0001209191-17-059683.txt : 20171108 0001209191-17-059683.hdr.sgml : 20171108 20171108122443 ACCESSION NUMBER: 0001209191-17-059683 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALBROOK JOHN A CENTRAL INDEX KEY: 0001113697 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08408 FILM NUMBER: 171185798 MAIL ADDRESS: STREET 1: 5001 NORTH SECOND STREET CITY: ROCKFORD STATE: IL ZIP: 61111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Woodward, Inc. CENTRAL INDEX KEY: 0000108312 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 361984010 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1081 WOODWARD WAY CITY: FORT COLLINS STATE: CO ZIP: 80524 BUSINESS PHONE: 970-482-5811 MAIL ADDRESS: STREET 1: 1081 WOODWARD WAY CITY: FORT COLLINS STATE: CO ZIP: 80524 FORMER COMPANY: FORMER CONFORMED NAME: WOODWARD GOVERNOR CO DATE OF NAME CHANGE: 19920703 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2017-09-30 0 0 0 0000108312 Woodward, Inc. WWD 0001113697 HALBROOK JOHN A 1081 WOODWARD WAY FORT COLLINS CO 80524 1 0 0 0 Woodward, Inc. Common Stock 2017-03-31 5 G 0 186 0.00 A 345906.999 D Woodward, Inc. Common Stock 2017-03-31 5 G 0 186 0.00 D 251495 I By self as holder of note Woodward, Inc. Common Stock 162707 I By Benita K. Halbrook as trustee for the John A. Halbrook Grantor Retained Annuity Trust Woodward, Inc. Common Stock 79980 I By self as co-trustee for the Benita K. Halbrook Living Trust Woodward, Inc. Common Stock 102000 I By self as trustee for the Benita K. Halbrook 2015 Grantor Retained Annuity Trust Total reflects transfer, without receipt of consideration, of 186 shares held in The Halbrook Family Irrevocable Trust (the "Halbrook Family Trust Shares") to the John Halbrook Living Trust (the "J. Halbrook Living Trust"). Shares held by the J. Halbrook Living Trust are reported within the Reporting Person's direct ownership. The Reporting Person beneficially owns 251,495 shares sold in 2011 to The Halbrook Family Irrevocable Trust (the "Halbrook Family Trust Shares"), of which the Reporting Person's children are the beneficiaries and trustees without dispositive power with respect to the Halbrook Family Trust Shares. The Halbrook Family Trust Shares were sold by the Reporting Person in exchange for a promissory note. Rebecca L. Dees, by Power of Attorney 2017-11-08