0001144204-14-017945.txt : 20140326
0001144204-14-017945.hdr.sgml : 20140326
20140326164401
ACCESSION NUMBER: 0001144204-14-017945
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140324
FILED AS OF DATE: 20140326
DATE AS OF CHANGE: 20140326
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XCel Brands, Inc.
CENTRAL INDEX KEY: 0001083220
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 760307819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 475 10TH AVENUE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (347) 727-2474
MAIL ADDRESS:
STREET 1: 475 10TH AVENUE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC
DATE OF NAME CHANGE: 20050516
FORMER COMPANY:
FORMER CONFORMED NAME: HOUSTON OPERATING CO
DATE OF NAME CHANGE: 19990402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DiSanto Mark
CENTRAL INDEX KEY: 0001530941
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31553
FILM NUMBER: 14719116
MAIL ADDRESS:
STREET 1: C/O XCEL BRANDS, INC.
STREET 2: 475 10TH AVENUE, 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
4
1
v372824_4.xml
FORM 4
X0306
4
2014-03-24
0
0001083220
XCel Brands, Inc.
XELB
0001530941
DiSanto Mark
C/O TRIPLE CROWN CORP.,
5351 JAYCEE AVENUE
HARRISBURG
PA
17112
1
0
0
0
Common Stock
2014-03-24
4
P
0
100000
4.00
A
529884
I
See Footnote
Common Stock
271116
I
See Footnote
Common Stock
36868
D
Represents shares held by The Mark X. DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting and dispositive power.
Represents shares held by The D'Loren Family Trust, of which Mr. Mark DiSanto is a trustee and as to which Mr. DiSanto has sole voting and dispositive power.
/s/ Mark DiSanto
2014-03-26