13F-HR 1 asf0912.txt 09/30/2012 13F 13F-HR 9/28/12 0001082834 @khtk4hg NONE Jeffrey A. Cerula (814)533-5328 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 9/28/12 CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): ( ) IS A RESTATEMENT. ( ) ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: AmeriServ Trust and Financial Services ADDRESS: AmeriServ Financial Building 216 Franklin Street Johnstown, PA 15901 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: Michael P Geiser TITLE: Vice President & Manager PHONE: (814)533-5378 SIGNATURE,PLACE,AND DATE OF SIGNING: Michael P Geiser Johnstown, PA 10/5/12 REPORT TYPE (CHECK ONLY ONE.): ( X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 113 FORM 13F INFORMATION TABLE VALUE TOTAL: $67,676 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALPS ETF TR ALERIAN MLP 00162Q866 215 12960 SH SOLE 12960 0 0 AT&T INC COM 00206R102 957 25374 SH SOLE 25369 0 5 AT&T INC COM 00206R102 42 1112 SH OTHER 1022 0 90 ALTRIA GROUP INC COM 02209S103 1795 53766 SH SOLE 53761 0 5 ALTRIA GROUP INC COM 02209S103 112 3348 SH OTHER 3348 0 0 AMAZON COM INC COM 023135106 603 2372 SH SOLE 2372 0 0 AMAZON COM INC COM 023135106 80 316 SH OTHER 316 0 0 AMERISERV FINL INC COM 03074A102 1201 404540 SH SOLE 404540 0 0 AMERISERV FINL INC COM 03074A102 42 13976 SH OTHER 13976 0 0 ANNALY MTG MGMT INC COM 035710409 565 33574 SH SOLE 33564 0 10 ANNALY MTG MGMT INC COM 035710409 19 1152 SH OTHER 924 0 228 APPLE INC COM 037833100 4484 6722 SH SOLE 6722 0 0 APPLE INC COM 037833100 403 604 SH OTHER 604 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 496 10354 SH SOLE 10354 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 55 1156 SH OTHER 1156 0 0 BARD C R INC COM 067383109 373 3566 SH SOLE 3566 0 0 BARD C R INC COM 067383109 103 988 SH OTHER 988 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 165 1874 SH SOLE 1874 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 115 1299 SH OTHER 1299 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1001 29647 SH SOLE 29647 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 73 2159 SH OTHER 2159 0 0 CSX CORP COM 126408103 382 18414 SH SOLE 18414 0 0 CSX CORP COM 126408103 50 2399 SH OTHER 1292 1107 0 CLOROX CO DEL COM 189054109 211 2933 SH SOLE 2933 0 0 CLOROX CO DEL COM 189054109 35 490 SH OTHER 490 0 0 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 202 4357 SH SOLE N.A. N.A. N.A. DANAHER CORP DEL COM 235851102 646 11718 SH SOLE 11718 0 0 DANAHER CORP DEL COM 235851102 73 1332 SH OTHER 1332 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 908 18060 SH SOLE 18060 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 58 1153 SH OTHER 1153 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 295 4551 SH SOLE 4551 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 13 200 SH OTHER 200 0 0 EATON CORP COM 278058102 533 11280 SH SOLE 11280 0 0 EATON CORP COM 278058102 57 1208 SH OTHER 1208 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 263 4908 SH SOLE N.A. N.A. N.A. EXXON MOBIL CORP COM 30231G102 666 7280 SH SOLE 7280 0 0 EXXON MOBIL CORP COM 30231G102 36 396 SH OTHER 175 221 0 FNB CORP PA COM 302520101 350 31224 SH SOLE 31224 0 0 FIRST COMWLTH FINL CORP PA COM 319829107 74 10540 SH SOLE 10540 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 362 4932 SH SOLE 4932 0 0 GABELLI EQUITY TR INC COM 362397101 260 46164 SH SOLE 46164 0 0 GABELLI EQUITY TR INC COM 362397101 2 400 SH OTHER 400 0 0 GABELLI UTIL TR COM 36240A101 226 27894 SH SOLE 27894 0 0 GENERAL ELEC CO COM 369604103 235 10327 SH SOLE 10327 0 0 GENERAL ELEC CO COM 369604103 11 475 SH OTHER 475 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 726 15706 SH SOLE 15706 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 59 1268 SH OTHER 1268 0 0 HEINZ H J CO COM 423074103 689 12312 SH SOLE 12309 0 3 HEINZ H J CO COM 423074103 38 677 SH OTHER 627 0 50 HUNTINGTON BANCSHARES INC COM 446150104 121 17596 SH SOLE 17596 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 380 767 SH SOLE 767 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 21 43 SH OTHER 43 