0001209191-17-049367.txt : 20170817
0001209191-17-049367.hdr.sgml : 20170817
20170817144830
ACCESSION NUMBER: 0001209191-17-049367
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170815
FILED AS OF DATE: 20170817
DATE AS OF CHANGE: 20170817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HALBROOK JOHN A
CENTRAL INDEX KEY: 0001113697
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-08408
FILM NUMBER: 171038417
MAIL ADDRESS:
STREET 1: 5001 NORTH SECOND STREET
CITY: ROCKFORD
STATE: IL
ZIP: 61111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Woodward, Inc.
CENTRAL INDEX KEY: 0000108312
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 361984010
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1081 WOODWARD WAY
CITY: FORT COLLINS
STATE: CO
ZIP: 80524
BUSINESS PHONE: 970-482-5811
MAIL ADDRESS:
STREET 1: 1081 WOODWARD WAY
CITY: FORT COLLINS
STATE: CO
ZIP: 80524
FORMER COMPANY:
FORMER CONFORMED NAME: WOODWARD GOVERNOR CO
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-08-15
0
0000108312
Woodward, Inc.
WWD
0001113697
HALBROOK JOHN A
1081 WOODWARD WAY
FORT COLLINS
CO
80524
1
0
0
0
Woodward, Inc. Common Stock
2017-08-04
5
J
0
E
29186
0.00
A
350520.999
D
Woodward, Inc. Common Stock
2017-08-15
4
S
0
1556
70.00
D
348964.999
D
Woodward, Inc. Common Stock
2017-08-16
4
M
0
5700
32.73
A
354664.999
D
Woodward, Inc. Common Stock
2017-08-16
4
S
0
7144
70.0232
D
347520.999
D
Woodward, Inc. Common Stock
162707
I
By Benita K. Halbrook as trustee for the John A. Halbrook Grantor Retained Annuity Trust
Woodward, Inc. Common Stock
79980
I
By self as co-trustee for The Benita K. Halbrook Living Trust
Woodward, Inc. Common Stock
102000
I
By self as trustee for the Benita K. Halbrook 2015 Grantor Retained Annuity Trust
Woodward, Inc. Common Stock
251681
I
By self as holder of note
Non-Qualified Stock Option (Right to Buy)
32.73
2017-08-16
4
M
0
5700
0.00
D
2008-11-16
2017-11-15
Woodward, Inc. Common Stock
5700
0
D
The Reporting Person executed a transfer of 29,186 shares held in the John A. Halbrook Grantor Annuity Trust to the John A. Halbrook Living Trust.
The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $70.00 to $70.2839 per share. The reporting person has reported these shares on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
The Reporting Person beneficially owns 251,681 shares sold in 2011 to The Halbrook Family Irrevocable Trust (the "Halbrook Family Trust Shares"), of which the Reporting Person's children are the beneficiaries and trustees without dispositive power with respect to the Halbrook Family Trust Shares. The Halbrook Family Trust Shares were sold by the Reporting Person in exchange for a promissory note.
Options, which expire November 15, 2017, became exercisable at the rate of 25% per year beginning on November 16, 2008, and each one year anniversary thereafter.
Rebecca L. Dees, by Power of Attorney
2017-08-17