0001467001-18-000001.txt : 20180910 0001467001-18-000001.hdr.sgml : 20180910 20180910210116 ACCESSION NUMBER: 0001467001-18-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180906 FILED AS OF DATE: 20180910 DATE AS OF CHANGE: 20180910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marshall Christopher P CENTRAL INDEX KEY: 0001440008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37461 FILM NUMBER: 181063762 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trudeau Robert CENTRAL INDEX KEY: 0001343722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37461 FILM NUMBER: 181063763 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DREW JOHN CENTRAL INDEX KEY: 0001188456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37461 FILM NUMBER: 181063764 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REYNOLDS JON Q JR CENTRAL INDEX KEY: 0001188444 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37461 FILM NUMBER: 181063765 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMBALL RICK CENTRAL INDEX KEY: 0001197937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37461 FILM NUMBER: 181063766 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOAG JAY C CENTRAL INDEX KEY: 0001082906 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37461 FILM NUMBER: 181063767 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Technology Crossover Management VII, L.P. CENTRAL INDEX KEY: 0001467001 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37461 FILM NUMBER: 181063768 BUSINESS ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-8239 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alarm.com Holdings, Inc. CENTRAL INDEX KEY: 0001459200 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 264247032 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8281 GREENSBORO DRIVE STREET 2: SUITE 100 CITY: TYSONS STATE: VA ZIP: 22102 BUSINESS PHONE: 877-389-4033 MAIL ADDRESS: STREET 1: 8281 GREENSBORO DRIVE STREET 2: SUITE 100 CITY: TYSONS STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-09-06 0001459200 Alarm.com Holdings, Inc. ALRM 0001467001 Technology Crossover Management VII, L.P. C/O TECHNOLOGY CROSSOVER VENTURES 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 1 May be part of a 13(d) group 0001082906 HOAG JAY C C/O TECHNOLOGY CROSSOVER VENTURES 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 1 May be part of a 13(d) group 0001197937 KIMBALL RICK C/O TECHNOLOGY CROSSOVER VENTURES 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 1 May be part of a 13(d) group 0001188444 REYNOLDS JON Q JR C/O TECHNOLOGY CROSSOVER VENTURES 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 1 May be part of a 13(d) group 0001188456 DREW JOHN C/O TECHNOLOGY CROSSOVER VENTURES 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 1 May be part of a 13(d) group 0001343722 Trudeau Robert C/O TECHNOLOGY CROSSOVER VENTURES 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 1 May be part of a 13(d) group 0001440008 Marshall Christopher P C/O TECHNOLOGY CROSSOVER VENTURES 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 1 1 May be part of a 13(d) group Common Stock 5309108 I TCV VII, L.P. Common Stock 2757144 I TCV VII (A), L.P. Common Stock 50199 I TCV Member Fund, L.P. Common Stock 7161 I TCV VII Management, L.L.C. Common Stock 210195 I Hoag Family Trust U/A Dtd 8/2/94 Common Stock 210195 I Hamilton Investments Limited Partnership Common Stock 290505 I Goose Rocks Beach Partners, L.P. Common Stock 142800 I Reynolds Family Trust Common Stock 78742 I Marshall Carroll 2000 Trust Common Stock 931 I Marshall Partners Common Stock 2018-09-06 4 S 0 465 52.8466 D 6004 I Technology Crossover Management VII, L.P. Common Stock 2018-09-06 4 S 0 1704 53.4904 D 4300 I Technology Crossover Management VII, L.P. Common Stock 2018-09-06 4 S 0 1084 54.6121 D 3216 I Technology Crossover Management VII, L.P. Common Stock 2018-09-06 4 S 0 3061 55.5496 D 155 I Technology Crossover Management VII, L.P. Common Stock 2018-09-06 4 S 0 155 56.20 D 0 I Technology Crossover Management VII, L.P. Common Stock 2018-09-06 4 S 0 921 52.8678 D 81860 I Robert W. Trudeau Common Stock 2018-09-06 4 S 0 4879 53.4362 D 76981 I Robert W. Trudeau Common Stock 2018-09-06 4 S 0 23600 54.0897 D 53381 I Robert W. Trudeau Common Stock 2018-09-06 4 S 0 30600 55.1955 D 22781 I Robert W. Trudeau Common Stock 2018-09-06 4 S 0 17781 56.0018 D 5000 I Robert W. Trudeau Common Stock 2018-09-07 4 S 0 1400 55.4958 D 3600 I Robert W. Trudeau Common Stock 2018-09-07 4 S 0 3600 56.432 D 0 I Robert W. Trudeau Common Stock 2018-09-07 4 S 0 41725 55.3218 D 9623 I Drew Family Trust dated 10/5/2004 Common Stock 2018-09-07 4 S 0 9623 56.3728 D 0 I Drew Family Trust dated 10/5/2004 Common Stock 2018-09-07 4 S 0 25543 55.3218 D 5891 I Ten 271 Partners B Common Stock 2018-09-07 4 S 0 5891 56.3728 D 0 I Ten 271 Partners B These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein. Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. This number represents a weighted average sales price. The shares were sold at prices ranging from $52.59 to $52.99. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. This number represents a weighted average sales price. The shares were sold at prices ranging from $53.00 to $53.90. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. This number represents a weighted average sales price. The shares were sold at prices ranging from $54.33 to $54.94. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. This number represents a weighted average sales price. The shares were sold at prices ranging from $55.03 to $55.99. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. This number represents a weighted average sales price. The shares were sold at prices ranging from $56.00 to $56.04. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Shares held directly by Robert W. Trudeau. This number represents a weighted average sales price. The shares were sold at prices ranging from $52.63 to $52.99. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. This number represents a weighted average sales price. The shares were sold at prices ranging from $53.00 to $53.85. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. This number represents a weighted average sales price. The shares were sold at prices ranging from $54.00 to $54.91. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. This number represents a weighted average sales price. The shares were sold at prices ranging from $55.00 to $55.99. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. This number represents a weighted average sales price. The shares were sold at prices ranging from $56.00 to $56.04. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. This number represents a weighted average sales price. The shares were sold at prices ranging from $55.15 to $55.92. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. This number represents a weighted average sales price. The shares were sold at prices ranging from $56.07 to $56.65. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. This number represents a weighted average sales price. The shares were sold at prices ranging from $55.08 to $55.99. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. This number represents a weighted average sales price. The shares were sold at prices ranging from $56.00 to $56.73. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Timothy P. McAdam and David L. Yuan on September 10, 2018. Frederic D. Fenton, Authorized Signatory for Technology Crossover Management VII, L.P. 2018-09-10 Frederic D. Fenton, Authorized Signatory for Jay C. Hoag 2018-09-10 Frederic D. Fenton, Authorized Signatory for Richard H. Kimball 2018-09-10 Frederic D. Fenton, Authorized Signatory for Jon Q. Reynolds, Jr. 2018-09-10 Frederic D. Fenton, Authorized Signatory for John L. Drew 2018-09-10 Frederic D. Fenton, Authorized Signatory for Robert W. Trudeau 2018-09-10 Frederic D. Fenton, Authorized Signatory for Christopher P. Marshall 2018-09-10