0001188444-16-000002.txt : 20160106
0001188444-16-000002.hdr.sgml : 20160106
20160106183850
ACCESSION NUMBER: 0001188444-16-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160104
FILED AS OF DATE: 20160106
DATE AS OF CHANGE: 20160106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: K12 INC
CENTRAL INDEX KEY: 0001157408
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 954774688
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2300 CORPORATE PARK DRIVE
STREET 2: SUITE 200
CITY: HERNDON
STATE: VA
ZIP: 20171
BUSINESS PHONE: 7034837000
MAIL ADDRESS:
STREET 1: 2300 CORPORATE PARK DRIVE
STREET 2: SUITE 200
CITY: HERNDON
STATE: VA
ZIP: 20171
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marshall Christopher P
CENTRAL INDEX KEY: 0001440008
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33883
FILM NUMBER: 161328276
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trudeau Robert
CENTRAL INDEX KEY: 0001343722
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33883
FILM NUMBER: 161328277
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DREW JOHN
CENTRAL INDEX KEY: 0001188456
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33883
FILM NUMBER: 161328278
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIMBALL RICK
CENTRAL INDEX KEY: 0001197937
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33883
FILM NUMBER: 161328279
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOAG JAY C
CENTRAL INDEX KEY: 0001082906
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33883
FILM NUMBER: 161328280
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REYNOLDS JON Q JR
CENTRAL INDEX KEY: 0001188444
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33883
FILM NUMBER: 161328281
MAIL ADDRESS:
STREET 1: 528 RAMONA STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-01-04
0001157408
K12 INC
LRN
0001188444
REYNOLDS JON Q JR
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO
CA
94301
1
0
1
1
May be part of a 13(d) group
0001082906
HOAG JAY C
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO
CA
94301
0
0
1
1
May be part of a 13(d) group
0001197937
KIMBALL RICK
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO
CA
94301
0
0
1
1
May be part of a 13(d) group
0001188456
DREW JOHN
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO
CA
94301
0
0
1
1
May be part of a 13(d) group
0001343722
Trudeau Robert
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO
CA
94301
0
0
1
1
May be part of a 13(d) group
0001440008
Marshall Christopher P
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO
CA
94301
0
0
1
1
May be part of a 13(d) group
Common Stock
2016-01-04
4
A
0
11696
0
A
11696
D
Common Stock
19536
I
TCV VII Management, L.L.C.
Common Stock
2617727
I
TCV VII, L.P.
Common Stock
1359447
I
TCV VII (A), L.P.
Common Stock
22826
I
TCV Member Fund, L.P.
These shares are restricted and will vest as follows: one-third of the shares will vest on December 15, 2016, December 15, 2017, and December 15, 2018, respectively.
These RSAs are directly held by Jon Q. Reynolds, Jr. Mr. Reynolds has the sole voting and dispositive power over the shares; however, TCV VII Management, L.L.C. ("TCV VII Management") owns 100% of the pecuniary interest therein. Jon Q. Reynolds, Jr., Jay C. Hoag, Richard H. Kimball, John L. Drew, Robert W. Trudeau and Christopher P. Marshall (the "TCM Members") are members of TCV VII Management, but each disclaims beneficial ownership of such RSA and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein.
These shares are directly held by TCV VII Management. The TCM Members are members of TCV VII Management but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
These securities are directly held by TCV VII, L.P. The TCM Members and Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII") . Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII . Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the Management VII Directors and Management VII each disclaim beneficial ownership of such securities and any shares of Common Stock that may be received upon the conversion or exercise of such securities except to the extent of their pecuniary interest therein.
Frederic D. Fenton, Authorized signatory for Jon Q. Reynolds, Jr.
2016-01-06
Frederic D. Fenton, Authorized signatory for Jay C. Hoag
2016-01-06
Frederic D. Fenton, Authorized signatory for Richard H. Kimball
2016-01-06
Frederic D. Fenton, Authorized signatory for John L. Drew
2016-01-06
Frederic D. Fenton, Authorized signatory for Robert W. Trudeau
2016-01-06
Frederic D. Fenton, Authorized signatory for Christopher P. Marshall
2016-01-06