0001406576-18-000002.txt : 20180522 0001406576-18-000002.hdr.sgml : 20180522 20180522194010 ACCESSION NUMBER: 0001406576-18-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180518 FILED AS OF DATE: 20180522 DATE AS OF CHANGE: 20180522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DREW JOHN CENTRAL INDEX KEY: 0001188456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37680 FILM NUMBER: 18853724 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosenberg John C. CENTRAL INDEX KEY: 0001406576 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37680 FILM NUMBER: 18853727 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOAG JAY C CENTRAL INDEX KEY: 0001082906 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37680 FILM NUMBER: 18853726 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMBALL RICK CENTRAL INDEX KEY: 0001197937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37680 FILM NUMBER: 18853725 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REYNOLDS JON Q JR CENTRAL INDEX KEY: 0001188444 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37680 FILM NUMBER: 18853723 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCV MANAGEMENT 2004 LLC CENTRAL INDEX KEY: 0001283641 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37680 FILM NUMBER: 18853722 BUSINESS ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6506148233 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Elevate Credit, Inc. CENTRAL INDEX KEY: 0001651094 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 464714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4150 INTERNATIONAL PLAZA STREET 2: SUITE 300 CITY: FORT WORTH STATE: TX ZIP: 76109 BUSINESS PHONE: 817-928-1500 MAIL ADDRESS: STREET 1: 4150 INTERNATIONAL PLAZA STREET 2: SUITE 300 CITY: FORT WORTH STATE: TX ZIP: 76109 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-05-18 0001651094 Elevate Credit, Inc. ELVT 0001406576 Rosenberg John C. C/O TCMI, INC. 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 1 0 1 1 May be part of a 13(g) group 0001082906 HOAG JAY C C/O TCMI, INC. 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 1 0 1 1 Director by Deputization 0001197937 KIMBALL RICK C/O TCMI, INC. 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 1 0 1 1 Director by Deputization 0001188456 DREW JOHN C/O TCMI, INC. 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 1 0 1 1 Director by Deputization 0001188444 REYNOLDS JON Q JR C/O TCMI, INC. 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 1 0 1 1 Director by Deputization 0001283641 TCV MANAGEMENT 2004 LLC C/O TCMI, INC. 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 1 0 1 1 Director by Deputization Common Stock 2018-05-19 4 M 0 13369 A 19479 D Common Stock 5967123 I TCV V, L.P. Common Stock 118286 I TCV Member Fund, L.P. Restricted Stock Unit (RSU) 2018-05-18 4 A 0 13064 0 A Common Stock 13064 13064 D Restricted Stock Unit (RSU) 2018-05-19 4 M 0 13369 0 D Common Stock 13369 26738 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. These securities are directly held by TCV V, L.P. ("TCV V"). The TCM V Members are Members and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting. The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020. All Reporting Persons may be part of a 13(g) group. By: Frederic D. Fenton, Authorized Signatory for John C. Rosenberg 2018-05-22 By: Frederic D. Fenton, Authorized Signatory for Jay C. Hoag 2018-05-22 By: Frederic D. Fenton, Authorized Signatory for Richard H. Kimball 2018-05-22 By: Frederic D. Fenton, Authorized Signatory for John L. Drew 2018-05-22 By: Frederic D. Fenton, Authorized Signatory for Jon Q. Reynolds 2018-05-22 By: Frederic D. Fenton, Authorized Signatory for TCV Management 2004, L.L.C. 2018-05-22