For For For
1.4 Elect Bradley J. Gross Mgmt For For For
1.5 Elect Wade Oosterman Mgmt For For For
1.6 Elect Desiree Rogers Mgmt For For For
1.7 Elect Irwin D. Simon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2016 Mgmt For For For
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MDU Resources Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDU CUSIP 552690109 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Everist Mgmt For For For
2 Elect Karen B. Fagg Mgmt For For For
3 Elect David L. Goodin Mgmt For For For
4 Elect Mark A. Mgmt For For For
Hellerstein
5 Elect Dennis W. Johnson Mgmt For For For
6 Elect Patricia L. Moss Mgmt For For For
7 Elect Edward A Ryan Mgmt For For For
8 Elect David Sparby Mgmt For For For
9 Elect Chenxi Wang Mgmt For For For
10 Elect John K. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Medallia, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDLA CUSIP 584021109 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Borge Hald Mgmt For Against Against
2 Elect Douglas Leone Mgmt For Against Against
3 Elect Leslie J. Stretch Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Medical Properties Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPW CUSIP 58463J304 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward K. Aldag, Mgmt For For For
Jr.
2 Elect G. Steven Dawson Mgmt For For For
3 Elect R. Steven Hamner Mgmt For For For
4 Elect Caterina A. Mgmt For For For
Mozingo
5 Elect Elizabeth N. Mgmt For For For
Pitman
6 Elect C. Reynolds Mgmt For For For
Thompson,
III
7 Elect D. Paul Sparks, Mgmt For For For
Jr.
8 Elect Michael G. Mgmt For For For
Stewart
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MediciNova, Inc.
Ticker Security ID: Meeting Date Meeting Status
MNOV CUSIP 58468P206 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeff Himawan Mgmt For For For
2 Elect Hideki Nagao Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2013 Mgmt For Against Against
Equity Incentive
Plan
________________________________________________________________________________
Medidata Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDSO CUSIP 58471A105 08/16/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Medifast, Inc.
Ticker Security ID: Meeting Date Meeting Status
MED CUSIP 58470H101 06/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey J. Brown Mgmt For For For
2 Elect Kevin G. Byrnes Mgmt For For For
3 Elect Daniel R. Chard Mgmt For For For
4 Elect Constance J. Mgmt For For For
Hallquist
5 Elect Michael Anthony Mgmt For For For
Hoer
6 Elect Michael C. Mgmt For For For
MacDonald
7 Elect Carl E. Sassano Mgmt For For For
8 Elect Scott Schlackman Mgmt For For For
9 Elect Andrea B. Thomas Mgmt For For For
10 Elect Ming Xian Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Medpace Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
MEDP CUSIP 58506Q109 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian T. Carley Mgmt For For For
1.2 Elect Thomas C. King Mgmt For For For
1.3 Elect Robert O. Kraft Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Medtronic Plc
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP G5960L103 12/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard H. Mgmt For For For
Anderson
2 Elect Craig Arnold Mgmt For For For
3 Elect Scott C. Donnelly Mgmt For For For
4 Elect Andrea J. Mgmt For For For
Goldsmith
5 Elect Randall J. Mgmt For For For
Hogan,
III
6 Elect Omar Ishrak Mgmt For For For
7 Elect Michael O. Mgmt For For For
Leavitt
8 Elect James T. Lenehan Mgmt For For For
9 Elect Geoffrey Straub Mgmt For For For
Martha
10 Elect Elizabeth G. Mgmt For For For
Nabel
11 Elect Denise M. O'Leary Mgmt For For For
12 Elect Kendall J. Powell Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
MeiraGTx Holdings plc
Ticker Security ID: Meeting Date Meeting Status
MGTX CUSIP G59665102 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ellen Hukkelhoven Mgmt For For For
1.2 Elect Joel S. Marcus Mgmt For For For
1.3 Elect Nicole Seligman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Menlo Therapeutics Inc.
Ticker Security ID: Meeting Date Meeting Status
MNLO CUSIP 586858102 02/06/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reverse Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Mercantile Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
MBWM CUSIP 587376104 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Cassard Mgmt For For For
1.2 Elect Edward J. Clark Mgmt For For For
1.3 Elect Michelle L. Mgmt For For For
Eldridge
1.4 Elect Jeff A. Gardner Mgmt For For For
1.5 Elect Robert B. Mgmt For For For
Kaminski,
Jr.
1.6 Elect Michael H. Price Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Merchants Bancorp
Ticker Security ID: Meeting Date Meeting Status
MBIN CUSIP 58844R108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael F. Petrie Mgmt For Withhold Against
1.2 Elect Randall D. Rogers Mgmt For Withhold Against
1.3 Elect Michael J. Dunlap Mgmt For Withhold Against
1.4 Elect Scott E. Evans Mgmt For Withhold Against
1.5 Elect Sue Anne Gilroy Mgmt For Withhold Against
1.6 Elect Andrew A. Juster Mgmt For Withhold Against
1.7 Elect Patrick D. Mgmt For Withhold Against
O'Brien
1.8 Elect Anne E. Sellers Mgmt For Withhold Against
1.9 Elect David N. Shane Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Mary Ellen Coe Mgmt For For For
4 Elect Pamela J. Craig Mgmt For For For
5 Elect Kenneth C. Mgmt For For For
Frazier
6 Elect Thomas H. Glocer Mgmt For For For
7 Elect Risa Mgmt For For For
Lavizzo-Mourey
8 Elect Paul B. Rothman Mgmt For For For
9 Elect Patricia F. Russo Mgmt For For For
10 Elect Christine E. Mgmt For For For
Seidman
11 Elect Inge G. Thulin Mgmt For For For
12 Elect Kathy J. Warden Mgmt For For For
13 Elect Peter C. Wendell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Tax Savings as a
Result of the Tax Cut
and Jobs
Act
________________________________________________________________________________
Mercury General Corporation
Ticker Security ID: Meeting Date Meeting Status
MCY CUSIP 589400100 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Joseph Mgmt For For For
1.2 Elect Martha E. Marcon Mgmt For For For
1.3 Elect Joshua E. Little Mgmt For For For
1.4 Elect Gabriel Tirador Mgmt For For For
1.5 Elect James G. Ellis Mgmt For For For
1.6 Elect George G. Mgmt For For For
Braunegg
1.7 Elect Ramona L. Mgmt For For For
Cappello
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mercury Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRCY CUSIP 589378108 10/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James K. Bass Mgmt For For For
1.2 Elect Michael A. Mgmt For For For
Daniels
1.3 Elect Lisa S. Disbrow Mgmt For For For
1.4 Elect Barry R. Nearhos Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Meredith Corporation
Ticker Security ID: Meeting Date Meeting Status
MDP CUSIP 589433101 11/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen M. Lacy Mgmt For For For
1.2 Elect Christopher Mgmt For For For
Roberts
III
1.3 Elect D. Mell Meredith Mgmt For For For
Frazier
1.4 Elect Beth J. Kaplan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Meridian Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
EBSB CUSIP 58958U103 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia C. Carney Mgmt For For For
1.2 Elect Edward J. Merritt Mgmt For For For
1.3 Elect Joyce A. Murphy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Meridian Bioscience, Inc.
Ticker Security ID: Meeting Date Meeting Status
VIVO CUSIP 589584101 01/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M. Anderson Mgmt For For For
1.2 Elect Dwight E. Mgmt For For For
Ellingwood
1.3 Elect Jack Kenny Mgmt For For For
1.4 Elect John McIlwraith Mgmt For For For
1.5 Elect David C. Phillips Mgmt For For For
1.6 Elect John M. Rice, Jr. Mgmt For For For
1.7 Elect Catherine Mgmt For For For
Sazdanoff
1.8 Elect Felicia Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Merit Medical Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMSI CUSIP 589889104 06/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lonny J. Mgmt For For For
Carpenter
1.2 Elect David K. Floyd Mgmt For For For
1.3 Elect James T. Hogan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Meritage Homes Corporation
Ticker Security ID: Meeting Date Meeting Status
MTH CUSIP 59001A102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven J. Hilton Mgmt For For For
2 Elect Raymond Oppel Mgmt For For For
3 Elect Dana C. Bradford Mgmt For For For
4 Elect Deborah Ann Mgmt For For For
Henretta
5 Elect P. Kelly Mooney Mgmt For For For
6 Elect Joseph Keough Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Meritor, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTOR CUSIP 59001K100 01/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven Mgmt For For For
Beringhause
1.2 Elect Rhonda L. Brooks Mgmt For For For
1.3 Elect Jeffrey A. Craig Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Amendment Regarding Mgmt For For For
Shareholders Ability
to Amend
Bylaws
6 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Mersana Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRSN CUSIP 59045L106 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Mott Mgmt For For For
1.2 Elect Anna Protopapas Mgmt For For For
1.3 Elect Lawrence M. Mgmt For For For
Alleva
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mesa Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLAB CUSIP 59064R109 11/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John J. Sullivan Mgmt For For For
1.2 Elect Gary M. Owens Mgmt For For For
1.3 Elect John B. Schmieder Mgmt For For For
1.4 Elect Robert V. Dwyer Mgmt For For For
1.5 Elect Evan C. Guillemin Mgmt For For For
1.6 Elect David M. Kelly Mgmt For For For
1.7 Elect David Perez Mgmt For For For
1.8 Elect Jennifer S. Mgmt For For For
Alltoft
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Meta Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASH CUSIP 59100U108 02/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas J. Hajek Mgmt For For For
1.2 Elect Michael R. Kramer Mgmt For For For
1.3 Elect Kendall E. Stork Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Methode Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MEI CUSIP 591520200 09/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Walter J. Mgmt For For For
Aspatore
2 Elect Brian J. Mgmt For For For
Cadwallader
3 Elect Bruce K. Crowther Mgmt For For For
4 Elect Darren M. Dawson Mgmt For For For
5 Elect Donald W. Duda Mgmt For For For
6 Elect Isabelle C. Mgmt For For For
Goossen
7 Elect Mark D. Schwabero Mgmt For For For
8 Elect Lawrence B. Mgmt For For For
Skatoff
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl W. Grise Mgmt For For For
2 Elect Carlos M. Mgmt For For For
Gutierrez
3 Elect Gerald L. Hassell Mgmt For For For
4 Elect David L. Herzog Mgmt For For For
5 Elect R. Glenn Hubbard Mgmt For For For
6 Elect Edward J. Kelly, Mgmt For For For
III
7 Elect William E. Mgmt For For For
Kennard
8 Elect Michel A. Khalaf Mgmt For For For
9 Elect Catherine R. Mgmt For For For
Kinney
10 Elect Diana McKenzie Mgmt For For For
11 Elect Denise M. Mgmt For For For
Morrison
12 Elect Mark A. Mgmt For For For
Weinberger
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Metropolitan Bank Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
MCB CUSIP 591774104 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert C. Patent Mgmt For For For
1.2 Elect Maria Fiorini Mgmt For For For
Ramirez
1.3 Elect William Reinhardt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mettler-Toledo International Inc.
Ticker Security ID: Meeting Date Meeting Status
MTD CUSIP 592688105 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert F. Spoerry Mgmt For For For
2 Elect Wah-Hui Chu Mgmt For For For
3 Elect Domitille Mgmt For For For
Doat-Le
Bigot
4 Elect Olivier A. Mgmt For For For
Filliol
5 Elect Elisha W. Finney Mgmt For For For
6 Elect Richard Francis Mgmt For For For
7 Elect Michael A. Kelly Mgmt For For For
8 Elect Thomas P. Salice Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MFA Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFA CUSIP 55272X102 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Laurie S. Goodman Mgmt For For For
2 Elect Craig L. Knutson Mgmt For For For
3 Elect Richard C. Wald Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
MGE Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
MGEE CUSIP 55277P104 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James G. Berbee Mgmt For For For
1.2 Elect Londa J. Dewey Mgmt For For For
1.3 Elect Thomas R. Stolper Mgmt For For For
2 Approval of the 2021 Mgmt For For For
Long-Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
________________________________________________________________________________
MGIC Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
MTG CUSIP 552848103 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel A. Mgmt For For For
Arrigoni
1.2 Elect C. Edward Chaplin Mgmt For For For
1.3 Elect Curt S. Culver Mgmt For For For
1.4 Elect Jay C. Hartzell Mgmt For For For
1.5 Elect Timothy A. Holt Mgmt For For For
1.6 Elect Kenneth M. Mgmt For For For
Jastrow
II
1.7 Elect Jodeen A. Kozlak Mgmt For For For
1.8 Elect Michael E. Lehman Mgmt For For For
1.9 Elect Melissa B. Lora Mgmt For For For
1.10 Elect Timothy J. Mattke Mgmt For For For
1.11 Elect Gary A. Poliner Mgmt For For For
1.12 Elect Sheryl L. Sculley Mgmt For For For
1.13 Elect Mark M. Zandi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MGM Resorts International
Ticker Security ID: Meeting Date Meeting Status
MGM CUSIP 552953101 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William W. Mgmt For For For
Grounds
2 Elect Alexis M. Herman Mgmt For For For
3 Elect Roland A. Mgmt For For For
Hernandez
4 Elect Mary Chris Jammet Mgmt For For For
5 Elect John Kilroy Mgmt For For For
6 Elect Rose Mgmt For For For
McKinney-James
7 Elect Keith A. Meister Mgmt For For For
8 Elect Paul J. Salem Mgmt For For For
9 Elect Gregory M. Mgmt For For For
Spierkel
10 Elect Jan G. Swartz Mgmt For For For
11 Elect Daniel J. Taylor Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MGP Ingredients, Inc.
Ticker Security ID: Meeting Date Meeting Status
MGPI CUSIP 55303J106 06/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James L. Mgmt For For For
Bareuther
2 Elect Terence Dunn Mgmt For For For
3 Elect Anthony Foglio Mgmt For For For
4 Elect Kerry A. Walsh Mgmt For For For
Skelly
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Michaels Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MIK CUSIP 59408Q106 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joshua Bekenstein Mgmt For For For
1.2 Elect Ashley Buchanan Mgmt For For For
1.3 Elect Mark S. Cosby Mgmt For For For
1.4 Elect Ryan Cotton Mgmt For For For
1.5 Elect Monte E. Ford Mgmt For For For
1.6 Elect Karen Kaplan Mgmt For For For
1.7 Elect Mathew S. Levin Mgmt For For For
1.8 Elect John J. Mahoney Mgmt For For For
1.9 Elect James A. Quella Mgmt For For For
1.10 Elect Beryl B. Raff Mgmt For For For
2 Amendment to the 2014 Mgmt For Against Against
Long Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Microchip Technology Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCHP CUSIP 595017104 08/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steve Sanghi Mgmt For For For
2 Elect Matthew W. Mgmt For Against Against
Chapman
3 Elect L. B. Day Mgmt For Against Against
4 Elect Esther L. Johnson Mgmt For Against Against
5 Elect Wade F. Meyercord Mgmt For Against Against
6 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Human Rights
Risks
________________________________________________________________________________
Micron Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
MU CUSIP 595112103 01/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert L. Bailey Mgmt For For For
2 Elect Richard M. Beyer Mgmt For For For
3 Elect Steven J. Gomo Mgmt For For For
4 Elect Mary Pat McCarthy Mgmt For For For
5 Elect Sanjay Mehrotra Mgmt For For For
6 Elect Robert E. Switz Mgmt For For For
7 Elect MaryAnn Wright Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 12/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Gates Mgmt For For For
III
2 Elect Reid G. Hoffman Mgmt For For For
3 Elect Hugh F. Johnston Mgmt For For For
4 Elect Teri L. Mgmt For For For
List-Stoll
5 Elect Satya Nadella Mgmt For For For
6 Elect Sandra E. Mgmt For For For
Peterson
7 Elect Penny S. Pritzker Mgmt For For For
8 Elect Charles W. Scharf Mgmt For For For
9 Elect Arne M. Sorenson Mgmt For For For
10 Elect John W. Stanton Mgmt For For For
11 Elect John W. Thompson Mgmt For For For
12 Elect Emma N. Walmsley Mgmt For For For
13 Elect Padmasree Warrior Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Representation on the
Board
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Median
Gender Pay Equity
Report
________________________________________________________________________________
MicroStrategy Incorporated
Ticker Security ID: Meeting Date Meeting Status
MSTR CUSIP 594972408 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Saylor Mgmt For Withhold Against
1.2 Elect Stephen X. Graham Mgmt For For For
1.3 Elect Jarrod M. Patten Mgmt For For For
1.4 Elect Leslie J. Rechan Mgmt For For For
1.5 Elect Carl J. Mgmt For For For
Rickertsen
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mid-America Apartment Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAA CUSIP 59522J103 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Eric Bolton, Mgmt For For For
Jr.
2 Elect Russell R. French Mgmt For For For
3 Elect Alan B. Graf, Jr. Mgmt For For For
4 Elect Toni Jennings Mgmt For For For
5 Elect James K. Lowder Mgmt For For For
6 Elect Thomas H. Lowder Mgmt For For For
7 Elect Monica McGurk Mgmt For For For
8 Elect Claude B. Nielsen Mgmt For For For
9 Elect Philip W. Norwood Mgmt For For For
10 Elect W. Reid Sanders Mgmt For For For
11 Elect Gary Shorb Mgmt For For For
12 Elect David P. Stockert Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Middlesex Water Company
Ticker Security ID: Meeting Date Meeting Status
MSEX CUSIP 596680108 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James F Mgmt For For For
Cosgrove,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Midland States Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
MSBI CUSIP 597742105 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jennifer L. Mgmt For For For
DiMotta
2 Elect Richard T. Ramos Mgmt For For For
3 Elect Jeffrey C. Smith Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Midsouth Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
MSL CUSIP 598039105 09/18/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Midstates Petroleum Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPO CUSIP 59804T407 08/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Mgmt For For For
Sambrooks
1.2 Elect Alan J. Carr Mgmt For For For
1.3 Elect Patrice Douglas Mgmt For For For
1.4 Elect Neal P. Goldman Mgmt For Withhold Against
1.5 Elect Randal Klein Mgmt For For For
1.6 Elect Evan S. Lederman Mgmt For For For
1.7 Elect David Proman Mgmt For For For
1.8 Elect Todd R. Snyder Mgmt For For For
2 Merger/Acquisition Mgmt For For For
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
4 Ratification of Auditor Mgmt For For For
5 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
MidWestOne Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MOFG CUSIP 598511103 04/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry D. Albert Mgmt For For For
1.2 Elect Charles N. Funk Mgmt For For For
1.3 Elect Douglas H. Greeff Mgmt For For For
1.4 Elect Jennifer L. Mgmt For For For
Hauschildt
1.5 Elect Douglas K. True Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Milacron Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
MCRN CUSIP 59870L106 11/20/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Miller Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLR CUSIP 600551204 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Theodore H. Mgmt For For For
Ashford
III
2 Elect A. Russell Mgmt For For For
Chandler
III
3 Elect William G. Miller Mgmt For For For
4 Elect William G. Mgmt For For For
Miller
II
5 Elect Richard H. Mgmt For For For
Roberts
6 Elect Leigh Walton Mgmt For For For
7 Elect Deborah L. Mgmt For For For
Whitmire
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Minerals Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
MTX CUSIP 603158106 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph C. Breunig Mgmt For For For
2 Elect Alison A. Deans Mgmt For For For
3 Elect Duane R. Dunham Mgmt For For For
4 Elect Franklin Lee Mgmt For For For
Feder
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Amendment to the 2015 Mgmt For For For
Stock Award and
Incentive
Plan
________________________________________________________________________________
Minerva Neurosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
NERV CUSIP 603380106 06/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Kupfer Mgmt For For For
1.2 Elect Jan van Heek Mgmt For For For
2 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mirati Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRTX CUSIP 60468T105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles M. Baum Mgmt For For For
1.2 Elect Bruce L.A. Carter Mgmt For For For
1.3 Elect Julie M. Mgmt For For For
Cherrington
1.4 Elect Aaron I. Davis Mgmt For For For
1.5 Elect Henry J. Fuchs Mgmt For For For
1.6 Elect Michael Grey Mgmt For For For
1.7 Elect Faheem Hasnain Mgmt For For For
1.8 Elect Craig A. Johnson Mgmt For For For
1.9 Elect Maya Mgmt For For For
Martinez-Davis
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Misonix, Inc.
Ticker Security ID: Meeting Date Meeting Status
MSON CUSIP 604871103 06/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Koby Mgmt For For For
1.2 Elect Paul A. Mgmt For For For
LaViolette
1.3 Elect Thomas M. Patton Mgmt For For For
1.4 Elect Stavros G. Mgmt For For For
Vizirgianakis
1.5 Elect Gwendolyn A. Mgmt For For For
Watanabe
2 Amendment to the 2017 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mistras Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MG CUSIP 60649T107 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis Bertolotti Mgmt For For For
1.2 Elect Nicholas Mgmt For For For
DeBenedictis
1.3 Elect James J. Forese Mgmt For For For
1.4 Elect Richard H. Mgmt For For For
Glanton
1.5 Elect Michelle J. Mgmt For For For
Lohmeier
1.6 Elect Manuel N. Mgmt For For For
Stamatakis
1.7 Elect Sotirios J. Mgmt For For For
Vahaviolos
1.8 Elect W. Curtis Weldon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mitek Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MITK CUSIP 606710200 03/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William K. Aulet Mgmt For For For
1.2 Elect Max Carnecchia Mgmt For For For
1.3 Elect James C. Hale Mgmt For For For
1.4 Elect Bruce E. Hansen Mgmt For For For
1.5 Elect Alex W. Hart Mgmt For For For
1.6 Elect Jane J. Thompson Mgmt For For For
1.7 Elect Donna C. Wells Mgmt For For For
2 2020 Incentive Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
MKS Instruments, Inc.
Ticker Security ID: Meeting Date Meeting Status
MKSI CUSIP 55306N104 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph B. Donahue Mgmt For For For
1.2 Elect Janice K. Henry Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mobile Mini, Inc.
Ticker Security ID: Meeting Date Meeting Status
MINI CUSIP 60740F105 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Erik Olsson Mgmt For For For
2 Elect Michael L. Watts Mgmt For For For
3 Elect Kelly Williams Mgmt For For For
4 Elect Sara R. Dial Mgmt For For For
5 Elect Jeffrey S. Goble Mgmt For For For
6 Elect James J. Martell Mgmt For For For
7 Elect Stephen A. Mgmt For For For
McConnell
8 Elect Frederick G. Mgmt For For For
McNamee
III
9 Elect Kimberly J. Mgmt For For For
McWaters
10 Elect Michael W. Mgmt For For For
Upchurch
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mobile Mini, Inc.
Ticker Security ID: Meeting Date Meeting Status
MINI CUSIP 60740F105 06/24/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
MobileIron, Inc.
Ticker Security ID: Meeting Date Meeting Status
MOBL CUSIP 60739U204 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Simon Biddiscombe Mgmt For For For
2 Elect Kenneth Klein Mgmt For For For
3 Elect James R. Tolonen Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Model N, Inc.
Ticker Security ID: Meeting Date Meeting Status
MODN CUSIP 607525102 02/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tim Adams Mgmt For For For
1.2 Elect Scott Reese Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Moderna, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRNA CUSIP 60770K107 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen Berenson Mgmt For For For
1.2 Elect Sandra Horning Mgmt For For For
1.3 Elect Paul Sagan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Modine Manufacturing Company
Ticker Security ID: Meeting Date Meeting Status
MOD CUSIP 607828100 07/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David G. Bills Mgmt For For For
2 Elect Thomas A. Burke Mgmt For For For
3 Elect Charles P. Cooley Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Moelis & Company
Ticker Security ID: Meeting Date Meeting Status
MC CUSIP 60786M105 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth Moelis Mgmt For Withhold Against
1.2 Elect Navid Mgmt For Withhold Against
Mahmoodzadegan
1.3 Elect Jeffrey Raich Mgmt For Withhold Against
1.4 Elect Eric Cantor Mgmt For Withhold Against
1.5 Elect Elizabeth Crain Mgmt For Withhold Against
1.6 Elect John A. Allison Mgmt For Withhold Against
IV
1.7 Elect Yolanda Mgmt For Withhold Against
Richardson
1.8 Elect Kenneth L. Mgmt For Withhold Against
Shropshire
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Mohawk Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHK CUSIP 608190104 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Karen A. Smith Mgmt For For For
Bogart
2 Elect Jeffrey S. Mgmt For For For
Lorberbaum
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Molecular Templates, Inc.
Ticker Security ID: Meeting Date Meeting Status
MTEM CUSIP 608550109 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eric E. Poma Mgmt For For For
2 Elect Harold E. Selick Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Molina Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
MOH CUSIP 60855R100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronna E. Romney Mgmt For For For
2 Elect Dale Wolf Mgmt For For For
3 Elect Joseph M. Mgmt For For For
Zubretsky
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Molson Coors Beverage Company
Ticker Security ID: Meeting Date Meeting Status
TAP CUSIP 60871R209 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roger G. Eaton Mgmt For For For
1.2 Elect Charles M. Mgmt For For For
Herington
1.3 Elect H. Sanford Riley Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Momenta Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
MNTA CUSIP 60877T100 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce L. Downey Mgmt For For For
2 Elect Georges Gemayel Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2013 Mgmt For For For
Incentive Award
Plan
________________________________________________________________________________
Monarch Casino & Resort, Inc.
Ticker Security ID: Meeting Date Meeting Status
MCRI CUSIP 609027107 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Farahi Mgmt For Against Against
2 Elect Craig F. Sullivan Mgmt For For For
3 Elect Paul Andrews Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mondelez International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDLZ CUSIP 609207105 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis W.K. Booth Mgmt For For For
2 Elect Charles E. Bunch Mgmt For For For
3 Elect Debra A. Crew Mgmt For For For
4 Elect Lois D. Juliber Mgmt For For For
5 Elect Peter W. May Mgmt For For For
6 Elect Jorge S. Mesquita Mgmt For For For
7 Elect Fredric G. Mgmt For For For
Reynolds
8 Elect Christiana Smith Mgmt For For For
Shi
9 Elect Patrick T. Mgmt For For For
Siewert
10 Elect Michael A. Todman Mgmt For For For
11 Elect Jean-Francois M. Mgmt For For For
L. van
Boxmeer
12 Elect Dirk Van de Put Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Salary Considerations
When Setting
Executive
Compensation
________________________________________________________________________________
Monmouth Real Estate Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
MNR CUSIP 609720107 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kiernan Conway Mgmt For For For
1.2 Elect Brian H. Haimm Mgmt For For For
1.3 Elect Neal Herstik Mgmt For For For
1.4 Elect Matthew I. Hirsch Mgmt For For For
1.5 Elect Stephen B. Wolgin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Monolithic Power Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPWR CUSIP 609839105 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Victor K. Lee Mgmt For Withhold Against
1.2 Elect James C. Moyer Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2014 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Monotype Imaging Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
TYPE CUSIP 61022P100 10/09/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Monro Inc.
Ticker Security ID: Meeting Date Meeting Status
MNRO CUSIP 610236101 08/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frederick M. Mgmt For For For
Danziger
1.2 Elect Stephen C. Mgmt For For For
McCluski
1.3 Elect Robert E. Mellor Mgmt For For For
1.4 Elect Peter J. Solomon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Monster Beverage Corporation
Ticker Security ID: Meeting Date Meeting Status
MNST CUSIP 61174X109 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rodney C. Sacks Mgmt For For For
1.2 Elect Hilton H. Mgmt For For For
Schlosberg
1.3 Elect Mark J. Hall Mgmt For For For
1.4 Elect Kathleen E. Mgmt For For For
Ciaramello
1.5 Elect Gary P. Fayard Mgmt For For For
1.6 Elect Jeanne P. Jackson Mgmt For For For
1.7 Elect Steven G. Pizula Mgmt For For For
1.8 Elect Benjamin M. Polk Mgmt For For For
1.9 Elect Sydney Selati Mgmt For For For
1.10 Elect Mark S. Vidergauz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Montage Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
MR CUSIP 61179L100 06/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randall M. Albert Mgmt For Withhold Against
1.2 Elect Mark E. Mgmt For Withhold Against
Burroughs,
Jr.
1.3 Elect Donald R. Mgmt For Withhold Against
Dimitrievich
1.4 Elect Richard D. Mgmt For Withhold Against
Paterson
1.5 Elect D. Martin Mgmt For Withhold Against
Phillips
1.6 Elect John K. Reinhart Mgmt For Withhold Against
1.7 Elect Douglas E. Mgmt For Withhold Against
Swanson,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Moody's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCO CUSIP 615369105 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Basil L. Anderson Mgmt For For For
2 Elect Jorge A. Bermudez Mgmt For For For
3 Elect Therese Esperdy Mgmt For For For
4 Elect Vincent A. Mgmt For For For
Forlenza
5 Elect Kathryn M. Hill Mgmt For For For
6 Elect Raymond W. Mgmt For For For
McDaniel,
Jr.
7 Elect Henry A. Mgmt For For For
McKinnell,
Jr.
8 Elect Leslie F. Seidman Mgmt For For For
9 Elect Bruce Van Saun Mgmt For For For
10 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Governing
Documents
11 Elimination of Mgmt For For For
Supermajority
Requirement to Remove
Directors
12 Elimination of Mgmt For For For
Supermajority
Requirement to Fill
Vacancies and Newly
Created Directorships
at a Statutorily
Required Special
Meeting
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Moog Inc.
Ticker Security ID: Meeting Date Meeting Status
MOGA CUSIP 615394202 02/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janet B. Coletti Mgmt For For For
1.2 Elect Kraig M. Kayser Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elizabeth Corley Mgmt For For For
2 Elect Alistair Darling Mgmt For For For
3 Elect Thomas H. Glocer Mgmt For For For
4 Elect James P. Gorman Mgmt For For For
5 Elect Robert H. Herz Mgmt For For For
6 Elect Nobuyuki Hirano Mgmt For For For
7 Elect Stephen J. Luczo Mgmt For For For
8 Elect Jami Miscik Mgmt For For For
9 Elect Dennis M. Nally Mgmt For For For
10 Elect Takeshi Ogasawara Mgmt For For For
11 Elect Hutham S. Olayan Mgmt For For For
12 Elect Mary L. Schapiro Mgmt For For For
13 Elect Perry M. Traquina Mgmt For For For
14 Elect Rayford Wilkins, Mgmt For For For
Jr.
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Morningstar, Inc.
Ticker Security ID: Meeting Date Meeting Status
MORN CUSIP 617700109 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joe Mansueto Mgmt For For For
2 Elect Kunal Kapoor Mgmt For For For
3 Elect Robin Diamonte Mgmt For For For
4 Elect Cheryl A. Francis Mgmt For For For
5 Elect Steve Joynt Mgmt For For For
6 Elect Steven Kaplan Mgmt For For For
7 Elect Gail Landis Mgmt For For For
8 Elect Bill Lyons Mgmt For For For
9 Elect Jack Noonan Mgmt For For For
10 Elect Caroline J. Tsay Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Motorcar Parts of America, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPAA CUSIP 620071100 09/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Selwyn Joffe Mgmt For For For
2 Elect Scott J. Adelson Mgmt For For For
3 Elect David Bryan Mgmt For For For
4 Elect Rudolph Borneo Mgmt For For For
5 Elect Joseph Ferguson Mgmt For For For
6 Elect Philip Gay Mgmt For For For
7 Elect Duane Miller Mgmt For For For
8 Elect Jeffrey Mirvis Mgmt For For For
9 Elect Barbara L. Mgmt For For For
Whittaker
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Motorola Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
MSI CUSIP 620076307 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory Q. Brown Mgmt For For For
2 Elect Kenneth D. Denman Mgmt For For For
3 Elect Egon Durban Mgmt For For For
4 Elect Clayton M. Jones Mgmt For For For
5 Elect Judy C. Lewent Mgmt For For For
6 Elect Gregory K. Mondre Mgmt For For For
7 Elect Anne R. Mgmt For For For
Pramaggiore
8 Elect Joseph M. Tucci Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Movado Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MOV CUSIP 624580106 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Bridgman Mgmt For For For
1.2 Elect Alex Grinberg Mgmt For For For
1.3 Elect Efraim Grinberg Mgmt For For For
1.4 Elect Alan H. Howard Mgmt For For For
1.5 Elect Richard Isserman Mgmt For For For
1.6 Elect Ann Kirschner Mgmt For For For
1.7 Elect Stephen Sadove Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mr. Cooper Group Inc.
Ticker Security ID: Meeting Date Meeting Status
COOP CUSIP 62482R107 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jay Bray Mgmt For For For
2 Elect Busy Burr Mgmt For For For
3 Elect Robert H. Gidel Mgmt For For For
4 Elect Roy A. Guthrie Mgmt For For For
5 Elect Christopher J. Mgmt For For For
Harrington
6 Elect Michael D. Malone Mgmt For For For
7 Elect Shveta Mujumdar Mgmt For For For
8 Elect Tagar C. Olson Mgmt For For For
9 Elect Steven D. Scheiwe Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
MRC Global Inc.
