0001209191-11-058872.txt : 20111202
0001209191-11-058872.hdr.sgml : 20111202
20111202101527
ACCESSION NUMBER: 0001209191-11-058872
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20111130
FILED AS OF DATE: 20111202
DATE AS OF CHANGE: 20111202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HALBROOK JOHN A
CENTRAL INDEX KEY: 0001113697
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-08408
FILM NUMBER: 111238944
MAIL ADDRESS:
STREET 1: 5001 NORTH SECOND STREET
CITY: ROCKFORD
STATE: IL
ZIP: 61111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Woodward, Inc.
CENTRAL INDEX KEY: 0000108312
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 361984010
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5001 N SECOND ST
STREET 2: P O BOX 7001
CITY: ROCKFORD
STATE: IL
ZIP: 61125-7001
BUSINESS PHONE: 970-482-5811
MAIL ADDRESS:
STREET 1: 1000 EAST DRAKE ROAD
CITY: FORT COLLINS
STATE: CO
ZIP: 80525
FORMER COMPANY:
FORMER CONFORMED NAME: WOODWARD GOVERNOR CO
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-11-30
0
0000108312
Woodward, Inc.
WWD
0001113697
HALBROOK JOHN A
1000 E. DRAKE ROAD
FORT COLLINS
CO
80525
1
0
0
0
Woodward, Inc. Common Stock
2011-11-30
4
S
0
6000
41.40
D
770827
D
Woodward, Inc. Common Stock
2011-11-30
4
S
0
5000
41.65
D
765827
D
Woodward, Inc. Common Stock
230000
I
By self as trustee for The Benita K. Halbrook Grantor Retained Annuity Trust
Woodward, Inc. Common Stock
5000
I
By self as co-trustee for The Benita K. Halbrook Living Trust
Woodward, Inc. Common Stock
260000
I
By self as holder of note. See footnote
Nonqualified Stock Option (right to buy)
7.7367
2004-11-21
2013-11-21
Woodward, Inc. Common Stock
168000
168000
D
Nonqualified Stock Option (right to buy)
11.9084
2005-11-24
2014-11-24
Woodward, Inc. Common Stock
48000
48000
D
Nonqualified Stock Option (right to buy)
18.49
2007-11-15
2016-11-15
Woodward, Inc. Common Stock
8200
8200
D
Nonqualified Stock Option (right to buy)
32.73
2008-11-16
2017-11-16
Woodward, Inc. Common Stock
5700
5700
D
Nonqualified Stock Option (right to buy)
18.67
2009-11-24
2018-11-24
Woodward, Inc. Common Stock
3800
3800
D
Nonqualified Stock Option (right to buy)
23.18
2010-10-01
2019-10-01
Woodward, Inc. Common Stock
7600
7600
D
Nonqualified Stock Option (right to buy)
32.04
2011-10-01
2020-10-01
Woodward, Inc. Common Stock
6200
6200
D
Nonqualified Stock Option (right to buy)
25.57
2012-10-03
2021-10-03
Woodward, Inc. Common Stock
6700
6700
D
Includes 352,962 shares of Woodward common stock that are pledged in a standard margin account; 3,250 shares held in a joint account with Mr. Halbrook's son; 3,759 shares held jointly with Mr. Halbrook's mother and over which Mr. Halbrook holds power of attorney; 189,855 shares held in the Halbrook Family Foundation; and 47,227 shares held in an individual retirement account.
Mr. Halbrook beneficially owns 260,000 shares sold in 2011 to The Halbrook Family Irrevocable Trust (the "Halbrook Family Trust Shares"), of which Mr. Halbrook's children are the beneficiaries and trustees without dispositive power with respect to these shares. The Halbrook Family Trust Shares were sold by Mr. Halbrook in exchange for a promissory note in the principal amount of $8,936,200, accruing interest at the rate of 1.5% per year.
Options become exercisable at a rate of 25% per year beginning on the exercisable date shown.
This Form 4 is filed to report the transactions shown herein, to reflect Mr. Halbrook's current holdings and correct previous misstatements related thereto.
Jody L. Harrell, by Power of Attorney
2011-12-02
EX-24.4_399182
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and appoints
David H. Haddon, Kathleen A. Waelti, Lynsey L. Weimer or Jody L. Harrell,
signing singly, the undersigned's true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer and/or director of Woodward Governor Company (the "Company") Forms
3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of
1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 3, 4, or 5,
complete and execute any amendment or amendments thereto, and timely file such
form with the United States Securities and Exchange Commission and any stock
exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorney-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 1st day of June, 2010.
John A. Halbrook