0001283643-17-000001.txt : 20170406 0001283643-17-000001.hdr.sgml : 20170406 20170406152537 ACCESSION NUMBER: 0001283643-17-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170406 FILED AS OF DATE: 20170406 DATE AS OF CHANGE: 20170406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Elevate Credit, Inc. CENTRAL INDEX KEY: 0001651094 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 464714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4150 INTERNATIONAL PLAZA STREET 2: SUITE 300 CITY: FORT WORTH STATE: TX ZIP: 76109 BUSINESS PHONE: 817-928-1500 MAIL ADDRESS: STREET 1: 4150 INTERNATIONAL PLAZA STREET 2: SUITE 300 CITY: FORT WORTH STATE: TX ZIP: 76109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosenberg John C. CENTRAL INDEX KEY: 0001406576 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37680 FILM NUMBER: 17745764 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REYNOLDS JON Q JR CENTRAL INDEX KEY: 0001188444 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37680 FILM NUMBER: 17745765 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DREW JOHN CENTRAL INDEX KEY: 0001188456 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37680 FILM NUMBER: 17745766 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMBALL RICK CENTRAL INDEX KEY: 0001197937 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37680 FILM NUMBER: 17745767 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOAG JAY C CENTRAL INDEX KEY: 0001082906 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37680 FILM NUMBER: 17745768 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCV Member Fund, L.P. CENTRAL INDEX KEY: 0001361345 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37680 FILM NUMBER: 17745769 BUSINESS ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-8233 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TECHNOLOGY CROSSOVER MANAGEMENT V LLC CENTRAL INDEX KEY: 0001283643 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37680 FILM NUMBER: 17745771 BUSINESS ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6506148233 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCV V LP CENTRAL INDEX KEY: 0001274664 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37680 FILM NUMBER: 17745770 BUSINESS ADDRESS: STREET 1: 528 RAMONA ST CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-8215 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2017-04-06 0 0001651094 Elevate Credit, Inc. ELVT 0001283643 TECHNOLOGY CROSSOVER MANAGEMENT V LLC C/O TCMI, INC. 528 RAMONA STREET PALO ALTO CA 94301 0 0 1 1 May be part of a 13(g) group 0001274664 TCV V LP C/O TCMI, INC. 528 RAMONA STREET PALO ALTO CA 94301 0 0 1 1 May be part of a 13(g) group 0001361345 TCV Member Fund, L.P. C/O TCMI, INC. 528 RAMONA STREET PALO ALTO CA 94301 0 0 1 1 May be part of a 13(g) group 0001082906 HOAG JAY C C/O TCMI, INC. 528 RAMONA STREET PALO ALTO CA 94301 0 0 1 1 May be part of a 13(g) group 0001197937 KIMBALL RICK C/O TCMI, INC. 528 RAMONA STREET PALO ALTO CA 94301 0 0 1 1 May be part of a 13(g) group 0001188456 DREW JOHN C/O TCMI, INC. 528 RAMONA STREET PALO ALTO CA 94301 0 0 1 1 May be part of a 13(g) group 0001188444 REYNOLDS JON Q JR C/O TCMI, INC. 528 RAMONA STREET PALO ALTO CA 94301 0 0 1 1 May be part of a 13(g) group 0001406576 Rosenberg John C. C/O TCMI, INC. 528 RAMONA STREET PALO ALTO CA 94301 1 0 1 1 May be part of a 13(g) group Common Stock 14822 I TCV V, L.P. Common Stock 286 I TCV Member Fund, L.P. Series A Preferred Stock Common Stock 368215 I TCV V, L.P. Series A Preferred Stock Common Stock 7078 I TCV Member Fund, L.P. Series B Preferred Stock Common Stock 1972415 I TCV V, L.P. Series B Preferred Stock Common Stock 39348 I TCV Member Fund, L.P. Restricted Stock Units 0 Common Stock 2444 I John Rosenberg The number of shares of common stock reported does not reflect a 2.5-for-1 forward stock split, to be effective upon the closing of the issuer's initial public offering. These securities are directly held by TCV V, L.P. ("TCV V"). Jay C. Hoag, Richard H. Kimball, John L. Drew, and Jon Q. Reynolds are Class A Members (collectively, the "TCM V Members") and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. The Series A preferred stock is convertible into issuer common stock on a one-for-one basis and has no expiration date. The Series B preferred stock is convertible into issuer common stock on a one-for-one basis and has no expiration date. The restricted stock units will vest upon the later of July 1, 2017 or the expiration of the lock-up period following the issuer's initial public offering. If not vested earlier, the restricted stock units will expire on September 21, 2026. These securities are directly held by John C. Rosenberg. Mr. Rosenberg has sole voting and dispositive power over the securities he holds directly. However, TCV Management 2004, L.L.C. has a right to 100% of the pecuniary interest in such securities. The TCM V Members are members of TCV Management 2004, L.L.C. The TCM V Members each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. By: Frederic D. Fenton, Authorized Signatory for Technology Crossover Management V, L.L.C. 2017-04-06 By: Frederic D. Fenton, Authorized Signatory for TCV V, L.P. 2017-04-06 By: Frederic D. Fenton, Authorized Signatory for TCV Member Fund, L.P. 2017-04-06 By: Frederic D. Fenton, Authorized Signatory for Jay C. Hoag 2017-04-06 By: Frederic D. Fenton, Authorized Signatory for Richard H. Kimball 2017-04-06 By: Frederic D. Fenton, Authorized Signatory for John L. Drew 2017-04-06 By: Frederic D. Fenton, Authorized Signatory for Jon Q. Reynolds 2017-04-06 By: Frederic D. Fenton, Authorized Signatory for John C. Rosenberg 2017-04-06