Ticker Security ID: Meeting Date Meeting Status
MRC CUSIP 55345K103 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rhys J. Best Mgmt For For For
1.2 Elect Deborah G. Adams Mgmt For For For
1.3 Elect Leonard M. Mgmt For For For
Anthony
1.4 Elect Barbara J. Mgmt For For For
Duganier
1.5 Elect Andrew R. Lane Mgmt For For For
1.6 Elect Cornelis A. Linse Mgmt For For For
1.7 Elect John A. Perkins Mgmt For For For
1.8 Elect Robert L. Wood Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MSA Safety Incorporated
Ticker Security ID: Meeting Date Meeting Status
MSA CUSIP 553498106 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William M. Mgmt For For For
Lambert
1.2 Elect Diane M. Pearse Mgmt For For For
1.3 Elect Nishan J. Mgmt For For For
Vartanian
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MSC Industrial Direct Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MSM CUSIP 553530106 01/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mitchell Jacobson Mgmt For For For
1.2 Elect Erik Gershwind Mgmt For For For
1.3 Elect Jonathan Byrnes Mgmt For For For
1.4 Elect Louise K. Goeser Mgmt For For For
1.5 Elect Michael Kaufmann Mgmt For For For
1.6 Elect Denis Kelly Mgmt For For For
1.7 Elect Steven Paladino Mgmt For For For
1.8 Elect Philip R. Peller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MSCI Inc.
Ticker Security ID: Meeting Date Meeting Status
MSCI CUSIP 55354G100 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Henry A. Mgmt For For For
Fernandez
2 Elect Robert G. Ashe Mgmt For For For
3 Elect Benjamin F. Mgmt For For For
duPont
4 Elect Wayne Edmunds Mgmt For For For
5 Elect Catherine R. Mgmt For For For
Kinney
6 Elect Jacques P. Perold Mgmt For For For
7 Elect Sandy Rattray Mgmt For For For
8 Elect Linda H. Riefler Mgmt For For For
9 Elect Marcus L. Smith Mgmt For For For
10 Elect Paula Volent Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MSG Networks Inc.
Ticker Security ID: Meeting Date Meeting Status
MSGN CUSIP 553573106 12/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph J. Lhota Mgmt For For For
1.2 Elect Joel M. Litvin Mgmt For For For
1.3 Elect John L. Sykes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2010 Mgmt For For For
Stock Plan for
Non-Employee
Directors
________________________________________________________________________________
MTS Systems Corporation
Ticker Security ID: Meeting Date Meeting Status
MTSC CUSIP 553777103 02/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Anderson Mgmt For For For
1.2 Elect Jeffrey A. Graves Mgmt For For For
1.3 Elect Nancy A. Mgmt For For For
Altobello
1.4 Elect David D. Johnson Mgmt For For For
1.5 Elect Randy J. Martinez Mgmt For For For
1.6 Elect Michael V. Mgmt For For For
Schrock
1.7 Elect Kenneth Yu Mgmt For For For
1.8 Elect Linda Zukauckas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2017 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mueller Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLI CUSIP 624756102 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory L. Mgmt For For For
Christopher
1.2 Elect Elizabeth Donovan Mgmt For For For
1.3 Elect Gennaro J. Fulvio Mgmt For For For
1.4 Elect Gary S. Gladstein Mgmt For For For
1.5 Elect Scott J. Goldman Mgmt For For For
1.6 Elect John B. Hansen Mgmt For For For
1.7 Elect Terry Hermanson Mgmt For For For
1.8 Elect Charles P. Mgmt For For For
Herzog
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mueller Water Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MWA CUSIP 624758108 01/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shirley C. Mgmt For For For
Franklin
2 Elect J. Scott Hall Mgmt For For For
3 Elect Thomas J. Hansen Mgmt For For For
4 Elect Jerry W. Kolb Mgmt For For For
5 Elect Mark J. O'Brien Mgmt For For For
6 Elect Christine Ortiz Mgmt For For For
7 Elect Bernard G. Mgmt For For For
Rethore
8 Elect Lydia W. Thomas Mgmt For For For
9 Elect Michael T. Tokarz Mgmt For For For
10 Elect Stephen C Van Mgmt For For For
Arsdell
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Murphy Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MUR CUSIP 626717102 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect T. Jay Collins Mgmt For For For
2 Elect Steven A. Cosse Mgmt For For For
3 Elect Claiborne P. Mgmt For For For
Deming
4 Elect Lawrence R. Mgmt For For For
Dickerson
5 Elect Roger W. Jenkins Mgmt For For For
6 Elect Elisabeth W. Mgmt For For For
Keller
7 Elect James V. Kelley Mgmt For For For
8 Elect Walentin Mirosh Mgmt For For For
9 Elect R. Madison Murphy Mgmt For For For
10 Elect Jeffrey W. Nolan Mgmt For For For
11 Elect Robert N. Ryan, Mgmt For For For
Jr.
12 Elect Neal E. Schmale Mgmt For For For
13 Elect Laura A. Sugg Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Murphy USA Inc.
Ticker Security ID: Meeting Date Meeting Status
MUSA CUSIP 626755102 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Claiborne P. Mgmt For For For
Deming
1.2 Elect Jack T. Taylor Mgmt For For For
1.3 Elect Jeanne L. Mgmt For For For
Phillips
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MutualFirst Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFSF CUSIP 62845B104 03/06/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Northwest Bancshares Mgmt For For For
Transaction
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Myers Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
MYE CUSIP 628464109 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sarah R. Coffin Mgmt For For For
1.2 Elect Ronald M. De Feo Mgmt For For For
1.3 Elect William A. Foley Mgmt For For For
1.4 Elect F. Jack Liebau, Mgmt For For For
Jr.
1.5 Elect Bruce M. Lisman Mgmt For For For
1.6 Elect Lori Lutey Mgmt For For For
1.7 Elect Michael McGaugh Mgmt For For For
1.8 Elect Jane Scaccetti Mgmt For For For
1.9 Elect Robert A. Mgmt For For For
Stefanko
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 06/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heather Bresch Mgmt For For For
2 Elect Robert J. Mgmt For For For
Cindrich
3 Elect Robert J. Coury Mgmt For For For
4 Elect JoEllen Lyons Mgmt For For For
Dillon
5 Elect Neil F. Dimick Mgmt For For For
6 Elect Melina Higgins Mgmt For For For
7 Elect Harry A. Korman Mgmt For For For
8 Elect Rajiv Malik Mgmt For For For
9 Elect Richard A. Mark Mgmt For For For
10 Elect Mark W. Parrish Mgmt For For For
11 Elect Pauline van der Mgmt For For For
Meer
Mohr
12 Elect Randall L. Mgmt For For For
Vanderveen
13 Elect Sjoerd S. Mgmt For For For
Vollebregt
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Adoption of Dutch Mgmt For For For
Annual Accounts for
2019
16 Ratification of Auditor Mgmt For For For
17 Appointment of Auditor Mgmt For For For
for Dutch Annual
Accounts
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
20 Business Combination Mgmt For For For
21 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
22 Advisory Vote Mgmt For For For
Regarding Governance
Features
23 Advisory Vote Mgmt For Against Against
Regarding Right of
Shareholders to Call
Special
Meetings
________________________________________________________________________________
MyoKardia, Inc.
Ticker Security ID: Meeting Date Meeting Status
MYOK CUSIP 62857M105 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David P. Meeker Mgmt For For For
1.2 Elect Mark L. Perry Mgmt For For For
1.3 Elect Wendy L. Yarno Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MYR Group Inc.
Ticker Security ID: Meeting Date Meeting Status
MYRG CUSIP 55405W104 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth M. Mgmt For For For
Hartwick
2 Elect Jennifer E. Lowry Mgmt For For For
3 Elect Richard S Swartz Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2017 Mgmt For For For
Long-Term Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Myriad Genetics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MYGN CUSIP 62855J104 12/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark C. Capone Mgmt For For For
1.2 Elect Heinrer Dreismann Mgmt For For For
1.3 Elect Colleen F. Reitan Mgmt For For For
2 Amendment to the 2017 Mgmt For For For
Employee, Director,
and Consultant Equity
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 04/20/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reverse Stock Split Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Amendment Regarding Mgmt For For For
Share
Capital
________________________________________________________________________________
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tanya S. Beder Mgmt For For For
1.2 Elect Anthony R. Chase Mgmt For For For
1.3 Elect James R. Crane Mgmt For For For
1.4 Elect John P. Kotts Mgmt For For For
1.5 Elect Michael C. Linn Mgmt For For For
1.6 Elect Anthony G. Mgmt For For For
Petrello
1.7 Elect John Yearwood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to the 2016 Mgmt For For For
Stock
Plan
________________________________________________________________________________
NACCO Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
NC CUSIP 629579103 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J.C. Butler Jr. Mgmt For For For
1.2 Elect John S. Dalrymple Mgmt For For For
1.3 Elect John P. Jumper Mgmt For For For
1.4 Elect Dennis W. LaBarre Mgmt For For For
1.5 Elect Timothy K. Light Mgmt For For For
1.6 Elect Michael S. Miller Mgmt For For For
1.7 Elect Richard de J. Mgmt For For For
Osborne
1.8 Elect Alfred M. Mgmt For For For
Rankin,
Jr.
1.9 Elect Matthew M. Rankin Mgmt For For For
1.10 Elect Roger F. Rankin Mgmt For For For
1.11 Elect Lori J. Robinson Mgmt For For For
1.12 Elect Britton T. Taplin Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nanometrics Incorporated
Ticker Security ID: Meeting Date Meeting Status
NANO CUSIP 630077105 10/24/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Director & Officer Mgmt For For For
Liability/Indemnificat
ion
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Nanostring Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
NSTG CUSIP 63009R109 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Bradley Gray Mgmt For For For
2 Elect Robert M. Mgmt For Abstain Against
Hershberg
3 Elect Kirk Malloy Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Napco Security Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
NSSC CUSIP 630402105 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard L. Mgmt For For For
Soloway
1.2 Elect Kevin S. Buchel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2020 Mgmt For For For
Non-Employee Stock
Option
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Nasdaq, Inc.
Ticker Security ID: Meeting Date Meeting Status
NDAQ CUSIP 631103108 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Melissa M. Mgmt For For For
Arnoldi
2 Elect Charlene T. Mgmt For For For
Begley
3 Elect Steven D. Black Mgmt For For For
4 Elect Adena T. Friedman Mgmt For For For
5 Elect Essa Kazim Mgmt For For For
6 Elect Thomas A. Kloet Mgmt For For For
7 Elect John D. Rainey Mgmt For For For
8 Elect Michael R. Mgmt For For For
Splinter
9 Elect Jacob Wallenberg Mgmt For For For
10 Elect Alfred W. Zollar Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Natera, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTRA CUSIP 632307104 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rowan Chapman Mgmt For For For
1.2 Elect Herm Rosenman Mgmt For For For
1.3 Elect Jonathan Sheena Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Nathan's Famous, Inc.
Ticker Security ID: Meeting Date Meeting Status
NATH CUSIP 632347100 09/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Eide Mgmt For Withhold Against
1.2 Elect Eric Gatoff Mgmt For Withhold Against
1.3 Elect Brian S. Genson Mgmt For Withhold Against
1.4 Elect Barry Leistner Mgmt For Withhold Against
1.5 Elect Howard M. Lorber Mgmt For Withhold Against
1.6 Elect Wayne Norbitz Mgmt For Withhold Against
1.7 Elect A. F. Petrocelli Mgmt For Withhold Against
1.8 Elect Charles Raich Mgmt For Withhold Against
2 Approval of the 2019 Mgmt For For For
Stock Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Abstain For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
National Bank Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
NBHC CUSIP 633707104 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph W. Clermont Mgmt For For For
1.2 Elect Robert E. Dean Mgmt For For For
1.3 Elect Fred J. Joseph Mgmt For For For
1.4 Elect G. Timothy Laney Mgmt For For For
1.5 Elect Micho F. Spring Mgmt For For For
1.6 Elect Burney S. Mgmt For For For
Warren,
III
1.7 Elect Art Zeile Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
National Bankshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKSH CUSIP 634865109 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles E. Mgmt For For For
Green,
III
1.2 Elect Mildred R. Mgmt For For For
Johnson
1.3 Elect William A. Peery Mgmt For For For
1.4 Elect James C. Thompson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Beverage Corp.
Ticker Security ID: Meeting Date Meeting Status
FIZZ CUSIP 635017106 10/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cecil D. Conlee Mgmt For For For
2 Elect Stanley M. Mgmt For Abstain Against
Sheridan
________________________________________________________________________________
National CineMedia, Inc.
Ticker Security ID: Meeting Date Meeting Status
NCMI CUSIP 635309107 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark B. Segall Mgmt For For For
1.2 Elect David E. Glazek Mgmt For For For
1.3 Elect Lawrence A. Mgmt For For For
Goodman
1.4 Elect David R. Haas Mgmt For For For
1.5 Elect Kurt C. Hall Mgmt For For For
1.6 Elect Thomas F. Mgmt For For For
Lesinski
1.7 Elect Lee Roy Mitchell Mgmt For For For
1.8 Elect Donna Reisman Mgmt For For For
1.9 Elect Renana Teperberg Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Omnibus
Plan
4 Ratification of 2019 Mgmt For For For
Equity Grants to
Thomas F.
Lesinski
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Energy Services Reunited Corp.
Ticker Security ID: Meeting Date Meeting Status
NESR CUSIP G6375R107 06/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Antonio Jose Mgmt For For For
Campo
Mejia
2 Elect Nadhmi Al-Nasr Mgmt For For For
3 Elect Amr Al Menhali Mgmt For For For
4 Elect Andrew L. Waite Mgmt For For For
5 Elect Hala Zeibak Mgmt For For For
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
National Fuel Gas Company
Ticker Security ID: Meeting Date Meeting Status
NFG CUSIP 636180101 03/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David H. Anderson Mgmt For For For
1.2 Elect David P. Bauer Mgmt For For For
1.3 Elect Barbara M. Mgmt For For For
Baumann
1.4 Elect Jeffrey W. Shaw Mgmt For For For
1.5 Elect Thomas E. Skains Mgmt For For For
1.6 Elect Ronald J. Tanski Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Declassification
________________________________________________________________________________
National General Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
NGHC CUSIP 636220303 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald T. DeCarlo Mgmt For For For
1.2 Elect Patrick Fallon Mgmt For For For
1.3 Elect Barry Karfunkel Mgmt For For For
1.4 Elect Robert Karfunkel Mgmt For For For
1.5 Elect John Marshaleck Mgmt For For For
1.6 Elect John D. Nichols Mgmt For For For
Jr.
1.7 Elect Barbara Paris Mgmt For For For
1.8 Elect Barry D. Zyskind Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
National Health Investors, Inc.
Ticker Security ID: Meeting Date Meeting Status
NHI CUSIP 63633D104 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Andrew Adams Mgmt For For For
2 Elect Robert A. Mgmt For For For
McCabe,
Jr.
3 Elect Charlotte A. Mgmt For For For
Swafford
4 Elect Robert G. Adams Mgmt For For For
5 Increase of Authorized Mgmt For For For
Common
Stock
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National HealthCare Corporation
Ticker Security ID: Meeting Date Meeting Status
NHC CUSIP 635906100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Andrew Adams Mgmt For Against Against
2 Elect Ernest G. Mgmt For Against Against
Burgess,
III
3 Elect Emil E. Hassan Mgmt For Against Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the 2020 Mgmt For Against Against
Omnibus Incentive
Plan
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
Report
________________________________________________________________________________
National Instruments Corporation
Ticker Security ID: Meeting Date Meeting Status
NATI CUSIP 636518102 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael E. Mgmt For For For
McGrath
1.2 Elect Alexander M. Mgmt For For For
Davern
2 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clay C. Williams Mgmt For For For
2 Elect Greg L. Armstrong Mgmt For For For
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect Ben A. Guill Mgmt For For For
5 Elect James T. Hackett Mgmt For For For
6 Elect David D. Harrison Mgmt For For For
7 Elect Eric L. Mattson Mgmt For For For
8 Elect Melody B. Meyer Mgmt For For For
9 Elect William R. Thomas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2018 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
National Presto Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
NPK CUSIP 637215104 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randy F. Lieble Mgmt For Withhold Against
1.2 Elect Joseph G. Mgmt For Withhold Against
Stienessen
2 Approval of the Mgmt For For For
Director Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
National Research Corporation
Ticker Security ID: Meeting Date Meeting Status
NRC CUSIP 637372202 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect JoAnn M. Martin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
National Retail Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNN CUSIP 637417106 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela K. M. Mgmt For For For
Beall
1.2 Elect Steven Cosler Mgmt For For For
1.3 Elect Don DeFosset, Jr. Mgmt For For For
1.4 Elect David M. Fick Mgmt For For For
1.5 Elect Edward J. Fritsch Mgmt For For For
1.6 Elect Kevin B. Habicht Mgmt For For For
1.7 Elect Betsy D. Holden Mgmt For For For
1.8 Elect Julian E. Mgmt For For For
Whitehurst
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Storage Affiliates Trust
Ticker Security ID: Meeting Date Meeting Status
NSA CUSIP 637870106 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arlen D. Mgmt For For For
Nordhagen
2 Elect George L. Chapman Mgmt For For For
3 Elect Tamara D. Fischer Mgmt For For For
4 Elect Paul W. Hylbert, Mgmt For For For
Jr.
5 Elect Chad L. Meisinger Mgmt For For For
6 Elect Steven G. Osgood Mgmt For For For
7 Elect Dominic M. Mgmt For For For
Palazzo
8 Elect Rebecca L. Mgmt For For For
Steinfort
9 Elect Mark Van Mourick Mgmt For For For
10 Elect J. Timothy Warren Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
National Vision Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
EYE CUSIP 63845R107 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Tehle Mgmt For For For
1.2 Elect Thomas V. Mgmt For For For
Taylor,
Jr.
1.3 Elect Virginia A. Mgmt For For For
Hepner
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
National Western Life Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
NWLI CUSIP 638517102 06/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David S. Boone Mgmt For Withhold Against
1.2 Elect Stephen E. Mgmt For Withhold Against
Glasgow
1.3 Elect E.J. Pederson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Natural Grocers by Vitamin Cottage, Inc.
Ticker Security ID: Meeting Date Meeting Status
NGVC CUSIP 63888U108 03/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Zephyr Isely Mgmt For Withhold Against
1.2 Elect Michael T. Mgmt For Withhold Against
Campbell
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Nature's Sunshine Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
NATR CUSIP 639027101 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert B. Mercer Mgmt For For For
1.2 Elect Terrence O. Mgmt For For For
Moorehead
1.3 Elect Richard D. Moss Mgmt For For For
1.4 Elect Mary Beth Mgmt For For For
Springer
1.5 Elect Robert D. Straus Mgmt For For For
1.6 Elect J. Christopher Mgmt For For For
Teets
1.7 Elect Jeffrey D. Mgmt For For For
Watkins
1.8 Elect Lily Zou Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Natus Medical Incorporated
Ticker Security ID: Meeting Date Meeting Status
NTUS CUSIP 639050103 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jonathan Kennedy Mgmt For For For
2 Elect Barbara R. Paul Mgmt For For For
3 Elect Alice D. Mgmt For For For
Schroeder
4 Elect Thomas J. Mgmt For For For
Sullivan
5 Elect Ilan Daskal Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Navient Corporation
Ticker Security ID: Meeting Date Meeting Status
NAVI CUSIP 63938C108 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frederick Arnold Mgmt For For For
2 Elect Anna Escobedo Mgmt For For For
Cabral
3 Elect Larry A. Klane Mgmt For For For
4 Elect Katherine A. Mgmt For For For
Lehman
5 Elect Linda A. Mills Mgmt For For For
6 Elect John F. Remondi Mgmt For For For
7 Elect Jane J. Thompson Mgmt For For For
8 Elect Laura S. Unger Mgmt For For For
9 Elect David L. Yowan Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Navigant Consulting, Inc.
Ticker Security ID: Meeting Date Meeting Status
NCI CUSIP 63935N107 10/10/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Navistar International Corporation
Ticker Security ID: Meeting Date Meeting Status
NAV CUSIP 63934E108 02/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Troy A. Clarke Mgmt For For For
1.2 Elect Jose Maria Mgmt For Withhold Against
Alapont
1.3 Elect Stephen R. D'Arcy Mgmt For For For
1.4 Elect Vincent J. Mgmt For Withhold Against
Intrieri
1.5 Elect Raymond T. Miller Mgmt For For For
1.6 Elect Mark H. Rachesky Mgmt For Withhold Against
1.7 Elect Andreas Renschler Mgmt For Withhold Against
1.8 Elect Christian Schulz Mgmt For Withhold Against
1.9 Elect Kevin M. Sheehan Mgmt For For For
1.10 Elect Dennis A. Suskind Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NBT Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
NBTB CUSIP 628778102 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Watt, Jr. Mgmt For For For
2 Elect Martin A. Mgmt For For For
Dietrich
3 Elect Patricia T. Civil Mgmt For For For
4 Elect Timothy E. Mgmt For For For
Delaney
5 Elect James H. Douglas Mgmt For For For
6 Elect Andrew S. Mgmt For For For
Kowalczyk
III
7 Elect John C. Mitchell Mgmt For For For
8 Elect V. Daniel Mgmt For For For
Robinson
II
9 Elect Matthew J. Mgmt For For For
Salanger
10 Elect Joseph A. Mgmt For For For
Santangelo
11 Elect Lowell A. Seifter Mgmt For For For
12 Elect Robert A. Mgmt For For For
Wadsworth
13 Elect Jack H. Webb Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NCR Corporation
Ticker Security ID: Meeting Date Meeting Status
NCR CUSIP 62886E108 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark W. Begor Mgmt For For For
1.2 Elect Gregory R. Blank Mgmt For For For
1.3 Elect Catherine L. Mgmt For For For
Burke
1.4 Elect Chinh E. Chu Mgmt For For For
1.5 Elect Deborah A. Mgmt For For For
Farrington
1.6 Elect Michael D. Mgmt For For For
Hayford
1.7 Elect Georgette D. Mgmt For For For
Kiser
1.8 Elect Kirk T. Larsen Mgmt For For For
1.9 Elect Frank R. Martire Mgmt For For For
1.10 Elect Matthew A. Mgmt For For For
Thompson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2017 Mgmt For Against Against
Stock Incentive
Plan
5 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
NCS Multistage Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
NCSM CUSIP 628877102 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Matt Ralls Mgmt For For For
1.2 Elect John Deane Mgmt For For For
1.3 Elect Marty Stromquist Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2017 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Neenah, Inc.
Ticker Security ID: Meeting Date Meeting Status
NP CUSIP 640079109 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William M. Cook Mgmt For For For
2 Elect Philip C. Moore Mgmt For For For
3 Elect Julie A. Mgmt For For For
Schertell
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nektar Therapeutics
Ticker Security ID: Meeting Date Meeting Status
NKTR CUSIP 640268108 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Karin Eastham Mgmt For For For
2 Elect Myriam J. Curet Mgmt For For For
3 Elect Howard W. Robin Mgmt For For For
4 Amendment to the 2017 Mgmt For For For
Performance Incentive
Plan
5 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nelnet, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNI CUSIP 64031N108 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathleen A. Mgmt For For For
Farrell
2 Elect David S. Graff Mgmt For For For
3 Elect Thomas E. Henning Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Neogen Corporation
Ticker Security ID: Meeting Date Meeting Status
NEOG CUSIP 640491106 10/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Adent Mgmt For For For
1.2 Elect William T. Boehm Mgmt For For For
1.3 Elect James P. Tobin Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Neogenomics, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEO CUSIP 64049M209 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
VanOort
2 Elect Steven C. Jones Mgmt For For For
3 Elect Kevin C. Johnson Mgmt For For For
4 Elect Raymond R. Hipp Mgmt For For For
5 Elect Bruce K. Crowther Mgmt For For For
6 Elect Lynn A. Tetrault Mgmt For For For
7 Elect Allison L. Hannah Mgmt For For For
8 Elect Stephen M. Mgmt For For For
Kanovsky
9 Elect Rachel A. Stahler Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NeoPhotonics Corporation
Ticker Security ID: Meeting Date Meeting Status
NPTN CUSIP 64051T100 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy S. Jenks Mgmt For For For
1.2 Elect Yanbing Li Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2020 Mgmt For Against Against
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NetApp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 09/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect T. Michael Nevens Mgmt For For For
2 Elect Gerald D. Held Mgmt For For For
3 Elect Kathryn M. Hill Mgmt For For For
4 Elect Deborah L. Kerr Mgmt For For For
5 Elect George Kurian Mgmt For For For
6 Elect Scott F. Schenkel Mgmt For For For
7 Elect George T. Shaheen Mgmt For For For
8 Amendment to the 1999 Mgmt For For For
Stock Option
Plan
9 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Netflix, Inc.
Ticker Security ID: Meeting Date Meeting Status
NFLX CUSIP 64110L106 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reed Hastings Mgmt For Abstain Against
2 Elect Jay C. Hoag Mgmt For Abstain Against
3 Elect Mathias Dopfner Mgmt For Abstain Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Approval of the 2020 Mgmt For For For
Stock
Plan
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
9 Shareholder Proposal ShrHoldr Against Against For
Regarding EEO Policy
Risk
Report
________________________________________________________________________________
NetGear, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTGR CUSIP 64111Q104 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick C.S. Lo Mgmt For For For
2 Elect Laura Durr Mgmt For For For
3 Elect Jef T. Graham Mgmt For For For
4 Elect Bradley L. Mgmt For For For
Maiorino
5 Elect Janice M. Roberts Mgmt For For For
6 Elect Gregory J. Mgmt For For For
Rossmann
7 Elect Barbara V. Mgmt For Against Against
Scherer
8 Elect Thomas H. Mgmt For For For
Waechter
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2016 Mgmt For Against Against
Equity Incentive
Plan
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
NetScout Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTCT CUSIP 64115T104 09/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anil K. Singhal Mgmt For For For
1.2 Elect John R. Egan Mgmt For For For
1.3 Elect Robert E. Donahue Mgmt For For For
2 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Neurocrine Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBIX CUSIP 64125C109 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin C. Gorman Mgmt For For For
1.2 Elect Gary A. Lyons Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nevro Corp.
Ticker Security ID: Meeting Date Meeting Status
NVRO CUSIP 64157F103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank Fischer Mgmt For For For
1.2 Elect Shawn T. Mgmt For For For
McCormick
1.3 Elect Kevin C. O'Boyle Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
New Age Beverages Corporation
Ticker Security ID: Meeting Date Meeting Status
NBEV CUSIP 64157V108 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Greg Fea Mgmt For For For
1.2 Elect Brent D. Willis Mgmt For For For
1.3 Elect Tim Haas Mgmt For For For
1.4 Elect Ed Brennan Mgmt For For For
1.5 Elect Reginald Kapteyn Mgmt For For For
1.6 Elect Amy Kuzdowicz Mgmt For For For
1.7 Elect Alicia Syrett Mgmt For For For
2 Reincorporation from Mgmt For For For
Washington to
Delaware
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Jersey Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
NJR CUSIP 646025106 01/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James H. Mgmt For For For
DeGraffenreidt,
Jr.
1.2 Elect Gregory E. Aliff Mgmt For For For
1.3 Elect Stephen D. Mgmt For For For
Westhoven
1.4 Elect Jane M. Kenny Mgmt For For For
1.5 Elect Sharon C. Taylor Mgmt For For For
1.6 Elect David A. Trice Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Media Investment Group Inc.
Ticker Security ID: Meeting Date Meeting Status
NEWM CUSIP 64704V106 11/14/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
New Relic, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEWR CUSIP 64829B100 08/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Caroline Mgmt For For For
Watteeuw-Carlisle
1.2 Elect Dan Scholnick Mgmt For For For
1.3 Elect James R. Tolonen Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Residential Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
NRZ CUSIP 64828T201 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela F. Lenehan Mgmt For For For
1.2 Elect David Saltzman Mgmt For For For
1.3 Elect Alan L. Tyson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
________________________________________________________________________________
New Senior Investment Group Inc.
Ticker Security ID: Meeting Date Meeting Status
SNR CUSIP 648691103 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stuart A. Mgmt For For For
McFarland
1.2 Elect Robert Savage Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Repeal of Classified Mgmt For For For
Board
6 Approval of the Mgmt For For For
Majority Voting in
Uncontested Director
Elections
7 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
Certain Provisions of
the Certificate of
Incorporation
8 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
the
Bylaws
9 Elimination of Mgmt For For For
Supermajority
Requirement to Remove
Directors for Cause
Appoint Directors in
Certain
Events
________________________________________________________________________________
New York Community Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NYCB CUSIP 649445103 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dominick Ciampa Mgmt For For For
2 Elect Leslie Dunn Mgmt For For For
3 Elect Lawrence Rosano, Mgmt For For For
Jr.
4 Elect Robert Wann Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Elimination of Mgmt For For For
Supermajority
Requirement
8 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
9 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Age and
Tenure Limits for
Directors
________________________________________________________________________________
New York Mortgage Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
NYMT CUSIP 649604501 06/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David R. Bock Mgmt For For For
2 Elect Michael B. Mgmt For For For
Clement
3 Elect Alan L. Hainey Mgmt For For For
4 Elect Steven R. Mumma Mgmt For For For
5 Elect Steven G. Norcutt Mgmt For For For
6 Elect Lisa A. Mgmt For For For
Pendergast
7 Elect Jason T. Serrano Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Newell Brands Inc.
Ticker Security ID: Meeting Date Meeting Status
NWL CUSIP 651229106 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bridget M. Mgmt For For For
Ryan-Berman
2 Elect Patrick D. Mgmt For For For
Campbell
3 Elect James R. Craigie Mgmt For For For
4 Elect Debra A. Crew Mgmt For For For
5 Elect Brett M. Icahn Mgmt For For For
6 Elect Gerardo I. Lopez Mgmt For For For
7 Elect Courtney R. Mgmt For For For
Mather
8 Elect Ravichandra K. Mgmt For For For
Saligram
9 Elect Judith A. Mgmt For For For
Sprieser
10 Elect Robert A. Steele Mgmt For For For
11 Elect Steven J. Strobel Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newmark Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
NMRK CUSIP 65158N102 09/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard W. Lutnick Mgmt For For For
1.2 Elect Michael Snow Mgmt For For For
1.3 Elect Virginia S. Bauer Mgmt For For For
1.4 Elect Peter F. Cervinka Mgmt For For For
________________________________________________________________________________
NewMarket Corporation
Ticker Security ID: Meeting Date Meeting Status
NEU CUSIP 651587107 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phyllis L. Mgmt For For For
Cothran
2 Elect Mark M. Gambill Mgmt For For For
3 Elect Bruce C. Gottwald Mgmt For For For
4 Elect Thomas E. Mgmt For For For
Gottwald
5 Elect Patrick D. Hanley Mgmt For For For
6 Elect H. Hiter Harris, Mgmt For For For
III
7 Elect James E. Rogers Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newmont Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Bruce R. Brook Mgmt For For For
3 Elect J. Kofi Bucknor Mgmt For For For
4 Elect Maura J. Clark Mgmt For For For
5 Elect Matthew Coon Come Mgmt For For For
6 Elect Noreen Doyle Mgmt For For For
7 Elect Veronica M. Hagen Mgmt For For For
8 Elect Rene Medori Mgmt For For For
9 Elect Jane Nelson Mgmt For For For
10 Elect Thomas Palmer Mgmt For For For
11 Elect Julio M. Quintana Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Newpark Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
NR CUSIP 651718504 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony J. Best Mgmt For For For
1.2 Elect G. Stephen Finley Mgmt For For For
1.3 Elect Paul L. Howes Mgmt For For For
1.4 Elect Roderick A. Mgmt For For For
Larson
1.5 Elect John C. Minge Mgmt For For For
1.6 Elect Rose M. Robeson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
News Corporation
Ticker Security ID: Meeting Date Meeting Status
NWS CUSIP 65249B208 11/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect K. Rupert Murdoch Mgmt For Against Against
2 Elect Lachlan K. Mgmt For Against Against
Murdoch
3 Elect Robert J. Thomson Mgmt For Against Against
4 Elect Kelly A. Ayotte Mgmt For Against Against
5 Elect Jose Maria Aznar Mgmt For Against Against
6 Elect Natalie Bancroft Mgmt For Against Against
7 Elect Peter L. Barnes Mgmt For Against Against
8 Elect Joel I. Klein Mgmt For Against Against
9 Elect James Murdoch Mgmt For Against Against
10 Elect Ana Paula Pessoa Mgmt For Against Against
11 Elect Masroor T. Mgmt For Against Against
Siddiqui
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2013 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
NexPoint Residential Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
NXRT CUSIP 65341D102 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Dondero Mgmt For For For
1.2 Elect Brian Mitts Mgmt For For For
1.3 Elect Edward Mgmt For Withhold Against
Constantino
1.4 Elect Scott F. Mgmt For Withhold Against
Kavanaugh
1.5 Elect Arthur B. Laffer Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nexstar Media Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
NXST CUSIP 65336K103 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis A. Miller Mgmt For For For
1.2 Elect John R. Muse Mgmt For For For
1.3 Elect I. Martin Mgmt For For For
Pompadur
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
NextCure, Inc.
Ticker Security ID: Meeting Date Meeting Status
NXTC CUSIP 65343E108 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judith J. Li Mgmt For For For
2 Elect Garry A. Mgmt For For For
Nicholson
3 Elect Stella Xu Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NextEra Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEE CUSIP 65339F101 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect James L. Camaren Mgmt For For For
3 Elect Kenneth B. Dunn Mgmt For For For
4 Elect Naren K. Mgmt For For For
Gursahaney
5 Elect Kirk S. Hachigian Mgmt For For For
6 Elect Toni Jennings Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect David L. Porges Mgmt For For For
9 Elect James L. Robo Mgmt For For For
10 Elect Rudy E. Schupp Mgmt For For For
11 Elect John L. Skolds Mgmt For For For
12 Elect William H. Mgmt For For For
Swanson
13 Elect Darryl L. Wilson Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
NextGen Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
NXGN CUSIP 65343C102 08/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Frantz Mgmt For For For
1.2 Elect Craig A. Mgmt For For For
Barbarosh
1.3 Elect George H. Bristol Mgmt For For For
1.4 Elect Julie D. Mgmt For For For
Klapstein
1.5 Elect James C. Malone Mgmt For For For
1.6 Elect Jeffrey H. Mgmt For For For
Margolis
1.7 Elect Morris Panner Mgmt For For For
1.8 Elect Sheldon Razin Mgmt For For For
1.9 Elect Lance E. Mgmt For For For
Rosenzweig
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2015 Mgmt For Against Against
Equity Incentive
Plan
________________________________________________________________________________
NexTier Oilfield Solutions Inc.
