0001209191-21-047185.txt : 20210719 0001209191-21-047185.hdr.sgml : 20210719 20210719165603 ACCESSION NUMBER: 0001209191-21-047185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210715 FILED AS OF DATE: 20210719 DATE AS OF CHANGE: 20210719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENDRON THOMAS A CENTRAL INDEX KEY: 0001113706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39265 FILM NUMBER: 211098454 MAIL ADDRESS: STREET 1: 5001 NORTH SECOND STREET CITY: ROCKFORD STATE: IL ZIP: 61111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Woodward, Inc. CENTRAL INDEX KEY: 0000108312 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 361984010 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1081 WOODWARD WAY CITY: FORT COLLINS STATE: CO ZIP: 80524 BUSINESS PHONE: 970-482-5811 MAIL ADDRESS: STREET 1: 1081 WOODWARD WAY CITY: FORT COLLINS STATE: CO ZIP: 80524 FORMER COMPANY: FORMER CONFORMED NAME: WOODWARD GOVERNOR CO DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-15 0 0000108312 Woodward, Inc. WWD 0001113706 GENDRON THOMAS A 1081 WOODWARD WAY FORT COLLINS CO 80524 1 1 0 0 President and CEO Woodward, Inc. Common Stock 2021-07-15 4 M 0 3347 A 21462 D Woodward, Inc. Common Stock 2021-07-15 4 S 0 1389 119.33 D 20073 D Woodward, Inc. Common Stock 42000 I The T2G Family Foundation Woodward, Inc. Common Stock 1906.07 I TEAGII, LLP Woodward, Inc. Common Stock 94350.465 I The 2020 Gendron Legacy Trust Woodward, Inc. Common Stock 94350.465 I The Gendron Descendants Trust Woodward, Inc. Common Stock 20811 I Woodward Retirement Savings Plan Phantom Stock 2021-07-15 4 M 0 3347 0.00 D 2021-07-15 2021-07-15 Woodward, Inc. Common Stock 3347 79497 D The reporting person participates in the Woodward Executive Benefit Plan (Plan). Pursuant to an election made under the Plan, each phantom stock unit (PSU) distributed under the Plan on 7/15/2021 entitled the reporting person to receive on share of Woodward, Inc. (Company) common stock, less shares not distributed to the reporting person to cover tax liabilities. See footnote 3. The reporting person received a net distribution of 1,958 shares of Company common stock. PSUs are accrued under the Plan and are to be settled in 100% stock on a 1-for-1 basis at the distribution date specified at the time of election. Each PSU is the economic equivalent of one share of Company common stock. The total shown represents the dollar amount of deferrals divided by the current share price and, therefore, the number of shares reported may fluctuate from period to period. The total shown also includes PSUs acquired in connection with dividend re-investments and other acquisitions made under the Plan. The acquisition of shares represents a predetermined automatic distribution from the Plan based on the terms of the Plan and does not represent an open-market purchase by the reporting person. Shares sold to cover the tax liability incident to the issuance of shares under the Woodward Executive Benefit Plan in accordance with Rule 16b-3. The T2G Family Foundation is a family foundation in which the Reporting Person retains control of the shares held by the foundation. TEAGII LLP is a limited partnership of which the reporting person is the sole general partner and of which the reporting person and his wife are the sole limited partners. The 2020 Gendron Legacy Trust is a family trust of which the reporting person's wife is the trustee. The Gendron Descendants Trust is a family trust of which the reporting person is the trustee. The information in this report regarding the number of shares held by the reporting person in the Woodward Retirement Savings Plan is based on a calculation as of July 15, 2021. Phantom Stock Units disposed of incident to the settlement of a distribution from the Plan in accordance with Rule 16b-3. Rebecca L. Dees, by Power of Attorney 2021-07-19