X0306 4 2014-03-12 0 0001083743 Flux Power Holdings, Inc. FLUX 0001603873 Collins Timothy 985 POINSETTIA AVENUE, SUITE A VISTA CA 92081 1 0 0 0 Common Stock 2014-03-13 4 A 0 100000 0 A 100000 D Stock Option (Right to Buy) 0.31 2014-03-13 4 A 0 1000000 0 A 2024-03-13 Common Stock 1000000 1000000 D Warrant 0.06 2014-03-12 4 J 0 1791000 A 2014-03-12 2019-03-12 Common Stock 1791000 1791000 I See footnote 4 Restricted Stock bonus award, valued at $0.31 per share of common stock. The closing price of the Issuer's stock on March 13, 2014. The option vests quarterly over a period of two years. Reporting Person is the Chief Executive Officer, President, Director, and a shareholder of Securities Research Associates, Inc. ("SRA"). The warrant being reported was issued to SRA for its services as private placement agent in a private placement offering which closed on March 12, 2014. /s/ Timothy Collins 2014-03-27