Ticker Security ID: Meeting Date Meeting Status
NEX CUSIP 65290C105 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert W. Mgmt For For For
Drummond
2 Elect Stuart M. Mgmt For For For
Brightman
3 Elect Gary M. Halverson Mgmt For For For
4 Elect Patrick M. Murray Mgmt For For For
5 Elect Amy H. Nelson Mgmt For For For
6 Elect Mel G. Riggs Mgmt For For For
7 Elect Michael Roemer Mgmt For For For
8 Elect James C. Stewart Mgmt For For For
9 Elect Scott Wille Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
NGM Biopharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
NGM CUSIP 62921N105 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shelly D. Guyer Mgmt For For For
2 Elect Mark Leschly Mgmt For For For
3 Elect William J. Mgmt For For For
Rieflin
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NI Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
NODK CUSIP 65342T106 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Alexander
1.2 Elect Jeffrey R. Mgmt For For For
Missling
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
NIC Inc.
Ticker Security ID: Meeting Date Meeting Status
EGOV CUSIP 62914B100 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harry H. Mgmt For For For
Herington
1.2 Elect Art N. Burtscher Mgmt For For For
1.3 Elect Venmal (Raji) Mgmt For For For
Arasu
1.4 Elect C. Brad Henry Mgmt For For For
1.5 Elect Alexander C. Mgmt For For For
Kemper
1.6 Elect William M. Lyons Mgmt For For For
1.7 Elect Anthony Scott Mgmt For For For
1.8 Elect Jayaprakash Mgmt For For For
Vijayan
1.9 Elect Pete Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nicolet Bankshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
NCBS CUSIP 65406E102 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert B. Atwell Mgmt For For For
1.2 Elect Rachel Mgmt For For For
Campos-Duffy
1.3 Elect Michael E. Mgmt For For For
Daniels
1.4 Elect John N. Dykema Mgmt For For For
1.5 Elect Terrence R. Mgmt For For For
Fulwiler
1.6 Elect Christopher J. Mgmt For For For
Ghidorzi
1.7 Elect Andrew F. Mgmt For For For
Hetzel,
Jr.
1.8 Elect Donald J. Long, Mgmt For For For
Jr.
1.9 Elect Dustin J. McClone Mgmt For For For
1.10 Elect Susan L. Mgmt For For For
Merkatoris
1.11 Elect Oliver Pierce Mgmt For For For
Smith
1.12 Elect Robert J. Weyers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nielsen Holdings plc
Ticker Security ID: Meeting Date Meeting Status
NLSN CUSIP G6518L108 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Mgmt For For For
Attwood,
Jr.
2 Elect Thomas H. Castro Mgmt For For For
3 Elect Guerrino De Luca Mgmt For For For
4 Elect Karen M. Hoguet Mgmt For For For
5 Elect David W. Kenny Mgmt For For For
6 Elect Harish Manwani Mgmt For For For
7 Elect Janice Marinelli Mgmt For For For
Mazza
8 Elect Robert C. Pozen Mgmt For For For
9 Elect David Rawlinson Mgmt For For For
10 Elect Nancy Tellem Mgmt For For For
11 Elect Javier G. Teruel Mgmt For For For
12 Elect Lauren Zalaznick Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Appointment of Mgmt For For For
Statutory
Auditor
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Remuneration Report Mgmt For For For
(Advisory)
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Approval of Share Mgmt For For For
Repurchase Contracts
and Repurchase
Counterparties
________________________________________________________________________________
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan B. Graf, Jr. Mgmt For For For
1.2 Elect Peter B. Henry Mgmt For For For
1.3 Elect Michelle Peluso Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nine Energy Service, Inc.
Ticker Security ID: Meeting Date Meeting Status
NINE CUSIP 65441V101 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott E. Mgmt For Withhold Against
Schwinger
1.2 Elect Gary L. Thomas Mgmt For Withhold Against
1.3 Elect Andrew L. Waite Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NiSource Inc.
Ticker Security ID: Meeting Date Meeting Status
NI CUSIP 65473P105 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter A. Altabef Mgmt For For For
2 Elect Theodore H. Mgmt For For For
Bunting,
Jr.
3 Elect Eric L. Butler Mgmt For For For
4 Elect Aristides S. Mgmt For For For
Candris
5 Elect Wayne S. DeVeydt Mgmt For For For
6 Elect Joseph Hamrock Mgmt For For For
7 Elect Deborah A. Mgmt For For For
Henretta
8 Elect Deborah Hersman Mgmt For For For
9 Elect Michael E. Mgmt For For For
Jesanis
10 Elect Kevin T. Kabat Mgmt For For For
11 Elect Carolyn Y. Woo Mgmt For For For
12 Elect Lloyd M. Yates Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
NL Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
NL CUSIP 629156407 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Loretta J. Feehan Mgmt For For For
1.2 Elect Robert D. Graham Mgmt For For For
1.3 Elect John E. Harper Mgmt For For For
1.4 Elect Meredith W. Mgmt For For For
Mendes
1.5 Elect Cecil H. Moore, Mgmt For For For
Jr.
1.6 Elect Thomas P. Mgmt For For For
Stafford
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
nLIGHT, Inc.
Ticker Security ID: Meeting Date Meeting Status
LASR CUSIP 65487K100 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bandel L. Carano Mgmt For For For
2 Elect Raymond A. Link Mgmt For Abstain Against
3 Elect Geoffrey A. Moore Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NMI Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
NMIH CUSIP 629209305 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bradley M. Mgmt For For For
Shuster
1.2 Elect Claudia J. Merkle Mgmt For For For
1.3 Elect Michael Embler Mgmt For For For
1.4 Elect James G. Jones Mgmt For For For
1.5 Elect Lynn S. McCreary Mgmt For For For
1.6 Elect Michael Mgmt For For For
Montgomery
1.7 Elect Regina Mgmt For For For
Muehlhauser
1.8 Elect James H. Ozanne Mgmt For For For
1.9 Elect Steven L. Scheid Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NN, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNBR CUSIP 629337106 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raynard D. Mgmt For For For
Benvenuti
1.2 Elect Christina E. Mgmt For For For
Carroll
1.3 Elect David K. Floyd Mgmt For For For
1.4 Elect Jeri J. Harman Mgmt For For For
1.5 Elect Steven T. Warshaw Mgmt For For For
1.6 Elect Thomas H. Mgmt For For For
Wilson,
Jr.
2 Issuance of Common Mgmt For For For
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Noble Corporation plc
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP G65431101 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin S. Corbett Mgmt For For For
2 Elect Julie H. Edwards Mgmt For For For
3 Elect Robert W. Eifler Mgmt For For For
4 Elect Gordon T. Hall Mgmt For For For
5 Elect Roger W. Jenkins Mgmt For For For
6 Elect Scott D. Josey Mgmt For For For
7 Elect Jon A. Marshall Mgmt For For For
8 Elect Julie J. Mgmt For For For
Robertson
9 Ratification of Auditor Mgmt For For For
10 Appointment of UK Mgmt For For For
Auditor
11 Authorization to Set Mgmt For For For
UK Auditor's
Fees
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Remuneration Report Mgmt For Against Against
(Advisory)
14 Amendment to 2015 Mgmt For For For
Omnibus Incentive
Plan
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Reverse Stock Split Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
________________________________________________________________________________
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey L. Mgmt For For For
Berenson
2 Elect James E. Craddock Mgmt For For For
3 Elect Barbara J. Mgmt For For For
Duganier
4 Elect Thomas J. Edelman Mgmt For For For
5 Elect Holli C. Ladhani Mgmt For For For
6 Elect David L. Stover Mgmt For For For
7 Elect Scott D. Urban Mgmt For For For
8 Elect William T. Van Mgmt For For For
Kleef
9 Elect Martha B. Wyrsch Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Noodles & Company
Ticker Security ID: Meeting Date Meeting Status
NDLS CUSIP 65540B105 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mary Egan Mgmt For For For
1.2 Elect Robert Hartnett Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nordic American Tankers Limited
Ticker Security ID: Meeting Date Meeting Status
NAT CUSIP G65773106 11/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbjorn Hansson Mgmt For For For
2 Elect Andreas Ove Mgmt For For For
Ugland
3 Elect James Kelly Mgmt For For For
4 Elect David M. Workman Mgmt For For For
5 Elect Richard H. K. Mgmt For For For
Vietor
6 Elect Alexander Hansson Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Reduction in Share Mgmt For For For
Premium
Account
________________________________________________________________________________
Nordson Corporation
Ticker Security ID: Meeting Date Meeting Status
NDSN CUSIP 655663102 02/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sundaram Mgmt For For For
Nagarajan
1.2 Elect Ginger M. Jones Mgmt For For For
1.3 Elect Joseph P. Mgmt For For For
Keithley
1.4 Elect Michael J. Mgmt For For For
Merriman,
Jr.
1.5 Elect Mary G. Puma Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nordstrom, Inc.
Ticker Security ID: Meeting Date Meeting Status
JWN CUSIP 655664100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shellye L. Mgmt For For For
Archambeau
2 Elect Stacy Mgmt For For For
Brown-Philpot
3 Elect Tanya L. Domier Mgmt For For For
4 Elect James L. Donald Mgmt For For For
5 Elect Kirsten A. Green Mgmt For For For
6 Elect Glenda G. McNeal Mgmt For For For
7 Elect Erik B. Nordstrom Mgmt For For For
8 Elect Peter E. Mgmt For For For
Nordstrom
9 Elect Brad D. Smith Mgmt For For For
10 Elect Bradley D. Tilden Mgmt For For For
11 Elect Mark J Tritton Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2019 Mgmt For Against Against
Equity Incentive
Plan
15 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Norfolk Southern Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844108 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas D. Bell Mgmt For For For
Jr.
2 Elect Mitchell E. Mgmt For For For
Daniels,
Jr.
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect John C. Huffard, Mgmt For For For
Jr.
5 Elect Christopher T. Mgmt For For For
Jones
6 Elect Thomas C. Mgmt For For For
Kelleher
7 Elect Steven F. Leer Mgmt For For For
8 Elect Michael D. Mgmt For For For
Lockhart
9 Elect Amy E. Miles Mgmt For For For
10 Elect Claude Mongeau Mgmt For For For
11 Elect Jennifer F. Mgmt For For For
Scanlon
12 Elect James A. Squires Mgmt For For For
13 Elect John R. Thompson Mgmt For For For
14 Majority Vote for Mgmt For For For
Amendments to
Articles
15 Majority Vote for Mgmt For For For
Approval of Mergers
and Other Corporate
Transactions
16 Majority Vote for Mgmt For For For
Redomestication and
Other
Transactions
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Northeast Bank
Ticker Security ID: Meeting Date Meeting Status
NBN CUSIP 66405S100 11/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John C. Orestis Mgmt For For For
1.2 Elect David A. Tanner Mgmt For For For
1.3 Elect Judith E. Mgmt For For For
Wallingford
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Northern Oil & Gas, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOG CUSIP 665531109 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bahram Akradi Mgmt For For For
1.2 Elect Lisa Bromiley Mgmt For For For
1.3 Elect Roy E. Easley Mgmt For For For
1.4 Elect Michael Frantz Mgmt For For For
1.5 Elect Robert Grabb Mgmt For For For
1.6 Elect Jack E. King Mgmt For For For
1.7 Elect Stuart Lasher Mgmt For For For
1.8 Elect Michael Popejoy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Northern Trust Corporation
Ticker Security ID: Meeting Date Meeting Status
NTRS CUSIP 665859104 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda Walker Mgmt For For For
Bynoe
2 Elect Susan Crown Mgmt For For For
3 Elect Dean M. Harrison Mgmt For For For
4 Elect Jay L. Henderson Mgmt For For For
5 Elect Marcy S. Klevorn Mgmt For For For
6 Elect Siddharth N. Mgmt For For For
Mehta
7 Elect Michael G. Mgmt For For For
O'Grady
8 Elect Jose Luis Prado Mgmt For For For
9 Elect Thomas E. Mgmt For For For
Richards
10 Elect Martin P. Slark Mgmt For For For
11 Elect David H. B. Mgmt For For For
Smith,
Jr.
12 Elect Donald Thompson Mgmt For For For
13 Elect Charles A. Mgmt For For For
Tribbett
III
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Northfield Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NFBK CUSIP 66611T108 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Alexander Mgmt For For For
1.2 Elect Annette Catino Mgmt For For For
1.3 Elect John P. Connors, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Northrim Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NRIM CUSIP 666762109 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry S. Cash Mgmt For For For
1.2 Elect Anthony Drabek Mgmt For For For
1.3 Elect Karl L. Hanneman Mgmt For For For
1.4 Elect David W. Karp Mgmt For For For
1.5 Elect David J. Mgmt For For For
McCambridge
1.6 Elect Krystal M. Nelson Mgmt For For For
1.7 Elect Joseph M. Mgmt For For For
Schierhorn
1.8 Elect Aaron Schutt Mgmt For For For
1.9 Elect John C. Swalling Mgmt For For For
1.10 Elect Linda C. Thomas Mgmt For For For
1.11 Elect David G. Wight Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Northrop Grumman Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathy J Warden Mgmt For For For
2 Elect Marianne C. Brown Mgmt For For For
3 Elect Donald E. Mgmt For For For
Felsinger
4 Elect Ann M. Fudge Mgmt For For For
5 Elect Bruce S. Gordon Mgmt For For For
6 Elect William H. Mgmt For For For
Hernandez
7 Elect Madeleine A. Mgmt For For For
Kleiner
8 Elect Karl J. Krapek Mgmt For For For
9 Elect Gary Roughead Mgmt For For For
10 Elect Thomas M. Schoewe Mgmt For For For
11 Elect James S. Turley Mgmt For For For
12 Elect Mark A. Welsh III Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Human Rights Impact
Assessments
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
________________________________________________________________________________
NorthStar Realty Europe Corp.
Ticker Security ID: Meeting Date Meeting Status
NRE CUSIP 66706L101 08/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Mgmt For For For
Barrack,
Jr.
1.2 Elect Mahbod Nia Mgmt For For For
1.3 Elect Mario Chisholm Mgmt For For For
1.4 Elect Judith A. Mgmt For For For
Hannaway
1.5 Elect Dianne Hurley Mgmt For For For
1.6 Elect Oscar Junquera Mgmt For For For
1.7 Elect Wesley D. Minami Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NorthStar Realty Europe Corp.
Ticker Security ID: Meeting Date Meeting Status
NRE CUSIP 66706L101 09/25/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Northwest Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
NWBI CUSIP 667340103 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sonia M. Probst Mgmt For For For
1.2 Elect William F. Mgmt For For For
McKnight
1.3 Elect Ronald J. Mgmt For For For
Seiffert
1.4 Elect David M. Tullio Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Northwest Natural Holding Company
Ticker Security ID: Meeting Date Meeting Status
NWN CUSIP 66765N105 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David H. Anderson Mgmt For For For
1.2 Elect Martha L. Byorum Mgmt For For For
1.3 Elect John D. Carter Mgmt For For For
1.4 Elect C. Scott Gibson Mgmt For For For
1.5 Elect Monica Enand Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Northwest Pipe Company
Ticker Security ID: Meeting Date Meeting Status
NWPX CUSIP 667746101 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott Montross Mgmt For For For
2 Elect John Paschal Mgmt For For For
3 Elect William S. Mgmt For For For
Yearsley
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NorthWestern Corporation
Ticker Security ID: Meeting Date Meeting Status
NWE CUSIP 668074305 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen P. Adik Mgmt For For For
1.2 Elect Anthony T. Clark Mgmt For For For
1.3 Elect Dana J. Dykhouse Mgmt For For For
1.4 Elect Jan R. Horsfall Mgmt For For For
1.5 Elect Britt E. Ide Mgmt For For For
1.6 Elect Julia L. Johnson Mgmt For For For
1.7 Elect Linda G. Sullivan Mgmt For For For
1.8 Elect Robert C. Rowe Mgmt For For For
1.9 Elect Mahvash Yazdi Mgmt For For For
1.10 Elect Jeffrey W. Mgmt For For For
Yingling
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
NortonLifeLock Inc.
Ticker Security ID: Meeting Date Meeting Status
NLOK CUSIP 871503108 12/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sue Barsamian Mgmt For For For
2 Elect Frank E. Dangeard Mgmt For For For
3 Elect Nora M. Denzel Mgmt For For For
4 Elect Peter A. Feld Mgmt For For For
5 Elect Kenneth Y. Hao Mgmt For For For
6 Elect David Humphrey Mgmt For For For
7 Elect Vincent Pilette Mgmt For For For
8 Elect V. Paul Unruh Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
Norwegian Cruise Line Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
NCLH CUSIP G66721104 06/18/2020 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Abrams Mgmt For N/A N/A
2 Elect John W. Chidsey Mgmt For N/A N/A
3 Elect Russell W. Galbut Mgmt For N/A N/A
4 Advisory Vote on Mgmt For N/A N/A
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year N/A N/A
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For N/A N/A
________________________________________________________________________________
Norwood Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
NWFL CUSIP 669549107 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph W. Adams Mgmt For For For
1.2 Elect Kevin M. Lamont Mgmt For For For
1.3 Elect Kenneth A. Mgmt For For For
Phillips
2 Merge with Upstate New Mgmt For For For
York
Bancorp
3 Ratification of Auditor Mgmt For For For
4 Right to Adjourn Mgmt For For For
Meeting
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Novagold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
NG CUSIP 66987E206 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elaine Dorward Mgmt For For For
King
2 Elect Sharon E. Dowdall Mgmt For For For
3 Elect Diane R. Garrett Mgmt For For For
4 Elect Thomas Kaplan Mgmt For For For
5 Elect Gregory Lang Mgmt For For For
6 Elect Igor Levental Mgmt For For For
7 Elect Kalidas V. Mgmt For For For
Madhavpeddi
8 Elect Clynton Nauman Mgmt For For For
9 Elect Ethan Schutt Mgmt For For For
10 Elect Anthony P. Walsh Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Stock Award Plan Mgmt For For For
Renewal
13 Performance Share Unit Mgmt For For For
Plan
Renewal
14 Approval of Mgmt For For For
Unallocated
Entitlements under
the Deferred Share
Unit
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Novanta Inc.
Ticker Security ID: Meeting Date Meeting Status
NOVT CUSIP 67000B104 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen W. Mgmt For For For
Bershad
1.2 Elect Lonny J. Mgmt For For For
Carpenter
1.3 Elect Deborah DiSanzo Mgmt For For For
1.4 Elect Matthijs Glastra Mgmt For For For
1.5 Elect Brian D. King Mgmt For For For
1.6 Elect Ira J. Lamel Mgmt For For For
1.7 Elect Maxine L. Mgmt For For For
Mauricio
1.8 Elect Dominic A. Romeo Mgmt For For For
1.9 Elect Thomas N. Secor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Articles of
Association to Allow
for Virtual
Meeting
________________________________________________________________________________
Novavax, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVAX CUSIP 670002401 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stanley C. Erck Mgmt For For For
1.2 Elect Rajiv I. Modi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2015 Mgmt For Against Against
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NovoCure Limited
Ticker Security ID: Meeting Date Meeting Status
NVCR CUSIP G6674U108 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeryl L. Hilleman Mgmt For For For
2 Elect David T. Hung Mgmt For For For
3 Elect Kinyip Gabriel Mgmt For For For
Leung
4 Elect Martin J. Madden Mgmt For For For
5 Elect Sherilyn S. McCoy Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NOW Inc.
Ticker Security ID: Meeting Date Meeting Status
DNOW CUSIP 67011P100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard J. Alario Mgmt For For For
2 Elect Paul M. Coppinger Mgmt For For For
3 Elect Rodney Eads Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
NRG Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NRG CUSIP 629377508 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Antonio Carrillo Mgmt For For For
3 Elect Matthew Carter, Mgmt For For For
Jr.
4 Elect Lawrence S. Coben Mgmt For For For
5 Elect Heather Cox Mgmt For For For
6 Elect Mauricio Mgmt For For For
Gutierrez
7 Elect Paul W. Hobby Mgmt For For For
8 Elect Alexandra Pruner Mgmt For For For
9 Elect Anne C. Mgmt For For For
Schaumburg
10 Elect Thomas H. Mgmt For For For
Weidemeyer
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nu Skin Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
NUS CUSIP 67018T105 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel W. Mgmt For For For
Campbell
2 Elect Andrew D. Lipman Mgmt For For For
3 Elect Steven J. Lund Mgmt For For For
4 Elect Laura Nathanson Mgmt For For For
5 Elect Thomas R. Pisano Mgmt For For For
6 Elect Zheqing (Simon) Mgmt For Against Against
Shen
7 Elect Ritch N. Wood Mgmt For For For
8 Elect Edwina D. Mgmt For For For
Woodbury
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2010 Mgmt For Against Against
Omnibus Incentive
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nuance Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
NUAN CUSIP 67020Y100 01/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Benjamin Mgmt For For For
1.2 Elect Daniel Brennan Mgmt For For For
1.3 Elect Lloyd A. Carney Mgmt For For For
1.4 Elect Thomas D. Ebling Mgmt For For For
1.5 Elect Robert J. Mgmt For For For
Finocchio
1.6 Elect Laura S. Kaiser Mgmt For For For
1.7 Elect Michal Katz Mgmt For For For
1.8 Elect Mark R. Laret Mgmt For For For
1.9 Elect Sanjay Vaswani Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Stock
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lloyd J. Austin, Mgmt For For For
III
1.2 Elect Patrick J. Mgmt For For For
Dempsey
1.3 Elect Christopher J. Mgmt For For For
Kearney
1.4 Elect Laurette T. Mgmt For For For
Koellner
1.5 Elect Joseph D. Rupp Mgmt For For For
1.6 Elect Leon J. Topalian Mgmt For For For
1.7 Elect John H. Walker Mgmt For For For
1.8 Elect Nadja Y. West Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2014 Mgmt For For For
Omnibus Incentive
Compensation
Plan
________________________________________________________________________________
Nutanix, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTNX CUSIP 67059N108 12/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ravi Mhatre Mgmt For For For
2 Elect Dheeraj Pandey Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2016 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
NuVasive, Inc.
Ticker Security ID: Meeting Date Meeting Status
NUVA CUSIP 670704105 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Christopher Mgmt For For For
Barry
2 Elect Gregory T. Lucier Mgmt For For For
3 Elect Leslie V. Norwalk Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NVE Corporation
Ticker Security ID: Meeting Date Meeting Status
NVEC CUSIP 629445206 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terrence W. Mgmt For For For
Glarner
1.2 Elect Daniel A. Baker Mgmt For For For
1.3 Elect Patricia M. Mgmt For For For
Hollister
1.4 Elect Richard W. Kramp Mgmt For For For
1.5 Elect Gary R. Maharaj Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
nVent Electric plc
Ticker Security ID: Meeting Date Meeting Status
NVT CUSIP G6700G107 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian M. Baldwin Mgmt For For For
2 Elect Jerry W. Burris Mgmt For For For
3 Elect Susan M. Cameron Mgmt For For For
4 Elect Michael L. Ducker Mgmt For For For
5 Elect Randall J. Mgmt For For For
Hogan,
III
6 Elect Ronald L. Mgmt For For For
Merriman
7 Elect Nicola T. Palmer Mgmt For For For
8 Elect Herbert K. Parker Mgmt For For For
9 Elect Beth Wozniak Mgmt For For For
10 Elect Jacqueline Wright Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2018 Mgmt For For For
Omnibus Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Authorize the Price Mgmt For For For
Range at which the
Company
can
Re-allot Treasury
Shares
________________________________________________________________________________
NVIDIA Corporation
Ticker Security ID: Meeting Date Meeting Status
NVDA CUSIP 67066G104 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert K. Burgess Mgmt For For For
2 Elect Tench Coxe Mgmt For For For
3 Elect Persis S. Drell Mgmt For For For
4 Elect Jen-Hsun Huang Mgmt For For For
5 Elect Dawn Hudson Mgmt For For For
6 Elect Harvey C. Jones Mgmt For For For
7 Elect Michael G. Mgmt For For For
McCaffery
8 Elect Stephen C. Neal Mgmt For For For
9 Elect Mark L. Perry Mgmt For For For
10 Elect A. Brooke Seawell Mgmt For For For
11 Elect Mark A. Stevens Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
15 Amendment to the 2012 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
NVR, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVR CUSIP 62944T105 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. E. Andrews Mgmt For For For
2 Elect Sallie B. Bailey Mgmt For For For
3 Elect Thomas D. Eckert Mgmt For For For
4 Elect Alfred E. Festa Mgmt For For For
5 Elect Manuel H. Johnson Mgmt For For For
6 Elect Alexandra A. Jung Mgmt For For For
7 Elect Mel Martinez Mgmt For For For
8 Elect William A. Moran Mgmt For For For
9 Elect David A. Preiser Mgmt For For For
10 Elect W. Grady Rosier Mgmt For For For
11 Elect Susan Williamson Mgmt For For For
Ross
12 Elect Dwight C. Schar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
O'Reilly Automotive, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORLY CUSIP 67103H107 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David E. O'Reilly Mgmt For For For
2 Elect Larry P. O'Reilly Mgmt For For For
3 Elect Greg Henslee Mgmt For For For
4 Elect Jay D. Burchfield Mgmt For For For
5 Elect Thomas T. Mgmt For For For
Hendrickson
6 Elect John R. Murphy Mgmt For For For
7 Elect Dana M. Perlman Mgmt For For For
8 Elect Maria A. Sastre Mgmt For For For
9 Elect Andrea M. Weiss Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Amendment to Threshold Mgmt For For For
Required to Call a
Special
Meeting
13 Amendment to Articles Mgmt For For For
to Delete Unnecessary
and
Outdated
Language
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Capital Management
Reporting
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
O-I Glass, Inc.
Ticker Security ID: Meeting Date Meeting Status
OI CUSIP 67098H104 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Chapin Mgmt For For For
2 Elect Gordon J. Hardie Mgmt For For For
3 Elect Peter S. Hellman Mgmt For For For
4 Elect John Humphrey Mgmt For For For
5 Elect Anastasia D. Mgmt For For For
Kelly
6 Elect Andres A. Lopez Mgmt For For For
7 Elect Alan J. Murray Mgmt For For For
8 Elect Hari N. Nair Mgmt For For For
9 Elect Joseph D. Rupp Mgmt For For For
10 Elect Catherine I. Mgmt For For For
Slater
11 Elect John H. Walker Mgmt For For For
12 Elect Carol A. Williams Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Oasis Petroleum Inc.
Ticker Security ID: Meeting Date Meeting Status
OAS CUSIP 674215108 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Hagale Mgmt For For For
1.2 Elect Paula D. Polito Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2010 Mgmt For For For
Long-Term Incentive
Plan
5 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen I. Chazen Mgmt For For For
2 Elect Andrew Gould Mgmt For For For
3 Elect Nicholas F. Mgmt For For For
Graziano
4 Elect Carlos M. Mgmt For For For
Gutierrez
5 Elect Vicki A. Hollub Mgmt For For For
6 Elect William R. Klesse Mgmt For For For
7 Elect Andrew N. Langham Mgmt For For For
8 Elect Jack B. Moore Mgmt For For For
9 Elect Margarita Mgmt For For For
Palau-Hernandez
10 Elect Avedick B. Mgmt For For For
Poladian
11 Elect Robert M Shearer Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2015 Mgmt For For For
Long Term Incentive
Plan
15 Issuance of Common Mgmt For For For
Stock Underlying the
Berkshire Hathaway
Warrant
16 Increase of Authorized Mgmt For For For
Common
Stock
17 Amendments to Enhance Mgmt For For For
Shareholders' Ability
to Act by Written
Consent
18 Amendment to Threshold Mgmt For For For
Required to Call
Special Meetings and
Amendments Relating
to Filling
Vacancies
19 Approval of the Mgmt For Against Against
Shareholder Rights
Agreement
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 12/31/2019 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Revoke Request to Fix Mgmt For Against Against
a Record Date for a
Planned Consent
Solicitation by
Icahn
________________________________________________________________________________
Oceaneering International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OII CUSIP 675232102 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William B. Berry Mgmt For For For
2 Elect T. Jay Collins Mgmt For For For
3 Elect Jon Erik Mgmt For For For
Reinhardsen
4 Approval of the 2020 Mgmt For For For
Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
OceanFirst Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
OCFC CUSIP 675234108 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Angelo Catania Mgmt For For For
1.2 Elect Anthony R. Coscia Mgmt For For For
1.3 Elect Michael D. Devlin Mgmt For For For
1.4 Elect Jack M. Farris Mgmt For For For
1.5 Elect Kimberly M. Mgmt For For For
Guadagno
1.6 Elect Nicos Katsoulis Mgmt For For For
1.7 Elect John K. Lloyd Mgmt For For For
1.8 Elect Christopher D. Mgmt For For For
Maher
1.9 Elect William D. Moss Mgmt For For For
1.10 Elect Joseph M. Mgmt For For For
Murphy,
Jr.
1.11 Elect Steven M. Mgmt For For For
Scopellite
1.12 Elect Grace C. Torres Mgmt For For For
1.13 Elect Grace M. Mgmt For For For
Vallacchi
1.14 Elect John E. Walsh Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ocular Therapeutix, Inc.
Ticker Security ID: Meeting Date Meeting Status
OCUL CUSIP 67576A100 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey S. Heier Mgmt For For For
1.2 Elect Bruce A. Peacock Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Odonate Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ODT CUSIP 676079106 06/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin Tang Mgmt For For For
2 Elect Aaron Davis Mgmt For For For
3 Elect Craig Johnson Mgmt For For For
4 Elect Laura Johnson Mgmt For For For
5 Elect Robert Rosen Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Office Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
ODP CUSIP 676220106 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Quincy L. Allen Mgmt For For For
2 Elect Kristin A. Mgmt For For For
Campbell
3 Elect Cynthia T. Mgmt For For For
Jamison
4 Elect Francesca Ruiz Mgmt For For For
De
Luzuriaga
5 Elect Shashank Samant Mgmt For For For
6 Elect Gerry P. Smith Mgmt For For For
7 Elect David M. Mgmt For For For
Szymanski
8 Elect Joseph Mgmt For For For
Vassalluzzo
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
Office Properties Income Trust
Ticker Security ID: Meeting Date Meeting Status
OPI CUSIP 67623C109 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Blackman Mgmt For For For
2 Elect Donna D. Fraiche Mgmt For For For
3 Elect Jeffrey P. Somers Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2009 Mgmt For For For
Incentive Share Award
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
OFG Bancorp
Ticker Security ID: Meeting Date Meeting Status
OFG CUSIP 67103X102 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julian S. Inclan Mgmt For For For
1.2 Elect Jose Rafael Mgmt For For For
Fernandez
1.3 Elect Juan C. Aguayo Mgmt For For For
1.4 Elect Jorge Mgmt For For For
Colon-Gerena
1.5 Elect Nestor de Jesus Mgmt For For For
1.6 Elect Susan S. Harnett Mgmt For For For
1.7 Elect Pedro Morazzani Mgmt For For For
1.8 Elect Edwin Perez Mgmt For For For
1.9 Elect Christa Steele Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2007 Mgmt For For For
Omnibus Performance
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oge Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
OGE CUSIP 670837103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank A. Bozich Mgmt For For For
2 Elect James H. Brandi Mgmt For For For
3 Elect Peter D. Clarke Mgmt For For For
4 Elect Luke R. Corbett Mgmt For For For
5 Elect David L. Hauser Mgmt For For For
6 Elect Judy R. Mgmt For For For
McReynolds
7 Elect David E. Rainbolt Mgmt For For For
8 Elect J. Michael Sanner Mgmt For For For
9 Elect Sheila G. Talton Mgmt For For For
10 Elect Sean Trauschke Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Elimination of Mgmt For For For
Supermajority Voting
Provisions
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Ohio Valley Banc Corp.
Ticker Security ID: Meeting Date Meeting Status
OVBC CUSIP 677719106 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kimberly A Canady Mgmt For For For
2 Elect Brent A. Saunders Mgmt For For For
3 Elect David W. Thomas Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oil States International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OIS CUSIP 678026105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence R. Mgmt For For For
Dickerson
1.2 Elect Christopher T. Mgmt For For For
Seaver
1.3 Elect Cindy B. Taylor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oil-Dri Corporation of America
Ticker Security ID: Meeting Date Meeting Status
ODC CUSIP 677864100 12/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ellen-Blair Chube Mgmt For For For
1.2 Elect Paul M. Hindsley Mgmt For For For
1.3 Elect Daniel S. Jaffee Mgmt For For For
1.4 Elect Joseph C. Miller Mgmt For For For
1.5 Elect Michael A. Mgmt For For For
Nemeroff
1.6 Elect George C. Roeth Mgmt For For For
1.7 Elect Allan H. Selig Mgmt For For For
1.8 Elect Paul E. Suckow Mgmt For For For
1.9 Elect Lawrence E. Mgmt For For For
Washow
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Okta, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKTA CUSIP 679295105 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shellye L. Mgmt For For For
Archambeau
1.2 Elect Robert L. Dixon, Mgmt For For For
Jr.
1.3 Elect Patrick Grady Mgmt For For For
1.4 Elect Benjamin A. Mgmt For For For
Horowitz
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Old Dominion Freight Line, Inc.
Ticker Security ID: Meeting Date Meeting Status
ODFL CUSIP 679580100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sherry A. Aaholm Mgmt For For For
1.2 Elect Earl E. Congdon Mgmt For For For
1.3 Elect David S. Congdon Mgmt For For For
1.4 Elect John R. Congdon, Mgmt For For For
Jr.
