EX-99.H4 5 c33767_ex99-h4.txt EXHIBIT (h)(4) TIAA-CREF INSTITUTIONAL MUTUAL FUNDS AMENDMENT TO SERVICE AGREEMENT AMENDMENT ("Amendment") dated October 1, 2004 to the Service Agreement dated May 22, 2002, as amended on February 19, 2003, by and between TIAA-CREF Institutional Mutual Funds (the "Institutional Fund"), a Delaware business trust, and Teachers Advisors, Inc. ("Advisors"), a Delaware corporation. WHEREAS, the Fund has established seven additional series, which shall be known as the TIAA-CREF Lifecycle Funds, consisting of the 2010 Fund, 2015 Fund, 2020 Fund, 2025 Fund, the 2030 Fund, the 2035 Fund, and 2040 Fund (each a "Lifecycle Fund"); WHEREAS, Advisors is willing to provide certain non-advisory administrative services to each Lifecycle Fund in accordance with the terms and conditions of the Agreement; NOW, THEREFORE, in consideration of the premises and the mutual covenants herein contained, the Fund and Advisors hereby agree as follows: 1. The Agreement shall be amended by replacing the existing Schedule A with the schedule attached hereto. IN WITNESS WHEREOF, the Institutional Fund and Advisors have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers on the day and year first above written. TIAA-CREF INSTITUTIONAL MUTUAL FUNDS By: /s/ Bertram L. Scott Attest: /s/ Mark L. Serlen ---------------------------- -------------------------------------- Title: Executive Vice President Title: Assistant Secretary ------------------------- --------------------------------------- TEACHERS ADVISORS, INC. By:/s/ Scott C. Evans Attest: /s/ Mark L. Serlen ---------------------------- -------------------------------------- Title: President and Chief Executive Officer Title: Secretary ------------------------- ---------------------------------------
SCHEDULE A ----------------------------------------------- --------------------------------- -------------------------------------- DATE APPROVED SERVICE FEE (AS A PERCENTAGE OF THE NAME OF FUND OR AMENDED AVERAGE DAILY VALUE OF THE FUND'S NET ASSETS) ----------------------------------------------- --------------------------------- -------------------------------------- TIAA-CREF LIFECYCLE FUNDS 2010 Fund June 16, 2004 0.31% ----------------------------------------------- --------------------------------- -------------------------------------- TIAA-CREF LIFECYCLE FUNDS 2015 Fund June 16, 2004 0.31% ----------------------------------------------- --------------------------------- -------------------------------------- TIAA-CREF LIFECYCLE FUNDS 2020 Fund June 16, 2004 0.31% ----------------------------------------------- --------------------------------- -------------------------------------- TIAA-CREF LIFECYCLE FUNDS 2025 Fund June 16, 2004 0.31% ----------------------------------------------- --------------------------------- -------------------------------------- TIAA-CREF LIFECYCLE FUNDS 2030 Fund June 16, 2004 0.31% ----------------------------------------------- --------------------------------- -------------------------------------- TIAA-CREF LIFECYCLE FUNDS 2035 Fund June 16, 2004 0.31% ----------------------------------------------- --------------------------------- -------------------------------------- TIAA-CREF LIFECYCLE FUNDS 2040 Fund June 16, 2004 0.31% ----------------------------------------------- --------------------------------- -------------------------------------- INTERNATIONAL EQUITY FUND Retirement Class* February 19, 2003 0.34% Institutional Class May 22, 2002 0.03% ----------------------------------------------- --------------------------------- -------------------------------------- GROWTH EQUITY FUND Institutional Class May 22, 2002 0.04% ----------------------------------------------- --------------------------------- -------------------------------------- GROWTH & INCOME FUND Retirement Class* February 19, 2003 0.34% Institutional Class May 22, 2002 0.04% ----------------------------------------------- --------------------------------- -------------------------------------- LARGE-CAP VALUE FUND Retirement Class* February 19, 2003 0.34% Institutional Class May 22, 2002 0.04% Retail Class May 22, 2002 0.33% ----------------------------------------------- --------------------------------- -------------------------------------- ----------------------------------------------- --------------------------------- --------------------------------------
