0001437749-17-017856.txt : 20171030 0001437749-17-017856.hdr.sgml : 20171030 20171030171151 ACCESSION NUMBER: 0001437749-17-017856 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171026 FILED AS OF DATE: 20171030 DATE AS OF CHANGE: 20171030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUTT RONALD F CENTRAL INDEX KEY: 0001262880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25909 FILM NUMBER: 171163207 MAIL ADDRESS: STREET 1: C/O SOLA INTERNATIONAL INC STREET 2: 10590 W. OCEAN AIR DR. #300 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Flux Power Holdings, Inc. CENTRAL INDEX KEY: 0001083743 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 860931332 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 985 POINSETTIA AVE STREET 2: SUITE A CITY: VISTA STATE: CA ZIP: 90281 BUSINESS PHONE: 877-505-3589 MAIL ADDRESS: STREET 1: 985 POINSETTIA AVE STREET 2: SUITE A CITY: VISTA STATE: CA ZIP: 90281 FORMER COMPANY: FORMER CONFORMED NAME: Lone Pine Holdings, Inc DATE OF NAME CHANGE: 20090415 FORMER COMPANY: FORMER CONFORMED NAME: Australian Forest Industries DATE OF NAME CHANGE: 20070508 FORMER COMPANY: FORMER CONFORMED NAME: MULTI TECH INTERNATIONAL CORP DATE OF NAME CHANGE: 20021204 4 1 rdgdoc.xml FORM 4 X0306 4 2017-10-26 0001083743 Flux Power Holdings, Inc. FLUX 0001262880 DUTT RONALD F 985 POINSETTIA AVENUE SUITE A VISTA CA 92081 1 1 CEO Stock Option 0.4638 2017-10-26 4 A 0 500000 A 2027-10-26 Common Stock 500000 500000 D Pursuant to the stock option, Reporting Person has a right to purchase up to 500,000 shares of common stock of Issuer. The stock option vests over a three-year period in quarterly installments, with 25% vesting on October 26, 2017. The exercise price is $0.4638 per share (which was the closing price on October 26, 2017). /s/ Ronald Dutt 2017-10-30