1.5 Elect Bradley R. Mgmt For For For
Gabosch
1.6 Elect Greg C. Gantt Mgmt For For For
1.7 Elect Patrick D. Hanley Mgmt For For For
1.8 Elect John D. Kasarda Mgmt For For For
1.9 Elect Wendy T. Mgmt For For For
Stallings
1.10 Elect Leo H. Suggs Mgmt For For For
1.11 Elect D. Michael Wray Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase in Authorized Mgmt For For For
Common
Stock
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Old Line Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
OLBK CUSIP 67984M100 10/29/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 WesBanco Transaction Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Old National Bancorp
Ticker Security ID: Meeting Date Meeting Status
ONB CUSIP 680033107 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew E. Goebel Mgmt For For For
1.2 Elect Jerome F. Henry, Mgmt For For For
Jr
1.3 Elect Daniel S. Hermann Mgmt For For For
1.4 Elect Ryan C. Kitchell Mgmt For For For
1.5 Elect Phelps L. Lambert Mgmt For For For
1.6 Elect Austin M. Ramirez Mgmt For For For
1.7 Elect James C. Ryan, Mgmt For For For
III
1.8 Elect Thomas E. Salmon Mgmt For For For
1.9 Elect Randall T. Mgmt For For For
Shepard
1.10 Elect Rebecca S. Mgmt For For For
Skillman
1.11 Elect Derrick J. Mgmt For For For
Stewart
1.12 Elect Katherine E. Mgmt For For For
White
1.13 Elect Linda E. White Mgmt For For For
2 Increase of Preferred Mgmt For Against Against
Stock
3 Amendment Regarding Mgmt For For For
Shareholder Right to
Amend
Bylaws
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Old Republic International Corporation
Ticker Security ID: Meeting Date Meeting Status
ORI CUSIP 680223104 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles J. Mgmt For For For
Kovaleski
1.2 Elect Craig R. Smiddy Mgmt For For For
1.3 Elect Arnold L. Steiner Mgmt For For For
1.4 Elect Fredricka Taubitz Mgmt For For For
1.5 Elect Aldo C. Zucaro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Olin Corporation
Ticker Security ID: Meeting Date Meeting Status
OLN CUSIP 680665205 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heidi S. Alderman Mgmt For For For
2 Elect Beverley A. Mgmt For For For
Babcock
3 Elect Gray G. Benoist Mgmt For For For
4 Elect Scott D. Ferguson Mgmt For For For
5 Elect John E. Fischer Mgmt For For For
6 Elect W. Barnes Mgmt For For For
Hauptfuhrer
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Ollie's Bargain Outlet Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
OLLI CUSIP 681116109 06/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alissa Ahlman Mgmt For For For
2 Elect Robert N. Fisch Mgmt For For For
3 Elect John Swygert Mgmt For For For
4 Elect Richard F. Mgmt For For For
Zannino
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Olympic Steel, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZEUS CUSIP 68162K106 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Wolfort Mgmt For For For
1.2 Elect Dirk A. Mgmt For For For
Kempthorne
1.3 Elect Idalene F. Kesner Mgmt For For For
1.4 Elect Richard P. Mgmt For For For
Stovsky
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Adoption of Majority Mgmt For For For
Vote for Uncontested
Elections of
Directors
________________________________________________________________________________
Omega Flex, Inc.
Ticker Security ID: Meeting Date Meeting Status
OFLX CUSIP 682095104 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin R. Hoben Mgmt For For For
1.2 Elect Mark F. Albino Mgmt For Withhold Against
1.3 Elect James M. Dubin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Omega Healthcare Investors, Inc.
Ticker Security ID: Meeting Date Meeting Status
OHI CUSIP 681936100 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kapila K. Anand Mgmt For For For
1.2 Elect Craig R. Callen Mgmt For For For
1.3 Elect Barbara B. Hill Mgmt For For For
1.4 Elect Edward Lowenthal Mgmt For For For
1.5 Elect C. Taylor Pickett Mgmt For For For
1.6 Elect Stephen D. Plavin Mgmt For For For
1.7 Elect Burke W. Whitman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Omeros Corporation
Ticker Security ID: Meeting Date Meeting Status
OMER CUSIP 682143102 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Cable Mgmt For Against Against
2 Elect Peter A. Mgmt For For For
Demopulos
3 Elect Kurt Zumwalt Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Omnicell, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMCL CUSIP 68213N109 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joanne B. Bauer Mgmt For For For
2 Elect Robin G. Seim Mgmt For For For
3 Elect Sara J. White Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Omnicom Group Inc.
Ticker Security ID: Meeting Date Meeting Status
OMC CUSIP 681919106 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Wren Mgmt For For For
2 Elect Mary C. Choksi Mgmt For For For
3 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
4 Elect Susan S. Denison Mgmt For For For
5 Elect Ronnie S. Hawkins Mgmt For For For
6 Elect Deborah J. Mgmt For For For
Kissire
7 Elect Gracia C. Martore Mgmt For For For
8 Elect Linda Johnson Mgmt For For For
Rice
9 Elect Valerie M. Mgmt For For For
Williams
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Omnova Solutions Inc.
Ticker Security ID: Meeting Date Meeting Status
OMN CUSIP 682129101 10/10/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
On Deck Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
ONDK CUSIP 682163100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Noah Breslow Mgmt For For For
2 Elect Jane J. Thompson Mgmt For For For
3 Elect Ronald F. Verni Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ON Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
ON CUSIP 682189105 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Atsushi Abe Mgmt For For For
2 Elect Alan Campbell Mgmt For For For
3 Elect Gilles Delfassy Mgmt For For For
4 Elect Emmanuel T. Mgmt For For For
Hernandez
5 Elect Keith D. Jackson Mgmt For For For
6 Elect Paul A. Mgmt For For For
Mascarenas
7 Elect Christine Y. Yan Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
OncoCyte Corporation
Ticker Security ID: Meeting Date Meeting Status
OCX CUSIP 68235C107 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald A. Mgmt For For For
Andrews
Jr.
1.2 Elect Andrew Arno Mgmt For For For
1.3 Elect Melinda Griffith Mgmt For For For
1.4 Elect Alfred D. Mgmt For For For
Kingsley
1.5 Elect Andrew J. Last Mgmt For For For
1.6 Elect Cavan M. Redmond Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase in Authorized Mgmt For For For
Common
Stock
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
ONE Gas, Inc.
Ticker Security ID: Meeting Date Meeting Status
OGS CUSIP 68235P108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert B. Evans Mgmt For For For
2 Elect John W. Gibson Mgmt For For For
3 Elect Tracy E. Hart Mgmt For For For
4 Elect Michael G. Mgmt For For For
Hutchinson
5 Elect Pattye L. Moore Mgmt For For For
6 Elect Pierce H. Norton Mgmt For For For
II
7 Elect Eduardo A. Mgmt For For For
Rodriguez
8 Elect Douglas H. Yaegar Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
One Liberty Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
OLP CUSIP 682406103 06/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles L. Mgmt For For For
Biederman
2 Elect Patrick J. Mgmt For For For
Callan,
Jr.
3 Elect Karen A. Till Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Increase in Authorized Mgmt For For For
Common
Stock
7 Provisions Regarding Mgmt For For For
Advancement of
Expenses of Executive
Officers in
Connection with
Services
8 Change in Vote Mgmt For For For
Required for
Shareholder Approval
of Certain
Actions
9 Eliminate Certain Mgmt For For For
Fundamental
Investment
Restrictions
10 Eliminate Certain Mgmt For For For
Requirements Relating
to Management
Arrangements
________________________________________________________________________________
OneMain Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMF CUSIP 68268W103 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jay N. Levine Mgmt For Withhold Against
1.2 Elect Roy A. Guthrie Mgmt For Withhold Against
1.3 Elect Peter B. Sinensky Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian L. Derksen Mgmt For For For
2 Elect Julie H. Edwards Mgmt For For For
3 Elect John W. Gibson Mgmt For For For
4 Elect Mark W. Helderman Mgmt For For For
5 Elect Randall J. Larson Mgmt For For For
6 Elect Steven J. Malcolm Mgmt For For For
7 Elect Jim W. Mogg Mgmt For For For
8 Elect Pattye L. Moore Mgmt For For For
9 Elect Gary D. Parker Mgmt For For For
10 Elect Eduardo A. Mgmt For For For
Rodriguez
11 Elect Terry K. Spencer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
OneSpan Inc.
Ticker Security ID: Meeting Date Meeting Status
OSPN CUSIP 68287N100 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc C. Mgmt For For For
Boroditsky
2 Elect Scott M. Clements Mgmt For For For
3 Elect Michael P. Mgmt For For For
Cullinane
4 Elect John N. Fox, Jr. Mgmt For For For
5 Elect Naureen Hassan Mgmt For For For
6 Elect Jean K. Holley Mgmt For For For
7 Elect T. Kendall Hunt Mgmt For For For
8 Elect Marianne Johnson Mgmt For For For
9 Elect Matthew Moog Mgmt For For For
10 Elect Marc Zenner Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
OneSpaWorld Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
OSW CUSIP P73684113 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven J. Heyer Mgmt For For For
1.2 Elect Andrew R. Heyer Mgmt For For For
1.3 Elect Leonard I. Mgmt For For For
Fluxman
2 Ratification of Auditor Mgmt For For For
3 Issuance of Common Mgmt For Against Against
Stock
4 Authorization of New Mgmt For Against Against
Class of
Shares
________________________________________________________________________________
Onto Innovation Inc.
Ticker Security ID: Meeting Date Meeting Status
ONTO CUSIP 683344105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey A. Mgmt For For For
Aukerman
2 Elect Leo Berlinghieri Mgmt For For For
3 Elect Edward J. Brown Mgmt For For For
Jr.
4 Elect Vita A. Cassese Mgmt For For For
5 Elect Robert G. Deuster Mgmt For For For
6 Elect David B. Miller Mgmt For For For
7 Elect Michael P. Mgmt For For For
Plisinsky
8 Elect Bruce C. Rhine Mgmt For For For
9 Elect Christopher A. Mgmt For For For
Seams
10 Elect Christine A. Mgmt For For For
Tsingos
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Stock
Plan
13 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ooma, Inc.
Ticker Security ID: Meeting Date Meeting Status
OOMA CUSIP 683416101 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan Butenhoff Mgmt For For For
1.2 Elect Russell Mann Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Opko Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
OPK CUSIP 68375N103 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip Frost Mgmt For For For
1.2 Elect Jane H. Hsiao Mgmt For For For
1.3 Elect Steven D. Rubin Mgmt For For For
1.4 Elect Robert S. Fishel Mgmt For For For
1.5 Elect Richard M. Krasno Mgmt For For For
1.6 Elect Richard A. Lerner Mgmt For For For
1.7 Elect John A. Paganelli Mgmt For For For
1.8 Elect Richard C. Mgmt For For For
Pfenniger,
Jr.
1.9 Elect Alice Lin-Tsing Mgmt For For For
Yu
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
OptiNose, Inc.
Ticker Security ID: Meeting Date Meeting Status
OPTN CUSIP 68404V100 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joshua A. Mgmt For Withhold Against
Tamaroff
1.2 Elect William F. Doyle Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Option Care Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
OPCH CUSIP 68404L201 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John J Arlotta Mgmt For Withhold Against
1.2 Elect Elizabeth Q. Mgmt For Withhold Against
Betten
1.3 Elect David W. Golding Mgmt For Withhold Against
1.4 Elect Harry M.J. Mgmt For Withhold Against
Kraemer,
Jr.
1.5 Elect Alan Nielsen Mgmt For Withhold Against
1.6 Elect R. Carter Pate Mgmt For Withhold Against
1.7 Elect John C. Mgmt For Withhold Against
Rademacher
1.8 Elect Nitin Sahney Mgmt For Withhold Against
1.9 Elect Timothy Sullivan Mgmt For Withhold Against
1.10 Elect Mark Vainisi Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Opus Bank
Ticker Security ID: Meeting Date Meeting Status
OPB CUSIP 684000102 05/05/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Pacific Mgmt For For For
Premier
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 11/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey S. Berg Mgmt For For For
1.2 Elect Michael J. Boskin Mgmt For For For
1.3 Elect Safra A. Catz Mgmt For For For
1.4 Elect Bruce R. Chizen Mgmt For For For
1.5 Elect George H. Mgmt For For For
Conrades
1.6 Elect Lawrence J. Mgmt For For For
Ellison
1.7 Elect Rona Fairhead Mgmt For For For
1.8 Elect Hector Mgmt For For For
Garcia-Molina
1.9 Elect Jeffrey O. Henley Mgmt For For For
1.10 Elect Mark V. Hurd Mgmt For For For
1.11 Elect Renee J. James Mgmt For For For
1.12 Elect Charles W. Mgmt For For For
Moorman
IV
1.13 Elect Leon E. Panetta Mgmt For For For
1.14 Elect William G. Mgmt For For For
Parrett
1.15 Elect Naomi O. Seligman Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
OraSure Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
OSUR CUSIP 68554V108 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mara G. Aspinall Mgmt For For For
2 Elect Ronny B. Mgmt For For For
Lancaster
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the Stock Mgmt For For For
Award
Plan
________________________________________________________________________________
ORBCOMM Inc.
Ticker Security ID: Meeting Date Meeting Status
ORBC CUSIP 68555P100 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc J. Eisenberg Mgmt For For For
1.2 Elect Timothy Kelleher Mgmt For For For
1.3 Elect John E. Major Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Orchid Island Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORC CUSIP 68571X103 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert E. Cauley Mgmt For For For
2 Elect G. Hunter Haas Mgmt For For For
3 Elect W Coleman Bitting Mgmt For For For
4 Elect Frank P. Filipps Mgmt For For For
5 Elect Paula Morabito Mgmt For For For
6 Elect Ava L. Parker Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
10 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Origin Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
OBNK CUSIP 68621T102 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Mgmt For For For
D'Agostino
2 Elect Michael Jones Mgmt For For For
3 Elect Farrell Malone Mgmt For For For
4 Elect F. Ronnie Myrick Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Repeal of Classified Mgmt For For For
Board
9 Amendment to the Mgmt For For For
Charter to Allow
Removal of Director
With or Without
Cause
10 Elimination of Mgmt For For For
Supermajority
Requirement
11 Elimination of Mgmt For For For
Supermajority
Requirement
12 Bundled Charter Mgmt For For For
Amendments
________________________________________________________________________________
Orion Engineered Carbons S.A.
Ticker Security ID: Meeting Date Meeting Status
OEC CUSIP L72967109 06/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kerry Galvin Mgmt For For For
2 Elect Paul E. Huck Mgmt For For For
3 Elect Mary A. Lindsey Mgmt For For For
4 Elect Didier Miraton Mgmt For For For
5 Elect Yi Hyon Paik Mgmt For For For
6 Elect Corning Painter Mgmt For For For
7 Elect Dan F. Smith Mgmt For For For
8 Elect Hans-Dietrich Mgmt For For For
Winkhaus
9 Elect Michel Wurth Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Directors' Fees Mgmt For For For
13 Approval of Annual Mgmt For For For
Accounts
14 Approval of the Mgmt For For For
Consolidated
Financial
Statements
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Board Mgmt For For For
Acts
17 Ratification of Mgmt For For For
Auditor's
Acts
18 Appointment of Mgmt For For For
Statutory
Auditor
19 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oritani Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
ORIT CUSIP 68633D103 11/14/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Valley National Mgmt For For For
Transaction
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Isaac Angel Mgmt For For For
2 Elect Ravit Barniv Mgmt For For For
3 Elect Albertus Bruggink Mgmt For For For
4 Elect Dan Falk Mgmt For For For
5 Elect David Granot Mgmt For For For
6 Elect Stan H. Koyanagi Mgmt For For For
7 Elect Dafna Sharir Mgmt For For For
8 Elect Stanley B. Stern Mgmt For For For
9 Elect Hidetake Mgmt For For For
Takahashi
10 Elect Byron G. Wong Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 11/06/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Orrstown Financial Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORRF CUSIP 687380105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cindy J. Joiner Mgmt For For For
1.2 Elect Eric A. Segal Mgmt For For For
1.3 Elect Joel R. Zullinger Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Orthofix Medical Inc.
Ticker Security ID: Meeting Date Meeting Status
OFIX CUSIP 68752M108 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jason M. Hannon Mgmt For For For
1.2 Elect James F. Hinrichs Mgmt For For For
1.3 Elect Alexis V. Mgmt For For For
Lukianov
1.4 Elect Lilly Marks Mgmt For For For
1.5 Elect Ronald Matricaria Mgmt For For For
1.6 Elect Michael E. Mgmt For For For
Paolucci
1.7 Elect Maria Sainz Mgmt For For For
1.8 Elect Jon C. Serbousek Mgmt For For For
1.9 Elect John Sicard Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2012 Mgmt For Against Against
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
OrthoPediatrics Corp.
Ticker Security ID: Meeting Date Meeting Status
KIDS CUSIP 68752L100 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David R. Pelizzon Mgmt For For For
1.2 Elect Harald Ruf Mgmt For For For
1.3 Elect Terry D. Mgmt For For For
Schlotterback
1.4 Elect Kevin L. Unger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oshkosh Corporation
Ticker Security ID: Meeting Date Meeting Status
OSK CUSIP 688239201 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith J. Allman Mgmt For For For
1.2 Elect Wilson R. Jones Mgmt For For For
1.3 Elect Tyrone M. Jordan Mgmt For For For
1.4 Elect Kimberley Mgmt For For For
Metcalf-Kupres
1.5 Elect Stephen D. Newlin Mgmt For For For
1.6 Elect Raymond T. Mgmt For For For
Odierno
1.7 Elect Craig P. Omtvedt Mgmt For For For
1.8 Elect Duncan J. Palmer Mgmt For For For
1.9 Elect Sandra E. Rowland Mgmt For For For
1.10 Elect John S. Shiely Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
OSI Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
OSIS CUSIP 671044105 12/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Deepak Chopra Mgmt For For For
1.2 Elect Steven C. Good Mgmt For For For
1.3 Elect Meyer Luskin Mgmt For For For
1.4 Elect William F. Mgmt For For For
Ballhaus,
Jr.
1.5 Elect James B. Hawkins Mgmt For For For
1.6 Elect Gerald Chizever Mgmt For For For
1.7 Elect Kelli Bernard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Otter Tail Corporation
Ticker Security ID: Meeting Date Meeting Status
OTTR CUSIP 689648103 04/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John D. Erickson Mgmt For For For
1.2 Elect Nathan I. Partain Mgmt For For For
1.3 Elect James B. Stake Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
OUTFRONT Media Inc.
Ticker Security ID: Meeting Date Meeting Status
OUT CUSIP 69007J106 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeremy J. Male Mgmt For For For
2 Elect Joseph H. Wender Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Overseas Shipholding Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
OSG CUSIP 69036R863 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rebecca DeLaet Mgmt For For For
1.2 Elect Joseph I. Mgmt For For For
Kronsberg
1.3 Elect Anja L. Manuel Mgmt For For For
1.4 Elect Samuel H. Norton Mgmt For For For
1.5 Elect John P. Reddy Mgmt For For For
1.6 Elect Julie E. Silcock Mgmt For For For
1.7 Elect Gary Eugene Mgmt For For For
Taylor
1.8 Elect Ty E. Wallach Mgmt For For For
1.9 Elect Douglas D. Wheat Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Non-Employee Director
Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Overstock.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
OSTK CUSIP 690370101 02/13/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For For For
Series A-1 Preferred
Stock
2 Decrease of Authorized Mgmt For For For
Series B Preferred
Stock
3 Increase of Authorized Mgmt For For For
Series A-1 Preferred
Stock (Alternative
Proposal)
4 Amendment Regarding Mgmt For For For
Voting Rights of
Series A-1 Preferred
Stock
5 Amendment Regarding Mgmt For For For
Voting Rights of
Series B Preferred
Stock
________________________________________________________________________________
Overstock.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
OSTK CUSIP 690370101 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Allison H. Mgmt For For For
Abraham
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2005 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Owens & Minor, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMI CUSIP 690732102 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Beck Mgmt For For For
2 Elect Gwendolyn M. Mgmt For For For
Bingham
3 Elect Robert J. Henkel Mgmt For For For
4 Elect Mark McGettrick Mgmt For For For
5 Elect Eddie N. Moore, Mgmt For For For
Jr.
6 Elect Edward A. Pesicka Mgmt For For For
7 Elect Michael C. Mgmt For For For
Riordan
8 Elect Robert C. Sledd Mgmt For For For
9 Amendment to the 2018 Mgmt For For For
Stock Incentive
Plan
10 Approval of the Mgmt For For For
2021Teammate Stock
Purchase
Plan
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Owens Corning
Ticker Security ID: Meeting Date Meeting Status
OC CUSIP 690742101 04/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian D. Chambers Mgmt For For For
2 Elect Eduardo E. Mgmt For For For
Cordeiro
3 Elect Adrienne D. Mgmt For For For
Elsner
4 Elect J. Brian Ferguson Mgmt For For For
5 Elect Ralph F. Hake Mgmt For For For
6 Elect Edward F. Mgmt For For For
Lonergan
7 Elect Maryann T. Mannen Mgmt For For For
8 Elect W. Howard Morris Mgmt For For For
9 Elect Suzanne P. Mgmt For For For
Nimocks
10 Elect John D. Williams Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Oxford Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
OXM CUSIP 691497309 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis M. Love Mgmt For For For
2 Elect Clyde C. Tuggle Mgmt For For For
3 Elect E. Jenner Wood Mgmt For For For
III
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Oyster Point Pharma, Inc
Ticker Security ID: Meeting Date Meeting Status
OYST CUSIP 69242L106 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Link Mgmt For For For
1.2 Elect Mark Murray Mgmt For For For
1.3 Elect Clare Ozawa Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
P.H. Glatfelter Company
Ticker Security ID: Meeting Date Meeting Status
GLT CUSIP 377316104 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Brown Mgmt For For For
1.2 Elect Kathleen A. Mgmt For For For
Dahlberg
1.3 Elect Nicholas Mgmt For For For
DeBenedictis
1.4 Elect Kevin M. Fogarty Mgmt For For For
1.5 Elect Marie T. Mgmt For For For
Gallagher
1.6 Elect J. Robert Hall Mgmt For For For
1.7 Elect Ronald J. Naples Mgmt For For For
1.8 Elect Dante C. Parrini Mgmt For For For
1.9 Elect Lee C. Stewart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PACCAR Inc
Ticker Security ID: Meeting Date Meeting Status
PCAR CUSIP 693718108 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark C. Pigott Mgmt For For For
2 Elect Alison J. Mgmt For For For
Carnwath
3 Elect Franklin L. Feder Mgmt For For For
4 Elect R. Preston Feight Mgmt For For For
5 Elect Beth E. Ford Mgmt For For For
6 Elect Kirk S. Hachigian Mgmt For For For
7 Elect Roderick C. Mgmt For For For
McGeary
8 Elect John M. Pigott Mgmt For For For
9 Elect Mark A. Schulz Mgmt For For For
10 Elect Gregory M. Mgmt For For For
Spierkel
11 Elect Charles R. Mgmt For For For
Williamson
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to Mgmt For For For
Certificate of
Incorporation to
Confirm Special
Meeting
Rights
14 Shareholder Proposal ShrHoldr Against Against For
Regard Right to Act
By Written
Consent
________________________________________________________________________________
Pacific Mercantile Bancorp
Ticker Security ID: Meeting Date Meeting Status
PMBC CUSIP 694552100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James F. Deutsch Mgmt For For For
1.2 Elect Brad R. Dinsmore Mgmt For For For
1.3 Elect Manish Dutta Mgmt For For For
1.4 Elect Shannon F. Eusey Mgmt For For For
1.5 Elect Michael P. Hoopis Mgmt For For For
1.6 Elect Dennis Kalscheur Mgmt For For For
1.7 Elect Michele S. Mgmt For For For
Miyakawa
1.8 Elect David J. Munio Mgmt For For For
1.9 Elect Stephen P. Yost Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Pacific Premier Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
PPBI CUSIP 69478X105 05/05/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger with
Opus
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Pacific Premier Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPBI CUSIP 69478X105 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John J. Carona Mgmt For For For
2 Elect Ayad A. Fargo Mgmt For For For
3 Elect Steven R. Gardner Mgmt For For For
4 Elect Joseph L. Garrett Mgmt For For For
5 Elect Jeff C. Jones Mgmt For For For
6 Elect M. Christian Mgmt For For For
Mitchell
7 Elect Michael J. Morris Mgmt For For For
8 Elect Barbara S. Polsky Mgmt For For For
9 Elect Zareh H. Mgmt For For For
Sarrafian
10 Elect Jaynie M. Mgmt For For For
Studenmund
11 Elect Cora M. Tellez Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pacira BioSciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCRX CUSIP 695127100 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher Mgmt For For For
Christie
1.2 Elect Yvonne Mgmt For For For
Greenstreet
1.3 Elect Gary Pace Mgmt For For For
1.4 Elect David Stack Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Packaging Corporation of America
Ticker Security ID: Meeting Date Meeting Status
PKG CUSIP 695156109 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl K. Beebe Mgmt For For For
2 Elect Duane C. Mgmt For For For
Farrington
3 Elect Donna A. Harman Mgmt For For For
4 Elect Mark W. Kowlzan Mgmt For For For
5 Elect Robert C. Lyons Mgmt For For For
6 Elect Thomas P. Maurer Mgmt For For For
7 Elect Samuel Mencoff Mgmt For For For
8 Elect Roger B. Porter Mgmt For For For
9 Elect Thomas S. Mgmt For For For
Souleles
10 Elect Paul T. Stecko Mgmt For For For
11 Elect James D. Woodrum Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 1999 Mgmt For For For
Long-Term Equity
Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pacwest Bancorp
Ticker Security ID: Meeting Date Meeting Status
PACW CUSIP 695263103 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tanya M. Acker Mgmt For For For
2 Elect Paul R. Burke Mgmt For For For
3 Elect Craig A. Carlson Mgmt For For For
4 Elect John M. Eggemeyer Mgmt For For For
5 Elect C. William Hosler Mgmt For For For
6 Elect Susan E. Lester Mgmt For For For
7 Elect Arnold W. Messer Mgmt For For For
8 Elect Roger H. Molvar Mgmt For For For
9 Elect James J. Mgmt For For For
Pieczynski
10 Elect Daniel B. Platt Mgmt For For For
11 Elect Robert A. Stine Mgmt For For For
12 Elect Matthew P. Wagner Mgmt For For For
13 Elect Mark T. Yung Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PagerDuty, Inc
Ticker Security ID: Meeting Date Meeting Status
PD CUSIP 69553P100 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jennifer Tejada Mgmt For For For
1.2 Elect Sameer Dholakia Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Palo Alto Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
PANW CUSIP 697435105 12/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Asheem Chandna Mgmt For Abstain Against
2 Elect James J. Goetz Mgmt For Abstain Against
3 Elect Mark D. Mgmt For Abstain Against
McLaughlin
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Palomar Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLMR CUSIP 69753M105 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert E. Dowdell Mgmt For For For
1.2 Elect Daryl Bradley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Panhandle Oil and Gas Inc.
Ticker Security ID: Meeting Date Meeting Status
PHX CUSIP 698477106 03/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark T. Behrman Mgmt For For For
2 Elect Chad L. Stephens Mgmt For For For
3 Amendment to the 2010 Mgmt For For For
Restricted Stock
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Authorization of Mgmt For Against Against
Preferred
Stock
________________________________________________________________________________
Papa John's International, Inc.
Ticker Security ID: Meeting Date Meeting Status
PZZA CUSIP 698813102 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher L. Mgmt For For For
Coleman
2 Elect Michael R. Dubin Mgmt For For For
3 Elect Olivia F. Kirtley Mgmt For For For
4 Elect Laurette T. Mgmt For For For
Koellner
5 Elect Robert M. Lynch Mgmt For For For
6 Elect Jocelyn C. Mangan Mgmt For For For
7 Elect Sonya E. Medina Mgmt For For For
8 Elect Shaquille O'Neal Mgmt For For For
9 Elect Anthony M. Mgmt For For For
Sanfilippo
10 Elect Jeffrey C. Smith Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Par Pacific Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
PARR CUSIP 69888T207 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert S. Mgmt For For For
Silberman
1.2 Elect Melvyn N. Klein Mgmt For For For
1.3 Elect Curtis V. Mgmt For For For
Anastasio
1.4 Elect Timothy Clossey Mgmt For For For
1.5 Elect L. Melvin Cooper Mgmt For For For
1.6 Elect Walter A. Dods, Mgmt For For For
Jr.
1.7 Elect Katherine Hatcher Mgmt For For For
1.8 Elect Joseph Israel Mgmt For For For
1.9 Elect William Mgmt For For For
Monteleone
1.10 Elect William C. Pate Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
PAR Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
PAR CUSIP 698884103 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Savneet Singh Mgmt For For For
2 Elect Douglas G. Rauch Mgmt For For For
3 Elect Cynthia A. Russo Mgmt For For For
4 Elect John W. Sammon Mgmt For For For
5 Elect James C. Stoffel Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Increase of Authorized Mgmt For For For
Common
Stock
8 Amendment to the 2015 Mgmt For For For
Equity Incentive
Plan
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Paramount Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGRE CUSIP 69924R108 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Albert Behler Mgmt For For For
2 Elect Thomas Armbrust Mgmt For For For
3 Elect Martin Bussman Mgmt For For For
4 Elect Colin Dyer Mgmt For For For
5 Elect Karin Klein Mgmt For For For
6 Elect Peter Linneman Mgmt For For For
7 Elect Katharina Mgmt For For For
Otto-Bernstein
8 Elect Mark R. Patterson Mgmt For For For
9 Elect Gregory S. Wright Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Paratek Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRTK CUSIP 699374302 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael F. Bigham Mgmt For For For
1.2 Elect Robert Samuel Mgmt For For For
Radie
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Park Electrochemical Corp.
Ticker Security ID: Meeting Date Meeting Status
PKE CUSIP 700416209 07/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dale Blanchfield Mgmt For For For
2 Elect Emily J. Groehl Mgmt For For For
3 Elect Brian E. Shore Mgmt For For For
4 Elect Carl W. Smith Mgmt For For For
5 Elect Steven T. Warshaw Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Company Name Change Mgmt For For For
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Park Hotels & Resorts Inc.
Ticker Security ID: Meeting Date Meeting Status
PK CUSIP 700517105 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Mgmt For For For
Baltimore,
Jr.
2 Elect Gordon M. Bethune Mgmt For For For
3 Elect Patricia M. Mgmt For For For
Bedient
4 Elect Thomas D. Eckert Mgmt For For For
5 Elect Geoffrey M. Mgmt For For For
Garrett
6 Elect Christie B. Kelly Mgmt For For For
7 Elect Joseph I. Mgmt For For For
Lieberman
8 Elect Thomas A. Natelli Mgmt For For For
9 Elect Timothy J. Mgmt For For For
Naughton
10 Elect Stephen I. Sadove Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Park National Corporation
Ticker Security ID: Meeting Date Meeting Status
PRK CUSIP 700658107 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. Daniel Mgmt For For For
DeLawder
2 Elect Alicia J. Hupp Mgmt For For For
3 Elect Matthew R. Miller Mgmt For For For
4 Elect Robert E. O'Neill Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Park-Ohio Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
PKOH CUSIP 700666100 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick V. Mgmt For For For
Auletta
1.2 Elect Howard W. Hanna Mgmt For For For
IV
1.3 Elect Dan T. Moore III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Parke Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
PKBK CUSIP 700885106 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Celestino R. Mgmt For For For
Pennoni
1.2 Elect Vito S. Mgmt For For For
Pantilione
1.3 Elect Edward Mgmt For For For
Infantolino
1.4 Elect Elizabeth A Mgmt For For For
Milavsky
2 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Parker-Hannifin Corporation
Ticker Security ID: Meeting Date Meeting Status
PH CUSIP 701094104 10/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lee C. Banks Mgmt For For For
2 Elect Robert G. Bohn Mgmt For For For
3 Elect Linda S. Harty Mgmt For For For
4 Elect Kevin A. Lobo Mgmt For For For
5 Elect Candy M. Obourn Mgmt For For For
6 Elect Joseph Scaminace Mgmt For For For
7 Elect Ake Svensson Mgmt For For For
8 Elect Laura K. Thompson Mgmt For For For
9 Elect James R. Verrier Mgmt For For For
10 Elect James L. Mgmt For For For
Wainscott
11 Elect Thomas L. Mgmt For For For
Williams
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2016 Mgmt For Against Against
Omnibus Stock
Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
Parsley Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
PE CUSIP 701877102 01/09/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Issuance for Mgmt For For For
Merger with Jagged
Peak
________________________________________________________________________________
Parsley Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PE CUSIP 701877102 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect A.R. Alameddine Mgmt For For For
2 Elect Matthew Gallagher Mgmt For For For
3 Elect Karen Hughes Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Parsons Corporation
Ticker Security ID: Meeting Date Meeting Status
PSN CUSIP 70202L102 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Letitia A. Long Mgmt For For For
1.2 Elect James F McGovern Mgmt For For For
1.3 Elect Harry T. McMahon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Patrick Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
PATK CUSIP 703343103 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph M. Cerulli Mgmt For For For
1.2 Elect Todd M. Cleveland Mgmt For For For
1.3 Elect John A. Forbes Mgmt For For For
1.4 Elect Michael A. Kitson Mgmt For For For
1.5 Elect Pamela R. Klyn Mgmt For For For
1.6 Elect Derrick B. Mayes Mgmt For For For
1.7 Elect Andy L. Nemeth Mgmt For For For
1.8 Elect Denis G. Suggs Mgmt For For For
1.9 Elect M. Scott Welch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2009 Mgmt For For For
Omnibus Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pattern Energy Group Inc.