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 873 26089 SH SOLE 26089 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 161 4797 SH OTHER 4797 0 0 ISHARES GOLD TRUST ISHARES 464285105 683 39551 SH SOLE 39551 0 0 ISHARES GOLD TRUST ISHARES 464285105 178 10300 SH OTHER 10300 0 0 ISHARES TR MSCI EAFE INDEX 464287465 775 14623 SH SOLE 14623 0 0 ISHARES TR MSCI EAFE INDEX 464287465 21 400 SH OTHER 400 0 0 ISHARES TR HIGH YLD CORP 464288513 983 10648 SH SOLE 10648 0 0 ISHARES TR US PFD STK IDX 464288687 5193 130287 SH SOLE 130287 0 0 ISHARES TR US PFD STK IDX 464288687 264 6630 SH OTHER 6284 346 0 JOHNSON & JOHNSON COM 478160104 1100 15965 SH SOLE 15965 0 0 JOHNSON & JOHNSON COM 478160104 69 1000 SH OTHER 1000 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 292 3541 SH SOLE N.A. N.A. N.A. LILLY ELI & CO COM 532457108 940 19818 SH SOLE 19818 0 0 LILLY ELI & CO COM 532457108 50 1046 SH OTHER 1046 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 814 19733 SH SOLE N.A. N.A. N.A. LINN ENERGY LLC UNIT LTD LIAB 536020100 58 1418 SH OTHER N.A. N.A. N.A. MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 290 3312 SH SOLE N.A. N.A. N.A. MCDONALDS CORP COM 580135101 739 8051 SH SOLE 8051 0 0 MCDONALDS CORP COM 580135101 118 1286 SH OTHER 1286 0 0 MERCK & CO INC NEW COM 58933Y105 325 7218 SH SOLE 7218 0 0 MERCK & CO INC NEW COM 58933Y105 18 410 SH OTHER 410 0 0 MICROSOFT CORP COM 594918104 367 12327 SH SOLE 12327 0 0 MICROSOFT CORP COM 594918104 12 400 SH OTHER 400 0 0 MORGAN STANLEY COM NEW 617446448 438 26182 SH SOLE 26182 0 0 MORGAN STANLEY COM NEW 617446448 41 2450 SH OTHER 2450 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 169 24019 SH SOLE 24019 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 282 11329 SH SOLE 11329 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 19 750 SH OTHER 750 0 0 OBAGI MEDICAL PRODUCTS INC COM 67423R108 191 15377 SH SOLE 15377 0 0 OBAGI MEDICAL PRODUCTS INC COM 67423R108 15 1224 SH OTHER 1224 0 0 PVR PARTNERS L P COM UNIT REPTG L 693665101 210 8270 SH SOLE N.A. N.A. N.A. PEPSICO INC COM 713448108 634 8957 SH SOLE 8957 0 0 PEPSICO INC COM 713448108 71 1009 SH OTHER 1009 0 0 PHILIP MORRIS INTL INC COM 718172109 1511 16800 SH SOLE 16800 0 0 PHILIP MORRIS INTL INC COM 718172109 93 1034 SH OTHER 1034 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 246 2785 SH SOLE N.A. N.A. N.A. POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2167 31608 SH SOLE 31608 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 67 972 SH OTHER 972 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7269 50490 SH SOLE 50490 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2123 14743 SH OTHER 14743 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1948 11331 SH SOLE 11331 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 117 681 SH OTHER 681 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 1582 39350 SH SOLE 39350 0 0 SERVICE CORP INTL COM 817565104 135 10000 SH SOLE 10000 0 0 SOUTHERN CO COM 842587107 777 16868 SH SOLE 16868 0 0 SOUTHERN CO COM 842587107 56 1220 SH OTHER 1220 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 258 5521 SH SOLE N.A. N.A. N.A. TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 218 5090 SH SOLE N.A. N.A. N.A. VANGUARD WORLD FD MEGA CAP INDEX 921910873 824 16629 SH SOLE 16629 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 20 400 SH OTHER 400 0 0 VANGUARD INDEX FDS S&P 500 ETF SH 922908413 8281 125626 SH SOLE 125626 0 0 VANGUARD INDEX FDS S&P 500 ETF SH 922908413 229 3474 SH OTHER 3474 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 536 11759 SH SOLE 11759 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 17 375 SH OTHER 375 0 0 VISA INC COM CL A 92826C839 1031 7679 SH SOLE 7679 0 0 VISA INC COM CL A 92826C839 64 478 SH OTHER 478 0 0 VMWARE INC CL A COM 928563402 172 1783 SH SOLE 1783 0 0 VMWARE INC CL A COM 928563402 29 300 SH OTHER 300 0 0 WAL-MART STORES INC COM 931142103 357 4836 SH SOLE 4836 0 0 WAL-MART STORES INC COM 931142103 74 1006 SH OTHER 1006 0 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 201 3674 SH SOLE N.A. N.A. N.A.