----------------------------------------------- --------------------------------- -------------------------------------- DATE APPROVED SERVICE FEE (AS A PERCENTAGE OF THE NAME OF FUND OR AMENDED AVERAGE DAILY VALUE OF THE FUND'S NET ASSETS) ----------------------------------------------- --------------------------------- -------------------------------------- MID-CAP GROWTH FUND February 19, 2003 0.34% Retirement Class* May 22, 2002 0.04% Institutional Class May 22, 2002 0.33% Retail Class ----------------------------------------------- --------------------------------- -------------------------------------- MID-CAP VALUE FUND Retirement Class* February 19, 2003 0.34% Institutional Class May 22, 2002 0.04% Retail Class May 22, 2002 0.33% ----------------------------------------------- --------------------------------- -------------------------------------- SMALL-CAP EQUITY FUND Retirement Class* February 19, 2003 0.34% Institutional Class July 17, 2002 0.04% Retail Class May 22, 2002 0.19% ----------------------------------------------- --------------------------------- -------------------------------------- EQUITY INDEX FUND Institutional Class May 22, 2002 0.02% ----------------------------------------------- --------------------------------- -------------------------------------- S&P 500 INDEX FUND Retirement Class* February 19, 2003 0.34% Institutional Class May 22, 2002 0.02% ----------------------------------------------- --------------------------------- -------------------------------------- INTERNATIONAL EQUITY INDEX FUND Retirement Class* February 19, 2003 0.34% Institutional Class May 22, 2002 0.03% ----------------------------------------------- --------------------------------- -------------------------------------- LARGE-CAP GROWTH INDEX FUND Retirement Class* February 19, 2003 0.34% Institutional Class May 22, 2002 0.02% ----------------------------------------------- --------------------------------- -------------------------------------- LARGE-CAP VALUE INDEX FUND Retirement Class* February 19, 2003 0.34% Institutional Class May 22, 2002 0.02% ----------------------------------------------- --------------------------------- -------------------------------------- MID-CAP BLEND INDEX FUND Retirement Class* February 19, 2003 0.34% Institutional Class May 22, 2002 0.02% ----------------------------------------------- --------------------------------- -------------------------------------- MID-CAP GROWTH INDEX FUND Retirement Class* February 19, 2003 0.34% Institutional Class May 22, 2002 0.02% ----------------------------------------------- --------------------------------- -------------------------------------- ----------------------------------------------- --------------------------------- --------------------------------------
----------------------------------------------- --------------------------------- -------------------------------------- DATE APPROVED SERVICE FEE (AS A PERCENTAGE OF THE NAME OF FUND OR AMENDED AVERAGE DAILY VALUE OF THE FUND'S NET ASSETS) ----------------------------------------------- --------------------------------- -------------------------------------- MID-CAP VALUE INDEX FUND February 19, 2003 0.34% Retirement Class* May 22, 2002 0.02% Institutional Class ----------------------------------------------- --------------------------------- -------------------------------------- SMALL-CAP BLEND INDEX FUND Retirement Class* February 19, 2003 0.34% Institutional Class May 22, 2002 0.02% ----------------------------------------------- --------------------------------- -------------------------------------- SMALL -CAP GROWTH INDEX FUND Retirement Class* February 19, 2003 0.34% Institutional Class May 22, 2002 0.02% ----------------------------------------------- --------------------------------- -------------------------------------- SMALL -CAP VALUE INDEX FUND Retirement Class* February 19, 2003 0.34% Institutional Class May 22, 2002 0.02% ----------------------------------------------- --------------------------------- -------------------------------------- SOCIAL CHOICE EQUITY FUND Retirement Class* February 19, 2003 0.34% Institutional Class May 22, 2002 0.02% ----------------------------------------------- --------------------------------- -------------------------------------- REAL ESTATE SECURITIES FUND Retirement Class* February 19, 2003 0.34% Institutional Class May 22, 2002 0.04% Retail Class May 22, 2002 0.33% ----------------------------------------------- --------------------------------- -------------------------------------- BOND FUND Institutional Class May 22, 2002 0.04% ----------------------------------------------- --------------------------------- -------------------------------------- INFLATION-LINKED BOND FUND Institutional Class May 22, 2002 0.03% Retail Class May 22, 2002 0.18% ----------------------------------------------- --------------------------------- -------------------------------------- MONEY MARKET FUND Institutional Class May 22, 2002 0.03% ----------------------------------------------- --------------------------------- --------------------------------------
*Effective as of May 1, 2003