0001104659-23-095387.txt : 20230825
0001104659-23-095387.hdr.sgml : 20230825
20230825165815
ACCESSION NUMBER: 0001104659-23-095387
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230823
FILED AS OF DATE: 20230825
DATE AS OF CHANGE: 20230825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DiSanto Mark
CENTRAL INDEX KEY: 0001530941
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37527
FILM NUMBER: 231209089
MAIL ADDRESS:
STREET 1: C/O XCEL BRANDS, INC.
STREET 2: 475 10TH AVENUE, 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XCel Brands, Inc.
CENTRAL INDEX KEY: 0001083220
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 760307819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (347) 727-2474
MAIL ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC
DATE OF NAME CHANGE: 20050516
FORMER COMPANY:
FORMER CONFORMED NAME: HOUSTON OPERATING CO
DATE OF NAME CHANGE: 19990402
4
1
tm2324888-4_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-08-23
0
0001083220
XCel Brands, Inc.
XELB
0001530941
DiSanto Mark
C/O TRIPLE CROWN CORP.,
5351 JAYCEE AVENUE
HARRISBURG
PA
17112
1
0
0
0
0
Common Stock
2023-08-23
4
A
0
10000
0
A
25000
D
Common Stock
1032613
I
See Footnote
Common Stock
82392
I
See Footnote
Stock Option
1.51
2023-08-23
4
A
0
25000
0
A
2028-04-01
Common Stock
25000
25000
D
Represents shares of restricted stock awarded pursuant to a restated stock agreement, which vests as to 50% of the shares on each of April 1, 2024 and April 1, 2025, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at his sole discretion.
Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
Represents shares held by other truests, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
The options vest as to 50% of the shares on each of April 1, 2024 and April 1, 2025.
/s/ Mark DiSanto
2023-08-25