0001104659-24-036309.txt : 20240319 0001104659-24-036309.hdr.sgml : 20240319 20240319204952 ACCESSION NUMBER: 0001104659-24-036309 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220420 FILED AS OF DATE: 20240319 DATE AS OF CHANGE: 20240319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D LOREN ROBERT W CENTRAL INDEX KEY: 0001086742 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37527 FILM NUMBER: 24765990 MAIL ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCel Brands, Inc. CENTRAL INDEX KEY: 0001083220 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 760307819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (347) 727-2474 MAIL ADDRESS: STREET 1: 1333 BROADWAY STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC DATE OF NAME CHANGE: 20050516 FORMER COMPANY: FORMER CONFORMED NAME: HOUSTON OPERATING CO DATE OF NAME CHANGE: 19990402 4 1 tm249291-3_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2022-04-20 0 0001083220 XCel Brands, Inc. XELB 0001086742 D LOREN ROBERT W C/O XCEL BRANDS, INC. 1333 BROADWAY, 10TH FLOOR NEW YORK NY 10018 1 1 1 0 CEO & Chairman 0 Common Stock 2022-04-20 4 A 0 124845 1.57 A 1760395 D Common Stock 2024-03-15 4 P 0 146250 0.65 A 1885240 D Common Stock 2024-03-19 4 A 0 132589 0.98 A 2017829 D Common Stock 607317 I See Footnote Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power. /s/ Robert W. D'Loren 2024-03-19