-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VbAe9aHJte1U3hPkcPVu2grxfZCXjdoGGAbIfTGRsRigZ5DDddFm09PQFFU0X9Qe awJfyhNu7IT34fmzzxcbJA== 0001256809-04-000001.txt : 20040105 0001256809-04-000001.hdr.sgml : 20040105 20040105104125 ACCESSION NUMBER: 0001256809-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLEMING JEREMIAH J CENTRAL INDEX KEY: 0001256809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27385 FILM NUMBER: 04502239 BUSINESS ADDRESS: STREET 1: C/O INTERACTIVE INTELLIGENCE INC STREET 2: 7601 INTERACTIVE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 BUSINESS PHONE: 3178723000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERACTIVE INTELLIGENCE INC CENTRAL INDEX KEY: 0001083318 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 351933097 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8909 PURDUE ROAD CITY: INDIANAPOLIS STATE: IN ZIP: 46268 BUSINESS PHONE: 3178723000 MAIL ADDRESS: STREET 1: 8909 PURDUE ROAD CITY: INDIANAPOLIS STATE: IN ZIP: 46268 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-12-31 0001083318 INTERACTIVE INTELLIGENCE INC ININ 0001256809 FLEMING JEREMIAH J 7601 INTERACTIVE WAY INDIANAPOLIS IN 46278 0100Executive Vice President of SaStock Option (right to buy)25.062003-12-314D03750D2010-01-03Common Stock37500DStock Option (right to buy)24.132003-12-314D07500D2010-12-29Common Stock75000DStock Option (right to buy)22.252003-12-314D05206D2011-01-02Common Stock52060DStock Option22.252003-12-314D05044D2011-01-02Common Stock50440 DStock Option (right to buy)13.002003-12-314D03308D2011-03-21Common Stock33080DStock Option (right to buy)13.002003-12-314D076692D2011-03-21Common Stock766920DStock Option (right to buy)3.702003-12-314D0445D2013-07-01Common Stock4450DThe option provided for vesting in four equal annual installments beginning on January 3, 2001.On December 31, 2003, t he issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on January 3, 2000. In exchange, the reporting person will receive a replacement option on or about July 2, 2004, for one-third the number of shares, or 1,250, having an exercise price equal to the market price of the underlying stock on the grant date.The option provided for vesting in four equal annual installments beginning on December 29, 2001.On December 31, 2003, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on December 29, 2000. In exchange, the reporting person will receive a replacement option on or about July 2, 2004, for one-third the number of shares, or 2,500, having an exercise price equal to the market price of the underlying stock on the grant date.The option provided for vesting in four equal annual installments beginning on Jan uary 2, 2002.On December 31, 2003, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on January 2, 2001. In exchange, the reporting person will receive a replacement option on or about July 2, 2004, for one-third the number of shares, or 1,735, having an exercise price equal to the market price of the underlying stock on the grant date.The option provided for vesting in three annual installments of 2,426, 1,461 and 1,157, respectively, beginning on January 2, 2002.On December 31, 2003, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on January 2, 2001. In exchange, the reporting person will receive a replacement option on or about July 2, 2004, for one-third the number of shares, or 1,681, having an exercise price equal to the market price of the underlying stock on the grant date.The option provided for vesting of one share on March 21, 2004 and 3,307 shares on March 21, 2005.On December 31, 2003, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on March 21, 2001. In exchange, the reporting person will receive a replacement option on or about July 2, 2004, for one-third the number of shares, or 1,103, having an exercise price equal to the market price of the underlying stock on the grant date.The option provided for vesting in four annual installments of 20,000, 20,000, 19,999 and 16,693, respectively, beginning on March 21, 2002.On December 31, 2003, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on March 21, 2001. In exchange, the reporting person will receive a replacement option on or about July 2, 2004, for one-third the number of shares, or 25,5 64, having an exercise price equal to the market price of the underlying stock on the grant date.The option provided for full vesting on July 1, 2004.On December 31, 2003, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on July 1, 2003. In exchange, the reporting person will receive a replacement option on or about July 2, 2004, for the same number of shares, having an exercise price equal to the market price of the underlying stock on the grant date./s/ Ashley Vukovits Attorney-in-fact2004-01-05 EX-24 3 attach_1.txt POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents that the undersigned hereby constitutes and appoints each of Ashley A. Vukovits and Stephen R. Head signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Interactive Intelligence, Inc. (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of the attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company a ssuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 or 5 with respect to the undersigned's holdings of and transaction in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. This Power of Attorney supercedes and replaces in its entirety that certain Power of Attorney dated August 23, 2002. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 17th day of November, 2003. Jeremiah J. Fleming /s/ Jeremiah J. Fleming Printed Name Signature -----END PRIVACY-ENHANCED MESSAGE-----