Ticker Security ID: Meeting Date Meeting Status
PEGI CUSIP 70338P100 03/10/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CPP Transaction Mgmt For Against Against
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For Against Against
Meeting
________________________________________________________________________________
Patterson Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCO CUSIP 703395103 09/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Buck Mgmt For For For
2 Elect Alex N. Blanco Mgmt For For For
3 Elect Jody H. Feragen Mgmt For For For
4 Elect Robert C. Frenzel Mgmt For For For
5 Elect Francis J. Mgmt For For For
Malecha
6 Elect Ellen A. Rudnick Mgmt For For For
7 Elect Neil A. Mgmt For For For
Schrimsher
8 Elect Mark S. Walchirk Mgmt For For For
9 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tiffany J. Thom Mgmt For For For
Cepak
1.2 Elect Michael W. Conlon Mgmt For For For
1.3 Elect William A Mgmt For For For
Hendricks,
Jr.
1.4 Elect Curtis W. Huff Mgmt For For For
1.5 Elect Terry H. Hunt Mgmt For For For
1.6 Elect Janeen S. Judah Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Paychex, Inc.
Ticker Security ID: Meeting Date Meeting Status
PAYX CUSIP 704326107 10/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect B. Thomas Mgmt For For For
Golisano
2 Elect Thomas F. Bonadio Mgmt For For For
3 Elect Joseph G. Doody Mgmt For For For
4 Elect David J. S. Mgmt For For For
Flaschen
5 Elect Pamela A. Joseph Mgmt For For For
6 Elect Martin Mucci Mgmt For For For
7 Elect Joseph M. Tucci Mgmt For For For
8 Elect Joseph M. Velli Mgmt For For For
9 Elect Kara Wilson Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Paycom Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
PAYC CUSIP 70432V102 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janet B. Haugen Mgmt For For For
1.2 Elect J.C. Watts Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Paylocity Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
PCTY CUSIP 70438V106 12/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven R. Mgmt For For For
Beauchamp
1.2 Elect Andres D. Reiner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PayPal Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
PYPL CUSIP 70450Y103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney C. Adkins Mgmt For For For
2 Elect Jonathan Mgmt For For For
Christodoro
3 Elect John J. Donahoe Mgmt For For For
II
4 Elect David W. Dorman Mgmt For For For
5 Elect Belinda J. Mgmt For For For
Johnson
6 Elect Gail J. McGovern Mgmt For For For
7 Elect Deborah M. Mgmt For For For
Messemer
8 Elect David M. Moffett Mgmt For For For
9 Elect Ann M. Sarnoff Mgmt For For For
10 Elect Daniel H. Mgmt For For For
Schulman
11 Elect Frank D. Yeary Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Integration
of Human and
Indigenous Peoples'
Rights Policy in
Corporate
Documents
________________________________________________________________________________
PBF Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
PBF CUSIP 69318G106 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Nimbley Mgmt For For For
2 Elect Spencer Abraham Mgmt For For For
3 Elect Wayne A. Budd Mgmt For For For
4 Elect Karen Davis Mgmt For For For
5 Elect S. Eugene Edwards Mgmt For For For
6 Elect William E. Hantke Mgmt For For For
7 Elect Edward F. Kosnik Mgmt For For For
8 Elect Robert J. Lavinia Mgmt For For For
9 Elect Kimberly S. Lubel Mgmt For For For
10 Elect George E. Ogden Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PC Connection, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNXN CUSIP 69318J100 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia Gallup Mgmt For For For
1.2 Elect David Hall Mgmt For For For
1.3 Elect David Mgmt For For For
Beffa-Negrini
1.4 Elect Barbara Duckett Mgmt For For For
1.5 Elect Jack Ferguson Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PCM, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCMI CUSIP 69323K100 08/26/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
PCSB Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
PCSB CUSIP 69324R104 10/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph D. Roberto Mgmt For For For
1.2 Elect William V. Mgmt For For For
Cuddy,
Jr.
1.3 Elect Kevin B. Dwyer Mgmt For For For
1.4 Elect Willard I. Hill, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PDC Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCE CUSIP 69327R101 01/13/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SRC Transaction Mgmt For For For
2 Merger Issuance Mgmt For For For
________________________________________________________________________________
PDC Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCE CUSIP 69327R101 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2.1 Elect Barton R. Mgmt For For For
Brookman
2.2 Elect Anthony J. Mgmt For For For
Crisafio
2.3 Elect Mark E. Ellis Mgmt For For For
2.4 Elect Christina M. Mgmt For For For
Ibrahim
2.5 Elect Paul J. Korus Mgmt For For For
2.6 Elect Randy S. Mgmt For For For
Nickerson
2.7 Elect David C. Parke Mgmt For For For
2.8 Elect Lynn A. Peterson Mgmt For For For
3 Elect David C. Parke Mgmt For For For
4 Elect Lynn A. Peterson Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2018 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
PDF Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDFS CUSIP 693282105 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph R. Bronson Mgmt For For For
2 Elect Marco Iansiti Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2011 Mgmt For Against Against
Stock Incentive
Plan
5 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
6 Adopt Exclusive Forum Mgmt For For For
Provision
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
pdvWireless, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATEX CUSIP 69290R104 08/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian D. McAuley Mgmt For For For
2 Elect Morgan E. O'Brien Mgmt For For For
3 Elect T. Clark Akers Mgmt For For For
4 Elect Rachelle B. Chong Mgmt For For For
5 Elect Greg W. Cominos Mgmt For For For
6 Elect Gregory A. Haller Mgmt For For For
7 Elect Mark J. Hennessy Mgmt For For For
8 Elect Singleton B. Mgmt For For For
McAllister
9 Elect Paul Saleh Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Company Name Change Mgmt For For For
________________________________________________________________________________
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704551100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Malone Mgmt For For For
2 Elect Samantha B. Mgmt For For For
Algaze
3 Elect Andrea E. Bertone Mgmt For For For
4 Elect Nicholas J. Mgmt For For For
Chirekos
5 Elect Stephen E. Gorman Mgmt For For For
6 Elect Glenn L. Kellow Mgmt For For For
7 Elect Joe W. Laymon Mgmt For For For
8 Elect Teresa S. Madden Mgmt For For For
9 Elect David J. Miller Mgmt For For For
10 Elect Kenneth W. Moore Mgmt For For For
11 Elect Michael W. Mgmt For For For
Sutherlin
12 Elect Darren R. Yeates Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Peapack-Gladstone Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
PGC CUSIP 704699107 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carmen M. Bowser Mgmt For For For
1.2 Elect Susan A. Cole Mgmt For For For
1.3 Elect Anthony J. Consi Mgmt For For For
II
1.4 Elect Richard Mgmt For For For
Daingerfield
1.5 Elect Edward A. Mgmt For For For
Gramigna,
Jr.
1.6 Elect Peter D. Horst Mgmt For For For
1.7 Elect Steven Kass Mgmt For For For
1.8 Elect Douglas L. Mgmt For For For
Kennedy
1.9 Elect F. Duffield Mgmt For For For
Meyercord
1.10 Elect Patrick J. Mullen Mgmt For For For
1.11 Elect Philip W. Smith Mgmt For For For
III
1.12 Elect Tony Spinelli Mgmt For For For
1.13 Elect Beth Welsh Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the 2014 Mgmt For For For
Employee Stock
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pebblebrook Hotel Trust
Ticker Security ID: Meeting Date Meeting Status
PEB CUSIP 70509V100 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jon E. Bortz Mgmt For For For
2 Elect Cydney C. Donnell Mgmt For For For
3 Elect Ron E. Jackson Mgmt For For For
4 Elect Phillip M. Miller Mgmt For For For
5 Elect Michael J. Schall Mgmt For For For
6 Elect Bonny W. Simi Mgmt For For For
7 Elect Earl E. Webb Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pegasystems Inc.
Ticker Security ID: Meeting Date Meeting Status
PEGA CUSIP 705573103 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan Trefler Mgmt For For For
2 Elect Peter Gyenes Mgmt For For For
3 Elect Ronald W. Mgmt For For For
Hovsepian
4 Elect Richard H. Jones Mgmt For For For
5 Elect Christopher Mgmt For For For
Lafond
6 Elect Dianne Ledingham Mgmt For For For
7 Elect Sharon Rowlands Mgmt For For For
8 Elect Lawrence Weber Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2004 Mgmt For Against Against
Long-Term Incentive
Plan
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Simple
Majority
Vote
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Penn National Gaming, Inc.
Ticker Security ID: Meeting Date Meeting Status
PENN CUSIP 707569109 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jane Scaccetti Mgmt For For For
1.2 Elect Jay A. Snowden Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Penn Virginia Corporation
Ticker Security ID: Meeting Date Meeting Status
PVAC CUSIP 70788V102 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John A. Brooks Mgmt For For For
2 Elect Tiffany J. Thom Mgmt For For For
Cepak
3 Elect Darin G. Mgmt For For For
Holderness
4 Elect Brian Steck Mgmt For For For
5 Elect Jeffrey E. Wojahn Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Penn Virginia Corporation
Ticker Security ID: Meeting Date Meeting Status
PVAC CUSIP 70788V102 07/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Brooks Mgmt For For For
1.2 Elect Darin G. Mgmt For Withhold Against
Holderness
1.3 Elect V. Frank Pottow Mgmt For Withhold Against
1.4 Elect Jerry R. Schuyler Mgmt For Withhold Against
1.5 Elect Brian Steck Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2019 Mgmt For For For
Management Incentive
Plan
________________________________________________________________________________
Penns Woods Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWOD CUSIP 708430103 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M. Furey, Mgmt For For For
II
1.2 Elect Richard A. Mgmt For For For
Grafmyre
1.3 Elect D. Michael Mgmt For For For
Hawbaker
1.4 Elect Brian L. Knepp Mgmt For For For
1.5 Elect Robert Q. Miller Mgmt For For For
1.6 Elect John G. Nackley Mgmt For For For
2 Approval of the Equity Mgmt For Against Against
Compensation
Plan
3 Approval of the Mgmt For For For
Non-Employee Director
Compensation
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pennsylvania Real Estate Investment Trust
Ticker Security ID: Meeting Date Meeting Status
PEI CUSIP 709102107 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George J. Mgmt For For For
Alburger,
Jr.
1.2 Elect Joseph F. Mgmt For For For
Coradino
1.3 Elect Michael J. Mgmt For For For
DeMarco
1.4 Elect JoAnne A. Epps Mgmt For For For
1.5 Elect Mark E. Mgmt For For For
Pasquerilla
1.6 Elect Charles P. Pizzi Mgmt For For For
1.7 Elect John J. Roberts Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2018 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PennyMac Financial Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFSI CUSIP 70932M107 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stanford L. Mgmt For For For
Kurland
2 Elect David A. Spector Mgmt For For For
3 Elect Anne D. McCallion Mgmt For For For
4 Elect Matthew Botein Mgmt For For For
5 Elect James K. Hunt Mgmt For For For
6 Elect Patrick Kinsella Mgmt For For For
7 Elect Joseph F. Mgmt For For For
Mazzella
8 Elect Farhad Nanji Mgmt For For For
9 Elect Jeffrey A. Mgmt For For For
Perlowitz
10 Elect Theodore W. Tozer Mgmt For For For
11 Elect Emily Youssouf Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Pennymac Mortgage Investment Trust
Ticker Security ID: Meeting Date Meeting Status
PMT CUSIP 70931T103 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Preston Mgmt For For For
DuFauchard
2 Elect Nancy McAllister Mgmt For For For
3 Elect Stacey D. Stewart Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Penske Automotive Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PAG CUSIP 70959W103 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John D. Barr Mgmt For For For
1.2 Elect Lisa Davis Mgmt For For For
1.3 Elect Wolfgang Mgmt For For For
Durheimer
1.4 Elect Michael R. Mgmt For For For
Eisenson
1.5 Elect Robert H. Mgmt For For For
Kurnick,
Jr.
1.6 Elect Kimberly J. Mgmt For For For
McWaters
1.7 Elect Greg Penske Mgmt For For For
1.8 Elect Roger S. Penske Mgmt For For For
1.9 Elect Sandra E. Pierce Mgmt For For For
1.10 Elect Greg C. Smith Mgmt For For For
1.11 Elect Ronald G. Mgmt For For For
Steinhart
1.12 Elect H. Brian Thompson Mgmt For For For
1.13 Elect Masashi Yamanaka Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pentair plc
Ticker Security ID: Meeting Date Meeting Status
PNR CUSIP G7S00T104 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mona Abutaleb Mgmt For For For
Stephenson
2 Elect Glynis A. Bryan Mgmt For For For
3 Elect T. Michael Glenn Mgmt For For For
4 Elect Theodore L. Mgmt For For For
Harris
5 Elect David A. Jones Mgmt For For For
6 Elect Michael T. Mgmt For For For
Speetzen
7 Elect John L. Stauch Mgmt For For For
8 Elect Billie I. Mgmt For For For
Williamson
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 2020 Share and Mgmt For For For
Incentive
Plan
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Set Price Mgmt For For For
Range for Reissuance
of Treasury
Shares
________________________________________________________________________________
Penumbra, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEN CUSIP 70975L107 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arani Bose Mgmt For For For
1.2 Elect Bridget O'Rourke Mgmt For For For
1.3 Elect Surbhi Sarna Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
People's United Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBCT CUSIP 712704105 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John P. Barnes Mgmt For For For
2 Elect Collin P. Baron Mgmt For For For
3 Elect George P. Carter Mgmt For For For
4 Elect Jane P. Chwick Mgmt For For For
5 Elect William F. Cruger Mgmt For For For
6 Elect John K. Dwight Mgmt For For For
7 Elect Jerry Franklin Mgmt For For For
8 Elect Janet M. Hansen Mgmt For For For
9 Elect Nancy McAllister Mgmt For For For
10 Elect Mark W. Richards Mgmt For For For
11 Elect Kirk W. Walters Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
People's Utah Bancorp
Ticker Security ID: Meeting Date Meeting Status
PUB CUSIP 712706209 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David G. Anderson Mgmt For Withhold Against
1.2 Elect Deborah S. Bayle Mgmt For Withhold Against
1.3 Elect Jonathan B. Mgmt For Withhold Against
Gunther
2 Ratification of Auditor Mgmt For For For
3 Bundled Amendments to Mgmt For For For
Declassify the Board,
Change Company Name,
and Remove Outdated
References
4 Approval to the 2020 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Peoples Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
PEBO CUSIP 709789101 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tara M. Abraham Mgmt For For For
1.2 Elect S. Craig Beam Mgmt For For For
1.3 Elect George W. Mgmt For For For
Broughton
1.4 Elect David F. Dierker Mgmt For For For
1.5 Elect James S. Huggins Mgmt For For For
1.6 Elect Brooke W. James Mgmt For For For
1.7 Elect David L. Mead Mgmt For For For
1.8 Elect Susan D. Rector Mgmt For For For
1.9 Elect Charles W. Mgmt For For For
Sulerzyski
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Peoples Bancorp of North Carolina, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEBK CUSIP 710577107 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James S. Mgmt For Withhold Against
Abernethy
1.2 Elect Robert C. Mgmt For Withhold Against
Abernethy
1.3 Elect Douglas S. Howard Mgmt For Withhold Against
1.4 Elect John W. Mgmt For For For
Lineberger,
Jr.
1.5 Elect Gary E. Matthews Mgmt For For For
1.6 Elect Billy L. Price, Mgmt For For For
Jr.
1.7 Elect Larry E. Robinson Mgmt For For For
1.8 Elect William Gregory Mgmt For Withhold Against
Terry
1.9 Elect Dan Ray Mgmt For Withhold Against
Timmerman,
Sr.
1.10 Elect Benjamin I. Mgmt For For For
Zachary
2 Approval of the 2020 Mgmt For For For
Long Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Peoples Financial Services Corp.
Ticker Security ID: Meeting Date Meeting Status
PFIS CUSIP 711040105 05/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sandra L. Bodnyk Mgmt For For For
1.2 Elect Ronald G. Mgmt For For For
Kukuchka
2 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shona L. Brown Mgmt For For For
2 Elect Cesar Conde Mgmt For For For
3 Elect Ian M. Cook Mgmt For For For
4 Elect Dina Dublon Mgmt For For For
5 Elect Richard W. Fisher Mgmt For For For
6 Elect Michelle D. Gass Mgmt For For For
7 Elect Ramon L. Laguarta Mgmt For For For
8 Elect David C. Page Mgmt For For For
9 Elect Robert C. Pohlad Mgmt For For For
10 Elect Daniel L. Vasella Mgmt For For For
11 Elect Darren Walker Mgmt For For For
12 Elect Alberto Weisser Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
________________________________________________________________________________
Perdoceo Education Corporation
Ticker Security ID: Meeting Date Meeting Status
PRDO CUSIP 71363P106 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis H. Mgmt For For For
Chookaszian
2 Elect Kenda B. Gonzales Mgmt For For For
3 Elect Patrick W. Gross Mgmt For For For
4 Elect William D. Hansen Mgmt For For For
5 Elect Gregory L. Mgmt For For For
Jackson
6 Elect Thomas B. Lally Mgmt For For For
7 Elect Todd S. Nelson Mgmt For For For
8 Elect Leslie T. Mgmt For For For
Thornton
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Perficient, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRFT CUSIP 71375U101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Davis Mgmt For For For
2 Elect Ralph C. Mgmt For Against Against
Derrickson
3 Elect James R. Kackley Mgmt For Against Against
4 Elect David S. Lundeen Mgmt For For For
5 Elect Brian L. Matthews Mgmt For Against Against
6 Elect Gary M. Wimberly Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Performance Food Group Company
Ticker Security ID: Meeting Date Meeting Status
PFGC CUSIP 71377A103 11/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George L. Holm Mgmt For For For
2 Elect Arthur B. Mgmt For For For
Winkleblack
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2015 Mgmt For For For
Omnibus Incentive
Plan
6 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
7 Charter Amendment Mgmt For For For
Regarding Elimination
of Supermajority
Requirement
8 Charter Amendment to Mgmt For For For
Adopt Shareholder
Right to Call a
Special
Meeting
________________________________________________________________________________
Perkinelmer, Inc.
Ticker Security ID: Meeting Date Meeting Status
PKI CUSIP 714046109 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Barrett Mgmt For For For
2 Elect Samuel R. Chapin Mgmt For For For
3 Elect Sylvie Gregoire Mgmt For For For
4 Elect Alexis P. Michas Mgmt For For For
5 Elect Pralad Singh Mgmt For For For
6 Elect Michel Vounatsos Mgmt For For For
7 Elect Frank Witney Mgmt For For For
8 Elect Pascale Witz Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Perrigo Company plc
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP G97822103 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley A. Alford Mgmt For For For
2 Elect Rolf A. Classon Mgmt For For For
3 Elect Adriana Mgmt For For For
Karaboutis
4 Elect Murray S. Kessler Mgmt For For For
5 Elect Jeffrey B. Mgmt For For For
Kindler
6 Elect Erica L. Mann Mgmt For For For
7 Elect Donal O'Connor Mgmt For For For
8 Elect Geoffrey M. Mgmt For For For
Parker
9 Elect Theodore R. Mgmt For For For
Samuels,
II
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Perspecta Inc.
Ticker Security ID: Meeting Date Meeting Status
PRSP CUSIP 715347100 08/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sanju K. Bansal Mgmt For For For
2 Elect Sondra L. Barbour Mgmt For For For
3 Elect John M. Curtis Mgmt For For For
4 Elect Lisa S. Disbrow Mgmt For For For
5 Elect Glenn A. Mgmt For For For
Eisenberg
6 Elect Pamela O. Kimmet Mgmt For For For
7 Elect J. Michael Lawrie Mgmt For For For
8 Elect Ramzi M. Musallam Mgmt For For For
9 Elect Philip O. Nolan Mgmt For For For
10 Elect Michael E. Mgmt For For For
Ventling
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
PetIQ, Inc.
Ticker Security ID: Meeting Date Meeting Status
PETQ CUSIP 71639T106 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect McCord Mgmt For Abstain Against
Christensen
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Petmed Express, Inc.
Ticker Security ID: Meeting Date Meeting Status
PETS CUSIP 716382106 07/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Menderes Akdag Mgmt For For For
2 Elect Leslie C.G. Mgmt For For For
Campbell
3 Elect Frank J. Formica Mgmt For For For
4 Elect Gian M. Fulgoni Mgmt For For For
5 Elect Ronald J. Korn Mgmt For For For
6 Elect Robert C. Mgmt For For For
Schweitzer
7 Approval of an Mgmt For For For
Amendment to the
Company's
Bylaws
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Pfenex Inc.
Ticker Security ID: Meeting Date Meeting Status
PFNX CUSIP 717071104 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jason Mgmt For For For
Grenfell-Gardner
1.2 Elect Evert B. Mgmt For For For
Schimmelpennink
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald E. Mgmt For For For
Blaylock
2 Elect Albert Bourla Mgmt For For For
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Scott Gottlieb Mgmt For For For
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect Susan Hockfield Mgmt For For For
8 Elect James M. Kilts Mgmt For For For
9 Elect Dan R. Littman Mgmt For For For
10 Elect Shantanu Narayen Mgmt For For For
11 Elect Suzanne Nora Mgmt For For For
Johnson
12 Elect James Quincey Mgmt For For For
13 Elect James C. Smith Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder proposal ShrHoldr Against Against For
regarding right to
act by written
consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Gender Pay
Equity
Report
21 Elect Susan Mgmt For For For
Desmond-Hellmann
________________________________________________________________________________
PGT Innovations, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGTI CUSIP 69336V101 06/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brett N. Milgrim Mgmt For For For
2 Elect Richard D. Mgmt For For For
Feintuch
3 Elect Jeff Jackson Mgmt For For For
4 Elect Frances Powell Mgmt For For For
Hawes
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Phathom Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHAT CUSIP 71722W107 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terrie Curran Mgmt For Against Against
2 Elect Mark Stenhouse Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Phibro Animal Health Corporation
Ticker Security ID: Meeting Date Meeting Status
PAHC CUSIP 71742Q106 11/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack C. Bendheim Mgmt For Withhold Against
1.2 Elect E. Thomas Mgmt For For For
Corcoran
1.3 Elect George Gunn Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andre Mgmt For For For
Calantzopoulos
2 Elect Louis C. Mgmt For For For
Camilleri
3 Elect Werner Geissler Mgmt For For For
4 Elect Lisa A. Hook Mgmt For For For
5 Elect Jennifer Xin-Zhe Mgmt For For For
Li
6 Elect Jun Makihara Mgmt For For For
7 Elect Kalpana Morparia Mgmt For For For
8 Elect Lucio A. Noto Mgmt For For For
9 Elect Frederik Paulsen Mgmt For For For
10 Elect Robert B. Polet Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles M. Mgmt For For For
Holley,
Jr.
2 Elect Glenn F. Tilton Mgmt For For For
3 Elect Marna C. Mgmt For For For
Whittington
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Risks of Gulf Coast
Petrochemical
Investments
________________________________________________________________________________
Photronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLAB CUSIP 719405102 03/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter M. Mgmt For Withhold Against
Fiederowicz
1.2 Elect Dr. Peter S. Mgmt For Withhold Against
Kirlin
1.3 Elect Constantine S. Mgmt For Withhold Against
Macricostas
1.4 Elect George Mgmt For Withhold Against
Macricostas
1.5 Elect Mary Paladino Mgmt For Withhold Against
1.6 Elect Mitchell G. Tyson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Approval of Section Mgmt For For For
382 Rights
Agreement
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Physicians Realty Trust
Ticker Security ID: Meeting Date Meeting Status
DOC CUSIP 71943U104 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John T. Thomas Mgmt For For For
1.2 Elect Thomas G. Mgmt For For For
Thompson
1.3 Elect Stanton D. Mgmt For For For
Anderson
1.4 Elect Mark A. Mgmt For For For
Baumgartner
1.5 Elect Albert C. Black, Mgmt For For For
Jr.
1.6 Elect William A. Mgmt For For For
Ebinger
1.7 Elect Pamela J. Kessler Mgmt For For For
1.8 Elect Richard A. Weiss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PICO Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
PICO CUSIP 693366205 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory Bylinsky Mgmt For For For
2 Elect Dorothy Mgmt For For For
Timian-Palmer
3 Elect Eric H. Speron Mgmt For For For
4 Elect Maxim C.W. Webb Mgmt For For For
5 Elect Nicole Weymouth Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Piedmont Office Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDM CUSIP 720190206 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank C. McDowell Mgmt For For For
2 Elect Kelly H. Barrett Mgmt For For For
3 Elect Wesley E. Mgmt For For For
Cantrell
4 Elect Glenn G. Cohen Mgmt For For For
5 Elect Barbara B. Lang Mgmt For For For
6 Elect C. Brent Smith Mgmt For For For
7 Elect Jeffrey L. Swope Mgmt For For For
8 Elect Dale H. Taysom Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pieris Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PIRS CUSIP 720795103 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen S. Yoder Mgmt For For For
1.2 Elect Michael Richman Mgmt For For For
1.3 Elect Matthew L. Mgmt For For For
Sherman
2 Approval of the 2020 Mgmt For For For
Employee, Director
and Consultant Equity
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Pieris Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PIRS CUSIP 720795103 07/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James A. Geraghty Mgmt For For For
1.2 Elect Ann Barbier Mgmt For For For
2 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pilgrim's Pride Corporation
Ticker Security ID: Meeting Date Meeting Status
PPC CUSIP 72147K108 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gilberto Tomazoni Mgmt For For For
1.2 Elect Denilson Molina Mgmt For For For
1.3 Elect Wallim Cruz de Mgmt For For For
Vasconcellos
Junior
1.4 Elect Vincent Trius Mgmt For For For
1.5 Elect Andre Noguiera Mgmt For For For
de
Souza
1.6 Elect Farha Aslam Mgmt For For For
1.7 Elect Michael L. Cooper Mgmt For For For
1.8 Elect Charles Macaluso Mgmt For For For
1.9 Elect Arquimedes A. Mgmt For For For
Celis
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Reduction of Water
Pollution
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights Due Diligence
Process
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Director
Elections
________________________________________________________________________________
Ping Identity Holding Corp
Ticker Security ID: Meeting Date Meeting Status
PING CUSIP 72341T103 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Breach Mgmt For For For
1.2 Elect Michael Fosnaugh Mgmt For For For
1.3 Elect Brian N. Sheth Mgmt For For For
2 Amendment to Mgmt For Against Against
Classified
Board
3 Amendment to Mgmt For Against Against
Supermajority
Requirement
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pinnacle Financial Partners, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNFP CUSIP 72346Q104 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abney S. Boxley, Mgmt For For For
III
2 Elect Gregory L. Burns Mgmt For For For
3 Elect Thomas C. Mgmt For For For
Farnsworth,
III
4 Elect David B. Ingram Mgmt For For For
5 Elect Gary L. Scott Mgmt For For For
6 Elect G. Kennedy Mgmt For For For
Thompson
7 Elect Charles E. Brock Mgmt For For For
8 Elect Richard D. Mgmt For For For
Callicutt
II
9 Elect Joseph C. Galante Mgmt For For For
10 Elect Robert A. Mgmt For For For
McCabe,
Jr.
11 Elect Reese L. Smith, Mgmt For For For
III
12 Elect M. Terry Turner Mgmt For For For
13 Elect Renda J. Burkhart Mgmt For For For
14 Elect Marty G. Dickens Mgmt For For For
15 Elect Glenda B. Glover Mgmt For For For
16 Elect Ronald L. Samuels Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pinnacle West Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PNW CUSIP 723484101 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glynis A. Bryan Mgmt For For For
1.2 Elect Denis A. Cortese Mgmt For For For
1.3 Elect Richard P. Fox Mgmt For For For
1.4 Elect Jeffrey B. Mgmt For For For
Guldner
1.5 Elect Dale E. Klein Mgmt For For For
1.6 Elect Humberto S. Lopez Mgmt For For For
1.7 Elect Kathryn L. Munro Mgmt For For For
1.8 Elect Bruce J. Mgmt For For For
Nordstrom
1.9 Elect Paula J. Sims Mgmt For For For
1.10 Elect James E. Mgmt For For For
Trevathan,
Jr.
1.11 Elect David P. Wagener Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edison C. Mgmt For For For
Buchanan
2 Elect Andrew F. Cates Mgmt For For For
3 Elect Phillip A. Gobe Mgmt For For For
4 Elect Larry R. Grillot Mgmt For For For
5 Elect Stacy P. Methvin Mgmt For For For
6 Elect Royce W. Mitchell Mgmt For For For
7 Elect Frank A. Risch Mgmt For For For
8 Elect Scott D. Mgmt For For For
Sheffield
9 Elect Mona K. Sutphen Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Elect Phoebe A. Wood Mgmt For For For
12 Elect Michael D. Mgmt For For For
Wortley
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Piper Sandler Companies
Ticker Security ID: Meeting Date Meeting Status
PIPR CUSIP 724078100 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Chad R. Abraham Mgmt For For For
2 Elect Jonathan J. Doyle Mgmt For For For
3 Elect William R. Mgmt For For For
Fitzgerald
4 Elect Victoria M. Holt Mgmt For For For
5 Elect Addison L. Piper Mgmt For For For
6 Elect Debbra L. Mgmt For For For
Schoneman
7 Elect Thomas S. Mgmt For For For
Schreier,
Jr.
8 Elect Sherry M. Smith Mgmt For For For
9 Elect Philip E. Soran Mgmt For For For
10 Elect Scott C. Taylor Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2003 Mgmt For Against Against
Long Term Incentive
Plan
________________________________________________________________________________
Pitney Bowes Inc.
Ticker Security ID: Meeting Date Meeting Status
PBI CUSIP 724479100 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anne M. Busquet Mgmt For For For
2 Elect Robert M. Mgmt For For For
Dutkowsky
3 Elect Anne Sutherland Mgmt For For For
Fuchs
4 Elect Mary J. Steele Mgmt For For For
Guilfoile
5 Elect S. Douglas Mgmt For For For
Hutcheson
6 Elect Marc B. Mgmt For For For
Lautenbach
7 Elect Michael I. Roth Mgmt For For For
8 Elect Linda S. Sanford Mgmt For For For
9 Elect David L. Shedlarz Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Amendment to the 2018 Mgmt For Against Against
Stock
Plan
________________________________________________________________________________
PJT Partners Inc.
Ticker Security ID: Meeting Date Meeting Status
PJT CUSIP 69343T107 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis S. Hersch Mgmt For For For
2 Elect Thomas M. Ryan Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Planet Fitness, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLNT CUSIP 72703H101 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen Mgmt For For For
Spinelli,
Jr.
1.2 Elect Enshalla Anderson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PlayAGS, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGS CUSIP 72814N104 09/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adam Chibib Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Plexus Corp.
Ticker Security ID: Meeting Date Meeting Status
PLXS CUSIP 729132100 02/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralf R. Boer Mgmt For For For
1.2 Elect Stephen P. Mgmt For For For
Cortinovis
1.3 Elect David J. Drury Mgmt For For For
1.4 Elect Joann M. Mgmt For For For
Eisenhart
1.5 Elect Dean A. Foate Mgmt For For For
1.6 Elect Rainer Jueckstock Mgmt For For For
1.7 Elect Peter Kelly Mgmt For For For
1.8 Elect Todd P. Kelsey Mgmt For For For
1.9 Elect Karen M. Rapp Mgmt For For For
1.10 Elect Paul A. Rooke Mgmt For For For
1.11 Elect Michael V. Mgmt For For For
Schrock
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Plug Power Inc.
Ticker Security ID: Meeting Date Meeting Status
PLUG CUSIP 72919P202 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lucas P. Mgmt For For For
Schneider
1.2 Elect Jonathan SIlver Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pluralsight, Inc.
Ticker Security ID: Meeting Date Meeting Status
PS CUSIP 72941B106 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arne Duncan Mgmt For For For
1.2 Elect Leah Johnson Mgmt For For For
1.3 Elect Frederick Onion Mgmt For For For
1.4 Elect Karenann Terrell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
PNM Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNM CUSIP 69349H107 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vickey A. Bailey Mgmt For For For
2 Elect Norman P. Becker Mgmt For For For
3 Elect Patricia K. Mgmt For For For
Collawn
4 Elect E. Renae Conley Mgmt For For For
5 Elect Alan J. Fohrer Mgmt For For For
6 Elect Sidney M. Mgmt For For For
Gutierrez
7 Elect James A. Hughes Mgmt For For For
8 Elect Maureen T. Mgmt For For For
Mullarkey
9 Elect Donald K. Schwanz Mgmt For For For
10 Elect Bruce W. Mgmt For For For
Wilkinson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Coal
Combustion
Residuals
________________________________________________________________________________
Polaris Inc.
