-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BXiM8KEALKOBnIGQhmzrvNydDGtWIBu36SdkWckuZhRhz8xYtcypQFrv116r07XD VnWzk2S4QSHffr3eK1KQGA== 0001104659-03-001498.txt : 20030211 0001104659-03-001498.hdr.sgml : 20030211 20030211120215 ACCESSION NUMBER: 0001104659-03-001498 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GIBBS JOHN R CENTRAL INDEX KEY: 0001105711 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 8909 PURDUE ROAD STREET 2: SUITE 300 CITY: INDIANAPOLIS STATE: IN ZIP: 46268 BUSINESS PHONE: 3178723000 MAIL ADDRESS: STREET 1: 8909 PURDUE ROAD STREET 2: SUITE 300 CITY: INDIANAPOLIS STATE: IN ZIP: 46268 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERACTIVE INTELLIGENCE INC CENTRAL INDEX KEY: 0001083318 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 351933097 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57885 FILM NUMBER: 03549225 BUSINESS ADDRESS: STREET 1: 8909 PURDUE ROAD CITY: INDIANAPOLIS STATE: IN ZIP: 46268 BUSINESS PHONE: 3178723000 MAIL ADDRESS: STREET 1: 8909 PURDUE ROAD CITY: INDIANAPOLIS STATE: IN ZIP: 46268 SC 13G/A 1 j7263_sc13ga.htm SC 13G/A

SEC 1745
(02-02)


Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION

OMB Number:
3235-0145

 

Washington, D.C. 20549

Expires: December 31, 2005

 

SCHEDULE 13G

Estimated average burden hours per response. . 11

 

Under the Securities Exchange Act of 1934
(Amendment No.  3  )*

 

Interactive Intelligence, Inc.

(Name of Issuer)

 

Common Stock, $.01 Par Value

(Title of Class of Securities)

 

45839M 10 3

(CUSIP Number)

 

December 31, 2002

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[     ]

Rule 13d-1(b)

[     ]

Rule 13d-1(c)

[ X ]

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following page(s))

 

 



 

 

CUSIP No.  45839M 10 3

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
John R. Gibbs

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)
Inapplicable.

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
891,571 shares (1)

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
891,571 shares (1)

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
891,571 shares (1)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
5.74%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

(1)           Includes presently exercisable stock options to purchase 7,125 shares.

 

 

2



 

Item 1.

 

(a)

Name of Issuer
Interactive Intelligence, Inc.

 

(b)

Address of Issuer's Principal Executive Offices
8909 Purdue Road, Suite 300
Indianapolis, Indiana 46268

 

Item 2.

 

(a)

Name of Person Filing
John R. Gibbs

 

(b)

Address of Principal Business Office or, if none, Residence
8909 Purdue Road, Suite 300
Indianapolis, Indiana 46268

 

(c)

Citizenship
United States of America.

 

(d)

Title of Class of Securities
Common Stock, $.01 par value.

 

(e)

CUSIP Number
45839M 10 3

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

[  ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

[  ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

[  ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

[  ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

[  ]

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

[  ]

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

[  ]

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

[  ]

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

[  ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

[  ]

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Inapplicable.

 

 

3



 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

The following information is provided as of December 31, 2002.

 

(a)

Amount beneficially owned:    891,571 shares (1)

 

(b)

Percent of class:    5.74%

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote    891,571 (1)

 

 

(ii)

Shared power to vote or to direct the vote    0

 

 

(iii)

Sole power to dispose or to direct the disposition of    891,571 (1)

 

 

(iv)

Shared power to dispose or to direct the disposition of    0

 

(1)           Includes presently exercisable stock options to purchase 7,125 shares.

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  [   ].

 

Inapplicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Inapplicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Inapplicable.

 

Item 8.

Identification and Classification of Members of the Group

Inapplicable.

 

Item 9.

Notice of Dissolution of Group

Inapplicable.

 

Item 10.

Certification

Inapplicable.

 

 

4



 

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

February 11, 2003

 

Date

 


/s/ John R. Gibbs

 

Signature

 


John R. Gibbs

 

Name/Title

 

 

5


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