-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VpFZn0zwQkHjiBQUaqCcnR+VS26zOxRL5IT4Hx4gvjlAMk7xJC1UE/dix+HvVlYS SS25z04qFmWHN0XC52F3EA== 0000930413-03-002843.txt : 20030918 0000930413-03-002843.hdr.sgml : 20030918 20030918170456 ACCESSION NUMBER: 0000930413-03-002843 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030916 FILED AS OF DATE: 20030918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETWOLVES CORP CENTRAL INDEX KEY: 0001084103 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 112208052 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4002 EISENHOWER BOULEVARD STREET 2: STE 101 CITY: TAMPA STATE: FL ZIP: 33634 BUSINESS PHONE: 8132868644 MAIL ADDRESS: STREET 1: 4002 EISENHOWER BOULEVARD STREET 2: STE 101 CITY: TAMPA STATE: FL ZIP: 33634 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRIAGE MANAGEMENT LLC CENTRAL INDEX KEY: 0001225070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25831 FILM NUMBER: 03901547 BUSINESS ADDRESS: STREET 1: 401 CITY AVE. STREET 2: SUITE 526 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106680404 MAIL ADDRESS: STREET 1: 401 CITY AVE. STREET 2: SUITE 526 CITY: BALA CYNWYD STATE: PA ZIP: 19004 4 1 c29380_ex.xml X0201 4 2003-09-16 0 0001084103 NETWOLVES CORP WOLV 0001225070 TRIAGE MANAGEMENT LLC 401 CITY AVE. SUITE 526 BALA CYNWYD PA 19004 0 0 0 1 Group may be deemed 10% owner Common Stock 2003-09-16 4 P 0 300000 2.15 A 4519670 I __ 60,000 of these shares are owned directly by TRIAGE Capital Management LLC, a Delaware limited liability company, and 240,000 of these shares are owned directly by TRIAGE Offshore Fund, Ltd., a Cayman Island Limited corporation. TRIAGE Management LLC, a Delaware limited liability company, and Leon Frenkel may be deemed to have indirect beneficial ownership of these shares by virtue of their position or relationship with the other Reporting Persons set forth on EXHIBIT A hereto. Each of the Reporting Persons may be deemed a member of a "group" for purposes of the Rule 16a-1(a)(1) (the "Group") and, therefore, may be deemed a beneficial owner of these shares. Each of the Reporting Persons disclaims membership in the Group and disclaims beneficial ownership of any shares other than those of which it is the direct beneficial owner. /s/ Leon Frenkel 2003-09-18 EX-99.A 3 c29380_ex99-a.txt EXHIBIT A - --------- JOINT FILER INFORMATION-THE REPORTING PERSONS - --------------------------------------------- TRIAGE CAPITAL MANAGEMENT, L.P. TRIAGE OFFSHORE FUND LTD. - ------------------------------- ------------------------- Name: TRIAGE Capital Management L.P. Name: TRIAGE Offshore Fund Ltd. Address: 401 City Avenue, Suite 526 Address: c/o I.F.A. Bala Cynwyd, PA 19004 48 Par La Ville Road Designated Filer: TRIAGE Management LLC Suite 464 Issuer & Ticker Symbol: NetWolves Corporation ("WOLV") Hamilton HW11 Bermuda Signature: TRIAGE Capital Management L.P., Designated Filer: TRIAGE Management LLC by its General Partner TRIAGE Management LLC Issuer & Ticker Symbol: NetWolves Corporation ("WOLV") Signature: TRIAGE Offshore Fund Ltd. /s/ Leon Frenkel ---------------------------------------- By: Leon Frenkel Title: Senior Managing Member /s/ Leon Frenkel ---------------------------------------- By: Leon Frenkel Title: Senior Managing Member
LEON FRENKEL PERISCOPE L.P. - ------------ -------------- Name: Leon Frenkel Name: TRIAGE Offshore Fund Ltd. Address: 401 City Avenue, Suite 526 Address: 401 City Avenue, Suite 526 Bala Cynwyd, PA 19004 Bala Cynwyd, PA 19004 Designated Filer: TRIAGE Management LLC Designated Filer: TRIAGE Management LLC Issuer & Ticker Symbol: NetWolves Corporation ("WOLV") Issuer & Ticker Symbol: NetWolves Corporation ("WOLV") Signature: /s/ Leon Frenkel Signature: Periscope L.P. ---------------------------------------- Leon Frenkel /s/ Leon Frenkel ---------------------------------------- By: Leon Frenkel Title: General Partner
ALLA FRENKEL TRIAGE ADVISOR, LLC - ------------ ------------------- Name: Alla Frenkel, individually and as an individual and as Name: TRIAGE Advisors, LLC Custodian of the Max Pasternack UGMA and as Custodian of Address: 401 City Avenue, Suite 526 the Zoe Pasternack UGMA Bala Cynwyd, PA 19004 Address: 1323 Valley Road, Villanova, PA 19085 Designated Filer: TRIAGE Management LLC Designated Filer: TRIAGE Management LLC Issuer & Ticker Symbol: NetWolves Corporation ("WOLV") Issuer & Ticker Symbol: NetWolves Corporation ("WOLV") Signature: TRIAGE Advisors, LLC Signature: ---------------------------------------- Alla Frenkel /s/ Leon Frenkel as an individual and as Custodian of the ---------------------------------------- Max Pasternack UGMA and as Custodian of By: Leon Frenkel the Zoe Pasternack UGMA Title: Managing Member
OTA LLC - ------- Name: OTA LLC Address: One Manhattanville Road, Purchase New York, 10577 Designated Filer: TRIAGE Management LLC Issuer & Ticker Symbol: NetWolves Corporation ("WOLV") Signature: OTA LLC /s/ Richard Cayne ------------------------------------------- By: Richard Cayne Title:
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