Ticker Security ID: Meeting Date Meeting Status
PII CUSIP 731068102 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George W. Bilicic Mgmt For For For
2 Elect Gary E. Mgmt For For For
Hendrickson
3 Elect Gwenne A. Mgmt For For For
Henricks
4 Amendment to the 2007 Mgmt For For For
Omnibus Incentive
Plan
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PolarityTE, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTE CUSIP 731094108 12/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Willie C. Bogan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2020 Mgmt For Against Against
Stock Option and
Incentive
Plan
5 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
PolyOne Corporation
Ticker Security ID: Meeting Date Meeting Status
POL CUSIP 73179P106 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert E. Mgmt For For For
Abernathy
1.2 Elect Richard H. Fearon Mgmt For For For
1.3 Elect Gregory J. Goff Mgmt For For For
1.4 Elect William R. Mgmt For For For
Jellison
1.5 Elect Sandra Beach Lin Mgmt For For For
1.6 Elect Kim Ann Mink Mgmt For For For
1.7 Elect Robert M. Mgmt For For For
Patterson
1.8 Elect Kerry J. Preete Mgmt For For For
1.9 Elect Patricia Verduin Mgmt For For For
1.10 Elect William A. Mgmt For For For
Wulfsohn
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Equity and Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pool Corporation
Ticker Security ID: Meeting Date Meeting Status
POOL CUSIP 73278L105 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter D. Arvan Mgmt For For For
2 Elect Andrew W. Code Mgmt For For For
3 Elect Timothy M. Graven Mgmt For For For
4 Elect Debra S. Oler Mgmt For For For
5 Elect Manuel J. Perez Mgmt For For For
de la
Mesa
6 Elect Harlan F. Seymour Mgmt For For For
7 Elect Robert C. Sledd Mgmt For For For
8 Elect John E. Stokely Mgmt For For For
9 Elect David G. Whalen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Popular, Inc.
Ticker Security ID: Meeting Date Meeting Status
BPOP CUSIP 733174700 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ignacio Alvarez Mgmt For For For
2 Elect Maria Luisa Ferre Mgmt For For For
3 Elect C. Kim Goodwin Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Board Size Mgmt For For For
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Portland General Electric Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP 736508847 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Mgmt For For For
Ballantine
2 Elect Rodney L. Brown, Mgmt For For For
Jr.
3 Elect Jack E. Davis Mgmt For For For
4 Elect Kirby A. Dyess Mgmt For For For
5 Elect Mark B. Ganz Mgmt For For For
6 Elect Marie Oh Huber Mgmt For For For
7 Elect Kathryn J. Mgmt For For For
Jackson
8 Elect Michael Millegan Mgmt For For For
9 Elect Neil J. Nelson Mgmt For For For
10 Elect M. Lee Pelton Mgmt For For For
11 Elect Maria M. Pope Mgmt For For For
12 Elect Charles W. Mgmt For For For
Shivery
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Portola Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTLA CUSIP 737010108 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey W. Bird Mgmt For For For
1.2 Elect John H. Johnson Mgmt For For For
1.3 Elect H. Ward Wolff Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Post Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
POST CUSIP 737446104 01/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert E. Grote Mgmt For For For
1.2 Elect David W. Kemper Mgmt For For For
1.3 Elect Robert V. Vitale Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PotlatchDeltic Corporation
Ticker Security ID: Meeting Date Meeting Status
PCH CUSIP 737630103 05/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda M. Breard Mgmt For For For
2 Elect Lawrence S. Mgmt For For For
Peiros
3 Elect Eric J. Cremers Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Powell Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
POWL CUSIP 739128106 02/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher E. Mgmt For For For
Cragg
1.2 Elect Perry L. Elders Mgmt For For For
1.3 Elect Katheryn B. Mgmt For For For
Curtis
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Power Integrations, Inc.
Ticker Security ID: Meeting Date Meeting Status
POWI CUSIP 739276103 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wendy Arienzo Mgmt For For For
1.2 Elect Balu Balakrishnan Mgmt For For For
1.3 Elect Nicholas E. Mgmt For For For
Brathwaite
1.4 Elect Anita Ganti Mgmt For For For
1.5 Elect William L. George Mgmt For For For
1.6 Elect Balakrishnan S. Mgmt For For For
Iyer
1.7 Elect Necip Sayiner Mgmt For For For
1.8 Elect Steven J. Sharp Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PPG Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPG CUSIP 693506107 04/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen F. Angel Mgmt For For For
2 Elect Hugh Grant Mgmt For For For
3 Elect Melanie L. Healey Mgmt For For For
4 Elect Kathleen A. Mgmt For For For
Ligocki
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
7 Elimination of Mgmt For For For
Supermajority
Requirement
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PPL Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP 69351T106 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Conway Mgmt For For For
2 Elect Steven G. Elliott Mgmt For For For
3 Elect Raja Rajamannar Mgmt For For For
4 Elect Craig A. Rogerson Mgmt For For For
5 Elect Vincent Sorgi Mgmt For For For
6 Elect William H. Spence Mgmt For For For
7 Elect Natica von Mgmt For For For
Althann
8 Elect Keith H. Mgmt For For For
Williamson
9 Elect Phoebe A. Wood Mgmt For For For
10 Elect Armando Zagalo Mgmt For For For
de
Lima
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
PQ Group Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
PQG CUSIP 73943T103 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martin S. Mgmt For Withhold Against
Craighead
1.2 Elect Andrew Currie Mgmt For Withhold Against
1.3 Elect Timothy J. Walsh Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2017 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
PRA Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRAA CUSIP 69354N106 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2.1 Elect Danielle M. Brown Mgmt For For For
2.2 Elect Marjorie M. Mgmt For For For
Connelly
2.3 Elect James A. Nussle Mgmt For For For
2.4 Elect Scott M. Tabakin Mgmt For For For
3 Amendment to Mgmt For For For
Certificate of
Incorporation to
Remove Certain
Director Nomination
Provisions
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PRA Health Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRAH CUSIP 69354M108 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Colin Shannon Mgmt For For For
1.2 Elect James C. Momtazee Mgmt For For For
1.3 Elect Alexander G. Mgmt For For For
Dickinson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Precigen, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGEN CUSIP 74017N105 06/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randal J. Kirk Mgmt For For For
2 Elect Cesar L. Alvarez Mgmt For For For
3 Elect Steven R. Frank Mgmt For Against Against
4 Elect Vinita Gupta Mgmt For For For
5 Elect Fred Hassan Mgmt For For For
6 Elect Jeffrey B. Mgmt For For For
Kindler
7 Elect Dean J. Mitchell Mgmt For For For
8 Elect Helen Sabzevari Mgmt For For For
9 Elect Robert B. Shapiro Mgmt For For For
10 Elect James S. Turley Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Amendment to the 2013 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Precision Biosciences Inc
Ticker Security ID: Meeting Date Meeting Status
DTIL CUSIP 74019P108 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Geno Germano Mgmt For For For
1.2 Elect Matthew Kane Mgmt For For For
1.3 Elect Raymond Schinazi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Preferred Apartment Communities, Inc.
Ticker Security ID: Meeting Date Meeting Status
APTS CUSIP 74039L103 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steve Bartkowski Mgmt For For For
2 Elect John A. Cannon Mgmt For For For
3 Elect Gary B. Coursey Mgmt For For For
4 Elect Daniel M. DuPree Mgmt For For For
5 Elect Sara J. Finley Mgmt For For For
6 Elect Howard A. McLure Mgmt For For For
7 Elect Joel T. Murphy Mgmt For For For
8 Elect Timothy A. Mgmt For For For
Peterson
9 Amend Articles to Mgmt For For For
Allow Shareholders to
Amend the
Bylaws
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Preferred Bank
Ticker Security ID: Meeting Date Meeting Status
PFBC CUSIP 740367404 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Li Yu Mgmt For For For
1.2 Elect Clark Hsu Mgmt For For For
1.3 Elect Kathleen Shane Mgmt For For For
1.4 Elect Gary S. Nunnelly Mgmt For For For
1.5 Elect J. Richard Mgmt For For For
Belliston
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Preformed Line Products Company
Ticker Security ID: Meeting Date Meeting Status
PLPC CUSIP 740444104 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glenn E. Corlett Mgmt For For For
1.2 Elect Michael E. Mgmt For For For
Gibbons
1.3 Elect R. Steven Kestner Mgmt For For For
1.4 Elect J. Ryan Ruhlman Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Premier Financial Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFBI CUSIP 74050M105 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Toney K. Adkins Mgmt For For For
1.2 Elect Philip E. Cline Mgmt For For For
1.3 Elect Harry M. Hatfield Mgmt For Withhold Against
1.4 Elect Lloyd G. Mgmt For Withhold Against
Jackson,
II
1.5 Elect Keith F. Molihan Mgmt For Withhold Against
1.6 Elect Marshall T. Mgmt For For For
Reynolds
1.7 Elect Neal W. Scaggs Mgmt For Withhold Against
1.8 Elect Robert W. Walker Mgmt For For For
1.9 Elect Thomas W. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Premier, Inc.
Ticker Security ID: Meeting Date Meeting Status
PINC CUSIP 74051N102 12/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan D. DeVore Mgmt For Withhold Against
1.2 Elect Jody R. Davids Mgmt For Withhold Against
1.3 Elect Peter S. Fine Mgmt For Withhold Against
1.4 Elect David H. Mgmt For Withhold Against
Langstaff
1.5 Elect Marvin R. O'Quinn Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Presidio, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSDO CUSIP 74102M103 11/06/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Prestige Consumer Healthcare Inc.
Ticker Security ID: Meeting Date Meeting Status
PBH CUSIP 74112D101 07/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald M. Mgmt For For For
Lombardi
1.2 Elect John E. Byom Mgmt For For For
1.3 Elect Gary E. Costley Mgmt For For For
1.4 Elect Sheila A. Hopkins Mgmt For For For
1.5 Elect James M. Jenness Mgmt For For For
1.6 Elect Natale S. Mgmt For For For
Ricciardi
1.7 Elect Christopher J. Mgmt For For For
Coughlin
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Prevail Therapeutics Inc.
Ticker Security ID: Meeting Date Meeting Status
PRVL CUSIP 74140Y101 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Asa Abeliovich Mgmt For For For
1.2 Elect Carl Gordon Mgmt For For For
1.3 Elect Morgan Sheng Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PriceSmart, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSMT CUSIP 741511109 02/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sherry S. Mgmt For For For
Bahrambeygui
1.2 Elect Jeffrey R. Fisher Mgmt For For For
1.3 Elect Gordon H. Hanson Mgmt For For For
1.4 Elect Beatriz V. Mgmt For For For
Infante
1.5 Elect Leon C. Janks Mgmt For For For
1.6 Elect Mitchell G. Lynn Mgmt For For For
1.7 Elect Gary M. Malino Mgmt For For For
1.8 Elect Robert E. Price Mgmt For For For
1.9 Elect Edgar A. Zurcher Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Primerica, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRI CUSIP 74164M108 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John A. Addison, Mgmt For For For
Jr.
2 Elect Joel M. Babbit Mgmt For For For
3 Elect P. George Benson Mgmt For For For
4 Elect C. Saxby Mgmt For For For
Chambliss
5 Elect Gary L. Mgmt For For For
Crittenden
6 Elect Cynthia N. Day Mgmt For For For
7 Elect Sanjeev Dheer Mgmt For For For
8 Elect Beatriz R. Perez Mgmt For For For
9 Elect D. Richard Mgmt For For For
Williams
10 Elect Glenn J. Williams Mgmt For For For
11 Elect Barbara A. Mgmt For For For
Yastine
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Primoris Services Corporation
Ticker Security ID: Meeting Date Meeting Status
PRIM CUSIP 74164F103 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen C. Cook Mgmt For For For
1.2 Elect David L. King Mgmt For For For
1.3 Elect Carla S. Mgmt For For For
Mashinski
1.4 Elect Thomas E. Mgmt For For For
McCormick
1.5 Elect John P. Mgmt For For For
Schauerman
1.6 Elect Robert A. Mgmt For For For
Tinstman
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Principal Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFG CUSIP 74251V102 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jonathan S. Mgmt For For For
Auerbach
2 Elect Jocelyn E. Mgmt For For For
Carter-Miller
3 Elect Scott M. Mills Mgmt For For For
4 Amendment to the Mgmt For For For
Directors Stock
Plan
5 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Principia Biopharma Inc.
Ticker Security ID: Meeting Date Meeting Status
PRNB CUSIP 74257L108 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dan Becker Mgmt For For For
1.2 Elect Patrick Machado Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Proassurance Corporation
Ticker Security ID: Meeting Date Meeting Status
PRA CUSIP 74267C106 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
1.2 Elect Robert E. Flowers Mgmt For For For
1.3 Elect Edward L. Rand, Mgmt For For For
Jr.
1.4 Elect Katisha T. Vance Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Progenics Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGNX CUSIP 743187106 06/16/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Lantheus Transaction Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Progenics Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGNX CUSIP 743187106 07/11/2019 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Crowley Mgmt For For For
2 Elect Mark R. Baker Mgmt For For For
3 Elect Bradley L. Mgmt For For For
Campbell
4 Elect Karen Ferrante Mgmt For For For
5 Elect Michael D. Mgmt For For For
Kishbauch
6 Elect David A. Mgmt For For For
Scheinberg
7 Elect Nicole S. Mgmt For For For
Williams
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Progenics Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGNX CUSIP 743187106 07/11/2019 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Do Not Use This Row ShrHoldr N/A TNA N/A
1.2 Elect Management ShrHoldr N/A TNA N/A
Nominee Bradley L.
Campbell
1.3 Elect Management ShrHoldr N/A TNA N/A
Nominee Karen
Ferrante
1.4 Elect Management ShrHoldr N/A TNA N/A
Nominee David A.
Scheinberg
1.5 Elect Management ShrHoldr N/A TNA N/A
Nominee Nicole S.
Williams
2 Elect Management ShrHoldr N/A TNA N/A
Nominee Peter J.
Crowley
3 Elect Management ShrHoldr N/A TNA N/A
Nominee Michael D.
Kishbauch
4 Elect Management ShrHoldr N/A TNA N/A
Nominee Mark R.
Baker
5 Ratification of Auditor ShrHoldr N/A TNA N/A
6 Advisory Vote on ShrHoldr N/A TNA N/A
Executive
Compensation
________________________________________________________________________________
Progenics Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGNX CUSIP 743187106 11/08/2019 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Bylaw
Repeal
2 Remove Incumbent ShrHoldr Against TNA N/A
Director Mark R.
Baker
3 Remove Incumbent ShrHoldr Against TNA N/A
Director David A.
Scheinberg
4 Remove Incumbent ShrHoldr Against TNA N/A
Director Nicole S.
Williams
5 Remove Any Interim ShrHoldr Against TNA N/A
Appointee
6 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding the Filling
of Board
Vacancies
7 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Setting
Board
Size
8 Elect Dissident ShrHoldr Against TNA N/A
Nominee Gerard
Ber
9 Elect Dissident ShrHoldr Against TNA N/A
Nominee Eric J.
Ende
10 Elect Dissident ShrHoldr Against TNA N/A
Nominee Ann
MacDougall
11 Elect Dissident ShrHoldr Against TNA N/A
Nominee Heinz
Mausli
12 Elect Dissident ShrHoldr Against TNA N/A
Nominee David W.
Mims
________________________________________________________________________________
Progenics Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGNX CUSIP 743187106 11/08/2019 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Bylaw
Repeal
2 Remove Incumbent ShrHoldr N/A For N/A
Director Mark R.
Baker
3 Remove Incumbent ShrHoldr N/A Against N/A
Director David A.
Scheinberg
4 Remove Incumbent ShrHoldr N/A Against N/A
Director Nicole S.
Williams
5 Remove Any Interim ShrHoldr N/A For N/A
Appointee
6 Shareholder Proposal ShrHoldr N/A For N/A
Regarding the Filling
of Board
Vacancies
7 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Setting
Board
Size
8 Elect Dissident ShrHoldr N/A For N/A
Nominee Gerard
Ber
9 Elect Dissident ShrHoldr N/A For N/A
Nominee Eric J.
Ende
10 Elect Dissident ShrHoldr N/A Against N/A
Nominee Ann
MacDougall
11 Elect Dissident ShrHoldr N/A Against N/A
Nominee Heinz
Mausli
12 Elect Dissident ShrHoldr N/A For N/A
Nominee David W.
Mims
________________________________________________________________________________
Progress Software Corporation
Ticker Security ID: Meeting Date Meeting Status
PRGS CUSIP 743312100 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Dacier Mgmt For For For
1.2 Elect John R. Egan Mgmt For For For
1.3 Elect Rainer Gawlick Mgmt For For For
1.4 Elect Yogesh Gupta Mgmt For For For
1.5 Elect Charles F. Kane Mgmt For For For
1.6 Elect Samskriti Y. King Mgmt For For For
1.7 Elect David A. Krall Mgmt For For For
1.8 Elect Angela T. Tucci Mgmt For For For
1.9 Elect Vivian M. Vitale Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Progyny, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGNY CUSIP 74340E103 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cheryl Scott Mgmt For For For
1.2 Elect Kevin K. Gordon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Prologis, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLD CUSIP 74340W103 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hamid R. Moghadam Mgmt For For For
2 Elect Cristina G. Bita Mgmt For For For
3 Elect George L. Mgmt For For For
Fotiades
4 Elect Lydia H. Kennard Mgmt For For For
5 Elect Irving F. Lyons, Mgmt For For For
III
6 Elect Avid Modjtabai Mgmt For For For
7 Elect David P. O'Connor Mgmt For For For
8 Elect Olivier Piani Mgmt For For For
9 Elect Jeffrey L. Mgmt For For For
Skelton
10 Elect Carl B. Webb Mgmt For For For
11 Elect William D. Mgmt For For For
Zollars
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2020 Long Term Mgmt For For For
Incentive
Plan
14 Increase of Authorized Mgmt For For For
Common
Stock
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Proofpoint, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFPT CUSIP 743424103 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jonathan Feiber Mgmt For For For
2 Elect Kevin Harvey Mgmt For For For
3 Elect Leyla Seka Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PROS Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRO CUSIP 74346Y103 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Greg B. Petersen Mgmt For For For
1.2 Elect Timothy V. Mgmt For For For
Williams
1.3 Elect Mariette M. Mgmt For For For
Woestemeyer
1.4 Elect Carlos Dominguez Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Prosperity Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
PB CUSIP 743606105 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin J. Hanigan Mgmt For For For
1.2 Elect William T. Mgmt For For For
Luedke
IV
1.3 Elect Perry Mueller, Mgmt For For For
Jr.
1.4 Elect Harrison Mgmt For For For
Stafford
II
1.5 Elect Bruce W. Hunt Mgmt For For For
1.6 Elect George A. Fisk Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Prosperity Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
PB CUSIP 743606105 10/29/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Protagonist Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTGX CUSIP 74366E102 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dinesh V. Patel Mgmt For For For
1.2 Elect Sarah B. Noonberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Prothena Corporation plc
Ticker Security ID: Meeting Date Meeting Status
PRTA CUSIP G72800108 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paula K. Cobb Mgmt For For For
2 Elect Lars G. Ekman Mgmt For For For
3 Elect Gene G. Kinney Mgmt For For For
4 Elect Oleg Nodelman Mgmt For For For
5 Elect Dennis J. Selkoe Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Amendment to the 2018 Mgmt For Against Against
Long-Term Incentive
Plan
9 Approval of the Stock Mgmt For Against Against
Option Exchange
Program
10 Reduction of Capital Mgmt For For For
________________________________________________________________________________
Proto Labs, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRLB CUSIP 743713109 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Victoria M. Holt Mgmt For For For
2 Elect Archie C. Black Mgmt For For For
3 Elect Sujeet Chand Mgmt For For For
4 Elect Moonhie Chin Mgmt For For For
5 Elect Rainer Gawlick Mgmt For For For
6 Elect John B. Goodman Mgmt For For For
7 Elect Donald G. Krantz Mgmt For For For
8 Elect Sven A. Wehrwein Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Provident Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
PVBC CUSIP 74383L105 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James A. DeLeo Mgmt For For For
1.2 Elect Laurie H. Knapp Mgmt For For For
1.3 Elect Barbara A. Piette Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Provident Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
PVBC CUSIP 74383X109 09/25/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Provident Financial Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFS CUSIP 74386T105 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Adamo Mgmt For For For
1.2 Elect Laura L. Brooks Mgmt For For For
1.3 Elect Terence Gallagher Mgmt For For For
1.4 Elect Carlos Hernandez Mgmt For For For
2 Elect Ursuline F Foley Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Prudential Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBIP CUSIP 74431A101 02/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis Pollack Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Prudential Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP 744320102 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Mgmt For For For
Baltimore,
Jr.
2 Elect Gilbert F. Mgmt For For For
Casellas
3 Elect Robert M. Falzon Mgmt For For For
4 Elect Martina Mgmt For For For
Hund-Mejean
5 Elect Karl J. Krapek Mgmt For For For
6 Elect Peter R. Lighte Mgmt For For For
7 Elect Charles F. Lowrey Mgmt For For For
8 Elect George Paz Mgmt For For For
9 Elect Sandra Pianalto Mgmt For For For
10 Elect Christine A. Poon Mgmt For For For
11 Elect Douglas A. Mgmt For For For
Scovanner
12 Elect Michael A. Todman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
PS Business Parks, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSB CUSIP 69360J107 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald L. Mgmt For For For
Havner,
Jr.
1.2 Elect Maria R. Mgmt For For For
Hawthorne
1.3 Elect Jennifer Holden Mgmt For For For
Dunbar
1.4 Elect James H. Kropp Mgmt For For For
1.5 Elect Kristy M Pipes Mgmt For For For
1.6 Elect Gary E. Pruitt Mgmt For For For
1.7 Elect Robert S. Rollo Mgmt For For For
1.8 Elect Joseph D. Mgmt For For For
Russell,
Jr.
1.9 Elect Peter Schultz Mgmt For For For
1.10 Elect Stephen W Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PTC Inc.
Ticker Security ID: Meeting Date Meeting Status
PTC CUSIP 69370C100 02/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janice D. Chaffin Mgmt For For For
1.2 Elect Phillip M. Mgmt For For For
Fernandez
1.3 Elect James E. Mgmt For For For
Heppelmann
1.4 Elect Klaus Hoehn Mgmt For For For
1.5 Elect Paul A. Lacy Mgmt For For For
1.6 Elect Corinna Lathan Mgmt For For For
1.7 Elect Blake D. Moret Mgmt For For For
1.8 Elect Robert P. Mgmt For For For
Schechter
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PTC Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTCT CUSIP 69366J200 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephanie S. Okey Mgmt For For For
1.2 Elect Stuart W. Peltz Mgmt For For For
1.3 Elect Jerome B. Zeldis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Public Service Enterprise Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph Izzo Mgmt For For For
2 Elect Shirley Ann Mgmt For For For
Jackson
3 Elect Willie A. Deese Mgmt For For For
4 Elect David Lilley Mgmt For For For
5 Elect Barry H. Mgmt For For For
Ostrowsky
6 Elect Scott G. Mgmt For For For
Stephenson
7 Elect Laura A. Sugg Mgmt For For For
8 Elect John P. Surma Mgmt For For For
9 Elect Susan Tomasky Mgmt For For For
10 Elect Alfred W. Zollar Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Public Storage
Ticker Security ID: Meeting Date Meeting Status
PSA CUSIP 74460D109 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald L. Mgmt For For For
Havner,
Jr.
2 Elect Tamara Hughes Mgmt For For For
Gustavson
3 Elect Uri P. Harkham Mgmt For For For
4 Elect Leslie Stone Mgmt For For For
Heisz
5 Elect B. Wayne Hughes, Mgmt For For For
Jr.
6 Elect Avedick B. Mgmt For For For
Poladian
7 Elect Gary E. Pruitt Mgmt For For For
8 Elect John Reyes Mgmt For For For
9 Elect Joseph D. Mgmt For For For
Russell,
Jr.
10 Elect Tariq M Shaukat Mgmt For For For
11 Elect Ronald P. Spogli Mgmt For For For
12 Elect Daniel C. Staton Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pulse Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLSE CUSIP 74587B101 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth A. Clark Mgmt For Against Against
2 Elect Robert W. Duggan Mgmt For Against Against
3 Elect Mitchell E. Mgmt For Against Against
Levinson
4 Elect Manmeet S. Soni Mgmt For Against Against
5 Elect Darrin R. Uecker Mgmt For Against Against
6 Elect Mahkam Zanganeh Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PulteGroup, Inc.
Ticker Security ID: Meeting Date Meeting Status
PHM CUSIP 745867101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian P. Anderson Mgmt For For For
2 Elect Bryce Blair Mgmt For For For
3 Elect Richard W. Mgmt For For For
Dreiling
4 Elect Thomas J. Mgmt For For For
Folliard
5 Elect Cheryl W. Grise Mgmt For For For
6 Elect Andre J. Hawaux Mgmt For For For
7 Elect Ryan R. Marshall Mgmt For For For
8 Elect John R. Peshkin Mgmt For For For
9 Elect Scott F. Powers Mgmt For For For
10 Elect Lila Snyder Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Puma Biotechnology, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBYI CUSIP 74587V107 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan H. Auerbach Mgmt For For For
1.2 Elect Ann C. Miller Mgmt For For For
1.3 Elect Michael P. Miller Mgmt For For For
1.4 Elect Jay M. Moyes Mgmt For For For
1.5 Elect Hugh O'Dowd Mgmt For For For
1.6 Elect Adrian M. Mgmt For For For
Senderowicz
1.7 Elect Troy E. Wilson Mgmt For For For
1.8 Elect Frank E. Zavrl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pure Cycle Corporation
Ticker Security ID: Meeting Date Meeting Status
PCYO CUSIP 746228303 01/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark W. Harding Mgmt For For For
1.2 Elect Harrison H. Augur Mgmt For Withhold Against
1.3 Elect Patrick J. Beirne Mgmt For For For
1.4 Elect Arthur G. Epker Mgmt For Withhold Against
III
1.5 Elect Richard L. Guido Mgmt For Withhold Against
1.6 Elect Peter C. Howell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Pure Storage, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSTG CUSIP 74624M102 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew Brown Mgmt For For For
1.2 Elect John Colgrove Mgmt For For For
1.3 Elect Mark Garrett Mgmt For For For
1.4 Elect Roxanne Taylor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PVH Corp.
Ticker Security ID: Meeting Date Meeting Status
PVH CUSIP 693656100 06/18/2020 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary Baglivo Mgmt For N/A N/A
2 Elect Brent Callinicos Mgmt For N/A N/A
3 Elect Emanuel Chirico Mgmt For N/A N/A
4 Elect Joseph B. Fuller Mgmt For N/A N/A
5 Elect V. James Marino Mgmt For N/A N/A
6 Elect G. Penny McIntyre Mgmt For N/A N/A
7 Elect Amy McPherson Mgmt For N/A N/A
8 Elect Henry Nasella Mgmt For N/A N/A
9 Elect Edward R. Mgmt For N/A N/A
Rosenfeld
10 Elect Craig W. Rydin Mgmt For N/A N/A
11 Elect Judith Amanda Mgmt For N/A N/A
Sourry
Knox
12 Advisory Vote on Mgmt For N/A N/A
Executive
Compensation
13 Amendment to the Stock Mgmt For N/A N/A
Incentive
Plan
14 Ratification of Auditor Mgmt For N/A N/A
________________________________________________________________________________
Pyxus International, Inc.
Ticker Security ID: Meeting Date Meeting Status
PYX CUSIP 74737V106 08/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel A. Castle Mgmt For For For
1.2 Elect Jeffrey A. Mgmt For For For
Eckmann
1.3 Elect Joyce L. Mgmt For For For
Fitzpatrick
1.4 Elect Donna H. Grier Mgmt For For For
1.5 Elect John D. Rice Mgmt For For For
1.6 Elect Nathan A. Mgmt For For For
Richardson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2016 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Pzena Investment Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
PZN CUSIP 74731Q103 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard S. Pzena Mgmt For Withhold Against
1.2 Elect John P. Goetz Mgmt For Withhold Against
1.3 Elect William L. Lipsey Mgmt For Withhold Against
1.4 Elect Steven M. Mgmt For Withhold Against
Galbraith
1.5 Elect Joel M. Mgmt For Withhold Against
Greenblatt
1.6 Elect Richard P. Mgmt For Withhold Against
Meyerowich
1.7 Elect Charles D. Mgmt For Withhold Against
Johnston
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Q2 Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
QTWO CUSIP 74736L109 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lynn Atchison Mgmt For For For
1.2 Elect Charles T. Doyle Mgmt For For For
1.3 Elect Carl James Mgmt For For For
Schaper
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
QAD Inc.
Ticker Security ID: Meeting Date Meeting Status
QADB CUSIP 74727D306 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott J. Adelson Mgmt For For For
2 Elect Anton Chilton Mgmt For For For
3 Elect Kathleen M. Mgmt For For For
Crusco
4 Elect Peter R. van Mgmt For For For
Cuylenburg
5 Elect Pamela M. Lopker Mgmt For For For
6 Elect Lee D. Roberts Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
QCR Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
QCRH CUSIP 74727A104 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M. Field Mgmt For For For
1.2 Elect Elizabeth S. Mgmt For For For
Jacobs
1.3 Elect Timothy B. Mgmt For For For
O'Reilly
1.4 Elect Marie Z. Ziegler Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
QEP Resources, Inc
Ticker Security ID: Meeting Date Meeting Status
QEP CUSIP 74733V100 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phillips S. Mgmt For For For
Baker,
Jr.
2 Elect Timothy J Cutt Mgmt For For For
3 Elect Julie Dill Mgmt For For For
4 Elect Joseph N. Jaggers Mgmt For For For
5 Elect Michael J. Mgmt For For For
Minarovic
6 Elect Mary L. Mgmt For For For
Shafer-Malicki
7 Elect Barth E. Whitham Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
QIAGEN N.V.
Ticker Security ID: Meeting Date Meeting Status
QGEN CUSIP N72482123 06/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Elect Stephane Bancel Mgmt For For For
6 Elect Hakan Bjorklund Mgmt For For For
7 Elect Metin Colpan Mgmt For For For
8 Elect Ross L. Levine Mgmt For For For
9 Elect Elaine Mardis Mgmt For For For
10 Elect Lawrence A. Rosen Mgmt For For For
11 Elect Elizabeth E. Mgmt For For For
Tallett
12 Elect Roland Sackers Mgmt For For For
13 Elect Thierry Bernard Mgmt For For For
14 Management Board Mgmt For Against Against
Remuneration
Policy
15 Supervisory Board Mgmt For For For
Remuneration
Policy
16 Supervisory Board Mgmt For For For
Members'
Fees
17 Appointment of Auditor Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Suppress Mgmt For For For
Preemptive
Rights
20 Authority to Suppress Mgmt For For For
Preemptive Rights for
Mergers, Acquisitions
and Strategic
Alliances
21 Authority to Mgmt For For For
Repurchase
Shares
22 Contingent Amendments Mgmt For For For
to
Articles
23 Top Up Option Mgmt For For For
24 Elect Hakan Bjorklund Mgmt For For For
25 Elect Michael A. Boxer Mgmt For For For
26 Elect Paul G. Parker Mgmt For For For
27 Elect Gianluca Pettiti Mgmt For For For
28 Elect Anthony H. Smith Mgmt For For For
29 Elect Barbara W. Wall Mgmt For For For
30 Elect Stefan Wolf Mgmt For For For
31 Contingent Resignation Mgmt For For For
of
Directors
32 Contingent Amendments Mgmt For For For
to
Articles
________________________________________________________________________________
Qorvo, Inc.
Ticker Security ID: Meeting Date Meeting Status
QRVO CUSIP 74736K101 08/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph G. Quinsey Mgmt For For For
1.2 Elect Robert A. Mgmt For For For
Bruggeworth
1.3 Elect Jeffery Gardner Mgmt For For For
1.4 Elect John R. Harding Mgmt For For For
1.5 Elect David H.Y. Ho Mgmt For For For
1.6 Elect Roderick D. Mgmt For For For
Nelson
1.7 Elect Walden C. Rhines Mgmt For For For
1.8 Elect Susan L. Spradley Mgmt For For For
1.9 Elect Walter H. Mgmt For For For
Wilkinson,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
QTS Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
QTS CUSIP 74736A103 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Chad L. Williams Mgmt For For For
1.2 Elect John W. Barter Mgmt For For For
1.3 Elect William O. Grabe Mgmt For For For
1.4 Elect Catherine R. Mgmt For For For
Kinney
1.5 Elect Peter A. Marino Mgmt For For For
1.6 Elect Scott D. Miller Mgmt For For For
1.7 Elect Mazen Rahwashdeh Mgmt For For For
1.8 Elect Wayne M. Mgmt For For For
Rehberger
1.9 Elect Philip P. Mgmt For For For
Trahanas
1.10 Elect Stephen E. Mgmt For For For
Westhead
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quad/Graphics, Inc.
Ticker Security ID: Meeting Date Meeting Status
QUAD CUSIP 747301109 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Angelson Mgmt For Withhold Against
1.2 Elect Douglas P. Buth Mgmt For Withhold Against
1.3 Elect John C. Fowler Mgmt For Withhold Against
1.4 Elect Stephen M. Fuller Mgmt For Withhold Against
1.5 Elect Christopher B. Mgmt For Withhold Against
Harned
1.6 Elect J. Joel Quadracci Mgmt For Withhold Against
1.7 Elect Kathryn Mgmt For Withhold Against
Quadracci
Flores
1.8 Elect Jay O. Rothman Mgmt For Withhold Against
1.9 Elect John S. Shiely Mgmt For Withhold Against
2 Approval of the 2020 Mgmt For Against Against
Omnibus Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Quaker Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
KWR CUSIP 747316107 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald R. Mgmt For For For
Caldwell
2 Elect Robert H. Rock Mgmt For For For
3 Elect Ramaswami Mgmt For For For
Seshasayee
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark Fields Mgmt For For For
2 Elect Jeffrey W. Mgmt For For For
Henderson
3 Elect Ann M. Livermore Mgmt For For For
4 Elect Harish Manwani Mgmt For For For
5 Elect Mark D. Mgmt For For For
McLaughlin
6 Elect Steven M. Mgmt For For For
Mollenkopf
7 Elect Clark T. Randt, Mgmt For For For
Jr.
8 Elect Irene B. Mgmt For For For
Rosenfeld
9 Elect Neil Smit Mgmt For For For
10 Elect Anthony J. Mgmt For For For
Vinciquerra
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Qualys, Inc.
