0001209191-17-049367.txt : 20170817 0001209191-17-049367.hdr.sgml : 20170817 20170817144830 ACCESSION NUMBER: 0001209191-17-049367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170815 FILED AS OF DATE: 20170817 DATE AS OF CHANGE: 20170817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALBROOK JOHN A CENTRAL INDEX KEY: 0001113697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08408 FILM NUMBER: 171038417 MAIL ADDRESS: STREET 1: 5001 NORTH SECOND STREET CITY: ROCKFORD STATE: IL ZIP: 61111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Woodward, Inc. CENTRAL INDEX KEY: 0000108312 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 361984010 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1081 WOODWARD WAY CITY: FORT COLLINS STATE: CO ZIP: 80524 BUSINESS PHONE: 970-482-5811 MAIL ADDRESS: STREET 1: 1081 WOODWARD WAY CITY: FORT COLLINS STATE: CO ZIP: 80524 FORMER COMPANY: FORMER CONFORMED NAME: WOODWARD GOVERNOR CO DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-15 0 0000108312 Woodward, Inc. WWD 0001113697 HALBROOK JOHN A 1081 WOODWARD WAY FORT COLLINS CO 80524 1 0 0 0 Woodward, Inc. Common Stock 2017-08-04 5 J 0 E 29186 0.00 A 350520.999 D Woodward, Inc. Common Stock 2017-08-15 4 S 0 1556 70.00 D 348964.999 D Woodward, Inc. Common Stock 2017-08-16 4 M 0 5700 32.73 A 354664.999 D Woodward, Inc. Common Stock 2017-08-16 4 S 0 7144 70.0232 D 347520.999 D Woodward, Inc. Common Stock 162707 I By Benita K. Halbrook as trustee for the John A. Halbrook Grantor Retained Annuity Trust Woodward, Inc. Common Stock 79980 I By self as co-trustee for The Benita K. Halbrook Living Trust Woodward, Inc. Common Stock 102000 I By self as trustee for the Benita K. Halbrook 2015 Grantor Retained Annuity Trust Woodward, Inc. Common Stock 251681 I By self as holder of note Non-Qualified Stock Option (Right to Buy) 32.73 2017-08-16 4 M 0 5700 0.00 D 2008-11-16 2017-11-15 Woodward, Inc. Common Stock 5700 0 D The Reporting Person executed a transfer of 29,186 shares held in the John A. Halbrook Grantor Annuity Trust to the John A. Halbrook Living Trust. The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $70.00 to $70.2839 per share. The reporting person has reported these shares on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. The Reporting Person beneficially owns 251,681 shares sold in 2011 to The Halbrook Family Irrevocable Trust (the "Halbrook Family Trust Shares"), of which the Reporting Person's children are the beneficiaries and trustees without dispositive power with respect to the Halbrook Family Trust Shares. The Halbrook Family Trust Shares were sold by the Reporting Person in exchange for a promissory note. Options, which expire November 15, 2017, became exercisable at the rate of 25% per year beginning on November 16, 2008, and each one year anniversary thereafter. Rebecca L. Dees, by Power of Attorney 2017-08-17