0001104659-23-095385.txt : 20230825
0001104659-23-095385.hdr.sgml : 20230825
20230825165630
ACCESSION NUMBER: 0001104659-23-095385
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230823
FILED AS OF DATE: 20230825
DATE AS OF CHANGE: 20230825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fielding James D
CENTRAL INDEX KEY: 0001745384
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37527
FILM NUMBER: 231209083
MAIL ADDRESS:
STREET 1: C/O XCEL BRANDS, INC.
STREET 2: 1333 BROADWAY, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XCel Brands, Inc.
CENTRAL INDEX KEY: 0001083220
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 760307819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (347) 727-2474
MAIL ADDRESS:
STREET 1: 1333 BROADWAY
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: NETFABRIC HOLDINGS, INC
DATE OF NAME CHANGE: 20050516
FORMER COMPANY:
FORMER CONFORMED NAME: HOUSTON OPERATING CO
DATE OF NAME CHANGE: 19990402
4
1
tm2324888-3_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-08-23
0
0001083220
XCel Brands, Inc.
XELB
0001745384
Fielding James D
C/O XCEL BRANDS, INC.,
1333 BROADWAY
NEW YORK
NY
10018
1
0
0
0
0
Common Stock
2023-08-23
4
A
0
10000
0
A
40000
D
Stock Options
1.51
2023-08-23
4
A
0
25000
0
A
2028-04-01
Common Stock
25000
25000
D
Represents shares of restricted stock awarded pursuant to a restated stock agreement, which vests as to 50% of the shares on each of April 1, 2024 and April 1, 2025, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at his sole discretion.
The options vest as to 50% of the shares on each of April 1, 2024 and April 1, 2025.
/s/ James Fielding
2023-08-25