Ticker Security ID: Meeting Date Meeting Status
QLYS CUSIP 74758T303 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gen. Peter Pace Mgmt For For For
1.2 Elect Wendy M. Pfeiffer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Quanex Building Products Corporation
Ticker Security ID: Meeting Date Meeting Status
NX CUSIP 747619104 02/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert R. Buck Mgmt For For For
2 Elect Susan F. Davis Mgmt For For For
3 Elect William C. Mgmt For For For
Griffiths
4 Elect Donald Maier Mgmt For For For
5 Elect Meredith W. Mgmt For For For
Mendes
6 Elect Joseph D. Rupp Mgmt For For For
7 Elect Curtis M. Stevens Mgmt For For For
8 Elect George Wilson Mgmt For For For
9 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quanta Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWR CUSIP 74762E102 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Earl C. Austin, Mgmt For For For
Jr.
2 Elect Doyle N. Beneby Mgmt For For For
3 Elect John Michal Mgmt For For For
Conaway
4 Elect Vincent D. Foster Mgmt For For For
5 Elect Bernard Fried Mgmt For For For
6 Elect Worthing F. Mgmt For For For
Jackman
7 Elect David M. Mgmt For For For
McClanahan
8 Elect Margaret B. Mgmt For For For
Shannon
9 Elect Pat Wood, III Mgmt For For For
10 Elect Martha B. Wyrsch Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quanterix Corporation
Ticker Security ID: Meeting Date Meeting Status
QTRX CUSIP 74766Q101 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith Crandell Mgmt For For For
1.2 Elect E. Kevin Mgmt For For For
Hrusovsky
1.3 Elect Paul M. Meister Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quest Diagnostics Incorporated
Ticker Security ID: Meeting Date Meeting Status
DGX CUSIP 74834L100 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicky B. Gregg Mgmt For For For
2 Elect Wright L. Mgmt For For For
Lassiter
III
3 Elect Timothy L. Main Mgmt For For For
4 Elect Denise M. Mgmt For For For
Morrison
5 Elect Gary M. Pfeiffer Mgmt For For For
6 Elect Timothy M. Ring Mgmt For For For
7 Elect Stephen H. Mgmt For For For
Rusckowski
8 Elect Daniel C. Mgmt For For For
Stanzione
9 Elect Helen I. Torley Mgmt For For For
10 Elect Gail R. Wilensky Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quidel Corporation
Ticker Security ID: Meeting Date Meeting Status
QDEL CUSIP 74838J101 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas C. Bryant Mgmt For For For
1.2 Elect Kenneth F. Mgmt For For For
Buechler
1.3 Elect Edward L. Michael Mgmt For For For
1.4 Elect Kathy P. Ordonez Mgmt For For For
1.5 Elect Mary Lake Polan Mgmt For For For
1.6 Elect Jack W. Schuler Mgmt For For For
1.7 Elect Charles P. Slacik Mgmt For For For
1.8 Elect Matthew W. Mgmt For For For
Strobeck
1.9 Elect Kenneth J. Widder Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
QuinStreet, Inc.
Ticker Security ID: Meeting Date Meeting Status
QNST CUSIP 74874Q100 11/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stuart M. Mgmt For For For
Huizinga
1.2 Elect David J. Pauldine Mgmt For For For
1.3 Elect James Simons Mgmt For For For
1.4 Elect Matthew Glickman Mgmt For For For
1.5 Elect Andrew Sheehan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Quotient Technology Inc.
Ticker Security ID: Meeting Date Meeting Status
QUOT CUSIP 749119103 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew Gessow Mgmt For For For
1.2 Elect David Oppenheimer Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Qurate Retail, Inc.
Ticker Security ID: Meeting Date Meeting Status
QRTEA CUSIP 74915M100 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fiona P. Dias Mgmt For Withhold Against
1.2 Elect Evan D. Malone Mgmt For Withhold Against
1.3 Elect David E. Rapley Mgmt For Withhold Against
1.4 Elect Larry E. Romrell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2020 Mgmt For Against Against
Omnibus Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
R.R. Donnelley & Sons Company
Ticker Security ID: Meeting Date Meeting Status
RRD CUSIP 257867200 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Irene M. Esteves Mgmt For For For
2 Elect Susan M. Gianinno Mgmt For For For
3 Elect Daniel L. Knotts Mgmt For For For
4 Elect Timothy R. Mgmt For For For
McLevish
5 Elect Jamie Moldafsky Mgmt For For For
6 Elect P. Cody Phipps Mgmt For For For
7 Elect John C. Pope Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
R1 RCM Inc.
Ticker Security ID: Meeting Date Meeting Status
RCM CUSIP 749397105 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael C. Feiner Mgmt For For For
1.2 Elect Joseph Flanagan Mgmt For For For
1.3 Elect John B. Mgmt For For For
Henneman,
III
1.4 Elect Alex J. Mandl Mgmt For For For
1.5 Elect Neal Moszkowski Mgmt For For For
1.6 Elect Ian Sacks Mgmt For For For
1.7 Elect Jill D. Smith Mgmt For For For
1.8 Elect Anthony J. Mgmt For For For
Speranzo
1.9 Elect Anthony R. Mgmt For For For
Tersigni
1.10 Elect Albert R. Mgmt For Withhold Against
Zimmerli
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ra Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
RARX CUSIP 74933V108 12/17/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Radian Group Inc.
Ticker Security ID: Meeting Date Meeting Status
RDN CUSIP 750236101 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert Wender Mgmt For For For
2 Elect Brad L. Conner Mgmt For For For
3 Elect Howard B. Culang Mgmt For For For
4 Elect Debra A. Hess Mgmt For For For
5 Elect Lisa W. Hess Mgmt For For For
6 Elect Lisa Mumford Mgmt For For For
7 Elect Gaetano Muzio Mgmt For For For
8 Elect Gregory V. Serio Mgmt For For For
9 Elect Noel J. Spiegel Mgmt For For For
10 Elect Richard G. Mgmt For For For
Thornberry
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Radiant Logistics, Inc.
Ticker Security ID: Meeting Date Meeting Status
RLGT CUSIP 75025X100 11/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bohn H. Crain Mgmt For For For
2 Elect Jack Edwards Mgmt For Against Against
3 Elect Richard P. Mgmt For For For
Palmieri
4 Elect Michael Gould Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Radius Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
RDUS CUSIP 750469207 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Willard H. Dere Mgmt For For For
2 Elect Anthony Rosenberg Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Radnet, Inc.
Ticker Security ID: Meeting Date Meeting Status
RDNT CUSIP 750491102 06/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard G. Berger Mgmt For For For
1.2 Elect Marvin S. Cadwell Mgmt For For For
1.3 Elect John V. Crues III Mgmt For For For
1.4 Elect Laura P. Jacobs Mgmt For For For
1.5 Elect Lawrence L. Mgmt For For For
Levitt
1.6 Elect David L. Swartz Mgmt For For For
1.7 Elect Ruth V. Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rafael Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
RFL CUSIP 75062E106 01/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen Greenberg Mgmt For For For
2 Elect Howard S. Jonas Mgmt For For For
3 Elect Boris C. Pasche Mgmt For For For
4 Elect Michael J. Weiss Mgmt For For For
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ralph Lauren Corporation
Ticker Security ID: Meeting Date Meeting Status
RL CUSIP 751212101 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank A. Mgmt For Withhold Against
Bennack,
Jr.
1.2 Elect Joel L. Fleishman Mgmt For Withhold Against
1.3 Elect Michael A. George Mgmt For For For
1.4 Elect Hubert Joly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Ramaco Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
METC CUSIP 75134P303 06/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall W. Atkins Mgmt For Against Against
2 Elect Michael D. Mgmt For For For
Bauersachs
3 Elect C. Lynch Mgmt For For For
Christian,
III
4 Elect Bruce Cryder Mgmt For For For
5 Elect Patrick C. Mgmt For For For
Graney
III
6 Elect Trent Kososki Mgmt For For For
7 Elect Bryan H. Lawrence Mgmt For For For
8 Elect Peter A. Leidel Mgmt For For For
9 Elect Tyler G. Reeder Mgmt For For For
10 Elect Richard M. Mgmt For For For
Whiting
________________________________________________________________________________
Rambus Inc.
Ticker Security ID: Meeting Date Meeting Status
RMBS CUSIP 750917106 04/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles Kissner Mgmt For For For
2 Elect Necip Sayiner Mgmt For For For
3 Elect Luc Seraphin Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2015 Mgmt For For For
Equity Incentive
Plan
7 Amendment to the 2015 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brenda A. Cline Mgmt For For For
2 Elect James M. Funk Mgmt For For For
3 Elect Steven D. Gray Mgmt For For For
4 Elect Gregory G. Mgmt For For For
Maxwell
5 Elect Steffen E. Palko Mgmt For For For
6 Elect Jeffrey L. Mgmt For For For
Ventura
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
9 Amendment to the 2019 Mgmt For For For
Equity Based
Compensation
Plan
10 Elect Margaret K. Mgmt For For For
Dorman
________________________________________________________________________________
Rapid7, Inc.
Ticker Security ID: Meeting Date Meeting Status
RPD CUSIP 753422104 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judy Bruner Mgmt For For For
1.2 Elect Benjamin Holzman Mgmt For For For
1.3 Elect Tom Schodorf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Raven Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAVN CUSIP 754212108 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jason M. Andringa Mgmt For For For
2 Elect Thomas S. Everist Mgmt For For For
3 Elect Janet M. Holloway Mgmt For For For
4 Elect Kevin T. Kirby Mgmt For For For
5 Elect Marc E. LeBaron Mgmt For For For
6 Elect Lois M. Martin Mgmt For For For
7 Elect Richard W. Parod Mgmt For For For
8 Elect Daniel A. Rykhus Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Approval of Mgmt For For For
Authorization of
Indebtedness
________________________________________________________________________________
Raymond James Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
RJF CUSIP 754730109 02/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles von Mgmt For For For
Arentschildt
2 Elect Robert M. Mgmt For For For
Dutkowsky
3 Elect Jeffrey N. Mgmt For For For
Edwards
4 Elect Benjamin C. Esty Mgmt For For For
5 Elect Anne Gates Mgmt For For For
6 Elect Francis S. Mgmt For For For
Godbold
7 Elect Thomas A. James Mgmt For For For
8 Elect Gordon L. Johnson Mgmt For For For
9 Elect Rodrick C. Mgmt For For For
McGeary
10 Elect Paul C. Reilly Mgmt For For For
11 Elect Raj Seshadri Mgmt For For For
12 Elect Susan N. Story Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2012 Mgmt For Against Against
Stock Incentive
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rayonier Advanced Materials Inc.
Ticker Security ID: Meeting Date Meeting Status
RYAM CUSIP 75508B104 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect De Lyle W. Mgmt For For For
Bloomquist
2 Elect Paul G. Boynton Mgmt For For For
3 Elect David C. Mariano Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Elimination of Mgmt For For For
Supermajority
Requirement
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rayonier Inc.
Ticker Security ID: Meeting Date Meeting Status
RYN CUSIP 754907103 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Mgmt For For For
Kincaid
2 Elect Keith E. Bass Mgmt For For For
3 Elect Dod Fraser Mgmt For For For
4 Elect Scott R. Jones Mgmt For For For
5 Elect Blanche L. Mgmt For For For
Lincoln
6 Elect V. Larkin Martin Mgmt For For For
7 Elect Ann C. Nelson Mgmt For For For
8 Elect David L. Nunes Mgmt For For For
9 Elect Andrew G. Mgmt For For For
Wiltshere
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 10/11/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with United Mgmt For For For
Technologies
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Raytheon Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
RTX CUSIP 913017109 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd J. Austin, Mgmt For For For
III
2 Elect Gregory J. Hayes Mgmt For For For
3 Elect Marshall O. Mgmt For For For
Larsen
4 Elect Robert K. Ortberg Mgmt For For For
5 Elect Margaret L. Mgmt For For For
O'Sullivan
6 Elect Denise L. Ramos Mgmt For For For
7 Elect Fredric G. Mgmt For For For
Reynolds
8 Elect Brian C. Rogers Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Plant
Closures
________________________________________________________________________________
RBB Bancorp
Ticker Security ID: Meeting Date Meeting Status
RBB CUSIP 74930B105 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter M. Chang Mgmt For For For
1.2 Elect Wendell Chen Mgmt For For For
1.3 Elect Christina Kao Mgmt For For For
1.4 Elect James W. Kao Mgmt For For For
1.5 Elect Chie-Min Mgmt For For For
Christopher
Koo
1.6 Elect Alfonso Lau Mgmt For For For
1.7 Elect Christopher Lin Mgmt For For For
1.8 Elect FENG Lin Mgmt For For For
1.9 Elect Ko-Yen Lin Mgmt For For For
1.10 Elect Paul Lin Mgmt For For For
1.11 Elect Fui Ming Thian Mgmt For For For
1.12 Elect Yee Phong Thian Mgmt For For For
1.13 Elect Raymond H. Yu Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RBC Bearings Incorporated
Ticker Security ID: Meeting Date Meeting Status
ROLL CUSIP 75524B104 09/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward D. Stewart Mgmt For Withhold Against
1.2 Elect Daniel A. Mgmt For For For
Bergeron
1.3 Elect Michael H. Mgmt For For For
Ambrose
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
RCI Hospitality Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
RICK CUSIP 74934Q108 09/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eric S. Langan Mgmt For For For
1.2 Elect Travis Reese Mgmt For For For
1.3 Elect Nour-Dean Anakar Mgmt For For For
1.4 Elect Luke Lirot Mgmt For For For
1.5 Elect Yura Barabash Mgmt For For For
1.6 Elect Elaine J. Martin Mgmt For For For
1.7 Elect Arthur Allan Mgmt For For For
Priaulx
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
RE/MAX Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
RMAX CUSIP 75524W108 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph A. Mgmt For For For
DeSplinter
1.2 Elect Roger J. Dow Mgmt For For For
1.3 Elect Ronald E. Mgmt For For For
Harrison
1.4 Elect Laura G. Kelly Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ready Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
RC CUSIP 75574U101 07/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas E. Capasse Mgmt For For For
1.2 Elect Jack J. Ross Mgmt For For For
1.3 Elect Frank P. Filipps Mgmt For For For
1.4 Elect David L. Holman Mgmt For Withhold Against
1.5 Elect Gilbert E. Nathan Mgmt For For For
1.6 Elect J. Michell Reese Mgmt For Withhold Against
1.7 Elect Todd M. Sinai Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Realogy Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
RLGY CUSIP 75605Y106 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fiona P. Dias Mgmt For For For
2 Elect Matthew J. Espe Mgmt For For For
3 Elect V. Ann Hailey Mgmt For For For
4 Elect Bryson R Koehler Mgmt For For For
5 Elect Duncan L. Mgmt For For For
Niederauer
6 Elect Ryan M. Schneider Mgmt For For For
7 Elect Enrique Silva Mgmt For For For
8 Elect Sherry M. Smith Mgmt For For For
9 Elect Chris S. Terrill Mgmt For For For
10 Elect Michael J. Mgmt For For For
Williams
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RealPage, Inc.
Ticker Security ID: Meeting Date Meeting Status
RP CUSIP 75606N109 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alfred R. Mgmt For For For
Berkeley,
III
1.2 Elect Peter Gyenes Mgmt For For For
1.3 Elect Charles F. Kane Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Realty Income Corporation
Ticker Security ID: Meeting Date Meeting Status
O CUSIP 756109104 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathleen R. Allen Mgmt For For For
2 Elect A. Larry Chapman Mgmt For For For
3 Elect Reginald H. Mgmt For For For
Gilyard
4 Elect Priya Cherian Mgmt For For For
Huskins
5 Elect Christie B. Kelly Mgmt For For For
6 Elect Gerardo I. Lopez Mgmt For For For
7 Elect Michael D. McKee Mgmt For For For
8 Elect Gregory T. Mgmt For For For
McLaughlin
9 Elect Ronald L. Mgmt For For For
Merriman
10 Elect Sumit Roy Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Reata Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
RETA CUSIP 75615P103 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James E. Bass Mgmt For Withhold Against
1.2 Elect R. Kent McGaughy Mgmt For Withhold Against
Jr.
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Recro Pharma, Inc.
Ticker Security ID: Meeting Date Meeting Status
REPH CUSIP 75629F109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William L. Ashton Mgmt For For For
1.2 Elect Michael Mgmt For For For
Berelowitz
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Red Lion Hotels Corporation
Ticker Security ID: Meeting Date Meeting Status
RLH CUSIP 756764106 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Carter Pate Mgmt For For For
2 Elect Frederic F. Brace Mgmt For For For
3 Elect Linda C. Coughlin Mgmt For For For
4 Elect Ted Darnall Mgmt For For For
5 Elect Janet L. Mgmt For For For
Hendrickson
6 Elect Joseph B. Megibow Mgmt For For For
7 Elect Kenneth R. Mgmt For For For
Trammell
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Red Robin Gourmet Burgers, Inc.
Ticker Security ID: Meeting Date Meeting Status
RRGB CUSIP 75689M101 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony S. Ackil Mgmt For For For
2 Elect Thomas G. Mgmt For For For
Conforti
3 Elect Cambria W. Mgmt For For For
Dunaway
4 Elect G.J. Hart Mgmt For For For
5 Elect Kalen F. Holmes Mgmt For For For
6 Elect Glenn B. Kaufman Mgmt For For For
7 Elect Steven K. Lumpkin Mgmt For For For
8 Elect Paul J.B. Murphy Mgmt For For For
III
9 Elect David A. Pace Mgmt For For For
10 Elect Allison Page Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
13 Amendment to the 2017 Mgmt For For For
Performance Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Red Rock Resorts, Inc.
Ticker Security ID: Meeting Date Meeting Status
RRR CUSIP 75700L108 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Mgmt For For For
Fertitta
III
1.2 Elect Lorenzo J. Mgmt For For For
Fertitta
1.3 Elect Robert A. Mgmt For Withhold Against
Cashell,
Jr.
1.4 Elect Robert E. Lewis Mgmt For Withhold Against
1.5 Elect James E. Nave Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Redfin Corporation
Ticker Security ID: Meeting Date Meeting Status
RDFN CUSIP 75737F108 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert J. Bass Mgmt For For For
2 Elect Glenn Kelman Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Redwood Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
RWT CUSIP 758075402 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Baum Mgmt For For For
2 Elect Christopher J. Mgmt For For For
Abate
3 Elect Douglas B. Hansen Mgmt For For For
4 Elect Debora D. Horvath Mgmt For For For
5 Elect Greg H. Kubicek Mgmt For For For
6 Elect Fred J. Matera Mgmt For For For
7 Elect Jeffrey T. Pero Mgmt For For For
8 Elect Georganne C. Mgmt For For For
Proctor
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Increase of Authorized Mgmt For Against Against
Common
Stock
12 Amendment to the 2014 Mgmt For For For
Incentive Award
Plan
________________________________________________________________________________
Regal Beloit Corporation
Ticker Security ID: Meeting Date Meeting Status
RBC CUSIP 758750103 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jan A. Bertsch Mgmt For For For
2 Elect Stephen M. Burt Mgmt For For For
3 Elect Anesa Chaibi Mgmt For For For
4 Elect Christopher L. Mgmt For For For
Doerr
5 Elect Dean A. Foate Mgmt For For For
6 Elect Michael F. Hilton Mgmt For For For
7 Elect Louis V. Pinkham Mgmt For For For
8 Elect Rakesh Sachdev Mgmt For For For
9 Elect Curtis W. Mgmt For For For
Stoelting
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Regency Centers Corporation
Ticker Security ID: Meeting Date Meeting Status
REG CUSIP 758849103 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin E. Stein, Mgmt For For For
Jr.
2 Elect Joseph F. Azrack Mgmt For For For
3 Elect Bryce Blair Mgmt For For For
4 Elect C. Ronald Mgmt For For For
Blankenship
5 Elect Deirdre J. Evens Mgmt For For For
6 Elect Thomas W. Furphy Mgmt For For For
7 Elect Karin Klein Mgmt For For For
8 Elect Peter Linneman Mgmt For For For
9 Elect David P. O'Connor Mgmt For For For
10 Elect Lisa Palmer Mgmt For For For
11 Elect Thomas G. Wattles Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Regeneron Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N. Anthony Coles Mgmt For For For
2 Elect Joseph L. Mgmt For For For
Goldstein
3 Elect Christine A. Poon Mgmt For For For
4 Elect P. Roy Vagelos Mgmt For For For
5 Elect Huda Y. Zoghbi Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2014 Mgmt For Against Against
Long-Term Incentive
Plan
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
REGENXBIO Inc.
Ticker Security ID: Meeting Date Meeting Status
RGNX CUSIP 75901B107 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald J. Mgmt For For For
Hayden,
Jr.
1.2 Elect Argeris N. Mgmt For For For
Karabelas
1.3 Elect Daniel Tasse Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Regional Management Corp.
Ticker Security ID: Meeting Date Meeting Status
RM CUSIP 75902K106 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert W. Beck Mgmt For For For
1.2 Elect Jonathan D. Brown Mgmt For For For
1.3 Elect Roel C. Campos Mgmt For For For
1.4 Elect Maria Mgmt For For For
Contreras-Sweet
1.5 Elect Michael R. Dunn Mgmt For For For
1.6 Elect Steven J. Mgmt For For For
Freiberg
1.7 Elect Sandra K. Johnson Mgmt For For For
1.8 Elect Alvaro G. de Mgmt For For For
Molina
1.9 Elect Carlos Palomares Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Regions Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
RF CUSIP 7591EP100 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carolyn H. Byrd Mgmt For For For
2 Elect Don DeFosset, Jr. Mgmt For For For
3 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
4 Elect Zhanna Golodryga Mgmt For For For
5 Elect John D. Johns Mgmt For For For
6 Elect Ruth Ann Marshall Mgmt For For For
7 Elect Charles D. Mgmt For For For
McCrary
8 Elect James T. Mgmt For For For
Prokopanko
9 Elect Lee J. Mgmt For For For
Styslinger
III
10 Elect Jose S. Suquet Mgmt For For For
11 Elect John M. Turner, Mgmt For For For
Jr.
12 Elect Timothy Vines Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Regis Corporation
Ticker Security ID: Meeting Date Meeting Status
RGS CUSIP 758932107 10/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel G. Mgmt For For For
Beltzman
2 Elect Virginia Gambale Mgmt For For For
3 Elect David J. Grissen Mgmt For For For
4 Elect Mark Light Mgmt For For For
5 Elect Michael J. Mgmt For For For
Merriman,
Jr.
6 Elect M. Ann Rhoades Mgmt For For For
7 Elect Hugh E. Sawyer Mgmt For For For
8 Elect David P. Williams Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Reinsurance Group of America, Incorporated
Ticker Security ID: Meeting Date Meeting Status
RGA CUSIP 759351604 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pina Albo Mgmt For For For
2 Elect Christine R. Mgmt For For For
Detrick
3 Elect J. Cliff Eason Mgmt For For For
4 Elect John J. Gauthier Mgmt For For For
5 Elect Anna Manning Mgmt For For For
6 Elect Hazel M. Mgmt For For For
McNeilage
7 Elect Steven C. Van Wyk Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendments to the Mgmt For For For
Articles of
Incorporation to make
Certain Clarifying
Changes
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah J. Anderson Mgmt For For For
2 Elect Lisa L. Baldwin Mgmt For For For
3 Elect Karen W. Colonias Mgmt For For For
4 Elect John G. Figueroa Mgmt For For For
5 Elect David H. Hannah Mgmt For For For
6 Elect James D. Hoffman Mgmt For For For
7 Elect Mark V. Kaminski Mgmt For For For
8 Elect Robert A. McEvoy Mgmt For For For
9 Elect Andrew G. Mgmt For For For
Sharkey
III
10 Elect Douglas W. Mgmt For For For
Stotlar
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2015 Mgmt For For For
Incentive Award
Plan
14 Amendment to the Mgmt For For For
Director Equity
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Reliant Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
RBNC CUSIP 75956B101 03/03/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Reliant Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
RBNC CUSIP 75956B101 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Homayoun Mgmt For For For
Aminmadani
2 Elect DeVan D. Ard Mgmt For For For
3 Elect Charles Trimble Mgmt For For For
Beasley
4 Elect Robert E. Daniel Mgmt For For For
5 Elect William-Ronald Mgmt For For For
DeBerry
6 Elect Sharon H. Edwards Mgmt For For For
7 Elect Darrell S. Mgmt For For For
Freeman,
Sr
8 Elect James Gilbert Mgmt For For For
Hodges
9 Elect William Lawson Mgmt For For For
Mabry
10 Elect Connie S. McGee Mgmt For For For
11 Elect Linda Eskind Mgmt For For For
Rebrovick
12 Elect Ruskin A. Vest, Mgmt For For For
Jr.
13 Elect Michael E. Mgmt For For For
Wallace
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RenaissanceRe Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
RNR CUSIP G7496G103 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David C. Bushnell Mgmt For For For
2 Elect James L. Gibbons Mgmt For For For
3 Elect Jean D. Hamilton Mgmt For For For
4 Elect Anthony M. Mgmt For For For
Santomero
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Renasant Corporation
Ticker Security ID: Meeting Date Meeting Status
RNST CUSIP 75970E107 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary D. Butler Mgmt For For For
1.2 Elect Marshall H. Mgmt For For For
Dickerson
1.3 Elect R. Rick Hart Mgmt For For For
1.4 Elect Richard L. Mgmt For For For
Heyer,
Jr.
1.5 Elect Michael D. Mgmt For For For
Shmerling
2 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Compensation
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Renewable Energy Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGI CUSIP 75972A301 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey Stroburg Mgmt For For For
2 Elect Christopher D. Mgmt For For For
Sorrells
3 Elect Peter J.M. Mgmt For For For
Harding
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rent-A-Center, Inc.
Ticker Security ID: Meeting Date Meeting Status
RCII CUSIP 76009N100 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey J. Brown Mgmt For For For
2 Elect Mitchell E. Fadel Mgmt For For For
3 Elect Christopher B. Mgmt For For For
Hetrick
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Repligen Corporation
Ticker Security ID: Meeting Date Meeting Status
RGEN CUSIP 759916109 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicolas M. Mgmt For For For
Barthelemy
2 Elect Karen Dawes Mgmt For For For
3 Elect Tony J. Hunt Mgmt For For For
4 Elect Rohin Mhatre Mgmt For For For
5 Elect Glenn P. Muir Mgmt For For For
6 Elect Thomas F. Ryan, Mgmt For For For
Jr.
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Republic Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
RBCAA CUSIP 760281204 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald F Barnes Mgmt For For For
1.2 Elect Campbell P. Brown Mgmt For For For
1.3 Elect Laura M Douglas Mgmt For For For
1.4 Elect David P Feaster Mgmt For For For
1.5 Elect Craig A. Mgmt For For For
Greenberg
1.6 Elect Heather V Howell Mgmt For For For
1.7 Elect Ernest W Mgmt For For For
Marshall
Jr.
1.8 Elect W. Patrick Mulloy Mgmt For For For
1.9 Elect W. Kenneth Oyler Mgmt For For For
III
1.10 Elect Michael T. Rust Mgmt For For For
1.11 Elect Susan Stout Tamme Mgmt For For For
1.12 Elect A. Scott Trager Mgmt For For For
1.13 Elect Steven E. Trager Mgmt For For For
1.14 Elect Andrew Mgmt For For For
Trager-Kusman
1.15 Elect Mark A. Vogt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Republic First Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRBK CUSIP 760416107 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harry D. Madonna Mgmt For For For
1.2 Elect Brian P. Tierney Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Manuel Kadre Mgmt For For For
2 Elect Tomago Collins Mgmt For For For
3 Elect Thomas W. Handley Mgmt For For For
4 Elect Jennifer M. Kirk Mgmt For For For
5 Elect Michael Larson Mgmt For For For
6 Elect Kim S. Pegula Mgmt For For For
7 Elect Donald W. Slager Mgmt For For For
8 Elect James P. Snee Mgmt For For For
9 Elect Sandra M. Volpe Mgmt For For For
10 Elect Katharine Mgmt For For For
Weymouth
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of the 2021 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Resideo Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
REZI CUSIP 76118Y104 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cynthia L. Mgmt For For For
Hostetler
2 Elect Brian Kushner Mgmt For For For
3 Elect Jack R. Lazar Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Resmed Inc.
Ticker Security ID: Meeting Date Meeting Status
RMD CUSIP 761152107 11/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carol J. Burt Mgmt For For For
2 Elect Jan De Witte Mgmt For For For
3 Elect Richard Sulpizio Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Resources Connection, Inc.
Ticker Security ID: Meeting Date Meeting Status
RECN CUSIP 76122Q105 10/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony Cherbak Mgmt For For For
2 Elect Neil F. Dimick Mgmt For For For
3 Elect Kate W. Duchene Mgmt For For For
4 Approval of the 2019 Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Retail Opportunity Investments Corp.
Ticker Security ID: Meeting Date Meeting Status
ROIC CUSIP 76131N101 04/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard A. Baker Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Indiveri
1.3 Elect Edward H. Meyer Mgmt For For For
1.4 Elect Lee S. Neibart Mgmt For For For
1.5 Elect Charles J. Mgmt For For For
Persico
1.6 Elect Laura H. Mgmt For For For
Pomerantz
1.7 Elect Stuart A. Tanz Mgmt For For For
1.8 Elect Eric S. Zorn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Retail Properties of America, Inc.
Ticker Security ID: Meeting Date Meeting Status
RPAI CUSIP 76131V202 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bonnie S. Biumi Mgmt For For For
2 Elect Frank A. Mgmt For For For
Catalano,
Jr.
3 Elect Robert G. Gifford Mgmt For For For
4 Elect Gerald M. Gorski Mgmt For For For
5 Elect Steven P. Grimes Mgmt For For For
6 Elect Richard P. Mgmt For For For
Imperiale
7 Elect Peter L. Lynch Mgmt For For For
8 Elect Thomas J. Mgmt For For For
Sargeant
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Retail Value Inc.
Ticker Security ID: Meeting Date Meeting Status
RVI CUSIP 76133Q102 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary N. Boston Mgmt For For For
2 Elect Henrie W. Koetter Mgmt For Against Against
3 Elect David R. Lukes Mgmt For For For
4 Elect Scott D. Roulston Mgmt For For For
5 Elect Barry A. Sholem Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Retrophin, Inc.
Ticker Security ID: Meeting Date Meeting Status
RTRX CUSIP 761299106 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen Aselage Mgmt For For For
1.2 Elect Roy D. Baynes Mgmt For For For
1.3 Elect Suzanne L. Bruhn Mgmt For For For
1.4 Elect Tim Coughlin Mgmt For For For
1.5 Elect Eric Dube Mgmt For For For
1.6 Elect Gary A. Lyons Mgmt For For For
1.7 Elect Jeffrey Meckler Mgmt For For For
1.8 Elect John A. Orwin Mgmt For For For
1.9 Elect Sandra Edna Poole Mgmt For For For
1.10 Elect Ron Squarer Mgmt For For For
2 Amendment to the 2018 Mgmt For Against Against
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
REV Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
REVG CUSIP 749527107 03/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Bamatter Mgmt For For For
1.2 Elect Dino Cusumano Mgmt For For For
1.3 Elect Randall Swift Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Revance Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
RVNC CUSIP 761330109 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jill Beraud Mgmt For For For
1.2 Elect Robert Byrnes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Revlon, Inc.
Ticker Security ID: Meeting Date Meeting Status
REV CUSIP 761525609 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald O. Mgmt For For For
Perelman
1.2 Elect Nicole Avant Mgmt For For For
1.3 Elect E. Scott Beattie Mgmt For For For
1.4 Elect Alan S. Bernikow Mgmt For For For
1.5 Elect Kristin A. Dolan Mgmt For For For
1.6 Elect Mitra Hormozi Mgmt For For For
1.7 Elect Cecilia Kurzman Mgmt For For For
1.8 Elect Victor K. Nichols Mgmt For For For
1.9 Elect Debra Perelman Mgmt For For For
1.10 Elect Paul Savas Mgmt For For For
1.11 Elect Barry F. Schwartz Mgmt For For For
1.12 Elect Jonathan Schwartz Mgmt For For For
1.13 Elect Cristiana F. Mgmt For For For
Sorrell
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
REX American Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
REX CUSIP 761624105 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stuart A. Rose Mgmt For Against Against
2 Elect Zafar Rizvi Mgmt For Against Against
3 Elect Edward M. Kress Mgmt For Against Against
4 Elect David S. Harris Mgmt For Against Against
5 Elect Charles A. Elcan Mgmt For Against Against
6 Elect Mervyn L. Mgmt For Against Against
Alphonso
7 Elect Lee Fisher Mgmt For Against Against
8 Elect Anne MacMillan Mgmt For Against Against
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rexford Industrial Realty, Inc.
Ticker Security ID: Meeting Date Meeting Status
REXR CUSIP 76169C100 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Ziman Mgmt For For For
2 Elect Howard Schwimmer Mgmt For For For
3 Elect Michael S. Mgmt For For For
Frankel
4 Elect Robert L. Antin Mgmt For For For
5 Elect Steven C. Good Mgmt For For For
6 Elect Diana Ingram Mgmt For For For
7 Elect Tyler H. Rose Mgmt For For For
8 Elect Peter E. Schwab Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rexnord Corporation
Ticker Security ID: Meeting Date Meeting Status
RXN CUSIP 76169B102 07/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark S. Bartlett Mgmt For For For
1.2 Elect David C. Longren Mgmt For For For
1.3 Elect George C. Moore Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the Mgmt For For For
Performance Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RGC Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGCO CUSIP 74955L103 02/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nancy Howell Agee Mgmt For For For
1.2 Elect Jacqueline L. Mgmt For For For
Archer
1.3 Elect J. Allen Layman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
RH
Ticker Security ID: Meeting Date Meeting Status
RH CUSIP 74967X103 07/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eri Chaya Mgmt For For For
1.2 Elect Mark Demilio Mgmt For For For
1.3 Elect Leonard Mgmt For For For
Schlesinger
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rhythm Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
RYTM CUSIP 76243J105 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David W.J. McGirr Mgmt For For For
1.2 Elect David P. Meeker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ribbon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
RBBN CUSIP 762544104 01/27/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ECI Transaction Mgmt For For For
Issuance
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Ribbon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
RBBN CUSIP 762544104 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Stewart Mgmt For For For
Ewing,
Jr.
