0001104659-24-043730.txt : 20240404 0001104659-24-043730.hdr.sgml : 20240404 20240404191909 ACCESSION NUMBER: 0001104659-24-043730 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240403 FILED AS OF DATE: 20240404 DATE AS OF CHANGE: 20240404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weinswig Deborah CENTRAL INDEX KEY: 0001726888 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37527 FILM NUMBER: 24824401 MAIL ADDRESS: STREET 1: C/O XCEL BRANDS, INC. STREET 2: 1333 BROADWAY, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCel Brands, Inc. CENTRAL INDEX KEY: 0001083220 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 760307819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (347) 727-2474 MAIL ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC DATE OF NAME CHANGE: 20050516 FORMER COMPANY: FORMER CONFORMED NAME: HOUSTON OPERATING CO DATE OF NAME CHANGE: 19990402 4 1 tm2411119-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-04-03 0 0001083220 XCel Brands, Inc. XELB 0001726888 Weinswig Deborah C/O XCEL BRANDS, INC. 550 SEVENTH AVENUE NEW YORK NY 10018 1 0 0 0 0 Common Stock 2024-04-03 4 A 0 10000 0 A 58000 D Stock Options 0.85 2024-04-03 4 A 0 25000 0 A 2029-04-03 Common Stock 25000 25000 D Represents shares of restricted stock awarded pursuant to a restated stock agreement, which vests as to 50% of the shares on each of April 3, 2025 and April 3, 2026, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at her sole discretion. The options vest as to 50% of the shares on each of April 3, 2025 and April 3, 2026. /s/ Deborah Weinswig 2024-04-04