0001877476-23-000006.txt : 20231024 0001877476-23-000006.hdr.sgml : 20231024 20231024200054 ACCESSION NUMBER: 0001877476-23-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230712 FILED AS OF DATE: 20231024 DATE AS OF CHANGE: 20231024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Khan Nazar M. CENTRAL INDEX KEY: 0001877476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41163 FILM NUMBER: 231343696 MAIL ADDRESS: STREET 1: 9 FEDERAL STREET CITY: EASTON STATE: MD ZIP: 21601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TERAWULF INC. CENTRAL INDEX KEY: 0001083301 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 871909475 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 FEDERAL STREET CITY: EASTON STATE: MD ZIP: 21601 BUSINESS PHONE: (410) 770-9500 MAIL ADDRESS: STREET 1: 9 FEDERAL STREET CITY: EASTON STATE: MD ZIP: 21601 FORMER COMPANY: FORMER CONFORMED NAME: IKONICS CORP DATE OF NAME CHANGE: 20021216 FORMER COMPANY: FORMER CONFORMED NAME: CHROMALINE CORP DATE OF NAME CHANGE: 19990405 4 1 wk-form4_1698192044.xml FORM 4 X0508 4 2023-07-12 0 0001083301 TERAWULF INC. WULF 0001877476 Khan Nazar M. 536 W. 29TH STREET NEW YORK NY 10001 1 1 0 0 Chief Operating Officer + CTO 0 Common stock, $0.001 par value per share 2023-07-12 4 J 0 1778048 D 901809 I By Yaqeen I Trust Common stock, $0.001 par value per share 2023-07-12 4 J 0 1778048 A 9387913 D Common stock, $0.001 par value per share 4019787 I By Various Trusts Common stock, $0.001 par value per share 7034982 I By Lake Harriet Holdings LLC Common stock, $0.001 par value per share 2023-10-20 4 J 0 513484 A 9901397 D Common stock, $0.001 par value per share 2023-10-20 4 S 0 513484 D 9387913 D Warrants 0.01 2023-10-20 4 J 0 1622926 A 2024-04-01 2025-12-31 Common stock, $0.001 par value per share 1622926 1622926 D Warrants 0.01 2023-10-20 4 J 0 1622926 D 2024-04-01 2025-12-31 Common stock, $0.001 par value per share 1622926 0 D Warrants 0.01 2023-10-20 4 J 0 1622926 A 2024-04-01 2025-12-31 Common stock, $0.001 par value per share 1622926 1622926 I Lake Harriet Holdings, LLC Warrants 1 2023-10-20 4 J 0 441163 A 2024-04-01 2026-12-31 Common stock, $0.001 par value per share 441163 882326 D Warrants 1 2023-10-20 4 J 0 441163 D 2024-04-01 2026-12-31 Common stock, $0.001 par value per share 441163 0 D Warrants 1 2023-10-20 4 J 0 441163 A 2024-04-01 2026-12-31 Common stock, $0.001 par value per share 441163 441163 I Lake Harriet Holdings, LLC On July 12, 2023, Yaqeen I Trust transferred 1,778,048 shares of common stock, par value $0.001 per share ("Common Stock") of the Issuer to the Reporting Person for no consideration. By Yaqeen I Trust. The Reporting Person may be deemed to beneficially own the shares of Common Stock held by Yaqeen I Trust. The Reporting Person disclaims beneficial ownership of the Shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of the shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of Common Stock for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose. By various trusts. The Reporting Person may be deemed to beneficially own the shares of Common Stock held by such trusts. The Reporting Person disclaims beneficial ownership of the shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of the shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of Common Stock for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose. By Lake Harriet Holdings, LLC ("Lake Harriet Holdings"). The Reporting Person is the sole manager of Lake Harriet Holdings and, as a result, may be deemed to beneficially own the shares of Common Stock held by Lake Harriet Holdings. The Reporting Person disclaims beneficial ownership of the shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of the shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of Common Stock for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose. NovaWulf Digital Private Fund LLC distributed warrants and shares of Common Stock to its members, including the Reporting Person. Immediately following receipt of the distribution from NovaWulf Private Fund, the Reporting Person contributed 513,484 shares of Common Stock to Somerset Goods and Services Trust for no consideration. This transaction involved the Reporting Person's contribution of 1,622,926 penny warrants to Lake Harriet Holdings. The Reporting Person is the sole manager of Lake Harriet Holdings, and, as a result, may be deemed to beneficially own the penny warrants held by Lake Harriet Holdings. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. This transaction involved the Reporting Person's contribution of 441,163 dollar warrants to Lake Harriet Holdings. The Reporting Person is the sole manager of Lake Harriet Holdings, and, as a result, may be deemed to beneficially own the penny warrants held by Lake Harriet Holdings. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. /s/ Nazar M. Khan 2023-10-24