2 Elect Bruns H. Grayson Mgmt For For For
3 Elect Beatriz V. Mgmt For For For
Infante
4 Elect Richard J. Lynch Mgmt For For For
5 Elect Kent J. Mathy Mgmt For For For
6 Elect Bruce W. Mgmt For For For
McClelland
7 Elect Krish A. Prabhu Mgmt For For For
8 Elect Scott E. Schubert Mgmt For For For
9 Elect Richard W. Smith Mgmt For For For
10 Amendment to the 2019 Mgmt For For For
Incentive Award
Plan
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rigel Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
RIGL CUSIP 766559603 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul R. Rodriguez Mgmt For For For
1.2 Elect Walter H. Moos Mgmt For For For
2 Amendment to the 2018 Mgmt For Against Against
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RigNet, Inc.
Ticker Security ID: Meeting Date Meeting Status
RNET CUSIP 766582100 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James H. Browning Mgmt For For For
2 Elect Mattia Caprioli Mgmt For For For
3 Elect Kevin Mulloy Mgmt For For For
4 Elect Kevin J. O'Hara Mgmt For For For
5 Elect Keith Olsen Mgmt For For For
6 Elect Brent K. Mgmt For For For
Whittington
7 Elect Ditlef de Vibe Mgmt For For For
8 Elect Steven E. Pickett Mgmt For For For
9 Elect Gail P. Smith Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2019 Mgmt For Against Against
Omnibus
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ring Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
REI CUSIP 76680V108 12/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kelly Hoffman Mgmt For For For
1.2 Elect David A. Fowler Mgmt For For For
1.3 Elect Lloyd T. Rochford Mgmt For For For
1.4 Elect Stanley M. McCabe Mgmt For For For
1.5 Elect Anthony B. Mgmt For For For
Petrelli
1.6 Elect Clayton E. Mgmt For For For
Woodrum
1.7 Elect Regina Roesener Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Long Mgmt For For For
Term Incentive
Plan
________________________________________________________________________________
RingCentral, Inc
Ticker Security ID: Meeting Date Meeting Status
RNG CUSIP 76680R206 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vladimir Shmunis Mgmt For For For
1.2 Elect Kenneth A. Mgmt For For For
Goldman
1.3 Elect Michelle R. Mgmt For For For
McKenna
1.4 Elect Godfrey R. Mgmt For For For
Sullivan
1.5 Elect Robert Theis Mgmt For For For
1.6 Elect Allan Thygesen Mgmt For For For
1.7 Elect Neil Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rite Aid Corporation
Ticker Security ID: Meeting Date Meeting Status
RAD CUSIP 767754872 07/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce G. Bodaken Mgmt For For For
2 Elect Elizabeth Burr Mgmt For For For
3 Elect Robert E. Mgmt For For For
Knowling,
Jr.
4 Elect Kevin E. Lofton Mgmt For For For
5 Elect Louis P. Mgmt For For For
Miramontes
6 Elect Arun Nayar Mgmt For For For
7 Elect Katherine Quinn Mgmt For For For
8 Elect Marcy Syms Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Riverview Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
RVSB CUSIP 769397100 07/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia W. Eby Mgmt For For For
1.2 Elect David Nierenberg Mgmt For For For
1.3 Elect Gerald L. Nies Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
RLI Corp.
Ticker Security ID: Meeting Date Meeting Status
RLI CUSIP 749607107 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kaj Ahlmann Mgmt For For For
1.2 Elect Michael E. Mgmt For For For
Angelina
1.3 Elect John T. Baily Mgmt For For For
1.4 Elect Calvin G. Mgmt For For For
Butler,
Jr.
1.5 Elect David B. Duclos Mgmt For For For
1.6 Elect Susan S. Fleming Mgmt For For For
1.7 Elect Jordan W. Graham Mgmt For For For
1.8 Elect Jonathan E. Mgmt For For For
Michael
1.9 Elect Robert P. Mgmt For For For
Restrepo,
Jr.
1.10 Elect Debbie S. Roberts Mgmt For For For
1.11 Elect Michael J. Stone Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RLJ Lodging Trust
Ticker Security ID: Meeting Date Meeting Status
RLJ CUSIP 74965L101 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert L. Johnson Mgmt For For For
2 Elect Leslie D. Hale Mgmt For For For
3 Elect B. Evan Bayh III Mgmt For For For
4 Elect Arthur R. Collins Mgmt For For For
5 Elect Nathaniel A. Mgmt For For For
Davis
6 Elect Patricia L. Mgmt For For For
Gibson
7 Elect Robert M. La Mgmt For For For
Forgia
8 Elect Robert J. Mgmt For For For
McCarthy
9 Elect Glenda G. McNeal Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Robert Half International Inc.
Ticker Security ID: Meeting Date Meeting Status
RHI CUSIP 770323103 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julia L. Coronado Mgmt For For For
2 Elect Dirk A. Mgmt For For For
Kempthorne
3 Elect Harold M. Mgmt For For For
Messmer,
Jr.
4 Elect Marc H. Morial Mgmt For For For
5 Elect Barbara J. Mgmt For For For
Novogradac
6 Elect Robert J. Pace Mgmt For For For
7 Elect Fredrick A. Mgmt For For For
Richman
8 Elect M. Keith Waddell Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rocket Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
RCKT CUSIP 77313F106 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roderick Wong Mgmt For Abstain Against
2 Elect Carsten Boess Mgmt For Abstain Against
3 Elect Pedro P. Mgmt For Abstain Against
Granadillo
4 Elect Gotham Makker Mgmt For Abstain Against
5 Elect Gaurav Shah Mgmt For Abstain Against
6 Elect David P. Mgmt For Abstain Against
Southwell
7 Elect Naveen Yalamanchi Mgmt For Abstain Against
8 Elect Elisabeth Bjork Mgmt For Abstain Against
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Rockwell Automation, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROK CUSIP 773903109 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven R. Mgmt For For For
Kalmanson
1.2 Elect James P. Keane Mgmt For For For
1.3 Elect Pam Murphy Mgmt For For For
1.4 Elect Donald R. Parfet Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2020 Mgmt For For For
Long-Term Incentives
Plan
________________________________________________________________________________
Rockwell Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
RMTI CUSIP 774374102 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John G. Cooper Mgmt For Against Against
2 Elect Mark H. Ravich Mgmt For Against Against
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2018 Mgmt For Against Against
Long Term Incentive
Plan
________________________________________________________________________________
Rogers Corporation
Ticker Security ID: Meeting Date Meeting Status
ROG CUSIP 775133101 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith L. Barnes Mgmt For For For
1.2 Elect Bruce D. Hoechner Mgmt For For For
1.3 Elect Carol R. Jensen Mgmt For For For
1.4 Elect Ganesh Moorthy Mgmt For For For
1.5 Elect Jeffrey J. Owens Mgmt For For For
1.6 Elect Helene Simonet Mgmt For For For
1.7 Elect Peter C. Wallace Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Roku, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROKU CUSIP 77543R102 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan S. Henricks Mgmt For For For
2 Elect Neil Hunt Mgmt For For For
3 Elect Anthony Wood Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rollins, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROL CUSIP 775711104 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect R. Randall Mgmt For Withhold Against
Rollins
1.2 Elect Henry B. Tippie Mgmt For Withhold Against
1.3 Elect James B. Williams Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Roper Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROP CUSIP 776696106 06/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shellye L. Mgmt For For For
Archambeau
1.2 Elect Amy W. Brinkley Mgmt For For For
1.3 Elect John F. Fort, III Mgmt For For For
1.4 Elect L. Neil Hunn Mgmt For For For
1.5 Elect Robert D. Johnson Mgmt For For For
1.6 Elect Robert E. Mgmt For For For
Knowling,
Jr.
1.7 Elect Wilbur J. Mgmt For For For
Prezzano
1.8 Elect Laura G. Thatcher Mgmt For For For
1.9 Elect Richard F. Mgmt For For For
Wallman
1.10 Elect Christopher Mgmt For For For
Wright
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Director Compensation
Plan
________________________________________________________________________________
Rosetta Stone Inc.
Ticker Security ID: Meeting Date Meeting Status
RST CUSIP 777780107 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Laurence Franklin Mgmt For For For
1.2 Elect A. John Hass III Mgmt For For For
1.3 Elect Aedhmar Hynes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP 778296103 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Balmuth Mgmt For For For
2 Elect K. Gunnar Mgmt For For For
Bjorklund
3 Elect Michael J. Bush Mgmt For For For
4 Elect Norman A. Ferber Mgmt For For For
5 Elect Sharon D. Garrett Mgmt For For For
6 Elect Stephen D. Mgmt For For For
Milligan
7 Elect Patricia H. Mgmt For For For
Mueller
8 Elect George P. Orban Mgmt For For For
9 Elect Gregory L. Mgmt For For For
Quesnel
10 Elect Larree M. Renda Mgmt For For For
11 Elect Barbara Rentler Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Royal Caribbean Cruises Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CUSIP V7780T103 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Brock Mgmt For For For
2 Elect Richard D. Fain Mgmt For For For
3 Elect Stephen R. Howe, Mgmt For For For
Jr
4 Elect William L. Kimsey Mgmt For For For
5 Elect Maritza Gomez Mgmt For For For
Montiel
6 Elect Ann S. Moore Mgmt For For For
7 Elect Eyal M. Ofer Mgmt For For For
8 Elect William K. Reilly Mgmt For For For
9 Elect Vagn Ove Sorensen Mgmt For For For
10 Elect Donald Thompson Mgmt For For For
11 Elect Arne Alexander Mgmt For For For
Wilhelmsen
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William M. Hayes Mgmt For For For
2 Elect Ronald J. Vance Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RPC, Inc.
Ticker Security ID: Meeting Date Meeting Status
RES CUSIP 749660106 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect R. Randall Mgmt For Withhold Against
Rollins
1.2 Elect Henry B. Tippie Mgmt For Withhold Against
1.3 Elect James B. Williams Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
RPM International Inc.
Ticker Security ID: Meeting Date Meeting Status
RPM CUSIP 749685103 10/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kirkland B. Mgmt For For For
Andrews
1.2 Elect David A. Daberko Mgmt For For For
1.3 Elect Thomas S. Gross Mgmt For For For
1.4 Elect Frank C. Sullivan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2014 Mgmt For For For
Omnibus
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RPT Realty
Ticker Security ID: Meeting Date Meeting Status
RPT CUSIP 74971D101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard L. Mgmt For For For
Federico
1.2 Elect Arthur H. Mgmt For For For
Goldberg
1.3 Elect Brian L. Harper Mgmt For For For
1.4 Elect Joanna T. Lau Mgmt For For For
1.5 Elect David J. Nettina Mgmt For For For
1.6 Elect Laurie M. Shahon Mgmt For For For
1.7 Elect Andrea M. Weiss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rubius Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
RUBY CUSIP 78116T103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Noubar B. Afeyan Mgmt For For For
1.2 Elect Michael Mgmt For For For
Rosenblatt
1.3 Elect Catherine Angell Mgmt For For For
Sohn
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rudolph Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
RTEC CUSIP 781270103 10/24/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Rush Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
RUSHA CUSIP 781846308 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. M. Rush Mgmt For For For
1.2 Elect Thomas A. Akin Mgmt For For For
1.3 Elect James C. Mgmt For For For
Underwood
1.4 Elect Raymond J. Chess Mgmt For For For
1.5 Elect William H. Cary Mgmt For For For
1.6 Elect Kennon H. Mgmt For For For
Guglielmo
1.7 Elect Elaine Mendoza Mgmt For For For
2 Amendment to the 2007 Mgmt For For For
Long-Term Incentive
Plan
3 Amendment to the 2004 Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ruth's Hospitality Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
RUTH CUSIP 783332109 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael P. Mgmt For For For
O'Donnell
2 Elect Robin P. Selati Mgmt For For For
3 Elect Giannella Alvarez Mgmt For For For
4 Elect Mary L. Baglivo Mgmt For For For
5 Elect Carla R. Cooper Mgmt For For For
6 Elect Cheryl J. Henry Mgmt For For For
7 Elect Stephen King Mgmt For For For
8 Elect Marie L. Perry Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ryder System, Inc.
Ticker Security ID: Meeting Date Meeting Status
R CUSIP 783549108 05/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert J. Eck Mgmt For For For
2 Elect Robert A. Mgmt For For For
Hagemann
3 Elect Michael F. Hilton Mgmt For For For
4 Elect Tamara L. Mgmt For For For
Lundgren
5 Elect Luis P. Nieto, Mgmt For For For
Jr.
6 Elect David G. Nord Mgmt For For For
7 Elect Robert E. Sanchez Mgmt For For For
8 Elect Abbie J. Smith Mgmt For For For
9 Elect E. Follin Smith Mgmt For For For
10 Elect Dmitri L. Mgmt For For For
Stockton
11 Elect Hansel E. Tookes Mgmt For For For
II
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the Mgmt For For For
Amended Stock
Purchase
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
Ryerson Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
RYI CUSIP 783754104 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kirk K. Calhoun Mgmt For For For
1.2 Elect Jacob Kotzubei Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ryman Hospitality Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
RHP CUSIP 78377T107 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rachna Bhasin Mgmt For For For
2 Elect Alvin Bowles Jr. Mgmt For For For
3 Elect Fazal Merchant Mgmt For For For
4 Elect Patrick Q. Moore Mgmt For For For
5 Elect Christine Pantoya Mgmt For For For
6 Elect Robert S. Mgmt For For For
Prather,
Jr.
7 Elect Colin V. Reed Mgmt For For For
8 Elect Michael I. Roth Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
S&P Global Inc.
Ticker Security ID: Meeting Date Meeting Status
SPGI CUSIP 78409V104 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marco Alvera Mgmt For For For
2 Elect William J. Amelio Mgmt For For For
3 Elect William D. Green Mgmt For For For
4 Elect Charles E. Mgmt For For For
Haldeman,
Jr.
5 Elect Stephanie C. Hill Mgmt For For For
6 Elect Rebecca Jacoby Mgmt For For For
7 Elect Monique F. Leroux Mgmt For For For
8 Elect Maria R. Morris Mgmt For For For
9 Elect Douglas L. Mgmt For For For
Peterson
10 Elect Edward B. Rust, Mgmt For For For
Jr.
11 Elect Kurt L. Schmoke Mgmt For For For
12 Elect Richard E. Mgmt For For For
Thornburgh
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Permit Shareholder Mgmt For For For
Removal of Directors
With or Without
Cause
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
S&T Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
STBA CUSIP 783859101 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lewis W. Adkins, Mgmt For For For
Jr.
1.2 Elect David G. Antolik Mgmt For For For
1.3 Elect Peter R. Barsz Mgmt For For For
1.4 Elect Todd D. Brice Mgmt For For For
1.5 Elect Christina A. Mgmt For For For
Cassotis
1.6 Elect Michael J. Mgmt For For For
Donnelly
1.7 Elect James T. Gibson Mgmt For For For
1.8 Elect Jeffrey D. Grube Mgmt For For For
1.9 Elect William J. Hieb Mgmt For For For
1.10 Elect Jerry D. Mgmt For For For
Hostetter
1.11 Elect Robert E. Kane Mgmt For For For
1.12 Elect James C. Miller Mgmt For For For
1.13 Elect Frank J. Mgmt For For For
Palermo,
Jr.
1.14 Elect Christine J. Mgmt For For For
Toretti
1.15 Elect Steven J. Mgmt For For For
Weingarten
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sabra Health Care REIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
SBRA CUSIP 78573L106 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Craig A. Mgmt For For For
Barbarosh
2 Elect Robert A. Ettl Mgmt For For For
3 Elect Michael J. Foster Mgmt For For For
4 Elect Ronald G. Geary Mgmt For For For
5 Elect Lynne S. Katzmann Mgmt For For For
6 Elect Raymond J. Lewis Mgmt For For For
7 Elect Jeffrey A. Mgmt For For For
Malehorn
8 Elect Richard K. Matros Mgmt For For For
9 Elect Milton J. Walters Mgmt For For For
10 Amendment to the 2009 Mgmt For For For
Performance Incentive
Plan
11 Increase of Authorized Mgmt For For For
Common
Stock
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sabre Corporation
Ticker Security ID: Meeting Date Meeting Status
SABR CUSIP 78573M104 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George Bravante, Mgmt For For For
Jr.
2 Elect Renee J. James Mgmt For For For
3 Elect Gary Kusin Mgmt For For For
4 Elect Gail Mandel Mgmt For For For
5 Elect Sean Menke Mgmt For For For
6 Elect Joseph Osnoss Mgmt For For For
7 Elect Zane Rowe Mgmt For For For
8 Elect John C. Siciliano Mgmt For For For
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Safe Bulkers, Inc.
Ticker Security ID: Meeting Date Meeting Status
SB CUSIP Y7388L103 09/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Loukas Barmparis Mgmt For For For
1.2 Elect Christos I. Mgmt For For For
Megalou
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Safeguard Scientifics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFE CUSIP 786449207 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Russell D. Glass Mgmt For For For
1.2 Elect Joseph M. Manko, Mgmt For For For
Jr.
1.3 Elect Maureen F. Mgmt For For For
Morrison
1.4 Elect Robert J. Mgmt For For For
Rosenthal
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Safehold Inc.
Ticker Security ID: Meeting Date Meeting Status
SAFE CUSIP 78645L100 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dean S. Adler Mgmt For For For
1.2 Elect Robin Josephs Mgmt For For For
1.3 Elect Jay S. Nydick Mgmt For For For
1.4 Elect Stefan M. Selig Mgmt For For For
1.5 Elect Jay Sugarman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Safety Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAFT CUSIP 78648T100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David F. Brussard Mgmt For For For
2 Elect Thalia Meehan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Saga Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGA CUSIP 786598300 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clarke R. Brown, Mgmt For For For
Jr.
1.2 Elect Edward K. Mgmt For Withhold Against
Christian
1.3 Elect Timothy J. Clarke Mgmt For For For
1.4 Elect Roy F. Coppedge Mgmt For For For
III
1.5 Elect Warren Lada Mgmt For For For
1.6 Elect G. Dean Pearce Mgmt For For For
1.7 Elect Gary Stevens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Chief Mgmt For For For
Executive Officer
Annual Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Reincorporation from Mgmt For For For
Delaware to
Florida
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Sage Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAGE CUSIP 78667J108 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael F. Cola Mgmt For For For
1.2 Elect Jeffrey M. Jonas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Saia, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAIA CUSIP 78709Y105 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna E. Epps Mgmt For For For
2 Elect John P. Gainor Mgmt For For For
3 Elect Randolph W. Mgmt For For For
Melville
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SailPoint Technologies Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAIL CUSIP 78781P105 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William G. Bock Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Sullivan
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
salesforce.com, inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc R. Benioff Mgmt For For For
2 Elect Craig A. Conway Mgmt For For For
3 Elect Parker Harris Mgmt For For For
4 Elect Alan G. Mgmt For For For
Hassenfeld
5 Elect Neelie Kroes Mgmt For For For
6 Elect Colin L. Powell Mgmt For For For
7 Elect Sanford R. Mgmt For For For
Robertson
8 Elect John V. Roos Mgmt For For For
9 Elect Robin L. Mgmt For For For
Washington
10 Elect Maynard G. Webb Mgmt For For For
11 Elect Susan D. Wojcicki Mgmt For For For
12 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
13 Amendment to the 2004 Mgmt For For For
Employee Stock
Purchase
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Sally Beauty Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SBH CUSIP 79546E104 01/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy R. Baer Mgmt For For For
2 Elect Christian A. Mgmt For For For
Brickman
3 Elect Marshall E. Mgmt For For For
Eisenberg
4 Elect Diana S. Ferguson Mgmt For For For
5 Elect Dorlisa K. Flur Mgmt For For For
6 Elect Linda Heasley Mgmt For For For
7 Elect Robert R. Mgmt For For For
McMaster
8 Elect John A. Miller Mgmt For For For
9 Elect P. Kelly Mooney Mgmt For For For
10 Elect Susan R. Mulder Mgmt For For For
11 Elect Denise Paulonis Mgmt For For For
12 Elect Edward W. Rabin Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sanderson Farms, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAFM CUSIP 800013104 02/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Barksdale Mgmt For For For
2 Elect Lampkin Butts Mgmt For For For
3 Elect Beverly Wade Mgmt For For For
Hogan
4 Elect Phil K. Mgmt For For For
Livingston
5 Elect Joe F. Mgmt For For For
Sanderson,
Jr.
6 Elect Sonia Perez Mgmt For For For
7 Amendment to the Stock Mgmt For For For
Incentive
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Water
Resource Risk
Disclosure
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights Due Diligence
Process
Report
________________________________________________________________________________
SandRidge Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
SD CUSIP 80007P869 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia A. Mgmt For For For
Agnello
2 Elect Johnathan Mgmt For For For
Christodoro
3 Elect Jonathan Frates Mgmt For For For
4 Elect John J. Lipinski Mgmt For For For
5 Elect Randolph C. Read Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sandy Spring Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
SASR CUSIP 800363103 02/11/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Revere Transaction Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Sandy Spring Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
SASR CUSIP 800363103 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark E. Friis Mgmt For For For
1.2 Elect Brian J. Lemek Mgmt For For For
1.3 Elect Pamela A. Little Mgmt For For For
1.4 Elect James J. Maiwurm Mgmt For For For
1.5 Elect Craig A. Ruppert Mgmt For For For
1.6 Elect Walter Clayton Mgmt For For For
Martz
II
1.7 Elect Christina B. Mgmt For For For
O'Meara
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sangamo Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGMO CUSIP 800677106 05/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert F. Carey Mgmt For For For
2 Elect Stephen G. Dilly Mgmt For For For
3 Elect Alexander D. Mgmt For For For
Macrae
4 Elect John H. Markels Mgmt For For For
5 Elect James R. Meyers Mgmt For For For
6 Elect H. Stewart Parker Mgmt For For For
7 Elect Saira Ramasastry Mgmt For For For
8 Elect Karen L. Smith Mgmt For For For
9 Elect Joseph Zakrzewski Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2018 Mgmt For For For
Equity Incentive
Plan
12 Increase of Authorized Mgmt For For For
Common
Stock
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sanmina Corporation
Ticker Security ID: Meeting Date Meeting Status
SANM CUSIP 801056102 03/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eugene A. Delaney Mgmt For For For
2 Elect John P. Mgmt For For For
Goldsberry
3 Elect Rita S. Lane Mgmt For For For
4 Elect Joseph G. Mgmt For For For
Licata,
Jr.
5 Elect Hartmut Liebel Mgmt For For For
6 Elect Krish Prabhu Mgmt For For For
7 Elect Mario M. Rosati Mgmt For For For
8 Elect Jure Sola Mgmt For For For
9 Elect Jackie M. Ward Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2019 Mgmt For For For
Equity Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Santander Consumer USA Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
SC CUSIP 80283M101 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mahesh Aditya Mgmt For For For
1.2 Elect Homaira Akbari Mgmt For For For
1.3 Elect Juan Carlos Mgmt For For For
Alvarez De
Soto
1.4 Elect Stephen A. Mgmt For For For
Ferriss
1.5 Elect Victor Hill Mgmt For For For
1.6 Elect Edith E. Holiday Mgmt For For For
1.7 Elect Javier Maldonado Mgmt For Withhold Against
1.8 Elect Robert J. Mgmt For For For
McCarthy
1.9 Elect William F. Muir Mgmt For For For
1.10 Elect William Rainer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Risk of
Discrimination in
Vehicle
Lending
________________________________________________________________________________
Sarepta Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRPT CUSIP 803607100 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas S. Ingram Mgmt For For For
2 Elect Hans Wigzell Mgmt For For For
3 Elect Mary Ann Gray Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Increase of Authorized Mgmt For For For
Common
Stock
6 Amendment to the 2018 Mgmt For Against Against
Equity Incentive
Plan
7 Ratification of Auditor Mgmt For For For
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Satsuma Pharmaceuticals, Inc
Ticker Security ID: Meeting Date Meeting Status
STSA CUSIP 80405P107 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Kollins Mgmt For For For
1.2 Elect Thomas B. King Mgmt For For For
1.3 Elect Elisabeth Mgmt For For For
Sandoval
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Saul Centers, Inc.
Ticker Security ID: Meeting Date Meeting Status
BFS CUSIP 804395101 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect B. Francis Saul Mgmt For Withhold Against
II
1.2 Elect John E. Chapoton Mgmt For Withhold Against
1.3 Elect H. Gregory Platts Mgmt For Withhold Against
1.4 Elect John R. Whitmore Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SBA Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
SBAC CUSIP 78410G104 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven E. Mgmt For For For
Bernstein
2 Elect Duncan H. Cocroft Mgmt For For For
3 Elect Fidelma Russo Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Approval of the 2020 Mgmt For For For
Performance and
Equity Incentive
Plan
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Scansource, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCSC CUSIP 806037107 01/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael L. Baur Mgmt For For For
1.2 Elect Peter C. Browning Mgmt For For For
1.3 Elect Michael J. Mgmt For For For
Grainger
1.4 Elect Dorothy F. Mgmt For For For
Ramoneda
1.5 Elect John P. Reilly Mgmt For For For
1.6 Elect Elizabeth O. Mgmt For For For
Temple
1.7 Elect Charles R. Mgmt For For For
Whitchurch
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
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Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick de la Mgmt For For For
Chevardiere
2 Elect Miguel M. Mgmt For For For
Galuccio
3 Elect Olivier Le Peuch Mgmt For For For
4 Elect Tatiana A. Mgmt For For For
Mitrova
5 Elect Lubna S. Olayan Mgmt For For For
6 Elect Mark G. Papa Mgmt For For For
7 Elect Leo Rafael Reif Mgmt For For For
8 Elect Henri Seydoux Mgmt For For For
9 Elect Jeffrey W. Sheets Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Accounts and Reports; Mgmt For For For
Approval of
Dividend
12 Ratification of Auditor Mgmt For For For
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Schneider National, Inc.
Ticker Security ID: Meeting Date Meeting Status
SNDR CUSIP 80689H102 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mary P. DePrey Mgmt For For For
1.2 Elect James R. Giertz Mgmt For For For
1.3 Elect Adam P. Godfrey Mgmt For For For
1.4 Elect Robert W. Grubbs Mgmt For For For
1.5 Elect Robert M. Mgmt For For For
Knight,
Jr.
1.6 Elect Mark B. Rourke Mgmt For For For
1.7 Elect Paul J. Scheider Mgmt For For For
1.8 Elect Daniel J. Mgmt For For For
Sullivan
1.9 Elect John A.C. Mgmt For For For
Swainson
1.10 Elect James L. Welch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wayland R. Hicks Mgmt For For For
1.2 Elect Judith A. Mgmt For For For
Johansen
1.3 Elect Tamara L. Mgmt For For For
Lundgren
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Scholar Rock Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
SRRK CUSIP 80706P103 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Hallal Mgmt For For For
1.2 Elect Kristina Burrow Mgmt For For For
1.3 Elect Michael Gilman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Scholastic Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHL CUSIP 807066105 09/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James W. Barge Mgmt For For For
1.2 Elect John L. Davies Mgmt For For For
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Schweitzer-Mauduit International, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWM CUSIP 808541106 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark L. Bye Mgmt For For For
1.2 Elect Jeffrey J. Keenan Mgmt For For For
1.3 Elect Marco Levi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Science Applications International Corporation
Ticker Security ID: Meeting Date Meeting Status
SAIC CUSIP 808625107 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mgmt For For For
Bedingfield
2 Elect Carol A. Goode Mgmt For For For
3 Elect John J. Hamre Mgmt For For For
4 Elect Yvette M. Kanouff Mgmt For For For
5 Elect Nazzic S. Keene Mgmt For For For
6 Elect David M. Kerko Mgmt For For For
7 Elect Timothy J. Mgmt For For For
Mayopoulos
8 Elect Katharina G. Mgmt For For For
McFarland
9 Elect Donna S. Morea Mgmt For For For
10 Elect Steven R. Shane Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
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Scientific Games Corporation
Ticker Security ID: Meeting Date Meeting Status
SGMS CUSIP 80874P109 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald O. Mgmt For Withhold Against
Perelman
1.2 Elect Barry L. Cottle Mgmt For Withhold Against
1.3 Elect Peter A. Cohen Mgmt For Withhold Against
1.4 Elect Richard M. Mgmt For Withhold Against
Haddrill
1.5 Elect Jack A. Markell Mgmt For Withhold Against
1.6 Elect Michael J. Regan Mgmt For Withhold Against
1.7 Elect Barry F. Schwartz Mgmt For Withhold Against
1.8 Elect Frances F. Mgmt For Withhold Against
Townsend
1.9 Elect Maria T. Vullo Mgmt For Withhold Against
1.10 Elect Kneeland C. Mgmt For Withhold Against
Youngblood
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Scorpio Bulkers Inc.
Ticker Security ID: Meeting Date Meeting Status
SALT CUSIP Y7546A122 04/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emanuele A. Lauro Mgmt For For For
1.2 Elect Roberto Giorgi Mgmt For For For
1.3 Elect Thomas Ostrander Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reverse Stock Split Mgmt For For For
4 Reduction of Mgmt For For For
Authorized
Capital
________________________________________________________________________________
Scorpio Tankers Inc.
Ticker Security ID: Meeting Date Meeting Status
STNG CUSIP Y7542C130 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emanuele A. Lauro Mgmt For Withhold Against
1.2 Elect Ademaro Lanzara Mgmt For Withhold Against
1.3 Elect Merrick Rayner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sculptor Capital Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCU CUSIP 811246107 06/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert S. Shafir Mgmt For For For
1.2 Elect James S. Levin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Seaboard Corporation
Ticker Security ID: Meeting Date Meeting Status
SEB CUSIP 811543107 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven J. Bresky Mgmt For Withhold Against
1.2 Elect David A. Adamsen Mgmt For Withhold Against
1.3 Elect Douglas W. Baena Mgmt For Withhold Against
1.4 Elect Edward I. Mgmt For Withhold Against
Shifman,
Jr.
1.5 Elect Paul M. Squires Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Director
Elections
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Seacoast Banking Corporation of Florida
Ticker Security ID: Meeting Date Meeting Status
SBCF CUSIP 811707801 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julie H. Daum Mgmt For For For
1.2 Elect Dennis S. Mgmt For For For
Hudson,
III
1.3 Elect Alvaro J. Mgmt For For For
Monserrat
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SEACOR Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
CKH CUSIP 811904101 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Fabrikant Mgmt For For For
1.2 Elect David R. Berz Mgmt For For For
1.3 Elect Gail B. Harris Mgmt For For For
1.4 Elect Oivind Lorentzen Mgmt For For For
III
1.5 Elect Christopher P. Mgmt For For For
Papouras
1.6 Elect David M. Schizer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2014 Mgmt For For For
Share Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SEACOR Marine Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
SMHI CUSIP 78413P101 06/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Fabrikant Mgmt For For For
1.2 Elect John Gellert Mgmt For For For
1.3 Elect Andrew R. Morse Mgmt For For For
1.4 Elect R. Christopher Mgmt For For For
Regan
1.5 Elect Robert Mgmt For For For
Abendschein
1.6 Elect Julie Persily Mgmt For For For
1.7 Elect Alfredo Miguel Mgmt For For For
Bejos
2 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sealed Air Corporation
Ticker Security ID: Meeting Date Meeting Status
SEE CUSIP 81211K100 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francoise Colpron Mgmt For For For
2 Elect Edward L. Doheny Mgmt For For For
II
3 Elect Michael P. Doss Mgmt For For For
4 Elect Henry R. Keizer Mgmt For For For
5 Elect Jacqueline B. Mgmt For For For
Kosecoff
6 Elect Harry A. Lawton Mgmt For For For
III
7 Elect Neil Lustig Mgmt For For For
8 Elect Suzanne B. Mgmt For For For
Rowland
9 Elect Jerry R. Whitaker Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Seattle Genetics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGEN CUSIP 812578102 05/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David W. Gryska Mgmt For For For
2 Elect John A. Orwin Mgmt For For For
3 Elect Alpna Seth Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SeaWorld Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
SEAS CUSIP 81282V100 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald Bension Mgmt For For For
2 Elect James Chambers Mgmt For For For
3 Elect William Gray Mgmt For For For
4 Elect Charles Koppelman Mgmt For For For
5 Elect Yoshikazu Mgmt For For For
Maruyama
6 Elect Thomas E. Moloney Mgmt For For For
7 Elect Neha Jogani Mgmt For For For
Narang
8 Elect Scott I. Ross Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
SecureWorks Corp.
Ticker Security ID: Meeting Date Meeting Status
SCWX CUSIP 81374A105 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael R. Cote Mgmt For Withhold Against
1.2 Elect Yagyensh C. Pati Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SEI Investments Company
Ticker Security ID: Meeting Date Meeting Status
SEIC CUSIP 784117103 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah W. Mgmt For For For
Blumenstein
2 Elect Kathryn M. Mgmt For Against Against
McCarthy
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
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