0001406576-18-000002.txt : 20180522
0001406576-18-000002.hdr.sgml : 20180522
20180522194010
ACCESSION NUMBER: 0001406576-18-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180518
FILED AS OF DATE: 20180522
DATE AS OF CHANGE: 20180522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DREW JOHN
CENTRAL INDEX KEY: 0001188456
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37680
FILM NUMBER: 18853724
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosenberg John C.
CENTRAL INDEX KEY: 0001406576
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37680
FILM NUMBER: 18853727
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOAG JAY C
CENTRAL INDEX KEY: 0001082906
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37680
FILM NUMBER: 18853726
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIMBALL RICK
CENTRAL INDEX KEY: 0001197937
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37680
FILM NUMBER: 18853725
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REYNOLDS JON Q JR
CENTRAL INDEX KEY: 0001188444
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37680
FILM NUMBER: 18853723
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TCV MANAGEMENT 2004 LLC
CENTRAL INDEX KEY: 0001283641
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37680
FILM NUMBER: 18853722
BUSINESS ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 6506148233
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Elevate Credit, Inc.
CENTRAL INDEX KEY: 0001651094
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 464714474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4150 INTERNATIONAL PLAZA
STREET 2: SUITE 300
CITY: FORT WORTH
STATE: TX
ZIP: 76109
BUSINESS PHONE: 817-928-1500
MAIL ADDRESS:
STREET 1: 4150 INTERNATIONAL PLAZA
STREET 2: SUITE 300
CITY: FORT WORTH
STATE: TX
ZIP: 76109
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-05-18
0001651094
Elevate Credit, Inc.
ELVT
0001406576
Rosenberg John C.
C/O TCMI, INC.
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
1
0
1
1
May be part of a 13(g) group
0001082906
HOAG JAY C
C/O TCMI, INC.
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
1
0
1
1
Director by Deputization
0001197937
KIMBALL RICK
C/O TCMI, INC.
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
1
0
1
1
Director by Deputization
0001188456
DREW JOHN
C/O TCMI, INC.
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
1
0
1
1
Director by Deputization
0001188444
REYNOLDS JON Q JR
C/O TCMI, INC.
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
1
0
1
1
Director by Deputization
0001283641
TCV MANAGEMENT 2004 LLC
C/O TCMI, INC.
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
1
0
1
1
Director by Deputization
Common Stock
2018-05-19
4
M
0
13369
A
19479
D
Common Stock
5967123
I
TCV V, L.P.
Common Stock
118286
I
TCV Member Fund, L.P.
Restricted Stock Unit (RSU)
2018-05-18
4
A
0
13064
0
A
Common Stock
13064
13064
D
Restricted Stock Unit (RSU)
2018-05-19
4
M
0
13369
0
D
Common Stock
13369
26738
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein.
These securities are directly held by TCV V, L.P. ("TCV V"). The TCM V Members are Members and John C. Rosenberg is
an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by
TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund.
The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but
each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting.
The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020.
All Reporting Persons may be part of a 13(g) group.
By: Frederic D. Fenton, Authorized Signatory for John C. Rosenberg
2018-05-22
By: Frederic D. Fenton, Authorized Signatory for Jay C. Hoag
2018-05-22
By: Frederic D. Fenton, Authorized Signatory for Richard H. Kimball
2018-05-22
By: Frederic D. Fenton, Authorized Signatory for John L. Drew
2018-05-22
By: Frederic D. Fenton, Authorized Signatory for Jon Q. Reynolds
2018-05-22
By: Frederic D. Fenton, Authorized Signatory for TCV Management 2004, L.L.C.
2018-05-22